Global X
Alternative Income ETF (ticker: ALTY) |
Global X
S&P 500®
Quality Dividend ETF (ticker: QDIV) |
Global X
U.S. Preferred ETF (ticker: PFFD) |
Global X
Variable Rate Preferred ETF (ticker: PFFV) |
Global X
MLP ETF (ticker: MLPA) |
Global X
MLP & Energy Infrastructure ETF (ticker: MLPX) |
Global X
Conscious Companies ETF (ticker: KRMA) |
Global X
Adaptive U.S. Factor ETF (ticker: AUSF) |
Global X
Adaptive U.S. Risk Management ETF (ticker: ONOF) |
Global X
Founder-Run Companies ETF (ticker: BOSS) |
Table
of Contents |
Schedules of Investments |
|
Global X Alternative Income
ETF |
1 |
Global X S&P 500®
Quality Dividend ETF |
4 |
Global X U.S. Preferred
ETF |
8 |
Global X Variable Rate
Preferred ETF |
21 |
Global X MLP ETF |
28 |
Global X MLP & Energy
Infrastructure ETF |
30 |
Global X Conscious
Companies ETF |
33 |
Global X Adaptive U.S.
Factor ETF |
41 |
Global X Adaptive U.S. Risk
Management ETF |
48 |
Global X Founder-Run
Companies ETF |
66 |
Statements of Assets and Liabilities |
71 |
Statements of Operations |
74 |
Statements of Changes in Net Assets |
77 |
Financial Highlights |
83 |
Notes to Financial Statements |
91 |
Disclosure of Fund Expenses |
112 |
Liquidity Risk Management Program |
114 |
Supplemental Information |
115 |
Schedule
of Investments |
May
31, 2022 (Unaudited) | |
Global
X Alternative Income ETF |
Shares |
Value |
|||||||
COMMON STOCK —
10.9% |
||||||||
Utilities — 10.9% |
||||||||
Consolidated
Edison |
5,280 |
$ |
524,093 |
|||||
Dominion
Energy |
5,884 |
495,550 |
||||||
Duke
Energy |
4,409 |
496,101 |
||||||
Edison
International |
7,011 |
490,139 |
||||||
Entergy |
4,212 |
506,788 |
||||||
OGE
Energy |
12,057 |
497,954 |
||||||
PPL |
17,215 |
519,549 |
||||||
Southern |
6,788 |
513,580 |
||||||
TOTAL COMMON STOCK |
||||||||
(Cost $3,331,210) |
4,043,754 |
|||||||
EXCHANGE TRADED FUNDS —
79.4% |
||||||||
Global X
Emerging Markets Bond ETF (A) |
331,332 |
7,489,760 |
||||||
Global X
Nasdaq 100 Covered Call ETF (A)
(B) |
379,159 |
6,836,237 |
||||||
Global X
SuperDividend® REIT ETF (A)
(B) |
865,048 |
7,499,966 |
||||||
Global X
U.S. Preferred ETF (A) |
338,320 |
7,527,620 |
||||||
TOTAL EXCHANGE TRADED FUNDS |
||||||||
(Cost $35,024,097) |
29,353,583 |
Schedule
of Investments |
May
31, 2022 (Unaudited) | |
Global
X Alternative Income ETF |
Shares/Face
Amount |
Value |
|||||||
MASTER LIMITED PARTNERSHIPS
— 9.6% |
||||||||
Energy — 6.9% |
||||||||
Enterprise
Products Partners |
19,048 |
$ |
522,296 |
|||||
Holly
Energy Partners |
27,795 |
528,105 |
||||||
Magellan
Midstream Partners |
10,018 |
517,931 |
||||||
MPLX |
14,818 |
488,253 |
||||||
Sunoco |
12,181 |
502,344 |
||||||
2,558,929 |
||||||||
Industrials — 1.3% |
||||||||
Icahn
Enterprises |
9,463 |
485,925 |
||||||
Utilities — 1.4% |
||||||||
Suburban
Propane Partners |
30,539 |
520,690 |
||||||
TOTAL MASTER LIMITED PARTNERSHIPS |
||||||||
(Cost $2,241,495) |
3,565,544 |
|||||||
SHORT-TERM INVESTMENT(C)(D)
— 7.7% |
||||||||
Fidelity
Investments Money Market Government Portfolio, Cl Institutional,
0.600% |
||||||||
(Cost $2,839,036) |
2,839,036 |
2,839,036 |
||||||
REPURCHASE AGREEMENT(C)
— 7.1% |
||||||||
BNP Paribas |
||||||||
0.740%, dated
05/31/2022, to be repurchased on 06/01/2022, repurchase price $2,637,309
(collateralized by various U.S. Treasury Obligations, ranging
in par value $46,200 - $310,763, 0.250% - 2.750%, 09/30/2025 - 02/15/2028,
with a total market value of $2,670,325) |
||||||||
(Cost $2,637,254) |
$ |
2,637,254 |
2,637,254 |
|||||
TOTAL INVESTMENTS — 114.7% |
||||||||
(Cost $46,073,092) |
$ |
42,439,171 |
Schedule
of Investments |
May
31, 2022 (Unaudited) | |
Global
X Alternative Income ETF |
(A) |
Affiliated
investment. |
(B) |
This security or a partial
position of this security is on loan at May 31, 2022. The total value of
securities on loan at May 31, 2022 was $5,337,063. |
(C) |
Security was purchased
with cash collateral held from securities on loan. The total value of such
securities as of May 31, 2022 was $5,476,290. |
(D) |
The rate reported on the
Schedule of Investments is the 7-day effective yield as of May 31,
2022. |
Investments
in Securities |
Level
1 |
Level
2 |
Level
3 |
Total |
||||||||||||
Common
Stock |
$ |
4,043,754 |
$ |
— |
$ |
— |
$ |
4,043,754 |
||||||||
Exchange
Traded Funds |
29,353,583 |
— |
— |
29,353,583 |
||||||||||||
Master
Limited Partnerships |
3,565,544 |
— |
— |
3,565,544 |
||||||||||||
Short-Term
Investment |
2,839,036 |
— |
— |
2,839,036 |
||||||||||||
Repurchase
Agreement |
— |
2,637,254 |
— |
2,637,254 |
||||||||||||
Total
Investments in Securities |
$ |
39,801,917 |
$ |
2,637,254 |
$ |
— |
$ |
42,439,171 |
Value
at
11/30/2021 |
Purchases at
Cost |
Proceeds
from
Sales |
Changes
in Unrealized (Depreciation) |
Realized
Gain
(Loss) |
Value
at 5/31/2022 |
Shares |
Dividend
Income |
Capital
Gains | |||||||||||||||||||
Global X Emerging Markets Bond ETF |
$ |
7,042,394 |
$ |
1,884,121 |
$ |
(465,778 |
) |
$ |
(954,347 |
) |
$ |
(16,630 |
) |
$ |
7,489,760 |
331,332 |
$ |
206,192 |
$ |
3,307 | |||||||
Global X Nasdaq 100 Covered Call ETF |
$ |
7,381,232 |
$ |
1,533,650 |
$ |
(484,074 |
) |
$ |
(1,597,828 |
) |
$ |
3,257 |
$ |
6,836,237 |
379,159 |
$ |
524,837 |
— | |||||||||
Global X SuperDividend®
REIT ETF |
$ |
6,944,625 |
$ |
1,424,929 |
$ |
(484,364 |
) |
$ |
(426,257 |
) |
$ |
41,033 |
$ |
7,499,966 |
865,048 |
$ |
242,362 |
— | |||||||||
Global X U.S. Preferred ETF |
$ |
7,090,553 |
$ |
1,822,670 |
$ |
(466,796 |
) |
$ |
(904,652 |
) |
$ |
(14,155 |
) |
$ |
7,527,620 |
338,320 |
$ |
199,169 |
— | ||||||||
Totals: |
$ |
28,458,804 |
$ |
6,665,370 |
$ |
(1,901,012 |
) |
$ |
(3,883,084 |
) |
$ |
13,505 |
$ |
29,353,583 |
$ |
1,172,560 |
$ |
3,307 |
Schedule
of Investments |
May
31, 2022 (Unaudited) | |
Global
X S&P 500®
Quality Dividend ETF |
Shares |
Value |
|||||||
COMMON STOCK —
99.7% |
||||||||
Communication Services — 2.6% |
||||||||
Interpublic
Group |
22,131 |
$ |
713,282 |
|||||
Omnicom
Group |
11,735 |
875,548 |
||||||
1,588,830 |
||||||||
Consumer Discretionary — 8.1% |
||||||||
Best
Buy |
7,904 |
648,602 |
||||||
Garmin |
6,030 |
636,889 |
||||||
Genuine
Parts |
6,094 |
833,233 |
||||||
Newell
Brands |
36,730 |
787,491 |
||||||
Ralph
Lauren, Cl A |
6,739 |
681,246 |
||||||
Tapestry |
18,975 |
654,637 |
||||||
Whirlpool |
3,585 |
660,500 |
||||||
4,902,598 |
||||||||
Consumer Staples — 11.7% |
||||||||
Coca-Cola |
14,792 |
937,517 |
||||||
Hershey |
4,414 |
934,488 |
Schedule
of Investments |
May
31, 2022 (Unaudited) | |
Global
X S&P 500®
Quality Dividend ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Consumer Staples — continued |
||||||||
J M
Smucker |
6,217 |
$ |
779,425 |
|||||
Kraft
Heinz |
24,372 |
921,993 |
||||||
Molson
Coors Beverage, Cl B |
17,763 |
991,886 |
||||||
Mondelez
International, Cl A |
13,378 |
850,306 |
||||||
Procter
& Gamble |
5,352 |
791,454 |
||||||
Tyson
Foods, Cl A |
9,896 |
886,780 |
||||||
7,093,849 |
||||||||
Energy — 16.5% |
||||||||
Baker
Hughes, Cl A |
32,669 |
1,175,430 |
||||||
Chevron |
7,006 |
1,223,668 |
||||||
ConocoPhillips |
11,313 |
1,271,129 |
||||||
Coterra
Energy |
39,778 |
1,365,579 |
||||||
Diamondback
Energy |
7,484 |
1,137,718 |
||||||
EOG
Resources |
9,276 |
1,270,441 |
||||||
Exxon
Mobil |
13,188 |
1,266,048 |
||||||
Marathon
Petroleum |
12,904 |
1,313,498 |
||||||
10,023,511 |
||||||||
Financials — 22.0% |
||||||||
Bank of
America |
18,411 |
684,889 |
||||||
Cincinnati
Financial |
7,100 |
907,806 |
||||||
Citizens
Financial Group |
17,288 |
715,377 |
||||||
Comerica |
9,705 |
807,553 |
||||||
Discover
Financial Services |
7,019 |
796,586 |
||||||
Franklin
Resources |
24,088 |
652,303 |
||||||
Huntington
Bancshares |
53,700 |
745,356 |
||||||
Invesco |
35,433 |
685,274 |
||||||
JPMorgan
Chase |
5,163 |
682,704 |
||||||
M&T
Bank |
5,474 |
985,156 |
||||||
Northern
Trust |
6,933 |
774,763 |
||||||
PNC
Financial Services Group |
4,094 |
718,129 |
||||||
Regions
Financial |
36,901 |
815,143 |
||||||
Synchrony
Financial |
17,111 |
633,791 |
Schedule
of Investments |
May
31, 2022 (Unaudited) | |
Global
X S&P 500®
Quality Dividend ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Financials — continued |
||||||||
T
Rowe Price Group |
4,221 |
$ |
536,447 |
|||||
Truist
Financial |
13,823 |
687,556 |
||||||
US
Bancorp |
14,199 |
753,541 |
||||||
Zions
Bancorp |
12,964 |
739,467 |
||||||
13,321,841 |
||||||||
Health Care — 4.7% |
||||||||
Cardinal
Health |
17,159 |
966,395 |
||||||
Cigna |
3,867 |
1,037,478 |
||||||
Pfizer |
15,530 |
823,711 |
||||||
2,827,584 |
||||||||
Industrials — 15.8% |
||||||||
3M |
4,647 |
693,751 |
||||||
CH
Robinson Worldwide |
7,863 |
853,214 |
||||||
Cummins |
3,768 |
787,964 |
||||||
Eaton
PLC |
4,827 |
669,022 |
||||||
Fastenal |
12,782 |
684,604 |
||||||
General
Dynamics |
4,024 |
905,038 |
||||||
Honeywell
International |
3,926 |
760,152 |
||||||
Illinois
Tool Works |
3,405 |
708,478 |
||||||
L3Harris
Technologies |
3,813 |
918,552 |
||||||
Lockheed
Martin |
2,386 |
1,050,102 |
||||||
Snap-On |
3,770 |
836,488 |
||||||
United
Parcel Service, Cl B |
3,935 |
717,154 |
||||||
9,584,519 |
||||||||
Information Technology — 4.8% |
||||||||
Cisco
Systems |
13,842 |
623,582 |
||||||
Intel |
16,375 |
727,377 |
||||||
Paychex |
6,620 |
819,755 |
||||||
Texas
Instruments |
4,216 |
745,220 |
||||||
2,915,934 |
||||||||
Materials — 8.1% |
||||||||
Dow |
14,991 |
1,019,088 |
Schedule
of Investments |
May
31, 2022 (Unaudited) | |
Global
X S&P 500®
Quality Dividend ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Materials — continued |
||||||||
International
Paper |
17,865 |
$ |
865,559 |
|||||
LyondellBasell
Industries, Cl A |
9,140 |
1,044,245 |
||||||
Newmont |
14,808 |
1,004,723 |
||||||
Packaging
Corp of America |
6,427 |
1,010,839 |
||||||
4,944,454 |
||||||||
Real Estate — 3.8% |
||||||||
Equity
Residential ‡ |
9,547 |
733,496 |
||||||
Public
Storage ‡ |
2,374 |
784,939 |
||||||
Regency
Centers ‡ |
11,176 |
762,315 |
||||||
2,280,750 |
||||||||
Utilities — 1.6% |
||||||||
NRG
Energy |
21,099 |
971,398 |
||||||
TOTAL COMMON STOCK |
||||||||
(Cost $60,210,297) |
60,455,268 |
|||||||
TOTAL INVESTMENTS — 99.7% |
||||||||
(Cost $60,210,297) |
$ |
60,455,268 |
‡ |
Real Estate Investment
Trust |
Schedule
of Investments |
May
31, 2022 (Unaudited) | |
Global
X U.S. Preferred ETF |
Shares |
Value |
|||||||
PREFERRED STOCK —
99.7% |
||||||||
BERMUDA— 1.4% |
||||||||
Financials — 1.2% |
||||||||
Aspen
Insurance Holdings, 5.950%, ICE LIBOR USD 3 Month + 4.060% (A) |
153,923 |
$ |
3,846,536 |
|||||
Aspen
Insurance Holdings, 5.625% |
156,311 |
3,837,435 |
||||||
Aspen
Insurance Holdings, 5.625% |
156,593 |
3,772,325 |
||||||
PartnerRe,
4.875% (B) |
112,961 |
2,484,012 |
||||||
RenaissanceRe
Holdings, 5.750% |
147,027 |
3,588,929 |
||||||
RenaissanceRe
Holdings, 4.200% |
281,074 |
5,247,652 |
||||||
SiriusPoint,
8.000%, US Treas Yield Curve Rate T Note Const Mat 5 Yr + 7.298% (A) |
120,996 |
3,176,145 |
||||||
25,953,034 |
||||||||
Industrials — 0.2% |
||||||||
Triton
International, 6.875% |
98,149 |
2,551,874 |
Schedule
of Investments |
May
31, 2022 (Unaudited) | |
Global
X U.S. Preferred ETF |
Shares |
Value |
|||||||
PREFERRED STOCK —
continued |
||||||||
Industrials — continued |
||||||||
Triton
International, 5.750% |
93,511 |
$ |
2,166,650 |
|||||
4,718,524 |
||||||||
TOTAL
BERMUDA |
30,671,558 |
|||||||
CANADA— 1.3% |
||||||||
Financials — 0.3% |
||||||||
Brookfield
Finance, 4.625% |
237,628 |
4,619,488 |
||||||
Brookfield
Finance I UK, 4.500% |
126,665 |
2,442,101 |
||||||
7,061,589 |
||||||||
Utilities — 1.0% |
||||||||
Algonquin
Power & Utilities, 6.875%, ICE LIBOR USD 3 Month + 3.677% (A) |
177,193 |
4,592,843 |
||||||
Algonquin
Power & Utilities, 6.200%, ICE LIBOR USD 3 Month + 4.010% (A) |
194,644 |
5,010,137 |
||||||
Brookfield
BRP Holdings Canada, 4.875% |
164,497 |
3,350,804 |
||||||
Brookfield
BRP Holdings Canada, 4.625% |
208,643 |
3,974,649 |
||||||
Brookfield
Infrastructure Finance ULC, 5.000% |
150,645 |
3,085,210 |
||||||
Brookfield
Infrastructure Partners, 5.000% |
112,874 |
2,201,043 |
||||||
22,214,686 |
||||||||
TOTAL
CANADA |
29,276,275 |
|||||||
NETHERLANDS— 0.6% |
||||||||
Financials — 0.6% |
||||||||
Aegon,
5.100% |
546,924 |
12,639,414 |
||||||
TOTAL
NETHERLANDS |
12,639,414 |
|||||||
UNITED STATES—
96.4% |
||||||||
Communication Services — 6.1% |
||||||||
AT&T,
5.625% |
467,655 |
11,995,351 |
||||||
AT&T,
5.350% |
765,055 |
19,202,880 |
||||||
AT&T,
5.000% |
686,646 |
14,893,352 |
||||||
AT&T,
4.750% |
1,025,138 |
20,953,821 |
||||||
Paramount
Global, 5.750% |
147,270 |
7,487,207 |
Schedule
of Investments |
May
31, 2022 (Unaudited) | |
Global
X U.S. Preferred ETF |
Shares |
Value |
|||||||
PREFERRED STOCK —
continued |
||||||||
Communication Services — continued |
||||||||
Qwest,
6.750% |
388,231 |
$ |
9,496,130 |
|||||
Qwest,
6.500% |
554,661 |
13,444,983 |
||||||
Telephone
and Data Systems, 6.625% |
244,582 |
5,808,823 |
||||||
Telephone
and Data Systems, 6.000% |
391,576 |
8,277,917 |
||||||
United
States Cellular, 6.250% |
291,143 |
6,623,503 |
||||||
United
States Cellular, 5.500% |
291,138 |
6,041,114 |
||||||
United
States Cellular, 5.500% |
295,344 |
6,128,388 |
||||||
130,353,469 |
||||||||
Consumer Discretionary — 3.3% |
||||||||
Aptiv,
5.500% |
168,493 |
20,775,187 |
||||||
Brunswick,
6.375% |
128,788 |
3,375,533 |
||||||
Ford
Motor, 6.200% |
424,561 |
10,877,253 |
||||||
Ford
Motor, 6.000% |
473,653 |
11,898,163 |
||||||
Qurate
Retail, 8.000% |
182,457 |
12,370,585 |
||||||
QVC,
6.375% |
124,153 |
2,913,871 |
||||||
QVC,
6.250% |
291,283 |
6,501,437 |
||||||
68,712,029 |
||||||||
Energy — 1.4% |
||||||||
DCP
Midstream, 7.950%, ICE LIBOR USD 3 Month + 4.882% (A) |
69,557 |
1,725,709 |
||||||
DCP
Midstream, 7.875%, ICE LIBOR USD 3 Month + 4.919% (A) |
91,769 |
2,240,999 |
||||||
Energy
Transfer, 7.625%, ICE LIBOR USD 3 Month + 4.738% (A) |
259,098 |
6,091,394 |
||||||
Energy
Transfer, 7.600%, ICE LIBOR USD 3 Month + 5.161% (A) |
452,860 |
11,009,027 |
||||||
NuStar
Energy, 7.651%, ICE LIBOR USD 3 Month + 6.766% (A) |
122,787 |
2,910,052 |
||||||
NuStar
Logistics, 7.778%, ICE LIBOR USD 3 Month + 6.734% (A) |
234,370 |
5,892,062 |
||||||
29,869,243 |
||||||||
Financials — 62.1% |
||||||||
Affiliated
Managers Group, 5.875% (B) |
167,428 |
4,227,557 |
Schedule
of Investments |
May
31, 2022 (Unaudited) | |
Global
X U.S. Preferred ETF |
Shares |
Value |
|||||||
PREFERRED STOCK —
continued |
||||||||
Financials — continued |
||||||||
Affiliated
Managers Group, 4.750% |
160,654 |
$ |
3,389,799 |
|||||
Affiliated
Managers Group, 4.200% |
107,500 |
2,033,900 |
||||||
Allstate,
5.625% |
338,881 |
8,709,242 |
||||||
Allstate,
5.100% (B) |
675,169 |
16,318,835 |
||||||
Allstate,
4.750% (B) |
179,398 |
4,355,783 |
||||||
American
Equity Investment Life Holding, 6.625%, US Treas Yield Curve Rate T Note
Const Mat 5 Yr + 6.297% (A) |
174,511 |
4,483,188 |
||||||
American
Equity Investment Life Holding, 5.950%, US Treas Yield Curve Rate T Note
Const Mat 5 Yr + 4.322% (A) |
232,949 |
5,781,794 |
||||||
American
Financial Group, 5.875% (B) |
83,473 |
2,158,612 |
||||||
American
Financial Group, 5.125% |
127,937 |
2,996,285 |
||||||
American
International Group, 5.850% |
295,244 |
7,578,913 |
||||||
Apollo
Asset Management, 6.375% |
179,476 |
4,610,738 |
||||||
Apollo
Asset Management, 6.375% |
154,061 |
3,811,469 |
||||||
Arch
Capital Group, 5.450% |
183,982 |
4,367,733 |
||||||
Arch
Capital Group, 4.550% |
295,473 |
5,862,184 |
||||||
Argo
Group International Holdings, 7.000%, US Treas Yield Curve Rate T Note
Const Mat 5 Yr + 6.712% (A) |
76,175 |
1,920,372 |
||||||
Athene
Holding, 6.375%, US Treas Yield Curve Rate T Note Const Mat 5 Yr + 5.970%
(A) |
353,201 |
9,147,906 |
||||||
Athene
Holding, 6.350%, ICE LIBOR USD 3 Month + 4.253% (A) |
489,043 |
12,808,036 |
||||||
Athene
Holding, 5.625% (B) |
192,260 |
4,610,395 |
||||||
Athene
Holding, 4.875% |
339,024 |
7,034,748 |
||||||
Axis
Capital Holdings, 5.500% |
324,609 |
7,618,573 |
||||||
Bank of
America, 7.250% |
44,714 |
56,329,803 |
||||||
Bank of
America, 6.450%, ICE LIBOR USD 3 Month + 1.327% (A) |
596,731 |
15,216,640 |
||||||
Bank of
America, 6.000% |
780,661 |
20,078,601 |
||||||
Bank of
America, 5.875% |
484,037 |
12,178,371 |
Schedule
of Investments |
May
31, 2022 (Unaudited) | |
Global
X U.S. Preferred ETF |
Shares |
Value |
|||||||
PREFERRED STOCK —
continued |
||||||||
Financials — continued |
||||||||
Bank of
America, 5.375% (B) |
819,519 |
$ |
19,119,378 |
|||||
Bank of
America, 5.000% |
769,400 |
17,234,560 |
||||||
Bank of
America, 4.375% |
649,948 |
12,914,467 |
||||||
Bank of
America, 4.250% |
755,798 |
14,927,011 |
||||||
Bank of
America, 4.125% |
536,485 |
10,434,633 |
||||||
Bank of
America, 4.000%, ICE LIBOR USD 3 Month + 0.500% (A)
(B) |
245,561 |
4,965,243 |
||||||
Bank of
America, 4.000%, ICE LIBOR USD 3 Month + 0.350% (A)
(B) |
190,002 |
3,900,741 |
||||||
Bank of
Hawaii, 4.375% |
109,960 |
2,169,511 |
||||||
Bank
OZK, 4.625% |
216,345 |
4,346,371 |
||||||
Brighthouse
Financial, 6.750% (B) |
234,392 |
5,976,996 |
||||||
Brighthouse
Financial, 6.600% |
247,237 |
6,304,544 |
||||||
Brighthouse
Financial, 6.250% |
208,990 |
5,291,627 |
||||||
Brighthouse
Financial, 5.375% |
326,951 |
7,330,241 |
||||||
Brighthouse
Financial, 4.625% |
217,297 |
4,130,816 |
||||||
Capital
One Financial, 5.000% (B) |
880,161 |
19,002,676 |
||||||
Capital
One Financial, 4.800% |
715,442 |
14,623,634 |
||||||
Capital
One Financial, 4.625% |
59,769 |
1,194,185 |
||||||
Capital
One Financial, 4.375% |
397,306 |
7,409,757 |
||||||
Capital
One Financial, 4.250% |
237,739 |
4,445,719 |
||||||
Carlyle
Finance, 4.625% |
295,615 |
5,915,256 |
||||||
Charles
Schwab, 5.950% |
424,466 |
10,755,968 |
||||||
Charles
Schwab, 4.450% |
353,651 |
7,493,865 |
||||||
Citigroup,
Ser J, 7.125%, ICE LIBOR USD 3 Month + 4.040% (A) |
539,386 |
14,169,670 |
||||||
Citigroup,
6.875%, ICE LIBOR USD 3 Month + 4.130% (A) |
863,113 |
22,371,889 |
||||||
Citigroup
Capital XIII, 7.609%, ICE LIBOR USD 3 Month + 6.370% (A) |
1,291,748 |
35,070,958 |
||||||
Citizens
Financial Group, 6.350%, ICE LIBOR USD 3 Month + 3.642% (A) |
167,345 |
4,284,032 |
||||||
Citizens
Financial Group, 5.000% |
273,133 |
6,069,015 |
Schedule
of Investments |
May
31, 2022 (Unaudited) | |
Global
X U.S. Preferred ETF |
Shares |
Value |
|||||||
PREFERRED STOCK —
continued |
||||||||
Financials — continued |
||||||||
Enstar
Group, 7.000%, ICE LIBOR USD 3 Month + 4.015% (A) |
232,960 |
$ |
5,889,229 |
|||||
Equitable
Holdings, 5.250% |
469,551 |
10,616,548 |
||||||
Equitable
Holdings, 4.300% |
167,841 |
3,232,618 |
||||||
Fifth
Third Bancorp, 6.625%, ICE LIBOR USD 3 Month + 3.710% (A) |
262,002 |
6,864,452 |
||||||
Fifth
Third Bancorp, 4.950% (B) |
146,940 |
3,417,824 |
||||||
First
Citizens BancShares, 5.625% (B) |
108,164 |
2,594,854 |
||||||
First
Citizens BancShares, 5.375% |
211,597 |
4,940,790 |
||||||
First
Horizon, 4.700% |
92,450 |
2,020,957 |
||||||
First
Republic Bank, 5.500% (B) |
166,106 |
4,081,224 |
||||||
First
Republic Bank, 4.700% (B) |
229,992 |
4,760,834 |
||||||
First
Republic Bank, 4.500% |
416,861 |
8,253,848 |
||||||
First
Republic Bank, 4.250% |
439,133 |
8,334,744 |
||||||
First
Republic Bank, 4.125% (B) |
291,127 |
5,318,890 |
||||||
First
Republic Bank, 4.000% |
425,579 |
7,749,794 |
||||||
Globe
Life, 4.250% |
194,056 |
3,836,487 |
||||||
Goldman
Sachs Group, 6.375%, ICE LIBOR USD 3 Month + 3.550% (A) |
411,166 |
10,677,981 |
||||||
Goldman
Sachs Group, 4.000%, ICE LIBOR USD 3 Month + 0.670% (A) |
772,967 |
14,755,940 |
||||||
Goldman
Sachs Group, 3.750%, ICE LIBOR USD 3 Month + 0.750% (A) |
431,140 |
8,299,445 |
||||||
Hancock
Whitney, 6.250% |
92,759 |
2,403,386 |
||||||
Hartford
Financial Services Group, 6.000% |
192,067 |
5,026,393 |
||||||
Huntington
Bancshares, 4.500% |
291,129 |
5,947,765 |
||||||
JPMorgan
Chase, 6.000% (B) |
1,062,850 |
27,655,357 |
||||||
JPMorgan
Chase, 5.750% |
978,472 |
24,853,189 |
||||||
JPMorgan
Chase, 4.750% |
533,235 |
11,667,182 |
||||||
JPMorgan
Chase, 4.625% |
1,062,545 |
22,324,070 |
||||||
JPMorgan
Chase, 4.550% |
880,589 |
18,236,998 |
||||||
JPMorgan
Chase, 4.200% |
1,149,160 |
22,879,776 |
||||||
KeyCorp,
6.125%, ICE LIBOR USD 3 Month + 3.892% (A) |
294,728 |
7,692,401 |
Schedule
of Investments |
May
31, 2022 (Unaudited) | |
Global
X U.S. Preferred ETF |
Shares |
Value |
|||||||
PREFERRED STOCK —
continued |
||||||||
Financials — continued |
||||||||
KeyCorp,
5.650% |
247,235 |
$ |
6,141,317 |
|||||
KeyCorp,
5.625% (B) |
261,997 |
6,652,104 |
||||||
KKR,
6.000% |
330,436 |
22,813,301 |
||||||
KKR
Group Finance IX, 4.625% (B) |
295,528 |
6,123,340 |
||||||
MetLife,
5.625% |
456,151 |
11,732,204 |
||||||
MetLife,
