Fund |
A |
C |
R |
S |
Y |
Investor |
Class
R5 |
Class
R6 |
Prospectus
Date |
Invesco
Active
Allocation
Fund |
OAAAX |
OAACX |
OAANX |
N/A |
OAAYX |
N/A |
PAAJX |
PAAQX |
April
29, 2022 |
Invesco
Convertible
Securities
Fund |
CNSAX |
CNSCX |
N/A |
N/A |
CNSDX |
N/A |
CNSIX |
CNSFX |
April
29, 2022 |
Invesco
Income
Advantage
International
Fund
(formerly
known as
Invesco
Global
Low
Volatility
Equity
Yield Fund) |
GTNDX |
GNDCX |
GTNRX |
N/A |
GTNYX |
N/A |
GNDIX |
GNDSX |
April
29, 2022 |
Invesco
Income
Allocation
Fund |
ALAAX |
CLIAX |
RLIAX |
N/A |
ALAYX |
N/A |
ILAAX |
IIASX |
April
29, 2022 |
Invesco
International
Diversified
Fund |
OIDAX |
OIDCX |
OIDNX |
N/A |
OIDYX |
N/A |
INDFX |
OIDIX |
April
29, 2022 |
Invesco
Main
Street
Mid Cap
Fund® |
OPMSX |
OPMCX |
OPMNX |
N/A |
OPMYX |
N/A |
MSMJX |
OPMIX |
April
29, 2022 |
Invesco
Main
Street
Small Cap
Fund® |
OSCAX |
OSCCX |
OSCNX |
N/A |
OSCYX |
N/A |
MNSQX |
OSSIX |
April
29, 2022 |
Invesco
Quality
Income
Fund |
VKMGX |
VUSCX |
VUSRX |
N/A |
VUSIX |
N/A |
VUSJX |
VUSSX |
April
29, 2022 |
Invesco
Select
Risk:
Conservative
Investor
Fund |
OACIX |
OCCIX |
ONCIX |
N/A |
OYCIX |
N/A |
PXCIX |
PXCCX |
April
29, 2022 |
Invesco
Select
Risk:
Growth
Investor
Fund |
AADAX |
AADCX |
AADRX |
AADSX |
AADYX |
N/A |
AADIX |
AAESX |
April
29, 2022 |
Invesco
Select
Risk:
High Growth
Investor
Fund |
OAAIX |
OCAIX |
ONAIX |
N/A |
OYAIX |
N/A |
PXQIX |
PXGGX |
April
29, 2022 |
Invesco
Select
Risk:
Moderate
Investor
Fund |
OAMIX |
OCMIX |
ONMIX |
PXMSX |
OYMIX |
N/A |
PXMQX |
PXMMX |
April
29, 2022 |
Invesco
Select
Risk:
Moderately
Conservative
Investor
Fund |
CAAMX |
CACMX |
CMARX |
CMASX |
CAAYX |
N/A |
CMAIX |
CNSSX |
April
29, 2022 |
Invesco
Small Cap
Growth
Fund |
GTSAX |
GTSDX |
GTSRX |
N/A |
GTSYX |
GTSIX |
GTSVX |
GTSFX |
April
29, 2022 |
|
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53 | |
60 | |
75 | |
76 | |
76 | |
76 | |
77 | |
77 | |
77 | |
81 | |
81 | |
84 | |
84 | |
90 | |
91 | |
93 | |
93 | |
93 | |
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111 | |
112 | |
112 | |
112 | |
112 | |
112 | |
112 | |
113 | |
129 | |
129 | |
130 | |
132 | |
A-1 | |
B-1 | |
C-1 | |
D-1 | |
E-1 | |
F-1 | |
G-1 | |
H-1 | |
I-1 | |
J-1 | |
K-1 | |
L-1 | |
M-1 | |
N-1 | |
O-1 |
Fund |
Fund
History |
Invesco
Active Allocation Fund* |
Prior
to May 15, 2020, Invesco Active Allocation Fund was known as Invesco
Oppenheimer
Portfolio Series: Active Allocation Fund. On May 24, 2019, Invesco
Oppenheimer
Portfolio Series: Active Allocation Fund assumed the assets and
liabilities
of its predecessor fund Oppenheimer Portfolio Series: Active Allocation
Fund. |
|
|
Invesco
Convertible Securities Fund |
On
June 1, 2010, Invesco Convertible Securities Fund assumed the assets and
liabilities
of its predecessor fund Morgan Stanley Convertible Securities
Trust. |
|
|
Invesco
Income Advantage International
Fund |
Prior
to July 15, 2021, Invesco Income Advantage International Fund was known as
Invesco
Global Low Volatility Equity Yield Fund. Prior to July 31, 2013, Invesco
Global
Low
Volatility Equity Yield Fund was known as Invesco Global Quantitative Core
Fund
and
prior to March 1, 2012, it was known as Invesco Global Equity Fund. Prior
to
April
30, 2010, Invesco Global Equity Fund was known as AIM Global Equity
Fund. |
|
|
Invesco
Income Allocation Fund |
Prior
to April 30, 2010, Invesco Income Allocation Fund was known as AIM Income
Allocation
Fund. |
|
|
Invesco
International Diversified Fund* |
Prior
to September 30, 2020, Invesco International Diversified Fund was known as
Invesco
Oppenheimer International Diversified Fund. On May 24, 2019, Invesco
Oppenheimer
International Diversified Fund assumed the assets and liabilities of its
predecessor
fund Oppenheimer International Diversified Fund. |
|
|
Invesco
Main Street Mid Cap Fund®* |
Prior
to September 30, 2020, Invesco Main Street Mid Cap Fund® was known as
Invesco
Oppenheimer Main Street Mid Cap Fund®. On May 24, 2019, Invesco
Oppenheimer
Main Street Mid Cap Fund® assumed the assets and liabilities of its
predecessor
fund Oppenheimer Main Street Mid Cap Fund®. |
|
|
Invesco
Main Street Small Cap Fund®* |
Prior
to September 30, 2020, Invesco Main Street Small Cap Fund® was known as
Invesco
Oppenheimer Main Street Small Cap Fund®. On May 24, 2019, Invesco
Oppenheimer
Main Street Small Cap Fund® assumed the assets and liabilities of its
predecessor
fund Oppenheimer Main Street Small Cap Fund®. |
|
|
Invesco
Quality Income Fund |
Prior
to June 20, 2016, Invesco Quality Income Fund was known as Invesco U.S.
Mortgage
Fund. Prior to September 24, 2012, Invesco U.S. Mortgage Fund was
known
as Invesco Van Kampen U. S. Mortgage Fund. On June 1, 2010, Invesco Van
Kampen
U.S. Mortgage Fund assumed the assets and liabilities its predecessor fund
Van
Kampen U.S. Mortgage Fund. |
|
|
Invesco
Select Risk: Conservative Investor
Fund* |
Prior
to May 15, 2020, Invesco Select Risk: Conservative Investor Fund was known
as
Invesco Oppenheimer Portfolio Series: Conservative Investor Fund. On May
24,
2019,
Invesco Oppenheimer Portfolio Series: Conservative Investor Fund assumed
the
assets and liabilities of its predecessor fund Oppenheimer Portfolio
Series:
Conservative
Investor Fund. |
Fund |
Fund
History |
|
|
Invesco
Select Risk: Growth Investor Fund |
Prior
to May 15, 2020, Invesco Select Risk: Growth Investor Fund was known as
Invesco
Growth Allocation Fund. Prior to April 30, 2010, Invesco Growth Allocation
Fund
was known as AIM Growth Allocation Fund. |
|
|
Invesco
Select Risk: High Growth Investor
Fund* |
Prior
to May 15, 2020, Invesco Select Risk: High Growth Investor Fund was known
as
Invesco
Oppenheimer Portfolio Series: Growth Investor Fund. On May 24, 2019,
Invesco
Oppenheimer Portfolio Series: Growth Investor Fund assumed the assets and
liabilities
of its predecessor fund Oppenheimer Portfolio Series: Growth Investor
Fund. |
|
|
Invesco
Select Risk: Moderate Investor
Fund* |
Prior
to May 15, 2020, Invesco Select Risk: Moderate Investor Fund was known as
Invesco
Oppenheimer Portfolio Series: Moderate Investor Fund. On May 24, 2019,
Invesco
Oppenheimer Portfolio Series: Moderate Investor Fund assumed the assets
and
liabilities of its predecessor fund Oppenheimer Portfolio Series: Moderate
Investor
Fund. |
|
|
Invesco
Select Risk: Moderately
Conservative
Investor Fund |
Prior
to May 15, 2020, Invesco Select Risk: Moderately Conservative Investor
Fund
was
known as Invesco Conservative Allocation Fund. Prior to December 14, 2011,
Invesco
Conservative Allocation Fund was known as Invesco Moderately
Conservative
Allocation Fund. Prior to April 30, 2010, Invesco Moderately
Conservative
Allocation Fund was known as AIM Moderately Conservative Allocation
Fund. |
|
|
Invesco
Small Cap Growth Fund |
Prior
to April 30, 2010, Invesco Small Cap Growth Fund was known as AIM Small
Cap
Growth Fund |
|
|
*
All historical financial information and other information contained in
this Statement of Additional Information (SAI) relating to the Fund
(or
any classes thereof) for periods ending on or prior to May 24, 2019, is
that of its predecessor fund (or the corresponding classes
thereof). |
Fund |
2021 |
2020 |
Invesco
Active Allocation Fund1 |
16% |
70% |
Invesco
Income Advantage International Fund2
|
115% |
71% |
Invesco
Income Allocation Fund1 |
16% |
66% |
Invesco
Quality Income Fund3 |
401% |
979% |
Invesco
Select Risk: Conservative Investor Fund1 |
27% |
80% |
Invesco
Select Risk: Growth Investor Fund1 |
19% |
90% |
Invesco
Select Risk: High Growth Investor Fund1 |
17% |
70% |
Invesco
Select Risk: Moderate Investor Fund1 |
32% |
88% |
Invesco
Select Risk: Moderately Conservative Investor Fund1 |
28% |
86% |
| ||
1.
The significant variation in portfolio turnover can be attributed
primarily to adjustments to strategic asset allocation and to fund line
up. | ||
2.
The significant variation in portfolio turnover can be attributed
primarily to changes in portfolio management and investment
mandate. | ||
3.
