First
Trust
Exchange-Traded
Fund |
FUND
NAME |
TICKER
SYMBOL |
EXCHANGE |
First
Trust Capital Strength ETF |
FTCS |
Nasdaq |
First
Trust Dow Jones Internet Index Fund |
FDN |
NYSE
Arca |
First
Trust Dow Jones Select MicroCap Index Fund |
FDM |
NYSE
Arca |
First
Trust Chindia ETF |
FNI |
NYSE
Arca |
First
Trust Natural Gas ETF |
FCG |
NYSE
Arca |
First
Trust Water ETF |
FIW |
NYSE
Arca |
First
Trust Morningstar Dividend Leaders Index Fund |
FDL |
NYSE
Arca |
First
Trust NASDAQ-100 Equal Weighted Index Fund |
QQEW |
Nasdaq |
First
Trust NASDAQ-100 Ex-Technology Sector Index Fund |
QQXT |
Nasdaq |
First
Trust NASDAQ-100-Technology Sector Index Fund |
QTEC |
Nasdaq |
First
Trust NASDAQ®
ABA Community Bank Index Fund |
QABA |
Nasdaq |
First
Trust NASDAQ®
Clean Edge®
Green Energy Index Fund |
QCLN |
Nasdaq |
First
Trust NYSE®
Arca®
Biotechnology Index Fund |
FBT |
NYSE
Arca |
First
Trust S&P REIT Index Fund |
FRI |
NYSE
Arca |
First
Trust US Equity Opportunities ETF |
FPX |
NYSE
Arca |
First
Trust Value Line®
Dividend Index Fund |
FVD |
NYSE
Arca |
Maximum
Sales Charge (Load) Imposed on Purchases (as a percentage of offering
price) |
|
Management
Fees |
|
Distribution
and Service (12b-1) Fees |
|
Other
Expenses |
|
Total Annual
Fund Operating Expenses |
|
Fee Waiver
and Expense Reimbursement(1)
|
|
Total Annual
Fund Operating Expenses After Fee Waiver and Expense
Reimbursement |
|
1
Year |
3
Years |
5
Years |
10
Years |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
1
Year |
5
Years |
10
Years |
Since
Inception |
Inception
Date |
Return Before
Taxes |
|
|
|
|
|
Return After
Taxes on Distributions |
|
|
|
|
|
Return After
Taxes on Distributions and Sale of Fund
Shares |
|
|
|
|
|
The Capital
Strength IndexSM(1) (reflects no
deduction
for fees, expenses or taxes) |
|
|
|
|
|
S&P
500® Index
(reflects no deduction for fees,
expenses or
taxes) |
|
|
|
|
|
Maximum
Sales Charge (Load) Imposed on Purchases (as a percentage of offering
price) |
|
Management
Fees |
|
Distribution
and Service (12b-1) Fees |
|
Other
Expenses |
|
Total
Annual Fund Operating Expenses |
|
Fee
Waiver and Expense Reimbursement(1)
|
|
Total
Annual Fund Operating Expenses After Fee Waiver and Expense
Reimbursement |
|
1
Year |
3
Years |
5
Years |
10
Years |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
1
Year |
5
Years |
10
Years |
Since
Inception |
Inception
Date |
Return Before
Taxes |
|
|
|
|
|
Return After
Taxes on Distributions |
|
|
|
|
|
Return After
Taxes on Distributions and Sale of
Fund
Shares |
|
|
|
|
|
Dow Jones
Internet Composite IndexSM (reflects
no deduction
for fees, expenses or taxes) |
|
|
|
|
|
S&P
500® Index
(reflects no deduction for fees,
expenses or
taxes) |
|
|
|
|
|
S&P
Composite 1500® Information
Technology
Index
(reflects no deduction for fees, expenses
or
taxes) |
|
|
|
|
|
Maximum
Sales Charge (Load) Imposed on Purchases (as a percentage of offering
price) |
|
Management
Fees |
|
Distribution
and Service (12b-1) Fees |
|
Other
Expenses |
|
Total Annual
Fund Operating Expenses |
|
Fee Waiver
and Expense Reimbursement(1) |
|
Total Annual
Fund Operating Expenses After Fee Waiver and Expense
Reimbursement |
|
1
Year |
3
Years |
5
Years |
10
Years |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
1
Year |
5
Years |
10
Years |
Since
Inception |
Inception
Date |
Return Before
Taxes |
|
|
|
|
|
Return After
Taxes on Distributions |
|
|
|
|
|
Return After
Taxes on Distributions and Sale of
Fund
Shares |
|
|
|
|
|
Dow Jones
Select MicroCap IndexSM (reflects no
deduction
for fees, expenses or taxes) |
|
|
|
|
|
Russell
2000® Index
(reflects no deduction for
fees,
expenses or taxes) |
|
|
|
|
|
Maximum
Sales Charge (Load) Imposed on Purchases (as a percentage of offering
price) |
|
Management
Fees |
|
Distribution
and Service (12b-1) Fees |
|
Other
Expenses |
|
Total Annual
Fund Operating Expenses |
|
Fee Waiver
and Expense Reimbursement(1)
|
|
Total Annual
Fund Operating Expenses After Fee Waiver and Expense
Reimbursement |
|
1
Year |
3
Years |
5
Years |
10
Years |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
1
Year |
5
Years |
10
Years |
Since
Inception |
Inception
Date |
Return Before
Taxes |
- |
|
|
|
|
Return After
Taxes on Distributions |
- |
|
|
|
|
Return After
Taxes on Distributions and Sale of
Fund
Shares |
- |
|
|
|
|
ISE
ChIndiaTM Index
(reflects no deduction for fees,
expenses or
taxes) |
- |
|
|
|
|
Russell
3000® Index
(reflects no deduction for
fees,
expenses or taxes) |
|
|
|
|
|
MSCI Emerging
Markets Index (reflects no
deduction
for fees, expenses or taxes) |
- |
|
|
|
|
Maximum
Sales Charge (Load) Imposed on Purchases (as a percentage of offering
price) |
|
Management
Fees |
|
Distribution
and Service (12b-1) Fees |
|
Other
Expenses(1) |
|
Total Annual
Fund Operating Expenses |
|
Fee Waiver
and Expense Reimbursement(2) |
|
Total Annual
Fund Operating Expenses After Fee Waiver and Expense
Reimbursement |
|
1
Year |
3
Years |
5
Years |
10
Years |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
1
Year |
5
Years |
10
Years |
Since
Inception |
Inception
Date |
Return Before
Taxes |
|
- |
- |
- |
|
Return After
Taxes on Distributions |
|
- |
- |
- |
|
Return After
Taxes on Distributions and Sale of
Fund
Shares |
|
- |
- |
- |
|
ISE-Revere
Natural GasTM Index
(reflects no
deduction
for fees, expenses or taxes) |
|
- |
- |
- |
|
S&P
Composite 1500® Energy Index
(reflects no
deduction
for fees, expenses or taxes) |
|
- |
|
|
|
Russell
3000® Index
(reflects no deduction for
fees,
expenses or taxes) |
|
|
|
|
|
Maximum
Sales Charge (Load) Imposed on Purchases (as a percentage of offering
price) |
|
Management
Fees |
|
Distribution
and Service (12b-1) Fees |
|
Other
Expenses |
|
Total Annual
Fund Operating Expenses |
|
Fee Waiver
and Expense Reimbursement(1)
|
|
Total Annual
Fund Operating Expenses After Fee Waiver and Expense
Reimbursement |
|
1
Year |
3
Years |
5
Years |
10
Years |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
1
Year |
5
Years |
10
Years |
Since
Inception |
Inception
Date |
Return Before
Taxes |
|
|
|
|
|
Return After
Taxes on Distributions |
|
|
|
|
|
Return After
Taxes on Distributions and Sale of Fund
Shares |
|
|
|
|
|
ISE Clean
Edge Water Index (reflects no deduction
for fees,
expenses or taxes) |
|
|
|
|
|
Russell
3000® Index
(reflects no deduction for fees,
expenses or
taxes) |
|
|
|
|
|
Maximum
Sales Charge (Load) Imposed on Purchases (as a percentage of offering
price) |
|
Management
Fees |
|
Distribution
and Service (12b-1) Fees |
|
Other
Expenses |
|
Total
Annual Fund Operating Expenses |
|
Fee
Waiver and Expense Reimbursement(1)
|
|
Total
Annual Fund Operating Expenses After Fee Waiver and Expense
Reimbursement |
|
1
Year |
3
Years |
5
Years |
10
Years |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
1
Year |
5
Years |
10
Years |
Since
Inception |
Inception
Date |
Return Before
Taxes |
|
|
|
|
|
Return After
Taxes on Distributions |
|
|
|
|
|
Return After
Taxes on Distributions and Sale of Fund
Shares |
|
|
|
|
|
Morningstar® Dividend
Leaders IndexSM (reflects no
deduction
for fees, expenses or taxes) |
|
|
|
|
|
S&P
500® Index
