|
Class
IA |
Class
IB |
Class
IC |
Hartford
Balanced HLS Fund |
HADAX |
HAIBX |
— |
Hartford
Capital Appreciation HLS Fund |
HIACX |
HIBCX |
HCPCX |
Hartford
Disciplined Equity HLS Fund |
HIAGX |
HBGIX |
HLSCX |
Hartford
Dividend and Growth HLS Fund |
HIADX |
HDGBX |
— |
Hartford
Healthcare HLS Fund |
HIAHX |
HBGHX |
— |
Hartford
International Opportunities HLS Fund |
HIAOX |
HBIOX |
— |
Hartford
MidCap HLS Fund |
HIMCX |
HBMCX |
— |
Hartford
Small Cap Growth HLS Fund |
HISCX |
HBSGX |
— |
Hartford
Small Company HLS Fund |
HIASX |
HDMBX |
— |
Hartford
Stock HLS Fund |
HSTAX |
HIBSX |
— |
Hartford
Total Return Bond HLS Fund |
HIABX |
HBNBX |
— |
Hartford
Ultrashort Bond HLS Fund |
HUBAX |
HUBBX |
— |
Funds |
Inception
Date |
Hartford
Balanced HLS Fund (“Balanced HLS Fund”)* |
March
31, 1983 |
Hartford
Capital Appreciation HLS Fund (“Capital Appreciation HLS
Fund”)* |
April 2,
1984 |
Hartford
Disciplined Equity HLS Fund (“Disciplined Equity HLS
Fund”) |
May
29, 1998 |
Hartford
Dividend and Growth HLS Fund (“Dividend and Growth HLS
Fund”)* |
March 9,
1994 |
Hartford
Healthcare HLS Fund (“Healthcare HLS Fund”) |
May
1, 2000 |
Hartford
International Opportunities HLS Fund (“International Opportunities HLS
Fund”)* |
July 2,
1990 |
Hartford
MidCap HLS Fund (“MidCap HLS Fund”)* |
July
14, 1997 |
Hartford
Small Cap Growth HLS Fund (“Small Cap Growth HLS
Fund”)** |
May 2,
1994 |
Hartford
Small Company HLS Fund (“Small Company HLS Fund”)* |
August
9, 1996 |
Hartford
Stock HLS Fund (“Stock HLS Fund”)* |
August 31,
1977 |
Hartford
Total Return Bond HLS Fund (“Total Return Bond HLS
Fund”)* |
August 31,
1977 |
Hartford
Ultrashort Bond HLS Fund (“Ultrashort Bond HLS
Fund”)* |
June 30,
1980 |
|
Balanced
HLS Fund |
Capital
Appreciation HLS Fund |
Disciplined
Equity HLS Fund |
Dividend
and Growth HLS Fund |
Healthcare
HLS Fund |
International
Opportunities HLS Fund |
MidCap
HLS Fund |
Small
Cap Growth HLS Fund |
Small
Company HLS Fund |
Stock
HLS Fund |
Total
Return Bond HLS Fund |
Ultrashort
Bond HLS Fund |
Active
Investment
Management
Risk |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
Active
Trading Risk |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
Asset
Allocation Risk |
X |
X |
|
|
|
|
|
|
|
|
|
|
Asset-Backed
Securities
Risk |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
Collateralized
Debt
Obligations
(CDOs)
Risk |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
Asset
Coverage Risk |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
Bond
Forwards Risk |
X |
|
|
|
|
|
|
|
|
|
X |
X |
Borrowing
Risk |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
Call
Risk |
X |
|
|
|
|
|
|
|
|
|
X |
X |
Commodities
Regulatory
Risk |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
Convertible
Securities
Risk |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
Contingent
Convertibles
Risk |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
Synthetic
Convertibles
Risk |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
Counterparty
Risk |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
Credit
Risk |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
Credit
Risk Transfer
Securities
Risk |
X |
|
|
|
|
|
|
|
|
|
X |
X |
Currency
Risk |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
Cybersecurity
Risk |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
Depositary
Receipts
Risk |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
Derivatives
Risk |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
Hedging
Risk |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
Options
Contracts
Risk |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
Equity
Linked
Notes
Risk |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
Futures
Contracts
and
Options on
Futures
Contracts
Risk |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
Swap
Agreements
and
Swaptions Risk |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
Inflation-Linked
Instruments
Risk |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
|
Balanced
HLS Fund |
Capital
Appreciation HLS Fund |
Disciplined
Equity HLS Fund |
Dividend
and Growth HLS Fund |
Healthcare
HLS Fund |
International
Opportunities HLS Fund |
MidCap
HLS Fund |
Small
Cap Growth HLS Fund |
Small
Company HLS Fund |
Stock
HLS Fund |
Total
Return Bond HLS Fund |
Ultrashort
Bond HLS Fund |
Hybrid
Instruments
Risk |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
Credit-Linked
Securities
Risk |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
Indexed
Securities
and
Structured
Notes
Risk |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
Event-Linked
Bonds
Risk |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
Foreign
Currency
Transactions
Risk |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
P-Notes
and Non-
Standard
Warrants
Risk |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
Risk
Factors in
Derivative
Instruments |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
Dividend
Risk |
X |
X |
X |
X |
X |
X |
X |
X |
|
X |
|
|
Dollar
Rolls Risk |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
Equity
Risk |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
|
Special
Purpose
Acquisition
Companies
Risk |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
|
ESG
Integration Risk |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
Exchange-Traded
Funds
(ETFs) Risk |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
Exchange-Traded
Notes
(ETNs) Risk |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
Event
Risk |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
Fixed
Income
Securities
Risk |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
Focused
Portfolio
Risk |
|
|
|
|
|
|
|
|
|
X |
|
|
Foreign
Investments
Risk |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
Currency
Risk and
Exchange
Risk |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
Principal
Exchange
Rate
Linked Securi-
ties
Risk |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
Performance
Indexed
Paper Risk |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
Settlement
Risk |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
Government
Intervention
in
Financial
Markets
Risk |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
Growth
Investing
Style
Risk |
|
X |
|
|
|
|
X |
X |
X |
|
|
|
Healthcare-Related
Securities
Risk |
|
|
|
|
X |
|
|
|
|
|
|
|
High
Yield Invest-
ments
(“Junk
Bonds”) Risk |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
Distressed
Securities
Risk |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
Illiquid
Investments
Risk |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
Industry
Concentration
Risk |
|
|
|
|
X |
|
|
|
|
|
|
|
Inflation
Protected
Debt
Securities Risk |
X |
X |
X |
X |
X |
X |
X |
X |
X |
|
X |
X |
|
Balanced
HLS Fund |
Capital
Appreciation HLS Fund |
Disciplined
Equity HLS Fund |
Dividend
and Growth HLS Fund |
Healthcare
HLS Fund |
International
Opportunities HLS Fund |
MidCap
HLS Fund |
Small
Cap Growth HLS Fund |
Small
Company HLS Fund |
Stock
HLS Fund |
Total
Return Bond HLS Fund |
Ultrashort
Bond HLS Fund |
Inflation
Risk |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
Initial
Public
Offerings
(“IPO”)
Risk |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
Interest
Rate Risk |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
Interfund
Lending
Program
Risk |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
Inverse
Floating Rate
Securities
Risk |
|
|
|
|
|
|
|
|
|
|
X |
X |
Investment
Grade
Securities
Risk |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
Investments
in
Emerging
Market
Securities
Risk |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
Sukuk
Risk |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
Large
Cap Securities
Risk |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
|
|
Large
Shareholder
Transaction
Risk |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
LIBOR
Risk |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
Liquidation
of Funds
Risk |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
Liquidity
Risk |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
Loans
and Loan
Participations
Risk |
X |
|
|
|
|
|
|
|
|
|
X |
X |
Floating
Rate
Loans
Risk |
X |
|
|
|
|
|
|
|
|
|
X |
X |
Loan
Participations
Risk |
X |
|
|
|
|
|
|
|
|
|
X |
X |
Senior
Loans
Risk |
X |
|
|
|
|
|
|
|
|
|
X |
X |
Unsecured
Loans
Risk
|
X |
|
|
|
|
|
|
|
|
|
X |
X |
Delayed
Settlement
Risk |
X |
|
|
|
|
|
|
|
|
|
X |
X |
Market
Risk |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
Master
Limited
Partnership
(“MLP”)
Risk |
X |
X |
|
|
|
|
|
|
X |
|
X |
|
Mid
Cap Securities
Risk |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
|
|
Money
Market
Instruments
and
Temporary
Invest-
ment
Strategies Risk |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
Mortgage-Related
Securities
Risk |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
Municipal
Securities
Risk |
X |
|
|
|
|
|
|
|
|
|
X |
X |
Operational
Risks |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
Other
Capital
Securities
Risk |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
Other
Investment
Companies
Risk |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
Preferred
Stock Risk |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
Private
Placement
Risk |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
Private
Investments
in
Public Equity
(PIPEs)
Risk |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
Quantitative
Investing
Risk |
|
X |
X |
|
|
|
|
X |
|
|
X |
|
|
Balanced
HLS Fund |
Capital
Appreciation HLS Fund |
Disciplined
Equity HLS Fund |
Dividend
and Growth HLS Fund |
Healthcare
HLS Fund |
International
Opportunities HLS Fund |
MidCap
HLS Fund |
Small
Cap Growth HLS Fund |
Small
Company HLS Fund |
Stock
HLS Fund |
Total
Return Bond HLS Fund |
Ultrashort
Bond HLS Fund |
Real
Estate Invest-
ment
Trusts
(“REITs”)
Risk |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
Real
Estate Related
Securities
Risks |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
Regional/Country
Focus
Risk |
|
|
|
|
|
X |
|
|
|
|
|
|
Investments
in
Central
and South
America
Risk |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
Investments
in
Europe
Risk |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
Investments
in Asia
Risk |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
Investments
in
China
Risk |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
Investments
in
Japan
Risk |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
Investments
in
Russia
Risk |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
Repurchase
and
Reverse
Repurchase
Agreements
Risk |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
Restricted
Securities
Risk |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
Risks
of Qualified
Financial
Contracts |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
Sector
Risk |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
Consumer
Discretionary
Sec-
tor
Risk |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
Communication
Services
Sector
Risk |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
Health
Care Sector
Risk |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
Financials
Sector
Risk |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
Industrials
Sector
Risk |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
Information
Technology
Sector
Risk |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
Utilities
Sector Risk |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
Securities
Lending
Risk |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
Securities
Trusts
Risk |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
Small
Capitalization
Securities
Risk |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
|
Sovereign
Debt Risk |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
Stripped
Securities
Risk |
|
|
|
|
|
|
|
|
|
|
X |
X |
Structured
Securities
Risk |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
To
Be Announced
(TBA)
Transactions
Risk |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
Short
Sales of TBA
Investments
Risk |
X |
|
|
|
|
|
|
|
|
|
X |
X |
U.S.
