|
Ticker |
Exchange |
Hartford
Longevity Economy ETF |
HLGE |
NYSE
Arca |
Hartford
Multifactor Developed Markets (ex-US) ETF |
RODM |
NYSE
Arca |
Hartford
Multifactor Diversified International ETF |
RODE |
Cboe
BZX |
Hartford
Multifactor Emerging Markets ETF |
ROAM |
NYSE
Arca |
Hartford
Multifactor Small Cap ETF |
ROSC |
NYSE
Arca |
Hartford
Multifactor US Equity ETF |
ROUS |
NYSE
Arca |
Management
fees |
|
Distribution
and service (12b-1) fees |
|
Other
expenses |
|
Total
annual fund operating expenses |
|
Year
1 |
Year
3 |
Year
5 |
Year
10 |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
|
|
Since
Inception |
Hartford
Longevity Economy ETF |
1
Year |
(3/16/2021) |
Return
Before Taxes |
- |
- |
Return
After Taxes on Distributions |
- |
- |
Return
After Taxes on Distributions and Sale of Fund Shares |
- |
- |
Hartford
Longevity Economy Index |
- |
- |
Russell
3000 Index (reflects no deduction for fees, expenses or
taxes) |
- |
- |
Portfolio
Manager |
Title |
Involved
with
Fund
Since |
Marlene
Walker Smith |
Director,
Head of Equity Index Portfolio Management of Mellon |
2021 |
Todd
Frysinger, CFA |
Vice
President, Senior Portfolio Manager of Mellon |
2021 |
David
France, CFA |
Vice
President, Senior Portfolio Manager of Mellon |
2021 |
Michael
Stoll |
Vice
President, Senior Portfolio Manager of Mellon |
2021 |
Vlasta
Sheremeta, CFA |
Vice
President, Senior Portfolio Manager of Mellon |
2021 |
Management
fees |
|
Distribution
and service (12b-1) fees |
|
Other
expenses |
|
Total
annual fund operating expenses |
|
Year
1 |
Year
3 |
Year
5 |
Year
10 |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
|
|
|
Since
Inception |
Hartford
Multifactor Developed Markets (ex-US) ETF |
1
Year |
5
Years |
(2/25/2015) |
Return
Before Taxes |
- |
|
|
Return
After Taxes on Distributions |
- |
- |
|
Return
After Taxes on Distributions and Sale of Fund Shares |
- |
|
|
Hartford
Risk-Optimized Multifactor Developed Markets (ex-US) Index
|
- |
|
|
MSCI
World ex USA Index (Net) (reflects reinvested dividends net of withholding
taxes
but reflects no deduction for fees, expenses or other
taxes) |
- |
|
|
Portfolio
Manager |
Title |
Involved
with
Fund
Since |
Marlene
Walker Smith |
Director,
Head of Equity Index Portfolio Management of Mellon |
2020 |
Todd
Frysinger, CFA |
Vice
President, Senior Portfolio Manager of Mellon |
2020 |
David
France, CFA |
Vice
President, Senior Portfolio Manager of Mellon |
2020 |
Michael
Stoll |
Vice
President, Senior Portfolio Manager of Mellon |
2020 |
Vlasta
Sheremeta, CFA |
Vice
President, Senior Portfolio Manager of Mellon |
2020 |
Management
fees |
|
Distribution
and service (12b-1) fees |
|
Other
expenses |
|
Total
annual fund operating expenses |
|
Year
1 |
Year
3 |
Year
5 |
Year
10 |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
|
|
|
Since
Inception |
Hartford
Multifactor Diversified International ETF |
1
Year |
5
Years |
(5/10/2017) |
Return
Before Taxes |
- |
|
|
Return
