First
Trust
Exchange-Traded
Fund VI |
FUND
NAME |
TICKER
SYMBOL |
EXCHANGE |
Emerging
Markets Equity Select ETF |
RNEM |
Nasdaq |
Large Cap
US Equity Select ETF |
RNLC |
Nasdaq |
Mid Cap US
Equity Select ETF |
RNMC |
Nasdaq |
Small Cap
US Equity Select ETF |
RNSC |
Nasdaq |
US Equity
Dividend Select ETF |
RNDV |
Nasdaq |
Maximum
Sales Charge (Load) Imposed on Purchases (as a percentage of offering
price) |
|
Management
Fees |
|
Distribution
and Service (12b-1) Fees |
|
Other
Expenses |
|
Total
Annual Fund Operating Expenses |
|
1
Year |
3
Years |
5
Years |
10
Years |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
1
Year |
5
Years |
Since
Inception |
Inception
Date |
Return Before
Taxes |
- |
- |
|
|
Return After
Taxes on Distributions |
- |
- |
- |
|
Return After
Taxes on Distributions and Sale of Fund Shares |
- |
- |
- |
|
Nasdaq
Riskalyze Emerging MarketsTM Index
(reflects no
deduction
for fees, expenses or taxes) |
- |
|
|
|
Nasdaq
Emerging Large Mid CapTM Index
(reflects no deduction
for fees,
expenses or taxes) |
- |
- |
|
|
MSCI Emerging
Markets Index (reflects no deduction for fees,
expenses or
taxes) |
- |
- |
|
|
Maximum
Sales Charge (Load) Imposed on Purchases (as a percentage of offering
price) |
|
Management
Fees |
|
Distribution
and Service (12b-1) Fees |
|
Other
Expenses |
|
Total
Annual Fund Operating Expenses |
|
1
Year |
3
Years |
5
Years |
10
Years |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
1
Year |
5
Years |
Since
Inception |
Inception
Date |
Return Before
Taxes |
- |
|
|
|
Return After
Taxes on Distributions |
- |
|
|
|
Return After
Taxes on Distributions and Sale of Fund Shares |
- |
|
|
|
Nasdaq
Riskalyze US Large CapTM Index
(reflects no deduction
for fees,
expenses or taxes) |
- |
|
|
|
Nasdaq US 500
Large CapTM Index
(reflects no deduction for
fees,
expenses or taxes) |
- |
|
|
|
S&P
500® Index
(reflects no deduction for fees, expenses or
taxes) |
- |
|
|
|
Maximum
Sales Charge (Load) Imposed on Purchases (as a percentage of offering
price) |
|
Management
Fees |
|
Distribution
and Service (12b-1) Fees |
|
Other
Expenses |
|
Total
Annual Fund Operating Expenses |
|
1
Year |
3
Years |
5
Years |
10
Years |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
1
Year |
5
Years |
Since
Inception |
Inception
Date |
Return Before
Taxes |
- |
|
|
|
Return After
Taxes on Distributions |
- |
|
|
|
Return After
Taxes on Distributions and Sale of Fund Shares |
- |
|
|
|
Nasdaq
Riskalyze US Mid CapTM Index
(reflects no deduction for
fees,
expenses or taxes) |
- |
|
|
|
Nasdaq US 600
Mid CapTM Index
(reflects no deduction for fees,
expenses or
taxes) |
- |
|
|
|
S&P
MidCap 400® Index
(reflects no deduction for fees,
expenses or
taxes) |
- |
|
|
|
Russell
3000® Index
(reflects no deduction for fees, expenses or
taxes) |
- |
|
|
|
Maximum
Sales Charge (Load) Imposed on Purchases (as a percentage of offering
price) |
|
Management
Fees |
|
Distribution
and Service (12b-1) Fees |
|
Other
Expenses |
|
Total
Annual Fund Operating Expenses |
|
1
Year |
3
Years |
5
Years |
10
Years |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
1
Year |
5
Years |
Since
Inception |
Inception
Date |
Return Before
Taxes |
- |
|
|
|
Return After
Taxes on Distributions |
- |
|
|
|
Return After
Taxes on Distributions and Sale of Fund Shares |
- |
|
|
