FUND
NAME
|
CLASS
A |
CLASS
C |
CLASS
I |
CLASS
R |
CLASS
R6 |
CLASS
Y |
MEMBER
CLASS |
Global
Natural Resources |
|
|
|
|
|
|
|
Victory
Global Energy Transition Fund |
RSNRX |
RGNCX |
— |
RSNKX |
— |
RSNYX |
— |
|
|
|
|
|
|
|
|
RS
Value |
|
|
|
|
|
|
|
Victory
RS Partners Fund |
RSPFX |
— |
— |
RSPKX |
RPPRX |
RSPYX |
RSPMX |
Victory
RS Value Fund |
RSVAX |
RVACX |
— |
RSVKX |
— |
RSVYX |
— |
Victory
RS Large Cap Alpha Fund |
GPAFX |
RCOCX |
— |
RCEKX |
— |
RCEYX |
— |
Victory
RS Investors Fund |
RSINX |
RIVCX |
— |
RSIKX |
— |
RSIYX |
— |
|
|
|
|
|
|
|
|
RS
Growth |
|
|
|
|
|
|
|
Victory
RS Small Cap Growth Fund |
RSEGX |
REGWX |
— |
RSEKX |
RSEJX |
RSYEX |
— |
Victory
RS Select Growth Fund |
RSDGX |
RSGFX |
— |
RSDKX |
RSSRX |
RSSYX |
— |
Victory
RS Mid Cap Growth Fund |
RSMOX |
RMOCX |
— |
RSMKX |
RMORX |
RMOYX |
RMOMX |
Victory
RS Growth Fund |
RSGRX |
RGWCX |
— |
RSGKX |
— |
RGRYX |
— |
Victory
RS Science and Technology Fund |
RSIFX |
RINCX |
— |
RIFKX |
— |
RIFYX |
— |
Victory
RS Small Cap Equity Fund |
GPSCX |
RSCCX |
— |
RSCKX |
— |
RSCYX |
RSMMX |
|
|
|
|
|
|
|
|
RS
International |
|
|
|
|
|
|
|
Victory
RS International Fund |
GUBGX |
RIGCX |
— |
RIGKX |
RSIRX |
RSIGX |
— |
Victory
RS Global Fund |
RSGGX |
RGGCX |
— |
RGGKX |
RGGRX |
RGGYX |
— |
|
|
|
|
|
|
|
|
Sophus |
|
|
|
|
|
|
|
Victory
Sophus Emerging Markets Fund |
GBEMX |
REMGX |
— |
REMKX |
RSERX |
RSENX |
— |
|
|
|
|
|
|
|
|
INCORE
Fixed Income |
|
|
|
|
|
|
|
Victory
INCORE Low Duration Bond
Fund |
RLDAX |
RLDCX |
— |
RLDKX |
— |
RSDYX |
— |
|
|
|
|
|
|
|
|
Fixed
Income |
|
|
|
|
|
|
|
Victory
High Yield Fund |
GUHYX |
RHYCX |
— |
RHYKX |
— |
RSYYX |
— |
Victory
Tax-Exempt Fund |
GUTEX |
RETCX |
— |
— |
— |
RSTYX |
— |
Victory
High Income Municipal Bond
Fund |
RSHMX |
RSHCX |
— |
— |
— |
RHMYX |
RHMMX |
Victory
Floating Rate Fund |
RSFLX |
RSFCX |
— |
RSFKX |
— |
RSFYX |
RSFMX |
1 | |
1 | |
4 | |
29 | |
31 | |
35 | |
42 | |
68 | |
76 | |
81 | |
83 | |
83 | |
84 | |
89 | |
89 | |
97 | |
102 | |
110 |
Amount
of
Purchase |
Initial
Sales Charge:
%
of Offering Price |
Concession
to Dealers:
%
of Offering Price |
Up
to $49,999 |
5.75% |
5.00% |
$
50,000 to $99,999 |
4.50% |
4.00% |
$
100,000 to $249,999 |
3.50% |
3.00% |
$
250,000 to $499,999 |
2.50% |
2.00% |
$
500,000 to $999,999 |
2.00% |
1.75% |
$
1,000,000 and above* |
0.00% |
** |
Your
Investment in the Fund
|
Initial
Sales Charge:
%
of Offering Price |
Concession
to Dealers:
%
of Offering Price |
Up
to $99,999
|
2.25% |
2.00% |
$100,000
up to $249,999
|
1.75% |
1.50% |
Your
Investment in the Fund |
Initial
Sales Charge:
%
of Offering Price |
Concession
to Dealers:
%
of Offering Price |
$250,000
and above* |
0.00% |
** |
Name
and
Date
of Birth |
Position
Held
with
the
Trust |
Date
Commenced
Service |
Principal
Occupation
During
Past 5 Years |
Number
of Portfolios
in
Fund Complex
Overseen
by Trustee |
Other
Directorships
Held
During
the
Past
5 Years |
David
Brooks
Adcock,
Born
October
1951 |
Trustee |
May
2005 |
Consultant
(since 2006). |
68
portfolios comprised
of
37 portfolios in the
Trust,
25 portfolios in
Victory
Portfolios II,
and
6 portfolios in
Victory
Variable
Insurance
Funds |
None. |
Nigel
D.T.
Andrews,
Born
April 1947 |
Trustee |
August
2002 |
Retired. |
68
portfolios comprised
of
37 portfolios in the
Trust,
25 portfolios in
Victory
Portfolios II,
and
6 portfolios in
Victory
Variable
Insurance
Funds |
Director,
Carlyle
Secured
Lending,
Inc.
(formerly
TCG
BDC
I, Inc.)
(since
2012);
Director,
Carlyle
Credit
Solutions,
Inc.
(formerly
TCG
BDC
II, Inc.)
(since
2017);
Trustee,
Carlyle
Secured
Lending
III
(since
2021). |
E.
Lee Beard*,
Born
August
1951 |
Trustee |
May
2005 |
Retired. |
68
portfolios comprised
of
37 portfolios in the
Trust,
25 portfolios in
Victory
Portfolios II,
and
6 portfolios in
Victory
Variable
Insurance
Funds |
None. |
Dennis
M.
Bushe,
Born
January
1944 |
Trustee |
July
2016 |
Retired. |
68
portfolios comprised
of
37 portfolios in the
Trust,
25 portfolios in
Victory
Portfolios II,
and
6 portfolios in
Victory
Variable
Insurance
Funds |
None. |
John
L. Kelly,
Born
April 1953 |
Chair
and
Trustee |
February
2015 |
Managing
Partner,
Active
Capital
Partners
LLC, a
strategic
consultant
(since
October 2017) |
68
portfolios comprised
of
37 portfolios in the
Trust,
25 portfolios in
Victory
Portfolios II,
and
6 portfolios in
Victory
Variable
Insurance
Funds |
Director,
Caledonia
Mining
Corporation
(since
May
2012). |
David
L. Meyer,
Born
April 1957 |
Trustee |
December
2008 |
Retired. |
68
portfolios comprised
of
37 portfolios in the
Trust,
25 portfolios in
Victory
Portfolios II,
and
6 portfolios in
Victory
Variable
Insurance
Funds |
None. |
Name
and
Date
of Birth |
Position
Held
with
the
Trust |
Date
Commenced
Service |
Principal
Occupation
During
Past 5 Years |
Number
of Portfolios
in
Fund Complex
Overseen
by Trustee |
Other
Directorships
Held
During
the
Past
5 Years |
Gloria
S.
Nelund,
Born
May 1961 |
Trustee |
July
2016 |
Chair,
CEO, and
Co-Founder
of TriLinc
Global,
LLC, an
investment
firm. |
68
portfolios comprised
of
37 portfolios in the
Trust,
25 portfolios in
Victory
Portfolios II,
and
6 portfolios in
Victory
Variable
Insurance
Funds |
TriLinc
Global
Impact
Fund,
LLC
(since
2012). |
Leigh
A. Wilson,
Born
December
1944 |
Trustee |
November
1994 |
Private
Investor. |
68
portfolios comprised
of
37 portfolios in the
Trust,
25 portfolios in
Victory
Portfolios II,
and
6 portfolios in
Victory
Variable
Insurance
Funds |
Chair
(since
2013),
Caledonia
Mining
Corporation. |
Name
and
Date
of Birth |
Position
Held
with
the
Trust |
Date
Commenced
Service |
Principal
Occupation
During
Past 5 Years |
Number
of Portfolios
in
Fund Complex
Overseen
by Trustee |
Other
Directorships
Held
During
the
Past
5 Years |
Timothy
Pettee,
Born
April 1958 |
Advisory
Trustee |
January
2023 |
Chief
Investment
Officer,
Hoya Capital
Real
Estate LLC (since
February
2022); Chief
Investment
Officer, Sun
America
Asset
Management
Corp.
(January
2003-July
2021). |
68
portfolios comprised
of
37 portfolios in the
Trust,
25 portfolios in
Victory
Portfolios II,
and
6 portfolios in
Victory
Variable
Insurance
Funds |
None. |
Name
and Age |
Position
Held
with
the
Trust |
Date
Commenced
Service |
Principal
Occupation
During
Past 5 Years |
Number
of Portfolios
in
Fund Complex
Overseen
by Trustee |
Other
Directorships
Held
During
the
Past
5 Years |
David
C.
Brown**,
Born
May 1972 |
Trustee |
May
2008 |
Chief
Executive Officer
and
Chairman
(2013-present),
Victory
Capital
Management
Inc.; Chief
Executive
Officer and
Chairman
(2013-present),
Victory
Capital
Holdings, Inc.;
Director,
Victory Capital
Services,
Inc. (2013-
present);
Director,
Victory
Capital Transfer
Agency,
Inc. (2019-
present). |
113
portfolios
comprised
of 37
portfolios
in the Trust,
25
portfolios in Victory
Portfolios
II, 6
portfolios
in Victory
Variable
Insurance
Funds,
and 45 portfolios
in
Victory Portfolios III. |
Trustee,
Victory
Portfolios
III;
Board
Member,
Victory
Capital
Services,
Inc. |
Name
and
Date
of Birth |
Position
with
the
Trust |
Date
Commenced
Service |
Principal
Occupation
During
Past 5 Years |
James
K. De Vries
Born
April 1969 |
President |
May
2023 |
Vice
President, Victory Capital Transfer Agency, Inc.
(4/20/23-present);
Executive Director, the Adviser
(7/1/19-present);
Executive Director, Investment and
Financial
Administration, USAA (2012-6/30/19);
Assistant
Treasurer, USAA Mutual Funds Trust
(2013-2018).
Mr. De Vries also serves as the Funds’
Principal
Executive Officer. |
Scott
A. Stahorsky,
Born
July 1969 |
Vice
President |
December
2014 |
Director,
Fund Administration, the Adviser
(5/1/2023-present);
Vice President, Victory Capital
Transfer
Agency, Inc. (4/20/23-present); Manager, Fund
Administration,
the Adviser (4/30/23- 2015). |
Thomas
Dusenberry,
Born
July 1977 |
Secretary |
May
2022 |
Director,
Fund Administration, the Adviser; Treasurer
and
Principal Financial Officer (May 2023-present);
Manager,
Fund Administration, the Adviser; Treasurer
and
Principal Financial Officer (2020-2022), Assistant
Treasurer
(2019), Salient MF Trust, Salient Midstream,
MLP
Fund and Forward Funds; Principal Financial
Officer
(2018-2021) and Treasurer (2020-2021), Salient
Private
Access Funds and Endowment PMF Funds;
Senior
Vice President of Fund Accounting and
Operations,
Salient Partners (2020-2022); Director of
Fund
Operations, Salient Partners (2016-2019). |
Allan
Shaer,
Born
March 1965 |
Treasurer |
May
2017 |
Senior
Vice President, Financial Administration, Citi
Fund
Services Ohio, Inc. (since 2016); Vice President,
Mutual
Fund Administration, JP Morgan Chase
(2011-2016). |
Christopher
Ponte,
Born
March 1984 |
Assistant
Treasurer |
December
2017 |
Manager,
Fund Administration, the Adviser (May
2023-presnt);
Manager, Fund Administration, the
Adviser
(2017-2023); Senior Analyst, Fund
Administration,
the Adviser (prior to 2017); Chief
Financial
Officer, Victory Capital Services, Inc. (since
2018). |
Carol
D. Trevino
October
1965 |
Assistant
Treasurer |
February
2023 |
Director,
Accounting and Finance, the Adviser
(7/1/19-present);
Accounting/ Financial Director, USAA
(12/13-6/30/19). |
Sean
Fox,
Born
September
1976 |
Chief
Compliance
Officer |
June
2022 |
Sr.
Compliance Officer, the Adviser (2019-Present);
Compliance
Officer, the Adviser (2015-2019). |
Michael
Bryan,
Born
December
1962 |
Anti-Money
Laundering
Compliance
Officer
and
Identity
Theft
Officer |
May
2015 |
Vice
President, CCO Compliance Support Services, Citi
Fund
Services Ohio, Inc.
(2008-present) |
Name
and
Date
of Birth |
Position
with
the
Trust |
Date
Commenced
Service |
Principal
Occupation
During
Past 5 Years |
Jay
G. Baris,
Born
January 1954 |
Assistant
Secretary |
December
1997 |
Partner,
Sidley Austin LLP (since 2020); Partner,
Shearman
& Sterling LLP
(2018-2020). |
Trustee |
Dollar
Range of Beneficial Ownership of Fund
Shares |
Aggregate
Dollar Range of Ownership
of
Shares of All Series
of
the Victory Fund Complex |
Mr.
Adcock |
Victory
RS Science and Technology Fund: Over $100,000 |
Over
$100,000 |
Mr.
Andrews |
Victory
Floating Rate Fund: Over $100,000 |
Over
$100,000 |
Ms.
Beard |
Victory
Floating Rate Fund: $50,001 - $100,000
Victory
INCORE Low Duration Bond Fund: $10,001 -
$50,000
Victory
RS Small Cap Growth Fund: $10,001 - $50,000
Victory
INCORE Low Duration Bond Fund: Over
$100,000 |
Over
$100,000 |
Mr.
Bushe |
Victory
Floating Rate Fund: Over $100,000
Victory
RS International Fund: Over $100,000Victory
Sophus
Emerging Markets Fund: Over $100,000 |
Over
$100,000 |
Mr.
Kelly |
Victory
RS Small Cap Growth Fund: $10,001 - $50,000 |
Over
$100,000 |
Mr.
Meyer |
Victory
RS International Fund: $10,001 - $50,000
Victory
RS Science and Technology Fund: $10,001 -
$50,000 |
Over
$100,000 |
Ms.
Nelund |
Victory
RS Science and Technology Fund: Over $100,000 |
Over
$100,000 |
Mr.
Wilson |
None. |
Over
$100,000 |
Trustee |
Dollar
Range of Beneficial Ownership of Fund
Shares |
Aggregate
Dollar Range of Ownership
of
Shares of All Series
of
the Victory Fund Complex |
Mr.
Brown* |
Victory
Floating Rate Fund: Over $100,000Victory RS
Global
Fund: Over $100,000
Victory
RS Growth Fund: Over $100,000
Victory
RS Small Cap Growth Fund: Over $100,000 |
Over
$100,000 |
Trustee |
Aggregate
Compensation
from
the Funds |
Total
Compensation from the
Victory
Fund Complex |
Mr.
Adcock |
$54,089 |
$344,000 |
Mr.
Andrews* |
$54,089 |
$344,000 |
Ms.
Beard |
$54,089 |
$344,000 |
Mr.
Bushe |
$54,089 |
$344,000 |
Mr.
Kelly |
$77,674 |
$494,000 |
Mr.
Meyer |
$54,089 |
$344,000 |
Ms.
Nelund |
$54,089 |
$344,000 |
Mr.
Wilson |
$54,089 |
$344,000 |
Trustee |
Aggregate
Compensation
from
the Funds |
Total
Compensation from the
Victory
Fund Complex |
Mr.
Brown* |
None |
None |
Trustee |
Aggregate
Compensation
from
the Funds |
Total
Compensation from the
Victory
Fund Complex |
Mr.
Adcock* |
$8,113 |
$51,600 |
Mr.
Bushe** |
$27,044 |
$172,000 |
Ms.
