Empower
Ariel Mid Cap Value Fund
Institutional
Class Ticker: MXOAX
Investor
Class Ticker: MXMCX |
Empower
Small Cap Growth Fund
Institutional
Class Ticker: MXMSX
Investor
Class Ticker: MXMTX |
Empower
Bond Index Fund
Institutional
Class Ticker: MXCOX
Investor
Class Ticker: MXBIX |
Empower
Small Cap Value Fund
Institutional
Class Ticker: MXTFX
Investor
Class Ticker: MXLSX |
Empower
Core Bond Fund
Institutional
Class Ticker: MXIUX
Investor
Class Ticker: MXFDX |
Empower
T. Rowe Price Mid Cap Growth Fund
Institutional
Class Ticker: MXYKX
Investor
Class Ticker: MXMGX |
Empower
Emerging Markets Equity Fund
Institutional
Class Ticker: MXENX
Investor
Class Ticker: MXEOX |
Empower
U.S. Government Securities Fund
Institutional
Class Ticker: MXDQX
Investor
Class Ticker: MXGMX |
Empower
Global Bond Fund
Institutional
Class Ticker: MXZMX
Investor
Class Ticker: MXGBX |
Empower
Aggressive Profile Fund
Institutional
Class Ticker: MXGTX
Investor
Class Ticker: MXAPX |
Empower
Government Money Market Fund
Institutional
Class Ticker: MXGXX
Investor
Class Ticker: MXMXX |
Empower
Conservative Profile Fund
Institutional
Class Ticker: MXKVX
Investor
Class Ticker: MXCPX
Class
L Ticker: MXIPX |
Empower
High Yield Bond Fund
Institutional
Class Ticker: MXFRX
Investor
Class Ticker: MXHYX |
Empower
Moderate Profile Fund
Institutional
Class Ticker: MXITX
Investor
Class Ticker: MXMPX
Class
L Ticker: MXGPX |
Empower
Inflation-Protected Securities Fund
Institutional
Class Ticker: MXIOX
Investor
Class Ticker: MXIHX |
Empower
Moderately Aggressive Profile Fund
Institutional
Class Ticker: MXHRX
Investor
Class Ticker: MXBPX |
Empower
International Growth Fund
Institutional
Class Ticker: MXHTX
Investor
Class Ticker: MXIGX |
Empower
Moderately Conservative Profile Fund
Institutional
Class Ticker: MXJUX
Investor
Class Ticker: MXDPX
Class
L Ticker: MXHPX |
Empower
International Index Fund
Institutional
Class Ticker: MXPBX
Investor
Class Ticker: MXINX |
Empower
Lifetime 2015 Fund
Institutional
Class Ticker: MXNYX
Investor
Class Ticker: MXLYX
Service
Class Ticker:
MXLZX |
Empower
International Value Fund
Institutional
Class Ticker: MXJVX
Investor
Class Ticker: MXIVX |
Empower
Lifetime 2020 Fund
Institutional
Class Ticker: MXAKX
Investor
Class Ticker: MXAGX
Service
Class Ticker: MXAHX |
Empower
Large Cap Growth Fund
Institutional
Class Ticker: MXGSX
Investor
Class Ticker: MXLGX |
Empower
Lifetime 2025 Fund
Institutional
Class Ticker: MXQBX
Investor
Class Ticker: MXELX
Service
Class Ticker: MXFLX |
Empower
Large Cap Value Fund
Institutional
Class Ticker: MXVHX
Investor
Class Ticker: MXEQX
Investor
II Class Ticker: MXHAX |
Empower
Lifetime 2030 Fund
Institutional
Class Ticker: MXAYX
Investor
Class Ticker: MXATX
Service
Class Ticker: MXAUX |
Empower
Mid Cap Value Fund
Institutional
Class Ticker: MXKJX
Investor
Class Ticker: MXMVX |
Empower
Lifetime 2035 Fund
Institutional
Class Ticker: MXTBX
Investor
Class Ticker: MXKLX
Service
Class Ticker: MXLLX |
Empower
Multi-Sector Bond Fund
Institutional
Class Ticker: MXUGX
Investor
Class Ticker: MXLMX |
Empower
Lifetime 2040 Fund
Institutional
Class Ticker: MXBGX
Investor
Class Ticker: MXBDX
Service
Class Ticker: MXBEX |
Empower
Real Estate Index Fund
Institutional
Class Ticker: MXSFX
Investor
Class Ticker: MXREX |
Empower
Lifetime 2045 Fund
Institutional
Class Ticker: MXWEX
Investor
Class Ticker: MXQLX
Service
Class Ticker: MXRLX |
Empower
S&P 500®
Index Fund
Institutional
Class Ticker: MXKWX
Investor
Class Ticker: MXVIX |
Empower
Lifetime 2050 Fund
Institutional
Class Ticker: MXBSX
Investor
Class Ticker: MXBOX
Service
Class Ticker: MXBQX |
Empower
S&P Mid Cap 400®
Index Fund
Institutional
Class Ticker: MXNZX
Investor
Class Ticker: MXMDX
Class
L Ticker: MXBUX |
Empower
Lifetime 2055 Fund
Institutional
Class Ticker: MXZHX
Investor
Class Ticker: MXWLX
Service
Class Ticker: MXXLX |
Empower
S&P Small Cap 600®
Index Fund
Institutional
Class Ticker: MXERX
Investor
Class Ticker: MXISX
Class
L: MXNSX |
Empower
Lifetime 2060 Fund
Institutional
Class Ticker: MXGUX
Investor
Class Ticker: MXGNX
Service
Class Ticker: MXGQX |
Empower
Short Duration Bond Fund
Institutional
Class Ticker: MXXJX
Investor
Class Ticker: MXSDX |
Empower
SecureFoundation®
Balanced Fund
Institutional
Class Ticker: MXCJX
Investor
Class Ticker: MXSBX
Service
Class Ticker: MXSHX
Class
L Ticker: MXLDX |
Empower
Ariel Mid Cap Value Fund |
Empower
Multi-Sector Bond Fund |
Empower
Bond Index Fund |
Empower
Real Estate Index Fund |
Empower
Core Bond Fund |
Empower
S&P 500 Index Fund |
Empower
Emerging Markets Equity Fund |
Empower
S&P Mid Cap 400 Index Fund |
Empower
Global Bond Fund |
Empower
S&P Small Cap 600 Index Fund |
Empower
Government Money Market Fund |
Empower
Short Duration Bond Fund |
Empower
High Yield Bond Fund |
Empower
Small Cap Growth Fund |
Empower
Inflation-Protected Securities Fund |
Empower
Small Cap Value Fund |
Empower
Large Cap Growth Fund |
Empower
T. Rowe Price Mid Cap Growth Fund |
Empower
Large Cap Value Fund |
Empower
U.S. Government Securities Fund |
Empower
Mid Cap Value Fund |
|
Independent
Directors* | |||||
Name,
Address,
and
Age |
Position(s)
Held
with
Empower
Funds |
Term
of
Office
and
Length
of
Time
Served** |
Principal
Occupation(s)
During
Past 5 Years |
Number
of
Funds
in
Fund
Complex
Overseen
by
Director |
Other
Directorships
Held
by
Director |
Gail
H.
Klapper
8515
East
Orchard
Road,
Greenwood
Village,
CO
80111
80 |
Chair
&
Independent
Director |
Since
2016 (as
Chair)
Since
2007
(as
Independent
Director)
|
Managing
Attorney, Klapper Law
Firm;
Member/Director, The Colorado
Forum;
Director, Gold, Inc.; Member,
Colorado
State Fair Board Authority;
Manager,
6K Ranch, LLC; and former
Director,
Guaranty Bancorp |
45 |
Director,
Gold,
Inc. |
James
A.
Hillary***
8515
East
Orchard
Road,
Greenwood
Village,
CO
80111
61 |
Independent
Director |
Since
2017 |
Principal
and Founding Partner, Fios
Partners
LLC; Member, Fios Capital,
LLC,
Fios Holdings LLC; Sole
Member,
Independence Capital Asset
Partners,
LLC, Fios Companies LLC,
Resolute
Capital Asset Partners LLC;
Manager,
Applejack Holdings, LLC;
and
Manager and Member, Prestige
Land
Holdings, LLC |
45 |
N/A |
R.
Timothy
Hudner****
8515
East
Orchard
Road,
Greenwood
Village,
CO
80111
64 |
Independent
Director |
Since
2017 |
Former
Director, Colorado State
Housing
Board, Grand Junction
Housing
Authority and Counseling and
Education
Center |
45 |
N/A |
Steven
A.
Lake
8515
East
Orchard
Road,
Greenwood
Village,
CO
80111
69 |
Independent
Director
|
Since
2017 |
Managing
Member, Lake Advisors,
LLC;
Member, Gart Capital Partners,
LLC;
and Executive Member, Sage
Enterprise
Holdings, LLC |
45 |
N/A |
Stephen
G.
McConahey
8515
East
Orchard
Road,
Greenwood
Village,
CO
80111
80 |
Independent
Director
&
Audit
Committee
Chair |
Since
2011
(as
Independent
Director)
Since
2015 (as
Audit
Committee
Chair) |
Chairman,
SGM Capital, LLC; Partner,
Iron
Gate Capital, LLC; Director, IMA
Financial
Group, Inc.; Chairman,
Board
of Trustees, Denver Museum of
Nature
and Science; and former
Director,
Guaranty Bancorp |
45 |
Director,
IMA
Financial
Group,
Inc.;
Chairman,
Board
of
Trustees,
Denver
Museum
of
Nature
and
Science |
Interested
Director***** | |||||
Name,
Address,
and
Age |
Position(s)
Held
with
Empower
Funds |
Term
of
Office
and
Length
of
Time
Served |
Principal
Occupation(s)
During
Past 5 Years |
Number
of
Funds
in
Fund
Complex
Overseen
by
Director |
Other
Directorships
Held
by
Director |
Jonathan
D.
Kreider
8515
East
Orchard
Road,
Greenwood
Village,
CO
80111
41 |
Director,
President
&
Chief
Executive
Officer |
Since
2020 |
Executive
Vice President & Head of
Empower
Investments, Empower;
Senior
Vice President & Head of
Empower
Investments, Empower of
America
and Empower Life &
Annuity
Insurance Company of
New
York (“Empower of NY”);
President,
Chief Executive Officer &
Manager,
ECM; formerly, Vice
President,
Great-West
Funds
Investment Products and
Empower
Advisory Group, LLC
(“EAG”) |
45 |
N/A |
Officers | |||||
Name,
Address,
and
Age |
Position(s)
Held
with
Empower
Funds |
Term
of
Office
and
Length
of
Time
Served |
Principal
Occupation(s)
During
Past 5 Years |
Number
of
Funds
in
Fund
Complex
Overseen
by
Director |
Other
Directorships
Held
by
Director |
Jonathan
D.
Kreider
8515
East
Orchard
Road,
Greenwood
Village,
CO
80111
41 |
Director,
President
&
Chief
Executive
Officer |
Since
2020 |
Executive
Vice President & Head of
Empower
Investments, Empower;
Senior
Vice President & Head of
Empower
Investments, Empower of
America
and Empower of NY;
President,
Chief Executive Officer &
Manager,
ECM; formerly, Vice
President,
Great-West
Funds
Investment Products and EAG |
45 |
N/A |
Katherine
Stoner
8515
East
Orchard
Road,
Greenwood
Village,
CO
80111
67 |
Chief
Compliance
Officer |
Since
2016 |
Vice
President, Compliance
Empower
Investments, Empower;
Chief
Compliance Officer, ECM and
EAG;
Interim Chief Compliance
Officer,
Empower of America and
Empower
of NY |
N/A |
N/A |
Ryan
L.
Logsdon
8515
East
Orchard
Road,
Greenwood
Village,
CO
80111
50 |
Chief
Legal
Officer
&
Secretary |
Since
2010 (as
Secretary)
Since
2021 (as
Chief
Legal
Officer) |
Deputy
General Counsel & Corporate
Secretary,
Empower, Empower of
America
& Empower of NY; Vice
President
& Counsel, ECM; formerly,
Vice
President & Counsel, Empower
Funds;
Vice President, Counsel &
Secretary,
EAG & EFSI |
N/A |
N/A |
Officers | |||||
Name,
Address,
and
Age |
Position(s)
Held
with
Empower
Funds |
Term
of
Office
and
Length
of
Time
Served |
Principal
Occupation(s)
During
Past 5 Years |
Number
of
Funds
in
Fund
Complex
Overseen
by
Director |
Other
Directorships
Held
by
Director |
Kelly
B. New
8515
East
Orchard
Road,
Greenwood
Village,
CO
80111
48 |
Chief
Financial
Officer
&
Treasurer |
Since
2021 |
Vice
President, Fund Administration,
Empower;
Chief Financial Officer &
Treasurer,
ECM; Vice President &
Treasurer,
CITs, Empower Trust
Company,
LLC (“ETC”); formerly,
Assistant
Treasurer Empower Funds,
ECM
& ETC |
N/A |
N/A |
John
A.
Clouthier
8515
East
Orchard
Road,
Greenwood
Village,
CO
80111
56 |
Assistant
Treasurer |
Since
2007 |
Vice
President, Fund Administration,
Empower;
Assistant Treasurer, ECM;
Assistant
Vice President and Assistant
Treasurer,
ETC |
N/A |
N/A |
Abhijit
Dande
8515
East
Orchard
Road,
Greenwood
Village,
CO
80111
43 |
Derivatives
Risk
Manager |
Since
2022 |
Vice
President, Financial Risk
Management,
Empower; Derivatives
Risk
Manager, ECM |
N/A |
N/A |
Name
of Director |
Dollar
Range of Equity Securities in the Funds
|
Aggregate
Dollar Range of
Equity
Securities in All
Registered
Investment
Companies
Overseen by
Director
in Family
of
Investment Companies |
Independent
Directors | ||
James
A. Hillary |
$0 |
$0 |
R.
Timothy Hudner |
$0 |
$0 |
Gail
H. Klapper |
$0 |
$0 |
Steven
A. Lake |
$0 |
$50,001
- $100,000 |
Stephen
G. McConahey |
$0 |
$0 |
Interested
Director | ||
Jonathan
D. Kreider |
Empower
Aggressive Profile Fund - Over
$100,000
Empower
Moderate Profile Fund - Over $100,000 |
Over
$100,000 |
Name
of
Independent
Director |
Aggregate
Compensation
from
Empower
Funds |
Pension
or
Retirement
Benefits
Accrued as
Part
of Fund
Expenses |
Estimated
Annual
Benefits
Upon
Retirement |
Total
Compensation
from
Empower
Funds
Paid to
Directors |
Gail
H. Klapper |
$271,500 |
$0 |
$0 |
$271,500 |
James
A. Hillary |
$233,500 |
$0 |
$0 |
$233,500 |
R.
