|
|
|
|
|
Mutual
Funds |
| |
Fixed-Income |
| |
1.31.2024 |
Ticker
Symbol |
Fund
Name | |||
Class
A |
Class
C |
Institutional |
Class
P |
|
GIFAX |
GIFCX |
GIFIX |
GIFPX |
Guggenheim
Floating Rate Strategies Fund |
SIHAX |
SIHSX |
SHYIX |
SIHPX |
Guggenheim
High Yield Fund |
SIUSX |
SDICX |
GIUSX |
SIUPX |
Guggenheim
Core Bond Fund |
GILDX |
GILFX |
GILHX |
GILPX |
Guggenheim
Limited Duration Fund |
GIOAX |
GIOCX |
GIOIX |
GIOPX |
Guggenheim
Macro Opportunities Fund |
GIJAX |
GIJCX |
GIJIX |
GIJPX |
Guggenheim
Municipal Income Fund |
GIBAX |
GIBCX |
GIBIX |
GIBLX |
Guggenheim
Total Return Bond Fund |
GIYAX |
— |
GIYIX |
GIYPX* |
Guggenheim
Ultra Short Duration Fund |
GISIF-1-0124x0125 |
guggenheiminvestments.com |
1 | |
12 | |
22 | |
33 | |
45 | |
58 | |
67 | |
79 | |
92 | |
93 | |
124 | |
125 | |
125 | |
127 | |
129 | |
129 | |
130 | |
132 | |
132 | |
133 | |
133 | |
133 | |
134 | |
134 | |
135 | |
136 | |
137 | |
137 | |
137 | |
138 | |
138 | |
140 | |
140 | |
141 | |
142 | |
142 | |
142 | |
143 | |
143 | |
143 | |
144 | |
144 | |
145
|
145 | |
145 | |
145 | |
146 | |
146 | |
146 | |
146 | |
146 | |
147 | |
148 | |
148 | |
149 | |
149 | |
149 | |
149 | |
149 | |
149 | |
150 | |
150 | |
151 | |
151 | |
152 | |
153 | |
153 | |
153 | |
153 | |
154 | |
154 | |
154 | |
156 | |
156 | |
156 | |
157 | |
196 | |
196 | |
196 | |
A-1 |
|
Class
A |
Class
C |
Institutional
Class |
Class
P |
Maximum
Sales Charge (Load) Imposed on
Purchases
(as a percentage of offering price) |
% |
|
|
|
Maximum
Deferred Sales Charge (Load) (as a
percentage
of original purchase price or
redemption
proceeds, whichever is lower) |
* |
%** |
|
|
|
Class
A |
Class
C |
Institutional
Class |
Class
P |
Management
Fees |
% |
% |
% |
% |
Distribution
and/or Service (12b-1) Fees |
% |
% |
|
% |
Other
Expenses |
% |
% |
% |
% |
Interest
and Other Related Expenses |
|
|
|
|
Remaining
Other Expenses |
|
|
|
|
Acquired
Fund Fees and Expenses |
% |
% |
% |
% |
Total
Annual Fund Operating Expenses |
% |
% |
% |
% |
Fee
Waiver (and/or expense reimbursement)1,2
|
-
% |
-
% |
-
% |
-
% |
Total
Annual Fund Operating Expenses After Fee
Waiver
(and/or expense reimbursement) |
% |
% |
% |
% |
|
1
Year |
3
Years |
5
Years |
10
Years |
Class
A |
$ |
$ |
$ |
$ |
Class
C |
$ |
$ |
$ |
$ |
Institutional |
$ |
$ |
$ |
$ |
Class
P |
$ |
$ |
$ |
$ |
|
1
Year |
3
Years |
5
Years |
10
Years |
Class
C |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
|
Inception |
1
Year |
5
Years |
10
Years or,
if
Shorter,
Since
Inception |
Class
A |
|
|
|
|
Return
Before Taxes |
|
|
|
|
Return
After Taxes on Distributions |
|
|
|
|
Return
After Taxes on Distributions and Sale of Fund
Shares |
|
|
|
|
Class
C—Before
Taxes |
|
|
|
|
Institutional
Class—Before
Taxes |
|
|
|
|
Class
P—Before
Taxes |
|
|
|
|
Index |
|
|
|
|
|
Inception |
1
Year |
5
Years |
10
Years or,
if
Shorter,
Since
Inception |
Credit
Suisse Leveraged Loan Index (reflects
no deduction
for
fees, expenses or taxes) |
|
|
|
|
Name* |
Experience
