Fund Name |
| |
Class I |
|
MM Equity Asset Fund | | | MSEJX | |
MassMutual Select T. Rowe Price Bond Asset Fund | | | MMBEX | |
MassMutual Select T. Rowe Price Emerging Markets Bond Fund | | | MMEMX | |
MassMutual Select T. Rowe Price Large Cap Blend Fund | | | MMLRX | |
MassMutual Select T. Rowe Price Limited Duration Inflation Focused Bond Fund | | | MMLDX | |
MassMutual Select T. Rowe Price Real Assets Fund | | | MMRFX | |
MassMutual Select T. Rowe Price Small and Mid Cap Blend Fund | | | MMBUX | |
MassMutual Select T. Rowe Price U.S. Treasury Long-Term Index Fund | | | MMUTX | |
| | |
Page |
| |||
| | | | B-3 | | | |
| | | | B-3 | | | |
| | | | B-49 | | | |
| | | | B-50 | | | |
| | | | B-52 | | | |
| | | | B-62 | | | |
| | | | B-67 | | | |
| | | | B-73 | | | |
| | | | B-73 | | | |
| | | | B-73 | | | |
| | | | B-73 | | | |
| | | | B-73 | | | |
| | | | B-76 | | | |
| | | | B-78 | | | |
| | | | B-79 | | | |
| | | | B-80 | | | |
| | | | B-82 | | | |
| | | | B-92 | | | |
| | | | B-93 | | | |
| | | | B-97 | | | |
| | | | B-112 | | |
| Allan W. Blair 1295 State Street Springfield, MA 01111‑0001 Year of birth: 1948 Trustee of the Trust since 2003 Trustee of 110 portfolios in fund complex |
| | Trustee of the Trust | |
| Nabil N. El‑Hage 1295 State Street Springfield, MA 01111‑0001 Year of birth: 1958 Trustee of the Trust since 2012 Trustee of 110 portfolios in fund complex |
| | Trustee of the Trust | |
| Maria D. Furman 1295 State Street Springfield, MA 01111‑0001 Year of birth: 1954 Trustee of the Trust since 2012 Trustee of 110 portfolios in fund complex |
| | Trustee of the Trust | |
| R. Bradford Malt 1295 State Street Springfield, MA 01111‑0001 Year of birth: 1954 Trustee of the Trust since 2022 Trustee of 110 portfolios in fund complex |
| | Trustee of the Trust | |
| C. Ann Merrifield 1295 State Street Springfield, MA 01111‑0001 Year of birth: 1951 Trustee of the Trust since 2012 Trustee of 110 portfolios in fund complex |
| | Trustee of the Trust | |
| Cynthia R. Plouché 1295 State Street Springfield, MA 01111‑0001 Year of birth: 1957 Trustee of the Trust since 2022 Trustee of 110 portfolios in fund complex |
| | Trustee of the Trust | |
| Jason J. Price 1295 State Street Springfield, MA 01111‑0001 Year of birth: 1973 Trustee of the Trust since 2022 Trustee of 110 portfolios in fund complex |
| | Trustee of the Trust | |
| Susan B. Sweeney 1295 State Street Springfield, MA 01111‑0001 Year of birth: 1952 Chairperson of the Trust since 2022 Trustee of the Trust since 2009 Trustee of 112 portfolios in fund complex1 |
| | Chairperson and Trustee of the Trust | |
| Michael R. Fanning2
1295 State Street Springfield, MA 01111‑0001 Year of birth: 1963 Trustee of the Trust since 2021 Trustee of 110 portfolios in fund complex |
| | Trustee of the Trust | |
| Clifford M. Noreen3
1295 State Street Springfield, MA 01111‑0001 Year of birth: 1957 Trustee of the Trust since 2021 Trustee of 112 portfolios in fund complex4 |
| | Trustee of the Trust | |
| Andrea Anastasio 1295 State Street Springfield, MA 01111‑0001 Year of birth: 1974 Officer of the Trust since 2021 Officer of 110 portfolios in fund complex |
| | Vice President | |
| Andrew M. Goldberg 1295 State Street Springfield, MA 01111‑0001 Year of birth: 1966 Officer of the Trust since 2001 Officer of 110 portfolios in fund complex |
| | Vice President, Secretary, and Chief Legal Officer of the Trust | |
| Renee Hitchcock 1295 State Street Springfield, MA 01111‑0001 Year of birth: 1970 Officer of the Trust since 2007 Officer of 110 portfolios in fund complex |
| | Chief Financial Officer and Treasurer of the Trust | |
| Paul LaPiana 1295 State Street Springfield, MA 01111‑0001 Year of birth: 1969 Officer of the Trust since 2021 Officer of 110 portfolios in fund complex |
| | President of the Trust | |
| Jill Nareau Robert 1295 State Street Springfield, MA 01111‑0001 Year of birth: 1972 Officer of the Trust since 2008 Officer of 110 portfolios in fund complex |
| | Vice President and Assistant Secretary of the Trust | |
| Douglas Steele 1295 State Street Springfield, MA 01111‑0001 Year of birth: 1975 Officer of the Trust since 2016 Officer of 110 portfolios in fund complex |
| | Vice President of the Trust | |
| Philip S. Wellman 1295 State Street Springfield, MA 01111‑0001 Year of birth: 1964 Officer of the Trust since 2007 Officer of 110 portfolios in fund complex |
| | Vice President and Chief Compliance Officer of the Trust | |
Name
of Trustee |
| |
The Dollar Range of Equity Securities Beneficially Owned in the Trust |
| |
Aggregate Dollar Range of Equity
Securities in All Registered Investment Companies Overseen by Trustee in Family of Investment Companies |
|
Independent Trustees | | | | | | | |
Allan W. Blair |
| |
None
|
| |
over
$100,000 |
|
Nabil N. El-Hage |
| |
None
|
| |
None
|
|
Maria D. Furman |
| |
None
|
| |
None
|
|
R.