4.750% (B) |
571,042 |
13,333,831 |
||||||
MetLife,
4.000%, ICE LIBOR USD 3 Month + 1.000% (A)
(B) |
353,839 |
7,763,228 |
||||||
Morgan
Stanley, Ser E, 7.125%, ICE LIBOR USD 3 Month + 4.320% (A) |
489,233 |
13,028,275 |
||||||
Morgan
Stanley, Ser F, 6.875%, ICE LIBOR USD 3 Month + 3.940% (A) |
482,041 |
12,706,601 |
||||||
Morgan
Stanley, 6.375%, ICE LIBOR USD 3 Month + 3.708% (A) |
571,474 |
14,921,186 |
||||||
Morgan
Stanley, 5.850%, ICE LIBOR USD 3 Month + 3.491% (A) |
571,715 |
14,750,247 |
||||||
Morgan
Stanley, 4.875% |
291,139 |
6,530,248 |
||||||
Morgan
Stanley, 4.250% |
755,762 |
14,782,705 |
||||||
Morgan
Stanley, 4.000%, ICE LIBOR USD 3 Month + 0.700% (A)
(B) |
628,241 |
12,960,612 |
||||||
Navient,
6.000% |
168,007 |
3,981,766 |
||||||
New
York Community Bancorp, 6.375%, ICE LIBOR USD 3 Month + 3.821% (A) |
303,838 |
7,957,517 |
||||||
New
York Community Capital Trust V, 6.000% |
36,514 |
1,776,041 |
||||||
Northern
Trust, 4.700% (B) |
232,948 |
5,341,498 |
||||||
Oaktree
Capital Group, 6.625% |
96,433 |
2,415,647 |
||||||
Oaktree
Capital Group, 6.550% |
147,224 |
3,736,545 |
||||||
Prospect
Capital, 5.350% |
77,377 |
1,557,599 |
||||||
Prudential
Financial, 5.625% |
332,993 |
8,591,219 |
||||||
Prudential
Financial, 4.125% (B) |
291,134 |
6,227,356 |
||||||
Regions
Financial, Ser B, 6.375%, ICE LIBOR USD 3 Month + 3.536% (A) |
295,067 |
7,636,334 |
Schedule
of Investments |
May
31, 2022 (Unaudited) | |
Global
X U.S. Preferred ETF |
Shares |
Value |
|||||||
PREFERRED STOCK —
continued |
||||||||
Financials — continued |
||||||||
Regions
Financial, 5.700%, ICE LIBOR USD 3 Month + 3.148% (A) |
295,084 |
$ |
7,149,885 |
|||||
Regions
Financial, 4.450% |
237,663 |
4,558,376 |
||||||
Reinsurance
Group of America, 5.750%, ICE LIBOR USD 3 Month + 4.040% (A) |
232,956 |
6,070,833 |
||||||
Signature
Bank NY, 5.000% |
428,821 |
8,910,900 |
||||||
Silvergate
Capital, 5.375% |
107,593 |
2,091,608 |
||||||
State
Street, 5.900%, ICE LIBOR USD 3 Month + 3.108% (A) |
445,203 |
11,032,130 |
||||||
State
Street, 5.350%, ICE LIBOR USD 3 Month + 3.709% (A) |
294,909 |
7,499,536 |
||||||
Stifel
Financial, 6.125% |
135,601 |
3,394,093 |
||||||
Stifel
Financial, 4.500% |
165,683 |
3,353,424 |
||||||
SVB
Financial Group, 5.250% |
202,121 |
4,782,183 |
||||||
Synchrony
Financial, 5.625% |
440,666 |
9,333,306 |
||||||
Synovus
Financial, 5.875%, US Treas Yield Curve Rate T Note Const Mat 5 Yr +
4.127% (A) |
202,023 |
5,147,546 |
||||||
Texas
Capital Bancshares, 5.750% |
167,442 |
3,849,492 |
||||||
Truist
Financial, 5.250% (B) |
338,634 |
7,876,627 |
||||||
Truist
Financial, 4.750% |
548,292 |
11,437,371 |
||||||
Unum
Group, 6.250% |
185,014 |
4,558,745 |
||||||
US
Bancorp, 5.500% |
338,815 |
8,555,079 |
||||||
US
Bancorp, 4.000% |
440,964 |
8,409,183 |
||||||
US
Bancorp, 3.750% |
277,397 |
5,051,399 |
||||||
US
Bancorp, 3.500%, ICE LIBOR USD 3 Month + 0.600% (A)
(B) |
566,492 |
11,579,096 |
||||||
Voya
Financial, 5.350%, US Treas Yield Curve Rate T Note Const Mat 5 Yr +
3.210% (A) |
167,487 |
4,041,461 |
||||||
W R
Berkley, 5.700% |
99,503 |
2,517,426 |
||||||
W R
Berkley, 5.100% |
167,783 |
3,892,566 |
||||||
W R
Berkley, 4.250% |
150,427 |
2,987,480 |
||||||
Washington
Federal, 4.875% (B) |
167,582 |
3,567,821 |
Schedule
of Investments |
May
31, 2022 (Unaudited) | |
Global
X U.S. Preferred ETF |
Shares |
Value |
|||||||
PREFERRED STOCK —
continued |
||||||||
Financials — continued |
||||||||
Wells
Fargo, 7.500% |
57,545 |
$ |
72,909,515 |
|||||
Wells
Fargo, 6.625%, ICE LIBOR USD 3 Month + 3.690% (A) |
476,316 |
12,303,242 |
||||||
Wells
Fargo, 5.850%, ICE LIBOR USD 3 Month + 3.090% (A) |
995,031 |
23,582,235 |
||||||
Wells
Fargo, 5.625% (B) |
405,924 |
9,932,960 |
||||||
Wells
Fargo, 4.750% |
1,161,612 |
24,080,217 |
||||||
Wells
Fargo, 4.700% |
669,044 |
13,675,259 |
||||||
Wells
Fargo, 4.375% |
599,414 |
11,412,843 |
||||||
Wells
Fargo, 4.250% |
715,070 |
13,321,754 |
||||||
Western
Alliance Bancorp, 4.250%, US Treas Yield Curve Rate T Note Const Mat 5 Yr
+ 3.452% (A) |
165,872 |
3,798,469 |
||||||
Wintrust
Financial, 6.875%, US Treas Yield Curve Rate T Note Const Mat 5 Yr +
6.507% (A) |
176,922 |
4,757,433 |
||||||
1,318,697,430 |
||||||||
Health Care — 3.5% |
||||||||
Becton
Dickinson, 6.000% |
433,068 |
22,376,624 |
||||||
Boston
Scientific, 5.500% |
143,006 |
15,709,209 |
||||||
Danaher,
5.000% (B) |
24,664 |
35,234,004 |
||||||
73,319,837 |
||||||||
Industrials — 1.3% |
||||||||
Air
Lease, 6.150%, ICE LIBOR USD 3 Month + 3.650% (A) |
156,753 |
3,699,371 |
||||||
Fortress
Transportation and Infrastructure Investors, 8.250%, US Treas Yield Curve
Rate T Note Const Mat 5 Yr + 7.378% (A) |
52,942 |
1,371,198 |
||||||
Pitney
Bowes, 6.700% |
247,223 |
5,369,684 |
||||||
RBC
Bearings, 5.000% |
64,565 |
6,295,088 |
||||||
WESCO
International, 10.625%, US Treas Yield Curve Rate T Note Const Mat 5 Yr +
10.325% (A) |
318,215 |
8,932,295 |
||||||
25,667,636 |
Schedule
of Investments |
May
31, 2022 (Unaudited) | |
Global
X U.S. Preferred ETF |
Shares |
Value |
|||||||
PREFERRED STOCK —
continued |
||||||||
Information Technology — 0.6% |
||||||||
II-VI,
6.000% |
34,344 |
$ |
8,919,824 |
|||||
Sabre,
6.500% |
46,535 |
4,645,589 |
||||||
13,565,413 |
||||||||
Real Estate — 5.8% |
||||||||
Agree
Realty, 4.250% ‡ |
92,426 |
1,712,654 |
||||||
Braemar
Hotels & Resorts, 5.500% ‡ |
54,690 |
1,024,070 |
||||||
Brookfield
Property Partners, 5.750% |
181,047 |
3,548,521 |
||||||
Brookfield
Property Preferred, 6.250% |
380,555 |
8,079,183 |
||||||
Digital
Realty Trust, 5.850% ‡
(B) |
127,043 |
3,333,608 |
||||||
Digital
Realty Trust, 5.200% ‡
(B) |
205,286 |
5,082,881 |
||||||
Diversified
Healthcare Trust, 6.250% ‡ |
145,583 |
2,996,098 |
||||||
Diversified
Healthcare Trust, 5.625% ‡ |
195,272 |
3,807,804 |
||||||
EPR
Properties, 5.750% ‡ |
75,243 |
1,664,375 |
||||||
EPR
Properties, 5.750% ‡ |
83,751 |
2,072,000 |
||||||
Hudson
Pacific Properties, 4.750% ‡ |
255,395 |
4,995,526 |
||||||
Kimco
Realty, 5.250% ‡ |
154,714 |
3,840,001 |
||||||
Kimco
Realty, 5.125% ‡ |
141,801 |
3,512,411 |
||||||
PS
Business Parks, 4.875% ‡ |
193,646 |
3,925,204 |
||||||
Public
Storage, 5.600% ‡ |
170,566 |
4,491,003 |
||||||
Public
Storage, 5.150% ‡ |
156,550 |
3,918,447 |
||||||
Public
Storage, 5.050% ‡
(B) |
174,845 |
4,351,892 |
||||||
Public
Storage, 4.875% ‡ |
183,377 |
4,353,370 |
||||||
Public
Storage, 4.750% ‡ |
145,070 |
3,459,920 |
||||||
Public
Storage, 4.700% ‡ |
141,796 |
3,247,128 |
||||||
Public
Storage, 4.625% ‡ |
332,954 |
7,534,749 |
||||||
Public
Storage, 4.125% ‡ |
147,090 |
3,021,229 |
||||||
Public
Storage, 4.000% ‡ |
266,452 |
5,134,530 |
||||||
Public
Storage, 4.000% ‡ |
356,124 |
6,855,387 |
||||||
Public
Storage, 3.950% ‡ |
74,769 |
1,424,349 |
||||||
Public
Storage, 3.900% ‡ |
95,877 |
1,812,075 |
||||||
Public
Storage, 3.875% ‡
(B) |
150,988 |
2,897,460 |
||||||
RLJ
Lodging Trust, 1.950% ‡ |
187,532 |
5,050,237 |
Schedule
of Investments |
May
31, 2022 (Unaudited) | |
Global
X U.S. Preferred ETF |
Shares |
Value |
|||||||
PREFERRED STOCK —
continued |
||||||||
Real Estate — continued |
||||||||
Vornado
Realty Trust, 5.400% ‡ |
174,985 |
$ |
3,942,412 |
|||||
Vornado
Realty Trust, 5.250% ‡ |
185,483 |
3,954,498 |
||||||
Vornado
Realty Trust, 5.250% ‡ |
167,770 |
3,600,344 |
||||||
Vornado
Realty Trust, 4.450% ‡ |
165,381 |
3,104,201 |
||||||
121,747,567 |
||||||||
Utilities — 12.3% |
||||||||
AES,
6.875% |
147,928 |
13,254,349 |
||||||
Alabama
Power, 5.000% |
140,360 |
3,507,596 |
||||||
American
Electric Power, 6.125% |
241,286 |
13,724,348 |
||||||
CMS
Energy, 5.875% |
163,075 |
4,179,612 |
||||||
CMS
Energy, 5.875% |
370,627 |
9,425,045 |
||||||
CMS
Energy, 4.200% |
139,030 |
2,690,231 |
||||||
DTE
Energy, 5.250% |
232,940 |
5,700,042 |
||||||
DTE
Energy, 4.375% |
126,394 |
2,565,798 |
||||||
DTE
Energy, 4.375% |
176,386 |
3,503,026 |
||||||
Duke
Energy, 5.750% |
571,209 |
14,811,449 |
||||||
Duke
Energy, 5.625% |
291,144 |
7,505,692 |
||||||
Entergy
Arkansas, 4.875% |
229,122 |
5,473,725 |
||||||
Entergy
Louisiana, 4.875% |
167,978 |
4,081,865 |
||||||
Georgia
Power, 5.000% (B) |
158,081 |
3,974,156 |
||||||
National
Rural Utilities Cooperative Finance, 5.500% |
140,286 |
3,518,373 |
||||||
NextEra
Energy, 6.219% |
576,198 |
28,262,512 |
||||||
NextEra
Energy Capital Holdings, 5.650% |
404,131 |
10,382,125 |
||||||
NiSource,
7.750% |
122,487 |
14,583,302 |
||||||
NiSource,
6.500%, US Treas Yield Curve Rate T Note Const Mat 5 Yr + 3.632% (A) |
291,148 |
7,552,379 |
||||||
PG&E,
5.500% |
230,486 |
26,333,026 |
||||||
SCE
Trust II, 5.100% |
125,054 |
2,636,138 |
||||||
SCE
Trust III, 5.750%, ICE LIBOR USD 3 Month + 2.990% (A) |
160,824 |
3,747,199 |
||||||
SCE
Trust IV, 5.375%, ICE LIBOR USD 3 Month + 3.132% (A) |
181,711 |
3,948,580 |
Schedule
of Investments |
May
31, 2022 (Unaudited) | |
Global
X U.S. Preferred ETF |
Shares/Face
Amount |
Value |
|||||||
PREFERRED STOCK —
continued |
||||||||
Utilities — continued |
||||||||
SCE
Trust V, 5.450%, ICE LIBOR USD 3 Month + 3.790% (A) |
185,637 |
$ |
4,455,288 |
|||||
SCE
Trust VI, 5.000% |
263,171 |
5,418,691 |
||||||
Sempra
Energy, 5.750% |
449,380 |
11,256,969 |
||||||
South
Jersey Industries, 8.750% |
93,831 |
6,568,170 |
||||||
Southern,
5.250% (B) |
261,989 |
6,387,292 |
||||||
Southern,
4.950% |
571,163 |
13,045,363 |
||||||
Southern,
4.200% |
440,849 |
8,684,725 |
||||||
Spire,
5.900% |
140,181 |
3,525,552 |
||||||
UGI,
7.250% |
33,260 |
3,344,293 |
||||||
258,046,911 |
||||||||
TOTAL
UNITED STATES |
2,039,979,535 |
|||||||
TOTAL PREFERRED STOCK |
||||||||
(Cost $2,403,612,149) |
2,112,566,782 |
|||||||
SHORT-TERM INVESTMENT(C)(D)
— 1.8% |
||||||||
Fidelity
Investments Money Market Government Portfolio, Cl Institutional,
0.600% |
||||||||
(Cost $38,886,092) |
38,886,092 |
38,886,092 |
||||||
REPURCHASE AGREEMENT(C)
— 1.7% |
||||||||
BNP Paribas |
||||||||
0.740%, dated
05/31/2022, to be repurchased on 06/01/2022, repurchase price $36,123,047
(collateralized by various U.S. Treasury Obligations, ranging
in par value $632,798 - $4,256,508, 0.250% - 2.750%, 09/30/2025 -
02/15/2028, with a total market value of $36,575,301) |
||||||||
(Cost $36,122,304) |
$ |
36,122,304 |
36,122,304 |
|||||
TOTAL INVESTMENTS — 103.2% |
||||||||
(Cost $2,478,620,545) |
$ |
2,187,575,178 |
Schedule
of Investments |
May
31, 2022 (Unaudited) | |
Global
X U.S. Preferred ETF |
‡ |
Real Estate Investment
Trust |
(A) |
Variable or floating rate
security. The rate shown is the effective interest rate as of period end.
The rates on certain securities are not based on published reference rates
and spreads and are either determined by the issuer or agent based on
current market conditions; by using a formula based on the rates of
underlying loans; or by adjusting periodically based on prevailing
interest rates. |
(B) |
This security or a partial
position of this security is on loan at May 31, 2022. The total
value of securities on loan at May 31, 2022
was $73,472,443. |
(C) |
Security was purchased
with cash collateral held from securities on loan. The total value of such
securities as of May 31, 2022 was $75,008,396. |
(D) |
The rate reported on the
Schedule of Investments is the 7-day effective yield as of May 31,
2022. |
Investments
in Securities |
Level
1 |
Level
2 |
Level
3 |
Total |
||||||||||||
Preferred
Stock |
$ |
2,112,566,782 |
$ |
— |
$ |
— |
$ |
2,112,566,782 |
||||||||
Short-Term
Investment |
38,886,092 |
— |
— |
38,886,092 |
||||||||||||
Repurchase
Agreement |
— |
36,122,304 |
— |
36,122,304 |
||||||||||||
Total
Investments in Securities |
$ |
2,151,452,874 |
$ |
36,122,304 |
$ |
— |
$ |
2,187,575,178 |
Schedule
of Investments |
May
31, 2022 (Unaudited) | |
Global
X Variable Rate Preferred ETF |
Shares |
Value |
|||||||
PREFERRED STOCK —
99.5% |
||||||||
BERMUDA— 1.4% |
||||||||
Financials — 1.4% |
||||||||
Aspen
Insurance Holdings, 5.950%, ICE LIBOR USD 3 Month + 4.060% (A) |
55,390 |
$ |
1,384,196 |
|||||
SiriusPoint,
8.000%, US Treas Yield Curve Rate T Note Const Mat 5 Yr + 7.298% (A) |
40,332 |
1,058,715 |
||||||
TOTAL
BERMUDA |
2,442,911 |
|||||||
CANADA— 2.0% |
||||||||
Utilities — 2.0% |
||||||||
Algonquin
Power & Utilities, 6.875%, ICE LIBOR USD 3 Month + 3.677% (A) |
57,894 |
1,500,612 |
||||||
Algonquin
Power & Utilities, 6.200%, ICE LIBOR USD 3 Month + 4.010% (A) |
70,446 |
1,813,280 |
||||||
TOTAL
CANADA |
3,313,892 |
|||||||
CHINA— 0.5% |
||||||||
Industrials — 0.5% |
||||||||
Textainer
Group Holdings, 7.000%, US Treas Yield Curve Rate T Note Const Mat 5 Yr +
6.134% (A) |
30,299 |
784,138 |
||||||
TOTAL
CHINA |
784,138 |
Schedule
of Investments |
May
31, 2022 (Unaudited) | |
Global
X Variable Rate Preferred ETF |
Shares |
Value |
|||||||
PREFERRED STOCK —
continued |
||||||||
UNITED STATES—
95.6% |
||||||||
Consumer Staples — 2.8% |
||||||||
CHS,
Ser 2, 7.100%, ICE LIBOR USD 3 Month + 4.298% (A) |
84,488 |
$ |
2,217,810 |
|||||
CHS,
Ser 3, 6.750%, ICE LIBOR USD 3 Month + 4.155% (A) |
99,046 |
2,605,900 |
||||||
4,823,710 |
||||||||
Energy — 5.6% |
||||||||
DCP
Midstream, 7.950%, ICE LIBOR USD 3 Month + 4.882% (A) |
21,318 |
528,900 |
||||||
Energy
Transfer, 7.625%, ICE LIBOR USD 3 Month + 4.738% (A) |
89,536 |
2,104,991 |
||||||
Energy
Transfer, 7.600%, ICE LIBOR USD 3 Month + 5.161% (A) |
160,786 |
3,908,708 |
||||||
NuStar
Energy, 7.651%, ICE LIBOR USD 3 Month + 6.766% (A) |
45,674 |
1,082,474 |
||||||
NuStar
Logistics, 7.778%, ICE LIBOR USD 3 Month + 6.734% (A) |
80,989 |
2,036,063 |
||||||
9,661,136 |
||||||||
Financials — 82.9% |
||||||||
ACRES
Commercial Realty, 8.625%, ICE LIBOR USD 3 Month + 5.927% ‡,(A) |
23,330 |
557,587 |
||||||
AGNC
Investment, 6.875%, ICE LIBOR USD 3 Month + 4.332% ‡,(A) |
47,381 |
1,124,825 |
||||||
AGNC
Investment, 6.500%, ICE LIBOR USD 3 Month + 4.993% ‡,(A) |
81,005 |
1,907,668 |
||||||
AGNC
Investment, 6.125%, ICE LIBOR USD 3 Month + 4.697% ‡,(A) |
115,637 |
2,590,269 |
||||||
American
Equity Investment Life Holding, 6.625%, US Treas Yield Curve Rate T Note
Const Mat 5 Yr + 6.297% (A) |
60,409 |
1,551,907 |
||||||
American
Equity Investment Life Holding, 5.950%, US Treas Yield Curve Rate T Note
Const Mat 5 Yr + 4.322% (A) |
80,488 |
1,997,712 |
Schedule
of Investments |
May
31, 2022 (Unaudited) | |
Global
X Variable Rate Preferred ETF |
Shares |
Value |
|||||||
PREFERRED STOCK —
continued |
||||||||
Financials — continued |
||||||||
Annaly
Capital Management, 6.750%, ICE LIBOR USD 3 Month + 4.989% ‡,(A) |
89,023 |
$ |
2,150,796 |
|||||
Arbor
Realty Trust, 6.250%, U.S. SOFR + 5.440% ‡,(A) |
56,183 |
1,215,238 |
||||||
Argo
Group International Holdings, 7.000%, US Treas Yield Curve Rate T Note
Const Mat 5 Yr + 6.712% (A) |
30,303 |
763,939 |
||||||
Athene
Holding, 6.375%, US Treas Yield Curve Rate T Note Const Mat 5 Yr + 5.970%
(A) |
120,627 |
3,124,239 |
||||||
Athene
Holding, 6.350%, ICE LIBOR USD 3 Month + 4.253% (A) |
173,311 |
4,539,015 |
||||||
Bank of
America, 6.450%, ICE LIBOR USD 3 Month + 1.327% (A) |
202,391 |
5,160,971 |
||||||
Bank of
America, 4.000%, ICE LIBOR USD 3 Month + 0.350% (A) |
61,331 |
1,259,125 |
||||||
Bank of
America, 4.000%, ICE LIBOR USD 3 Month + 0.500% (A) |
81,439 |
1,646,697 |
||||||
Chimera
Investment, 8.000%, ICE LIBOR USD 3 Month + 5.379% ‡,(A) |
40,361 |
927,496 |
||||||
Chimera
Investment, 8.000%, ICE LIBOR USD 3 Month + 5.791% ‡,(A) |
65,444 |
1,541,861 |
||||||
Chimera
Investment, 7.750%, ICE LIBOR USD 3 Month + 4.743% ‡,(A) |
52,414 |
1,152,584 |
||||||
Citigroup,
Ser J, 7.125%, ICE LIBOR USD 3 Month + 4.040% (A) |
190,335 |
5,000,100 |
||||||
Citigroup,
6.875%, ICE LIBOR USD 3 Month + 4.130% (A) |
299,424 |
7,761,070 |
||||||
Citizens
Financial Group, 6.350%, ICE LIBOR USD 3 Month + 3.642% (A) |
60,408 |
1,546,445 |
||||||
Enstar
Group, 7.000%, ICE LIBOR USD 3 Month + 4.015% (A) |
80,482 |
2,034,585 |
||||||
Fifth
Third Bancorp, 6.625%, ICE LIBOR USD 3 Month + 3.710% (A) |
90,513 |
2,371,441 |
||||||
Goldman
Sachs Group, 6.375%, ICE LIBOR USD 3 Month + 3.550% (A) |
140,297 |
3,643,513 |
Schedule
of Investments |
May
31, 2022 (Unaudited) | |
Global
X Variable Rate Preferred ETF |
Shares |
Value |
|||||||
PREFERRED STOCK —
continued |
||||||||
Financials — continued |
||||||||
Goldman
Sachs Group, 4.000%, ICE LIBOR USD 3 Month + 0.670% (A) |
270,463 |
$ |
5,163,139 |
|||||
Goldman
Sachs Group, 3.750%, ICE LIBOR USD 3 Month + 0.750% (A) |
150,371 |
2,894,642 |
||||||
Granite
Point Mortgage Trust, 7.000%, U.S. SOFR + 5.830% ‡,(A) |
39,346 |
882,924 |
||||||
Invesco
Mortgage Capital, 7.500%, ICE LIBOR USD 3 Month + 5.289% ‡,(A) |
57,931 |
1,316,192 |
||||||
KeyCorp,
6.125%, ICE LIBOR USD 3 Month + 3.892% (A) |
100,551 |
2,624,381 |
||||||
MetLife,
4.000%, ICE LIBOR USD 3 Month + 1.000% (A) |
120,661 |
2,647,302 |
||||||
MFA
Financial, 6.500%, ICE LIBOR USD 3 Month + 5.345% ‡,(A) |
55,422 |
1,196,561 |
||||||
Morgan
Stanley, Ser E, 7.125%, ICE LIBOR USD 3 Month + 4.320% (A) |
132,206 |
3,520,646 |
||||||
Morgan
Stanley, Ser F, 6.875%, ICE LIBOR USD 3 Month + 3.940% (A) |
130,297 |
3,434,629 |
||||||
Morgan
Stanley, 6.375%, ICE LIBOR USD 3 Month + 3.708% (A) |
153,258 |
4,001,566 |
||||||
Morgan
Stanley, 5.850%, ICE LIBOR USD 3 Month + 3.491% (A) |
153,259 |
3,954,082 |
||||||
Morgan
Stanley, 4.000%, ICE LIBOR USD 3 Month + 0.700% (A) |
168,613 |
3,478,486 |
||||||
New
Residential Investment, 7.500%, ICE LIBOR USD 3 Month + 5.802% ‡,(A) |
31,363 |
778,743 |
||||||
New
Residential Investment, 7.125%, ICE LIBOR USD 3 Month + 5.640% ‡,(A) |
56,917 |
1,356,332 |
||||||
New
Residential Investment, 7.000%, US Treas Yield Curve Rate T Note Const Mat
5 Yr + 6.223% ‡,(A) |
93,548 |
2,233,926 |
||||||
New
Residential Investment, 6.375%, ICE LIBOR USD 3 Month + 4.969% ‡,(A) |
81,022 |
1,747,645 |
||||||
New
York Community Bancorp, 6.375%, ICE LIBOR USD 3 Month + 3.821% (A) |
103,561 |
2,712,263 |
Schedule
of Investments |
May
31, 2022 (Unaudited) | |
Global
X Variable Rate Preferred ETF |
Shares |
Value |
|||||||
PREFERRED STOCK —
continued |
||||||||
Financials — continued |
||||||||
New
York Mortgage Trust, 7.875%, ICE LIBOR USD 3 Month + 6.429% ‡,(A) |
37,409 |
$ |
856,666 |
|||||
New
York Mortgage Trust, 6.875%, U.S. SOFR + 6.130% ‡,(A) |
24,218 |
557,014 |
||||||
Regions
Financial, Ser B, 6.375%, ICE LIBOR USD 3 Month + 3.536% (A) |
100,550 |
2,602,234 |
||||||
Regions
Financial, 5.700%, ICE LIBOR USD 3 Month + 3.148% (A) |
100,567 |
2,436,738 |
||||||
Reinsurance
Group of America, 5.750%, ICE LIBOR USD 3 Month + 4.040% (A) |
80,475 |
2,097,179 |
||||||
State
Street, 5.900%, ICE LIBOR USD 3 Month + 3.108% (A) |
150,747 |
3,735,511 |
||||||
State
Street, 5.350%, ICE LIBOR USD 3 Month + 3.709% (A) |
100,558 |
2,557,190 |
||||||
Synovus
Financial, 5.875%, US Treas Yield Curve Rate T Note Const Mat 5 Yr +
4.127% (A) |
70,446 |
1,794,964 |
||||||
Two
Harbors Investment, 7.625%, ICE LIBOR USD 3 Month + 5.352% ‡,(A) |
57,924 |
1,358,897 |
||||||
Two
Harbors Investment, 7.250%, ICE LIBOR USD 3 Month + 5.011% ‡,(A) |
59,437 |
1,332,578 |
||||||
US
Bancorp, 3.500%, ICE LIBOR USD 3 Month + 0.600% (A) |
200,964 |
4,107,704 |
||||||
Voya
Financial, 5.350%, US Treas Yield Curve Rate T Note Const Mat 5 Yr +
3.210% (A) |
60,417 |
1,457,862 |
||||||
Wells
Fargo, 6.625%, ICE LIBOR USD 3 Month + 3.690% (A) |
168,318 |
4,347,654 |
||||||
Wells
Fargo, 5.850%, ICE LIBOR USD 3 Month + 3.090% (A) |
345,472 |
8,187,686 |
||||||
Western
Alliance Bancorp, 4.250%, US Treas Yield Curve Rate T Note Const Mat 5 Yr
+ 3.452% (A) |
60,428 |
1,383,801 |
Schedule
of Investments |
May
31, 2022 (Unaudited) | |
Global
X Variable Rate Preferred ETF |
Shares |
Value |
|||||||
PREFERRED STOCK —
continued |
||||||||
Financials — continued |
||||||||
Wintrust
Financial, 6.875%, US Treas Yield Curve Rate T Note Const Mat 5 Yr +
6.507% (A) |
57,889 |
$ |
1,556,635 |
|||||
139,882,855 |
||||||||
Industrials — 2.8% |
||||||||
Air
Lease, 6.150%, ICE LIBOR USD 3 Month + 3.650% (A) |
50,390 |
1,189,204 |
||||||
Fortress
Transportation and Infrastructure Investors, 8.250%, US Treas Yield Curve
Rate T Note Const Mat 5 Yr + 7.378% (A) |
20,373 |
527,661 |
||||||
WESCO
International, 10.625%, US Treas Yield Curve Rate T Note Const Mat 5 Yr +
10.325% (A) |
108,625 |
3,049,104 |
||||||
4,765,969 |
||||||||
Utilities — 1.5% |
||||||||
NiSource,
6.500%, US Treas Yield Curve Rate T Note Const Mat 5 Yr + 3.632% (A) |
100,553 |
2,608,345 |
||||||
TOTAL
UNITED STATES |
161,742,015 |
|||||||
TOTAL PREFERRED STOCK |
||||||||
(Cost $178,671,349) |
168,282,956 |
|||||||
TOTAL INVESTMENTS — 99.5% |
||||||||
(Cost $178,671,349) |
$ |
168,282,956 |
‡ |
Real Estate Investment
Trust |
(A) |
Variable or floating rate
security. The rate shown is the effective interest rate as of period end.
