Ticker
|
Exchange
| |
Hartford
Core Bond ETF
|
HCRB
|
Cboe BZX
|
Hartford
Municipal Opportunities ETF
|
HMOP
|
NYSE Arca
|
Hartford
Short Duration ETF
|
HSRT
|
Cboe BZX
|
Hartford
Schroders Tax-Aware Bond ETF
|
HTAB
|
NYSE Arca
|
Hartford
Total Return Bond ETF
|
HTRB
|
NYSE
Arca |
Management
fees
|
|
Distribution
and service (12b-1) fees
|
|
Other
expenses
|
|
Total
annual fund operating expenses
|
|
Year
1
|
Year
3
|
Year
5
|
Year
10
|
$
|
$
|
$
|
$ |
Portfolio
Manager
|
Title
|
Involved with
Fund Since
|
Joseph
F. Marvan, CFA
|
Senior
Managing Director and Fixed Income Portfolio Manager
|
2020
|
Campe
Goodman, CFA
|
Senior
Managing Director and Fixed Income Portfolio Manager
|
2020
|
Robert
D. Burn, CFA
|
Managing
Director and Fixed Income Portfolio Manager
|
2020 |
Management
fees
|
|
Distribution
and service (12b-1) fees
|
|
Other
expenses
|
|
Total
annual fund operating expenses
|
|
Year
1
|
Year
3
|
Year
5
|
Year
10
|
$
|
$
|
$
|
$ |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Since
Inception
| |
Hartford
Municipal Opportunities ETF
|
1
Year
|
(12/13/2017)
|
Return
Before Taxes
|
|
|
Return
After Taxes on Distributions
|
| |
Return
After Taxes on Distributions and Sale of Fund Shares
|
|
|
Bloomberg
Municipal Bond 1-15 Year Blend (1-17) Index (reflects no deduction for
fees, expenses
or
taxes)
|
|
Portfolio
Manager
|
Title
|
Involved
with
Fund
Since
|
Timothy
D. Haney, CFA
|
Senior
Managing Director and Fixed Income Portfolio Manager
|
2017
|
Brad
W. Libby
|
Managing
Director and Fixed Income Portfolio Manager/Credit Analyst
|
2017 |
Management
fees
|
|
Distribution
and service (12b-1) fees
|
|
Other
expenses
|
|
Total
annual fund operating expenses
|
|
Year
1
|
Year
3
|
Year
5
|
Year
10
|
$
|
$
|
$
|
$ |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Since
Inception
| |
Hartford
Short Duration ETF
|
1
Year
|
(5/30/2018)
|
Return
Before Taxes
|
|
|
Return
After Taxes on Distributions
|
| |
Return
After Taxes on Distributions and Sale of Fund Shares
|
|
|
Bloomberg
1-3 Year U.S. Government/Credit Index (reflects no deduction for fees,
expenses or
taxes)
|
|
Portfolio
Manager
|
Title
|
Involved
with
Fund
Since
|
Timothy
E. Smith
|
Senior
Managing Director and Fixed Income Portfolio Manager
|
2018 |
Management
fees
|
|
Distribution
and service (12b-1) fees
|
|
Other
expenses
|
|
Total
annual fund operating expenses
|
|
Year
1
|
Year
3
|
Year
5
|
Year
10
|
$
|
$
|
$
|
$ |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Since
Inception
| |
Hartford
Schroders Tax-Aware Bond ETF
|
