Class
A Shares |
Class
C Shares |
Class
K Shares |
Class
R Shares |
Class
Y Shares |
PSRAX |
PSRCX |
STRKX |
STIRX |
STRYX |
1. |
1
| |
2. |
1
| |
3. |
42
| |
4. |
53
| |
5. |
55
| |
6. |
57
| |
7. |
58
| |
8. |
58
| |
9. |
58
| |
10. |
61
| |
11. |
62
| |
12. |
65
| |
13. |
70
| |
14. |
71
| |
15. |
72
| |
16. |
73
| |
17. |
80
| |
18. |
81
| |
19. |
86
| |
20. |
99 |
Name,
Age and
Position
Held With the Fund |
Term
of Office and
Length
of Service |
Principal
Occupation(s) During At Least
The
Past Five Years
|
Other
Directorships
Held
by Trustee During
At
Least The Past Five
Years |
Independent
Trustees: |
|
|
|
Thomas
J. Perna (73)
Chairman
of the Board and
Trustee |
Trustee
since 2006. Serves
until
a successor trustee is
elected
or earlier
retirement
or removal.
|
Private
investor (2004 2008 and 2013
present); Chairman (2008 2013)
and
Chief Executive Officer (2008
2012),
Quadriserv, Inc. (technology
products
for securities lending
industry);
and Senior Executive Vice
President,
The Bank of New York
(financial
and securities services) (1986
2004) |
Director,
Broadridge
Financial
Solutions,
Inc.
(investor
communications
and
securities
processing
provider
for financial
services
industry)
(2009
present);
Director,
Quadriserv,
Inc.
(2005 2013); and
Commissioner,
New
Jersey
State Civil
Service
Commission
(2011
2015) |
John
E. Baumgardner, Jr.
(73)*
Trustee |
Trustee
since 2019. Serves
until
a successor trustee is
elected
or earlier
retirement
or removal. |
Of
Counsel (2019 present), Partner
(1983-2018),
Sullivan & Cromwell LLP
(law
firm). |
Chairman,
The
Lakeville
Journal
Company,
LLC,
(privately-held
community
newspaper
group)
(2015-present) |
Name,
Age and
Position
Held With the Fund |
Term
of Office and
Length
of Service |
Principal
Occupation(s) During At Least
The
Past Five Years
|
Other
Directorships
Held
by Trustee During
At
Least The Past Five
Years |
Diane
Durnin (67)
Trustee |
Trustee
since 2019. Serves
until
a successor trustee is
elected
or earlier
retirement
or removal. |
Managing
Director - Head of Product
Strategy
and Development, BNY
Mellon
Investment Management
(investment
management firm)
(2012-2018);
Vice Chairman The
Dreyfus
Corporation (2005 2018):
Executive
Vice President Head of
Product,
BNY Mellon Investment
Management
(2007-2012); Executive
Director-
Product Strategy, Mellon
Asset
Management (2005-2007);
Executive
Vice President Head of
Products,
Marketing and Client Service,
Dreyfus
Corporation (investment
management
firm) (2000-2005); Senior
Vice
President Strategic Product and
Business
Development, Dreyfus
Corporation
(1994-2000) |
None |
Benjamin
M. Friedman (79)
Trustee |
Trustee
since 2008. Serves
until
a successor trustee is
elected
or earlier
retirement
or removal.
|
William
Joseph Maier Professor of
Political
Economy, Harvard University
(1972
present) |
Trustee,
Mellon
Institutional
Funds
Investment
Trust and
Mellon
Institutional
Funds
Master Portfolio
(oversaw
17 portfolios
in
fund complex)
(1989
- 2008) |
Name,
Age and
Position
Held With the Fund |
Term
of Office and
Length
of Service |
Principal
Occupation(s) During At Least
The
Past Five Years
|
Other
Directorships
Held
by Trustee During
At
Least The Past Five
Years |
Craig
C. MacKay (60)
Trustee |
Trustee
since 2021. Serves
until
a successor trustee is
elected
or earlier
retirement
or removal.
|
Partner,
England & Company, LLC
(advisory
firm) (2012 present); Group
Head
Leveraged Finance
Distribution,
Oppenheimer &
Company
(investment bank) (2006
2012);
Group Head Private Finance &
High
Yield Capital Markets
Origination,
SunTrust Robinson
Humphrey
(investment bank) (2003
2006);
and Founder and Chief
Executive
Officer, HNY Associates,
LLC
(investment bank) (1996 2003) |
Director,
Equitable
Holdings,
Inc.