The rates on certain securities are not based on published reference rates
and spreads and are either determined by the issuer or agent based on
current market conditions; by using a formula based on the rates of
underlying loans; or by adjusting periodically based on prevailing
interest rates. |
Schedule
of Investments |
May
31, 2022 (Unaudited) | |
Global
X Variable Rate Preferred ETF |
Schedule
of Investments |
May
31, 2022 (Unaudited) | |
Global
X MLP ETF |
Shares |
Value |
|||||||
MASTER LIMITED PARTNERSHIPS
— 96.2% |
||||||||
UNITED STATES—
96.2% |
||||||||
Energy — 96.2% |
||||||||
Cheniere
Energy Partners |
1,059,156 |
$ |
56,950,818 |
|||||
Crestwood
Equity Partners |
1,996,031 |
58,164,343 |
||||||
DCP
Midstream |
1,693,078 |
60,798,431 |
||||||
Delek
Logistics Partners |
1,140,867 |
61,173,289 |
||||||
Energy
Transfer |
10,671,331 |
124,427,720 |
||||||
Enterprise
Products Partners |
5,031,389 |
137,960,686 |
||||||
Genesis
Energy |
5,287,385 |
64,717,592 |
||||||
Holly
Energy Partners |
3,381,568 |
64,249,792 |
||||||
Magellan
Midstream Partners |
2,201,288 |
113,806,590 |
||||||
MPLX |
3,127,158 |
103,039,856 |
||||||
NGL
Energy Partners * |
50,000 |
93,500 |
||||||
NuStar
Energy |
4,078,202 |
65,455,142 |
||||||
PBF
Logistics |
3,898,478 |
63,467,222 |
||||||
Plains
All American Pipeline |
6,774,719 |
77,164,049 |
||||||
Rattler
Midstream |
1,712,110 |
29,259,960 |
||||||
Shell
Midstream Partners |
4,103,339 |
58,021,214 |
||||||
Western
Midstream Partners |
3,210,866 |
88,780,445 |
||||||
Total
Energy |
1,227,530,649 |
|||||||
TOTAL
UNITED STATES |
1,227,530,649 |
|||||||
TOTAL MASTER LIMITED PARTNERSHIP |
||||||||
(Cost $775,964,861) |
1,227,530,649 |
|||||||
COMMON STOCK —
4.4% |
||||||||
UNITED STATES—
4.4% |
||||||||
Energy — 4.4% |
||||||||
EnLink
Midstream |
2,404,947 |
27,416,396 |
||||||
Hess
Midstream, Cl A |
835,563 |
27,230,998 |
Schedule
of Investments |
May
31, 2022 (Unaudited) | |
Global
X MLP ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Energy — continued |
||||||||
Phillips
66 |
8,114 |
$ |
817,972 |
|||||
Total
Energy |
55,465,366 |
|||||||
TOTAL
UNITED STATES |
55,465,366 |
|||||||
TOTAL COMMON STOCK |
||||||||
(Cost $32,714,671) |
55,465,366 |
|||||||
TOTAL INVESTMENTS — 100.6% |
||||||||
(Cost $808,679,532) |
$ |
1,282,996,015 |
* |
Non-income producing
security. |
Schedule
of Investments |
May
31, 2022 (Unaudited) | |
Global
X MLP & Energy Infrastructure ETF |
Shares |
Value |
|||||||
COMMON STOCK —
75.8% |
||||||||
CANADA — 22.4% |
||||||||
Energy — 22.4% |
||||||||
Enbridge |
2,012,185 |
$ |
92,862,338 |
|||||
Pembina
Pipeline |
1,151,366 |
46,330,968 |
||||||
TC
Energy |
1,590,749 |
92,008,922 |
||||||
TOTAL
CANADA |
231,202,228 |
|||||||
UNITED STATES —
53.4% |
||||||||
Energy — 53.4% |
||||||||
Antero
Midstream |
4,104,025 |
44,569,711 |
||||||
Archrock |
1,944,907 |
19,507,417 |
||||||
Cheniere
Energy |
510,034 |
69,757,350 |
||||||
EnLink
Midstream |
3,227,735 |
36,796,179 |
||||||
Equitrans
Midstream |
5,256,400 |
41,367,868 |
||||||
Hess
Midstream, Cl A (A) |
550,034 |
17,925,608 |
||||||
Kinder
Morgan |
4,111,870 |
80,962,720 |
||||||
Kinetik
Holdings, Cl A |
100,715 |
8,464,089 |
||||||
ONEOK |
993,543 |
65,424,807 |
||||||
Plains
GP Holdings, Cl A |
2,368,202 |
28,323,696 |
||||||
Targa
Resources |
621,306 |
44,746,458 |
||||||
Williams |
2,531,160 |
93,804,790 |
||||||
TOTAL
UNITED STATES |
551,650,693 |
|||||||
TOTAL COMMON STOCK |
||||||||
(Cost $589,078,522) |
782,852,921 |
Schedule
of Investments |
May
31, 2022 (Unaudited) | |
Global
X MLP & Energy Infrastructure ETF |
Shares |
Value |
|||||||
MASTER LIMITED PARTNERSHIPS
— 24.1% |
||||||||
UNITED STATES—
24.1% |
||||||||
Energy — 24.1% |
||||||||
Cheniere
Energy Partners |
154,004 |
$ |
8,280,795 |
|||||
Crestwood
Equity Partners |
190,248 |
5,543,827 |
||||||
DCP
Midstream |
345,968 |
12,423,711 |
||||||
Energy
Transfer |
3,952,570 |
46,086,966 |
||||||
Enterprise
Products Partners |
1,693,993 |
46,449,288 |
||||||
Holly
Energy Partners |
171,615 |
3,260,685 |
||||||
Magellan
Midstream Partners |
809,116 |
41,831,297 |
||||||
MPLX |
1,137,867 |
37,492,717 |
||||||
Plains
All American Pipeline |
1,716,424 |
19,550,069 |
||||||
Shell
Midstream Partners |
471,512 |
6,667,180 |
||||||
Western
Midstream Partners |
773,612 |
21,390,372 |
||||||
TOTAL
UNITED STATES |
248,976,907 |
|||||||
TOTAL MASTER LIMITED PARTNERSHIPS |
||||||||
(Cost $158,322,824) |
248,976,907 |
|||||||
SHORT-TERM INVESTMENT(B)(C)
— 0.4% |
||||||||
Fidelity
Investments Money Market Government Portfolio, Cl Institutional,
0.600% |
||||||||
(Cost $4,492,722) |
4,492,722 |
4,492,722 |
Schedule
of Investments |
May
31, 2022 (Unaudited) | |
Global
X MLP & Energy Infrastructure ETF |
Face
Amount |
Value |
|||||||
REPURCHASE AGREEMENT(B)
— 0.4% |
||||||||
BNP Paribas |
||||||||
0.740%, dated
05/31/2022, to be repurchased on 06/01/2022, repurchase price $4,173,492
(collateralized by various U.S. Treasury Obligations, ranging
in par value $73,111 - $491,777, 0.250% - 2.750%, 09/30/2025 - 02/15/2028,
with a total market value of $4,225,742) |
||||||||
(Cost $4,173,406) |
$ |
4,173,406 |
$ |
4,173,406 |
||||
TOTAL INVESTMENTS — 100.7% |
||||||||
(Cost $756,067,474) |
$ |
1,040,495,956 |
(A) |
This security or a partial
position of this security is on loan at May 31, 2022. The total
value of securities on loan at May 31, 2022
was $8,369,112. |
(B) |
Security was purchased
with cash collateral held from securities on loan. The total value of such
securities as of May 31, 2022 was $8,666,128. |
(C) |
The rate reported on the
Schedule of Investments is the 7-day effective yield as of May 31,
2022. |
Investments
in Securities |
Level
1 |
Level
2 |
Level
3 |
Total |
||||||||||||
Common
Stock |
$ |
782,852,921 |
$ |
— |
$ |
— |
$ |
782,852,921 |
||||||||
Master
Limited Partnerships |
248,976,907 |
— |
— |
248,976,907 |
||||||||||||
Short-Term
Investment |
4,492,722 |
— |
— |
4,492,722 |
||||||||||||
Repurchase
Agreement |
— |
4,173,406 |
— |
4,173,406 |
||||||||||||
Total
Investments in Securities |
$ |
1,036,322,550 |
$ |
4,173,406 |
$ |
— |
$ |
1,040,495,956 |
Schedule
of Investments |
May
31, 2022 (Unaudited) | |
Global
X Conscious Companies ETF |
Shares |
Value |
|||||||
COMMON STOCK —
99.7% |
||||||||
CANADA — 0.9% |
||||||||
Financials — 0.5% |
||||||||
Toronto-Dominion
Bank |
42,646 |
$ |
3,252,611 |
|||||
Information Technology — 0.4% |
||||||||
Shopify,
Cl A * |
6,892 |
2,585,327 |
||||||
TOTAL
CANADA |
5,837,938 |
|||||||
UNITED STATES —
98.8% |
||||||||
Communication Services — 7.7% |
||||||||
Alphabet,
Cl A * |
8,441 |
19,205,301 |
||||||
AT&T |
162,388 |
3,457,240 |
||||||
Comcast,
Cl A |
69,847 |
3,092,825 |
||||||
Meta
Platforms, Cl A * |
17,218 |
3,334,094 |
||||||
Netflix
* |
14,702 |
2,902,763 |
||||||
Omnicom
Group |
40,119 |
2,993,279 |
||||||
Take-Two
Interactive Software * |
23,236 |
2,893,579 |
||||||
T-Mobile
US * |
24,643 |
3,284,665 |
||||||
Verizon
Communications |
63,126 |
3,237,733 |
Schedule
of Investments |
May
31, 2022 (Unaudited) | |
Global
X Conscious Companies ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Communication Services — continued |
||||||||
Walt
Disney * |
26,801 |
$ |
2,959,902 |
|||||
Warner
Bros Discovery * |
154,089 |
2,842,942 |
||||||
50,204,323 |
||||||||
Consumer Discretionary — 11.3% |
||||||||
Amazon.com
* |
6,261 |
15,052,634 |
||||||
AutoZone
* |
1,467 |
3,021,507 |
||||||
Best
Buy |
34,727 |
2,849,698 |
||||||
Booking
Holdings * |
1,431 |
3,210,534 |
||||||
BorgWarner |
83,724 |
3,375,752 |
||||||
Choice
Hotels International |
22,448 |
2,870,875 |
||||||
Darden
Restaurants |
23,646 |
2,955,750 |
||||||
eBay |
59,617 |
2,901,559 |
||||||
Etsy
* |
32,211 |
2,612,956 |
||||||
General
Motors * |
79,532 |
3,076,298 |
||||||
Home
Depot |
10,562 |
3,197,645 |
||||||
Lowe’s |
16,086 |
3,141,596 |
||||||
Lululemon
Athletica * |
8,716 |
2,551,086 |
||||||
Marriott
International, Cl A |
17,661 |
3,030,274 |
||||||
NIKE,
Cl B |
24,559 |
2,918,837 |
||||||
Shake
Shack, Cl A * |
51,233 |
2,492,485 |
||||||
Starbucks |
40,679 |
3,193,302 |
||||||
Target |
13,115 |
2,123,056 |
||||||
Vail
Resorts |
12,644 |
3,188,943 |
||||||
VF |
58,075 |
2,930,465 |
||||||
Whirlpool |
18,237 |
3,359,985 |
||||||
74,055,237 |
||||||||
Consumer Staples — 8.2% |
||||||||
Campbell
Soup |
67,530 |
3,235,362 |
||||||
Church
& Dwight |
30,837 |
2,777,180 |
||||||
Clorox |
21,040 |
3,058,375 |
||||||
Coca-Cola |
48,580 |
3,079,000 |
||||||
Colgate-Palmolive |
40,000 |
3,152,400 |
Schedule
of Investments |
May
31, 2022 (Unaudited) | |
Global
X Conscious Companies ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Consumer Staples — continued |
||||||||
Costco
Wholesale |
5,545 |
$ |
2,585,190 |
|||||
Estee
Lauder, Cl A |
12,005 |
3,057,073 |
||||||
General
Mills |
43,722 |
3,053,982 |
||||||
Hershey |
14,142 |
2,994,003 |
||||||
Hormel
Foods |
59,160 |
2,879,317 |
||||||
J M
Smucker |
22,284 |
2,793,745 |
||||||
Kellogg |
45,720 |
3,188,513 |
||||||
Kimberly-Clark |
22,886 |
3,044,296 |
||||||
McCormick |
31,000 |
2,874,320 |
||||||
PepsiCo |
18,413 |
3,088,781 |
||||||
Procter
& Gamble |
19,659 |
2,907,173 |
||||||
Sysco |
35,696 |
3,004,889 |
||||||
Walgreens
Boots Alliance |
69,605 |
3,050,787 |
||||||
53,824,386 |
||||||||
Energy — 1.6% |
||||||||
Chevron |
19,694 |
3,439,754 |
||||||
ConocoPhillips |
33,015 |
3,709,565 |
||||||
ONEOK |
45,753 |
3,012,835 |
||||||
10,162,154 |
||||||||
Financials — 9.5% |
||||||||
Aflac |
50,019 |
3,029,651 |
||||||
Allstate |
24,000 |
3,280,560 |
||||||
American
Express |
17,558 |
2,964,141 |
||||||
Bank of
America |
84,392 |
3,139,382 |
||||||
BlackRock,
Cl A |
4,781 |
3,198,871 |
||||||
Capital
One Financial |
23,430 |
2,995,760 |
||||||
Citigroup |
61,873 |
3,304,637 |
||||||
CME
Group, Cl A |
14,220 |
2,827,363 |
||||||
FactSet
Research Systems |
7,418 |
2,832,044 |
||||||
Hartford
Financial Services Group |
44,327 |
3,214,151 |
||||||
JPMorgan
Chase |
24,996 |
3,305,221 |
||||||
Moody’s |
9,666 |
2,914,976 |
Schedule
of Investments |
May
31, 2022 (Unaudited) | |
Global
X Conscious Companies ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Financials — continued |
||||||||
Morgan
Stanley |
37,406 |
$ |
3,222,153 |
|||||
Northern
Trust |
29,851 |
3,335,849 |
||||||
PNC
Financial Services Group |
18,297 |
3,209,477 |
||||||
Progressive |
29,258 |
3,492,820 |
||||||
Prudential
Financial |
27,379 |
2,909,019 |
||||||
S&P
Global |
8,351 |
2,918,507 |
||||||
T
Rowe Price Group |
23,610 |
3,000,595 |
||||||
US
Bancorp |
62,360 |
3,309,445 |
||||||
62,404,622 |
||||||||
Health Care — 14.2% |
||||||||
Abbott
Laboratories |
27,206 |
3,195,617 |
||||||
AbbVie |
20,452 |
3,014,011 |
||||||
Agilent
Technologies |
26,127 |
3,332,760 |
||||||
Amgen |
12,661 |
3,250,585 |
||||||
Becton
Dickinson |
12,429 |
3,179,338 |
||||||
Biogen
* |
14,944 |
2,988,800 |
||||||
Boston
Scientific * |
72,205 |
2,961,127 |
||||||
Bristol-Myers
Squibb |
41,846 |
3,157,281 |
||||||
Cigna |
12,427 |
3,334,040 |
||||||
Edwards
Lifesciences * |
26,775 |
2,700,259 |
||||||
Eli
Lilly |
11,373 |
3,564,753 |
||||||
Embecta
* |
100,151 |
2,481,742 |
||||||
Gilead
Sciences |
50,920 |
3,302,162 |
||||||
Humana |
7,131 |
3,239,114 |
||||||
IDEXX
Laboratories * |
6,550 |
2,565,111 |
||||||
Illumina
* |
9,823 |
2,352,412 |
||||||
Intuitive
Surgical * |
12,381 |
2,818,411 |
||||||
IQVIA
Holdings * |
13,810 |
2,972,603 |
||||||
Johnson
& Johnson |
17,461 |
3,134,773 |
||||||
Merck |
37,473 |
3,448,640 |
||||||
Mettler-Toledo
International * |
2,467 |
3,172,858 |
||||||
PerkinElmer |
20,773 |
3,109,095 |
||||||
Pfizer |
64,908 |
3,442,720 |
Schedule
of Investments |
May
31, 2022 (Unaudited) | |
Global
X Conscious Companies ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Health Care — continued |
||||||||
Quest
Diagnostics |
23,105 |
$ |
3,258,267 |
|||||
Regeneron
Pharmaceuticals * |
4,606 |
3,061,793 |
||||||
Stryker |
12,765 |
2,993,393 |
||||||
Thermo
Fisher Scientific |
5,648 |
3,205,635 |
||||||
Vertex
Pharmaceuticals * |
11,722 |
3,149,115 |
||||||
Waters
* |
10,420 |
3,417,239 |
||||||
Zoetis,
Cl A |
17,426 |
2,978,626 |
||||||
92,782,280 |
||||||||
Industrials — 9.5% |
||||||||
3M |
21,250 |
3,172,413 |
||||||
Caterpillar |
14,655 |
3,163,282 |
||||||
CH
Robinson Worldwide |
31,110 |
3,375,746 |
||||||
Cummins |
15,913 |
3,327,727 |
||||||
Deere |
7,859 |
2,811,793 |
||||||
Expeditors
International of Washington |
31,881 |
3,469,928 |
||||||
FedEx |
15,446 |
3,468,863 |
||||||
Honeywell
International |
16,453 |
3,185,630 |
||||||
Illinois
Tool Works |
15,588 |
3,243,395 |
||||||
Owens
Corning |
36,218 |
3,461,716 |
||||||
Republic
Services, Cl A |
23,942 |
3,204,397 |
||||||
Rockwell
Automation |
12,167 |
2,594,004 |
||||||
Southwest
Airlines * |
67,658 |
3,102,796 |
||||||
Stanley
Black & Decker |
22,402 |
2,658,893 |
||||||
Union
Pacific |
13,632 |
2,996,041 |
||||||
United
Parcel Service, Cl B |
16,938 |
3,086,951 |
||||||
Verisk
Analytics, Cl A |
15,051 |
2,632,721 |
||||||
Waste
Management |
20,126 |
3,190,172 |
||||||
WW
Grainger |
6,349 |
3,092,407 |
||||||
Xylem |
37,437 |
3,154,067 |
||||||
62,392,942 |
||||||||
Information Technology — 29.3% |
||||||||
Accenture,
Cl A |
10,199 |
3,043,994 |
Schedule
of Investments |
May
31, 2022 (Unaudited) | |
Global
X Conscious Companies ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Information Technology — continued |
||||||||
Adobe
* |
7,757 |
$ |
3,230,635 |
|||||
Advanced
Micro Devices * |
35,964 |
3,663,293 |
||||||
Akamai
Technologies * |
27,060 |
2,734,142 |
||||||
Analog
Devices |
20,678 |
3,482,175 |
||||||
Apple |
246,178 |
36,641,134 |
||||||
Applied
Materials |
28,101 |
3,295,966 |
||||||
Arista
Networks * |
27,477 |
2,810,348 |
||||||
Autodesk
* |
16,923 |
3,515,753 |
||||||
Automatic
Data Processing |
14,182 |
3,161,735 |
||||||
Block,
Cl A * |
30,873 |
2,701,696 |
||||||
CDW |
18,238 |
3,097,907 |
||||||
Cisco
Systems |
61,717 |
2,780,351 |
||||||
Cognizant
Technology Solutions, Cl A |
38,117 |
2,847,340 |
||||||
Dell
Technologies, Cl C |
67,630 |
3,377,442 |
||||||
F5
* |
15,812 |
2,577,988 |
||||||
Fiserv
* |
32,847 |
3,290,612 |
||||||
HubSpot
* |
7,999 |
2,701,182 |
||||||
Intel |
68,110 |
3,025,446 |
||||||
Intuit |
7,150 |
2,963,389 |
||||||
Jack
Henry & Associates |
16,065 |
3,022,148 |
||||||
Keysight
Technologies * |
21,818 |
3,176,701 |
||||||
Lam
Research |
6,851 |
3,562,726 |
||||||
Littelfuse |
13,659 |
3,690,662 |
||||||
Mastercard,
Cl A |
9,027 |
3,230,493 |
||||||
Microsoft |
115,452 |
31,387,935 |
||||||
Motorola
Solutions |
13,960 |
3,067,570 |
||||||
NVIDIA |
16,243 |
3,032,893 |
||||||
ON
Semiconductor * |
60,441 |
3,667,560 |
||||||
Oracle |
40,562 |
2,917,219 |
||||||
Paychex |
24,132 |
2,988,266 |
||||||
Paycom
Software * |
10,710 |
3,045,281 |
||||||
PayPal
Holdings * |
36,846 |
3,139,648 |
||||||
Salesforce
* |
18,492 |
2,963,158 |
Schedule
of Investments |
May
31, 2022 (Unaudited) | |
Global
X Conscious Companies ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Information Technology — continued |
||||||||
Synopsys
* |
10,934 |
$ |
3,490,133 |
|||||
Texas
Instruments |
18,695 |
3,304,528 |
||||||
Trimble
* |
47,746 |
3,249,115 |
||||||
Tyler
Technologies * |
8,225 |
2,926,620 |
||||||
Universal
Display |
23,888 |
3,017,293 |
||||||
Visa,
Cl A |
15,228 |
3,230,925 |
||||||
Workday,
Cl A * |
15,378 |
2,403,581 |
||||||
Zendesk
* |
26,230 |
2,398,734 |
||||||
191,855,717 |
||||||||
Materials — 2.4% |
||||||||
Air
Products & Chemicals |
13,048 |
3,211,896 |
||||||
Celanese,
Cl A |
22,212 |
3,476,622 |
||||||
Ecolab |
18,093 |
2,965,624 |
||||||
International
Flavors & Fragrances |
24,697 |
3,264,202 |
||||||
Newmont |
42,536 |
2,886,068 |
||||||
15,804,412 |
||||||||
Real Estate — 2.2% |
||||||||
American
Tower ‡ |
12,103 |
3,099,941 |
||||||
CBRE
Group, Cl A * |
37,482 |
3,105,009 |
||||||
Equinix
‡ |
4,252 |
2,921,507 |
||||||
Jones
Lang LaSalle * |
14,138 |
2,789,710 |
||||||
ProLogis
‡ |
18,787 |
2,394,967 |
||||||
14,311,134 |
||||||||
Utilities — 2.9% |
||||||||
American
Water Works |
19,304 |
2,919,730 |
||||||
Constellation
Energy |
50,773 |
3,151,988 |
||||||
Duke
Energy |
27,737 |
3,120,967 |
||||||
Exelon |
65,155 |
3,202,368 |
||||||
NextEra
Energy |
42,864 |
3,244,376 |
||||||
WEC
Energy Group |
30,484 |
3,202,954 |
||||||
18,842,383 |
||||||||
TOTAL
UNITED STATES |
646,639,590 |
Schedule
of Investments |
May
31, 2022 (Unaudited) | |
Global
X Conscious Companies ETF |
Value |
||||||||
COMMON STOCK —
continued |
||||||||
TOTAL COMMON STOCK |
||||||||
(Cost $658,744,594) |
$ |
652,477,528 |
||||||
TOTAL INVESTMENTS — 99.7% |
||||||||
(Cost $658,744,594) |
$ |
652,477,528 |
* |
Non-income producing
security. |
‡ |
Real Estate Investment
Trust |
Schedule
of Investments |
May
31, 2022 (Unaudited) | |
Global
X Adaptive U.S. Factor ETF |
Shares |
Value |
|||||||
COMMON STOCK —
99.8% |
||||||||
UNITED STATES—
99.8% |
||||||||
Communication Services — 4.2% |
||||||||
Activision
Blizzard |
1,693 |
$ |
131,851 |
|||||
AT&T |
95,544 |
2,034,132 |
||||||
Charter
Communications, Cl A * |
2,721 |
1,379,357 |
||||||
Electronic
Arts |
6,782 |
940,324 |
||||||
Liberty
Broadband, Cl C * |
987 |
123,543 |
||||||
T-Mobile
US * |
1,008 |
134,356 |
||||||
Verizon
Communications |
49,612 |
2,544,599 |
||||||
Total
Communication Services |
7,288,162 |
|||||||
Consumer Discretionary — 2.9% |
||||||||
AutoZone
* |
405 |
834,158 |
||||||
Dollar
General |
1,072 |
236,204 |
||||||
Domino’s
Pizza |
338 |
122,751 |
||||||
Hasbro |
1,508 |
135,343 |
||||||
McDonald’s |
10,552 |
2,661,320 |
||||||
O’Reilly
Automotive * |
951 |
605,949 |
||||||
Yum!