The significant variation in portfolio turnover can be attributed
primarily to changes in trading strategies and
execution. |
Information |
Approximate
Date of Web site Posting |
Information
Remains Posted on Web site |
Select
portfolio holdings information, such
as
top ten holdings as of the month-end |
15
calendar days after month-end |
Until
replaced with the following month’s
top
ten holdings |
|
|
|
Select
portfolio holdings information (e.g.,
buys/sells,
contributors/detractors and/or
relevant
to market environment) |
15
calendar days after month-end |
Until
replaced with the following month’s
select
portfolio holdings information |
|
|
|
Complete
portfolio holdings information as
of
calendar month-end |
30
calendar days after month-end |
For
twelve months from the date of
posting |
|
|
|
Complete
portfolio holdings information as
of
fiscal quarter-end |
60-70
calendar days after fiscal quarter-
end |
For
twelve months from the date of
posting |
|
|
|
Information |
Approximate
Date of Web site Posting |
Information
Remains Posted on Web site |
Select
portfolio holdings information, such
as
top ten holdings as of the month-end |
15
calendar days after month-end |
Until
replaced with the following month’s
top
ten holdings |
|
|
|
Select
portfolio holdings information (e.g.,
buys/sells,
contributors/detractors and/or
relevant
to market environment) |
15
calendar days after month-end |
Until
replaced with the following
quarter’s
select portfolio holdings
information |
|
|
|
Complete
portfolio holdings information as
of
calendar quarter-end |
30
calendar days after calendar quarter-
end |
For
twelve months from the date of
posting |
|
|
|
Complete
portfolio holdings information as
of
fiscal quarter-end |
60-70
calendar days after fiscal quarter-
end |
For
twelve months from the date of
posting |
|
|
|
Fund
Name |
Adviser/Sub-Adviser |
Invesco
Active Allocation Fund |
Invesco
Advisers, Inc. |
Invesco
Convertible Securities Fund |
Invesco
Advisers, Inc. |
Invesco
Income Advantage International
Fund |
Invesco
Advisers, Inc. |
Invesco
Income Allocation Fund |
Invesco
Advisers, Inc. |
Invesco
International Diversified Fund |
Invesco
Advisers, Inc. |
Invesco
Main Street Mid Cap Fund®
|
Invesco
Advisers, Inc. |
Invesco
Main Street Small Cap Fund®
|
Invesco
Advisers, Inc. |
Invesco
Quality Income Fund |
Invesco
Advisers, Inc. |
Invesco
Select Risk: Conservative Investor
Fund |
Invesco
Advisers, Inc. |
Invesco
Select Risk: Growth Investor Fund |
Invesco
Advisers, Inc. |
Invesco
Select Risk: High Growth Investor
Fund |
Invesco
Advisers, Inc. |
Invesco
Select Risk: Moderate Investor
Fund |
Invesco
Advisers, Inc. |
Invesco
Select Risk: Moderately
Conservative
Fund |
Invesco
Advisers, Inc. |
Invesco
Small Cap Growth Fund |
Invesco
Advisers, Inc |
Fund
Name |
Annual
Rate/Net Assets Per Advisory Agreement |
Invesco
Active Allocation Fund* |
0.10%
first $3 billion |
|
0.08%
over $3 billion |
|
|
Invesco
Convertibles Securities Fund |
0.52%
first $750 million |
|
0.47%
next $250 million |
|
0.42%
next $500 million |
|
0.395%
next $500 million |
|
0.37%
next $1 billion |
|
0.345%
over $3 billion |
|
|
Invesco
Income Advantage International
Fund |
0.75%
first $250 million |
|
0.73%
next $250 million |
|
0.71%
next $500 million |
|
0.69%
next $1.5 billion |
|
0.67%
next $2.5 billion |
|
0.65%
next $2.5 billion |
|
0.63%
next $2.5 billion |
|
0.61%
over $10 billion |
Fund
Name |
Annual
Rate/Net Assets Per Advisory Agreement |
|
|
Invesco
Main Street Mid Cap Fund®* |
0.735%
first $200 million |
|
0.73%
next $200 million |
|
0.69%
next $200 million |
|
0.66%
next $200 million |
|
0.60%
next $4.2 billion |
|
0.58%
over $5 billion |
|
|
Invesco
Main Street Small Cap Fund®* |
0.75%
first $200 million |
|
0.72%
next $200 million |
|
0.69%
next $200 million |
|
0.66%
next $200 million |
|
0.60%
next $4.2 billion |
|
0.58%
over $5 billion |
|
|
Invesco
Quality Income Fund |
0.47%
first $100 million |
|
0.44%
next $150 million |
|
0.4125%
next $250 million |
|
0.3825%
next $2 billion |
|
0.38%
next $2.5 billion |
|
0.365%
next $2.5 billion |
|
0.34%
next $2.5 billion |
|
0.295%
next $2.5 billion |
|
0.27%
over $12.5 billion |
|
|
Invesco
Small Cap Growth Fund |
0.725%
first $500 million |
|
0.70%
next $500 million |
|
0.675%
next $500 million |
|
0.65%
over $1.5 billion |
|
|
*
The advisory fee payable by the Invesco Active Allocation Fund, Invesco
Main Street Small Cap Fund®
and Invesco Main Street Mid
Cap
Fund®
shall be reduced by any amounts paid by the Fund under the administrative
services agreement with Invesco. | |
|
|
Fund |
Annual
Rate/Net Assets Per Expense
Limitation
Agreement |
Expiration
Date |
Invesco
Active Allocation Fund |
|
|
Class
A Shares |
1.50% |
June
30, 2022 |
Fund |
Annual
Rate/Net Assets Per Expense
Limitation
Agreement |
Expiration
Date |
Class
C Shares |
2.25% |
|
Class
R Shares |
1.75% |
|
Class
R5 Shares |
1.25% |
|
Class
R6 Shares |
1.25% |
|
Class
Y Shares |
1.25% |
|
|
|
|
Invesco
Convertible Securities Fund |
|
|
Class
A Shares |
1.50% |
June
30, 2022 |
Class
C Shares |
2.25% |
|
Class
R5 Shares |
1.25% |
|
Class
R6 Shares |
1.25% |
|
Class
Y Shares |
1.25% |
|
|
|
|
Invesco
Income Advantage International
Fund |
|
|
Class
A Shares |
1.23% |
April
30, 2023 |
Class
C Shares |
1.98% |
|
Class
R Shares |
1.48% |
|
Class
R5 Shares |
0.98% |
|
Class
R6 Shares |
0.98% |
|
Class
Y Shares |
0.98% |
|
|
|
|
Invesco
Income Allocation Fund |
|
|
Class
A Shares |
0.25% |
April
30, 2022 |
Class
C Shares |
1.00% |
|
Class
R Shares |
0.50% |
|
Class
R5 Shares |
0.00% |
|
Class
R6 Shares |
0.00% |
|
Class
Y Shares |
0.00% |
|
|
|
|
Invesco
Income Allocation Fund |
|
|
Class
A Shares |
1.50% |
June
30, 2022 |
Class
C Shares |
2.25% |
|
Class
R Shares |
1.75% |
|
Class
R5 Shares |
1.25% |
|
Class
R6 Shares |
1.25% |
|
Class
Y Shares |
1.25% |
|
|
|
|
Invesco
International Diversified Fund |
|
|
Class
A Shares |
2.25% |
June
30, 2022 |
Class
C Shares |
3.00% |
|
Class
R Shares |
2.50% |
|
Class
R5 Shares |
2.00% |
|
Class
R6 Shares |
2.00% |
|
Class
Y Shares |
2.00% |
|
|
|
|
Invesco
Main Street Mid Cap Fund®
|
|
|
Class
A Shares |
2.00% |
June
30, 2022 |
Class
C Shares |
2.75% |
|
Class
R Shares |
2.25% |
|
Class
R5 Shares |
1.75% |
|
Class
R6 Shares |
1.75% |
|
Fund |
Annual
Rate/Net Assets Per Expense
Limitation
Agreement |
Expiration
Date |
Class
Y Shares |
1.75% |
|
|
|
|
Invesco
Main Street Small Cap Fund®
|
|
|
Class
A Shares |
1.20% |
April
30, 2022 |
Class
C Shares |
1.94% |
|
Class
R Shares |
1.45% |
|
Class
R5 Shares |
0.82% |
|
Class
R6 Shares |
0.77% |
|
Class
Y Shares |
0.90% |
|
|
|
|
Invesco
Main Street Small Cap Fund® |
|
|
Class
A Shares |
2.00% |
June
30, 2022 |
Class
C Shares |
2.75% |
|
Class
R Shares |
2.25% |
|
Class
R5 Shares |
1.75% |
|
Class
R6 Shares |
1.75% |
|
Class
Y Shares |
1.75% |
|
|
|
|
Invesco
Quality Income Fund |
|
|
Class
A Shares |
1.50% |
June
30, 2022 |
Class
C Shares |
2.25% |
|
Class
R Shares |
1.75% |
|
Class
R5 Shares |
1.25% |
|
Class
R6 Shares |
1.25% |
|
Class
Y Shares |
1.25% |
|
|
|
|
Invesco
Select Risk: Conservative Investor
Fund |
|
|
Class
A Shares |
0.50% |
April
30, 2022 |
Class
C Shares |
1.25% |
|
Class
R Shares |
0.75% |
|
Class
R5 Shares |
0.20% |
|
Class
R6 Shares |
0.15% |
|
Class
Y Shares |
0.25% |
|
|
|
|
Invesco
Select Risk: Conservative Investor
Fund |
|
|
Class
A Shares |
0.50% |
April
30, 2023 |
Class
C Shares |
1.25% |
|
Class
R Shares |
0.75% |
|
Class
R5 Shares |
0.25% |
|
Class
R6 Shares |
0.25% |
|
Class
Y Shares |
0.25% |
|
|
|
|
Invesco
Select Risk: Growth Investor Fund |
|
|
Class
A Shares |
2.00% |
June
30, 2022 |
Class
C Shares |
2.75% |
|
Class
R Shares |
2.25% |
|
Class
R5 Shares |
1.75% |
|
Class
R6 Shares |
1.75% |
|
Class
S Shares |
1.90% |
|
Class
Y Shares |
1.75% |
|
|
|
|
Fund |
Annual
Rate/Net Assets Per Expense
Limitation
Agreement |
Expiration
Date |
Invesco
Select Risk: High Growth Investor
Fund |
|
|
Class
A Shares |
0.45% |
April
30, 2022 |
Class
C Shares |
1.20% |
|
Class
R Shares |
0.70% |
|
Class
R5 Shares |
0.15% |
|
Class
R6 Shares |
0.10% |
|
Class
Y Shares |
0.20% |
|
|
|
|
Invesco
Select Risk: High Growth Investor
Fund |
|
|
Class
A Shares |
0.45% |
April
30, 2023 |
Class
C Shares |
1.20% |
|
Class
R Shares |
0.70% |
|
Class
R5 Shares |
0.20% |
|
Class
R6 Shares |
0.20% |
|
Class
Y Shares |
0.20% |
|
|
|
|
Invesco
Select Risk: Moderate Investor
Fund |
|
|
Class
A Shares |
0.47% |
April
30, 2022 |
Class
C Shares |
1.23% |
|
Class
R Shares |
0.72% |
|
Class
R5 Shares |
0.17% |
|
Class
R6 Shares |
0.12% |
|
Class
S Shares |
0.37% |
|
Class
Y Shares |
0.22% |
|
|
|
|
Invesco
Select Risk: Moderate Investor
Fund |
|
|
Class
A Shares |
0.47% |
April
30, 2023 |
Class
C Shares |
1.22% |
|
Class
R Shares |
0.72% |
|
Class
R5 Shares |
0.22% |
|
Class
R6 Shares |
0.22% |
|
Class
S Shares |
0.37% |
|
Class
Y Shares |
0.22% |
|
|
|
|
Invesco
Select Risk: Moderately
Conservative
Investor Fund |
|
|
Class
A Shares |
1.50% |
June
30, 2022 |
Class
C Shares |
2.25% |
|
Class
R Shares |
1.75% |
|
Class
R5 Shares |
1.25% |
|
Class
R6 Shares |
1.25% |
|
Class
S Shares |
1.40% |
|
Class
Y Shares |
1.25% |
|
|
|
|
Invesco
Small Cap Growth Fund |
|
|
Class
A Shares |
2.00% |
June
30, 2022 |
Class
C Shares |
2.75% |
|
Class
R Shares |
2.25% |
|
Class
R5 Shares |
1.75% |
|
Fund |
Annual
Rate/Net Assets Per Expense
Limitation
Agreement |
Expiration
Date |
Class
R6 Shares |
1.75% |
|
Class
Y Shares |
1.75% |
|
Investor
Class Shares |
2.00% |
|
|
|
|
|
Gross
income
from
securities
lending
activities |
Fees
paid
to
Securities
Lending
Agent
from
a
revenue
split |
Fees
paid for
any
cash
collateral
management
service
(including
fees
deducted
from
a
pooled
cash
collateral
reinvestment
vehicle)
not
included
in
the
revenue
split |
Administrative
fees
not
included
in
the
revenue
split |
Indemnification
fees
not
included
in
the
revenue
split |
Rebate
(paid
to
borrower) |
Other
fees
not
included
in
the
revenue
split |
Aggregate
fees/
compensation
for
securities
lending
activities |
Net
income
from
securities
lending
activities |
Invesco
Active
Allocation
Fund |
$2,980.12 |
$4,505.84 |
$1,507.00 |
$0.00 |
$0.00 |
$(43,587.62) |
$0.00 |
$(37,574.78) |
$40,554.90 |
Invesco
Convertible
Securities
Fund |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
Invesco
Income
Advantage
International
Fund |
$55.39 |
$6.58 |
$21.00 |
$0.00 |
$0.00 |
$(31.46) |
$0.00 |
$(3.88) |
$59.27 |
Invesco
Income
Allocation
Fund |
$11,525.44 |
$15,073.47 |
$4,765.00 |
$0.00 |
$0.00 |
$(143,987.52) |
$0.00 |
$(124,149.05) |
$135,674.49 |
Invesco
International
Diversified
Fund |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
Invesco
Main Street
Mid
Cap Fund®
|
$69,332.75 |
$14,373.32 |
$29,201.00 |
$0.00 |
$0.00 |
$(103,628.84) |
$0.00 |
$(60,054.52) |
$129,387.27 |
Invesco
Main Street
Small
Cap Fund®
|
$116,080.31 |
$10,792.19 |
$47,817.00 |
$0.00 |
$0.00 |
$(39,700.78) |
$0.00 |
$18,908.41 |
$97,171.90 |
Invesco
Quality Income
Fund |
$1,788.83 |
$210.54 |
$854.00 |
$0.00 |
$0.00 |
$(1,171.06) |
$0.00 |
$(106.52) |
$1,895.35 |
Invesco
Select Risk:
Conservative
Investor
Fund |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
Invesco
Select Risk:
Growth
Investor Fund |
$9,375.31 |
$13,672.44 |
$3,896.00 |
$0.00 |
$0.00 |
$(131,254.46) |
$0.00 |
$(113,686.02) |
$123,061.33 |
Invesco
Select Risk:
High
Growth Investor
Fund |
$1,209.95 |
$1,537.53 |
$569.00 |
$0.00 |
$0.00 |
$(14,735.11) |
$0.00 |
$(12,628.58) |
$13,838.53 |
Invesco
Select Risk:
Moderate
Investor
Fund |
$2,850.64 |
$4,825.57 |
$1,299.00 |
$0.00 |
$0.00 |
$(46,707.02) |
$0.00 |
$(40,582.45) |
$43,433.09 |
Invesco
Select Risk:
Moderately
Conservative
Investor
Fund |
$4,351.89 |
$9,697.32 |
$1,815.00 |
$0.00 |
$0.00 |
$(94,443.66) |
$0.00 |
$(82,931.34) |
$87,283.23 |
Invesco
Small Cap
Growth
Fund |
$536,554.31 |
$647,333.96 |
$220,683.00 |
$0.00 |
$0.00 |
$(6,157,648.70) |
$0.00 |
$(5,289,631.74) |
$5,826,186.05 |
|
Gross
income
from
securities
lending
activities |
Fees
paid
to
Securities
Lending
Agent
from
a
revenue
split |
Fees
paid for
any
cash
collateral
management
service
(including
fees
deducted
from
a
pooled
cash
collateral
reinvestment
vehicle)
not
included
in
the
revenue
split |
Administrative
fees
not
included
in
the
revenue
split |
Indemnification
fees
not
included
in
the
revenue
split |
Rebate
(paid
to
borrower) |
Other
fees
not
included
in
the
revenue
split |
Aggregate
fees/
compensation
for
securities
lending
activities |
Net
income
from
securities
lending
activities |
Invesco
Active
Allocation
Fund |
$662.61 |
$227.36 |
$0.00 |
$909.51 |
$0.00 |
$(10,706.09) |
$0.00 |
$(9,569.22) |
$10,231.83 |
Invesco
Income
Allocation
Fund |
$116.28 |
$80.79 |
$0.00 |
$323.20 |
$0.00 |
$(3,923.61) |
$0.00 |
$(3,519.62) |
$3,635.90 |
Invesco
Main Street
Mid
Cap Fund® |
$4,891.52 |
$121.84 |
$0.00 |
$488.05 |
$0.00 |
$(1,207.10) |
$0.00 |
$(597.21) |
$5,488.73 |
Invesco
Main Street
Small
Cap Fund® |
$3,974.82 |
$100.10 |
$0.00 |
$401.56 |
$0.00 |
$(1,041.90) |
$0.00 |
$(540.24) |
$4,515.06 |
Invesco
Select Risk:
Growth
Investor Fund |
$494.21 |
$203.85 |
$0.00 |
$815.51 |
$0.00 |
$(9,699.23) |
$0.00 |
$(8,679.87) |
$9,174.08 |
Invesco
Select Risk:
High
Growth Investor
Fund |
$217.95 |
$196.83 |
$0.00 |
$787.34 |
$0.00 |
$(9,623.73) |
$0.00 |
$(8,639.56) |
$8,857.51 |
Invesco
Select Risk:
Moderate
Investor
Fund |
$401.37 |
$363.99 |
$0.00 |
$1,456.20 |
$0.00 |
$(17,800.51) |
$0.00 |
$(15,980.32) |
$16,381.69 |
Invesco
Select Risk:
Moderately
Conservative
Investor
Fund |
$134.14 |
$39.38 |
$0.00 |
$157.57 |
$0.00 |
$(1,835.31) |
$0.00 |
$(1,638.36) |
$1,772.50 |
Invesco
Small Cap
Growth
Fund |
$14,232.20 |
$3,745.93 |
$0.00 |
$14,989.32 |
$0.00 |
$(191,773.54) |
$0.00 |
$(173,038.29) |
$187,270.49 |
Fund |
Class
A |
Class
C |
Class
R |
Class
S |
Invesco
Active Allocation Fund |
See
below |
1.00% |
0.50% |
N/A |
Invesco
Income Advantage International Fund |
0.25% |
1.00% |
0.50% |
N/A |
Invesco
Income Allocation Fund |
0.25% |
1.00% |
0.50% |
N/A |
Invesco
International Diversified Fund |
See
below |
1.00% |
0.50% |
N/A |
Invesco
Main Street Mid Cap Fund®
|
See
below |
1.00% |
0.50% |
N/A |
Invesco
Main Street Small Cap Fund®
|
See
below |
1.00% |
0.50% |
N/A |
Invesco
Quality Income Fund |
See
below |
See
below |
0.50% |
N/A |
Invesco
Select Risk: Conservative Investor Fund |
See
below |
1.00% |
0.50% |
N/A |
Invesco
Select Risk: Growth Investor Fund |
0.25% |
1.00% |
0.50% |
0.15% |
Invesco
Select Risk: High Growth Investor Fund |
See
below |
1.00% |
0.50% |
N/A |
Invesco
Select Risk: Moderate Investor Fund |
See
below |
1.00% |
0.50% |
0.15% |
Invesco
Select Risk: Moderately Conservative Investor Fund |
0.25% |
1.00% |
0.50% |
0.15% |
Invesco
Small Cap Growth Fund |
See
below |
See
below |
0.50% |
N/A |
Fund |
Class
A |
Class
C |
Investor
Class |
Invesco
Convertible Securities Fund |
0.25% |
1.00% |
N/A |
Invesco
Quality Income Fund |
0.25% |
1.00% |
N/A |
Invesco
Small Cap Growth Fund |
0.25% |
1.00% |
0.25% |
Fund |
Class
A |
Invesco
Active Allocation Fund |
0.25% |
Invesco
International Diversified Fund |
0.25% |
Invesco
Main Street Mid Cap Fund®
|
0.25% |
Invesco
Main Street Small Cap Fund®
|
0.25% |
Invesco
Select Risk: Conservative Investor Fund |
0.25% |
Invesco
Select Risk: High Growth Investor Fund |
0.25% |
Invesco
Select Risk: Moderate Investor Fund |
0.25% |
Service
Provider |
Disclosure
Category |
ABN
AMRO Financial Services, Inc. |
Broker
(for certain Invesco Funds) |
Absolute
Color |
Financial
Printer |
Anglemyer
& Co. |
Analyst
(for certain Invesco Funds) |
AXA |
Other |
Ballard
Spahr Andrews & Ingersoll, LLP |
Special
Insurance Counsel |
Barclays
Capital, Inc. |
Broker
(for certain Invesco Funds) |
Blaylock
Robert Van LLC |
Broker
(for certain Invesco Funds) |
BB&T
Capital Markets |
Broker
(for certain Invesco Funds) |
Bear
Stearns Pricing Direct, Inc. |
Pricing
Vendor (for certain Invesco Funds) |
BLNS
Securities Ltd. |
Broker
(for certain Invesco Funds) |
BOSC,
Inc. |
Broker
(for certain Invesco Funds) |
Brown
Brothers Harriman & Co. |
Custodian
and Securities Lender (each, respectively, for certain Invesco
Funds) |
Cabrera
Capital Markets |
Broker
(for certain Invesco Funds) |
Charles
River Systems, Inc. |
System
Provider |
Chas.