(financial
services
holding
company)
(2022
present);
Board
Member of
Carver
Bancorp, Inc.
(holding
company)
and
Carver Federal
Savings
Bank, NA
(2017
present);
Advisory
Council
Member,
MasterShares
ETF
(2016 2017);
Advisory
Council
Member,
The Deal
(financial
market
information
publisher)
(2015
2016); Board
Co-Chairman
and
Chief
Executive
Officer,
Danis
Transportation
Company
(privately-owned
commercial
carrier)
(2000
2003); Board
Member
and Chief
Financial
Officer,
Customer
Access
Resources
(privately-owned
teleservices
company)
(1998
2000); Board
Member,
Federation of
Protestant
Welfare
Agencies
(human
services
agency) (1993
present); and Board
Treasurer,
Harlem
Dowling
Westside
Center
(foster care
agency)
(1999 2018) |
Name,
Age and
Position
Held With the Fund |
Term
of Office and
Length
of Service |
Principal
Occupation(s) During At Least
The
Past Five Years
|
Other
Directorships
Held
by Trustee During
At
Least The Past Five
Years |
Lorraine
H. Monchak (67)
Trustee |
Trustee
since 2017.
(Advisory
Trustee from
2014
- 2017). Serves until a
successor
trustee is elected
or
earlier retirement or
removal. |
Chief
Investment Officer, 1199 SEIU
Funds
(healthcare workers union
pension
funds) (2001 present); Vice
President
International Investments
Group,
American International Group,
Inc.
(insurance company) (1993
2001);
Vice President Corporate
Finance
and Treasury Group, Citibank,
N.A.(1980
1986 and 1990 1993);
Vice
President Asset/Liability
Management
Group, Federal Farm
Funding
Corporation
(government-sponsored
issuer of debt
securities)
(1988 1990); Mortgage
Strategies
Group, Shearson Lehman
Hutton,
Inc. (investment bank) (1987
1988);
Mortgage Strategies Group,
Drexel
Burnham Lambert, Ltd.
(investment
bank) (1986 1987) |
None |
Fred
J. Ricciardi (76)
Trustee |
Trustee
since 2014. Serves
until
a successor trustee is
elected
or earlier
retirement
or removal.
|
Private
investor (2020 present);
Consultant
(investment company
services)
(2012 2020); Executive Vice
President,
BNY Mellon (financial and
investment
company services) (1969
2012);
Director, BNY International
Financing
Corp. (financial services)
(2002
2012); Director, Mellon
Overseas
Investment Corp. (financial
services)
(2009 2012); Director,
Financial
Models (technology)
(2005-2007);
Director, BNY Hamilton
Funds,
Ireland (offshore investment
companies)
(2004-2007);
Chairman/Director,
AIB/BNY
Securities
Services, Ltd., Ireland
(financial
services) (1999-2006);
Chairman,
BNY Alternative Investment
Services,
Inc. (financial services)
(2005-2007) |
None |
Name,
Age and
Position
Held With the Fund |
Term
of Office and
Length
of Service |
Principal
Occupation(s) During At Least
The
Past Five Years
|
Other
Directorships
Held
by Trustee During
At
Least The Past Five
Years |
Interested
Trustee: |
|
|
|
Lisa
M. Jones (62)***
Trustee,
President and Chief
Executive
Officer |
Trustee
since 2017. Serves
until
a successor trustee is
elected
or earlier
retirement
or removal |
Director,
CEO and President of
Amundi
US, Inc. (investment
management
firm) (since September
2014);
Director, CEO and President of
Amundi
Asset Management US, Inc.
(since
September 2014); Director, CEO
and
President of Amundi Distributor
US,
Inc. (since September 2014);
Director,
CEO and President of
Amundi
Asset Management US, Inc.
(since
September 2014); Chair, Amundi
US,
Inc., Amundi Distributor US, Inc.
and
Amundi Asset Management US,
Inc.