Brands |
2,712 |
329,427 |
Schedule
of Investments |
May
31, 2022 (Unaudited) | |
Global
X Adaptive U.S. Factor ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Consumer Discretionary — continued |
||||||||
Total
Consumer Discretionary |
$ |
4,925,152 |
||||||
Consumer Staples — 8.6% |
||||||||
Archer-Daniels-Midland |
9,018 |
819,015 |
||||||
Church
& Dwight |
1,293 |
116,448 |
||||||
Coca-Cola |
29,554 |
1,873,132 |
||||||
Constellation
Brands, Cl A |
516 |
126,663 |
||||||
Costco
Wholesale |
8,742 |
4,075,695 |
||||||
Flowers
Foods |
92,016 |
2,539,642 |
||||||
Hershey |
3,848 |
814,660 |
||||||
Hormel
Foods |
3,251 |
158,226 |
||||||
Kroger |
12,134 |
642,738 |
||||||
Mondelez
International, Cl A |
2,032 |
129,154 |
||||||
PepsiCo |
6,738 |
1,130,299 |
||||||
Procter
& Gamble |
2,128 |
314,689 |
||||||
Walmart |
16,911 |
2,175,262 |
||||||
Total
Consumer Staples |
14,915,623 |
|||||||
Energy — 16.6% |
||||||||
Antero
Resources * |
7,808 |
334,807 |
||||||
APA |
7,817 |
367,477 |
||||||
Baker
Hughes, Cl A |
18,032 |
648,791 |
||||||
Cheniere
Energy |
4,330 |
592,214 |
||||||
Chesapeake
Energy |
2,406 |
234,296 |
||||||
Chevron |
28,696 |
5,012,043 |
||||||
ConocoPhillips |
35,499 |
3,988,668 |
||||||
Continental
Resources |
2,664 |
181,338 |
||||||
Coterra
Energy |
11,660 |
400,288 |
||||||
Devon
Energy |
21,749 |
1,629,000 |
||||||
Diamondback
Energy |
2,911 |
442,530 |
||||||
EOG
Resources |
11,141 |
1,525,871 |
||||||
Exxon
Mobil |
51,166 |
4,911,936 |
||||||
Halliburton |
15,125 |
612,563 |
||||||
Marathon
Oil |
17,343 |
545,090 |
Schedule
of Investments |
May
31, 2022 (Unaudited) | |
Global
X Adaptive U.S. Factor ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Energy — continued |
||||||||
Marathon
Petroleum |
9,778 |
$ |
995,303 |
|||||
Matador
Resources |
2,350 |
143,115 |
||||||
Murphy
Oil |
3,551 |
150,633 |
||||||
Occidental
Petroleum |
17,310 |
1,199,756 |
||||||
ONEOK |
6,489 |
427,301 |
||||||
Ovintiv |
5,547 |
310,577 |
||||||
PDC
Energy |
1,833 |
145,064 |
||||||
Pioneer
Natural Resources |
4,525 |
1,257,679 |
||||||
Range
Resources * |
7,393 |
250,992 |
||||||
Schlumberger |
20,236 |
930,047 |
||||||
SM
Energy |
2,231 |
107,690 |
||||||
Targa
Resources |
6,863 |
494,273 |
||||||
Williams |
22,242 |
824,289 |
||||||
Total
Energy |
28,663,631 |
|||||||
Financials — 11.3% |
||||||||
AGNC
Investment ‡ |
158,438 |
1,937,697 |
||||||
Allstate |
929 |
126,985 |
||||||
American
Financial Group |
1,252 |
176,908 |
||||||
Annaly
Capital Management ‡ |
40,053 |
264,750 |
||||||
Aon,
Cl A |
3,758 |
1,035,968 |
||||||
Ares
Management, Cl A |
2,000 |
142,340 |
||||||
Arthur J
Gallagher |
17,311 |
2,803,343 |
||||||
Berkshire
Hathaway, Cl B * |
18,119 |
5,725,242 |
||||||
Blackstone,
Cl A |
9,490 |
1,117,827 |
||||||
Brown
& Brown |
4,080 |
242,230 |
||||||
Chubb |
5,869 |
1,240,061 |
||||||
FactSet
Research Systems |
836 |
319,168 |
||||||
Intercontinental
Exchange |
1,078 |
110,376 |
||||||
Marsh
& McLennan |
23,286 |
3,724,596 |
||||||
Nasdaq |
771 |
119,705 |
||||||
Progressive |
1,502 |
179,309 |
||||||
W R
Berkley |
1,878 |
133,582 |
Schedule
of Investments |
May
31, 2022 (Unaudited) | |
Global
X Adaptive U.S. Factor ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Financials — continued |
||||||||
Total
Financials |
$ |
19,400,087 |
||||||
Health Care — 24.5% |
||||||||
AbbVie |
29,698 |
4,376,594 |
||||||
AmerisourceBergen,
Cl A |
804 |
124,451 |
||||||
Baxter
International |
1,699 |
129,209 |
||||||
Becton
Dickinson |
499 |
127,644 |
||||||
Bristol-Myers
Squibb |
20,847 |
1,572,906 |
||||||
Cerner |
28,897 |
2,740,881 |
||||||
Change
Healthcare * |
114,152 |
2,749,922 |
||||||
CVS
Health |
23,869 |
2,309,326 |
||||||
Danaher |
476 |
125,578 |
||||||
Eli
Lilly |
16,322 |
5,115,968 |
||||||
Gilead
Sciences |
2,100 |
136,185 |
||||||
HCA
Healthcare |
3,066 |
645,086 |
||||||
Intra-Cellular
Therapies * |
1,544 |
88,626 |
||||||
Johnson
& Johnson |
14,680 |
2,635,500 |
||||||
McKesson |
3,873 |
1,273,016 |
||||||
Medtronic |
1,181 |
118,277 |
||||||
Merck |
17,552 |
1,615,311 |
||||||
Pfizer |
133,255 |
7,067,845 |
||||||
Premier,
Cl A |
67,078 |
2,509,388 |
||||||
QIAGEN
* |
30,394 |
1,396,604 |
||||||
Quest
Diagnostics |
1,875 |
264,413 |
||||||
Regeneron
Pharmaceuticals * |
1,492 |
991,792 |
||||||
Tenet
Healthcare * |
1,772 |
114,666 |
||||||
UnitedHealth
Group |
8,243 |
4,094,958 |
||||||
Total
Health Care |
42,324,146 |
|||||||
Industrials — 8.3% |
||||||||
Avis
Budget Group * |
595 |
113,217 |
||||||
Builders
FirstSource * |
2,400 |
156,216 |
||||||
CACI
International, Cl A * |
484 |
135,699 |
||||||
Carlisle |
784 |
199,473 |
Schedule
of Investments |
May
31, 2022 (Unaudited) | |
Global
X Adaptive U.S. Factor ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Industrials — continued |
||||||||
Evoqua
Water Technologies * |
1,994 |
$ |
70,966 |
|||||
FTI
Consulting * |
16,176 |
2,717,568 |
||||||
General
Dynamics |
3,643 |
819,347 |
||||||
L3Harris
Technologies |
692 |
166,703 |
||||||
Lockheed
Martin |
5,949 |
2,618,214 |
||||||
Northrop
Grumman |
445 |
208,247 |
||||||
Republic
Services, Cl A |
23,089 |
3,090,232 |
||||||
Robert
Half International |
1,699 |
153,165 |
||||||
Textron |
2,446 |
159,699 |
||||||
Univar
Solutions * |
2,425 |
74,496 |
||||||
Waste
Management |
21,276 |
3,372,459 |
||||||
WESCO
International * |
714 |
89,664 |
||||||
WillScot
Mobile Mini Holdings * |
2,718 |
97,114 |
||||||
Zurn
Water Solutions |
1,808 |
52,107 |
||||||
Total
Industrials |
14,294,586 |
|||||||
Information Technology — 13.6% |
||||||||
Akamai
Technologies * |
1,243 |
125,593 |
||||||
Amdocs |
32,475 |
2,821,753 |
||||||
Arista
Networks * |
3,860 |
394,801 |
||||||
Automatic
Data Processing |
886 |
197,525 |
||||||
Cisco
Systems |
44,820 |
2,019,141 |
||||||
Coherent
* |
10,083 |
2,732,090 |
||||||
ExlService
Holdings * |
537 |
76,356 |
||||||
Fortinet
* |
1,853 |
545,041 |
||||||
Gartner
* |
1,261 |
330,886 |
||||||
International
Business Machines |
967 |
134,258 |
||||||
Jack
Henry & Associates |
13,379 |
2,516,857 |
||||||
Juniper
Networks |
5,162 |
158,370 |
||||||
Motorola
Solutions |
2,075 |
455,961 |
||||||
NortonLifeLock |
4,955 |
120,605 |
||||||
NVIDIA |
20,949 |
3,911,597 |
||||||
Palo
Alto Networks * |
1,437 |
722,495 |
Schedule
of Investments |
May
31, 2022 (Unaudited) | |
Global
X Adaptive U.S. Factor ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Information Technology — continued |
||||||||
Paychex |
6,297 |
$ |
779,758 |
|||||
Pure
Storage, Cl A * |
4,418 |
104,839 |
||||||
Rogers
* |
9,896 |
2,626,200 |
||||||
Synaptics
* |
557 |
82,503 |
||||||
Vonage
Holdings * |
133,911 |
2,593,856 |
||||||
Total
Information Technology |
23,450,485 |
|||||||
Materials — 1.4% |
||||||||
Air
Products & Chemicals |
537 |
132,188 |
||||||
Alcoa |
4,162 |
256,879 |
||||||
CF
Industries Holdings |
4,685 |
462,737 |
||||||
Mosaic |
6,801 |
426,083 |
||||||
Nucor |
4,412 |
584,413 |
||||||
Sealed
Air |
2,328 |
144,755 |
||||||
Sonoco
Products |
2,028 |
118,577 |
||||||
Steel
Dynamics |
2,968 |
253,408 |
||||||
Total
Materials |
2,379,040 |
|||||||
Real Estate — 5.1% |
||||||||
Alexandria
Real Estate Equities ‡ |
708 |
117,493 |
||||||
AvalonBay
Communities ‡ |
1,750 |
363,930 |
||||||
Camden
Property Trust ‡ |
2,440 |
350,116 |
||||||
CubeSmart
‡ |
7,966 |
354,726 |
||||||
Digital
Realty Trust ‡ |
876 |
122,281 |
||||||
Duke
Realty ‡ |
4,968 |
262,459 |
||||||
Equity
LifeStyle Properties ‡ |
1,615 |
122,255 |
||||||
Equity
Residential ‡ |
4,107 |
315,541 |
||||||
Essex
Property Trust ‡ |
376 |
106,728 |
||||||
Extra
Space Storage ‡ |
3,599 |
641,342 |
||||||
First
Industrial Realty Trust ‡ |
2,042 |
108,532 |
||||||
Independence
Realty Trust ‡ |
4,255 |
100,035 |
||||||
Invitation
Homes ‡ |
3,036 |
114,518 |
||||||
Iron
Mountain ‡ |
3,562 |
191,992 |
||||||
Life
Storage ‡ |
2,600 |
303,576 |
Schedule
of Investments |
May
31, 2022 (Unaudited) | |
Global
X Adaptive U.S. Factor ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Real Estate — continued |
||||||||
Mid-America
Apartment Communities ‡ |
2,415 |
$ |
437,115 |
|||||
National
Storage Affiliates Trust ‡ |
1,424 |
74,689 |
||||||
ProLogis
‡ |
11,727 |
1,494,958 |
||||||
Public
Storage ‡ |
8,660 |
2,863,342 |
||||||
Sun
Communities ‡ |
696 |
114,234 |
||||||
UDR
‡ |
3,878 |
185,368 |
||||||
Total
Real Estate |
8,745,230 |
|||||||
Utilities — 3.3% |
||||||||
Alliant
Energy |
2,326 |
148,445 |
||||||
Ameren |
1,630 |
155,160 |
||||||
American
Electric Power |
1,911 |
194,979 |
||||||
Consolidated
Edison |
1,723 |
171,025 |
||||||
Duke
Energy |
7,949 |
894,422 |
||||||
Exelon |
15,423 |
758,040 |
||||||
Hawaiian
Electric Industries |
3,002 |
129,596 |
||||||
National
Fuel Gas |
5,243 |
385,518 |
||||||
PNM
Resources |
56,394 |
2,680,407 |
||||||
Southern |
2,689 |
203,450 |
||||||
Total
Utilities |
5,721,042 |
|||||||
TOTAL
UNITED STATES |
172,107,184 |
|||||||
TOTAL COMMON STOCK |
||||||||
(Cost $162,938,104) |
172,107,184 |
|||||||
TOTAL INVESTMENTS — 99.8% |
||||||||
(Cost $162,938,104) |
$ |
172,107,184 |
* |
Non-income producing
security. |
‡ |
Real Estate Investment
Trust |
Schedule
of Investments |
May
31, 2022 (Unaudited) | |
Global
X Adaptive U.S. Risk Management ETF |
Shares |
Value |
|||||||
COMMON STOCK —
99.9% |
||||||||
BRAZIL — 0.1% |
||||||||
Consumer Discretionary — 0.1% |
||||||||
MercadoLibre
* |
109 |
$ |
85,661 |
|||||
CHINA — 0.1% |
||||||||
Consumer Discretionary — 0.1% |
||||||||
Yum
China Holdings |
916 |
41,641 |
||||||
PERU — 0.0% |
||||||||
Materials — 0.0% |
||||||||
Southern
Copper |
186 |
11,491 |
||||||
SOUTH KOREA — 0.0% |
||||||||
Consumer Discretionary — 0.0% |
||||||||
Coupang,
Cl A * |
1,793 |
24,224 |
||||||
SWITZERLAND — 0.1% |
||||||||
Information Technology — 0.1% |
||||||||
TE
Connectivity |
736 |
95,231 |
Schedule
of Investments |
May
31, 2022 (Unaudited) | |
Global
X Adaptive U.S. Risk Management ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
UNITED KINGDOM —
0.5% |
||||||||
Materials — 0.5% |
||||||||
Linde |
1,135 |
$ |
368,512 |
|||||
UNITED STATES —
99.1% |
||||||||
Communication Services — 8.9% |
||||||||
Activision
Blizzard |
1,720 |
133,954 |
||||||
Alphabet,
Cl A * |
689 |
1,567,640 |
||||||
Alphabet,
Cl C * |
620 |
1,414,084 |
||||||
AT&T |
16,167 |
344,195 |
||||||
Charter
Communications, Cl A * |
264 |
133,829 |
||||||
Comcast,
Cl A |
10,392 |
460,158 |
||||||
DISH
Network, Cl A * |
547 |
12,488 |
||||||
Electronic
Arts |
634 |
87,904 |
||||||
Fox,
Cl A |
702 |
24,928 |
||||||
Fox,
Cl B |
315 |
10,304 |
||||||
Liberty
Broadband, Cl A * |
43 |
5,246 |
||||||
Liberty
Broadband, Cl C * |
300 |
37,551 |
||||||
Live
Nation Entertainment * |
337 |
32,032 |
||||||
Match
Group * |
605 |
47,662 |
||||||
Meta
Platforms, Cl A * |
5,267 |
1,019,902 |
||||||
Netflix
* |
994 |
196,255 |
||||||
Omnicom
Group |
459 |
34,246 |
||||||
Paramount
Global, Cl A |
7 |
258 |
||||||
Paramount
Global, Cl B |
1,291 |
44,320 |
||||||
Pinterest,
Cl A * |
1,264 |
24,838 |
||||||
ROBLOX,
Cl A * |
658 |
19,701 |
||||||
Roku,
Cl A * |
265 |
25,148 |
||||||
Sirius
XM Holdings |
1,585 |
10,144 |
||||||
Snap,
Cl A * |
2,460 |
34,711 |
||||||
Spotify
Technology * |
266 |
29,997 |
||||||
Take-Two
Interactive Software * |
256 |
31,880 |
||||||
T-Mobile
US * |
1,475 |
196,603 |
||||||
Twitter
* |
1,582 |
62,647 |
Schedule
of Investments |
May
31, 2022 (Unaudited) | |
Global
X Adaptive U.S. Risk Management ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Communication Services — continued |
||||||||
Verizon
Communications |
9,698 |
$ |
497,410 |
|||||
Walt
Disney * |
4,207 |
464,621 |
||||||
Warner
Bros Discovery * |
4,951 |
91,346 |
||||||
Warner
Music Group, Cl A |
252 |
7,482 |
||||||
ZoomInfo
Technologies, Cl A * |
611 |
24,678 |
||||||
7,128,162 |
||||||||
Consumer Discretionary — 10.7% |
||||||||
Airbnb,
Cl A * |
759 |
91,740 |
||||||
Amazon.com
* |
1,005 |
2,416,211 |
||||||
Aptiv
* |
608 |
64,594 |
||||||
AutoZone
* |
45 |
92,684 |
||||||
Best
Buy |
448 |
36,763 |
||||||
Booking
Holdings * |
93 |
208,651 |
||||||
Burlington
Stores * |
147 |
24,740 |
||||||
Caesars
Entertainment * |
457 |
22,928 |
||||||
CarMax
* |
362 |
35,936 |
||||||
Carnival
* |
1,930 |
26,788 |
||||||
Carvana,
Cl A * |
187 |
5,505 |
||||||
Chewy,
Cl A * |
179 |
4,439 |
||||||
Chipotle
Mexican Grill, Cl A * |
60 |
84,153 |
||||||
Darden
Restaurants |
279 |
34,875 |
||||||
Dollar
General |
517 |
113,916 |
||||||
Dollar
Tree * |
503 |
80,646 |
||||||
Domino’s
Pizza |
80 |
29,054 |
||||||
DoorDash,
Cl A * |
435 |
33,456 |
||||||
DR
Horton |
740 |
55,611 |
||||||
eBay |
1,271 |
61,860 |
||||||
Etsy
* |
281 |
22,795 |
||||||
Expedia
Group * |
337 |
43,584 |
||||||
Ford
Motor |
8,935 |
122,231 |
||||||
Garmin |
344 |
36,333 |
||||||
General
Motors * |
2,999 |
116,001 |
||||||
Genuine
Parts |
313 |
42,796 |
Schedule
of Investments |
May
31, 2022 (Unaudited) | |
Global
X Adaptive U.S. Risk Management ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Consumer Discretionary — continued |
||||||||
Hilton
Worldwide Holdings |
621 |
$ |
87,474 |
|||||
Home
Depot |
2,383 |
721,453 |
||||||
Las
Vegas Sands * |
1,031 |
36,559 |
||||||
Lennar,
Cl A |
572 |
45,903 |
||||||
Lennar,
Cl B |
27 |
1,814 |
||||||
Lowe’s |
1,499 |
292,755 |
||||||
Lucid
Group * |
1,235 |
24,922 |
||||||
Lululemon
Athletica * |
266 |
77,855 |
||||||
Marriott
International, Cl A |
632 |
108,439 |
||||||
McDonald’s |
1,720 |
433,801 |
||||||
MGM
Resorts International |
803 |
28,081 |
||||||
NIKE,
Cl B |
2,848 |
338,485 |
||||||
NVR
* |
7 |
31,154 |
||||||
O’Reilly
Automotive * |
149 |
94,938 |
||||||
Pool |
88 |
35,079 |
||||||
Rivian
Automotive, Cl A * |
400 |
12,560 |
||||||
Ross
Stores |
779 |
66,231 |
||||||
Royal
Caribbean Cruises * |
484 |
28,106 |
||||||
Starbucks |
2,608 |
204,728 |
||||||
Target |
1,047 |
169,488 |
||||||
Tesla
* |
1,937 |
1,468,750 |
||||||
TJX |
2,490 |
158,289 |
||||||
Tractor
Supply |
252 |
47,215 |
||||||
Ulta
Beauty * |
116 |
49,080 |
||||||
VF |
785 |
39,611 |
||||||
Wayfair,
Cl A * |
163 |
9,681 |
||||||
Yum!