P. Young Co. |
Financial
Printer |
Cirrus
Research, LLC |
Trading
System |
Citibank,
N.A. |
Custodian
and Securities Lender (each, respectively, for certain Invesco
Funds) |
Citigroup
Global Markets, Inc. |
Broker
(for certain Invesco Funds) |
Commerce
Capital Markets |
Broker
(for certain Invesco Funds) |
Crane
Data, LLC |
Analyst
(for certain Invesco Funds) |
Credit
Suisse International / Credit Suisse
Securities
(Europe) Ltd. |
Service
Provider |
Crews
& Associates |
Broker
(for certain Invesco Funds) |
D.A.
Davidson & Co. |
Broker
(for certain Invesco Funds) |
Dechert
LLP |
Legal
Counsel |
DEPFA
First Albany |
Broker
(for certain Invesco Funds) |
Deutsche
Bank Trust Company Americas |
Custodian
and Securities Lender (each, respectively, for certain Invesco
Funds) |
E.K.
Riley Investments LLC |
Broker
(for certain Invesco Funds) |
Empirical
Research Partners |
Analyst
(for certain Invesco Funds) |
Finacorp
Securities |
Broker
(for certain Invesco Funds) |
First
Miami Securities |
Broker
(for certain Invesco Funds) |
First
Southwest Co. |
Broker
(for certain Invesco Funds) |
First
Tryon Securities |
Broker
(for certain Invesco Funds) |
Fitch,
Inc. |
Rating
& Ranking Agency (for certain Invesco Funds) |
FT
Interactive Data Corporation |
Pricing
Vendor |
FTN
Financial Group |
Broker
(for certain Invesco Funds) |
GainsKeeper |
Software
Provider (for certain Invesco Funds) |
GCom2
Solutions |
Software
Provider (for certain Invesco Funds) |
George
K. Baum & Company |
Broker
(for certain Invesco Funds) |
Glass,
Lewis & Co. |
System
Provider (for certain Invesco Funds) |
Global
Trading Analytics, LLC |
Software
Provider |
Global
Trend Alert |
Analyst
(for certain Invesco Funds) |
Hattier,
Sanford & Reynoir |
Broker
(for certain Invesco Funds) |
Hutchinson,
Shockey, Erley & Co. |
Broker
(for certain Invesco Funds) |
ICI
(Investment Company Institute) |
Analyst
(for certain Invesco Funds) |
ICRA
Online Ltd. |
Rating
& Ranking Agency (for certain Invesco Funds) |
Lincoln
Investment Advisors Corporation |
Other |
iMoneyNet,
Inc. |
Rating
& Ranking Agency (for certain Invesco
Funds) |
Service
Provider |
Disclosure
Category |
Initram
Data, Inc. |
Pricing
Vendor |
Institutional
Shareholder Services, Inc. |
Proxy
Voting Service (for certain Invesco Funds) |
Invesco
Investment Services, Inc. |
Transfer
Agent |
Invesco
Senior Secured Management, Inc. |
System
Provider (for certain Invesco Funds) |
Investment
Company Institute |
Analyst
(for certain Invesco Funds) |
Investortools,
Inc. |
Broker
(for certain Invesco Funds) |
ITG,
Inc. |
Pricing
Vendor (for certain Invesco Funds) |
J.P.
Morgan Chase Bank |
Custodian
and Securities Lender (each, respectively, for certain Invesco
Funds) |
J.P.
Morgan Securities, Inc. |
Analyst
(for certain Invesco Funds) |
J.P.
Morgan Securities Inc.\Citigroup Global
Markets
Inc.\JPMorgan Chase Bank, N.A. |
Lender
(for certain Invesco Funds) |
J.P.
Morgan Securities |
Broker
(for certain Invesco Funds) |
Janney
Montgomery Scott LLC |
Broker
(for certain Invesco Funds) |
John
Hancock Investment Management
Services,
LLC |
Sub-advisor
(for certain sub-advised accounts) |
Jorden
Burt LLP |
Special
Insurance Counsel |
KeyBanc
Capital Markets, Inc. |
Broker
(for certain Invesco Funds) |
Kramer
Levin Naftalis & Frankel LLP |
Legal
Counsel |
Lebenthal
& Co. LLC |
Broker
(for certain Invesco Funds) |
Lipper,
Inc. |
Rating
& Ranking Agency (for certain Invesco Funds) |
Loan
Pricing Corporation |
Pricing
Service (for certain Invesco Funds) |
Loop
Capital Markets |
Broker
(for certain Invesco Funds) |
M.R.
Beal |
Broker
(for certain Invesco Funds) |
MarkIt
Group Limited |
Pricing
Vendor (for certain Invesco Funds) |
Merrill
Communications LLC |
Financial
Printer |
Mesirow
Financial, Inc. |
Broker
(for certain Invesco Funds) |
Middle
Office Solutions |
Software
Provider |
Moody's
Investors Service |
Rating
& Ranking Agency (for certain Invesco Funds) |
Morgan
Keegan & Company, Inc. |
Broker
(for certain Invesco Funds) |
Morrison
Foerster LLP |
Legal
Counsel |
MS
Securities Services, Inc. and Morgan
Stanley
& Co. Incorporated |
Securities
Lender (for certain Invesco Funds) |
Muzea
Insider Consulting Services, LLC |
Analyst
(for certain Invesco Funds) |
Ness
USA Inc. |
System
provider |
Noah
Financial, LLC |
Analyst
(for certain Invesco Funds) |
Omgeo
LLC |
Trading
System |
Piper
Jaffray |
Analyst
(for certain Invesco Funds) |
Prager,
Sealy & Co. |
Broker
(for certain Invesco Funds) |
PricewaterhouseCoopers
LLP |
Independent
Registered Public Accounting Firm (for all Invesco
Funds) |
Protective
Securities |
Broker
(for certain Invesco Funds) |
Ramirez
& Co., Inc. |
Broker
(for certain Invesco Funds) |
Raymond
James & Associates, Inc. |
Broker
(for certain Invesco Funds) |
RBC
Capital Markets |
Analyst
(for certain Invesco Funds) |
RBC
Dain Rauscher Incorporated |
Broker
(for certain Invesco Funds) |
Reuters
America LLC |
Pricing
Service (for certain Invesco Funds) |
Rice
Financial Products |
Broker
(for certain Invesco Funds) |
Robert
W. Baird & Co. Incorporated |
Broker
(for certain Invesco Funds) |
RR
Donnelley Financial |
Financial
Printer |
Ryan
Beck & Co. |
Broker
(for certain Invesco Funds) |
SAMCO
Capital Markets, Inc. |
Broker
(for certain Invesco Funds) |
Seattle-Northwest
Securities Corporation |
Broker
(for certain Invesco Funds) |
Siebert
Brandford Shank & Co., L.L.C. |
Broker
(for certain Invesco Funds) |
Simon
Printing Company |
Financial
Printer |
Service
Provider |
Disclosure
Category |
Southwest
Precision Printers, Inc. |
Financial
Printer |
Southwest
Securities |
Broker
(for certain Invesco Funds) |
Standard
and Poor's/Standard and Poor's
Securities
Evaluations, Inc. |
Pricing
Service and Rating and Ranking Agency (each, respectively, for certain
Invesco
Funds) |
StarCompliance,
Inc. |
System
Provider |
State
Street Bank and Trust Company |
Custodian,
Lender, Securities Lender, and System Provider (each, respectively, for
certain
Invesco Funds) |
Sterne,
Agee & Leach, Inc. |
Broker
(for certain Invesco Funds) |
Stifel,
Nicolaus & Company, Incorporated |
Broker
(for certain Invesco Funds) |
Stradley
Ronon Stevens & Young, LLP |
Legal
Counsel |
The
Bank of New York |
Custodian
and Securities Lender (each, respectively, for certain Invesco
Funds) |
The
MacGregor Group, Inc. |
Software
Provider |
The
Savader Group LLC |
Broker
(for certain Invesco Funds) |
Thomson
Information Services
Incorporated |
Software
Provider |
TradingHub
Group Ltd. |
Analyst
(for certain Invesco Funds) |
UBS
Financial Services, Inc. |
Broker
(for certain Invesco Funds) |
UMB
Bank, N.A. |
Custodian
and Securities Lender (each, respectively, for certain Invesco
Funds) |
VCI
Group Inc. |
Financial
Printer |
Vining
Sparks IBG |
Broker
(for Certain Invesco Funds) |
W.H
Mell Associates, Inc. |
Broker
(for certain Invesco Funds) |
Wachovia
National Bank, N.A. |
Broker
(for certain Invesco Funds) |
Western
Lithograph |
Financial
Printer |
Wiley
Bros. Aintree Capital L.L.C. |
Broker
(for certain Invesco Funds) |
William
Blair & Co. |
Broker
(for certain Invesco Funds) |
XSP,
LLC\Solutions Plus, Inc. |
Software
Provider |
Name,
Year of Birth |
Position(s)
Held
with
the Trust |
Trustee
and/or
Officer
Since |
Principal
Occupation(s)
During
Past 5 Years |
Number
of
Funds
in
Fund
Complex
Overseen
by
Trustee |
Other
Trusteeship(s)/
Directorship
Held by
Trustee/Director
During
Past
5 Years |
Martin
L. Flanagan1
- 1960 |
Trustee
and
Vice
Chair |
2007 |
Executive
Director, Chief
Executive
Officer and
President,
Invesco Ltd.
(ultimate
parent of Invesco
and
a global investment
management
firm);
Trustee
and Vice Chair,
The
Invesco Funds; Vice
Chair,
Investment
Company
Institute; and
Member
of Executive
Board,
SMU Cox School
of
Business
Formerly:
Advisor to the
Board,
Invesco Advisers,
Inc.
(formerly known as
Invesco
Institutional
(N.A.),
Inc.); Chairman
and
Chief Executive
Officer,
Invesco Advisers,
Inc.
(registered investment
adviser);
Director,
Chairman,
Chief Executive
Officer
and President,
Invesco
Holding Company
(US),
Inc. (formerly IVZ
Inc.)
(holding company),
Invesco
Group Services,
Inc.
