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1
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43
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50
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51
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52
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66
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73
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83
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84
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89
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90
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91
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94
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95
| |
96
| |
114
| |
115
| |
A-1
| |
B-1
| |
C-1
| |
D-1 |
|
Benchmark-Free
Allocation
Fund |
Global
Asset
Allocation
Fund |
U.S.
Equity Securities1
|
X |
X |
Non-U.S.
Investments – Non-U.S. Issuers2
|
X |
X |
Non-U.S.
Investments – Non-U.S. Issuers (Traded on U.S. Exchanges)2
|
X |
X |
Non-U.S.
Investments – Emerging Countries2
|
X |
X |
Securities
Lending |
X |
X |
Depositary
Receipts |
X |
X |
Convertible
Securities |
X |
X |
Preferred
Stocks |
X |
X |
Contingent
Value Rights |
X |
X |
Master
Limited Partnerships |
X |
X |
Income
Trusts |
X |
X |
Warrants
and Rights |
X |
X |
Non-Standard
Warrants (GDP Warrants, LEPOs, and P-Notes) |
X |
X |
Options,
Futures, and Forward Contracts |
X |
X |
Swap
Contracts and Other Two-Party Contracts |
X |
X |
Foreign
Currency Transactions |
X |
X |
Repurchase
Agreements |
X |
X |
Debt
and Other Fixed Income Securities Generally |
X |
X |
Debt
and Other Fixed Income Securities – Long- and Medium-Term Corporate &
Government Bonds3
|
X |
X |
Debt
and Other Fixed Income Securities – Short-Term Corporate & Government
Bonds3
|
X |
X |
Debt
and Other Fixed Income Securities – Municipal Securities4
|
X |
X |
Cash
and Other High Quality Investments |
X |
X |
U.S.
Government Securities and Foreign Government
Securities |
X |
X |
Auction
Rate Securities |
X |
X |
Real
Estate Investment Trusts and Other Real Estate-Related
Investments |
X |
X |
Asset-Backed
and Related Securities |
X |
X |
Variable
Rate Securities |
X |
X |
Mezzanine
Securities |
X |
X |
Below
Investment Grade Securities |
X |
X |
Distressed
or Defaulted Debt Securities |
X |
X |
Leveraged
Companies |
X |
X |
Brady
Bonds |
X |
X |
Euro
Bonds |
X |
X |
Zero
Coupon Securities |
X |
X |
Indexed
Investments |
X |
X |
Structured
Notes |
X |
X |
Firm
Commitments, When-Issued Securities and TBAs |
X |
X |
Loans,
Loan Participations, and Assignments |
X |
X |
Reverse
Repurchase Agreements and Dollar Roll Agreements |
X |
X |
Commodity-Related
Investments |
X |
X |
Illiquid
Investments, Private Placements, Restricted Securities, and IPOs and Other
Limited Opportunities |
X |
X |
Investments
in Other Investment Companies or Other Pooled
Investments |
X |
X |
Investments
in Other Investment Companies – Shares of Other GMO Trust
Funds |
X |
X |
Investments
in Subsidiary Companies – Shares of Wholly-Owned Subsidiary5
|
|
|
|
Climate
Change
Fund |
Emerging
Markets
Fund |
Emerging
Markets
ex-
China
Fund |
Global
Developed
Equity
Allocation
Fund |
Global
Equity
Allocation
Fund |
International
Developed
Equity
Allocation
Fund |
International
Equity
Allocation
Fund |
U.S.
Equity
Securities1
|
X |
X |
X |
X |
X |
X |
X |
Non-U.S.
Investments
–
Non-U.S.
Issuers2
|
X |
X |
X |
X |
X |
X |
X |
Non-U.S.
Investments
–
Non-U.S.
Issuers
(Traded
on
U.S.
Exchanges)2
|
X |
X |
X |
X |
X |
X |
X |
Non-U.S.
Investments
–
Emerging
Countries2
|
X |
X |
X |
X |
X |
X |
X |
Securities
Lending |
X |
X |
X |
X |
X |
X |
X |
Depositary
Receipts |
X |
X |
X |
X |
X |
X |
X |
Convertible
Securities |
X |
X |
X |
X |
X |
X |
X |
Preferred
Stocks |
X |
X |
X |
X |
X |
X |
X |
Contingent
Value
Rights |
X |
X |
X |
X |
X |
X |
X |
Master
Limited
Partnerships |
X |
|
|
X |
X |
X |
X |
Income
Trusts |
X |
X |
X |
X |
X |
X |
X |
Warrants
and
Rights |
X |
X |
X |
X |
X |
X |
X |
Non-Standard
Warrants
(GDP
Warrants,
LEPOs,
and
P-Notes) |
X |
X |
X |
X |
X |
X |
X |
Options,
Futures,
and
Forward
Contracts |
X |
X |
X |
X |
X |
X |
X |
Swap
Contracts
and
Other
Two-Party
Contracts |
X |
X |
X |
X |
X |
X |
X |
Foreign
Currency
Transactions |
X |
X |
X |
X |
X |
X |
X |
Repurchase
Agreements |
X |
X |
X |
X |
X |
X |
X |
Debt
and
Other
Fixed
Income
Securities
Generally |
X |
X |
X |
X |
X |
X |
X |
Debt
and
Other
Fixed
Income
Securities
–
Long-
and
Medium-
Term
Corporate
&
Government
Bonds3
|
X |
X |
X |
X |
X |
X |
X |
|
Climate
Change
Fund |
Emerging
Markets
Fund |
Emerging
Markets
ex-
China
Fund |
Global
Developed
Equity
Allocation
Fund |
Global
Equity
Allocation
Fund |
International
Developed
Equity
Allocation
Fund |
International
Equity
Allocation
Fund |
Debt
and
Other
Fixed
Income
Securities
–
Short-Term
Corporate
&
Government
Bonds3
|
X |
X |
X |
X |
X |
X |
X |
Debt
and
Other
Fixed
Income
Securities
–
Municipal
Securities4
|
|
|
|
X |
X |
X |
X |
Cash
and
Other
High
Quality
Investments |
X |
X |
X |
X |
X |
X |
X |
U.S.
Government
Securities
and
Foreign
Government
Securities |
X |
X |
X |
X |
X |
X |
X |
Auction
Rate
Securities |
|
|
|
X |
X |
X |
X |
Real
Estate
Investment
Trusts
and
Other
Real
Estate-
Related
Investments |
X |
X |
X |
X |
X |
X |
X |
Asset-Backed
and
Related
Securities |
|
|
|
X |
X |
X |
X |
Variable
Rate
Securities |
|
|
|
X |
X |
X |
X |
Mezzanine
Securities |
X |
X |
X |
X |
X |
X |
X |
Below
Investment
Grade
Securities |
X |
X |
X |
X |
X |
X |
X |
Distressed
or
Defaulted
Debt
Securities |
|
|
|
X |
X |
X |
X |
Leveraged
Companies |
X |
|
|
X |
X |
X |
X |
Brady
Bonds |
|
|
|
X |
X |
X |
X |
Euro
Bonds |
|
|
|
X |
X |
X |
X |
Zero
Coupon
Securities |
|
|
|
X |
X |
X |
X |
Indexed
Investments |
|
X |
X |
X |
X |
X |
X |
Structured
Notes |
X |
X |
X |
X |
X |
X |
X |
Firm
Commitments,
When-
Issued
Securities
and
TBAs |
|
X |
X |
X |
X |
X |
X |
Loans,
Loan
Participations,
and
Assignments |
|
|
|
X |
X |
X |
X |
|
Climate
Change
Fund |
Emerging
Markets
Fund |
Emerging
Markets
ex-
China
Fund |
Global
Developed
Equity
Allocation
Fund |
Global
Equity
Allocation
Fund |
International
Developed
Equity
Allocation
Fund |
International
Equity
Allocation
Fund |
Reverse
Repurchase
Agreements
and
Dollar
Roll
Agreements |
X |
X |
X |
X |
X |
X |
X |
Commodity-
Related
Investments |
X |
|
|
X |
X |
X |
X |
Illiquid
Investments,
Private
Placements,
Restricted
Securities,
and
IPOs
and
Other
Limited
Opportunities |
X |
X |
X |
X |
X |
X |
X |
Investments
in
Other
Investment
Companies
or
Other
Pooled
Investments |
X |
X |
X |
X |
X |
X |
X |
Investments
in
Other
Investment
Companies
–
Shares of
Other
GMO
Trust
Funds |
X |
X |
X |
X |
X |
X |
X |
Investments
in
Subsidiary
Companies
–
Shares of
Wholly-
Owned
Subsidiary5
|
|
|
|
|
|
|
|
|
International
Equity
Fund |
International
Opportunistic
Value
Fund |
Japan
Value
Creation
Fund |
Quality
Fund |
Quality
Cyclicals
Fund |
U.S.
Equity Securities1
|
X |
X |
X |
X |
X |
Non-U.S.
Investments – Non-U.S. Issuers2
|
X |
X |
X |
X |
X |
Non-U.S.
Investments – Non-U.S. Issuers (Traded on U.S. Exchanges)2
|
X |
X |
X |
X |
X |
Non-U.S.
Investments – Emerging Countries2
|
X |
X |
X |
X |
X |
Securities
Lending |
X |
X |
X |
X |
X |
Depositary
Receipts |
X |
X |
X |
X |
X |
Convertible
Securities |
X |
X |
X |
X |
X |
Preferred
Stocks |
X |
X |
X |
X |
X |
Contingent
Value Rights |
X |
X |
X |
X |
X |
Master
Limited Partnerships |
X |
X |
X |
|
|
Income
Trusts |
X |
X |
X |
X |
X |
Warrants
and Rights |
X |
X |
X |
X |
X |
Non-Standard
Warrants (GDP Warrants, LEPOs, and P-Notes) |
X |
X |
X |
|
|
Options,
Futures, and Forward Contracts |
X |
X |
X |
X |
X |
Swap
Contracts and Other Two-Party Contracts |
X |
X |
X |
X |
X |
Foreign
Currency Transactions |
X |
X |
X |
X |
|
Repurchase
Agreements |
X |
X |
X |
X |
X |
Debt
and Other Fixed Income Securities Generally |
X |
X |
X |
X |
X |
Debt
and Other Fixed Income Securities – Long- and
Medium-Term
Corporate & Government Bonds3
|
|
|
|
|
|
X |
X |
X |
X |
X | |
Debt
and Other Fixed Income Securities – Short- Term
Corporate
& Government Bonds3
|
X |
X |
X |
X |
X |
|
International
Equity
Fund |
International
Opportunistic
Value
Fund |
Japan
Value
Creation
Fund |
Quality
Fund |
Quality
Cyclicals
Fund |
Debt
and Other Fixed Income Securities – Municipal
Securities4
|
X |
X |
X |
|
|
Cash
and Other High Quality Investments |
X |
X |
X |
X |
X |
U.S.
Government Securities and Foreign Government |
|
|
|
|
|
Securities |
X |
X |
X |
X |
X |
Auction
Rate Securities |
X |
X |
X |
|
|
Real
Estate Investment Trusts and Other Real Estate
Related
Investments |
X |
X |
X |
X |
X |
Asset-Backed
and Related Securities |
X |
X |
X |
|
|
Variable
Rate Securities |
X |
X |
X |
|
|
Mezzanine
Securities |
X |
X |
X |
|
|
Below
Investment Grade Securities |
X |
X |
X |
|
|
Distressed
or Defaulted Debt Securities |
X |
X |
X |
|
|
Leveraged
Companies |
X |
X |
X |
X |
X |
Brady
Bonds |
X |
X |
X |
|
|
Euro
Bonds |
X |
X |
X |
|
|
Zero
Coupon Securities |
X |
X |
X |
|
|
Indexed
Investments |
X |
X |
X |
|
|
Structured
Notes |
X |
X |
X |
|
|
Firm
Commitments, When-Issued Securities and TBAs |
X |
X |
X |
|
|
Loans,
Loan Participations, and Assignments |
X |
X |
X |
|
|
Reverse
Repurchase Agreements and Dollar Roll
Agreements |
X |
X |
X |
X |
X |
Commodity-Related
Investments |
X |
|
|
|
|
Illiquid
Investments, Private Placements, Restricted
Securities,
and IPOs and Other Limited Opportunities |
X |
X |
X |
X |
X |
Investments
in Other Investment Companies or Other
Pooled
Investments |
X |
X |
X |
X |
X |
Investments
in Other Investment Companies – Shares of Other GMO Trust
Funds |
X |
X |
X |
X |
X |
Investments
in Subsidiary Companies – Shares of
Wholly-Owned
Subsidiary5
|
|
|
|
|
|
|
Resources
Fund |
Resource
Transition
Fund |
Small
Cap
Quality
Fund |
U.S.
Equity
Fund |
U.S.
Equity Securities1
|
X |
X |
X |
X |
Non-U.S.
Investments – Non-U.S. Issuers2
|
X |
X |
X |
X |
Non-U.S.
Investments – Non-U.S. Issuers (Traded on U.S. Exchanges)2
|
X |
X |
X |
X |
Non-U.S.
Investments – Emerging Countries2
|
X |
X |
X |
X |
Securities
Lending |
X |
X |
X |
X |
Depositary
Receipts |
X |
X |
X |
X |
Convertible
Securities |
X |
X |
X |
X |
Preferred
Stocks |
X |
X |
X |
X |
Contingent
Value Rights |
X |
X |
X |
X |
Master
Limited Partnerships |
X |
X |
X |
X |
Income
Trusts |
X |
X |
X |
X |
Warrants
and Rights |
X |
X |
X |
X |
Non-Standard
Warrants (GDP Warrants, LEPOs, and P-Notes) |
X |
X |
X |
X |
Options,
Futures, and Forward Contracts |
X |
X |
X |
X |
Swap
Contracts and Other Two-Party Contracts |
X |
X |
X |
X |
Foreign
Currency Transactions |
X |
X |
X |
X |
Repurchase
Agreements |
X |
X |
X |
X |
Debt
and Other Fixed Income Securities Generally |
X |
X |
X |
X |
Debt
and Other Fixed Income Securities – Long- and Medium-Term Corporate &
Government
Bonds3
|
X |
X |
X |
X |
Debt
and Other Fixed Income Securities – Short-Term Corporate & Government
Bonds3
|
X |
X |
X |
X |
Debt
and Other Fixed Income Securities – Municipal Securities4
|
|
|
|
X |
Cash
and Other High Quality Investments |
X |
X |
X |
X |
U.S.
Government Securities and Foreign Government
Securities |
X |
X |
X |
X |
Auction
Rate Securities |
|
|
X |
X |
Real
Estate Investment Trusts and Other Real Estate-Related
Investments |
X |
X |
X |
X |
Asset-Backed
and Related Securities |
|
|
|
X |
Variable
Rate Securities |
|
|
|
X |
|
Resources
Fund |
Resource
Transition
Fund |
Small
Cap
Quality
Fund |
U.S.
Equity
Fund |
Mezzanine
Securities |
X |
X |
|
X |
Below
Investment Grade Securities |
X |
X |
|
X |
Distressed
or Defaulted Debt Securities |
|
|
|
X |
Leveraged
Companies |
X |
X |
X |
X |
Brady
Bonds |
|
|
|
X |
Euro
Bonds |
|
|
|
X |
Zero
Coupon Securities |
|
|
|
X |
Indexed
Investments |
|
|
|
X |
Structured
Notes |
X |
X |
|
X |
Firm
Commitments, When-Issued Securities and TBAs |
|
|
|
X |
Loans,
Loan Participations, and Assignments |
|
|
|
X |
Reverse
Repurchase Agreements and Dollar Roll Agreements |
X |
X |
X |
X |
Commodity-Related
Investments |
X |
X |
|
|
Illiquid
Investments, Private Placements, Restricted Securities, and IPOs and Other
Limited
Opportunities |
X |
X |
X |
X |
Investments
in Other Investment Companies or Other Pooled
Investments |
X |
X |
X |
X |
Investments
in Other Investment Companies – Shares of Other GMO Trust
Funds |
X |
X |
X |
X |
Investments
in Subsidiary Companies – Shares of Wholly-Owned Subsidiary5
|
|
|
|
|
|
U.S.
Opportunistic
Value
Fund |
U.S.
Small
Cap
Value
Fund |
U.S.
Equity Securities1
|
X |
X |
Non-U.S.
Investments – Non-U.S. Issuers2
|
X |
X |
Non-U.S.
Investments – Non-U.S. Issuers (Traded on U.S. Exchanges)2
|
X |
X |
Non-U.S.
Investments – Emerging Countries2
|
X |
X |
Securities
Lending |
X |
X |
Depositary
Receipts |
X |
X |
Convertible
Securities |
X |
X |
Preferred
Stocks |
X |
X |
Contingent
Value Rights |
X |
X |
Master
Limited Partnerships |
X |
X |
Income
Trusts |
X |
X |
Warrants
and Rights |
X |
X |
Non-Standard
Warrants (GDP Warrants, LEPOs, and P-Notes) |
X |
X |
Options,
Futures, and Forward Contracts |
X |
X |
Swap
Contracts and Other Two-Party Contracts |
X |
X |
Foreign
Currency Transactions |
X |
X |
Repurchase
Agreements |
X |
X |
Debt
and Other Fixed Income Securities Generally |
X |
X |
Debt
and Other Fixed Income Securities – Long- and Medium-Term Corporate &
Government Bonds3
|
X |
X |
Debt
and Other Fixed Income Securities – Short-Term Corporate & Government
Bonds3
|
X |
X |
Debt
and Other Fixed Income Securities – Municipal Securities4
|
X |
X |
Cash
and Other High Quality Investments |
X |
X |
U.S.
Government Securities and Foreign Government
Securities |
X |
X |
Auction
Rate Securities |
X |
X |
Real
Estate Investment Trusts and Other Real Estate-Related
Investments |
X |
X |
Asset-Backed
and Related Securities |
X |
X |
Variable
Rate Securities |
X |
X |
Mezzanine
Securities |
X |
X |
Below
Investment Grade Securities |
X |
X |
Distressed
or Defaulted Debt Securities |
X |
X |
Leveraged
Companies |
X |
X |
Brady
Bonds |
X |
X |
Euro
Bonds |
X |
X |
Zero
Coupon Securities |
X |
X |
Indexed
Investments |
X |
X |
Structured
Notes |
X |
X |
Firm
Commitments, When-Issued Securities and TBAs |
X |
X |
Loans,
Loan Participations, and Assignments |
X |
X |
Reverse
Repurchase Agreements and Dollar Roll Agreements |
X |
X |
Commodity-Related
Investments |
|
|
Illiquid
Investments, Private Placements, Restricted Securities, and IPOs and Other
Limited Opportunities |
X |
X |
Investments
in Other Investment Companies or Other Pooled
Investments |
X |
X |
|
U.S.
Opportunistic
Value
Fund |
U.S.