Beard*** |
$6,491 |
$41,280 |
Fund
- Class |
Name
and Address of Owner |
Percentage
Owned
of
Record |
VICTORY
FLOATING RATE FUND CL A |
MORGAN
STANLEY SMITH BARNEY LLC
2000
WESTCHESTER AVE LD
PURCHASE
NY 105772530 |
21.92% |
|
WELLS
FARGO CLEARING SERVICES, LLC.
ATTN:
DEBBIE BELL MAILCODE: MO3970
1
NORTH JEFFERSON AVENUE
ST.
LOUIS MO 63103 |
13.66% |
|
NATIONAL
FINANCIAL SERVICES LLC
NEWPORT
OFFICE CENTER III 5TH FLOOR
499
WASHINGTON BOULEVARD
JERSEY
CITY NJ 07310 |
13.62% |
|
MERRILL
LYNCH, PIERCE, FENNER & SMITH
ATTN:
COMPENSATION TEAM
4800
DEER LAKE DR E FL 2
JACKSONVILLE
FL 322466484 |
12.60% |
|
LPL
FINANCIAL CORPORATION
75
STATE STREET, 24TH FLOOR
BOSTON
MA 02109 |
7.29% |
|
CHARLES
SCHWAB & CO., INC.
211
MAIN STREET
SAN
FRANCISCO CA 94105 |
6.61% |
VICTORY
FLOATING RATE FUND CL C |
MORGAN
STANLEY SMITH BARNEY LLC
2000
WESTCHESTER AVE LD
PURCHASE
NY 105772530 |
35.49% |
|
RAYMOND
JAMES & ASSOCIATES, INC.
880
CARILLON PARKWAY
ST
PETERSBURG FL 337332749 |
15.53% |
|
WELLS
FARGO CLEARING SERVICES, LLC.
ATTN:
DEBBIE BELL MAILCODE: MO3970
1
NORTH JEFFERSON AVENUE
ST.
LOUIS MO 63103 |
15.35% |
|
MERRILL
LYNCH, PIERCE, FENNER & SMITH
ATTN:
COMPENSATION TEAM
4800
DEER LAKE DR E FL 2
JACKSONVILLE
FL 322466484 |
10.38% |
|
CHARLES
SCHWAB & CO., INC.
211
MAIN STREET
SAN
FRANCISCO CA 94105 |
5.56% |
|
LPL
FINANCIAL CORPORATION
75
STATE STREET, 24TH FLOOR
BOSTON
MA 02109 |
5.55% |
VICTORY
FLOATING RATE FUND CL R |
MID
ATLANTIC TRUST COMPANY FBO
ABCO
AUTOMATION INC EMPLOYEES 401 K
1251
WATERFRONT PLACE SUITE 525
PITTSBURGH
PA 15222 |
46.43% |
|
PERSHING
LLC
ONE
PERSHING PLAZA
PRODUCT
SUPPORT, 14TH FLOOR
JERSEY
CITY NJ 07399 |
19.28% |
|
ASCENSUS
TRUST COMPANY FBO
JAMARI
INTERNATIONAL LTD 401 K PR
691423
P
O BOX 10758
FARGO
ND 581060758 |
14.98% |
Fund
- Class |
Name
and Address of Owner |
Percentage
Owned
of
Record |
|
MATRIX
TRUST COMPANY CUST FBO
W
A INC 401 K PROFIT SHARING PLAN
717
17TH STREET
SUITE
1300
DENVER
CO 80202 |
9.16% |
|
RAYMOND
JAMES & ASSOCIATES, INC.
880
CARILLON PARKWAY
ST
PETERSBURG FL 337332749 |
6.01% |
VICTORY
FLOATING RATE FUND CL Y |
MERRILL
LYNCH, PIERCE, FENNER & SMITH
ATTN:
COMPENSATION TEAM
4800
DEER LAKE DR E FL 2
JACKSONVILLE
FL 322466484 |
22.39% |
|
MORGAN
STANLEY SMITH BARNEY LLC
2000
WESTCHESTER AVE LD
PURCHASE
NY 105772530 |
16.28% |
|
UBS
FINANCIAL SERVICES INC.
C/O
CENTRAL DEPOSIT/MUTUAL FUNDS
1000
HARBOR BLVD 7TH FL
A/C
YY011410610
WEEHAWKEN
NJ 070866727 |
10.39% |
|
NATIONAL
FINANCIAL SERVICES LLC
NEWPORT
OFFICE CENTER III 5TH FLOOR
499
WASHINGTON BOULEVARD
JERSEY
CITY NJ 07310 |
9.27% |
|
AMERIPRISE
FINANCIAL SERVICES, INC.
5221
AMERIPRISE FINANCIAL CENTER
MINNEAPOLIS
MN 55474 |
8.18% |
|
RAYMOND
JAMES & ASSOCIATES, INC.
880
CARILLON PARKWAY
ST
PETERSBURG FL 337332749 |
7.82% |
|
WELLS
FARGO CLEARING SERVICES, LLC.
ATTN:
DEBBIE BELL MAILCODE: MO3970
1
NORTH JEFFERSON AVENUE
ST.
LOUIS MO 63103 |
7.17% |
|
LPL
FINANCIAL CORPORATION
75
STATE STREET, 24TH FLOOR
BOSTON
MA 02109 |
6.03% |
VICTORY
FLOATING RATE FUND MEMBER
CLASS |
VICTORY
CAPITAL TRANSFER AGENCY INC
15935
LA CANTERA PARKWAY BLDG TWO
SAN
ANTONIO TX 78256 |
99.49% |
VICTORY
GLOBAL ENERGY TRANSITION FD
CL
A |
NATIONAL
FINANCIAL SERVICES LLC
NEWPORT
OFFICE CENTER III 5TH FLOOR
499
WASHINGTON BOULEVARD
JERSEY
CITY NJ 07310 |
27.04% |
|
CHARLES
SCHWAB & CO., INC.
211
MAIN STREET
SAN
FRANCISCO CA 94105 |
17.32% |
|
TD
AMERITRADE CLEARING, INC.
200
SOUTH 108TH AVENUE
OMAHA
NE 68154 |
11.25% |
|
MORGAN
STANLEY SMITH BARNEY LLC
2000
WESTCHESTER AVE LD
PURCHASE
NY 105772530 |
5.02% |
|
PERSHING
LLC
ONE
PERSHING PLAZA
PRODUCT
SUPPORT, 14TH FLOOR
JERSEY
CITY NJ 07399 |
5.02% |
Fund
- Class |
Name
and Address of Owner |
Percentage
Owned
of
Record |
VICTORY
GLOBAL ENERGY TRANSITION FD
CL
C |
WELLS
FARGO CLEARING SERVICES, LLC.
ATTN:
DEBBIE BELL MAILCODE: MO3970
1
NORTH JEFFERSON AVENUE
ST.
LOUIS MO 63103 |
40.77% |
|
RAYMOND
JAMES & ASSOCIATES, INC.
880
CARILLON PARKWAY
ST
PETERSBURG FL 337332749 |
32.06% |
|
MORGAN
STANLEY SMITH BARNEY LLC
2000
WESTCHESTER AVE LD
PURCHASE
NY 105772530 |
6.96% |
|
LPL
FINANCIAL CORPORATION
75
STATE STREET, 24TH FLOOR
BOSTON
MA 02109 |
5.19% |
VICTORY
GLOBAL ENERGY TRANSITION FD
CL
R |
ASCENSUS
TRUST COMPANY FBO
JAMARI
INTERNATIONAL LTD 401 K PR
691423
P
O BOX 10758
FARGO
ND 581060758 |
25.24% |
|
PARIMAL
B MODY
64
AVENUE ALPHAND
SAINTMANDE
FRANCE 94160 |
25.02% |
|
MATRIX
TRUST COMPANY CUST FBO
W
A INC 401 K PROFIT SHARING PLAN
717
17TH STREET
SUITE
1300
DENVER
CO 80202 |
20.73% |
|
DELAWARE
CHARTER GTY TRUST
SUSAN
CARLISLE PSP
830
ANNIE LANG DR
MILFORD
MI 483814713 |
12.99% |
|
PRINCIPAL
SECURITIES, INC.
C/O
PEN TRADE OPS N-004
PO
BOX 14597
DES
MOINES IA 50306 |
6.09% |
|
PERSHING
LLC
ONE
PERSHING PLAZA
PRODUCT
SUPPORT, 14TH FLOOR
JERSEY
CITY NJ 07399 |
5.03% |
VICTORY
GLOBAL ENERGY TRANSITION FD
CL
Y |
CHARLES
SCHWAB & CO., INC.
211
MAIN STREET
SAN
FRANCISCO CA 94105 |
35.32% |
|
NATIONAL
FINANCIAL SERVICES LLC
NEWPORT
OFFICE CENTER III 5TH FLOOR
499
WASHINGTON BOULEVARD
JERSEY
CITY NJ 07310 |
13.03% |
|
PERSHING
LLC
ONE
PERSHING PLAZA
PRODUCT
SUPPORT, 14TH FLOOR
JERSEY
CITY NJ 07399 |
11.35% |
|
WELLS
FARGO CLEARING SERVICES, LLC.
ATTN:
DEBBIE BELL MAILCODE: MO3970
1
NORTH JEFFERSON AVENUE
ST.
LOUIS MO 63103 |
10.08% |
|
RAYMOND
JAMES & ASSOCIATES, INC.
880
CARILLON PARKWAY
ST
PETERSBURG FL 337332749 |
9.86% |
Fund
- Class |
Name
and Address of Owner |
Percentage
Owned
of
Record |
VICTORY
HIGH INCOME MUNI BOND
MEMBER
CL |
VICTORY
CAPITAL TRANSFER AGENCY INC
15935
LA CANTERA PARKWAY BLDG TWO
SAN
ANTONIO TX 78256 |
99.53% |
VICTORY
HIGH INCOME MUNICIPAL BOND
CL
A |
MORGAN
STANLEY SMITH BARNEY LLC
2000
WESTCHESTER AVE LD
PURCHASE
NY 105772530 |
29.21% |
|
WELLS
FARGO CLEARING SERVICES, LLC.
ATTN:
DEBBIE BELL MAILCODE: MO3970
1
NORTH JEFFERSON AVENUE
ST.
LOUIS MO 63103 |
21.14% |
|
UBS
FINANCIAL SERVICES INC.
C/O
CENTRAL DEPOSIT/MUTUAL FUNDS
1000
HARBOR BLVD 7TH FL
A/C
YY011410610
WEEHAWKEN
NJ 070866727 |
13.21% |
|
LPL
FINANCIAL CORPORATION
75
STATE STREET, 24TH FLOOR
BOSTON
MA 02109 |
8.16% |
|
MERRILL
LYNCH, PIERCE, FENNER & SMITH
ATTN:
COMPENSATION TEAM
4800
DEER LAKE DR E FL 2
JACKSONVILLE
FL 322466484 |
6.87% |
|
PERSHING
LLC
ONE
PERSHING PLAZA
PRODUCT
SUPPORT, 14TH FLOOR
JERSEY
CITY NJ 07399 |
5.94% |
VICTORY
HIGH INCOME MUNICIPAL BOND
CL
C |
RAYMOND
JAMES & ASSOCIATES, INC.
880
CARILLON PARKWAY
ST
PETERSBURG FL 337332749 |
20.99% |
|
WELLS
FARGO CLEARING SERVICES, LLC.
ATTN:
DEBBIE BELL MAILCODE: MO3970
1
NORTH JEFFERSON AVENUE
ST.
LOUIS MO 63103 |
20.83% |
|
LPL
FINANCIAL CORPORATION
75
STATE STREET, 24TH FLOOR
BOSTON
MA 02109 |
18.04% |
|
MORGAN
STANLEY SMITH BARNEY LLC
2000
WESTCHESTER AVE LD
PURCHASE
NY 105772530 |
12.48% |
|
UBS
FINANCIAL SERVICES INC.
C/O
CENTRAL DEPOSIT/MUTUAL FUNDS
1000
HARBOR BLVD 7TH FL
A/C
YY011410610
WEEHAWKEN
NJ 070866727 |
10.08% |
|
EDWARD
D. JONES & CO., L.P.
12555
MANCHESTER ROAD
SAINT
LOUIS MO 631313729 |
7.51% |
|
CHARLES
SCHWAB & CO., INC.
211
MAIN STREET
SAN
FRANCISCO CA 94105 |
5.06% |
VICTORY
HIGH INCOME MUNICIPAL BOND
CL
Y |
UBS
FINANCIAL SERVICES INC.
C/O
CENTRAL DEPOSIT/MUTUAL FUNDS
1000
HARBOR BLVD 7TH FL
A/C
YY011410610
WEEHAWKEN
NJ 070866727 |
29.87% |
Fund
- Class |
Name
and Address of Owner |
Percentage
Owned
of
Record |
|
WELLS
FARGO CLEARING SERVICES, LLC.
ATTN:
DEBBIE BELL MAILCODE: MO3970
1
NORTH JEFFERSON AVENUE
ST.
LOUIS MO 63103 |
26.59% |
|
RAYMOND
JAMES & ASSOCIATES, INC.
880
CARILLON PARKWAY
ST
PETERSBURG FL 337332749 |
20.44% |
|
CHARLES
SCHWAB & CO., INC.
211
MAIN STREET
SAN
FRANCISCO CA 94105 |
7.12% |
VICTORY
HIGH YIELD FUND CL A |
GUARDIAN
LIFE INSURANCE
COMPANY
OF AMERICA
INVESTMENT
ACCTING
7
HANOVER SQ H 17 B
ATTN
RON PICIULLO
NEW
YORK NY 100044025 |
23.16% |
|
MERRILL
LYNCH, PIERCE, FENNER & SMITH
ATTN:
COMPENSATION TEAM
4800
DEER LAKE DR E FL 2
JACKSONVILLE
FL 322466484 |
14.52% |
|
PERSHING
LLC
ONE
PERSHING PLAZA
PRODUCT
SUPPORT, 14TH FLOOR
JERSEY
CITY NJ 07399 |
11.52% |
|
AMERIPRISE
FINANCIAL SERVICES, INC.
5221
AMERIPRISE FINANCIAL CENTER
MINNEAPOLIS
MN 55474 |
11.27% |
|
WELLS
FARGO CLEARING SERVICES, LLC.
ATTN:
DEBBIE BELL MAILCODE: MO3970
1
NORTH JEFFERSON AVENUE
ST.
LOUIS MO 63103 |
6.42% |
VICTORY
HIGH YIELD FUND CL C |
GUARDIAN
LIFE INSURANCE
COMPANY
OF AMERICA
INVESTMENT
ACCTING
7
HANOVER SQ H 17 B
ATTN
RON PICIULLO
NEW
YORK NY 100044025 |
47.60% |
|
CHARLES
SCHWAB & CO., INC.
211
MAIN STREET
SAN
FRANCISCO CA 94105 |
16.71% |
|
WELLS
FARGO CLEARING SERVICES, LLC.
ATTN:
DEBBIE BELL MAILCODE: MO3970
1
NORTH JEFFERSON AVENUE
ST.
LOUIS MO 63103 |
12.51% |
|
AMERIPRISE
FINANCIAL SERVICES, INC.
5221
AMERIPRISE FINANCIAL CENTER
MINNEAPOLIS
MN 55474 |
8.19% |
|
PERSHING
LLC
ONE
PERSHING PLAZA
PRODUCT
SUPPORT, 14TH FLOOR
JERSEY
CITY NJ 07399 |
5.57% |
VICTORY
HIGH YIELD FUND CL R |
GUARDIAN
LIFE INSURANCE
COMPANY
OF AMERICA
INVESTMENT
ACCTING
7
HANOVER SQ H 17 B
ATTN
RON PICIULLO
NEW
YORK NY 100044025 |
87.22% |
Fund
- Class |
Name
and Address of Owner |
Percentage
Owned
of
Record |
|
MATRIX
TRUST COMPANY CUST FBO
W
A INC 401 K PROFIT SHARING PLAN
717
17TH STREET
SUITE
1300
DENVER
CO 80202 |
8.16% |
VICTORY
HIGH YIELD FUND CL Y |
AMERIPRISE
FINANCIAL SERVICES, INC.
