First
Trust
Exchange-Traded
Fund |
FUND
NAME |
TICKER
SYMBOL |
EXCHANGE |
First Trust
Capital Strength ETF |
FTCS |
Nasdaq |
First Trust
Dow Jones Internet Index Fund |
FDN |
NYSE
Arca |
First Trust
Dow Jones Select MicroCap Index Fund |
FDM |
NYSE
Arca |
First Trust
Natural Gas ETF |
FCG |
NYSE
Arca |
First Trust
Water ETF |
FIW |
NYSE
Arca |
First Trust
Morningstar Dividend Leaders Index Fund |
FDL |
NYSE
Arca |
First Trust
NASDAQ-100 Equal Weighted Index Fund |
QQEW |
Nasdaq |
First Trust
NASDAQ-100 Ex-Technology Sector Index Fund |
QQXT |
Nasdaq |
First Trust
NASDAQ-100-Technology Sector Index Fund |
QTEC |
Nasdaq |
First Trust
NASDAQ® ABA
Community Bank Index Fund |
QABA |
Nasdaq |
First Trust
NASDAQ® Clean
Edge® Green
Energy Index Fund |
QCLN |
Nasdaq |
First Trust
NYSE®
Arca®
Biotechnology Index Fund |
FBT |
NYSE
Arca |
First Trust
S&P REIT Index Fund |
FRI |
NYSE
Arca |
First Trust
US Equity Opportunities ETF |
FPX |
NYSE
Arca |
First Trust
Value Line® Dividend
Index Fund |
FVD |
NYSE
Arca |
| |
3 | |
11 | |
19 | |
26 | |
35 | |
42 | |
49 | |
57 | |
65 | |
72 | |
79 | |
87 | |
95 | |
102 | |
110 | |
118 | |
120 | |
121 | |
132 | |
132 | |
134 | |
135 | |
135 | |
138 | |
138 | |
139 | |
139 | |
139 | |
145 | |
145 | |
151 | |
166 |
Maximum
Sales Charge (Load) Imposed on Purchases (as a percentage of offering
price) |
|
Management
Fees(1) |
|
Distribution
and Service (12b-1) Fees |
|
Other
Expenses |
|
Total Annual
Fund Operating Expenses |
|
Fee Waiver
and Expense Reimbursement(2) |
|
Total Annual
Fund Operating Expenses After Fee Waiver and Expense
Reimbursement |
|
1
Year |
3
Years |
5
Years |
10
Years |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
1
Year |
5
Years |
10
Years |
Since
Inception |
Inception
Date |
Return Before
Taxes |
- |
|
|
|
|
Return After
Taxes on Distributions |
- |
|
|
|
|
Return After
Taxes on Distributions and Sale of Fund
Shares |
- |
|
|
|
|
The Capital
StrengthTM
Index(1) (reflects no
deduction
for fees, expenses or taxes) |
- |
|
|
|
|
S&P
500® Index
(reflects no deduction for fees,
expenses or
taxes) |
- |
|
|
|
|
Maximum
Sales Charge (Load) Imposed on Purchases (as a percentage of offering
price) |
|
Management
Fees(1) |
|
Distribution
and Service (12b-1) Fees |
|
Other
Expenses |
|
Total Annual
Fund Operating Expenses |
|
Fee Waiver
and Expense Reimbursement(2) |
|
Total Annual
Fund Operating Expenses After Fee Waiver and Expense
Reimbursement |
|
1
Year |
3
Years |
5
Years |
10
Years |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
1
Year |
5
Years |
10
Years |
Since
Inception |
Inception
Date |
Return Before
Taxes |
- |
|
|
|
|
Return After
Taxes on Distributions |
- |
|
|
|
|
Return After
Taxes on Distributions and Sale of
Fund
Shares |
- |
|
|
|
|
Dow Jones
Internet Composite IndexSM (reflects
no deduction
for fees, expenses or taxes) |
- |
|
|
|
|
S&P
Composite 1500® Information
Technology
Index
(reflects no deduction for fees, expenses
or
taxes) |
- |
|
|
|
|
S&P
500® Index
(reflects no deduction for fees,
expenses or
taxes) |
- |
|
|
|
|
Maximum
Sales Charge (Load) Imposed on Purchases (as a percentage of offering
price) |
|
Management
Fees |
|
Distribution
and Service (12b-1) Fees |
|
Other
Expenses |
|
Total
Annual Fund Operating Expenses |
|
Fee
Waiver and Expense Reimbursement(1)
|
|
Total
Annual Fund Operating Expenses After Fee Waiver and Expense
Reimbursement |
|
1
Year |
3
Years |
5
Years |
10
Years |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
1
Year |
5
Years |
10
Years |
Since
Inception |
Inception
Date |
Return Before
Taxes |
- |
|
|
|
|
Return After
Taxes on Distributions |
- |
|
|
|
|
Return After
Taxes on Distributions and Sale of
Fund
Shares |
- |
|
|
|
|
Dow Jones
Select MicroCap IndexSM (reflects no
deduction
for fees, expenses or taxes) |
- |
|
|
|
|
Russell
2000® Index
(reflects no deduction for
fees,
expenses or taxes) |
- |
|
|
|
|
Russell
3000® Index
(reflects no deduction for
fees,
expenses or taxes) |
- |
|
|
|
|
Maximum
Sales Charge (Load) Imposed on Purchases (as a percentage of offering
price) |
|
Management
Fees |
|
Distribution
and Service (12b-1) Fees |
|
Other
Expenses |
|
Total Annual
Fund Operating Expenses |
|
Fee Waiver
and Expense Reimbursement(1) |
|
Total Annual
Fund Operating Expenses After Fee Waiver and Expense
Reimbursement |
|
1
Year |
3
Years |
5
Years |
10
Years |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
1
Year |
5
Years |
10
Years |
Since
Inception |
Inception
Date |
Return Before
Taxes |
|
|
- |
- |
|
Return After
Taxes on Distributions |
|
|
- |
- |
|
Return After
Taxes on Distributions and Sale of Fund
Shares |
|
|
- |
- |
|
ISE-Revere
Natural GasTM Index
(reflects no
deduction
for fees, expenses or taxes) |
|
|
- |
- |
|
S&P
Composite 1500® Energy Index
(reflects no
deduction
for fees, expenses or taxes) |
|
|
|
|
|
Russell
3000® Index
(reflects no deduction for fees,
expenses or
taxes) |
- |
|
|
|
|
Maximum
Sales Charge (Load) Imposed on Purchases (as a percentage of offering
price) |
|
Management
Fees |
|
Distribution
and Service (12b-1) Fees |
|
Other
Expenses |
|
Total
Annual Fund Operating Expenses |
|
Fee
Waiver and Expense Reimbursement(1)
|
|
Total
Annual Fund Operating Expenses After Fee Waiver and Expense
Reimbursement |
|
1
Year |
3
Years |
5
Years |
10
Years |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
1
Year |
5
Years |
10
Years |
Since
Inception |
Inception
Date |
Return Before
Taxes |
- |
|
|
|
|
Return After
Taxes on Distributions |
- |
|
|
|
|
Return After
Taxes on Distributions and Sale of
Fund
Shares |
- |
|
|
|
|
ISE Clean
Edge WaterTM Index
(reflects no
deduction
for fees, expenses or taxes) |
- |
|
|
|
|
Russell
3000® Index
(reflects no deduction for
fees,
expenses or taxes) |
- |
|
|
|
|
Maximum
Sales Charge (Load) Imposed on Purchases (as a percentage of offering
price) |
|
Management
Fees |
|
Distribution
and Service (12b-1) Fees |
|
Other
Expenses |
|
Total Annual
Fund Operating Expenses |
|
Fee Waiver
and Expense Reimbursement(1) |
|
Total Annual
Fund Operating Expenses After Fee Waiver and Expense
Reimbursement |
|
1
Year |
3
Years |
5
Years |
10
Years |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
1
Year |
5
Years |
10
Years |
Since
Inception |
Inception
Date |
Return Before
Taxes |
|
|
|
|
|
Return After
Taxes on Distributions |
|
|
|
|
|
Return After
Taxes on Distributions and Sale of Fund
Shares |
|
|
|
|
|
Morningstar® Dividend
Leaders IndexSM (reflects no
deduction
for fees, expenses or taxes) |
|
|
|
|
|
Russell
1000® Value Index
(reflects no deduction
for fees,
expenses or taxes) |
- |
|
|
|
|
S&P
500® Index
(reflects no deduction for fees,
expenses or
taxes) |
- |
|
|
|
|
Maximum
Sales Charge (Load) Imposed on Purchases (as a percentage of offering
price) |
|
Management
Fees |
|
Distribution
and Service (12b-1) Fees |
|
Other
Expenses |
|
Total Annual
Fund Operating Expenses |
|
Fee Waiver
and Expense Reimbursement(1)
|
|
Total Annual
Fund Operating Expenses After Fee Waiver and Expense
Reimbursement |
