First
Trust
Exchange-Traded
Fund VI |
FUND
NAME |
TICKER
SYMBOL |
EXCHANGE |
First
Trust Indxx Innovative Transaction & Process ETF |
LEGR |
Nasdaq |
First
Trust Nasdaq Artificial Intelligence and Robotics
ETF |
ROBT |
Nasdaq |
Maximum
Sales Charge (Load) Imposed on Purchases (as a percentage of offering
price) |
|
Management
Fees |
|
Distribution
and Service (12b-1) Fees |
|
Other
Expenses |
|
Total Annual
Fund Operating Expenses |
|
1
Year |
3
Years |
5
Years |
10
Years |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
|
1
Year |
5
Years |
Since
Inception |
Inception
Date |
Return Before
Taxes |
|
|
|
|
Return After
Taxes on Distributions |
|
|
|
|
Return After
Taxes on Distributions and Sale of Fund Shares |
|
|
|
|
Indxx
Blockchain Index (reflects no deduction for fees, expenses
or
taxes) |
|
|
|
|
S&P
500® Index
(reflects no deduction for fees, expenses or
taxes) |
|
|
|
|
Maximum
Sales Charge (Load) Imposed on Purchases (as a percentage of offering
price) |
|
Management
Fees |
|
Distribution
and Service (12b-1) Fees |
|
Other
Expenses |
|
Total Annual
Fund Operating Expenses |
|
1
Year |
3
Years |
5
Years |
10
Years |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
|
1
Year |
5
Years |
Since
Inception |
Inception
Date |
Return Before
Taxes |
|
|
|
|
Return After
Taxes on Distributions |
|
|
|
|
Return After
Taxes on Distributions and Sale of Fund Shares |
|
|
|
|
Nasdaq CTA
Artificial Intelligence and RoboticsTM Index
(reflects
no deduction
for fees, expenses or taxes) |
|
|
|
|
S&P
500® Index
(reflects no deduction for fees, expenses or
taxes) |
|
|
|
|
Fund |
Unitary
Management Fee |
First
Trust Indxx Innovative Transaction & Process ETF |
0.65% |
First
Trust Nasdaq Artificial Intelligence and Robotics
ETF |
0.65% |
|
|
Average
Annual |
Cumulative | ||
|
1
Year |
5
Years |
Inception
(1/24/2018) |
5
Years |
Inception
(1/24/2018) |
Fund
Performance |
|
|
|
|
|
Net Asset
Value |
25.13% |
6.28% |
5.85% |
35.63% |
38.16% |
Market
Price |
24.90% |
6.13% |
5.76% |
34.63% |
37.50% |
Index
Performance |
|
|
|
|
|
Indxx
Blockchain Index |
26.12% |
7.25% |
6.83% |
41.90% |
45.54% |
S&P
500®
Index |
21.62% |
9.92% |
9.44% |
60.44% |
67.00% |
|
|
Average
Annual |
Cumulative | ||
|
1
Year |
5
Years |
Inception
(2/21/2018) |
5
Years |
Inception
(2/21/2018) |
Fund
Performance |
|
|
|
|
|
Net Asset
Value |
20.51% |
4.89% |
5.82% |
26.96% |
37.30% |
Market
Price |
20.85% |
4.92% |
5.86% |
27.16% |
37.60% |
Index
Performance |
|
|
|
|
|
Nasdaq CTA
Artificial Intelligence and RoboticsTM
Index |
21.02% |
5.55% |
6.49% |
31.03% |
42.28% |
S&P
500®
Index |
21.62% |
9.92% |
10.51% |
60.44% |
75.10% |
|
Year
Ended September 30, | ||||
|
2023 |
2022 |
2021 |
2020 |
2019 |
Net
asset value, beginning of period |
$30.34 |
$42.07 |
$31.32 |
$29.32 |
$30.31 |
Income
from investment operations: |
|
|
|
|
|
Net
investment income (loss) |
0.93
(a) |
1.15 |
0.61 |
0.35 |
0.59 |
Net
realized and unrealized gain (loss) |
6.70 |
(11.75
) |
10.70 |
2.02 |
(0.93
) |
Total
from investment operations |
7.63 |
(10.60
) |
11.31 |
2.37 |
(0.34
) |
Distributions
paid to shareholders from: |
|
|
|
|
|
Net
investment income |
(0.97
) |
(1.13
) |
(0.56
) |
(0.37
) |
(0.65
) |
Net
asset value, end of period |
$37.00 |
$30.34 |
$42.07 |
$31.32 |
$29.32 |
Total
Return(b) |
25.13
% |
(25.55
)% |
36.13
% |
8.13
% |
(1.08
)% |
Ratios
to average net assets/supplemental data: |
|
|
|
|
|
Net
assets, end of period (in 000’s) |
$94,343 |
$100,130 |
$132,512 |
$42,280 |
$41,048 |
Ratio of
total expenses to average net assets |
0.65
% |
0.65
% |
0.65
% |
0.65
% |
0.65
% |
Ratio of
net investment income (loss) to average net assets |
2.55
% |
2.94
% |
1.84
% |
1.12
% |
1.95
% |
Portfolio
turnover rate(c) |
17
% |
23
% |
46
% |
25
% |
35
% |
|
Year
Ended September 30, | ||||
|
2023 |
2022 |
2021 |
2020 |
2019 |
Net
asset value, beginning of period |
$33.64 |
$53.30 |
$38.89 |
$31.51 |
$32.23 |
Income
from investment operations: |
|
|
|
|
|
Net
investment income (loss) |
0.13
(a) |
0.08 |
0.05 |
0.04 |
0.17 |
Net
realized and unrealized gain (loss) |
6.78 |
(19.67
)(b) |
14.44 |
7.39 |
(0.75
) |
Total
from investment operations |
6.91 |
(19.59
) |
14.49 |
7.43 |
(0.58
) |
Distributions
paid to shareholders from: |
|
|
|
|
|
Net
investment income |
(0.13
) |
(0.07
) |
(0.08
) |
(0.05
) |
(0.14
) |
Net
asset value, end of period |
$40.42 |
$33.64 |
$53.30 |
$38.89 |
$31.51 |
Total
Return(c) |
20.51
% |
(36.76
)%(b) |
37.27
% |
23.60
% |
(1.81
)% |
Ratios
to average net assets/supplemental data: |
|
|
|
|
|
Net
assets, end of period (in 000’s) |
$416,276 |
$173,248 |
$266,492 |
$120,549 |
$61,443 |
Ratio of
total expenses to average net assets |
0.65
% |
0.65
% |
0.65
% |
0.65
% |
0.65
% |
Ratio of
net investment income (loss) to average net assets |
0.33
% |
0.17
% |
0.10
% |
0.15
% |
0.68
% |
Portfolio
turnover rate(d) |
46
% |
36
% |
31
% |
34
% |
43
% |
First
Trust
Exchange-Traded
Fund VI |