Brands |
651 |
79,077 |
||||||
8,599,818 |
||||||||
Consumer Staples — 6.4% |
||||||||
Altria
Group |
4,114 |
222,526 |
||||||
Archer-Daniels-Midland |
1,268 |
115,160 |
||||||
Brown-Forman,
Cl A |
79 |
4,987 |
||||||
Brown-Forman,
Cl B |
681 |
45,028 |
Schedule
of Investments |
May
31, 2022 (Unaudited) | |
Global
X Adaptive U.S. Risk Management ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Consumer Staples — continued |
||||||||
Church
& Dwight |
547 |
$ |
49,263 |
|||||
Clorox |
275 |
39,974 |
||||||
Coca-Cola |
8,966 |
568,265 |
||||||
Colgate-Palmolive |
1,905 |
150,133 |
||||||
Conagra
Brands |
1,055 |
34,699 |
||||||
Constellation
Brands, Cl A |
346 |
84,933 |
||||||
Costco
Wholesale |
1,022 |
476,477 |
||||||
Estee
Lauder, Cl A |
485 |
123,505 |
||||||
General
Mills |
1,361 |
95,066 |
||||||
Hershey |
329 |
69,653 |
||||||
Hormel
Foods |
635 |
30,905 |
||||||
Kellogg |
580 |
40,449 |
||||||
Keurig
Dr Pepper |
1,935 |
67,222 |
||||||
Kimberly-Clark |
763 |
101,494 |
||||||
Kraft
Heinz |
1,559 |
58,977 |
||||||
Kroger |
1,483 |
78,555 |
||||||
McCormick |
559 |
51,830 |
||||||
Mondelez
International, Cl A |
3,128 |
198,816 |
||||||
Monster
Beverage * |
844 |
75,217 |
||||||
PepsiCo |
3,188 |
534,787 |
||||||
Philip
Morris International |
3,518 |
373,787 |
||||||
Procter
& Gamble |
5,512 |
815,115 |
||||||
Sysco |
1,145 |
96,386 |
||||||
Tyson
Foods, Cl A |
651 |
58,336 |
||||||
Walgreens
Boots Alliance |
1,612 |
70,654 |
||||||
Walmart |
3,328 |
428,081 |
||||||
5,160,280 |
||||||||
Energy — 4.8% |
||||||||
Baker
Hughes, Cl A |
2,014 |
72,464 |
||||||
Cheniere
Energy |
515 |
70,436 |
||||||
Chevron |
4,435 |
774,617 |
||||||
ConocoPhillips |
2,944 |
330,788 |
||||||
Continental
Resources |
242 |
16,473 |
Schedule
of Investments |
May
31, 2022 (Unaudited) | |
Global
X Adaptive U.S. Risk Management ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Energy — continued |
||||||||
Coterra
Energy |
1,776 |
$ |
60,970 |
|||||
Devon
Energy |
1,493 |
111,826 |
||||||
Diamondback
Energy |
399 |
60,656 |
||||||
EOG
Resources |
1,326 |
181,609 |
||||||
Exxon
Mobil |
9,684 |
929,664 |
||||||
Halliburton |
1,877 |
76,018 |
||||||
Hess |
661 |
81,349 |
||||||
Kinder
Morgan |
4,496 |
88,526 |
||||||
Marathon
Oil |
1,613 |
50,697 |
||||||
Marathon
Petroleum |
1,263 |
128,561 |
||||||
Occidental
Petroleum |
2,015 |
139,660 |
||||||
ONEOK |
1,003 |
66,047 |
||||||
Phillips
66 |
1,088 |
109,681 |
||||||
Pioneer
Natural Resources |
522 |
145,085 |
||||||
Schlumberger |
3,201 |
147,118 |
||||||
Valero
Energy |
925 |
119,880 |
||||||
Williams |
2,751 |
101,952 |
||||||
3,864,077 |
||||||||
Financials — 10.7% |
||||||||
Aflac |
1,341 |
81,224 |
||||||
Allstate |
617 |
84,338 |
||||||
American
Express |
1,267 |
213,895 |
||||||
American
International Group |
1,825 |
107,091 |
||||||
Ameriprise
Financial |
249 |
68,791 |
||||||
Aon,
Cl A |
461 |
127,084 |
||||||
Apollo
Global Management |
1,059 |
61,041 |
||||||
Arch
Capital Group * |
823 |
39,060 |
||||||
Ares
Management, Cl A |
336 |
23,913 |
||||||
Arthur J
Gallagher |
470 |
76,112 |
||||||
Bank of
America |
16,198 |
602,566 |
||||||
Bank of
New York Mellon |
1,647 |
76,767 |
||||||
Berkshire
Hathaway, Cl B * |
2,949 |
931,825 |
||||||
BlackRock,
Cl A |
332 |
222,135 |
Schedule
of Investments |
May
31, 2022 (Unaudited) | |
Global
X Adaptive U.S. Risk Management ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Financials — continued |
||||||||
Blackstone,
Cl A |
1,575 |
$ |
185,519 |
|||||
Blue Owl
Capital, Cl A |
862 |
10,809 |
||||||
Brown
& Brown |
521 |
30,932 |
||||||
Capital
One Financial |
908 |
116,097 |
||||||
Charles
Schwab |
3,447 |
241,635 |
||||||
Chubb |
828 |
174,948 |
||||||
Cincinnati
Financial |
347 |
44,367 |
||||||
Citigroup |
4,471 |
238,796 |
||||||
Citizens
Financial Group |
1,111 |
45,973 |
||||||
CME
Group, Cl A |
808 |
160,655 |
||||||
Coinbase
Global, Cl A * |
307 |
23,977 |
||||||
Discover
Financial Services |
629 |
71,385 |
||||||
Fifth
Third Bancorp |
1,534 |
60,486 |
||||||
First
Republic Bank |
402 |
62,322 |
||||||
Franklin
Resources |
646 |
17,494 |
||||||
Goldman
Sachs Group |
773 |
252,655 |
||||||
Hartford
Financial Services Group |
743 |
53,875 |
||||||
Huntington
Bancshares |
3,203 |
44,458 |
||||||
Interactive
Brokers Group, Cl A |
203 |
12,493 |
||||||
Intercontinental
Exchange |
1,259 |
128,909 |
||||||
JPMorgan
Chase |
6,701 |
886,073 |
||||||
KeyCorp |
2,064 |
41,197 |
||||||
KKR |
1,288 |
70,595 |
||||||
Loews |
462 |
30,256 |
||||||
M&T
Bank |
402 |
72,348 |
||||||
Markel
* |
30 |
41,083 |
||||||
Marsh
& McLennan |
1,138 |
182,023 |
||||||
MetLife |
1,411 |
95,087 |
||||||
Moody’s |
362 |
109,168 |
||||||
Morgan
Stanley |
3,102 |
267,206 |
||||||
MSCI,
Cl A |
178 |
78,738 |
||||||
Nasdaq |
256 |
39,747 |
||||||
Northern
Trust |
448 |
50,064 |
Schedule
of Investments |
May
31, 2022 (Unaudited) | |
Global
X Adaptive U.S. Risk Management ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Financials — continued |
||||||||
PNC
Financial Services Group |
946 |
$ |
165,938 |
|||||
Principal
Financial Group |
564 |
41,132 |
||||||
Progressive |
1,324 |
158,059 |
||||||
Prudential
Financial |
851 |
90,419 |
||||||
Raymond
James Financial |
418 |
41,169 |
||||||
Regions
Financial |
2,101 |
46,411 |
||||||
Rocket,
Cl A |
217 |
1,968 |
||||||
S&P
Global |
788 |
275,390 |
||||||
Signature
Bank NY |
137 |
29,629 |
||||||
State
Street |
777 |
56,325 |
||||||
SVB
Financial Group * |
131 |
64,003 |
||||||
Synchrony
Financial |
1,133 |
41,966 |
||||||
T
Rowe Price Group |
505 |
64,180 |
||||||
Tradeweb
Markets, Cl A |
235 |
15,888 |
||||||
Travelers |
541 |
96,861 |
||||||
Truist
Financial |
3,008 |
149,618 |
||||||
US
Bancorp |
3,024 |
160,484 |
||||||
Wells
Fargo |
8,794 |
402,501 |
||||||
Willis
Towers Watson |
252 |
53,190 |
||||||
8,612,343 |
||||||||
Health Care — 14.4% |
||||||||
Abbott
Laboratories |
4,047 |
475,361 |
||||||
AbbVie |
4,062 |
598,617 |
||||||
Agilent
Technologies |
677 |
86,358 |
||||||
Align
Technology * |
174 |
48,309 |
||||||
Alnylam
Pharmaceuticals * |
270 |
33,966 |
||||||
AmerisourceBergen,
Cl A |
343 |
53,093 |
||||||
Amgen |
1,211 |
310,912 |
||||||
Anthem |
548 |
279,266 |
||||||
Avantor
* |
1,234 |
39,537 |
||||||
Baxter
International |
1,137 |
86,469 |
||||||
Becton
Dickinson |
642 |
164,224 |
||||||
Biogen
* |
330 |
66,000 |
Schedule
of Investments |
May
31, 2022 (Unaudited) | |
Global
X Adaptive U.S. Risk Management ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Health Care — continued |
||||||||
BioMarin
Pharmaceutical * |
410 |
$ |
30,803 |
|||||
Bio-Rad
Laboratories, Cl A * |
48 |
25,814 |
||||||
Boston
Scientific * |
3,235 |
132,667 |
||||||
Bristol-Myers
Squibb |
4,818 |
363,518 |
||||||
Catalent
* |
381 |
39,266 |
||||||
Centene
* |
1,295 |
105,465 |
||||||
Cerner |
663 |
62,886 |
||||||
Charles
River Laboratories International * |
112 |
26,217 |
||||||
Cigna |
727 |
195,047 |
||||||
Cooper |
110 |
38,582 |
||||||
CVS
Health |
2,975 |
287,831 |
||||||
Danaher |
1,479 |
390,190 |
||||||
Dexcom
* |
220 |
65,547 |
||||||
Edwards
Lifesciences * |
1,399 |
141,089 |
||||||
Elanco
Animal Health * |
991 |
23,487 |
||||||
Eli
Lilly |
1,948 |
610,581 |
||||||
Exact
Sciences * |
383 |
19,077 |
||||||
Gilead
Sciences |
2,847 |
184,628 |
||||||
HCA
Healthcare |
522 |
109,829 |
||||||
Hologic
* |
559 |
42,076 |
||||||
Horizon
Therapeutics * |
511 |
45,832 |
||||||
Humana |
284 |
129,001 |
||||||
IDEXX
Laboratories * |
189 |
74,016 |
||||||
Illumina
* |
355 |
85,015 |
||||||
Incyte
* |
410 |
31,115 |
||||||
Insulet
* |
155 |
33,089 |
||||||
Intuitive
Surgical * |
813 |
185,071 |
||||||
IQVIA
Holdings * |
424 |
91,266 |
||||||
Johnson
& Johnson |
6,039 |
1,084,182 |
||||||
Laboratory
Corp of America Holdings |
210 |
51,811 |
||||||
McKesson |
340 |
111,755 |
||||||
Medtronic |
3,047 |
305,157 |
||||||
Merck |
5,813 |
534,970 |
Schedule
of Investments |
May
31, 2022 (Unaudited) | |
Global
X Adaptive U.S. Risk Management ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Health Care — continued |
||||||||
Mettler-Toledo
International * |
51 |
$ |
65,592 |
|||||
Moderna
* |
815 |
118,444 |
||||||
Molina
Healthcare * |
131 |
38,019 |
||||||
PerkinElmer |
283 |
42,357 |
||||||
Pfizer |
13,007 |
689,891 |
||||||
Quest
Diagnostics |
263 |
37,088 |
||||||
Regeneron
Pharmaceuticals * |
235 |
156,214 |
||||||
ResMed |
328 |
66,735 |
||||||
Royalty
Pharma, Cl A |
757 |
31,143 |
||||||
Seagen
* |
305 |
41,382 |
||||||
STERIS |
225 |
51,345 |
||||||
Stryker |
751 |
176,110 |
||||||
Teleflex |
105 |
30,213 |
||||||
Thermo
Fisher Scientific |
903 |
512,516 |
||||||
UnitedHealth
Group |
2,152 |
1,069,071 |
||||||
Veeva
Systems, Cl A * |
313 |
53,291 |
||||||
Vertex
Pharmaceuticals * |
579 |
155,548 |
||||||
Viatris,
Cl W * |
2,708 |
33,227 |
||||||
Waters
* |
136 |
44,601 |
||||||
West
Pharmaceutical Services |
166 |
51,523 |
||||||
Zimmer
Biomet Holdings |
472 |
56,739 |
||||||
Zoetis,
Cl A |
1,069 |
182,724 |
||||||
11,602,765 |
||||||||
Industrials — 7.4% |
||||||||
3M |
1,292 |
192,883 |
||||||
AMETEK |
520 |
63,164 |
||||||
Boeing
* |
1,339 |
175,945 |
||||||
Carrier
Global |
1,924 |
75,632 |
||||||
Caterpillar |
1,216 |
262,474 |
||||||
Cintas |
195 |
77,674 |
||||||
Copart
* |
483 |
55,318 |
||||||
CoStar
Group * |
882 |
53,749 |
||||||
CSX |
4,934 |
156,852 |
Schedule
of Investments |
May
31, 2022 (Unaudited) | |
Global
X Adaptive U.S. Risk Management ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Industrials — continued |
||||||||
Cummins |
320 |
$ |
66,918 |
|||||
Deere |
636 |
227,548 |
||||||
Delta
Air Lines * |
1,440 |
60,034 |
||||||
Dover |
323 |
43,253 |
||||||
Eaton |
903 |
125,156 |
||||||
Emerson
Electric |
1,336 |
118,450 |
||||||
Equifax |
276 |
55,912 |
||||||
Expeditors
International of Washington |
375 |
40,815 |
||||||
Fastenal |
1,297 |
69,467 |
||||||
FedEx |
543 |
121,947 |
||||||
Fortive |
788 |
48,675 |
||||||
Generac
Holdings * |
141 |
34,838 |
||||||
General
Dynamics |
552 |
124,150 |
||||||
General
Electric |
2,477 |
193,924 |
||||||
HEICO |
90 |
12,875 |
||||||
HEICO,
Cl A |
163 |
19,086 |
||||||
Honeywell
International |
1,554 |
300,885 |
||||||
IDEX |
170 |
32,564 |
||||||
Illinois
Tool Works |
637 |
132,541 |
||||||
Ingersoll
Rand |
915 |
43,142 |
||||||
Jacobs
Engineering Group |
288 |
40,346 |
||||||
JB
Hunt Transport Services |
187 |
32,272 |
||||||
Johnson
Controls International |
1,586 |
86,453 |
||||||
L3Harris
Technologies |
436 |
105,032 |
||||||
Lockheed
Martin |
606 |
266,707 |
||||||
Lyft,
Cl A * |
617 |
10,909 |
||||||
Norfolk
Southern |
588 |
140,920 |
||||||
Northrop
Grumman |
318 |
148,814 |
||||||
Old
Dominion Freight Line |
235 |
60,686 |
||||||
Otis
Worldwide |
956 |
71,126 |
||||||
PACCAR |
718 |
62,351 |
||||||
Parker-Hannifin |
289 |
78,657 |
||||||
Quanta
Services |
317 |
37,723 |
Schedule
of Investments |
May
31, 2022 (Unaudited) | |
Global
X Adaptive U.S. Risk Management ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Industrials — continued |
||||||||
Raytheon
Technologies |
3,386 |
$ |
322,076 |
|||||
Republic
Services, Cl A |
465 |
62,236 |
||||||
Rockwell
Automation |
262 |
55,858 |
||||||
Rollins |
530 |
18,794 |
||||||
Southwest
Airlines * |
1,334 |
61,177 |
||||||
Stanley
Black & Decker |
367 |
43,559 |
||||||
Trane
Technologies |
525 |
72,482 |
||||||
TransDigm
Group * |
119 |
72,039 |
||||||
TransUnion |
431 |
37,415 |
||||||
Uber
Technologies * |
4,074 |
94,517 |
||||||
Union
Pacific |
1,425 |
313,187 |
||||||
United
Airlines Holdings * |
724 |
34,484 |
||||||
United
Parcel Service, Cl B |
1,667 |
303,811 |
||||||
United
Rentals * |
162 |
48,305 |
||||||
Verisk
Analytics, Cl A |
355 |
62,097 |
||||||
Waste
Management |
941 |
149,158 |
||||||
Westinghouse
Air Brake Technologies |
392 |
37,028 |
||||||
WW
Grainger |
103 |
50,168 |
||||||
Xylem |
403 |
33,953 |
||||||
6,000,211 |
||||||||
Information Technology — 28.2% |
||||||||
Accenture,
Cl A |
1,530 |
456,644 |
||||||
Adobe
* |
1,090 |
453,963 |
||||||
Advanced
Micro Devices * |
3,670 |
373,826 |
||||||
Akamai
Technologies * |
355 |
35,869 |
||||||
Amphenol,
Cl A |
1,349 |
95,590 |
||||||
Analog
Devices |
1,185 |
199,554 |
||||||
ANSYS
* |
195 |
50,770 |
||||||
Apple |
37,346 |
5,558,579 |
||||||
Applied
Materials |
2,001 |
234,697 |
||||||
AppLovin,
Cl A * |
240 |
9,146 |
||||||
Arista
Networks * |
534 |
54,618 |
||||||
Atlassian,
Cl A * |
317 |
56,210 |
Schedule
of Investments |
May
31, 2022 (Unaudited) | |
Global
X Adaptive U.S. Risk Management ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Information Technology — continued |
||||||||
Autodesk
* |
492 |
$ |
102,213 |
|||||
Automatic
Data Processing |
953 |
212,462 |
||||||
Bentley
Systems, Cl B |
463 |
15,918 |
||||||
Bill.com
Holdings * |
218 |
25,776 |
||||||
Block,
Cl A * |
1,166 |
102,037 |
||||||
Broadcom |
908 |
526,758 |
||||||
Broadridge
Financial Solutions |
261 |
38,163 |
||||||
Cadence
Design Systems * |
622 |
95,620 |
||||||
CDW |
301 |
51,128 |
||||||
Cisco
Systems |
8,803 |
396,575 |
||||||
Cloudflare,
Cl A * |
557 |
31,192 |
||||||
Cognizant
Technology Solutions, Cl A |
1,185 |
88,520 |
||||||
Corning |
1,726 |
61,825 |
||||||
Crowdstrike
Holdings, Cl A * |
463 |
74,075 |
||||||
Datadog,
Cl A * |
570 |
54,372 |
||||||
Dell
Technologies, Cl C |
619 |
30,913 |
||||||
DocuSign,
Cl A * |
433 |
36,333 |
||||||
Enphase
Energy * |
277 |
51,575 |
||||||
EPAM
Systems * |
124 |
41,977 |
||||||
Fidelity
National Information Services |
1,357 |
141,807 |
||||||
Fiserv
* |
1,342 |
134,442 |
||||||
FleetCor
Technologies * |
170 |
42,298 |
||||||
Fortinet
* |
309 |
90,889 |
||||||
Gartner
* |
180 |
47,232 |
||||||
Global
Payments |
633 |
82,948 |
||||||
GLOBALFOUNDRIES
* |
131 |
7,819 |
||||||
Hewlett
Packard Enterprise |
2,921 |
45,568 |
||||||
HP |
2,383 |
92,556 |
||||||
HubSpot
* |
101 |
34,107 |
||||||
Intel |
9,461 |
420,258 |
||||||
International
Business Machines |
2,042 |
283,511 |
||||||
Intuit |
625 |
259,038 |
||||||
Keysight
Technologies * |
408 |
59,405 |
Schedule
of Investments |
May
31, 2022 (Unaudited) | |
Global
X Adaptive U.S. Risk Management ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Information Technology — continued |
||||||||
KLA |
340 |
$ |
124,049 |
|||||
Lam
Research |
316 |
164,330 |
||||||
Marvell
Technology |
1,914 |
113,213 |
||||||
Mastercard,
Cl A |
1,982 |
709,298 |
||||||
Microchip
Technology |
1,235 |
89,723 |
||||||
Micron
Technology |
2,531 |
186,889 |
||||||
Microsoft |
16,920 |
4,600,040 |
||||||
MongoDB,
Cl A * |
142 |
33,675 |
||||||
Monolithic
Power Systems |
98 |
44,138 |
||||||
Motorola
Solutions |
378 |
83,062 |
||||||
NetApp |
499 |
35,903 |
||||||
NVIDIA |
6,462 |
1,206,585 |
||||||
Okta,
Cl A * |
327 |
27,157 |
||||||
ON
Semiconductor * |
974 |
59,102 |
||||||
Oracle |
3,462 |
248,987 |
||||||
Palantir
Technologies, Cl A * |
3,859 |
33,496 |
||||||
Palo
Alto Networks * |
218 |
109,606 |
||||||
Paychex |
730 |
90,396 |
||||||
Paycom
Software * |
115 |
32,699 |
||||||
PayPal
Holdings * |
2,636 |
224,614 |
||||||
Qorvo
* |
241 |
26,932 |
||||||
QUALCOMM |
2,560 |
366,643 |
||||||
Qualtrics
International, Cl A * |
179 |
2,542 |
||||||
Roper
Technologies |
238 |
105,301 |
||||||
Salesforce
* |
2,177 |
348,843 |
||||||
Seagate
Technology Holdings |
460 |
38,948 |
||||||
ServiceNow
* |
453 |
211,764 |
||||||
Skyworks
Solutions |
362 |
39,411 |
||||||
Snowflake,
Cl A * |
598 |
76,335 |
||||||
Splunk
* |
358 |
36,716 |
||||||
SS&C
Technologies Holdings |
500 |
31,995 |
||||||
Synopsys
* |
345 |
110,124 |
||||||
Teledyne
Technologies * |
103 |
41,730 |
Schedule
of Investments |
May
31, 2022 (Unaudited) | |
Global
X Adaptive U.S. Risk Management ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Information Technology — continued |
||||||||
Teradyne |
362 |
$ |
39,552 |
|||||
Texas
Instruments |
2,098 |
370,842 |
||||||
Trade
Desk, Cl A * |
982 |
51,113 |
||||||
Trimble
* |
562 |
38,244 |
||||||
Twilio,
Cl A * |
379 |
39,859 |
||||||
Tyler
Technologies * |
92 |
32,735 |
||||||
Ubiquiti |
10 |
2,616 |
||||||
Unity
Software * |
442 |
17,667 |
||||||
VeriSign
* |
216 |
37,703 |
||||||
Visa,
Cl A |
3,796 |
805,397 |
||||||
VMware,
Cl A |
470 |
60,207 |
||||||
Western
Digital * |
687 |
41,694 |
||||||
Workday,
Cl A * |
438 |
68,459 |
||||||
Zebra
Technologies, Cl A * |
118 |
39,906 |
||||||
Zoom
Video Communications, Cl A * |
479 |
51,469 |
||||||
Zscaler
* |
186 |
28,475 |
||||||
22,738,960 |
||||||||
Materials — 2.0% |
||||||||
Air
Products & Chemicals |
501 |
123,326 |
||||||
Albemarle |
264 |
68,751 |
||||||
Amcor |
3,403 |
44,579 |
||||||
Ball |
720 |
51,041 |
||||||
Celanese,
Cl A |
242 |
37,878 |
||||||
CF
Industries Holdings |
469 |
46,323 |
||||||
Corteva |
1,623 |
101,632 |
||||||
Dow |
1,665 |
113,187 |
||||||
DuPont
de Nemours |
1,052 |
71,378 |
||||||
Ecolab |
576 |
94,412 |
||||||
Freeport-McMoRan |
3,280 |
128,182 |
||||||
International
Flavors & Fragrances |
576 |
76,130 |
||||||
International
Paper |
841 |
40,747 |
||||||
LyondellBasell
Industries, Cl A |
579 |
66,151 |
||||||
Martin
Marietta Materials |
140 |
47,513 |
Schedule
of Investments |
May
31, 2022 (Unaudited) | |
Global
X Adaptive U.S. Risk Management ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Materials — continued |
||||||||
Mosaic |
813 |
$ |
50,934 |
|||||
Newmont |
1,795 |
121,791 |
||||||
Nucor |
604 |
80,006 |
||||||
PPG
Industries |
533 |
67,419 |
||||||
Sherwin-Williams |
542 |
145,278 |
||||||
Vulcan
Materials |
293 |
48,307 |
||||||
1,624,965 |
||||||||
Real Estate — 2.7% |
||||||||
Alexandria
Real Estate Equities ‡ |
365 |
60,572 |
||||||
American
Tower ‡ |
1,034 |
264,838 |
||||||
AvalonBay
Communities ‡ |
311 |
64,676 |
||||||
Boston
Properties ‡ |
321 |
35,689 |
||||||
CBRE
Group, Cl A * |
718 |
59,479 |
||||||
Crown
Castle International ‡ |
979 |
185,667 |
||||||
Digital
Realty Trust ‡ |
644 |
89,896 |
||||||
Duke
Realty ‡ |
861 |
45,487 |
||||||
Equinix
‡ |
205 |
140,853 |
||||||
Equity
Residential ‡ |
823 |
63,231 |
||||||
Essex
Property Trust ‡ |
146 |
41,442 |
||||||
Extra
Space Storage ‡ |
298 |
53,104 |
||||||
Healthpeak
Properties ‡ |
1,209 |
35,895 |
||||||
Invitation
Homes ‡ |
1,369 |
51,639 |
||||||
Mid-America
Apartment Communities ‡ |
258 |
46,698 |
||||||
ProLogis
‡ |
1,675 |
213,529 |
||||||
Public
Storage ‡ |
344 |
113,740 |
||||||
Realty
Income ‡ |
1,352 |
92,233 |
||||||
SBA
Communications, Cl A ‡ |
242 |
81,460 |
||||||
Simon
Property Group ‡ |
738 |
84,612 |
||||||
Sun
Communities ‡ |
257 |
42,181 |
||||||
UDR
‡ |
727 |
34,751 |
||||||
Ventas
‡ |
897 |
50,896 |
||||||
VICI
Properties ‡ |
1,685 |
51,982 |
||||||
Welltower
‡ |
1,027 |
91,495 |
Schedule
of Investments |
May
31, 2022 (Unaudited) | |
Global
X Adaptive U.S. Risk Management ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Real Estate — continued |
||||||||
Weyerhaeuser
‡ |
1,684 |
$ |
66,552 |
|||||
Zillow
Group, Cl A * |
88 |
3,516 |
||||||
Zillow
Group, Cl C * |
373 |
14,883 |
||||||
2,180,996 |
||||||||
Utilities — 2.9% |
||||||||
AES |
1,469 |
32,377 |
||||||
Alliant
Energy |
562 |
35,867 |
||||||
Ameren |
579 |
55,115 |
||||||
American
Electric Power |
1,143 |
116,620 |
||||||
American
Water Works |
410 |
62,012 |
||||||
Avangrid |
150 |
7,138 |
||||||
CenterPoint
Energy |
1,414 |
45,319 |
||||||
CMS
Energy |
651 |
46,247 |
||||||
Consolidated
Edison |
801 |
79,507 |
||||||
Constellation
Energy |
736 |
45,691 |
||||||
Dominion
Energy |
1,835 |
154,544 |
||||||
DTE
Energy |
435 |
57,729 |
||||||
Duke
Energy |
1,747 |
196,572 |
||||||
Edison
International |
860 |
60,123 |
||||||
Entergy |
458 |
55,107 |
||||||
Evergy |
503 |
35,180 |
||||||
Eversource
Energy |
772 |
71,271 |
||||||
Exelon |
2,196 |
107,933 |
||||||
FirstEnergy |
1,289 |
55,375 |
||||||
NextEra
Energy |
4,457 |
337,350 |
||||||
PG&E
* |
4,570 |
55,754 |
||||||
PPL |
1,632 |
49,254 |
||||||
Public
Service Enterprise Group |
1,135 |
77,793 |
||||||
Sempra
Energy |
716 |
117,324 |
||||||
Southern |
2,401 |
181,660 |
||||||
WEC
Energy Group |
713 |
74,915 |
Schedule
of Investments |
May
31, 2022 (Unaudited) | |
Global
X Adaptive U.S. Risk Management ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Utilities — continued |
||||||||
Xcel
Energy |
1,231 |
$ |
92,743 |
|||||
2,306,520 |
||||||||
TOTAL
UNITED STATES |
79,819,097 |
|||||||
TOTAL COMMON STOCK |
||||||||
(Cost $78,984,165) |
80,445,857 |
|||||||
TOTAL INVESTMENTS — 99.9% |
||||||||
(Cost $78,984,165) |
$ |
80,445,857 |
* |
Non-income producing
security. |
‡ |
Real Estate Investment
Trust |
Schedule
of Investments |
May
31, 2022 (Unaudited) | |
Global
X Founder-Run Companies ETF |
Shares |
Value |
|||||||
COMMON STOCK —
99.9% |
||||||||
UNITED STATES—
99.9% |
||||||||
Communication Services — 7.8% |
||||||||
Meta
Platforms, Cl A * |
542 |
$ |
104,953 |
|||||
Netflix
* |
571 |