Bradford Malt |
| |
None
|
| |
None
|
|
C.
Ann Merrifield |
| |
None
|
| |
None |
|
Cynthia R. Plouché |
| |
None |
| |
None |
|
Jason J. Price |
| |
None |
| |
None |
|
Susan B. Sweeney |
| |
None
|
| |
None
|
|
Interested Trustees | | | | | | | |
Michael R. Fanning |
| |
None
|
| |
None
|
|
Clifford M. Noreen |
| |
None |
| |
None |
|
Name of Trustee |
| |
Aggregate
Compensation from the Trust |
| |
Total Compensation from the Trust and
Fund Complex Paid to Trustees |
|
Allan W. Blair |
| |
$191,115 |
| |
$285,825 |
|
Nabil N. El-Hage |
| |
$196,280 1 |
| |
$337,648 |
|
Michael R. Fanning |
| |
$0 |
| |
$0 |
|
Maria D. Furman |
| |
$179,064 |
| |
$267,800 |
|
R.
Alan Hunter, Jr. 2
|
| |
$149,919 |
| |
$224,700 |
|
R.
Bradford Malt 3
|
| |
$53,633 |
| |
$79,930 |
|
C.
Ann Merrifield |
| |
$186,915 |
| |
$279,500 |
|
Clifford M. Noreen |
| |
$0 |
| |
$0 |
|
Cynthia R. Plouché 3
|
| |
$53,633 |
| |
$119,930 |
|
Jason J. Price 3
|
| |
$53,633 |
| |
$119,930 |
|
Susan B. Sweeney |
| |
$228,647 |
| |
$510,787 |
|
Class |
| |
Name and Address of
Owner |
| |
Percent of
Class |
| |||
Class I |
| |
MassMutual
RetireSMARTSM by JPMorgan 2040 Fund
1 Iron
Street
Boston,
MA 02210 |
| | | | 15.18% | | |
| | |
MassMutual
RetireSMARTSM by JPMorgan 2030 Fund
1 Iron
Street
Boston,
MA 02210 |
| | | | 15.10% | | |
| | |
MassMutual
RetireSMARTSM by JPMorgan 2050 Fund
1 Iron
Street
Boston,
MA 02210 |
| | | | 11.92% | | |
Class |
| |
Name and Address of
Owner |
| |
Percent of
Class |
| |||
| | |
MassMutual 60/40 Allocation
Fund
1 Iron
Street
Boston,
MA 02210 |
| | | | 9.03% | | |
| | |
MassMutual
RetireSMARTSM by JPMorgan 2035 Fund
1 Iron
Street
Boston,
MA 02210 |
| | | | 8.14% | | |
| | |
MassMutual 80/20 Allocation
Fund
1 Iron
Street
Boston,
MA 02210 |
| | | | 7.67% | | |
| | |
MassMutual
RetireSMARTSM by JPMorgan 2045 Fund
1 Iron
Street
Boston,
MA 02210 |
| | | | 7.26% | | |
| | |
MassMutual 40/60 Allocation
Fund
1 Iron
Street
Boston,
MA 02210 |
| | | | 5.69% | | |
| | |
MassMutual
RetireSMARTSM by JPMorgan 2025 Fund
1 Iron
Street
Boston,
MA 02210 |
| | | | 5.27% | | |
Class |
| |
Name and Address of
Owner |
| |
Percent of
Class |
| |||
Class I |
| |
MassMutual Select T. Rowe Price Retirement
2030 Fund
1 Iron
Street
Boston,
MA 02210 |
| | | | 29.91% | | |
| | |
MassMutual Select T. Rowe Price Retirement
2020 Fund
1 Iron
Street
Boston,
MA 02210 |
| | | | 17.59% | | |
| | |
MassMutual Select T. Rowe Price Retirement
2025 Fund
1 Iron
Street
Boston,
MA 02210 |
| | | | 16.23% | | |
| | |
MassMutual Select T. Rowe Price Retirement
2035 Fund
1 Iron
Street
Boston,
MA 02210 |
| | | | 10.37% | | |
| | |
MassMutual Select T. Rowe Price Retirement
2040 Fund
1 Iron
Street
Boston,
MA 02210 |
| | | | 8.10% | | |
| | |
MassMutual Select T. Rowe Price Retirement
Balanced Fund
1 Iron
Street
Boston,
MA 02210 |
| | | | 6.15% | | |
Class |
| |
Name and Address of
Owner |
| |
Percent of
Class |
| |||
Class I |
| |
MassMutual Select T. Rowe Price Retirement
2030 Fund
1 Iron
Street
Boston,
MA 02210 |
| | | | 28.13% | | |
Class |
| |
Name and Address of
Owner |
| |
Percent of
Class |
| |||
| | |
MassMutual Select T. Rowe Price Retirement
2020 Fund
1 Iron
Street
Boston,
MA 02210 |
| | | | 22.24% | | |
| | |
MassMutual Select T. Rowe Price Retirement
2025 Fund
1 Iron
Street
Boston,
MA 02210 |
| | | | 18.84% | | |
| | |
MassMutual Select T. Rowe Price Retirement
Balanced Fund
1 Iron
Street
Boston,
MA 02210 |
| | | | 8.48% | | |
| | |
MassMutual Select T. Rowe Price Retirement
2035 Fund
1 Iron
Street
Boston,
MA 02210 |
| | | | 7.85% | | |
| | |
MassMutual Select T. Rowe Price Retirement
2015 Fund
1 Iron
Street
Boston,
MA 02210 |
| | | | 5.14% | | |
Class |
| |
Name and Address of
Owner |
| |
Percent of
Class |
| |||
Class I |
| |
MassMutual Select T. Rowe Price Retirement
2040 Fund
1 Iron
Street
Boston,