(reflects no deduction for fees,
expenses or
taxes) |
|
|
|
|
|
Maximum
Sales Charge (Load) Imposed on Purchases (as a percentage of offering
price) |
|
Management
Fees |
|
Distribution
and Service (12b-1) Fees |
|
Other
Expenses |
|
Total Annual
Fund Operating Expenses |
|
Fee Waiver
and Expense Reimbursement(1)
|
|
Total Annual
Fund Operating Expenses After Fee Waiver and Expense
Reimbursement |
|
1
Year |
3
Years |
5
Years |
10
Years |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
1
Year |
5
Years |
10
Years |
Since
Inception |
Inception
Date |
Return Before
Taxes |
|
|
|
|
|
Return After
Taxes on Distributions |
|
|
|
|
|
Return After
Taxes on Distributions and Sale of
Fund
Shares |
|
|
|
|
|
Nasdaq-100
Equal Weighted IndexSM (reflects no
deduction
for fees, expenses or taxes) |
|
|
|
|
|
S&P
500® Index
(reflects no deduction for fees,
expenses or
taxes) |
|
|
|
|
|
Nasdaq-100
Index® (reflects no
deduction for
fees,
expenses or taxes) |
|
|
|
|
|
Maximum
Sales Charge (Load) Imposed on Purchases (as a percentage of offering
price) |
|
Management
Fees |
|
Distribution
and Service (12b-1) Fees |
|
Other
Expenses |
|
Total
Annual Fund Operating Expenses |
|
Fee
Waiver and Expense Reimbursement(1)
|
|
Total
Annual Fund Operating Expenses After Fee Waiver and Expense
Reimbursement |
|
1
Year |
3
Years |
5
Years |
10
Years |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
1
Year |
5
Years |
10
Years |
Since
Inception |
Inception
Date |
Return Before
Taxes |
|
|
|
|
|
Return After
Taxes on Distributions |
|
|
|
|
|
Return After
Taxes on Distributions and Sale of Fund
Shares |
|
|
|
|
|
Nasdaq-100
Ex-Tech Sector IndexSM (reflects no
deduction
for fees, expenses or taxes) |
|
|
|
|
|
Russell
1000® Index
(reflects no deduction for fees,
expenses or
taxes) |
|
|
|
|
|
Maximum
Sales Charge (Load) Imposed on Purchases (as a percentage of offering
price) |
|
Management
Fees |
|
Distribution
and Service (12b-1) Fees |
|
Other
Expenses |
|
Total Annual
Fund Operating Expenses |
|
Fee Waiver
and Expense Reimbursement(1)
|
|
Total Annual
Fund Operating Expenses After Fee Waiver and Expense
Reimbursement |
|
1
Year |
3
Years |
5
Years |
10
Years |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
1
Year |
5
Years |
10
Years |
Since
Inception |
Inception
Date |
Return Before
Taxes |
|
|
|
|
|
Return After
Taxes on Distributions |
|
|
|
|
|
Return After
Taxes on Distributions and Sale of
Fund
Shares |
|
|
|
|
|
Nasdaq-100
Technology Sector IndexSM (reflects
no deduction
for fees, expenses or taxes) |
|
|
|
|
|
S&P
500® Index
(reflects no deduction for fees,
expenses or
taxes) |
|
|
|
|
|
S&P
500® Information
Technology Index (reflects
no deduction
for fees, expenses or taxes) |
|
|
|
|
|
Maximum
Sales Charge (Load) Imposed on Purchases (as a percentage of offering
price) |
|
Management
Fees |
|
Distribution
and Service (12b-1) Fees |
|
Other
Expenses |
|
Total Annual
Fund Operating Expenses |
|
Fee Waiver
and Expense Reimbursement(1) |
|
Total Annual
Fund Operating Expenses After Fee Waiver and Expense
Reimbursement |
|
1
Year |
3
Years |
5
Years |
10
Years |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
1
Year |
5
Years |
10
Years |
Since
Inception |
Inception
Date |
Return Before
Taxes |
|
|
|
|
|
Return After
Taxes on Distributions |
|
|
|
|
|
Return After
Taxes on Distributions and Sale of
Fund
Shares |
|
|
|
|
|
Nasdaq
OMX®ABA Community
Bank IndexSM
(reflects no
deduction for fees, expenses or
taxes) |
|
|
|
|
|
S&P
Composite 1500® Financials
Index (reflects
no deduction
for fees, expenses or taxes) |
|
|
|
|
|
Russell
3000® Index
(reflects no deduction for
fees,
expenses or taxes) |
|
|
|
|
|
Maximum
Sales Charge (Load) Imposed on Purchases (as a percentage of offering
price) |
|
Management
Fees |
|
Distribution
and Service (12b-1) Fees |
|
Other
Expenses |
|
Total Annual
Fund Operating Expenses |
|
Fee Waiver
and Expense Reimbursement(1)
|
|
Total Annual
Fund Operating Expenses After Fee Waiver and Expense
Reimbursement |
|
1
Year |
3
Years |
5
Years |
10
Years |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
1
Year |
5
Years |
10
Years |
Since
Inception |
Inception
Date |
Return Before
Taxes |
- |
|
|
|
|
Return After
Taxes on Distributions |
- |
|
|
|
|
Return After
Taxes on Distributions and Sale of Fund
Shares |
- |
|
|
|
|
Nasdaq® Clean
Edge® Green Energy
IndexSM
(reflects no
deduction for fees, expenses or
taxes) |
- |
|
|
|
|
Russell
2000® Index
(reflects no deduction for fees,
expenses or
taxes) |
|
|
|
|
|
Maximum
Sales Charge (Load) Imposed on Purchases (as a percentage of offering
price) |
|
Management
Fees |
|
Distribution
and Service (12b-1) Fees |
|
Other
Expenses |
|
Total
Annual Fund Operating Expenses |
|
Fee
Waiver and Expense Reimbursement(1)
|
|
Total
Annual Fund Operating Expenses After Fee Waiver and Expense
Reimbursement |
|
1
Year |
3
Years |
5
Years |
10
Years |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
1
Year |
5
Years |
10
Years |
Since
Inception |
Inception
Date |
Return Before
Taxes |
- |
|
|
|
|
Return After
Taxes on Distributions |
- |
|
|
|
|
Return After
Taxes on Distributions and Sale of
Fund
Shares |
- |
|
|
|
|
NYSE® Arca
Biotechnology Index (reflects no
deduction
for fees, expenses or taxes) |
- |
|
|
|
|
S&P
Composite 1500® Health Care
Index (reflects
no deduction
for fees, expenses or taxes) |
|
|
|
|
|
Nasdaq®
Biotechnology Index (reflects no
deduction
for fees, expenses or taxes) |
|
|
|
|
|
S&P
500® Index
(reflects no deduction for fees,
expenses or
taxes) |
|
|
|
|
|
Maximum
Sales Charge (Load) Imposed on Purchases (as a percentage of offering
price) |
|
Management
Fees |
|
Distribution
and Service (12b-1) Fees |
|
Other
Expenses |
|
Total Annual
Fund Operating Expenses |
|
Fee Waiver
and Expense Reimbursement(1) |
|
Total Annual
Fund Operating Expenses After Fee Waiver and Expense
Reimbursement |
|
1
Year |
3
Years |
5
Years |
10
Years |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
1
Year |
5
Years |
10
Years |
Since
Inception |
Inception
Date |
Return Before
Taxes |
|
|
|
|
|
Return After
Taxes on Distributions |
|
|
|
|
|
Return After
Taxes on Distributions and Sale of Fund
Shares |
|
|
|
|
|
S&P
United States REIT Index(1) (reflects no
deduction
for fees, expenses or taxes) |
|
|
|
|
|
FTSE
EPRA/NAREIT North America Index (reflects
no deduction
for fees, expenses or taxes) |
|
|
|
|
|
Russell
3000® Index
(reflects no deduction for fees,
expenses or
taxes) |
|
|
|
|
|
Maximum
Sales Charge (Load) Imposed on Purchases (as a percentage of offering
price) |
|
Management
Fees |
|
Distribution
and Service (12b-1) Fees |
|
Other
Expenses |
|
Total
Annual Fund Operating Expenses |
|
Fee
Waiver and Expense Reimbursement(1)
|
|
Total
Annual Fund Operating Expenses After Fee Waiver and Expense
Reimbursement |
|
1
Year |
3
Years |
5
Years |
10
Years |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
1
Year |
5
Years |
10
Years |
Since
Inception |
Inception
Date |
Return Before
Taxes |
|
|
|
|
|
Return After
Taxes on Distributions |
|
|
|
|
|
Return After
Taxes on Distributions and Sale of
Fund
Shares |
|
|
|
|
|
IPOX®-100 U.S.