Timothy Hudner |
$233,500 |
$0 |
$0 |
$233,500 |
Name
of
Independent
Director |
Aggregate
Compensation
from
Empower
Funds |
Pension
or
Retirement
Benefits
Accrued as
Part
of Fund
Expenses |
Estimated
Annual
Benefits
Upon
Retirement |
Total
Compensation
from
Empower
Funds
Paid to
Directors |
Steven
A. Lake |
$233,500 |
$0 |
$0 |
$233,500 |
Stephen
G. McConahey |
$251,500 |
$0 |
$0 |
$251,500 |
Fund |
Management
Fee |
Empower
Aggressive Profile Fund |
0.10%
of the average daily net assets |
Empower
Ariel Mid Cap Value Fund
|
0.67%
of the average daily net assets |
Empower
Bond Index Fund
|
0.13%
of the average daily net assets on assets up to $3 billion
and
0.09% of the average daily net assets on assets over
$3
billion |
Empower
Conservative Profile Fund |
0.10%
of the average daily net assets |
Empower
Core Bond Fund
|
0.32%
of the average daily net assets |
Empower
Emerging Markets Equity Fund |
0.93%
of the average daily net assets on assets up to
$1
billion, 0.88% of the average daily net assets on assets over
$1
billion, and 0.83% of the average daily net assets on assets
over
$2 billion |
Empower
Global Bond Fund
|
0.57%
of the average daily net assets on assets up to
$1
billion, 0.52% of the average daily net assets on assets over
$1
billion, and 0.47% of the average daily net assets on assets
over
$2 billion |
Empower
Government Money Market Fund
|
0.10%
of the average daily net assets |
Empower
High Yield Bond Fund
|
0.60%
of the average daily net assets on assets up to
$1
billion, 0.55% of the average daily net assets on assets over
$1
billion, and 0.50% of the average daily net assets on assets
over
$2 billion |
Empower
Inflation-Protected Securities Fund |
0.33%
of the average daily net assets on assets up to
$1
billion, 0.28% of the average daily net assets on assets over
$1
billion, and 0.23% of the average daily net assets on assets
over
$2 billion |
Empower
International Growth Fund
|
0.82%
of the average daily net assets on assets up to
$1
billion, 0.77% of the average daily net assets on assets over
$1
billion, and 0.72% of the average daily net assets on assets
over
$2 billion |
Empower
International Index Fund
|
0.25%
of the average daily net assets on assets up to
$1
billion, 0.20% of the average daily net assets on assets over
$1
billion, and 0.15% of the average daily net assets on assets
over
$2 billion |
Empower
International Value Fund
|
0.67%
of the average daily net assets |
Empower
Large Cap Growth Fund
|
0.62%
of the average daily net assets on assets up to
$1
billion, 0.57% of the average daily net assets on assets over
$1
billion, and 0.52% of the average daily net assets on assets
over
$2 billion |
Fund |
Management
Fee |
Empower
Large Cap Value Fund
|
0.61%
of the average daily net assets on assets up to
$1
billion, 0.56% of the average daily net on assets over
$1
billion, and 0.51% of the average daily net assets on assets
over
$2 billion |
Empower
Lifetime 2015 Fund |
0.12%
of the average daily net assets |
Empower
Lifetime 2020 Fund |
0.12%
of the average daily net assets |
Empower
Lifetime 2025 Fund |
0.12%
of the average daily net assets |
Empower
Lifetime 2030 Fund |
0.12%
of the average daily net assets |
Empower
Lifetime 2035 Fund |
0.12%
of the average daily net assets |
Empower
Lifetime 2040 Fund |
0.12%
of the average daily net assets |
Empower
Lifetime 2045 Fund |
0.12%
of the average daily net assets |
Empower
Lifetime 2050 Fund |
0.12%
of the average daily net assets |
Empower
Lifetime 2055 Fund |
0.12%
of the average daily net assets |
Empower
Lifetime 2060 Fund |
0.12%
of the average daily net assets |
Empower
Mid Cap Value Fund
|
0.78%
of the average daily net assets on assets up to
$1
billion, 0.73% of the average daily net assets on assets over
$1
billion, and 0.68% of the average daily net assets on assets
over
$2 billion |
Empower
Moderate Profile Fund |
0.10%
of the average daily net assets |
Empower
Moderately Aggressive Profile Fund |
0.10%
of the average daily net assets |
Empower
Moderately Conservative Profile Fund |
0.10%
of the average daily net assets |
Empower
Multi-Sector Bond Fund
|
0.52%
of the average daily net assets on assets up to
$1
billion, 0.47% of the average daily net assets on assets over
$1
billion, and 0.42% of the average daily net assets on assets
over
$2 billion |
Empower
Real Estate Index Fund
|
0.29%
of the average daily net assets on assets up to
$1
billion, 0.24% of the average daily net assets on assets over
$1
billion, and 0.19% of the average daily net assets on assets
over
$2 billion |
Empower
S&P 500 Index Fund
|
0.21%
of the average daily net assets on assets up to
$1
billion, 0.16% of the average daily net assets on assets over
$1
billion, 0.11% of the average daily net assets on assets over
$2
billion, and 0.09% of the average daily net assets on assets
over
$3 billion
|
Empower
S&P Mid Cap 400 Index Fund
|
0.18%
of the average daily net assets on assets up to
$1
billion, 0.13% of the average daily net assets on assets over
$1
billion, and 0.08% of the average daily net assets on assets
over
$2 billion |
Empower
S&P Small Cap 600 Index Fund
|
0.19%
of the average daily net assets on assets up to
$1
billion, 0.14% of the average daily net assets on assets over
$1
billion, and 0.09% of the average daily net assets on assets
over
$2 billion |
Empower
SecureFoundation Balanced Fund |
0.10%
of the average daily net assets |
Empower
Short Duration Bond Fund
|
0.23%
of the average daily net assets |
Empower
Small Cap Growth Fund
|
0.83%
of the average daily net assets on assets up to
$1
billion, 0.78% of the average daily net assets on assets over
$1
billion, and 0.73% of the average daily net assets on assets
over
$2 billion |
Empower
Small Cap Value Fund
|
0.71%
of the average daily net assets |
Empower
T. Rowe Price Mid Cap Growth Fund
|
0.65%
of the average daily net assets |
Empower
U.S. Government Securities Fund
|
0.23%
of the average daily net
assets |
Fund |
2023 |
2022 |
2021 |
Empower
Aggressive Profile Fund |
$614,232
|
$606,531
|
$719,472
|
Empower
Ariel Mid Cap Value Fund |
$778,451
|
$967,243
|
$1,326,520
|
Empower
Bond Index Fund |
$4,289,634
|
$2,948,793
|
$2,207,528
|
Empower
Conservative Profile Fund |
$982,094
|
$953,597
|
$1,028,582
|
Empower
Core Bond Fund |
$1,398,018
|
$1,518,152
|
$1,771,505
|
Empower
Emerging Markets Equity Fund |
$5,935,734
|
$5,952,091 |
$4,875,764
|
Empower
Global Bond Fund |
$2,622,973
|
$2,711,662
|
$3,010,829
|
Empower
Government Money Market Fund |
$624,448
|
$666,084
|
$972,944
|
Empower
High Yield Bond Fund |
$2,738,536
|
$3,872,790
|
$2,627,269
|
Empower
Inflation-Protected Securities Fund |
$1,288,962
|
$1,399,116
|
$1,552,953
|
Empower
International Growth Fund |
$3,605,756
|
$3,609,807
|
$4,177,584
|
Empower
International Index Fund |
$3,671,480
|
$3,319,060
|
$2,683,177
|
Empower
International Value Fund |
$9,281,434
|
$8,217,732
|
$8,177,294
|
Empower
Large Cap Growth Fund |
$6,981,698
|
$4,892,663
|
$5,469,093
|
Empower
Large Cap Value Fund |
$9,227,807
|
$9,358,738
|
$8,974,531
|
Empower
Lifetime 2015 Fund |
$622,100
|
$751,330
|
$920,045
|
Empower
Lifetime 2020 Fund |
$439,163
|
$481,627
|
$479,449
|
Empower
Lifetime 2025 Fund |
$1,476,763
|
$1,668,283
|
$1,976,250
|
Empower
Lifetime 2030 Fund |
$566,193
|
$537,897
|
$510,496
|
Empower
Lifetime 2035 Fund |
$1,561,195
|
$1,651,523
|
$1,937,734
|
Empower
Lifetime 2040 Fund |
$435,636
|
$390,783
|
$368,716
|
Empower
Lifetime 2045 Fund |
$1,082,804
|
$1,082,440
|
$1,232,991
|
Empower
Lifetime 2050 Fund |
$300,674
|
$235,889
|
$202,996
|
Empower
Lifetime 2055 Fund |
$534,491
|
$518,879
|
$589,285
|
Empower
Lifetime 2060 Fund |
$45,056
|
$24,311
|
$14,660
|
Empower
Mid Cap Value Fund |
$4,250,054
|
$5,187,122
|
$6,080,521
|
Empower
Moderate Profile Fund |
$1,492,992
|
$1,603,654
|
$1,823,387
|
Empower
Moderately Aggressive Profile Fund |
$780,525
|
$767,248
|
$827,833
|
Empower
Moderately Conservative Profile Fund |
$552,003
|
$554,141
|
$602,216
|
Empower
Multi-Sector Bond Fund |
$3,732,309
|
$3,262,872
|
$3,499,526
|
Empower
Real Estate Index Fund |
$1,864,259
|
$1,690,605
|
$1,408,801
|
Empower
S&P 500 Index Fund |
$5,490,149
|
$5,533,131
|
$5,080,866
|
Empower
S&P Mid Cap 400 Index Fund |
$2,094,257
|
$2,013,229
|
$1,535,968
|
Empower
S&P Small Cap 600 Index Fund |
$1,545,358
|
$1,625,400
|
$1,608,343
|
Empower
SecureFoundation Balanced Fund |
$874,381
|
$946,814
|
$1,033,169
|
Empower
Short Duration Bond Fund |
$805,637
|
$790,756
|
$824,287
|
Empower
Small Cap Growth Fund |
$943,467
|
$945,655
|
$1,084,545
|
Empower
Small Cap Value Fund |
$3,377,444
|
$2,885,566
|
$3,262,639
|
Empower
T. Rowe Price Mid Cap Growth Fund |
$11,247,440
|
$10,609,148
|
$13,302,165
|
Empower
U.S. Government Securities Fund |
$1,501,693
|
$1,529,998
|
$961,012
|
Fund |
Expense
Limit |
Empower
Ariel Mid Cap Value Fund |
0.70%
of the average daily net assets |
Empower
Bond Index Fund |
0.15%
of the average daily net assets |
Empower
Core Bond Fund |
0.35%
of the average daily net assets |
Empower
Emerging Markets Equity Fund |
0.91%
of the average daily net assets |
Empower
Global Bond Fund |
0.65%
of the average daily net assets |
Empower
High Yield Bond Fund |
0.63%
of the average daily net assets |
Empower
Inflation-Protected Securities Fund |
0.35%
of the average daily net assets |
Empower
International Growth Fund |
0.85%
of the average daily net assets |
Empower
International Index Fund |
0.32%
of the average daily net assets |
Empower
International Value Fund |
0.72%
of the average daily net assets |
Empower
Large Cap Growth Fund |
0.63%
of the average daily net assets |
Empower
Mid Cap Value Fund |
0.80%
of the average daily net assets |
Empower
Multi-Sector Bond Fund |
0.55%
of the average daily net assets |
Empower
Real Estate Index Fund |
0.30%
of the average daily net assets |
Empower
S&P 500 Index Fund |
0.23%
of the average daily net assets |
Empower
S&P Mid Cap 400 Index Fund |
0.20%
of the average daily net assets |
Empower
S&P Small Cap 600 Index Fund |
0.21%
of the average daily net assets |
Empower
Short Duration Bond Fund* |
0.24%
of the average daily net assets |
Empower
Small Cap Growth Fund |
0.84%
of the average daily net assets |
Empower
Small Cap Value Fund |
0.74%
of the average daily net assets |
Empower
T. Rowe Price Mid Cap Growth Fund |
0.67%
of the average daily net assets |
Empower
U.S. Government Securities Fund* |
0.24%
of the average daily net
assets |
Fund |
2023 |
2022 |
2021 |
Empower
Ariel Mid Cap Value Fund |
$97,890
|
$122,678
|
$52,011
|
Empower
Bond Index Fund |
$0
|
$85,260
|
$49,911
|
Empower
Core Bond Fund |
$306,834
|
$286,764
|
$160,576
|
Empower
Emerging Markets Equity Fund |
$927,371
|
$1,124,036
|
$791,665
|
Empower
Global Bond Fund |
$118,808
|
$44,245
|
$23,309
|
Empower
High Yield Bond Fund |
$184,048
|
$227,011
|
$156,428
|
Empower
Inflation-Protected Securities Fund |
$192,962
|
$199,067
|
$103,562
|
Empower
International Growth Fund |
$141,113
|
$149,953
|
$80,917
|
Empower
International Index Fund |
$0
|
$0
|
$0
|
Empower
International Value Fund |
$0
|
$63,952
|
$4,090
|
Empower
Large Cap Growth Fund |
$99,296
|
$138,651
|
$71,480 |
Empower
Mid Cap Value Fund |
$83,119
|
$83,564
|
$80,764
|
Empower
Multi-Sector Bond Fund |
$376,837
|
$383,937
|
$151,895
|
Empower
Real Estate Index Fund |
$174,566
|
$204,188
|
$117,418
|
Empower
S&P 500 Index Fund |
$0
|
$1,186
|
$1,708
|
Empower
S&P Mid Cap 400 Index Fund |
$15,559
|
$49,011
|
$33,593
|
Empower
S&P Small Cap 600 Index Fund |
$74,765
|
$95,525
|
$18,348
|
Empower
Short Duration Bond Fund |
$124,724
|
$130,390
|
$64,608
|
Empower
Small Cap Growth Fund |
$149,900
|
$155,131
|
$120,127 |
Empower
Small Cap Value Fund |
$113,843
|
$42,066
|
$19,949 |
Empower
T. Rowe Price Mid Cap Growth Fund |
$1,157
|
$68,704
|
$24,073
|
Empower
U.S. Government Securities Fund |
$162,765
|
$153,752
|
$102,379
|
Fund |
2023 |
2022 |
2021 |
Empower
Conservative Profile Fund |
$769,610
|
$755,754
|
$809,819
|
Empower
Lifetime 2015 Fund |
$238,078
|
$267,732
|
$309,864
|
Empower
Lifetime 2020 Fund |
$138,330
|
$139,244
|
$130,160
|
Fund |
2023 |
2022 |
2021 |
Empower
Lifetime 2025 Fund |
$363,440
|
$372,080
|
$406,772
|
Empower
Lifetime 2030 Fund |
$100,296
|
$84,153
|
$71,670
|
Empower
Lifetime 2035 Fund |
$172,894
|
$155,709
|
$158,123
|
Empower
Lifetime 2040 Fund |
$25,817
|
$19,038
|
$15,097
|
Empower
Lifetime 2045 Fund |
$30,542
|
$24,692
|
$23,579
|
Empower
Lifetime 2050 Fund |
$4,276
|
$2,753
|
$2,023
|
Empower
Lifetime 2055 Fund |
$5,484
|
$4,758
|
$5,156
|
Empower
Lifetime 2060 Fund |
$437
|
$215
|
$124
|
Empower
Moderate Profile Fund |
$833,078
|
$902,371
|
$1,015,533
|
Empower
Moderately Aggressive Profile Fund |
$243,963
|
$242,721
|
$259,932
|
Empower
Moderately Conservative Profile Fund |
$423,395
|
$428,160
|
$462,866
|
Empower
SecureFoundation Balanced Fund |
$151,799
|
$166,080
|
$180,856
|
Fund |
2023 |
2022 |
2021 |
Empower
Lifetime 2015 Fund |
$0 |
$0 |
$402
|
Empower
Lifetime 2020 Fund |
$0 |
$0 |
$212
|
Empower
Lifetime 2025 Fund |
$0 |
$0 |
$1,290
|
Empower
Lifetime 2030 Fund |
$0 |
$0 |
$349
|
Empower
Lifetime 2035 Fund |
$0 |
$0 |
$2,038
|
Empower
Lifetime 2040 Fund |
$0 |
$0 |
$385
|
Empower
Lifetime 2045 Fund |
$0 |
$0 |
$1,743
|
Empower
Lifetime 2050 Fund |
$0 |
$0 |
$262
|
Empower
Lifetime 2055 Fund |
$0 |
$0 |
$967
|
Empower
Lifetime 2060 Fund |
$0 |
$0 |
$12 |
Empower
SecureFoundation Balanced Fund |
$0 |
$0 |
$1,852 |