|
1
Year |
3
Years |
5
Years |
10
Years |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
1
Year |
5
Years |
10
Years |
Since
Inception |
Inception
Date |
Return Before
Taxes |
- |
|
|
|
|
Return After
Taxes on Distributions |
- |
|
|
|
|
Return After
Taxes on Distributions and Sale of
Fund
Shares |
- |
|
|
|
|
Nasdaq-100
Equal WeightedTM Index
(reflects no
deduction
for fees, expenses or taxes) |
- |
|
|
|
|
S&P
500® Index
(reflects no deduction for fees,
expenses or
taxes) |
- |
|
|
|
|
Nasdaq-100
Index® (reflects no
deduction for
fees,
expenses or taxes) |
- |
|
|
|
|
Maximum
Sales Charge (Load) Imposed on Purchases (as a percentage of offering
price) |
|
Management
Fees |
|
Distribution
and Service (12b-1) Fees |
|
Other
Expenses |
|
Total Annual
Fund Operating Expenses |
|
Fee Waiver
and Expense Reimbursement(1) |
|
Total Annual
Fund Operating Expenses After Fee Waiver and Expense
Reimbursement |
|
1
Year |
3
Years |
5
Years |
10
Years |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
1
Year |
5
Years |
10
Years |
Since
Inception |
Inception
Date |
Return Before
Taxes |
- |
|
|
|
|
Return After
Taxes on Distributions |
- |
|
|
|
|
Return After
Taxes on Distributions and Sale of
Fund
Shares |
- |
|
|
|
|
Nasdaq-100
Ex-Tech SectorTM Index
(reflects no
deduction
for fees, expenses or taxes) |
- |
|
|
|
|
Russell
1000® Index
(reflects no deduction for
fees,
expenses or taxes) |
- |
|
|
|
|
Russell
3000® Index
(reflects no deduction for
fees,
expenses or taxes) |
- |
|
|
|
|
Maximum
Sales Charge (Load) Imposed on Purchases (as a percentage of offering
price) |
|
Management
Fees |
|
Distribution
and Service (12b-1) Fees |
|
Other
Expenses |
|
Total Annual
Fund Operating Expenses |
|
Fee Waiver
and Expense Reimbursement(1)
|
|
Total Annual
Fund Operating Expenses After Fee Waiver and Expense
Reimbursement |
|
1
Year |
3
Years |
5
Years |
10
Years |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
1
Year |
5
Years |
10
Years |
Since
Inception |
Inception
Date |
Return Before
Taxes |
- |
|
|
|
|
Return After
Taxes on Distributions |
- |
|
|
|
|
Return After
Taxes on Distributions and Sale of
Fund
Shares |
- |
|
|
|
|
Nasdaq-100
TechnologyTM Sector Index
(reflects
no deduction
for fees, expenses or taxes) |
- |
|
|
|
|
S&P
500® Index
(reflects no deduction for fees,
expenses or
taxes) |
- |
|
|
|
|
S&P 500
Information Technology Index (reflects
no deduction
for fees, expenses or taxes) |
- |
|
|
|
|
Maximum
Sales Charge (Load) Imposed on Purchases (as a percentage of offering
price) |
|
Management
Fees |
|
Distribution
and Service (12b-1) Fees |
|
Other
Expenses |
|
Total Annual
Fund Operating Expenses |
|
Fee Waiver
and Expense Reimbursement(1) |
|
Total Annual
Fund Operating Expenses After Fee Waiver and Expense
Reimbursement |
|
1
Year |
3
Years |
5
Years |
10
Years |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
1
Year |
5
Years |
10
Years |
Since
Inception |
Inception
Date |
Return Before
Taxes |
- |
|
|
|
|
Return After
Taxes on Distributions |
- |
|
|
|
|
Return After
Taxes on Distributions and Sale of
Fund
Shares |
- |
|
|
|
|
Nasdaq
OMX® ABA
Community BankTM Index
(reflects no
deduction for fees, expenses or
taxes) |
- |
|
|
|
|
S&P
Composite 1500® Financials
Index (reflects
no deduction
for fees, expenses or taxes) |
- |
|
|
|
|
Russell
3000® Index
(reflects no deduction for
fees,
expenses or taxes) |
- |
|
|
|
|
Maximum
Sales Charge (Load) Imposed on Purchases (as a percentage of offering
price) |
|
Management
Fees |
|
Distribution
and Service (12b-1) Fees |
|
Other
Expenses |
|
Total
Annual Fund Operating Expenses |
|
Fee
Waiver and Expense Reimbursement(1)
|
|
Total
Annual Fund Operating Expenses After Fee Waiver and Expense
Reimbursement |
|
1
Year |
3
Years |
5
Years |
10
Years |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
1
Year |
5
Years |
10
Years |
Since
Inception |
Inception
Date |
Return Before
Taxes |
- |
|
|
|
|
Return After
Taxes on Distributions |
- |
|
|
|
|
Return After
Taxes on Distributions and Sale of
Fund
Shares |
- |
|
|
|
|
Nasdaq® Clean
Edge® Green
EnergyTM Index
(reflects no
deduction for fees, expenses or
taxes) |
- |
|
|
|
|
Russell
2000® Index
(reflects no deduction for
fees,
expenses or taxes) |
- |
|
|
|
|
Russell
3000® Index
(reflects no deduction for
fees,
expenses or taxes) |
- |
|
|
|
|
Maximum
Sales Charge (Load) Imposed on Purchases (as a percentage of offering
price) |
|
Management
Fees |
|
Distribution
and Service (12b-1) Fees |
|
Other
Expenses |
|
Total Annual
Fund Operating Expenses |
|
Fee Waiver
and Expense Reimbursement(1)
|
|
Total Annual
Fund Operating Expenses After Fee Waiver and Expense
Reimbursement |
|
1
Year |
3
Years |
5
Years |
10
Years |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
1
Year |
5
Years |
10
Years |
Since
Inception |
Inception
Date |
Return Before
Taxes |
- |
|
|
|
|
Return After
Taxes on Distributions |
- |
|
|
|
|
Return After
Taxes on Distributions and Sale of
Fund
Shares |
- |
|
|
|
|
NYSE®
Arca®
Biotechnology Index (reflects no
deduction
for fees, expenses or taxes) |
- |
|
|
|
|
S&P
Composite 1500® Health Care
Index (reflects
no deduction
for fees, expenses or taxes) |
- |
|
|
|
|
Nasdaq®
Biotechnology Index (reflects no
deduction
for fees, expenses or taxes) |
- |
|
|
|
|
S&P
500® Index
(reflects no deduction for fees,
expenses or
taxes) |
- |
|
|
|
|
Maximum
Sales Charge (Load) Imposed on Purchases (as a percentage of offering
price) |
|
Management
Fees |
|
Distribution
and Service (12b-1) Fees |
|
Other
Expenses |
|
Total Annual
Fund Operating Expenses |
|
Fee Waiver
and Expense Reimbursement(1) |
|
Total Annual
Fund Operating Expenses After Fee Waiver and Expense
Reimbursement |
|
1
Year |
3
Years |
5
Years |
10
Years |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
1
Year |
5
Years |
10
Years |
Since
Inception |
Inception
Date |
Return Before
Taxes |
- |
|
|
|
|
Return After
Taxes on Distributions |
- |
|
|
|
|
Return After
Taxes on Distributions and Sale of Fund
Shares |
- |
|
|
|
|
S&P
United States REIT Index(1) (reflects no
deduction
for fees, expenses or taxes) |
- |
|
|
|
|
FTSE
EPRA/NAREIT North America Index (reflects
no deduction
for fees, expenses or taxes) |
- |
|
|
|
|
Russell
3000® Index
(reflects no deduction for fees,
expenses or
taxes) |
- |
|
|
|
|
Maximum
Sales Charge (Load) Imposed on Purchases (as a percentage of offering
price) |
|
Management
Fees |
|
Distribution
and Service (12b-1) Fees |
|
Other
Expenses |
|
Acquired
Fund Fees and Expenses |
|
Total Annual
Fund Operating Expenses |
|
Fee Waiver
and Expense Reimbursement(1)
|
|
Total Annual
Fund Operating Expenses After Fee Waiver and Expense
Reimbursement |
|
1
Year |
3
Years |
5
Years |
10
Years |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
1
Year |
5
Years |
10
Years |
Since
Inception |
Inception
Date |
Return Before
Taxes |
- |
|
|
|
|
Return After
Taxes on Distributions |
- |
|
|
|
|
Return After
Taxes on Distributions and Sale of
Fund
Shares |
- |
|
|
|
|
IPOX®-100 U.S.