112,738 |
||||||
Nexstar
Media Group, Cl A |
686 |
120,201 |
||||||
Pinterest,
Cl A * |
5,295 |
104,047 |
||||||
ROBLOX,
Cl A * |
3,546 |
106,167 |
||||||
Roku,
Cl A * |
1,170 |
111,033 |
||||||
Snap,
Cl A * |
3,850 |
54,324 |
||||||
ZoomInfo
Technologies, Cl A * |
2,291 |
92,533 |
||||||
Total
Communication Services |
805,996 |
|||||||
Consumer Discretionary — 8.3% |
||||||||
Airbnb,
Cl A * |
715 |
86,422 |
||||||
Carvana,
Cl A * |
1,890 |
55,642 |
||||||
DoorDash,
Cl A * |
1,334 |
102,598 |
||||||
QuantumScape,
Cl A * |
7,334 |
93,802 |
||||||
Rivian
Automotive, Cl A * |
3,591 |
112,757 |
||||||
Skechers
USA, Cl A * |
2,837 |
111,778 |
||||||
Starbucks |
1,456 |
114,296 |
||||||
Tesla
* |
125 |
94,783 |
Schedule
of Investments |
May
31, 2022 (Unaudited) | |
Global
X Founder-Run Companies ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Consumer Discretionary — continued |
||||||||
Wayfair,
Cl A * |
1,424 |
$ |
84,571 |
|||||
Total
Consumer Discretionary |
856,649 |
|||||||
Energy — 3.8% |
||||||||
Antero
Resources * |
3,086 |
132,327 |
||||||
New
Fortress Energy, Cl A |
2,803 |
130,592 |
||||||
Pioneer
Natural Resources |
468 |
130,076 |
||||||
Total
Energy |
392,995 |
|||||||
Financials — 15.6% |
||||||||
Apollo
Global Management |
2,184 |
125,886 |
||||||
Ares
Management, Cl A |
1,641 |
116,790 |
||||||
BlackRock,
Cl A |
175 |
117,089 |
||||||
Blackstone,
Cl A |
1,070 |
126,035 |
||||||
Capital
One Financial |
872 |
111,494 |
||||||
Coinbase
Global, Cl A * |
971 |
75,835 |
||||||
Essent
Group |
2,681 |
114,720 |
||||||
Intercontinental
Exchange |
946 |
96,861 |
||||||
MarketAxess
Holdings |
412 |
116,052 |
||||||
Pinnacle
Financial Partners |
1,401 |
114,069 |
||||||
SEI
Investments |
1,950 |
113,939 |
||||||
Signature
Bank NY |
452 |
97,754 |
||||||
Starwood
Property Trust ‡ |
4,749 |
113,454 |
||||||
Tradeweb
Markets, Cl A |
1,526 |
103,173 |
||||||
Upstart
Holdings * |
1,459 |
73,533 |
||||||
Total
Financials |
1,616,684 |
|||||||
Health Care — 15.5% |
||||||||
Guardant
Health * |
1,774 |
72,699 |
||||||
Ionis
Pharmaceuticals * |
2,955 |
107,917 |
||||||
Jazz
Pharmaceuticals * |
678 |
101,483 |
||||||
LHC
Group * |
655 |
109,162 |
||||||
Masimo
* |
962 |
135,094 |
||||||
Medpace
Holdings * |
814 |
116,597 |
||||||
Neurocrine
Biosciences * |
1,207 |
112,842 |
Schedule
of Investments |
May
31, 2022 (Unaudited) | |
Global
X Founder-Run Companies ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Health Care — continued |
||||||||
Oak
Street Health * |
6,006 |
$ |
113,393 |
|||||
Penumbra
* |
635 |
93,294 |
||||||
Regeneron
Pharmaceuticals * |
166 |
110,347 |
||||||
Royalty
Pharma, Cl A |
2,551 |
104,948 |
||||||
Seagen
* |
829 |
112,479 |
||||||
Ultragenyx
Pharmaceutical * |
1,550 |
72,695 |
||||||
United
Therapeutics * |
612 |
140,968 |
||||||
Veeva
Systems, Cl A * |
602 |
102,497 |
||||||
Total
Health Care |
1,606,415 |
|||||||
Industrials — 5.7% |
||||||||
Axon
Enterprise * |
968 |
98,116 |
||||||
Clean
Harbors * |
1,044 |
97,510 |
||||||
CoStar
Group * |
1,707 |
104,025 |
||||||
FedEx |
547 |
122,845 |
||||||
Lyft,
Cl A * |
3,368 |
59,546 |
||||||
XPO
Logistics * |
2,020 |
107,949 |
||||||
Total
Industrials |
589,991 |
|||||||
Information Technology — 28.4% |
||||||||
Affirm
Holdings, Cl A * |
3,816 |
108,756 |
||||||
Akamai
Technologies * |
967 |
97,706 |
||||||
Avalara
* |
1,428 |
120,909 |
||||||
Block,
Cl A * |
1,101 |
96,348 |
||||||
Cloudflare,
Cl A * |
1,272 |
71,232 |
||||||
Crowdstrike
Holdings, Cl A * |
551 |
88,154 |
||||||
Datadog,
Cl A * |
907 |
86,519 |
||||||
Dell
Technologies, Cl C |
2,311 |
115,412 |
||||||
Dropbox,
Cl A * |
4,995 |
104,096 |
||||||
EPAM
Systems * |
410 |
138,793 |
||||||
FleetCor
Technologies * |
439 |
109,228 |
||||||
Fortinet
* |
376 |
110,597 |
||||||
Monolithic
Power Systems |
279 |
125,659 |
||||||
NVIDIA |
586 |
109,418 |
Schedule
of Investments |
May
31, 2022 (Unaudited) | |
Global
X Founder-Run Companies ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Information Technology — continued |
||||||||
Okta,
Cl A * |
918 |
$ |
76,240 |
|||||
Palantir
Technologies, Cl A * |
10,534 |
91,435 |
||||||
Paycom
Software * |
389 |
110,608 |
||||||
RingCentral,
Cl A * |
1,291 |
81,514 |
||||||
Salesforce
* |
617 |
98,868 |
||||||
SS&C
Technologies Holdings |
1,680 |
107,503 |
||||||
Synopsys
* |
379 |
120,977 |
||||||
Trade
Desk, Cl A * |
1,843 |
95,928 |
||||||
Twilio,
Cl A * |
971 |
102,120 |
||||||
Ubiquiti |
388 |
101,485 |
||||||
VeriSign
* |
613 |
106,999 |
||||||
Workday,
Cl A * |
525 |
82,057 |
||||||
Zendesk
* |
898 |
82,122 |
||||||
Zoom
Video Communications, Cl A * |
1,091 |
117,228 |
||||||
Zscaler
* |
540 |
82,669 |
||||||
Total
Information Technology |
2,940,580 |
|||||||
Materials — 3.2% |
||||||||
MP
Materials * |
2,856 |
112,612 |
||||||
Steel
Dynamics |
1,278 |
109,116 |
||||||
Westlake |
859 |
113,482 |
||||||
Total
Materials |
335,210 |
|||||||
Real Estate — 11.6% |
||||||||
American
Campus Communities ‡ |
1,680 |
109,200 |
||||||
American
Homes 4 Rent, Cl A ‡ |
2,742 |
101,344 |
||||||
Apartment
Income REIT ‡ |
2,209 |
99,096 |
||||||
Camden
Property Trust ‡ |
692 |
99,295 |
||||||
Invitation
Homes ‡ |
2,728 |
102,900 |
||||||
Medical
Properties Trust ‡ |
5,908 |
109,771 |
||||||
ProLogis
‡ |
684 |
87,196 |
||||||
Rexford
Industrial Realty ‡ |
1,404 |
89,674 |
||||||
STAG
Industrial ‡ |
2,911 |
96,936 |
||||||
STORE
Capital ‡ |
3,821 |
105,421 |
Schedule
of Investments |
May
31, 2022 (Unaudited) | |
Global
X Founder-Run Companies ETF |
Shares |
Value |
|||||||
COMMON STOCK —
continued |
||||||||
Real Estate — continued |
||||||||
Vornado
Realty Trust ‡ |
2,806 |
$ |
98,098 |
|||||
Zillow
Group, Cl C * |
2,729 |
108,887 |
||||||
Total
Real Estate |
1,207,818 |
|||||||
TOTAL
UNITED STATES |
10,352,338 |
|||||||
TOTAL COMMON STOCK |
||||||||
(Cost $12,989,097) |
10,352,338 |
|||||||
TOTAL INVESTMENTS — 99.9% |
||||||||
(Cost $12,989,097) |
$ |
10,352,338 |
* |
Non-income producing
security. |
‡ |
Real Estate Investment
Trust |
Statements
of Assets and Liabilities |
||
May
31, 2022 (Unaudited) |
Global
X Alternative Income ETF |
Global
X S&P 500® Quality Dividend ETF |
Global
X U.S. Preferred ETF |
Global
X Variable Rate Preferred ETF |
|||||||||||||
Assets: |
||||||||||||||||
Cost
of Investments |
$ |
8,411,741 |
$ |
60,210,297 |
$ |
2,442,498,241 |
$ |
178,671,349 |
||||||||
Cost
of Repurchase Agreement |
2,637,254 |
— |
36,122,304 |
— |
||||||||||||
Cost
of Affiliated Investments |
35,024,097 |
— |
— |
— |
||||||||||||
Investments,
at Value |
$ |
10,448,334 |
* |
$ |
60,455,268 |
$ |
2,151,452,874 |
* |
$ |
168,282,956 |
||||||
Repurchase
Agreement, at Value |
2,637,254 |
— |
36,122,304 |
— |
||||||||||||
Affiliated
Investments, at Value |
29,353,583 |
— |
— |
— |
||||||||||||
Cash |
— |
40,734 |
— |
116,844 |
||||||||||||
Dividend,
Interest, and Securities Lending Income Receivable |
106,763 |
167,363 |
13,787,055 |
736,194 |
||||||||||||
Receivable
for Capital Shares Sold |
— |
— |
3,370,058 |
1,748,082 |
||||||||||||
Receivable
for Investment Securities Sold |
— |
— |
22,548,443 |
6,492,068 |
||||||||||||
Total
Assets |
42,545,934 |
60,663,365 |
2,227,280,734 |
177,376,144 |
||||||||||||
Liabilities: |
||||||||||||||||
Obligation
to Return Securities Lending Collateral |
5,476,290 |
— |
75,008,396 |
— |
||||||||||||
Payable
due to Investment Adviser |
4,378 |
9,800 |
397,171 |
33,074 |
||||||||||||
Payable
for Investment Securities Purchased |
— |
— |
27,890,403 |
8,259,920 |
||||||||||||
Payable
for Capital Shares Redeemed |
— |
— |
3,129,272 |
— |
||||||||||||
Cash
Overdraft |
71,364 |
— |
560,697 |
— |
||||||||||||
Custodian
Fees Payable |
22 |
27 |
3,010 |
88 |
||||||||||||
Total
Liabilities |
5,552,054 |
9,827 |
106,988,949 |
8,293,082 |
||||||||||||
Net
Assets |
$ |
36,993,880 |
$ |
60,653,538 |
$ |
2,120,291,785 |
$ |
169,083,062 |
||||||||
Net
Assets Consist of: |
||||||||||||||||
Paid-in
Capital |
$ |
42,675,783 |
$ |
59,962,500 |
$ |
2,442,529,436 |
$ |
181,089,304 |
||||||||
Total
Distributable Earnings/(Loss) |
(5,681,903 |
) |
691,038 |
(322,237,651 |
) |
(12,006,242 |
) | |||||||||
Net
Assets |
$ |
36,993,880 |
$ |
60,653,538 |
$ |
2,120,291,785 |
$ |
169,083,062 |
||||||||
Outstanding
Shares of Beneficial Interest |
||||||||||||||||
(unlimited
authorization — no par value) |
3,020,000 |
1,810,002 |
94,860,000 |
6,780,000 |
||||||||||||
Net
Asset Value, Offering and Redemption Price Per Share |
$ |
12.25 |
$ |
33.51 |
$ |
22.35 |
$ |
24.94 |
||||||||
*Includes
Market Value of Securities on Loan |
$ |
5,337,063 |
$ |
— |
$ |
73,472,443 |
$ |
— |
Statements
of Assets and Liabilities |
||
May
31, 2022 (Unaudited) |
Global
X MLP ETF |
Global
X MLP & Energy Infrastructure ETF |
Global
X Conscious Companies ETF |
||||||||||
Assets: |
||||||||||||
Cost
of Investments |
$ |
808,679,532 |
$ |
751,894,068 |
$ |
658,744,594 |
||||||
Cost
of Repurchase Agreement |
— |
4,173,406 |
— |
|||||||||
Investments,
at Value |
$ |
1,282,996,015 |
$ |
1,036,322,550 |
* |
$ |
652,477,528 |
|||||
Repurchase
Agreement, at Value |
— |
4,173,406 |
— |
|||||||||
Cash |
2,065,452 |
606,484 |
1,086,067 |
|||||||||
Foreign
Currency, at Value |
— |
1,231 |
— |
|||||||||
Receivable
for Investment Securities Sold |
74,752,273 |
33,140,417 |
— |
|||||||||
Dividend,
Interest, and Securities Lending Income Receivable |
7,871 |
1,260,851 |
850,161 |
|||||||||
Receivable
for Capital Shares Sold |
— |
1,752,254 |
— |
|||||||||
Reclaim
Receivable |
— |
579,714 |
— |
|||||||||
Prepaid
Tax Asset |
2,907,007 |
— |
— |
|||||||||
Total
Assets |
1,362,728,618 |
1,077,836,907 |
654,413,756 |
|||||||||
Liabilities: |
||||||||||||
Obligation
to Return Securities Lending Collateral |
— |
8,666,128 |
— |
|||||||||
Payable
for Investment Securities Purchased |
66,944,223 |
35,532,919 |
— |
|||||||||
Payable
for Capital Shares Redeemed |
6,768,820 |
— |
— |
|||||||||
Payable
due to Investment Adviser |
470,901 |
373,793 |
234,553 |
|||||||||
Custodian
Fees Payable |
422 |
82 |
— |
|||||||||
Franchise
Tax Payable |
11,699 |
— |
— |
|||||||||
Other
Accrued Expenses |
8,596 |
— |
— |
|||||||||
Deferred
Tax Liability |
12,714,980 |
— |
— |
|||||||||
Total
Liabilities |
86,919,641 |
44,572,922 |
234,553 |
|||||||||
Net
Assets |
$ |
1,275,808,977 |
$ |
1,033,263,985 |
$ |
654,179,203 |
||||||
Net
Assets Consist of: |
||||||||||||
Paid-in
Capital |
$ |
1,299,031,758 |
$ |
973,895,691 |
$ |
644,246,154 |
||||||
Total
Distributable Earnings/(Loss) |
(23,222,781 |
) |
59,368,294 |
9,933,049 |
||||||||
Net
Assets |
$ |
1,275,808,977 |
$ |
1,033,263,985 |
$ |
654,179,203 |
||||||
Outstanding
Shares of Beneficial Interest |
||||||||||||
(unlimited
authorization — no par value) |
30,158,637 |
23,587,506 |
22,330,000 |
|||||||||
Net
Asset Value, Offering and Redemption Price Per Share |
$ |
42.30 |
$ |
43.81 |
$ |
29.30 |
||||||
*Includes
Market Value of Securities on Loan |
$ |
— |
$ |
8,369,112 |
$ |
— |
Statements
of Assets and Liabilities |
||
May
31, 2022 (Unaudited) |
Global
X Adaptive U.S. Factor ETF |
Global
X Adaptive U.S. Risk Management ETF |
Global
X Founder-Run Companies ETF |
||||||||||
Assets: |
||||||||||||
Cost
of Investments |
$ |
162,938,104 |
$ |
78,984,165 |
$ |
12,989,097 |
||||||
Investments,
at Value |
$ |
172,107,184 |
$ |
80,445,857 |
$ |
10,352,338 |
||||||
Cash |
55,567 |
454,309 |
10,918 |
|||||||||
Dividend,
Interest, and Securities Lending Income Receivable |
336,805 |
19,746 |
5,569 |
|||||||||
Reclaim
Receivable |
1,608 |
280 |
— |
|||||||||
Total
Assets |
172,501,164 |
80,920,192 |
10,368,825 |
|||||||||
Liabilities: |
||||||||||||
Payable
due to Investment Adviser |
38,543 |
27,365 |
3,973 |
|||||||||
Payable
for Investment Securities Purchased |
— |
387,804 |
— |
|||||||||
Custodian
Fees Payable |
2 |
— |
— |
|||||||||
Total
Liabilities |
38,545 |
415,169 |
3,973 |
|||||||||
Net
Assets |
$ |
172,462,619 |
$ |
80,505,023 |
$ |
10,364,852 |
||||||
Net
Assets Consist of: |
||||||||||||
Paid-in
Capital |
$ |
166,634,241 |
$ |
97,593,879 |
$ |
14,692,349 |
||||||
Total
Distributable Earnings/(Loss) |
5,828,378 |
(17,088,856 |
) |
(4,327,497 |
) | |||||||
Net
Assets |
$ |
172,462,619 |
$ |
80,505,023 |
$ |
10,364,852 |
||||||
Outstanding
Shares of Beneficial Interest |
||||||||||||
(unlimited
authorization — no par value) |
5,610,002 |
3,060,000 |
410,000 |
|||||||||
Net
Asset Value, Offering and Redemption Price Per Share |
$ |
30.74 |
$ |
26.31 |
$ |
25.28 |
Statements
of Operations |
||
For
the period ended May 31, 2022 (Unaudited) |
Global
X Alternative Income ETF |
Global
X S&P 500® Quality Dividend ETF |
Global
X U.S. Preferred ETF |
Global
X Variable Rate Preferred ETF |
|||||||||||||
Investment
Income: |
||||||||||||||||
Dividend
Income |
$ |
78,698 |
$ |
611,190 |
$ |
61,587,287 |
$ |
3,532,983 |
||||||||
Dividend
Income, from Affiliated Investments |
1,172,560 |
— |
— |
— |
||||||||||||
Interest
Income |
8 |
— |
2,121 |
— |
||||||||||||
Security
Lending Income |
6,776 |
— |
622,689 |
— |
||||||||||||
Less:
Foreign Taxes Withheld |
— |
(136 |
) |
(6,596 |
) |
— |
||||||||||
Total
Investment Income |
1,258,042 |
611,054 |
62,205,501 |
3,532,983 |
||||||||||||
Supervision
and Administration Fees(1) |
92,138 |
37,649 |
2,655,127 |
150,699 |
||||||||||||
Custodian
Fees(2) |
62 |
80 |
6,805 |
346 |
||||||||||||
Total
Expenses |
92,200 |
37,729 |
2,661,932 |
151,045 |
||||||||||||
Reimbursement
from Adviser(3) |
(65,072 |
) |
— |
— |
— |
|||||||||||
Net
Expenses |
27,128 |
37,729 |
2,661,932 |
151,045 |
||||||||||||
Net
Investment Income |
1,230,914 |
573,325 |
59,543,569 |
3,381,938 |
||||||||||||
Net
Realized Gain (Loss) on: |
||||||||||||||||
Investments(4) |
456,882 |
1,099,408 |
(23,242,728 |
) |
(2,086,967 |
) | ||||||||||
Affiliated
Investments |
13,505 |
— |
— |
— |
||||||||||||
Capital Gain Distribution
from Affiliated Investments |
3,307 |
— |
— |
— |
||||||||||||
Net
Realized Gain (Loss) on Investments |
473,694 |
1,099,408 |
(23,242,728 |
) |
(2,086,967 |
) | ||||||||||
Net
Change in Unrealized Appreciation (Depreciation) on: |
||||||||||||||||
Investments |
939,767 |
15,400 |
(261,856,744 |
) |
(8,057,635 |
) | ||||||||||
Affiliated
Investments |
(3,883,084 |
) |
— |
— |
— |
|||||||||||
Net
Change in Unrealized Appreciation (Depreciation) on Investments |
(2,943,317 |
) |
15,400 |
(261,856,744 |
) |
(8,057,635 |
) | |||||||||
Net
Realized and Unrealized Gain (Loss) on Investments |
(2,469,623 |
) |
1,114,808 |
(285,099,472 |
) |
(10,144,602 |
) | |||||||||
Net
Increase (Decrease) in Net Assets Resulting from Operations |
$ |
(1,238,709 |
) |
$ |
1,688,133 |
$ |
(225,555,903 |
) |
$ |
(6,762,664 |
) |
(1) |
The Supervision and
Administration fees reflect the supervisory and administrative fee, which
includes fees paid by the Funds for the investment advisory services
provided by the Adviser. (See Note 3 in Notes to Financial
Statements.) |
(2) |
See Note 2 in the Notes to
Financial Statements. |
(3) |
See Note 3 in the Notes to
Financial Statements. |
(4) |
Includes realized gains
(losses) as a result of in-kind redemptions. (See Note 4 in Notes to
Financial Statements.) |
Statements
of Operations |
||
For
the period ended May 31, 2022 (Unaudited) |
Global
X MLP ETF |
Global
X MLP & Energy Infrastructure ETF |
Global
X Conscious Companies ETF |
||||||||||
Investment
Income: |
||||||||||||
Distributions
from Master Limited Partnerships |
$ |
40,950,860 |
$ |
— |
$ |
— |
||||||
Less:
Return of Capital Distributions |
(40,950,860 |
) |
— |
— |
||||||||
Dividend
Income |
1,551,669 |
18,350,658 |
4,692,368 |
|||||||||
Interest
Income |
662 |
74 |
109 |
|||||||||
Security
Lending Income |
— |
6,085 |
— |
|||||||||
Less:
Foreign Taxes Withheld |
— |
(868,698 |
) |
(9,196 |
) | |||||||
Total
Investment Income |
1,552,331 |
17,488,119 |
4,683,281 |
|||||||||
Supervision
and Administration Fees(1) |
2,520,911 |
1,975,100 |
1,425,668 |
|||||||||
Custodian
Fees(2) |
17,777 |
902 |
28 |
|||||||||
Net
Expenses |
2,538,688 |
1,976,002 |
1,425,696 |
|||||||||
Net
Investment Income (Loss), Before Taxes |
(986,357 |
) |
15,512,117 |
3,257,585 |
||||||||
Tax
Benefit/(Expense), net of valuation allowance |
31,379 |
– |
– |
|||||||||
Net
Investment Income (Loss), Net of Taxes |
(954,978 |
) |
15,512,117 |
3,257,585 |
||||||||
Net
Realized Gain (Loss) on: |
||||||||||||
Investments(3) |
54,052,938 |
18,494,660 |
16,301,761 |
|||||||||
Foreign Currency
Transactions |
— |
1 |
— |
|||||||||
Tax Benefit/(Expense),
Net of Valuation Allowance |
(1,719,598 |
) |
— |
— |
||||||||
Net
Realized Gain on Investments, Foreign Currency Transactions |
52,333,340 |
18,494,661 |
16,301,761 |
|||||||||
Net
Change in Unrealized Appreciation (Depreciation) on: |
||||||||||||
Investments |
255,232,168 |
188,300,432 |
(91,815,964 |
) | ||||||||
Foreign Currency
Translations |
— |
22 |
— |
|||||||||
Tax Benefit/(Expense),
Net of Valuation Allowance |
(8,119,754 |
) |
— |
— |
||||||||
Net
Change in Unrealized Appreciation (Depreciation) on Investments, Foreign
Currency Translations |
247,112,414 |
188,300,454 |
(91,815,964 |
) | ||||||||
Net
Realized and Unrealized Gain (Loss) on Investments, Foreign Currency
Translations |
299,445,754 |
206,795,115 |
(75,514,203 |
) | ||||||||
Net
Increase (Decrease) in Net Assets Resulting from Operations |
$ |
298,490,776 |
$ |
222,307,232 |
$ |
(72,256,618 |
) |
(1) |
The Supervision and
Administration fees reflect the supervisory and administrative fee, which
includes fees paid by the Funds for the investment advisory services
provided by the Adviser. (See Note 3 in Notes to Financial
Statements.) |
(2) |
See Note 2 in the Notes to
Financial Statements. |
(3) |
Includes realized gains
(losses) as a result of in-kind redemptions. (See Note 4 in Notes to
Financial Statements.) |
Statements
of Operations |
||
For
the period ended May 31, 2022 (Unaudited) |
Global
X Adaptive U.S. Factor ETF |
Global
X Adaptive U.S. Risk Management ETF |
Global
X Founder-Run Companies ETF |
||||||||||
Investment
Income: |
||||||||||||
Dividend
Income |
$ |
2,112,097 |
$ |
330,853 |
$ |
56,962 |
||||||
Interest
Income |
— |
419,711 |
3 |
|||||||||
Less:
Foreign Taxes Withheld |
751 |
454 |
— |
|||||||||
Total
Investment Income |
2,112,848 |
751,018 |
56,965 |
|||||||||
Supervision
and Administration Fees(1) |
237,669 |
195,819 |
29,344 |
|||||||||
Custodian
Fees(2) |
130 |
14 |
5 |
|||||||||
Total
Expenses |
237,799 |
195,833 |
29,349 |
|||||||||
Net
Investment Income |
1,875,049 |
555,185 |
27,616 |
|||||||||
Net
Realized Gain (Loss) on: |
||||||||||||
Investments(3) |
5,680,284 |
(17,836,971 |
) |
(1,400,974 |
) | |||||||
Net
Realized Gain (Loss) on Investments |
5,680,284 |
(17,836,971 |
) |
(1,400,974 |
) | |||||||
Net
Change in Unrealized Appreciation (Depreciation) on: |
||||||||||||
Investments |
270,639 |
2,905,019 |
(2,737,402 |
) | ||||||||
Net
Change in Unrealized Appreciation (Depreciation) on Investments |
270,639 |
2,905,019 |
(2,737,402 |
) | ||||||||
Net
Realized and Unrealized Gain (Loss) on Investments |
5,950,923 |
(14,931,952 |
) |
(4,138,376 |
) | |||||||
Net
Increase (Decrease) in Net Assets Resulting from Operations |
$ |
7,825,972 |
$ |
(14,376,767 |
) |
$ |
(4,110,760 |
) |
(1) |
The Supervision and
Administration fees reflect the supervisory and administrative fee, which
includes fees paid by the Funds for the investment advisory services
provided by the Adviser. (See Note 3 in Notes to Financial
Statements.) |
(2) |
See Note 2 in the Notes to
Financial Statements. |
(3) |
Includes realized gains
(losses) as a result of in-kind redemptions. (See Note 4 in Notes to
Financial Statements.) |
Statements
of Changes in Net Assets |
||
Global
X Alternative Income ETF |
Global
X S&P 500®
Quality Dividend ETF |
|||||||||||||||
Period
Ended May 31, 2022 (Unaudited) |
Year
Ended November 30, 2021 |
Period
Ended May 31, 2022 (Unaudited) |
Year
Ended November 30, 2021 |
|||||||||||||
Operations: |
||||||||||||||||
Net
Investment Income |
$ |
1,230,914 |
$ |
1,089,075 |
$ |
573,325 |
$ |
222,968 |
||||||||
Net
Realized Gain on Investments (1) |
473,694 |
3,066,455 |
1,099,408 |
1,519,036 |
||||||||||||
Net
Change in Unrealized Appreciation (Depreciation) on
Investments |
(2,943,317 |
) |
532,872 |
15,400 |
(214,312 |
) | ||||||||||
Net
Increase (Decrease) in Net Assets Resulting from Operations |
(1,238,709 |
) |
4,688,402 |
1,688,133 |
1,527,692 |
|||||||||||
Distributions |
(1,401,724 |
) |
(1,353,663 |
) |
(468,991 |
) |
(224,212 |
) | ||||||||
Return
of Capital |
— |
(578,074 |
) |
— |
— |
|||||||||||
Capital
Share Transactions: |
||||||||||||||||
Issued |
6,027,152 |
21,228,614 |
57,689,790 |
7,407,813 |
||||||||||||
Redeemed |
(2,313,585 |
) |
(7,637,384 |
) |
(7,870,829 |
) |
(5,396,072 |
) | ||||||||
Increase in
Net Assets from Capital Share Transactions |
3,713,567 |