1
Year
|
(4/18/2018)
|
Return
Before Taxes
|
|
|
Return
After Taxes on Distributions
|
| |
Return
After Taxes on Distributions and Sale of Fund Shares
|
|
|
Bloomberg
Municipal Bond Index (reflects no deduction for fees, expenses or
taxes)
|
|
Portfolio
Manager
|
Title
|
Involved
with
Fund
Since
|
Lisa
Hornby, CFA
|
Portfolio
Manager
|
2018
|
Neil
G. Sutherland, CFA
|
Portfolio
Manager
|
2017
|
Julio
C. Bonilla, CFA
|
Portfolio
Manager
|
2017
|
David
May
|
Portfolio
Manager
|
2020 |
Management
fees
|
|
Distribution
and service (12b-1) fees
|
|
Other
expenses
|
|
Total
annual fund operating expenses
|
|
Year
1
|
Year
3
|
Year
5
|
Year
10
|
$
|
$
|
$
|
$ |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Since
Inception
| |
Hartford
Total Return Bond ETF
|
1
Year
|
(9/27/2017)
|
Return
Before Taxes
|
|
|
Return
After Taxes on Distributions
|
| |
Return
After Taxes on Distributions and Sale of Fund Shares
|
|
|
Bloomberg
U.S. Aggregate Bond Index (reflects no deduction for fees, expenses or
taxes)
|
|
Portfolio
Manager
|
Title
|
Involved
with
Fund
Since
|
Joseph
F. Marvan, CFA
|
Senior
Managing Director and Fixed Income Portfolio Manager
|
2017
|
Campe
Goodman, CFA
|
Senior
Managing Director and Fixed Income Portfolio Manager
|
2017
|
Robert
D. Burn, CFA
|
Managing
Director and Fixed Income Portfolio Manager
|
2017 |
√
Principal Risk
X
Additional Risk |
Core
Bond
ETF
|
Municipal
Opportunities
ETF
|
Short
Duration
ETF |
Tax-Aware
Bond
ETF |
Total
Return
Bond
ETF |
Active
Investment Management Risk |
√
|
√
|
√
|
√
|
√
|
Active
Trading Risk |
√
|
|
|
√
|
√
|
Authorized
Participant Concentration Risk |
√
|
√
|
√
|
√
|
√
|
Bond
Forwards Risk |
X
|
|
X
|
|
X
|
Call
Risk |
√
|
√
|
√
|
√
|
√
|
Cash
Transactions Risk |
√
|
√
|
√
|
√
|
√
|
Convertible
Securities Risk |
X
|
|
X
|
|
X
|
Counterparty
Risk |
X
|
X
|
X
|
√
|
X
|
Credit
Risk |
√
|
√
|
√
|
√
|
√
|
Credit
Risk Transfer Securities Risk |
X
|
|
X
|
|
X
|
Currency
Risk |
X
|
|
X
|
|
√
|
Derivatives
Risk |
√
|
X
|
√
|
√
|
√
|
Forward
Currency Contracts Risk |
X
|
|
X
|
|
√
|
Forward
Rate Agreements Risk |
|
X
|
|
|
|
Futures
and Options Risk |
√
|
X
|
√
|
√
|
√
|
Hedging
Risk |
X
|
X
|
X
|
X
|
X
|
Swaps
Risk |
√
|
|
√
|
√
|
√
|
Dollar
Rolls Risk |
X
|
|
X
|
|
X
|
Exchange
Traded Funds Risk |
X
|
X
|
X
|
X
|
X
|
Exchange
Traded Notes Risk |
X
|
X
|
X
|
X
|
X
|
Event
Risk |
√
|
X
|
√
|
|
√
|
Foreign
Investments Risk |
√
|
|
√
|
√
|
√
|
Sovereign
Debt Risk |
X
|
|
X
|
|
X
|
Emerging
Markets Risk |
X
|
|
X
|
X
|
√
|
High
Yield Investments Risk |
|
√
|
√
|