5221
AMERIPRISE FINANCIAL CENTER
MINNEAPOLIS
MN 55474 |
28.71% |
|
NATIONAL
FINANCIAL SERVICES LLC
NEWPORT
OFFICE CENTER III 5TH FLOOR
499
WASHINGTON BOULEVARD
JERSEY
CITY NJ 07310 |
15.84% |
|
LPL
FINANCIAL CORPORATION
75
STATE STREET, 24TH FLOOR
BOSTON
MA 02109 |
13.09% |
|
PERSHING
LLC
ONE
PERSHING PLAZA
PRODUCT
SUPPORT, 14TH FLOOR
JERSEY
CITY NJ 07399 |
11.34% |
|
RAYMOND
JAMES & ASSOCIATES, INC.
880
CARILLON PARKWAY
ST
PETERSBURG FL 337332749 |
10.06% |
|
CHARLES
SCHWAB & CO., INC.
211
MAIN STREET
SAN
FRANCISCO CA 94105 |
8.97% |
|
EMPOWER
TRUST FBO
EMPLOYEE
BENEFITS CLIENTS 401K - FG
8515
E ORCHARD RD 2T2
GREENWOOD
VILLAGE CO 80111 |
5.44% |
VICTORY
INCORE LOW DURATION BOND
FUND
CL A |
MORGAN
STANLEY SMITH BARNEY LLC
2000
WESTCHESTER AVE LD
PURCHASE
NY 105772530 |
19.99% |
|
WELLS
FARGO CLEARING SERVICES, LLC.
ATTN:
DEBBIE BELL MAILCODE: MO3970
1
NORTH JEFFERSON AVENUE
ST.
LOUIS MO 63103 |
12.56% |
|
PERSHING
LLC
ONE
PERSHING PLAZA
PRODUCT
SUPPORT, 14TH FLOOR
JERSEY
CITY NJ 07399 |
11.88% |
|
MERRILL
LYNCH, PIERCE, FENNER & SMITH
ATTN:
COMPENSATION TEAM
4800
DEER LAKE DR E FL 2
JACKSONVILLE
FL 322466484 |
10.75% |
|
LPL
FINANCIAL CORPORATION
75
STATE STREET, 24TH FLOOR
BOSTON
MA 02109 |
10.58% |
VICTORY
INCORE LOW DURATION BOND
FUND
CL C |
MORGAN
STANLEY SMITH BARNEY LLC
2000
WESTCHESTER AVE LD
PURCHASE
NY 105772530 |
16.48% |
|
LPL
FINANCIAL CORPORATION
75
STATE STREET, 24TH FLOOR
BOSTON
MA 02109 |
15.90% |
|
RAYMOND
JAMES & ASSOCIATES, INC.
880
CARILLON PARKWAY
ST
PETERSBURG FL 337332749 |
15.90% |
Fund
- Class |
Name
and Address of Owner |
Percentage
Owned
of
Record |
|
WELLS
FARGO CLEARING SERVICES, LLC.
ATTN:
DEBBIE BELL MAILCODE: MO3970
1
NORTH JEFFERSON AVENUE
ST.
LOUIS MO 63103 |
12.72% |
|
PERSHING
LLC
ONE
PERSHING PLAZA
PRODUCT
SUPPORT, 14TH FLOOR
JERSEY
CITY NJ 07399 |
11.83% |
|
MERRILL
LYNCH, PIERCE, FENNER & SMITH
ATTN:
COMPENSATION TEAM
4800
DEER LAKE DR E FL 2
JACKSONVILLE
FL 322466484 |
7.92% |
|
RBC
CAPITAL MARKETS LLC
60
SOUTH SIX STREET P08
MINNEAPOLIS
MN 554024400 |
5.33% |
|
NATIONAL
FINANCIAL SERVICES LLC
NEWPORT
OFFICE CENTER III 5TH FLOOR
499
WASHINGTON BOULEVARD
JERSEY
CITY NJ 07310 |
5.29% |
VICTORY
INCORE LOW DURATION BOND
FUND
CL R |
MATRIX
TRUST COMPANY CUST FBO
W
A INC 401 K PROFIT SHARING PLAN
717
17TH STREET
SUITE
1300
DENVER
CO 80202 |
61.78% |
|
MORGAN
STANLEY SMITH BARNEY LLC
2000
WESTCHESTER AVE LD
PURCHASE
NY 105772530 |
14.39% |
|
PERSHING
LLC
ONE
PERSHING PLAZA
PRODUCT
SUPPORT, 14TH FLOOR
JERSEY
CITY NJ 07399 |
7.87% |
|
STIFEL,
NICOLAUS & COMPANY,
INCORPORATED
501
NORTH BROADWAY
SAINT
LOUIS MO 63102 |
6.34% |
|
WELLS
FARGO CLEARING SERVICES, LLC.
ATTN:
DEBBIE BELL MAILCODE: MO3970
1
NORTH JEFFERSON AVENUE
ST.
LOUIS MO 63103 |
5.88% |
VICTORY
INCORE LOW DURATION BOND
FUND
CL Y |
RBC
CAPITAL MARKETS LLC
60
SOUTH SIX STREET P08
MINNEAPOLIS
MN 554024400 |
18.18% |
|
MERRILL
LYNCH, PIERCE, FENNER & SMITH
ATTN:
COMPENSATION TEAM
4800
DEER LAKE DR E FL 2
JACKSONVILLE
FL 322466484 |
15.48% |
|
UBS
FINANCIAL SERVICES INC.
C/O
CENTRAL DEPOSIT/MUTUAL FUNDS
1000
HARBOR BLVD 7TH FL
A/C
YY011410610
WEEHAWKEN
NJ 070866727 |
14.56% |
|
LPL
FINANCIAL CORPORATION
75
STATE STREET, 24TH FLOOR
BOSTON
MA 02109 |
12.28% |
|
MORGAN
STANLEY SMITH BARNEY LLC
2000
WESTCHESTER AVE LD
PURCHASE
NY 105772530 |
8.69% |
Fund
- Class |
Name
and Address of Owner |
Percentage
Owned
of
Record |
|
WELLS
FARGO CLEARING SERVICES, LLC.
ATTN:
DEBBIE BELL MAILCODE: MO3970
1
NORTH JEFFERSON AVENUE
ST.
LOUIS MO 63103 |
6.83% |
|
RAYMOND
JAMES & ASSOCIATES, INC.
880
CARILLON PARKWAY
ST
PETERSBURG FL 337332749 |
6.67% |
VICTORY
RS GLOBAL FUND CL A |
VRSCO
FBO
AIGFSB CUST TTEE FBO
GLENS
FALLS HOSPITAL 457B
2727-A
ALLEN PARKWAY 4-D1
HOUSTON
TX 77019 |
28.95% |
|
SECURITY
BENEFIT LIFE INSURANCE
COMPANY
SECURITY
FINANCIAL RESOURCES
ONE
SECURITY BENEFIT PLACE
TOPEKA
KS 666360001 |
19.09% |
|
NATIONAL
FINANCIAL SERVICES LLC
NEWPORT
OFFICE CENTER III 5TH FLOOR
499
WASHINGTON BOULEVARD
JERSEY
CITY NJ 07310 |
13.48% |
|
RC
EE VANTAGEPOINT TRADITION IRA
C
O MISSIONSQUARE RETIREMENT
777
NORTH CAPITOL STREET NE
WASHINGTON
DC 20002 |
8.65% |
VICTORY
RS GLOBAL FUND CL C |
RAYMOND
JAMES & ASSOCIATES, INC.
880
CARILLON PARKWAY
ST
PETERSBURG FL 337332749 |
46.29% |
|
LPL
FINANCIAL CORPORATION
75
STATE STREET, 24TH FLOOR
BOSTON
MA 02109 |
33.99% |
|
PERSHING
LLC
ONE
PERSHING PLAZA
PRODUCT
SUPPORT, 14TH FLOOR
JERSEY
CITY NJ 07399 |
13.06% |
VICTORY
RS GLOBAL FUND CL R |
MORGAN
STANLEY SMITH BARNEY LLC
2000
WESTCHESTER AVE LD
PURCHASE
NY 105772530 |
38.40% |
|
STATE
STREET BANK AND TRUST AS
TRUSTEE
AND/OR
CUSTODIAN FBO ADP ACCESS
PRODUCT
1
LINCOLN STREET
BOSTON
MA 02110 |
24.33% |
|
MID
ATLANTIC TRUST COMPANY FBO
ABCO
AUTOMATION INC EMPLOYEES 401 K
1251
WATERFRONT PLACE SUITE 525
PITTSBURGH
PA 15222 |
9.11% |
|
MATRIX
TRUST COMPANY AS AGENT FOR
ADVISOR
TRUST INC
DGEB
MANAGEMENT 401 K PROFIT
717
17TH STREET SUITE 1300
DENVER
CO 80202 |
7.26% |
|
PERSHING
LLC
ONE
PERSHING PLAZA
PRODUCT
SUPPORT, 14TH FLOOR
JERSEY
CITY NJ 07399 |
5.35% |
Fund
- Class |
Name
and Address of Owner |
Percentage
Owned
of
Record |
VICTORY
RS GLOBAL FUND CL R6 |
NATIONAL
FINANCIAL SERVICES LLC
NEWPORT
OFFICE CENTER III 5TH FLOOR
499
WASHINGTON BOULEVARD
JERSEY
CITY NJ 07310 |
10.59% |
VICTORY
RS GLOBAL FUND CL Y |
NATIONAL
FINANCIAL SERVICES LLC
NEWPORT
OFFICE CENTER III 5TH FLOOR
499
WASHINGTON BOULEVARD
JERSEY
CITY NJ 07310 |
30.43% |
|
RAYMOND
JAMES & ASSOCIATES, INC.
880
CARILLON PARKWAY
ST
PETERSBURG FL 337332749 |
22.41% |
|
PERSHING
LLC
ONE
PERSHING PLAZA
PRODUCT
SUPPORT, 14TH FLOOR
JERSEY
CITY NJ 07399 |
16.99% |
|
UBS
FINANCIAL SERVICES INC.
C/O
CENTRAL DEPOSIT/MUTUAL FUNDS
1000
HARBOR BLVD 7TH FL
A/C
YY011410610
WEEHAWKEN
NJ 070866727 |
9.59% |
VICTORY
RS GROWTH FUND CL A |
CHARLES
SCHWAB & CO., INC.
211
MAIN STREET
SAN
FRANCISCO CA 94105 |
16.43% |
|
NATIONAL
FINANCIAL SERVICES LLC
NEWPORT
OFFICE CENTER III 5TH FLOOR
499
WASHINGTON BOULEVARD
JERSEY
CITY NJ 07310 |
10.68% |
VICTORY
RS GROWTH FUND CL C |
WELLS
FARGO CLEARING SERVICES, LLC.
ATTN:
DEBBIE BELL MAILCODE: MO3970
1
NORTH JEFFERSON AVENUE
ST.
LOUIS MO 63103 |
41.67% |
|
PERSHING
LLC
ONE
PERSHING PLAZA
PRODUCT
SUPPORT, 14TH FLOOR
JERSEY
CITY NJ 07399 |
23.36% |
|
LPL
FINANCIAL CORPORATION
75
STATE STREET, 24TH FLOOR
BOSTON
MA 02109 |
11.60% |
|
RAYMOND
JAMES & ASSOCIATES, INC.
880
CARILLON PARKWAY
ST
PETERSBURG FL 337332749 |
9.33% |
|
AMERIPRISE
FINANCIAL SERVICES, INC.
5221
AMERIPRISE FINANCIAL CENTER
MINNEAPOLIS
MN 55474 |
7.55% |
VICTORY
RS GROWTH FUND CL R |
MATRIX
TRUST COMPANY CUST FBO
W
A INC 401 K PROFIT SHARING PLAN
717
17TH STREET
SUITE
1300
DENVER
CO 80202 |
88.28% |
|
PERSHING
LLC
ONE
PERSHING PLAZA
PRODUCT
SUPPORT, 14TH FLOOR
JERSEY
CITY NJ 07399 |
11.72% |
VICTORY
RS GROWTH FUND CL Y |
CHARLES
SCHWAB & CO., INC.
211
MAIN STREET
SAN
FRANCISCO CA 94105 |
17.56% |
Fund
- Class |
Name
and Address of Owner |
Percentage
Owned
of
Record |
|
MORGAN
STANLEY SMITH BARNEY LLC
2000
WESTCHESTER AVE LD
PURCHASE
NY 105772530 |
11.84% |
|
WELLS
FARGO CLEARING SERVICES, LLC.
ATTN:
DEBBIE BELL MAILCODE: MO3970
1
NORTH JEFFERSON AVENUE
ST.
LOUIS MO 63103 |
11.36% |
|
NATIONAL
FINANCIAL SERVICES LLC
NEWPORT
OFFICE CENTER III 5TH FLOOR
499
WASHINGTON BOULEVARD
JERSEY
CITY NJ 07310 |
10.38% |
|
GWENDOLYN
H CLEMENS LIVING TRUST
GWENDOLYN
CLEMENS
JOHN
CLEMENS
UAD
4 16 09
707
INDIAN CAMP CREEK RD
HOT
SPRINGS NC 287437290 |
8.00% |
|
UBS
FINANCIAL SERVICES INC.
C/O
CENTRAL DEPOSIT/MUTUAL FUNDS
1000
HARBOR BLVD 7TH FL
A/C
YY011410610
WEEHAWKEN
NJ 070866727 |
6.95% |
|
PERSHING
LLC
ONE
PERSHING PLAZA
PRODUCT
SUPPORT, 14TH FLOOR
JERSEY
CITY NJ 07399 |
5.97% |
VICTORY
RS INTERNATIONAL FUND CL A |
MATRIX
TRUST COMPANY AS AGENT FOR
ADVISOR
TRUST INC
DGEB
MANAGEMENT 401 K PROFIT
717
17TH STREET SUITE 1300
DENVER
CO 80202 |
12.69% |
|
AMERITAS
LIFE INSURANCE COMPANY
5900
'O' STREET
LINCOLN
NE 68510 |
10.28% |
|
PERSHING
LLC
ONE
PERSHING PLAZA
PRODUCT
SUPPORT, 14TH FLOOR
JERSEY
CITY NJ 07399 |
8.90% |
|
TD
AMERITRADE CLEARING, INC.
200
SOUTH 108TH AVENUE
OMAHA
NE 68154 |
8.72% |
VICTORY
RS INTERNATIONAL FUND CL C |
CHARLES
SCHWAB & CO., INC.
211
MAIN STREET
SAN
FRANCISCO CA 94105 |
84.87% |
|
UBS
FINANCIAL SERVICES INC.
C/O
CENTRAL DEPOSIT/MUTUAL FUNDS
1000
HARBOR BLVD 7TH FL
A/C
YY011410610
WEEHAWKEN
NJ 070866727 |
9.18% |
VICTORY
RS INTERNATIONAL FUND CL R |
MATRIX
TRUST COMPANY CUST FBO
W
A INC 401 K PROFIT SHARING PLAN
717
17TH STREET
SUITE
1300
DENVER
CO 80202 |
75.89% |
|
NEWPORT
TRUST COMPANY
45
S 7TH STREET
SUITE
2208
MINNEAPOLIS
MN 554011614 |
18.78% |
Fund
- Class |
Name
and Address of Owner |
Percentage
Owned
of
Record |
VICTORY
RS INTERNATIONAL FUND CL R6 |
GERLACH
CO LLC CITIBANK OPEN WE0
3800
CITIGROUP CENTER
BUILDING
B3-14
TAMPA
FL 33610 |
91.81% |
VICTORY
RS INTERNATIONAL FUND CL Y |
RAYMOND
JAMES & ASSOCIATES, INC.
880
CARILLON PARKWAY
ST
PETERSBURG FL 337332749 |
24.75% |
|
NATIONAL
FINANCIAL SERVICES LLC
NEWPORT
OFFICE CENTER III 5TH FLOOR
499
WASHINGTON BOULEVARD
JERSEY
CITY NJ 07310 |
21.60% |
|
PERSHING
LLC
ONE
PERSHING PLAZA
PRODUCT
SUPPORT, 14TH FLOOR
JERSEY
CITY NJ 07399 |
13.25% |
|
EMPOWER
TRUST FBO
EMPLOYEE
BENEFITS CLIENTS 401K - FG
8515
E ORCHARD RD 2T2
GREENWOOD
VILLAGE CO 80111 |
9.94% |
|
STATE
STREET BANK AND TRUST AS
TRUSTEE
AND/OR
CUSTODIAN FBO ADP ACCESS
PRODUCT
1
LINCOLN STREET
BOSTON
MA 02110 |
5.56% |
|
LPL
FINANCIAL CORPORATION
75
STATE STREET, 24TH FLOOR
BOSTON
MA 02109 |
5.19% |
VICTORY
RS INVESTORS FUND CL A |
NATIONAL
FINANCIAL SERVICES LLC
NEWPORT
OFFICE CENTER III 5TH FLOOR
499
WASHINGTON BOULEVARD
JERSEY
CITY NJ 07310 |
13.69% |
|
PERSHING
LLC
ONE
PERSHING PLAZA
PRODUCT
SUPPORT, 14TH FLOOR
JERSEY
CITY NJ 07399 |
8.99% |
|
MORGAN
STANLEY SMITH BARNEY LLC
2000
WESTCHESTER AVE LD
PURCHASE
NY 105772530 |
7.08% |
VICTORY
RS INVESTORS FUND CL C |
RAYMOND
JAMES & ASSOCIATES, INC.