Government
Securities
Risk |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
|
Balanced
HLS Fund |
Capital
Appreciation HLS Fund |
Disciplined
Equity HLS Fund |
Dividend
and Growth HLS Fund |
Healthcare
HLS Fund |
International
Opportunities HLS Fund |
MidCap
HLS Fund |
Small
Cap Growth HLS Fund |
Small
Company HLS Fund |
Stock
HLS Fund |
Total
Return Bond HLS Fund |
Ultrashort
Bond HLS Fund |
Treasury
Inflation-
Protection
Securi-
ties
Risk |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
Valuation
Risk |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
Value
Investing Style
Risk |
X |
X |
|
X |
|
|
|
|
|
|
|
|
Volatility
Risk |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
Warrants
and Rights
Risk |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
Zero
Coupon
Securities
Risk |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
X |
FUND |
PORTFOLIO
TURNOVER
12/31/23 |
PORTFOLIO
TURNOVER
12/31/22 |
Balanced
HLS Fund |
57%(1)
|
53%(1)
|
Capital
Appreciation HLS Fund |
49% |
64% |
Disciplined
Equity HLS Fund |
22% |
13% |
Dividend
and Growth HLS Fund |
27% |
23% |
Healthcare
HLS Fund |
28% |
34% |
International
Opportunities HLS Fund |
54% |
91% |
MidCap
HLS Fund |
40% |
44% |
Small
Cap Growth HLS Fund |
63% |
52% |
Small
Company HLS Fund |
39% |
87% |
Stock
HLS Fund |
8% |
10% |
Total
Return Bond HLS Fund |
52%(2)
|
58%(2)
|
Ultrashort
Bond HLS Fund |
56% |
66% |
NAME,
YEAR OF
BIRTH
AND
ADDRESS*
|
POSITION
HELD
WITH
THE
COMPANY |
TERM
OF
OFFICE**
AND
LENGTH
OF
TIME
SERVED |
PRINCIPAL
OCCUPATION(S)
DURING
PAST 5 YEARS |
NUMBER
OF
PORTFOLIOS
IN
FUND
COMPLEX***
OVERSEEN
BY
DIRECTOR |
OTHER
DIRECTORSHIPS
FOR
PUBLIC
COMPANIES
AND
OTHER
REGISTERED
INVESTMENT
COMPANIES
HELD
BY
DIRECTOR |
HILARY
E.
ACKERMANN
(1956) |
Director |
Since
2014 |
Ms.
Ackermann served as Chief Risk Officer at
Goldman
Sachs Bank USA from October 2008 to
November
2011. |
84 |
Ms.
Ackermann
served
as a
Director
of Dynegy,
Inc.
from October
2012
until its
acquisition
by
Vistra
Energy
Corporation
(“Vistra”)
in 2018,
and
since that time
she
has served as
a
Director of Vistra.
Ms.
Ackermann
served
as a
Director
of Credit
Suisse
Holdings
(USA),
Inc. from
January
2017 to
December
2022. |
ROBIN
C. BEERY
(1967) |
Director |
Since
2017 |
Ms.
Beery has served as a consultant to ArrowMark
Partners
(an alternative asset manager) since March
of
2015 and since November 2018 has been
employed
by ArrowMark Partners as a Senior Advisor.
Previously,
she was Executive Vice President, Head of
Distribution,
for Janus Capital Group, and Chief
Executive
Officer and President of the Janus Mutual
Funds
(a global asset manager) from September
2009
to August 2014. |
84 |
Ms.
Beery serves
as
an independent
Director
of UMB
Financial
Corporation
(January
2015 to
present),
has
chaired
the
Compensation
Committee
since
April
2017, and
has
been a
member
of the
Compensation
Committee
and the
Risk
Committee
since
January
2015.
|
NAME,
YEAR OF
BIRTH
AND
ADDRESS* |
POSITION
HELD
WITH
THE
COMPANY |
TERM
OF
OFFICE**
AND
LENGTH
OF
TIME
SERVED |
PRINCIPAL
OCCUPATION(S)
DURING
PAST 5 YEARS |
NUMBER
OF
PORTFOLIOS
IN
FUND
COMPLEX***
OVERSEEN
BY
DIRECTOR |
OTHER
DIRECTORSHIPS
FOR
PUBLIC
COMPANIES
AND
OTHER
REGISTERED
INVESTMENT
COMPANIES
HELD
BY
DIRECTOR |
DERRICK
D.
CEPHAS
(1952) |
Director |
Since
2020 |
Mr.
Cephas currently serves as Of Counsel to Squire
Patton
Boggs LLP, an international law firm with 45
offices
in 20 countries. Until his retirement in October
2020,
Mr. Cephas was a Partner of Weil, Gotshal &
Manges
LLP, an international law firm headquartered
in
New York, where he served as the Head of the
Financial
Institutions Practice (April 2011 to October
2020). |
84 |
Mr.
Cephas
currently
serves as
a
Director of Claros
Mortgage
Trust,
Inc.,
a real estate
investment
trust
and
is a member of
the
Compensation
Committee
and the
Nominating
and
Governance
Committee. |
CHRISTINE
R.
DETRICK
(1958) |
Director
and
Chair
of the
Board |
Director
since
2016;
Chair
of the
Board
since
2021 |
From
2002 until 2012, Ms. Detrick was a Senior
Partner,
Leader of the Financial Services Practice, and
a
Senior Advisor at Bain & Company (“Bain”). Before
joining
Bain, she served in various senior
management
roles for other financial services firms
and
was a consultant at McKinsey and Company. |
84 |
Ms.
Detrick
currently
serves as
a
Director of
Charles
River
Associates
(May
2020
to present);
currently
serves as
a
Director of
Capital
One
Financial
Corporation
(since
November
2021);
and
currently
serves
as a
Director
and Chair
of
Altus Power, Inc.
(since
December
2021). |
JOHN
J.
GAUTHIER
(1961) |
Director |
Since
2022 |
Mr.
Gauthier currently is the Principal Owner of JJG
Advisory,
LLC, an investment consulting firm, and Co-
Founder
and Principal Owner of Talcott Capital
Partners
(a placement agent for investment managers
serving
insurance companies). From 2008 to 2018,
Mr.
Gauthier served as a Senior Vice President (2008-
2010),
Executive Vice President (2010-2012), and
President
(2012-2018) of Allied World Assurance,
LTD,
AG (a global provider of property, casualty and
specialty
insurance and reinsurance solutions). |
84 |
Mr.
Gauthier
serves
as a
Director
of
Reinsurance
Group
of
America, Inc.
(from
2018 to
present);
currently
serves
as a
Director
of
Hamilton
Insurance
Group,
Ltd.
(October
2023 to
present);
and
chairs
the
Investment
Committee
and is
a
member of the
Audit
and Risk
Committees. |
NAME,
YEAR OF
BIRTH
AND
ADDRESS* |
POSITION
HELD
WITH
THE
COMPANY |
TERM
OF
OFFICE**
AND
LENGTH
OF
TIME
SERVED |
PRINCIPAL
OCCUPATION(S)
DURING
PAST 5 YEARS |
NUMBER
OF
PORTFOLIOS
IN
FUND
COMPLEX***
OVERSEEN
BY
DIRECTOR |
OTHER
DIRECTORSHIPS
FOR
PUBLIC
COMPANIES
AND
OTHER
REGISTERED
INVESTMENT
COMPANIES
HELD
BY
DIRECTOR |
ANDREW
A.
JOHNSON
(1962) |
Director |
Since
2020 |
Mr.
Johnson currently serves as a Diversity and
Inclusion
Advisor at Neuberger Berman, a private,
global
investment management firm. Prior to his
current
role, Mr. Johnson served as Chief Investment
Officer
and Head of Global Investment Grade Fixed
Income
at Neuberger Berman (January 2009 to
December
2018).
|
84 |
Mr.
Johnson
currently
serves as
a
Director of AGNC
Investment
Corp.,
a
real estate
investment
trust. |
PAUL
L.
ROSENBERG
(1953) |
Director |
Since
2020 |
Mr.
