FUND |
CLASS
A
SHARES |
CLASS
C
SHARES |
INSTITUTIONAL
SHARES |
INVESTOR
SHARES |
CLASS
R
SHARES |
CLASS
R6
SHARES |
CLASS
P
SHARES |
GOLDMAN
SACHS
INCOME
BUILDER
FUND |
GSBFX |
GSBCX |
GSBIX |
GKIRX |
— |
GSBUX |
GGKPX |
GOLDMAN
SACHS
RISING
DIVIDEND
GROWTH
FUND |
GSRAX |
GSRCX |
GSRLX |
GSRIX |
GSRRX |
GSRFX |
GMHPX |
B-4 | |
B-4 | |
B-8 | |
B-54 | |
B-56 | |
B-73 | |
B-81 | |
B-98 | |
B-101 | |
B-104 | |
B-107 | |
B-113 | |
B-114 | |
B-115 | |
B-125 | |
B-130 | |
B-132 | |
B-135 | |
1-A | |
1-B | |
1-C |
Name,
Address
and
Age1
|
Position(s)
Held
with
the
Trust |
Term
of
Office
and
Length
of
Time
Served2
|
Principal
Occupation(s)
During
Past 5 Years |
Number
of
Portfolios
in
Fund
Complex
Overseen
by
Trustee3
|
Other
Directorships
Held
by
Trustee4
|
Gregory
G.
Weaver
Age:
72 |
Chair
of the
Board
of
Trustees |
Since
2023
(Trustee
since
2015) |
Mr.
Weaver is retired. He is Director, Verizon
Communications
Inc. (2015–Present); and was
formerly
Chairman and Chief Executive Officer,
Deloitte
& Touche LLP (a professional services firm)
(2001–2005
and 2012–2014); and Member of the
Board
of Directors, Deloitte & Touche LLP
(2006–2012).
Chair
of the Board of Trustees—Goldman Sachs
Trust;
Goldman Sachs Variable Insurance Trust;
Goldman
Sachs Trust II; Goldman Sachs ETF Trust;
Goldman
Sachs ETF Trust II; and Goldman Sachs
Real
Estate Diversified Income Fund. |
180 |
Verizon
Communications
Inc. |
Cheryl
K.
Beebe
Age:
68 |
Trustee |
Since
2024 |
Ms.
Beebe is retired. She is Director, Packaging
Corporation
of America (2008–Present); Director, The
Mosaic
Company (2019–Present); Director,
HanesBrands
Inc. (2020–Present); and was formerly
Director,
Convergys Corporation (a global leader in
customer
experience outsourcing) (2015–2018); and
formerly
held the position of Executive Vice
President,
(2010–2014); and Chief Financial Officer,
Ingredion,
Inc. (a leading global ingredient solutions
company)
(2004–2014).
Trustee—Goldman
Sachs Trust; Goldman Sachs
Variable
Insurance Trust; Goldman Sachs Trust II;
Goldman
Sachs ETF Trust; Goldman Sachs ETF Trust
II;
and Goldman Sachs Real Estate Diversified
Income
Fund. |
180 |
Packaging
Corporation
of
America
(producer
of
container
board);
The
Mosaic
Company
(producer
of
phosphate
and
potash
fertilizer);
HanesBrands
Inc.
(a
multinational
clothing
company) |
Name,
Address
and
Age1 |
Position(s)
Held
with
the
Trust |
Term
of
Office
and
Length
of
Time
Served2 |
Principal
Occupation(s)
During
Past 5 Years |
Number
of
Portfolios
in
Fund
Complex
Overseen
by
Trustee3 |
Other
Directorships
Held
by
Trustee4 |
Dwight
L.
Bush
Age:
67 |
Trustee |
Since
2020 |
The
Honorable Dwight is President and CEO of D.L.
Bush
& Associates (a financial advisory and private
investment
firm) (2002–2014 and 2017–present);
Director
of MoneyLion, Inc. (an operator of a
data-driven,
digital financial platform)
(2021–present);
and was formerly U.S. Ambassador to
the
Kingdom of Morocco (2014–2017) and a Member
of
the Board of Directors of Santander Bank, N.A.
(2018–2019).
Previously, he served as an Advisory
Board
Member of Goldman Sachs Trust and Goldman
Sachs
Variable Insurance Trust (October
2019–January
2020).
Trustee—Goldman
Sachs Trust; Goldman Sachs
Variable
Insurance Trust; Goldman Sachs Trust II;
Goldman
Sachs ETF Trust; Goldman Sachs ETF Trust
II;
and Goldman Sachs Real Estate Diversified
Income
Fund. |
180 |
MoneyLion,
Inc.
(an
operator of a
data-driven,
digital
financial
platform) |
Kathryn
A.
Cassidy
Age:
69 |
Trustee |
Since
2015 |
Ms.
Cassidy is retired. She is Director, Vertical
Aerospace
Ltd. (an aerospace and technology
company)
(2021–present). Formerly, Ms. Cassidy was
Advisor
to the Chairman (May 2014–December
2014);
and Senior Vice President and Treasurer
(2008–2014),
General Electric Company & General
Electric
Capital Corporation (technology and financial
services
companies).
Trustee—Goldman
Sachs Trust; Goldman Sachs
Variable
Insurance Trust; Goldman Sachs Trust II;
Goldman
Sachs ETF Trust; Goldman Sachs ETF Trust
II;
and Goldman Sachs Real Estate Diversified
Income
Fund. |
180 |
Vertical
Aerospace
Ltd.
(an
aerospace
and
technology
company) |
John
G. Chou
Age:
67 |
Trustee |
Since
2022 |
Mr.
Chou is retired. Formerly, he was Executive Vice
President
and Special Advisor to the Chairman and
CEO
(2021–2022); Executive Vice President and
Chief
Legal Officer (2019–2021); Executive Vice
President
and Chief Legal & Business Officer
(2017–2019);
and Executive Vice President and
General
Counsel (2011–2017) of Cencora, Inc. (a
pharmaceutical
and healthcare company).
Trustee—Goldman
Sachs Trust; Goldman Sachs
Variable
Insurance Trust; Goldman Sachs Trust II;
Goldman
Sachs ETF Trust; Goldman Sachs ETF Trust
II;
and Goldman Sachs Real Estate Diversified
Income
Fund. |
180 |
None |
Name,
Address
and
Age1 |
Position(s)
Held
with
the
Trust |
Term
of
Office
and
Length
of
Time
Served2 |
Principal
Occupation(s)
During
Past 5 Years |
Number
of
Portfolios
in
Fund
Complex
Overseen
by
Trustee3 |
Other
Directorships
Held
by
Trustee4 |
Joaquin
Delgado
Age:
64 |
Trustee |
Since
2020 |
Dr.
Delgado is retired. He is Director, Stepan
Company
(a specialty chemical manufacturer)
(2011–present);
and was formerly Director,
Hexion
Inc. (a specialty chemical manufacturer)
(2019–2022);
Executive Vice President, Consumer
Business
Group of 3M Company (July 2016–July
2019);
and Executive Vice President, Health Care
Business
Group of 3M Company (October 2012–July
2016).
Previously, Dr. Delgado served as an Advisory
Board
Member of Goldman Sachs Trust and Goldman
Sachs
Variable Insurance Trust (October 2019–
January
2020).