880
CARILLON PARKWAY
ST
PETERSBURG FL 337332749 |
33.64% |
|
PERSHING
LLC
ONE
PERSHING PLAZA
PRODUCT
SUPPORT, 14TH FLOOR
JERSEY
CITY NJ 07399 |
12.88% |
|
AMERIPRISE
FINANCIAL SERVICES, INC.
5221
AMERIPRISE FINANCIAL CENTER
MINNEAPOLIS
MN 55474 |
9.45% |
|
TODD
J BUTTON
ROTH
IRA
PO
BOX 343
PANAMA
NY 147670343 |
8.73% |
|
CHARLES
SCHWAB & CO., INC.
211
MAIN STREET
SAN
FRANCISCO CA 94105 |
7.68% |
Fund
- Class |
Name
and Address of Owner |
Percentage
Owned
of
Record |
|
NATIONAL
FINANCIAL SERVICES LLC
NEWPORT
OFFICE CENTER III 5TH FLOOR
499
WASHINGTON BOULEVARD
JERSEY
CITY NJ 07310 |
7.07% |
|
OPPENHEIMER
& CO. INC.
85
BROAD STREET
22ND,
24TH FLOOR
NEW
YORK NY 10004 |
6.58% |
|
MORGAN
STANLEY SMITH BARNEY LLC
2000
WESTCHESTER AVE LD
PURCHASE
NY 105772530 |
6.42% |
VICTORY
RS INVESTORS FUND CL R |
ASCENSUS
TRUST COMPANY FBO
JAMARI
INTERNATIONAL LTD 401 K PR
691423
P
O BOX 10758
FARGO
ND 581060758 |
39.47% |
|
FIIOC
CENTRAL
MINNESOTA ANESTHESIA
PROVIDERS
P
A 401K PROFIT
100
MAGELLAN WAY KWIC
COVINGTON
KY 41018 |
33.47% |
|
MID
ATLANTIC TRUST COMPANY FBO
ABCO
AUTOMATION INC EMPLOYEES 401 K
1251
WATERFRONT PLACE SUITE 525
PITTSBURGH
PA 15222 |
13.12% |
|
MATRIX
TRUST COMPANY CUST FBO
W
A INC 401 K PROFIT SHARING PLAN
717
17TH STREET
SUITE
1300
DENVER
CO 80202 |
7.96% |
VICTORY
RS INVESTORS FUND CL Y |
AMERIPRISE
FINANCIAL SERVICES, INC.
5221
AMERIPRISE FINANCIAL CENTER
MINNEAPOLIS
MN 55474 |
49.11% |
|
LPL
FINANCIAL CORPORATION
75
STATE STREET, 24TH FLOOR
BOSTON
MA 02109 |
17.13% |
|
RAYMOND
JAMES & ASSOCIATES, INC.
880
CARILLON PARKWAY
ST
PETERSBURG FL 337332749 |
10.14% |
|
CHARLES
SCHWAB & CO., INC.
211
MAIN STREET
SAN
FRANCISCO CA 94105 |
6.94% |
VICTORY
RS LARGE CAP ALPHA FUND CL A |
PERSHING
LLC
ONE
PERSHING PLAZA
PRODUCT
SUPPORT, 14TH FLOOR
JERSEY
CITY NJ 07399 |
9.19% |
|
GUARDIAN
INSURANCE & ANNUITY CO.
FBO
E-VA201
ATTN
EQUITY ACCOUNTING 3S-18
3900
BURGESS PLACE
BETHLEHEM
PA 18017 |
5.45% |
|
NATIONAL
FINANCIAL SERVICES LLC
NEWPORT
OFFICE CENTER III 5TH FLOOR
499
WASHINGTON BOULEVARD
JERSEY
CITY NJ 07310 |
5.06% |
Fund
- Class |
Name
and Address of Owner |
Percentage
Owned
of
Record |
VICTORY
RS LARGE CAP ALPHA FUND CL C |
AMERIPRISE
FINANCIAL SERVICES, INC.
5221
AMERIPRISE FINANCIAL CENTER
MINNEAPOLIS
MN 55474 |
58.48% |
|
RAYMOND
JAMES & ASSOCIATES, INC.
880
CARILLON PARKWAY
ST
PETERSBURG FL 337332749 |
9.62% |
|
PERSHING
LLC
ONE
PERSHING PLAZA
PRODUCT
SUPPORT, 14TH FLOOR
JERSEY
CITY NJ 07399 |
9.27% |
|
WELLS
FARGO CLEARING SERVICES, LLC.
ATTN:
DEBBIE BELL MAILCODE: MO3970
1
NORTH JEFFERSON AVENUE
ST.
LOUIS MO 63103 |
5.28% |
VICTORY
RS LARGE CAP ALPHA FUND CL R |
STATE
STREET BANK AND TRUST AS
TRUSTEE
AND/OR
CUSTODIAN FBO ADP ACCESS
PRODUCT
1
LINCOLN STREET
BOSTON
MA 02110 |
46.11% |
|
MATRIX
TRUST COMPANY CUST FBO
W
A INC 401 K PROFIT SHARING PLAN
717
17TH STREET
SUITE
1300
DENVER
CO 80202 |
36.06% |
|
MATRIX
TRUST COMPANY CUST FBO
BOATNER
ENTERPRISES INC
717
17TH STREET
SUITE
1300
DENVER
CO 802023304 |
6.77% |
VICTORY
RS LARGE CAP ALPHA FUND CL Y |
AMERIPRISE
FINANCIAL SERVICES, INC.
5221
AMERIPRISE FINANCIAL CENTER
MINNEAPOLIS
MN 55474 |
21.12% |
|
UBS
FINANCIAL SERVICES INC.
C/O
CENTRAL DEPOSIT/MUTUAL FUNDS
1000
HARBOR BLVD 7TH FL
A/C
YY011410610
WEEHAWKEN
NJ 070866727 |
13.92% |
|
CHARLES
SCHWAB & CO., INC.
211
MAIN STREET
SAN
FRANCISCO CA 94105 |
10.02% |
|
MORGAN
STANLEY SMITH BARNEY LLC
2000
WESTCHESTER AVE LD
PURCHASE
NY 105772530 |
9.60% |
|
NATIONAL
FINANCIAL SERVICES LLC
NEWPORT
OFFICE CENTER III 5TH FLOOR
499
WASHINGTON BOULEVARD
JERSEY
CITY NJ 07310 |
7.14% |
|
PERSHING
LLC
ONE
PERSHING PLAZA
PRODUCT
SUPPORT, 14TH FLOOR
JERSEY
CITY NJ 07399 |
6.93% |
|
LPL
FINANCIAL CORPORATION
75
STATE STREET, 24TH FLOOR
BOSTON
MA 02109 |
6.88% |
Fund
- Class |
Name
and Address of Owner |
Percentage
Owned
of
Record |
|
WELLS
FARGO CLEARING SERVICES, LLC.
ATTN:
DEBBIE BELL MAILCODE: MO3970
1
NORTH JEFFERSON AVENUE
ST.
LOUIS MO 63103 |
6.58% |
|
RAYMOND
JAMES & ASSOCIATES, INC.
880
CARILLON PARKWAY
ST
PETERSBURG FL 337332749 |
6.06% |
VICTORY
RS MID CAP GROWTH FUND CL A |
CHARLES
SCHWAB & CO., INC.
211
MAIN STREET
SAN
FRANCISCO CA 94105 |
18.80% |
|
NATIONAL
FINANCIAL SERVICES LLC
NEWPORT
OFFICE CENTER III 5TH FLOOR
499
WASHINGTON BOULEVARD
JERSEY
CITY NJ 07310 |
13.46% |
|
PERSHING
LLC
ONE
PERSHING PLAZA
PRODUCT
SUPPORT, 14TH FLOOR
JERSEY
CITY NJ 07399 |
5.54% |
|
MORGAN
STANLEY SMITH BARNEY LLC
2000
WESTCHESTER AVE LD
PURCHASE
NY 105772530 |
5.45% |
VICTORY
RS MID CAP GROWTH FUND CL C |
LPL
FINANCIAL CORPORATION
75
STATE STREET, 24TH FLOOR
BOSTON
MA 02109 |
25.64% |
|
UBS
FINANCIAL SERVICES INC.
C/O
CENTRAL DEPOSIT/MUTUAL FUNDS
1000
HARBOR BLVD 7TH FL
A/C
YY011410610
WEEHAWKEN
NJ 070866727 |
22.08% |
|
WELLS
FARGO CLEARING SERVICES, LLC.
ATTN:
DEBBIE BELL MAILCODE: MO3970
1
NORTH JEFFERSON AVENUE
ST.
LOUIS MO 63103 |
14.49% |
|
MORGAN
STANLEY SMITH BARNEY LLC
2000
WESTCHESTER AVE LD
PURCHASE
NY 105772530 |
14.15% |
|
RBC
CAPITAL MARKETS LLC
60
SOUTH SIX STREET P08
MINNEAPOLIS
MN 554024400 |
8.11% |
|
RAYMOND
JAMES & ASSOCIATES, INC.
880
CARILLON PARKWAY
ST
PETERSBURG FL 337332749 |
6.11% |
VICTORY
RS MID CAP GROWTH FUND CL R |
MATRIX
TRUST COMPANY CUST FBO
W
A INC 401 K PROFIT SHARING PLAN
717
17TH STREET
SUITE
1300
DENVER
CO 80202 |
80.07% |
|
PAI
TRUST COMPANY INC
MOVEMENT
OF YOUTH INCORPORATED 401
1300
ENTERPRISE DRIVE
DE
PERE WI 541150000 |
17.72% |
VICTORY
RS MID CAP GROWTH FUND CL R6 |
RELIANCE
TRUST COMPANY FBO
CROMWELL
PUBLIC
PO
BOX 78446
ATLANTA
GA 30357 |
74.30% |
Fund
- Class |
Name
and Address of Owner |
Percentage
Owned
of
Record |
|
SEI
PRIVATE TRUST COMPANY
C
O ID 370
ONE
FREEDOM VALLEY DRIVE
OAKS
PA 19456 |
24.77% |
VICTORY
RS MID CAP GROWTH FUND
MEMBER
CLASS |
VICTORY
CAPITAL TRANSFER AGENCY INC
15935
LA CANTERA PARKWAY BLDG TWO
SAN
ANTONIO TX 78256 |
98.25% |
VICTORY
RS PARTNERS FUND CL A |
UMB
BANK NA
FBO
FIDUCIARY
DEFFERRED
ACCOUNTS
TAX
1
SW SECURITY BENEFIT PL
TOPEKA
KS 666361000 |
19.53% |
|
NATIONAL
FINANCIAL SERVICES LLC
NEWPORT
OFFICE CENTER III 5TH FLOOR
499
WASHINGTON BOULEVARD
JERSEY
CITY NJ 07310 |
18.40% |
|
CHARLES
SCHWAB & CO., INC.
211
MAIN STREET
SAN
FRANCISCO CA 94105 |
15.23% |
|
MORGAN
STANLEY SMITH BARNEY LLC
2000
WESTCHESTER AVE LD
PURCHASE
NY 105772530 |
9.68% |
VICTORY
RS PARTNERS FUND CL R |
MATRIX
TRUST COMPANY CUST FBO
A
P CROLL SON INC
717
17TH STREET
SUITE
1300
DENVER
CO 80202 |
46.16% |
|
MATRIX
TRUST COMPANY CUST FBO
BOATNER
ENTERPRISES INC
717
17TH STREET
SUITE
1300
DENVER
CO 802023304 |
20.05% |
|
PERSHING
LLC
ONE
PERSHING PLAZA
PRODUCT
SUPPORT, 14TH FLOOR
JERSEY
CITY NJ 07399 |
14.92% |
|
ASCENSUS
TRUST COMPANY FBO
STAGI
ENTERPRISES 401K PROFIT SHARI
682416
P
O BOX 10758
FARGO
ND 581060758 |
8.82% |
|
MATRIX
TRUST COMPANY AS AGENT FOR
ADVISOR
TRUST INC
NAPERVILLE
COMMUNITY UNIT SCHOOL
717
17TH STREET SUITE 1300
DENVER
CO 80202 |
6.16% |
VICTORY
RS PARTNERS FUND CL Y |
MORGAN
STANLEY SMITH BARNEY LLC
2000
WESTCHESTER AVE LD
PURCHASE
NY 105772530 |
36.26% |
|
NATIONAL
FINANCIAL SERVICES LLC
NEWPORT
OFFICE CENTER III 5TH FLOOR
499
WASHINGTON BOULEVARD
JERSEY
CITY NJ 07310 |
27.59% |
|
LPL
FINANCIAL CORPORATION
75
STATE STREET, 24TH FLOOR
BOSTON
MA 02109 |
9.31% |
Fund
- Class |
Name
and Address of Owner |
Percentage
Owned
of
Record |
|
PERSHING
LLC
ONE
PERSHING PLAZA
PRODUCT
SUPPORT, 14TH FLOOR
JERSEY
CITY NJ 07399 |
8.03% |
VICTORY
RS PARTNERS FUND MEMBER
CLASS |
VICTORY
CAPITAL TRANSFER AGENCY INC
15935
LA CANTERA PARKWAY BLDG TWO
SAN
ANTONIO TX 78256 |
99.41% |
VICTORY
RS SCIENCE AND TECHNOLOGY
FUND
CL A |
SECURITY
BENEFIT LIFE INSURANCE
COMPANY
SECURITY
FINANCIAL RESOURCES
ONE
SECURITY BENEFIT PLACE
TOPEKA
KS 666360001 |
17.74% |
|
CHARLES
SCHWAB & CO., INC.
211
MAIN STREET
SAN
FRANCISCO CA 94105 |
14.16% |
|
NATIONAL
FINANCIAL SERVICES LLC
NEWPORT
OFFICE CENTER III 5TH FLOOR
499
WASHINGTON BOULEVARD
JERSEY
CITY NJ 07310 |
10.59% |
|
NATIONWIDE
INVESTMENT SERVICES CORP.
CO
IPO PORTFOLIO ACCOUNTING
PO
BOX 182029
COLUMBUS
OH 432182029 |
5.54% |
VICTORY
RS SCIENCE AND TECHNOLOGY
FUND
CL C |
PERSHING
LLC
ONE
PERSHING PLAZA
PRODUCT
SUPPORT, 14TH FLOOR
JERSEY
CITY NJ 07399 |
39.35% |
|
LPL
FINANCIAL CORPORATION
75
STATE STREET, 24TH FLOOR
BOSTON
MA 02109 |
25.36% |
|
RAYMOND
JAMES & ASSOCIATES, INC.
880
CARILLON PARKWAY
ST
PETERSBURG FL 337332749 |
12.83% |
|
WELLS
FARGO CLEARING SERVICES, LLC.
ATTN:
DEBBIE BELL MAILCODE: MO3970
1
NORTH JEFFERSON AVENUE
ST.
LOUIS MO 63103 |
8.67% |
|
AMERIPRISE
FINANCIAL SERVICES, INC.
5221
AMERIPRISE FINANCIAL CENTER
MINNEAPOLIS
MN 55474 |
6.63% |
VICTORY
RS SCIENCE AND TECHNOLOGY
FUND
CL R |
MATRIX
TRUST COMPANY CUST FBO
W
A INC 401 K PROFIT SHARING PLAN
717
17TH STREET
SUITE
1300
DENVER
CO 80202 |
82.17% |
|
ASCENSUS
TRUST COMPANY FBO
JAMARI
INTERNATIONAL LTD 401 K PR
691423
P
O BOX 10758
FARGO
ND 581060758 |
7.50% |
VICTORY
RS SCIENCE AND TECHNOLOGY
FUND
CL Y |
NATIONAL
FINANCIAL SERVICES LLC
NEWPORT
OFFICE CENTER III 5TH FLOOR
499
WASHINGTON BOULEVARD
JERSEY
CITY NJ 07310 |
30.80% |
|
NATIONWIDE
INVESTMENT SERVICES CORP.