After Taxes on Distributions |
- |
- |
|
Return
After Taxes on Distributions and Sale of Fund Shares |
- |
|
|
Hartford
Multifactor Diversified International Index |
- |
|
|
MSCI
ACWI ex USA Index (Net) (reflects reinvested dividends net of withholding
taxes
but reflects no deduction for fees, expenses or other
taxes) |
- |
|
|
Portfolio
Manager |
Title |
Involved
with
Fund
Since |
Marlene
Walker Smith |
Director,
Head of Equity Index Portfolio Management of Mellon |
2020 |
Todd
Frysinger, CFA |
Vice
President, Senior Portfolio Manager of Mellon |
2020 |
David
France, CFA |
Vice
President, Senior Portfolio Manager of Mellon |
2020 |
Michael
Stoll |
Vice
President, Senior Portfolio Manager of Mellon |
2020 |
Vlasta
Sheremeta, CFA |
Vice
President, Senior Portfolio Manager of Mellon |
2020 |
Management
fees |
|
Distribution
and service (12b-1) fees |
|
Other
expenses |
|
Total
annual fund operating expenses |
|
Year
1 |
Year
3 |
Year
5 |
Year
10 |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
|
|
|
Since
Inception |
Hartford
Multifactor Emerging Markets ETF |
1
Year |
5
Years |
(2/25/2015) |
Return
Before Taxes |
- |
- |
|
Return
After Taxes on Distributions |
- |
- |
- |
Return
After Taxes on Distributions and Sale of Fund Shares |
- |
- |
|
Hartford
Multifactor Emerging Markets Equity Index |
- |
|
- |
MSCI
Emerging Markets Index (Net) (reflects reinvested dividends net of
withholding
taxes but reflects no deduction for fees, expenses or other
taxes) |
- |
- |
|
Portfolio
Manager |
Title |
Involved
with
Fund
Since |
Marlene
Walker Smith |
Director,
Head of Equity Index Portfolio Management of Mellon |
2020 |
Todd
Frysinger, CFA |
Vice
President, Senior Portfolio Manager of Mellon |
2020 |
David
France, CFA |
Vice
President, Senior Portfolio Manager of Mellon |
2020 |
Michael
Stoll |
Vice
President, Senior Portfolio Manager of Mellon |
2020 |
Vlasta
Sheremeta, CFA |
Vice
President, Senior Portfolio Manager of Mellon |
2020 |
Management
fees |
|
Distribution
and service (12b-1) fees |
|
Other
expenses |
|
Total
annual fund operating expenses |
|
Year
1 |
Year
3 |
Year
5 |
Year
10 |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
|
|
|
Since
Inception |
Hartford
Multifactor Small Cap ETF |
1
Year |
5
Years |
(3/23/2015) |
Return
Before Taxes |
- |
|
|
Return
After Taxes on Distributions |
- |
|
|
Return
After Taxes on Distributions and Sale of Fund Shares |
- |
|
|
Hartford
Multifactor Small Cap Index |
- |
|
|
Russell
2000 Index (reflects no deduction for fees, expenses or
taxes) |
- |
|
|
Portfolio
Manager |
Title |
Involved
with
Fund
Since |
Marlene
Walker Smith |
Director,
Head of Equity Index Portfolio Management of Mellon |
2020 |
Todd
Frysinger, CFA |
Vice
President, Senior Portfolio Manager of Mellon |
2020 |
David
France, CFA |
Vice
President, Senior Portfolio Manager of Mellon |
2020 |
Michael
Stoll |
Vice
President, Senior Portfolio Manager of Mellon |
2020 |
Vlasta
Sheremeta, CFA |
Vice