(service provider) and
Invesco
North American
Holdings,
Inc. (holding
company);
Director, Chief
Executive
Officer and
President,
Invesco Holding
Company
Limited (parent
of
Invesco and a global
investment
management
firm);
Director, Invesco
Ltd.;
Chairman,
Investment
Company
Institute
and President,
Co-Chief
Executive
Officer,
Co-President,
Chief
Operating Officer |
190 |
None |
Name,
Year of Birth |
Position(s)
Held
with
the Trust |
Trustee
and/or
Officer
Since |
Principal
Occupation(s)
During
Past 5 Years |
Number
of
Funds
in
Fund
Complex
Overseen
by
Trustee |
Other
Trusteeship(s)/
Directorship
Held by
Trustee/Director
During
Past
5 Years |
|
|
|
and
Chief Financial
Officer,
Franklin
Resources,
Inc. (global
investment
management
organization) |
|
|
Name,
Year of Birth |
Position(s)
Held
with
the Trust |
Trustee
and/or
Officer
Since |
Principal
Occupation(s)
During
Past 5 Years |
Number
of
Funds
in
Fund
Complex
Overseen
by
Trustee |
Other
Trusteeship(s)/
Directorship
Held by
Trustee/Director
During
Past
5 Years |
Christopher
L. Wilson –
1957 |
Trustee
and
Chair |
2017 |
Retired
Formerly:
Director, TD
Asset
Management USA
Inc.
(mutual fund complex)
(22
portfolios); Managing
Partner,
CT2, LLC
(investing
and consulting
firm);
President/Chief
Executive
Officer,
Columbia
Funds, Bank of
America
Corporation;
President/Chief
Executive
Officer,
CDC IXIS Asset
Management
Services,
Inc.;
Principal & Director
of
Operations, Scudder
Funds,
Scudder, Stevens
&
Clark, Inc.; Assistant
Vice
President, Fidelity
Investments |
190 |
Formerly:
enaible, Inc.
(artificial
intelligence
technology);
Director,
ISO
New England, Inc.
(non-profit
organization
managing
regional
electricity
market) |
Beth
Ann Brown – 1968 |
Trustee |
2019 |
Independent
Consultant
Formerly:
Head of
Intermediary
Distribution,
Managing
Director,
Strategic
Relations,
Managing
Director, Head
of
National Accounts,
Senior
Vice President,
National
Account Manager
and
Senior Vice President,
Key
Account Manager,
Columbia
Management
Investment
Advisers LLC;
Vice
President, Key
Account
Manager, Liberty
Funds
Distributor, Inc.;
and
Trustee of certain
Oppenheimer
Funds |
190 |
Director,
Board of
Directors
of Caron
Engineering
Inc.;
Advisor,
Board of
Advisors
of Caron
Engineering
Inc.;
President
and Director,
Acton
Shapleigh Youth
Conservation
Corps
(non-profit);
formerly
President and
Director
of
Grahamtastic
Connection
(non-profit) |
Cynthia
Hostetler —1962 |
Trustee |
2017 |
Non-Executive
Director |
190 |
Resideo
|
Name,
Year of Birth |
Position(s)
Held
with
the Trust |
Trustee
and/or
Officer
Since |
Principal
Occupation(s)
During
Past 5 Years |
Number
of
Funds
in
Fund
Complex
Overseen
by
Trustee |
Other
Trusteeship(s)/
Directorship
Held by
Trustee/Director
During
Past
5 Years |
|
|
|
and
Trustee of a number
of
public and private
business
corporations
Formerly:
Director,
Aberdeen
Investment
Funds
(4 portfolios);
Director,
Artio Global
Investment
LLC (mutual
fund
complex); Director,
Edgen
Group, Inc.
(specialized
energy and
infrastructure
products
distributor);
Director,
Genesee
& Wyoming, Inc.
(railroads);
Head of
Investment
Funds and
Private
Equity, Overseas
Private
Investment
Corporation;
President,
First
Manhattan
Bancorporation,
Inc.;
Attorney,
Simpson
Thacher
& Bartlett LLP |
|
Technologies(smart
home
technology);
Vulcan
Materials
Company
(construction
materials
company);
Trilinc
Global Impact
Fund;
Textainer Group
Holdings,
(shipping
container
leasing
company);
Investment
Company
Institute
(professional
organization);
Independent
Directors
Council
(professional
organization) |
Eli
Jones – 1961 |
Trustee |
2016 |
Professor
and Dean
Emeritus,
Mays Business
School
at Texas A&M
University
Formerly:
Dean of Mays
Business
School at Texas
A&M
University; Professor
and
Dean, Walton College
of
Business, University of
Arkansas
and E.J. Ourso
College
of Business,
Louisiana
State University;
Director,
Arvest Bank |
190 |
Insperity,
Inc. (formerly
known
as Administaff)
(human
resources
provider);
Member of
Regional
Board of
Directors
and Board of
Directors,
First
Financial
Bancorp
(regional
bank) |
Elizabeth
Krentzman – 1959 |
Trustee |
2019 |
Formerly:
Principal and
Chief
Regulatory Advisor
for
Asset Management
Services
and U.S. Mutual
Fund
Leader of Deloitte &
Touche
LLP; General
Counsel
of the Investment
Company
Institute (trade
association);
National
Director
of the Investment
Management
Regulatory
Consulting
Practice,
Principal,
Director and
Senior
Manager of
Deloitte
& Touche LLP;
Assistant
Director of the
Division
of Investment
Management
- Office of |
190 |
Trustee
of the
University
of Florida
National
Board
Foundation;
Member of
the
Cartica Funds
Board
of Directors
(private
investment
funds);
Formerly:
Member of
the
University of
Florida
Law Center
Association,
Inc. Board
of
Trustees, Audit
Committee
and
Membership
Committee |
Name,
Year of Birth |
Position(s)
Held
with
the Trust |
Trustee
and/or
Officer
Since |
Principal
Occupation(s)
During
Past 5 Years |
Number
of
Funds
in
Fund
Complex
Overseen
by
Trustee |
Other
Trusteeship(s)/
Directorship
Held by
Trustee/Director
During
Past
5 Years |
|
|
|
Disclosure
and Investment
Adviser
Regulation of the
U.S.
Securities and
Exchange
Commission
and
various positions with
the
Division of Investment
Management
– Office of
Regulatory
Policy of the
U.S.
Securities and
Exchange
Commission;
Associate
at Ropes &
Gray
LLP; and Trustee of
certain
Oppenheimer
Funds |
|
|
Anthony
J. LaCava, Jr.–
1956 |
Trustee |
2019 |
Formerly:
Director and
Member
of the Audit
Committee,
Blue Hills
Bank
(publicly traded
financial
institution) and
Managing
Partner, KPMG
LLP |
190 |
Blue
Hills Bank;
Chairman,
Bentley
University;
Member,
Business
School
Advisory
Council; and
Nominating
Committee,
KPMG
LLP |
Prema
Mathai-Davis – 1950 |
Trustee |
2001 |
Retired
Formerly:
Co-Founder &
Partner
of Quantalytics
Research,
LLC, (a
FinTech
Investment
Research
Platform for the
Self-Directed
Investor);
Trustee
of YWCA
Retirement
Fund; CEO of
YWCA
of the USA; Board
member
of the NY
Metropolitan
Transportation
Authority;
Commissioner
of the NYC
Department
of Aging;
Board
member of Johns
Hopkins
Bioethics Institute |
190 |
Member
of Board of
Positive
Planet US
(non-profit)
and
HealthCare
Chaplaincy
Network
(non-profit) |
Joel
W. Motley – 1952 |
Trustee |
2019 |
Director
of Office of
Finance,
Federal Home
Loan
Bank System;
Managing
Director of
Carmona
Motley Inc.
(privately
held financial
advisor);
Member of the
Council
on Foreign
Relations
and its Finance
and
Budget Committee;
Chairman
Emeritus of
Board
of Human Rights
Watch
and Member of its
Investment
Committee;
Member
of Investment
Committee
and Board of |
190 |
Member
of Board of
Trust
for Mutual
Understanding
(non-
profit
promoting the
arts
and environment);
Member
of Board of
Greenwall
Foundation
(bioethics
research
foundation)
and its
Investment
Committee;
Member
of Board of
Friends
of the LRC
(non-profit
legal
advocacy);
Board
Member
and
Investment
Committee |
Name,
Year of Birth |
Position(s)
Held
with
the Trust |
Trustee
and/or
Officer
Since |
Principal
Occupation(s)
During
Past 5 Years |
Number
of
Funds
in
Fund
Complex
Overseen
by
Trustee |
Other
Trusteeship(s)/
Directorship
Held by
Trustee/Director
During
Past
5 Years |
|
|
|
Historic
Hudson Valley
(non-profit
cultural
organization);
and
Member
of Board of Blue
Ocean
Acquisition Corp.
Formerly:
Managing
Director
of Public Capital
Advisors,
LLC (privately
held
financial advisor);
Managing
Director of
Carmona
Motley Hoffman,
Inc.
(privately held
financial
advisor); Trustee
of
certain Oppenheimer
Funds;
Director of
Columbia
Equity Financial
Corp.
(privately held
financial
advisor); and
Member
of the Vestry of
Trinity
Church Wall Street |
|
Member
of Pulitzer
Center
for Crisis
Reporting
(non-profit
journalism) |
Teresa
M. Ressel — 1962 |
Trustee |
2017 |
Non-executive
director
and
trustee of a number of
public
and private
business
corporations
Formerly:
Chief Executive
Officer,
UBS Securities
LLC
(investment banking);
Chief
Operating Officer,
UBS
AG Americas
(investment
banking); Sr.
Management
Team
Olayan
America, The
Olayan
Group
(international
investor/commercial/industrial);
Assistant
Secretary for
Management
& Budget
and
Designated Chief
Financial
Officer, U.S.
Department
of Treasury;
Director,
Atlantic Power
Corporation
(power
generation
company) and
ON
Semiconductor
Corporation
(semiconductor
manufacturing) |
190 |
None |
Ann
Barnett Stern – 1957 |
Trustee |
2017 |
President
and Chief
Executive
Officer, Houston
Endowment
Inc. (private
philanthropic
institution)
Formerly:
Executive Vice
President,
Texas |
190 |
Trustee
and Board
Vice
Chair of
Holdsworth
Center
(non-profit);
Trustee
and
Chair of
Nomination/Governance
Committee,
Good |
Name,
Year of Birth |
Position(s)
Held
with
the Trust |
Trustee
and/or
Officer
Since |
Principal
Occupation(s)
During
Past 5 Years |
Number
of
Funds
in
Fund
Complex
Overseen
by
Trustee |
Other
Trusteeship(s)/
Directorship
Held by
Trustee/Director
During
Past
5 Years |
|
|
|
Children’s
Hospital; Vice
President,
General
Counsel
and Corporate
Compliance
Officer, Texas
Children’s
Hospital;
Attorney,
Beck, Redden
and
Secrest, LLP and
Andrews
& Kurth LLP |
|
Reason
Houston, (non-
profit);
Trustee and
Investment
Committee
member
of University
of
Texas Law School
Foundation
(non-profit);
Board
Member of
Greater
Houston
Partnership
(non-
profit);
Advisory Board
member,
Baker
Institute
for Public
Policy
at Rice
University
(non-
profit)
Formerly:
Director and
Audit
Committee
Member
of Federal
Reserve
Bank of
Dallas |
Robert
C. Troccoli – 1949 |
Trustee |
2016 |
Retired
Formerly:
Adjunct
Professor,
University of
Denver
– Daniels College
of
Business; and
Managing
Partner, KPMG
LLP |
190 |
None |
Daniel
S. Vandivort –1954 |
Trustee |
2019 |
President,
Flyway
Advisory
Services LLC
(consulting
and property
management)
|
190 |
Formerly:
Trustee,
Board
of Trustees,
Huntington
Disease
Foundation
of America;
Trustee
and
Governance
Chair, of
certain
Oppenheimer
Funds;
and Treasurer,
Chairman
of the Audit
and
Finance
Committee,
Huntington
Disease
Foundation of
America |
Name,
Year of Birth |
Position(s)
Held
with
the Trust |
Trustee
and/or
Officer
Since |
Principal
Occupation(s) During Past 5 Years |
Sheri
Morris – 1964 |
President
and
Principal
Executive
Officer |
1999 |
Head
of Global Fund Services, Invesco Ltd.; President and
Principal
Executive Officer, The Invesco Funds; Vice President,
Invesco
Exchange-Traded Fund Trust, Invesco Exchange-Traded
Fund
Trust II, Invesco India Exchange-Traded Fund Trust, Invesco
Actively
Managed Exchange-Traded Fund Trust, Invesco Actively
Managed
Exchange-Traded Commodity Fund Trust and Invesco
Exchange-Traded
Self-Indexed Fund Trust; and Vice President,
OppenheimerFunds,
Inc.
Formerly:
Vice President, Treasurer and Principal Financial
|
Name,
Year of Birth |
Position(s)
Held
with
the Trust |
Trustee
and/or
Officer
Since |
Principal
Occupation(s) During Past 5 Years |
|
|
|
Officer,
The Invesco Funds; Vice President, Invesco AIM Advisers,
Inc.,
Invesco AIM Capital Management, Inc. and Invesco AIM
Private
Asset Management, Inc.; Assistant Vice President and
Assistant
Treasurer, The Invesco Funds; Vice President and
Assistant
Vice President, Invesco Advisers, Inc.; Assistant Vice
President,
Invesco AIM Capital Management, Inc. and Invesco
AIM
Private Asset Management, Inc.; Treasurer, Invesco
Exchange-Traded
Fund Trust, Invesco Exchange-Traded Fund
Trust
II, Invesco India Exchange-Traded Fund Trust and Invesco
Actively
Managed Exchange-Traded Fund Trust and Senior Vice
President,
Invesco Advisers, Inc. (formerly known as Invesco
Institutional
(N.A.), Inc.) (registered investment adviser) |
Jeffrey
H. Kupor – 1968 |
Senior
Vice
President,
Chief
Legal
Officer
and
Secretary |
2018 |
Head
of Legal of the Americas, Invesco Ltd.; Senior Vice
President
and Secretary, Invesco Advisers, Inc. (formerly known
as
Invesco Institutional (N.A.), Inc.) (registered investment
adviser);
Secretary, Invesco Distributors, Inc. (formerly known as
Invesco
AIM Distributors, Inc.); Vice President and Secretary,
Invesco
Investment Services, Inc. (formerly known as Invesco
AIM
Investment Services, Inc.) Senior Vice President, Chief Legal
Officer
and Secretary, The Invesco Funds; Secretary and General
Counsel,
Invesco Investment Advisers LLC (formerly known as
Van
Kampen Asset Management); Secretary and General
Counsel,
Invesco Capital Markets, Inc. (formerly known as Van
Kampen
Funds Inc.) and Chief Legal Officer, Invesco Exchange-
Traded
Fund Trust, Invesco Exchange-Traded Fund Trust II,
Invesco
India Exchange-Traded Fund Trust, Invesco Actively
Managed
Exchange-Traded Fund Trust, Invesco Actively
Managed
Exchange-Traded Commodity Fund Trust and Invesco
Exchange-Traded
Self-Indexed Fund Trust; Secretary and Vice
President,
Harbourview Asset Management Corporation;
Secretary
and Vice President, OppenheimerFunds, Inc. and
Invesco
Managed Accounts, LLC; Secretary and Senior Vice
President,
OFI Global Institutional, Inc.; Secretary and Vice
President,
OFI SteelPath, Inc.; Secretary and Vice President,
Oppenheimer
Acquisition Corp.; Secretary and Vice President,
Shareholder
Services, Inc.; Secretary and Vice President, Trinity
Investment
Management Corporation
Formerly:
Senior Vice President, Invesco Distributors, Inc.;
Secretary
and Vice President, Jemstep, Inc.; Head of Legal,
Worldwide
Institutional, Invesco Ltd.; Secretary and General
Counsel,
INVESCO Private Capital Investments, Inc.; Senior Vice
President,
Secretary and General Counsel, Invesco Management
Group,
Inc. (formerly known as Invesco AIM Management Group,
Inc.);
Assistant Secretary, INVESCO Asset Management
(Bermuda)
Ltd.; Secretary and General Counsel, Invesco Private
Capital,
Inc.; Assistant Secretary and General Counsel, INVESCO
Realty,
Inc.; Secretary and General Counsel, Invesco Senior
Secured
Management, Inc.; Secretary, Sovereign G./P. Holdings
Inc.;
Secretary, Invesco Indexing LLC; and Secretary, W.L. Ross
&
Co., LLC; |
Andrew
R. Schlossberg –
1974 |
Senior
Vice
President |
2019 |
Head
of the Americas and Senior Managing Director, Invesco
Ltd.;
Director and Senior Vice President, Invesco Advisers, Inc.