Fund |
2023 |
2022 |
2021 |
Empower
SecureFoundation Balanced Fund |
$0 |
$0 |
$1,425 |
Fund |
2023 |
2022 |
2021 |
Empower
Ariel Mid Cap Value Fund |
$472,069 |
$555,463 |
$719,394 |
Empower
Core Bond Fund |
$560,417 |
$602,215 |
$719,612 |
Empower
Emerging Markets Equity Fund |
$2,861,480 |
$2,912,150 |
$2,436,890 |
Empower
Global Bond Fund |
$1,025,362 |
$1,056,186 |
$1,205,231 |
Empower
High Yield Bond Fund |
$1,502,332 |
$1,911,069 |
$1,277,112 |
Empower
Inflation-Protected Securities Fund |
$380,157 |
$410,168 |
$453,597 |
Empower
International Growth Fund |
$1,509,369 |
$1,508,309 |
$1,752,127 |
Empower
International Index Fund |
$315,980 |
$280,649 |
$218,546 |
Empower
International Value Fund |
$5,531,334 |
$4,883,919 |
$4,883,351 |
Empower
Large Cap Growth Fund |
$3,214,446 |
$2,462,152 |
$2,772,897 |
Empower
Large Cap Value Fund |
$4,408,142 |
$4,500,252 |
$4,340,625 |
Empower
Mid Cap Value Fund |
$1,886,745 |
$2,290,623 |
$2,659,108 |
Empower
Multi-Sector Bond Fund |
$1,593,880 |
$1,398,649 |
$1,513,555 |
Empower
Real Estate Index Fund |
$128,031 |
$109,477 |
$82,999 |
Empower
S&P 500 Index Fund |
$281,450 |
$284,978 |
$249,175 |
Empower
S&P Mid Cap 400 Index Fund |
$183,462 |
$173,832 |
$128,884 |
Empower
S&P Small Cap 600 Index Fund |
$105,410 |
$110,731 |
$110,117 |
Empower
Small Cap Growth Fund |
$632,735 |
$632,835 |
$729,281 |
Empower
Small Cap Value Fund |
$1,737,246 |
$1,512,010 |
$1,707,748 |
Empower
T. Rowe Price Mid Cap Growth Fund |
$7,329,191 |
$7,118,242 |
$10,076,601 |
|
AUM
Based Fees |
Performance
Based Fees | ||||||||||
|
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicles |
Other
Accounts |
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicles |
Other
Accounts | ||||||
Portfolio
Manager |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Darrin
Clough, CFA |
0 |
$0 |
16 |
$9,691 |
39 |
$10,048 |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Jason
Harubin, CFA |
0 |
$0 |
0 |
$0 |
0 |
$0 |
0 |
$0 |
0 |
$0 |
0 |
$0 |
|
AUM
Based Fees |
Performance
Based Fees | ||||||||||
|
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicles |
Other
Accounts |
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicles |
Other
Accounts | ||||||
Portfolio
Manager |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Andrew
Corwin, CFA |
1 |
$21 |
56 |
$7,176 |
0 |
$0 |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Maria
Mendelsberg, CFA |
1 |
$21 |
38 |
$11,524 |
39 |
$10,048 |
0 |
$0 |
0 |
$0 |
0 |
$0 |
|
AUM
Based Fees |
Performance
Based Fees | ||||||||||
|
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicles |
Other
Accounts |
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicles |
Other
Accounts | ||||||
Portfolio
Manager |
Number
of
Accounts |
Total
Asset
($m) |
Number
of
Accounts |
Total
Assets ($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Andrew
Acheson |
1 |
$6,692 |
4 |
$4,060 |
50 |
$6,087 |
0 |
$0 |
1 |
$2,863 |
0 |
$0 |
Yves
Raymond |
1 |
$6,692 |
4 |
$4,060 |
50 |
$6,087 |
0 |
$0 |
1 |
$2,863 |
0 |
$0 |
David
Chamberlain |
1 |
$6,692 |
4 |
$4,060 |
49 |
$5,936 |
0 |
$0 |
1 |
$2,863 |
0 |
$0 |
|
AUM
Based Fees |
Performance
Based Fees | ||||||||||
|
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicles |
Other
Accounts |
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicles |
Other
Accounts | ||||||
Portfolio
Manager |
Number
of
Accounts |
Total
Asset
($m) |
Number
of
Accounts |
Total
Assets ($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
John
W. Rogers, Jr. |
3 |
$3,830 |
0 |
$0 |
130 |
$4,455 |
1 |
$171 |
0 |
$0 |
1 |
$107 |
Timothy
Fidler,
CFA |
1 |
$1,071 |
0 |
$0 |
45 |
$682 |
0 |
$0 |
0 |
$0 |
0 |
$0 |
|
AUM
Based Fees |
Performance
Based Fees | ||||||||||
|
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicles |
Other
Accounts |
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicles |
Other
Accounts | ||||||
Portfolio
Manager |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Patrick
Klein, Ph.D.* |
11 |
$12,136 |
5 |
$862 |
3 |
$628 |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Dina
Ting, CFA* |
27 |
$7,807 |
26 |
$2,353 |
0 |
$0 |
0 |
$0 |
0 |
$0 |
0 |
$0 |
|
AUM
Based Fees |
Performance
Based Fees | ||||||||||
|
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicles |
Other
Accounts |
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicles |
Other
Accounts | ||||||
Portfolio
Manager |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
John
P. Remmert, J.D. |
2 |
$1,270 |
6 |
$270 |
10 |
$2,558 |
0 |
$0 |
1 |
$77 |
1 |
$131 |
Donald
G. Huber, CFA |
2 |
$1,270 |
7 |
$889 |
14 |
$4,274 |
0 |
$0 |
0 |
0 |
1 |
$131 |
|
AUM
Based Fees |
Performance
Based Fees | ||||||||||
|
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicles |
Other
Accounts |
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicles |
Other
Accounts | ||||||
Portfolio
Manager |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Asset
($m) |
Number
of
Accounts |
Total
Asset
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Ashish
Shah |
57
|
$432,800
|
441
|
$309,260
|
42,994
|
$648,437
|
0
|
$0
|
27
|
$1,472
|
14
|
$6,326
|
Ron
Arons, CFA |
24
|
$11,236
|
64
|
$14,693
|
9,249
|
$303,373
|
0
|
$0
|
11
|
$737
|
6
|
$3,140
|
Paul
Seary, CFA |
16
|
$6,684
|
18
|
$3,546
|
2,372
|
$161,477
|
0
|
$0
|
7
|
$510
|
2
|
$2,102
|
Simon
Dangoor* |
22
|
$8,471
|
61
|
$8,848
|
5,601
|
$248,362
|
0
|
$0
|
16
|
$582
|
6
|
$2,828
|
Lindsay
Rosner* |
17
|
$6,719
|
18
|
$4,957
|
4,872
|
$199,143
|
0
|
$0
|
4
|
$179
|
2
|
$2,102
|
|
AUM
Based Fees |
Performance
Based Fees | ||||||||||
|
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicles |
Other
Accounts |
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicles |
Other
Accounts | ||||||
Portfolio
Manager |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Asset
($m) |
Number
of
Accounts |
Total
Asset
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Hiren
Dasani, CFA |
4 |
$3,191 |
7 |
$7,681 |
14 |
$1,955 |
0 |
$0 |
3 |
$1,355 |
1 |
$818 |
Basak
Yavuz |
4 |
$3,191 |
6 |
$5,931 |
12 |
$1,715 |
0 |
$0 |
2 |
$1,300 |
1 |
$818 |
|
AUM
Based Fees |
Performance
Based Fees | ||||||||||
|
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicles |
Other
Accounts |
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicles |
Other
Accounts | ||||||
Portfolio
Manager |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Asset
($m) |
Number
of
Accounts |
Total
Asset
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Jon
Calluzzo |
3
|
$10,056
|
6
|
$13,959
|
1,884
|
$113,172
|
0
|
$0
|
3
|
$449
|
2
|
$2,060
|
Peter
Stone |
27
|
$18,959
|
70
|
$24,456
|
7,502
|
$366,034
|
0
|
$0
|
19
|
$1,031
|
8
|
$4,888
|
|
AUM
Based Fees |
Performance
Based Fees | ||||||||||
|
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicles |
Other
Accounts |
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicles |
Other
Accounts | ||||||
Portfolio
Manager |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Asset
($m) |
Number
of
Accounts |
Total
Asset
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Len
Ioffe, CFA |
42 |
$27,378 |
33 |
$10,760 |
27 |
$6,664 |
0 |
$0 |
0 |
$0 |
4 |
$8,813 |
Osman
Ali, CFA |
41 |
$22,294 |
33 |
$10,760 |
27 |
$6,664 |
0 |
$0 |
0 |
$0 |
4 |
$8,813 |
Dennis
Walsh |
41 |
$22,294 |
33 |
$10,760 |
27 |
$6,664 |
0 |
$0 |
0 |
$0 |
4 |
$8,813 |
Takashi
Suwabe |
41 |
$22,294 |
33 |
$10,760 |
27 |
$6,664 |
0 |
$0 |
0 |
$0 |
4 |
$8,813 |
Sharanya
Srinivasan* |
13 |
$6,797 |
4 |
$1,783 |
3 |
$425 |
0 |
$0 |
0 |
$0 |
0 |
$0 |
|
AUM
Based Fees |
Performance
Based Fees | ||||||||||
|
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicles |
Other
Accounts |
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicles |
Other
Accounts | ||||||
Portfolio
Manager |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Asset
($m) |
Number
of
Accounts |
Total
Asset
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Judd
Peters, CFA |
23 |
$7,403 |
11 |
$2,284 |
52 |
$5,596 |
2 |
$12,895 |
1 |
$46 |
4 |
$791 |
Ryan
Thomes, CFA |
23 |
$7,403 |
11 |
$2,284 |
52 |
$5,596 |
2 |
$12,895 |
1 |
$46 |
4 |
$791 |
|
AUM
Based Fees |
Performance
Based Fees | ||||||||||
|
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicles |
Other
Accounts |
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicles |
Other
Accounts | ||||||
Portfolio
Manager |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Brendan
J. Murphy, CFA |
3 |
$2,757 |
4 |
$213 |
5 |
$2,519 |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Nathaniel
Hyde, CFA |
3 |
$2,757 |
0 |
$0 |
1 |
$56 |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Fund |
Fee |
Empower
International Index Fund |
0.020%
of the net assets |
Empower
Real Estate Index Fund |
0.020%
of the net assets |
Empower
S&P 500 Index Fund |
0.0075%
of the net assets |
Empower
S&P Mid Cap 400 Index Fund |
0.015%
of the net assets |
Empower
S&P Small Cap 600 Index Fund |
0.013%
of the net assets |
|
AUM
Based Fees |
Performance
Based Fees | ||||||||||
|
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicles |
Other
Accounts |
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicles |
Other
Accounts | ||||||
Portfolio
Manager |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Nicola
Dowdall |
5 |
$8,164 |
32 |
$6,030 |
145 |
$50,694 |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Michael
Lynch, CFA |
5 |
$8,164 |
32 |
$6,030 |
145 |
$50,694 |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Peter
Leonard, CFA |
5 |
$8,164 |
32 |
$6,030 |
145 |
$50,694 |
0 |
$0 |
0 |
$0 |
0 |
$0 |
|
AUM
Based Fees |
Performance
Based Fees | ||||||||||
|
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicles |
Other
Accounts |
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicles |
Other
Accounts | ||||||
Portfolio
Manager |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Shane
Duffy, CFA |
12 |
$7,350 |
6 |
$2,026 |
23 |
$6,173 |
0 |
$0 |
0 |
$0 |
4 |
$958 |
Thomas
Murray, CFA |
14 |
$7,494 |
6 |
2,026 |
54 |
$7,601 |
0 |
$0 |
0 |
$0 |
3 |
$651 |
James
Andrew, CFA |
1 |
$103 |
0 |
$0 |
0 |
$0 |
0 |
$0 |
0 |
$0 |
0 |
$0 |
|
AUM
Based Fees* |
Performance
Based Fees | ||||||||||
|
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicles |
Other
Accounts |
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicles |
Other
Accounts | ||||||
Portfolio
Manager |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Giri
Devulapally, CFA |
11 |
$79,967 |
6 |
$8,396 |
103 |
$8,393 |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Larry
H. Lee |
9 |
$93,666 |
2 |
$7,619 |
5 |
$3,855 |
0 |
$0 |
0 |
$0 |
1 |
$23 |
Holly
Morris |
9 |
$76,428 |
3 |
$11,082 |
5 |
$3,855 |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Joseph
Wilson |
10 |
$76,617 |
3 |
$15,098 |
96 |
$4,237 |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Robert
Maloney |
5 |
$74,467 |
1 |
$5,809 |
1 |
$784 |
0 |
$0 |
0 |
$0 |
0 |
$0 |
|
AUM
Based Fees |
Performance
Based Fees | ||||||||||
|
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicles |
Other
Accounts |
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicles |
Other
Accounts | ||||||
Portfolio
Manager |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Paul
Moghtader, CFA |
17 |
$1,776 |
28 |
$3,392 |
75 |
$15,223 |
0 |
$0 |
0 |
$0 |
8 |
$1,428 |
Susanne
Willumsen |
17 |
$1,776 |
26 |
$3,385 |
74 |
$15,223 |
0 |
$0 |
0 |
$0 |
8 |
$1,428 |
Taras
Ivanenko, PhD, CFA |
17 |
$1,776 |
26 |
$3,385 |
74 |
$15,223 |
0 |
$0 |
0 |
$0 |
8 |
$1,428 |
Craig
Scholl, CFA |
17 |
$1,776 |
26 |
$3,385 |
74 |
$15,223 |
0 |
$0 |
0 |
$0 |
8 |
$1,428 |
Ciprian
Marin |
17 |
$1,776 |
26 |
$3,385 |
74 |
$15,223 |
0 |
$0 |
0 |
$0 |
8 |
$1,428 |
Peter
Kashanek |
17 |
$1,776 |
28 |
$3,392 |
75 |
$15,223 |
0 |
$0 |
0 |
$0 |
8 |
$1,428 |
Alex
Lai, CFA |
17 |
$1,776 |
26 |
$3,385 |
74 |
$15,223 |
0 |
$0 |
0 |
$0 |
8 |
$1,428 |
Kurt
Livermore, CFA |
17 |
$1,776 |
26 |
$3,385 |
74 |
$15,223 |
0 |
$0 |
0 |
$0 |
8 |
$1,428 |
|
AUM
Based Fees |
Performance
Based Fees | ||||||||||
|
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicles |
Other
Accounts |
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicles |
Other
Accounts | ||||||
Portfolio
Manager |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Asset
($m) |
Number
of
Accounts |
Total
Asset
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Matthew
J. Eagan, CFA |
18 |
$28,990 |
23 |
$10,881 |
104 |
$25,064 |
0 |
$0 |
0 |
$0 |
1 |
$29 |
Brian
P. Kennedy |
16 |
$28,526 |
22 |
$10,869 |
108 |
$25,059 |
0 |
$0 |
0 |
$0 |
1 |
$29 |
|
AUM
Based Fees |
Performance
Based Fees | ||||||||||
|
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicles |
Other
Accounts |
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicles |
Other
Accounts | ||||||
Portfolio
Manager |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Asset
($m) |
Number
of
Accounts |
Total
Asset
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Joseph
R. Gatz, CFA |
3 |
$805 |
2 |
$445 |
37 |
$1,020 |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Jeffrey
Schwartz, CFA |
3 |
$805 |
2 |
$445 |
37 |
$1,007 |
0 |
$0 |
0 |
$0 |
0 |
$0 |
|
AUM
Based Fees |
Performance
Based Fees | ||||||||||
|
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicles |
Other
Accounts |
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicles |
Other
Accounts | ||||||
Portfolio
Manager |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Asset
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
F.