President, Senior Portfolio Manager of Mellon |
2020 |
Management
fees |
|
Distribution
and service (12b-1) fees |
|
Other
expenses |
|
Total
annual fund operating expenses |
|
Year
1 |
Year
3 |
Year
5 |
Year
10 |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
|
|
|
Since
Inception |
Hartford
Multifactor US Equity ETF |
1
Year |
5
Years |
(2/25/2015) |
Return
Before Taxes |
- |
|
|
Return
After Taxes on Distributions |
- |
|
|
Return
After Taxes on Distributions and Sale of Fund Shares |
- |
|
|
Hartford
Multifactor Large Cap Index |
- |
|
|
Russell
1000 Index (reflects no deduction for fees, expenses or taxes)
|
- |
|
|
Portfolio
Manager |
Title |
Involved
with
Fund
Since |
Marlene
Walker Smith |
Director,
Head of Equity Index Portfolio Management of Mellon |
2020 |
Todd
Frysinger, CFA |
Vice
President, Senior Portfolio Manager of Mellon |
2020 |
David
France, CFA |
Vice
President, Senior Portfolio Manager of Mellon |
2020 |
Michael
Stoll |
Vice
President, Senior Portfolio Manager of Mellon |
2020 |
Vlasta
Sheremeta, CFA |
Vice
President, Senior Portfolio Manager of Mellon |
2020 |
√
Principal Risk
X
Additional Risk |
Hartford
Longevity
Economy
ETF
|
Hartford
Multifactor
Developed
Markets
(ex-US)
ETF |
Hartford
Multifactor
Diversified
International
ETF |
Authorized
Participant Concentration Risk |
√ |
√ |
√ |
Cash
Transactions Risk |
X |
X |
X |
Counterparty
Risk |
X |
X |
X |
Currency
Risk |
|
√ |
√ |
Depositary
Receipts Risk |
X |
X |
X |
Derivatives
Risk |
X |
X |
X |
Futures
and Options Risk |
X |
X |
X |
Swaps
Risk |
X |
X |
X |
Hedging
Risk |
X |
X |
X |
Equity
Risk |
√ |
√ |
√ |
Exchange-Traded
Funds Risk |
X |
X |
X |
Exchange-Traded
Notes Risk |
X |
X |
X |
Foreign
Investments Risk |
|
√ |
√ |
Emerging
Markets Risk |
|
|
√ |
Illiquid
Investments Risk |
X |
X |
X |
Index
Tracking Risk |
√ |
√ |
√ |
Index
Related Risk |
√ |
√ |
√ |
Industry
Concentration Risk |
√ |
√ |
√ |
Large
Cap Securities Risk |
√ |
X |
X |
Large
Shareholder Transaction Risk |
X |
X |
X |
Liquidity
Risk |
X |
X |
X |
Longevity
Economy Investment Focus Risk |
√ |
|
|
Market
Price Risk |
√ |
√ |
√ |
Market
Risk |
√ |
√ |
√ |
Mid
Cap Securities Risk |
X |
√ |
|
New
Fund Risk |
X |
|
|
No
Guarantee of Active Trading Market Risk |
X |
X |
X |
Other
Investment Companies Risk |
X |
X |
X |
Passive
Strategy/Index Risk |
√ |
√ |
√ |
Regional/Country
Focus Risk |
|
√ |
√ |
Investments
in Asian Securities |
|
√ |
√ |
Investments
in Central and South America |
|
X |
X |
Investments
in Europe |
|
√ |
√ |
Restricted
Securities Risk |
X |
X |
X |
Rule
144A Securities and Regulation S Securities Risk |
|
X |
X |
Secondary
Trading Market Issues |
X |
X |
X |
Securities
Lending Risk |
X |
X |
X |
Small
Cap Securities Risk |
X |
|
|
Use
as an Underlying Fund Risk |
X |
X |
X |
√
Principal Risk
X
Additional Risk |
Hartford
Longevity
Economy
ETF |
Hartford
Multifactor
Developed
Markets
(ex-US)
ETF |
Hartford
Multifactor
Diversified
International
ETF |
Valuation