Rosenberg is a Partner of The Bridgespan Group,
a
global nonprofit consulting firm that is a social
impact
advisor to nonprofits, non-governmental
organizations,
philanthropists and institutional
investors
(October 2007 to present).
|
84 |
None |
DAVID
SUNG
(1953) |
Director |
Since
2017 |
Mr.
Sung was a Partner at Ernst & Young LLP from
October
1995 to July 2014. |
84 |
Mr.
Sung serves as
a
Trustee of
Ironwood
Institutional
Multi-
Strategy
Fund, LLC
and
Ironwood
Multi-Strategy
Fund,
LLC (October
2015
to present). |
NAME,
YEAR OF
BIRTH
AND
ADDRESS*
|
POSITION
HELD
WITH
THE
COMPANY |
TERM
OF
OFFICE**
AND
LENGTH
OF
TIME
SERVED |
PRINCIPAL
OCCUPATION(S) DURING PAST 5 YEARS |
NUMBER
OF
PORTFOLIOS
IN
FUND
COMPLEX***
OVERSEEN
BY
DIRECTOR |
OTHER
DIRECTORSHIPS
HELD
BY
DIRECTOR |
JAMES
E.
DAVEY****
(1964) |
Director,
President
and
Chief
Executive
Officer |
President
and
Chief
Executive
Officer
since
2010;
Director
since
2012 |
Mr.
Davey serves as Executive Vice President of The
Hartford
Financial Services Group, Inc. Mr. Davey has
served
in various positions within The Hartford and its
subsidiaries
and joined The Hartford in 2002.
Additionally,
Mr. Davey serves as Director, Chairman,
President,
and Senior Managing Director for Hartford
Funds
Management Group, Inc. ("HFMG"). Mr. Davey
also
serves as President, Manager, Chairman of the
Board,
and Senior Managing Director for Hartford
Funds
Management Company, LLC (“HFMC”);
Manager,
Chairman of the Board, and President of
Lattice
Strategies LLC (“Lattice”); Chairman of the
Board,
Manager, and Senior Managing Director of
Hartford
Funds Distributors, LLC (“HFD”); and
Chairman
of the Board, President and Senior
Managing
Director of Hartford Administrative Services
Company
(“HASCO”), each of which is an affiliate of
HFMG. |
84 |
None |
NAME,
YEAR OF
BIRTH
AND
ADDRESS* |
POSITION
HELD
WITH
THE
COMPANY |
TERM
OF
OFFICE**
AND
LENGTH
OF
TIME
SERVED |
PRINCIPAL
OCCUPATION(S) DURING PAST 5 YEARS |
NUMBER
OF
PORTFOLIOS
IN
FUND
COMPLEX***
OVERSEEN
BY
DIRECTOR |
OTHER
DIRECTORSHIPS
HELD
BY
DIRECTOR |
AMY
N. FURLONG
(1979) |
Vice
President
|
Since
2018 |
Ms.
Furlong serves as Vice President and Assistant
Treasurer
of HFMC (since September 2019). From
2018
through March 15, 2021, Ms. Furlong served as
the
Treasurer of the Company and resumed her
position
as Treasurer from January 9, 2023 through
September
10, 2023. Ms. Furlong has served in
various
positions within The Hartford and its
subsidiaries
in connection with the operation of the
Hartford
Funds. Ms. Furlong joined The Hartford in
2004. |
N/A |
N/A |
WALTER
F.
GARGER
(1965) |
Vice
President
and
Chief
Legal
Officer |
Since
2016 |
Mr.
Garger serves as Secretary, Managing Director
and
General Counsel of HFMG, HFMC, HFD, and
HASCO
(since 2013). Mr. Garger also serves as
Secretary
and General Counsel of Lattice (since July
2016).
Mr. Garger has served in various positions
within
The Hartford and its subsidiaries in connection
with
the operation of the Hartford Funds. Mr. Garger
joined
The Hartford in 1995. |
N/A |
N/A |
THEODORE
J.
LUCAS
(1966) |
Vice
President |
Since
2017 |
Mr.
Lucas serves as Executive Vice President of
HFMG
(since July 2016) and as Executive Vice
President
of Lattice (since June 2017). Previously, Mr.
Lucas
served as Managing Partner of Lattice (2003 to
2016). |
N/A |
N/A |
JOSEPH
G.
MELCHER
(1973) |
Vice
President,
Chief
Compliance
Officer
and
AML
Compliance
Officer |
Vice
President
and
Chief
Compliance
Officer
since
2013;
AML
Compliance
Officer
since
August
1,
2022
|
Mr.
Melcher serves as Executive Vice President of
HFMG
and HASCO (since December 2013). Mr.
Melcher
also serves as Executive Vice President
(since
December 2013) and Chief Compliance Officer
(since
December 2012) of HFMC, serves as Executive
Vice
President and Chief Compliance Officer of Lattice
(since
July 2016), serves as Executive Vice President
of
HFD (since December 2013), and has served as
President
and Chief Executive Officer of HFD (from
April
2018 to June 2019). |
N/A |
N/A |
VERNON
J.
MEYER
(1964) |
Vice
President |
Since
2006 |
Mr.
Meyer serves as Managing Director and Chief
Investment
Officer of HFMC and Managing Director of
HFMG
(since 2013). Mr. Meyer also serves as Senior
Vice
President-Investments of Lattice (since March
2019).
Mr. Meyer has served in various positions
within
The Hartford and its subsidiaries in connection
with
the operation of the Hartford Funds. Mr. Meyer
joined
The Hartford in 2004. |
N/A |
N/A |
ALICE
A.
PELLEGRINO
(1960) |
Vice
President
and
Assistant
Secretary |
Since
2016 |
Ms.
Pellegrino is Deputy General Counsel for HFMG
(since
April 2022) and currently serves as Vice
President
of HFMG (since December 2013). Ms.
Pellegrino
also serves as Vice President and
Assistant
Secretary of Lattice (since June 2017). Ms.
Pellegrino
has served in various positions within The
Hartford
and its subsidiaries in connection with the
operation
of the Hartford Funds. Ms. Pellegrino joined
The
Hartford in 2007. |
N/A |
N/A |
NAME,
YEAR OF
BIRTH
AND
ADDRESS* |
POSITION
HELD
WITH
THE
COMPANY |
TERM
OF
OFFICE**
AND
LENGTH
OF
TIME
SERVED |
PRINCIPAL
OCCUPATION(S) DURING PAST 5 YEARS |
NUMBER
OF
PORTFOLIOS
IN
FUND
COMPLEX***
OVERSEEN
BY
DIRECTOR |
OTHER
DIRECTORSHIPS
HELD
BY
DIRECTOR |
ANKIT
PURI
(1984) |
Vice
President
and
Treasurer |
Effective
September
11,
2023 |
Effective
September 11, 2023, Mr. Puri serves as
Vice
President and Treasurer of the Company. Prior to
joining
HFMC in 2023, Mr. Puri was a Fund Accounting
Director,
Investment Management Services, at SEI
Investments
(July 2021 through August 2023), an
Associate
Director, Fund Accounting Policy at The
Vanguard
Group (September 2020 to June 2021), and
served
in various positions at Ernst & Young LLP
(October
2014 through September 2020).
|
N/A |
N/A |
THOMAS
R.
PHILLIPS
(1960) |
Vice
President
and
Secretary |
Since
2017 |
Mr.
Phillips is Deputy General Counsel for HFMG and
currently
serves as a Senior Vice President (since
June
2021) and Assistant Secretary (since June
2017)
for HFMG. Mr. Phillips also serves as Vice
President
of HFMC (since June 2021). Prior to joining
HFMG
in 2017, Mr. Phillips was a Director and Chief
Legal
Officer of Saturna Capital Corporation from
2014–2016.
Prior to that, Mr. Phillips was a Partner
and
Deputy General Counsel of Lord, Abbett & Co.