Thomas O’Halloran, J.D.,
CFA |
6 |
$8,589
|
1 |
$168
|
13 |
$622 |
0 |
$0 |
0 |
$0 |
2 |
$14 |
Matthew
R. DeCicco, CFA |
8 |
$9,215
|
1 |
$168
|
0 |
$0 |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Vernon
T. Bice, CMT |
7 |
$8,589
|
1 |
$168
|
0 |
$0 |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Steven
H. Wortman |
4 |
$6,041
|
0 |
$0 |
0 |
$0 |
0 |
$0 |
0 |
$0 |
0 |
$0 |
|
AUM
Based Fees |
Performance
Based Fees | ||||||||||
|
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicles |
Other
Accounts |
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicles |
Other
Accounts | ||||||
Portfolio
Manager |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts* |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Josef
Lakonishok |
33 |
$15 |
65 |
$23 |
302 |
$58 |
0 |
0 |
6 |
$2 |
62 |
$14 |
Menno
Vermeulen, CFA |
33 |
$15 |
65 |
$23 |
302 |
$58 |
0 |
0 |
6 |
$2 |
62 |
$14 |
Puneet
Mansharamani, CFA |
33 |
$15 |
65 |
$23 |
302 |
$58 |
0 |
0 |
6 |
$2 |
62 |
$14 |
Greg
Sleight |
33 |
$15 |
65 |
$23 |
302 |
$58 |
0 |
0 |
6 |
$2 |
62 |
$14 |
Guy
Lakonishok, CFA |
33 |
$15 |
65 |
$23 |
302 |
$58 |
0 |
0 |
6 |
$2 |
62 |
$14 |
|
AUM
Based Fees |
Performance
Based Fees* | |||||||||||
|
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicles |
Other
Accounts |
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicles |
Other
Accounts | |||||||
Portfolio
Manager |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) | |
Benjamin
Stone |
8 |
8 |
$25,865 |
3 |
$823 |
10 |
$4,834 |
0 |
$0 |
0 |
$0 |
1 | |
Philip
Evans |
6 |
6 |
$25,824 |
2 |
$792 |
10 |
$4,834 |
0 |
$0 |
0 |
$0 |
1 |
Portfolio
Manager |
Benchmarks |
Benjamin
Stone |
MSCI
EAFE (Europe, Australasia, Far East) Value Index |
Philip
Evans |
MSCI
EAFE (Europe, Australasia, Far East) Value
Index |
|
AUM
Based Fees |
Performance
Based Fees | ||||||||||
|
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicles |
Other
Accounts |
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicles |
Other
Accounts | ||||||
Portfolio
Manager |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Asset
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
William
A. Grierson, CFA |
2 |
$879 |
1 |
$177 |
11 |
$455 |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Paul
E. von Kuster, CFA |
2 |
$879 |
1 |
$177 |
11 |
$455 |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Ryan
H. Smith, CFA |
2 |
$879 |
1 |
$177 |
11 |
$455 |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Samuel
D. Smith, CFA |
2 |
$879 |
1 |
$177 |
11 |
$455 |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Allison
Lewis, CFA |
2 |
$879 |
1 |
$177 |
11 |
$455 |
0 |
$0 |
0 |
$0 |
0 |
$0 |
|
AUM
Based Fees |
Performance
Based Fees | ||||||||||
|
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicles |
Other
Accounts |
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicles |
Other
Accounts | ||||||
Portfolio
Manager |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Robert
L. Salvin |
14 |
$3,856 |
11 |
$675 |
12 |
$5,890 |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Norman
P. Boucher |
10 |
$2,578 |
12 |
$2,348 |
11 |
$1,526 |
0 |
$0 |
0 |
$0 |
0 |
$0 |
|
AUM
Based Fees |
Performance
Based Fees | ||||||||||
|
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicles |
Other
Accounts |
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicles |
Other
Accounts | ||||||
Portfolio
Manager |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Darren
Jaroch, CFA |
15 |
$26,531 |
8 |
$8,380 |
6 |
$1,694 |
1 |
$400 |
0 |
$0 |
0 |
$0 |
Lauren
B. DeMore, CFA |
15 |
$26,531 |
8 |
$8,380 |
6 |
$1,692 |
1 |
$400 |
0 |
$0 |
0 |
$0 |
|
AUM
Based Fees |
Performance
Based Fees | ||||||||||
|
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicles |
Other
Accounts |
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicles |
Other
Accounts | ||||||
Portfolio
Manager |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Albert
Chan, CFA* |
13 |
$4,758 |
9 |
$2,196 |
3 |
$247 |
2 |
$1,624 |
0 |
$0 |
0 |
$0 |
|
AUM
Based Fees |
Performance
Based Fees | ||||||||||
|
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicles |
Other
Accounts |
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicles |
Other
Accounts | ||||||
Portfolio
Manager |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Joanne
M. Driscoll, CFA* |
7 |
$14,342 |
6 |
$2,518 |
1 |
$0.3 |
1 |
$1,225 |
0 |
$0 |
0 |
$0 |
Brett
S. Kozlowski, CFA* |
17 |
$5,459 |
20 |
$7,438 |
6 |
$1,101 |
1 |
$1,225 |
0 |
$0 |
0 |
$0 |
Michael
J. Lima, CFA* |
6 |
$13,966 |
6 |
$2,518 |
4 |
$4,499 |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Andrew
C. Benson* |
14 |
$14,185 |
14 |
$6,798 |
6 |
$18,200 |
2 |
$1,624 |
0 |
$0 |
0 |
$0 |
|
AUM
Based Fees |
Performance
Based Fees | ||||||||||
|
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicles |
Other
Accounts |
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicles |
Other
Accounts | ||||||
Portfolio
Manager |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Mark
Dowding |
0 |
$0 |
7 |
$9,681 |
16 |
$8,700 |
0 |
$0 |
2 |
$1,217 |
1 |
$646 |
Kaspar
Hense, CFA |
0 |
$0 |
6 |
$9,861 |
21 |
$8,086 |
0 |
$0 |
0 |
$0 |
3 |
$1,290 |
Annual
Fee Rate |
Assets |
0.475% |
First
$50 million |
0.425% |
Next
$50 million |
0.375% |
Reset
at $100 million |
0.325% |
Reset
at $200 million |
0.30% |
Reset
at $500 million |
Annual
Fee Rate |
Assets |
0.275% |
Over
$500 million |
0.275% |
Reset
at $1 billion |
0.25% |
Reset
at $1.5 billion |
|
AUM
Based Fees |
Performance
Based Fees | ||||||||||
|
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicles |
Other
Accounts |
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicles |
Other
Accounts | ||||||
Portfolio
Manager |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
John
D. Linehan, CFA |
16 |
$34,806 |
33 |
$22,577 |
11 |
$2,397 |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Annual
Fee Rate |
Assets |
0.50% |
First
$1 billion |
0.425% |
Reset
at $1 billion
|
|
AUM
Based Fees |
Performance
Based Fees | ||||||||||
|
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicles |
Other
Accounts |
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicles |
Other
Accounts | ||||||
Portfolio
Manager |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Brian
W.H. Berghuis, CFA |
8 |
$47,409 |
6 |
$11,883 |
3 |
$473 |
0 |
$0 |
0 |
$0 |
0 |
$0 |
|
AUM
Based Fees |
Performance
Based Fees | ||||||||||
|
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicles |
Other
Accounts |
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicles |
Other
Accounts | ||||||
Portfolio
Manager |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
David
L. Albrycht, CFA
|
16 |
$7,022 |
2 |
$109 |
1 |
$34 |
1 |
$145 |
0 |
$0 |
0 |
$0 |
Benjamin
L. Caron, CFA |
4 |
$560 |
0 |
$0 |
0 |
$0 |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Stephen
H. Hooker, CFA |
3 |
$436 |
0 |
$0 |
1 |
$34 |
1 |
$145 |
0 |
$0 |
0 |
$0 |
|
AUM
Based Fees |
Performance
Based Fees | ||||||||||
|
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicles |
Other
Accounts |
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicles |
Other
Accounts | ||||||
Portfolio
Manager |
Number
of
Accounts |
Total
Asset
($m) |
Number
of
Accounts |
Total
Assets ($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Joseph
F.
Marvan,
CFA |
20 |
$29,174 |
23 |
$10,298 |
68 |
$30,400 |
0 |
$0 |
0 |
$0 |
1 |
$293 |
Campe
Goodman,
CFA |
18 |
$13,319 |
16 |
$10,221 |
42 |
$16,182 |
0 |
$0 |
0 |
$0 |
1 |
$293 |
Robert
D. Burn,
CFA |
18 |
$13,319 |
14 |
$9,023 |
39 |
$15,976 |
0 |
$0 |
0 |
$0 |
1 |
$293 |
Jeremy
Forster* |
9 |
$2,907 |
14 |
$634 |
48 |
$13,055 |
0 |
$0 |
0 |
$0 |
1 |
$293 |
|
AUM
Based Fees |
Performance
Based Fees | ||||||||||
|
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicles |
Other
Accounts |
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicles |
Other
Accounts | ||||||
Portfolio
Manager |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
Number
of
Accounts |
Total
Assets
($m) |
S.
Kenneth Leech* |
94 |
$129,350 |
295 |
$69,790 |
592 |
$189,613 |
0 |
$0 |
23 |
$2,645 |
21 |
$12,770 |
Keith
A. Luna* |
0 |
$0 |
2 |
$759 |
46 |
$12,509 |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Julien
Scholnick* |
26 |
$50,015 |
22 |
$12,233 |
173 |
$53,705 |
0 |
$0 |
0 |
$0 |
4 |
$1,929 |
Frederick
R. Marki* |
27 |
$48,152 |
25 |
$13,326 |
183 |
$57,764 |
0 |
$0 |
0 |
$0 |
6 |
$4,461 |
Nicholas
Mastroianni* |
7 |
$2,406 |
2 |
$438 |
39 |
$12,471 |
0 |
$0 |
0 |
$0 |
0 |
$0 |
John
L. Bellows* |
23 |
$45,525 |
23 |
$12,291 |
177 |
$54,779 |
0 |
$0 |
0 |
$0 |
4 |
$1,929 |
Fund |
2023 |
2022 |
2021 |
Empower
Aggressive Profile Fund |
$1,785,147
|
$1,767,534
|
$2,094,865
|
Empower
Ariel Mid Cap Value Fund |
$292,773
|
$383,616
|
$552,947
|
Empower
Bond Index Fund |
$8,832,074
|
$4,990,716
|
$2,620,259
|
Empower
Conservative Profile Fund |
$3,286,143
|
$3,208,230
|
$3,458,068
|
Empower
Core Bond Fund |
$84,380
|
$187,966
|
$342,874
|
Empower
Emerging Markets Equity Fund |
$986,285
|
$992,792
|
$411,114
|
Empower
Global Bond Fund |
$67,775
|
$78,592
|
$97,490
|
Empower
Government Money Market Fund |
$1,143,649
|
$1,321,423
|
$2,577,195
|
Empower
High Yield Bond Fund |
$683,078
|
$1,032,049
|
$275,691
|
Empower
Inflation-Protected Securities Fund |
$14,995
|
$17,289
|
$21,970
|
Empower
International Growth Fund |
$75,458
|
$76,786
|
$132,715
|
Empower
International Index Fund |
$3,280,228
|
$2,589,635
|
$1,145,650
|
Empower
International Value Fund |
$1,787,156
|
$1,208,834
|
$829,390
|
Empower
Large Cap Growth Fund |
$1,815,860
|
$594,159
|
$684,587
|
Empower
Large Cap Value Fund |
$2,036,295
|
$1,999,167
|
$1,273,572
|
Empower
Lifetime 2015 Fund |
$1,624,111
|
$1,999,011
|
$2,452,760
|
Empower
Lifetime 2020 Fund |
$1,168,363
|
$1,273,742
|
$1,239,706
|
Empower
Lifetime 2025 Fund |
$3,676,806
|
$4,218,249
|
$5,058,572
|
Empower
Lifetime 2030 Fund |
$1,403,761
|
$1,331,719
|
$1,238,945
|
Empower
Lifetime 2035 Fund |
$3,836,253
|
$4,116,180
|
$4,896,760
|
Empower
Lifetime 2040 Fund |
$1,098,050
|
$966,285
|
$890,796
|
Empower
Lifetime 2045 Fund |
$2,633,744
|
$2,668,483
|
$3,055,401
|
Empower
Lifetime 2050 Fund |
$735,144
|
$553,212
|
$452,583
|
Empower
Lifetime 2055 Fund |
$1,184,948
|
$1,183,992
|
$1,355,609
|
Empower
Lifetime 2060 Fund |
$101,324
|
$55,228
|
$33,986
|
Empower
Mid Cap Value Fund |
$144,964
|
$467,514
|
$555,093
|
Empower
Moderate Profile Fund |
$4,858,727
|
$5,266,327
|
$5,961,684
|
Empower
Moderately Aggressive Profile Fund |
$2,510,819
|
$2,503,476
|
$2,686,867
|
Empower
Moderately Conservative Profile Fund |
$1,815,777
|
$1,848,580
|
$2,018,532
|
Empower
Multi-Sector Bond Fund |
$889,370
|
$572,742
|
$588,026
|
Empower
Real Estate Index Fund |
$1,423,569
|
$1,049,143
|
$442,880
|
Empower
S&P 500 Index Fund |
$9,538,151
|
$9,724,840
|
$7,441,675
|
Empower
S&P Mid Cap 400 Index Fund |
$2,663,427
|
$2,454,822
|
$1,226,263
|
Empower
S&P Small Cap 600 Index Fund |
$1,694,432
|
$1,838,505
|
$1,669,204
|
Empower
SecureFoundation Balanced Fund |
$2,289,892
|
$2,624,996
|
$3,066,265
|
Empower
Short Duration Bond Fund |
$228,627
|
$211,602
|
$195,691
|
Empower
Small Cap Growth Fund |
$20,631
|
$21,518
|
$28,084
|
Empower
Small Cap Value Fund |
$491,898
|
$231,955
|
$270,182
|
Empower
T. Rowe Price Mid Cap Growth Fund |
$3,142,471
|
$2,646,359
|
$2,739,878
|
Empower
U.S. Government Securities Fund |
$1,323,084
|
$1,537,553
|
$562,775
|
Fund
|
Payments1
|
Amount
Waived |
Empower
Lifetime 2015 Fund |
$162,689
|
$0
|
Empower
Lifetime 2020 Fund |
$17,352
|
$0
|
Empower
Lifetime 2025 Fund |
$493,318
|
$0
|
Empower
Lifetime 2030 Fund |
$35,423
|
$0
|
Empower
Lifetime 2035 Fund |
$570,951
|
$0
|
Empower
Lifetime 2040 Fund |
$24,430
|
$0
|
Empower
Lifetime 2045 Fund |
$379,656
|
$0
|
Empower
Lifetime 2050 Fund |
$22,577
|
$0
|
Empower
Lifetime 2055 Fund |
$223,570
|
$0
|
Empower
Lifetime 2060 Fund |
$1,321 |
$11
|
Empower
SecureFoundation Balanced Fund |
$70,304 |
$0
|
Fund |
Payments1
|
Amount
Waived |
Empower
Conservative Profile Fund |
$18,397
|
$0
|
Empower
Moderate Profile Fund |
$335,965
|
$0
|
Empower
Moderately Conservative Profile Fund |
$52,833
|
$0
|
Empower
S&P Mid Cap 400 Index Fund |
$108,639
|
$0
|
Empower
S&P Small Cap 600 Index Fund |
$67,544
|
$0
|
Empower
SecureFoundation Balanced Fund |
$612,489
|
$0
|
Empower
Ariel Mid Cap Value Fund |
December
31,
2023 |
Gross
income from securities lending activities (including income from cash
collateral reinvestment): |
$137,181 |
Fees
and/or compensation for securities lending activities and related
services: |
|
Fees
paid to securities lending agent from a
revenue split |
$1,805 |
Fees
paid for any cash collateral management services (including fees
deducted from a pooled cash
collateral reinvestment
vehicle) that are not included in the revenue
split |
$0 |
Administrative
fees not included in revenue split |
$0 |
Indemnification
fee not included in revenue split |
$0 |
Positive
Rebate (paid to borrower) |
$128,153 |
Negative
Rebate (paid by borrower) |
$0 |
Other
fees not included in revenue split (please include description of those
other fees) |
$0 |
Aggregate
fees/compensation for securities
lending activities: |
$129,958 |
Net
income from securities lending activities: |
$7,223 |
Empower
Bond Index Fund |
December
31,
2023 |
Gross
income from securities lending activities (including income from cash
collateral reinvestment): |
$3,718,134 |
Fees
and/or compensation for securities lending activities and related
services: |
|
Fees
paid to securities lending agent from a
revenue split |
$79,982 |
Fees
paid for any cash collateral management services (including fees
deducted from a pooled cash
collateral reinvestment
vehicle) that are not included in the revenue
split |
$0 |
Administrative
fees not included in revenue split |
$0 |
Indemnification
fee not included in revenue split |
$0 |
Positive
Rebate (paid to borrower) |
$3,318,175 |
Negative
Rebate (paid by borrower) |