Index (reflects no deduction for
fees,
expenses or taxes) |
- |
|
|
|
|
S&P
500® Index
(reflects no deduction for fees,
expenses or
taxes) |
- |
|
|
|
|
Russell
3000® Index
(reflects no deduction for
fees,
expenses or taxes) |
- |
|
|
|
|
Maximum
Sales Charge (Load) Imposed on Purchases (as a percentage of offering
price) |
|
Management
Fees(1) |
|
Distribution
and Service (12b-1) Fees |
|
Other
Expenses |
|
Total Annual
Fund Operating Expenses |
|
Fee Waiver
and Expense Reimbursement(2) |
|
Total Annual
Fund Operating Expenses After Fee Waiver and Expense
Reimbursement |
|
1
Year |
3
Years |
5
Years |
10
Years |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
1
Year |
5
Years |
10
Years |
Since
Inception |
Inception
Date |
Return Before
Taxes |
- |
|
|
|
|
Return After
Taxes on Distributions |
- |
|
|
|
|
Return After
Taxes on Distributions and Sale of
Fund
Shares |
- |
|
|
|
|
Value
Line® Dividend
Index(1),(2) (reflects no
deduction
for fees, expenses or taxes) |
- |
|
|
|
|
S&P
500® Index
(reflects no deduction for fees,
expenses or
taxes) |
- |
|
|
|
|
S&P
500® Value Index
(reflects no deduction for
fees,
expenses or taxes) |
- |
|
|
|
|
Dow Jones
U.S. Select Dividend IndexSM(2) (reflects
no deduction
for fees, expenses or taxes) |
|
|
|
|
|
Fund |
Annual
Management
Fee
(% of
average
daily net
assets) |
Annual
Expense
Cap
(% of
average
daily net
assets) |
Expense
Cap
Termination
Date |
Management
Fee
Paid for
the Year
Ended
12/31/2022
(% of
average
daily net
assets) |
First Trust
Capital Strength ETF |
0.50% |
0.65% |
April 30,
2024 |
0.50% |
First Trust
Dow Jones Internet Index Fund |
0.40% |
0.60% |
April 30,
2024 |
0.40% |
First Trust
Dow Jones Select MicroCap Index Fund |
0.50% |
0.60% |
April 30,
2024 |
0.41% |
First Trust
Natural Gas ETF |
0.40% |
0.60% |
April 30,
2024 |
0.40%
|
Fund |
Annual
Management
Fee
(% of
average
daily net
assets) |
Annual
Expense
Cap
(% of
average
daily net
assets) |
Expense
Cap
Termination
Date |
Management
Fee
Paid for
the Year
Ended
12/31/2022
(% of
average
daily net
assets) |
First Trust
Water ETF |
0.40% |
0.60% |
April 30,
2024 |
0.40% |
First Trust
Morningstar Dividend Leaders Index Fund |
0.30% |
0.45% |
April 30,
2024 |
0.30% |
First Trust
NASDAQ-100 Equal Weighted Index Fund |
0.40% |
0.60% |
April 30,
2024 |
0.40% |
First Trust
NASDAQ-100 Ex-Technology Sector Index
Fund |
0.40% |
0.60% |
April 30,
2024 |
0.37% |
First Trust
NASDAQ-100-Technology Sector Index Fund |
0.40% |
0.60% |
April 30,
2024 |
0.40% |
First Trust
NASDAQ® ABA
Community Bank Index Fund |
0.40% |
0.60% |
April 30,
2024 |
0.38% |
First Trust
NASDAQ® Clean
Edge® Green
Energy Index
Fund |
0.40% |
0.60% |
April 30,
2024 |
0.40% |
First Trust
NYSE®
Arca®
Biotechnology Index Fund |
0.40% |
0.60% |
April 30,
2024 |
0.40% |
First Trust
S&P REIT Index Fund |
0.30% |
0.50% |
April 30,
2024 |
0.30% |
First Trust
US Equity Opportunities ETF |
0.40% |
0.60% |
April 30,
2024 |
0.40% |
First Trust
Value Line® Dividend
Index Fund |
0.50% |
0.70% |
April 30,
2024 |
0.50% |
|
|
Average
Annual |
Cumulative | ||||
|
1
Year |
5
Years |
10
Years |
Inception
(7/6/2006) |
5
Years |
10
Years |
Inception
(7/6/2006) |
Fund
Performance |
|
|
|
|
|
|
|
Net Asset
Value |
-10.28% |
9.31% |
13.08% |
9.91% |
56.09% |
241.86% |
374.96% |
Market
Price |
-10.27% |
9.27% |
13.09% |
9.91% |
55.81% |
242.03% |
375.02% |
Index
Performance |
|
|
|
|
|
|
|
The
Capital StrengthTM
Index (1) |
-9.77% |
9.99% |
N/A |
N/A |
60.95% |
N/A |
N/A |
S&P
500®
Index |
-18.11% |
9.42% |
12.56% |
9.10% |
56.88% |
226.54% |
320.27% |
|
|
Average
Annual |
Cumulative | ||||
|
1
Year |
5
Years |
10
Years |
Inception
(6/19/2006) |
5
Years |
10
Years |
Inception
(6/19/2006) |
Fund
Performance |
|
|
|
|
|
|
|
Net Asset
Value |
-45.51% |
2.32% |
12.18% |
11.65% |
12.15% |
215.69% |
518.41% |
Market
Price |
-45.54% |
2.31% |
12.18% |
11.65% |
12.09% |
215.61% |
518.26% |
Index
Performance |
|
|
|
|
|
|
|
Dow Jones
Internet Composite IndexSM |
-45.24% |
2.89% |
12.78% |
12.25% |
15.29% |
232.86% |
576.24% |
S&P
Composite 1500®
Information
Technology
Index |
-27.91% |
15.47% |
18.02% |
13.72% |
105.27% |
424.14% |
737.86% |
S&P
500®
Index |
-18.11% |
9.42% |
12.56% |
9.26% |
56.88% |
226.54% |
332.21% |
|
|
Average
Annual |
Cumulative | ||||
|
1
Year |
5
Years |
10
Years |
Inception
(9/27/2005) |
5
Years |
10
Years |
Inception
(9/27/2005) |
Fund
Performance |
|
|
|
|
|
|
|
Net Asset
Value |
-11.56% |
4.85% |
10.71% |
7.24% |
26.74% |
176.55% |
234.38% |
Market
Price |
-11.68% |
4.78% |
10.71% |
7.24% |
26.28% |
176.50% |
234.05% |
Index
Performance |
|
|
|
|
|
|
|
Dow Jones
Select MicroCap IndexSM |
-11.03% |
5.65% |
11.45% |
7.98% |
31.61% |
195.79% |
276.48% |
Russell
2000®
Index |
-20.44% |
4.13% |
9.01% |
7.29% |
22.41% |
136.96% |
237.07% |
Russell
3000®
Index |
-19.21% |
8.79% |
12.13% |
8.92% |
52.37% |
214.28% |
337.05% |
|
|
Average
Annual |
Cumulative | ||||
|
1
Year |
5
Years |
10
Years |
Inception
(3/9/2006) |
5
Years |
10
Years |
Inception
(3/9/2006) |
Fund
Performance |
|
|
|
|
|
|
|
Net Asset
Value |
6.71% |
8.30% |
11.10% |
7.73% |
48.96% |
186.62% |
249.80% |
Market
Price |
6.68% |
8.27% |
11.10% |
7.73% |
48.81% |
186.61% |
249.69% |
Index