MA 02210 |
| | | | 20.52% | | |
| | |
MassMutual Select T. Rowe Price Retirement
2030 Fund
1 Iron
Street
Boston,
MA 02210 |
| | | | 17.81% | | |
| | |
MassMutual Select T. Rowe Price Retirement
2050 Fund
1 Iron
Street
Boston,
MA 02210 |
| | | | 15.14% | | |
| | |
MassMutual Select T. Rowe Price Retirement
2035 Fund
1 Iron
Street
Boston,
MA 02210 |
| | | | 11.03% | | |
| | |
MassMutual Select T. Rowe Price Retirement
2045 Fund
1 Iron
Street
Boston,
MA 02210 |
| | | | 10.19% | | |
| | |
MassMutual Select T. Rowe Price Retirement
2025 Fund
1 Iron
Street
Boston,
MA 02210 |
| | | | 6.64% | | |
| | |
MassMutual Select T. Rowe Price Retirement
2055 Fund
1 Iron
Street
Boston,
MA 02210 |
| | | | 6.51% | | |
| | |
MassMutual Select T. Rowe Price Retirement
2020 Fund
1 Iron
Street
Boston,
MA 02210 |
| | | | 5.54% | | |
Class |
| |
Name and Address of
Owner |
| |
Percent of
Class |
| |||
Class I |
| |
MassMutual Select T. Rowe Price Retirement
2020 Fund
1 Iron
Street
Boston,
MA 02210 |
| | | | 30.04% | | |
| | |
MassMutual Select T. Rowe Price Retirement
2025 Fund
1 Iron
Street
Boston,
MA 02210 |
| | | | 20.61% | | |
| | |
MassMutual Select T. Rowe Price Retirement
Balanced Fund
1 Iron
Street
Boston,
MA 02210 |
| | | | 17.51% | | |
| | |
MassMutual Select T. Rowe Price Retirement
2030 Fund
1 Iron
Street
Boston,
MA 02210 |
| | | | 13.46% | | |
| | |
MassMutual Select T. Rowe Price Retirement
2010 Fund
1 Iron
Street
Boston,
MA 02210 |
| | | | 8.11% | | |
| | |
MassMutual Select T. Rowe Price Retirement
2015 Fund
1 Iron
Street
Boston,
MA 02210 |
| | | | 7.78% | | |
Class |
| |
Name and Address of
Owner |
| |
Percent of
Class |
| |||
Class I |
| |
MassMutual Select T. Rowe Price Retirement
2040 Fund
1 Iron
Street
Boston,
MA 02210 |
| | | | 20.55% | | |
| | |
MassMutual Select T. Rowe Price Retirement
2030 Fund
1 Iron
Street
Boston,
MA 02210 |
| | | | 17.79% | | |
| | |
MassMutual Select T. Rowe Price Retirement
2050 Fund
1 Iron
Street
Boston,
MA 02210 |
| | | | 15.08% | | |
| | |
MassMutual Select T. Rowe Price Retirement
2035 Fund
1 Iron
Street
Boston,
MA 02210 |
| | | | 11.02% | | |
| | |
MassMutual Select T. Rowe Price Retirement
2045 Fund
1 Iron
Street
Boston,
MA 02210 |
| | | | 10.21% | | |
| | |
MassMutual Select T. Rowe Price Retirement
2025 Fund
1 Iron
Street
Boston,
MA 02210 |
| | | | 6.65% | | |
| | |
MassMutual Select T. Rowe Price Retirement
2055 Fund
1 Iron
Street
Boston,
MA 02210 |
| | | | 6.51% | | |
| | |
MassMutual Select T. Rowe Price Retirement
2020 Fund
1 Iron
Street
Boston,
MA 02210 |
| | | | 5.52% | | |
Class |
| |
Name and Address of
Owner |
| |
Percent of
Class |
| |||
Class I |
| |
MassMutual Select T. Rowe Price Retirement
2040 Fund
1 Iron
Street
Boston,
MA 02210 |
| | | | 20.53% | | |
| | |
MassMutual Select T. Rowe Price Retirement
2030 Fund
1 Iron
Street
Boston,
MA 02210 |
| | | | 17.83% | | |
| | |
MassMutual Select T. Rowe Price Retirement
2050 Fund
1 Iron
Street
Boston,
MA 02210 |
| | | | 15.15% | | |
| | |
MassMutual Select T. Rowe Price Retirement
2035 Fund
1 Iron
Street
Boston,
MA 02210 |
| | | | 10.98% | | |
| | |
MassMutual Select T. Rowe Price Retirement
2045 Fund
1 Iron
Street
Boston,
MA 02210 |
| | | | 10.25% | | |
| | |
MassMutual Select T. Rowe Price Retirement
2025 Fund
1 Iron
Street
Boston,
MA 02210 |
| | | | 6.55% | | |
| | |
MassMutual Select T. Rowe Price Retirement
2055 Fund
1 Iron
Street
Boston,
MA 02210 |
| | | | 6.54% | | |
| | |
MassMutual Select T. Rowe Price Retirement
2020 Fund
1 Iron
Street
Boston,
MA 02210 |
| | | | 5.56% | | |
Class |
| |
Name and Address of
Owner |
| |
Percent of
Class |
| |||
Class I |
| |
MassMutual Select T. Rowe Price Retirement
2030 Fund
1 Iron
Street
Boston,
MA 02210 |
| | | | 31.95% | | |
| | |
MassMutual Select T. Rowe Price Retirement
2025 Fund
1 Iron
Street
Boston,
MA 02210 |
| | | | 14.04% | | |