|
√
|
Illiquid
Investments Risk |
X
|
X
|
X
|
X
|
X
|
Inflation
Risk |
X
|
X
|
X
|
X
|
X
|
Inflation-Protected
Securities Risk |
X
|
|
X
|
X
|
X
|
Interest
Rate Risk |
√
|
√
|
√
|
√
|
√
|
Inverse
Floater Risk |
|
X
|
|
|
|
Issuer
Risk |
X
|
X
|
X
|
X
|
X
|
Large
Shareholder Transaction Risk |
X
|
X
|
X
|
X
|
X
|
Leverage
Risk |
√
|
X
|
√
|
√
|
√
|
LIBOR
Risk |
X
|
X
|
X
|
X
|
X
|
Liquidity
Risk |
√
|
√
|
√
|
√
|
√
|
Loans
and Loan Participations Risk |
X
|
|
√
|
|
X
|
Market
Price Risk |
√
|
√
|
√
|
√
|
√
|
Market
Risk |
√
|
√
|
√
|
√
|
√
|
Mortgage-Related
and Other Asset-Backed Securities Risk |
√
|
|
√
|
√
|
√
|
√
Principal Risk
X
Additional Risk |
Core
Bond
ETF
|
Municipal
Opportunities
ETF
|
Short
Duration
ETF |
Tax-Aware
Bond
ETF |
Total
Return
Bond
ETF |
Collateralized
Loan Obligations Risk |
√
|
|
X
|
X
|
X
|
Municipal
Securities Risk |
|
√
|
X
|
√
|
|
New
Fund Risk |
X
|
|
|
|
|
No
Guarantee of Active Trading Market Risk |
X
|
X
|
X
|
X
|
X
|
Other
Investment Companies Risk |
X
|
X
|
X
|
X
|
X
|
Repurchase
Agreements Risk |
X
|
X
|
X
|
|
|
Restricted
Securities Risk |
√
|
X
|
√
|
X
|
√
|
Reverse
Repurchase Agreements Risk |
|
X
|
|
|
|
Secondary
Trading Market Issues |
X
|
X
|
X
|
X
|
X
|
Securities
Lending Risk |
X
|
X
|
X
|
X
|
X
|
State-Specific
Risk |
|
X
|
|
√
|
|
Taxable
Income Risk |
|
X
|
|
|
|
To
Be Announced (TBA) Transactions Risk |
√
|
|
X
|
√
|
√
|
Short
Sales of To Be Announced (TBA) Securities Risk
|
X
|
|
|
|
X
|
Unsecured
Loans Risk |
|
|
|
|
X
|
Use
as an Underlying Fund Risk |
X
|
|
X
|
X
|
X
|
U.S.
Government Securities Risk |
√
|
|
√
|
√
|
√
|
Valuation
Risk |
X
|
X
|
X
|
X
|
X
|
Volatility
Risk |
X
|
|
X
|
|
X
|
Warrants
Risk |
X
|
|
|
|
X
|
Zero
Coupon Securities Risk |
X
|
|
X
|
|
|
Fund
|
Annual Rate
|
Core
Bond ETF |
0.29% |
Municipal
Opportunities ETF |
0.29% |
Short
Duration ETF |
0.29% |
Tax-Aware
Bond ETF |
0.39% |
Total
Return Bond ETF |
0.29% |
|
1 Year
|
5 Years
|
10 Years
|
Core
Bond Broad Composite (Net) |
9.03% |
5.11% |
4.31% |
Core
Bond Broad Composite (Gross) |
9.35% |
5.41% |
4.61% |
Bloomberg
U.S. Aggregate Bond Index (reflects no deduction for fees, expenses or
taxes) |
7.51% |
4.44% |
3.84% |
|
2011
|
2012
|
2013
|
2014
|
2015
|
2016
|
2017
|
2018
|
2019
|
2020
|
Core
Bond Broad Composite
(Net)
|
7.41% |
5.88% |
-1.71% |
6.04% |
0.29% |
3.91% |
4.05% |
-0.56% |
9.40% |
9.03% |
Core
Bond Broad Composite
(Gross)
|
7.72% |
6.19% |
-1.42% |
6.35% |
0.58% |
4.21% |
4.35% |
-0.27% |
9.72% |
9.35% |
Bloomberg
U.S. Aggregate
Bond
Index (reflects no