CO
IPO PORTFOLIO ACCOUNTING
PO
BOX 182029
COLUMBUS
OH 432182029 |
10.23% |
Fund
- Class |
Name
and Address of Owner |
Percentage
Owned
of
Record |
|
PERSHING
LLC
ONE
PERSHING PLAZA
PRODUCT
SUPPORT, 14TH FLOOR
JERSEY
CITY NJ 07399 |
8.40% |
|
AMERIPRISE
FINANCIAL SERVICES, INC.
5221
AMERIPRISE FINANCIAL CENTER
MINNEAPOLIS
MN 55474 |
7.02% |
|
LPL
FINANCIAL CORPORATION
75
STATE STREET, 24TH FLOOR
BOSTON
MA 02109 |
6.98% |
|
MERRILL
LYNCH, PIERCE, FENNER & SMITH
ATTN:
COMPENSATION TEAM
4800
DEER LAKE DR E FL 2
JACKSONVILLE
FL 322466484 |
5.10% |
|
CHARLES
SCHWAB & CO., INC.
211
MAIN STREET
SAN
FRANCISCO CA 94105 |
5.06% |
VICTORY
RS SELECT GROWTH FUND CL A |
CHARLES
SCHWAB & CO., INC.
211
MAIN STREET
SAN
FRANCISCO CA 94105 |
22.76% |
|
NATIONAL
FINANCIAL SERVICES LLC
NEWPORT
OFFICE CENTER III 5TH FLOOR
499
WASHINGTON BOULEVARD
JERSEY
CITY NJ 07310 |
12.41% |
|
PERSHING
LLC
ONE
PERSHING PLAZA
PRODUCT
SUPPORT, 14TH FLOOR
JERSEY
CITY NJ 07399 |
6.26% |
|
MORGAN
STANLEY SMITH BARNEY LLC
2000
WESTCHESTER AVE LD
PURCHASE
NY 105772530 |
6.19% |
|
WELLS
FARGO CLEARING SERVICES, LLC.
ATTN:
DEBBIE BELL MAILCODE: MO3970
1
NORTH JEFFERSON AVENUE
ST.
LOUIS MO 63103 |
5.73% |
VICTORY
RS SELECT GROWTH FUND CL C |
RAYMOND
JAMES & ASSOCIATES, INC.
880
CARILLON PARKWAY
ST
PETERSBURG FL 337332749 |
32.70% |
|
LPL
FINANCIAL CORPORATION
75
STATE STREET, 24TH FLOOR
BOSTON
MA 02109 |
16.57% |
|
CHARLES
SCHWAB & CO., INC.
211
MAIN STREET
SAN
FRANCISCO CA 94105 |
15.33% |
|
WELLS
FARGO CLEARING SERVICES, LLC.
ATTN:
DEBBIE BELL MAILCODE: MO3970
1
NORTH JEFFERSON AVENUE
ST.
LOUIS MO 63103 |
7.41% |
|
PERSHING
LLC
ONE
PERSHING PLAZA
PRODUCT
SUPPORT, 14TH FLOOR
JERSEY
CITY NJ 07399 |
6.34% |
|
UBS
FINANCIAL SERVICES INC.
C/O
CENTRAL DEPOSIT/MUTUAL FUNDS
1000
HARBOR BLVD 7TH FL
A/C
YY011410610
WEEHAWKEN
NJ 070866727 |
5.85% |
Fund
- Class |
Name
and Address of Owner |
Percentage
Owned
of
Record |
|
MORGAN
STANLEY SMITH BARNEY LLC
2000
WESTCHESTER AVE LD
PURCHASE
NY 105772530 |
5.68% |
VICTORY
RS SELECT GROWTH FUND CL R |
MATRIX
TRUST COMPANY CUST FBO
W
A INC 401 K PROFIT SHARING PLAN
717
17TH STREET
SUITE
1300
DENVER
CO 80202 |
65.77% |
|
PERSHING
LLC
ONE
PERSHING PLAZA
PRODUCT
SUPPORT, 14TH FLOOR
JERSEY
CITY NJ 07399 |
12.39% |
|
MERRILL
LYNCH, PIERCE, FENNER & SMITH
ATTN:
COMPENSATION TEAM
4800
DEER LAKE DR E FL 2
JACKSONVILLE
FL 322466484 |
10.18% |
|
MID
ATLANTIC TRUST COMPANY FBO
ABCO
AUTOMATION INC EMPLOYEES 401 K
1251
WATERFRONT PLACE SUITE 525
PITTSBURGH
PA 15222 |
5.04% |
VICTORY
RS SELECT GROWTH FUND CL R6 |
MERRILL
LYNCH, PIERCE, FENNER & SMITH
ATTN:
COMPENSATION TEAM
4800
DEER LAKE DR E FL 2
JACKSONVILLE
FL 322466484 |
44.24% |
|
STATE
STREET BANK AND TRUST AS
TRUSTEE
AND/OR
CUSTODIAN FBO ADP ACCESS
PRODUCT
1
LINCOLN STREET
BOSTON
MA 02110 |
19.65% |
|
ASSOCIATED
TRUST COMPANY FBO
NASH
SPINDLER 401K - R MCCRACKEN
PO
BOX 22037
GREEN
BAY WI 54305 |
18.51% |
|
VICTORY
CAPITAL MANAGEMENT INC
C/O
CATHY SAVVAS CONTROLLER
4900
TIEDEMAN ROAD 4TH FLOOR
BROOKLYN
OH 44144 |
16.26% |
VICTORY
RS SELECT GROWTH FUND CL Y |
UBS
FINANCIAL SERVICES INC.
C/O
CENTRAL DEPOSIT/MUTUAL FUNDS
1000
HARBOR BLVD 7TH FL
A/C
YY011410610
WEEHAWKEN
NJ 070866727 |
17.65% |
|
NATIONAL
FINANCIAL SERVICES LLC
NEWPORT
OFFICE CENTER III 5TH FLOOR
499
WASHINGTON BOULEVARD
JERSEY
CITY NJ 07310 |
14.34% |
|
WELLS
FARGO CLEARING SERVICES, LLC.
ATTN:
DEBBIE BELL MAILCODE: MO3970
1
NORTH JEFFERSON AVENUE
ST.
LOUIS MO 63103 |
14.06% |
|
RAYMOND
JAMES & ASSOCIATES, INC.
880
CARILLON PARKWAY
ST
PETERSBURG FL 337332749 |
11.08% |
|
LPL
FINANCIAL CORPORATION
75
STATE STREET, 24TH FLOOR
BOSTON
MA 02109 |
9.20% |
Fund
- Class |
Name
and Address of Owner |
Percentage
Owned
of
Record |
|
MORGAN
STANLEY SMITH BARNEY LLC
2000
WESTCHESTER AVE LD
PURCHASE
NY 105772530 |
6.57% |
|
JAMES
L CALLINAN
IRA
1875
WILLOW RD
HILLSBOROUGH
CA 940106356 |
5.27% |
VICTORY
RS SMALL CAP EQUITY FUND CL
A |
PERSHING
LLC
ONE
PERSHING PLAZA
PRODUCT
SUPPORT, 14TH FLOOR
JERSEY
CITY NJ 07399 |
11.89% |
|
AMERITAS
LIFE INSURANCE COMPANY
5900
'O' STREET
LINCOLN
NE 68510 |
7.25% |
VICTORY
RS SMALL CAP EQUITY FUND CL
C |
PERSHING
LLC
ONE
PERSHING PLAZA
PRODUCT
SUPPORT, 14TH FLOOR
JERSEY
CITY NJ 07399 |
56.06% |
|
LPL
FINANCIAL CORPORATION
75
STATE STREET, 24TH FLOOR
BOSTON
MA 02109 |
24.62% |
|
MORGAN
STANLEY SMITH BARNEY LLC
2000
WESTCHESTER AVE LD
PURCHASE
NY 105772530 |
14.51% |
VICTORY
RS SMALL CAP EQUITY FUND CL
R |
MATRIX
TRUST COMPANY CUST FBO
W
A INC 401 K PROFIT SHARING PLAN
717
17TH STREET
SUITE
1300
DENVER
CO 80202 |
98.64% |
VICTORY
RS SMALL CAP EQUITY FUND CL
Y |
CHARLES
SCHWAB & CO., INC.
211
MAIN STREET
SAN
FRANCISCO CA 94105 |
31.77% |
|
PERSHING
LLC
ONE
PERSHING PLAZA
PRODUCT
SUPPORT, 14TH FLOOR
JERSEY
CITY NJ 07399 |
20.81% |
|
TD
AMERITRADE CLEARING, INC.
200
SOUTH 108TH AVENUE
OMAHA
NE 68154 |
19.86% |
|
MORGAN
STANLEY SMITH BARNEY LLC
2000
WESTCHESTER AVE LD
PURCHASE
NY 105772530 |
13.58% |
|
UBS
FINANCIAL SERVICES INC.
C/O
CENTRAL DEPOSIT/MUTUAL FUNDS
1000
HARBOR BLVD 7TH FL
A/C
YY011410610
WEEHAWKEN
NJ 070866727 |
11.13% |
VICTORY
RS SMALL CAP EQUITY FUND
MEMBER
CLASS |
VICTORY
CAPITAL TRANSFER AGENCY INC
15935
LA CANTERA PARKWAY BLDG TWO
SAN
ANTONIO TX 78256 |
99.03% |
VICTORY
RS SMALL CAP GROWTH FUND CL
A |
CHARLES
SCHWAB & CO., INC.
211
MAIN STREET
SAN
FRANCISCO CA 94105 |
21.10% |
|
NATIONAL
FINANCIAL SERVICES LLC
NEWPORT
OFFICE CENTER III 5TH FLOOR
499
WASHINGTON BOULEVARD
JERSEY
CITY NJ 07310 |
17.47% |
Fund
- Class |
Name
and Address of Owner |
Percentage
Owned
of
Record |
VICTORY
RS SMALL CAP GROWTH FUND CL
C |
PERSHING
LLC
ONE
PERSHING PLAZA
PRODUCT
SUPPORT, 14TH FLOOR
JERSEY
CITY NJ 07399 |
28.99% |
|
WELLS
FARGO CLEARING SERVICES, LLC.
ATTN:
DEBBIE BELL MAILCODE: MO3970
1
NORTH JEFFERSON AVENUE
ST.
LOUIS MO 63103 |
28.05% |
|
MORGAN
STANLEY SMITH BARNEY LLC
2000
WESTCHESTER AVE LD
PURCHASE
NY 105772530 |
18.24% |
|
NATIONAL
FINANCIAL SERVICES LLC
NEWPORT
OFFICE CENTER III 5TH FLOOR
499
WASHINGTON BOULEVARD
JERSEY
CITY NJ 07310 |
5.30% |
VICTORY
RS SMALL CAP GROWTH FUND CL
R |
STATE
STREET BANK AND TRUST AS
TRUSTEE
AND/OR
CUSTODIAN FBO ADP ACCESS
PRODUCT
1
LINCOLN STREET
BOSTON
MA 02110 |
43.13% |
|
FIIOC
CENTRAL
MINNESOTA ANESTHESIA
PROVIDERS
P
A 401K PROFIT
100
MAGELLAN WAY KWIC
COVINGTON
KY 41018 |
29.77% |
|
DELAWARE
CHARTER GTY TRUST
SUSAN
CARLISLE PSP
830
ANNIE LANG DR
MILFORD
MI 483814713 |
7.17% |
|
MATRIX
TRUST COMPANY CUST FBO
W
A INC 401 K PROFIT SHARING PLAN
717
17TH STREET
SUITE
1300
DENVER
CO 80202 |
6.61% |
|
MID
ATLANTIC TRUST COMPANY FBO
ABCO
AUTOMATION INC EMPLOYEES 401 K
1251
WATERFRONT PLACE SUITE 525
PITTSBURGH
PA 15222 |
5.01% |
VICTORY
RS SMALL CAP GROWTH FUND CL
R6 |
NATIONAL
FINANCIAL SERVICES LLC
NEWPORT
OFFICE CENTER III 5TH FLOOR
499
WASHINGTON BOULEVARD
JERSEY
CITY NJ 07310 |
40.71% |
|
EDWARD
D. JONES & CO., L.P.
12555
MANCHESTER ROAD
SAINT
LOUIS MO 631313729 |
11.87% |
|
SAXON
CO
FBO
20100023409649
P
O BOX 94597
CLEVELAND
OH 44101 |
7.81% |
|
CHARLES
SCHWAB & CO., INC.
211
MAIN STREET
SAN
FRANCISCO CA 94105 |
7.63% |
|
MID
ATLANTIC TRUST COMPANY FBO
ABCO
AUTOMATION INC EMPLOYEES 401 K
1251
WATERFRONT PLACE SUITE 525
PITTSBURGH
PA 15222 |
6.86% |
Fund
- Class |
Name
and Address of Owner |
Percentage
Owned
of
Record |
VICTORY
RS SMALL CAP GROWTH FUND CL
Y |
NATIONAL
FINANCIAL SERVICES LLC
NEWPORT
OFFICE CENTER III 5TH FLOOR
499
WASHINGTON BOULEVARD
JERSEY
CITY NJ 07310 |
20.08% |
|
MORGAN
STANLEY SMITH BARNEY LLC
2000
WESTCHESTER AVE LD
PURCHASE
NY 105772530 |
18.67% |
|
WELLS
FARGO CLEARING SERVICES, LLC.
ATTN:
DEBBIE BELL MAILCODE: MO3970
1
NORTH JEFFERSON AVENUE
ST.
LOUIS MO 63103 |
13.02% |
|
MERRILL
LYNCH, PIERCE, FENNER & SMITH
ATTN:
COMPENSATION TEAM
4800
DEER LAKE DR E FL 2
JACKSONVILLE
FL 322466484 |
6.77% |
|
CHARLES
SCHWAB & CO., INC.
211
MAIN STREET
SAN
FRANCISCO CA 94105 |
6.00% |
|
UBS
FINANCIAL SERVICES INC.
C/O
CENTRAL DEPOSIT/MUTUAL FUNDS
1000
HARBOR BLVD 7TH FL
A/C
YY011410610
WEEHAWKEN
NJ 070866727 |
5.30% |
VICTORY
RS VALUE FUND CL A |
CHARLES
SCHWAB & CO., INC.
211
MAIN STREET
SAN
FRANCISCO CA 94105 |
13.68% |
|
NATIONAL
FINANCIAL SERVICES LLC
NEWPORT
OFFICE CENTER III 5TH FLOOR
499
WASHINGTON BOULEVARD
JERSEY
CITY NJ 07310 |
10.82% |
|
STATE
STREET BANK AND TRUST AS
TRUSTEE
AND/OR
CUSTODIAN FBO ADP ACCESS
PRODUCT
1
LINCOLN STREET
BOSTON
MA 02110 |
10.76% |
|
SECURITY
BENEFIT LIFE INSURANCE
COMPANY
SECURITY
FINANCIAL RESOURCES
ONE
SECURITY BENEFIT PLACE
TOPEKA
KS 666360001 |
7.49% |
|
MORGAN
STANLEY SMITH BARNEY LLC
2000
WESTCHESTER AVE LD
PURCHASE
NY 105772530 |
6.86% |
VICTORY
RS VALUE FUND CL C |
AMERIPRISE
FINANCIAL SERVICES, INC.
5221
AMERIPRISE FINANCIAL CENTER
MINNEAPOLIS
MN 55474 |
20.48% |
|
MORGAN
STANLEY SMITH BARNEY LLC
2000
WESTCHESTER AVE LD
PURCHASE
NY 105772530 |
19.18% |
|
RAYMOND
JAMES & ASSOCIATES, INC.
880
CARILLON PARKWAY
ST
PETERSBURG FL 337332749 |
18.59% |
|
PERSHING
LLC
ONE
PERSHING PLAZA
PRODUCT
SUPPORT, 14TH FLOOR
JERSEY
CITY NJ 07399 |
10.05% |
Fund
- Class |
Name
and Address of Owner |
Percentage
Owned
of
Record |
|
CHARLES
SCHWAB & CO., INC.