| | |
MassMutual Select T. Rowe Price Retirement
2035 Fund
1 Iron
Street
Boston,
MA 02210 |
| | | | 13.48% | | |
| | |
MassMutual Select T. Rowe Price Retirement
2020 Fund
1 Iron
Street
Boston,
MA 02210 |
| | | | 12.86% | | |
| | |
MassMutual Select T. Rowe Price Retirement
2040 Fund
1 Iron
Street
Boston,
MA 02210 |
| | | | 12.54% | | |
Fund |
| | | |
MM
Equity Asset Fund |
| | 0.18% | |
MM
Select T. Rowe Price Bond Asset Fund |
| | 0.00% | |
MM Select T. Rowe Price Emerging Markets Bond Fund | | | 0.00% | |
MM
Select T. Rowe Price Large Cap Blend Fund |
| | 0.00% | |
MM Select T. Rowe Price Limited Duration Inflation Focused Bond Fund | | | 0.00% | |
MM
Select T. Rowe Price Real Assets Fund |
| | 0.00% | |
MM Select T. Rowe Price Small and Mid Cap Blend Fund | | | 0.00% | |
MM Select T. Rowe Price U.S. Treasury Long-Term Index Fund | | | 0.00% | |
| | |
Class I |
| |||
MM Equity Asset Fund | | | | | None | | |
MM Select T. Rowe Price Bond Asset Fund | | | | | None | | |
MM Select T. Rowe Price Emerging Markets Bond Fund | | | | | None | | |
MM Select T. Rowe Price Large Cap Blend Fund | | | | | None | | |
MM
Select T. Rowe Price Limited Duration Inflation Focused Bond Fund
|
| | | | None | | |
MM Select T. Rowe Price Real Assets Fund | | | | | None | | |
MM Select T. Rowe Price Small and Mid Cap Blend Fund | | | | | None | | |
MM Select T. Rowe Price U.S. Treasury Long-Term Index Fund | | | | | None | | |
| | |
Fiscal Year Ended
September 30, 2022 |
| |||||||||||||||||||||
| | |
Advisory Fees Paid |
| |
Subadvisory Fees Paid |
| |
Administrative Fees Paid |
| |
Other Expenses Reimbursed |
| ||||||||||||
MM
Equity Asset Fund |
| | | $ | 686,915 | | | | | $ | 686,459 | | | | | $ | — | | | | | $ | — | | |
MM
Select T. Rowe Price Bond Asset Fund 1
|
| | | | — | | | | | | — | | | | | | — | | | | | | (532,638) | | |
MM
Select T. Rowe Price Emerging Markets Bond Fund 1
|
| | | | — | | | | | | — | | | | | | — | | | | | | (177,431) | | |
MM
Select T. Rowe Price Large Cap Blend Fund 1
|
| | | | — | | | | | | — | | | | | | — | | | | | | (501,605) | | |
MM Select T. Rowe Price Limited
Duration Inflation
Focused Bond Fund1
|
| | | | — | | | | | | — | | | | | | — | | | | | | (182,577) | | |
MM
Select T. Rowe Price Real Assets Fund 1
|
| | | | — | | | | | | — | | | | | | — | | | | | | (180,114) | | |
MM Select T. Rowe Price Small
and Mid Cap Blend
Fund1
|
| | | | — | | | | | | — | | | | | | — | | | | | | (272,875) | | |
MM Select T. Rowe Price U.S.
Treasury Long-Term Index
Fund1
|
| | | | — | | | | | | — | | | | | | — | | | | | | (138,060) | | |
| | |
Fiscal Year Ended
September 30, 2021 |
| |||||||||||||||||||||
| | |
Advisory Fees Paid |
| |
Subadvisory Fees Paid |
| |
Administrative Fees Paid |
| |
Other Expenses Reimbursed |
| ||||||||||||
MM
Equity Asset Fund |
| | | $ | 788,630 | | | | | $ | 787,949 | | | | | $ | — | | | | | $ | — | | |
MM
Select T. Rowe Price Bond Asset Fund 1
|
| | | | — | | | | | | — | | | | | | — | | | | | | (543,012) | | |
| | |
Fiscal Year Ended
September 30, 2021 |
| |||||||||||||||||||||
| | |
Advisory Fees Paid |
| |
Subadvisory Fees Paid |
| |
Administrative Fees Paid |
| |
Other Expenses Reimbursed |
| ||||||||||||
MM
Select T. Rowe Price Emerging Markets Bond Fund 1
|
| | | | — | | | | | | — | | | | | | — | | | | | | (191,483) | | |
MM
Select T. Rowe Price Large Cap Blend Fund 1
|
| | | | — | | | | | | — | | | | | | — | | | | | | (480,954) | | |
MM Select T. Rowe Price Limited
Duration Inflation
Focused Bond Fund1
|
| | | | — | | | | | | — | | | | | | — | | | | | | (170,876) | | |
MM
Select T. Rowe Price Real Assets Fund 1
|
| | | | — | | | | | | — | | | | | | — | | | | | | (193,775) | | |
MM Select T. Rowe Price Small
and Mid Cap Blend
Fund1
|
| | | | — | | | | | | — | | | | | | — | | | | | | (374,711) | | |
MM Select T. Rowe Price U.S.