(formerly
known as Invesco Institutional (N.A.), Inc.) (registered
investment
adviser); Director and Chairman, Invesco Investment
Services,
Inc. (formerly known as Invesco AIM Investment
Services,
Inc.) (registered transfer agent); Senior Vice President,
The
Invesco Funds; Director, Invesco Investment Advisers LLC
(formerly
known as Van Kampen Asset
Management) |
Name,
Year of Birth |
Position(s)
Held
with
the Trust |
Trustee
and/or
Officer
Since |
Principal
Occupation(s) During Past 5 Years |
|
|
|
Formerly:
Director, President and Chairman, Invesco Insurance
Agency,
Inc.; Director, Invesco UK Limited; Director and Chief
Executive,
Invesco Asset Management Limited and Invesco Fund
Managers
Limited; Assistant Vice President, The Invesco Funds;
Senior
Vice President, Invesco Advisers, Inc. (formerly known as
Invesco
Institutional (N.A.), Inc.) (registered investment adviser);
Director
and Chief Executive, Invesco Administration Services
Limited
and Invesco Global Investment Funds Limited; Director,
Invesco
Distributors, Inc.; Head of EMEA, Invesco Ltd.; President,
Invesco
Actively Managed Exchange-Traded Commodity Fund
Trust,
Invesco Actively Managed Exchange-Traded Fund Trust,
Invesco
Exchange-Traded Fund Trust, Invesco Exchange-Traded
Fund
Trust II and Invesco India Exchange-Traded Fund Trust;
Managing
Director and Principal Executive Officer, Invesco
Capital
Management LLC |
John
M. Zerr – 1962 |
Senior
Vice
President |
2006 |
Chief
Operating Officer of the Americas; Senior Vice President,
Invesco
Advisers, Inc. (formerly known as Invesco Institutional
(N.A.),
Inc.) (registered investment adviser); Senior Vice
President,
Invesco Distributors, Inc. (formerly known as Invesco
AIM
Distributors, Inc.); Director and Vice President, Invesco
Investment
Services, Inc. (formerly known as Invesco AIM
Investment
Services, Inc.); Senior Vice President, The Invesco
Funds;
Managing Director, Invesco Capital Management LLC;
Director,
Invesco Investment Advisers LLC (formerly known as
Van
Kampen Asset Management); Senior Vice President, Invesco
Capital
Markets, Inc. (formerly known as Van Kampen Funds
Inc.);
Manager, Invesco Indexing LLC; Manager, Invesco
Specialized
Products, LLC; Member, Invesco Canada Funds
Advisory
Board; Director, President and Chief Executive Officer,
Invesco
Corporate Class Inc. (corporate mutual fund company);
Director,
Chairman, President and Chief Executive Officer,
Invesco
Canada Ltd. (formerly known as Invesco Trimark
Ltd./Invesco
Trimark Ltèe) (registered investment adviser and
registered
transfer agent); President, Invesco, Inc.; President,
Invesco
Global Direct Real Estate Feeder GP Ltd.; President,
Invesco
IP Holdings (Canada) Ltd; President, Invesco Global
Direct
Real Estate GP Ltd.; President, Invesco Financial Services
Ltd.
/ Services Financiers Invesco Ltée; and Director and
Chairman,
Invesco Trust Company
Formerly:
President, Trimark Investments Ltd/Services Financiers
Invesco
Ltee: Director and Senior Vice President, Invesco
Insurance
Agency, Inc.; Director and Senior Vice President,
Invesco
Management Group, Inc. (formerly known as Invesco AIM
Management
Group, Inc.); Secretary and General Counsel,
Invesco
Management Group, Inc. (formerly known as Invesco AIM
Management
Group, Inc.); Secretary, Invesco Investment
Services,
Inc. (formerly known as Invesco AIM Investment
Services,
Inc.); Chief Legal Officer and Secretary, The Invesco
Funds;
Secretary and General Counsel, Invesco Investment
Advisers
LLC (formerly known as Van Kampen Asset
Management);
Secretary and General Counsel, Invesco Capital
Markets,
Inc. (formerly known as Van Kampen Funds Inc.); Chief
Legal
Officer, Invesco Exchange-Traded Fund Trust, Invesco
Exchange-Traded
Fund Trust II, Invesco India Exchange-Traded
Fund
Trust, Invesco Actively Managed Exchange-Traded Fund
Trust,
Invesco Actively Managed Exchange-Traded Commodity
Fund
Trust and Invesco Exchange-Traded Self-Indexed Fund
Trust;
Secretary, Invesco Indexing LLC; Director, Secretary,
|
Name,
Year of Birth |
Position(s)
Held
with
the Trust |
Trustee
and/or
Officer
Since |
Principal
Occupation(s) During Past 5 Years |
|
|
|
General
Counsel and Senior Vice President, Van Kampen
Exchange
Corp.; Director, Vice President and Secretary, IVZ
Distributors,
Inc. (formerly known as INVESCO Distributors, Inc.);
Director
and Vice President, INVESCO Funds Group, Inc.;
Director
and Vice President, Van Kampen Advisors Inc.; Director,
Vice
President, Secretary and General Counsel, Van Kampen
Investor
Services Inc.; Director and Secretary, Invesco
Distributors,
Inc. (formerly known as Invesco AIM Distributors,
Inc.);
Director, Senior Vice President, General Counsel and
Secretary,
Invesco AIM Advisers, Inc. and Van Kampen
Investments
Inc.; Director, Vice President and Secretary, Fund
Management
Company; Director, Senior Vice President,
Secretary,
General Counsel and Vice President, Invesco AIM
Capital
Management, Inc.; Chief Operating Officer and General
Counsel,
Liberty Ridge Capital, Inc. (an investment
adviser) |
Gregory
G. McGreevey –
1962 |
Senior
Vice
President |
2012 |
Senior
Managing Director, Invesco Ltd.; Director, Chairman,
President,
and Chief Executive Officer, Invesco Advisers, Inc.
(formerly
known as Invesco Institutional (N.A.), Inc.) (registered
investment
adviser); Director, Invesco Mortgage Capital, Inc. and
Invesco
Senior Secured Management, Inc.; Senior Vice President,
The
Invesco Funds; President, SNW Asset Management
Corporation
and Invesco Managed Accounts, LLC; Chairman and
Director,
Invesco Private Capital, Inc.; Chairman and Director,
INVESCO
Private Capital Investments, Inc.; Chairman and
Director,
INVESCO Realty, Inc.; and Senior Vice President,
Invesco
Group Services, Inc.
Formerly:
Senior Vice President, Invesco Management Group,
Inc.
and Invesco Advisers, Inc.; Assistant Vice President, The
Invesco
Funds |
Adrien
Deberghes – 1967 |
Principal
Financial
Officer,
Treasurer
and
Vice
President |
2020 |
Head
of the Fund Office of the CFO and Fund Administration;
Vice
President, Invesco Advisers, Inc.; Principal Financial Officer,
Treasurer
and Vice President, The Invesco Funds; Vice President,
Invesco
Exchange-Traded Fund Trust, Invesco Exchange-Traded
Fund
Trust II, Invesco India Exchange-Traded Fund Trust, Invesco
Actively
Managed Exchange-Traded Fund Trust, Invesco Actively
Managed
Exchange-Traded Commodity Fund Trust and Invesco
Exchange-Traded
Self-Indexed Fund Trust
Formerly:
Senior Vice President and Treasurer, Fidelity
Investments |
Crissie
M. Wisdom – 1969 |
Anti-Money
Laundering
Compliance
Officer |
2013 |
Anti-Money
Laundering and OFAC Compliance Officer for Invesco
U.S.
entities including: Invesco Advisers, Inc. and its affiliates,
Invesco
Capital Markets, Inc., Invesco Distributors, Inc., Invesco
Investment
Services, Inc., The Invesco Funds, Invesco Capital
Management,
LLC, Invesco Trust Company; and Fraud
Prevention
Manager for Invesco Investment Services, Inc. |
Todd
F. Kuehl – 1969 |
Chief
Compliance
Officer
and
Senior
Vice
President |
2020 |
Chief
Compliance Officer, Invesco Advisers, Inc. (registered
investment
adviser); and Chief Compliance Officer and Senior
Vice
President, The Invesco Funds
Formerly:
Managing Director and Chief Compliance Officer, Legg
Mason
(Mutual Funds); Chief Compliance Officer, Legg Mason
Private
Portfolio Group (registered investment adviser) |
Michael
McMaster – 1962 |
Chief
Tax
Officer,
Vice
President
and |
2020 |
Head
of Global Fund Services Tax; Chief Tax Officer, Vice
President
and Assistant Treasurer, The Invesco Funds; Vice
President,
Invesco Advisers, Inc.; Assistant Treasurer, Invesco
|
Name,
Year of Birth |
Position(s)
Held
with
the Trust |
Trustee
and/or
Officer
Since |
Principal
Occupation(s) During Past 5 Years |
|
Assistant
Treasurer |
|
Capital
Management LLC, Assistant Treasurer and Chief Tax
Officer,
Invesco Exchange-Traded Fund Trust, Invesco Exchange-
Traded
Fund Trust II, Invesco India Exchange-Traded Fund Trust,
Invesco
Actively Managed Exchange-Traded Fund Trust, Invesco
Actively
Managed Exchange-Traded Commodity Fund Trust and
Invesco
Exchange-Traded Self-Indexed Fund Trust; Assistant
Treasurer,
Invesco Specialized Products, LLC
Formerly:
Senior Vice President – Managing Director of Tax
Services,
U.S. Bank Global Fund Services (GFS) |
James
Bordewick, Jr. -
(1959) |
Senior
Vice
President
and
Senior
Officer |
2022 |
Senior
Vice President and Senior Officer, The Invesco Funds; and
Chief
Legal Officer, KingsCrowd, Inc. (research and analytical
platform
for investment in private capital markets)
Formerly,
Chief Operating Officer and Head of Legal and
Regulatory,
Netcapital (private capital investment platform);
Managing
Director, General Counsel of asset management and
Chief
Compliance Officer for asset management and private
banking,
Bank of America Corporation; Chief Legal Officer,
Columbia
Funds and BofA Funds; Senior Vice President and
Associate
General Counsel, MFS Investment Management; Chief
Legal
Officer, MFS Funds; Associate, Ropes & Gray; Associate,
Gaston
Snow & Ely Bartlett. |
Name
of Trustee |
Dollar
Range of Equity Securities Per
Fund |
Aggregate
Dollar Range of Equity
Securities
in All Registered Investment
Companies
Overseen by Trustee in
Invesco
Funds |
Interested
Person |
|
|
Martin
L. Flanagan |
None |
Over
$100,000 |
|
|
|
Independent
Trustees |
|
|
Beth
Ann Brown |
None |
Over
$100,000 |
Cynthia
Hostetler |
None |
Over
$100,0002
|
Eli
Jones |
None |
Over
$100,0002
|
Elizabeth
Krentzman |
Invesco
Main Street Mid Cap Fund®
|
Over
$100,000 |
|
($10,001
- $50,000) |
|
Anthony
J. LaCava, Jr. |
Invesco
Convertible Securities Fund |
Over
$100,0002 |
|
($50,000
- $100,000) |
|
Prema
Mathai-Davis |
None |
Over
$100,0002
|
Joel
W. Motley |
Invesco
Main Street Mid Cap Fund ®
|
Over
$100,0002
|
|
(Over
$100,000) |
|
Teresa
M. Ressel |
None |
Over
$100,000 |
Ann
Barnett Stern |
None |
Over
$100,0002
|
Robert
C. Troccoli |
None |
Over
$100,0002
|
Daniel
S. Vandivort |
Invesco
International Diversified
Fund |
Over
$100,0002
|
|
(Over
$100,000) |
|
Christopher
L. Wilson |
None |
Over
$100,0002
|
|
|
|
2.
Includes total amount of compensation deferred by the trustee at his or
her election pursuant to a deferred compensation plan.