13,591,230 |
49,818,961 |
2,011,741 |
||||||||||||
Total Increase in
Net Assets |
1,073,134 |
16,347,895 |
51,038,103 |
3,315,221 |
||||||||||||
Net
Assets: |
||||||||||||||||
Beginning
of Year/Period |
35,920,746 |
19,572,851 |
9,615,435 |
6,300,214 |
||||||||||||
End
of Year/Period |
$ |
36,993,880 |
$ |
35,920,746 |
$ |
60,653,538 |
$ |
9,615,435 |
||||||||
Share
Transactions: |
||||||||||||||||
Issued |
470,000 |
1,600,000 |
1,740,000 |
240,000 |
||||||||||||
Redeemed |
(180,000 |
) |
(570,000 |
) |
(240,000 |
) |
(180,000 |
) | ||||||||
Net
Increase in Shares Outstanding from Share Transactions |
290,000 |
1,030,000 |
1,500,000 |
60,000 |
(1) |
Includes realized gains
(losses) as a result of in-kind redemptions. (See Note 4 in Notes to
Financial Statements.) |
Statements
of Changes in Net Assets |
||
Global
X U.S. Preferred ETF |
Global
X Variable Rate Preferred ETF |
|||||||||||||||
Period
Ended May 31, 2022 (Unaudited) |
Year
Ended November 30, 2021 |
Period
Ended May 31, 2022 (Unaudited) |
Year
Ended November 30, 2021 |
|||||||||||||
Operations: |
||||||||||||||||
Net
Investment Income |
$ |
59,543,569 |
$ |
89,775,833 |
$ |
3,381,938 |
$ |
1,694,679 |
||||||||
Net
Realized Gain (Loss) on Investments (1) |
(23,242,728 |
) |
17,346,431 |
(2,086,967 |
) |
463,555 |
||||||||||
Net
Change in Unrealized Appreciation (Depreciation) on
Investments |
(261,856,744 |
) |
(54,576,713 |
) |
(8,057,635 |
) |
(2,428,772 |
) | ||||||||
Net
Increase (Decrease) in Net Assets Resulting from Operations |
(225,555,903 |
) |
52,545,551 |
(6,762,664 |
) |
(270,538 |
) | |||||||||
Distributions |
(64,229,340 |
) |
(89,185,080 |
) |
(3,288,150 |
) |
(1,427,978 |
) | ||||||||
Return
of Capital |
— |
— |
— |
(167,337 |
) | |||||||||||
Capital
Share Transactions: |
||||||||||||||||
Issued |
261,565,968 |
1,718,401,660 |
126,386,896 |
97,594,459 |
||||||||||||
Redeemed |
(309,511,132 |
) |
(92,290,075 |
) |
(36,470,389 |
) |
(7,859,878 |
) | ||||||||
Increase
(Decrease) in Net Assets from Capital Share Transactions |
(47,945,164 |
) |
1,626,111,585 |
89,916,507 |
89,734,581 |
|||||||||||
Total Increase
(Decrease) in Net Assets |
(337,730,407 |
) |
1,589,472,056 |
79,865,693 |
87,868,728 |
|||||||||||
Net
Assets: |
||||||||||||||||
Beginning
of Year/Period |
2,458,022,192 |
868,550,136 |
89,217,369 |
1,348,641 |
||||||||||||
End
of Year/Period |
$ |
2,120,291,785 |
$ |
2,458,022,192 |
$ |
169,083,062 |
$ |
89,217,369 |
||||||||
Share
Transactions: |
||||||||||||||||
Issued |
10,790,000 |
66,860,000 |
4,930,000 |
3,500,000 |
||||||||||||
Redeemed |
(13,440,000 |
) |
(3,600,000 |
) |
(1,420,000 |
) |
(280,000 |
) | ||||||||
Net
Increase (Decrease) in Shares Outstanding from Share
Transactions |
(2,650,000 |
) |
63,260,000 |
3,510,000 |
3,220,000 |
(1) |
Includes realized gains
(losses) as a result of in-kind redemptions. (See Note 4 in Notes to
Financial Statements.) |
Statements
of Changes in Net Assets |
||
Global
X MLP ETF |
Global
X MLP & Energy Infrastructure ETF |
|||||||||||||||
Period
Ended May 31, 2022 (Unaudited) |
Year
Ended November 30, 2021 |
Period
Ended May 31, 2022 (Unaudited) |
Year
Ended November 30, 2021 |
|||||||||||||
Operations: |
||||||||||||||||
Net
Investment Income (Loss) |
$ |
(954,978 |
) |
$ |
(1,740,541 |
) |
$ |
15,512,117 |
$ |
8,940,882 |
||||||
Net
Realized Gain (Loss) on Investments, Foreign Currency Transactions
(1) |
52,333,340 |
(24,709,425 |
) |
18,494,661 |
31,688,781 |
|||||||||||
Net
Change in Unrealized Appreciation (Depreciation) on Investments,
Foreign Currency Translations |
247,112,414 |
262,177,887 |
188,300,454 |
192,051,800 |
||||||||||||
Net
Increase in Net Assets Resulting from Operations |
298,490,776 |
235,727,921 |
222,307,232 |
232,681,463 |
||||||||||||
Distributions |
(42,581,489 |
) |
— |
(23,637,210 |
) |
(22,548,205 |
) | |||||||||
Return
of Capital |
— |
(80,150,843 |
) |
— |
(22,509,388 |
) | ||||||||||
Capital
Share Transactions: |
||||||||||||||||
Issued |
274,629,060 |
237,875,194 |
165,526,556 |
226,639,862 |
||||||||||||
Redeemed |
(247,664,852 |
) |
(88,093,480 |
) |
(69,024,804 |
) |
(214,515,108 |
) | ||||||||
Increase in
Net Assets from Capital Share Transactions |
26,964,208 |
149,781,714 |
96,501,752 |
12,124,754 |
||||||||||||
Total Increase in
Net Assets |
282,873,495 |
305,358,792 |
295,171,774 |
199,748,624 |
||||||||||||
Net
Assets: |
||||||||||||||||
Beginning
of Year/Period |
992,935,482 |
687,576,690 |
738,092,211 |
538,343,587 |
||||||||||||
End
of Year/Period |
$ |
1,275,808,977 |
$ |
992,935,482 |
$ |
1,033,263,985 |
$ |
738,092,211 |
||||||||
Share
Transactions: |
||||||||||||||||
Issued |
6,820,000 |
6,810,000 |
4,160,000 |
6,860,000 |
||||||||||||
Redeemed |
(6,220,000 |
) |
(2,970,000 |
) |
(1,730,000 |
) |
(5,950,000 |
) | ||||||||
Net
Increase in Shares Outstanding from Share Transactions |
600,000 |
3,840,000 |
2,430,000 |
910,000 |
(1) |
Includes realized gains
(losses) as a result of in-kind redemptions. (See Note 4 in Notes to
Financial Statements.) |
Statements
of Changes in Net Assets |
||
Global
X Conscious Companies ETF |
Global
X Adaptive U.S. Factor ETF |
|||||||||||||||
Period
Ended May 31, 2022 (Unaudited) |
Year
Ended November 30, 2021 |
Period
Ended May 31, 2022 (Unaudited) |
Year
Ended November 30, 2021 |
|||||||||||||
Operations: |
||||||||||||||||
Net
Investment Income |
$ |
3,257,585 |
$ |
4,842,693 |
$ |
1,875,049 |
$ |
3,535,627 |
||||||||
Net
Realized Gain on Investments (1) |
16,301,761 |
81,365,114 |
5,680,284 |
29,215,810 |
||||||||||||
Net
Change in Unrealized Appreciation (Depreciation) on
Investments |
(91,815,964 |
) |
18,829,589 |
270,639 |
766,875 |
|||||||||||
Net
Increase (Decrease) in Net Assets Resulting from Operations |
(72,256,618 |
) |
105,037,396 |
7,825,972 |
33,518,312 |
|||||||||||
Distributions |
(4,785,158 |
) |
(4,254,673 |
) |
(2,263,173 |
) |
(4,080,634 |
) | ||||||||
Return
of Capital |
— |
— |
— |
(298,947 |
) | |||||||||||
Capital
Share Transactions: |
||||||||||||||||
Issued |
133,946,425 |
333,414,724 |
28,826,628 |
37,224,536 |
||||||||||||
Redeemed |
(57,489,913 |
) |
(182,932,213 |
) |
(33,934,312 |
) |
(38,840,101 |
) | ||||||||
Increase
(Decrease) in Net Assets from Capital Share Transactions |
76,456,512 |
150,482,511 |
(5,107,684 |
) |
(1,615,565 |
) | ||||||||||
Total Increase
(Decrease) in Net Assets |
(585,264 |
) |
251,265,234 |
455,115 |
27,523,166 |
|||||||||||
Net
Assets: |
||||||||||||||||
Beginning
of Year/Period |
654,764,467 |
403,499,233 |
172,007,504 |
144,484,338 |
||||||||||||
End
of Year/Period |
$ |
654,179,203 |
$ |
654,764,467 |
$ |
172,462,619 |
$ |
172,007,504 |
||||||||
Share
Transactions: |
||||||||||||||||
Issued |
4,250,000 |
10,500,000 |
940,000 |
1,400,000 |
||||||||||||
Redeemed |
(1,780,000 |
) |
(5,890,000 |
) |
(1,090,000 |
) |
(1,440,000 |
) | ||||||||
Net
Increase (Decrease) in Shares Outstanding from Share
Transactions |
2,470,000 |
4,610,000 |
(150,000 |
) |
(40,000 |
) |
(1) |
Includes realized gains
(losses) as a result of in-kind redemptions. (See Note 4 in Notes to
Financial Statements.) |
Statements
of Changes in Net Assets |
||
Global
X Adaptive U.S. Risk Management ETF |
Global
X Founder-Run Companies ETF |
|||||||||||||||
Period
Ended May 31, 2022 (Unaudited) |
Period Ended November 30, 2021(1) |
Period
Ended May 31, 2022 (Unaudited) |
Year
Ended November 30, 2021 |
|||||||||||||
Operations: |
||||||||||||||||
Net
Investment Income |
$ |
555,185 |
$ |
674,406 |
$ |
27,616 |
$ |
64,400 |
||||||||
Net
Realized Gain (Loss) on Investments (2) |
(17,836,971 |
) |
12,780,557 |
(1,400,974 |
) |
2,412,957 |
||||||||||
Net
Change in Unrealized Appreciation (Depreciation) on
Investments |
2,905,019 |
(1,443,327 |
) |
(2,737,402 |
) |
(1,000,519 |
) | |||||||||
Net
Increase (Decrease) in Net Assets Resulting from Operations |
(14,376,767 |
) |
12,011,636 |
(4,110,760 |
) |
1,476,838 |
||||||||||
Distributions |
(501,079 |
) |
(241,843 |
) |
(27,728 |
) |
(67,743 |
) | ||||||||
Capital
Share Transactions: |
||||||||||||||||
Issued |
19,017,491 |
184,056,392 |
— |
14,648,680 |
||||||||||||
Redeemed |
(28,209,112 |
) |
(91,251,695 |
) |
(1,338,477 |
) |
(5,948,213 |
) | ||||||||
Increase
(Decrease) in Net Assets from Capital Share Transactions |
(9,191,621 |
) |
92,804,697 |
(1,338,477 |
) |
8,700,467 |
||||||||||
Total Increase
(Decrease) in Net Assets |
(24,069,467 |
) |
104,574,490 |
(5,476,965 |
) |
10,109,562 |
||||||||||
Net
Assets: |
||||||||||||||||
Beginning
of Year/Period |
104,574,490 |
— |
15,841,817 |
5,732,255 |
||||||||||||
End
of Year/Period |
$ |
80,505,023 |
$ |
104,574,490 |
$ |
10,364,852 |
$ |
15,841,817 |
||||||||
Share
Transactions: |
||||||||||||||||
Issued |
650,000 |
6,600,000 |
— |
430,000 |
||||||||||||
Redeemed |
(1,090,000 |
) |
(3,100,000 |
) |
(50,000 |
) |
(170,000 |
) | ||||||||
Net
Increase (Decrease) in Shares Outstanding from Share
Transactions |
(440,000 |
) |
3,500,000 |
(50,000 |
) |
260,000 |
(1) |
The Fund commenced
operations on January 12, 2021. |
(2) |
Includes realized gains
(losses) as a result of in-kind redemptions. (See Note 4 in Notes to
Financial Statements.) |
Financial
Highlights |
||
Net
Asset Value, Beginning of Period ($) |
Net
Investment Income ($)* |
Net
Realized and Unrealized Gain (Loss) on Investments ($) |
Total
from Operations ($) |
Distribution
from Net Investment Income ($) |
Distribution
from Capital Gains ($) |
|||||||||||||||||||
Global X Alternative Income
ETF |
||||||||||||||||||||||||
2022 (Unaudited) |
13.16 |
0.43 |
(0.85 |
) |
(0.42 |
) |
(0.49 |
) |
— |
|||||||||||||||
2021 |
11.51 |
0.49 |
2.05 |
2.54 |
(0.62 |
) |
— |
|||||||||||||||||
2020 |
14.74 |
0.66 |
(2.64 |
) |
(1.98 |
) |
(0.98 |
) |
(0.15 |
) | ||||||||||||||
2019 |
14.52 |
0.94 |
0.44 |
1.38 |
(1.07 |
) |
(0.09 |
) | ||||||||||||||||
2018 |
15.40 |
0.92 |
(0.64 |
) |
0.28 |
(1.16 |
) |
— |
||||||||||||||||
2017 |
14.65 |
1.04 |
0.85 |
1.89 |
(1.01 |
) |
— |
|||||||||||||||||
Global X S&P 500®
Quality Dividend ETF |
||||||||||||||||||||||||
2022 (Unaudited) |
31.02 |
0.50 |
2.42 |
2.92 |
(0.43 |
) |
— |
|||||||||||||||||
2021 |
25.20 |
0.78 |
5.84 |
6.62 |
(0.80 |
) |
— |
|||||||||||||||||
2020 |
26.51 |
0.75 |
(1.24 |
) |
(0.49 |
) |
(0.82 |
) |
— |
|||||||||||||||
2019 |
24.60 |
0.75 |
1.89 |
2.64 |
(0.73 |
) |
— |
|||||||||||||||||
2018(1) |
25.00 |
0.26 |
(0.44 |
) |
(0.18 |
) |
(0.22 |
) |
— |
Financial
Highlights |
||
Return
of Capital ($) |
Total
from Distributions ($) |
Net
Asset Value, End of Period ($) |
Total
Return (%)** |
Net
Assets End of Period ($)(000) |
Ratio
of Expenses to Average Net Assets (%) |
Ratio
of Net Investment Income to Average Net Assets (%) |
Portfolio
Turnover (%)†† |
|||||||||||||||||||||||
— |
(0.49 |
) |
12.25 |
(3.34 |
) |
36,994 |
0.15 |
†‡‡ |
6.68 |
† |
5.70 |
|||||||||||||||||||
(0.27 |
) |
(0.89 |
) |
13.16 |
22.52 |
35,921 |
0.63 |
^‡‡
|
3.77 |
86.85 |
||||||||||||||||||||
(0.12 |
) |
(1.25 |
) |
11.51 |
(13.13 |
) |
19,573 |
0.75 |
5.61 |
52.78 |
||||||||||||||||||||
— |
(1.16 |
) |
14.74 |
9.89 |
28,012 |
0.75 |
6.39 |
18.16 |
||||||||||||||||||||||
— |
(1.16 |
) |
14.52 |
1.89 |
16,698 |
0.75 |
6.19 |
18.32 |
||||||||||||||||||||||
(0.13 |
) |
(1.14 |
) |
15.40 |
13.24 |
11,549 |
0.75 |
6.75 |
34.84 |
|||||||||||||||||||||
— |
(0.43 |
) |
33.51 |
9.44 |
60,654 |
0.20 |
† |
3.05 |
† |
7.47 |
||||||||||||||||||||
— |
(0.80 |
) |
31.02 |
26.45 |
9,615 |
0.20 |
2.60 |
70.66 |
||||||||||||||||||||||
— |
*** |
(0.82 |
) |
25.20 |
(1.47 |
) |
6,300 |
0.20 |
3.27 |
93.40 |
||||||||||||||||||||
— |
(0.73 |
) |
26.51 |
11.01 |
9,278 |
0.28 |
‡ |
2.99 |
49.18 |
|||||||||||||||||||||
— |
(0.22 |
) |
24.60 |
(0.72 |
) |
2,460 |
0.36 |
† |
2.70 |
† |
1.18 |
* |
Per share data calculated
using average shares method. |
** |
Total Return is for the
period indicated and has not been annualized. The return shown does not
reflect the deduction of taxes that a shareholder would pay on Fund
distributions or the redemption of Fund shares. |
*** |
Amount is less than
$0.005. |
^ |
Effective September 28,
2021, the fund’s fees were permanently lowered to 0.50%. |
† |
Annualized. |
†† |
Portfolio turnover rate is
for the period indicated and periods of less than one year have not been
annualized. Excludes effect of in-kind transfers. |
‡ |
Effective April 1, 2019,
the Fund’s fees were permanently lowered to 0.20%. Prior to April
1, 2019, the ratio of Expenses to Average Net Assets included the effect of a waiver. If these offsets were excluded, the ratio would have been 0.31% for the year ended November 30, 2019. |
‡‡ |
The ratio of Expenses to
Average Net Assets includes the effect of a reimbursement of acquired fund
fees (See Note 3 in Notes to Financial Statements). If these offsets and
acquired fund fees were excluded, the ratio would have been 0.70% and
0.50%, for the periods ended November 30, 2021 and May 31, 2022,
respectively. |
(1) |
The Fund commenced
operations on July 13, 2018. |
Financial
Highlights |
||
Net
Asset Value, Beginning of Period ($) |
Net
Investment Income ($)* |
Net
Realized and Unrealized Gain (Loss) on Investments ($) |
Total
from Operations ($) |
Distribution
from Net Investment Income ($) |
Distribution
from Capital Gains ($) |
|||||||||||||||||||
Global X U.S. Preferred
ETF |
||||||||||||||||||||||||
2022 (Unaudited) |
25.21 |
0.61 |
(2.82 |
) |
(2.21 |
) |
(0.65 |
) |
— |
|||||||||||||||
2021 |
25.36 |
1.28 |
(0.12 |
) |
1.16 |
(1.31 |
) |
— |
||||||||||||||||
2020 |
24.79 |
1.33 |
0.58 |
1.91 |
(1.34 |
) |
— |
|||||||||||||||||
2019 |
22.97 |
1.36 |
1.83 |
3.19 |
(1.37 |
) |
— |
|||||||||||||||||
2018 |
25.03 |
1.44 |
(2.08 |
) |
(0.64 |
) |
(1.42 |
) |
— |
|||||||||||||||
2017(1) |
25.08 |
0.44 |
(0.25 |
) |
0.19 |
(0.24 |
) |
— |
||||||||||||||||
Global X Variable Rate
Preferred ETF |
||||||||||||||||||||||||
2022 (Unaudited) |
27.28 |
0.72 |
(2.32 |
) |
(1.60 |
) |
(0.72 |
) |
(0.02 |
) | ||||||||||||||
2021 |
26.97 |
1.40 |
0.37 |
1.77 |
(1.29 |
) |
(0.02 |
) | ||||||||||||||||
2020(2) |
24.85 |
0.61 |
2.00 |
2.61 |
(0.49 |
) |
— |
Financial
Highlights |
||
Return
of Capital ($) |
Total
from Distributions ($) |
Net Asset Value, End of Period ($) |
Total
Return (%)** |
Net
Assets End of Period ($)(000) |
Ratio
of Expenses to Average Net Assets (%) |
Ratio
of Net Investment Income to Average Net Assets (%) |
Portfolio
Turnover (%)†† |
|||||||||||||||||||||||
— |
(0.65 |
) |
22.35 |
(8.88 |
) |
2,120,292 |
0.23 |
† |
5.16 |
† |
14.28 |
|||||||||||||||||||
— |
(1.31 |
) |
25.21 |
4.61 |
2,458,022 |
0.23 |
^^
|
4.99 |
47.89 |
|||||||||||||||||||||
— |
(1.34 |
) |
25.36 |
8.13 |
868,550 |
0.23 |
^^
|
5.49 |
39.14 |
|||||||||||||||||||||
— |
(1.37 |
) |
24.79 |
14.25 |
585,150 |
0.24 |
5.57 |
32.93 |
||||||||||||||||||||||
— |
(1.42 |
) |
22.97 |
(2.72 |
) |
188,314 |
0.23 |
5.98 |
42.90 |
|||||||||||||||||||||
— |
(0.24 |
) |
25.03 |
0.75 |
26,276 |
0.23 |
† |
8.01 |
† |
3.82 |
||||||||||||||||||||
— |
(0.74 |
) |
24.94 |
(5.97 |
) |
169,083 |
0.25 |
† |
5.61 |
† |
24.99 |
|||||||||||||||||||
(0.15 |
) |
(1.46 |
) |
27.28 |
6.60 |
89,217 |
0.25 |
5.01 |
26.17 |
|||||||||||||||||||||
— |
(0.49 |
) |
26.97 |
10.59 |
1,349 |
0.25 |
† |
5.38 |
† |
10.96 |
* |
Per share data calculated
using average shares method. |
** |
Total Return is for the
period indicated and has not been annualized. The return shown does not
reflect the deduction of taxes that a shareholder would pay on Fund
distributions or the redemption of Fund shares. |
^^ |
Effective April 1, 2020,
until April 1, 2021, the ratio of Expenses to Average Net
Assets included the effect of a waiver. If these offsets were excluded, the ratio would have been 0.23%. |
† |
Annualized. |
†† |
Portfolio turnover rate is
for the period indicated and periods of less than one year have not been
annualized. Excludes effect of in-kind transfers. |
(1) |
The Fund commenced
operations on September 11, 2017. |
(2) |
The Fund commenced
operations on June 22, 2020. |
Financial
Highlights |
||
Net
Asset Value, Beginning of Period ($) |
Net
Investment Income (Loss) ($)* |
Net
Realized and Unrealized Gain (Loss) on Investments ($) |
Total
from Operations ($) |
Distribution
from Net Investment Income ($) |
Distribution
from Capital Gains ($) |
|||||||||||||||||||
Global X MLP ETF |
||||||||||||||||||||||||
2022 (Unaudited) |
33.59 |
(0.03 |
) |
10.22 |
10.19 |
(1.48 |
) |
— |
||||||||||||||||
2021 |
26.73 |
(0.06 |
) |
9.97 |
9.91 |
— |
— |
|||||||||||||||||
2020(1) |
43.92 |
(0.26 |
) |
(13.13 |
) |
(13.39 |
) |
— |
— |
|||||||||||||||
2019(1) |
51.24 |
(0.24 |
) |
(2.76 |
) |
(3.00 |
) |
— |
— |
|||||||||||||||
2018(1) |
56.52 |
(0.24 |
) |
(0.42 |
) |
(0.66 |
) |
(0.12 |
) |
— |
||||||||||||||
2017(1) |
67.44 |
(0.30 |
) |
(5.88 |
) |
(6.18 |
) |
— |
*** |
— |
||||||||||||||
Global X MLP & Energy
Infrastructure ETF |
||||||||||||||||||||||||
2022 (Unaudited) |
34.89 |
0.70 |
9.27 |
9.97 |
(1.05 |
) |
— |
|||||||||||||||||
2021 |
26.59 |
0.42 |
9.97 |
10.39 |
(1.05 |
) |
— |
|||||||||||||||||
2020(2) |
33.45 |
0.71 |
(5.33 |
) |
(4.62 |
) |
(1.95 |
) |
— |
|||||||||||||||
2019(2) |
36.39 |
1.14 |
(1.89 |
) |
(0.75 |
) |
(2.01 |
) |
— |
|||||||||||||||
2018(2) |
38.40 |
1.05 |
(1.11 |
) |
(0.06 |
) |
(1.56 |
) |
— |
|||||||||||||||
2017(2) |
44.46 |
0.93 |
(4.62 |
) |
(3.69 |
) |
(2.16 |
) |
— |
Financial
Highlights |
||
Return
of Capital ($) |
Total
from Distributions ($) |
Net
Asset Value, End of Period ($) |
Total
Return (%)** |
Net
Assets End of Period ($)(000) |
Ratio
of Expenses to Average Net Assets, Net of Tax Expense/(Benefit)
(%) |
Tax
Expense/(Benefit) (%) |
Ratio
of Net Investment Income (Loss) to Average Net Assets, Net of Tax
Expense/(Benefit) (%) |
Portfolio
Turnover (%)†† |
||||||||||||||||||||||||||
— |
(1.48 |
) |
42.30 |
30.55 |
1,275,809 |
0.45 |
†‡ |
(0.01 |
)† |
(0.17 |
)† |
27.95 |
||||||||||||||||||||||
(3.05 |
) |
(3.05 |
) |
33.59 |
37.49 |
992,935 |
0.43 |
‡ |
(0.02 |
) |
(0.19 |
) |
33.79 |
|||||||||||||||||||||
(3.80 |
) |
(3.80 |
) |
26.73 |
(30.51 |
) |
687,577 |
0.46 |
‡ |
0.46 |
(0.85 |
) |
33.78 |
|||||||||||||||||||||
(4.32 |
) |
(4.32 |
) |
43.92 |
(6.54 |
) |
947,045 |
0.46 |
‡ |
— |
(0.46 |
) |
55.65 |
|||||||||||||||||||||
(4.50 |
) |
(4.62 |
) |
51.24 |
(1.72 |
) |
828,622 |
0.45 |
‡ |
— |
(0.45 |
) |
30.35 |
|||||||||||||||||||||
(4.74 |
) |
(4.74 |
) |
56.52 |
(9.85 |
) |
692,954 |
0.35 |
‡ |
(0.11 |
) |
(0.46 |
) |
35.11 |
||||||||||||||||||||
— |
(1.05 |
) |
43.81 |
28.82 |
1,033,264 |
0.45 |
† |
— |
3.53 |
† |
10.10 |
|||||||||||||||||||||||
(1.04 |
) |
(2.09 |
) |
34.89 |
39.64 |
738,092 |
0.45 |
— |
1.25 |
16.88 |
||||||||||||||||||||||||
(0.29 |
) |
(2.24 |
) |
26.59 |
(13.34 |
) |
538,344 |
0.45 |
— |
2.66 |
35.86 |
|||||||||||||||||||||||
(0.18 |
) |
(2.19 |
) |
33.45 |
(2.34 |
) |
612,300 |
0.45 |
— |
3.03 |
36.57 |
|||||||||||||||||||||||
(0.39 |
) |
(1.95 |
) |
36.39 |
(0.43 |
) |
540,381 |
0.45 |
— |
2.65 |
25.68 |
|||||||||||||||||||||||
(0.21 |
) |
(2.37 |
) |
38.40 |
(8.71 |
) |
305,980 |
0.45 |
— |
2.20 |
40.42 |
* |
Per share data calculated
using average shares method. |
** |
Total Return is for the
period indicated and has not been annualized. The return shown does not
reflect the deduction of taxes that a shareholder would pay on Fund
distributions or the redemption of Fund shares. |
*** |
Amount is less than
$0.005. |
† |
Annualized. |
†† |
Portfolio turnover rate is
for the period indicated and periods of less than one year have not been
annualized. Excludes effect of in-kind transfers. |
‡ |
The Before Net Deferred
Tax Expense/(Benefit) expense ratios for the periods ending November 30,
2017, 2018, 2019, 2020, 2021, and May 31, 2022 was 0.46%, 0.45%, 0.46%,
0.45%, 0.45%, and 0.46%. |
(1) |
Per share amounts have
been adjusted for a 1 for 6 reverse stock split on April 28, 2020 (See
Note 9 in the Notes to Financial Statements). |
(2) |
Per share amounts have
been adjusted for a 1 for 3 reverse share split on April 28, 2020 (See
Note 9 in Notes to Financial Statements). |
Financial
Highlights |
||
Net
Asset Value, Beginning of Period ($) |
Net
Investment Income ($)* |
Net
Realized and Unrealized Gain (Loss) on Investments ($) |
Total
from Operations ($) |
Distribution
from Net Investment Income ($) |
Distribution
from Capital Gains ($) |
|||||||||||||||||||
Global X Conscious
Companies ETF |
||||||||||||||||||||||||
2022 (Unaudited) |
32.97 |
0.15 |
(3.58 |
) |
(3.43 |
) |
(0.24 |
) |
— |
|||||||||||||||
2021 |
26.46 |
0.31 |
6.49 |
6.80 |
(0.29 |
) |
— |
|||||||||||||||||
2020 |
23.10 |
0.33 |
3.32 |
3.65 |
(0.27 |
) |
(0.02 |
) | ||||||||||||||||
2019 |
20.55 |
0.37 |
2.68 |
3.05 |
(0.50 |
) |
— |
|||||||||||||||||
2018 |
19.23 |
0.33 |
1.22 |
1.55 |
(0.23 |
) |
— |
|||||||||||||||||
2017 |
15.79 |
0.26 |
3.33 |
3.59 |
(0.15 |
) |
— |
|||||||||||||||||
Global X Adaptive U.S.