$0 |
Other
fees not included in revenue split (please include description of those
other fees) |
$0 |
Aggregate
fees/compensation for securities
lending activities: |
$3,398,157 |
Net
income from securities lending activities: |
$319,977 |
Empower
Core Bond Fund |
December
31,
2023 |
Gross
income from securities lending activities (including income from cash
collateral reinvestment): |
$535,636 |
Fees
and/or compensation for securities lending activities and related
services: |
|
Fees
paid to securities lending agent from a
revenue split |
$6,772 |
Fees
paid for any cash collateral management services (including fees
deducted from a pooled cash
collateral reinvestment
vehicle) that are not included in the revenue
split |
$0 |
Administrative
fees not included in revenue split |
$0 |
Indemnification
fee not included in revenue split |
$0 |
Positive
Rebate (paid to borrower) |
$501,753 |
Negative
Rebate (paid by borrower) |
$0 |
Other
fees not included in revenue split (please include description of those
other fees) |
$0 |
Aggregate
fees/compensation for securities
lending activities: |
$508,525 |
Net
income from securities lending activities: |
$27,111 |
Empower
Emerging Markets Equity Fund |
December
31,
2023 |
Gross
income from securities lending activities (including income from cash
collateral reinvestment): |
$296,477 |
Fees
and/or compensation for securities lending activities and related
services: |
|
Fees
paid to securities lending agent from a
revenue split |
$11,973 |
Fees
paid for any cash collateral management services (including fees
deducted from a pooled cash
collateral reinvestment
vehicle) that are not included in the revenue
split |
$0 |
Administrative
fees not included in revenue split |
$0 |
Indemnification
fee not included in revenue split |
$0 |
Positive
Rebate (paid to borrower) |
$236,602 |
Negative
Rebate (paid by borrower) |
$0 |
Other
fees not included in revenue split (please include description of those
other fees) |
$0 |
Aggregate
fees/compensation for securities
lending activities: |
$248,575 |
Net
income from securities lending activities: |
$47,902 |
Empower
Global Bond Fund |
December
31,
2023 |
Gross
income from securities lending activities (including income from cash
collateral reinvestment): |
$513,964 |
Fees
and/or compensation for securities lending activities and related
services: |
|
Fees
paid to securities lending agent from a
revenue split |
$5,465 |
Fees
paid for any cash collateral management services (including fees
deducted from a pooled cash
collateral reinvestment
vehicle) that are not included in the revenue
split |
$0 |
Administrative
fees not included in revenue split |
$0 |
Indemnification
fee not included in revenue split |
$0 |
Positive
Rebate (paid to borrower) |
$486,635 |
Negative
Rebate (paid by borrower) |
$0 |
Other
fees not included in revenue split (please include description of those
other fees) |
$0 |
Aggregate
fees/compensation for securities
lending activities: |
$492,100 |
Net
income from securities lending activities: |
$21,864 |
Empower
High Yield Bond Fund Fund |
December
31,
2023 |
Gross
income from securities lending activities (including income from cash
collateral reinvestment): |
$1,712,935 |
Fees
and/or compensation for securities lending activities and related
services: |
|
Fees
paid to securities lending agent from a
revenue split |
$68,215 |
Fees
paid for any cash collateral management services (including fees
deducted from a pooled cash
collateral reinvestment
vehicle) that are not included in the revenue
split |
$0 |
Administrative
fees not included in revenue split |
$0 |
Indemnification
fee not included in revenue split |
$0 |
Empower
High Yield Bond Fund Fund |
December
31,
2023 |
Positive
Rebate (paid to borrower) |
$1,371,820 |
Negative
Rebate (paid by borrower) |
$0 |
Other
fees not included in revenue split (please include description of those
other fees) |
$0 |
Aggregate
fees/compensation for securities
lending activities: |
$1,440,035 |
Net
income from securities lending activities: |
$272,900 |
Empower
Inflation-Protected Securities Fund |
December
31,
2023 |
Gross
income from securities lending activities (including income from cash
collateral reinvestment): |
$191,418 |
Fees
and/or compensation for securities lending activities and related
services: |
|
Fees
paid to securities lending agent from a
revenue split |
$7,620 |
Fees
paid for any cash collateral management services (including fees
deducted from a pooled cash
collateral reinvestment
vehicle) that are not included in the revenue
split |
$0 |
Administrative
fees not included in revenue split |
$0 |
Indemnification
fee not included in revenue split |
$0 |
Positive
Rebate (paid to borrower) |
$153,315 |
Negative
Rebate (paid by borrower) |
$0 |
Other
fees not included in revenue split (please include description of those
other fees) |
$0 |
Aggregate
fees/compensation for securities
lending activities: |
$160,935 |
Net
income from securities lending activities: |
$30,483 |
Empower
International Growth Fund |
December
31,
2023 |
Gross
income from securities lending activities (including income from cash
collateral reinvestment): |
$269,608 |
Fees
and/or compensation for securities lending activities and related
services: |
|
Fees
paid to securities lending agent from a
revenue split |
$4,612 |
Fees
paid for any cash collateral management services (including fees
deducted from a pooled cash
collateral reinvestment
vehicle) that are not included in the revenue
split |
$0 |
Administrative
fees not included in revenue split |
$0 |
Indemnification
fee not included in revenue split |
$0 |
Positive
Rebate (paid to borrower) |
$246,544 |
Negative
Rebate (paid by borrower) |
$0 |
Other
fees not included in revenue split (please include description of those
other fees) |
$0 |
Aggregate
fees/compensation for securities
lending activities: |
$251,156 |
Net
income from securities lending activities: |
$18,452 |
Empower
International Index Fund |
December
31,
2023 |
Gross
income from securities lending activities (including income from cash
collateral reinvestment): |
$2,327,112 |
Fees
and/or compensation for securities lending activities and related
services: |
|
Fees
paid to securities lending agent from a
revenue split |
$72,405 |
Fees
paid for any cash collateral management services (including fees
deducted from a pooled cash
collateral reinvestment
vehicle) that are not included in the revenue
split |
$0 |
Administrative
fees not included in revenue split |
$0 |
Indemnification
fee not included in revenue split |
$0 |
Positive
Rebate (paid to borrower) |
$1,965,049 |
Negative
Rebate (paid by borrower) |
$0 |
Other
fees not included in revenue split (please include description of those
other fees) |
$0 |
Aggregate
fees/compensation for securities
lending activities: |
$2,037,454 |
Net
income from securities lending activities: |
$289,658 |
Empower
International Value Fund |
December
31,
2023 |
Gross
income from securities lending activities (including income from cash
collateral reinvestment): |
$2,995,913 |
Fees
and/or compensation for securities lending activities and related
services: |
|
Fees
paid to securities lending agent from a
revenue split |
$88,741 |
Fees
paid for any cash collateral management services (including fees
deducted from a pooled cash
collateral reinvestment
vehicle) that are not included in the revenue
split |
$0 |
Administrative
fees not included in revenue split |
$0 |
Indemnification
fee not included in revenue split |
$0 |
Positive
Rebate (paid to borrower) |
$2,552,188 |
Negative
Rebate (paid by borrower) |
$0 |
Other
fees not included in revenue split (please include description of those
other fees) |
$0 |
Aggregate
fees/compensation for securities
lending activities: |
$2,640,929 |
Net
income from securities lending activities: |
$354,984 |
Empower
Large Cap Growth Fund |
December
31,
2023 |
Gross
income from securities lending activities (including income from cash
collateral reinvestment): |
$44,307 |
Fees
and/or compensation for securities lending activities and related
services: |
|
Fees
paid to securities lending agent from a
revenue split |
$372 |
Fees
paid for any cash collateral management services (including fees
deducted from a pooled cash
collateral reinvestment
vehicle) that are not included in the revenue
split |
$0 |
Administrative
fees not included in revenue split |
$0 |
Indemnification
fee not included in revenue split |
$0 |
Positive
Rebate (paid to borrower) |
$42,445 |
Negative
Rebate (paid by borrower) |
$0 |
Other
fees not included in revenue split (please include description of those
other fees) |
$0 |
Aggregate
fees/compensation for securities
lending activities: |
$42,817 |
Net
income from securities lending activities: |
$1,490 |
Empower
Large Cap Value Fund |
December
31,
2023 |
Gross
income from securities lending activities (including income from cash
collateral reinvestment): |
$632,780 |
Fees
and/or compensation for securities lending activities and related
services: |
|
Fees
paid to securities lending agent from a
revenue split |
$37,829 |
Fees
paid for any cash collateral management services (including fees
deducted from a pooled cash
collateral reinvestment
vehicle) that are not included in the revenue
split |
$0 |
Administrative
fees not included in revenue split |
$0 |
Indemnification
fee not included in revenue split |
$0 |
Positive
Rebate (paid to borrower) |
$443,629 |
Negative
Rebate (paid by borrower) |
$0 |
Other
fees not included in revenue split (please include description of those
other fees) |
$0 |
Aggregate
fees/compensation for securities
lending activities: |
$481,458 |
Net
income from securities lending activities: |
$151,322 |
Empower
Mid Cap Value Fund |
December
31,
2023 |
Gross
income from securities lending activities (including income from cash
collateral reinvestment): |
$142,867 |
Fees
and/or compensation for securities lending activities and related
services: |
|
Fees
paid to securities lending agent from a
revenue split |
$26,355 |
Fees
paid for any cash collateral management services (including fees
deducted from a pooled cash
collateral reinvestment
vehicle) that are not included in the revenue
split |
$0 |
Administrative
fees not included in revenue split |
$0 |
Indemnification
fee not included in revenue split |
$0 |
Positive
Rebate (paid to borrower) |
$11,083 |
Empower
Mid Cap Value Fund |
December
31,
2023 |
Negative
Rebate (paid by borrower) |
$0 |
Other
fees not included in revenue split (please include description of those
other fees) |
$0 |
Aggregate
fees/compensation for securities
lending activities: |
$37,438 |
Net
income from securities lending activities: |
$105,429 |
Empower
Multi-Sector Bond Fund |
December
31,
2023 |
Gross
income from securities lending activities (including income from cash
collateral reinvestment): |
$2,010,352 |
Fees
and/or compensation for securities lending activities and related
services: |
|
Fees
paid to securities lending agent from a
revenue split |
$45,929 |
Fees
paid for any cash collateral management services (including fees
deducted from a pooled cash
collateral reinvestment
vehicle) that are not included in the revenue
split |
$0 |
Administrative
fees not included in revenue split |
$0 |
Indemnification
fee not included in revenue split |
$0 |
Positive
Rebate (paid to borrower) |
$1,780,666 |
Negative
Rebate (paid by borrower) |
$0 |
Other
fees not included in revenue split (please include description of those
other fees) |
$0 |
Aggregate
fees/compensation for securities
lending activities: |
$1,826,595 |
Net
income from securities lending activities: |
$183,757 |
Empower
Real Estate Index Fund |
December
31,
2023 |
Gross
income from securities lending activities (including income from cash
collateral reinvestment): |
$301,571 |
Fees
and/or compensation for securities lending activities and related
services: |
|
Fees
paid to securities lending agent from a
revenue split |
$2,472 |
Fees
paid for any cash collateral management services (including fees
deducted from a pooled cash
collateral reinvestment
vehicle) that are not included in the revenue
split |
$0 |
Administrative
fees not included in revenue split |
$0 |
Indemnification
fee not included in revenue split |
$0 |
Positive
Rebate (paid to borrower) |
$289,209 |
Negative
Rebate (paid by borrower) |
$0 |
Other
fees not included in revenue split (please include description of those
other fees) |
$0 |
Aggregate
fees/compensation for securities
lending activities: |
$291,681 |
Net
income from securities lending activities: |
$9,890 |
Empower
S&P 500 Index Fund |
December
31,
2023 |
Gross
income from securities lending activities (including income from cash
collateral reinvestment): |
$174,485 |
Fees
and/or compensation for securities lending activities and related
services: |
|
Fees
paid to securities lending agent from a
revenue split |
$8,721 |
Fees
paid for any cash collateral management services (including fees
deducted from a pooled cash
collateral reinvestment
vehicle) that are not included in the revenue
split |
$0 |
Administrative
fees not included in revenue split |
$0 |
Indemnification
fee not included in revenue split |
$0 |
Positive
Rebate (paid to borrower) |
$130,876 |
Negative
Rebate (paid by borrower) |
$0 |
Other
fees not included in revenue split (please include description of those
other fees) |
$0 |
Aggregate
fees/compensation for securities
lending activities: |
$139,597 |
Net
income from securities lending activities: |
$34,888 |
Empower
S&P Mid Cap 400 Index Fund |
December
31,
2023 |
Gross
income from securities lending activities (including income from cash
collateral reinvestment): |
$648,784 |
Empower
S&P Mid Cap 400 Index Fund |
December
31,
2023 |
Fees
and/or compensation for securities lending activities and related
services: |
|
Fees
paid to securities lending agent from a
revenue split |
$43,712 |
Fees