Such
deferred compensation is placed in a deferral account and deemed to be
invested in one or more of the Invesco
Funds. |
Trustee |
Aggregate
Compensation
From
the Trust(1)
|
Retirement
Benefits
Accrued
by
All Invesco
Funds |
Estimated
Annual
Benefits
Upon
Retirement(2)
|
Total
Compensation
From
All Invesco Funds Paid to
the
Trustees(3)
|
Independent
Trustees(4) |
|
|
|
|
Beth
Ann Brown |
$42,018 |
- |
- |
$428,989 |
Cynthia
Hostetler |
43,489 |
- |
- |
443,985 |
Eli
Jones |
39,581 |
- |
- |
403,989 |
Elizabeth
Krentzman |
45,180 |
- |
- |
461,485 |
Anthony
J. LaCava, Jr. |
45,677 |
- |
- |
466,263 |
Prema
Mathai-Davis |
39,109 |
- |
205,000 |
398,989 |
Joel
W. Motley |
39,819 |
- |
- |
406,489 |
Teresa
M. Ressel |
41,397 |
- |
- |
422,589 |
Ann
Barnett Stern |
42,131 |
- |
- |
430,089 |
Robert
C. Troccoli |
41,027 |
- |
- |
418,989 |
Daniel
S. Vandivort |
40,683 |
- |
- |
420,089 |
Christopher
L. Wilson |
67,430 |
- |
- |
690,933 |
|
|
|
|
|
(1)
Amounts shown are based on the fiscal year ended December 31, 2021. The
total amount of compensation deferred by all trustees
of
the Trust during the fiscal year ended December 31, 2021, including
earnings, was $196,295. | ||||
(2)
These amounts represent the estimated annual benefits payable by the
Invesco Funds upon the trustees' retirement and assumes
each
trustee serves until his or her normal retirement date. These amounts are
not adjusted to reflect deemed investment appreciation
or
depreciation. | ||||
(3)
These amounts represent the compensation paid from all Invesco Funds to
the individuals who serve as trustees. All trustees
currently
serve as trustee of 32 registered investment companies advised by
Invesco. | ||||
(4)
On October 3, 2021, Mr. Jack M. Fields retired. During the fiscal year
ended December 31, 2021, compensation from the Trust for
Mr.
Fields was $31,860. For the year ended December 31, 2021, estimated annual
benefits upon retirement for Mr. Fields were
$205,000
and his total compensation from all Invesco Funds was $324,985.
On
December 31, 2021, Mr. James D. Vaughn retired. During the fiscal year
ended December 31, 2021, compensation from the Trust
for
Mr. Vaughn was $39,099 and his total compensation from all Invesco Funds
was $398,989.
On
November 10, 2021, Russell Burk resigned from his role as Senior Vice
President and Senior Officer of the Invesco Funds. During
the
fiscal year ended December 31, 2021, compensation from the Trust for Mr.
Burk was $90,826. |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||||
|
Class
A Shares |
Class
C Shares |
Class
R Shares |
Class
Y Shares |
Class
R5 Shares |
Class
R6 Shares |
American
Enterprise Investment Svc.
707
2nd
Ave. South
Minneapolis,
MN 55402-2405
|
- |
- |
- |
6.36% |
- |
- |
Great-West
Trustco LLC
Ttee.
F. Crane Independent School District P
c/o
Fascore LLC
8515
E. Orchard Rd. 2T2
Greenwood
Village, CO
|
- |
- |
- |
- |
- |
15.80% |
Great-West
Trustco LLC
Ttee.
Crane Independent SD Non Erisa 403b
c/o
Fascore LLC
8515
E. Orchard Rd. 2T2
Greenwood
Village, CO
|
- |
- |
- |
- |
- |
19.56% |
Invesco
Advisers Inc.
Attn:
Corporate Controller
1555
Peachtree St NE, Ste 1800
Atlanta,
GA 30309-2499
|
- |
- |
- |
- |
86.43% |
64.64% |
Lincoln
Investment Planning, LLC
For
Benefit of Lincoln Customers
601
Office Center Dr. Ste. 300
Ft.
Washington, PA 19034-3275
|
- |
- |
|
8.04% |
- |
- |
LPL
Financial
Omnibus
Customer Account
Attn:
Lindsay O’Toole
4707
Executive Drive
San
Diego, CA 92121-3091
|
- |
- |
- |
5.85% |
- |
- |
National
Financial Services LLC
For
Exclusive Ben. Of Customers
200
Liberty St.One World Financial Center
Attn:
Mutual Funds 5th Floor
New
York, NY 10281-1003
|
- |
- |
- |
25.47% |
- |
- |
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399-0001
|
- |
- |
- |
9.75% |
13.57% |
- |
Raymond
James
Omnibus
for Mutual FundsHouse A/C Firm
Attention:
Courtney Waller
880
Carillon Pkwy.
St
Petersburg, FL 33716-1102 |
- |
- |
- |
5.13% |
- |
- |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||||
|
Class
A Shares |
Class
C Shares |
Class
Y Shares |
Class
R5 Shares |
Class
R6 Shares |
|
American
Enterprise Investment Service
707
2nd
Avenue S
Minneapolis,
MN 55402-2405
|
- |
- |
10.15% |
- |
- |
|
Ascensus
TrustCo.
For
Benefit of Legal Aid Society of Orange County
PO
Box 10758
Fargo,
ND 58106-0758
|
- |
- |
- |
58.67% |
- |
|
BNY
Mellon Investment Servicing Inc.
For
Benefit of Primerica Financial Services
760
Moore Rd.
King
of Prussia, PA 19406-1212
|
14.30% |
- |
- |
- |
- |
|
Charles
Schwab & Company Inc.
Special
Custody Account For Benefit of Customers
Attn:
Mutual Funds
211
Main Street
San
Francisco, CA 94105-1901
|
- |
- |
7.17% |
- |
- |
|
Edward
D. Jones & Co.
For
the Benefit of Customers
12555
Manchester Rd.
St.
Louis, MO 63131-3710
|
8.12% |
- |
- |
- |
25.16% |
|
Laborers
Local 1298 Annuity Fund
681
Fulton Ave
Hempstead,
NY 11550-4556
|
- |
- |
- |
- |
27.36% |
|
Laborers
Local 1298 Pension Fund
681
Fulton Ave
Hempstead,
NY 11550-4556
|
- |
- |
- |
- |
14.99% |
|
LPL
Financial
Omnibus
Customer Account
Attn:
Mutual Fund Trading
4707
Executive Dr.
San
Diego, CA 92121-3091
|
- |
6.96% |
5.28% |
- |
- |
|
Morgan
Stanley Smith Barney LLC
For
Exclusive Benefit of Customers
1
New York Plaza, Floor 12
New
York, NY 10004-1932
|
11.23% |
- |
- |
- |
- |
|
National
Financial Services LLC
FEBO
Customers
Mutual
Funds
499
Washington Blvd., Fl. 5
Jersey
City, NJ 07310-2010
|
6.70% |
10.53% |
12.78% |
38.33% |
9.37% |
|
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399-0002
|
- |
17.66% |
24.34% |
- |
- |
|
Raymond
James
Omnibus
for Mutual Funds
Attn:
Courtney Waller
880
Carillon Pkwy.
St.
Petersburg, FL 33716-1102
|
- |
7.26% |
11.04% |
- |
- |
|
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||||
|
Class
A Shares |
Class
C Shares |
Class
Y Shares |
Class
R5 Shares |
Class
R6 Shares |
|
RBC
Capital Markets LLC
Mutual
Funds Omnibus Processing
Attn:
Mutual Fund Ops. Manager
510
Marquette Ave S.
Minneapolis,
MN 55402-1110
|
- |
6.39% |
- |
- |
- |
|
Saxon
& Co.
PO
Box 7780-1888
Philadelphia,
PA 19182-0001
|
- |
- |
- |
- |
10.70% |
|
Wells
Fargo Clearing Services LLC
Special
Custody Acct. for the Exclusive
Benefit
of Customer
2801
Market St.
Saint
Louis, MO 63103-2523
|
- |
6.93% |
- |
- |
- |
|
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||||
|
Class
A Shares |
Class
C Shares |
Class
R Shares |
Class
Y Shares |
Class
R5 Shares |
Class
R6 Shares |
American
United Life Group
Retirement
Annuity
PO
Box 398
Indianapolis,
IN 46206
|
- |
- |
- |
- |
54.27% |
- |
Ascensus
Trust Company
For
Benefit of Kaplan Telephone Company 401(k) SAF
PO
Box 10758
Fargo,
ND 58106-0758
|
- |
- |
37.06% |
- |
- |
- |
Edward
D. Jones & Co.
For
the Benefit of Customers
12555
Manchester Rd.
Saint
Louis, MO 63131-3710
|
9.02% |
5.04% |
- |
- |
- |
42.46% |
Invesco
Advisers, Inc.
Attn:
Corporate Controller
1555
Peachtree St. NE, Ste 1800
Atlanta,
GA 30309-2499
|
- |
- |
- |
- |
- |
51.27% |
J.P.
Morgan Securities LLC
For
the Exclusive Benefit of
Our
Customers
4
Chase Metrotech Ctr.
Brooklyn,
NY 11245-0001
|
- |
- |
- |
- |
- |
6.27% |
LPL
Financial
Omnibus
Customer Account
Attn:
Mutual Fund Trading
4707
Executive Dr.
San
Diego, CA 92121-3091
|
- |
- |
- |
10.54% |
- |
- |
National
Financial Services LLC
FEBO
Customers
Mutual
Funds
499
Washington Blvd. FL 5
Jersey
City, NJ 07310-2010
|
5.40% |
6.44% |
- |
12.16% |
- |
- |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||||
|
Class
A Shares |
Class
C Shares |
Class
R Shares |
Class
Y Shares |
Class
R5 Shares |
Class
R6 Shares |
Natixis
c/o
Fund Solutions Dept.47 Quai D’Austerlitz
Paris
FRANCE 75013
|
- |
- |
- |
44.40% |
- |
- |
PAI
Trust Company, Inc.
Sharp
Financial Strategies 401(k) P
1300
Enterprise Drive
De
Pere, WI 54115-4934
|
- |
- |
- |
- |
45.16% |
- |
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399-0001
|
6.31% |
5.68% |
- |
5.75% |
- |
- |
State
Street Bank and Trust as Cust.
For
Benefit of ADP Access Product
1
Lincoln Stotech Ctr. FL 6
Boston,
MA 02111
|
- |
- |
20.67% |
- |
- |
- |
Wells
Fargo Clearing Services LLC
Special
Custody Acct. for the
Exclusive
Benefit of Customer
2801
Market St.
Saint
Louis, MO 63103-2523 |
- |
- |
- |
8.25% |
- |
- |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||||
|
Class
A Shares |
Class
C Shares |
Class
R Shares |
Class
Y Shares |
Class
R5 Shares |
Class
R6 Shares |
American
Enterprise Investment Svc.
707
2nd
Ave. S.
Minneapolis,
MN 55402-2405
|
- |
10.05% |
- |
28.37% |
- |
- |
BNY
Mellon Investment Servicing Inc.
For
Benefit of Primerica Financial Services
760
Moore Rd.King of Prussia, PA 19406-1212
|
12.76% |
- |
- |
- |
- |
- |
Edward
D. Jones & Co.
For
the Benefit of Customers
12555
Manchester Road
St.
Louis, MO 63131-3710
|
48.31% |
41.99% |
- |
- |
- |
- |
Invesco
Advisers Inc.
Attn:
Corporate Controller
1555
Peachtree Street NE Ste. 1800
Atlanta,
GA 30309-2499
|
- |
- |
- |
- |
10.17% |
7.12% |
LPL
Financial
Omnibus
Customer Account
Attn:
Mutual Fund Trading
4707
Executive Dr.
San
Diego, CA 92121-3091
|
- |
5.40% |
- |
10.32% |
- |
- |
Merrill
Lynch Pierce Fenner & Smith
For
the Sole Benefit of its Customers
Attn:
Fund Admin
4800
Deer Lake Dr E 2nd Fl.
Jacksonville,
FL 32246-6484
|
- |
- |
- |
5.26% |
41.34% |
- |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||||
|
Class
A Shares |
Class
C Shares |
Class
R Shares |
Class
Y Shares |
Class
R5 Shares |
Class
R6 Shares |
Morgan
Stanley Smith Barney LLC
For
Exclusive Benefit of Customers
1
New York Plz. FL 12
New
York, NY 10004-1932
|
- |
-̶ |
- |
5.87% |
- |
- |
National
Financial Services LLC
For
Exclusive Benefit of Customers
Mutual
Funds
499
Washington Blvd. FL 5
Jersey
City, NJ 07310-2010
|
- |
6.18% |
- |
6.35% |
- |
- |
Nationwide
Trust Company FSB
c/o
IPO Portfolio Accounting
PO
Box 182029
Columbus,
OH 43218-2029
|
- |
- |
- |
- |
39.10% |
- |
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399-0001
|
- |
6.57% |
- |
16.88% |
- |
- |
Raymond
James
Omnibus
for Mutual Funds
House
A/C
Attn:
Courtney Waller
880
Carillon Parkway
St.
Petersburg, FL 33716-1102
|
- |
- |
- |
6.75% |
- |
- |
State
Street Bank and Trust
As
Cust. For Benefit of ADP Access Product
1
Lincoln Stotech Ctr. FL 6
Boston,
MA 02111
|
- |
- |
- |
- |
- |
92.88% |
Wells
Fargo Clearing Services LLC
Special
Custody Acct. for the Exclusive Benefit of
Customer
2801
Market St.
Saint
Louis, MO 63103-2523 |
- |
- |
- |
6.75% |
- |
- |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||||
|
Class
A Shares |
Class
C Shares |
Class
R Shares |
Class
Y Shares |
Class
R5 Shares |
Class
R6 Shares |
American
Enterprise Investment Svc.
707
2nd Ave. South
Minneapolis,
MN 55402-2405
|
5.80% |
10.01% |
- |
15.20% |
- |
- |
Charles
Schwab & Co. Inc.
Special
Custody Account For Benefit of Customers
Attn:
Mutual Funds
211
Main Street
San
Francisco, CA 94105-1901
|
- |
- |
- |
- |
- |
8.16% |
DCGT
as Ttee and/or Cust.
For
Benefit of PLIC Various Ret. Plan Omnibus
Attn:
NPIO Trade Desk
711
High St.
Des
Moines, IA 50392-0001
|
- |
- |
- |
- |
- |
11.50% |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||||
|
Class
A Shares |
Class
C Shares |
Class
R Shares |
Class
Y Shares |
Class
R5 Shares |
Class
R6 Shares |
Edward
D. Jones & Co.
For
the Benefit of Customers
12555
Manchester Rd.
Saint
Louis, MO 63131-3710
|
5.03% |
- |
- |
- |
- |
9.05% |
Equitable
Life Ins. Co.