LLC. |
N/A |
N/A |
NAME
OF DIRECTOR |
DOLLAR
RANGE OF EQUITY
SECURITIES
IN THE HLS FUNDS |
AGGREGATE
DOLLAR RANGE OF EQUITY
SECURITIES
IN ALL REGISTERED
INVESTMENT
COMPANIES OVERSEEN
BY
DIRECTOR IN FAMILY OF INVESTMENT
COMPANIES |
Hilary
E. Ackermann |
None |
Over
$100,000 |
Robin
C. Beery |
None |
Over
$100,000 |
Derrick
D. Cephas |
None |
None |
Christine
R. Detrick |
None |
Over
$100,000 |
John
J. Gauthier |
None |
Over
$100,000 |
Andrew
A. Johnson |
None |
None |
Paul
L. Rosenberg |
None |
$10,001-$50,000 |
David
Sung |
None |
None |
NAME
OF DIRECTOR |
DOLLAR
RANGE OF EQUITY
SECURITIES
IN THE HLS FUNDS |
AGGREGATE
DOLLAR RANGE OF EQUITY
SECURITIES
IN ALL REGISTERED
INVESTMENT
COMPANIES OVERSEEN
BY
DIRECTOR IN FAMILY OF INVESTMENT
COMPANIES |
James
E. Davey |
None |
Over
$100,000 |
NAME
OF PERSON, POSITION |
AGGREGATE
COMPENSATION
FROM
HARTFORD
SERIES
FUND, INC. |
AGGREGATE
COMPENSATION
FROM
HARTFORD
HLS
SERIES FUND
II,
INC. |
PENSION
OR
RETIREMENT
BENEFITS
ACCRUED
AS
PART OF HLS
FUND
EXPENSES |
ESTIMATED
ANNUAL
BENEFITS
UPON
RETIREMENT |
TOTAL
COMPENSATION
FROM
THE FUND
COMPLEX
PAID TO
DIRECTORS |
Hilary
E. Ackermann, Director |
$48,517 |
$1,995 |
None |
None |
$357,792 |
Robin
C. Beery, Director |
$48,517 |
$1,995 |
None |
None |
$357,792 |
Derrick
D. Cephas, Director |
$41,828 |
$1,720 |
None |
None |
$308,792 |
Christine
R. Detrick, Director |
$69,665 |
$2,861 |
None |
None |
$512,792 |
John
J. Gauthier, Director |
$42,377 |
$1,744 |
None |
None |
$312,792 |
Andrew
A. Johnson, Director |
$48,517 |
$1,995 |
None |
None |
$357,792 |
Paul
L. Rosenberg, Director |
$42,377 |
$1,744 |
None |
None |
$312,792 |
David
Sung, Director |
$48,517 |
$1,995 |
None |
None |
$357,792 |
AVERAGE
DAILY NET ASSETS |
ANNUAL
RATE |
First
$250 million |
0.8500% |
Next
$250 million |
0.8000% |
Next
$4.5 billion |
0.7500% |
Next
$5 billion |
0.7475% |
Amount
Over $10 billion |
0.7450% |
AVERAGE
DAILY NET ASSETS |
ANNUAL
RATE |
First
$250 million |
0.7750% |
Next
$250 million |
0.7250% |
Next
$500 million |
0.6750% |
Next
$1.5 billion |
0.6250% |
Next
$2.5 billion |
0.6200% |
Next
$5 billion |
0.6150% |
Amount
Over $10 billion |
0.6100% |
AVERAGE
DAILY NET ASSETS |
ANNUAL
RATE |
First
$250 million |
0.6900% |
Next
$250 million |
0.6425% |
Next
$500 million |
0.6325% |
Next
$1.5 billion |
0.6250% |
Next
$2.5 billion |
0.6200% |
Next
$5 billion |
0.6150% |
Amount
Over $10 billion |
0.6100% |
AVERAGE
DAILY NET ASSETS |
ANNUAL
RATE |
First
$250 million |
0.7750% |
Next
$250 million |
0.7250% |
Next
$500 million |
0.6750% |
Next
$4 billion |
0.6250% |
Next
$5 billion |
0.6225% |
Amount
Over $10 billion |
0.6200% |
AVERAGE
DAILY NET ASSETS |
ANNUAL
RATE |
First
$1 billion |
0.6000% |
Next
$4 billion |
0.5500% |
Next
$5 billion |
0.5300% |
Amount
Over $10 billion |
0.5000% |
AVERAGE
DAILY NET ASSETS |
ANNUAL
RATE |
First
$250 million |
0.7750% |
Next
$250 million |
0.7250% |
Next
$500 million |
0.6750% |
Next
$500 million |
0.6000% |
Next
$3.5 billion |
0.5500% |
Next
$5 billion |
0.5300% |
Amount
Over $10 billion |
0.5200% |
AVERAGE
DAILY NET ASSETS |
ANNUAL
RATE |
First
$100 million |
0.7000% |
Next
$4.9 billion |
0.6000% |
Next
$5 billion |
0.5800% |
Amount
Over $10 billion |
0.5700% |
AVERAGE
DAILY NET ASSETS |
ANNUAL
RATE |
First
$250 million |
0.6800% |
Next
$250 million |
0.6550% |
Next
$500 million |
0.6450% |
Next
$4 billion |
0.5950% |
Next
$5 billion |
0.5925% |
Amount
Over $10 billion |
0.5900% |
AVERAGE
DAILY NET ASSETS |
ANNUAL
RATE |
First
$250 million |
0.5250% |
Next
$250 million |
0.5000% |
Next
$500 million |
0.4750% |
Next
$4 billion |
0.4500% |
Next
$5 billion |
0.4475% |
Amount
Over $10 billion |
0.4450% |
AVERAGE
DAILY NET ASSETS |
ANNUAL
RATE |
First
$250 million |
0.5250% |
Next
$250 million |
0.5000% |
Next
$500 million |
0.4750% |
Next
$1.5 billion |
0.4500% |
Next
$2.5 billion |
0.4450% |
Next
$5 billion |
0.4300% |
Amount
Over $10 billion |
0.4200% |
AVERAGE
DAILY NET ASSETS |
ANNUAL
RATE |
First
$5 billion |
0.4000% |
Next
$5 billion |
0.3800% |
Amount
Over $10 billion |
0.3700% |
Fund
Name |
Gross
Fees
Paid
to HFMC
For
fiscal year
ended
12/31/23 |
Investment
Advisory
Fee
Waiver
For
fiscal year
ended
12/31/23 |
Net
Fees Paid to
HFMC
For
fiscal year
ended
12/31/23 |
Net
Aggregate
Sub-advisory
Fees
Paid
to Unaffiliated
Managers
For
fiscal year
ended
12/31/23 |
%
Net Aggregate
Sub-advisory
Fees
Paid
to Unaffiliated
Managers
For
fiscal year
ended
12/31/23 |
Balanced
HLS Fund |
$10,623,058 |
$504,734 |
$10,118,324 |
$2,123,936 |
0.13% |
Capital
Appreciation HLS Fund |
$22,563,468 |
$0 |
$22,563,468 |
$11,269,234 |
0.32% |
Disciplined
Equity HLS Fund |
$14,842,444 |
$0 |
$14,842,444 |
$4,010,804 |
0.15% |
Dividend
and Growth HLS Fund |
$21,069,331 |
$0 |
$21,069,331 |
$6,325,966 |
0.19% |
Fund
Name |
Gross
Fees
Paid
to HFMC
For
fiscal year
ended
12/31/23 |
Investment
Advisory
Fee
Waiver
For
fiscal year
ended
12/31/23 |
Net
Fees Paid to
HFMC
For
fiscal year
ended
12/31/23 |
Net
Aggregate
Sub-advisory
Fees
Paid
to Unaffiliated
Managers
For
fiscal year
ended
12/31/23 |
%
Net Aggregate
Sub-advisory
Fees
Paid
to Unaffiliated
Managers
For
fiscal year
ended
12/31/23 |
Healthcare
HLS Fund |
$1,207,068 |
$0 |
$1,207,068 |
$597,028 |
0.42% |
International
Opportunities HLS Fund |
$6,235,391 |
$0 |
$6,235,391 |
$2,680,977 |
0.31% |
MidCap
HLS Fund |
$8,028,663 |
$0 |
$8,028,663 |
$2,986,470 |
0.26% |
Small
Cap Growth HLS Fund |
$4,421,209 |
$0 |
$4,421,209 |
$1,815,403 |
0.25% |
Small
Company HLS Fund |
$3,131,104 |
$0 |
$3,131,104 |
$1,554,881 |
0.38% |
Stock
HLS Fund |
$6,459,593 |
$0 |
$6,459,593 |
$2,369,864 |
0.18% |
Total
Return Bond HLS Fund |
$8,370,447 |
$0 |
$8,370,447 |
$2,452,953 |
0.14% |
Ultrashort
Bond HLS Fund |
$2,351,718 |
$0 |
$2,351,718 |
$679,136 |
0.12% |
Fund
Name |
Gross
Fees
Paid
to HFMC
For
fiscal year
ended
12/31/22 |
Investment
Advisory
Fee
Waiver
For
fiscal year
ended
12/31/22 |
Net
Fees Paid to
HFMC
For
fiscal year
ended
12/31/22 |
Net
Aggregate
Sub-advisory
Fees
Paid
to Unaffiliated
Managers
For
fiscal year
ended
12/31/22 |
%
Net Aggregate
Sub-advisory
Fees
Paid
to Unaffiliated
Managers
For
fiscal year
ended
12/31/22 |
Balanced
HLS Fund |
