First
Trust
Exchange-Traded
Fund IV |
Ticker
Symbol: |
LMBS |
Exchange: |
Nasdaq |
Maximum
Sales Charge (Load) Imposed on Purchases (as a percentage of offering
price) |
|
Management
Fees |
|
Distribution
and Service (12b-1) Fees |
|
Other
Expenses |
|
Acquired
Fund Fees and Expenses |
|
Total Annual
Fund Operating Expenses |
|
1
Year |
3
Years |
5
Years |
10
Years |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
1
Year |
5
Years |
Since
Inception |
Inception
Date |
Return Before
Taxes |
- |
|
|
|
Return After
Taxes on Distributions |
- |
|
|
|
Return After
Taxes on Distributions and Sale of Shares |
- |
|
|
|
ICE BofA 1-5
Year US Treasury & Agency Index (reflects no
deduction
for fees, expenses or taxes) |
- |
|
|
|
|
|
Average
Annual |
Cumulative | ||
|
1
Year |
5
Years |
Inception
(11/4/2014) |
5
Years |
Inception
(11/4/2014) |
Fund
Performance |
|
|
|
|
|
Net Asset
Value |
-0.02% |
1.67% |
2.76% |
8.63% |
20.99% |
Market
Price |
-0.06% |
1.64% |
2.77% |
8.45% |
21.06% |
Index
Performance |
|
|
|
|
|
ICE BofA
1-5 Year US Treasury & Agency Index |
-0.72% |
1.75% |
1.68% |
9.05% |
12.32% |
|
Year
Ended October 31, | |||||
|
2021 |
2020 |
2019 |
2018 |
2017 |
|
Net
asset value, beginning of period |
$51.45 |
$51.87 |
$50.78 |
$51.76 |
$52.54 |
|
Income
from investment operations: |
|
|
|
|
|
|
Net
investment income (loss) |
0.39 |
0.87 |
1.24 |
1.17 |
1.13 |
|
Net
realized and unrealized gain (loss) |
(0.40) |
(0.10) |
1.21 |
(0.74) |
(0.50) |
|
Total
from investment operations |
(0.01) |
0.77 |
2.45 |
0.43 |
0.63 |
|
Distributions
paid to shareholders from: |
|
|
|
|
|
|
Net
investment income |
(0.36) |
(0.99) |
(1.23) |
(1.13) |
(1.14) |
|
Net
realized gain |
— |
— |
(0.05) |
(0.28) |
(0.02) |
|
Return of
capital |
(0.68) |
(0.20) |
(0.08) |
— |
(0.25) |
|
Total
distributions |
(1.04) |
(1.19) |
(1.36) |
(1.41) |
(1.41) |
|
Net
asset value, end of period |
$50.40 |
$51.45 |
$51.87 |
$50.78 |
$51.76 |
|
Total
Return (a) |
(0.02)% |
1.50% |
4.88% |
0.84% |
1.22% |
|
Ratios/supplemental
data: |
|
|
|
|
|
|
Net
assets, end of period (in 000’s) |
$6,780,968 |
$6,389,742 |
$3,765,469 |
$1,729,078 |
$846,322 |
|
Ratios
to average net assets: |
|
|
|
|
|
|
Ratio of
total expenses to average net assets (b)
|
0.65% |
0.65% |
0.65% |
0.65% |
0.65% |
|
Ratio of
net investment income (loss) to average net
assets |
0.75% |
1.57% |
2.41% |
2.32% |
2.20% |
|
Portfolio
turnover rate (c)(d)
|
495% |
434% |
373% |
331% |
190% |
|
First
Trust
Exchange-Traded
Fund IV |