Trustee—Goldman
Sachs Trust; Goldman Sachs
Variable
Insurance Trust; Goldman Sachs Trust II;
Goldman
Sachs ETF Trust; Goldman Sachs ETF Trust
II;
and Goldman Sachs Real Estate Diversified
Income
Fund. |
180 |
Stepan
Company
(a
specialty
chemical
manufacturer) |
Eileen
H.
Dowling
Age:
61 |
Trustee |
Since
2021 |
Ms.
Dowling is retired. Formerly, she was Senior
Advisor
(April 2021–September 2021); and Managing
Director
(2013–2021), BlackRock, Inc. (a financial
services
firm). As Managing Director, she held senior
management
positions, including Global Head of
Global
Consultant Relations (2017–2021),
Multinational
Corporations (2019–2021), the
Institutional
Product Group (2015–2019) and
Institutional
Marketing (2013–2016). Ms. Dowling
was
a member of the Global Operating Committee and
Product
Executive Committee on BlackRock.
Trustee—Goldman
Sachs Trust; Goldman Sachs
Variable
Insurance Trust; Goldman Sachs Trust II;
Goldman
Sachs ETF Trust; Goldman Sachs ETF Trust
II;
and Goldman Sachs Real Estate Diversified
Income
Fund. |
180 |
None |
Lawrence
Hughes
Age:
65 |
Trustee |
Since
2024 |
Mr.
Hughes is retired. Formerly, he held senior
management
positions with BNY Mellon Wealth
Management,
a division of The Bank of New York
Mellon
Corporation (a financial services company)
(1991–2015),
most recently as Chief Executive
Officer
(2010–2015). Previously, Mr. Hughes served
as
an Advisory Board Member of Goldman Sachs
Trust
II (February 2016–April 2016).
Trustee—Goldman
Sachs Trust; Goldman Sachs
Variable
Insurance Trust; Goldman Sachs Trust II;
Goldman
Sachs ETF Trust; Goldman Sachs ETF Trust
II;
and Goldman Sachs Real Estate Diversified
Income
Fund. |
180 |
None |
Name,
Address
and
Age1 |
Position(s)
Held
with
the
Trust |
Term
of
Office
and
Length
of
Time
Served2 |
Principal
Occupation(s)
During
Past 5 Years |
Number
of
Portfolios
in
Fund
Complex
Overseen
by
Trustee3 |
Other
Directorships
Held
by
Trustee4 |
John
F. Killian
Age:
69 |
Trustee |
Since
2024 |
Mr.
Killian is retired. He is Director, Consolidated
Edison,
Inc. (2007–Present); and was formerly
Director,
Houghton Mifflin Harcourt Publishing
Company
(2011–2022). Previously, he held senior
management
positions with Verizon
Communications,
Inc., including Executive Vice
President
and Chief Financial Officer (2009–2010);
and
President, Verizon Business, Verizon
Communications,
Inc. (2005–2009).
Trustee—Goldman
Sachs Trust; Goldman Sachs
Variable
Insurance Trust; Goldman Sachs Trust II;
Goldman
Sachs ETF Trust; Goldman Sachs ETF Trust
II;
and Goldman Sachs Real Estate Diversified
Income
Fund. |
180 |
Consolidated
Edison,
Inc. (a
utility
holding
company) |
Steven
D.
Krichmar
Age:
65 |
Trustee |
Since
2024 |
Mr.
Krichmar is retired. Formerly, he held senior
management
and governance positions with Putnam
Investments,
LLC, a financial services company
(2001–2016).
He was most recently Chief of
Operations
and a member of the Operating Committee
of
Putnam Investments, LLC and Principal Financial
Officer
of The Putnam Funds. Previously, Mr.
Krichmar
served as an Audit Partner with
PricewaterhouseCoopers
LLP and its predecessor
company
(1990–2001).
Trustee—Goldman
Sachs Trust; Goldman Sachs
Variable
Insurance Trust; Goldman Sachs Trust II;
Goldman
Sachs ETF Trust; Goldman Sachs ETF Trust
II;
and Goldman Sachs Real Estate Diversified
Income
Fund. |
180 |
None |
Michael
Latham
Age:
58 |
Trustee |
Since
2024 |
Mr.
Latham is retired. Formerly, he held senior
management
positions with the iShares
exchange-traded
fund business owned by
BlackRock,
Inc., including Chairman (2011–2014);
Global
Head (2010–2011); U.S. Head (2007–2010);
and
Chief Operating Officer (2003–2007).
Trustee—Goldman
Sachs Trust; Goldman Sachs
Variable
Insurance Trust; Goldman Sachs Trust II;
Goldman
Sachs ETF Trust; Goldman Sachs ETF Trust
II;
Goldman Sachs Real Estate Diversified
Income
Fund; and Goldman Sachs Credit
Income
Fund. |
181 |
None |
Name,
Address
and
Age1 |
Position(s)
Held
with
the
Trust |
Term
of
Office
and
Length
of
Time
Served2 |
Principal
Occupation(s)
During
Past 5 Years |
Number
of
Portfolios
in
Fund
Complex
Overseen
by
Trustee3 |
Other
Directorships
Held
by
Trustee4 |
Lawrence
W.
Stranghoener
Age:
69 |
Trustee |
Since
2024 |
Mr.
Stranghoener is retired. He is Chairman,
Kennametal,
Inc. (a global manufacturer and
distributor
of tooling and industrial materials)
(2003–Present);
and was formerly Director, Aleris
Corporation
and Aleris International, Inc. (a producer
of
aluminum rolled products) (2011–2020); Interim
Chief
Executive Officer (2014) and Executive Vice
President
and Chief Financial Officer (2004–2014),
Mosaic
Company (a fertilizer manufacturing
company).
Trustee—Goldman
Sachs Trust; Goldman Sachs
Variable
Insurance Trust; Goldman Sachs Trust II;
Goldman
Sachs ETF Trust; Goldman Sachs ETF Trust
II;
and Goldman Sachs Real Estate Diversified
Income
Fund.
Chair
of the Board of Trustees—Goldman Sachs
Credit
Income Fund. |
181 |
None |
Paul
C. Wirth
Age:
66 |
Trustee |
Since
2022 |
Mr.
Wirth is retired. He is Executive Advisor, My Next
Season
LLC (a career transition advisory firm)
(2023–present).
Formerly, he was Deputy Chief
Financial
Officer and Principal Accounting Officer
(2011–2020);
Finance Director and Principal
Accounting
Officer (2010–2011); and Managing
Director,
Global Controller, and Chief Accounting
Officer
(2005–2010) of Morgan Stanley.
Trustee—Goldman
Sachs Trust; Goldman Sachs
Variable
Insurance Trust; Goldman Sachs Trust II;
Goldman
Sachs ETF Trust; Goldman Sachs ETF Trust
II;
and Goldman Sachs Real Estate Diversified
Income
Fund. |
180 |
None
|
Name,
Address
and
Age1
|
Position(s)
Held
with
the
Trust |
Term
of
Office
and
Length
of
Time
Served2
|
Principal
Occupation(s)
During
Past 5 Years |
Number
of
Portfolios
in
Fund
Complex
Overseen
by
Trustee3
|
Other
Directorships
Held
by
Trustee4
|
James
A.