Small
Cap
Value
Fund |
Investments
in Other Investment Companies – Shares of Other GMO Trust
Funds |
X |
X |
Investments
in Subsidiary Companies – Shares of Wholly-Owned Subsidiary5
|
|
|
|
Emerging
Country
Debt
Fund |
Emerging
Country
Debt
Shares
Fund |
High
Yield Fund |
Multi-Sector
Fixed Income Fund |
Opportunistic
Income
Fund |
U.S.
Equity Securities1
|
X |
X |
X |
X |
X |
Non-U.S.
Investments – Non-U.S. Issuers2
|
X |
X |
X |
X |
X |
Non-U.S.
Investments – Non-U.S. Issuers
(Traded
on U.S. Exchanges)2
|
X |
X |
X |
X |
X |
Non-U.S.
Investments – Emerging
Countries2
|
X |
X |
X |
X |
X |
Securities
Lending |
X |
X |
X |
X |
X |
Depositary
Receipts |
X |
X |
X |
X |
X |
Convertible
Securities |
X |
X |
X |
X |
X |
Preferred
Stocks |
X |
X |
X |
X |
X |
Contingent
Value Rights |
|
|
|
|
|
Master
Limited Partnerships |
|
|
|
|
|
Income
Trusts |
|
|
|
|
|
Warrants
and Rights |
X |
X |
X |
X |
X |
Non-Standard
Warrants (GDP Warrants,
LEPOs,
and P-Notes) |
X |
X |
|
|
|
Options,
Futures, and Forward Contracts |
X |
X |
X |
X |
X |
Swap
Contracts and Other Two-Party
Contracts |
X |
X |
X |
X |
X |
Foreign
Currency Transactions |
X |
X |
X |
X |
X |
Repurchase
Agreements |
X |
X |
X |
X |
X |
Debt
and Other Fixed Income Securities
Generally |
X |
X |
X |
X |
X |
Debt
and Other Fixed Income Securities –
Long-
and Medium-Term Corporate &
Government
Bonds3
|
X |
X |
X |
X |
X |
Debt
and Other Fixed Income Securities –
Short-Term
Corporate & Government
Bonds3
|
X |
X |
X |
X |
X |
Debt
and Other Fixed Income Securities –
Municipal
Securities4
|
X |
X |
X |
X |
X |
Cash
and Other High Quality Investments |
X |
X |
X |
X |
X |
U.S.
Government Securities and Foreign
Government
Securities |
X |
X |
X |
X |
X |
Auction
Rate Securities |
X |
X |
X |
X |
X |
Real
Estate Investment Trusts and Other
Real
Estate-Related Investments |
|
|
X |
|
X |
Asset-Backed
and Related Securities |
X |
X |
X |
X |
X |
Variable
Rate Securities |
X |
X |
X |
X |
X |
Mezzanine
Securities |
X |
X |
X |
X |
X |
Below
Investment Grade Securities |
X |
X |
X |
X |
X |
Distressed
or Defaulted Debt Securities |
X |
X |
X |
X |
X |
Leveraged
Companies |
|
|
X |
|
|
Brady
Bonds |
X |
X |
X |
X |
X |
Euro
Bonds |
X |
X |
X |
X |
X |
Zero
Coupon Securities |
X |
X |
X |
X |
X |
Indexed
Investments |
X |
X |
X |
X |
X |
Structured
Notes |
X |
X |
X |
X |
X |
Firm
Commitments, When-Issued
Securities
and TBAs |
X |
X |
X |
X |
X |
Loans,
Loan Participations, and
Assignments |
X |
X |
X |
X |
X |
Reverse
Repurchase Agreements and
Dollar
Roll Agreements |
X |
X |
X |
X |
X |
Commodity-Related
Investments |
X |
X |
|
|
|
Illiquid
Investments, Private Placements,
Restricted
Securities, and IPOs and
Other
Limited Opportunities |
X |
X |
X |
X |
X |
|
Emerging
Country
Debt
Fund |
Emerging
Country
Debt
Shares
Fund |
High
Yield Fund |
Multi-Sector
Fixed Income Fund |
Opportunistic
Income
Fund |
Investments
in Other Investment
Companies
or Other Pooled
Investments |
X |
X |
X |
X |
X |
Investments
in Other Investment
Companies
– Shares of Other GMO
Trust
Funds |
X |
X |
X |
X |
X |
Investments
in Subsidiary Companies –
Shares
of Wholly-Owned Subsidiary5
|
|
|
|
|
|
|
Alternative
Allocation
Fund |
U.S.
Equity Securities1
|
X |
Non-U.S.
Investments – Non-U.S. Issuers2
|
X |
Non-U.S.
Investments – Non-U.S. Issuers (Traded on U.S. Exchanges)2
|
X |
Non-U.S.
Investments – Emerging Countries2
|
X |
Securities
Lending |
X |
Depositary
Receipts |
X |
Convertible
Securities |
X |
Preferred
Stocks |
X |
Contingent
Value Rights |
X |
Master
Limited Partnerships |
X |
Income
Trusts |
X |
Warrants
and Rights |
X |
Non-Standard
Warrants (GDP Warrants, LEPOs, and P-Notes) |
X |
Options,
Futures, and Forward Contracts |
X |
Swap
Contracts and Other Two-Party Contracts |
X |
Foreign
Currency Transactions |
X |
Repurchase
Agreements |
X |
Debt
and Other Fixed Income Securities Generally |
X |
Debt
and Other Fixed Income Securities – Long- and Medium-Term Corporate &
Government Bonds3
|
X |
Debt
and Other Fixed Income Securities – Short-Term Corporate & Government
Bonds3
|
X |
Debt
and Other Fixed Income Securities – Municipal Securities4
|
X |
Cash
and Other High Quality Investments |
X |
U.S.
Government Securities and Foreign Government
Securities |
X |
Auction
Rate Securities |
X |
Real
Estate Investment Trusts and Other Real Estate-Related
Investments |
X |
Asset-Backed
and Related Securities |
X |
Variable
Rate Securities |
X |
Mezzanine
Securities |
X |
Below
Investment Grade Securities |
X |
Distressed
or Defaulted Debt Securities |
X |
Leveraged
Companies |
|
Brady
Bonds |
X |
Euro
Bonds |
X |
Zero
Coupon Securities |
X |
Indexed
Investments |
X |
Structured
Notes |
X |
Firm
Commitments, When-Issued Securities and TBAs |
X |
Loans,
Loan Participations, and Assignments |
X |
Reverse
Repurchase Agreements and Dollar Roll Agreements |
X |
Commodity-Related
Investments |
X |
Illiquid
Investments, Private Placements, Restricted Securities, and IPOs and Other
Limited Opportunities |
X |
Investments
in Other Investment Companies or Other Pooled
Investments |
X |
Investments
in Other Investment Companies – Shares of Other GMO Trust
Funds |
X |
Investments
in Subsidiary Companies – Shares of Wholly-Owned Subsidiary5
|
X |
|
|
|
Asset
Allocation
Bond
Fund |
Benchmark-Free
Fund |
Implementation
Fund |
Strategic
Opportunities
Allocation
Fund |
U.S.
Treasury
Fund |
U.S.
Equity Securities1
|
X |
X |
X |
X |
|
Non-U.S.
Investments – Non-U.S. Issuers2
|
X |
X |
X |
X |
X |
Non-U.S.
Investments – Non-U.S. Issuers (Traded on U.S.
Exchanges)2
|
X |
X |
X |
X |
|
Non-U.S.
Investments – Emerging Countries2
|
X |
X |
X |
X |
|
Securities
Lending |
X |
X |
X |
X |
X |
Depositary
Receipts |
X |
X |
X |
X |
|
Convertible
Securities |
X |
X |
X |
X |
|
Preferred
Stocks |
X |
X |
X |
X |
|
Contingent
Value Rights |
|
X |
X |
X |
|
Master
Limited Partnerships |
|
X |
X |
X |
|
Income
Trusts |
|
X |
X |
X |
|
Warrants
and Rights |
X |
X |
X |
X |
X |
Non-Standard
Warrants (GDP Warrants, LEPOs, and
P-Notes) |
|
X |
X |
X |
|
Options,
Futures, and Forward Contracts |
X |
X |
X |
X |
X |
Swap
Contracts and Other Two-Party Contracts |
X |
X |
X |
X |
X |
Foreign
Currency Transactions |
X |
X |
X |
X |
X |
Repurchase
Agreements |
X |
X |
X |
X |
X |
Debt
and Other Fixed Income Securities Generally |
X |
X |
X |
X |
X |
Debt
and Other Fixed Income Securities – Long- and
Medium-
Term Corporate & Government Bonds3
|
X |
X |
X |
X |
|
Debt
and Other Fixed Income Securities – Short-Term
Corporate
& Government Bonds3
|
X |
X |
X |
X |
X |
Debt
and Other Fixed Income Securities – Municipal
Securities4
|
X |
X |
X |
X |
|
Cash
and Other High Quality Investments |
X |
X |
X |
X |
X |
U.S.
Government Securities and Foreign Government
Securities |
X |
X |
X |
X |
X6
|
Auction
Rate Securities |
X |
X |
X |
X |
|
Real
Estate Investment Trusts and Other Real Estate-
Related
Investments |
X |
X |
X |
X |
|
Asset-Backed
and Related Securities |
X |
X |
X |
X |
|
Variable
Rate Securities |
X |
X |
X |
X |
|
Mezzanine
Securities |
X |
X |
X |
X |
|
Below
Investment Grade Securities |
X |
X |
X |
X |
|
Distressed
or Defaulted Debt Securities |
X |
X |
X |
X |
|
Leveraged
Companies |
|
|
|
|
|
Brady
Bonds |
X |
X |
X |
X |
|
Euro
Bonds |
X |
X |
X |
X |
|
Zero
Coupon Securities |
X |
X |
X |
X |
|
Indexed
Investments |
X |
X |
X |
X |
|
Structured
Notes |
X |
X |
X |
X |
X |
Firm
Commitments, When-Issued Securities and TBAs |
X |
X |
X |
X |
|
Loans,
Loan Participations, and Assignments |
X |
X |
X |
X |
|
Reverse
Repurchase Agreements and Dollar Roll
Agreements |
X |
X |
X |
X |
X |
Commodity-Related
Investments |
X |
X |
X |
X |
|
Illiquid
Investments, Private Placements, Restricted
Securities,
and IPOs and Other Limited Opportunities |
X |
X |
X |
X |
X7
|
Investments
in Other Investment Companies or Other
Pooled
Investments |
X |
X |
X |
X |
X |
Investments
in Other Investment Companies – Shares of
Other
GMO Trust Funds |
X |
X |
X |
X |
|
Investments
in Subsidiary Companies – Shares of Wholly-
Owned
Subsidiary5
|
|
|
X |
|
|
Name
and
Year
of Birth |
Position(s)
Held
with
the
Trust |
Length
of
Time
Served |
Principal
Occupation(s)
During
Past 5 Years |
Number
of
Portfolios
in
Fund
Complex1
Overseen |
Other
Directorships
Held
in the
Past
Five
Years |
INDEPENDENT
TRUSTEES | |||||
Donald
W. Glazer
YOB:
1944 |
Chairman
of
the
Board of
Trustees |
Chairman
of the Board of
Trustees
since March 2005;
Lead
Independent Trustee
(September
2004-March
2005);
Trustee since
December
2000. |
Consultant
– Law and Business; Author of
Legal
Treatises. |
31 |
Director,
BeiGene
Ltd.(biotech). |
Peter
Tufano
YOB:
1957 |
Trustee |
Since
December 2008. |
Peter
Moores Professor of Finance
(July
1, 2011 – June 30, 2022) and Peter
Moores
Dean and Professor of Finance
(July
1, 2011 – June 30, 2021) University
of
Oxford, Said Business School; Baker
Foundation
Professor, Harvard Business
School
(since July 1, 2022). |
31 |
None |
Paul
Braverman
YOB:
1949 |
Trustee |
Since
March 2010. |
Retired. |
31 |
Trustee
of HIMCO
Variable
Insurance Trust
(27
Portfolios) (April
2014-April
2019). |
INTERESTED
TRUSTEE AND OFFICER | |||||
Dina
Santoro2
YOB:
1973 |
Trustee;
President
of
the
Trust |
Trustee
and President since
February
2023. |
Chief
Operating Officer, Grantham, Mayo,
Van
Otterloo & Co. LLC (February 2023 –
Present);
President, Chief Executive
Officer,
and Director, Voya Investments,
LLC,
Voya Capital, LLC, and Voya Funds
Services,
LLC (September 2022 –
December
2022); Director and Senior Vice
President,
Voya Investments Distributor,
LLC
(April 2018 –December 2022); Chief
Operating
Officer, Voya Investment
Management
(January 2022 –December
2022);
Senior Managing Director, Head of
Product
and Marketing Strategy, Voya
Investment
Management (September 2017-
December
2022); President and Director,
Voya
Investments, LLC and Voya Capital,
LLC
(March 2018-September 2022);
Director,
Voya Funds Services, LLC
(March
2018-September 2022). |
31 |
Voya
Separate Portfolios
Trust
(July 2018 –
December
2022). |
Name
and
Year
of Birth
|
Position(s)
Held
with
the Trust
|
Length
of
Time Served
|
Principal
Occupation(s)
During
Past 5 Years* |
Dina
Santoro
YOB:
1973
|
Trustee;
President of the
Trust
|
Trustee
and President
since
February 2023.
|
Chief
Operating Officer, Grantham, Mayo, Van Otterloo & Co. LLC (February
2023
– Present); President, Chief Executive Officer, and Director, Voya
Investments,
LLC, Voya Capital, LLC, and Voya Funds Services, LLC (September
2022
– December 2022); Director and Senior Vice President, Voya Investments
Distributor,
LLC (April 2018 – December 2022); Chief Operating Officer, Voya
Investment
Management (January 2022 – December 2022); Senior Managing
Director,
Head of Product and Marketing Strategy, Voya Investment Management
(September
2017 - December 2022); President and Director, Voya Investments,
LLC
and Voya Capital, LLC (March 2018 - September 2022); Director, Voya Funds
Services,
LLC (March 2018 - September 2022). |
Tara
Pari
YOB:
1976
|
Chief
Executive Officer
|
Chief
Executive Officer
since
November 2020.
|
Head
of Fund Reporting, Risk and Controls and Proxy Voting (October 2021 -
present),
Grantham, Mayo, Van Otterloo & Co. LLC; Risk and Controls, Grantham,
Mayo,
Van Otterloo & Co. LLC (September 2004 – November 2020); Head of Fund
Reporting
and Risk and Controls, Grantham, Mayo, Van Otterloo & Co. LLC
(November
2020 - present).
|
Betty
Maganzini
YOB:
1972
|
Treasurer,
Chief
Accounting
Officer and
Chief
Financial Officer
|
Treasurer,
Chief
Accounting
Officer and
Chief
Financial Officer
since
September 2018;
Assistant
Treasurer,
September
2013 -
September
2018.
|
Fund
Administrator, Grantham, Mayo, Van Otterloo & Co. LLC (July 2010 -
present). |
John
L. Nasrah
YOB:
1977
|
Assistant
Treasurer and
Chief
Tax Officer
|
Since
March 2007.
|
Head
of Tax, Grantham, Mayo, Van Otterloo & Co. LLC (November 2020 –
present);
Head of Fund Tax, Grantham, Mayo, Van Otterloo & Co LLC (2018 –
2020). |
Susan
Saw
YOB:
1981
|
Assistant
Treasurer
|
Since
September 2019.
|
Fund
Administrator, Grantham, Mayo, Van Otterloo & Co. LLC (March 2011 -
present). |
Cathy
Tao
YOB:
1974
|
Assistant
Treasurer
|
Since
September 2016.
|
Fund
Administrator, Grantham, Mayo, Van Otterloo & Co. LLC (October 2007 -
present). |
Devin
Kelly
YOB:
1984
|
Assistant
Treasurer
|
Since
June 2020.
|
Fund
Administrator, Grantham, Mayo, Van Otterloo & Co. LLC (October 2012 -
present). |
Brian
Kadehjian
YOB:
1974
|
Assistant
Treasurer and
Treasury
Officer
|
Assistant
Treasurer
since
February 2015;
Treasury
Officer since
September
2013.
|
Treasury
and Payables Manager, Grantham, Mayo, Van Otterloo & Co. LLC
(November
2020 – present); Fund Administrator, Grantham, Mayo, Van Otterloo &
Co.
LLC (April 2002 - November 2020).
|
Douglas
Y. Charton
YOB:
1982
|
Chief
Legal Officer,
Vice
President-Law and
Clerk
|
Since
August 2015.
|
Legal
Counsel, Grantham, Mayo, Van Otterloo & Co. LLC (July 2015 -
present).
|
Megan
Bunting
YOB:
1978
|
Vice
President and
Assistant
Clerk
|
Since
September 2013.
|
Legal
Counsel, Grantham, Mayo, Van Otterloo & Co. LLC (September 2006 -
present). |
Kevin
O’Brien
YOB:
1985
|
Vice
President and
Assistant
Clerk
|
Since
March 2016.
|
Legal
Counsel, Grantham, Mayo, Van Otterloo & Co. LLC (February 2015 -
present). |
Name
and
Year
of Birth |
Position(s)
Held
with
the Trust |
Length
of
Time Served |
Principal
Occupation(s)
During
Past 5 Years* |
Gregory
L. Pottle
YOB:
1971
|
Chief
Compliance
Officer
|
Chief
Compliance
Officer
since May 2015;
Vice
President and
Assistant
Clerk,
November
2006-
November
2015.
|
Chief
Compliance Officer, Grantham, Mayo, Van Otterloo & Co. LLC (May 2015 -
present). |
Kelly
Butler
YOB:
1974
|
Anti-Money
Laundering
Officer
|
Since
March 2020.
|
Compliance
Manager (March 2016-present); Compliance Specialist, Grantham,
Mayo,
Van Otterloo & Co. LLC (November 2007 - March
2016). |
Name/Funds |
Dollar
Range of
Shares
Directly Owned in
the
Funds |
Aggregate
Dollar Range of
Shares
Directly Owned
in
the Funds |
INDEPENDENT
TRUSTEES |
|
|
Donald
Glazer |
|
Over
$100,000 |
Benchmark-Free
Allocation Fund |
Over
$100,000 |
|
Climate
Change Fund |
Over
$100,000 |
|
Emerging
Markets Fund |
Over
$100,000 |
|
Quality
Cyclicals Fund |
$50,001
- $100,000 |
|
Quality
Fund |
Over
$100,000 |
|
Resources
Fund |
Over
$100,000 |
|
U.S.