For
Sep A/C on Behalf of Various Expediter 401k Plans
PO
Box 8095
Boston,
MA 02114-0031
|
- |
- |
15.66% |
- |
- |
- |
Hartford
Life Insurance Co.
Separate
Acct.
Attn:
UIT Operations
PO
Box 2999
Hartford,
CT 06104-2999
|
- |
- |
8.24% |
- |
- |
- |
Invesco
Advisers, Inc.
Attn:
Corporate Controller
1555
Peachtree St. NE Ste. 1800
Atlanta,
GA 30309-2499
|
- |
- |
- |
- |
27.42% |
- |
LPL
Financial
Omnibus
Customer Account
Attn:
Lindsay O’Toole
4707
Executive Dr.
San
Diego, CA 92121-3091
|
- |
7.64% |
- |
10.02% |
- |
- |
Mass
Mutual Life Insurance Co.
Separate
Investment A/C
1295
State St. MIP M200-INVST
Springfield,
MA 01111-0001
|
- |
- |
7.07% |
- |
- |
- |
Merrill
Lynch Pierce Fenner & Smith Inc.
For
the Sole Benefit of Customers
Attn:
Fund Admin.
4800
Deer Lake Dr. E, Floor 3
Jacksonville,
FL 32246-6484
|
6.29% |
- |
- |
12.10% |
- |
5.42% |
Morgan
Stanley Smith Barney LLC
For
the Exclusive Benefit of its Customers
1
New York Plaza FL 12
New
York, NY 10004-1932
|
- |
6.46% |
- |
5.88% |
- |
- |
National
Financial Services LLC
For
Exclusive Benefit of Customers
200
Liberty Street
One
World Financial Center
Attn:
Mutual Funds, 5th Floor
New
York, NY 10281-1003
|
8.18% |
6.62% |
- |
14.24% |
- |
17.65% |
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399-0001
|
5.82% |
8.03% |
- |
10.08% |
72.58% |
- |
Raymond
James
Omnibus
for Mutual Funds
House
A/C
Attn:
Courtney Waller
880
Carillon Pkwy.
St.
Petersburg, FL 33716-1102
|
- |
5.21% |
- |
5.85% |
- |
- |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||||
|
Class
A Shares |
Class
C Shares |
Class
R Shares |
Class
Y Shares |
Class
R5 Shares |
Class
R6 Shares |
Sammons
Financial Network
4546
Corporate Dr. Ste. 100
West
Des Moines, IA 50266-5911
|
- |
- |
9.30% |
- |
- |
- |
Vanguard
Fiduciary Trust Co.
For
Benefit of 401k Clients
Attn:
Investment Services
PO
Box 2600
Valley
Forge, PA 19482-2600
|
- |
- |
- |
- |
- |
6.01% |
Wells
Fargo Clearing Services LLC
Special
Custody Acct. for the
Exclusive
Benefit of Customer
2801
Market St.
Saint
Louis, MO 63103-2523 |
- |
6.68% |
- |
- |
- |
- |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||||
|
Class
A Shares |
Class
C Shares |
Class
R Shares |
Class
Y Shares |
Class
R5 Shares |
Class
R6 Shares |
American
Enterprise Investment Service
707
2nd
Avenue S
Minneapolis,
MN 55402-2405
|
- |
- |
- |
8.17% |
- |
- |
DCGT
Trustee & or Custodian
For
Benefit of PLIC Various Retirement Plans
Omnibus
Attn:
NPIO Trade Desk
711
High St.
Des
Moines, IA 50391-0001
|
- |
- |
- |
- |
- |
5.56% |
Edward
D. Jones & Co.
For
the Benefit of Customers
12555
Manchester Rd.
Saint
Louis, MO 63131-3710
|
7.13% |
- |
- |
- |
- |
29.34% |
Great-West
Trust Company LLC
Trust/Retirement
Plans
OMNIBSG
8515
E. Orchard Rd. 2T2
Greenwood
Village, CO 80111-5002
|
- |
- |
- |
- |
8.10% |
- |
Hartford
Life Insurance Co.
Separate
Account
Attn:
UIT Operations
PO
Box 2999
Hartford,
CT 06104-2999
|
- |
- |
9.09% |
- |
- |
- |
Mass
Mutual Life Insurance Co.
Separate
Investment A/C
1295
State St. MIP M200-INVST
Springfield,
MA 01111-0001
|
- |
- |
- |
- |
- |
5.74% |
Matrix
Trust Co. as (Agnt)
Newport
Trust Co.
TTX
Holdings Inc 401k Plan
35
Iron Point Circle. Ste. 300
Folsom,
CA 95630-8589
|
|
|
|
|
|
5.10% |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||||
|
Class
A Shares |
Class
C Shares |
Class
R Shares |
Class
Y Shares |
Class
R5 Shares |
Class
R6 Shares |
Merrill
Lynch Pierce Fenner & Smith
For
the Sole Benefit of its Customers
Attn:
Fund Admin
4800
Deer Lake Dr E FL 3
Jacksonville,
FL 32246-6484
|
- |
- |
- |
- |
- |
13.05% |
National
Financial Services LLC
For
Exclusive Benefit of Customers
200
Liberty Street
One
World Financial Center
Attn:
Mutual Funds 5th Floor
New
York, NY 10281-1003
|
6.72% |
6.97% |
- |
13.81% |
- |
12.07% |
National
Financial Services LLC
FEBO
Customers
Mutual
Funds
499
Washington Blvd., FL 5
Jersey
City, NJ 07310-2010
|
- |
- |
- |
- |
55.63% |
- |
Nationwide
Trust Company
c/o
IPO Portfolio Accounting
PO
Box 182029
Columbus,
OH 43218-2029
|
- |
- |
- |
- |
22.45% |
- |
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399-0001
|
5.43% |
- |
- |
15.96% |
- |
- |
Reliance
Trust Co.
For
Benefit of MassMutual Registered Product
PO
Box 78446
Atlanta,
GA 30357-2446
|
- |
- |
- |
- |
- |
- |
Spec
Cdy A/C for Exclusive Benefit of Customer
UBSFSI
Omni
Account M/F
Attn:
Department Manager
1000
Harbor Blvd.
Weehawken,
NJ 07086-6761
|
- |
- |
- |
11.69% |
- |
- |
State
Street Bank & Trust
As
Tr. & Cust.
For
Benefit of ADP Access Product
1
Lincoln St.
Boston,
MA 02111-2900 |
- |
- |
6.24% |
- |
- |
- |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||||
|
Class
A Shares |
Class
C Shares |
Class
R Shares |
Class
Y Shares |
Class
R5 Shares |
Class
R6 Shares |
BNY
Mellon Investment Servicing Inc.
For
Benefit of Primerica Financial Services
760
Moore Rd.
King
of Prussia, PA 19406-1212
|
7.18% |
- |
- |
- |
- |
- |
DCGT
Trustee & or Custodian
For
Benefit of PLIC Various Retirement Plans Omnibus
Attn:
NPIO Trade Desk
Des
Moines, IA 50392-0001
|
- |
- |
- |
- |
11.12% |
- |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||||
|
Class
A Shares |
Class
C Shares |
Class
R Shares |
Class
Y Shares |
Class
R5 Shares |
Class
R6 Shares |
FIIOC
For Benefit of West Herr Employees’ Retirement
Plan
100
Magellan Way (KW1C)
Covington,
KY 41015-1987
|
- |
- |
- |
- |
49.95% |
- |
Invesco
Advisers Inc.
Attn:
Corporate Controller
1555
Peachtree St NE Ste. 1800Atlanta, GA 30309-
2499
|
- |
- |
- |
- |
- |
- |
Invesco
Growth Allocation Fund
Fund
Omnibus Account KGHL
11
Greenway Plaza Ste. 2500
Houston,
TX 77046-1188
|
- |
- |
- |
- |
- |
11.93% |
John
Hancock Trust Company LLC
690
Canton St. Ste. 100
Westwood,
MA 02090-2324
|
- |
- |
- |
- |
11.64% |
- |
LPL
Financial
Omnibus
Customer Account
Attn:
Lindsay O’Toole
4707
Executive Drive
San
Diego, CA 92121-3091
|
- |
10.31% |
- |
80.83% |
- |
- |
Mac
& Co. Acct.
Attn:
Mutual Funds Operation
500
Grant Street, Room 151-1010
Pittsburgh,
PA 15219-2502
|
- |
- |
- |
- |
- |
20.88% |
Matrix
Trust Company Trustee
For
Benefit of Eplan Svcs. Group Trust
PO
Box 52129
Phoenix,
AZ 85072-2129
|
- |
- |
- |
- |
6.99% |
- |
National
Financial Services LLC
For
Exclusive Benefit of Customers
200
Liberty St.
One
World Financial Center
Attn:
Mutual Funds 5th Floor
New
York, NY 10281-1003
|
6.64% |
7.66% |
- |
- |
- |
- |
Oppenheimer
Portfolio Series
Active
Allocation
Attn:
Cynthia Smith
11
Greenway Plaza FL 16
Houston,
TX 77046-1100
|
- |
- |
- |
- |
- |
25.83% |
Oppenheimer
Portfolio Series
Growth
Investor Fund
Attn:
Cynthia Smith
11
Greenway Plaza FL 16
Houston,
TX 77046-1100
|
- |
- |
- |
- |
- |
12.07% |
Oppenheimer
Portfolio Series
Moderate
Investor
Attn:
Cynthia Smith
11
Greenway Plaza FL 16
Houston,
TX 77046-1100
|
- |
- |
- |
- |
- |
14.66% |
Sammons
Financial Network
4546
Corporate Dr. Ste. 100
West
Des Moines, IA 50266-5911 |
- |
- |
13.38% |
- |
- |
- |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||||
|
Class
A Shares |
Class
C Shares |
Class
R Shares |
Class
Y Shares |
Class
R5 Shares |
Class
R6 Shares |
American
Enterprise Investment Svc.
707
2nd Ave. S.
Minneapolis,
MN 55402-2405
|
- |
- |
- |
9.71% |
- |
- |
Ascensus
Trust Company
For
Benefit of Industrial Electronics, Inc.
PO
Box 10758
Fargo,
ND 58106-0758
|
- |
- |
5.11% |
- |
- |
- |
BNY
Mellon Investment Servicing Inc.
For
Benefit of Primerica Financial Services
760
Moore Rd.
King
of Prussia, PA 19406-1212
|
5.16% |
- |
- |
- |
- |
- |
Edward
D. Jones & Co.
For
the Benefit of Customers
12555
Manchester Rd.
Saint
Louis, MO 63131-3710
|
9.75% |
- |
- |
- |
- |
78.07% |
Invesco
Advisers Inc.
Attn:
Corporate Controller
1555
Peachtree St. NE Ste. 1800
Atlanta,
GA 30309-2499
|
- |
- |
- |
- |
7.09% |
- |
LPL
Financial
Omnibus
Customer Account
Attn:
Mutual Fund Trading
4707
Executive Dr.
San
Diego, CA 92121-3091
|
- |
- |
- |
9.72% |
- |
- |
Merrill
Lynch Pierce Fenner & Smith
For
the Sole Benefit of Customers
Attn:
Fund Administration
4800
Deer Lake Dr. East 2nd Floor
Jacksonville,
FL 32246-6484
|
- |
- |
- |
- |
37.70% |
- |
National
Financial Services LLC 1
For
Exclusive Benefit of Customers
Mutual
Funds
499
Washington Blvd. FL 5
Jersey
City, NJ 07310-2010
|
5.29% |
5.17% |
- |
19.99% |
- |
18.91% |
Nationwide
Life Ins. Co. NACO
c/o
IPO Portfolio Accounting
PO
Box 182029
Columbus,
OH 43218-2029
|
- |
- |
- |
- |
55.21% |
- |
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399-0002
|
- |
6.14% |
- |
7.99% |
- |
- |
Raymond
James
Omnibus
for Mutual Funds
Attn:
Courtney Waller
880
Carillon Pkwy.
St.
Petersburg, FL 33716-1102
|
- |
- |
- |
6.78% |
- |
- |
SEI
Private Trustco.
c/o
Newport
One
Freedom Valley Drive
Oaks,
PA 19456-9989
|
- |
- |
- |
13.83% |
- |
- |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||||
|
Class
A Shares |
Class
C Shares |
Class
R Shares |
Class
Y Shares |
Class
R5 Shares |
Class
R6 Shares |
Wells
Fargo Clearing Services LLC
Special
Custody Acct. for the Exclusive Benefit of
Customer
2801
Market St.
Saint
Louis, MO 63103-2523 |
- |
- |
- |
11.30% |
- |
- |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||||
|
Class
A Shares |
Class
C Shares |
Class
R Shares |
Class
Y Shares |
Class
R5 Shares |
Class
R6 Shares |
Ascensus
Trust Co.
For
Benefit of Rosemar Construction Inc. 401k
PO
Box 10758
Fargo,
ND 58106-0758
|
- |
- |
7.29% |
- |
- |
- |
Edward
D. Jones & Co.
For
Benefit of Customers
12555
Manchester Rd.
St.
Louis, MO 63131-3710
|
10.25% |
- |
- |
- |
- |
- |
Invesco
Advisers Inc.
Attn:
Corporate Controller
1555
Peachtree St. NE Ste. 1800
Atlanta,
GA 30309-2499
|
- |
- |
- |
- |
100.00%* |
100.00%* |
Merrill
Lynch Pierce Fenner & Smith
For
the Sole Benefit of its Customers
Attn:
Fund Admin.
4800
Deer Lake Dr. E. Fl. 3
Jacksonville,
FL 32246-6484
|
- |
- |
- |
5.93% |
- |
- |
Mid
Atlantic Trust Company
For
Benefit of Waldan Paper Services, Inc. 401(k)
1251
Waterfront Place, Ste. 525
Pittsburgh,
PA 15222-4228
|
- |
- |
- |
8.30% |
- |
- |
National
Financial Services LLC
For
Exclusive Benefit of Customers
200
Liberty Street
One
World Financial Center
Attn:
Mutual Funds 5th Floor
New
York, NY 10281-1003
|
- |
- |
- |
8.58% |
- |
- |
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399-0001
|
- |
- |
- |
33.98% |
- |
- |
Wells
Fargo Clearing Svcs., LLC
Special
Custody A/C for the Exclusive For Benefit of
Customer
2801
Market Street
Saint
Louis, MO 63103-2523 |
- |
- |
- |
8.09% |
- |
- |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record |
| |||||
|
Class
A Shares |
Class
C Shares |
Class
R Shares |
Class
S Shares |
Class
Y Shares |
Class
R5 Shares |
Class
R6 Shares |
Ascensus
Trustco
For
Benefit of Holder & Jacobs PC
401k
PL 2
PO
Box 10758
Fargo,
ND 58106-0758
|
- |
- |
- |
- |
- |
70.45% |
- |
BNY
Mellon Investment Servicing Inc.