Performance |
|
|
|
|
|
|
|
Morningstar® Dividend
Leaders IndexSM |
7.08% |
8.86% |
11.67% |
8.27% |
52.86% |
201.61% |
280.56% |
Russell
1000® Value
Index |
-7.54% |
6.67% |
10.29% |
7.21% |
38.09% |
166.32% |
222.68% |
S&P
500®
Index |
-18.11% |
9.42% |
12.56% |
8.96% |
56.88% |
226.54% |
323.35% |
|
|
Average
Annual |
Cumulative | ||||
|
1
Year |
5
Years |
10
Years |
Inception
(6/29/2009) |
5
Years |
10
Years |
Inception
(6/29/2009) |
Fund
Performance |
|
|
|
|
|
|
|
Net Asset
Value |
-8.70% |
2.33% |
9.41% |
9.29% |
12.19% |
145.75% |
231.88% |
Market
Price |
-8.70% |
2.28% |
9.48% |
9.29% |
11.94% |
147.35% |
231.98% |
Index
Performance |
|
|
|
|
|
|
|
Nasdaq
OMX® ABA
Community BankTM
Index |
-8.19% |
2.97% |
10.10% |
9.99% |
15.78% |
161.73% |
261.69% |
S&P
Composite 1500®
Financials Index |
-10.15% |
6.24% |
12.03% |
11.98% |
35.34% |
211.39% |
361.08% |
Russell
3000®
Index |
-19.21% |
8.79% |
12.13% |
13.12% |
52.37% |
214.28% |
428.33% |
|
|
Average
Annual |
Cumulative | ||||
|
1
Year |
5
Years |
10
Years |
Inception
(2/8/2007) |
5
Years |
10
Years |
Inception
(2/8/2007) |
Fund
Performance |
|
|
|
|
|
|
|
Net Asset
Value |
-30.37% |
19.09% |
18.19% |
6.07% |
139.52% |
431.72% |
155.28% |
Market
Price |
-30.38% |
19.03% |
18.24% |
6.07% |
138.95% |
434.32% |
155.20% |
Index
Performance |
|
|
|
|
|
|
|
Nasdaq® Clean
Edge® Green
EnergyTM
Index |
-30.15% |
19.42% |
18.28% |
6.30% |
142.88% |
436.10% |
164.12% |
Russell
2000®
Index |
-20.44% |
4.13% |
9.01% |
6.39% |
22.41% |
136.96% |
167.77% |
Russell
3000®
Index |
-19.21% |
8.79% |
12.13% |
8.30% |
52.37% |
214.28% |
255.17% |
|
|
Average
Annual |
Cumulative | ||||
|
1
Year |
5
Years |
10
Years |
Inception
(4/19/2006) |
5
Years |
10
Years |
Inception
(4/19/2006) |
Fund
Performance |
|
|
|
|
|
|
|
Net Asset
Value |
-24.62% |
9.43% |
13.68% |
9.87% |
56.90% |
260.55% |
381.91% |
Market
Price |
-24.63% |
9.42% |
13.68% |
9.87% |
56.83% |
260.46% |
381.96% |
Index
Performance |
|
|
|
|
|
|
|
Nasdaq-100
Equal WeightedTM
Index |
-24.31% |
10.06% |
14.38% |
10.54% |
61.49% |
283.14% |
433.52% |
S&P
500®
Index |
-18.11% |
9.42% |
12.56% |
8.82% |
56.88% |
226.54% |
310.58% |
Nasdaq-100
Index® |
-32.38% |
12.36% |
16.45% |
12.73% |
79.07% |
358.37% |
639.93% |
|
|
Average
Annual |
Cumulative | ||||
|
1
Year |
5
Years |
10
Years |
Inception
(2/8/2007) |
5
Years |
10
Years |
Inception
(2/8/2007) |
Fund
Performance |
|
|
|
|
|
|
|
Net Asset
Value |
-12.85% |
10.01% |
12.48% |
9.31% |
61.15% |
224.09% |
311.70% |
Market
Price |
-12.82% |
10.02% |
12.47% |
9.32% |
61.19% |
223.91% |
311.98% |
Index
Performance |
|
|
|
|
|
|
|
Nasdaq-100
Ex-Tech SectorTM
Index |
-12.52% |
10.64% |
13.15% |
9.98% |
65.79% |
243.92% |
353.21% |
Russell
1000®
Index |
-19.13% |
9.13% |
12.37% |
8.45% |
54.80% |
221.09% |
263.02% |
Russell
3000®
Index |
-19.21% |
8.79% |
12.13% |
8.30% |
52.37% |
214.28% |
255.17% |
|
|
Average
Annual |
Cumulative | ||||
|
1
Year |
5
Years |
10
Years |
Inception
(4/19/2006) |
5
Years |
10
Years |
Inception
(4/19/2006) |
Fund
Performance |
|
|
|
|
|
|
|
Net Asset
Value |
-39.81% |
8.44% |
15.98% |
11.08% |
49.96% |
340.39% |
478.70% |
Market
Price |
-39.84% |
8.42% |
15.98% |
11.08% |
49.82% |
340.30% |
478.57% |
Index
Performance |
|
|
|
|
|
|
|
Nasdaq-100
Technology SectorTM
Index |
-39.48% |
9.10% |
16.70% |
11.78% |
54.54% |
368.57% |
542.13% |
S&P
500®
Index |
-18.11% |
9.42% |
12.56% |
8.82% |
56.88% |
226.54% |
310.58% |
S&P
500 Information Technology Index |
-28.19% |
15.81% |
18.33% |
12.98% |
108.30% |
437.99% |
667.58% |
|
|
Average
Annual |
Cumulative | ||||
|
1
Year |
5
Years |
10
Years |
Inception
(5/8/2007) |
5
Years |
10
Years |
Inception
(5/8/2007) |
Fund
Performance |
|
|
|
|
|
|
|
Net Asset
Value |
47.27% |
4.28% |
-9.06% |
-7.18% |
23.31% |
-61.32% |
-68.86% |
Market
Price |
47.36% |
4.28% |
-9.07% |
-7.18% |
23.32% |
-61.34% |
-68.86% |
Index
Performance |
|
|
|
|
|
|
|
ISE-Revere
Natural GasTM
Index |
48.06% |
3.87% |
-9.24% |
-7.07% |
20.89% |
-62.08% |
-68.24% |
S&P
Composite 1500® Energy
Index |
63.77% |
8.35% |
5.16% |
4.46% |
49.36% |
65.33% |
97.83% |
Russell
3000®
Index |
-19.21% |
8.79% |
12.13% |
8.15% |
52.37% |
214.28% |
240.95% |
|
|
Average
Annual |
Cumulative | ||||
|
1
Year |
5
Years |
10
Years |
Inception
(6/19/2006) |
5
Years |
10
Years |
Inception
(6/19/2006) |
Fund
Performance |
|
|
|
|
|
|
|
Net Asset
Value |
-4.60% |
4.41% |
12.89% |
13.26% |
24.09% |
236.08% |
683.07% |
Market
Price |
-4.67% |
4.40% |
12.90% |
13.25% |
24.04% |
236.51% |
682.71% |
Index
Performance |
|
|
|
|
|
|
|
NYSE®
Arca®
Biotechnology Index |
-4.04% |
4.89% |
13.39% |
13.84% |
26.97% |
251.21% |
752.37% |
S&P
Composite 1500® Health
Care Index |
-3.31% |
12.27% |
15.09% |
11.80% |
78.33% |
307.71% |
532.25% |
Nasdaq®
Biotechnology Index |
-10.12% |
5.32% |
11.95% |
11.69% |
29.59% |
209.08% |
522.16% |
S&P
500®
Index |
-18.11% |
9.42% |
12.56% |
9.26% |
56.88% |
226.54% |
332.21% |
|
|
Average
Annual |
Cumulative | ||||
|
1
Year |
5
Years |
10
Years |
Inception
(5/8/2007) |
5
Years |
10
Years |
Inception
(5/8/2007) |
Fund
Performance |
|
|
|
|
|
|
|
Net Asset
Value |
-24.63% |
3.18% |
5.83% |
3.85% |
16.96% |
76.30% |
80.62% |
Market
Price |
-24.68% |