McNamara*
Age:
61 |
President
and
Trustee |
Since
2007 |
Advisory
Director, Goldman Sachs (January
2018–Present);
Managing Director, Goldman Sachs
(January
2000–December 2017); Director of
Institutional
Fund Sales, GSAM (April
1998–December
2000); and Senior Vice President and
Manager,
Dreyfus Institutional Service Corporation
(January
1993–April 1998).
President
and Trustee—Goldman Sachs Trust;
Goldman
Sachs Variable Insurance Trust; Goldman
Sachs
Trust II; Goldman Sachs ETF Trust; Goldman
Sachs
ETF Trust II; Goldman Sachs Credit
Income
Fund; and Goldman Sachs Real Estate
Diversified
Income Fund. |
181 |
None |
Name,
Age
and
Address |
Position(s)
Held
with
the Trust |
Term
of Office and
Length
of Time
Served1
|
Principal
Occupation(s) During Past 5 Years |
James
A. McNamara
200
West Street
New
York, NY 10282
Age:
61 |
Trustee
and
President |
Since
2007 |
Advisory
Director, Goldman Sachs (January 2018 – Present);
Managing
Director, Goldman Sachs (January 2000 – December 2017);
Director
of Institutional Fund Sales, GSAM (April 1998 –
December 2000);
and Senior Vice President and Manager, Dreyfus
Institutional
Service Corporation (January 1993 – April 1998).
President
and Trustee—Goldman Sachs Trust; Goldman Sachs
Variable
Insurance Trust; Goldman Sachs Trust II; Goldman
Sachs
ETF Trust; Goldman Sachs ETF Trust II; Goldman Sachs Credit
Income
Fund; and Goldman Sachs Real Estate Diversified
Income
Fund. |
Joseph
F. DiMaria
30
Hudson Street
Jersey
City, NJ 07302
Age:
55 |
Treasurer,
Principal
Financial
Officer
and
Principal
Accounting
Officer |
Since
2017
(Treasurer
and
Principal
Financial
Officer
since
2019) |
Managing
Director, Goldman Sachs (November 2015 – Present) and
Vice
President – Mutual Fund Administration, Columbia Management
Investment
Advisers, LLC (May 2010 – October 2015).
Treasurer,
Principal Financial Officer and Principal Accounting
Officer—Goldman
Sachs Trust (previously Assistant Treasurer
(2016));
Goldman Sachs Variable Insurance Trust (previously Assistant
Treasurer
(2016)); Goldman Sachs Trust II (previously Assistant
Treasurer
(2017)); Goldman Sachs ETF Trust (previously Assistant
Treasurer
(2017)); Goldman Sachs ETF Trust II; Goldman Sachs
Credit
Income Fund; and Goldman Sachs Real Estate Diversified
Income
Fund. |
Jessica
Moran
200
West Street
New
York, NY 10282
Age:
39 |
Chief
Compliance
Officer |
Since
2013 |
Vice
President, Goldman Sachs (April 2017 – Present).
Chief
Compliance Officer—Goldman Sachs Trust; Goldman Sachs
Variable
Insurance Trust; Goldman Sachs Trust II; Goldman
Sachs
ETF Trust; Goldman Sachs ETF Trust II; and Goldman Sachs
Real
Estate Diversified Income Fund. |
Peter
W. Fortner
30
Hudson Street
Jersey
City, NJ 07302
Age:
66 |
Assistant
Treasurer |
Since
2000 |
Vice
President, Goldman Sachs (July 2000 – Present); Principal
Accounting
Officer and Treasurer, Commerce Bank Mutual Fund
Complex
(2008 – Present); Treasurer of Goldman Sachs
Philanthropy
Fund (2019 – Present); and Treasurer of Ayco Charitable
Foundation
(2020 – Present).
Assistant
Treasurer—Goldman Sachs Trust; Goldman Sachs Variable
Insurance
Trust; Goldman Sachs Trust II; Goldman Sachs ETF Trust;
Goldman
Sachs ETF Trust II; Goldman Sachs Credit Income Fund;
and
Goldman Sachs Real Estate Diversified Income
Fund. |
Name,
Age
and
Address |
Position(s)
Held
with
the Trust |
Term
of Office and
Length
of Time
Served1 |
Principal
Occupation(s) During Past 5 Years |
Allison
Fracchiolla
30
Hudson Street
Jersey
City, NJ 07302
Age:
40 |
Assistant
Treasurer |
Since
2014 |
Vice
President, Goldman Sachs (January 2013 – Present).
Assistant
Treasurer—Goldman Sachs Trust; Goldman Sachs Variable
Insurance
Trust; Goldman Sachs Trust II; Goldman Sachs ETF Trust;
Goldman
Sachs ETF Trust II; and Goldman Sachs Real Estate
Diversified
Income Fund. |
Kirsten
Frivold Imohiosen
200
West Street
New
York, NY 10282
Age:
53 |
Assistant
Treasurer |
Since
2019 |
Managing
Director, Goldman Sachs (January 2018 – Present); and
Vice
President, Goldman Sachs (May 1999 – December 2017).
Assistant
Treasurer—Goldman Sachs Trust; Goldman Sachs Variable
Insurance
Trust; Goldman Sachs Trust II; Goldman Sachs BDC, Inc.;
Goldman
Sachs Private Middle Market Credit LLC; Goldman Sachs
Private
Middle Market Credit II LLC; Goldman Sachs Middle Market
Lending
Corp.; Goldman Sachs ETF Trust; Goldman Sachs ETF Trust
II;
Goldman Sachs Credit Income Fund; and Goldman Sachs Real
Estate
Diversified Income Fund. |
Steven
Z. Indich
30
Hudson Street
Jersey
City, NJ 07302
Age:
54 |
Assistant
Treasurer |
Since
2019 |
Vice
President, Goldman Sachs (February 2010 – Present).
Assistant
Treasurer—Goldman Sachs Trust; Goldman Sachs Variable
Insurance
Trust; Goldman Sachs Trust II; Goldman Sachs BDC, Inc.;
Goldman
Sachs Private Middle Market Credit LLC; Goldman Sachs
Private
Middle Market Credit II LLC; Goldman Sachs Middle Market
Lending
Corp.; Goldman Sachs ETF Trust; Goldman Sachs ETF Trust
II;
Goldman Sachs Credit Income Fund; and Goldman Sachs Real
Estate
Diversified Income Fund. |
Elaine
Leung
30
Hudson Street
Jersey
City, NJ
07302
Age:
49 |
Assistant
Treasurer |
Since
2023 |
Vice
President, Goldman Sachs (January 2021 – Present); and
Associate,
Goldman Sachs (March 2014 – December 2020).
Assistant
Treasurer—Goldman Sachs Trust; Goldman Sachs Variable
Insurance
Trust; Goldman Sachs Trust II; Goldman Sachs ETF Trust;
Goldman
Sachs ETF Trust II; and Goldman Sachs Real Estate
Diversified
Income Fund. |
Carol
Liu
30
Hudson Street
Jersey
City, NJ 07302
Age:
49 |
Assistant
Treasurer |
Since
2019 |
Vice
President, Goldman Sachs (October 2017 – Present); Tax
Director,
The Raine Group LLC (August 2015 – October 2017); and
Tax
Director, Icon Investments LLC (January 2012 – August 2015).