Treasury Fund |
$50,001
- $100,000 |
|
Peter
Tufano |
|
Over
$100,000 |
Benchmark-Free
Allocation Fund |
$50,001
- $100,000 |
|
Emerging
Country Debt Fund |
Over
$100,000 |
|
Paul
Braverman |
|
Over
$100,000 |
Climate
Change Fund |
Over
$100,000 |
|
|
|
|
Name/Funds |
Dollar
Range of
Shares
Directly Owned in
the
Funds |
Aggregate
Dollar Range of
Shares
Directly Owned
in
the Funds |
INTERESTED
TRUSTEE |
|
|
Dina
Santoro |
|
None |
|
None |
|
Name/Funds |
Dollar
Range of
Shares
Indirectly Owned
in
the Funds |
Aggregate
Dollar Range of
Shares
Indirectly Owned
in
the Funds |
INDEPENDENT
TRUSTEES |
|
|
Donald
Glazer |
|
Over
$100,000 |
Emerging
Country Debt Fund |
$10,001
- $50,000 |
|
High
Yield Fund |
$1
- $10,000 |
|
Implementation
Fund |
Over
$100,000 |
|
Opportunistic
Income Fund |
$10,001
- $50,000 |
|
U.S.
Treasury Fund |
$10,001
- $50,000 |
|
Peter
Tufano |
|
$50,001
- $100,000 |
Emerging
Country Debt Fund |
$1
- $10,000 |
|
High
Yield Fund |
$1-$10,000 |
|
Implementation
Fund |
$50,001
- $100,000 |
|
Opportunistic
Income Fund |
$1
- $10,000 |
|
U.S.
Treasury Fund |
$1
- $10,000 |
|
Paul
Braverman |
|
$1
- $10,000 |
U.S.
Treasury Fund |
$1
- $10,000 |
|
|
|
|
INTERESTED
TRUSTEE |
|
|
Dina
Santoro |
|
None |
|
None |
|
|
Donald
W. Glazer, Trustee |
Peter
Tufano, Trustee |
Paul
Braverman, Trustee |
Alternative
Allocation Fund |
$2,618 |
$2,202 |
$2,202 |
Asset
Allocation Bond Fund |
$397 |
$334 |
$334 |
Benchmark-Free
Allocation Fund |
$56,292 |
$47,353 |
$47,342 |
Benchmark-Free
Fund |
$15,164 |
$12,756 |
$12,753 |
Climate
Change Fund |
$12,147 |
$10,218 |
$10,216 |
Emerging
Country Debt Fund |
$35,289 |
$29,686 |
$29,678 |
Emerging
Country Debt Shares Fund |
$341
1 |
$287
1 |
$287
1 |
Emerging
Markets Fund |
$9,237 |
$7,770 |
$7,767 |
Emerging
Markets ex-China Fund |
$3,315 |
$2,789 |
$2,788 |
Global
Asset Allocation Fund |
$4,787 |
$4,027 |
$4,026 |
Global
Developed Equity Allocation Fund |
$954 |
$802 |
$802 |
Global
Equity Allocation Fund |
$8,796 |
$7,400 |
$7,398 |
High
Yield Fund |
$2,485 |
$2,090 |
$2,090 |
Implementation
Fund |
$50,112 |
$42,155 |
$42,145 |
International
Developed Equity Allocation Fund |
$3,356 |
$2,823 |
$2,822 |
International
Equity Allocation Fund |
$4,943 |
$4,159 |
$4,157 |
International
Equity Fund |
$14,757 |
$12,413 |
$12,410 |
International
Opportunistic Value Fund |
$3,214 |
$2,705 |
$2,704 |
Japan
Value Creation Fund |
$1,517 |
$1,276 |
$1,276 |
Multi-Sector
Fixed Income Fund |
$1,420 |
$1,195 |
$1,194 |
Opportunistic
Income Fund |
$18,010 |
$15,150 |
$15,147 |
Quality
Cyclicals Fund |
$1,011 |
$850 |
$850 |
Quality
Fund |
$108,068 |
$90,911 |
$90,891 |
Resources
Fund |
$26,617 |
$22,391 |
$22,387 |
Resource
Transition Fund |
$4,800 |
$4,038 |
$4,036 |
Small
Cap Quality Fund |
$1,125 |
$947 |
$947 |
Strategic
Opportunities Allocation Fund |
$2,845 |
$2,393 |
$2,392 |
U.S.
Equity Fund |
$3,143 |
$2,644 |
$2,644 |
U.S.
Opportunistic Value Fund |
$5,479 |
$4,609 |
$4,608 |
U.S.
Small Cap Value Fund |
$427 |
$359 |
$359 |
U.S.
Treasury Fund |
$6,334 |
$5,328 |
$5,327 |
Pension
or Retirement Benefits Accrued as Part of Fund
Expenses: |
N/A |
N/A |
N/A |
Estimated
Annual Benefits Upon Retirement: |
N/A |
N/A |
N/A |
Total
Compensation from the Fund Complex:2
|
$410,215 |
$345,082 |
$345,000 |
|
Gross |
Reduction |
Net |
ALTERNATIVE
ALLOCATION FUND |
|
|
|
Year
ended 2/29/24 |
$1,379,441 |
$637,446 |
$741,995 |
Year
ended 2/28/23 |
$1,486,103 |
$720,847 |
$765,256 |
Year
ended 2/28/22 |
$2,591,953 |
$610,314 |
$1,981,639 |
ASSET
ALLOCATION BOND FUND |
|
|
|
Year
ended 2/29/24 |
$71,480 |
$112,326 |
$0 |
Year
ended 2/28/23 |
$58,603 |
$143,701 |
$0 |
Year
ended 2/28/22 |
$168,765 |
$72,585 |
$96,180 |
BENCHMARK-FREE
ALLOCATION FUND |
|
|
|
Year
ended 2/29/24 |
$26,351,003 |
$2,292,008 |
$24,058,995 |
Year
ended 2/28/23 |
$29,995,667 |
$3,223,085 |
$26,772,582 |
Year
ended 2/28/22 |
$39,044,859 |
$3,128,844 |
$35,916,015 |
BENCHMARK-FREE
FUND |
|
|
|
Year
ended 2/29/24 |
$0 |
$0 |
$0 |
Year
ended 2/28/23 |
$0 |
$0 |
$0 |
Year
ended 2/28/22 |
$0 |
$0 |
$0 |
CLIMATE
CHANGE FUND |
|
|
|
Year
ended 2/29/24 |
$5,256,810 |
$389,703 |
$4,867,107 |
Year
ended 2/28/23 |
$4,904,430 |
$376,330 |
$4,528,100 |
Year
ended 2/28/22 |
$3,182,553 |
$228,425 |
$2,954,128 |
EMERGING
COUNTRY DEBT FUND |
|
|
|
Year
ended 2/29/24 |
$8,909,841 |
$10,224 |
$8,899,617 |
Year
ended 2/28/23 |
$10,909,853 |
$0 |
$10,909,853 |
Year
ended 2/28/22 |
$15,073,047 |
$6,392 |
$15,066,655 |
EMERGING
MARKETS EX-CHINA FUND |
|
|
|
Year
ended 2/29/24 |
$1,318,410 |
$347,684 |
$970,726 |
Year
ended 2/28/23 |
$1,565,603 |
$325,594 |
$1,240,009 |
Year
ended 2/28/221
|
$680,810 |
$241,842 |
$438,968 |
EMERGING
MARKETS FUND |
|
|
|
Year
ended 2/29/24 |
$4,340,456 |
$491,430 |
$3,849,026 |
|
Gross |
Reduction |
Net |
Year
ended 2/28/23 |
$9,225,954 |
$365,255 |
$8,860,699 |
Year
ended 2/28/22 |
$17,405,532 |
$335,757 |
$17,069,775 |
GLOBAL
ASSET ALLOCATION FUND |
|
|
|
Year
ended 2/29/24 |
$0 |
$0 |
$0 |
Year
ended 2/28/23 |
$0 |
$0 |
$0 |
Year
ended 2/28/22 |
$0 |
$0 |
$0 |
GLOBAL
DEVELOPED EQUITY ALLOCATION FUND |
|
|
|
Year
ended 2/29/24 |
$0 |
$0 |
$0 |
Year
ended 2/28/23 |
$0 |
$0 |
$0 |
Year
ended 2/28/22 |
$0 |
$0 |
$0 |
GLOBAL
EQUITY ALLOCATION FUND |
|
|
|
Year
ended 2/29/24 |
$0 |
$0 |
$0 |
Year
ended 2/28/23 |
$0 |
$0 |
$0 |
Year
ended 2/28/22 |
$0 |
$0 |
$0 |
HIGH
YIELD FUND |
|
|
|
Year
ended 2/29/24 |
$626,075 |
$102,360 |
$523,715 |
Year
ended 2/28/23 |
$895,814 |
$33,421 |
$862,393 |
Year
ended 2/28/22 |
$328,143 |
$28,545 |
$299,598 |
IMPLEMENTATION
FUND |
|
|
|
Year
ended 2/29/24 |
$0 |
$0 |
$0 |
Year
ended 2/28/23 |
$0 |
$0 |
$0 |
Year
ended 2/28/22 |
$0 |
$0 |
$0 |
INTERNATIONAL
DEVELOPED EQUITY ALLOCATION FUND |
|
|
|
Year
ended 2/29/24 |
$0 |
$0 |
$0 |
Year
ended 2/28/23 |
$0 |
$0 |
$0 |
Year
ended 2/28/22 |
$0 |
$0 |
$0 |
INTERNATIONAL
EQUITY ALLOCATION FUND |
|
|
|
Year
ended 2/29/24 |
$0 |
$0 |
$0 |
Year
ended 2/28/23 |
$0 |
$0 |
$0 |
Year
ended 2/28/22 |
$0 |
$0 |
$0 |
INTERNATIONAL
EQUITY FUND |
|
|
|
Year
ended 2/29/24 |
$5,317,659 |
$390,419 |
$4,927,240 |
Year
ended 2/28/23 |
$7,736,927 |
$555,459 |
$7,181,468 |
Year
ended 2/28/22 |
$10,889,079 |
$725,210 |
$10,163,869 |
INTERNATIONAL
OPPORTUNISTIC VALUE FUND |
|
|
|
Year
ended 2/29/24 |
$1,179,661 |
$263,910 |
$915,751 |
Year
ended 2/28/23 |
$175,683 |
$244,695 |
$0 |
Year
ended 2/28/22 |
$195,184 |
$195,184 |
$0 |
JAPAN
VALUE CREATION FUND |
|
|
|
Year
ended 2/29/24 |
$548,415 |
$173,913 |
$374,502 |
Year
ended 2/28/23 |
$645,023 |
$182,910 |
$462,113 |
Year
ended 2/28/22 |
$829,930 |
$130,699 |
$699,231 |
MULTI-SECTOR
FIXED INCOME FUND |
|
|
|
Year
ended 2/29/24 |
$256,560 |
$292,801 |
$0 |
Year
ended 2/28/23 |
$274,890 |
$344,353 |
$0 |
Year
ended 2/28/22 |
$434,722 |
$410,828 |
$23,894 |
OPPORTUNISTIC
INCOME FUND |
|
|
|
Year
ended 2/29/24 |
$5,203,644 |
$459,668 |
$4,743,976 |
Year
ended 2/28/23 |
$3,946,095 |
$499,569 |
$3,446,526 |
Year
ended 2/28/22 |
$3,922,934 |
$447,346 |
$3,475,588 |
QUALITY
CYCLICALS FUND |
|
|
|
Year
ended 2/29/24 |
$241,281 |
$126,704 |
$114,577 |
Year
ended 2/28/23 |
$359,464 |
$160,398 |
$199,066 |
Year
ended 2/28/22 |
$479,276 |
$112,296 |
$366,980 |
QUALITY
FUND |
|
|
|
Year
ended 2/29/24 |
$25,812,394 |
$697,168 |
$25,115,226 |
Year
ended 2/28/23 |
$23,767,302 |
$1,437,346 |
$22,329,956 |
Year
ended 2/28/22 |
$28,530,759 |
$1,533,884 |
$26,996,875 |
RESOURCES
FUND |
|
|
|
Year
ended 2/29/24 |
$9,601,540 |
$32,349 |
$9,569,191 |
Year
ended 2/28/23 |
$11,270,463 |
$0 |
$11,270,463 |
Year
ended 2/28/22 |
$8,308,311 |
$0 |
$8,308,311 |
RESOURCE
TRANSITION FUND |
|
|
|
Year
ended 2/29/24 |
$2,768,617 |
$264,850 |
$2,503,767 |
|
Gross |
Reduction |
Net |
Year
ended 2/28/232
|
$133,612 |
$121,392 |
$12,220 |
Year
ended 2/28/22 |
N/A |
N/A |
N/A |
SMALL
CAP QUALITY FUND |
|
|
|
Year
ended 2/29/24 |
$494,425 |
$170,880 |
$323,545 |
Year
ended 2/28/233
|
$257,252 |
$170,358 |
$86,894 |
Year
ended 2/28/22 |
N/A |
N/A |
N/A |
STRATEGIC
OPPORTUNITIES ALLOCATION FUND |
|
|
|
Year
ended 2/29/24 |
$0 |
$0 |
$0 |
Year
ended 2/28/23 |
$0 |
$0 |
$0 |
Year
ended 2/28/22 |
$0 |
$0 |
$0 |
U.S.
EQUITY FUND |
|
|
|
Year
ended 2/29/24 |
$703,497 |
$114,288 |
$589,209 |
Year
ended 2/28/23 |
$1,194,424 |
$184,333 |
$1,010,091 |
Year
ended 2/28/22 |
$1,294,837 |
$170,739 |
$1,124,098 |
U.S.
OPPORTUNISTIC VALUE FUND |
|
|
|
Year
ended 2/29/24 |
$1,230,899 |
$152,601 |
$1,078,298 |
Year
ended 2/28/234
|
$183,083 |
$169,229 |
$13,854 |
Year
ended 2/28/22 |
N/A |
N/A |
N/A |
U.S.
SMALL CAP VALUE FUND |
|
|
|
Year
ended 2/29/24 |
$95,615 |
$52,693 |
$42,922 |
Year
ended 2/28/23 |
$475,487 |
$0 |
$475,487 |
Year
ended 2/28/22 |
$925,704 |
$9 |
$925,695 |
U.S.
TREASURY FUND |
|
|
|
Year
ended 2/29/24 |
$368,293 |
$186,400 |
$181,893 |
Year
ended 2/28/23 |
$268,590 |
$396,707 |
$0 |
Year
ended 2/28/22 |
$252,608 |
$252,608 |
$0 |
Senior
Member |
Registered
investment
companies
managed
(including
non-GMO
mutual
fund subadvisory
relationships) |
Other
pooled investment
vehicles
managed
(world-wide) |
Separate
accounts
managed
(world-wide) | |||
|
Number
of
accounts1
|
Total
assets1
|
Number
of
accounts |
Total
assets |
Number
of
accounts |
Total
assets |
Joe
Auth |
2 |
$1,589,700,174 |
0 |
$0 |
1 |
$135,095,548 |
B.J.
Brannan |
1 |
$188,821,325 |
2 |
$296,230,193 |
0 |
$0 |
Warren
Chiang2
|
7 |
$2,690,206,225 |
2 |
$26,616,591 |
5 |
$2,073,514,234 |
Hassan
Chowdhry |
1 |
$203,976,765 |
0 |
$0 |
1 |
$571,668,906 |
Ty
Cobb |
2 |
$9,601,883,579 |
4 |
$3,128,209,100 |
17 |
$8,184,532,437 |
Arjun
Divecha |
2 |
$669,287,251 |
2 |
$26,616,591 |
2 |
$688,532,976 |
James
Donaldson |
1 |
$76,007,245 |
0 |
$0 |
0 |
$0 |
Drew
Edwards |
1 |
$117,955,391 |
1 |
$52,355,112 |
1 |
$845,645,309 |
Jason
Halliwell |
0 |
$0 |
6 |
$2,817,374,971 |
3 |
$856,536,463 |
Thomas
Hancock |
6 |
$12,664,162,099 |
15 |
$4,302,213,264 |
27 |
$9,741,776,139 |
Simon
Harris |
5 |
$2,020,918,974 |
3 |
$3,956,192,205 |
4 |
$2,274,783,796 |
Anthony
Hene |
2 |
$9,601,883,579 |
4 |
$3,128,209,100 |
17 |
$8,184,532,437 |
Jason
Hotra |
1 |
$76,007,245 |
1 |
$31,962,305 |
0 |
$0 |
Ben
Inker |
11 |
$5,294,607,833 |
10 |
$4,563,294,193 |
36 |
$12,116,527,871 |
Tracey
Keenan |
1 |
$549,196,163 |
0 |
$0 |
0 |
$0 |
James
Mendelson |
1 |
$203,976,765 |
0 |
$0 |
1 |
$571,668,906 |
Ben
Nabet |
1 |
$1,430,145,665 |
0 |
$0 |
1 |
$135,095,548 |
Tara
Oliver |
2 |
$905,664,337 |
0 |
$0 |
0 |
$0 |
Rachna
Ramachandran |
1 |
$159,554,509 |
0 |
$0 |
0 |
$0 |
George
Sakoulis3
|
7 |
$2,690,206,225 |
2 |
$26,616,591 |
5 |
$2,073,514,234 |
John
Thorndike |
11 |
$5,294,607,833 |
6 |
$1,028,681,844 |
34 |
$11,226,408,184 |
Tina
Vandersteel |
1 |
$2,277,538,692 |
4 |
$2,310,704,106 |
5 |
$949,713,025 |
Lucas
White |
3 |
$2,858,301,755 |
7 |
$1,174,004,164 |
9 |
$985,574,797 |
Senior
Member |
Registered
investment
companies
managed
for
which GMO
receives
a
performance-based
fee
(including non-GMO
mutual
fund
subadvisory
relationships) |
Other
pooled investment
vehicles
managed
(world-wide)
for which
GMO
receives a
performance-based
fee |
Separate
accounts
managed
(world-wide)
for which
GMO
receives a
performance-based
fee | |||
|
Number
of
accounts1
|
Total
assets1
|
Number
of
accounts |
Total
assets |
Number
of
accounts |
Total
assets |
Joe
Auth |
0 |
$0 |
0 |
$0 |
0 |
$0 |
B.J.