Factor ETF |
||||||||||||||||||||||||
2022 (Unaudited) |
29.86 |
0.33 |
0.95 |
1.28 |
(0.40 |
) |
— |
|||||||||||||||||
2021 |
24.91 |
0.61 |
5.09 |
5.70 |
(0.70 |
) |
— |
|||||||||||||||||
2020 |
25.79 |
0.63 |
(0.67 |
) |
(0.04 |
) |
(0.70 |
) |
(0.05 |
) | ||||||||||||||
2019 |
24.39 |
0.89 |
1.53 |
2.42 |
(1.02 |
) |
— |
*** | ||||||||||||||||
2018(1) |
25.00 |
0.22 |
(0.61 |
) |
(0.39 |
) |
(0.19 |
) |
— |
|||||||||||||||
Global X Adaptive U.S. Risk
Management ETF |
||||||||||||||||||||||||
2022 (Unaudited) |
29.88 |
0.15 |
(3.59 |
) |
(3.44 |
) |
(0.13 |
) |
— |
|||||||||||||||
2021(2) |
24.95 |
0.25 |
4.77 |
5.02 |
(0.09 |
) |
— |
|||||||||||||||||
Global X Founder-Run
Companies ETF |
||||||||||||||||||||||||
2022 (Unaudited) |
34.44 |
0.06 |
(9.16 |
) |
(9.10 |
) |
(0.06 |
) |
— |
|||||||||||||||
2021 |
28.66 |
0.18 |
5.94 |
6.12 |
(0.34 |
) |
— |
|||||||||||||||||
2020 |
20.50 |
0.09 |
8.14 |
8.23 |
(0.07 |
) |
— |
|||||||||||||||||
2019 |
18.63 |
0.05 |
2.12 |
2.17 |
(0.07 |
) |
(0.23 |
) | ||||||||||||||||
2018 |
17.41 |
0.04 |
1.45 |
1.49 |
(0.04 |
) |
(0.23 |
) | ||||||||||||||||
2017(3) |
15.02 |
0.04 |
2.35 |
2.39 |
— |
— |
Financial
Highlights |
||
Return
of Capital ($) |
Total
from Distributions ($) |
Net
Asset Value, End of Period ($) |
Total
Return (%)** |
Net
Assets End of Period ($)(000) |
Ratio
of Expenses to Average Net Assets (%) |
Ratio
of Net Investment Income to Average Net Assets (%) |
Portfolio
Turnover (%)†† |
|||||||||||||||||||||||
— |
(0.24 |
) |
29.30 |
(10.50 |
) |
654,179 |
0.43 |
† |
0.98 |
† |
9.64 |
|||||||||||||||||||
— |
(0.29 |
) |
32.97 |
25.84 |
654,764 |
0.43 |
1.00 |
22.92 |
||||||||||||||||||||||
— |
(0.29 |
) |
26.46 |
16.01 |
403,499 |
0.43 |
1.45 |
48.73 |
||||||||||||||||||||||
— |
(0.50 |
) |
23.10 |
15.35 |
85,459 |
0.43 |
1.73 |
34.97 |
||||||||||||||||||||||
— |
(0.23 |
) |
20.55 |
8.16 |
56,504 |
0.43 |
1.65 |
36.35 |
||||||||||||||||||||||
— |
(0.15 |
) |
19.23 |
22.95 |
48,065 |
0.43 |
1.50 |
41.77 |
||||||||||||||||||||||
— |
(0.40 |
) |
30.74 |
4.30 |
172,463 |
0.27 |
† |
2.13 |
† |
65.13 |
||||||||||||||||||||
(0.05 |
) |
(0.75 |
) |
29.86 |
23.01 |
172,008 |
0.27 |
2.09 |
96.21 |
|||||||||||||||||||||
(0.09 |
) |
(0.84 |
) |
24.91 |
0.14 |
144,484 |
0.27 |
2.78 |
159.91 |
|||||||||||||||||||||
— |
(1.02 |
) |
25.79 |
10.27 |
189,564 |
0.27 |
3.63 |
112.43 |
||||||||||||||||||||||
(0.03 |
) |
(0.22 |
) |
24.39 |
(1.58 |
) |
102,438 |
0.27 |
† |
3.31 |
† |
28.89 |
||||||||||||||||||
— |
(0.13 |
) |
26.31 |
(11.58 |
) |
80,505 |
0.39 |
† |
1.11 |
† |
831.34 |
|||||||||||||||||||
— |
(0.09 |
) |
29.88 |
20.13 |
104,574 |
0.39 |
† |
1.01 |
† |
30.10 |
||||||||||||||||||||
— |
(0.06 |
) |
25.28 |
(26.47 |
) |
10,365 |
0.45 |
† |
0.42 |
† |
21.02 |
|||||||||||||||||||
— |
(0.34 |
) |
34.44 |
21.51 |
15,842 |
0.45 |
0.54 |
47.49 |
||||||||||||||||||||||
— |
(0.07 |
) |
28.66 |
40.29 |
5,732 |
0.45 |
0.39 |
31.51 |
||||||||||||||||||||||
— |
(0.30 |
) |
20.50 |
12.05 |
4,100 |
0.52 |
0.29 |
33.82 |
||||||||||||||||||||||
— |
(0.27 |
) |
18.63 |
8.67 |
4,657 |
0.65 |
0.13 |
25.22 |
||||||||||||||||||||||
— |
— |
17.41 |
15.91 |
3,483 |
0.65 |
† |
0.33 |
† |
21.61 |
* |
Per share data calculated
using average shares method. |
** |
Total Return is for the
period indicated and has not been annualized. The return shown does not
reflect the deduction of taxes that a shareholder would pay on Fund
distributions or the redemption of Fund shares. |
*** |
Amount is less than
$0.005. |
† |
Annualized. |
†† |
Portfolio turnover rate is
for the period indicated and periods of less than one year have not been
annualized. Excludes effect of in-kind transfers. |
(1) |
The Fund commenced
operations on August 24, 2018. |
(2) |
The Fund commenced
operations on January 12, 2021. |
(3) |
The Fund commenced
operations on February 13, 2017. |
Notes to Financial Statements
(Unaudited) |
||
May
31, 2022 |
Notes to Financial Statements
(Unaudited) (Continued) |
||
May
31, 2022 |
Notes to Financial Statements
(Unaudited) (Continued) |
||
May
31, 2022 |
Notes to Financial Statements
(Unaudited) (Continued) |
||
May
31, 2022 |
Notes to Financial Statements
(Unaudited) (Continued) |
||
May
31, 2022 |
Repurchase
Agreements* |
Fair
Value of Non-Cash Collateral Received(1) |
Cash
Collateral Received |
Net
Amount(2) |
|||||||||||||
Global X Alternative Income
ETF |
||||||||||||||||
BNP Paribas |
$ |
2,637,254 |
$ |
2,637,254 |
$ |
– |
$ |
– |
||||||||
Global X U.S. Preferred
ETF |
||||||||||||||||
BNP Paribas |
36,122,304 |
36,122,304 |
– |
– |
||||||||||||
Global X MLP & Energy
Infrastructure ETF |
||||||||||||||||
BNP Paribas |
4,173,406 |
4,173,406 |
– |
– |
* |
Repurchase agreements with an overnight and
continuous maturity. |
(1) |
Excess collateral received is not presented in
the table above. Please refer to the Schedule of Investments for the
market value of the collateral received for each Fund. |
(2) |
Net Amount represents the net amount
receivable due from the counterparty in the event of
default. |
Notes to Financial Statements
(Unaudited) (Continued) |
||
May
31, 2022 |
Notes to Financial Statements
(Unaudited) (Continued) |
||
May
31, 2022 |
Notes to Financial Statements
(Unaudited) (Continued) |
||
May
31, 2022 |
Creation
Unit Shares |
Creation
Fee |
Value
at May 31, 2022 |
Redemption
Fee |
|||||||||||||
Global X
Alternative Income ETF |
10,000 |
$ |
300 |
$ |
122,500 |
$ |
300 |
|||||||||
Global X
S&P 500®
Quality Dividend ETF |
10,000 |
500 |
335,100 |
500 |
||||||||||||
Global X
U.S. Preferred ETF |
10,000 |
650 |
223,500 |
650 |
||||||||||||
Global X
Variable Rate Preferred ETF |
10,000 |
300 |
249,400 |
300 |
||||||||||||
Global X
MLP ETF |
10,000 |
250 |
423,000 |
250 |
||||||||||||
Global X
MLP & Energy Infrastructure ETF |
10,000 |
250 |
438,100 |
250 |
||||||||||||
Global X
Conscious Companies ETF |
10,000 |
750 |
293,000 |
750 |
||||||||||||
Global X
Adaptive U.S. Factor ETF |
10,000 |
700 |
307,400 |
700 |
||||||||||||
Global X
Adaptive U.S. Risk Management ETF |
10,000 |
1,300 |
263,100 |
1,300 |
||||||||||||
Global X
Founder-Run Companies ETF |
10,000 |
400 |
252,800 |
400 |
Notes to Financial Statements
(Unaudited) |
||
May
31, 2022 |
Supervision
and Administration Fee |
||||
Global X Alternative Income ETF(1) |
0.50 |
% | ||
Global X S&P 500®
Quality Dividend ETF |
0.20 |
% | ||
Global X U.S. Preferred ETF |
0.23 |
% | ||
Global X Variable Rate Preferred ETF |
0.25 |
% | ||
Global X MLP ETF |
0.45 |
% | ||
Global X MLP & Energy Infrastructure
ETF |
0.45 |
% | ||
Global X Conscious Companies ETF |
0.43 |
% | ||
Global X Adaptive U.S. Factor ETF |
0.27 |
% | ||
Global X Adaptive U.S. Risk Management
ETF |
0.39 |
% | ||
Global X Founder-Run Companies ETF |
0.45 |
% |
(1) |
The Board of Trustees of
the Trust voted to approve a lower Management Fee for the Global X
Alternative Income ETF of 0.50% effective September 28, 2021. Prior to
that, the Global X Alternative Income ETF was subject to a Management Fee
of 0.75%. |
Notes to Financial Statements
(Unaudited) (Continued) |
||
May
31, 2022 |
Purchases |
Sales
and Maturities |
|||||||
Global X Alternative Income ETF |
$ |
2,106,120 |
$ |
2,357,340 |
||||
Global X S&P 500®
Quality Dividend ETF |
3,098,577 |
2,756,173 |
||||||
Global X U.S. Preferred ETF |
344,326,671 |
331,400,763 |
||||||
Global X Variable Rate Preferred ETF |
30,648,875 |
30,630,245 |
||||||
Global X MLP ETF |
313,567,490 |
600,218,041 |
||||||
Global X MLP & Energy Infrastructure
ETF |
88,594,974 |
111,653,547 |
||||||
Global X Conscious Companies ETF |
63,856,853 |
66,236,151 |
||||||
Global X Adaptive U.S. Factor ETF |
115,289,156 |
114,052,115 |
||||||
Global X Adaptive U.S. Risk Management
ETF |
817,962,020 |
822,392,061 |
||||||
Global X Founder-Run Companies ETF |
2,789,898 |
2,785,005 |
Notes to Financial Statements
(Unaudited) (Continued) |
||
May
31, 2022 |
Purchases |
Sales
and Maturities |
Realized
Gain/(Loss) |
||||||||||
Global X Alternative Income ETF |
$ |
6,011,971 |
$ |
2,059,844 |
$ |
88,436 |
||||||
Global X S&P 500®
Quality Dividend ETF |
57,292,825 |
7,878,869 |
1,153,567 |
|||||||||
Global X U.S. Preferred ETF |
257,448,549 |
310,176,584 |
(7,513,198 |
) | ||||||||
Global X Variable Rate Preferred ETF |
125,837,498 |
35,989,122 |
234,313 |
|||||||||
Global X MLP ETF |
266,200,366 |
– |
– |
|||||||||
Global X MLP & Energy Infrastructure
ETF |
161,210,263 |
50,511,042 |
16,409,175 |
|||||||||
Global X Conscious Companies ETF |
134,611,479 |
57,814,285 |
16,855,177 |
|||||||||
Global X Adaptive U.S. Factor ETF |
27,200,079 |
33,894,563 |
6,379,870 |
|||||||||
Global X Adaptive U.S. Risk Management
ETF |
18,239,429 |
22,883,959 |
55,826 |
|||||||||
Global X Founder-Run Companies ETF |
– |
1,332,473 |
9,025 |
Purchases |
Sales
and Maturities |
Realized
Gain/(Loss) |
||||||||||
Global X Alternative Income ETF |
$ |
21,175,789 |
$ |
7,393,356 |
$ |
1,667,754 |
||||||
Global X S&P 500®
Quality Dividend ETF |
7,401,975 |
5,392,168 |
1,425,312 |
|||||||||
Global X U.S. Preferred ETF |
1,707,913,454 |
92,458,603 |
7,162,067 |
|||||||||
Global X Variable Rate Preferred ETF |
97,475,320 |
7,852,025 |
409,395 |
|||||||||
Global X MLP ETF |
234,138,116 |
– |
– |
|||||||||
Global X MLP & Energy Infrastructure
ETF |
224,593,293 |
157,251,966 |
48,544,868 |
|||||||||
Global X Conscious Companies ETF |
332,600,516 |
182,457,442 |
79,149,674 |
|||||||||
Global X Adaptive U.S. Factor ETF |
36,703,421 |
39,042,509 |
11,547,320 |
|||||||||
Global X Adaptive U.S. Risk Management
ETF |
182,190,936 |
91,441,692 |
14,098,623 |
|||||||||
Global X Founder-Run Companies ETF |
14,657,602 |
5,990,253 |
2,619,762 |
Notes to Financial Statements
(Unaudited) (Continued) |
||
May
31, 2022 |
Current
MLP |
Deferred
MLP |
Total
MLP |
||||||||||
Federal |
$ |
— |
$ |
64,270,249 |
$ |
64,270,249 |
||||||
State |
— |
5,849,592 |
5,849,592 |
|||||||||
Valuation allowance |
— |
(60,311,868 |
) |
(60,311,868 |
) | |||||||
Total tax expense (benefit) |
$ |
— |
$ |
9,807,973 |
$ |
9,807,973 |
MLP |
||||
Deferred tax
assets: |
||||
Federal Net Operating Loss
Carryforward |
$ |
9,268,917 |
||
Capital Loss
Carryforward |
43,536,897 |
|||
Other |
1,973,352 |
|||
Less Valuation
Allowance |
(2,907,007 |
) | ||
Net unrealized gain on
investment securities |
(64,587,138 |
) | ||
Net Deferred Tax
Asset/(Liability) |
$ |
(12,714,979 |
) |
Notes to Financial Statements
(Unaudited) (Continued) |
||
May
31, 2022 |
Year
Ended |
Amount |
Expiration | ||||
Global X MLP ETF |
11/30/2021 |
$ |
40,760,408 |
Indefinite |
Year Ended |
Amount |
Expiration | ||||
Global X MLP ETF |
11/30/2019 |
$ |
22,986,712 |
11/30/2024 | ||
11/30/2020 |
123,982,398 |
11/30/2025 | ||||
11/30/2021 |
44,486,020 |
11/30/2026 |
MLP |
||||||||
Income tax (benefit) at statutory
rate |
$ |
64,742,737 |
21.00 |
% | ||||
State income taxes (net of federal
benefit) |
5,364,398 |
1.74 |
% | |||||
Permanent differences, net |
12,706 |
0.00 |
% | |||||
Change in valuation allowance |
(60,311,868 |
) |
(19.56 |
)% | ||||
Net income tax expense/(benefit) |
$ |
9,807,973 |
(3.18 |
)% |
Notes to Financial Statements
(Unaudited) (Continued) |
||
May
31, 2022 |
Global X Funds |
Paid-in
Capital |
Distributable
Earnings
(Loss) |
||||||
Global X Alternative Income ETF |
$ |
729,191 |
$ |
(729,191 |
) | |||
Global X S&P 500®
Quality Dividend ETF |
1,396,254 |
(1,396,254 |
) | |||||
Global X U.S. Preferred ETF |
7,627,321 |
(7,627,321 |
) | |||||
Global X Variable Rate Preferred ETF |
364,360 |
(364,360 |
) | |||||
Global X MLP & Energy Infrastructure
ETF |
20,665,059 |
(20,665,059 |
) | |||||
Global X Conscious Companies ETF |
78,780,406 |
(78,780,406 |
) | |||||
Global X Adaptive U.S. Factor ETF |
7,658,763 |
(7,658,763 |
) | |||||
Global X Adaptive U.S. Risk Management
ETF |
13,980,803 |
(13,980,803 |
) | |||||
Global X Founder-Run Companies ETF |
2,619,172 |
(2,619,172 |
) |
Notes to Financial Statements
(Unaudited) (Continued) |
||
May
31, 2022 |
Global X Funds |
Ordinary
Income |
Long-Term
Capital Gain |
Return
of Capital |
Totals |
||||||||||||
Global X Alternative Income ETF |
||||||||||||||||
2021 |
$ |
1,353,663 |
$ |
– |
$ |
578,074 |
$ |
1,931,737 |
||||||||
2020 |
1,871,599 |
– |
218,100 |
2,089,699 |
||||||||||||
Global X S&P 500®
Quality Dividend ETF |
||||||||||||||||
2021 |
$ |
224,212 |
$ |
– |
$ |
– |
$ |
224,212 |
||||||||
2020 |
208,533 |
– |
950 |
209,483 |
||||||||||||
Global X U.S. Preferred ETF |
||||||||||||||||
2021 |
$ |
89,185,080 |
$ |
– |
$ |
– |
$ |
89,185,080 |
||||||||
2020 |
37,989,950 |
– |
– |
37,989,950 |
||||||||||||
Global X Variable Rate Preferred ETF |
||||||||||||||||
2021 |
$ |
1,419,247 |
$ |
8,731 |
$ |
167,337 |
$ |
1,595,315 |
||||||||
2020 |
49,000 |
– |
– |
49,000 |
||||||||||||
Global X MLP ETF |
||||||||||||||||
2021 |
$ |
– |
$ |
– |
$ |
80,150,843 |
$ |
80,150,843 |
||||||||
2020 |
– |
– |
95,194,445 |
95,194,445 |
||||||||||||
Global X MLP & Energy Infrastructure
ETF |
||||||||||||||||
2021 |
$ |
22,548,205 |
$ |
– |
$ |
22,509,388 |
$ |
45,057,593 |
||||||||
2020 |
41,140,675 |
– |
6,129,052 |
47,269,727 |
||||||||||||
Global X Conscious Companies ETF |
||||||||||||||||
2021 |
$ |
4,254,673 |
$ |
– |
$ |
– |
$ |
4,254,673 |
||||||||
2020 |
1,788,344 |
89,563 |
– |
1,877,907 |
||||||||||||
Global X Adaptive U.S. Factor ETF |
||||||||||||||||
2021 |
$ |
4,080,634 |
$ |
– |
$ |
298,947 |
$ |
4,379,581 |
||||||||
2020 |
4,904,671 |
270,047 |
635,325 |
5,810,043 |
||||||||||||
Global X Adaptive U.S. Risk Management
ETF |
||||||||||||||||
2021 |
$ |
241,843 |
$ |
– |
$ |
– |
$ |
241,843 |
||||||||
Global X Founder-Run Companies ETF |
||||||||||||||||
2021 |
$ |
67,743 |
$ |
– |
$ |
– |
$ |
67,743 |
||||||||
2020 |
13,936 |
– |
– |
13,936 |
Global
X Funds |
||||||||||||
Global
X Alternative Income ETF |
Global
X S&P 500®
Quality Dividend ETF |
Global
X U.S. Preferred ETF |
||||||||||
Undistributed
Ordinary Income |
$ |
– |
$ |
10,281 |
$ |
3,624,969 |
||||||
Post
October Losses |
– |
– |
(128,026 |
) | ||||||||
Capital
Loss Carryforwards |
(1,558,399 |
) |
(730,124 |
) |
(3,804,050 |
) | ||||||
Unrealized
Appreciation (Depreciation) on Investments and Foreign
Currency |
(1,483,077 |
) |
191,741 |
(29,796,300 |
) | |||||||
Other
Temporary Differences |
6 |
(2 |
) |
(2,349,001 |
) | |||||||
Total Accumulated
Losses |
$ |
(3,041,470 |
) |
$ |
(528,104 |
) |
$ |
(32,452,408 |
) |
Notes to Financial Statements
(Unaudited) (Continued) |
||
May
31, 2022 |
Global
X Funds |
||||||||||||
Global
X Variable Rate Preferred ETF |
Global
X MLP & Energy Infrastructure ETF |
Global
X Conscious Companies ETF |
||||||||||
Undistributed
Ordinary Income |
$ |
– |
$ |
– |
$ |
2,654,223 |
||||||
Capital
Loss Carryforwards |
– |
(150,385,884 |
) |
(708,582 |
) | |||||||
Unrealized
Appreciation (Depreciation) on Investments and Foreign
Currency |
(2,346,296 |
) |
11,084,160 |
85,029,185 |
||||||||
Other
Temporary Differences |
390,868 |
(4 |
) |
(1 |
) | |||||||
Total Distributable
Earnings (Accumulated Losses) |
$ |
(1,955,428 |
) |
$ |
(139,301,728 |
) |
$ |
86,974,825 |
Global
X Funds |
||||||||||||
Global
X Adaptive U.S. Factor ETF |
Global
X Adaptive U.S. Risk Management ETF |
Global
X Founder-Run Companies ETF |
||||||||||
Undistributed
Ordinary Income |
$ |
– |
$ |
436,746 |
$ |
20,766 |
||||||
Capital
Loss Carryforwards |
(8,104,769 |
) |
(4,152 |
) |
(259,716 |
) | ||||||
Unrealized
Appreciation (Depreciation) on Investments and Foreign
Currency |
8,370,349 |
(2,643,604 |
) |
49,942 |
||||||||
Other
Temporary Differences |
(1 |
) |
– |
(1 |
) | |||||||
Total Distributable
Earnings (Accumulated Losses) |
$ |
265,579 |
$ |
(2,211,010 |
) |
$ |
(189,009 |
) |
Short-Term
Loss |
Long-Term
Loss |
Total |
||||||||||
Global
X Alternative Income ETF |
$ |
148,924 |
$ |
1,409,475 |
$ |
1,558,399 |
||||||
Global
X S&P 500®
Quality Dividend ETF |
586,335 |
143,789 |
730,124 |
|||||||||
Global
X U.S. Preferred ETF |
3,804,050 |
– |
3,804,050 |
|||||||||
Global
X MLP & Energy Infrastructure ETF |
37,475,669 |
112,910,215 |
150,385,884 |
|||||||||
Global
X Conscious Companies ETF |
47,728 |
660,854 |
708,582 |
|||||||||
Global
X Adaptive U.S. Factor ETF |
6,644,209 |
1,460,560 |
8,104,769 |
|||||||||
Global
X Adaptive U.S. Risk Management ETF |
4,152 |
– |
4,152 |
|||||||||
Global
X Founder-Run Companies ETF |
108,837 |
150,879 |
259,716 |
Notes to Financial Statements
(Unaudited) (Continued) |
||
May
31, 2022 |
Global X Funds |
Short-Term
Loss |
Long-Term
Loss |
Total |
|||||||||
Global X Alternative Income ETF |
$ |
1,189,400 |
$ |
303,233 |
$ |
1,492,633 |
||||||
Global X S&P 500®
Quality Dividend ETF |
125,302 |
– |
125,302 |
|||||||||
Global X U.S. Preferred ETF |
6.673,774 |
3,210,236 |
9,884,010 |
|||||||||
Global X Conscious Companies ETF |
1,759,802 |
600,207 |
2,360,009 |
|||||||||
Global X Adaptive U.S. Factor ETF |
11,111,880 |
5,759,669 |
16,871,549 |
Global X Funds |
Federal
Tax Cost |
Aggregated
Gross Unrealized Appreciation |
Aggregated
Gross Unrealized Depreciation |
Net
Unrealized Appreciation (Depreciation) |
||||||||||||
Global X Alternative Income ETF |
$ |
46,073,092 |
$ |
2,034,138 |
$ |
(5,668,059 |
) |
$ |
(3,633,921 |
) | ||||||
Global X S&P 500®
Quality Dividend ETF |
60,210,297 |
3,251,327 |
(3,006,356 |
) |
244,971 |
|||||||||||
Global X U.S. Preferred ETF |
2,478,620,545 |
7,669,732 |
(298,715,100 |
) |
(291,045,368 |
) | ||||||||||
Global X Variable Rate Preferred ETF |
178,671,349 |
70,739 |
(10,459,132 |
) |
(10,388,393 |
) | ||||||||||
Global X MLP ETF |
998,971,648 |
301,308,159 |
(17,283,792 |
) |
284,024,367 |
|||||||||||
Global X MLP & Energy Infrastructure
ETF |
756,067,474 |
286,468,722 |
(2,040,239 |
) |
284,428,483 |
|||||||||||
Global X Conscious Companies ETF |
658,744,594 |
48,315,904 |
(54,582,970 |
) |
(6,267,066 |
) | ||||||||||
Global X Adaptive U.S. Factor ETF |
162,938,104 |
12,789,985 |
(3,620,905 |
) |
9,169,080 |
|||||||||||
Global X Adaptive U.S. Risk Management
ETF |
78,984,165 |
1,639,627 |
(177,935 |
) |
1,461,692 |
|||||||||||
Global X Founder-Run Companies ETF |
12,989,097 |
556,087 |
(3,192,846 |
) |
(2,636,759 |
) |
Notes to Financial Statements
(Unaudited) (Continued) |
||
May
31, 2022 |
Notes to Financial Statements
(Unaudited) (Continued) |
||
May
31, 2022 |
Notes to Financial Statements
(Unaudited) (Continued) |
||
May
31, 2022 |
Market
Value |
Cash
Collateral |
|||||||
Global X Alternative Income
ETF |
||||||||
JPMorgan |
$ |
5,115,111 |
$ |
5,248,450 |
||||
UBS Securities LLC |
221,952 |
227,840 |
||||||
Total |
$ |
5,337,063 |
$ |
5,476,290 |
||||
Market
Value |
Cash
Collateral |
|||||||
Global X U.S. Preferred
ETF |
||||||||
Barclays Capital |
$ |
25,428,368 |
$ |
25,614,200 |
(1) | |||
BNP Paribas |
5,407,190 |
5,408,253 |
(1) | |||||
BOFA Securities,
Inc. |
1,226,851 |
1,285,475 |
||||||
Citigroup |
3,315,132 |
3,444,985 |
||||||
JPMorgan |
4,036,222 |
4,174,925 |
||||||
Morgan Stanley |
421,275 |
444,870 |
||||||
National Financial
Services |
27,646,946 |
28,421,408 |
||||||
TD Prime Services,
LLC |
277,704 |
287,280 |
||||||
Wells Fargo Securities,
LLC |
5,712,755 |
5,927,000 |
||||||
Total |
$ |
73,472,443 |
$ |
75,008,396 |
||||
Market
Value |
Cash
Collateral |
|||||||
Global X MLP & Energy
ETF |
||||||||
Goldman Sachs &
Co. |
$ |
710,462 |
$ |
734,878 |
||||
Wells Fargo Securities,
LLC |
7,658,650 |
7,931,250 |
||||||
Total |
$ |
8,369,112 |
$ |
8,666,128 |
(1) |
It is the Funds’ policy to obtain additional
collateral from or return excess collateral to the borrower by the end of
the next business day, following the valuation date of the securities
loaned. Therefore, the value of the collateral held may be temporarily
less than the value of the securities on loan. |
Notes to Financial Statements
(Unaudited) (Concluded) |
||
May
31, 2022 |
Disclosure
of Fund Expenses (Unaudited) |
Disclosure
of Fund Expenses (Unaudited)
(Concluded) |
Beginning
Account
Value
12/1/2021 |
Ending
Account
Value
5/31/2022 |
Annualized
Expense
Ratios |
Expenses
Paid
During
Period(1) |
|||||||||||||
Global X Alternative
Income ETF |
||||||||||||||||
Actual Fund
Return |
$ |
1,000.00 |
$ |
966.60 |
0.15 |
% |
$ |
0.74 |
||||||||
Hypothetical 5%
Return |
1,000.00 |
1,024.18 |
0.15 |
0.76 |
||||||||||||
Global X S&P 500®
Quality Dividend ETF |
||||||||||||||||
Actual Fund
Return |
$ |
1,000.00 |
$ |
1,094.40 |
0.20 |
% |
$ |
1.04 |
||||||||
Hypothetical 5%
Return |
1,000.00 |
1,023.93 |
0.20 |
1.01 |
||||||||||||
Global X U.S. Preferred
ETF |
||||||||||||||||
Actual Fund
Return |
$ |
1,000.00 |
$ |
911.20 |
0.23 |
% |
$ |
1.10 |
||||||||
Hypothetical 5%
Return |
1,000.00 |
1,023.79 |
0.23 |
1.16 |
||||||||||||
Global X Variable Rate
Preferred ETF |
||||||||||||||||
Actual Fund
Return |
$ |
1,000.00 |
$ |
940.30 |
0.25 |
% |
$ |
1.21 |
||||||||
Hypothetical 5%
Return |
1,000.00 |
1,023.69 |
0.25 |
1.26 |
||||||||||||
Global X MLP ETF |
||||||||||||||||
Actual Fund
Return |
$ |
1,000.00 |
$ |
1,305.90 |
2.20 |
% |
$ |
12.65 |
||||||||
Hypothetical 5%
Return |
1,000.00 |
1,013.96 |
2.20 |
11.05 |
||||||||||||
Global X MLP & Energy
Infrastructure ETF |
||||||||||||||||
Actual Fund
Return |
$ |
1,000.00 |
$ |
1,288.20 |
0.45 |
% |
$ |
2.57 |
||||||||
Hypothetical 5%
Return |
1,000.00 |
1,022.69 |
0.45 |
2.27 |
||||||||||||
Global X Conscious
Companies ETF |
||||||||||||||||
Actual Fund
Return |
$ |
1,000.00 |
$ |
895.00 |
0.43 |
% |
$ |
2.03 |
||||||||
Hypothetical 5%
Return |
1,000.00 |
1,022.79 |
0.43 |
2.17 |
||||||||||||
Global X Adaptive U.S.
Factor ETF |
||||||||||||||||
Actual Fund
Return |
$ |
1,000.00 |
$ |
1,043.00 |
0.27 |
% |
$ |
1.38 |
||||||||
Hypothetical 5%
Return |
1,000.00 |
1,023.59 |
0.27 |
1.36 |
||||||||||||
Global X Adaptive U.S.
Risk Management ETF |
||||||||||||||||
Actual Fund
Return |
$ |
1,000.00 |
$ |
884.20 |
0.39 |
% |
$ |
1.83 |
||||||||
Hypothetical 5%
Return |
1,000.00 |
1,022.99 |
0.39 |
1.97 |
||||||||||||
Global X Founder-Run
Companies ETF |
||||||||||||||||
Actual Fund
Return |
$ |
1,000.00 |
$ |
735.30 |
0.45 |
% |
$ |
1.95 |
||||||||
Hypothetical 5%
Return |
1,000.00 |
1,022.69 |
0.45 |
2.27 |
(1) |
Expenses
are equal to the Fund’s annualized expense ratio multiplied by the average
account value over the period, multiplied by 182/365 (to reflect the
one-half year period.) |
Liquidity
Risk Management Program (Unaudited) |
Supplemental
Information (Unaudited) |
Notes | ||