$11,795,247 |
$563,836 |
$11,231,411 |
$2,360,344 |
0.13% |
Capital
Appreciation HLS Fund |
$24,120,528 |
$0 |
$24,120,528 |
$12,047,764 |
0.32% |
Disciplined
Equity HLS Fund |
$16,036,546 |
$0 |
$16,036,546 |
$4,314,757 |
0.15% |
Dividend
and Growth HLS Fund |
$22,785,157 |
$0 |
$22,785,157 |
$6,796,434 |
0.19% |
Healthcare
HLS Fund |
$1,408,909 |
$0 |
$1,408,909 |
$680,139 |
0.41% |
International
Opportunities HLS Fund |
$6,768,143 |
$0 |
$6,768,143 |
$2,899,560 |
0.31% |
MidCap
HLS Fund |
$9,895,603 |
$0 |
$9,895,603 |
$3,733,241 |
0.26% |
Small
Cap Growth HLS Fund |
$5,918,217 |
$0 |
$5,918,217 |
$2,314,406 |
0.24% |
Small
Company HLS Fund |
$3,592,220 |
$0 |
$3,592,220 |
$1,798,394 |
0.38% |
Stock
HLS Fund |
$7,012,045 |
$0 |
$7,012,045 |
$2,554,015 |
0.17% |
Total
Return Bond HLS Fund |
$9,197,382 |
$0 |
$9,197,382 |
$2,673,469 |
0.14% |
Ultrashort
Bond HLS Fund |
$2,640,894 |
$0 |
$2,640,894 |
$744,201 |
0.11% |
Fund
Name |
Gross
Fees
Paid
to HFMC
For
fiscal year
ended
12/31/21 |
Investment
Advisory
Fee
Waiver
For
fiscal year
ended
12/31/21 |
Net
Fees Paid to
HFMC
For
fiscal year
ended
12/31/21 |
Net
Aggregate
Sub-advisory
Fees
Paid
to Unaffiliated
Managers
For
fiscal year
ended
12/31/21 |
%
Net Aggregate
Sub-advisory
Fees
Paid
to Unaffiliated
Managers
For
fiscal year
ended
12/31/21 |
Balanced
HLS Fund |
$13,426,307 |
$646,074 |
$12,780,233 |
$2,689,297 |
0.12% |
Capital
Appreciation HLS Fund |
$29,282,645 |
$0 |
$29,282,645 |
$14,628,822 |
0.32% |
Disciplined
Equity HLS Fund |
$18,739,518 |
$0 |
$18,739,518 |
$5,002,786 |
0.15% |
Dividend
and Growth HLS Fund |
$24,355,572 |
$0 |
$24,355,572 |
$7,227,032 |
0.19% |
Healthcare
HLS Fund |
$1,808,918 |
$0 |
$1,808,918 |
$844,849 |
0.40% |
International
Opportunities HLS Fund |
$8,605,819 |
$0 |
$8,605,819 |
$3,642,328 |
0.29% |
MidCap
HLS Fund |
$15,122,366 |
$0 |
$15,122,366 |
$5,823,946 |
0.26% |
Small
Cap Growth HLS Fund |
$8,749,052 |
$0 |
$8,749,052 |
$3,258,017 |
0.23% |
Small
Company HLS Fund |
$4,733,330 |
$0 |
$4,733,330 |
$2,421,294 |
0.38% |
Stock
HLS Fund |
$7,459,221 |
$0 |
$7,459,221 |
$2,703,073 |
0.17% |
Total
Return Bond HLS Fund |
$10,947,766 |
$0 |
$10,947,766 |
$3,140,237 |
0.13% |
Ultrashort
Bond HLS Fund |
$2,961,696 |
$0 |
$2,961,696 |
$816,382 |
0.11% |
FUND
AND PORTFOLIO MANAGER |
NUMBER
OF
ACCOUNTS |
ASSETS
MANAGED
(in
millions) |
NUMBER
OF
ACCOUNTS
WHERE
ADVISORY
FEE
IS BASED ON
ACCOUNT
PERFORMANCE |
TOTAL
ASSETS IN
ACCOUNTS
WHERE
ADVISORY
FEE IS
BASED
ON ACCOUNT
PERFORMANCE
(in
millions) |
Balanced
HLS Fund | ||||
Adam
H. Illfelder |
|
|
|
|
Other
Registered Investment Companies |
10 |
$16,738 |
0 |
$0 |
Other
Pooled Investment Vehicles |
3 |
$486 |
0 |
$0 |
Other
Accounts |
3 |
$653 |
0 |
$0 |
Loren
L. Moran |
|
|
|
|
Other
Registered Investment Companies |
10 |
$78,094 |
5 |
$73,315 |
Other
Pooled Investment Vehicles |
4 |
$464 |
1 |
$50 |
Other
Accounts |
1 |
$657 |
0 |
$0 |
Matthew
C. Hand |
|
|
|
|
Other
Registered Investment Companies |
11 |
$71,095 |
3 |
$55,504 |
Other
Pooled Investment Vehicles |
10 |
$1,864 |
2 |
$16 |
Other
Accounts |
10 |
$1,251 |
0 |
$0 |
Capital
Appreciation HLS Fund | ||||
Gregg
R. Thomas |
|
|
|
|
Other
Registered Investment Companies |
7 |
$7,378 |
0 |
$0 |
Other
Pooled Investment Vehicles |
15 |
$3,183 |
2 |
$77 |
Other
Accounts |
6 |
$3,483 |
0 |
$0 |
Thomas
S. Simon |
|
|
|
|
Other
Registered Investment Companies |
11 |
$8,001 |
0 |
$0 |
Other
Pooled Investment Vehicles |
7 |
$673 |
0 |
$0 |
Other
Accounts |
2 |
$1,514 |
0 |
$0 |
Veenu
Ramchandani(1)
|
|
|
|
|
Other
Registered Investment Companies |
2 |
$6,416 |
0 |
$0 |
Other
Pooled Investment Vehicles |
3 |
$927 |
0 |
$0 |
Other
Accounts |
2 |
$922 |
0 |
$0 |
Disciplined
Equity HLS Fund | ||||
Douglas
W. McLane |
|
|
|
|
Other
Registered Investment Companies |
12 |
$20,413 |
0 |
$0 |
Other
Pooled Investment Vehicles |
17 |
$2,297 |
3 |
$405 |
Other
Accounts |
16 |
$4,422 |
2 |
$1,008 |
David
A. Siegle |
|
|
|
|
Other
Registered Investment Companies |
12 |
$20,413 |
0 |
$0 |
Other
Pooled Investment Vehicles |
11 |
$1,792 |
0 |
$0 |
Other
Accounts |
16 |
$4,421 |
2 |
$1,008 |
Mammen
Chally(2)
|
|
|
|
|
Other
Registered Investment Companies |
12 |
$20,413 |
0 |
$0 |
Other
Pooled Investment Vehicles |
11 |
$1,792 |
0 |
$0 |
Other
Accounts |
17 |
$4,436 |
2 |
$1,008 |
Dividend
and Growth HLS Fund | ||||
Matthew
G. Baker | ||||
Other
Registered Investment Companies |
4 |
$17,831 |
0 |
$0 |
Other
Pooled Investment Vehicles |
5 |
$1,941 |
0 |
$0 |
Other
Accounts |
2 |
$358 |
0 |
$0 |
Nataliya
Kofman |
|
|
|
|
Other
Registered Investment Companies |
3 |
$18,188 |
1 |
$1,541 |
Other
Pooled Investment Vehicles |
12 |
$1,891 |
4 |
$158 |
Other
Accounts |
8 |
$1,686 |
0 |
$0 |
Brian
J. Schmeer |
|
|
|
|
Other
Registered Investment Companies |
2 |
$16,647 |
0 |
$0 |
Other
Pooled Investment Vehicles |
1 |
$391 |
0 |
$0 |
FUND
AND PORTFOLIO MANAGER |
NUMBER
OF
ACCOUNTS |
ASSETS
MANAGED
(in
millions) |
NUMBER
OF
ACCOUNTS
WHERE
ADVISORY
FEE
IS BASED ON
ACCOUNT
PERFORMANCE |
TOTAL
ASSETS IN
ACCOUNTS
WHERE
ADVISORY
FEE IS
BASED
ON ACCOUNT
PERFORMANCE
(in
millions) |
Other
Accounts |
0 |
$0 |
0 |
$0 |
Healthcare
HLS Fund | ||||
Rebecca
D. Sykes |
|
|
|
|
Other
Registered Investment Companies |
17 |
$48,928 |
3 |
$47,155 |
Other
Pooled Investment Vehicles |
50 |
$6,868 |
15 |
$1,208 |
Other
Accounts |
54 |
$4,354 |
13 |
$2,835 |
Wen
Shi |
|
|
|
|
Other
Registered Investment Companies |
11 |
$975 |
1 |
$17 |
Other
Pooled Investment Vehicles |
31 |
$1,886 |
8 |
$205 |
Other
Accounts |
64 |
$2,323 |
8 |
$1,580 |
David
M. Khtikian |
|
|
|
|
Other
Registered Investment Companies |
9 |
$1,134 |
4 |
$59 |
Other
Pooled Investment Vehicles |
24 |
$1,526 |
8 |
$1,644 |
Other
Accounts |
63 |
$2,413 |
0 |
$0 |
International
Opportunities HLS Fund | ||||
Tara
C. Stilwell |
|
|
|
|
Other
Registered Investment Companies |
4 |
$4,151 |
0 |
$0 |
Other
Pooled Investment Vehicles |
8 |
$3,187 |
0 |
$0 |
Other
Accounts |
18 |
$6,061 |
1 |
$327 |
Nicolas
M. Choumenkovitch(3)
|
|
|
|
|
Other
Registered Investment Companies |
1 |
$3,690 |
0 |
$0 |
Other
Pooled Investment Vehicles |
0 |
$0 |
0 |
$0 |
Other
Accounts |
0 |
$0 |