(September 2014 2018);
Managing
Director, Morgan Stanley
Investment
Management (investment
management
firm) (2010 2013);
Director
of Institutional Business, CEO
of
International, Eaton Vance
Management
(investment management
firm)
(2005 2010); Director of
Amundi
Holdings US, Inc. (since 2017) |
Director
of Clearwater
Analytics
(provider of
web-based
investment
accounting
software
for
reporting and
reconciliation
services)
(September
2022
present) |
Name,
Age and
Position
Held With the Fund |
Term
of Office and
Length
of Service |
Principal
Occupation(s) During At Least
The
Past Five Years
|
Other
Directorships
Held
by Trustee During
At
Least The Past Five
Years |
Advisory
Trustee: |
|
|
|
Marguerite
A. Piret (75)**
Advisory
Trustee |
Advisory
Trustee since
January
2024 (Trustee
from
1999 to January
2024). |
Chief
Financial Officer, American Ag
Energy,
Inc. (technology for the
environment,
energy and agriculture)
(2019
present); Chief Operating
Officer,
North Country Growers LLC
(controlled
environment agriculture
company)
(2020 present); Chief
Executive
Officer, Green Heat LLC
(biofuels
company) (2022 present);
President
and Chief Executive Officer,
Newbury
Piret Company (investment
banking
firm) (1981 2019) |
Director
of New
America
High Income
Fund,
Inc. (closed-end
investment
company)
(2004
present); and
Member,
Board of
Governors,
Investment
Company
Institute
(2000
2006) |
Name,
Age and
Position
Held With the Fund |
Term
of Office and
Length
of Service |
Principal
Occupation(s) During At Least
The
Past Five Years
|
Other
Directorships
Held
by Officer During
At
Least The Past Five
Years |
Fund
Officers: |
|
|
|
Marco
Pirondini (56)
Executive
Vice President
|
Since
January 2024. Serves
at
the discretion of the
Board |
Executive
Vice President and Chief
Investment
Officer of Amundi Asset
Management
US, Inc. since January
2024;
Senior Managing Director and
Head
of Equities U.S. of Amundi US
from
2010 to December 2023 |
None |
Christopher
J. Kelley (59)
Secretary
and Chief Legal
Officer
|
Since
2010. Serves at the
discretion
of the Board |
Vice
President and Associate General
Counsel
of Amundi US since January
2008;
Secretary and Chief Legal Officer
of
all of the Pioneer Funds since June
2010;
Assistant Secretary of all of the
Pioneer
Funds from September 2003 to
May
2010; Vice President and Senior
Counsel
of Amundi US from July 2002
to
December 2007 |
None |
Thomas
Reyes (61)
Assistant
Secretary |
Since
2010. Serves at the
discretion
of the Board |
Assistant
General Counsel of Amundi
US
since May 2013 and Assistant
Secretary
of all the Pioneer Funds since
June
2010; Counsel of Amundi US
from
June 2007 to May 2013 |
None |
Heather
L. Melito-Dezan
(47)
Assistant
Secretary |
Since
2022. Serves at the
discretion
of the Board |
Director
- Trustee and Board
Relationships
of Amundi US since
September
2019; Assistant Secretary of
Amundi
US, Inc. since July 2020:
Assistant
Secretary of Amundi Asset
Management
US, Inc. since July 2020:
Assistant
Secretary of Amundi
Distributor
US, Inc. since July 2020;
Assistant
Secretary of all the Pioneer
Funds
since September 2022; Private
practice
from 2017 2019. |
None |
Name,
Age and
Position
Held With the Fund |
Term
of Office and
Length
of Service |
Principal
Occupation(s) During At Least
The
Past Five Years
|
Other
Directorships
Held
by Officer During
At
Least The Past Five
Years |
Anthony
J. Koenig, Jr. (60)