Treasury Long-Term Index
Fund1
|
| | | | — | | | | | | — | | | | | | — | | | | | | (143,221) | | |
| | |
Fiscal Year Ended
September 30, 2020 |
| |||||||||||||||||||||
| | |
Advisory Fees Paid |
| |
Subadvisory Fees Paid |
| |
Administrative Fees Paid |
| |
Other Expenses Reimbursed |
| ||||||||||||
MM
Equity Asset Fund |
| | | $ | 777,617 | | | | | $ | 777,898 | | | | | $ | — | | | | | $ | — | | |
MM
Select T. Rowe Price Bond Asset Fund 1
|
| | | | 2,495,190 | | | | | | 610,187 | | | | | | — | | | | | | (820,473) | | |
MM
Select T. Rowe Price Emerging Markets Bond Fund 2
|
| | | | 650,806 | | | | | | 346,603 | | | | | | — | | | | | | (190,584) | | |
MM
Select T. Rowe Price Large Cap Blend Fund 3
|
| | | | 6,993,510 | | | | | | 2,686,915 | | | | | | — | | | | | | (1,048,142) | | |
MM Select T. Rowe Price Limited
Duration Inflation
Focused Bond Fund4
|
| | | | 531,391 | | | | | | 209,727 | | | | | | — | | | | | | (460,579) | | |
MM
Select T. Rowe Price Real Assets Fund 5
|
| | | | 457,549 | | | | | | 385,591 | | | | | | — | | | | | | (172,792) | | |
MM Select T. Rowe Price Small
and Mid Cap Blend
Fund6
|
| | | | 3,749,378 | | | | | | 3,362,410 | | | | | | — | | | | | | (546,180) | | |
MM Select T. Rowe Price U.S.
Treasury Long-Term Index
Fund4
|
| | | | 269,258 | | | | | | 118,132 | | | | | | — | | | | | | (272,483) | | |
| | |
Fiscal Year ended September 30, 2022 |
| |
Fiscal Year ended September 30, 2021 |
| |
Fiscal Year ended September 30, 2020 |
| |||||||||
MM
Equity Asset Fund |
| | | $ | 50,320 | | | | | $ | 118,044 | | | | | $ | 116,443 | | |
MM
Select T. Rowe Price Bond Asset Fund |
| | | $ | 38,558 | | | | | $ | 39,510 | | | | | $ | 37,032 | | |
MM Select T. Rowe Price
Emerging Markets Bond
Fund |
| | | $ | 1,196 | | | | | $ | 2,482 | | | | | $ | 1,026 | | |
MM
Select T. Rowe Price Large Cap Blend Fund |
| | | $ | 801,832 | | | | | $ | 405,245 | | | | | $ | 591,020 | | |
MM Select T. Rowe Price Limited
Duration
Inflation Focused Bond
Fund |
| | | $ | 42,778 | | | | | $ | 12,226 | | | | | $ | 20,819 | | |
MM
Select T. Rowe Price Real Assets Fund |
| | | $ | 91,213 | | | | | $ | 79,851 | | | | | $ | 26,469 | | |
MM Select T. Rowe Price Small
and Mid Cap
Blend Fund |
| | | $ | 206,549 | | | | | $ | 726,968 | | | | | $ | 190,902 | | |
MM Select T. Rowe Price U.S.