3.18% |
5.83% |
3.85% |
16.92% |
76.23% |
80.56% |
Index
Performance |
|
|
|
|
|
|
|
S&P
United States REIT Index(1) |
-24.36% |
3.68% |
6.37% |
N/A |
19.80% |
85.47% |
N/A |
FTSE
EPRA/NAREIT North America Index |
-24.84% |
2.97% |
5.64% |
3.95% |
15.76% |
73.02% |
83.27% |
Russell
3000®
Index |
-19.21% |
8.79% |
12.13% |
8.15% |
52.37% |
214.28% |
240.95% |
|
|
Average
Annual |
Cumulative | ||||
|
1
Year |
5
Years |
10
Years |
Inception
(4/12/2006) |
5
Years |
10
Years |
Inception
(4/12/2006) |
Fund
Performance |
|
|
|
|
|
|
|
Net Asset
Value |
-35.05% |
3.56% |
10.57% |
9.38% |
19.12% |
173.09% |
347.68% |
Market
Price |
-35.15% |
3.51% |
10.50% |
9.37% |
18.83% |
171.45% |
347.01% |
Index
Performance |
|
|
|
|
|
|
|
IPOX®-100 U.S.
Index |
-34.76% |
4.03% |
11.13% |
9.99% |
21.85% |
187.35% |
391.10% |
S&P
500®
Index |
-18.11% |
9.42% |
12.56% |
8.92% |
56.88% |
226.54% |
317.57% |
Russell
3000®
Index |
-19.21% |
8.79% |
12.13% |
8.72% |
52.37% |
214.28% |
304.54% |
|
|
Average
Annual |
Cumulative | ||||
|
1
Year |
5
Years |
10
Years |
Inception
(8/19/2003) |
5
Years |
10
Years |
Inception
(8/19/2003) |
Fund
Performance |
|
|
|
|
|
|
|
Net Asset
Value |
-5.24% |
7.65% |
11.23% |
9.47% |
44.59% |
189.85% |
476.39% |
Market
Price |
-5.26% |
7.64% |
11.23% |
9.47% |
44.49% |
189.84% |
476.38% |
Index
Performance |
|
|
|
|
|
|
|
Value
Line® Dividend
Index(1),(2) |
-4.60% |
8.52% |
12.13% |
N/A |
50.52% |
214.13% |
N/A |
S&P
500®
Index |
-18.11% |
9.42% |
12.56% |
9.33% |
56.88% |
226.54% |
462.66% |
S&P
500® Value
Index |
-5.22% |
7.58% |
10.86% |
8.36% |
44.13% |
180.38% |
373.73% |
Dow Jones
U.S. Select Dividend IndexSM (2) |
2.31% |
8.38% |
11.92% |
N/A |
49.51% |
208.30% |
N/A |
|
|
Average
Annual |
Cumulative | ||||
|
1
Year |
5
Years |
10
Years |
Inception
(5/8/2007) |
5
Years |
10
Years |
Inception
(5/8/2007) |
Fund
Performance |
|
|
|
|
|
|
|
Net Asset
Value |
-15.65% |
10.99% |
12.61% |
10.03% |
68.44% |
227.86% |
346.53% |
Market
Price |
-15.69% |
10.97% |
12.59% |
10.03% |
68.27% |
227.48% |
346.34% |
Index
Performance |
|
|
|
|
|
|
|
ISE Clean
Edge WaterTM
Index |
-15.17% |
11.74% |
13.32% |
10.75% |
74.17% |
249.08% |
394.00% |
Russell
3000®
Index |
-19.21% |
8.79% |
12.13% |
8.15% |
52.37% |
214.28% |
240.95% |
|
Year
Ended December 31, | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net
asset value, beginning of period |
$84.52 |
$67.55 |
$60.37 |
$48.29 |
$50.95 |
Income
from investment operations: |
|
|
|
|
|
Net
investment income (loss) |
0.90 |
0.91 |
0.63 |
0.76 |
0.60 |
Net
realized and unrealized gain (loss) |
(9.63) |
16.95 |
7.18 |
12.08 |
(2.65) |
Total
from investment operations |
(8.73) |
17.86 |
7.81 |
12.84 |
(2.05) |
Distributions
paid to shareholders from: |
|
|
|
|
|
Net
investment income |
(0.92) |
(0.89) |
(0.63) |
(0.76) |
(0.61) |
Net
asset value, end of period |
$74.87 |
$84.52 |
$67.55 |
$60.37 |
$48.29 |
Total
Return(a) |
(10.28)% |
26.61% |
13.07% |
26.72% |
(4.09)% |
Ratios/supplemental
data: |
|
|
|
|
|
Net
assets, end of period (in 000’s) |
$8,692,148 |
$9,491,932 |
$7,021,909 |
$3,392,623 |
$1,376,131 |
Ratios
to average net assets: |
|
|
|
|
|
Ratio of
total expenses to average net assets |
0.55% |
0.55% |
0.56% |
0.58% |
0.60% |
Ratio of
net expenses to average net assets |
0.55% |
0.55% |
0.56% |
0.58% |
0.60% |
Ratio of
net investment income (loss) to average net
assets |
1.21% |
1.23% |
1.10% |
1.46% |
1.30% |
Portfolio
turnover rate(b) |
135% |
117% |
133% |
125% |
117% |
|
Year
Ended December 31, | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net
asset value, beginning of period |
$226.02 |
$212.37 |
$139.12 |
$116.66 |
$109.82 |
Income
from investment operations: |
|
|
|
|
|
Net
investment income (loss) |
(0.48) |
(0.73) |
(0.34) |
(0.14) |
(0.35) |
Net
realized and unrealized gain (loss) |
(102.39) |
14.38 |
73.59 |
22.60 |
7.19 |
Total
from investment operations |
(102.87) |
13.65 |
73.25 |
22.46 |
6.84 |
Distributions
paid to shareholders from: |
|
|
|
|
|
Net
investment income |
— |
— |
— |
— |
— |
Net
asset value, end of period |
$123.15 |
$226.02 |
$212.37 |
$139.12 |
$116.66 |
Total
Return(a) |
(45.51)% |
6.43% |
52.65% |
19.26% |
6.23% |
Ratios/supplemental
data: |
|
|
|
|
|
Net
assets, end of period (in 000’s) |
$3,552,840 |
$9,967,573 |
$11,075,029 |
$7,853,367 |
$7,016,807 |
Ratios
to average net assets: |
|
|
|
|
|
Ratio of
total expenses to average net assets |
0.52% |
0.51% |
0.51% |
0.52% |
0.52% |
Ratio of
net expenses to average net assets |
0.52% |
0.51% |
0.51% |
0.52% |
0.52% |
Ratio of
net investment income (loss) to average net
assets |
(0.26)% |
(0.30)% |
(0.20)% |
(0.10)% |
(0.27)% |
Portfolio
turnover rate(b) |
24% |
19% |
39% |
28% |
21% |
|
Year
Ended December 31, | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net
asset value, beginning of period |
$63.87 |
$47.94 |
$51.09 |
$40.76 |
$47.21 |
Income
from investment operations: |
|
|
|
|
|
Net
investment income (loss) |
1.00 |
0.64 |
0.80 |
0.66 |
0.56 |
Net
realized and unrealized gain (loss) |
(8.42) |
15.98 |
(3.15) |
10.37 |
(6.50) |
Total
from investment operations |
(7.42) |
16.62 |
(2.35) |
11.03 |
(5.94) |
Distributions
paid to shareholders from: |
|
|
|
|
|