deduction
for fees, expenses
or
taxes) |
7.84% |
4.22% |
-2.02% |
5.97% |
0.55% |
2.65% |
3.54% |
0.01% |
8.72% |
7.51% |
|
1 Year
|
5 Years
|
Since
Inception2
|
Short
Bond 1-3 Plus Composite (Net of Class F expenses, after fee waivers and/or
expense
reimbursements)3
|
4.17% |
3.44% |
2.76% |
Short
Bond 1-3 Plus Composite (Gross) |
4.63% |
3.89% |
3.22% |
Short
Duration Mutual Fund (Net of Class F expenses, after fee waivers and/or
expense
reimbursements)4,5
|
4.24% |
3.39% |
2.96% |
Bloomberg
1-3 Year U.S. Government/Credit Index (reflects no deduction for fees,
expenses
or taxes) |
3.33% |
2.21% |
2.50% |
|
2011
|
2012
|
2013
|
2014
|
2015
|
2016
|
2017
|
2018
|
2019
|
2020
|
Short
Bond 1-3 Plus
Composite
(Net of Class F
expenses,
after fee waivers
and/or
expense
reimbursements)3
|
N/A |
2.99% |
1.45% |
1.19% |
0.93% |
3.40% |
2.46% |
0.77% |
6.50% |
4.17% |
Short
Bond 1-3 Plus
Composite
(Gross) |
N/A |
3.25% |
1.90% |
1.64% |
1.37% |
3.85% |
2.91% |
1.21% |
6.97% |
4.63% |
Short
Duration Mutual Fund
(Net
of Class F expenses, after
fee
waivers and/or expense
reimbursements)4,
5
|
2.26% |
5.00% |
1.36% |
1.11% |
0.83% |
3.31% |
2.33% |
0.72% |
6.44% |
4.24% |
Bloomberg
1-3 Year
U.S.
Government / Credit
Index
(reflects no deduction
for
fees, expenses or taxes) |
1.59% |
1.26% |
0.64% |
0.77% |
0.65% |
1.28% |
0.84% |
1.60% |
4.03% |
3.33% |
|
1 Year
|
5 Years
|
Since
Inception2,3
|
Schroder
Value Tax-Aware Opportunistic Bond Composite (Net of Class F expenses,
before
fee waivers and/or expense reimbursements)5
|
5.86% |
4.02% |
3.75% |
Schroder
Value Tax-Aware Opportunistic Bond Composite (Net of Class F expenses,
after
fee
waivers and/or expense reimbursements)5
|
5.92% |
4.08% |
3.81% |
Schroder
Value Tax-Aware Opportunistic Bond Composite (Gross)
|
6.42% |
4.57% |
4.30% |
Tax-Aware
Bond Mutual Fund (Net of Class F expenses, after fee waivers and/or
expense
reimbursements)4
|
6.04% |
4.12% |
5.05% |
Bloomberg
Municipal Bond Index (reflects no deduction for fees, expenses or taxes)
|
5.21% |
3.91% |
4.10% |
|
2011
|
2012
|
2013
|
2014
|
2015
|
2016
|
2017
|
2018
|
2019
|
2020
|
Schroder
Value Tax-Aware
Opportunistic
Bond
Composite
(Net of Class F
expenses,
before fee
waivers
and/or expense
reimbursements)5
|
N/A |
N/A |
N/A |
0.55% |
2.48% |
2.33% |
4.16% |
0.33% |
7.56% |
5.86% |
Schroder
Value Tax-Aware
Opportunistic
Bond
Composite
(Net of Class F
expenses,
after fee waivers
and/or
expense
reimbursements)5
|
N/A |
N/A |
N/A |
0.56% |
2.54% |
2.39% |
4.22% |
0.39% |
7.62% |
5.92% |
Schroder
Value Tax-Aware