Index (reflects no deduction for
fees,
expenses or taxes) |
|
|
|
|
|
S&P
500® Index
(reflects no deduction for fees,
expenses or
taxes) |
|
|
|
|
|
Russell
3000® Index
(reflects no deduction for
fees,
expenses or taxes) |
|
|
|
|
|
Maximum
Sales Charge (Load) Imposed on Purchases (as a percentage of offering
price) |
|
Management
Fees |
|
Distribution
and Service (12b-1) Fees |
|
Other
Expenses |
|
Total Annual
Fund Operating Expenses |
|
Fee Waiver
and Expense Reimbursement(1)
|
|
Total Annual
Fund Operating Expenses After Fee Waiver and Expense
Reimbursement |
|
1
Year |
3
Years |
5
Years |
10
Years |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
1
Year |
5
Years |
10
Years |
Since
Inception |
Inception
Date |
Return Before
Taxes |
|
|
|
|
|
Return After
Taxes on Distributions |
|
|
|
|
|
Return After
Taxes on Distributions and Sale of
Fund
Shares |
|
|
|
|
|
Value
Line® Dividend
Index(1),(2) (reflects no
deduction
for fees, expenses or taxes) |
|
|
|
|
|
S&P
500® Index
(reflects no deduction for fees,
expenses or
taxes) |
|
|
|
|
|
Dow Jones
U.S. Select Dividend IndexSM(2) (reflects
no deduction
for fees, expenses or taxes) |
|
|
|
|
|
Fund |
Annual
Management
Fee
(% of
average
daily net
assets) |
Annual
Expense
Cap
(% of
average
daily net
assets) |
Expense
Cap
Termination
Date |
Management
Fee
Paid for
the Year
Ended
12/31/2021
(% of
average
daily net
assets) |
First Trust
Capital Strength ETF |
0.50% |
0.65% |
April 30,
2023 |
0.50% |
First Trust
Dow Jones Internet Index Fund |
0.40% |
0.60% |
April 30,
2023 |
0.40% |
First Trust
Dow Jones Select MicroCap Index Fund |
0.50% |
0.60% |
April 30,
2023 |
0.39% |
First Trust
Chindia ETF |
0.40% |
0.60% |
April 30,
2023 |
0.40% |
First Trust
Natural Gas ETF |
0.40% |
0.60% |
April 30,
2023 |
0.33% |
First Trust
Water ETF |
0.40% |
0.60% |
April 30,
2023 |
0.40% |
First Trust
Morningstar Dividend Leaders Index Fund |
0.30% |
0.45% |
April 30,
2023 |
0.29%
|
Fund |
Annual
Management
Fee
(% of
average
daily net
assets) |
Annual
Expense
Cap
(% of
average
daily net
assets) |
Expense
Cap
Termination
Date |
Management
Fee
Paid for
the Year
Ended
12/31/2021
(% of
average
daily net
assets) |
First Trust
NASDAQ-100 Equal Weighted Index Fund |
0.40% |
0.60% |
April 30,
2023 |
0.40% |
First Trust
NASDAQ-100 Ex-Technology Sector Index
Fund |
0.40% |
0.60% |
April 30,
2023 |
0.38% |
First Trust
NASDAQ-100-Technology Sector Index Fund |
0.40% |
0.60% |
April 30,
2023 |
0.40% |
First Trust
NASDAQ® ABA
Community Bank Index Fund |
0.40% |
0.60% |
April 30,
2023 |
0.36% |
First Trust
NASDAQ® Clean
Edge® Green
Energy Index
Fund |
0.40% |
0.60% |
April 30,
2023 |
0.37% |
First Trust
NYSE®
Arca®
Biotechnology Index Fund |
0.40% |
0.60% |
April 30,
2023 |
0.40% |
First Trust
S&P REIT Index Fund |
0.30% |
0.50% |
April 30,
2023 |
0.29% |
First Trust
US Equity Opportunities ETF |
0.40% |
0.60% |
April 30,
2023 |
0.40% |
First Trust
Value Line® Dividend
Index Fund |
0.50% |
0.70% |
April 30,
2023 |
0.50% |
|
|
Average
Annual |
Cumulative | ||||
|
1
Year |
5
Years |
10
Years |
Inception
(7/6/2006) |
5
Years |
10
Years |
Inception
(7/6/2006) |
Fund
Performance |
|
|
|
|
|
|
|
Net Asset
Value |
26.61% |
17.09% |
16.17% |
11.36% |
120.05% |
347.51% |
429.35% |
Market
Price |
26.68% |
17.08% |
16.18% |
11.36% |
119.97% |
347.96% |
429.41% |
Index
Performance |
|
|
|
|
|
|
|
The
Capital Strength IndexSM (1) |
27.37% |
17.82% |
N/A |
N/A |
127.04% |
N/A |
N/A |
S&P
500®
Index |
28.71% |
18.47% |
16.55% |
11.14% |
133.41% |
362.57% |
413.22% |
|
|
Average
Annual |
Cumulative | ||||
|
1
Year |
5
Years |
10
Years |
Inception
(6/19/2006) |
5
Years |
10
Years |
Inception
(6/19/2006) |
Fund
Performance |
|
|
|
|
|
|
|
Net Asset
Value |
6.43% |
23.15% |
21.48% |
16.93% |
183.27% |
600.19% |
1034.99% |
Market
Price |
6.47% |
23.14% |
21.49% |
16.93% |
183.18% |
600.31% |
1035.18% |
Index
Performance |
|
|
|
|
|
|
|
Dow Jones
Internet Composite IndexSM |
6.97% |
23.84% |
22.15% |
17.56% |
191.28% |
639.38% |
1134.95% |
S&P
Composite 1500®
Information
Technology
Index |
33.76% |
31.35% |
23.63% |
17.11% |
290.95% |
734.38% |
1062.31% |
S&P
500®
Index |
28.71% |
18.47% |
16.55% |
11.30% |
133.41% |
362.57% |
427.80% |
|
|
Average
Annual |
Cumulative | ||||
|
1
Year |
5
Years |
10
Years |
Inception
(9/27/2005) |
5
Years |
10
Years |
Inception
(9/27/2005) |
Fund
Performance |
|
|
|
|
|
|
|
Net Asset
Value |
34.71% |
9.22% |
13.74% |
8.52% |
55.41% |
262.28% |
278.08% |
Market
Price |
34.58% |
9.19% |
13.82% |
8.53% |
55.21% |
264.95% |
278.23% |
Index
Performance |
|
|
|
|
|
|
|
Dow Jones
Select MicroCap IndexSM |
35.60% |
10.03% |
14.52% |
9.28% |
61.30% |
287.95% |
323.16% |
Russell
2000®
Index |
14.82% |
12.02% |
13.23% |
9.29% |
76.39% |
246.52% |
323.65% |
|
|
Average
Annual |
Cumulative | ||||
|
1
Year |
5
Years |
10
Years |
Inception
(5/8/2007) |
5
Years |
10
Years |
Inception
(5/8/2007) |
Fund
Performance |
|
|
|
|
|
|
|
Net Asset
Value |
-19.38% |
12.64% |
11.16% |
7.11% |
81.37% |
188.01% |
173.51% |
Market
Price |
-19.41% |
12.66% |
11.18% |
7.10% |
81.45% |
188.46% |
173.33% |
Index
Performance |
|
|
|
|
|
|
|
ISE
ChIndiaTM
Index |
-18.94% |
13.25% |
11.71% |
7.68% |
86.26% |
202.58% |
195.60% |
Russell
3000®
Index |
25.66% |
17.97% |
16.30% |
10.33% |
128.45% |
352.85% |
322.00% |
MSCI
Emerging Markets Index |
-2.54% |
9.87% |
5.49% |
3.91% |
60.14% |
70.62% |
75.29% |
|
|
Average
Annual |