Assistant
Treasurer—Goldman Sachs Trust; Goldman Sachs Variable
Insurance
Trust; Goldman Sachs Trust II; Goldman Sachs BDC, Inc.;
Goldman
Sachs Private Middle Market Credit LLC; Goldman Sachs
Private
Middle Market Credit II LLC; Goldman Sachs Middle Market
Lending
Corp.; Goldman Sachs ETF Trust; Goldman Sachs ETF Trust
II;
Goldman Sachs Credit Income Fund; and Goldman Sachs Real
Estate
Diversified Income Fund. |
Christopher
Bradford
200
West Street
New
York, NY 10282
Age:
42 |
Vice
President |
Since
2020 |
Vice
President, Goldman Sachs (January 2014 – Present).
Vice
President—Goldman Sachs Trust; Goldman Sachs Variable
Insurance
Trust; Goldman Sachs Trust II; Goldman Sachs ETF Trust;
Goldman
Sachs ETF Trust II; Goldman Sachs Real Estate Diversified
Income
Fund; and Goldman Sachs Credit Income
Fund. |
Name,
Age
and
Address |
Position(s)
Held
with
the Trust |
Term
of Office and
Length
of Time
Served1 |
Principal
Occupation(s) During Past 5 Years |
Kenneth
Cawley
71
South Wacker Drive
Chicago,
IL 60606
Age:
54 |
Vice
President |
Since
2021 |
Managing
Director, Goldman Sachs (2017 – Present), Vice President
(December
1999 – 2017); Associate (December 1996 – December
1999);
Associate, Discover Financial (August 1994 – December 1996).
Vice
President—Goldman Sachs Trust; Goldman Sachs Variable
Insurance
Trust; and Goldman Sachs Trust II. |
Anney
Chi
200
West Street
New
York, NY 10282
Age:
40 |
Vice
President |
Since
2022 |
Vice
President, Goldman Sachs (2014 – Present).
Vice
President—Goldman Sachs Trust; Goldman Sachs Variable
Insurance
Trust; Goldman Sachs Trust II; Goldman Sachs ETF Trust;
Goldman
Sachs ETF Trust II; and Goldman Sachs Real Estate
Diversified
Income Fund. |
TP
Enders
200
West Street
New
York, NY 10282
Age:
55 |
Vice
President |
Since
2021 |
Managing
Director, Goldman Sachs (January 2012 – Present); Vice
President,
Goldman Sachs (April 2004 – December 2011).
Vice
President—Goldman Sachs Trust; Goldman Sachs Variable
Insurance
Trust; Goldman Sachs Trust II; Goldman Sachs ETF Trust;
Goldman
Sachs ETF Trust II; Goldman Sachs Credit Income Fund;
and
Goldman Sachs Real Estate Diversified Income
Fund. |
Frank
Murphy
200
West Street
New
York, NY 10282
Age:
49 |
Vice
President |
Since
2019 |
Managing
Director, Goldman Sachs (2015 – Present); Vice President,
Goldman
Sachs (2003 – 2014); Associate, Goldman Sachs (2001 –
2002);
and Analyst, Goldman Sachs (1999 – 2001).
Vice
President—Goldman Sachs Trust; and Goldman Sachs Variable
Insurance
Trust. |
Caroline
L. Kraus
200
West Street
New
York, NY 10282
Age:
46 |
Chief
Legal
Officer |
Since
2012 |
Managing
Director, Goldman Sachs (January 2016 – Present); Vice
President,
Goldman Sachs (August 2006 – December 2015); Senior
Counsel,
Goldman Sachs (January 2020 – Present); Associate General
Counsel,
Goldman Sachs (2012 – December 2019); Assistant General
Counsel,
Goldman Sachs (August 2006 – December 2011); and
Associate,
Weil, Gotshal & Manges, LLP (2002 – 2006).
Chief
Legal Officer—Goldman Sachs Trust; Goldman Sachs Variable
Insurance
Trust; Goldman Sachs Trust II; Goldman Sachs ETF Trust;
Goldman
Sachs ETF Trust II; Goldman Sachs Real Estate Diversified
Income
Fund; Goldman Sachs BDC, Inc.; Goldman Sachs Private
Middle
Market Credit LLC; Goldman Sachs Private Middle Market
Credit
II LLC; Goldman Sachs Private Credit Corp.; Phillip Street
Middle
Market Lending Fund LLC; and Goldman Sachs Middle
Market
Lending Corp. II.
Secretary—Goldman
Sachs BDC, Inc.; Goldman Sachs Private Middle
Market
Credit LLC; Goldman Sachs Private Middle Market Credit II
LLC;
Goldman Sachs Private Credit Corp.; Phillip Street Middle
Market
Lending Fund LLC; Goldman Sachs Middle Market Lending
Corp.
II; and Goldman Sachs Credit Income
Fund. |
Name,
Age
and
Address |
Position(s)
Held
with
the Trust |
Term
of Office and
Length
of Time
Served1 |
Principal
Occupation(s) During Past 5 Years |
Robert
Griffith
200
West Street
New
York, NY 10282
Age:
49 |
Secretary |
Since
2022 |
Managing
Director, Goldman Sachs (September 2022 – Present);
General
Counsel, Exchange Traded Concepts, LLC (October 2021 –
September
2022); Vice President, Goldman Sachs (August 2011 –
October
2021); Associate General Counsel, Goldman Sachs
(December
2014 – Present); Assistant General Counsel, Goldman
Sachs
(August 2011 – December 2014); Vice President and Counsel,
Nomura
Holding America, Inc. (2010 – 2011); and Associate, Simpson
Thacher
& Bartlett LLP (2005 – 2010).
Secretary—Goldman
Sachs Trust (previously Assistant Secretary
(2022));
Goldman Sachs Variable Insurance Trust (previously Assistant
Secretary
(2022)); Goldman Sachs Trust II (previously Assistant
Secretary
(2022)); Goldman Sachs ETF Trust (previously Assistant
Secretary
(2022)); Goldman Sachs ETF Trust II (previously Assistant
Secretary
(2022)); and Goldman Sachs Real Estate Diversified
Income
Fund (previously Assistant Secretary (2022)). |
Shaun
Cullinan
200
West Street
New
York, NY 10282
Age:
44 |
Assistant
Secretary |
Since
2018 |
Managing
Director, Goldman Sachs (2018 – Present); Vice President,
Goldman
Sachs (2009 – 2017); Associate, Goldman Sachs (2006 –
2008);
Analyst, Goldman Sachs (2004 – 2005).
Assistant
Secretary—Goldman Sachs Trust; Goldman Sachs Variable
Insurance
Trust; and Goldman Sachs Trust II. |
Shane
Shannon
200
West Street
New
York, NY 10282
Age:
37 |
Assistant
Secretary |
Since
2023 |
Vice
President, Goldman Sachs (December 2021 – Present); Associate,
K&L
Gates LLP (2014 – 2021).