Treasury
Long-Term Index Fund
|
| | | $ | 19,115 | | | | | $ | 8,245 | | | | | $ | 13,897 | | |
| | |
Fiscal Year ended
September 30, 2022 |
| |
Fiscal Year ended September 30, 2021 |
| |
Fiscal Year ended September 30, 2020 |
| |||||||||||||||||||||
Affiliated Broker/Dealer |
| |
Aggregate Commissions Paid |
| |
Percentage Paid to Affiliates |
| |
Percentage of Dollar Amount of Transactions Involving Payment of Commissions to Affiliates |
| |
Aggregate Commissions Paid |
| |
Aggregate Commissions Paid |
| |||||||||||||||
Jefferies LLC | | | | | | | | ||||||||||||||||||||||||
MM
Select T. Rowe Price Large Cap Blend
Fund1
|
| | | $ | 29,790 | | | | | | 3.72% | | | | | | 4.19% | | | | | $ | 17,611 | | | | | $ | 24,047 | | |
MM
Select T. Rowe Price Real Assets Fund 1
|
| | | $ | 5,170 | | | | | | 5.67% | | | | | | 2.64% | | | | | $ | 2,842 | | | | | $ | 2,223 | | |
MM
Select T. Rowe Price Small and Mid Cap
Blend
Fund1
|
| | | $ | 7,522 | | | | | | 3.64% | | | | | | 3.13% | | | | | $ | 5,917 | | | | | $ | 6,724 | | |
| | | |
Dollar Value of Those Transactions |
| |
Amount of Commissions |
| ||||||
|
MM
Equity Asset Fund |
| | | $ | 315,805,470 | | | | | $ | 48,924 | | |
Fund
|
| |
Regular
Broker or Dealer |
| |
Aggregate Value of Securities Held |
| |||
MM
Equity Asset Fund |
| | Wells Fargo & Company | | | | $ | 3,297,960 | | |
| | | Bank of America Corp. | | | | | 2,793,470 | | |
| | | Morgan Stanley | | | | | 1,390,734 | | |
| | | Citigroup, Inc. | | | | | 625,550 | | |
| | | State Street Corp. | | | | | 518,101 | | |
| | | | | | | $ | 8,625,815 | | |
MM
Select T. Rowe Price Bond Asset Fund |
| | Bank of America Corp. | | | | $ | 6,837,913 | | |
| | | JPMorgan Chase & Co. | | | | | 5,061,078 | | |
| | | Wells Fargo & Company | | | | | 4,302,931 | | |
| | | The Goldman Sachs Group, Inc. | | | | | 3,413,009 | | |
| | | Morgan Stanley | | | | | 2,267,970 | | |
| | | Citigroup, Inc. | | | | | 1,914,993 | | |
| | | Barclays plc | | | | | 1,523,403 | | |
| | | UBS AG | | | | | 388,798 | | |
| | | Deutsche Bank AG | | | | | 208,104 | | |
| | | | | | | $ | 25,918,199 | | |
MM
Select T. Rowe Price Large Cap Blend Fund |
| | Bank of America Corp. | | | | $ | 26,094,521 | | |
| | | Wells Fargo & Company | | | | | 23,236,542 | | |
| | | JPMorgan Chase & Co. | | | | | 5,689,503 | | |
| | | The Goldman Sachs Group, Inc. | | | | | 2,211,062 | | |
| | | Morgan Stanley | | | | | 275,666 | | |
| | | State Street Corp. | | | | | 255,341 | | |
| | | Citigroup, Inc. | | | | | 179,181 | | |
| | | The Bank of New York Mellon Corp. | | | | | 174,187 | | |
| | | | | | | $ | 58,116,003 | | |
MM Select T. Rowe Price Limited Duration
Inflation Focused Bond Fund |
| | The Bank of Montreal | | | | $ | 487,209 | | |
| | | Citigroup, Inc. | | | | | 482,432 | | |
| | | | | $ | 969,641 | | |
|
FUND
|
| |
Gross income earned by the Fund from securities lending activities |
| |
Fees paid to securities lending agent from a revenue split |
| |
Fees paid for any cash collateral management service (including fees deducted from a pooled cash collateral reinvestment vehicle) that are not included in a revenue split |
| |
Administrative fees not included in a revenue split |
| |
Indemnification fees not included in a revenue split |
| |
Rebate (paid to borrower) |
| |
Other fees not included in a revenue split, if applicable, including a description of those other fees |
| |
Aggregate fees/ compensation paid by the Fund for securities lending activities |
| |
Net income from securities lending activities |
| |||||||||||||||||||||||||||
|
MM Equity Asset
Fund |
| | | $ | 1,424 | | | | | $ | 85 | | | | | $ | 16 | | | | | $ | — | | | | | $ | — | | | | | $ | 840 | | | | | $ | — | | | | | $ | 941 | | | | | $ | 483 | | |
|
MM Select T.
Rowe Price Bond Asset Fund |
| | | $ | 69,525 | | | | | $ | 5,028 | | | | | $ | 2,519 | | | | | $ | — | | | | | $ | — | | | | | $ | 33,488 | | | | | $ | — | | | | | $ | 41,035 | | | | | $ | 28,490 | | |
|
MM Select T.
Rowe Price Emerging Markets Bond Fund |
| | | $ | 13,684 | | | | | $ | 895 | | | | | $ | 571 | | | | | $ | — | | | | | $ | — | | | | | $ | 7,150 | | | | | $ | — | | | | | $ | 8,615 | | | | | $ | 5,069 | | |
|
MM Select T.
Rowe Price Large Cap Blend Fund |
| | | $ | 98,184 | | | | | $ | 8,753 | | | | | $ | 1,529 | | | | | $ | — | | | | | $ | — | | | | | $ | 38,298 | | | | | $ | — | | | | | $ | 48,581 | | | | | $ | 49,603 | | |
|
MM Select T.
Rowe Price Limited Duration Inflation Focused Bond Fund |
| | | $ | 25,443 | | | | | $ | 1,003 | | | | | $ | 671 | | | | | $ | — | | | | | $ | — | | | | | $ | 18,084 | | | | | $ | — | | | | | $ | 19,759 | | | | | $ | 5,684 | | |
|
MM Select T.
Rowe Price Real Assets
Fund |
| | | $ | 97,585 | | | | | $ | 10,093 | | | | | $ | 1,863 | | | | | $ | — | | | | | $ | — | | | | | $ | 28,438 | | | | | $ | — | | | | | $ | 40,393 | | | | | $ | 57,192 | | |
|
MM Select T.
Rowe Price Small and Mid Cap Blend Fund |
| | | $ | 260,547 | | | | | $ | 33,808 | | | | | $ | 2,364 | | | | | $ | — | | | | | $ | — | | | | | $ | 32,796 | | | | | $ | — | | | | | $ | 68,968 | | | | | $ | 191,579 | | |
|
MM Select T.