Cumulative | ||||
|
1
Year |
5
Years |
10
Years |
Inception
(5/8/2007) |
5
Years |
10
Years |
Inception
(5/8/2007) |
Fund
Performance |
|
|
|
|
|
|
|
Net Asset
Value |
98.69% |
-5.82% |
-13.77% |
-10.06% |
-25.92% |
-77.28% |
-78.86% |
Market
Price |
98.57% |
-5.84% |
-13.77% |
-10.07% |
-25.99% |
-77.28% |
-78.87% |
Index
Performance |
|
|
|
|
|
|
|
ISE-Revere
Natural GasTM
Index |
100.25% |
-6.16% |
-13.94% |
-9.97% |
-27.24% |
-77.70% |
-78.55% |
S&P
Composite 1500® Energy
Index |
55.15% |
-2.23% |
0.52% |
1.30% |
-10.66% |
5.33% |
20.80% |
Russell
3000®
Index |
25.66% |
17.97% |
16.30% |
10.33% |
128.45% |
352.85% |
322.00% |
|
|
Average
Annual |
Cumulative | ||||
|
1
Year |
5
Years |
10
Years |
Inception
(5/8/2007) |
5
Years |
10
Years |
Inception
(5/8/2007) |
Fund
Performance |
|
|
|
|
|
|
|
Net Asset
Value |
31.89% |
19.93% |
17.30% |
12.05% |
148.10% |
392.95% |
429.36% |
Market
Price |
31.87% |
19.92% |
17.32% |
12.05% |
148.00% |
394.16% |
429.39% |
Index
Performance |
|
|
|
|
|
|
|
ISE Clean
Edge Water Index |
33.30% |
20.68% |
18.05% |
12.78% |
155.96% |
425.78% |
482.35% |
Russell
3000®
Index |
25.66% |
17.97% |
16.30% |
10.33% |
128.45% |
352.85% |
322.00% |
|
|
Average
Annual |
Cumulative | ||||
|
1
Year |
5
Years |
10
Years |
Inception
(3/9/2006) |
5
Years |
10
Years |
Inception
(3/9/2006) |
Fund
Performance |
|
|
|
|
|
|
|
Net Asset
Value |
24.76% |
9.34% |
11.35% |
7.80% |
56.31% |
193.15% |
227.81% |
Market
Price |
24.83% |
9.33% |
11.36% |
7.80% |
56.18% |
193.23% |
227.80% |
Index
Performance |
|
|
|
|
|
|
|
Morningstar® Dividend
Leaders IndexSM |
25.55% |
9.94% |
11.95% |
8.35% |
60.61% |
209.15% |
255.39% |
S&P
500®
Index |
28.71% |
18.47% |
16.55% |
10.95% |
133.41% |
362.57% |
416.98% |
|
|
Average
Annual |
Cumulative | ||||
|
1
Year |
5
Years |
10
Years |
Inception
(4/19/2006) |
5
Years |
10
Years |
Inception
(4/19/2006) |
Fund
Performance |
|
|
|
|
|
|
|
Net Asset
Value |
17.67% |
21.27% |
18.57% |
12.54% |
162.27% |
449.39% |
539.32% |
Market
Price |
17.75% |
21.26% |
18.58% |
12.54% |
162.22% |
449.76% |
539.48% |
Index
Performance |
|
|
|
|
|
|
|
Nasdaq-100
Equal Weighted IndexSM
|
18.45% |
22.02% |
19.31% |
13.24% |
170.49% |
484.43% |
604.89% |
S&P
500®
Index |
28.71% |
18.47% |
16.55% |
10.81% |
133.41% |
362.57% |
401.38% |
NASDAQ-100
Index® |
27.51% |
28.63% |
23.15% |
16.46% |
252.19% |
702.29% |
994.29% |
|
|
Average
Annual |
Cumulative | ||||
|
1
Year |
5
Years |
10
Years |
Inception
(2/8/2007) |
5
Years |
10
Years |
Inception
(2/8/2007) |
Fund
Performance |
|
|
|
|
|
|
|
Net Asset
Value |
11.80% |
17.36% |
16.16% |
10.99% |
122.66% |
347.44% |
372.43% |
Market
Price |
11.84% |
17.38% |
16.17% |
10.99% |
122.82% |
347.77% |
372.55% |
Index
Performance |
|
|
|
|
|
|
|
Nasdaq-100
Ex-Tech Sector IndexSM |
12.53% |
18.08% |
16.87% |
11.68% |
129.58% |
375.35% |
418.07% |
Russell
1000®
Index |
26.45% |
18.43% |
16.54% |
10.61% |
132.93% |
362.24% |
348.88% |
|
|
Average
Annual |
Cumulative | ||||
|
1
Year |
5
Years |
10
Years |
Inception
(4/19/2006) |
5
Years |
10
Years |
Inception
(4/19/2006) |
Fund
Performance |
|
|
|
|
|
|
|
Net Asset
Value |
26.94% |
27.99% |
22.96% |
15.51% |
243.47% |
690.33% |
861.46% |
Market
Price |
27.03% |
27.98% |
22.97% |
15.51% |
243.31% |
690.87% |
861.71% |
Index
Performance |
|
|
|
|
|
|
|
Nasdaq-100
Technology Sector IndexSM |
27.71% |
28.78% |
23.74% |
16.23% |
254.15% |
741.60% |
961.04% |
S&P
500®
Index |
28.71% |
18.47% |
16.55% |
10.81% |
133.41% |
362.57% |
401.38% |
S&P
500®
Information Technology Index |
34.53% |
32.13% |
24.01% |
16.29% |
302.73% |
760.29% |
968.96% |
|
|
Average
Annual |
Cumulative | ||||
|
1
Year |
5
Years |
10
Years |
Inception
(6/29/2009) |
5
Years |
10
Years |
Inception
(6/29/2009) |
Fund
Performance |
|
|
|
|
|
|
|
Net Asset
Value |
34.08% |
4.32% |
11.82% |
10.87% |
23.56% |
205.56% |
263.51% |
Market
Price |
34.02% |
4.29% |
11.89% |
10.87% |
23.40% |
207.65% |
263.61% |
Index
Performance |
|
|
|
|
|
|
|
Nasdaq
OMX® ABA
Community Bank
IndexSM |
35.01% |
5.00% |
12.53% |
11.59% |
27.61% |
225.68% |
293.94% |
S&P
Composite 1500®
Financials Index |
34.55% |
12.73% |
15.97% |
13.97% |
82.09% |
340.01% |
413.14% |
Russell
3000®
Index |
25.66% |
17.97% |
16.30% |
16.20% |
128.45% |
352.85% |
553.94% |
|
|
Average
Annual |
Cumulative | ||||
|
1
Year |
5
Years |
10
Years |
Inception
(2/8/2007) |
5
Years |
10
Years |
Inception
(2/8/2007) |
Fund
Performance |
|
|
|
|
|
|
|
Net Asset
Value |
-3.14% |
35.28% |
22.48% |
9.11% |
353.12% |
659.78% |
266.59% |
Market
Price |
-3.18% |
35.26% |
22.52% |
9.11% |
352.76% |
662.12% |
266.58% |
Index
Performance |
|
|
|
|
|
|
|
Nasdaq® Clean
Edge® Green
Energy IndexSM |
-2.64% |
35.64% |
22.44% |
9.34% |
359.13% |
657.36% |
278.11% |
Russell
2000®
Index |
14.82% |
12.02% |
13.23% |
8.49% |
76.39% |
246.52% |
236.55% |
|
|
Average
Annual |
Cumulative | ||||
|
1
Year |
5
Years |
10
Years |
Inception
(6/19/2006) |
5
Years |
10
Years |
Inception
(6/19/2006) |
Fund
Performance |
|
|
|
|
|
|
|
Net Asset
Value |
-3.64% |
12.25% |
17.38% |
14.51% |
78.19% |
396.40% |
720.83% |
Market
Price |
-3.61% |
12.24% |
17.38% |
14.51% |
78.10% |
396.68% |
721.02% |
Index
Performance |
|
|
|
|
|
|
|
NYSE® Arca
Biotechnology Index |
-3.52% |
12.75% |
17.91% |
15.10% |
82.18% |
419.27% |
788.26% |
S&P
Composite 1500® Health
Care Index |
24.85% |
17.70% |
17.44% |
12.85% |
125.88% |
399.07% |
553.90% |