with the Fund |
Primary
Title with Investment Manager |
Anne
B. Walsh |
Since
2011 |
Managing
Partner, Chief Investment Officer, and
Portfolio
Manager |
Steven
H. Brown |
Since
August 2023 |
Chief
Investment Officer, Fixed Income, Senior
Managing
Director, and Portfolio Manager |
Thomas
J. Hauser |
Since
2014 |
Senior
Managing Director and Portfolio Manager |
Christopher
Keywork |
Since
August 2023 |
Managing
Director and Portfolio
Manager |
|
Class
A |
Class
C |
Institutional
Class |
Class
P |
Maximum
Sales Charge (Load) Imposed on
Purchases
(as a percentage of offering price) |
% |
|
|
|
Maximum
Deferred Sales Charge (Load) (as a
percentage
of original purchase price or
redemption
proceeds, whichever is lower) |
* |
%** |
|
|
Redemption
Charge (as a percentage of amount
redeemed
or exchanged) |
%*** |
%*** |
%*** |
%*** |
|
Class
A |
Class
C |
Institutional
Class |
Class
P |
Management
Fees |
% |
% |
% |
% |
Distribution
and/or Service (12b-1) Fees |
% |
% |
|
% |
Other
Expenses |
% |
% |
% |
% |
Interest
and Other Related Expenses |
|
|
|
|
Remaining
Other Expenses |
|
|
|
|
Total
Annual Fund Operating Expenses |
% |
% |
% |
% |
Fee
Waiver (and/or expense reimbursement)1,2,3
|
-
% |
-
% |
-
% |
-
% |
Total
Annual Fund Operating Expenses After Fee
Waiver
(and/or expense reimbursement) |
% |
% |
% |
% |
|
1
Year |
3
Years |
5
Years |
10
Years |
Class
A |
$ |
$ |
$ |
$ |
Class
C |
$ |
$ |
$ |
$ |
Institutional |
$ |
$ |
$ |
$ |
Class
P |
$ |
$ |
$ |
$ |
|
1
Year |
3
Years |
5
Years |
10
Years |
Class
C |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
|
Inception |
1
Year |
5
Years |
10
Years or,
if
Shorter,
Since
Inception |
Class
A |
|
|
|
|
Return
Before Taxes |
|
|
|
|
Return
After Taxes on Distributions |
|
|
|
|
Return
After Taxes on Distributions and Sale of Fund Shares |
|
|
|
|
Class
C—Before
Taxes |
|
|
|
|
Institutional
Class—Before
Taxes |
|
|
|
|
Class
P—Before
Taxes |
|
|
|
|
Index |
|
|
|
|
Bloomberg
U.S. Corporate High Yield Index (reflects
no
deduction
for fees, expenses or taxes) |
|
|
|
|
Name* |
Experience
with the Fund |
Primary
Title with Investment Manager |
Anne
B. Walsh |
Since
August 2023 |
Managing
Partner, Chief Investment Officer, and Portfolio
Manager |
Steven
H. Brown |
Since
August 2023 |
Chief
Investment Officer, Fixed Income, Senior Managing
Director,
and Portfolio Manager |
Thomas
J. Hauser |
Since
2017 |
Senior
Managing Director and Portfolio Manager |
John
Walsh |
Since
August 2023 |
Managing
Director and Portfolio
Manager |
|
Class
A |
Class
C |
Institutional
Class |
Class
P |
Maximum
Sales Charge (Load) Imposed on
Purchases
(as a percentage of offering price) |
% |
|
|
|
Maximum
Deferred Sales Charge (Load) (as a
percentage
of original purchase price or
redemption
proceeds, whichever is lower) |
* |
%** |
|
|
|
Class
A |
Class
C |
Institutional
Class |
Class
P |
Management
Fees |
% |
% |
% |
% |
Distribution
and/or Service (12b-1) Fees |
% |
% |
|
% |
Other
Expenses |
% |
% |
% |
% |