Opportunistic
Bond
Composite
(Gross) |
N/A |
N/A |
N/A |
0.64% |
3.02% |
2.87% |
4.71% |
0.86% |
8.13% |
6.42% |
Tax-Aware
Bond Mutual
Fund
(Net of Class F
expenses,
after fee waivers
and/or
expense
reimbursements)4
|
2.61% |
12.11% |
-5.36% |
15.40% |
2.58% |
2.56% |
4.11% |
0.42% |
7.61% |
6.04% |
Bloomberg
Municipal Bond
Index
(reflects no
deduction
for fees,
expenses
or taxes) |
2.11% |
6.78% |
-2.55% |
9.05% |
3.30% |
0.25% |
5.45% |
1.28% |
7.54% |
5.21% |
|
—Selected
Per-Share Data(1)—
|
—Ratios
and Supplemental Data —
| |||||||||||||
|
Net
Asset
Value
at
Beginning
of
Period
|
Net
Investment
Income
(Loss)
|
Net
Realized
and
Unrealized
Gain
(Loss)
on
Investments
|
Total
from
Investment
Operations
|
Other
Capital
|
Dividends
from
Net
Investment
Income
|
Distributions
from
Capital
Gains
|
Total
Dividends
and
Distributions
|
Net
Asset
Value
at
End
of
Period
|
Total
Return(2)
|
Net
Assets
at
End
of
Period
(000’s)
|
Ratio
of
Expenses
to
Average
Net
Assets
Before
Adjust-
ments(3)
|
Ratio
of
Expenses
to
Average
Net
Assets
After
Adjust-
ments
|
Ratio
of
Net
Investment
Income
(Loss)
to
Average
Net
Assets
|
Portfolio
Turnover(4)
|
Hartford
Core Bond ETF
| |||||||||||||||
For
the Year Ended July 31, 2021
| |||||||||||||||
|
$ 42.52
|
$ 0.44
|
$ (0.73)
|
$ (0.29)
|
$ 0.03
|
$ (0.45)
|
$ (0.33)
|
$ (0.78)
|
$ 41.48
|
(0.59)%
|
$ 265,503
|
0.29%
|
0.29%
|
1.06%
|
30%(5)
|
For
the Period Ended July 31, 2020(6)
| |||||||||||||||
|
$ 40.00
|
$ 0.21
|
$ 2.50
|
$ 2.71
|
$ 0.05
|
$ (0.24)
|
$ —
|
$ (0.24)
|
$ 42.52
|
6.91%(7)
|
$ 138,187
|
0.29%(8)
|
0.29%(8)
|
1.19%(8)
|
26%(5)
|
Hartford
Municipal Opportunities ETF
| |||||||||||||||
For
the Year Ended July 31, 2021
| |||||||||||||||
|
$ 42.52
|
$ 0.80
|
$ 0.98
|
$ 1.78
|
$ 0.01
|
$ (0.79)
|
$ (1.20)
|
$ (1.99)
|
$ 42.32
|
4.40%
|
$ 201,043
|
0.29%
|
0.29%
|
1.92%
|
17%
|
For
the Year Ended July 31, 2020
| |||||||||||||||
|
$ 41.72
|
$ 1.04(9)
|
$ 0.95(9)
|
$ 1.99
|
$ 0.02
|
$ (1.06)
|
$ (0.15)
|
$ (1.21)
|
$ 42.52
|
4.90%
|
$ 106,291
|
0.29%
|
0.29%
|
2.49%(9)
|
67%
|
For
the Year Ended July 31, 2019
| |||||||||||||||
|
$ 39.72
|
$ 1.07
|
$ 1.92
|
$ 2.99
|
$ 0.02
|
$ (1.01)
|
$ —
|
$ (1.01)
|
$ 41.72
|
7.68%
|
$ 139,773
|
0.29%
|
0.29%
|
2.65%
|
32%
|
For
the Period Ended July 31, 2018(10)
| |||||||||||||||
|
$ 40.00
|
$ 0.54
|
$ (0.37)
|
$ 0.17
|
$ 0.07
|
$ (0.52)
|
$ —
|
$ (0.52)
|
$ 39.72
|
0.60%(7)
|
$ 11,916
|
0.34%(8)
|
0.34%(8)
|
2.18%(8)
|
37%
|
Hartford
Schroders Tax-Aware Bond ETF
| |||||||||||||||
For
the Year Ended July 31, 2021
| |||||||||||||||