Nasdaq®
Biotechnology Index |
0.02% |
11.89% |
16.36% |
13.26% |
75.37% |
354.94% |
592.23% |
S&P
500®
Index |
28.71% |
18.47% |
16.55% |
11.30% |
133.41% |
362.57% |
427.80% |
|
|
Average
Annual |
Cumulative | ||||
|
1
Year |
5
Years |
10
Years |
Inception
(5/8/2007) |
5
Years |
10
Years |
Inception
(5/8/2007) |
Fund
Performance |
|
|
|
|
|
|
|
Net Asset
Value |
42.52% |
10.00% |
10.63% |
6.15% |
61.06% |
174.58% |
139.64% |
Market
Price |
42.56% |
10.00% |
10.63% |
6.15% |
61.05% |
174.67% |
139.73% |
Index
Performance |
|
|
|
|
|
|
|
S&P
United States REIT Index(1) |
43.05% |
10.57% |
11.21% |
N/A |
65.24% |
189.31% |
N/A |
FTSE
EPRA/NAREIT North America Index |
42.60% |
10.00% |
10.52% |
6.27% |
61.05% |
171.96% |
143.83% |
Russell
3000®
Index |
25.66% |
17.97% |
16.30% |
10.33% |
128.45% |
352.85% |
322.00% |
|
|
Average
Annual |
Cumulative | ||||
|
1
Year |
5
Years |
10
Years |
Inception
(4/12/2006) |
5
Years |
10
Years |
Inception
(4/12/2006) |
Fund
Performance |
|
|
|
|
|
|
|
Net Asset
Value |
3.67% |
18.42% |
18.51% |
13.07% |
132.85% |
446.63% |
589.27% |
Market
Price |
3.63% |
18.39% |
18.52% |
13.07% |
132.55% |
446.85% |
589.28% |
Index
Performance |
|
|
|
|
|
|
|
IPOX®-100 U.S.
Index |
4.19% |
18.97% |
19.14% |
13.70% |
138.34% |
475.98% |
652.76% |
S&P
500®
Index |
28.71% |
18.47% |
16.55% |
10.92% |
133.41% |
362.57% |
409.92% |
Russell
3000®
Index |
25.66% |
17.97% |
16.30% |
10.79% |
128.45% |
352.85% |
400.71% |
|
|
Average
Annual |
Cumulative | ||||
|
1
Year |
5
Years |
10
Years |
Inception
(8/19/2003) |
5
Years |
10
Years |
Inception
(8/19/2003) |
Fund
Performance |
|
|
|
|
|
|
|
Net Asset
Value |
24.86% |
11.41% |
13.02% |
10.33% |
71.63% |
240.05% |
508.25% |
Market
Price |
24.86% |
11.39% |
13.02% |
10.33% |
71.48% |
240.12% |
508.39% |
Index
Performance |
|
|
|
|
|
|
|
Value
Line® Dividend
Index(1),(2) |
25.85% |
12.32% |
13.95% |
N/A |
78.78% |
269.07% |
N/A |
S&P
500®
Index |
28.71% |
18.47% |
16.55% |
11.06% |
133.41% |
362.57% |
587.10% |
Dow Jones
U.S. Select Dividend IndexSM (2) |
32.24% |
11.02% |
12.82% |
N/A |
68.69% |
234.01% |
N/A |
|
Year
Ended December 31, | ||||
|
2021 |
2020 |
2019 |
2018 |
2017 |
Net
asset value, beginning of period |
$67.55 |
$60.37 |
$48.29 |
$50.95 |
$40.79 |
Income
from investment operations: |
|
|
|
|
|
Net
investment income (loss) |
0.91 |
0.63 |
0.76 |
0.60 |
0.59 |
Net
realized and unrealized gain (loss) |
16.95 |
7.18 |
12.08 |
(2.65) |
10.16 |
Total
from investment operations |
17.86 |
7.81 |
12.84 |
(2.05) |
10.75 |
Distributions
paid to shareholders from: |
|
|
|
|
|
Net
investment income |
(0.89) |
(0.63) |
(0.76) |
(0.61) |
(0.59) |
Net
asset value, end of period |
$84.52 |
$67.55 |
$60.37 |
$48.29 |
$50.95 |
Total
Return(a) |
26.61% |
13.07% |
26.72% |
(4.09)% |
26.49% |
Ratios/supplemental
data: |
|
|
|
|
|
Net
assets, end of period (in 000’s) |
$9,491,932 |
$7,021,909 |
$3,392,623 |
$1,376,131 |
$624,099 |
Ratios
to average net assets: |
|
|
|
|
|
Ratio of
total expenses to average net assets |
0.55% |
0.56% |
0.58% |
0.60% |
0.61% |
Ratio of
net expenses to average net assets |
0.55% |
0.56% |
0.58% |
0.60% |
0.61% |
Ratio of
net investment income (loss) to average net assets |
1.23% |
1.10% |
1.46% |
1.30% |
1.33% |
Portfolio
turnover rate(b) |
117% |
133% |
125% |
117% |
85% |
|
Year
Ended December 31, | ||||
|
2021 |
2020 |
2019 |
2018 |
2017 |
Net
asset value, beginning of period |
$212.37 |
$139.12 |
$116.66 |
$109.82 |
$79.79 |
Income
from investment operations: |
|
|
|
|
|
Net
investment income (loss) |
(0.73) |
(0.34) |
(0.14) |
(0.35) |
(0.28) |
Net
realized and unrealized gain (loss) |
14.38 |
73.59 |
22.60 |
7.19 |
30.31 |
Total
from investment operations |
13.65 |
73.25 |
22.46 |
6.84 |
30.03 |
Distributions
paid to shareholders from: |
|
|
|
|
|
Net
investment income |
— |
— |
— |
— |
— |
Net
asset value, end of period |
$226.02 |
$212.37 |
$139.12 |
$116.66 |
$109.82 |
Total
Return(a) |
6.43% |
52.65% |
19.26% |
6.23% |
37.62% |
Ratios/supplemental
data: |
|
|
|
|
|
Net
assets, end of period (in 000’s) |
$9,967,573 |
$11,075,029 |
$7,853,367 |
$7,016,807 |
$5,490,820 |
Ratios
to average net assets: |
|
|
|
|
|
Ratio of
total expenses to average net assets |
0.51% |
0.51% |
0.52% |
0.52% |
0.53% |
Ratio of
net expenses to average net assets |
0.51% |
0.51% |
0.52% |
0.52% |
0.53% |
Ratio of
net investment income (loss) to average net
assets |
(0.30)% |
(0.20)% |
(0.10)% |
(0.27)% |
(0.32)% |
Portfolio
turnover rate(b) |
19% |
39% |
28% |
21% |
22% |
|
Year
Ended December 31, | ||||
|
2021 |
2020 |
2019 |
2018 |
2017 |
Net
asset value, beginning of period |
$47.94 |
$51.09 |
$40.76 |
$47.21 |
$43.98 |
Income
from investment operations: |
|
|
|
|
|
Net
investment income (loss) |
0.64 |
0.80 |
0.66 |
0.56 |
0.42 |
Net
realized and unrealized gain (loss) |
15.98 |
(3.15) |
10.37 |
(6.50) |
3.27 |
Total
from investment operations |
16.62 |
(2.35) |
11.03 |
(5.94) |
3.69 |
Distributions
paid to shareholders from: |
|
|
|
|
|
Net
investment income |
(0.69) |
(0.80) |
(0.70) |
(0.51) |
(0.46) |
Net
asset value, end of period |
$63.87 |
$47.94 |
$51.09 |
$40.76 |
$47.21 |
Total
Return(a) |
34.71% |
(4.25)% |
27.25% |
(12.68)% |
8.44% |
Ratios/supplemental
data: |
|
|
|
|
|
Net
assets, end of period (in 000’s) |
$188,737 |
$122,482 |
$156,067 |
$138,777 |
$97,012 |
Ratios
to average net assets: |
|
|
|
|
|
Ratio of