Risk |
√ |
√ |
√ |
Volatility
Risk |
X |
X |
X |
Warrants
Risk |
X |
|
|
√ Principal
Risk
X
Additional Risk |
Hartford
Multifactor
Emerging
Markets
ETF |
Hartford
Multifactor
Small
Cap ETF |
Hartford
Multifactor
US
Equity ETF |
Authorized
Participant Concentration Risk |
√ |
√ |
√ |
Cash
Transactions Risk |
X |
X |
X |
Counterparty
Risk |
X |
X |
X |
Currency
Risk |
√ |
|
|
Depositary
Receipts Risk |
X |
X |
|
Derivatives
Risk |
X |
X |
X |
Futures
and Options Risk |
X |
X |
X |
Swaps
Risk |
X |
X |
X |
Hedging
Risk |
X |
X |
X |
Equity
Risk |
√ |
√ |
√ |
Exchange-Traded
Funds Risk |
X |
X |
X |
Exchange-Traded
Notes Risk |
X |
X |
X |
Foreign
Investments Risk |
√ |
|
|
Emerging
Markets Risk |
√ |
|
|
Illiquid
Investments Risk |
X |
X |
X |
Index
Tracking Risk |
√ |
√ |
√ |
Index
Related Risk |
√ |
√ |
√ |
Industry
Concentration Risk |
√ |
√ |
√ |
Large
Cap Securities Risk |
X |
|
√ |
Large
Shareholder Transaction Risk |
X |
X |
X |
Liquidity
Risk |
X |
X |
X |
Longevity
Economy Investment Focus Risk |
|
|
|
Market
Price Risk |
√ |
√ |
√ |
Market
Risk |
√ |
√ |
√ |
Mid
Cap Securities Risk |
|
|
|
New
Fund Risk |
|
|
|
No
Guarantee of Active Trading Market Risk |
X |
X |
X |
Other
Investment Companies Risk |
X |
X |
X |
Passive
Strategy/Index Risk |
√ |
√ |
√ |
Regional/Country
Focus Risk |
√ |
|
|
Investments
in Asian Securities |
√ |
|
|
Investments
in Central and South America |
X |
|
|
Investments
in Europe |
√ |
|
|
Restricted
Securities Risk |
X |
X |
X |
Rule
144A Securities and Regulation S Securities Risk |
X |
X |
|
Secondary
Trading Market Issues |
X |
X |
X |
Securities
Lending Risk |
X |
X |
X |
Small
Cap Securities Risk |
|
√ |
X |
Use
as an Underlying Fund Risk |
X |
X |
X |
Valuation
Risk |
√ |
√ |
√ |
Volatility
Risk |
X |
X |
X |
Warrants
Risk |
|
|
|
Portfolio
Manager |
Positions
Over the Past Five Years |
Marlene
Walker Smith |
Director,
Head of Equity Index Portfolio Management of Mellon. Ms.
Walker
Smith received an MBA in finance from the University of
Pittsburgh
and a BA in history and Russian from Washington & Jefferson
College
and has 30 years of investment experience. |
Todd
Frysinger, CFA |
Vice
President, Senior Portfolio Manager of Mellon. Mr. Frysinger
received
an MS in finance from Boston College and a BS in finance and
management
from Elizabethtown College and has 20 years of
investment
experience. |
David
France, CFA |
Vice
President, Senior Portfolio Manager of Mellon. Mr. France received
an
MS in finance from Loyola University Maryland and a BSBA in
accounting
from Duquesne University and has 27 years of investment
experience. |
Michael
Stoll |
Vice
President, Senior Portfolio Manager of Mellon. Mr. Stoll received a
BS
in civil engineering from the University of California at Irvine, and an
MBA
and an MS in engineering from the University of California at
Berkeley
and has 16 years of investment
experience. |
Portfolio
Manager |
Positions
Over the Past Five Years |
Vlasta
Sheremeta, CFA |