|
Nasdaq
Riskalyze US Small CapTM Index
(reflects no deduction
for fees,
expenses or taxes) |
- |
|
|
|
Nasdaq US 700
Small CapTM Index
(reflects no deduction for
fees,
expenses or taxes) |
- |
|
|
|
S&P
SmallCap 600® Index
(reflects no deduction for fees,
expenses or
taxes) |
- |
|
|
|
Russell
3000® Index
(reflects no deduction for fees, expenses or
taxes) |
- |
|
|
|
Maximum
Sales Charge (Load) Imposed on Purchases (as a percentage of offering
price) |
|
Management
Fees |
|
Distribution
and Service (12b-1) Fees |
|
Other
Expenses |
|
Total
Annual Fund Operating Expenses |
|
1
Year |
3
Years |
5
Years |
10
Years |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
1
Year |
5
Years |
Since
Inception |
Inception
Date |
Return Before
Taxes |
- |
|
|
|
Return After
Taxes on Distributions |
- |
|
|
|
Return After
Taxes on Distributions and Sale of Fund Shares |
- |
|
|
|
Nasdaq
Riskalyze US Large Cap Select DividendTM Index
(reflects
no deduction
for fees, expenses or taxes) |
- |
|
|
|
Nasdaq US 500
Large CapTM Index
(reflects no deduction for
fees,
expenses or taxes) |
- |
|
|
|
S&P
500® Index
(reflects no deduction for fees, expenses or
taxes) |
- |
|
|
|
Fund |
Management
Fee |
Emerging
Markets Equity Select ETF |
0.75% |
Large Cap US
Equity Select ETF |
0.60% |
Mid Cap US
Equity Select ETF |
0.60% |
Small Cap US
Equity Select ETF |
0.60% |
US Equity
Dividend Select ETF |
0.50% |
|
|
Average
Annual |
Cumulative | ||
|
1
Year |
5
Years |
Inception
(6/20/2017) |
5
Years |
Inception
(6/20/2017) |
Fund
Performance |
|
|
|
|
|
Net Asset
Value |
-4.97% |
-1.03% |
1.25% |
-5.06% |
7.42% |
Market
Price |
-5.34% |
-1.25% |
1.19% |
-6.08% |
7.06% |
Index
Performance |
|
|
|
|
|
Nasdaq
Riskalyze Emerging MarketsTM
Index |
-3.56% |
1.00% |
3.18% |
5.08% |
19.85% |
Nasdaq
Emerging Large Mid CapTM
Index |
-8.71% |
0.16% |
3.10% |
0.78% |
19.30% |
MSCI
Emerging Markets Index |
-10.70% |
-0.88% |
2.12% |
-4.32% |
12.88% |
|
|
Average
Annual |
Cumulative | ||
|
1
Year |
5
Years |
Inception
(6/20/2017) |
5
Years |
Inception
(6/20/2017) |
Fund
Performance |
|
|
|
|
|
Net Asset
Value |
-5.57% |
9.28% |
9.70% |
55.83% |
70.70% |
Market
Price |
-5.62% |
9.26% |
9.70% |
55.68% |
70.69% |
Index
Performance |
|
|
|
|
|
Nasdaq
Riskalyze US Large CapTM
Index |
-5.02% |
9.96% |
10.37% |
60.75% |
76.88% |
Nasdaq US
500 Large CapTM
Index |
-8.29% |
11.04% |
11.34% |
68.84% |
86.01% |
S&P
500®
Index |
-7.73% |
11.19% |
11.43% |
69.94% |
86.93% |
|
|
Average
Annual |
Cumulative | ||
|
1
Year |
5
Years |
Inception
(6/20/2017) |
5
Years |
Inception
(6/20/2017) |
Fund
Performance |
|
|
|
|
|
Net Asset
Value |
-4.47% |
7.09% |
7.54% |
40.87% |
52.19% |
Market
Price |
-4.48% |
7.08% |
7.53% |
40.75% |
52.13% |
Index
Performance |
|
|
|
|
|
Nasdaq
Riskalyze US Mid CapTM
Index |
-3.94% |
7.74% |
8.19% |
45.20% |
57.63% |
Nasdaq US
600 Mid CapTM
Index |
-9.77% |
6.73% |
7.78% |
38.46% |
54.18% |
S&P
MidCap 400®
Index |
-5.12% |
7.67% |
8.20% |
44.72% |
57.70% |
Russell
3000®
Index |
-8.58% |
10.45% |
10.81% |
64.37% |
81.00% |
|
|
Average
Annual |
Cumulative | ||
|
1
Year |
5
Years |
Inception
(6/20/2017) |
5
Years |
Inception
(6/20/2017) |
Fund
Performance |
|
|
|
|
|
Net Asset
Value |
-6.28% |
6.80% |
7.15% |
38.97% |
49.05% |
Market
Price |
-6.41% |
6.77% |
7.14% |
38.77% |
48.98% |
Index