total expenses to average net assets |
0.69% |
0.71% |
0.70% |
0.73% |
0.71% |
Ratio of
net expenses to average net assets |
0.60% |
0.60% |
0.60% |
0.60% |
0.60% |
Ratio of
net investment income (loss) to average net assets |
1.10% |
1.88% |
1.42% |
1.29% |
0.89% |
Portfolio
turnover rate(b) |
95% |
95% |
64% |
75% |
55% |
|
Year
Ended December 31, | ||||
|
2021 |
2020 |
2019 |
2018 |
2017 |
Net
asset value, beginning of period |
$59.07 |
$39.75 |
$30.93 |
$39.57 |
$27.39 |
Income
from investment operations: |
|
|
|
|
|
Net
investment income (loss) |
(0.12) |
0.09 |
0.14 |
0.04 |
0.34 |
Net
realized and unrealized gain (loss) |
(11.33) |
19.42 |
8.81 |
(8.16) |
12.61 |
Total
from investment operations |
(11.45) |
19.51 |
8.95 |
(8.12) |
12.95 |
Distributions
paid to shareholders from: |
|
|
|
|
|
Net
investment income |
— |
(0.19) |
(0.13) |
(0.52) |
(0.77) |
Net
asset value, end of period |
$47.62 |
$59.07 |
$39.75 |
$30.93 |
$39.57 |
Total
Return(a) |
(19.38)% |
49.25% |
28.96% |
(20.68)% |
47.36% |
Ratios/supplemental
data: |
|
|
|
|
|
Net
assets, end of period (in 000’s) |
$107,147 |
$256,949 |
$111,291 |
$133,007 |
$375,915 |
Ratios
to average net assets: |
|
|
|
|
|
Ratio of
total expenses to average net assets |
0.59% |
0.60% |
0.60% |
0.59% |
0.60% |
Ratio of
net expenses to average net assets |
0.59% |
0.60% |
0.60% |
0.59% |
0.60% |
Ratio of
net investment income (loss) to average net assets |
(0.03)% |
0.20% |
0.35% |
1.06% |
0.91% |
Portfolio
turnover rate(b) |
43% |
46% |
26% |
22% |
35% |
|
Year
Ended December 31, | ||||
|
2021 |
2020 |
2019 |
2018 |
2017 |
Net
asset value, beginning of period |
$8.80 |
$12.05 |
$14.69 |
$22.75 |
$26.15 |
Income
from investment operations: |
|
|
|
|
|
Net
investment income |
0.20 |
0.10 |
0.10 |
0.02 |
(0.02) |
Net
realized and unrealized gain |
8.47 |
(3.01) |
(2.39) |
(7.86) |
(3.02) |
Total
from investment operations |
8.67 |
(2.91) |
(2.29) |
(7.84) |
(3.04) |
Distributions
paid to shareholders from: |
|
|
|
|
|
Net
investment income |
(0.30) |
— |
(0.11) |
— |
(0.23) |
Return of
capital |
— |
(0.34) |
(0.24) |
(0.22) |
(0.13) |
Total
distributions |
(0.30) |
(0.34) |
(0.35) |
(0.22) |
(0.36) |
Net
asset value, end of period |
$17.17 |
$8.80 |
$12.05 |
$14.69 |
$22.75 |
Total
Return(a) |
98.69% |
(23.22)% |
(15.87)% |
(34.77)% |
(11.53)% |
Ratios/supplemental
data: |
|
|
|
|
|
Net
assets, end of period (in 000’s) |
$423,225 |
$103,429 |
$95,209 |
$88,874 |
$184,262 |
Ratios
to average net assets: |
|
|
|
|
|
Ratio of
total expenses to average net assets |
0.62%(b) |
0.67% |
0.65% |
0.63% |
0.64%(b) |
Ratio of
net expenses to average net assets |
0.61%(b) |
0.60% |
0.60% |
0.60% |
0.63%(b) |
Ratio of
net investment income (loss) to average net assets |
1.41% |
1.48% |
0.65% |
0.07% |
(0.11)% |
Portfolio
turnover rate(c) |
42% |
103% |
61% |
47% |
53% |
|
Year
Ended December 31, | ||||
|
2021 |
2020 |
2019 |
2018 |
2017 |
Net
asset value, beginning of period |
$72.13 |
$59.91 |
$43.96 |
$48.58 |
$39.61 |
Income
from investment operations: |
|
|
|
|
|
Net
investment income (loss) |
0.36 |
0.38 |
0.32 |
0.35 |
0.54 |
Net
realized and unrealized gain (loss) |
22.60 |
12.24 |
15.96 |
(4.65) |
8.98 |
Total
from investment operations |
22.96 |
12.62 |
16.28 |
(4.30) |
9.52 |
Distributions
paid to shareholders from: |
|
|
|
|
|
Net
investment income |
(0.35) |
(0.40) |
(0.33) |
(0.32) |
(0.55) |
Net
asset value, end of period |
$94.74 |
$72.13 |
$59.91 |
$43.96 |
$48.58 |
Total
Return(a) |
31.89% |
21.20% |
37.11% |
(8.89)% |
24.25% |
Ratios/supplemental
data: |
|
|
|
|
|
Net
assets, end of period (in 000’s) |
$1,605,791 |
$688,794 |
$536,168 |
$290,107 |
$298,775 |
Ratios
to average net assets: |
|
|
|
|
|
Ratio of
total expenses to average net assets |
0.53% |
0.54% |
0.55% |
0.55% |
0.56% |
Ratio of
net expenses to average net assets |
0.53% |
0.54% |
0.55% |
0.55% |
0.56% |
Ratio of
net investment income (loss) to average net assets |
0.47% |
0.66% |
0.61% |
0.72% |
1.26% |
Portfolio
turnover rate(b) |
15% |
15% |
12% |
11% |
24% |
|
Year
Ended December 31, | ||||
|
2021 |
2020 |
2019 |
2018 |
2017 |
Net
asset value, beginning of period |
$29.59 |
$32.58 |
$27.24 |
$30.06 |
$27.75 |
Income
from investment operations |
|
|
|
|
|
Net
investment income (loss) |
1.29 |
1.32 |
1.22 |
1.09 |
0.93 |
Net
realized and unrealized gain (loss) |
5.95 |
(2.98) |
5.34 |
(2.83) |
2.34 |
Total
from investment operations |
7.24 |
(1.66) |
6.56 |
(1.74) |
3.27 |
Distributions
paid to shareholders from: |
|
|
|
|
|
Net
investment income |
(1.29) |
(1.33) |
(1.22) |
(1.08) |
(0.96) |
Net
asset value, end of period |
$35.54 |
$29.59 |
$32.58 |
$27.24 |
$30.06 |
Total
Return(a) |
24.76% |
(4.42)% |
24.36% |
(5.87)% |
11.93% |
Ratios/supplemental
data: |
|
|
|
|
|
Net
assets, end of period (in 000’s) |
$1,762,910 |
$1,399,483 |
$1,841,000 |
$1,386,483 |
$1,719,299 |
Ratios
to average net assets: |
|
|
|
|
|
Ratio of
total expenses to average net assets |
0.46% |
0.46% |
0.46% |
0.47% |
0.47% |
Ratio of
net expenses to average net assets |
0.45% |
0.45% |
0.45% |
0.45% |
0.45% |
Ratio of
net investment income (loss) to average net
assets |
3.90% |
4.73% |
4.06% |
3.70% |
3.18% |
Portfolio
turnover rate(b) |
59% |
63% |
39% |
39% |
43% |
|
Year
Ended December 31, | ||||
|
2021 |
2020 |
2019 |
2018 |
2017 |
Net
asset value, beginning of period |
$100.88 |
$73.78 |
$54.61 |
$57.88 |
$46.18 |
Income