Brannan |
0 |
$0 |
1 |
$287,683,640 |
0 |
$0 |
Warren
Chiang2
|
0 |
$0 |
0 |
$0 |
0 |
$0 |
Hassan
Chowdhry |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Ty
Cobb |
0 |
$0 |
0 |
$0 |
2 |
$1,097,063,537 |
Arjun
Divecha |
0 |
$0 |
0 |
$0 |
0 |
$0 |
James
Donaldson |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Drew
Edwards |
0 |
$0 |
1 |
$52,355,112 |
0 |
$0 |
Jason
Halliwell |
0 |
$0 |
6 |
$2,817,374,971 |
2 |
$741,129,706 |
Thomas
Hancock |
0 |
$0 |
0 |
$0 |
4 |
$1,470,242,853 |
Simon
Harris |
0 |
$0 |
3 |
$3,956,192,205 |
0 |
$0 |
Anthony
Hene |
0 |
$0 |
0 |
$0 |
2 |
$1,097,063,537 |
Jason
Hotra |
0 |
$0 |
1 |
$31,962,305 |
0 |
$0 |
Ben
Inker |
0 |
$0 |
6 |
$4,053,287,875 |
17 |
$2,334,761,402 |
Tracey
Keenan |
0 |
$0 |
0 |
$0 |
0 |
$0 |
James
Mendelson |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Ben
Nabet |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Senior
Member |
Registered
investment
companies
managed
for
which GMO
receives
a
performance-based
fee
(including non-GMO
mutual
fund
subadvisory
relationships) |
Other
pooled investment
vehicles
managed
(world-wide)
for which
GMO
receives a
performance-based
fee |
Separate
accounts
managed
(world-wide)
for which
GMO
receives a
performance-based
fee | |||
|
Number
of
accounts1 |
Total
assets1 |
Number
of
accounts |
Total
assets |
Number
of
accounts |
Total
assets |
Tara
Oliver |
0 |
$0 |
0 |
$0 |
0 |
$0 |
Rachna
Ramachandran |
0 |
$0 |
0 |
$0 |
0 |
$0 |
George
Sakoulis3
|
0 |
$0 |
0 |
$0 |
0 |
$0 |
John
Thorndike |
0 |
$0 |
2 |
$518,675,526 |
17 |
$2,334,761,402 |
Tina
Vandersteel |
0 |
$0 |
2 |
$385,187,727 |
5 |
$949,713,025 |
Lucas
White |
0 |
$0 |
0 |
$0 |
2 |
$373,179,316 |
Name
of Senior Member |
Dollar
range of shares directly owned in the Fund | |
Joe
Auth |
High
Yield Fund
Opportunistic
Income Fund |
None
$100,001
- $500,000 |
|
|
|
B.J.
Brannan |
Alternative
Allocation Fund |
$100,001
- $500,000 |
|
|
|
Warren
Chiang1
|
Emerging
Markets ex-China Fund
Emerging
Markets Fund
International
Equity Fund
International
Opportunistic Value Fund
U.S
Equity Fund
U.S.
Opportunistic Value Fund |
None
$100,001
- $500,000
None
None
None
None |
|
|
|
Hassan
Chowdhry |
Small
Cap Quality Fund |
None |
|
|
|
Ty
Cobb |
Quality
Cyclicals Fund
Quality
Fund |
None
$500,001
- $1,000,000 |
|
|
|
Arjun
Divecha |
Emerging
Markets ex-China Fund
Emerging
Markets Fund |
None
Over
$1,000,000 |
|
|
|
James
Donaldson |
Multi-Sector
Fixed Income Fund |
$1
- $50,000 |
|
|
|
Drew
Edwards |
Japan
Value Creation Fund |
None |
Name
of Senior Member |
Dollar
range of shares directly owned in the Fund | |
|
|
|
Thomas
Hancock |
Climate
Change Fund
Quality
Cyclicals Fund
Quality
Fund
Resources
Fund
Resource
Transition Fund
Small
Cap Quality Fund |
Over
$1,000,000
Over
$1,000,000
Over
$1,000,000
Over
$1,000,000
None
Over
$1,000,000 |
|
|
|
Simon
Harris |
International
Equity Fund
International
Opportunistic Value Fund
U.S.
Equity Fund
U.S.
Opportunistic Value Fund
U.S.
Small Cap Value Fund |
$100,001
- $500,000
None
$100,001
- $500,000
None
$10,001
- $50,000 |
|
|
|
Anthony
Hene |
Quality
Cyclicals Fund
Quality
Fund |
$500,001
- $1,000,000
$100,001
- $500,000 |
|
|
|
Jason
Hotra |
Multi-Sector
Fixed Income Fund |
$50,001
- $100,000 |
|
|
|
Ben
Inker |
Alternative
Allocation Fund
Asset
Allocation Bond Fund
Benchmark-Free
Allocation Fund
Benchmark-Free
Fund
Global
Asset Allocation Fund
Global
Developed Equity Allocation Fund
Global
Equity Allocation Fund
Implementation
Fund
International
Developed Equity Allocation Fund
International
Equity Allocation Fund
Strategic
Opportunities Allocation Fund |
None
None
Over
$1,000,000
None
None
None
None
None
None
None
None |
|
|
|
James
Mendelson |
Small
Cap Quality Fund |
$100,001
- $500,000 |
|
|
|
Ben
Nabet |
Opportunistic
Income Fund |
None |
|
|
|
Tara
Oliver |
International
Opportunistic Value Fund
U.S.
Opportunistic Value Fund |
None
None |
|
|
|
Rachna
Ramachandran |
High
Yield Fund |
None |
|
|
|
George
Sakoulis2
|
Emerging
Markets Fund
Emerging
Markets ex-China Fund
International
Equity Fund
International
Opportunistic Value Fund
U.S.
Equity Fund
U.S.
Opportunistic Value Fund
U.S.
Small Cap Value Fund |
None
None
None
None
None
None
None |
|
|
|
John
Thorndike |
Alternative
Allocation Fund
Asset
Allocation Bond Fund
Benchmark-Free
Allocation Fund
Benchmark-Free
Fund
Global
Asset Allocation Fund
Global
Developed Equity Allocation Fund
Global
Equity Allocation Fund
Implementation
Fund
International
Developed Equity Allocation Fund
International
Equity Allocation Fund
International
Opportunistic Value Fund
Strategic
Opportunities Allocation Fund
U.S.
Opportunistic Value Fund |
None
None
$100,001
- $500,000
None
$100,001
- $500,000
None
$50,001
- $100,000
None
None
None
None
None
None |
|
|
|
Tracey
Keenan |
U.S.
Treasury Fund |
$50,001
- $100,000 |
|
|
|
Tina
Vandersteel |
Emerging
Country Debt Fund
Emerging
Country Debt Share Fund |
$100,001
- $500,000
None |
|
|
|
Name
of Senior Member |
Dollar
range of shares directly owned in the Fund | |
Lucas
White |
Climate
Change Fund
Resources
Fund
Resource
Transition Fund |
None
$100,001
- $500,000
None |
Name
of Senior Member |
Dollar
range of shares indirectly owned in the
Fund | |
Joe
Auth |
High
Yield Fund
Opportunistic
Income Fund |
None
None |
|
|
|
B.J.
Brannan |
Alternative
Allocation Fund |
None |
|
|
|
Warren
Chiang1
|
Emerging
Markets ex-China Fund
Emerging
Markets Fund
International
Equity Fund
International
Opportunistic Value Fund
U.S.
Equity Fund
U.S.
Opportunistic Value Fund |
None
None
None
None
None
None |
|
|
|
Hassan
Chowdhry |
Small
Cap Quality Fund |
None |
|
|
|
Ty
Cobb |
Quality
Cyclicals Fund
Quality
Fund |
None
None |
|
|
|
Arjun
Divecha |
Emerging
Markets ex-China Fund
Emerging
Markets Fund |
None
None |
|
|
|
James
Donaldson |
Multi-Sector
Fixed Income Fund |
None |
|
|
|
Drew
Edwards |
Japan
Value Creation Fund |
None |
|
|
|
Thomas
Hancock |
Climate
Change Fund
Quality
Cyclicals Fund
Quality
Fund
Resources
Fund
Resource
Transition Fund
Small
Cap Quality Fund |
None
None
None
None
None
None |
|
|
|
Simon
Harris |
International
Equity Fund
International
Opportunistic Value Fund
U.S.
Equity Fund
U.S.
Opportunistic Value Fund
U.S.
Small Cap Value Fund |
None
None
None
None
None |
|
|
|
Anthony
Hene |
Quality
Cyclicals Fund
Quality
Fund |
None
None |
|
|
|
Jason
Hotra |
Multi-Sector
Fixed Income Fund |
None |
|
|
|
Ben
Inker |
Alternative
Allocation Fund
Asset
Allocation Bond Fund
Benchmark-Free
Allocation Fund
Benchmark-Free
Fund
Global
Asset Allocation Fund
Global
Developed Equity Allocation Fund
Global
Equity Allocation Fund
Implementation
Fund
International
Developed Equity Allocation Fund
International
Equity Allocation Fund
Strategic
Opportunities Allocation Fund |
None
None
None
None
None
None
None
Over
$1,000,000
None
None
None |
|
|
|
James
Mendelson |
Small
Cap Quality Fund |
None |
|
|
|
Name
of Senior Member |
Dollar
range of shares indirectly owned in the
Fund | |
Ben
Nabet |
Opportunistic
Income Fund |
None |
|
|
|
Tara
Oliver |
International
Opportunistic Value Fund
U.S.
Opportunistic Value Fund |
None
None |
|
|
|
Rachna
Ramachandran |
High
Yield Fund |
None |
|
|
|
George
Sakoulis2
|
Emerging
Markets Fund
Emerging
Markets ex-China Fund
International
Equity Fund
International
Opportunistic Value Fund
U.S.
Equity Fund
U.S.
Opportunistic Value Fund
U.S.
Small Cap Value Fund |
None
None
None
None
None
None
None |
|
|
|
John
Thorndike |
Alternative
Allocation Fund
Asset
Allocation Bond Fund
Benchmark-Free
Allocation Fund
Benchmark-Free
Fund
Global
Asset Allocation Fund
Global
Developed Equity Allocation Fund
Global
Equity Allocation Fund
Implementation
Fund
International
Developed Equity Allocation Fund
International
Equity Allocation Fund
International
Opportunistic Value Fund
Strategic
Opportunities Allocation Fund
U.S.
Opportunistic Value Fund |
$10,001
- $50,000
$10,001
- $50,000
None
None
None
None
None
$100,001
- $500,000
None
None
$10,001
- $50,000
None
$10,001
- $50,000 |
|
|
|
Tracey
Keenan |
U.S.
Treasury Fund |
$1
- $10,000 |
|
|
|
Tina
Vandersteel |
Emerging
Country Debt Fund
Emerging
Country Debt Share Fund |
None
None |
|
|
|
Lucas
White |
Climate
Change Fund
Resources
Fund
Resource
Transition Fund |
None
None
None |
|
March
1, 2021
through
February
28,
2022 |
March
1, 2022
through
February
28,
2023 |
March
1, 2023
through
February
29,
2024 |
Alternative
Allocation Fund |
$498,133 |
$340,239 |
$336,089 |
Asset
Allocation Bond Fund |
$66,351 |
$12,912 |
$15,735 |
Benchmark-Free
Allocation Fund |
$6,936,643 |
$5,386,068 |
$4,784,525 |
Benchmark-Free
Fund |
$0 |
$0 |
$0 |
|
March
1, 2021
through
February
28,
2022 |
March
1, 2022
through
February
28,
2023 |
March
1, 2023
through
February
29,
2024 |
Climate
Change Fund |
$795,638 |
$1,226,108 |
$1,314,203 |
Emerging
Country Debt Fund |
$4,475,661 |
$3,101,683 |
$3,035,667 |
Emerging
Markets ex-China Fund |
$69,128
1 |
$171,608 |
$161,745 |
Emerging
Markets Fund |
$1,911,345 |
$1,096,619 |
$520,781 |
Global
Asset Allocation Fund |
$0 |
$0 |
$0 |
Global
Developed Equity Allocation Fund |
$0 |
$0 |
$0 |
Global
Equity Allocation Fund |
$0 |
$0 |
$0 |
High
Yield Fund |
$51,565 |
$140,771 |
$98,402 |
Implementation
Fund |
$0 |
$0 |
$0 |
International
Developed Equity Allocation Fund |
$0 |
$0 |
$0 |
International
Equity Allocation Fund |
$0 |
$0 |
$0 |
International
Equity Fund |
$2,215,208 |
$1,595,149 |
$1,172,569 |
International
Opportunistic Value Fund |
$58,555 |
$52,705 |
$295,995 |
Japan
Value Creation Fund |
$92,992 |
$94,325 |
$89,480 |
Multi-Sector
Fixed Income Fund |
$160,285 |
$98,167 |
$96,723 |
Opportunistic
Income Fund |
$1,050,193 |
$1,137,212 |
$1,648,971 |
Quality
Cyclicals Fund |
$79,931 |
$59,978 |
$40,351 |
Quality
Fund |
$9,414,679 |
$7,856,353 |
$9,036,234 |
Resources
Fund |
$2,041,043 |
$2,499,018 |
$2,587,944 |
Resource
Transition Fund |
N/A |
$9,186
2 |
$190,343 |
Small
Cap Quality Fund |
N/A |
$24,485
3 |
$69,818 |
Strategic
Opportunities Allocation Fund |
$0 |
$0 |
$0 |
U.S.
Equity Fund |
$329,999 |
$280,475 |
$175,683 |
U.S.
Opportunistic Value Fund |
N/A |
$33,507
4 |
$316,213 |
U.S.
Small Cap Value Fund |
$164,238 |
$84,360 |
$16,964 |
U.S.
Treasury Fund |
$0 |
$0 |
$0 |
|
Benchmark-Free
Fund |
Climate
Change
Fund |
Emerging
Markets
Fund |
Implementation
Fund |
Resources
Fund |
Fund |
|
|
|
|
|
Gross
income from securities lending |
$692,797 |
$1,963,051 |
$294,461 |
$928,759 |
$1,217,787 |
Fees
paid to securities lending agent from a revenue
split |
$14,439 |
$85,679 |
$29,442 |
$39,272 |
$121,756 |
Fees
paid for any cash collateral management service
(including
fees deducted from a pooled cash collateral
reinvestment
vehicle) that are not included in the revenue
split |
$ — |
$ — |
$ — |
$ — |
$ — |
Administrative
fees not included in revenue split |
$ — |
$ — |
$ — |
$ — |
$ — |
Rebates
to borrowers |
$548,457 |
$1,106,153 |
$ — |
$535,900 |
$ — |
Indemnification
fee not included in revenue split |
$ — |
$ — |
$ — |
$ — |
$ — |
Other
fees not included in revenue split |
$ — |
$ — |
$ — |
$ — |
$ — |
Aggregate
fees/compensation for securities lending
activities |
$562,896 |
$1,191,832 |
$29,442 |
$575,172 |
$121,756 |
Net
income from securities lending activities |
$129,901 |
$771,219 |
$265,019 |
$353,587 |
$1,096,031 |
|
March
1, 2023 through February 29, 2024 |
Alternative
Allocation Fund |
$163,289 |
Benchmark-Free
Allocation Fund |
$300,069 |
Climate
Change Fund |
$355,135 |
International
Opportunistic Value fund |
$28
1 |
Emerging
Markets Fund |
$45,416 |
Global
Asset Allocation Fund |
$13,287 |
Global
Equity Allocation Fund |
$9,272 |
High
Yield Fund |
$8
2 |
International
Equity Fund |
$3,599 |
Japan
Value Creation Fund |
$3,814 |
Opportunistic
Income Fund |
$690,610 |
Quality
Cyclicals Fund |
$145 |
Quality
Fund |
$813,498 |
Resources
Fund |
$773,473 |
Small
Cap Quality Fund |
- |
U.S.
Opportunistic Value Fund |
$39,455 |
|
March
1,
2021
through
February
28, 2022 |
March
1,
2022
through
February
28, 2023 |
March
1,
2023
through
February 29,
2024 |
Alternative
Allocation Fund |
$374,797 |
$241,991 |
$227,773 |
Asset
Allocation Bond Fund |
$0 |
$349 |
$7,714 |
Benchmark-Free
Allocation Fund |
$0 |
$0 |
$0 |
Benchmark-Free
Fund |
$1,200,982 |
$780,636 |
$508,393 |
Climate
Change Fund |
$319,991 |
$334,671 |
$387,368 |
Emerging
Country Debt Fund |
$0 |
$0 |
$0 |
Emerging
Markets ex-China Fund |
$266,815
1 |
$484,705 |
$336,399 |
Emerging
Markets Fund |
$3,375,668 |
$3,039,956 |
$1,324,568 |
Global
Asset Allocation Fund |
$0 |
$0 |
$0 |
Global
Developed Equity Allocation Fund |
$0 |
$0 |
$0 |
Global
Equity Allocation Fund |
$0 |
$0 |
$0 |
High
Yield Fund |
$3,706 |
$6,795 |
$3,159 |
Implementation
Fund |
$4,074,880 |
$2,961,501 |
$2,481,374 |
International
Developed Equity Allocation Fund |
$0 |
$0 |
$0 |
International
Equity Allocation Fund |
$0 |
$0 |
$0 |
International
Equity Fund |
$925,687 |
$589,630 |
$529,964 |
International
Opportunistic Value Fund |
$23,240 |
$21,195 |
$151,835 |
Multi-Sector
Fixed Income Fund |
$6,871 |
$3,848 |
$4,338 |
Japan
Value Creation Fund |
$76,610 |
$56,966 |
$49,007 |
Opportunistic
Income Fund |
$24,363 |
$66,889 |
$105,560 |
Quality
Cyclicals Fund |
$24,047 |
$35,782 |
$6,687 |
Quality
Fund |
$543,828 |
$605,850 |
$677,299 |
Resources
Fund |
$1,289,932 |
$1,212,214 |
$1,130,284 |
Resource
Transition Fund |
N/A |
$84,501
2 |
$298,012 |
Small
Cap Quality Fund |
N/A |
$19,079
3 |
$37,050 |
Strategic
Opportunities Allocation Fund |
$94,867 |
$32,795 |
$21,018 |
U.S.
Equity Fund |
$56,261 |
$45,851 |
$28,878 |
U.S.
Opportunistic Value Fund |
N/A |
$27,111
4 |
$54,884 |
U.S.
Small Cap Value Fund |
$83,266 |
$65,863 |
$8,083 |
U.S.
Treasury Fund |
$0 |
$0 |
$0 |
Name
of Fund
|
Name
of Broker or Dealer |
Aggregate
Value of
Holdings
as of
February
29, 2024 |
Alternative
Allocation Fund
|
Citigroup
|
$476,770 |
Benchmark-Free
Fund
|
Bank
of America |
$2,031,295 |
|
Citigroup |
$6,197,900 |
|
Goldman
Sachs |
$1,250,796 |
|
JP
Morgan |
$2,841,136 |
|
UBS |
$1,229,149 |
Implementation
Fund
|
Bank
of America
|
$5,701,013 |
|
Citigroup |
$19,402,300 |
|
Goldman
Sachs |
$3,512,343 |
|
JP
Morgan |
$8,063,096 |
|
UBS |
$3,283,728 |
International
Equity Fund |
UBS |
$9,777,226 |
Multi-Sector
Fixed Income Fund
|
JP
Morgan |
$146,247 |
Strategic
Opportunities Allocation Fund
|
Citigroup
|
$368,343 |
U.S.
Equity Fund |
Bank
of America |
$153,027 |
|
Goldman
Sachs |
$1,879,890 |
|
JP
Morgan |
$2,696,009 |
U.S.