paid for any cash collateral management services (including fees
deducted from a pooled cash
collateral reinvestment
vehicle) that are not included in the revenue
split |
$0 |
Administrative
fees not included in revenue split |
$0 |
Indemnification
fee not included in revenue split |
$0 |
Positive
Rebate (paid to borrower) |
$430,215 |
Negative
Rebate (paid by borrower) |
$0 |
Other
fees not included in revenue split (please include description of those
other fees) |
$0 |
Aggregate
fees/compensation for securities
lending activities: |
$473,927 |
Net
income from securities lending activities: |
$174,857 |
Empower
S&P Small Cap 600 Index Fund |
December
31,
2023 |
Gross
income from securities lending activities (including income from cash
collateral reinvestment): |
$817,161 |
Fees
and/or compensation for securities lending activities and related
services: |
|
Fees
paid to securities lending agent from a
revenue split |
$24,244 |
Fees
paid for any cash collateral management services (including fees
deducted from a pooled cash
collateral reinvestment
vehicle) that are not included in the revenue
split |
$0 |
Administrative
fees not included in revenue split |
$0 |
Indemnification
fee not included in revenue split |
$0 |
Positive
Rebate (paid to borrower) |
$695,920 |
Negative
Rebate (paid by borrower) |
$0 |
Other
fees not included in revenue split (please include description of those
other fees) |
$0 |
Aggregate
fees/compensation for securities
lending activities: |
$720,164 |
Net
income from securities lending activities: |
$96,997 |
Empower
Short Duration Bond Fund |
December
31,
2023 |
Gross
income from securities lending activities (including income from cash
collateral reinvestment): |
$442,669 |
Fees
and/or compensation for securities lending activities and related
services: |
|
Fees
paid to securities lending agent from a
revenue split |
$7,347 |
Fees
paid for any cash collateral management services (including fees
deducted from a pooled cash
collateral reinvestment
vehicle) that are not included in the revenue
split |
$0 |
Administrative
fees not included in revenue split |
$0 |
Indemnification
fee not included in revenue split |
$0 |
Positive
Rebate (paid to borrower) |
$405,931 |
Negative
Rebate (paid by borrower) |
$0 |
Other
fees not included in revenue split (please include description of those
other fees) |
$0 |
Aggregate
fees/compensation for securities
lending activities: |
$413,278 |
Net
income from securities lending activities: |
$29,391 |
Empower
Small Cap Growth Fund |
December
31,
2023 |
Gross
income from securities lending activities (including income from cash
collateral reinvestment): |
$117,968 |
Fees
and/or compensation for securities lending activities and related
services: |
|
Fees
paid to securities lending agent from a
revenue split |
$5,475 |
Fees
paid for any cash collateral management services (including fees
deducted from a pooled cash
collateral reinvestment
vehicle) that are not included in the revenue
split |
$0 |
Administrative
fees not included in revenue split |
$0 |
Indemnification
fee not included in revenue split |
$0 |
Positive
Rebate (paid to borrower) |
$90,582 |
Negative
Rebate (paid by borrower) |
$0 |
Empower
Small Cap Growth Fund |
December
31,
2023 |
Other
fees not included in revenue split (please include description of those
other fees) |
$0 |
Aggregate
fees/compensation for securities
lending activities: |
$96,057 |
Net
income from securities lending activities: |
$21,911 |
Empower
Small Cap Value Fund |
December
31,
2023 |
Gross
income from securities lending activities (including income from cash
collateral reinvestment): |
$227,871 |
Fees
and/or compensation for securities lending activities and related
services: |
|
Fees
paid to securities lending agent from a
revenue split |
$10,205 |
Fees
paid for any cash collateral management services (including fees
deducted from a pooled cash
collateral reinvestment
vehicle) that are not included in the revenue
split |
$0 |
Administrative
fees not included in revenue split |
$0 |
Indemnification
fee not included in revenue split |
$0 |
Positive
Rebate (paid to borrower) |
$176,833 |
Negative
Rebate (paid by borrower) |
$0 |
Other
fees not included in revenue split (please include description of those
other fees) |
$0 |
Aggregate
fees/compensation for securities
lending activities: |
$187,038 |
Net
income from securities lending activities: |
$40,833 |
Empower
T. Rowe Price Mid Cap Growth Fund |
December
31,
2023 |
Gross
income from securities lending activities (including income from cash
collateral reinvestment): |
$505,272 |
Fees
and/or compensation for securities lending activities and related
services: |
|
Fees
paid to securities lending agent from a
revenue split |
$46,014 |
Fees
paid for any cash collateral management services (including fees
deducted from a pooled cash
collateral reinvestment
vehicle) that are not included in the revenue
split |
$0 |
Administrative
fees not included in revenue split |
$0 |
Indemnification
fee not included in revenue split |
$0 |
Positive
Rebate (paid to borrower) |
$275,197 |
Negative
Rebate (paid by borrower) |
$0 |
Other
fees not included in revenue split (please include description of those
other fees) |
$0 |
Aggregate
fees/compensation for securities
lending activities: |
$321,211 |
Net
income from securities lending activities: |
$184,061 |
Empower
U.S. Government Securities Fund |
December
31,
2023 |
Gross
income from securities lending activities (including income from cash
collateral reinvestment): |
$393,706 |
Fees
and/or compensation for securities lending activities and related
services: |
|
Fees
paid to securities lending agent from a
revenue split |
$7,554 |
Fees
paid for any cash collateral management services (including fees
deducted from a pooled cash
collateral reinvestment
vehicle) that are not included in the revenue
split |
$0 |
Administrative
fees not included in revenue split |
$0 |
Indemnification
fee not included in revenue split |
$0 |
Positive
Rebate (paid to borrower) |
$355,934 |
Negative
Rebate (paid by borrower) |
$0 |
Other
fees not included in revenue split (please include description of those
other fees) |
$0 |
Aggregate
fees/compensation for securities
lending activities: |
$363,488 |
Net
income from securities lending activities: |
$30,218 |
Fund
Name |
2023 |
2022 |
2021 |
Empower
Ariel Mid Cap Value Fund |
$36,429 |
$157,150 |
$133,052 |
Empower
Emerging Markets Equity Fund |
$1,259,246 |
$832,540 |
$1,018,906 |
Empower
Global Bond Fund |
$0 |
$237 |
$0 |
Empower
High Yield Bond Fund |
$6,675 |
$5,543 |
$7,258 |
Empower
International Growth Fund |
$251,035 |
$179,366 |
$173,807 |
Empower
International Index Fund |
$39,940 |
$38,634 |
$24,437 |
Empower
International Value Fund |
$307,620 |
$359,995 |
$146,225 |
Empower
Large Cap Growth Fund |
$175,489 |
$100,375 |
$104,569 |
Empower
Large Cap Value Fund |
$231,069 |
$195,287 |
$253,106 |
Empower
Mid Cap Value Fund |
$141,401 |
$168,405 |
$164,254 |
Empower
Multi-Sector Bond Fund |
$353 |
$4,245 |
$3,158 |
Empower
Real Estate Index Fund |
$22,937 |
$10,123 |
$20,854 |
Empower
S&P 500 Index Fund |
$49,245 |
$20,826 |
$39,523 |
Empower
S&P Mid Cap 400 Index Fund |
$43,125 |
$47,098 |
$28,798 |
Empower
S&P Small Cap 600 Index Fund |
$39,419 |
$44,701 |
$47,078 |
Empower
Small Cap Growth Fund |
$130,947 |
$123,131 |
$107,198 |
Empower
Small Cap Value Fund |
$552,026 |
$378,559 |
$335,115 |
Empower
T. Rowe Price Mid Cap Growth Fund |
$246,405 |
$317,934 |
$191,135 |
Name
of Regular
Broker
or Dealer |
Aggregate
Value
of
Securities Held
(000’s
omitted) |
Empower
Bond Index | |
Citigroup
Global Markets, Inc. |
$23,141 |
JP
Morgan Securities LLC |
$21,062 |
Morgan
Stanley & Co LLC |
$16,948 |
Wells
Fargo Securities LLC |
$15,354 |
Goldman
Sachs & Co. |
$14,753 |
TD
Securities (USA) LLC |
$4,360 |
Barclays
Capital, Inc. |
$1,318 |
BNP
Paribas Securities Corp. |
$870 |
Merrill
Lynch, Pierce, Fenner & Smith Inc |
$533 |
Name
of Regular
Broker
or Dealer |
Aggregate
Value
of
Securities Held
(000’s
omitted) |
Empower
Core Bond Fund | |
Morgan
Stanley & Co LLC |
$5,546 |
JP
Morgan Securities LLC |
$4,697 |
Wells
Fargo Securities LLC |
$3,817 |
Citigroup
Global Markets, Inc. |
$3,358 |
Barclays
Capital, Inc. |
$2,820 |
BNP
Paribas Securities Corp. |
$1,849 |
Goldman
Sachs & Co. |
$962 |
Citibank
NA |
$504 |
Merrill
Lynch, Pierce, Fenner & Smith Inc |
$315 |
Empower
Global Bond Fund | |
Deutsche
Bank Securities Inc |
$4,407 |
BNP
Paribas Securities Corp. |
$1,232 |
Morgan
Stanley & Co LLC |
$1,070 |
HSBC
Securities Inc |
$989 |
Citigroup
Global Markets, Inc. |
$490 |
Barclays
Capital, Inc. |
$406 |
Empower
Inflation-Protected Securities Fund | |
Barclays
Capital, Inc. |
$4,505 |
Wells
Fargo Securities LLC |
$1,834 |
BNP
Paribas Securities Corp. |
$1,531 |
Citigroup
Global Markets, Inc. |
$1,104 |
JP
Morgan Securities LLC |
$1,075 |
Morgan
Stanley & Co LLC |
$965 |
Citibank
NA |
$680 |
Deutsche
Bank Securities Inc |
$351 |
Empower
International Growth Fund | |
Macquarie
Capital (USA) Inc. |
$7,010 |
Empower
International Index Fund | |
UBS
Securities LLC |
$10,952 |
Societe
Generale Securities Corp |
$2,077 |
Empower
International Value Fund | |
UBS
Securities LLC |
$18,273 |
Mizuho
Securities USA LLC |
$2,842 |
Barclays
Capital, Inc. |
$2,213 |
Empower
Large Cap Growth Fund | |
Morgan
Stanley & Co LLC |
$2,753 |
Empower
Large Cap Value Fund | |
Citigroup
Global Markets, Inc. |
$22,359 |
Goldman
Sachs & Co. |
$20,789 |
JP
Morgan Securities LLC |
$18,070 |
Morgan
Stanley & Co LLC |
$3,023 |
Empower
Multi-Sector Bond Fund | |
Morgan
Stanley & Co LLC |
$7,370 |
Barclays
Capital, Inc. |
$4,846 |
UBS
Securities LLC |
$4,341 |
JP
Morgan Securities LLC |
$2,908 |
Citigroup
Global Markets, Inc. |
$2,450 |
Empower
Short Duration Bond Fund | |
JP
Morgan Securities LLC |
$12,412 |
Wells
Fargo Securities LLC |
$8,453 |
Name
of Regular
Broker
or Dealer |
Aggregate
Value
of
Securities Held
(000’s
omitted) |
Morgan
Stanley & Co LLC |
$8,306 |
Citigroup
Global Markets, Inc. |
$5,796 |
Goldman
Sachs & Co. |
$4,522 |
TD
Securities (USA) LLC |
$3,865 |
Barclays
Capital, Inc. |
$978 |
Empower
S&P 500 Index Fund | |
JP
Morgan Securities LLC |
$52,585 |
BOFA
Securitites Inc |
$24,762 |
Goldman
Sachs & Co. |
$13,529 |
Citigroup
Global Markets, Inc. |
$12,176 |
Empower
U.S. Government Securities Fund | |
Santander
US Capital Markets LLC |
$6,815 |
Principal
Underwriter |
Underwriting
Discounts
and
Commissions |
Compensation
on
Redemptions
and
Repurchases |
Brokerage
Commissions |
Other
Compensation |
Empower
Financial Services, Inc. |
$0 |
$0 |
$0 |
$0 |
Empower
Funds’ Annual Reports | |
|
Fund: |
Record
Owner: |
Address: |
Percentage: |
Empower
Aggressive Profile
Fund
Institutional Class |
Empower
Retirement, LLC 401(k)
Savings
Plan |
8525
E. Orchard Road,
Greenwood
Village, CO 80111 |
34.43% |
|
Trical
Group Savings Plan |
120
Applecross Road Upstairs,
Pinehurst,
NC 28374 |
5.96% |
Empower
Aggressive Profile
Fund
Investor Class |
Empower
Retirement IRA |
P.O.
Box 173764,
Denver,
CO 80217-3764 |
60.82% |
|
Future
Funds II Series Account |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
14.75% |
|
Future
Funds Series Account |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
5.65% |
Empower
Ariel Mid Cap Value
Fund
Institutional Class |
Empower
Lifetime 2035 Fund Investor
Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
9.60% |
|
Empower
Lifetime 2045 Fund Investor
Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
9.00% |
|
Empower
Lifetime 2035 Fund Service
Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
8.80% |
|
Empower
Lifetime 2025 Fund Investor
Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
7.49% |
|
Empower
Lifetime 2045 Fund Service
Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
7.39% |
|
Empower
Lifetime 2040 Fund Investor
Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
6.67% |
|
Empower
Lifetime 2030 Fund Investor
Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
6.31% |
|
Empower
Lifetime 2025 Fund Service
Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
5.46% |
Empower
Ariel Mid Cap Value
Fund
Investor Class |
Future
Funds Series Account |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
45.74% |
|
Future
Funds II Series Account |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
38.07% |
|
Empower
Retirement IRA |
P.O.
Box 173764,
Denver,
CO 80217-3764 |
7.24% |
Empower
Bond Index
Fund
Institutional Class |
Empower
SecureFoundation®
Balanced
Fund
Investor Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
14.62% |
|
Empower
SecureFoundation®
Balanced
Fund
Institutional Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
9.65% |
|
Empower
SecureFoundation®
Balanced
Fund
Class L |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
9.63% |
|
Empower
Lifetime 2025 Fund Investor
Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
8.50% |
|
Empower
Lifetime 2035 Fund Investor
Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
6.62% |
|
Empower
Lifetime 2025 Fund Service
Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
6.26% |
|
Empower
Lifetime 2035 Fund Service
Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
6.06% |
|
Empower
Lifetime 2030 Fund Investor
Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
6.04% |
Empower
Bond Index Fund Investor
Class |
Empower
Retirement IRA |
P.O.
Box 173764,
Denver,
CO 80217-3764 |
88.41% |
Empower
Conservative Profile Fund
Class
L |
Variable
Annuity-2 Series Accounts |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
98.81% |
Empower
Conservative Profile
Fund
Institutional Class |
Empower
Retirement, LLC 401(k)
Savings
Plan |
8525
E. Orchard Road,
Greenwood
Village, CO 80111 |
35.46% |
Fund: |
Record
Owner: |
Address: |
Percentage: |
|
Trical
Group Savings Plan |
120
Applecross Road Upstairs,
Pinehurst,
NC 28374 |
6.68% |
Empower
Conservative Profile
Fund
Investor Class |
Empower
Retirement IRA |
P.O.