211
MAIN STREET
SAN
FRANCISCO CA 94105 |
7.30% |
|
WELLS
FARGO CLEARING SERVICES, LLC.
ATTN:
DEBBIE BELL MAILCODE: MO3970
1
NORTH JEFFERSON AVENUE
ST.
LOUIS MO 63103 |
6.58% |
|
UBS
FINANCIAL SERVICES INC.
C/O
CENTRAL DEPOSIT/MUTUAL FUNDS
1000
HARBOR BLVD 7TH FL
A/C
YY011410610
WEEHAWKEN
NJ 070866727 |
5.38% |
VICTORY
RS VALUE FUND CL R |
MATRIX
TRUST COMPANY CUST FBO
W
A INC 401 K PROFIT SHARING PLAN
717
17TH STREET
SUITE
1300
DENVER
CO 80202 |
87.01% |
|
ASCENSUS
TRUST COMPANY FBO
JAMARI
INTERNATIONAL LTD 401 K PR
691423
P
O BOX 10758
FARGO
ND 581060758 |
9.23% |
VICTORY
RS VALUE FUND CL Y |
RBC
CAPITAL MARKETS LLC
60
SOUTH SIX STREET P08
MINNEAPOLIS
MN 554024400 |
24.68% |
|
MORGAN
STANLEY SMITH BARNEY LLC
2000
WESTCHESTER AVE LD
PURCHASE
NY 105772530 |
21.37% |
|
UBS
FINANCIAL SERVICES INC.
C/O
CENTRAL DEPOSIT/MUTUAL FUNDS
1000
HARBOR BLVD 7TH FL
A/C
YY011410610
WEEHAWKEN
NJ 070866727 |
17.53% |
|
WELLS
FARGO CLEARING SERVICES, LLC.
ATTN:
DEBBIE BELL MAILCODE: MO3970
1
NORTH JEFFERSON AVENUE
ST.
LOUIS MO 63103 |
7.06% |
|
NATIONAL
FINANCIAL SERVICES LLC
NEWPORT
OFFICE CENTER III 5TH FLOOR
499
WASHINGTON BOULEVARD
JERSEY
CITY NJ 07310 |
6.36% |
|
CHARLES
SCHWAB & CO., INC.
211
MAIN STREET
SAN
FRANCISCO CA 94105 |
6.05% |
|
RAYMOND
JAMES & ASSOCIATES, INC.
880
CARILLON PARKWAY
ST
PETERSBURG FL 337332749 |
5.11% |
VICTORY
SOPHUS EMERGING MARKETS
FUND
CL A |
NATIONAL
FINANCIAL SERVICES LLC
NEWPORT
OFFICE CENTER III 5TH FLOOR
499
WASHINGTON BOULEVARD
JERSEY
CITY NJ 07310 |
34.35% |
|
CHARLES
SCHWAB & CO., INC.
211
MAIN STREET
SAN
FRANCISCO CA 94105 |
9.64% |
|
PERSHING
LLC
ONE
PERSHING PLAZA
PRODUCT
SUPPORT, 14TH FLOOR
JERSEY
CITY NJ 07399 |
6.21% |
Fund
- Class |
Name
and Address of Owner |
Percentage
Owned
of
Record |
|
MORGAN
STANLEY SMITH BARNEY LLC
2000
WESTCHESTER AVE LD
PURCHASE
NY 105772530 |
6.15% |
|
STATE
STREET BANK AND TRUST AS
TRUSTEE
AND/OR
CUSTODIAN FBO ADP ACCESS
PRODUCT
1
LINCOLN STREET
BOSTON
MA 02110 |
5.58% |
VICTORY
SOPHUS EMERGING MARKETS
FUND
CL C |
WELLS
FARGO CLEARING SERVICES, LLC.
ATTN:
DEBBIE BELL MAILCODE: MO3970
1
NORTH JEFFERSON AVENUE
ST.
LOUIS MO 63103 |
42.26% |
|
LPL
FINANCIAL CORPORATION
75
STATE STREET, 24TH FLOOR
BOSTON
MA 02109 |
19.64% |
|
PERSHING
LLC
ONE
PERSHING PLAZA
PRODUCT
SUPPORT, 14TH FLOOR
JERSEY
CITY NJ 07399 |
10.47% |
|
MORGAN
STANLEY SMITH BARNEY LLC
2000
WESTCHESTER AVE LD
PURCHASE
NY 105772530 |
6.21% |
|
AMERIPRISE
FINANCIAL SERVICES, INC.
5221
AMERIPRISE FINANCIAL CENTER
MINNEAPOLIS
MN 55474 |
6.10% |
VICTORY
SOPHUS EMERGING MARKETS
FUND
CL R |
STATE
STREET BANK AND TRUST AS
TRUSTEE
AND/OR
CUSTODIAN FBO ADP ACCESS
PRODUCT
1
LINCOLN STREET
BOSTON
MA 02110 |
86.16% |
|
MATRIX
TRUST COMPANY CUST FBO
W
A INC 401 K PROFIT SHARING PLAN
717
17TH STREET
SUITE
1300
DENVER
CO 80202 |
11.73% |
VICTORY
SOPHUS EMERGING MARKETS
FUND
CL R6 |
NATIONAL
FINANCIAL SERVICES LLC
NEWPORT
OFFICE CENTER III 5TH FLOOR
499
WASHINGTON BOULEVARD
JERSEY
CITY NJ 07310 |
30.16% |
|
GERLACH
CO LLC CITIBANK OPEN WE0
3800
CITIGROUP CENTER
BUILDING
B3-14
TAMPA
FL 33610 |
26.52% |
|
SEI
PRIVATE TRUST COMPANY
C
O ID 370
ONE
FREEDOM VALLEY DRIVE
OAKS
PA 19456 |
12.42% |
|
LINCOLN
RETIREMENT SERVICES COMPANY
FBO
JEWISH HOME LIFECARE 457B
PO
BOX 7876
FORT
WAYNE IN 468017876 |
7.74% |
|
MATRIX
TRUST COMPANY CUST FBO
W
A INC 401 K PROFIT SHARING PLAN
717
17TH STREET
SUITE
1300
DENVER
CO 80202 |
5.75% |
Fund
- Class |
Name
and Address of Owner |
Percentage
Owned
of
Record |
VICTORY
SOPHUS EMERGING MARKETS
FUND
CL Y |
PERSHING
LLC
ONE
PERSHING PLAZA
PRODUCT
SUPPORT, 14TH FLOOR
JERSEY
CITY NJ 07399 |
34.99% |
|
NATIONAL
FINANCIAL SERVICES LLC
NEWPORT
OFFICE CENTER III 5TH FLOOR
499
WASHINGTON BOULEVARD
JERSEY
CITY NJ 07310 |
30.02% |
|
TD
AMERITRADE CLEARING, INC.
200
SOUTH 108TH AVENUE
OMAHA
NE 68154 |
10.02% |
|
MORGAN
STANLEY SMITH BARNEY LLC
2000
WESTCHESTER AVE LD
PURCHASE
NY 105772530 |
6.34% |
VICTORY
TAX-EXEMPT FUND CL A |
LPL
FINANCIAL CORPORATION
75
STATE STREET, 24TH FLOOR
BOSTON
MA 02109 |
23.50% |
|
PERSHING
LLC
ONE
PERSHING PLAZA
PRODUCT
SUPPORT, 14TH FLOOR
JERSEY
CITY NJ 07399 |
18.59% |
|
WELLS
FARGO CLEARING SERVICES, LLC.
ATTN:
DEBBIE BELL MAILCODE: MO3970
1
NORTH JEFFERSON AVENUE
ST.
LOUIS MO 63103 |
8.89% |
|
MORGAN
STANLEY SMITH BARNEY LLC
2000
WESTCHESTER AVE LD
PURCHASE
NY 105772530 |
8.38% |
|
UBS
FINANCIAL SERVICES INC.
C/O
CENTRAL DEPOSIT/MUTUAL FUNDS
1000
HARBOR BLVD 7TH FL
A/C
YY011410610
WEEHAWKEN
NJ 070866727 |
7.44% |
VICTORY
TAX-EXEMPT FUND CL C |
WELLS
FARGO CLEARING SERVICES, LLC.
ATTN:
DEBBIE BELL MAILCODE: MO3970
1
NORTH JEFFERSON AVENUE
ST.
LOUIS MO 63103 |
26.52% |
|
PERSHING
LLC
ONE
PERSHING PLAZA
PRODUCT
SUPPORT, 14TH FLOOR
JERSEY
CITY NJ 07399 |
16.86% |
|
LPL
FINANCIAL CORPORATION
75
STATE STREET, 24TH FLOOR
BOSTON
MA 02109 |
14.37% |
|
CHARLES
SCHWAB & CO., INC.
211
MAIN STREET
SAN
FRANCISCO CA 94105 |
8.27% |
|
UBS
FINANCIAL SERVICES INC.
C/O
CENTRAL DEPOSIT/MUTUAL FUNDS
1000
HARBOR BLVD 7TH FL
A/C
YY011410610
WEEHAWKEN
NJ 070866727 |
6.71% |
VICTORY
TAX-EXEMPT FUND CL Y |
RAYMOND
JAMES & ASSOCIATES, INC.
880
CARILLON PARKWAY
ST
PETERSBURG FL 337332749 |
46.08% |
Fund
- Class |
Name
and Address of Owner |
Percentage
Owned
of
Record |
|
UBS
FINANCIAL SERVICES INC.
C/O
CENTRAL DEPOSIT/MUTUAL FUNDS
1000
HARBOR BLVD 7TH FL
A/C
YY011410610
WEEHAWKEN
NJ 070866727 |
15.33% |
|
LPL
FINANCIAL CORPORATION
75
STATE STREET, 24TH FLOOR
BOSTON
MA 02109 |
14.21% |
|
WELLS
FARGO CLEARING SERVICES, LLC.
ATTN:
DEBBIE BELL MAILCODE: MO3970
1
NORTH JEFFERSON AVENUE
ST.
LOUIS MO 63103 |
6.60% |
|
NATIONAL
FINANCIAL SERVICES LLC
NEWPORT
OFFICE CENTER III 5TH FLOOR
499
WASHINGTON BOULEVARD
JERSEY
CITY NJ 07310 |
5.15% |
VICTORYRS
GLOBAL FUND CL R6 |
TIAA
FSB CUST TTEE FBO
RETIREMENT
PLANS FOR WHICH
TIAA
ACTS AS RECORDKEEPER
211
NORTH BROADWAY SUITE 1000
ATTN
TRUST OPERATIONS
ST
LOUIS MO 631022733 |
68.37% |
VICTORYRS
MID CAP GROWTH FUND CL Y |
NATIONAL
FINANCIAL SERVICES LLC
NEWPORT
OFFICE CENTER III 5TH FLOOR
499
WASHINGTON BOULEVARD
JERSEY
CITY NJ 07310 |
13.29% |
|
UBS
FINANCIAL SERVICES INC.
C/O
CENTRAL DEPOSIT/MUTUAL FUNDS
1000
HARBOR BLVD 7TH FL
A/C
YY011410610
WEEHAWKEN
NJ 070866727 |
12.05% |
|
MORGAN
STANLEY SMITH BARNEY LLC
2000
WESTCHESTER AVE LD
PURCHASE
NY 105772530 |
11.39% |
|
RAYMOND
JAMES & ASSOCIATES, INC.
880
CARILLON PARKWAY
ST
PETERSBURG FL 337332749 |
9.53% |
|
WELLS
FARGO CLEARING SERVICES, LLC.
ATTN:
DEBBIE BELL MAILCODE: MO3970
1
NORTH JEFFERSON AVENUE
ST.
LOUIS MO 63103 |
8.40% |
|
MERRILL
LYNCH, PIERCE, FENNER & SMITH
ATTN:
COMPENSATION TEAM
4800
DEER LAKE DR E FL 2
JACKSONVILLE
FL 322466484 |
8.28% |
|
PERSHING
LLC
ONE
PERSHING PLAZA
PRODUCT
SUPPORT, 14TH FLOOR
JERSEY
CITY NJ 07399 |
8.17% |
|
CHARLES
SCHWAB & CO., INC.