Opportunistic Value Fund
|
Bank
of America |
$16,804,716 |
|
Citigroup |
$9,106,630 |
|
JP
Morgan |
$21,980,756 |
Name
of Recipient |
Funds |
Purpose
of Disclosure
|
Blackrock
Aladdin Enterprise System
|
All
Funds |
Portfolio
management, portfolio construction, trading,
derivative
valuations, risk reporting and compliance testing |
Ernst
& Young LLP and/or its affiliates
|
All
Funds |
Consulting
and local tax services
|
FactSet |
All
Funds |
Data
service provider
|
FIS
Capital Markets US LLCl |
All
Funds |
Reconciliation
Tool |
Goldman,
Sachs & Co. and affiliates |
Implementation
Fund |
Prime
brokerage arrangement
|
ICE
Data Pricing & Reference Data, LLC |
All
Funds |
Fair
value pricing and liquidity services |
Institutional
Shareholder Services Inc. |
All
Funds |
Proxy
voting services
|
Markit |
All
Funds |
Derivative
valuations and corporate actions services |
PricewaterhouseCoopers
LLP and/or its affiliates
|
All
Funds |
Independent
registered public accounting firm
|
Rimes
Technologies Corp. |
All
Funds |
Third
party pricing service |
State
Street Bank and Trust Company |
All
Funds
|
Custodial,
securities lending, and fund accounting services
Compliance
testing |
TriOptima
AB |
All
Funds |
Portfolio
derivative reconciliations |
Name
of Recipient
|
Funds
|
Purpose
of Disclosure
|
Confluence
Technologies Inc. |
All
Funds |
Automation
of shareholding disclosure reporting |
StarCompliance
Operating, LLC
|
All
Funds
|
Software
provider for Code of Ethics monitoring
system |
Fund |
Shareholders |
Jurisdiction
of
Organization |
Parent
Company |
GMO
ASSET ALLOCATION BOND FUND |
GMO
GLOBAL ASSET ALLOCATION FUND
C/O
GMO LLC
53
STATE STREET, SUITE 330
BOSTON,
MA 02109 |
MA |
N/A |
|
GMO
STRATEGIC OPPORTUNITIES ALLOCATION
FUND
C/O
GMO LLC
53
STATE STREET, SUITE 330
BOSTON,
MA 02109 |
MA |
N/A |
GMO
EMERGING MARKETS EX-CHINA
FUND |
GMO
GLOBAL EQUITY ALLOCATION FUND
C/O
GMO LLC
53
STATE STREET, SUITE 330
BOSTON,
MA 02109 |
MA |
N/A |
GMO
GLOBAL DEVELOPED EQUITY
ALLOCATION
FUND |
BANK
LOMBARD ODIER & CO LTD FAO CP
POLICE
ATTN:
DEALING DESK
11,
RUE DE LA CORRATERIE
1204
GENEVA |
Switzerland |
N/A |
GMO
GLOBAL EQUITY ALLOCATION
FUND |
NAVY
FEDERAL CREDIT UNION EMPLOYEES'
RETIREMENT
PLAN PLAN SPONSOR: NAVY
FEDERAL
CREDIT UNION
ATTN:
AL CHARETTE
820
FOLLIN LANE
VIENNA,
VA 22180 |
VA |
N/A |
GMO
HIGH YIELD FUND |
STICHTING
PENSIOENFONDS ATOS
VERRIJN
STUARTLAAN 1F,
RIJSWIJK
2288 EK |
Netherlands |
N/A |
GMO
IMPLEMENTATION FUND |
GMO
BENCHMARK FREE ALLOCATION FUND
C/O
GMO LLC
53
STATE STREET, SUITE 330
BOSTON,
MA 02109 |
MA |
N/A |
GMO
INTERNATIONAL DEVELOPED
EQUITY
ALLOCATION FUND |
MCMASTER
UNIVERSITY MASTER TRUST
EMPLOYEES
TREASURY OPERATIONS
ATTN:
MCMASTER TREASURY
OJN,
ROOM 417, TREASURY OPERATIONS
1280
MAIN STREET WEST
HAMILTON
ON L8S 4L8 |
Canada |
N/A |
|
NATIONAL
FINANCIAL SERVICES LLC
FOR
THE EXCLUSIVE BENEFIT OF OUR
CUSTOMERS
ATTN:
MUTUAL FUNDS DEPARTMENT
499
WASHINGTON BLVD. 4TH FLOOR
JERSEY
CITY, NJ 07310 |
NJ |
N/A |
GMO
INTERNATIONAL EQUITY
ALLOCATION
FUND |
THE
NORTHERN TRUST COMPANY AS
TRUSTEE
FBO CENTURYLINK - DV
PO
BOX 92994
CHICAGO,
IL 60675 |
IL |
N/A |
GMO
INTERNATIONAL EQUITY FUND |
CHARLES
SCHWAB & CO., INC.
SPECIAL
CUSTODY ACCOUNT FOR THE
EXCLUSIVE
BENEFIT OF CUSTOMERS
211
MAIN STREET
SAN
FRANCISCO, CA 94105 |
CA |
N/A |
GMO
MULTI-SECTOR FIXED INCOME
FUND |
GMO
GLOBAL ASSET ALLOCATION FUND
C/O
GMO LLC
53
STATE STREET, SUITE 330
BOSTON,
MA 02109 |
MA |
N/A |
GMO
QUALITY CYCLICALS FUND |
BROWN
BROTHERS HARRIMAN & CO AS
CUSTODIAN
FOR BJB - NRA OMNIBUS 0549212
REINVEST
ATTN:
MUTUAL FUND SERVICES
140
BROADWAY
NEW
YORK, NY 10005 |
NY |
N/A |
Fund |
Shareholders |
Jurisdiction
of
Organization |
Parent
Company |
|
GMO
GLOBAL EQUITY ALLOCATION FUND
C/O
GMO LLC
53
STATE STREET, SUITE 330
BOSTON,
MA 02109 |
MA |
N/A |
GMO
RESOURCE TRANSITION FUND |
THE
TRUSTEES OF PRINCETON UNIVERSITY
PO
BOX 35
PRINCETON,
NJ 08544 |
NJ |
N/A |
GMO
SMALL CAP QUALITY FUND |
CHARLES
SCHWAB & CO., INC.
SPECIAL
CUSTODY ACCOUNT FOR THE
EXCLUSIVE
BENEFIT OF CUSTOMERS
211
MAIN STREET
SAN
FRANCISCO, CA 94105 |
CA |
N/A |
GMO
STRATEGIC OPPORTUNITIES
ALLOCATION
FUND |
MCPHS
UNIVERSITY
179
LONGWOOD AVE.
BOSTON,
MA 02115 |
MA |
N/A |
|
THE
MEMORIAL FOUNDATION INC
ATTN
SCOTT PERRY
100
BLUEGRASS COMMONS BOULEVARD
SUITE
320
HENDERSONVILLE,
TN 37075 |
TN |
N/A |
GMO
U.S. EQUITY FUND |
HOPKE
PARTNERSHIP
ATTN
JURRIEN DEAN
7422
HAMPDEN LANE
BETHESDA,
MD 20814 |
MD |
N/A |
|
GMO
GLOBAL EQUITY ALLOCATION FUND
C/O
GMO LLC
53
STATE STREET, SUITE 330
BOSTON,
MA 02109 |
MA |
N/A |
GMO
U.S. OPPORTUNISTIC VALUE
FUND |
THE
DAVID AND LUCILE PACKARD FOUNDATION
343
SECOND STREET
LOS
ALTOS, CA 94022 |
CA |
N/A |
GMO
U.S. SMALL CAP VALUE FUND |
GMO
GLOBAL EQUITY ALLOCATION FUND
C/O
GMO LLC
53
STATE STREET, SUITE 330
BOSTON,
MA 02109 |
MA |
N/A |
GMO
U.S. TREASURY FUND |
GMO
QUALITY FUND
C/O
GMO LLC
53
STATE STREET, SUITE 330
BOSTON,
MA 02109 |
MA |
N/A |
Name
and Address |
%
Ownership |
GMO
GLOBAL ASSET ALLOCATION FUND
C/O
GMO LLC
BOSTON,
MA 02109 |
98.42% |
Name
and Address |
%
Ownership |
EMPOWER
TRUST FBO
EMPLOYEE
BENEFITS CLIENTS 401K |
100.00% |
Name
and Address |
%
Ownership |
CHARLES
SCHWAB & CO., INC.
SPECIAL
CUSTODY ACCOUNT FOR THE
SAN
FRANCISCO, CA 94105 |
22.59% |
CHARLES
SCHWAB & CO INC
SPECIAL
CUSTODY A/C FBO CUSTOMERS
SAN
FRANCISCO, CA 94105 |
8.46% |
Name
and Address |
%
Ownership |
GMO
GLOBAL ASSET ALLOCATION FUND
C/O
GMO LLC
BOSTON,
MA 02109 |
52.31% |
GMO
STRATEGIC OPPORTUNITIES ALLOCATION
FUND
BOSTON,
MA 02109 |
30.67% |
MUNICIPAL
FIRE & POLICE RETIREMENT
SYSTEM
OF IOWA
WEST
DES MOINES, IA 50266 |
16.93% |
Name
and Address |
%
Ownership |
2536533
ONTARIO LIMITED
ATTN:
ROBERT HENGARTNER Canada |
9.90% |
NORTHERN
TRUST AS CUSTODIAN FBO
ST.
GEORGE CORPORATION A/C# XXXXX607
CHICAGO,
IL 60675 |
7.00% |
UAW
RETIREES OF DAIMLER TRUCKS NORTH
AMERICA
WELFARE BENEFITS TRUST
TROY,
MI 48098 |
5.34% |
Name
and Address |
%
Ownership |
ASPIRIANT
DEFENSIVE ALLOCATION FUND,
A
SERIES OF ASPIRIANT TRUST
LOS
ANGELES, CA 90025 |
40.42% |
CELUI
INVESTMENTS PTE LTD
ATTN:
EFM OPERATIONS Singapore |
15.31% |
NORTHERN
TRUST AS CUSTODIAN FBO EIT
134
PENSION AC# XXXXX781
CHICAGO,
IL 60607 |
11.67% |
NORTHERN
TRUST AS CUSTODIAN FBO EIT
MEDICAL
AC# XXXXX783
CHICAGO,
IL 60607 |
11.27% |
Name
and Address |
%
Ownership |
COMMONWEALTH
OF MASSACHUSETTS
1234
MAIN ST
NEW
YORK, NY 10017 |
36.33% |
CHARLES
SCHWAB & CO., INC.
SPECIAL
CUSTODY ACCOUNT FOR THE
SAN
FRANCISCO, CA 94105 |
33.44% |
NATIONAL
FINANCIAL SERVICES LLC
FOR
THE EXCLUSIVE BENEFIT OF OUR
JERSEY
CITY, NJ 07310 |
7.79% |
MAC
& CO A/C XXX088
FBO:
HIGHMARK HEALTH AHN PLAN
PITTSBURGH,
PA 15258 |
6.27% |
VANGUARD
FIDUCIARY TRUST COMPANY
FBO
401K CLIENTS
VALLEY
FORGE, PA 19482 |
5.06% |
Name
and Address |
%
Ownership |
PERSHING
LLC
P.O.
BOX 2052
JERSEY
CITY, NJ 07303 |
26.02% |
CHARLES
SCHWAB & CO., INC.
SPECIAL
CUSTODY ACCOUNT FOR THE
SAN
FRANCISCO, CA 94105 |
23.17% |
RAYMOND
JAMES
OMNIBUS
FOR MUTUAL FUNDS
SAINT
PETERSBURG, FL 33716 |
17.04% |
SEI
PRIVATE TRUST CO
C/O
SUN TRUST ID 866 |
6.06% |
Name
and Address |
%
Ownership |
ABBOTT
ABBVIE MULTIPLE EMPLOYER PENSION
PLAN
TRUST
ABBOTT
PARK, IL 60064 |
21.32% |
ABBOTT
LABORATORIES ANNUITY RET
TR
C/O THE NORTHERN TRUST CO.
CHICAGO,
IL 60607 |
13.06% |
THE
NORTHERN TRUST COMPANY ON BEHALF OF
THE
MOTION PICTURE INDUSTRY INDIVIDUAL
CHICAGO,
IL 60675 |
11.38% |
THE
NORTHERN TRUST COMPANY ON BEHALF OF
THE
MOTION PICTURE INDUSTRY PENSION PLAN
CHICAGO,
IL 60675 |
11.08% |
BNY
MELLON TRUSTEE FBO EMPLOYEES'
RETIREMENT
PLAN OF CONSOLIDED
PITTSBURGH,
PA 15258 |
7.79% |
MOTION
PICTURE INDUSTRY HEALTH PLAN
ACTIVE
FUND
STUDIO
CITY, CA 91604 |
5.97% |
LEHIGH
HANSON INC PENSION MASTER TRUST
ATTN:
NEAL HOLDEMAN
IRVING,
TX 75062 |
5.23% |
Name
and Address |
%
Ownership |
MAC
& CO A/C XXX584
FBO:NEUALT
LLC
PITTSBURGH,
PA 15258 |
24.39% |
Name
and Address |
%
Ownership |
GMO
BENCHMARK FREE ALLOCATION FUND
C/O
GMO LLC
BOSTON,
MA 02109 |
6.41% |
Name
and Address |
%
Ownership |
CHARLES
SCHWAB & CO., INC.
SPECIAL
CUSTODY ACCOUNT FOR THE
SAN
FRANCISCO, CA 94105 |
64.15% |
NATIONAL
FINANCIAL SERVICES LLC
FOR
THE EXCLUSIVE BENEFIT OF OUR
JERSEY
CITY, NJ 07310 |
16.58% |
BAND
& CO C/O US BANK NA
1555
N. RIVERCENTER DRIVE STE. 302
MILWAUKEE,
WI 53212 |
8.85% |
SEI
PRIVATE TRUST COMPANY
C/O
ID 636
OAKS,
PA 19456 |
5.40% |
Name
and Address |
%
Ownership |
LPL
FINANCIAL
A/C
XXXXXX005
SAN
DIEGO, CA 92121 |
24.70% |
CHARLES
SCHWAB & CO., INC.
SPECIAL
CUSTODY ACCOUNT FOR THE
SAN
FRANCISCO, CA 94105 |
24.55% |
MORGAN
STANLEY SMITH BARNEY LLC
FOR
THE EXCLUSIVE BENEFIT OF ITS
NEW
YORK, NY 10004 |
15.42% |
Name
and Address |
%
Ownership |
CIBC
MELLON TRUST COMPANY, TRUSTEE OF
THE
CN CANADIAN MASTER TRUST FUND Canada |
10.49% |
NORTHERN
TRUST AS CUSTODIAN FBO
LINDE
PENSION PLAN A/C XXXXX287
CHICAGO,
IL 60675 |
9.23% |
SAN
FRANCISCO CITY AND COUNTY EMPLOYEES'
RETIREMENT
SYSTEM
SAN
FRANCISCO, CA 94103 |
8.50% |
LAUER
& CO., NOMINEE FOR GLENMEDE TRUST
CO.,
N.A.
PHILADELPHIA,
PA 19102 |
8.36% |
NORTHERN
TRUST COMPANY FBO BAYLOR
SCOTT
WHITE HOLDINGS A/C XXXX738
CHICAGO,
IL 60603 |
8.23% |
HSBC
- NORTH AMERICAN (U.S.) PENSION
TRUST
CHICAGO,
IL 60606 |
6.73% |
SEI
PRIVATE TRUST COMPANY C/O PRINICIPAL
FINANCIAL
ID 636 FBO AXP # XXXXX612
OAKS,
PA 19456 |
5.08% |
Name
and Address |
%
Ownership |
MUNICIPAL
EMPLOYEES RETIREMENT
SYSTEM
OF MICHIGAN GROUP TRUST
LANSING,
MI 48917 |
23.96% |
Name
and Address |
%
Ownership |
MAC
& CO A/C XXX499
FBO:
IHC HEALTH SERVICES, INC.
PITTSBURGH,
PA 15258 |
22.68% |
THE
COCA-COLA COMPANY MASTER
RETIREMENT
TRUST
ATLANTA,
GA 30313 |
13.46% |
NORTHERN
TRUST COMPANY CUSTODIAN
FBO
MANXOME INVESTORS, L.P. TRUST
CHICAGO,
IL 60603 |
6.11% |
NORTHERN
TRUST AS TRUSTEE FBO
CENTURYLINK,
DEFINED BENEFIT MASTER
CHICAGO,
IL 60675 |
6.05% |
Name
and Address |
%
Ownership |
GMO
BENCHMARK FREE ALLOCATION FUND
C/O
GMO LLC
BOSTON,
MA 02109 |
37.67% |
GMO
BENCHMARK-FREE FUND
C/O
GMO LLC
BOSTON,
MA 02109 |
21.27% |
ASPIRIANT
RISK-MANAGED TAXABLE BOND
FUND,
A SERIES OF ASPIRIANT TRUST
LOS
ANGELES, CA 90025 |
9.97% |
GMO
GLOBAL ASSET ALLOCATION FUND
C/O
GMO LLC
BOSTON,
MA 02109 |
5.38% |
Name
and Address |
%
Ownership |
SGF,
LLC
ATTN:
JON MELLIN
CHICAGO,
IL 60606 |
35.63% |
MUNICIPAL
FIRE & POLICE RETIREMENT
SYSTEM
OF IOWA
WEST
DES MOINES, IA 50266 |
33.07% |
UNITED
STATES HOLOCAUST MEMORIAL MUSEUM
ATTN:
JOHN C. FAWSETT
WASHINGTON,
DC 20024 |
18.94% |
WORLD
WILDLIFE FUND INC
ATTN:
LEROY WADE
WASHINGTON,
DC 20037 |
11.01% |
Name
and Address |
%
Ownership |
GMO
GLOBAL EQUITY ALLOCATION FUND
C/O
GMO LLC
BOSTON,
MA 02109 |
42.26% |
STATE
STREET BANK AND TRUST COMPANY
AS
TRUSTEE FOR THE NORTHROP GRUMMAN
BOSTON,
MA 02111 |
15.39% |
GMO
GLOBAL ASSET ALLOCATION FUND
C/O
GMO LLC
BOSTON,
MA 02109 |
14.78% |
GMO
INTERNATIONAL EQUITY ALLOCATION FUND
C/O
GMO LLC
BOSTON,
MA 02109 |
11.89% |
GMO
INTERNATIONAL DEVELOPED EQUITY
ALLOCATION
FUND
BOSTON,
MA 02109 |
7.34% |
GMO
STRATEGIC OPPORTUNITIES ALLOCATION
FUND
BOSTON,
MA 02109 |
6.00% |
Name
and Address |
%
Ownership |
MAC
& CO A/C XXX002
FBO
DIANNE S. LOZIER TRUST
PITTSBURGH,
PA 15258 |
34.01% |
JOHN
HANCOCK FINANCIAL SERVICES INC
PENSION
PLAN
BOSTON,
MA 02111 |
12.23% |
MUNICIPAL
FIRE & POLICE RETIREMENT
SYSTEM
OF IOWA
WEST
DES MOINES, IA 50266 |
9.57% |
PRINCETON
AREA COMMUNITY FOUNDATION
ATTN
LAURA LONGMAN
LAWRENCEVILLE,
NJ 08648 |
7.50% |
Name
and Address |
%
Ownership |
CHARLES
SCHWAB & CO INC
SPECIAL
CUSTODY A/C FBO CUSTOMERS
SAN
FRANCISCO, CA 94105 |
100.00% |
Name
and Address |
%
Ownership |
GMO
INTERNATIONAL EQUITY ALLOCATION FUND
C/O
GMO LLC
BOSTON,
MA 02109 |
43.46% |
GMO
GLOBAL EQUITY ALLOCATION FUND
C/O
GMO LLC
BOSTON,
MA 02109 |
32.85% |
GMO
GLOBAL ASSET ALLOCATION FUND
C/O
GMO LLC
BOSTON,
MA 02109 |
11.28% |
GMO
STRATEGIC OPPORTUNITIES ALLOCATION
FUND
BOSTON,
MA 02109 |
5.86% |
Name
and Address |
%
Ownership |
NATIONAL
FINANCIAL SERVICES LLC
FOR
THE EXCLUSIVE BENEFIT OF OUR
JERSEY
CITY, NJ 07310 |
85.87% |
CHARLES
SCHWAB & CO., INC.