Box 173764,
Denver,
CO 80217-3764 |
84.82% |
Empower
Core Bond
Fund
Institutional Class |
Empower
Conservative Profile
Fund
Investor Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
19.11% |
|
Empower
Moderate Profile
Fund
Investor Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
10.79% |
|
Empower
Moderately Conservative
Profile
Fund Investor Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
7.42% |
|
Empower
Lifetime 2025 Fund Investor
Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
7.21% |
|
Empower
Lifetime 2035 Fund Investor
Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
5.60% |
|
Empower
Lifetime 2025 Fund Service
Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
5.32% |
Empower
Core Bond Fund Investor
Class |
Future
Funds II Series Account |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
51.59% |
|
Variable
Annuity-2 Series Accounts |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
23.34% |
Empower
Emerging Markets Equity
Fund
Institutional Class |
Empower
Moderate Profile
Fund
Investor Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
12.41% |
|
Empower
Aggressive Profile
Fund
Investor Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
11.05% |
|
Empower
Moderately Aggressive Profile
Fund
Investor Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
10.28% |
|
Empower
Conservative Profile
Fund
Investor Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
5.62% |
|
Empower
Lifetime 2045 Fund Investor
Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
5.06% |
Empower
Emerging Markets Equity
Fund
Investor Class |
Empower
Retirement IRA |
P.O.
Box 173764,
Denver,
CO 80217-3764 |
92.96% |
Empower
Global Bond
Fund
Institutional Class |
Empower
Conservative Profile
Fund
Investor Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
22.29% |
|
Empower
Moderate Profile
Fund
Investor Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
12.56% |
|
Empower
Moderately Conservative
Profile
Fund Investor Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
8.65% |
|
Empower
Lifetime 2025 Fund Investor
Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
6.33% |
|
Empower
Moderately Aggressive Profile
Fund
Investor Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
5.67% |
Empower
Global Bond Fund Investor
Class |
Future
Funds II Series Account |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
48.64% |
|
Variable
Annuity-2 Series Accounts |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
13.91% |
|
COLI-VUL
7 Series Accounts |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
10.65% |
|
COLI-VUL
2 Series Accounts |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
5.89% |
Empower
Government Money Market
Fund
Institutional Class |
Protective
Life Insurance Company |
2801
U.S. Highway 280 S,
Birmingham,
AL 35223 |
33.42% |
|
COLI-VUL
7 Series Accounts |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
32.39% |
Empower
Government Money Market
Fund
Investor Class |
COLI-VUL
7 Series Accounts |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
19.44% |
|
Variable
Annuity-2 Series Accounts |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
19.18% |
|
Future
Funds Series Account |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
14.09% |
Fund: |
Record
Owner: |
Address: |
Percentage: |
|
Future
Funds II Series Account |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
13.75% |
|
COLI-VUL
2 Series Accounts |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
12.97% |
|
Protective
Life Insurance Company |
2801
U.S. Highway 280 S,
Birmingham,
AL 35223 |
8.42% |
Empower
High Yield Bond
Fund
Institutional Class |
Empower
Conservative Profile
Fund
Investor Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
19.62% |
|
Empower
Moderate Profile
Fund
Investor Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
11.05% |
|
Empower
Moderately Conservative
Profile
Fund Investor Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
7.61% |
|
Empower
Lifetime 2025 Fund Investor
Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
7.03% |
|
Empower
Lifetime 2035 Fund Investor
Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
5.49% |
|
Empower
Lifetime 2025 Fund Service
Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
5.19% |
Empower
High Yield Bond
Fund
Investor Class |
Empower
Retirement IRA |
P.O.
Box 173764,
Denver,
CO 80217-3764 |
92.13% |
Empower
Inflation-Protected
Securities
Fund Institutional Class |
Empower
Conservative Profile
Fund
Investor Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
13.52% |
|
Empower
Lifetime 2025 Fund Investor
Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
11.27% |
|
Empower
Lifetime 2015 Fund Investor
Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
8.92% |
|
Empower
Lifetime 2025 Fund Service
Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
8.31% |
|
Empower
Lifetime 2020 Fund Investor
Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
7.99% |
|
Empower
Moderate Profile
Fund
Investor Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
7.61% |
|
Empower
Lifetime 2030 Fund Investor
Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
5.84% |
|
Empower
Moderately Conservative
Profile
Fund Investor Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
5.24% |
Empower
Inflation-Protected
Securities
Fund Investor Class |
Future
Funds II Series Account |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
88.92% |
Empower
International Growth
Fund
Institutional Class |
Empower
Moderate Profile
Fund
Investor Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
11.89% |
|
Empower
Aggressive Profile
Fund
Investor Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
10.59% |
|
Empower
Moderately Aggressive Profile
Fund
Investor Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
9.85% |
|
Empower
Conservative Profile
Fund
Investor Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
5.39% |
|
Empower
Lifetime 2045 Fund Investor
Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
5.10% |
Empower
International Growth
Fund
Investor Class |
Future
Funds II Series Account |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
61.92% |
|
Empower
Retirement IRA |
P.O.
Box 173764,
Denver,
CO 80217-3764 |
8.75% |
|
COLI-VUL
7 Series Accounts |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
7.06% |
Empower
International Index
Fund
Institutional Class |
Empower
Lifetime 2045 Fund Investor
Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
7.99% |
|
Empower
Lifetime 2035 Fund Investor
Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
7.64% |
|
Empower
SecureFoundation®
Balanced
Fund
Investor Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
7.18% |
Fund: |
Record
Owner: |
Address: |
Percentage: |
|
Empower
Lifetime 2035 Fund Service
Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
7.00% |
|
Empower
Lifetime 2045 Fund Service
Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
6.56% |
|
Empower
Lifetime 2040 Fund Investor
Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
5.64% |
|
Empower
Lifetime 2025 Fund Investor
Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
5.28% |
Empower
International Index
Fund
Investor Class |
Empower
Retirement IRA |
P.O.
Box 173764,
Denver,
CO 80217-3764 |
78.37% |
Empower
International Value
Fund
Institutional Class |
Empower
Moderate Profile
Fund
Investor Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
16.67% |
|
Empower
Aggressive Profile
Fund
Investor Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
14.85% |
|
Empower
Moderately Aggressive Profile
Fund
Investor Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
13.82% |
|
Empower
Conservative Profile
Fund
Investor Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
7.55% |
|
Empower
Moderately Conservative
Profile
Fund Investor Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
6.02% |
Empower
International Value
Fund
Investor Class |
Empower
Retirement IRA |
P.O.
Box 173764,
Denver,
CO 80217-3764 |
24.60% |
|
Future
Funds II Series Account |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
21.93% |
|
COLI-VUL
7 Series Accounts |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
13.83% |
|
Future
Funds Series Account |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
7.30% |
Empower
Large Cap Growth
Fund
Institutional Class |
Empower
Moderate Profile
Fund
Investor Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
11.22% |
|
Empower
Aggressive Profile
Fund
Investor Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
10.01% |
|
Empower
Moderately Aggressive Profile
Fund
Investor Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
9.30% |
|
Southwestern
Financial Corporation |
1835
S Extension Road,
Mesa
AZ 85210 |
7.12% |
Empower
Large Cap Growth
Fund
Investor Class |
Empower
Retirement IRA |
P.O.
Box 173764,
Denver,
CO 80217-3764 |
67.25% |
|
Future
Funds II Series Account |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
17.83% |
Empower
Large Cap Value
Fund
Investor Class |
Empower
Retirement IRA |
P.O.
Box 173764,
Denver,
CO 80217-3764 |
82.36% |
Empower
Large Cap
Value
Institutional Class |
Empower
Moderate Profile
Fund
Investor Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
16.36% |
|
Empower
Aggressive Profile
Fund
Investor Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
14.53% |
|
Empower
Moderately Aggressive Profile
Fund
Investor Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
13.54% |
|
Empower
Conservative Profile
Fund
Investor Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
7.40% |
|
Empower
Moderately Conservative
Profile
Fund Investor Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
5.89% |
Empower
Large Cap Value Investor II
Class |
Future
Funds II Series Account |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
46.74% |
|
Future
Funds Series Account |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
32.18% |
Empower
Lifetime 2015
Fund
Institutional Class |
Anne
Arundel Medical Center Employee
Salary
Reduction Plan |
2001
Medical Parkway,
Wayson
Pavilion, Ste 350,
Annapolis,
MD 21401-2777 |
29.73% |
|
State
of West Virginia Retirement
Savings
Plan |
322
70th Street SE, Charleston,
WV
25304 |
13.56% |
Fund: |
Record
Owner: |
Address: |
Percentage: |
|
City
of Durango Employees 401A Plan |
949
Second Avenue,
Durango,
CO 81301-5109 |
10.12% |
|
Washington
Trust Bank |
P.O
Box 2127,
Spokane,
WA 99210 |
6.37% |
|
Metro.
Transit Authority |
1900
Main P.O Box 61429,
Houston,
TX 77208-1429 |
5.65% |
Empower
Lifetime 2015 Fund Investor
Class |
Empower
Retirement IRA |
P.O.
Box 173764,
Denver,
CO 80217-3764 |
89.51% |
|
Future
Funds II Series Account |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
6.90% |
Empower
Lifetime 2015 Fund Service
Class |
Future
Funds II Series Account |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
32.37% |
Empower
Lifetime 2020
Fund
Institutional Class |
Metro.
Transit Authority |
1900
Main P.O Box 61429,
Houston,
TX 77208-1429 |
25.16% |
|
Washington
Trust Bank |
P.O
Box 2127,
Spokane,
WA 99210 |
21.00% |
|
Bank
of the Ozarks Inc 401K |
P.O
Box 8811,
Little
Rock, AR 72231 |
11.32% |
|
Centrex
Construction, Inc. |
8250
SW Hunziker Street,
Tigard
OR 97223 |
6.45% |
|
Spokane
Eye Clinic, P.S. & Inland
Empire
Optical |
427
S. Bernard,
Spokane
WA 99204 |
6.40% |
|
Isola
USA Corp. |
3100
West Ray Road Suite 301,
Chandler,
AZ 85226 |
5.86% |
Empower
Lifetime 2020 Fund Investor
Class |
Empower
Retirement IRA |
P.O.
Box 173764,
Denver,
CO 80217-3764 |
98.65% |
Empower
Lifetime 2020 Fund Service
Class |
Future
Funds II Series Account |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
23.72% |
|
Sunrise
Services 401K Plan |
P.O
Box 2569,
Everett,
WA 98213-0569 |
8.41% |
|
R&B
Protective Coatings Inc 401K PSP |
19968
CA-26 POB 652,
Linden,
CA 95236 |
6.51% |
|
Printcraft
Printing, Inc |
1628
Main Street,
Lewiston
ID 83501 |
5.90% |
|
Richard
R. Pucci & Associates |
1765
Stout Drive,
Ivyland
PA 18974 |
5.89% |
|
Sound
Organisation |
1009
Oakmead Drive,
Arlington
TX 76011-7735 |
5.01% |
Empower
Lifetime 2025
Fund
Institutional Class |
Anne
Arundel Medical Center Employee
Salary
Reduction Plan |
2001
Medical Parkway,
Wayson
Pavilion, Ste 350,
Annapolis,
MD 21401-2777 |
32.67% |
|
State
of West Virginia Retirement
Savings
Plan |
322
70th Street SE, Charleston,
WV
25304 |
9.63% |
|
Washington
Trust Bank |
P.O
Box 2127,
Spokane,
WA 99210 |
8.73% |
|
Metro.
Transit Authority |
1900
Main P.O Box 61429,
Houston,
TX 77208-1429 |
5.06% |
Empower
Lifetime 2025 Fund Investor
Class |
Empower
Retirement IRA |
P.O.
Box 173764,
Denver,
CO 80217-3764 |
82.28% |
|
Future
Funds II Series Account |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
6.74% |
Empower
Lifetime 2025 Fund Service
Class |
Future
Funds II Series Account |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
34.32% |
Empower
Lifetime 2030
Fund
Institutional Class |
Metro.
Transit Authority |
1900
Main P.O Box 61429,
Houston,
TX 77208-1429 |
17.95% |
|
Washington
Trust Bank |
P.O
Box 2127,
Spokane,
WA 99210 |
16.83% |
|
Bank
of the Ozarks Inc 401K |
P.O
Box 8811,
Little
Rock, AR 72231 |
12.85% |
|
Isola
USA Corp. |
3100
West Ray Road Suite 301,
Chandler,
AZ 85226 |
6.28% |
Fund: |
Record
Owner: |
Address: |
Percentage: |
|
Spokane
Eye Clinic, P.S. & Inland
Empire
Optical |
427
S. Bernard,
Spokane
WA 99204 |
5.44% |
Empower
Lifetime 2030 Fund Investor
Class |
Empower
Retirement IRA |
P.O.
Box 173764,
Denver,
CO 80217-3764 |
96.51% |
Empower
Lifetime 2030 Fund Service
Class |
Future
Funds II Series Account |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
32.67% |
|
Advanced
Pathology Associates, LLC |
9901
Medical Center Drive,
Rockville
MD 20850 |
5.39% |
Empower
Lifetime 2035
Fund
Institutional Class |
Anne
Arundel Medical Center Employee
Salary
Reduction Plan |
2001
Medical Parkway,
Wayson
Pavilion, Ste 350,
Annapolis,
MD 21401-2777 |
37.56% |
|
State
of West Virginia Retirement
Savings
Plan |
322
70th Street SE, Charleston,
WV
25304 |
8.23% |
|
Metro.
Transit Authority |
1900
Main P.O Box 61429,
Houston,
TX 77208-1429 |
7.83% |
|
Washington
Trust Bank |
P.O
Box 2127,
Spokane,
WA 99210 |
6.46% |
|
Bank
of the Ozarks Inc 401K |
P.O
Box 8811,
Little
Rock, AR 72231 |
6.43% |
|
COLI-VUL
7 Series Accounts |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
5.70% |
Empower
Lifetime 2035 Fund Investor
Class |
Empower
Retirement IRA |
P.O.
Box 173764,
Denver,
CO 80217-3764 |
86.60% |
|
Future
Funds II Series Account |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
7.52% |
Empower
Lifetime 2035 Fund Service
Class |
Future
Funds II Series Account |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
35.95% |
Empower
Lifetime 2040
Fund
Institutional Class |
Metro.
Transit Authority |
1900
Main P.O Box 61429,
Houston,
TX 77208-1429 |
23.13% |
|
Washington
Trust Bank |
P.O
Box 2127,
Spokane,
WA 99210 |
21.04% |
|
Bank
of the Ozarks Inc 401K |
P.O
Box 8811,
Little
Rock, AR 72231 |
13.44% |
Empower
Lifetime 2040 Fund Investor
Class |
Empower
Retirement IRA |
P.O.
Box 173764,
Denver,
CO 80217-3764 |
98.37% |
Empower
Lifetime 2040 Fund Service
Class |
Future
Funds II Series Account |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
31.84% |
Empower
Lifetime 2045
Fund
Institutional Class |
Anne
Arundel Medical Center Employee
Salary
Reduction Plan |
2001
Medical Parkway,
Wayson
Pavilion, Ste 350,
Annapolis,
MD 21401-2777 |
35.67% |
|
Washington
Trust Bank |
P.O
Box 2127,
Spokane,
WA 99210 |
7.56% |
|
State
of West Virginia Retirement
Savings
Plan |
322
70th Street SE, Charleston,
WV
25304 |
7.42% |
|
City
of Hastings, Nebraska |
220
North Hastings Avenue,
Hastings,
NE 68901 |
6.05% |
|
Bank
of the Ozarks Inc 401K |
P.O
Box 8811,
Little
Rock, AR 72231 |
5.32% |
Empower
Lifetime 2045 Fund Investor
Class |
Empower
Retirement IRA |
P.O.