Performance |
|
|
|
|
|
Nasdaq
Riskalyze US Small CapTM
Index |
-5.73% |
7.50% |
7.86% |
43.59% |
54.81% |
Nasdaq US
700 Small CapTM
Index |
-12.49% |
6.33% |
7.19% |
35.91% |
49.39% |
S&P
SmallCap 600®
Index |
-8.82% |
6.30% |
7.52% |
35.71% |
52.06% |
Russell
3000®
Index |
-8.58% |
10.45% |
10.81% |
64.37% |
81.00% |
|
|
Average
Annual |
Cumulative | ||
|
1
Year |
5
Years |
Inception
(6/20/2017) |
5
Years |
Inception
(6/20/2017) |
Fund
Performance |
|
|
|
|
|
Net Asset
Value |
-4.28% |
9.18% |
9.35% |
55.17% |
67.58% |
Market
Price |
-4.40% |
9.17% |
9.35% |
55.09% |
67.65% |
Index
Performance |
|
|
|
|
|
Nasdaq
Riskalyze US Large Cap Select DividendTM
Index |
-3.83% |
9.79% |
9.95% |
59.49% |
72.95% |
Nasdaq US
500 Large CapTM
Index |
-8.29% |
11.04% |
11.34% |
68.84% |
86.01% |
S&P
500®
Index |
-7.73% |
11.19% |
11.43% |
69.94% |
86.93% |
|
Year
Ended March 31, | ||||
|
2023 |
2022 |
2021 |
2020 |
2019 |
Net
asset value, beginning of period |
$48.61 |
$49.21 |
$37.80 |
$50.89 |
$54.94 |
Income
from investment operations: |
|
|
|
|
|
Net
investment income (loss) |
1.57 |
1.61 |
1.15 |
1.50 |
1.10 |
Net
realized and unrealized gain (loss) |
(4.13
) |
(0.67
) |
11.64 |
(13.22
) |
(3.62
) |
Total
from investment operations |
(2.56
) |
0.94 |
12.79 |
(11.72
) |
(2.52
) |
Distributions
paid to shareholders from: |
|
|
|
|
|
Net
investment income |
(1.27
) |
(1.20
) |
(1.38
) |
(1.37
) |
(1.19
) |
Net
realized gain |
— |
— |
— |
— |
(0.34
) |
Return of
capital |
— |
(0.34
) |
— |
— |
— |
Total
distributions |
(1.27
) |
(1.54
) |
(1.38
) |
(1.37
) |
(1.53
) |
Net
asset value, end of period |
$44.78 |
$48.61 |
$49.21 |
$37.80 |
$50.89 |
Total
Return (a) |
(4.97
)% |
1.91
% |
34.44
% |
(23.66
)% |
(4.48
)% |
Ratios
to average net assets/supplemental data: |
|
|
|
|
|
Net
assets, end of period (in 000’s) |
$8,956 |
$7,292 |
$7,381 |
$7,561 |
$12,723 |
Ratio of
total expenses to average net assets |
0.75
% |
0.75
% |
0.75
% |
0.75
% |
0.75
% |
Ratio of
net investment income (loss) to average net assets |
3.61
% |
3.30
% |
2.94
% |
2.83
% |
2.04
% |
Portfolio
turnover rate (b) |
65
% |
72
% |
75
% |
82
% |
69
% |
|
Year
Ended March 31, | ||||
|
2023 |
2022 |
2021 |
2020 |
2019 |
Net
asset value, beginning of period |
$33.35 |
$30.22 |
$18.85 |
$22.12 |
$21.54 |
Income
from investment operations: |
|
|
|
|
|
Net
investment income (loss) |
0.49 |
0.38 |
0.34 |
0.46 |
0.38 |
Net
realized and unrealized gain (loss) |
(2.38
) |
3.13 |
11.39 |
(3.27
) |
0.56 |
Total
from investment operations |
(1.89
) |
3.51 |
11.73 |
(2.81
) |
0.94 |
Distributions
paid to shareholders from: |
|
|
|
|
|
Net
investment income |
(0.47
) |
(0.38
) |
(0.36
) |
(0.46
) |
(0.36
) |
Net
asset value, end of period |
$30.99 |
$33.35 |
$30.22 |
$18.85 |
$22.12 |
Total
Return (a) |
(5.57
)% |
11.62
% |
62.65
% |
(12.98
)% |
4.45
% |
Ratios
to average net assets/supplemental data: |
|
|
|
|
|
Net
assets, end of period (in 000’s) |
$17,046 |
$21,678 |
$25,689 |
$15,081 |
$18,800 |
Ratio of
total expenses to average net assets |
0.60
% |
0.60
% |
0.60
% |
0.60
% |
0.60
% |
Ratio of
net investment income (loss) to average net assets |
1.60
% |
1.13
% |
1.41
% |
2.03
% |
1.72
% |
Portfolio
turnover rate (b) |
30
% |
21
% |
34
% |
24
% |
28
% |
|
Year
Ended March 31, | ||||
|
2023 |
2022 |
2021 |
2020 |