SPECIAL
CUSTODY ACCOUNT FOR THE
SAN
FRANCISCO, CA 94105 |
7.96% |
VANGUARD
FIDUCIARY TRUST COMPANY
FBO
401K CLIENTS
VALLEY
FORGE, PA 19482 |
6.17% |
Name
and Address |
%
Ownership |
CHARLES
SCHWAB & CO., INC.
SPECIAL
CUSTODY ACCOUNT FOR THE
SAN
FRANCISCO, CA 94105 |
36.06% |
NATIONAL
FINANCIAL SERVICES LLC
499
WASHINGTON BLVD
JERSEY
CITY, NJ 07310 |
14.75% |
NATIONAL
FINANCIAL SERVICES LLC
499
WASHINGTON BLVD
JERSEY
CITY, NJ 07310 |
12.58% |
NATIONAL
FINANCIAL SERVICES LLC
499
WASHINGTON BLVD
JERSEY
CITY, NJ 07310 |
7.43% |
Name
and Address |
%
Ownership |
CONSTELLATION
TRUST COMPANY AS CUSTODIAN
FBO
TEXAS TUITION PROMISE FUND
OMAHA,
NE 68130 |
24.32% |
CAMDEN
NATIONAL BANK, TRUSTEE
FBO
REDINGTON-FAIRVIEW RETIREMENT PLAN
PORTLAND,
ME 04101 |
7.36% |
AGW
INVESTMENT COMPANY
ATTN
KEITH A ROOK MANAGING DIRECTOR
NEW
YORK, NY 10017 |
7.27% |
AGW
HOLDING COMPANY
ATTN
KEITH A ROOK MANAGING DIRECTOR
NEW
YORK, NY 10017 |
6.37% |
NATIONAL
FOOTBALL LEAGUE RECIPROCAL
TRUST
PITTSBURGH,
PA 15222 |
6.11% |
PHILADELPHIA
HOUSING AUTHORITY
RETIREMENT
INCOME PLAN
PHILADELPHIA,
PA 19103 |
5.77% |
Name
and Address |
%
Ownership |
SEI
PRIVATE TRUST COMPANY C/O PRINICIPAL
FINANCIAL
ID 636 FBO TOWN OF WALLINGFORD
OAKS,
PA 19456 |
5.67% |
Name
and Address |
%
Ownership |
MATRIX
TRUST COMPANY AS TRUSTEE FBO
ST.
JUDE MEDICAL, INC. MANAGEMENT
PHOENIX,
AZ 85072 |
93.19% |
Name
and Address |
%
Ownership |
CHARLES
SCHWAB & CO., INC.
SPECIAL
CUSTODY ACCOUNT FOR THE
SAN
FRANCISCO, CA 94105 |
88.98% |
Name
and Address |
%
Ownership |
BANK
LOMBARD ODIER & CO LTD FAO CP
POLICE
Switzerland |
99.76% |
Name
and Address |
%
Ownership |
NAVY
FEDERAL CREDIT UNION EMPLOYEES'
RETIREMENT
PLAN PLAN SPONSOR: NAVY
VIENNA,
VA 22180 |
48.89% |
HONG
KONG SOLICITORS INDEMNITY FUND
LIMITED
Hong Kong |
13.67% |
CHRISTIAN
BROTHERS EMPLOYEE RETIREMENT
PLAN
ROMEOVILLE,
IL 60446 |
13.05% |
CITY
OF KANSAS CITY MISSOURI EMPLOYEES
RETIREMENT
SYSTEM
KANSAS
CITY, MO 64106 |
8.32% |
STICHTING
BEWAARDER TRIPLE PARTNERS
ATTN:
COR BOUTKAN Netherlands |
5.35% |
CITY
OF HAMILTON MASTER TRUST
MEMBERS
OF HAMILTON DEFINED BEN PEN PLAN Canada |
5.30% |
Name
and Address |
%
Ownership |
J.P.
MORGAN SECURITIES LLC. OMNIBUS
ACCOUNT
FOR THE EXCLUSIVE BENEFIT
BROOKLYN,
NY 11245 |
81.35% |
VOYA
INSTITUTIONAL TRUST COMPANY
FBO
CALIFORNIA STATE TEACHERS
WEST
SACRAMENTO, CA 95605 |
17.66% |
Name
and Address |
%
Ownership |
CHARLES
SCHWAB & CO., INC.
SPECIAL
CUSTODY ACCOUNT FOR THE
SAN
FRANCISCO, CA 94105 |
72.28% |
Name
and Address |
%
Ownership |
STICHTING
PENSIOENFONDS ATOS
VERRIJN
STUARTLAAN 1F, Netherlands |
65.23% |
GMO
BENCHMARK FREE ALLOCATION FUND
C/O
GMO LLC
BOSTON,
MA 02109 |
17.28% |
GMO
BENCHMARK-FREE FUND
C/O
GMO LLC
BOSTON,
MA 02109 |
9.11% |
GMO
MULTI-ASSET TRUST
ATTN:
SYDNEY OPERATIONS Australia |
5.28% |
Name
and Address |
%
Ownership |
CHARLES
SCHWAB & CO., INC.
SPECIAL
CUSTODY ACCOUNT FOR THE
SAN
FRANCISCO, CA 94105 |
100.00% |
Name
and Address |
%
Ownership |
GMO
BENCHMARK FREE ALLOCATION FUND
C/O
GMO LLC
BOSTON,
MA 02109 |
96.13% |
Name
and Address |
%
Ownership |
SAXON
& CO. FBO CARPENTERS PENSION FUND
XXXXXXXXXX2012
CLEVELAND,
OH 44101 |
53.15% |
US
BANK FBO CAL TEACHERS ASSN EBT
GMO
MILWAUKEE,
WI 53072 |
16.31% |
PEARL
ATLANTIC, LLC
ATTN:
JAMES A. PASQUARELLO
MELBOURNE
BEACH, FL 32951 |
13.34% |
MARY
A. PASQUARELLO AMENDED AND
RESTATED
TRUST JULY 11, 2005 RESTATED
MELBOURNE
BEACH, FL 32951 |
6.67% |
THE
JERRY & KAY COX CHARITABLE REMAINDER
TRUST
HOUSTON,
TX 77057 |
6.30% |
Name
and Address |
%
Ownership |
THE
NORTHERN TRUST COMPANY AS
TRUSTEE
FBO CENTURYLINK - DV
CHICAGO,
IL 60675 |
89.55% |
JOHN
HANCOCK TRUST COMPANY LLC
200
BERKELEY STREET
BOSTON,
MA 02116 |
7.02% |
Name
and Address |
%
Ownership |
MCMASTER
UNIVERSITY MASTER TRUST
EMPLOYEES
TREASURY OPERATIONS Canada |
98.73% |
Name
and Address |
%
Ownership |
NATIONAL
FINANCIAL SERVICES LLC
FOR
THE EXCLUSIVE BENEFIT OF OUR
JERSEY
CITY, NJ 07310 |
92.72% |
CHARLES
SCHWAB & CO., INC.
SPECIAL
CUSTODY ACCOUNT FOR THE
SAN
FRANCISCO, CA 94105 |
7.08% |
Name
and Address |
%
Ownership |
CHARLES
SCHWAB & CO., INC.
SPECIAL
CUSTODY ACCOUNT FOR THE
SAN
FRANCISCO, CA 94105 |
84.89% |
MUNICIPAL
FIRE & POLICE RETIREMENT
SYSTEM
OF IOWA
WEST
DES MOINES, IA 50266 |
8.32% |
WORLD
WILDLIFE FUND INC
ATTN:
LEROY WADE
WASHINGTON,
DC 20037 |
6.65% |
Name
and Address |
%
Ownership |
GMO
INTERNATIONAL DEVELOPED EQUITY
ALLOCATION
FUND
BOSTON,
MA 02109 |
33.23% |
GMO
INTERNATIONAL EQUITY ALLOCATION FUND
C/O
GMO LLC
BOSTON,
MA 02109 |
24.18% |
GMO
GLOBAL EQUITY ALLOCATION FUND
C/O
GMO LLC
BOSTON,
MA 02109 |
22.95% |
GMO
GLOBAL ASSET ALLOCATION FUND
C/O
GMO LLC
BOSTON,
MA 02109 |
9.34% |
GMO
STRATEGIC OPPORTUNITIES ALLOCATION
FUND
BOSTON,
MA 02109 |
5.87% |
Name
and Address |
%
Ownership |
CHARLES
SCHWAB & CO., INC.
SPECIAL
CUSTODY ACCOUNT FOR THE
SAN
FRANCISCO, CA 94105 |
98.88% |
Name
and Address |
%
Ownership |
MUNICIPAL
FIRE & POLICE RETIREMENT
SYSTEM
OF IOWA
WEST
DES MOINES, IA 50266 |
73.68% |
WORLD
WILDLIFE FUND INC
ATTN:
LEROY WADE
WASHINGTON,
DC 20037 |
24.58% |
Name
and Address |
%
Ownership |
STATE
STREET BANK & TRUST CO CUST
FBO
DOUG KEITH IRA
NORTH
ANDOVER, MA 01845 |
100.00% |
Name
and Address |
%
Ownership |
NORTHERN
TRUST AS CUSTODIAN FBO
ALFRED
I. DUPOINT CHARITABLE TRUST
CHICAGO,
IL 60675 |
26.83% |
GMO
GLOBAL EQUITY ALLOCATION FUND
C/O
GMO LLC
BOSTON,
MA 02109 |
21.44% |
GMO
INTERNATIONAL DEVELOPED EQUITY
ALLOCATION
FUND
BOSTON,
MA 02109 |
17.75% |
GMO
INTERNATIONAL EQUITY ALLOCATION FUND
C/O
GMO LLC
BOSTON,
MA 02109 |
13.82% |
GMO
GLOBAL ASSET ALLOCATION FUND
C/O
GMO LLC
BOSTON,
MA 02109 |
7.80% |
Name
and Address |
%
Ownership |
NATIONAL
FINANCIAL SERVICES LLC
FOR
THE EXCLUSIVE BENEFIT OF OUR
JERSEY
CITY, NJ 07310 |
100.00% |
Name
and Address |
%
Ownership |
MUNICIPAL
FIRE & POLICE RETIREMENT
SYSTEM
OF IOWA
WEST
DES MOINES, IA 50266 |
38.00% |
SAINT
MARY'S HOSPITAL RETIREMENT PLAN
ATTN
RICK HAEFLINGER
ROCHESTER,
MN 55906 |
36.00% |
ROCHESTER
METHODIST HOSPITAL HOURLY
EMPLOYEE'S
PENSION PLAN
ROCHESTER,
MN 55906 |
23.27% |
Name
and Address |
%
Ownership |
GMO
GLOBAL ASSET ALLOCATION FUND
C/O
GMO LLC
BOSTON,
MA 02109 |
65.24% |
VEBA
PARTNERSHIP N LP CORE PLUS XXX102
ATTN:
DEREK DU
BASKING
RIDGE, NJ 07920 |
23.68% |
GMO
STRATEGIC OPPORTUNITIES ALLOCATION
FUND
BOSTON,
MA 02109 |
10.90% |
Name
and Address |
%
Ownership |
SMITHSONIAN
INSTITUTION
425
3RD STREET SW, SUITE 850
WASHINGTON,
DC 20024 |
43.58% |
NORTHERN
TRUST CO. CUST. FBO CALTECH -
DOMESTIC
FIXED INCOME A/C XXXX928
CHICAGO,
IL 60603 |
33.50% |
VEBA
PARTNERSHIP N LP - DOF - XXX121
ATTN:
DEREK DU
BASKING
RIDGE, NJ 07920 |
18.56% |
Name
and Address |
%
Ownership |
GMO
BENCHMARK FREE ALLOCATION FUND
C/O
GMO LLC
BOSTON,
MA 02109 |
49.09% |
GMO
BENCHMARK-FREE FUND
C/O
GMO LLC
BOSTON,
MA 02109 |
23.83% |
GMO
MULTI-ASSET TRUST
ATTN:
SYDNEY OPERATIONS Australia |
10.80% |
GMO
MULTI-SECTOR FIXED INCOME FUND
C/O
GMO LLC
BOSTON,
MA 02109 |
6.80% |
GMO
GLOBAL ASSET ALLOCATION FUND
C/O
GMO LLC
BOSTON,
MA 02109 |
5.06% |
Name
and Address |
%
Ownership |
SEI
PRIVATE TRUST COMPANY
C/O
REGIONS BANK
OAKS,
PA 19456 |
42.06% |
SEI
PRIVATE TRUST COMPANY
C/O
M&T BANK ID 337
OAKS,
PA 19456 |
35.55% |
SEI
PRIVATE TRUST COMPANY
C/O
ID 337
OAKS,
PA 19456 |
13.84% |
Name
and Address |
%
Ownership |
CHARLES
SCHWAB & CO., INC.
SPECIAL
CUSTODY ACCOUNT FOR THE
SAN
FRANCISCO, CA 94105 |
28.64% |
SPECIAL
CUSTODY ACCOUNT FOR THE
EXCLUSIVE
BENEFIT OF CUSTOMERS OF
WEEHAWKEN,
NJ 07086 |
9.56% |
Name
and Address |
%
Ownership |
GMO
GLOBAL EQUITY ALLOCATION FUND
C/O
GMO LLC
BOSTON,
MA 02109 |
42.30% |
BROWN
BROTHERS HARRIMAN & CO AS
CUSTODIAN
FOR BJB - NRA OMNIBUS XXXX212
NEW
YORK, NY 10005 |
25.07% |
GMO
GLOBAL ASSET ALLOCATION FUND
C/O
GMO LLC
BOSTON,
MA 02109 |
14.64% |
MUNICIPAL
FIRE & POLICE RETIREMENT
SYSTEM
OF IOWA
WEST
DES MOINES, IA 50266 |
9.36% |
Name
and Address |
%
Ownership |
CHARLES
SCHWAB & CO., INC.
SPECIAL
CUSTODY ACCOUNT FOR THE
SAN
FRANCISCO, CA 94105 |
99.70% |
Name
and Address |
%
Ownership |
UNIVERSITY
OF SOUTHERN CALIFORNIA
ATTN:
UNIVERSITY OF SOUTHERN CALIFORNIA
LOS
ANGELES, CA 90067 |
20.37% |
NORTHERN
TRUST AS CUSTODIAN FBO
ALFRED
I. DUPOINT CHARITABLE
CHICAGO,
IL 60675 |
20.09% |
DIVERSIFIED
TRUST COMPANY TTEE DTC
US
ACTIVE EQUITY COMMON TRUST FUND
MILWAUKEE,
WI 53288 |
15.71% |
TRUSTEES
OF THE UNIVERSITY OF
PENNSYLVANIA
PHILADELPHIA,
PA 19104 |
10.51% |
NORTHERN
TRUST AS CUSTODIAN FBO CAL
TECH
A/C# XXXX343
CHICAGO,
IL 60675 |
8.80% |
DIRECTORS
GUILD OF AMERICA-PRODUCER
PENSION
PLAN BASIC BENEFIT PLAN
LOS
ANGELES, CA 90036 |
8.60% |
DIRECTORS
GUILD OF AMERICA-PRODUCER
PENSION
PLAN SUPPLEMENTAL BENEFIT PLAN
LOS
ANGELES, CA 90036 |
7.39% |
NORTHERN
TRUCT CO CUSTODIAN FBO
CALIFORNIA
INSTITUTE OF TECHNOLOGY - C
CHICAGO,
IL 60603 |
5.26% |
Name
and Address |
%
Ownership |
ASPIRIANT
RISK-MANAGED EQUITY ALLOCATION
FUND
LOS
ANGELES, CA 90025 |
15.25% |
BOARD
OF TRUSTEES OF MICHIGAN STATE
UNIVERSITY
EAST
LANSING, MI 48824 |
15.05% |
MASTER
FOODS INVESTMENTS LLC
ATTN:
TREASURY & BENEFITS CENTER
HENDERSON,
NV 89014 |
13.65% |
FUNDACAO
CALOUSTE GULBENKIAN
ATTN:
JOSE NEVES ADELINO Portugal |
6.72% |
Name
and Address |
%
Ownership |
NATIONAL
FINANCIAL SERVICES LLC
FOR
THE EXCLUSIVE BENEFIT OF OUR
JERSEY
CITY, NJ 07310 |
35.85% |
CHARLES
SCHWAB & CO., INC.
SPECIAL
CUSTODY ACCOUNT FOR THE
SAN
FRANCISCO, CA 94105 |
26.43% |
Name
and Address |
%
Ownership |
CHARLES
SCHWAB & CO., INC.
SPECIAL
CUSTODY ACCOUNT FOR THE
SAN
FRANCISCO, CA 94105 |
37.57% |
RAYMOND
JAMES
OMNIBUS
FOR MUTUAL FUNDS
SAINT
PETERSBURG, FL 33716 |
9.81% |
PERSHING
LLC
P.O.