0 |
$0 |
MidCap
HLS Fund | ||||
Philip
W. Ruedi |
|
|
|
|
Other
Registered Investment Companies |
6 |
$8,475 |
0 |
$0 |
Other
Pooled Investment Vehicles |
3 |
$1,297 |
0 |
$0 |
Other
Accounts |
11 |
$1,446 |
3 |
$617 |
Mark
A. Whitaker |
|
|
|
|
Other
Registered Investment Companies |
7 |
$8,521 |
0 |
$0 |
Other
Pooled Investment Vehicles |
8 |
$2,546 |
0 |
$0 |
Other
Accounts |
21 |
$3,326 |
3 |
$617 |
Small
Cap Growth HLS Fund | ||||
David
A. Siegle |
|
|
|
|
Other
Registered Investment Companies |
12 |
$22,375 |
0 |
$0 |
Other
Pooled Investment Vehicles |
11 |
$1,792 |
0 |
$0 |
Other
Accounts |
16 |
$4,422 |
2 |
$1,008 |
Douglas
W. McLane |
|
|
|
|
Other
Registered Investment Companies |
12 |
$22,375 |
0 |
$0 |
Other
Pooled Investment Vehicles |
17 |
$2,297 |
3 |
$405 |
Other
Accounts |
16 |
$4,422 |
2 |
$1,008 |
Mammen
Chally(2)
|
|
|
|
|
Other
Registered Investment Companies |
12 |
$22,375 |
0 |
$0 |
Other
Pooled Investment Vehicles |
11 |
$1,792 |
0 |
$0 |
Other
Accounts |
17 |
$4,436 |
2 |
$1,008 |
Small
Company HLS Fund | ||||
Ranjit
Ramachandran |
|
|
|
|
Other
Registered Investment Companies |
6 |
$1,369 |
0 |
$0 |
Other
Pooled Investment Vehicles |
5 |
$1,739 |
0 |
$0 |
Other
Accounts |
4 |
$1,996 |
0 |
$0 |
Stock
HLS Fund | ||||
Peter
C. Fisher |
|
|
|
|
Other
Registered Investment Companies |
9 |
$60,367 |
2 |
$52,587 |
Other
Pooled Investment Vehicles |
6 |
$464 |
1 |
$79 |
Other
Accounts |
15 |
$2,198 |
1 |
$46 |
Donald
J. Kilbride |
|
|
|
|
Other
Registered Investment Companies |
7 |
$3,630 |
1 |
$612 |
Other
Pooled Investment Vehicles |
8 |
$509 |
3 |
$413 |
FUND
AND PORTFOLIO MANAGER |
NUMBER
OF
ACCOUNTS |
ASSETS
MANAGED
(in
millions) |
NUMBER
OF
ACCOUNTS
WHERE
ADVISORY
FEE
IS BASED ON
ACCOUNT
PERFORMANCE |
TOTAL
ASSETS IN
ACCOUNTS
WHERE
ADVISORY
FEE IS
BASED
ON ACCOUNT
PERFORMANCE
(in
millions) |
Other
Accounts |
11 |
$1,356 |
3 |
$701 |
Total
Return Bond HLS Fund | ||||
Joseph
F. Marvan |
|
|
|
|
Other
Registered Investment Companies |
19 |
$12,113 |
0 |
$0 |
Other
Pooled Investment Vehicles |
23 |
$10,298 |
0 |
$0 |
Other
Accounts |
65 |
$30,398 |
1 |
$293 |
Campe
Goodman |
|
|
|
|
Other
Registered Investment Companies |
18 |
$11,771 |
0 |
$0 |
Other
Pooled Investment Vehicles |
16 |
$10,221 |
0 |
$0 |
Other
Accounts |
42 |
$16,105 |
1 |
$293 |
Robert
D. Burn |
|
|
|
|
Other
Registered Investment Companies |
18 |
$11,771 |
0 |
$0 |
Other
Pooled Investment Vehicles |
14 |
$9,023 |
0 |
$0 |
Other
Accounts |
39 |
$15,899 |
1 |
$293 |
Jeremy
Forster(4)
|
|
|
|
|
Other
Registered Investment Companies |
9 |
$2,907 |
0 |
$0 |
Other
Pooled Investment Vehicles |
14 |
$634 |
0 |
$0 |
Other
Accounts |
49 |
$13,055 |
1 |
$293 |
Ultrashort
Bond HLS Fund | ||||
Marc
K. Piccuirro
|
|
|
|
|
Other
Registered Investment Companies |
5 |
$2,753 |
0 |
$0 |
Other
Pooled Investment Vehicles |
1 |
$27 |
0 |
$0 |
Other
Accounts |
92 |
$24,355 |
0 |
$0 |
Timothy
E. Smith(5)
|
|
|
|
|
Other
Registered Investment Companies |
10 |
$8,857 |
0 |
$0 |
Other
Pooled Investment Vehicles |
5 |
$4,057 |
0 |
$0 |
Other
Accounts |
56 |
$19,051 |
0 |
$0 |
Matthew
G. Baker |
Adam
H. Illfelder |
Philip
W. Ruedi |
Robert
D. Burn |
Donald
J. Kilbride |
Thomas
S. Simon |
Mammen
Chally* |
Nataliya
Kofman |
Timothy
E. Smith* |
Nicolas
M. Choumenkovitch* |
Joseph
F. Marvan |
Tara
C. Stilwell |
Peter
C. Fisher |
Douglas
W. McLane |
Rebecca
D. Sykes |
Campe
Goodman |
Loren
L. Moran |
Gregg
R. Thomas |
Matthew
C. Hand |
Marc
K. Piccuirro |
Mark
A. Whitaker |
HLS
FUND |
BENCHMARK(S)
/ PEER GROUPS FOR INCENTIVE PERIOD(1)
|
Balanced
HLS Fund |
S&P
500 Index (Illfelder and Hand)
Lipper
Large Cap Core (Illfelder and Hand)
Bloomberg
US Government/Credit (Moran) |
Capital
Appreciation HLS Fund |
Russell
3000 Index
Lipper
Multi-Cap Core |
Disciplined
Equity HLS Fund |
S&P
500 Index
Lipper
Large Cap Core |
Dividend
and Growth HLS Fund |
S&P
500 Index
Morningstar
Large Cap Value |
Healthcare
HLS Fund |
S&P
Composite 1500 Health Care Index
Lipper
Global Health/Biotechnology |
International
Opportunities HLS Fund |
MSCI
ACWI ex USA Index (Net)
Lipper
International Large Cap Core |
MidCap
HLS Fund |
S&P
MidCap 400 Index (25%)
Russell
Midcap Growth (25%)
Morningstar
Mid Cap Growth (50%) |
Small
Cap Growth HLS Fund |
Russell
2000 Growth Index
Lipper
Small Cap Growth |
Small
Company HLS Fund |
Russell
2000 Growth Index
Lipper
Small Cap Growth |
Stock
HLS Fund |
Russell
1000 Index
Lipper
Large Cap Core |
Total
Return Bond HLS Fund |
Bloomberg
US Aggregate Bond Index
Lipper
Core Bond Funds |
Ultrashort
Bond HLS Fund |
N/A(2)
|
PORTFOLIO
MANAGER |
HLS
FUND(S) SUB-ADVISED |
DOLLAR
RANGE OF EQUITY SECURITIES
BENEFICIALLY
OWNED |
Matthew
G. Baker |
Dividend
and Growth HLS Fund |
None |
Robert
D. Burn |
Total
Return Bond HLS Fund |
None |
Mammen
Chally(1)
|
Disciplined
Equity HLS Fund
Small
Cap Growth HLS Fund |
None
None |
Nicolas
M. Choumenkovitch(2)
|
International
Opportunities HLS Fund |
None |
Peter
C. Fisher |
Stock
HLS Fund |
None |
Jeremy
Forster(3)
|
Total
Return Bond HLS Fund |
None |
Campe
Goodman |
Total
Return Bond HLS Fund |
None |
PORTFOLIO
MANAGER |
HLS
FUND(S) SUB-ADVISED |
DOLLAR
RANGE OF EQUITY SECURITIES
BENEFICIALLY
OWNED |
Matthew
C. Hand |
Balanced
HLS Fund |
None |
Adam
H. Illfelder |
Balanced
HLS Fund |
None |
David
M. Khtikian |
Healthcare
HLS Fund |
None |
Donald
J. Kilbride |
Stock
HLS Fund |
None |
Nataliya
Kofman |
Dividend
and Growth HLS Fund |
None |
Joseph
F. Marvan |
Total
Return Bond HLS Fund |
None |
Douglas
W. McLane |
Disciplined
Equity HLS Fund
Small
Cap Growth HLS Fund |
None
None |
Loren
L. Moran |
Balanced
HLS Fund |
None |
Marc
K. Piccuirro |
Ultrashort
Bond HLS Fund |
None |
Ranjit
Ramachandran |
Small
Company HLS Fund |
None |
Veenu
Ramchandani(4)
|
Capital
Appreciation HLS Fund |
None |
Philip
W. Ruedi |
MidCap
HLS Fund |
None |
Brian
J. Schmeer |
Dividend
and Growth HLS Fund |
None |
Wen
Shi |
Healthcare
HLS Fund |
None |
David
A. Siegle |
Disciplined
Equity HLS Fund
Small
Cap Growth HLS Fund |
None
None |
Thomas
S. Simon |
Capital
Appreciation HLS Fund |
None |
Timothy
E. Smith(5)
|
Ultrashort
Bond HLS Fund |
None |
Tara
C. Stilwell |
International