Treasurer
and Chief Financial
and
Accounting Officer |
Since
2021. Serves at the
discretion
of the Board |
Managing
Director, Chief Operations
Officer
and Fund Treasurer of Amundi
US
since May 2021; Treasurer of all of
the
Pioneer Funds since May 2021;
Assistant
Treasurer of all of the Pioneer
Funds
from January 2021 to May 2021;
and
Chief of Staff, US Investment
Management
of Amundi US from May
2008
to January 2021 |
None |
Luis
I. Presutti (58)
Assistant
Treasurer |
Since
2000. Serves at the
discretion
of the Board |
Director
Fund Treasury of Amundi
US
since 1999; and Assistant Treasurer
of
all of the Pioneer Funds since 1999 |
None |
Gary
Sullivan (65)
Assistant
Treasurer |
Since
2002. Serves at the
discretion
of the Board |
Senior
Manager Fund Treasury of
Amundi
US since 2012; and Assistant
Treasurer
of all of the Pioneer Funds
since
2002 |
None |
Antonio
Furtado (41)
Assistant
Treasurer |
Since
2020. Serves at the
discretion
of the Board |
Fund
Oversight Manager Fund
Treasury
of Amundi US since 2020;
Assistant
Treasurer of all of the Pioneer
Funds
since 2020; and Senior Fund
Treasury
Analyst from 2012 - 2020 |
None |
Michael
Melnick
(52)
Assistant
Treasurer |
Since
2021. Serves at the
discretion
of the Board |
Vice
President - Deputy Fund
Treasurer
of Amundi US since May
2021;
Assistant Treasurer of all of the
Pioneer
Funds since July 2021; Director
of
Regulatory Reporting of Amundi US
from
2001 2021; and Director of Tax
of
Amundi US from 2000 - 2001 |
None |
John
Malone (53)
Chief
Compliance Officer |
Since
2018. Serves at the
discretion
of the Board |
Managing
Director, Chief Compliance
Officer
of Amundi US Asset
Management;
Amundi Asset
Management
US, Inc.; and the Pioneer
Funds
since September 2018; Chief
Compliance
Officer of Amundi
Distributor
US, Inc. since January 2014. |
None |
Brandon
Austin (51)
Anti-Money
Laundering
Officer |
Since
2022. Serves at the
discretion
of the Board |
Director,
Financial Security Amundi
Asset
Management; Anti-Money
Laundering
Officer of all the Pioneer
Funds
since March 2022: Director of
Financial
Security of Amundi US since
July
2021; Vice President, Head of BSA,
AML
and OFAC, Deputy Compliance
Manager,
Crédit Agricole Indosuez
Wealth
Management (investment
management
firm) (2013 2021)
|
None |
Class |
Applicable
Percentage
Per
Annum |
Class
A |
0.25% |
Class
C |
1.00% |
Class
R |
0.50% |
Name
of
Portfolio
Manager |
Type
of Account |
Number
of
Accounts
Managed |
Total
Assets
Managed
(000s) |
Number
of
Accounts
Managed
for
which
Advisory
Fee
is
Performance-
Based |
Assets
Managed
for
which
Advisory
Fee
is
Performance-
Based
(000s) |
Kenneth
Taubes |
Other
Registered Investment Companies |
5 |
$5,072,610 |
0 |
$0 |
|
Other
Pooled Investment Vehicles |
7 |
$5,345,314 |
3 |
$3,821,705 |
|
Other
Accounts |
8 |
$2,061,226 |
1 |
$682,542 |
Andrew
Feltus |
Other
Registered
Investment
Companies |
8 |
$1,206,761 |
0 |
$0 |
|
Other
Pooled Investment Vehicles |
28 |
$6,819,738 |
11 |
$4,390,089 |
|
Other
Accounts |
7 |
$1,262,743 |
1 |
$682,542 |
Brad
Komenda |
Other
Registered Investment Companies |
5 |
$4,971,523 |
0 |
$0 |
|
Other
Pooled Investment Vehicles |
14 |
$6,834,782 |
6 |
$4,187,104 |
Name
of
Portfolio
Manager |
Type
of Account |
Number
of
Accounts
Managed |
Total
Assets
Managed
(000s) |
Number
of
Accounts
Managed
for
which
Advisory
Fee
is
Performance-
Based |
Assets
Managed
for
which