BOX 2052
JERSEY
CITY, NJ 07303 |
9.61% |
Name
and Address |
%
Ownership |
AGILITY
REAL ASSETS LLC
ATTN:
AGILITY FINOPS
NEW
YORK, NY 10024 |
12.62% |
PRINCETON
AREA COMMUNITY FOUNDATION
ATTN
LAURA LONGMAN
LAWRENCEVILLE,
NJ 08648 |
9.02% |
FS
OVERLAY-C PARTNERS
C/O
FS FIDUCIARY SERVICES LLC
NEW
YORK, NY 10022 |
8.48% |
YESHIVA
UNIVERSITY
ATTN:
JAKE HARMAN
NEW
YORK, NY 10033 |
6.17% |
Name
and Address |
%
Ownership |
MUNICIPAL
EMPLOYEES RETIREMENT
SYSTEM
OF MICHIGAN GROUP TRUST
LANSING,
MI 48917 |
33.30% |
MAC
& CO A/C XXX832 FBO: CHAN
ZUCKERBERG
INITIATIVE FOUNDATION
PITTSBURGH,
PA 15258 |
31.89% |
MAC
& CO A/C XXX268 FBO: SILICON
VALLEY
COMMUNITY FOUNDATION
PITTSBURGH,
PA 15258 |
27.09% |
STATE
STREET BANK AND TRUST COMPANY
AS
TRUSTEE FOR THE NORTHROP GRUMMAN
BOSTON,
MA 02111 |
5.19% |
Name
and Address |
%
Ownership |
GMO
BENCHMARK-FREE FUND
C/O
GMO LLC
BOSTON,
MA 02109 |
43.42% |
GMO
GLOBAL EQUITY ALLOCATION FUND
C/O
GMO LLC
BOSTON,
MA 02109 |
16.47% |
THOMAS
R HANCOCK
16
ROCKMONT ROAD
BELMONT,
MA 02478 |
8.58% |
GMO
MULTI-ASSET TRUST
ATTN:
SYDNEY OPERATIONS Australia |
7.38% |
GMO
GLOBAL ASSET ALLOCATION FUND
C/O
GMO LLC
BOSTON,
MA 02109 |
6.24% |
Name
and Address |
%
Ownership |
NATIONAL
FINANCIAL SERVICES LLC
FOR
THE EXCLUSIVE BENEFIT OF OUR
JERSEY
CITY, NJ 07310 |
84.14% |
THE
NORTHERN TRUST FBO
INTERMOUNTAIN
HEALTHCARE -DV
CHICAGO,
IL |
5.09% |
Name
and Address |
%
Ownership |
CHARLES
SCHWAB & CO., INC.
SPECIAL
CUSTODY ACCOUNT FOR THE
SAN
FRANCISCO, CA 94105 |
25.88% |
Name
and Address |
%
Ownership |
PERSHING
LLC
P.O.
BOX 2052
JERSEY
CITY, NJ 07303 |
12.45% |
CHARLES
SCHWAB & CO INC
SPECIAL
CUSTODY A/C FBO CUSTOMERS
SAN
FRANCISCO, CA 94105 |
6.98% |
SEI
PRIVATE TRUST COMPANY
C/O
FIRST INTERSTATE BANK
OAKS,
PA 19456 |
6.93% |
Name
and Address |
%
Ownership |
THE
TRUSTEES OF PRINCETON UNIVERSITY
PO
BOX 35
PRINCETON,
NJ 08544 |
99.91% |
Name
and Address |
%
Ownership |
MUNICIPAL
FIRE & POLICE RETIREMENT
SYSTEM
OF IOWA
WEST
DES MOINES, IA 50266 |
34.65% |
NORTHERN
TRUST AS CUSTODIAN FBO
CYMI
EQUITY LP A/C# XXXXX787
CHICAGO,
IL 60675 |
31.26% |
WORLD
WILDLIFE FUND INC
ATTN:
LEROY WADE
WASHINGTON,
DC 20037 |
26.27% |
NORTHERN
TRUST COMPANY AS CUSTODIAN FBO
MATHILE
FAMILY FOUNDATION A/C# XXXXX786
CHICAGO,
IL 60675 |
7.82% |
Name
and Address |
%
Ownership |
GMO
GLOBAL EQUITY ALLOCATION FUND
C/O
GMO LLC
BOSTON,
MA 02109 |
55.85% |
GMO
GLOBAL ASSET ALLOCATION FUND
C/O
GMO LLC
BOSTON,
MA 02109 |
18.67% |
GMO
STRATEGIC OPPORTUNITIES ALLOCATION
FUND
BOSTON,
MA 02109 |
12.49% |
GMO
GLOBAL DEVELOPED EQUITY ALLOCATION
FUND
BOSTON,
MA 02109 |
6.10% |
THOMAS
R. HANCOCK AND CATHERINE A.
FULLERTON
BELMONT,
MA 02478 |
5.86% |
Name
and Address |
%
Ownership |
CHARLES
SCHWAB & CO., INC.
SPECIAL
CUSTODY ACCOUNT FOR THE
SAN
FRANCISCO, CA 94105 |
76.18% |
Name
and Address |
%
Ownership |
THE
MEMORIAL FOUNDATION INC
ATTN
SCOTT PERRY
HENDERSONVILLE,
TN 37075 |
44.45% |
MCPHS
UNIVERSITY
179
LONGWOOD AVE.
BOSTON,
MA 02115 |
27.55% |
THYSSENKRUPP
NORTH AMERICA, INC. MASTER
TRUST
TROY,
MI 48084 |
10.84% |
JPMORGAN
CHASE AS TRUSTEE FOR THE
COLGATE
PALMOLIVE RETIREMENT TRUST
NEW
YORK, NY 10022 |
9.62% |
Name
and Address |
%
Ownership |
HOPKE
PARTNERSHIP
ATTN
JURRIEN DEAN
BETHESDA,
MD 20814 |
65.25% |
Name
and Address |
%
Ownership |
MUNICIPAL
FIRE & POLICE RETIREMENT
SYSTEM
OF IOWA
WEST
DES MOINES, IA 50266 |
23.60% |
WORLD
WILDLIFE FUND INC
ATTN:
LEROY WADE
WASHINGTON,
DC 20037 |
9.28% |
Name
and Address |
%
Ownership |
GMO
GLOBAL EQUITY ALLOCATION FUND
C/O
GMO LLC
BOSTON,
MA 02109 |
47.66% |
GMO
GLOBAL ASSET ALLOCATION FUND
C/O
GMO LLC
BOSTON,
MA 02109 |
27.45% |
GMO
STRATEGIC OPPORTUNITIES ALLOCATION
FUND
BOSTON,
MA 02109 |
13.61% |
GMO
GLOBAL DEVELOPED EQUITY ALLOCATION
FUND
BOSTON,
MA 02109 |
7.62% |
Name
and Address |
%
Ownership |
MUNICIPAL
FIRE & POLICE RETIREMENT
SYSTEM
OF IOWA
WEST
DES MOINES, IA 50266 |
67.17% |
WORLD
WILDLIFE FUND INC
ATTN:
LEROY WADE
WASHINGTON,
DC 20037 |
32.79% |
Name
and Address |
%
Ownership |
NORTHERN
TRUST AS CUSTODIAN FBO
ALFRED
I. DUPOINT CHARITABLE TRUST
CHICAGO,
IL 60675 |
46.40% |
THE
DAVID AND LUCILE PACKARD FOUNDATION
343
SECOND STREET
LOS
ALTOS, CA 94022 |
47.66% |
Name
and Address |
%
Ownership |
GMO
GLOBAL EQUITY ALLOCATION FUND
C/O
GMO LLC
BOSTON,
MA 02109 |
61.45% |
GMO
GLOBAL ASSET ALLOCATION FUND
C/O
GMO LLC
BOSTON,
MA 02109 |
18.67% |
GMO
STRATEGIC OPPORTUNITIES ALLOCATION
FUND
BOSTON,
MA 02109 |
11.70% |
GMO
GLOBAL DEVELOPED EQUITY ALLOCATION
FUND
BOSTON,
MA 02109 |
8.01% |
Name
and Address |
%
Ownership |
MATRIX
TRUST COMPANY AS AGENT FOR
ADVISOR
TRUST, INC.
DENVER,
CO 80202 |
33.41% |
MATRIX
TRUST COMPANY AS AGENT FOR
ADVISOR
TRUST, INC.
DENVER,
CO 80202 |
16.06% |
MATRIX
TRUST COMPANY AS AGENT FOR
ADVISOR
TRUST, INC.
DENVER,
CO 80202 |
14.20% |
MATRIX
TRUST COMPANY AS AGENT FOR
ADVISOR
TRUST, INC.
DENVER,
CO 80202 |
8.16% |
MATRIX
TRUST COMPANY AS AGENT FOR
ADVISOR
TRUST, INC.
DENVER,
CO 80202 |
7.71% |
Name
and Address |
%
Ownership |
PERSHING
LLC
P.O.
BOX 2052
JERSEY
CITY, NJ 07303 |
72.87% |
CHARLES
SCHWAB & CO., INC.
SPECIAL
CUSTODY ACCOUNT FOR THE
SAN
FRANCISCO, CA 94105 |
19.21% |
Name
and Address |
%
Ownership |
GMO
GLOBAL EQUITY ALLOCATION FUND
C/O
GMO LLC
BOSTON,
MA 02109 |
51.70% |
GMO
GLOBAL ASSET ALLOCATION FUND
C/O
GMO LLC
BOSTON,
MA 02109 |
19.35% |
MUNICIPAL
FIRE & POLICE RETIREMENT
SYSTEM
OF IOWA
WEST
DES MOINES, IA 50266 |
12.80% |
WORLD
WILDLIFE FUND INC
ATTN:
LEROY WADE
WASHINGTON,
DC 20037 |
10.05% |
GMO
GLOBAL DEVELOPED EQUITY ALLOCATION
FUND
BOSTON,
MA 02109 |
5.81% |
Name
and Address |
%
Ownership |
GMO
QUALITY FUND
C/O
GMO LLC
BOSTON,
MA 02109 |
55.44% |
GMO
INTERNATIONAL EQUITY FUND
C/O
GMO LLC
BOSTON,
MA 02109 |
9.78% |
STATE
STREET BANK AND TRUST ON BEHALF
OF
GMO BENCHMARK-FREE FUND
BOSTON,
MA 02111 |
8.92% |
GMO
RESOURCES FUND
C/O
GMO LLC
BOSTON,
MA 02109 |
7.03% |
Name
and Address |
%
Ownership |
MUNICIPAL
FIRE & POLICE RETIREMENT
SYSTEM
OF IOWA
WEST
DES MOINES, IA 50266 |
51.01% |
GARY
P. BRINSON
737
NORTH MICHIGAN AVENUE, SUITE 1810
CHICAGO,
IL 60611 |
43.03% |
Name
and Address |
%
Ownership |
GMO
GLOBAL EQUITY ALLOCATION FUND
C/O
GMO LLC
BOSTON,
MA 02109 |
32.24% |
GMO
GLOBAL ASSET ALLOCATION FUND
C/O
GMO LLC
BOSTON,
MA 02109 |
17.69% |
GMO
INTERNATIONAL EQUITY ALLOCATION FUND
C/O
GMO LLC
BOSTON,
MA 02109 |
17.30% |
GMO
INTERNATIONAL DEVELOPED EQUITY
ALLOCATION
FUND
BOSTON,
MA 02109 |
15.92% |
GMO
STRATEGIC OPPORTUNITIES ALLOCATION
FUND
BOSTON,
MA 02109 |
11.89% |
Name
and Address |
%
Ownership |
CHARLES
SCHWAB & CO., INC.
SPECIAL
CUSTODY ACCOUNT FOR THE
SAN
FRANCISCO, CA 94105 |
50.29% |
NATIONAL
FINANCIAL SERVICES LLC
499
WASHINGTON BLVD
JERSEY
CITY, NJ 07310 |
5.15% |
Alternative
Allocation Fund – Class I | |
Net
Assets at Value (Equivalent to $18.26 per share based on 7,851,596 shares
of beneficial interest outstanding) |
$143,397,248 |
Offering
Price |
$18.26 |
Alternative
Allocation Fund – Class VI | |
Net
Assets at Value (Equivalent to $18.40 per share based on 2,464,253 shares
of beneficial interest outstanding) |
$45,346,994 |
Offering
Price |
$18.40 |
Alternative
Allocation Fund – Class R6 | |
Net
Assets at Value (Equivalent to $18.50 per share based on 312 shares of
beneficial interest outstanding) |
$5,766 |
Offering
Price |
$18.50 |
Asset
Allocation Bond Fund – Class VI | |
Net
Assets at Value (Equivalent to $19.52 per share based on 2,061,151 shares
of beneficial interest outstanding) |
$40,226,519 |
Offering
Price |
$19.52 |
Benchmark-Free
Allocation Fund – Class I | |
Net
Assets at Value (Equivalent to $25.99 per share based on 14,018,466 shares
of beneficial interest outstanding) |
$364,291,699 |
Offering
Price |
$25.99 |
Benchmark-Free
Allocation Fund – Class III | |
Net
Assets at Value (Equivalent to $26.01 per share based on 41,222,128 shares
of beneficial interest outstanding) |
$1,072,340,737 |
Offering
Price |
$26.01 |
Benchmark-Free
Allocation Fund – Class IV | |
Net
Assets at Value (Equivalent to $26.02 per share based on 34,286,453 shares
of beneficial interest outstanding) |
$892,278,468 |
Offering
Price |
$26.02 |
Benchmark-Free
Allocation Fund – Class MF | |
Net
Assets at Value (Equivalent to $26.04 per share based on 30,253,539 shares
of beneficial interest outstanding) |
$787,901,669 |
Offering
Price |
$26.04 |
Benchmark-Free
Allocation Fund – Class R6 | |
Net
Assets at Value (Equivalent to $25.99 per share based on 11,555,807 shares
of beneficial interest outstanding) |
$300,343,143 |
Offering
Price |
$25.99 |
Benchmark-Free
Fund – Class III | |
Net
Assets at Value (Equivalent to $18.93 per share based on 57,655,384 shares
of beneficial interest outstanding) |
$1,091,521,941 |
Offering
Price |
$18.93 |
Climate
Change Fund – Class I | |
Net
Assets at Value (Equivalent to $21.94 per share based on 11,500,115 shares
of beneficial interest outstanding) |
$252,363,032 |
Offering
Price |
$21.94 |
Climate
Change Fund – Class III | |
Net
Assets at Value (Equivalent to $21.98 per share based on 14,020,175 shares
of beneficial interest outstanding) |
$308,162,797 |
Offering
Price |
$21.98 |
Climate
Change Fund – Class R6 | |
Net
Assets at Value (Equivalent to $21.93 per share based on 8,307,992 shares
of beneficial interest outstanding) |
$182,234,770 |
Offering
Price |
$21.93 |
Emerging
Country Debt Fund – Class III* | |
Net
Assets at Value (Equivalent to $18.90 per share based on 57,441,750 shares
of beneficial interest outstanding) |
$1,085,552,438 |
Offering
Price ($18.90 * 100/99.25)* |
$19.04 |
Emerging
Country Debt Fund – Class IV* | |
Net
Assets at Value (Equivalent to $18.86 per share based on 50,677,418 shares
of beneficial interest outstanding) |
$955,908,497 |
Offering
Price ($18.86 * 100/99.25)* |
$19.00 |
Emerging
Country Debt Fund – Class VI* | |
Net
Assets at Value (Equivalent to $18.85 per share based on 12,525,917 shares
of beneficial interest outstanding) |
$236,086,691 |
Offering
Price ($18.85 * 100/99.25)* |
$18.99 |
Emerging
Markets ex-China Fund – Class III | |
Net
Assets at Value (Equivalent to $15.47 per share based on 2,682,126 shares
of beneficial interest outstanding) |
$41,481,035 |
Offering
Price |
$15.47 |
Emerging
Markets ex-China Fund – Class VI | |
Net
Assets at Value (Equivalent to $15.48 per share based on 12,649,471 shares
of beneficial interest outstanding) |
$195,810,211 |
Offering
Price |
$15.48 |
Emerging
Markets Fund – Class I | |
Net
Assets at Value (Equivalent to $23.76 per share based on 2,758,620 shares
of beneficial interest outstanding) |
$65,536,957 |
Offering
Price |
$23.76 |
Emerging
Markets Fund – Class II | |
Net
Assets at Value (Equivalent to $23.81 per share based on 5,439,423 shares
of beneficial interest outstanding) |
$129,494,873 |
Offering
Price |
$23.81 |
Emerging
Markets Fund – Class III | |
Net
Assets at Value (Equivalent to $24.21 per share based on 1,649 shares of
beneficial interest outstanding) |
$39,922 |
Offering
Price |
$24.21 |
Emerging
Markets Fund – Class VI | |
Net
Assets at Value (Equivalent to $23.57 per share based on 10,646,594 shares
of beneficial interest outstanding) |
$250,902,988 |
Offering
Price |
$23.57 |
Emerging
Markets Fund – Class R6 | |
Net
Assets at Value (Equivalent to $23.81 per share based on 517,354 shares of
beneficial interest outstanding) |
$12,316,942 |
Offering
Price |
$23.81 |
Global
Asset Allocation Fund – Class I | |
Net
Assets at Value (Equivalent to $32.17 per share based on 378,307 shares of
beneficial interest outstanding) |
$12,171,212 |
Offering
Price |
$32.17 |
Global
Asset Allocation Fund – Class III | |
Net
Assets at Value (Equivalent to $32.17 per share based on 10,376,203 shares
of beneficial interest outstanding) |
$333,837,265 |
Offering
Price |
$32.17 |
Global
Asset Allocation Fund – Class R6 | |
Net
Assets at Value (Equivalent to $32.15 per share based on 291,938 shares of
beneficial interest outstanding) |
$9,387,129 |
Offering
Price |
$32.15 |
Global
Developed Equity Allocation Fund – Class III | |
Net
Assets at Value (Equivalent to $24.58 per share based on 2,874,242 shares
of beneficial interest outstanding) |
$70,655,123 |
Offering
Price |
$24.58 |
Global
Equity Allocation Fund – Class I | |
Net
Assets at Value (Equivalent to $27.76 per share based on 423,503 shares of
beneficial interest outstanding) |
$11,755,060 |
Offering
Price |
$27.76 |
Global
Equity Allocation Fund – Class III | |
Net
Assets at Value (Equivalent to $27.79 per share based on 24,550,287 shares
of beneficial interest outstanding) |
$682,157,277 |
Offering
Price |
$27.79 |
Global
Equity Allocation Fund – Class R6 | |
Net
Assets at Value (Equivalent to $27.78 per share based on 1,490,249 shares
of beneficial interest outstanding) |
$41,402,573 |
Offering
Price |
$27.78 |
High
Yield Fund – Class I | |
Net
Assets at Value (Equivalent to $17.78 per share based on 5,195 shares of
beneficial interest outstanding) |
$92,352 |
Offering
Price |
$17.78 |
High
Yield Fund – Class VI | |
Net
Assets at Value (Equivalent to $17.79 per share based on 8,958,545 shares
of beneficial interest outstanding) |
$159,412,524 |
Offering
Price |
$17.79 |
Implementation
Fund | |
Net
Assets at Value (Equivalent to $12.90 per share based on 250,313,227
shares of beneficial interest outstanding) |
$3,229,426,030 |
Offering
Price |
$12.90 |
International
Developed Equity Allocation Fund – Class III | |
Net
Assets at Value (Equivalent to $16.64 per share based on 15,459,369 shares
of beneficial interest outstanding) |
$257,184,027 |
Offering
Price |
$16.64 |
International
Developed Equity Allocation Fund – Class R6 | |
Net
Assets at Value (Equivalent to $16.63 per share based on 500,135 shares of
beneficial interest outstanding) |
$8,318,944 |
Offering
Price |
$16.63 |
International
Equity Allocation Fund – Class III | |
Net
Assets at Value (Equivalent to $27.93 per share based on 3,016,544 shares
of beneficial interest outstanding) |
$84,237,628 |
Offering
Price |
$27.93 |
International
Equity Allocation Fund – Class R6 | |
Net
Assets at Value (Equivalent to $27.91 per share based on 7,927,794 shares