Vice
President, Senior Portfolio Manager of Mellon. Ms. Sheremeta
received
an MBA from Carnegie Mellon University and a BS in business
administration
from the University of Pittsburgh and has 10 years of
investment
experience. |
Fund |
Annual
Rate |
Hartford
Longevity Economy ETF |
0.44% |
Hartford
Multifactor Developed Markets (ex-US) ETF |
0.29% |
Hartford
Multifactor Diversified International ETF |
0.29% |
Hartford
Multifactor Emerging Markets ETF |
0.44% |
Hartford
Multifactor Small Cap ETF |
0.34% |
Hartford
Multifactor US Equity ETF |
0.19% |
Fund |
Income
Dividend
Distribution
Frequency |
Hartford
Longevity Economy ETF |
Quarterly |
Hartford
Multifactor Developed Markets (ex-US) ETF |
Semi-Annual |
Hartford
Multifactor Diversified International ETF |
Semi-Annual |
Hartford
Multifactor Emerging Markets ETF |
Semi-Annual |
Hartford
Multifactor Small Cap ETF |
Quarterly |
Hartford
Multifactor US Equity ETF |
Quarterly |
|
—Selected
Per-Share Data(1)— |
—Ratios
and Supplemental Data — | ||||||||||||
|
Net
Asset
Value
at
Beginning
of
Period |
Net
Investment
Income
(Loss) |
Net
Realized
and
Unrealized
Gain
(Loss)
on
Investments |
Total
from
Investment
Operations |
Other
Capital |
Dividends
from
Net
Investment
Income |
Total
Dividends
and
Distributions |
Net
Asset
Value
at
End
of
Period |
Total
Return(2)
|
Net
Assets
at
End
of
Period
(000s) |
Ratio
of
Expenses
to
Average
Net
Assets
Before
Adjust-
ments(3)
|
Ratio
of
Expenses
to
Average
Net
Assets
After
Adjust-
ments |
Ratio
of
Net
Investment
Income
(Loss)
to
Average
Net
Assets |
Portfolio
Turnover(4)
|
Hartford
Longevity Economy ETF
| ||||||||||||||
For
the Year Ended September 30, 2022 | ||||||||||||||
|
$ 26.32 |
$ 0.36 |
$ (4.95) |
$ (4.59) |
$ — |
$ (0.35) |
$ (0.35) |
$ 21.38 |
(17.63)% |
$ 20,307 |
0.44% |
0.44% |
1.40% |
63% |
For
the Period Ended September 30, 2021(5)
| ||||||||||||||
|
$ 25.00 |
$ 0.18 |
$ 1.22 |
$ 1.40 |
$ — |
$ (0.08) |
$ (0.08) |
$ 26.32 |
5.58%(6)
|
$ 25,001 |
0.44%(7)
|
0.44%(7)
|
1.23%(7)
|
70%(8)
|
Hartford
Multifactor Developed Markets (ex-US) ETF
| ||||||||||||||
For
the Year Ended September 30, 2022 | ||||||||||||||
|
$ 30.26 |
$ 1.07 |
$ (8.03) |
$ (6.96) |
$ — |
$ (1.44) |
$ (1.44) |
$ 21.86 |
(23.89)% |
$ 1,246,262 |
0.29% |
0.29% |
3.82% |
33% |
For
the Year Ended September 30, 2021 | ||||||||||||||
|
$ 25.89 |
$ 0.99 |
$ 4.37 |
$ 5.36 |
$ — |
$ (0.99) |
$ (0.99) |
$ 30.26 |
20.81% |
$ 1,945,925 |
0.29% |
0.29% |
3.37% |
44% |
For
the Year Ended September 30, 2020 | ||||||||||||||
|
$ 27.76 |
$ 0.68 |
$ (1.79) |
$ (1.11) |
$ — |
$ (0.76) |
$ (0.76) |
$ 25.89 |
(4.04)% |
$ 2,001,148 |
0.29% |
0.29% |
2.60% |
57% |
For
the Year Ended September 30, 2019 | ||||||||||||||
|
$ 28.97 |
$ 0.98 |
$ (1.51) |
$ (0.53) |
$ — |
$ (0.68) |
$ (0.68) |
$ 27.76 |
(1.78)% |
$ 2,335,688 |
0.29% |
0.29% |
3.56% |
63% |
For
the Year Ended September 30, 2018 | ||||||||||||||
|
$ 28.24 |
$ 0.91 |
$ 0.45(9)
|
$ 1.36 |
$ 0.00(10)
|
$ (0.63) |
|