211
MAIN STREET
SAN
FRANCISCO CA 94105 |
5.25% |
Fund |
Advisory
Fee |
Victory
Global Energy Transition Fund |
1.00% |
Victory
RS Partners Fund |
0.83% |
Victory
RS Value Fund |
0.85% |
Victory
RS Large Cap Alpha Fund |
0.50% |
Victory
RS Investors Fund |
1.00% |
Victory
RS Small Cap Growth Fund |
0.95% |
Victory
RS Select Growth Fund |
1.00% |
Victory
RS Mid Cap Growth Fund |
0.85% |
Victory
RS Growth Fund |
0.75% |
Victory
RS Science and Technology Fund |
1.00% |
Victory
RS Small Cap Equity Fund |
0.75% |
Victory
RS International Fund |
0.80% |
Victory
RS Global Fund |
0.60% |
Victory
Sophus Emerging Markets Fund |
1.00% |
Fund |
Advisory
Fee |
Victory
INCORE Low Duration Bond Fund |
0.45% |
Victory
High Yield Fund |
0.60% |
Victory
Tax-Exempt Fund |
0.50% |
Victory
High Income Municipal Bond Fund |
0.50% |
Victory
Floating Rate Fund |
0.65% |
Fund |
2022 |
2021 |
2020 |
Victory
Global Energy Transition Fund |
$3,980,795 |
$2,591,991 |
$1,173,199 |
Victory
RS Partners Fund |
$3,655,409 |
$3,756,423 |
$3,205,189 |
Victory
RS Value Fund |
$2,595,474 |
$2,839,080 |
$2,538,968 |
Victory
RS Large Cap Alpha Fund |
$2,469,739 |
$2,576,693 |
$2,273,188 |
Victory
RS Investors Fund |
$350,994 |
$305,703 |
$292,916 |
Victory
RS Small Cap Growth Fund |
$11,799,287 |
$26,368,972 |
$21,922,056 |
Victory
RS Select Growth Fund |
$1,362,946 |
$2,295,937 |
$2,050,569 |
Victory
RS Mid Cap Growth Fund |
$1,809,982 |
$4,273,520 |
$4,466,941 |
Victory
RS Growth Fund |
$1,928,561 |
$2,450,574 |
$1,983,793 |
Victory
RS Science and Technology Fund |
$2,122,684 |
$4,233,027 |
$3,270,940 |
Victory
RS Small Cap Equity Fund |
$346,139 |
$594,969 |
$509,667 |
Victory
RS International Fund |
$2,849,766 |
$3,315,345 |
$2,450,489 |
Victory
RS Global Fund |
$2,222,080 |
$1,993,966 |
$1,013,702 |
Victory
Sophus Emerging Markets Fund |
$4,447,354 |
$5,317,327 |
$3,581,765 |
Victory
INCORE Low Duration Bond Fund |
$900,066 |
$1,043,788 |
$1,149,333 |
Victory
High Yield Fund |
$1,768,493 |
$1,772,507 |
$1,216,833 |
Victory
Tax-Exempt Fund |
$237,287 |
$263,469 |
$308,758 |
Victory
High Income Municipal Bond Fund |
$227,544 |
$247,283 |
$199,920 |
Victory
Floating Rate Fund |
$12,839,028 |
$10,560,819 |
$3,489,758 |
Fund |
2022 |
2021 |
2020 |
Victory
Global Energy Transition Fund |
$1,527,771 |
$967,096 |
$379,518 |
Victory
High Yield Fund |
$736,871 |
$554,485 |
$269,654 |
Victory
Floating Rate Fund |
$4,938,095 |
$3,276,356 |
$746,204 |
Fund |
2022 |
2021 |
2020 |
Victory
Global Energy Transition Fund |
$189,737 |
$186,151 |
$234,015 |
Victory
RS Partners Fund |
$263,864 |
$229,651 |
$316,786 |
Victory
RS Value Fund |
$59,177 |
$70,218 |
$199,071 |
Victory
RS Large Cap Alpha Fund |
$167,620 |
$211,774 |
$314,607 |
Victory
RS Investors Fund |
$122,672 |
$90,433 |
$146,600 |
Victory
RS Small Cap Growth Fund |
$392,843 |
$315,198 |
$489,756 |
Victory
RS Select Growth Fund |
$170,568 |
$180,839 |
$227,571 |
Victory
RS Mid Cap Growth Fund |
$404,134 |
$678,326 |
$759,444 |
Victory
RS Growth Fund |
$237,938 |
$240,370 |
$294,950 |
Victory
RS Science and Technology Fund |
$38,832 |
$- |
$37,306 |
Victory
RS Small Cap Equity Fund |
$45,282 |
$42,087 |
$40,673 |
Victory
RS International Fund |
$438,795 |
$478,133 |
$491,864 |
Victory
RS Global Fund |
$899,922 |
$1,055,677 |
$690,062 |
Victory
Sophus Emerging Markets Fund |
$1,401,240 |
$1,536,446 |
$1,137,721 |
Victory
INCORE Low Duration Bond Fund |
$148,134 |
$175,522 |
$208,566 |
Victory
High Yield Fund |
$261,892 |
$221,331 |
$253,784 |
Victory
Tax-Exempt Fund |
$125,945 |
$131,110 |
$135,204 |
Victory
High Income Municipal Bond Fund |
$142,621 |
$156,099 |
$131,713 |
Victory
Floating Rate Fund |
$1,383,846 |
$1,454,748 |
$827,922 |
Fund |
2022
|
2021
|
2020
|
Victory
Global Energy Transition Fund Class R |
$35 |
$- |
$- |
Victory
RS Value Fund Class R |
$66 |
$- |
$- |
Victory
RS Value Fund Class Y |
$4,293 |
$- |
$- |
Victory
RS Large Cap Alpha Class Y |
$430 |
$- |
$- |
Victory
RS Investors Class R |
$187 |
$- |
$- |
Victory
RS Small Cap Growth Class A |
$31,880 |
$- |
$- |
Victory
RS Small Cap Growth Class R |
$240 |
$- |
$- |
Victory
RS Small Cap Growth Class Y |
$112,825 |
$- |
$- |
Victory
RS Select Growth Fund - Class R |
$105 |
$- |
$42,194 |
Victory
RS Mid Cap Growth Fund - Class R |
$101 |
$- |
$- |
Victory
RS Growth Fund - Class C |
$93 |
$- |
$- |
Victory
RS Growth Fund - Class R |
$198 |
$- |
$- |
Victory
RS Science and Technology Fund - Class A |
$6,841 |
$- |
$- |
Victory
RS Science and Technology Fund - Class C |
$254 |
$- |
$- |
Victory
RS Science and Technology Fund - Class R |
$137 |
$- |
$- |
Victory
RS Science and Technology Fund - Class Y |
$6,148 |
$- |
$- |
Victory
RS Small Cap Equity Fund - Class Y |
$227 |
$- |
$- |
Victory
INCORE Low Duration Bond Fund - Class Y |
$3,148 |
$- |
$- |
Victory
High Yield Fund - Class R |
$- |
$- |
$1,279 |
Victory
Floating Rate Fund - Class Y |
$15,514 |
$- |
$- |
Fund |
2022 |
2021 |
2020 |
Victory
Global Energy Transition Fund |
$3,123 |
$1,634 |
$1,034 |
Victory
RS Partners Fund |
$2,939 |
$2,705 |
$2,837 |
Victory
RS Value Fund |
$2,456 |
$2,421 |
$2,650 |
Victory
RS Large Cap Alpha Fund |
$3,970 |
$3,735 |
$4,009 |
Victory
RS Investors Fund |
$276 |
$221 |
$262 |
Victory
RS Small Cap Growth Fund |
$10,661 |
$20,543 |
$19,777 |
Victory
RS Select Growth Fund |
$1,136 |
$1,689 |
$1,792 |
Victory
RS Mid Cap Growth Fund |
$1,861 |
$3,803 |
$4,554 |
Victory
RS Growth Fund |
$2,111 |
$2,361 |
$2,291 |
Victory
RS Science and Technology Fund |
$1,790 |
$3,118 |
$2,794 |
Victory
RS Small Cap Equity Fund |
$384 |
$585 |
$586 |
Victory
RS International Fund |
$2,884 |
$2,984 |
$2,593 |
Victory
RS Global Fund |
$2,938 |
$1,931 |
$1,025 |
Victory
Sophus Emerging Markets Fund |
$3,610 |
$3,840 |
$3,088 |
Victory
INCORE Low Duration Bond Fund |
$1,610 |
$1,742 |
$2,257 |
Victory
High Yield Fund |
$2,388 |
$2,098 |
$1,744 |
Victory
Tax-Exempt Fund |
$385 |
$394 |
$545 |
Victory
High Income Municipal Bond Fund |
$371 |
$356 |
$352 |
Victory
Floating Rate Fund |
$16,063 |
$10,817 |
$4,671 |
Fund |
2022 |
2021 |
2020 |
Victory
Global Energy Transition Fund |
$216,832 |
$142,658 |
$71,178 |
Victory
RS Partners Fund |
$199,060 |
$207,177 |
$194,621 |
Victory
RS Value Fund |
$166,264 |
$184,262 |
$181,455 |
Victory
RS Large Cap Alpha Fund |
$268,951 |
$284,251 |
$276,280 |
Victory
RS Investors Fund |
$19,141 |
$16,862 |
$17,774 |
Victory
RS Small Cap Growth Fund |
$675,148 |
$1,534,205 |
$1,401,883 |
Victory
RS Select Growth Fund |
$74,157 |
$126,802 |
$124,649 |
Victory
RS Mid Cap Growth Fund |
$115,733 |
$278,270 |
$319,537 |
Victory
RS Growth Fund |
$139,941 |
$180,186 |
$160,822 |
Victory
RS Science and Technology Fund |
$115,473 |
$233,984 |
$198,812 |
Victory
RS Small Cap Equity Fund |
$25,117 |
$43,842 |
$41,293 |
Victory
RS International Fund |
$193,896 |
$228,496 |
$186,254 |
Victory
RS Global Fund |
$201,748 |
$151,952 |
$76,884 |
Victory
Sophus Emerging Markets Fund |
$242,087 |
$293,367 |
$217,411 |
Victory
INCORE Low Duration Bond Fund |
$108,904 |
$128,205 |
$155,506 |
Victory
High Yield Fund |
$160,393 |
$162,693 |
$123,363 |
Victory
Tax-Exempt Fund |
$25,839 |
$29,080 |
$37,581 |
Victory
High Income Municipal Bond Fund |
$24,773 |
$27,267 |
$24,326 |
Victory
Floating Rate Fund |
$1,074,286 |
$891,563 |
$326,207 |
Fund |
Gross
Income
from
securities
lending
activities |
Fees
paid to
securities
lending
agent
from a
revenue
split |
Rebate
(paid
to
borrower) |
Aggregate
fees/compensation
for
securities
lending
activities |
Net
income
from
securities
lending
activities |
Victory
Global Energy
Transition
Fund |
$1,525,340 |
$148,249 |
$45,758 |
$194,007 |
$1,331,333 |
Victory
RS Partners
Fund |
$139,643 |
$343 |
$136,144 |
$136,487 |
$3,156 |
Victory
RS Value
Fund |
$108,383 |
$600 |
$102,282 |
$102,882 |
$5,501 |
Victory
RS Large Cap
Alpha
Fund |
$1,929 |
$53 |
$1,373 |
$1,426 |
$503 |
Victory
RS Investors
Fund |
$11 |
$1 |
$- |
$1 |
$10 |
Victory
RS Small Cap
Growth
Fund |
$1,274,501 |
$11,950 |
$1,153,765 |
$1,165,715 |
$108,786 |
Victory
RS Select
Growth
Fund |
$88,475 |
$198 |
$86,497 |
$86,695 |
$1,780 |
Victory
RS Mid Cap
Growth
Fund |
$71,451 |
$534 |
$65,942 |
$66,476 |
$4,975 |
Victory
RS Growth
Fund |
$38,513 |
$165 |
$36,825 |
$36,990 |
$1,523 |
Victory
RS Science
and
Technology Fund |
$428,254 |
$18,569 |
$241,860 |
$260,429 |
$167,825 |
Victory
RS Small Cap
Equity
Fund |
$103,000 |
$1,079 |
$92,194 |
$93,273 |
$9,727 |
Victory
RS
International
Fund |
$121,525 |
$8,460 |
$36,869 |
$45,329 |
$76,196 |
Victory
RS Global
Fund |
$48,630 |
$2,243 |
$26,159 |
$28,402 |
$20,228 |
Victory
Sophus
Emerging
Markets
Fund |
$47,232 |
$1,111 |
$36,087 |
$37,198 |
$10,034 |
Victory
INCORE Low
Duration
Bond Fund |
$78,803 |
$4,153 |
$37,355 |
$41,508 |
$37,295 |
Victory
High Yield
Fund |
$689,200 |
$38,103 |
$309,807 |
$347,910 |
$341,290 |
|
2022 |
2022 |
2021 |
2021 |
2020 |
2020 |
|
Total
Commissions |
Underwriting
Commissions
Retained |
Total
Commissions |
Underwriting
Commissions
Retained |
Total
Commissions |
Underwriting
Commissions
Retained |
Victory
Global Energy Transition
Fund |
$34,932 |
$4,661 |
$36,958 |
$4,896 |
$45,644 |
$6,210 |
Victory
RS Partners Fund |
$7,771 |
$940 |
$19,054 |
$2,590 |
$3,127 |
$392 |
|
2022 |
2022 |
2021 |
2021 |
2020 |
2020 |
|
Total
Commissions |
Underwriting
Commissions
Retained |
Total
Commissions |
Underwriting
Commissions
Retained |
Total
Commissions |
Underwriting
Commissions
Retained |
Victory
RS Value Fund |
$8,141 |
$1,186 |
$5,236 |
$651 |
$3,148 |
$426 |
Victory
RS Large Cap Alpha Fund |
$48,313 |
$6,618 |
$48,158 |
$6,437 |
$63,225 |
$8,836 |
Victory
RS Investors Fund |
$8,690 |
$1,188 |
$2,353 |
$302 |
$2,657 |
$423 |
Victory
RS Small Cap Growth Fund |
$15,744 |
$2,098 |
$66,982 |
$8,906 |
$86,014 |
$10,990 |
Victory
RS Select Growth Fund |
$13,750 |
$1,907 |
$38,536 |
$5,231 |
$23,907 |
$3,374 |
Victory
RS Mid Cap Growth Fund |
$3,223 |
$438 |
$6,567 |
$894 |
$16,119 |
$2,088 |
Victory
RS Growth Fund |
$7,353 |
$1,125 |
$9,754 |
$1,215 |
$6,577 |
$857 |
Victory
RS Science and Technology
Fund |
$51,149 |
$6,591 |
$58,673 |
$7,707 |
$69,742 |
$9,104 |
Victory
RS Small Cap Equity Fund |
$2,831 |
$386 |
$9,465 |
$1,213 |
$4,524 |
$656 |
Victory
RS International Fund |
$2,363 |
$303 |
$2,931 |
$396 |
$8,230 |
$1,063 |
Victory
RS Global Fund |
$15,857 |
$2,033 |
$58,335 |
$7,361 |
$21,182 |
$2,826 |
Victory
Sophus Emerging Markets
Fund |
$3,374 |
$408 |
$6,406 |
$862 |
$7,283 |
$1,040 |
Victory
INCORE Low Duration Bond
Fund |
$6,298 |
$714 |
$4,513 |
$488 |
$2,411 |
$455 |
Victory
High Yield Fund |
$7,321 |
$942 |
$34,093 |
$4,175 |
$16,154 |
$3,453 |
Victory
Tax-Exempt Fund |
$2,323 |
$303 |
$6,512 |
$704 |
$8,106 |
$1,793 |
Victory
High Income Municipal Bond
Fund |
$2,149 |
$285 |
$2,296 |
$294 |
$7,821 |
$2,001 |
Victory
Floating Rate Fund |
$77,294 |
$9,482 |
$216,543 |
$29,436 |
$57,759 |
$13,376 |
|
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicles |
Other
Accounts | |||
Name |
Number
of
Accounts |
Total
Assets
(in
Millions) |
Number
of
Accounts |
Total
Assets
(in
Millions) |
Number
of
Accounts |
Total
Assets
(in
Millions) |
SailingStone | ||||||
Mr.
Davis |
1 |
$412 |
1 |
$161 |
3 |
$21 |
Mr.
Settles Jr. |
1 |
$412 |
1 |
$161 |
3 |
$21 |
Mr.
Lively |
1 |
$412 |
1 |
$161 |
3 |
$21 |
RS
Value | ||||||
Mr.
Harris |
8 |
$2,666.00 |
2 |
$236.03 |
12 |
$81.87 |
Mr.
Mainelli |
8 |
$2,666.00 |
2 |
$236.03 |
12 |
$81.87 |
RS
Investments – Growth | ||||||
Mr.
Bishop |
15 |
$5,252.85 |
5 |
$428.51 |
3 |
$77.82 |
Ms.
Chadwick-Dunn |
13 |
$4,389.22 |
5 |
$428.51 |
3 |
$77.82 |
Mr.
Clark |
15 |
$5,252.85 |
6 |
$446.00 |
3 |
$77.82 |
Mr.
Leung |
15 |
$5,252.85 |
5 |
$428.51 |
3 |
$77.82 |
Mr.
Tracy |
13 |
$4,389.22 |
5 |
$428.51 |
5 |
$118.81 |
RS
Investments – Developed Markets
| ||||||
Ms.
Kok |
6 |
$3,009.15 |
0 |
$— |
3 |
$689.60 |
|
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicles |
Other
Accounts | |||
Name |
Number
of
Accounts |
Total
Assets
(in
Millions) |
Number
of
Accounts |
Total
Assets
(in
Millions) |
Number
of
Accounts |
Total
Assets
(in
Millions) |
Mr.
Mezan |
6 |
$3,009.15 |
0 |
$— |
3 |
$689.60 |
Sophus
Capital | ||||||
Mr.
Reynal |
5 |
$865.63 |
6 |
$1,857.29 |
2 |
$810.47 |
Ms.
Freund |
5 |
$865.63 |
6 |
$1,857.29 |
2 |
$810.47 |
Mr.
Vale* |
0 |
$— |
0 |
$— |
0 |
$— |
INCORE | ||||||
Mr.
Goard |
2 |
$247.45 |
0 |
$— |
79 |
$2,041.28 |
Mr.
Consul |
2 |
$247.45 |
0 |
$— |
79 |
$2,041.28 |
Ms.
Kelts |
2 |
$247.45 |
0 |
$— |
79 |
$2,041.28 |
Park
Avenue | ||||||
Mr.
Blaney |
3 |
$2,566.80 |
1 |
$2,877.20 |
1 |
$2,632.30 |
Mr.
Liggio |
3 |
$2,952.80 |
1 |
$2,877.20 |
1 |
$2,632.30 |
Victory
Income Investors | ||||||
Mr.
Hattman |
12 |
$11,525.50 |
0 |
$— |
0 |
$— |
Ms.
Spalten |
10 |
$8,945.78 |
0 |
$— |
0 |
$— |
|
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicle |
Other
Accounts | |||
Name |
Number
of
Accounts |
Total
Assets
(in
Millions) |
Number
of
Accounts |
Total
Assets
(in
Millions) |
Number
of
Accounts |
Total
Assets
(in
Millions) |
SailingStone | ||||||
Mr.
Davis |
0 |
$— |
0 |
$— |
0 |
$— |
Mr.
Settles Jr. |
0 |
$— |
0 |
$— |
0 |
$— |
Mr.
Lively |
0 |
$— |
0 |
$— |
0 |
$— |
RS
Value | ||||||
Mr.
Harris |
3 |
$721.01 |
0 |
$— |
0 |
$— |
Mr.
Mainelli |
3 |
$721.01 |
0 |
$— |
0 |
$— |
RS
Investments – Growth | ||||||
Mr.
Bishop |
4 |
$2,865.95 |
0 |
$— |
1 |
$53.72 |
Ms.
Chadwick-Dunn |
3 |
$2,166.51 |
0 |
$— |
1 |
$53.72 |
Mr.
Clark |
4 |
$2,865.95 |
1 |
$17.49 |
1 |
$53.72 |
Mr.
Leung |
4 |
$2,865.95 |
0 |
$— |
1 |
$53.72 |
Mr.
Tracy |
3 |
$2,166.51 |
0 |
$— |
3 |
$94.70 |
RS
Investments – Developed Markets
| ||||||
Ms.