Box 173764,
Denver,
CO 80217-3764 |
90.22% |
Empower
Lifetime 2045 Fund Service
Class |
Future
Funds II Series Account |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
32.82% |
Empower
Lifetime 2050
Fund
Institutional Class |
Metro.
Transit Authority |
1900
Main P.O Box 61429,
Houston,
TX 77208-1429 |
27.86% |
|
Bank
of the Ozarks Inc 401K |
P.O
Box 8811,
Little
Rock, AR 72231 |
17.44% |
|
Washington
Trust Bank |
P.O
Box 2127,
Spokane,
WA 99210 |
15.16% |
Empower
Lifetime 2050 Fund Investor
Class |
Empower
Retirement IRA |
P.O.
Box 173764,
Denver,
CO 80217-3764 |
98.29% |
Fund: |
Record
Owner: |
Address: |
Percentage: |
Empower
Lifetime 2050 Fund Service
Class |
Future
Funds II Series Account |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
27.88% |
Empower
Lifetime 2055
Fund
Institutional Class |
Anne
Arundel Medical Center Employee
Salary
Reduction Plan |
2001
Medical Parkway,
Wayson
Pavilion, Ste 350,
Annapolis,
MD 21401-2777 |
39.94% |
|
Metro.
Transit Authority |
1900
Main P.O Box 61429,
Houston,
TX 77208-1429 |
7.80% |
|
Bank
of the Ozarks Inc 401K |
P.O
Box 8811,
Little
Rock, AR 72231 |
6.46% |
|
Washington
Trust Bank |
P.O
Box 2127,
Spokane,
WA 99210 |
5.07% |
Empower
Lifetime 2055 Fund Investor
Class |
Empower
Retirement IRA |
P.O.
Box 173764,
Denver,
CO 80217-3764 |
83.34% |
|
Future
Funds II Series Account |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
6.43% |
Empower
Lifetime 2055 Fund Service
Class |
Future
Funds II Series Account |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
35.35% |
Empower
Lifetime 2060
Fund
Institutional Class |
Bank
of the Ozarks Inc 401K |
P.O
Box 8811,
Little
Rock, AR 72231 |
43.87% |
|
Alliantgroup
LP 401K |
3009
Post Oak Blvd Suite 2000,
Houston,
TX 77056 |
22.29% |
|
City
of Durango Employees 401A Plan |
949
Second Avenue,
Durango,
CO 81301-5109 |
5.68% |
Empower
Lifetime 2060 Fund Investor
Class |
Empower
Retirement IRA |
P.O.
Box 173764,
Denver,
CO 80217-3764 |
96.45% |
Empower
Lifetime 2060 Fund Service
Class |
Future
Funds II Series Account |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
38.41% |
|
Jennifer
W. Pennoyer, MD, LLC |
47
Jolley Drive ,
Bloomfield,
CT 06002 |
30.12% |
|
COLI-VUL
7 Series Accounts |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
5.35% |
Empower
Mid Cap Value
Fund
Institutional Class |
Empower
Moderate Profile
Fund
Investor Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
18.75% |
|
Empower
Aggressive Profile
Fund
Investor Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
16.65% |
|
Empower
Moderately Aggressive Profile
Fund
Investor Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
15.52% |
|
Empower
Conservative Profile
Fund
Investor Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
8.50% |
|
Empower
Moderately Conservative
Profile
Fund Investor Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
6.75% |
Empower
Mid Cap Value
Fund
Investor Class |
Future
Funds II Series Account |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
41.42% |
|
Empower
Retirement IRA |
P.O.
Box 173764,
Denver,
CO 80217-3764 |
24.44% |
Empower
Moderate Profile Fund
Class
L |
Variable
Annuity-2 Series Accounts |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
99.37% |
Empower
Moderate Profile
Fund
Institutional Class |
Empower
Retirement, LLC 401(k)
Savings
Plan |
8525
E. Orchard Road,
Greenwood
Village, CO 80111 |
23.22% |
Empower
Moderate Profile
Fund
Investor Class |
Empower
Retirement IRA |
P.O.
Box 173764,
Denver,
CO 80217-3764 |
65.93% |
|
Future
Funds II Series Account |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
10.84% |
Empower
Moderately Aggressive
Profile
Fund Institutional Class |
Arotech
Corporation 401K Plan |
1195
Oak Valley Dr,
Ann
Arbor, MI 48108 |
10.22% |
|
Rodelco
Electronics Corp 401K
Savings
& Retirement |
111
Haynes Court,
Ronkonkoma,
NY 11779 |
7.72% |
|
Environmental
Health & Engineering,
Inc
401K Plan |
180
Wells Avenue Suite 200,
Newton,
MA 02459 |
6.88% |
|
Port
of Oakland DCP Plan |
530
Water Street,
Oakland,
CA 94607 |
5.19% |
Fund: |
Record
Owner: |
Address: |
Percentage: |
Empower
Moderately Aggressive
Profile
Fund Investor Class |
Empower
Retirement IRA |
P.O.
Box 173764,
Denver,
CO 80217-3764 |
74.58% |
|
Future
Funds Series Account |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
5.85% |
Empower
Moderately Conservative
Profile
Fund Class L |
Variable
Annuity-2 Series Accounts |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
100.00% |
Empower
Moderately Conservative
Profile
Fund Institutional Class |
Argent
Financial Group 401K |
500
East Reynolds Drive,
Ruston,
LA 71270 |
17.25% |
|
Hunt
Guillot & Associates LLC 401K |
603
Reynolds Dr,
Ruston,
LA 71270 |
16.49% |
|
Louisiana
National Bank 401K PSP |
2001
N. Trenton St,
Ruston,
LA 71270 |
7.40% |
|
Gardner
Family Health Network
NonUnion
401K |
160
East Virginia Street Suite
100,
San
Jose, CA 95112 |
6.42% |
|
Charlton
Family Practice 401K PSP |
246
Southbridge Street,
Charlton,
MA 01507 |
5.24% |
Empower
Moderately Conservative
Profile
Fund Investor Class |
Empower
Retirement IRA |
P.O.
Box 173764,
Denver,
CO 80217-3764 |
84.04% |
Empower
Multi-Sector Bond
Fund
Institutional Class |
Empower
Conservative Profile
Fund
Investor Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
23.90% |
|
Empower
Moderate Profile
Fund
Investor Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
13.48% |
|
Empower
Moderately Conservative
Profile
Fund Investor Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
9.27% |
|
Empower
Retirement, LLC 401(k)
Savings
Plan |
8525
E. Orchard Road,
Greenwood
Village, CO 80111 |
9.20% |
|
Empower
Moderately Aggressive Profile
Fund
Investor Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
6.10% |
Empower
Multi-Sector Bond
Fund
Investor Class |
Empower
Retirement IRA |
P.O.
Box 173764,
Denver,
CO 80217-3764 |
66.52% |
|
Future
Funds II Series Account |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
7.53% |
Empower
Real Estate Index
Fund
Institutional Class |
Empower
Conservative Profile
Fund
Investor Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
24.04% |
|
Empower
Moderate Profile
Fund
Investor Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
18.75% |
|
Empower
Moderately Aggressive Profile
Fund
Investor Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
10.92% |
|
Empower
Moderately Conservative
Profile
Fund Investor Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
10.52% |
|
Empower
Aggressive Profile
Fund
Investor Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
7.28% |
Empower
Real Estate Index
Fund
Investor Class |
Empower
Retirement IRA |
P.O.
Box 173764,
Denver,
CO 80217-3764 |
87.01% |
Empower
S&P 500®
Index
Fund
Institutional Class |
Empower
Lifetime 2035 Fund Investor
Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
7.85% |
|
Empower
SecureFoundation®
Balanced
Fund
Investor Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
7.40% |
|
Empower
Lifetime 2045 Fund Investor
Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
7.32% |
|
Empower
Lifetime 2035 Fund Service
Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
7.19% |
Empower
S&P 500®
Index
Fund
Investor Class |
Empower
Retirement IRA |
P.O.
Box 173764,
Denver,
CO 80217-3764 |
60.42% |
|
Future
Funds II Series Account |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
7.94% |
|
Future
Funds Series Account |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
5.62% |
Empower
S&P Mid Cap 400®
Index
Fund
Class L |
Mass
Mutual Life Insurance Company |
1295
State St.,
Springfield,
MA 01111 |
63.73% |
Fund: |
Record
Owner: |
Address: |
Percentage: |
|
Talcott
Resolution Life Insurance
Company |
1
Griffin Road North Windsor,
CT
06095 |
20.03% |
Empower
S&P Mid Cap 400®
Index
Fund
Institutional Class |
Empower
SecureFoundation®
Balanced
Fund
Investor Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
9.10% |
|
Empower
Lifetime 2035 Fund Investor
Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
7.43% |
|
Empower
Lifetime 2045 Fund Investor
Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
6.93% |
|
Empower
Lifetime 2035 Fund Service
Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
6.83% |
|
Empower
SecureFoundation®
Balanced
Fund
Institutional Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
6.11% |
|
Empower
SecureFoundation®
Balanced
Fund
Class L |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
5.99% |
Empower
S&P Mid Cap 400®
Index
Fund
Investor Class |
Empower
Retirement IRA |
P.O.
Box 173764,
Denver,
CO 80217-3764 |
59.77% |
|
Future
Funds II Series Account |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
6.52% |
Empower
S&P Small Cap 600®
Index
Fund
Class L |
Talcott
Resolution Life Insurance
Company |
1
Griffin Road North Windsor,
CT
06095 |
68.61% |
|
Mass
Mutual Life Insurance Company |
1295
State St.,
Springfield,
MA 01111 |
6.37% |
|
Bronco
Wine Company |
P.O.
Box 789,
Ceres
CA 95307-0789 |
5.93% |
|
Whittier
Employee Resources, Inc. |
25-35
Railroad Square Suite 304,
Haverhill
MA 01832 |
5.13% |
Empower
S&P Small Cap 600®
Index
Fund
Institutional Class |
Empower
SecureFoundation®
Balanced
Fund
Investor Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
10.26% |
|
Empower
Lifetime 2045 Fund Investor
Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
7.49% |
|
Empower
SecureFoundation®
Balanced
Fund
Institutional Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
6.92% |
|
Empower
Lifetime 2035 Fund Investor
Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
6.87% |
|
Empower
SecureFoundation®
Balanced
Fund
Class L |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
6.75% |
|
Empower
Lifetime 2035 Fund Service
Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
6.29% |
|
Empower
Lifetime 2045 Fund Service
Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
6.14% |
Empower
S&P Small Cap 600®
Index
Fund
Investor Class |
Empower
Retirement IRA |
P.O.
Box 173764,
Denver,
CO 80217-3764 |
39.28% |
|
Future
Funds II Series Account |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
12.37% |
Empower
SecureFoundation®
Balanced
Fund Class L |
Variable
Annuity-2 Series Accounts |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
95.14% |
Empower
SecureFoundation®
Balanced
Fund Institutional Class |
Variable
Annuity-8 Series Accounts |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
25.77% |
|
Government
of Guam Retirement Fund |
424
Route 8,
Maite,
GU, 96927 |
20.82% |
|
Government
of Guam Deferred
Compensation
Plan |
424
Route 8,
Maite,
GU, 96927 |
8.15% |
|
Variable
Annuity-9 Series Accounts |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
6.02% |
Empower
SecureFoundation®
Balanced
Fund Investor Class |
Schwab
OneSource Choice Variable
Annuity |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
43.27% |
|
Empower
Retirement IRA |
P.O.
Box 173764,
Denver,
CO 80217-3764 |
19.01% |
Empower
SecureFoundation®
Balanced
Fund Service Class |
Future
Funds II Series Account |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
23.84% |
Fund: |
Record
Owner: |
Address: |
Percentage: |
Empower
Short Duration Bond
Fund
Institutional Class |
Empower
Conservative Profile
Fund
Investor Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
34.47% |
|
Empower
Moderately Aggressive Profile
Fund
Investor Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
8.04% |
|
Empower
Moderate Profile
Fund
Investor Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
7.76% |
|
Empower
Lifetime 2025 Fund Investor
Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
6.41% |
|
Empower
Moderately Conservative
Profile
Fund Investor Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
5.37% |
Empower
Short Duration Bond
Fund
Investor Class |
COLI-VUL
7 Series Accounts |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
45.41% |
|
Variable
Annuity-2 Series Accounts |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
7.93% |
|
Protective
Life Insurance Company |
2801
U.S. Highway 280 S,
Birmingham,
AL 35223 |
5.34% |
|
COLI-VUL
2 Series Accounts |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
5.10% |
|
Future
Funds II Series Account |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
5.03% |
Empower
Small Cap Growth
Fund
Institutional Class |
Empower
Moderate Profile
Fund
Investor Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
20.93% |
|
Empower
Aggressive Profile
Fund
Investor Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
18.64% |
|
Empower
Moderately Aggressive Profile
Fund
Investor Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
17.33% |
|
Empower
Conservative Profile
Fund
Investor Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
9.47% |
|
Empower
Moderately Conservative
Profile
Fund Investor Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
7.53% |
Empower
Small Cap Growth
Fund
Investor Class |
Future
Funds II Series Account |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
57.75% |
|
Variable
Annuity-2 Series Accounts |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
17.39% |
Empower
Small Cap Value
Fund
Institutional Class |
Empower
Moderate Profile
Fund
Investor Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
17.43% |
|
Empower
Aggressive Profile
Fund
Investor Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
15.49% |
|
Empower
Moderately Aggressive Profile
Fund
Investor Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
14.42% |
|
Empower
Conservative Profile
Fund
Investor Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
7.89% |
|
Empower
Moderately Conservative
Profile
Fund Investor Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
6.27% |
Empower
Small Cap Value
Fund
Investor Class |
Future
Funds II Series Account |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
18.89% |
|
COLI-VUL
7 Series Accounts |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
18.57% |
|
Future
Funds Series Account |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
17.31% |
|
Metro-ILA
Individual Account
Retirement
Fund |
301
Route 17 North 7th Floor,
Rutherford
NJ 7070 |
6.00% |
Empower
T. Rowe Price Mid Cap
Growth
Fund Institutional Class |
The
Fifth Third Bancorp 401K Savings
Plan |
38
Fountain Square Plaza
Cincinnati,
OH 45263 |
11.82% |
Empower
T. Rowe Price Mid Cap
Growth
Fund Investor Class |
Empower
Retirement IRA |
P.O.
Box 173764,
Denver,
CO 80217-3764 |
51.86% |
|
Future
Funds II Series Account |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
8.36% |
|
COLI-VUL
7 Series Accounts |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
6.62% |
Fund: |
Record
Owner: |
Address: |
Percentage: |
Empower
U.S. Government Securities
Fund
Institutional Class |
Mid
Atlantic Trust Company |
330
S Poplar Ave Pierre, SD,
57501 |
14.28% |
|
Empower
Retirement, LLC 401(k)
Savings
Plan |
8525
E. Orchard Road,
Greenwood
Village, CO 80111 |
12.38% |
Empower
U.S. Government Securities
Fund
Investor Class |
Empower
Retirement IRA |
P.O.
Box 173764,
Denver,
CO 80217-3764 |
78.90% |
|
Empower
Moderate Profile
Fund
Investor Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
16.88% |
|
Empower
Moderately Conservative
Profile
Fund Investor Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
8.74% |
|
Empower
Moderately Aggressive Profile
Fund
Investor Class |
8515
E. Orchard Road,
Greenwood
Village, CO 80111 |
6.25% |
Empower
U.S. Government Securities
Fund
Investor Class |
Empower
Retirement IRA |
P.O.
Box 173764,
Denver,
CO 80217-3764 |
80.06% |