Advisory
Fee
is
Performance-
Based
(000s) |
|
Other
Accounts |
19 |
$5,204,481 |
1 |
$929,118 |
Jonathan
Scott |
Other
Registered Investment Companies |
4 |
$4,589,131 |
0 |
$0 |
|
Other
Pooled Investment Vehicles |
7 |
$5,716,231 |
2 |
$3,778,670 |
|
Other
Accounts |
14 |
$5,293,875 |
2 |
$1,611,660 |
Name
of Portfolio Manager |
Beneficial
Ownership
of
the Fund* |
Kenneth
Taubes |
E
** |
Andrew
Feltus |
F |
Brad
Komenda |
E |
Jonathan
Scott |
F |
A. |
None |
B. |
$1
$10,000 |
C. |
$10,001
$50,000 |
D. |
$50,001
$100,000 |
E. |
$100,001
$500,000 |
F. |
$500,001
$1,000,000 |
G. |
Over
$1,000,000 |
|
Sales
Charge as a % of | ||
Amount
of Purchase |
Offering
Price |
Net
Amount
Invested
|
Dealer
Reallowance |
Less
than $100,000 |
4.50 |
4.71 |
4.00 |
$100,000
but less than $250,000 |
3.50 |
3.63 |
3.00 |
$250,000
but less than $500,000 |
2.50 |
2.56 |
2.00 |
$500,000
or more |
0.00 |
0.00 |
see
below |
1.00% |
Up
to $4 million |
0.50% |
Greater
than $4 million and less
than
or equal to $50 million |
0.25% |
Over
$50 million |
2023 |
2022 |
51% |
56% |
Record
Holder |
Share
Class |
Number
of Shares |
%
of Class |
National
Financial Services LLC
Attn:
Mutual Funds Dept 4th Floor
499
Washington Blvd
Jersey
City, NJ 07310-2010 |
Class
A
Class
K
Class
Y |
3,349,143.793
10,095,812.228
20,795,219.314 |
5.45
20.33
9.33 |
MLPF&S
for the sole benefit of its customers
Mutual
Fund Administration
4800
Deer Lake Drive East 2nd Floor
Jacksonville,
FL 32246-6484 |
Class
A
Class
C
Class
K
Class
Y |
9,703,059.427
540,466.556
3,228,488.592
39,928,816.605 |
15.79
9.94
6.50
17.92 |
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399-0001 |
Class
A
Class
Y |
3,211,069.335
13,982,162.665 |
5.22
6.28 |
Wells
Fargo Clearing Services LLC
Special
Custody Acct for the
Exclusive
Benefit of Customer
2801
Market St.
Saint
Louis, MO 63103-2523 |
Class
A
Class
C
Class
Y |
3,877,984.286
1,083,578.532
13,207,129.826 |
6.31
20.14
5.93 |
Morgan
Stanley Smith Barney
Harborside
Financial Center
Plaza
2, 3rd Floor
Jersey
City, NJ 07311 |
Class
A
Class
C
Class
Y |
5,844,228.024
540,466.556
21,051,679.758 |
9.51
10.05
9.45 |
LPL
Financial
Omnibus
Customer Account
Attn:
Mutual Fund Trading
4707
Executive Drive
Sa
Diego, CA 92121-3091 |
Class
C |
365,645.108 |
6.80 |
Raymond
James
Omnibus
for Mutual Funds
Attn:
Courtney Waller
880
Carillon Pkwy
St.
Petersburg, FL 33716-1102 |
Class
C |
688,056.019 |
12.79 |
Charles
Schwab & Co Inc.
Special
Custody Acct for the benefit of customers
Attn:
Mutual Funds
211
Main St.
San
Francisco, CA 94105-1905 |
Class
C
Class
Y
Class
Y |
403,460.559
25,813,554.892
14,208,310.951 |
7.50
11.59
6.38 |
UBS
WM USA
OMNI
Account M/F
1000
Harbor Blvd
Weehawken,
NJ 07086-6761 |
Class
Y |
19,297,352.450 |
8.66 |
Mac
& Co
Attn:
Mutual Fund OPS
500
Grant Street
Room
151-1010
Pittsburgh,
PA 15219-2502 |
Class
K |
2,726,927.252 |
5.49 |
Empower
Trust
FBO
Employee Benefits Clients 401k
8515
E Orchard Rd 2T2
Greenwood
Village CO 80111 |
Class
K |
2,577,580.311 |
5.19 |
DCGT
as Trustee and/or Custodian
For
the Benefit of PLIC Various Retirement Plans Omnibus
Attn:
NPIO Trade Desk
711
High Street
Des
Moines, IA 50392-9992 |
Class
K |
4,156,479.208 |
8.37 |
Record
Holder |
Share
Class |
Number
of Shares |
%
of Class |
Band
& Co
C/O
US Bank NA
1555
N RiverCenter Dr
Milwaukee
WI 53212-3981 |
Class
K |
3,151,261.138 |
6.35 |
Voya
Retirement Insurance and
Annuity
Company.