from investment operations: |
|
|
|
|
|
Net
investment income (loss) |
0.28 |
0.34 |
0.36 |
0.32 |
0.24 |
Net
realized and unrealized gain (loss) |
17.54 |
27.11 |
19.16 |
(3.29)(a) |
11.74 |
Total
from investment operations |
17.82 |
27.45 |
19.52 |
(2.97) |
11.98 |
Distributions
paid to shareholders from: |
|
|
|
|
|
Net
investment income |
(0.28) |
(0.35) |
(0.35) |
(0.30) |
(0.28) |
Net
asset value, end of period |
$118.42 |
$100.88 |
$73.78 |
$54.61 |
$57.88 |
Total
Return(b) |
17.67% |
37.35% |
35.78% |
(5.16)%(a) |
26.00% |
Ratios/supplemental
data: |
|
|
|
|
|
Net
assets, end of period (in 000’s) |
$1,391,414 |
$1,175,270 |
$907,438 |
$461,464 |
$529,632 |
Ratios
to average net assets: |
|
|
|
|
|
Ratio of
total expenses to average net assets |
0.57% |
0.58% |
0.59% |
0.60% |
0.60% |
Ratio of
net expenses to average net assets |
0.57% |
0.58% |
0.59% |
0.60% |
0.60% |
Ratio of
net investment income (loss) to average net assets |
0.25% |
0.41% |
0.56% |
0.52% |
0.45% |
Portfolio
turnover rate(c) |
23% |
28% |
29% |
27% |
26% |
|
Year
Ended December 31, | ||||
|
2021 |
2020 |
2019 |
2018 |
2017 |
Net
asset value, beginning of period |
$79.43 |
$58.39 |
$45.66 |
$48.53 |
$40.44 |
Income
from investment operations: |
|
|
|
|
|
Net
investment income (loss) |
0.35 |
0.22 |
0.20 |
0.18 |
0.12 |
Net
realized and unrealized gain (loss) |
9.00 |
21.04 |
12.73 |
(2.88) |
8.13 |
Total
from investment operations |
9.35 |
21.26 |
12.93 |
(2.70) |
8.25 |
Distributions
paid to shareholders from: |
|
|
|
|
|
Net
investment income |
(0.31) |
(0.22) |
(0.20) |
(0.17) |
(0.16) |
Net
asset value, end of period |
$88.47 |
$79.43 |
$58.39 |
$45.66 |
$48.53 |
Total
Return(a) |
11.80% |
36.48% |
28.35% |
(5.58)% |
20.41% |
Ratios/supplemental
data: |
|
|
|
|
|
Net
assets, end of period (in 000’s) |
$137,135 |
$146,938 |
$102,183 |
$77,618 |
$101,914 |
Ratios
to average net assets: |
|
|
|
|
|
Ratio of
total expenses to average net assets |
0.62% |
0.62% |
0.64% |
0.64% |
0.63% |
Ratio of
net expenses to average net assets |
0.60% |
0.60% |
0.60% |
0.60% |
0.60% |
Ratio of
net investment income (loss) to average net assets |
0.40% |
0.34% |
0.38% |
0.34% |
0.25% |
Portfolio
turnover rate(b) |
25% |
35% |
31% |
26% |
25% |
|
Year
Ended December 31, | ||||
|
2021 |
2020 |
2019 |
2018 |
2017 |
Net
asset value, beginning of period |
$138.14 |
$100.08 |
$67.97 |
$71.92 |
$52.62 |
Income
from investment operations: |
|
|
|
|
|
Net
investment income (loss) |
0.02 |
0.58 |
0.70 |
0.65 |
0.48 |
Net
realized and unrealized gain (loss) |
37.19 |
38.09 |
32.09 |
(3.98) |
19.39 |
Total
from investment operations |
37.21 |
38.67 |
32.79 |
(3.33) |
19.87 |
Distributions
paid to shareholders from: |
|
|
|
|
|
Net
investment income |
(0.03) |
(0.61) |
(0.68) |
(0.62) |
(0.57) |
Net
asset value, end of period |
$175.32 |
$138.14 |
$100.08 |
$67.97 |
$71.92 |
Total
Return(a) |
26.94% |
38.82% |
48.36% |
(4.70)% |
37.86% |
Ratios/supplemental
data: |
|
|
|
|
|
Net
assets, end of period (in 000’s) |
$4,049,807 |
$3,349,911 |
$2,912,388 |
$1,950,669 |
$2,200,711 |
Ratios
to average net assets: |
|
|
|
|
|
Ratio of
total expenses to average net assets |
0.56% |
0.57% |
0.57% |
0.57% |
0.58% |
Ratio of
net expenses to average net assets |
0.56% |
0.57% |
0.57% |
0.57% |
0.58% |
Ratio of
net investment income (loss) to average net
assets |
0.01% |
0.50% |
0.82% |
0.84% |
0.76% |
Portfolio
turnover rate(b) |
25% |
31% |
23% |
21% |
21% |
|
Year
Ended December 31, | ||||
|
2021 |
2020 |
2019 |
2018 |
2017 |
Net
asset value, beginning of period |
$44.75 |
$51.91 |
$43.16 |
$52.34 |
$52.81 |
Income
from investment operations: |
|
|
|
|
|
Net
investment income (loss) |
1.01 |
1.11 |
1.04 |
0.81 |
0.74 |
Net
realized and unrealized gain (loss) |
14.20 |
(7.13) |
8.72 |
(9.17) |
(0.46) |
Total
from investment operations |
15.21 |
(6.02) |
9.76 |
(8.36) |
0.28 |
Distributions
paid to shareholders from: |
|
|
|
|
|
Net
investment income |
(0.99) |
(1.14) |
(1.01) |
(0.82) |
(0.75) |
Net
asset value, end of period |
$58.97 |
$44.75 |
$51.91 |
$43.16 |
$52.34 |
Total
Return(a) |
34.08% |
(11.00)% |
22.80% |
(16.14)% |
0.55% |
Ratios/supplemental
data: |
|
|
|
|
|
Net
assets, end of period (in 000’s) |
$117,947 |
$85,020 |
$142,752 |
$228,762 |
$314,032 |
Ratios
to average net assets: |
|
|
|
|
|
Ratio of
total expenses to average net assets |
0.63% |
0.64% |
0.60% |
0.60% |
0.60% |
Ratio of
net expenses to average net assets |
0.60% |
0.60% |
0.60% |
0.60% |
0.60% |
Ratio of
net investment income (loss) to average net assets |
1.82% |
2.75% |
1.98% |
1.50% |
1.37% |
Portfolio
turnover rate(b) |
23% |
14% |
15% |
11% |
14% |
|
Year
Ended December 31, | ||||
|
2021 |
2020 |
2019 |
2018 |
2017 |
Net
asset value, beginning of period |
$70.17 |
$24.91 |
$17.63 |
$20.28 |
$15.47 |
Income
from investment operations: |
|
|
|
|
|
Net
investment income (loss) |
(0.13) |
0.11 |
0.13 |
0.12 |
0.05 |
Net
realized and unrealized gain (loss) |
(2.07) |
45.36 |
7.36 |
(2.59) |
4.85 |
Total
from investment operations |
(2.20) |
45.47 |
7.49 |
(2.47) |
4.90 |
Distributions
paid to shareholders from: |
|
|
|
|
|
Net
investment income |
(0.01) |
(0.21) |
(0.21) |
(0.11) |
(0.09) |
Return of
capital |
— |
— |
— |
(0.07) |
— |
Total
distributions |
(0.01) |
(0.21) |
(0.21) |
(0.18) |
(0.09) |
Net
asset value, end of period |
$67.96 |
$70.17 |
$24.91 |
$17.63 |
$20.28 |
Total
Return(a) |