Interest
and Other Related Expenses |
|
|
|
|
Remaining
Other Expenses |
|
|
|
|
Total
Annual Fund Operating Expenses |
% |
% |
% |
% |
Fee
Waiver (and/or expense reimbursement)1,2
|
-
% |
-
% |
-
% |
-
% |
Total
Annual Fund Operating Expenses After Fee
Waiver
(and/or expense reimbursement) |
% |
% |
% |
% |
|
1
Year |
3
Years |
5
Years |
10
Years |
Class
A |
$ |
$ |
$ |
$ |
Class
C |
$ |
$ |
$ |
$ |
Institutional |
$ |
$ |
$ |
$ |
Class
P |
$ |
$ |
$ |
$ |
|
1
Year |
3
Years |
5
Years |
10
Years |
Class
C |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
|
Inception |
1
Year |
5
Years |
10
Years or,
if
Shorter,
Since
Inception |
Class
A |
|
|
|
|
Return
Before Taxes |
|
|
|
|
Return
After Taxes on Distributions |
|
|
- |
|
Return
After Taxes on Distributions and Sale of Fund Shares |
|
|
- |
|
Class
C—Before
Taxes |
|
|
|
|
Institutional
Class—Before
Taxes |
|
|
|
|
Class
P—Before
Taxes |
|
|
|
|
Index |
|
|
|
|
Bloomberg
U.S. Aggregate Bond Index (reflects
no deduction
for
fees, expenses or taxes) |
|
|
|
|
Name* |
Experience
with the Fund |
Primary
Title with Investment Manager |
Anne
B. Walsh |
Since
2012 |
Managing
Partner, Chief Investment Officer, and Portfolio
Manager |
Steven
H. Brown |
Since
2017 |
Chief
Investment Officer, Fixed Income, Senior Managing
Director,
and Portfolio Manager |
Adam
J. Bloch |
Since
2017 |
Managing
Director and Portfolio Manager |
Evan
L. Serdensky |
Since
2023 |
Managing
Director and Portfolio
Manager |
|
Class
A |
Class
C |
Institutional
Class |
Class
P |
Maximum
Sales Charge (Load) Imposed on
Purchases
(as a percentage of offering price) |
% |
|
|
|
Maximum
Deferred Sales Charge (Load) (as a
percentage
of original purchase price or
redemption
proceeds, whichever is lower) |
* |
%** |
|
|
|
Class
A |
Class
C |
Institutional
Class |
Class
P |
Management
Fees |
% |
% |
% |
% |
Distribution
and/or Service (12b-1) Fees |
% |
% |
|
% |
Other
Expenses |
% |
% |
% |
% |
Interest
and Other Related Expenses |
|
|
|
|
Remaining
Other Expenses |
|
|
|
|
Total
Annual Fund Operating Expenses |
% |
% |
% |
% |
Fee
Waiver (and/or expense reimbursement)1,2
|
-
% |
-
% |
-
% |
-
% |
Total
Annual Fund Operating Expenses After Fee
Waiver
(and/or expense reimbursement) |
% |
% |
% |
% |
|
1
Year |
3
Years |
5
Years |
10
Years |
Class
A |
$ |
$ |
$ |
$ |
Class
C |
$ |
$ |
$ |
$ |
Institutional |
$ |
$ |
$ |
$ |
Class
P |
$ |
$ |
$ |
$ |
|
1
Year |
3
Years |
5
Years |
10
Years |
Class
C |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
|
Inception |
1
Year |
5
Years |
10
Years or,
if
Shorter,
Since
Inception |
Class
A |
|
|
|
|
Return
Before Taxes |
|
|
|
|
Return
After Taxes on Distributions |
|
|
|
|
Return
After Taxes on Distributions and Sale of Fund
Shares |
|
|
|
|
Class
C—Before
Taxes |
|
|
|
|
Institutional
Class—Before
Taxes |
|
|
|
|
Class
P—Before
Taxes |
|
|
|
|
Index |
|
|
|
|
Bloomberg
U.S. Aggregate Bond 1-3 Year Total Return Index
(reflects
no deduction for fees, expenses or taxes) |
|
|
|
|