One
Orange Way B3N
Windsor,
CT 06095-4773 |
Class
K
Class
R |
3,877,512.002
1,707,998.783 |
7.81
28.71 |
Massachusetts
Mutual Life Insurance
1295
State Street MIP M200-Invst
Springfield
MA 01111 |
Class
R |
301,487.737 |
5.07 |
Sammons
Financial Network LLC
8300
Mills Civic Pkwy
West
Des Moines, IA 50266-5911 |
Class
R |
1,588,767.745 |
26.70 |
Talcott
Resolution Life Insurance C
PO
Box 5051
Hartford
CT 06102 |
Class
R |
971,600.977 |
16.33 |
Name
of Trustee |
Dollar
Range of
Equity
Securities
in
the Fund |
Aggregate
Dollar Range of Equity
Securities
in All Registered
Investment
Companies Overseen by
Trustee
in the Pioneer Family of Funds |
Interested
Trustee: |
|
|
Lisa
M. Jones |
None |
Over
$100,000 |
Independent
Trustees: |
|
|
John
E. Baumgardner, Jr. |
$10,001 -
$50,000 |
Over
$100,000 |
Diane
Durnin |
None |
Over
$100,000 |
Benjamin
M. Friedman |
None |
Over
$100,000 |
Craig
C. MacKay |
None |
Over
$100,000 |
Lorraine
H. Monchak |
None |
Over
$100,000 |
Thomas
J. Perna |
None |
Over
$100,000 |
Marguerite
A. Piret* |
$10,001 -
$50,000 |
Over
$100,000 |
Fred
J. Ricciardi |
None |
Over
$100,000 |
Name
of Trustee |
Aggregate
Compensation
from
Fund |
Pension
or
Retirement
Benefits
Accrued
as
Part of Fund
Expenses |
Total
Compensation
from
the Fund and
Other
Pioneer Funds** |
Interested
Trustee: |
|
|
|
Lisa
M. Jones* |
$0.00 |
$0.00 |
$0.00 |
Kenneth
J. Taubes*** |
$0.00 |
$0.00 |
$0.00 |
Independent
Trustees: |
|
|
|
John
E. Baumgardner, Jr. |
$24,411.84 |
$0.00 |
$306,100.00 |
Dianne
Durnin |
$23,293.58 |
$0.00 |
$293,763.00 |
Benjamin
M. Friedman |
$26,577.54 |
$0.00 |
$329,775.00 |
Craig
C. MacKay |
$23,222.67 |
$0.00 |
$292,763.00 |
Lorraine
H. Monchak |
$27,045.53 |
$0.00 |
$334,939.00 |
Thomas
J. Perna |
$32,594.98 |
$0.00 |
$396,100.00 |
Marguerite
A. Piret**** |
$24,649.05 |
$0.00 |
$308,439.00 |
Fred
J. Ricciard |
$26,516.65 |
$0.00 |
$329,439.00 |
TOTAL |
$208,311.84 |
$0.00 |
$2,591,318.00 |
For
the Fiscal Years Ended September 30 |
2023 |
2022 |
2021 |
Gross
Fee Incurred |
$19,582,282 |
$24,397,321 |
$25,619,956 |
Net
Fee Paid |
$17,963,212 |
$23,447,617 |
$25,619,956 |
For
the Fiscal Years Ended September 30 | ||
2023 |
2022 |
2021 |
$939,003 |
$1,051,612 |
$1,213,387 |
For
the Fiscal Years Ended September 30 |
2023 |
2022 |
2021 |
Approximate
Net Underwriting Expenses Retained by Amundi Distributor US,
Inc. |
$17,792 |
$34,500 |
$48,090 |
Approximate
Commissions Reallowed to Dealers (Class A shares) |
$120,495 |
$218,080 |
$276,187 |
Approximate
Commissions Reallowed to Dealers (Class C shares) |
$0 |
$0 |
$0 |
Approximate
Brokerage and Underwriting Commissions (Portfolio
Transactions) |
$159,321 |
$40,412 |
$1,205 |
For
the Fiscal Year Ended September 30, 2023 | ||||
Combined
Plan |
Class
A Plan |
Class
C Plan |
Class
R Plan |
|
$2,445,771 |
$1,541,246 |
$605,789 |
$298,736 |
|
|
Payments
to
Servicing
Parties1
|
Advertising |
Sales
Meetings |
Printing
and
Mailing |
Total |
Class
A |
$1,495,344 |
$6,719 |
$31,076 |
$8,107 |
$1,541,246 |
Class
C |
$556,252 |
$7,230 |
$33,725 |
$8,582 |
$605,789 |
Class
R |
$298,408 |
$51 |
$222 |
$55 |
$298,736 |
Name |
Debt
\ Equity |
($000s) |
Morgan
Stanley |
Debt |
$11,921 |
Barclays |
Debt |
$27,364 |
Wells
Fargo and Company |
Equity |
$34,906 |