|
$ 21.76
|
$ 0.25
|
$ 0.08
|
$ 0.33
|
$ 0.02
|
$ (0.25)
|
$ (0.06)
|
$ (0.31)
|
$ 21.80
|
1.64%
|
$ 105,708
|
0.39%
|
0.39%
|
1.14%
|
199%
|
For
the Year Ended July 31, 2020
| |||||||||||||||
|
$ 20.95
|
$ 0.35
|
$ 0.91
|
$ 1.26
|
$ 0.02
|
$ (0.37)
|
$ (0.10)
|
$ (0.47)
|
$ 21.76
|
6.18%
|
$ 76,168
|
0.39%
|
0.39%
|
1.67%
|
165%
|
For
the Year Ended July 31, 2019
| |||||||||||||||
|
$ 19.98
|
$ 0.51
|
$ 0.99
|
$ 1.50
|
$ —
|
$ (0.53)
|
$ —
|
$ (0.53)
|
$ 20.95
|
7.62%
|
$ 27,230
|
0.39%
|
0.39%
|
2.55%
|
165%
|
For
the Period Ended July 31, 2018(11)
| |||||||||||||||
|
$ 20.00
|
$ 0.11
|
$ (0.06)
|
$ 0.05
|
$ 0.02
|
$ (0.09)
|
$ —
|
$ (0.09)
|
$ 19.98
|
0.37%(7)
|
$ 20,983
|
0.39%(8)
|
0.39%(8)
|
1.93%(8)
|
60%
|
Hartford
Short Duration ETF
| |||||||||||||||
For
the Year Ended July 31, 2021
| |||||||||||||||
|
$ 40.88
|
$ 0.90
|
$ 0.17
|
$ 1.07
|
$ 0.02
|
$ (0.94)
|
$ —
|
$ (0.94)
|
$ 41.03
|
2.69%
|
$ 129,241
|
0.29%
|
0.29%
|
2.20%
|
41%(12)
|
For
the Year Ended July 31, 2020
| |||||||||||||||
|
$ 40.70
|
$ 1.29(9)
|
$ 0.20(9)
|
$ 1.49
|
$ 0.02
|
$ (1.33)
|
$ —
|
$ (1.33)
|
$ 40.88
|
3.78%
|
$ 87,882
|
0.29%
|
0.29%
|
3.19%(9)
|
29%(12)
|
For
the Year Ended July 31, 2019
| |||||||||||||||
|
$ 39.97
|
$ 1.38
|
$ 0.64
|
$ 2.02
|
$ 0.02
|
$ (1.31)
|
$ —
|
$ (1.31)
|
$ 40.70
|
5.20%
|
$ 109,889
|
0.29%
|
0.29%
|
3.45%
|
28%
|
For
the Period Ended July 31, 2018(13)
| |||||||||||||||
|
$ 40.00
|
$ 0.19
|
$ (0.09)
|
$ 0.10
|
$ 0.02
|
$ (0.15)
|
$ —
|
$ (0.15)
|
$ 39.97
|
0.31%(7)
|
$ 19,983
|
0.29%(8)
|
0.29%(8)
|
2.75%(8)
|
1%
|
Hartford
Total Return Bond ETF
| |||||||||||||||
For
the Year Ended July 31, 2021
| |||||||||||||||
|
$ 42.52
|
$ 0.85
|
$ (0.35)
|
$ 0.50
|
$ 0.01
|
$ (0.91)
|
$ (0.96)
|
$ (1.87)
|
$ 41.16
|
1.26%
|
$ 1,059,971
|
0.29%
|
0.29%
|
2.07%
|
49%(14)
|
For
the Year Ended July 31, 2020
| |||||||||||||||
|
$ 40.87
|
$ 1.13(15)
|
$ 2.90(15)
|
$ 4.03
|
$ 0.02
|
$ (1.35)
|
$ (1.05)
|
$ (2.40)
|
$ 42.52
|
10.34%
|
$ 697,309
|
0.29%
|
0.29%
|
2.76%(15)
|
79%(14)
|
For
the Year Ended July 31, 2019
| |||||||||||||||
|
$ 38.99
|
$ 1.30
|
$ 1.77
|
$ 3.07
|
$ 0.05
|
$ (1.24)
|
$ —
|
$ (1.24)
|
$ 40.87
|
8.14%
|
$ 590,521
|
0.29%
|
0.29%
|
3.30%
|
54%
|
For
the Period Ended July 31, 2018(16)
| |||||||||||||||
|
$ 40.00
|
$ 0.77
|
$ (1.14)
|
$ (0.37)
|
$ 0.08
|
$ (0.72)
|
$ —
|
$ (0.72)
|
$ 38.99
|
(0.71)%(7)
|
$ 44,835
|
0.38%(8)
|
0.38%(8)
|
2.35%(8)
|
46% |
FINANCIAL
HIGHLIGHTS FOOTNOTES | |
(1)
|
Information
presented relates to a share outstanding throughout the indicated period.