Kok |
3 |
$2,138,62 |
0 |
$— |
0 |
$— |
Mr.
Mezan |
3 |
$2,138,62 |
0 |
$— |
0 |
$— |
Sophus
Capital | ||||||
Mr.
Reynal |
3 |
$509.75 |
0 |
$— |
0 |
$— |
Ms.
Freund |
3 |
$509.75 |
0 |
$— |
0 |
$— |
Mr.
Vale* |
0 |
$— |
0 |
$— |
0 |
$— |
INCORE | ||||||
Mr.
Goard |
0 |
$— |
0 |
$— |
0 |
$— |
Mr.
Consul |
0 |
$— |
0 |
$— |
0 |
$— |
Ms.
Kelts |
0 |
$— |
0 |
$— |
0 |
$— |
Park
Avenue |
|
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicle |
Other
Accounts | |||
Name |
Number
of
Accounts |
Total
Assets
(in
Millions) |
Number
of
Accounts |
Total
Assets
(in
Millions) |
Number
of
Accounts |
Total
Assets
(in
Millions) |
Mr.
Blaney |
0 |
$— |
0 |
$— |
0 |
$— |
Mr.
Liggio |
0 |
$— |
0 |
$— |
0 |
$— |
Victory
Income Investors | ||||||
Mr.
Hattman |
7 |
$8,392.42 |
0 |
$— |
0 |
$— |
Ms.
Spalten |
7 |
$8,392.42 |
0 |
$— |
0 |
$— |
Portfolio
Manager |
Fund |
Dollar
Range of Shares
Beneficially
Owned as of
December
31, 2022 |
SailingStone |
|
|
Mr.
Davis |
Victory
Global Energy Transition Fund |
None |
Mr.
Settles Jr. |
Victory
Global Energy Transition Fund |
$100,001
- $500,000 |
Mr.
Lively |
Victory
Global Energy Transition Fund |
None |
RS
Investments – Value |
|
|
Mr.
Harris |
Victory
RS Partners Fund
Victory
RS Value Fund
Victory
RS Large Cap Alpha Fund
Victory
RS Investors Fund |
$500,001
- $1,000,000
$100,001
- $500,000
$50,001
- $100,000
$10,001
- $50,000 |
Mr.
Mainelli |
Victory
RS Partners Fund
Victory
RS Value Fund
Victory
RS Large Cap Alpha Fund
Victory
RS Investors Fund |
$100,001
- $500,000
$100,001
- $500,000
$100,001
- $500,000
$100,001
- $500,000 |
RS
Investments – Growth |
|
|
Mr.
Bishop |
Victory
RS Small Cap Growth Fund
Victory
RS Select Growth Fund
Victory
RS Mid Cap Growth Fund
Victory
RS Growth Fund
Victory
RS Science and Technology Fund
Victory
RS Small Cap Equity Fund |
Over
$1,000,000
$100,001
- $500,000
$10,001
- $50,000
$10,001
- $50,000
Over
$1,000,000
None |
Ms.
Chadwick-Dunn |
Victory
RS Small Cap Growth Fund
Victory
RS Select Growth Fund
Victory
RS Mid Cap Growth Fund
Victory
RS Growth Fund
Victory
RS Small Cap Equity Fund |
$500,001
- $1,000,000
$100,001
- $500,000
$100,001
- $500,000
$500,001
- $1,000,000
None |
Mr.
Clark |
Victory
RS Small Cap Growth Fund
Victory
RS Select Growth Fund
Victory
RS Mid Cap Growth Fund
Victory
RS Growth Fund
Victory
RS Science and Technology Fund
Victory
RS Small Cap Equity Fund |
$100,001
- $500,000
None
None
$100,001
- $500,000
None
None |
Mr.
Leung |
Victory
RS Small Cap Growth Fund
Victory
RS Select Growth Fund
Victory
RS Mid Cap Growth Fund
Victory
RS Growth Fund
Victory
RS Science and Technology Fund
Victory
RS Small Cap Equity Fund |
$50,001
- $100,000
$10,001
- $50,000
$100,001
- $500,000
$10,001
- $50,000
$50,001
- $100,000
None |
Portfolio
Manager |
Fund |
Dollar
Range of Shares
Beneficially
Owned as of
December
31, 2022 |
Mr.
Tracy |
Victory
RS Small Cap Growth Fund
Victory
RS Select Growth Fund
Victory
RS Mid Cap Growth Fund
Victory
RS Growth Fund
Victory
RS Small Cap Equity Fund |
$500,001
- $1,000,000
$1 -
$10,000
$100,001
- $500,000
$500,001
- $1,000,000
$500,001
- $1,000,000 |
RS
Investments - Developed
Markets |
|
|
Ms.
Kok |
Victory
RS Global Fund
Victory
RS International Fund |
$100,001-500,000
$100,001-500,000 |
Mr.
Mezan |
Victory
RS Global Fund
Victory
RS International Fund |
$100,001-500,000
$50,001
- $100,000 |
Sophus
Capital |
|
|
Mr.
Reynal |
Victory
Sophus Emerging Markets Fund
|
$100,001
- $500,000 |
Ms.
Freund |
Victory
Sophus Emerging Markets Fund |
$100,001
- $500,000 |
Mr.
Vale* |
Victory
Sophus Emerging Markets Fund |
None |
INCORE |
|
|
Mr.
Goard |
Victory
INCORE Low Duration Bond Fund |
$10,001
- $50,000 |
Mr.
Consul |
Victory
INCORE Low Duration Bond Fund |
None |
Mr.
Kelts |
Victory
INCORE Low Duration Bond Fund |
None |
Park
Avenue |
|
|
Mr.
Blaney |
Victory
High Yield Fund
Victory
Floating Rate Fund |
None
$100,001
- $500,000 |
Mr.
Liggio |
Victory
High Yield Fund
Victory
Floating Rate Fund |
$100,001
- $500,000
$100,001
- $500,000 |
Victory
Income Investors |
|
|
Mr.
Hattman |
Victory
High Income Municipal Bond Fund
Victory
Tax-Exempt Fund |
None
None |
Ms.
Spalten |
Victory
High Income Municipal Bond Fund
Victory
Tax-Exempt Fund |
None
None |
Fund |
Class
A |
Class
C |
Class
R |
Victory
Global Energy Transition Fund |
$239,320 |
$28,493 |
$8,245 |
Victory
RS Partners Fund |
$447,354 |
$— |
$7,436 |
Victory
RS Value Fund |
$437,039 |
$11,627 |
$3,225 |
Victory
RS Large Cap Alpha Fund |
$1,155,404 |
$45,165 |
$30,567 |
Victory
RS Investors Fund |
$37,493 |
$15,047 |
$4,112 |
Victory
RS Small Cap Growth Fund |
$1,014,777 |
$69,481 |
$16,295 |
Victory
RS Select Growth Fund |
$213,674 |
$50,091 |
$1,971 |
Victory
RS Mid Cap Growth Fund |
$149,672 |
$67,094 |
$2,140 |
Victory
RS Growth Fund |
$579,434 |
$10,132 |
$2,115 |
Victory
RS Science and Technology Fund |
$403,974 |
$63,599 |
$3,206 |
Victory
RS Small Cap Equity Fund |
$101,441 |
$2,139 |
$9,088 |
Victory
RS International Fund |
$52,293 |
$11,760 |
$8,188 |
Victory
RS Global Fund |
$168,029 |
$46,241 |
$25,801 |
Victory
Sophus Emerging Markets Fund |
$109,782 |
$11,039 |
$49,796 |
Victory
INCORE Low Duration Bond Fund |
$192,720 |
$47,182 |
$5,721 |
Victory
High Yield Fund |
$94,760 |
$291,185 |
$84,754 |
Victory
Tax-Exempt Fund |
$80,199 |
$15,212 |
$— |
Victory
High Income Municipal Bond Fund |
$73,341 |
$16,485 |
$— |
Victory
Floating Rate Fund |
$789,838 |
$736,776 |
$2,871 |
Fund |
2022 |
2021 |
2020 |
Victory
Global Energy Transition Fund |
$549,047 |
$604,514 |
$630,219 |
Victory
RS Partners Fund |
$804,607 |
$566,565 |
$829,655 |
Victory
RS Value Fund |
$408,990 |
$437,262 |
$453,323 |
Victory
RS Large Cap Alpha Fund |
$384,716 |
$272,025 |
$529,082 |
Victory
RS Investors Fund |
$50,923 |
$32,997 |
$45,602 |
Victory
RS Small Cap Growth Fund |
$2,782,018 |
$3,236,524 |
$2,526,671 |
Victory
RS Select Growth Fund |
$236,536 |
$173,028 |
$156,359 |
Fund |
2022 |
2021 |
2020 |
Victory
RS Mid Cap Growth Fund |
$274,128 |
$317,624 |
$313,867 |
Victory
RS Growth Fund |
$120,965 |
$77,435 |
$96,203 |
Victory
RS Science and Technology Fund |
$303,739 |
$333,812 |
$161,394 |
Victory
RS Small Cap Equity Fund |
$192,310 |
$158,736 |
$124,586 |
Victory
RS International Fund |
$209,675 |
$340,669 |
$396,949 |
Victory
RS Global Fund |
$221,353 |
$184,508 |
$175,284 |
Victory
Sophus Emerging Markets Fund |
$720,813 |
$1,127,283 |
$1,086,151 |
Victory
INCORE Low Duration Bond Fund |
$11,004 |
$4,405 |
$26,985 |
Victory
High Yield Fund |
$428 |
$937 |
$4,082 |
Victory
Tax-Exempt Fund |
$1,500 |
$300 |
$550 |
Victory
High Income Municipal Bond Fund |
$1,400 |
$430 |
$630 |
Victory
Floating Rate Fund |
$- |
$- |
$- |
Fund |
Brokerage
Commissions
Paid |
Total
Dollar Amount
of
Such Transactions |
Victory
RS Partners Fund |
$518,342 |
$675,992,465 |
Victory
RS Value Fund |
$260,917 |
$437,555,929 |
Victory
RS Large Cap Alpha Fund |
$241,254 |
$589,097,952 |
Victory
RS Investors Fund |
$33,176 |
$57,306,639 |
Victory
RS Small Cap Growth Fund |
$1,830,421 |
$3,389,641,231 |
Victory
RS Select Growth Fund |
$155,869 |
$386,103,089 |
Victory
RS Mid Cap Growth Fund |
$184,099 |
$729,852,795 |
Victory
RS Growth Fund |
$78,471 |
$513,464,721 |
Victory
RS Science and Technology Fund |
$175,145 |
$261,272,382 |
Victory
RS Small Cap Equity Fund |
$126,929 |
$142,794,573 |
Victory
RS International Fund |
$120,444 |
$219,607,019 |
Victory
RS Global Fund |
$133,655 |
$350,723,050 |
Victory
Sophus Emerging Markets Fund |
$370,287 |
$499,096,913 |
Fund |
Broker-Dealer |
Type
of
Security
(Debt
or
Equity) |
Aggregate
Value
($000s) |
INCORE
Low Duration Bond Fund |
Bank
of America Corp. |
Equity |
$760 |
INCORE
Low Duration Bond Fund |
Wells
Fargo & Co. |
Equity |
$652 |
RS
Global Fund |
Bank
of America Corp. |
Equity |
$5,433 |
Fund |
Broker-Dealer |
Type
of
Security
(Debt
or
Equity) |
Aggregate
Value
($000s) |
RS
Global Fund |
Barclays
PLC |
Equity |
$2,098 |
RS
Global Fund |
JPMorgan
Chase & Co. |
Equity |
$6,400 |
RS
International Fund |
Barclays
PLC |
Equity |
$4,199 |
RS
International Fund |
UBS
Group AG |
Equity |
$4,928 |
RS
Large Cap Alpha Fund |
JPMorgan
Chase & Co. |
Equity |
$7,064 |
INCORE
Low Duration Bond Fund |
Bank
of America Corp. |
Debt |
$3,576 |
INCORE
Low Duration Bond Fund |
Barclays
PLC |
Debt |
$589 |
INCORE
Low Duration Bond Fund |
Citigroup,
Inc. |
Debt |
$2,622 |
INCORE
Low Duration Bond Fund |
JPMorgan
Chase & Co. |
Debt |
$3,940 |
INCORE
Low Duration Bond Fund |
Morgan
Stanley |
Debt |
$4,443 |
INCORE
Low Duration Bond Fund |
The
Goldman Sachs Group,
Inc. |
Debt |
$492 |
INCORE
Low Duration Bond Fund |
Wells
Fargo & Co. |
Debt |
$2,515 |
Fund |
2022 |
2021 |
Victory
Global Energy Transition Fund |
64% |
79% |
Victory
RS Partners Fund |
98% |
64% |
Victory
RS Value Fund |
71% |
69% |
Victory
RS Large Cap Alpha Fund |
61% |
52% |
Victory
RS Investors Fund |
69% |
68% |
Victory
RS Small Cap Growth Fund |
105% |
92% |
Victory
RS Select Growth Fund |
131%* |
75% |
Victory
RS Mid Cap Growth Fund |
133% |
90% |
Victory
RS Growth Fund |
96% |
62% |
Victory
RS Science and Technology Fund |
56% |
46% |
Victory
RS Small Cap Equity Fund |
151% |
113% |
Victory
RS International Fund |
29% |
43% |
Victory
RS Global Fund |
29% |
38% |
Victory
Sophus Emerging Markets Fund |
58% |
85% |
Victory
INCORE Low Duration Bond Fund |
81% |
58% |
Victory
High Yield Fund |
47% |
67% |
Victory
Tax-Exempt Fund |
13% |
6% |
Victory
High Income Municipal Bond Fund |
23% |
19% |
Victory
Floating Rate Fund |
35% |
35% |
Fund |
Short-Term
Amount |
Long-Term
Amount |
RS
Small Cap Growth Fund |
$331,471,936 |
$6,474,655 |
RS
Select Growth Fund |
$16,832,034 |
$- |
RS
Mid Cap Growth Fund |
$26,817,470 |
$- |
Fund |
Short-Term
Amount |
Long-Term
Amount |
RS
Growth Fund |
$6,366,788 |
$- |
RS
Science and Technology Fund |
$44,515,672 |
$- |
RS
Small Cap Equity Fund |
$14,376,656 |
$6,399,358 |
INCORE
Low Duration Bond Fund |
$12,890,952 |
$18,232,419 |
High
Yield Fund |
$6,891,068 |
$8,024,182 |
Tax-Exempt
Fund |
$54,155 |
$381,144 |
High
Income Municipal Bond Fund |
$45,554 |
$570,983 |
Floating
Rate Fund |
$74,673,227 |
$212,600,151 |
RS
International Fund |
$4,844,835 |
$8,010,398 |
RS
Global Fund |
$9,064,090 |
$3,034,403 |
Sophus
Emerging Markets Fund |
$30,127,105 |
$8,301,661 |
Global
Energy Transition Fund |
$- |
$1,752,284,601 |
Type
of Service Provider |
Name
of Service Provider |
Timing
of Release of
Portfolio
Holdings Information |
Adviser
and Fund Accountant |
Victory
Capital Management Inc. |
Daily. |
Distributor |
Victory
Capital Services, Inc. |
Daily. |
Custodian |
Citibank,
N.A. |
Daily. |
Sub-Fund
Accountant |
Citi
Fund Services Ohio, Inc. |
Daily. |
Financial
Data Service |
FactSet
Research Systems, Inc. |
Daily. |
Liquidity
Risk Management Service
Provider |
MSCI,
Inc. |
Daily. |
Independent
Registered Public
Accounting
Firm |
Cohen
& Company, Ltd. |
Annual
Reporting Period: within 15
business
days of end of reporting period. |
Printer
for Financial Reports |
Toppan
Merrill LLC |
Up
to 30 days before distribution to
shareholders. |
Legal
Counsel, for EDGAR filings on
Forms
N-CSR and Form N-PORT |
Sidley
Austin LLP |
Up
to 30 days before filing with the
SEC. |
Ratings
Agency |
Lipper |
Quarterly,
no sooner than 15 calendar
days
after the end of the previous
quarter. |
Ratings
Agency |
Morningstar |
Quarterly,
no sooner than 15 calendar
days
after the end of the previous
quarter. |
Financial
Data Service |
Bloomberg
L.P. |
Quarterly,
no sooner than 15 calendar
days
after the end of the previous
quarter. |