Rowe Price U.S. Treasury Long-Term Index Fund |
| | | $ | 14,258 | | | | | $ | 749 | | | | | $ | 485 | | | | | $ | — | | | | | $ | — | | | | | $ | 8,782 | | | | | $ | — | | | | | $ | 10,016 | | | | | $ | 4,242 | | |
| | | |
Number of Accounts Managed* |
| |
Total
Assets* |
| |
Number of Accounts Managed for which Advisory Fee is Performance- Based* |
| |
Total
Assets* |
| ||||||
| Tim Snyder | | ||||||||||||||||||
|
Registered investment companies**
|
| | | | 8 | | | |
$23,541 million |
| | | | 0 | | | |
$0 |
|
|
Other
pooled investment vehicles |
| | | | 5 | | | |
$2,884 million |
| | | | 0 | | | |
$0 |
|
|
Other
accounts |
| | | | 11 | | | |
$8,957 million |
| | | | 5 | | | |
$1,224 million |
|
| Raffaele Zingone | | ||||||||||||||||||
|
Registered investment companies**
|
| | | | 14 | | | |
$49,548 million |
| | | | 0 | | | |
$0 |
|
|
Other
pooled investment vehicles |
| | | | 11 | | | |
$7,241 million |
| | | | 0 | | | |
$0 |
|
|
Other
accounts |
| | | | 11 | | | |
$9,548 million |
| | | | 5 | | | |
$1,224 million |
|
| | | |
Number of Accounts Managed* |
| |
Total
Assets* |
| |
Number of Accounts Managed for which Advisory Fee is Performance- Based* |
| |
Total
Assets* |
| ||||||
| Steve Bartolini | | ||||||||||||||||||
|
Registered investment companies**
|
| | | | 2 | | | |
$16,753,455,871 |
| | | | 0 | | | |
$0 |
|
|
Other
pooled investment vehicles |
| | | | 10 | | | |
$15,344,318,887 |
| | | | 0 | | | |
$0 |
|
|
Other
accounts |
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
| Arif Husain | | ||||||||||||||||||
|
Registered investment companies**
|
| | | | 4 | | | |
$12,155,037,477 |
| | | | 0 | | | |
$0 |
|
|
Other
pooled investment vehicles |
| | | | 21 | | | |
$12,690,093,271 |
| | | | 2 | | | |
$919,717,784 |
|
|
Other
accounts |
| | | | 1 | | | |
$1,090,993,963 |
| | | | 0 | | | |
$0 |
|
| Ken Orchard | | ||||||||||||||||||
|
Registered investment companies**
|
| | | | 3 | | | |
$6,899,155,644 |
| | | | 0 | | | |
$0 |
|
|
Other
pooled investment vehicles |
| | | | 9 | | | |
$5,082,592,761 |
| | | | 0 | | | |
$0 |
|
|
Other
accounts |
| | | | 1 | | | |
$1,292,473,268 |
| | | | 0 | | | |
$0 |
|
| | | |
Number of Accounts Managed* |
| |
Total
Assets* |
| |
Number of Accounts Managed for which Advisory Fee is Performance- Based* |
| |
Total
Assets* |
| ||||||
| Samy Muaddi | | ||||||||||||||||||
|
Registered investment companies**
|
| | | | 11 | | | |
$23,221,698,707 |
| | | | 0 | | | |
$0 |
|
|
Other
pooled investment vehicles |
| | | | 17 | | | |
$6,572,343,766 |
| | | | 1 | | | |
$840,601,496 |
|
|
Other
accounts |
| | | | 5 | | | |
$1,571,009,838 |
| | | | 0 | | | |
$0 |
|
| | | |
Number of Accounts Managed* |
| |
Total
Assets* |
| |
Number of Accounts Managed for which Advisory Fee is Performance- Based* |
| |
Total
Assets* |
| ||||||
| Shawn T. Driscoll | | ||||||||||||||||||
|
Registered investment companies**
|
| | | | 3 | | | |
$9,283,391,924 |
| | | | 0 | | | |
$0 |
|
|
Other
pooled investment vehicles |
| | | | 7 | | | |
$7,153,853,441 |
| | | | 0 | | | |
$0 |
|
|
Other
accounts |
| | | | 1 | | | |
$3,176,588 |
| | | | 0 | | | |
$0 |
|
| Joe Fath | | ||||||||||||||||||
|
Registered investment companies**
|
| | | | 12 | | | |
$66,778,232,693 |
| | | | 0 | | | |
$0 |
|
|
Other
pooled investment vehicles |
| | | | 9 | | | |
$27,615,420,515 |
| | | | 0 | | | |
$0 |
|
|
Other
accounts |
| | | | 4 | | | |
$1,784,589,993 |
| | | | 0 | | | |
$0 |
|
| Ryan S. Hedrick | | ||||||||||||||||||
|
Registered investment companies**
|
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
|
Other
pooled investment vehicles |
| | | | 2 | | | |
$91,903,900 |
| | | | 0 | | | |
$0 |
|
|
Other
accounts |
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
| Ann M. Holcomb | | ||||||||||||||||||
|
Registered investment companies**
|
| | | | 4 | | | |
$4,806,071,556 |
| | | | 0 | | | |
$0 |
|
|
Other
pooled investment vehicles |
| | | | 27 | | | |
$20,513,201,838 |
| | | | 0 | | | |
$0 |
|
|
Other
accounts |
| | | | 4 | | | |
$5,425,020,144 |
| | | | 0 | | | |
$0 |
|
| Jason Nogueira | | ||||||||||||||||||
|