Net investment income (loss) per share amounts are calculated based on
average shares outstand-
ing
unless otherwise noted. |
(2)
|
Total
return is calculated assuming a hypothetical purchase of beneficial shares
on the opening of the first day at the net asset value and a sale on the
closing of the last day at the net
asset
value of each period reported. Dividends and distributions, if any, are
assumed for purposes of this calculation, to be reinvested at net asset
value at the end of the distribution
day.
|
(3)
|
There
were no waivers or reimbursements for the periods shown.
|
(4)
|
Portfolio
turnover rate excludes securities received or delivered from in-kind
processing of creations or redemptions. |
(5)
|
Excluding
TBA roll transactions. Had TBA roll transactions been included, the
portfolio turnover rate would have been 362% and 177% for the year ended
July 31, 2021 and the period
ended
July 31, 2020, respectively. |
(6)
|
Commenced
operations on February 19, 2020. |
(7)
|
Not
annualized. |
(8)
|
Annualized.
|
(9)
|
FASB
issued ASU 2017-08 to amend the amortization period to the earliest call
date for purchased callable debt securities held at a premium. Effective
August 1, 2019, the Fund
amended
its amortization policy and the effect of this change for the year ended
July 31, 2020 was an increase to net investment income per share for less
than $0.005, decrease to
net
realized and unrealized gain (loss) on investments for less than $(0.005)
and an increase to ratio of net investment income to average net assets of
less than 0.005%. Per share
data
and ratios for periods prior to July 31, 2020 have not been restated to
reflect this change in presentation. |
(10)
|
Commenced
operations on December 13, 2017. |
(11)
|
Commenced
operations on April 18, 2018. |
(12)
|
Excluding
TBA roll transactions. Had TBA roll transactions been included, the
portfolio turnover rate would have been 53% and 41% for the years ended
July 31, 2021 and July 31, 2020,
respectively.
|
(13)
|
Commenced
operations on May 30, 2018. |
(14)
|
Excluding
TBA roll transactions. Had TBA roll transactions been included, the
portfolio turnover rate would have been 499% and 659% for the years ended
July 31, 2021 and July 31,
2020,
respectively. |
(15)
|
FASB
issued ASU 2017-08 to amend the amortization period to the earliest call
date for purchased callable debt securities held at a premium. Effective
August 1, 2019, the Fund
amended
its amortization policy and the effect of this change for the year ended
July 31, 2020 was a decrease to net investment income per share for less
than $(0.005), increase to
net
realized and unrealized gain (loss) on investments for less than $0.005
and a decrease to ratio of net investment income to average net assets of
(0.01)%. Per share data and ratios
for
periods prior to July 31, 2020 have not been restated to reflect a change
in accounting standard. |
(16)
|
Commenced
operations on September 27,
2017. |
Hartford
Funds |
(For
overnight mail) |
690
Lee Road |
Hartford
Funds |
Wayne,
PA 19087 |
690
Lee Road |
|
Wayne,
PA 19087 |