| | | | | 4 | | | |
| | | | | 11 | | | |
| | | | | 18 | | | |
| | | | | 18 | | | |
| | | | | 19 | | | |
| | | | | 19 | | | |
| | | | | 26 | | | |
| | | | | 27 | | | |
| | | | | 29 | | | |
| | | | | 29 | | | |
| | | | | 29 | | | |
| | | | | 30 | | | |
| | | | | 30 | | | |
| | | | | 31 | | | |
| | | | | 32 | | | |
| | | | | 36 | | | |
| | | | | 37 | | | |
| | | | | 37 | | | |
| | | | | 38 | | | |
| | | | | 40 | | |
| |
| |
| Management Fee(a) | | | | | | | |
| Distribution and/or Service (12b-1) Fees | | | | | | | |
| Other Expenses | | | | | | | |
| Total Annual Fund Operating Expenses | | | | | | | |
|
Expense
Waiver/Reimbursement(b) |
| | | | | | |
| Total Annual Fund Operating Expenses After Waiver/Reimbursement | | | | | | |
1
Year |
| |
3
Years |
| |
5 Years
|
| |
10
Years |
|
$ |
| |
$ |
| |
$ |
| |
$ |
|
Name
& Title |
| |
Length of Service as Fund’s Portfolio Manager |
|
Justin H. Kelly, Chief Executive Officer & Chief Investment Officer | | | Since Inception | |
Patrick M. Burton, Senior Managing Director | | | Since Inception | |
Peter A. Dlugosch, Managing Director | | | Since Inception | |
Steven M. Hamill, Senior Managing Director | | | Since August 2023 | |
| Shareholder Fees (fees paid directly from
your investment): |
| |
| Management Fee(a) | | | | | | | |
| Distribution and/or Service (12b-1) Fees | | | | | | | |
| Other Expenses | | | | | | | |
| Total Annual Fund Operating Expenses | | | | | | | |
|
Expense
Waiver/Reimbursement(b) |
| | | | | | |
| Total Annual Fund Operating Expenses After Waiver/Reimbursement | | | | | | |
1
Year |
| |
3 Years
|
| |
5 Years
|
| |
10
Years |
|
$ |
| |
$ |
| |
$ |
| |
$ |
|
Name
& Title |
| |
Length of Service as Fund’s Portfolio Manager |
|
Justin H. Kelly, Chief Executive Officer & Chief Investment Officer | | | Since Inception | |
Patrick M. Burton, Senior Managing Director | | | Since Inception | |
Peter A. Dlugosch, Managing Director | | | Since Inception | |
Steven M. Hamill, Senior Managing Director | | | Since August 2013 | |
X Principal Risk
•
Additional Risk |
| |
IQ Winslow Large Cap Growth ETF |
| |
IQ Winslow Focused Large Cap Growth ETF |
|
Authorized Participant Concentration Risk | | |
X |
| |
X |
|
Currency Risk | | |
X |
| |
X |
|
Cyber Security Risk | | |
X |
| |
X |
|
Depositary Receipts Risk | | |
X |
| |
X |
|
Early Close/Trading Halt Risk | | |
X |
| |
X |
|
Equity Securities Risk | | |
X |
| |
X |
|
Focused Investment Risk | | | | | |
X |
|
Foreign Securities Risk | | |
X |
| |
X |
|
Foreign Securities Valuation Risk | | |
X |
| |
X |
|
X Principal Risk
•
Additional Risk |
| |
IQ Winslow Large Cap Growth ETF |
| |
IQ Winslow Focused Large Cap Growth ETF |
|
Investment
Style Risk The following are sub-risks to this Risk: |
| |
X |
| |
X |
|
*ESG Investing Style Risk |
| |
X |
| |
X |
|
*Growth Investing Style Risk |
| |
X |
| |
X |
|
Issuer Risk | | |
X |
| |
X |
|
Large-Capitalization Companies Risk | | |
X |
| |
X |
|
Large Investments Risk | | |
• |
| |
• |
|
Market Capitalization Deviation Risk | | |
X |
| |
X |
|
Market Disruption Risk and Recent Market Events | | |
• |
| |
• |
|
Market Risk | | |
X |
| |
X |
|