Opportunities HLS Fund |
None |
Rebecca
D. Sykes |
Healthcare
HLS Fund |
None |
Gregg
R. Thomas |
Capital
Appreciation HLS Fund |
None |
Mark
A. Whitaker |
MidCap
HLS Fund |
None |
Capital
Appreciation HLS Fund | ||
Additional
Sleeve Portfolio Managers |
Investment
Style |
Compensation
Benchmarks/Peer Group* |
Donald
J. Kilbride |
Quality |
Russell
1000 Index / Lipper Multi-Cap Core |
Stephen
Mortimer |
Growth |
Russell 3000
Growth Index / Lipper Multi-
Cap
Core |
David
W. Palmer |
Value |
Russell
3000 Value Index / Lipper Multi-
Cap
Core |
Philip
W. Ruedi |
Growth |
Russell 3000
Index / Lipper Multi-Cap Core |
FUND |
2023(1)
|
2022(1)
|
2021(1)
|
Balanced
HLS Fund |
$131,833 |
$145,964 |
$198,841 |
Capital
Appreciation HLS Fund |
$756,159 |
$936,870 |
$995,302 |
Disciplined
Equity HLS Fund |
$330,585 |
$229,640 |
$217,869 |
Dividend
and Growth HLS Fund |
$716,195 |
$496,336 |
$400,850 |
Healthcare
HLS Fund |
$34,290 |
$58,510 |
$97,551 |
International
Opportunities HLS
Fund |
$446,542 |
$786,657 |
$1,167,506 |
MidCap
HLS Fund |
$273,058 |
$579,373 |
$495,414 |
Small
Cap Growth HLS Fund |
$388,394 |
$519,763 |
$557,731 |
Small
Company HLS Fund |
$132,043 |
$389,774 |
$541,073 |
Stock
HLS Fund |
$69,652 |
$76,242 |
$84,844 |
Total
Return Bond HLS Fund |
$188,802 |
$230,047 |
$192,417 |
Ultrashort
Bond HLS Fund |
None |
None |
None |
FUND
NAME* |
COMMISSIONS
PAID TO FIRMS SELECTED IN
RECOGNITION
OF RESEARCH SERVICES |
TOTAL
AMOUNT OF TRANSACTIONS TO FIRMS
SELECTED
IN RECOGNITION OF
RESEARCH
SERVICES |
Balanced
HLS Fund |
$86,141 |
$468,379,866 |
Capital
Appreciation HLS Fund |
$421,612 |
$2,563,474,976 |
Disciplined
Equity HLS Fund |
$140,212 |
$903,381,594 |
Dividend
and Growth HLS Fund |
$369,881 |
$1,385,646,010 |
Healthcare
HLS Fund |
$19,813 |
$72,546,598 |
International
Opportunities HLS
Fund |
$367,287 |
$843,463,192 |
MidCap
HLS Fund |
$194,615 |
$837,167,352 |
Small
Cap Growth HLS Fund |
$270,313 |
$724,404,699 |
Small
Company HLS Fund |
$101,052 |
$253,021,782 |
Stock
HLS Fund |
$36,648 |
$240,808,578 |
Total
Return Bond HLS Fund |
$0 |
$0 |
Ultrashort
Bond HLS Fund |
$0 |
$0 |
FUND |
REGULAR
BROKER OR DEALER |
AGGREGATE
VALUE |
Balanced
HLS Fund | ||
|
Bank
of America Securities LLC |
$8,569,475 |
Goldman
Sachs Co. |
$1,284,570 | |
JPMorgan
Securities, Inc. |
$33,976,529 | |
Morgan
Stanley & Co., Inc. |
$18,105,832 | |
UBS
AG |
$3,475,468 | |
Capital
Appreciation HLS Fund | ||
|
Morgan
Stanley & Co., Inc. |
$21,067,879 |
Disciplined
Equity HLS Fund | ||
|
Bank
of America Securities LLC |
$43,210,765 |
JPMorgan
Securities, Inc. |
$64,724,751 | |
Morgan
Stanley & Co., Inc. |
$40,510,504 | |
Dividend
and Growth HLS Fund | ||
|
Bank
of America Securities LLC |
$44,166,589 |
JPMorgan
Securities, Inc. |
$80,073,384 | |
Morgan
Stanley & Co., Inc. |
$47,971,250 | |
Healthcare
HLS Fund | ||
|
N/A |
N/A |
International
Opportunities HLS Fund | ||
|
N/A |
N/A |
MidCap
HLS Fund | ||
|
N/A |
N/A |
Small
Cap Growth HLS Fund | ||
|
N/A |
N/A |
Small
Company HLS Fund | ||
|
N/A |
N/A |
FUND |
REGULAR
BROKER OR DEALER |
AGGREGATE
VALUE |
Stock
HLS Fund | ||
|
N/A |
N/A |
Total
Return Bond HLS Fund | ||
|
Bank
of America Securities LLC |
$20,515,070 |
Barclay
Investments, Inc. |
$2,492,157 | |
Citigroup
Global Markets, Inc. |
$2,005,055 | |
Goldman
Sachs & Co. |
$15,445,557 | |
JPMorgan
Securities, Inc. |
$12,703,716 | |
Morgan
Stanley & Co., Inc. |
$18,053,522 | |
UBS
AG |
$9,201,993 | |
Ultrashort
Bond HLS Fund | ||
|
Bank
of America Securities LLC |
$8,526,667 |
Barclay
Investments, Inc. |
$981,450 | |
Citigroup
Global Markets, Inc. |
$1,391,671 | |
Goldman
Sachs & Co. |
$4,518,225 | |
JPMorgan
Securities, Inc. |
$4,182,865 | |
Morgan
Stanley & Co., Inc. |
$6,080,960 | |
RBC
Capital Markets, LLC |
$5,234,962 | |
UBS
AG |
$3,600,715 |
FUND |
2023 |
2022 |
2021 |
Balanced
HLS Fund |
$247,127 |
$279,394 |
$321,108 |
Capital
Appreciation HLS Fund |
$483,732 |
$534,682 |
$664,001 |
Disciplined
Equity HLS Fund |
$367,166 |
$412,343 |
$484,413 |
Dividend
and Growth HLS Fund |
$468,999 |
$520,668 |
$561,436 |
Healthcare
HLS Fund |
$28,380 |
$26,554 |
$38,766 |
International
Opportunities HLS
Fund |
$134,787 |
$148,205 |
$192,561 |
MidCap
HLS Fund |
$166,628 |
$220,294 |
$340,948 |
Small
Cap Growth HLS Fund |
$118,570 |
$146,509 |
$221,635 |
Small
Company HLS Fund |
$73,791 |
$83,965 |
$108,487 |
Stock
HLS Fund |
$199,155 |
$220,435 |
$236,585 |
Total
Return Bond HLS Fund |
$261,517 |
$288,334 |
$348,319 |
Ultrashort
Bond HLS Fund |
$101,970 |
$108,318 |
$121,611 |
Fund |
Class
IB |
Class
IC |
Balanced
HLS Fund |
$491,162 |
N/A |
Capital
Appreciation HLS Fund |
$907,556 |
$35,475 |
Disciplined
Equity HLS Fund |
$690,889 |
$156,858 |
Dividend
and Growth HLS Fund |
$926,323 |
N/A |
Healthcare
HLS Fund |
$75,681 |
N/A |
International
Opportunities HLS Fund |
$204,900 |
N/A |
MidCap
HLS Fund |
$223,018 |
N/A |
Small
Cap Growth HLS Fund |
$444,215 |
N/A |
Small
Company HLS Fund |
$95,096 |
N/A |
Stock
HLS Fund |
$278,443 |
N/A |
Total
Return Bond HLS Fund |
$423,182 |
N/A |
Ultrashort
Bond HLS Fund |
$198,023 |
N/A |
Fund
Name |
Gross
Income from
securities
lending
activities |
Fees
paid to
securities
lending
agent
from a
revenue
split* |
Rebates
(paid
to
borrower) |
Aggregate
fees/
compensation
from
securities
lending
activities |
Net
income from
securities
lending
activities |
Balanced
HLS Fund |
$54,852 |
$917 |
$45,682 |
$46,599 |
$8,253 |
Capital
Appreciation HLS Fund |
$221,913 |
$5,067 |
$171,239 |
$176,306 |
$45,607 |
Disciplined
Equity HLS Fund |
$0 |
$0 |
$0 |
$0 |
$0 |
Dividend
and Growth HLS Fund |
$92,358 |
$852 |
$83,840 |
$84,692 |
$7,666 |
Healthcare
HLS Fund |
$6,165 |
$92 |
$5,248 |
$5,340 |
$825 |
International
Opportunities HLS Fund |
$223,323 |
$7,516 |
$148,166 |
$155,682 |
$67,641 |
MidCap
HLS Fund |
$433,830 |
$3,822 |
$395,615 |
$399,437 |
$34,393 |
Small
Cap Growth HLS Fund |
$487,389 |
$5,475 |
$432,641 |
$438,116 |
$49,273 |
Small
Company HLS Fund |
$277,713 |
$5,618 |
$221,529 |
$227,147 |
$50,566 |
Stock
HLS Fund |
$13,951 |
$1,395 |
$0 |
$1,395 |
$12,556 |
Total
Return Bond HLS Fund |
$169,065 |
$2,692 |
$142,145 |
$144,837 |
$24,228 |
Ultrashort