Net
investment income |
(1.00) |
(0.69) |
(0.80) |
(0.70) |
(0.51) |
Net
asset value, end of period |
$55.45 |
$63.87 |
$47.94 |
$51.09 |
$40.76 |
Total
Return(a) |
(11.56)% |
34.71% |
(4.25)% |
27.25% |
(12.68)% |
Ratios/supplemental
data: |
|
|
|
|
|
Net
assets, end of period (in 000’s) |
$144,442 |
$188,737 |
$122,482 |
$156,067 |
$138,777 |
Ratios
to average net assets: |
|
|
|
|
|
Ratio of
total expenses to average net assets |
0.69% |
0.69% |
0.71% |
0.70% |
0.73% |
Ratio of
net expenses to average net assets |
0.60% |
0.60% |
0.60% |
0.60% |
0.60% |
Ratio of
net investment income (loss) to average net assets |
1.72% |
1.10% |
1.88% |
1.42% |
1.29% |
Portfolio
turnover rate(b) |
84% |
95% |
95% |
64% |
75% |
|
Year
Ended December 31, | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net
asset value, beginning of period |
$17.17 |
$8.80 |
$12.05 |
$14.69 |
$22.75 |
Income
from investment operations: |
|
|
|
|
|
Net
investment income (loss) |
0.69 |
0.20 |
0.10 |
0.10 |
0.02 |
Net
realized and unrealized gain (loss) |
7.38 |
8.47 |
(3.01) |
(2.39) |
(7.86) |
Total
from investment operations |
8.07 |
8.67 |
(2.91) |
(2.29) |
(7.84) |
Distributions
paid to shareholders from: |
|
|
|
|
|
Net
investment income |
(0.74) |
(0.30) |
— |
(0.11) |
— |
Return of
capital |
— |
— |
(0.34) |
(0.24) |
(0.22) |
Total
distributions |
(0.74) |
(0.30) |
(0.34) |
(0.35) |
(0.22) |
Net
asset value, end of period |
$24.50 |
$17.17 |
$8.80 |
$12.05 |
$14.69 |
Total
Return(a) |
47.27% |
98.69% |
(23.22)% |
(15.87)% |
(34.77)% |
Ratios/supplemental
data: |
|
|
|
|
|
Net
assets, end of period (in 000’s) |
$888,144 |
$423,225 |
$103,429 |
$95,209 |
$88,874 |
Ratios
to average net assets: |
|
|
|
|
|
Ratio of
total expenses to average net assets |
0.60% |
0.62%(b) |
0.67% |
0.65% |
0.63% |
Ratio of
net expenses to average net assets |
0.60% |
0.61%(b) |
0.60% |
0.60% |
0.60% |
Ratio of
net investment income (loss) to average net assets |
2.82% |
1.41% |
1.48% |
0.65% |
0.07% |
Portfolio
turnover rate(c) |
39% |
42% |
103% |
61% |
47% |
|
Year
Ended December 31, | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net
asset value, beginning of period |
$94.74 |
$72.13 |
$59.91 |
$43.96 |
$48.58 |
Income
from investment operations: |
|
|
|
|
|
Net
investment income (loss) |
0.53 |
0.36 |
0.38 |
0.32 |
0.35 |
Net
realized and unrealized gain (loss) |
(15.39) |
22.60 |
12.24 |
15.96 |
(4.65) |
Total
from investment operations |
(14.86) |
22.96 |
12.62 |
16.28 |
(4.30) |
Distributions
paid to shareholders from: |
|
|
|
|
|
Net
investment income |
(0.53) |
(0.35) |
(0.40) |
(0.33) |
(0.32) |
Net
asset value, end of period |
$79.35 |
$94.74 |
$72.13 |
$59.91 |
$43.96 |
Total
Return(a) |
(15.65)% |
31.89% |
21.20% |
37.11% |
(8.89)% |
Ratios/supplemental
data: |
|
|
|
|
|
Net
assets, end of period (in 000’s) |
$1,249,781 |
$1,605,791 |
$688,794 |
$536,168 |
$290,107 |
Ratios
to average net assets: |
|
|
|
|
|
Ratio of
total expenses to average net assets |
0.53% |
0.53% |
0.54% |
0.55% |
0.55% |
Ratio of
net expenses to average net assets |
0.53% |
0.53% |
0.54% |
0.55% |
0.55% |
Ratio of
net investment income (loss) to average net assets |
0.66% |
0.47% |
0.66% |
0.61% |
0.72% |
Portfolio
turnover rate(b) |
13% |
15% |
15% |
12% |
11% |
|
Year
Ended December 31, | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net
asset value, beginning of period |
$35.54 |
$29.59 |
$32.58 |
$27.24 |
$30.06 |
Income
from investment operations |
|
|
|
|
|
Net
investment income (loss) |
1.30 |
1.29 |
1.32 |
1.22 |
1.09 |
Net
realized and unrealized gain (loss) |
1.01 |
5.95 |
(2.98) |
5.34 |
(2.83) |
Total
from investment operations |
2.31 |
7.24 |
(1.66) |
6.56 |
(1.74) |
Distributions
paid to shareholders from: |
|
|
|
|
|
Net
investment income |
(1.31) |
(1.29) |
(1.33) |
(1.22) |
(1.08) |
Net
asset value, end of period |
$36.54 |
$35.54 |
$29.59 |
$32.58 |
$27.24 |
Total
Return(a) |
6.71% |
24.76% |
(4.42)% |
24.36% |
(5.87)% |
Ratios/supplemental
data: |
|
|
|
|
|
Net
assets, end of period (in 000’s) |
$4,801,817 |
$1,762,910 |
$1,399,483 |
$1,841,000 |
$1,386,483 |
Ratios
to average net assets: |
|
|
|
|
|
Ratio of
total expenses to average net assets |
0.45% |
0.46% |
0.46% |
0.46% |
0.47% |
Ratio of
net expenses to average net assets |
0.45% |
0.45% |
0.45% |
0.45% |
0.45% |
Ratio of
net investment income (loss) to average net
assets |
4.15% |
3.90% |
4.73% |
4.06% |
3.70% |
Portfolio
turnover rate(b) |
60% |
59% |
63% |
39% |
39% |
|
Year
Ended December 31, | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net
asset value, beginning of period |
$118.42 |
$100.88 |
$73.78 |
$54.61 |
$57.88 |
Income
from investment operations: |
|
|
|
|
|
Net
investment income (loss) |
0.60 |
0.28 |
0.34 |
0.36 |
0.32 |
Net
realized and unrealized gain (loss) |
(29.74) |
17.54 |
27.11 |
19.16 |
(3.29)(a) |
Total
from investment operations |
(29.14) |
17.82 |
27.45 |
19.52 |
(2.97) |
Distributions
paid to shareholders from: |
|
|
|
|
|
Net
investment income |
(0.59) |
(0.28) |
(0.35) |
(0.35) |
(0.30) |
Net
asset value, end of period |
$88.69 |
$118.42 |
$100.88 |
$73.78 |
$54.61 |
Total
Return(b) |
(24.62)% |
17.67% |
37.35% |
35.78% |
(5.16)%(a) |