Non-Diversified Risk | | |
X |
| |
X |
|
Operational Risk | | |
X |
| |
X |
|
Portfolio Management Risk | | |
X |
| |
X |
|
Proxy Portfolio Risk | | |
X |
| |
X |
|
Secondary Market Trading Risk | | |
X |
| |
X |
|
Trading Price Risk | | |
X |
| |
X |
|
U.S. Tax Risk | | |
• |
| |
• |
|
Management
Fee |
| |
Assets
|
|
0.75% | | | Up to $500 million | |
0.725% | | |
From $500 million to
$750 million |
|
0.71% | | | From $750 million to $1 billion | |
0.70% | | | From $1 billion to $2 billion | |
0.66% | | | From $2 billion to $3 billion | |
0.61% | | | From $3 billion to $7 billion | |
0.585% | | | From $7 billion to $9 billion | |
0.575% | | | Over $9 billion | |
Fund Name
|
| |
Total Annual Fund Operating Expenses
After Expense Waiver/Reimbursement |
| |||
IQ Winslow Large Cap Growth ETF | | | | | 0.60% | | |
IQ Winslow Focused Large Cap Growth ETF | | | | | 0.65% | | |
| | |
IQ Winslow Large Cap Growth ETF |
| |||
| | |
For the Period June 23, 2022(a) to April 30, 2023 |
| |||
Net asset value, beginning of period
|
| | | $ | 25.00 | | |
Income from Investment Operations | | | | | | | |
Net investment income(b)
|
| | | | 0.02 | | |
Net realized and unrealized gain (loss)
|
| | | | 3.69 | | |
Net increase (decrease) in net assets
resulting from investment operations |
| | | | 3.71 | | |
Distributions from: | | | | | | | |
Net investment income |
| | | | (0.01) | | |
Net asset value, end of period |
| | | $ | 28.70 | | |
Market price, end of period |
| | | $ | 28.70 | | |
Total Return | | | | | | | |
Total investment return based on net
asset value(c)
|
| | | | 14.89% | | |
Total investment return based on market
price(d)
|
| | | | 14.85%(e) | | |
Ratios/Supplemental Data | | | | | | | |
Net assets, end of period (000’s omitted)
|
| | | $ | 18,652 | | |
Ratio to average net assets of: | | | | | | | |
Expenses net of waivers |
| | | | 0.60%(f) | | |
Expenses excluding waivers |
| | | | 1.32%(f) | | |
Net investment income |
| | | | 0.09%(f) | | |
Portfolio turnover rate(g)
|
| | | | 77% | | |
| | |
IQ Winslow Focused Large Cap Growth ETF |
| |||
| | |
For the Period June 23, 2022(a) to April 30, 2023 |
| |||
Net asset value, beginning of period
|
| | | $ | 24.93 | | |
Income from Investment Operations | | | | | | | |
Net investment income(b)
|
| | | | 0.02 | | |
Net realized and unrealized gain (loss)
|
| | | | 4.50 | | |
Net increase (decrease) in net assets
resulting from investment operations |
| | | | 4.52 | | |
Distributions from: | | | | | | | |
Net investment income |
| | | | (0.01) | | |
Net asset value, end of period |
| | | $ | 29.44 | | |
Market price, end of period |
| | | $ | 29.43 | | |
Total Return | | | | | | | |
Total investment return based on net
asset value(c)
|
| | | | 18.12% | | |
Total investment return based on market
price(d)
|
| | | | 18.11%(e) | | |
Ratios/Supplemental Data | | | | | | | |
Net assets, end of period (000’s omitted)
|
| | | $ | 6,182 | | |
Ratio to average net assets of: | | | | | | | |
Expenses net of waivers |
| | | | 0.65%(f) | | |
Expenses excluding waivers |
| | | | 1.98%(f) | | |
Net investment income |
| | | | 0.09%(f) | | |
Portfolio turnover rate(g)
|
| | | | 29% | | |