Assistant
Secretary—Goldman Sachs Trust; Goldman Sachs Variable
Insurance
Trust; Goldman Sachs Trust II; Goldman Sachs ETF Trust;
Goldman
Sachs ETF Trust II; and Goldman Sachs Real Estate
Diversified
Income Fund. |
Name
of Trustee |
Dollar
Range of Equity Securities
in
the
Funds(1)
|
Aggregate
Dollar Range of Equity Securities in
All
Portfolios in Fund Complex Overseen By
Trustee |
Gregory
G. Weaver |
Income
Builder Fund:
Over
$100,000 |
Over
$100,000 |
Cheryl
K. Beebe(2)
|
None |
Over
$100,000 |
Dwight
L. Bush |
None |
Over
$100,000 |
Kathryn
A. Cassidy |
None |
Over
$100,000 |
John
G. Chou |
None |
Over
$100,000 |
Joaquin
Delgado |
None |
Over
$100,000 |
Eileen
H. Dowling |
None |
Over
$100,000 |
Lawrence
Hughes(2)
|
None |
Over
$100,000 |
John
F. Killian(2)
|
None |
Over
$100,000 |
Steven
D. Krichmar(2)
|
None |
Over
$100,000 |
Michael
Latham(2)
|
None |
Over
$100,000 |
Lawrence
W. Stranghoener(2)
|
None |
Over
$100,000 |
Paul
C. Wirth |
Income
Builder Fund:
Over
$100,000 |
Over
$100,000 |
James
A. McNamara |
Income
Builder Fund:
Over
$100,000 |
Over
$100,000 |
Name
of Trustee |
Income
Builder
Fund |
Rising
Dividend
Growth |
Gregory
G. Weaver(1)
|
$4,357 |
$4,192 |
Cheryl
K. Beebe(2)
|
$
- |
$
- |
Dwight
L. Bush |
$3,074 |
$2,998 |
Kathryn
A. Cassidy(3)
|
$3,492 |
$3,373 |
John
G. Chou |
$3,074 |
$2,998 |
Joaquin
Delgado |
$3,074 |
$2,998 |
Eileen
H. Dowling |
$3,074 |
$2,998 |
Lawrence
Hughes(2)
|
$
- |
$
- |
John
F. Killian(2)
|
$
- |
$
- |
Steven
D. Krichmar(2)
|
$
- |
$
- |
Michael
Latham(2)
|
$
- |
$
- |
Lawrence
W. Stranghoener(2)
|
$
- |
$
- |
Paul
C. Wirth |
$3,074 |
$2,998 |
James
A. McNamara(4)
|
$
- |
$
- |
Name
of Trustee |
Pension
or Retirement
Benefits
Accrued as Part
of
the Trust’s Expenses |
Total
Compensation
From
Fund Complex
for
the Fiscal Year
Ended
10/31/23
(including
the Funds)(5)
|
Gregory
G. Weaver(1)
|
$0 |
$518,250 |
Cheryl
K. Beebe(2)
|
$
- |
$360,000 |
Dwight
L. Bush |
$0 |
$367,000 |
Kathryn
A. Cassidy(3)
|
$0 |
$415,750 |
John
G. Chou |
$0 |
$367,000 |
Joaquin
Delgado |
$0 |
$367,000 |
Eileen
H. Dowling |
$0 |
$367,000 |
Lawrence
Hughes(2)
|
$
- |
$285,000 |
John
F. Killian(2)
|
$
- |
$285,000 |
Steven
D. Krichmar(2)
|
$
- |
$285,000 |
Michael
Latham(2)
|
$
- |
$320,000 |
Lawrence
W. Stranghoener(2)
|
$
- |
$285,000 |
Paul
C. Wirth |
$0 |
$367,000 |
James
A. McNamara(4)
|
$
- |
$
- |
Fund |
Contractual
Rate |
Actual
Rate for the Fiscal
Year
Ended
October
31, 2023 |
Income
Builder Fund |
0.54%
on the first $1 billion |
0.42% |
|
0.49%
over $1 billion up to $2 billion
0.46%
over $2 billion up to $5 billion
0.45%
over $5 billion up to $8 billion
0.44%
over $8 billion |
|
Rising
Dividend Growth Fund |
0.75%
on the first $1 billion |
0.65% |
|
0.68%
over $1 billion up to $2 billion
0.64%
over $2 billion up to $5 billion
0.63%
over $5 billion up to $8 billion
0.62%
over $8 billion |
|
Fiscal
Year Ended
October
31, 2023 |
Fiscal
Year Ended
October
31, 2022 |
Fiscal
Year Ended
October
31, 2021 | |||
With
Fee
Waivers |
Without
Fee
Waivers |
With
Fee
Waivers |
Without
Fee
Waivers |
With
Fee
Waivers |
Without
Fee
Waivers |
$9,697,697 |
$11,705,310 |
$9,709,424 |
$11,923,399 |
$10,342,335 |
$10,756,475 |
Fiscal
Year Ended
October
31, 2023 |
Fiscal
Year Ended
October
31, 2022 |
Fiscal
Year Ended
October
31, 2021 | |||
With
Fee
Waivers |
With
Fee
Waivers |
With
Fee
Waivers |
Without
Fee
Waivers |
With
Fee
Waivers |
Without
Fee
Waivers |
$3,080,307 |
$3,546,179 |
$3,366,118 |
$3,788,422 |
$3,905,808 |
$3,921,330 |
Name
of Portfolio Manager |
Number
of Other Accounts Managed and Total Assets by
Account
Type |
Number
of Accounts and Total Assets for Which Advisory Fee
is
Performance Based | ||||||||||
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicles |
Other
Accounts |
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicles |
Other
Accounts | |||||||
Number
of
Accounts |
Assets
Managed
($MM) |
Number
of
Accounts |
Assets
Managed
($MM) |
Number
of
Accounts |
Assets
Managed
($MM) |
Number
of
Accounts |
Assets
Managed
($MM) |
Number
of
Accounts |
Assets
Managed
($MM) |
Number
of
Accounts |
Assets
Managed
($MM) | |
Income
Builder Fund |
|
|
|
|
|
|
|
|
|
|
|
|
Ron
Arons |
47 |
$10,006 |
62 |
$14,720 |
10,305 |
$304,343 |
0 |
$
- |
14 |
$850 |
0 |
$
- |
Kevin
Martens |
7 |
$2,420 |
2 |
$895 |
20 |
$4,143 |
0 |
$
- |
0 |
$
- |
0 |
$
- |
Charles
“Brook” Dane |
8 |
$3,206 |
13 |
$10,536 |
37 |
$3,846 |
0 |
$
- |
0 |
$
- |
0 |
$
- |
Neill
Nuttall |
25 |
$29,583 |
35 |
$12,655 |
133 |
$111,514 |
0 |
$
- |
0 |
$
- |
2 |
$2,952 |
Ashish
Shah(1)
|
99 |
$430,981 |
367 |
$309,099 |
47,065 |
$649,445 |
0 |
$
- |
34 |
$1,634 |
0 |
$
- |
Alexandra
Wilson-Elizondo |
21 |
$26,876 |
0 |
$
- |
0 |
$
- |
0 |
$
- |
0 |
$
- |
0 |
$
- |
Rising
Dividend Growth Fund |
|
|
|
|
|
|
|
|
|
|
|
|
Monali
Vora |
9 |
$7,861 |
5 |
$7,262 |
38,556 |
$146,268 |
0 |
$
- |
0 |
$
- |
0 |
$
- |
Aron
Kershner |
9 |
$7,861 |
5 |
$7,262 |
38,556 |
$146,268 |
0 |
$
- |
0 |
$
- |
0 |
$
- |
Siwen
Wu |
20 |
$21,920 |
5 |
$2,480 |
1 |
$489 |
0 |
$
- |
0 |
$
- |
0 |
$
- |
Kyri
Loupis |
3 |
$2,044 |
3 |
$124 |
911 |
$1,825 |
0 |
$
- |
0 |
$
- |
0 |
$
- |
Name
of Portfolio Manager |
Dollar
Range of Equity Securities Beneficially
Owned
by Portfolio Manager |
Income
Builder Fund |