Ratios/supplemental
data: |
|
|
|
|
|
Net
assets, end of period (in 000’s) |
$1,086,493 |
$1,391,414 |
$1,175,270 |
$907,438 |
$461,464 |
Ratios
to average net assets: |
|
|
|
|
|
Ratio of
total expenses to average net assets |
0.58% |
0.57% |
0.58% |
0.59% |
0.60% |
Ratio of
net expenses to average net assets |
0.58% |
0.57% |
0.58% |
0.59% |
0.60% |
Ratio of
net investment income (loss) to average net assets |
0.61% |
0.25% |
0.41% |
0.56% |
0.52% |
Portfolio
turnover rate(c) |
33% |
23% |
28% |
29% |
27% |
|
Year
Ended December 31, | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net
asset value, beginning of period |
$88.47 |
$79.43 |
$58.39 |
$45.66 |
$48.53 |
Income
from investment operations: |
|
|
|
|
|
Net
investment income (loss) |
0.66 |
0.35 |
0.22 |
0.20 |
0.18 |
Net
realized and unrealized gain (loss) |
(12.04) |
9.00 |
21.04 |
12.73 |
(2.88) |
Total
from investment operations |
(11.38) |
9.35 |
21.26 |
12.93 |
(2.70) |
Distributions
paid to shareholders from: |
|
|
|
|
|
Net
investment income |
(0.70) |
(0.31) |
(0.22) |
(0.20) |
(0.17) |
Net
asset value, end of period |
$76.39 |
$88.47 |
$79.43 |
$58.39 |
$45.66 |
Total
Return(a) |
(12.85)% |
11.80% |
36.48% |
28.35% |
(5.58)% |
Ratios/supplemental
data: |
|
|
|
|
|
Net
assets, end of period (in 000’s) |
$133,682 |
$137,135 |
$146,938 |
$102,183 |
$77,618 |
Ratios
to average net assets: |
|
|
|
|
|
Ratio of
total expenses to average net assets |
0.63% |
0.62% |
0.62% |
0.64% |
0.64% |
Ratio of
net expenses to average net assets |
0.60% |
0.60% |
0.60% |
0.60% |
0.60% |
Ratio of
net investment income (loss) to average net assets |
0.86% |
0.40% |
0.34% |
0.38% |
0.34% |
Portfolio
turnover rate(b) |
35% |
25% |
35% |
31% |
26% |
|
Year
Ended December 31, | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net
asset value, beginning of period |
$175.32 |
$138.14 |
$100.08 |
$67.97 |
$71.92 |
Income
from investment operations: |
|
|
|
|
|
Net
investment income (loss) |
0.18 |
0.02 |
0.58 |
0.70 |
0.65 |
Net
realized and unrealized gain (loss) |
(69.98) |
37.19 |
38.09 |
32.09 |
(3.98) |
Total
from investment operations |
(69.80) |
37.21 |
38.67 |
32.79 |
(3.33) |
Distributions
paid to shareholders from: |
|
|
|
|
|
Net
investment income |
(0.16) |
(0.03) |
(0.61) |
(0.68) |
(0.62) |
Net
asset value, end of period |
$105.36 |
$175.32 |
$138.14 |
$100.08 |
$67.97 |
Total
Return(a) |
(39.81)% |
26.94% |
38.82% |
48.36% |
(4.70)% |
Ratios/supplemental
data: |
|
|
|
|
|
Net
assets, end of period (in 000’s) |
$1,359,137 |
$4,049,807 |
$3,349,911 |
$2,912,388 |
$1,950,669 |
Ratios
to average net assets: |
|
|
|
|
|
Ratio of
total expenses to average net assets |
0.57% |
0.56% |
0.57% |
0.57% |
0.57% |
Ratio of
net expenses to average net assets |
0.57% |
0.56% |
0.57% |
0.57% |
0.57% |
Ratio of
net investment income (loss) to average net
assets |
0.12% |
0.01% |
0.50% |
0.82% |
0.84% |
Portfolio
turnover rate(b) |
28% |
25% |
31% |
23% |
21% |
|
Year
Ended December 31, | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net
asset value, beginning of period |
$58.97 |
$44.75 |
$51.91 |
$43.16 |
$52.34 |
Income
from investment operations: |
|
|
|
|
|
Net
investment income (loss) |
1.10 |
1.01 |
1.11 |
1.04 |
0.81 |
Net
realized and unrealized gain (loss) |
(6.24) |
14.20 |
(7.13) |
8.72 |
(9.17) |
Total
from investment operations |
(5.14) |
15.21 |
(6.02) |
9.76 |
(8.36) |
Distributions
paid to shareholders from: |
|
|
|
|
|
Net
investment income |
(1.11) |
(0.99) |
(1.14) |
(1.01) |
(0.82) |
Net
asset value, end of period |
$52.72 |
$58.97 |
$44.75 |
$51.91 |
$43.16 |
Total
Return(a) |
(8.70)% |
34.08% |
(11.00)% |
22.80% |
(16.14)% |
Ratios/supplemental
data: |
|
|
|
|
|
Net
assets, end of period (in 000’s) |
$187,140 |
$117,947 |
$85,020 |
$142,752 |
$228,762 |
Ratios
to average net assets: |
|
|
|
|
|
Ratio of
total expenses to average net assets |
0.62% |
0.63% |
0.64% |
0.60% |
0.60% |
Ratio of
net expenses to average net assets |
0.60% |
0.60% |
0.60% |
0.60% |
0.60% |
Ratio of
net investment income (loss) to average net assets |
2.11% |
1.82% |
2.75% |
1.98% |
1.50% |
Portfolio
turnover rate(b) |
18% |
23% |
14% |
15% |
11% |
|
Year
Ended December 31, | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net
asset value, beginning of period |
$67.96 |
$70.17 |
$24.91 |
$17.63 |
$20.28 |
Income
from investment operations: |
|
|
|
|
|
Net
investment income (loss) |
0.07 |
(0.13) |
0.11 |
0.13 |
0.12 |
Net
realized and unrealized gain (loss) |
(20.70) |
(2.07) |
45.36 |
7.36 |
(2.59) |
Total
from investment operations |
(20.63) |
(2.20) |
45.47 |
7.49 |
(2.47) |
Distributions
paid to shareholders from: |
|
|
|
|
|
Net
investment income |
(0.15) |
(0.01) |
(0.21) |
(0.21) |
(0.11) |
Return of
capital |
— |
— |
— |
— |
(0.07) |
Total
distributions |
(0.15) |
(0.01) |
(0.21) |
(0.21) |
(0.18) |
Net
asset value, end of period |
$47.18 |
$67.96 |
$70.17 |
$24.91 |
$17.63 |
Total
Return(a) |
(30.37)% |
(3.14)% |
183.52% |
42.69% |
(12.22)% |
Ratios/supplemental
data: |
|
|
|
|
|
Net
assets, end of period (in 000’s) |
$1,573,504 |
$2,823,661 |
$1,999,803 |
$144,467 |
$83,731 |
Ratios
to average net assets: |
|
|
|
|
|
Ratio of
total expenses to average net assets |