Registered investment companies**
|
| | | | 6 | | | |
$24,966,556,851 |
| | | | 0 | | | |
$0 |
|
|
Other
pooled investment vehicles |
| | | | 28 | | | |
$27,888,512,022 |
| | | | 0 | | | |
$0 |
|
|
Other
accounts |
| | | | 6 | | | |
$5,444,654,440 |
| | | | 0 | | | |
$0 |
|
| Jason Benjamin Polun | | ||||||||||||||||||
|
Registered investment companies**
|
| | | | 6 | | | |
$24,966,556,851 |
| | | | 0 | | | |
$0 |
|
|
Other
pooled investment vehicles |
| | | | 27 | | | |
$27,867,517,245 |
| | | | 0 | | | |
$0 |
|
|
Other
accounts |
| | | | 6 | | | |
$5,444,654,440 |
| | | | 0 | | | |
$0 |
|
| | | |
Number of Accounts Managed* |
| |
Total
Assets* |
| |
Number of Accounts Managed for which Advisory Fee is Performance- Based* |
| |
Total
Assets* |
| ||||||
| Michael K. Sewell | | ||||||||||||||||||
|
Registered investment companies**
|
| | | | 8 | | | |
$22,667,139,147 |
| | | | 0 | | | |
$0 |
|
|
Other
pooled investment vehicles |
| | | | 3 | | | |
$8,578,135,515 |
| | | | 0 | | | |
$0 |
|
|
Other
accounts |
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
| | | |
Number of Accounts Managed* |
| |
Total
Assets* |
| |
Number of Accounts Managed for which Advisory Fee is Performance- Based* |
| |
Total
Assets* |
| ||||||
| Richard A. Coghlan | | ||||||||||||||||||
|
Registered investment companies**
|
| | | | 2 | | | |
$6,711,949,008 |
| | | | 0 | | | |
$0 |
|
|
Other
pooled investment vehicles |
| | | | 3 | | | |
$6,967,530,137 |
| | | | 0 | | | |
$0 |
|
|
Other
accounts |
| | | | 3 | | | |
$130,137 |
| | | | 0 | | | |
$0 |
|
| Christopher Faulkner-MacDonagh | | ||||||||||||||||||
|
Registered investment companies**
|
| | | | 6 | | | |
$14,439,117,875 |
| | | | 0 | | | |
$0 |
|
|
Other
pooled investment vehicles |
| | | | 3 | | | |
$6,575,385,326 |
| | | | 0 | | | |
$0 |
|
|
Other
accounts |
| | | | 1 | | | |
$4,834,001 |
| | | | 0 | | | |
$0 |
|
| | | |
Number of Accounts Managed* |
| |
Total
Assets* |
| |
Number of Accounts Managed for which Advisory Fee is Performance- Based* |
| |
Total
Assets* |
| ||||||
| Frank Alonso | | ||||||||||||||||||
|
Registered investment companies**
|
| | | | 4 | | | |
$13,900,259,027 |
| | | | 0 | | | |
$0 |
|
|
Other
pooled investment vehicles |
| | | | 6 | | | |
$5,310,904,672 |
| | | | 0 | | | |
$0 |
|
|
Other
accounts |
| | | | 1 | | | |
$117,007,526 |
| | | | 0 | | | |
$0 |
|
| Brian W. H. Berghuis | | ||||||||||||||||||
|
Registered investment companies**
|
| | | | 9 | | | |
$46,505,885,048 |
| | | | 0 | | | |
$0 |
|
|
Other
pooled investment vehicles |
| | | | 6 | | | |
$9,805,424,944 |
| | | | 0 | | | |
$0 |
|
|
Other
accounts |
| | | | 3 | | | |
$392,809,908 |
| | | | 0 | | | |
$0 |
|
| Vincent DeAugustino | | ||||||||||||||||||
|
Registered investment companies**
|
| | | | 5 | | | |
$15,324,914,472 |
| | | | 0 | | | |
$0 |
|
|
Other
pooled investment vehicles |
| | | | 2 | | | |
$5,919,516,645 |
| | | | 0 | | | |
$0 |
|
|
Other
accounts |
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
| Joshua K. Spencer | | ||||||||||||||||||
|
Registered investment companies**
|
| | | | 2 | | | |
$25,644,633,721 |
| | | | 0 | | | |
$0 |
|
|
Other
pooled investment vehicles |
| | | | 11 | | | |
$5,410,460,066 |
| | | | 0 | | | |
$0 |
|
|
Other
accounts |
| | | | 1 | | | |
$46,918,887 |
| | | | 0 | | | |
$0 |
|
| J. David Wagner | | ||||||||||||||||||
|
Registered investment companies**
|
| | | | 4 | | | |
$12,005,731,312 |
| | | | 0 | | | |
$0 |
|
|
Other
pooled investment vehicles |
| | | | 5 | | | |
$5,085,410,253 |
| | | | 0 | | | |
$0 |
|
|
Other
accounts |
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
| | | |
Number of Accounts Managed* |
| |
Total
Assets* |
| |
Number of Accounts Managed for which Advisory Fee is Performance- Based* |
| |
Total
Assets* |
| ||||||
| Michael K. Sewell | | ||||||||||||||||||
|
Registered investment companies**
|
| | | | 8 | | | |
$22,667,139,147 |
| | | | 0 | | | |
$0 |
|
|
Other
pooled investment vehicles |
| | | | 3 | | | |
$8,578,135,515 |
| | | | 0 | | | |
$0 |
|
|
Other
accounts |
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|