|
Ron
Arons |
$100,001–$500,000 |
Kevin
Martens |
$100,001–$500,000 |
Charles
“Brook” Dane |
Over
$1,000,000 |
Neill
Nuttall |
$500,001–$1,000,000 |
Ashish
Shah |
Over
$1,000,000 |
Name
of Portfolio Manager |
Dollar
Range of Equity Securities Beneficially
Owned
by Portfolio Manager |
Alexandra
Wilson-Elizondo |
$500,001–$1,000,000 |
Rising
Dividend Growth Fund |
|
Aron
Kershner |
$500,001–$1,000,000 |
Monali
Vora |
Over
$1,000,000 |
Siwen
Wu |
$50,001–$100,000 |
Kyri
Loupis |
Over
$1,000,000 |
Fund |
Fiscal
Year Ended
October
31, 2023 |
Fiscal
Year Ended
October
31, 2022 |
Fiscal
Year Ended
October
31, 2021 |
Income
Builder Fund |
$73,406 |
$89,455 |
$61,500 |
Rising
Dividend Growth Fund |
$22,722 |
$21,044 |
$11,610 |
Fund |
Dealer
Reallowances
Percentage
of Offering
Price |
Income
Builder |
5.11% |
Rising
Dividend Growth |
4.82% |
Income
Builder Fund |
Class
A and C
Shares |
Institutional
Shares |
Class
R and
Investor
Shares |
Class
R6 Shares |
Class
P Shares |
Fiscal
Year Ended
October
31, 2023 |
$934,483 |
$411,320 |
$506,704 |
$12,078 |
$10,785 |
Fiscal
Year Ended
October
31, 2022 |
$995,197 |
$420,224 |
$473,982 |
$8,551 |
$14,860 |
Fiscal
Year Ended
October
31, 2021 |
$979,760 |
$368,943 |
$374,447 |
$6,675 |
$8,534 |
Rising
Dividend
Growth Fund |
Class
A and C
Shares |
Institutional
Shares |
Class
R and
Investor
Shares |
Class
R6 Shares |
Class
P Shares |
Fiscal
Year Ended
October
31, 2023 |
$428,696 |
$44,292 |
$108,889 |
$1,393 |
$4,291 |
Fiscal
Year Ended
October
31, 2022 |
$480,314 |
$47,682 |
$108,561 |
$936 |
$4,426 |
Fiscal
Year Ended
October
31, 2021 |
$513,779 |
$46,215 |
$115,660 |
$753 |
$3,419 |
Fund |
Other
Expenses |
Income
Builder Fund |
0.004% |
Rising
Dividend Growth Fund |
0.004% |
Fund |
Fiscal
Year Ended
October
31, 2023 |
Fiscal
Year Ended
October
31, 2022 |
Fiscal
Year Ended
October
31, 2021 |
Income
Builder Fund |
$1,095,660 |
$1,002,150 |
$778,563 |
Rising
Dividend Growth Fund |
$545,303 |
$507,927 |
$526,257 |
|
Income
Builder Fund |
Rising
Dividend Growth
Fund |
Gross
Income from Securities Lending Activities1
|
$0 |
$3,790 |
Fees
and/or Compensation for Securities Lending Activities and Related
Services |
|
|
Revenue
Split2
|
0 |
39 |
Cash
Collateral Management Fees2
|
0 |
152 |
Administration
Fees |
- |
- |
Indemnification
Fees |
- |
- |
Rebates
to Borrowers |
0 |
3,247 |
Other
Fees |
- |
- |
Aggregate
Fees/Compensation for Securities
Lending
Activities |
0 |
3,438 |
Net
Income from the Securities Lending
Activities |
0 |
353 |
Fiscal
Year Ended
October
31, 2023 |
Total
Brokerage
Commissions
Paid |
Total
Brokerage
Commissions
Paid to
Goldman
Sachs |
Total
Amount of
Transactions
on
which
Commissions
Paid |
Amount
of
Transactions
Effected
through
Brokers
Providing
Research1
|
Total
Brokerage
Commissions
Paid for
Research1
|
Income
Builder Fund |
$270,651 |
$42,587
(31%)2
|
$4,308,193,141
(0%)3
|
0% |
$0 |
Rising
Dividend Growth Fund |
$71,731 |
$0
(0%)2
|
$603,872,7088
(0%)3
|
0% |
$0 |
Fiscal
Year Ended
October
31, 2022 |
Total
Brokerage
Commissions
Paid |
Total
Brokerage
Commissions
Paid to
Goldman
Sachs |
Total
Amount of
Transactions
on
which
Commissions
Paid |
Amount
of
Transactions
Effected
through
Brokers
Providing
Research1
|
Total
Brokerage
Commissions
Paid for
Research1
|
Income
Builder Fund |
$222,502 |
$35,687
(16%)2
|
$3,996,840,799
(0%)3
|
0% |
$0 |
Rising
Dividend Growth Fund |
$119,609 |
$0
(0%)2
|
$686,721,898
(0%)3
|
0% |
$0 |
Fiscal
Year Ended
October
31, 2021 |
Total
Brokerage
Commissions
Paid |
Total
Brokerage
Commissions
Paid
to
Goldman Sachs |
Total
Amount of
Transactions
on which
Commissions
Paid |
Amount
of
Transactions
Effected
through
Brokers
Providing
Research1
|
Total
Brokerage
Commissions
Paid for
Research1
|
Income
Builder Fund |
$261,175 |
$
20,445(8%)2
|
$
3,759,402,722(0%)3
|
0% |
$0 |
Rising
Dividend Growth Fund |
$106,994 |
0
(0%)2
|
$
605,987,969 (0%)3
|
0% |
$0 |
Fund |
Broker/Dealer |
Amount |
Income
Builder |
UBS
Group AG |
$5,342,307 |
|
Bank
of America Corp. |
5,533,074 |
|
Morgan
Stanley, Inc. |
7,868,866 |
|
Citigroup,
Inc. |
10,920,378 |
|
JPMorgan
Chase & Co. |
27,751,600 |
|
Jeffries
Finance LLC/JFIN Co.-Issuer Corp |
3,065,804 |
Fund |
Capital
Loss
Carryforward |
Characterization |
Income
Builder Fund |
$44,915,341 |
Perpetual
Short-term |
Type
of Information |
When
Available Upon Request |
Portfolio
Characteristics Information
(Except
for Aggregate Liquidity
Classification
Information) |
Prior
to 15 Business Days After Month-End:
Cannot disclose without (i) a
confidentiality
agreement; (ii) an agreement not to trade on the basis of non-public
information
in violation of the federal securities laws; and (iii) legal or compliance
approval. |
15
Business Days After Month-End:
May disclose to (i) shareholders and (ii) any
non-shareholder
whose request satisfies and/or serves a legitimate business purpose for
the
applicable Fund. | |
Aggregate
Liquidity Classification
Information |
Prior
to 90 Calendar Days After Month-End:
Cannot disclose without (i) a
confidentiality
agreement; (ii) an agreement not to trade on the basis of non-public
information
in violation of the federal securities laws; and (iii) legal or compliance
approval. |
90
Calendar Days After Month-End:
May disclose to (i) shareholders and (ii) any
non-shareholder
whose request satisfies and/or serves a legitimate business purpose for
the
applicable Fund. |
Fund |
Fiscal
Year Ended
October
31, 2023 |
Fiscal
Year Ended
October
31, 2022 |
Fiscal
Year Ended
October
31, 2021 |
Income
Builder Fund |
$1,392,412 |
$1,314,743 |
$1,062,840 |
Rising
Dividend Growth Fund |
$603,106 |
$611,836 |
$557,398 |
Fund |
Fiscal
Year Ended
October
31, 2023 |
Fiscal
Year Ended
October
31, 2022 |
Fiscal
Year Ended
October
31, 2021 |
Income
Builder Fund |
$1,663,277 |
$2,275,753 |
$2,934,980 |
Rising
Dividend Growth Fund |
$242,635 |
$415,966 |
$736,161 |
Fund |
Fiscal
Year Ended
October
31, 2023 |
Fiscal
Year Ended
October
31, 2022 |
Fiscal
Year Ended
October
31, 2021 |
Rising
Dividend Growth Fund |
$6,431 |
$7,415 |
$6,869 |
Fund |
Compensation
to
Dealers(1)
|
Compensation
and
Expenses
of
the
Distributor
and
Its
Sales
Personnel |
Allocable
Overhead,
Telephone
and
Travel
Expenses |
Printing
and
Mailing
of
Prospectuses
to
Other
Than
Current
Shareholders |
Preparation
and
Distribution
of
Sales
Literature
and
Advertising |
Totals |
Income
Builder
Fund |
$1,394,196 |
$949,357 |
$395,195 |
$25,292 |
$58,090 |
$2,822,130 |
Rising
Dividend
Growth
Fund |
$591,443 |
$235,821 |
$97,803 |
$6,259 |
$14,376 |
$945,703 |
Fund |
Compensation
to
Dealers(1)
|
Compensation
and
Expenses
of
the
Distributor
and
Its
Sales
Personnel |
Allocable
Overhead,
Telephone
and
Travel
Expenses |
Printing
and
Mailing
of
Prospectuses
to
Other
Than
Current
Shareholders |
Preparation
and
Distribution
of
Sales
Literature
and
Advertising |
Totals |
Income
Builder
Fund |
$1,921,155 |
$616,367 |
$256,758 |
$16,432 |
$37,741 |
$2,848,454 |
Rising
Dividend
Growth
Fund |
$293,602 |
$16,732 |
$6,925 |
$443 |
$1,018 |
$318,720 |
Fund |
Compensation
to
Dealers(1)
|
Compensation
and
Expenses
of
the
Distributor
and
Its
Sales
Personnel |
Allocable
Overhead,
Telephone
and
Travel
Expenses |
Printing
and
Mailing
of
Prospectuses
to
Other
Than
Current
Shareholders |
Preparation
and
Distribution
of
Sales
Literature
and
Advertising |
Totals |
Rising
Dividend
Growth
Fund |
$5,393 |
$219 |
$103 |
$7 |
$15 |
$5,736 |
Fund |
Net
Asset Value |
Maximum
Sales Charge |
Offering
Price to
Public |
Income
Builder Fund |
$22.04 |
5.50% |
$23.32 |
Rising
Dividend Growth Fund |
$10.52 |
5.50% |
$11.13 |
Class |
Name/Address |
Percentage
of
Class |
Class
A |
Wells
Fargo Clearing Services, LLC, Special Custody Account FBO Customer, 2801
Market St.,
Saint
Louis, MO 63103-2523. |
17.66% |
Class
A |
Morgan
Stanley Smith Barney LLC, 1 New York Plaza Floor 12, New York, NY
10004-1932. |
13.44% |
Class
A |
Edward
Jones, FBO Customers, 12555 Manchester Road, Saint Louis, MO
63131-3710. |
12.92% |
Class
A |
Ameriprise
Financial Services, Inc., 707 2nd Ave S. Minneapolis, MN
55402-2405. |
10.89% |
Class
A |
Merrill
Lynch Pierce Fenner & Smith, FBO its Customers, Attn: Service Team
SEQ# 97PR7
Goldman
Sachs Funds, 4800 Deer Lake Dr. East, 3rd Fl., Jacksonville, FL
32246-6484. |
9.29% |
Class
A |
National
Financial Services LLC, FEBO Customers, Attn: Mutual Funds Dept, 4th Fl,
499
Washington
Blvd., Jersey City, NJ 07310-1995. |
8.54% |
Class
A |
Raymond
James & Associates, 92500015 Omnibus, Attn: Courtney Waller, 880
Carillon
Parkway,
St. Petersburg, FL 33716-1102 |
5.54% |
Class
A |
LPL
Financial Corporation, Omnibus Customer Account, Attn Mutual Funds
Trading, 4707
Executive
Dr., San Diego, CA 92121-3091. |
5.43% |
Class
C |
Wells
Fargo Clearing Services, LLC, Special Custody Account FBO Customer, 2801
Market St.,
Saint
Louis, MO 63103-2523. |
37.47% |
Class
C |
Morgan
Stanley Smith Barney LLC, 1 New York Plaza Floor 12, New York, NY
10004-1932. |
13.58% |
Class
C |
Ameriprise
Financial Services, Inc., 707 2nd Ave S. Minneapolis, MN
55402-2405. |
12.13% |
Class
C |
Raymond
James & Associates, 92500015 Omnibus, Attn: Courtney Waller, 880
Carillon
Parkway,
St. Petersburg, FL 33716-1102 |
7.09% |
Class
C |
Pershing
LLC, PO Box 2052, Jersey City, NJ 07303-2052. |
6.64% |
Class
C |
LPL
Financial Corporation, Omnibus Customer Account, Attn Mutual Funds
Trading, 4707
Executive
Dr., San Diego, CA 92121-3091. |
6.16% |
Institutional |
National
Financial Services LLC, FBO Customers, Attn: Mutual Funds Dept, 4th Fl,
499
Washington
Blvd., Jersey City, NJ 07310-1995. |
19.15% |
Institutional |
Morgan
Stanley Smith Barney LLC, 1 New York Plaza Floor 12, New York, NY
10004-1932. |
17.31% |
Institutional |
Wells
Fargo Clearing Services, LLC, Special Custody Account FBO Customer, 2801
Market St.,
Saint
Louis, MO 63103-2523. |
17.31% |
Class |
Name/Address |
Percentage
of
Class |
Institutional |
Merrill
Lynch Pierce Fenner & Smith, FBO its Customers, Attn: Service Team
SEQ# 97PR8
Goldman
Sachs Funds, 4800 Deer Lake Dr. East, 3rd Fl., Jacksonville, FL
32246-6484. |
13.81% |
Institutional |
Charles
Schwab & Co., Inc., Special Custody Acct. FBO Customers, Attn: Mutual
Funds,
211
Main Street, San Francisco, CA 94105-1905. |
8.79% |
Institutional |
Pershing
LLC, PO Box 2052, Jersey City, NJ 07303-2052. |
5.73% |
Institutional |
UBS
Financial Services Inc., Omni Account M/F, 1000 Harbor Blvd, Weehawken, NJ
07086-6761. |
5.25% |
Investor |
Ameriprise
Financial Services, Inc., 707 2nd Ave S. Minneapolis, MN