of beneficial interest outstanding) |
$221,289,080 |
Offering
Price |
$27.91 |
International
Equity Fund – Class I | |
Net
Assets at Value (Equivalent to $23.55 per share based on 202,723 shares of
beneficial interest outstanding) |
$4,774,208 |
Offering
Price |
$23.55 |
International
Equity Fund – Class III | |
Net
Assets at Value (Equivalent to $23.47 per share based on 15,440,923 shares
of beneficial interest outstanding) |
$362,473,412 |
Offering
Price |
$23.47 |
International
Equity Fund – Class IV | |
Net
Assets at Value (Equivalent to $23.44 per share based on 24,654,733 shares
of beneficial interest outstanding) |
$577,803,978 |
Offering
Price |
$23.44 |
International
Opportunistic Value Fund – Class I | |
Net
Assets at Value (Equivalent to $14.31 per share based on 3,748 shares of
beneficial interest outstanding) |
$53,648 |
Offering
Price |
$14.31 |
International
Opportunistic Value Fund – Class III | |
Net
Assets at Value (Equivalent to $14.34 per share based on 3,834,136 shares
of beneficial interest outstanding) |
$54,986,228 |
Offering
Price |
$14.34 |
International
Opportunistic Value Fund – Class IV | |
Net
Assets at Value (Equivalent to $14.31 per share based on 21,585,361 shares
of beneficial interest outstanding) |
$308,786,242 |
Offering
Price |
$14.31 |
Japan
Value Creation Fund – Class I | |
Net
Assets at Value (Equivalent to $19.64 per share based on 326,002 shares of
beneficial interest outstanding) |
$6,402,267 |
Offering
Price |
$19.64 |
Japan
Value Creation Fund – Class III | |
Net
Assets at Value (Equivalent to $19.67 per share based on 1,476,769 shares
of beneficial interest outstanding) |
$29,048,708 |
Offering
Price |
$19.67 |
Japan
Value Creation Fund – Class VI | |
Net
Assets at Value (Equivalent to $19.67 per share based on 4,194,442 shares
of beneficial interest outstanding) |
$82,520,832 |
Offering
Price |
$19.67 |
Multi-Sector
Fixed Income Fund – Class III | |
Net
Assets at Value (Equivalent to $17.17 per share based on 708,489 shares of
beneficial interest outstanding) |
$12,166,233 |
Offering
Price |
$17.17 |
Multi-Sector
Fixed Income Fund – Class IV | |
Net
Assets at Value (Equivalent to $17.26 per share based on 3,698,870 shares
of beneficial interest outstanding) |
$63,852,878 |
Offering
Price |
$17.26 |
Opportunistic
Income Fund – Class I | |
Net
Assets at Value (Equivalent to $23.95 per share based on 39,081,388 shares
of beneficial interest outstanding) |
$936,021,847 |
Offering
Price |
$23.95 |
Opportunistic
Income Fund – Class III | |
Net
Assets at Value (Equivalent to $24.00 per share based on 2,899,507 shares
of beneficial interest outstanding) |
$69,589,338 |
Offering
Price |
$24.00 |
Opportunistic
Income Fund – Class VI | |
Net
Assets at Value (Equivalent to $24.00 per share based on 10,257,909 shares
of beneficial interest outstanding) |
$246,186,790 |
Offering
Price |
$24.00 |
Opportunistic
Income Fund – Class R6 | |
Net
Assets at Value (Equivalent to $23.91 per share based on 7,459,993 shares
of beneficial interest outstanding) |
$178,391,042 |
Offering
Price |
$23.91 |
Quality
Cyclicals Fund – Class I | |
Net
Assets at Value (Equivalent to $22.82 per share based on 14,350 shares of
beneficial interest outstanding) |
$327,475 |
Offering
Price |
$22.82 |
Quality
Cyclicals Fund – Class VI | |
Net
Assets at Value (Equivalent to $22.85 per share based on 3,511,293 shares
of beneficial interest outstanding) |
$80,234,986 |
Offering
Price |
$22.85 |
Quality
Fund – Class I | |
Net
Assets at Value (Equivalent to $30.90 per share based on 40,896,449 shares
of beneficial interest outstanding) |
$1,263,793,163 |
Offering
Price |
$30.90 |
Quality
Fund – Class III | |
Net
Assets at Value (Equivalent to $31.00 per share based on 103,597,902
shares of beneficial interest outstanding) |
$3,211,662,736 |
Offering
Price |
$31.00 |
Quality
Fund – Class IV | |
Net
Assets at Value (Equivalent to $31.10 per share based on 33,055,207 shares
of beneficial interest outstanding) |
$1,028,172,751 |
Offering
Price |
$31.10 |
Quality
Fund – Class VI | |
Net
Assets at Value (Equivalent to $31.01 per share based on 92,733,387 shares
of beneficial interest outstanding) |
$2,875,207,087 |
Offering
Price |
$31.01 |
Quality
Fund – Class R6 | |
Net
Assets at Value (Equivalent to $30.95 per share based on 36,911,424 shares
of beneficial interest outstanding) |
$1,142,543,399 |
Offering
Price |
$30.95 |
Resource
Transition Fund – Class VI | |
Net
Assets at Value (Equivalent to $13.43 per share based on 8,819,161 shares
of beneficial interest outstanding) |
$118,416,502 |
Offering
Price |
$13.43 |
Resources
Fund – Class I | |
Net
Assets at Value (Equivalent to $20.67 per share based on 36,935,722 shares
of beneficial interest outstanding) |
$763,308,871 |
Offering
Price |
$20.67 |
Resources
Fund – Class III | |
Net
Assets at Value (Equivalent to $20.67 per share based on 10,834,117 shares
of beneficial interest outstanding) |
$223,994,779 |
Offering
Price |
$20.67 |
Resources
Fund – Class IV | |
Net
Assets at Value (Equivalent to $20.59 per share based on 19,577,590 shares
of beneficial interest outstanding) |
$403,196,514 |
Offering
Price |
$20.59 |
Resources
Fund – Class VI | |
Net
Assets at Value (Equivalent to $20.60 per share based on 5,303,904 shares
of beneficial interest outstanding) |
$109,235,451 |
Offering
Price |
$20.60 |
Resources
Fund – Class R6 | |
Net
Assets at Value (Equivalent to $20.64 per share based on 24,100,028 shares
of beneficial interest outstanding) |
$497,523,219 |
Offering
Price |
$20.64 |
Strategic
Opportunities Allocation Fund – Class III | |
Net
Assets at Value (Equivalent to $16.80 per share based on 12,981,951 shares
of beneficial interest outstanding) |
$218,033,788 |
Offering
Price |
$16.80 |
Small
Cap Quality Fund – Class I | |
Net
Assets at Value (Equivalent to $24.38 per share based on 5,018,036 shares
of beneficial interest outstanding) |
$122,328,352 |
Offering
Price |
$24.38 |
Small
Cap Quality Fund – Class III | |
Net
Assets at Value (Equivalent to $24.39 per share based on 709,960 shares of
beneficial interest outstanding) |
$17,314,540 |
Offering
Price |
$24.39 |
Small
Cap Quality Fund – Class VI | |
Net
Assets at Value (Equivalent to $24.41 per share based on 2,635,032 shares
of beneficial interest outstanding) |
$64,312,270 |
Offering
Price |
$24.41 |
U.S.
Equity Fund – Class III | |
Net
Assets at Value (Equivalent to $13.84 per share based on 4,383,048 shares
of beneficial interest outstanding) |
$60,656,567 |
Offering
Price |
$13.84 |
U.S.
Equity Fund – Class VI | |
Net
Assets at Value (Equivalent to $13.63 per share based on 5,478,047 shares
of beneficial interest outstanding) |
$74,669,813 |
Offering
Price |
$13.63 |
U.S
Opportunistic Value Fund – Class I | |
Net
Assets at Value (Equivalent to $22.03 per share based on 3,363,921 shares
of beneficial interest outstanding) |
$74,099,896 |
Offering
Price |
$22.03 |
U.S
Opportunistic Value Fund – Class III | |
Net
Assets at Value (Equivalent to $22.10 per share based on 1,673,655 shares
of beneficial interest outstanding) |
$36,988,873 |
Offering
Price |
$22.10 |
U.S
Opportunistic Value Fund – Class IV | |
Net
Assets at Value (Equivalent to $22.05 per share based on 12,934,996 shares
of beneficial interest outstanding) |
$285,242,328 |
Offering
Price |
$22.05 |
U.S
Opportunistic Value Fund – Class VI | |
Net
Assets at Value (Equivalent to $22.06 per share based on 6,513,958 shares
of beneficial interest outstanding) |
$143,697,299 |
Offering
Price |
$22.06 |
U.S
Opportunistic Value Fund – Class R6 | |
Net
Assets at Value (Equivalent to $22.03 per share based on 78,672 shares of
beneficial interest outstanding) |
$1,732,871 |
Offering
Price |
$22.03 |
U.S.
Small Cap Value Fund – Class VI | |
Net
Assets at Value (Equivalent to $19.09 per share based on 1,825,456 shares
of beneficial interest outstanding) |
$34,842,375 |
Offering
Price |
$19.09 |
U.S.
Treasury Fund – Class VI | |
Net
Assets at Value (Equivalent to $5.00 per share based on 109,839,233 shares
of beneficial interest outstanding) |
$549,449,067 |
Offering
Price |
$5.00 |
Class
II Shares |
Service
Fee |
Fund | |
GMO
Quality Fund
|
0.22
% |
GMO
International Equity Fund
|
0.22
% |
GMO
Multi-Sector Fixed Income Fund
|
0.22
% |
GMO
Emerging Markets Fund
|
0.22
% |
GMO
Emerging Country Debt Fund
|
0.22
% |
GMO
International Opportunistic Value Fund
|
0.22
% |
GMO
International Equity Allocation Fund
|
0.07
% |
GMO
Global Equity Allocation Fund
|
0.07
% |
GMO
Global Asset Allocation Fund
|
0.07
% |
GMO
Benchmark-Free Allocation Fund
|
0.07
% |
GMO
Alternative Allocation Fund
|
0.22
% |
GMO
Emerging Markets ex-China Fund
|
0.22
% |
Class
III Shares |
Service
Fee |
Fund | |
GMO
U.S. Equity Fund
|
0.15
% |
GMO
U.S. Opportunistic Value Fund |
0.15
% |
GMO
Quality Fund
|
0.15
% |
GMO
International Equity Fund
|
0.15
% |
GMO
Multi-Sector Fixed Income Fund
|
0.15
% |
GMO
Emerging Markets Fund
|
0.15
% |
GMO
Emerging Country Debt Fund
|
0.15
% |
GMO
International Opportunistic Value Fund
|
0.15
% |
GMO
Asset Allocation Bond Fund
|
0.15
% |
GMO
International Equity Allocation Fund
|
0.00
% |
GMO
International Developed Equity Allocation Fund
|
0.00
% |
GMO
Global Equity Allocation Fund
|
0.00
% |
GMO
Global Asset Allocation Fund
|
0.00
% |
GMO
Benchmark-Free Allocation Fund
|
0.15
% |
GMO
Benchmark-Free Fund
|
0.00
% |
GMO
Strategic Opportunities Allocation Fund
|
0.00
% |
GMO
Global Developed Equity Allocation Fund
|
0.00
% |
GMO
Resources Fund
|
0.15
% |
GMO
Resource Transition Fund |
0.15
% |
GMO
Opportunistic Income Fund
|
0.15
% |
GMO
Climate Change Fund |
0.15
% |
GMO
High Yield Fund |
0.15
% |
GMO
Alternative Allocation Fund |
0.15
% |
GMO
U.S. Small Cap Value Fund |
0.15
% |
GMO
Small Cap Quality Fund |
0.15
% |
GMO
Quality Cyclicals Fund |
0.15
% |
GMO-Usonian
Japan Value Creation Fund |
0.15
% |
GMO
Emerging Markets ex-China Fund
|
0.15
% |
Class
IV Shares |
Service
Fee |
Fund | |
GMO
U.S. Equity Fund
|
0.10
% |
GMO
U.S. Opportunistic Value Fund |
0.10
% |
GMO
Quality Fund
|
0.105
% |
GMO
International Equity Fund
|
0.09
% |
GMO
International Opportunistic Value Fund
|
0.09
% |
GMO
Emerging Markets Fund
|
0.105
% |
GMO
Multi-Sector Fixed Income Fund
|
0.10
% |
GMO
Emerging Country Debt Fund
|
0.10
% |
GMO
Resources Fund
|
0.10
% |
GMO
Resource Transition Fund |
0.10
% |
GMO
Benchmark-Free Allocation Fund
|
0.10
% |
GMO
Climate Change Fund |
0.10
% |
GMO
High Yield Fund |
0.10
% |
GMO
Alternative Allocation Fund |
0.105
% |
GMO
U.S. Small Cap Value Fund |
0.10
% |
GMO
Small Cap Quality Fund |
0.10
% |
Class
IV Shares |
Service
Fee |
Fund | |
GMO
Quality Cyclicals Fund |
0.105
% |
GMO-Usonian
Japan Value Creation Fund |
0.10
% |
GMO
Emerging Markets ex-China Fund
|
0.105
% |
Class
V Shares |
Service
Fee |
Fund | |
GMO
U.S. Equity Fund
|
0.085
% |
GMO
U.S. Opportunistic Value Fund |
0.085
% |
GMO
Quality Fund
|
0.085
% |
GMO
International Equity Fund
|
0.085
% |
GMO
Emerging Markets Fund
|
0.085
% |
GMO
Multi-Sector Fixed Income Fund
|
0.12
% |
GMO
Emerging Country Debt Fund
|
0.12
% |
GMO
Resources Fund
|
0.085
% |
GMO
Resource Transition Fund |
0.085
% |
GMO
Benchmark-Free Allocation Fund
|
0.085
% |
GMO
Climate Change Fund
|
0.085
% |
GMO
High Yield Fund |
0.085
% |
GMO
Alternative Allocation Fund |
0.085
% |
GMO
U.S. Small Cap Value Fund |
0.085
% |
GMO
Small Cap Quality Fund |
0.085
% |
GMO
Quality Cyclicals Fund |
0.085
% |
GMO-Usonian
Japan Value Creation Fund |
0.085
% |
GMO
Emerging Markets ex-China Fund
|
0.085
% |
Class
VI Shares |
Service
Fee |
Fund | |
GMO
U.S. Equity Fund
|
0.055
% |
GMO
U.S. Opportunistic Value Fund |
0.055
% |
GMO
Quality Fund
|
0.055
% |
GMO
International Equity Fund
|
0.055
% |
GMO
Emerging Markets Fund
|
0.055
% |
GMO
Multi-Sector Fixed Income Fund
|
0.10
% |
GMO
Emerging Country Debt Fund
|
0.10
% |
GMO
Asset Allocation Bond Fund
|
0.055
% |
GMO
Resources Fund
|
0.055
% |
GMO
Resource Transition Fund |
0.055
% |
GMO
Benchmark-Free Allocation Fund
|
0.055
% |
GMO
Opportunistic Income Fund
|
0.055
% |
GMO
Climate Change Fund
|
0.055
% |
GMO
High Yield Fund |
0.055
% |
GMO
Alternative Allocation Fund |
0.055
% |
GMO
U.S. Small Cap Value Fund |
0.055
% |
GMO
Small Cap Quality Fund |
0.055
% |
GMO
Quality Cyclicals Fund |
0.055
% |
GMO-Usonian
Japan Value Creation Fund |
0.055
% |
GMO
Emerging Markets ex-China Fund
|
0.055
% |
GMO
U.S. Treasury Fund |
0.00
% |
Class
VII Shares |
Service
Fee |
Fund | |
GMO
Multi-Sector Fixed Income Fund
|
0.06
% |
Class
VIII Shares |
Service
Fee |
Fund | |
GMO
Multi-Sector Fixed Income Fund
|
0.01
% |
Class
R6 Shares and Class I Shares |
Service
Fee |
Fund | |
GMO
U.S. Equity Fund
|
0.15
% |
GMO
U.S. Opportunistic Value Fund |
0.15
% |
GMO
Quality Fund
|
0.15
% |
GMO
International Equity Fund
|
0.22
% |
GMO
Multi-Sector Fixed Income Fund
|
0.15
% |
Class
R6 Shares and Class I Shares |
Service
Fee |
Fund | |
GMO
Emerging Markets Fund
|
0.22
% |
GMO
Emerging Country Debt Fund
|
0.15
% |
GMO
International Opportunistic Value Fund
|
0.15
% |
GMO
Asset Allocation Bond Fund
|
0.15
% |
GMO
International Equity Allocation Fund
|
0.00
% |
GMO
International Developed Equity Allocation Fund
|
0.00
% |
GMO
Global Equity Allocation Fund
|
0.00
% |
GMO
Global Asset Allocation Fund
|
0.00
% |
GMO
Benchmark-Free Allocation Fund
|
0.15
% |
GMO
Global Developed Equity Allocation Fund
|
0.00
% |
GMO
Resources Fund
|
0.15
% |
GMO
Resource Transition Fund |
0.15
% |
GMO
Opportunistic Income Fund
|
0.15
% |
GMO
Climate Change Fund |
0.15
% |
GMO
High Yield Fund |
0.15
% |
GMO
Alternative Allocation Fund |
0.22
% |
GMO
U.S. Small Cap Value Fund |
0.15
% |
GMO
Small Cap Quality Fund |
0.15
% |
GMO
Quality Cyclicals Fund |
0.15
% |
GMO
Emerging Country Debt Shares Fund |
0.15
% |
GMO-Usonian
Japan Value Creation Fund |
0.15
% |
GMO
Emerging Markets ex-China Fund
|
0.22
% |
GMO
U.S. Treasury Fund |
0.00
% |
Fund |
Supplemental
Support
Fee |
GMO
Benchmark-Free Allocation Fund |
0.10
% |