0.58% |
0.58% |
0.60% |
0.63% |
0.65% |
Ratio of
net expenses to average net assets |
0.58% |
0.58% |
0.60% |
0.60% |
0.60% |
Ratio of
net investment income (loss) to average net assets |
0.10% |
(0.24)% |
0.04% |
0.58% |
0.59% |
Portfolio
turnover rate(b) |
36% |
28% |
43% |
26% |
45% |
|
Year
Ended December 31, | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net
asset value, beginning of period |
$161.97 |
$168.08 |
$148.84 |
$124.26 |
$124.52 |
Income
from investment operations: |
|
|
|
|
|
Net
investment income (loss) |
(0.37) |
(0.42) |
(0.45) |
(0.51) |
(0.22) |
Net
realized and unrealized gain (loss) |
(7.08) |
(5.69) |
19.69 |
25.09 |
(0.04) |
Total
from investment operations |
(7.45) |
(6.11) |
19.24 |
24.58 |
(0.26) |
Distributions
paid to shareholders from: |
|
|
|
|
|
Net
investment income |
— |
— |
— |
— |
— |
Net
asset value, end of period |
$154.52 |
$161.97 |
$168.08 |
$148.84 |
$124.26 |
Total
Return(a) |
(4.60)% |
(3.64)% |
12.93% |
19.78% |
(0.21)% |
Ratios/supplemental
data: |
|
|
|
|
|
Net
assets, end of period (in 000’s) |
$1,483,355 |
$1,708,757 |
$2,042,173 |
$1,800,927 |
$2,342,213 |
Ratios
to average net assets: |
|
|
|
|
|
Ratio of
total expenses to average net assets |
0.56% |
0.55% |
0.55% |
0.55% |
0.57% |
Ratio of
net expenses to average net assets |
0.56% |
0.55% |
0.55% |
0.55% |
0.57% |
Ratio of
net investment income (loss) to average net
assets |
(0.25)% |
(0.23)% |
(0.28)% |
(0.25)% |
(0.21)% |
Portfolio
turnover rate(b) |
39% |
39% |
26% |
31% |
37% |
|
Year
Ended December 31, | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net
asset value, beginning of period |
$32.59 |
$23.23 |
$26.14 |
$21.63 |
$23.28 |
Income
from investment operations: |
|
|
|
|
|
Net
investment income (loss) |
0.53 |
0.50 |
0.52 |
0.56 |
0.69 |
Net
realized and unrealized gain (loss) |
(8.54) |
9.33 |
(2.72) |
4.55 |
(1.65) |
Total
from investment operations |
(8.01) |
9.83 |
(2.20) |
5.11 |
(0.96) |
Distributions
paid to shareholders from: |
|
|
|
|
|
Net
investment income |
(0.60) |
(0.47) |
(0.71) |
(0.60) |
(0.69) |
Net
asset value, end of period |
$23.98 |
$32.59 |
$23.23 |
$26.14 |
$21.63 |
Total
Return(a) |
(24.63)% |
42.52% |
(8.10)% |
23.67% |
(4.19)% |
Ratios/supplemental
data: |
|
|
|
|
|
Net
assets, end of period (in 000’s) |
$133,098 |
$236,309 |
$74,344 |
$198,642 |
$115,696 |
Ratios
to average net assets: |
|
|
|
|
|
Ratio of
total expenses to average net assets |
0.50% |
0.51% |
0.52% |
0.51% |
0.52% |
Ratio of
net expenses to average net assets |
0.50% |
0.50% |
0.50% |
0.50% |
0.50% |
Ratio of
net investment income (loss) to average net assets |
1.84% |
2.04% |
2.04% |
2.40% |
3.05% |
Portfolio
turnover rate(b) |
8% |
6% |
6% |
10% |
10% |
|
Year
Ended December 31, | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net
asset value, beginning of period |
$122.49 |
$118.32 |
$80.41 |
$62.07 |
$68.18 |
Income
from investment operations: |
|
|
|
|
|
Net
investment income (loss) |
0.90 |
0.08 |
0.24 |
0.58 |
0.52 |
Net
realized and unrealized gain (loss) |
(43.81) |
4.26 |
38.01 |
18.30 |
(6.08) |
Total
from investment operations |
(42.91) |
4.34 |
38.25 |
18.88 |
(5.56) |
Distributions
paid to shareholders from: |
|
|
|
|
|
Net
investment income |
(0.85) |
(0.17) |
(0.34) |
(0.54) |
(0.55) |
Net
asset value, end of period |
$78.73 |
$122.49 |
$118.32 |
$80.41 |
$62.07 |
Total
Return(a) |
(35.05)% |
3.67% |
47.76% |
30.45% |
(8.22)% |
Ratios/supplemental
data: |
|
|
|
|
|
Net
assets, end of period (in 000’s) |
$803,094 |
$1,855,705 |
$1,946,373 |
$1,330,835 |
$912,479 |
Ratios
to average net assets: |
|
|
|
|
|
Ratio of
total expenses to average net assets |
0.58% |
0.57% |
0.57% |
0.58% |
0.59% |
Ratio of
net expenses to average net assets |
0.58% |
0.57% |
0.57% |
0.58% |
0.59% |
Ratio of
net investment income (loss) to average net assets |
0.86% |
0.07% |
0.26% |
0.79% |
0.74% |
Portfolio
turnover rate(b) |
115% |
85% |
75% |
81% |
57% |
|
Year
Ended December 31, | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net
asset value, beginning of period |
$43.00 |
$35.10 |
$36.03 |
$29.07 |
$30.84 |
Income
from investment operations: |
|
|
|
|
|
Net
investment income (loss) |
0.82 |
0.74 |
0.79 |
0.73 |
0.73 |
Net
realized and unrealized gain (loss) |
(3.10) |
7.91 |
(0.91) |
6.96 |
(1.77) |
Total
from investment operations |
(2.28) |
8.65 |
(0.12) |
7.69 |
(1.04) |
Distributions
paid to shareholders from: |
|
|
|
|
|
Net
investment income |
(0.83) |
(0.75) |
(0.81) |
(0.73) |
(0.73) |
Net
asset value, end of period |
$39.89 |
$43.00 |
$35.10 |
$36.03 |
$29.07 |
Total
Return(a) |
(5.24)% |
24.86% |
(0.04)% |
26.60% |
(3.44)% |
Ratios/supplemental
data: |
|
|
|
|
|
Net
assets, end of period (in 000’s) |
$12,442,671 |
$12,954,187 |
$10,149,204 |
$9,665,219 |
$4,374,483 |
Ratios
to average net assets: |
|
|
|
|
|
Ratio of
total expenses to average net assets |
0.65% |
0.67% |
0.70% |
0.71% |
0.72% |
Ratio of
net expenses to average net assets |
0.65% |
0.67% |
0.70% |
0.70% |
0.70% |
Ratio of
net investment income (loss) to average net
assets |
2.04% |
1.91% |
2.47% |
2.36% |
2.40% |
Portfolio
turnover rate(b) |
53% |
47% |
86% |
53% |
58% |
First
Trust
Exchange-Traded
Fund |