55402-2405. |
47.08% |
Investor |
LPL
Financial Corporation, Omnibus Customer Account, Attn Mutual Funds
Trading, 4707
Executive
Dr., San Diego, CA 92121-3091. |
26.58% |
Investor |
Raymond
James & Associates, 92500015 Omnibus, Attn: Courtney Waller, 880
Carillon
Parkway,
St. Petersburg, FL 33716-1102 |
22.60% |
Class
R6 |
Edward
Jones, FBO Customers, 12555 Manchester Road, Saint Louis, MO 63131-
3710. |
73.66% |
Class
R6 |
National
Financial Services LLC, FBO Customers, Attn: Mutual Funds Dept, 4th Fl,
499
Washington
Blvd., Jersey City, NJ 07310-1995. |
17.87% |
Class
P |
Goldman
Sachs & Co., C/O Mutual Funds Operations, 222 S. Main St., Salt Lake
City, UT
84101-2199. |
97.70% |
Class |
Name/Address |
Percentage
of Class |
Class
A |
Wells
Fargo Clearing Services, LLC, Special Custody Account FBO Customer,
2801
Market St., Saint Louis, MO 63103-2523. |
15.66% |
Class
A |
Raymond
James & Associates, 92500015 Omnibus, Attn: Courtney Waller, 880
Carillon
Parkway,
St. Petersburg, FL 33716-1102 |
14.65% |
Class
A |
Ameriprise
Financial Services, Inc., 707 2nd Ave S. Minneapolis, MN
55402-2405. |
12.52% |
Class
A |
Morgan
Stanley Smith Barney LLC, FBO its Customers, 1 New York Plaza Floor 12,
New
York, NY 10004-1932. |
11.60% |
Class
A |
Merrill
Lynch Pierce Fenner & Smith, FBO its Customers, Attn: Service Team SEC
#97PR8
Goldman Sachs Funds, 4800 Deer Lake Dr. East, 3rd Fl., Jacksonville, FL
32246-6484. |
7.28% |
Class
A |
Edward
Jones, FBO Customers, 12555 Manchester Road, Saint Louis, MO 63131-
3710. |
6.58% |
Class
A |
LPL
Financial Corporation, Omnibus Customer Account, Attn Mutual Funds
Trading,
4707
Executive Dr., San Diego, CA 92121-3091. |
5.44% |
Class
C |
Wells
Fargo Clearing Services, LLC, Special Custody Account FBO Customer,
2801
Market St., Saint Louis, MO 63103-2523. |
36.04% |
Class
C |
Raymond
James & Associates, 92500015 Omnibus, Attn: Courtney Waller, 880
Carillon
Parkway,
St. Petersburg, FL 33716-1102 |
19.21% |
Class
C |
Ameriprise
Financial Services, Inc., 707 2nd Ave S. Minneapolis, MN
55402-2405. |
13.69% |
Class
C |
Morgan
Stanley Smith Barney LLC, FBO its Customers, 1 New York Plaza Floor 12,
New
York, NY 10004-1932. |
5.75% |
Institutional |
Charles
Schwab & Co., Inc., Special Custody Acct. FBO Customers, Attn: Mutual
Funds,
211
Main Street, San Francisco, CA 94105-1905. |
22.71% |
Institutional |
Wells
Fargo Clearing Services, LLC, Special Custody Account FBO Customer,
2801
Market St., Saint Louis, MO 63103-2523. |
18.31% |
Institutional |
Morgan
Stanley Smith Barney LLC, 1 New York Plaza Floor 12, New York, NY
10004-1932. |
17.05% |
Institutional |
National
Financial Services LLC, FBO Customers, Attn: Mutual Funds Dept, 4th Fl,
499
Washington
Blvd., Jersey City, NJ 07310-1995. |
13.50% |
Institutional |
UBS
Financial Services Inc., Omni Account M/F, 1000 Harbor Blvd, Weehawken, NJ
07086-6761. |
7.41% |
Class |
Name/Address |
Percentage
of Class |
Investor |
Ameriprise
Financial Services, Inc., 707 2nd Ave S. Minneapolis, MN
55402-2405. |
49.18% |
Investor |
Raymond
James & Associates, 92500015 Omnibus, Attn: Courtney Waller, 880
Carillon
Parkway,
St. Petersburg, FL 33716-1102 |
27.60% |
Investor |
LPL
Financial Corporation, Omnibus Customer Account, Attn Mutual Funds
Trading,
4707
Executive Dr., San Diego, CA 92121-3091. |
19.10% |
Class
R |
GWFS
Equities Inc., FBO Wallin Ttee FBO P&L Gen Cntctrs Inc, C/O Fascore
LLC,
8515
E Orchard Rd. # 2T2, Greenwood Village, CO
80111-5002. |
26.60% |
Class
R |
GWFS
Equities Inc., FBO JW Allen Co Inc, C/O Fascore LLC, 8515 E Orchard Rd. #
2T2,
Greenwood Village, CO 80111-5002. |
13.85% |
Class
R |
MSCS
Financial Services LLC, Matrix Trust Company as Agent for Advisor Trust
Inc.,
717
17th St. Ste. 1300, Denver, CO 80202-3304. |
11.93% |
Class
R |
Raymond
James & Associates, 92500015 Omnibus, Attn: Courtney Waller, 880
Carillon
Parkway,
St. Petersburg, FL 33716-1102 |
8.81% |
Class
R |
MSCS
Financial Services LLC, Matrix Trust Company as Agent for Advisor Trust
Inc.,
Chester
403(B) Plan, 717 17th St. Ste. 1300, Denver, CO
80202-3304. |
8.51% |
Class
R6 |
Edward
Jones, FBO Customers, 12555 Manchester Road, Saint Louis, MO 63131-
3710. |
39.77% |
Class
R6 |
Hand
Securities Inc., CBNA as Custodian FBO Golden West Technologies Retirement
Plan,
6 Rhoads Drive, Suite 7, Utica, NY 13502-6317 |
10.28% |
Class
R6 |
Hand
Securities Inc., CBNA as Custodian FBO SDACBHS Retirement Omnibus, 6
Rhoads
Drive, Suite 7, Utica, NY 13502-6317 |
9.50% |
Class
R6 |
Hand
Securities Inc., CBNA as Custodian FBO Suds & Duds, Inc. 401(k) PS
Plan, 6
Rhoads
Drive, Suite 7, Utica, NY 13502-6317 |
7.81% |
Class
R6 |
Empower
Financial Services, Inc., FBO Employee Benefits Clients 401K, 8515 E
Orchard
Rd. 2T2, Greenwood Village, CO 80111-5002. |
5.60% |
Class
R6 |
Hand
Securities Inc., CBNA as Custodian FBO RAS 401(k) Plan, 6 Rhoads Drive,
Suite
7,
Utica, NY 13502-6317 |
5.00% |
Class
P |
Goldman
Sachs & Co., C/O Mutual Funds Operations, 295 Chipeta Way, Salt Lake
City,
UT
84108-1285. |
99.84% |
| |
2-B | |
3-B | |
7-B | |
10-B | |
11-B | |
13-B | |
| |
18-B | |
19-B | |
24-B | |
26-B | |
26-B | |
28-B | |
| |
33-B | |
34-B | |
39-B | |
41-B | |
41-B | |
43-B | |
| |
47-B | |
48-B | |
52-B | |
53-B | |
53-B | |
55-B |