Bond HLS Fund |
$246,190 |
$6,350 |
$182,680 |
$189,030 |
$57,160 |
FUND |
SHORT-TERM
CAPITAL LOSS CARRYFORWARD
WITH
NO EXPIRATION |
LONG-TERM
CAPITAL LOSS
CARRYFORWARD
WITH
NO EXPIRATION |
International
Opportunities HLS Fund |
$52,013,759 |
$6,499,543 |
Small
Cap Growth HLS Fund |
$31,482,735 |
$0 |
Small
Company HLS Fund |
$87,607,448 |
$4,438,795 |
Total
Return Bond HLS Fund* |
$96,107,416 |
$88,827,631 |
Ultrashort
Bond HLS Fund* |
$672,779 |
$11,832,143 |
Fund
Name/Shareholder |
Class
IA |
Class
IB |
Class
IC |
BALANCED
HLS FUND | |||
TALCOTT
RESOLUTION LIFE & ANNUITY INS COMPANY SEPARATE ACCOUNT ILIF
REG
HARTFORD
CT
|
10.57% |
|
|
TALCOTT
RESOLUTION LIFE AND ANNUITY INSURANCE COMPANY*
HARTFORD
CT
|
43.22% |
72.92% |
|
TALCOTT
RESOLUTION LIFE INSURANCE COMPANY*
HARTFORD
CT
|
31.93% |
25.73% |
|
TALCOTT
RESOLUTION LIFE INSURANCE COMPANY
HARTFORD
CT
|
5.11% |
|
|
CAPITAL
APPRECIATION HLS FUND | |||
LINCOLN
LIFE AND ANNUITY CO OF NEW YORK
FORT
WAYNE IN
|
|
|
5.79% |
TALCOTT
RESOLUTION LIFE & ANNUITY INS COMPANY SEPARATE ACCOUNT ILIF
REG
HARTFORD
CT
|
13.64% |
|
|
TALCOTT
RESOLUTION LIFE AND ANNUITY INSURANCE COMPANY*
HARTFORD
CT
|
42.94% |
68.23% |
|
TALCOTT
RESOLUTION LIFE INSURANCE COMPANY
HARTFORD
CT
|
9.37% |
|
|
TALCOTT
RESOLUTION LIFE INSURANCE COMPANY*
HARTFORD
CT
|
28.56% |
25.67% |
|
THE
LINCOLN NATIONAL LIFE INS CO
FORT
WAYNE IN |
|
|
94.21% |
DISCIPLINED
EQUITY HLS FUND | |||
AXA
EQUITABLE LIFE SEPARATE ACCOUNT
NEW
YORK NY
|
|
|
26.52% |
EQUITABLE
FINANCIAL LIFE INS CO FOR EQUITABLE LIFE SEPARATE ACCOUNT
HARTFORD
CT |
|
|
72.74% |
TALCOTT
RESOLUTION LIFE & ANNUITY INS COMPANY SEPARATE ACCOUNT ILIF
REG
HARTFORD
CT
|
9.61% |
|
|
TALCOTT
RESOLUTION LIFE AND ANNUITY INSURANCE COMPANY*
HARTFORD
CT
|
27.33% |
64.71% |
|
TALCOTT
RESOLUTION LIFE INSURANCE COMPANY
HARTFORD
CT
|
13.15% |
17.76% |
|
TALCOTT
RESOLUTION LIFE INSURANCE COMPANY
HARTFORD
CT
|
|
10.78% |
|
UNION
SECURITY INSURANCE CO SEPARATE ACCT NON REG*
HARTFORD
CT
|
31.30% |
|
|
UNION
SECURITY INSURANCE COMPANY SEPARATE ACCT IANN REG
HARTFORD
CT
|
12.95% |
|
|
DIVIDEND
AND GROWTH HLS FUND | |||
STATE
STREET BANK AND TRUST CO FBO THE HARTFORD INVESTMENT AND SAVING PLAN
401K
WESTWOOD
MA
|
12.68% |
|
|
TALCOTT
RESOLUTION LIFE & ANNUITY INS COMPANY SEPARATE ACCOUNT ILIF
REG
HARTFORD
CT
|
10.63% |
|
|
TALCOTT
RESOLUTION LIFE AND ANNUITY INSURANCE COMPANY*
HARTFORD
CT
|
38.61% |
62.74% |
|
TALCOTT
RESOLUTION LIFE INSURANCE COMPANY
HARTFORD
CT
|
17.87% |
22.27% |
|
TALCOTT
RESOLUTION LIFE INSURANCE COMPANY
HARTFORD
CT
|
5.48% |
9.59% |
|
HEALTHCARE
HLS FUND | |||
TALCOTT
RESOLUTION LIFE AND ANNUITY INSURANCE COMPANY*
HARTFORD
CT
|
29.29% |
61.13% |
|
TALCOTT
RESOLUTION LIFE INSURANCE COMPANY
HARTFORD
CT
|
21.27% |
10.07% |
|
TALCOTT
RESOLUTION LIFE INSURANCE COMPANY*
HARTFORD
CT
|
38.42% |
28.80% |
|
INTERNATIONAL
OPPORTUNITIES HLS FUND | |||
FIIOC
CUST/TTEE FBO CERTAIN EMPLOYEE BENEFIT PLANS
COVINGTON
KY
|
7.89% |
|
|
STATE
STREET BANK AND TRUST CO FBO THE HARTFORD INVESTMENT AND SAVING PLAN
401K
WESTWOOD
MA
|
12.02% |
|
|
TALCOTT
RESOLUTION LIFE & ANNUITY INS COMPANY SEPARATE ACCOUNT ILIF
REG
HARTFORD
CT
|
11.68% |
|
|
Fund
Name/Shareholder |
Class
IA |
Class
IB |
Class
IC |
TALCOTT
RESOLUTION LIFE AND ANNUITY INSURANCE COMPANY*
HARTFORD
CT
|
28.08% |
77.67% |
|
TALCOTT
RESOLUTION LIFE INSURANCE COMPANY
HARTFORD
CT
|
14.33% |
19.50% |
|
TALCOTT
RESOLUTION LIFE INSURANCE COMPANY
HARTFORD
CT
|
8.47% |
|
|
MIDCAP
HLS FUND | |||
FIIOC
CUST/TTEE FBO CERTAIN EMPLOYEE BENEFIT PLANS
COVINGTON
KY
|
8.60% |
|
|
TALCOTT
RESOLUTION LIFE & ANNUITY INS COMPANY SEPARATE ACCOUNT ILIF
REG
HARTFORD
CT
|
14.45% |
|
|
TALCOTT
RESOLUTION LIFE AND ANNUITY INSURANCE COMPANY*
HARTFORD
CT
|
26.29% |
67.15% |
|
TALCOTT
RESOLUTION LIFE INSURANCE COMPANY
HARTFORD
CT
|
14.31% |
12.75% |
|
TALCOTT
RESOLUTION LIFE INSURANCE COMPANY
HARTFORD
CT
|
16.01% |
17.01% |
|
SMALL
CAP GROWTH HLS FUND** | |||
DCGT
AS TTEE CUST FBO ABB INC RETIREMENT SAVINGS PLAN ATTN NPIO TRADE
DESK
DES
MOINES IA
|
15.30% |
|
|
MAC
& CO FBO INSPERITY 401(K) PLAN
PITTSBURGH
PA
|
31.45% |
|
|
TALCOTT
RESOLUTION LIFE AND ANNUITY INSURANCE COMPANY
HARTFORD
CT
|
10.29% |
13.59% |
|
TALCOTT
RESOLUTION LIFE INSURANCE COMPANY
HARTFORD
CT
|
6.84% |
|
|
UNION
SECURITY INSURANCE CO SEPARATE ACCT NON REG
HARTFORD
CT
|
16.15% |
|
|
UNION
SECURITY INSURANCE COMPANY SEPARATE ACCT IANN REG
HARTFORD
CT
|
5.60% |
|
|
VOYA
INSTITUTIONAL TRUST COMPANY
LOS
ANGELES CA |
|
80.51% |
|
SMALL
COMPANY HLS FUND | |||
FIIOC
CUST/TTEE FBO CERTAIN EMPLOYEE BENEFIT PLANS
COVINGTON
KY
|
23.44% |
|
|
TALCOTT
RESOLUTION LIFE & ANNUITY INS COMPANY SEPARATE ACCOUNT ILIF
REG
HARTFORD
CT
|
14.96% |
|
|
TALCOTT
RESOLUTION LIFE AND ANNUITY INSURANCE COMPANY*
HARTFORD
CT
|
28.71% |
56.34% |
|
TALCOTT
RESOLUTION LIFE INSURANCE COMPANY
HARTFORD
CT
|
16.63% |
25.18% |
|
TALCOTT
RESOLUTION LIFE INSURANCE COMPANY
HARTFORD
CT
|
11.96% |
17.29% |
|
STOCK
HLS FUND | |||
TALCOTT
RESOLUTION LIFE & ANNUITY INS COMPANY SEPARATE ACCOUNT ILIF
REG
HARTFORD
CT
|
15.07% |
|
|
TALCOTT
RESOLUTION LIFE AND ANNUITY INSURANCE COMPANY*
HARTFORD
CT
|
39.01% |
68.38% |
|
TALCOTT
RESOLUTION LIFE INS CO SEPARATE ACCNT ILIF REG
HARTFORD
CT
|
5.57% |
|
|
TALCOTT
RESOLUTION LIFE INSURANCE COMPANY*
HARTFORD
CT
|
28.75% |
28.35% |
|
TALCOTT
RESOLUTION LIFE INSURANCE COMPANY
HARTFORD
CT
|
7.55% |
|
|
TOTAL
RETURN BOND HLS FUND | |||
STATE
STREET BANK AND TRUST CO FBO THE HARTFORD INVESTMENT AND SAVING PLAN
401K
WESTWOOD
MA
|
16.22% |
|
|
TALCOTT
RESOLUTION LIFE & ANNUITY INS COMPANY SEPARATE ACCOUNT ILIF
REG
HARTFORD
CT
|
11.70% |
|
|
TALCOTT
RESOLUTION LIFE AND ANNUITY INSURANCE COMPANY*
HARTFORD
CT
|
43.15% |
65.22% |
|
TALCOTT
RESOLUTION LIFE INSURANCE COMPANY
HARTFORD
CT
|
|
7.19% |
|
TALCOTT
RESOLUTION LIFE INSURANCE COMPANY
HARTFORD
CT
|
17.28% |
26.64% |
|
ULTRASHORT
BOND HLS FUND | |||
TALCOTT
RESOLUTION LIFE & ANNUITY INS COMPANY SEPARATE ACCOUNT ILIF
REG
HARTFORD
CT
|
13.71% |
|
|
TALCOTT
RESOLUTION LIFE AND ANNUITY INSURANCE COMPANY*
HARTFORD
CT
|
48.55% |
63.82% |
|
TALCOTT
RESOLUTION LIFE INSURANCE COMPANY
HARTFORD
CT
|
24.97% |
19.89% |
|
TALCOTT
RESOLUTION LIFE INSURANCE COMPANY
HARTFORD
CT
|
|
15.93% |
|