(3.14)% |
183.52% |
42.69% |
(12.22)% |
31.73% |
Ratios/supplemental
data: |
|
|
|
|
|
Net
assets, end of period (in 000’s) |
$2,823,661 |
$1,999,803 |
$144,467 |
$83,731 |
$91,262 |
Ratios
to average net assets: |
|
|
|
|
|
Ratio of
total expenses to average net assets |
0.58% |
0.60% |
0.63% |
0.65% |
0.66% |
Ratio of
net expenses to average net assets |
0.58% |
0.60% |
0.60% |
0.60% |
0.60% |
Ratio of
net investment income (loss) to average %net assets |
(0.24)% |
0.04% |
0.58% |
0.59% |
0.23% |
Portfolio
turnover rate(b) |
28% |
43% |
26% |
45% |
32% |
|
Year
Ended December 31, | ||||
|
2021 |
2020 |
2019 |
2018 |
2017 |
Net
asset value, beginning of period |
$168.08 |
$148.84 |
$124.26 |
$124.52 |
$90.89 |
Income
from investment operations: |
|
|
|
|
|
Net
investment income (loss) |
(0.42) |
(0.45) |
(0.51) |
(0.22) |
(0.08) |
Net
realized and unrealized gain (loss) |
(5.69) |
19.69 |
25.09 |
(0.04) |
33.71 |
Total
from investment operations |
(6.11) |
19.24 |
24.58 |
(0.26) |
33.63 |
Distributions
paid to shareholders from: |
|
|
|
|
|
Net
investment income |
— |
— |
— |
— |
— |
Net
asset value, end of period |
$161.97 |
$168.08 |
$148.84 |
$124.26 |
$124.52 |
Total
Return(a) |
(3.64)% |
12.93% |
19.78% |
(0.21)% |
36.99% |
Ratios/supplemental
data: |
|
|
|
|
|
Net
assets, end of period (in 000’s) |
$1,708,757 |
$2,042,173 |
$1,800,927 |
$2,342,213 |
$1,207,811 |
Ratios
to average net assets: |
|
|
|
|
|
Ratio of
total expenses to average net assets |
0.55% |
0.55% |
0.55% |
0.57% |
0.56% |
Ratio of
net expenses to average net assets |
0.55% |
0.55% |
0.55% |
0.57% |
0.56% |
Ratio of
net investment income (loss) to average net
assets |
(0.23)% |
(0.28)% |
(0.25)% |
(0.21)% |
(0.08)% |
Portfolio
turnover rate(b) |
39% |
26% |
31% |
37% |
36% |
|
Year
Ended December 31, | ||||
|
2021 |
2020 |
2019 |
2018 |
2017 |
Net
asset value, beginning of period |
$23.23 |
$26.14 |
$21.63 |
$23.28 |
$23.07 |
Income
from investment operations: |
|
|
|
|
|
Net
investment income (loss) |
0.50 |
0.52 |
0.56 |
0.69 |
0.71 |
Net
realized and unrealized gain (loss) |
9.33 |
(2.72) |
4.55 |
(1.65) |
0.16 |
Total
from investment operations |
9.83 |
(2.20) |
5.11 |
(0.96) |
0.87 |
Distributions
paid to shareholders from: |
|
|
|
|
|
Net
investment income |
(0.47) |
(0.71) |
(0.60) |
(0.69) |
(0.66) |
Net
asset value, end of period |
$32.59 |
$23.23 |
$26.14 |
$21.63 |
$23.28 |
Total
Return(a) |
42.52% |
(8.10)% |
23.67% |
(4.19)% |
3.79% |
Ratios/supplemental
data: |
|
|
|
|
|
Net
assets, end of period (in 000’s) |
$236,309 |
$74,344 |
$198,642 |
$115,696 |
$161,791 |
Ratios
to average net assets: |
|
|
|
|
|
Ratio of
total expenses to average net assets |
0.51% |
0.52% |
0.51% |
0.52% |
0.48% |
Ratio of
net expenses to average net assets |
0.50% |
0.50% |
0.50% |
0.50% |
0.48% |
Ratio of
net investment income (loss) to average net assets |
2.04% |
2.04% |
2.40% |
3.05% |
2.77% |
Portfolio
turnover rate(b) |
6% |
6% |
10% |
10% |
7% |
|
Year
Ended December 31, | ||||
|
2021 |
2020 |
2019 |
2018 |
2017 |
Net
asset value, beginning of period |
$118.32 |
$80.41 |
$62.07 |
$68.18 |
$54.10 |
Income
from investment operations: |
|
|
|
|
|
Net
investment income (loss) |
0.08 |
0.24 |
0.58 |
0.52 |
0.43 |
Net
realized and unrealized gain (loss) |
4.26 |
38.01 |
18.30 |
(6.08) |
14.12 |
Total
from investment operations |
4.34 |
38.25 |
18.88 |
(5.56) |
14.55 |
Distributions
paid to shareholders from: |
|
|
|
|
|
Net
investment income |
(0.17) |
(0.34) |
(0.54) |
(0.55) |
(0.47) |
Net
asset value, end of period |
$122.49 |
$118.32 |
$80.41 |
$62.07 |
$68.18 |
Total
Return(a) |
3.67% |
47.76% |
30.45% |
(8.22)% |
26.96% |
Ratios/supplemental
data: |
|
|
|
|
|
Net
assets, end of period (in 000’s) |
$1,855,705 |
$1,946,373 |
$1,330,835 |
$912,479 |
$981,732 |
Ratios
to average net assets: |
|
|
|
|
|
Ratio of
total expenses to average net assets |
0.57% |
0.57% |
0.58% |
0.59% |
0.59% |
Ratio of
net expenses to average net assets |
0.57% |
0.57% |
0.58% |
0.59% |
0.59% |
Ratio of
net investment income (loss) to average net assets |
0.07% |
0.26% |
0.79% |
0.74% |
0.71% |
Portfolio
turnover rate(b) |
85% |
75% |
81% |
57% |
31% |
|
Year
Ended December 31, | ||||
|
2021 |
2020 |
2019 |
2018 |
2017 |
Net
asset value, beginning of period |
$35.10 |
$36.03 |
$29.07 |
$30.84 |
$28.02 |
Income
from investment operations: |
|
|
|
|
|
Net
investment income (loss) |
0.74 |
0.79 |
0.73 |
0.73 |
0.63 |
Net
realized and unrealized gain (loss) |
7.91 |
(0.91) |
6.96 |
(1.77) |
2.84 |
Total
from investment operations |
8.65 |
(0.12) |
7.69 |
(1.04) |
3.47 |
Distributions
paid to shareholders from: |
|
|
|
|
|
Net
investment income |
(0.75) |
(0.81) |
(0.73) |
(0.73) |
(0.65) |
Net
asset value, end of period |
$43.00 |
$35.10 |
$36.03 |
$29.07 |
$30.84 |
Total
Return(a) |
24.86% |
(0.04)% |
26.60% |
(3.44)% |
12.48% |
Ratios/supplemental
data: |
|
|
|
|
|
Net
assets, end of period (in 000’s) |
$12,954,187 |
$10,149,204 |
$9,665,219 |
$4,374,483 |
$4,194,830 |
Ratios
to average net assets: |
|
|
|
|
|
Ratio of
total expenses to average net assets |
0.67% |
0.70% |
0.71% |
0.72% |
0.72% |
Ratio of
net expenses to average net assets |
0.67% |
0.70% |
0.70% |
0.70% |
0.70% |
Ratio of
net investment income (loss) to average net
assets |
1.91% |
2.47% |
2.36% |
2.40% |
2.19% |
Portfolio
turnover rate(b) |
47% |
86% |
53% |
58% |
50% |
First
Trust
Exchange-Traded
Fund |