2019 |
Net
asset value, beginning of period |
$29.40 |
$27.75 |
$15.85 |
$21.31 |
$21.18 |
Income
from investment operations: |
|
|
|
|
|
Net
investment income (loss) |
0.49 |
0.35 |
0.33 |
0.39 |
0.32 |
Net
realized and unrealized gain (loss) |
(1.84
) |
1.65 |
11.90 |
(5.45
) |
0.12 |
Total
from investment operations |
(1.35
) |
2.00 |
12.23 |
(5.06
) |
0.44 |
Distributions
paid to shareholders from: |
|
|
|
|
|
Net
investment income |
(0.50
) |
(0.35
) |
(0.33
) |
(0.40
) |
(0.31
) |
Net
asset value, end of period |
$27.55 |
$29.40 |
$27.75 |
$15.85 |
$21.31 |
Total
Return (a) |
(4.47
)% |
7.26
% |
77.60
% |
(24.23
)% |
2.16
% |
Ratios
to average net assets/supplemental data: |
|
|
|
|
|
Net
assets, end of period (in 000’s) |
$12,397 |
$16,171 |
$16,647 |
$11,096 |
$13,853 |
Ratio of
total expenses to average net assets |
0.60
% |
0.60
% |
0.60
% |
0.60
% |
0.60
% |
Ratio of
net investment income (loss) to average net assets |
1.71
% |
1.22
% |
1.46
% |
1.76
% |
1.70
% |
Portfolio
turnover rate (b) |
51
% |
43
% |
60
% |
43
% |
42
% |
|
Year
Ended March 31, | ||||
|
2023 |
2022 |
2021 |
2020 |
2019 |
Net
asset value, beginning of period |
$28.97 |
$28.18 |
$14.87 |
$20.84 |
$20.88 |
Income
from investment operations: |
|
|
|
|
|
Net
investment income (loss) |
0.56 |
0.46 |
0.28 |
0.36 |
0.46 |
Net
realized and unrealized gain (loss) |
(2.42
) |
0.78 |
13.34 |
(5.98
) |
(0.09
) |
Total
from investment operations |
(1.86
) |
1.24 |
13.62 |
(5.62
) |
0.37 |
Distributions
paid to shareholders from: |
|
|
|
|
|
Net
investment income |
(0.55
) |
(0.45
) |
(0.31
) |
(0.35
) |
(0.41
) |
Net
asset value, end of period |
$26.56 |
$28.97 |
$28.18 |
$14.87 |
$20.84 |
Total
Return (a) |
(6.28
)% |
4.39
% |
92.49
% |
(27.51
)% |
1.78
% |
Ratios
to average net assets/supplemental data: |
|
|
|
|
|
Net
assets, end of period (in 000’s) |
$27,887 |
$21,725 |
$9,864 |
$5,946 |
$5,210 |
Ratio of
total expenses to average net assets |
0.60
% |
0.60
% |
0.60
% |
0.60
% |
0.60
% |
Ratio of
net investment income (loss) to average net assets |
2.22
% |
1.79
% |
1.37
% |
1.97
% |
2.25
% |
Portfolio
turnover rate (b) |
72
% |
49
% |
71
% |
52
% |
52
% |
|
Year
Ended March 31, | ||||
|
2023 |
2022 |
2021 |
2020 |
2019 |
Net
asset value, beginning of period |
$30.48 |
$28.07 |
$17.50 |
$21.73 |
$21.09 |
Income
from investment operations: |
|
|
|
|
|
Net
investment income (loss) |
0.79 |
0.64 |
0.58 |
0.73 |
0.78 |
Net
realized and unrealized gain (loss) |
(2.14
) |
2.40 |
10.61 |
(4.24
) |
0.58 |
Total
from investment operations |
(1.35
) |
3.04 |
11.19 |
(3.51
) |
1.36 |
Distributions
paid to shareholders from: |
|
|
|
|
|
Net
investment income |
(0.76
) |
(0.63
) |
(0.62
) |
(0.72
) |
(0.72
) |
Net
asset value, end of period |
$28.37 |
$30.48 |
$28.07 |
$17.50 |
$21.73 |
Total
Return (a) |
(4.28
)% |
10.86
% |
64.82
% |
(16.81
)% |
6.64
% |
Ratios
to average net assets/supplemental data: |
|
|
|
|
|
Net
assets, end of period (in 000’s) |
$25,534 |
$18,291 |
$8,422 |
$4,375 |
$5,434 |
Ratio of
total expenses to average net assets |
0.50
% |
0.50
% |
0.50
% |
0.50
% |
0.50
% |
Ratio of
net investment income (loss) to average net assets |
3.00
% |
2.33
% |
2.65
% |
3.23
% |
2.98
% |
Portfolio
turnover rate (b) |
52
% |
41
% |
89
% |
78
% |
98
% |
First
Trust
Exchange-Traded
Fund VI |