For
Benefit of Primerica Financial
Services
760
Moore Rd.
King
of Prussia, PA 19406-1212
|
17.30% |
- |
- |
- |
- |
- |
- |
Edward
D. Jones & Co.
For
the Benefit of Customers
12555
Manchester Rd.
Saint
Louis, MO 63131-3710
|
18.47% |
11.72% |
- |
- |
- |
- |
- |
Great-West
Trustco., LLC
Ttee.
F. Crane Independent School
District
Non ERISA 403b
c/o
Fascore LLC
8515
E. Orchard Rd. 2T2
Greenwood
Village, CO 80111-5002
|
- |
- |
- |
- |
- |
- |
9.42% |
Great-West
Trustco, LLC
Ttee.
F. Crane Independent School
District
P
c/o
Fascore LLC
8515
E. Orchard Rd. 2T2
Greenwood
Village, CO 80111-5002
|
- |
- |
- |
- |
- |
- |
7.74% |
Invesco
Advisers Inc.
Attn:
Corporate Controller
1555
Peachtree St. NE Ste. 1800
Atlanta,
GA 30309-2499
|
- |
- |
- |
- |
- |
29.55% |
14.27% |
LPL
Financial
Omnibus
Customer Account
Attn:
Mutual Fund Trading
4707
Executive Dr.
San
Diego, CA 92121-3091
|
- |
|
- |
- |
8.89% |
- |
- |
Morgan
Stanley Smith Barney LLC
For
Exclusive Benefit of Customers
1
New York Plz. FL 12
New
York, NY 10004-1932
|
- |
- |
- |
- |
8.16% |
- |
- |
National
Financial Services LLC
For
Exclusive Benefit of Customers
Mutual
Funds
499
Washington Blvd. FL 5
Jersey
City, NJ 07310-2010
|
- |
- |
- |
- |
12.57% |
- |
42.97% |
PAI
Trustco Inc.
GA
Plastic Surgery Specialists PC
401k
1300
Enterprise Drive
De
Pere, WI 54115-4934
|
- |
- |
- |
- |
- |
- |
7.48% |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record |
| |||||
|
Class
A Shares |
Class
C Shares |
Class
R Shares |
Class
S Shares |
Class
Y Shares |
Class
R5 Shares |
Class
R6 Shares |
PAI
Trustco Inc.
Medical
Plus Supplies Inc. 401k
1300
Enterprise Drive
De
Père, WI 54115-4934
|
- |
- |
- |
- |
- |
- |
18.11% |
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399-0001
|
- |
- |
- |
- |
9.57% |
- |
- |
Raymond
James
Omnibus
for Mutual Funds
Attn:
Courtney Waller
880
Carillon Pkwy.
St.
Petersburg, FL 33716-1102 |
- |
- |
- |
- |
14.75% |
- |
- |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||||
|
Class
A Shares |
Class
C Shares |
Class
R Shares |
Class
Y Shares |
Class
R5 Shares |
Class
R6 Shares |
Invesco
Advisers Inc.
Attn:
Corporate Controller
1555
Peachtree St. NE Ste. 1800
Atlanta,
GA 30309-2499
|
- |
- |
- |
- |
100.00%* |
48.65% |
JP
Morgan Securities LLC
For
the Exclusive Benefit of Our Customers
4
Chase Metrotech Ctr.
Brooklyn,
NY 11245-0001
|
- |
- |
- |
- |
- |
43.59% |
Lincoln
Investment Planning, LLC
For
Benefit of Lincoln Customers
601
Office Center Dr. Ste. 300
Ft.
Washington, PA 19034-3275
|
- |
- |
- |
5.30% |
- |
- |
LPL
Financial
Omnibus
Customer Account
Attn:
Lindsay O’Toole
4707
Executive Drive
San
Diego, CA 92121-3091
|
- |
- |
- |
6.25% |
- |
- |
National
Financial Services LLC
For
Exclusive Benefit of Customers
200
Liberty Street
One
World Financial Center
Attn:
Mutual Funds 5th
Floor
New
York NY 10281-1003
|
- |
- |
- |
13.74% |
- |
- |
Pershing
LLC
PO
Box 2052
Jersey
City, NJ 07303-2052
|
- |
- |
- |
13.15% |
- |
7.76% |
Raymond
James
Omnibus
for Mutual Funds
House
A/C
Attn:
Courtney Waller
880
Carillon Parkway
St.
Petersburg, FL 33716-1102
|
- |
- |
- |
5.76% |
- |
- |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record | |||||
|
Class
A Shares |
Class
C Shares |
Class
R Shares |
Class
Y Shares |
Class
R5 Shares |
Class
R6 Shares |
Wells
Fargo Clearing Svcs, LLC
Special
Custody A/C for the Exclusive For Benefit of
Customer
2801
Market Street
Saint
Louis, MO 63103-2523 |
|
|
|
7.13% |
|
|
Name
and Address
of
Principal Holder |
Percentage
Owned of Record |
| |||||
|
Class
A Shares |
Class
C Shares |
Class
R Shares |
Class
S Shares |
Class
Y Shares |
Class
R5 Shares |
Class
R6 Shares |
Edward
D. Jones & Co.
For
Benefit of Customers
12555
Manchester Rd.
St.
Louis, MO 63131-3710
|
11.55% |
- |
- |
- |
- |
- |
- |
Invesco
Advisers Inc.
Attn:
Corporate Controller
1555
Peachtree St. NE. Ste. 1800
Atlanta,
GA 30309-2499
|
- |
- |
- |
- |
- |
100.00%* |
- |
Lincoln
Investment Planning, LLC
For
Benefit of Lincoln Customers
601
Office Center Dr. Ste. 300
Ft.
Washington, PA 19034-3275
|
|
|
|
|
6.20% |
|
|
LPL
Financial
Omnibus
Customer Account
Attn:
Lindsay O’Toole
4707
Executive Drive
San
Diego, CA 92121-3091
|
- |
- |
- |
- |
5.83% |
- |
- |
National
Financial Services LLC
For
Exclusive Benefit of Customers
200
Liberty Street
One
World Financial Center
Attn:
Mutual Funds 5th Floor
New
York, NY 10281-1003
|
- |
- |
- |
- |
10.84% |
- |
- |
PAI
Trustco Inc.
Medical
Plus Supplies Inc. 401k
1300
Enterprise Drive
De
Pere, WI 54115-4934
|
- |
- |
- |
- |
- |
- |
7.16% |
PAI
Trustco Inc.
GA
Plastic Surgery Specialists PC
401k
1300
Enterprise Drive
De
Pere, WI 54115-4934
|
- |
- |
- |
- |
- |
- |
91.32% |
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399-0001 |
- |
- |
- |
- |
28.99% |
- |
- |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record |
| |||||
|
Class
A Shares |
Class
C Shares |
Class
R Shares |
Class
S Shares |
Class
Y Shares |
Class
R5 Shares |
Class
R6 Shares |
Ascensus
Trust Company
For
Benefit of Mokulua High
Performance
Builder
PO
Box 10758
Fargo,
ND 58106-0758
|
- |
- |
- |
- |
- |
- |
14.05% |
Ascensus
Trust Company
For
Benefit of Orthopaedic
Associates,
Inc.
PO
Box 10577
Fargo,
ND 58106-0577
|
- |
- |
11.76% |
- |
- |
- |
- |
BNY
Mellon Investment Servicing Inc.
For
Benefit of Primerica Financial
Services
760
Moore Rd.
King
of Prussia, PA 19406-1212
|
7.67% |
- |
- |
- |
- |
- |
- |
David
M. Casstevens & Elizabeth
Casstevens
Ttees.
Ft.
Walton Beach, FL
|
- |
- |
- |
6.79% |
- |
- |
- |
Edward
D. Jones & Co.
For
the Benefit of Customers
12555
Manchester Rd.
St.
Louis, MO 63131-3710
|
33.08% |
24.68% |
- |
- |
- |
- |
- |
Getty
J. George III & Lori L. George
Ttees.
Riverside,
CA
|
- |
- |
- |
29.94% |
- |
- |
- |
Great-West
Trustco LLC
Ttee.
F. Crane Independent School
District
Non ERISA 403b
c/o
Fascore LLC
8515
E. Orchard Rd. 2T2
Greenwood
Village, CO 80111-5002
|
- |
- |
- |
- |
- |
- |
25.80% |
Great-West
Trustco LLC
Ttee.
F. Crane Independent School
District
P
c/o
Fascore LLC
8515
E. Orchard Rd. 2T2
Greenwood
Village, CO 80111-5002
|
- |
- |
- |
- |
- |
- |
20.67% |
Invesco
Advisers Inc.
Attn:
Corporate Controller
1555
Peachtree St NE Ste. 1800
Atlanta,
GA 30309-2499
|
- |
- |
- |
- |
- |
10.26% |
34.45% |
Invesco
Foundation Inc.
1555
Peachtree St. NE Ste. 1800
Atlanta,
GA 30309-2499
|
- |
- |
- |
- |
50.57% |
|
|
Margaret
M. Mennie, Thomas L.
Mennie
Scottsdale,
AZ
|
- |
- |
- |
5.66% |
- |
- |
- |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record |
| |||||
|
Class
A Shares |
Class
C Shares |
Class
R Shares |
Class
S Shares |
Class
Y Shares |
Class
R5 Shares |
Class
R6 Shares |
National
Financial Services LLC
For
Exclusive Benefit of Customers
Mutual
Funds
499
Washington Blvd. Fl. 5
Jersey
City, NJ 07310-2010
|
- |
- |
- |
- |
7.23% |
- |
- |
PAI
Trust Company, Inc.
Medical
Plus Supplies Inc. 401k
1300
Enterprise Dr.
De
Pere, WI 54115-4934
|
- |
- |
- |
- |
- |
- |
5.04% |
PAI
Trust Company, Inc.
Wannemacher
Jensen Architects Inc.
1300
Enterprise Dr.
De
Pere, WI 54115-4934
|
- |
- |
- |
- |
- |
89.74% |
- |
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399-0001 |
- |
- |
- |
- |
19.48% |
- |
- |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record |
| |||||
|
Class
A Shares |
Class
C Shares |
Class
R Shares |
Class
Y Shares |
Investor
Class Shares |
Class
R5 Shares |
Class
R6 Shares |
American
Enterprise
Investment
Svc.
707
2nd
Ave. S.
Minneapolis,
MN 55402-2405
|
- |
10.56% |
- |
16.10% |
- |
- |
- |
BNY
Mellon Investment
Servicing
Inc.
For
Benefit of Primerica
Financial
Services
760
Moore Rd.
King
of Prussia, PA 19406-
1212
|
8.90% |
- |
- |
- |
- |
- |
- |
Charles
Schwab & Co. Inc.
Special
Custody Acct. For
Benefit
of Customers
Attn:
Mutual Funds
211
Main St.
San
Francisco, CA 94105-
1905
|
- |
- |
- |
- |
9.93% |
7.40% |
10.86% |
DCGT
Trustee & or Custodian
FBO
PLIC Various Retirement
Plans
Omnibus
Attn:
NPIO Trade Desk
711
High Street
Des
Moines, IA 50392-0001
|
- |
- |
- |
- |
- |
8.05% |
- |
Edward
D. Jones & Co.
For
the Benefit of Customers
12555
Manchester Rd.
Saint
Louis, MO 63131-3710
|
7.38% |
- |
- |
- |
- |
- |
- |
John
Hancock Life Insurance
Company
USA
RPS-Trading
Ops
200
Berkeley St. FL 3
Boston,
MA 02116-5030
|
- |
- |
- |
- |
- |
31.66% |
- |
Name
and Address
of
Principal Holder |
Percentage
Owned of Record |
| |||||
|
Class
A Shares |
Class
C Shares |
Class
R Shares |
Class
Y Shares |
Investor
Class Shares |
Class
R5 Shares |
Class
R6 Shares |
John
Hancock Trust Company
LLC
690
Canton St. Ste. 100
Westwood,
MA 02090-2324
|
- |
- |
- |
- |
- |
5.15% |
5.22% |
LPL
Financial
Omnibus
Customer Account
Attn:
Mutual Fund Trading
4707
Executive Dr.
San
Diego, CA 92121-3091
|
- |
6.02% |
- |
17.11% |
- |
- |
- |
Massachusetts
Mutual
Insurance
Company
1295
State Street
Springfield,
MA 01111-0001
|
- |
- |
34.68% |
- |
- |
- |
7.33% |
Merrill
Lynch Pierce Fenner &
Smith
FBO
the Sole Benefit of
Customers
Attn:
Fund Administration
4800
Deer Lake Dr. East 2nd
Fl.
Jacksonville,
FL 32246-6484
|
- |
- |
- |
- |
- |
5.97% |
- |
National
Financial Services
LLC
For
Exclusive Benefit of
Customers
Mutual
Funds
499
Washington Blvd. FL 5
Jersey
City, NJ 07310-2010
|
10.36% |
6.78% |
- |
24.81% |
7.86% |
12.41% |
35.44% |
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399-0001
|
- |
7.89% |
- |
6.21% |
- |
- |
- |
Talcott
Resolution Life Ins. Co.
Separate
Account 401k
PO
Box 5051
Hartford,
CT 06102-5051 |
5.10% |
- |
37.42% |
- |
10.92% |
- |
- |
|
2021 |
2020 |
2019 | ||||||
|
Management
Fee
Payable |
Management
Fee
Waivers |
Net
Management
Fee
Paid |
Management
Fee
Payable |
Management
Fee
Waivers |
Net
Management
Fee
Paid |
Management
Fee
Payable |
Management
Fee
Waivers |
Net
Management
Fee
Paid |
Invesco
Convertible
Securities
Fund |
$6,797,314 |
$(16,830) |
$6,780,484 |
$5,874,034 |
$(39,111) |
$5,834,923 |
$5,735,227 |
$(42,716) |
$5,692,511 |
Invesco
Income
Advantage
International
Fund |
$555,255 |
(85,936) |
$469,319 |
$563,306 |
(1,137) |
$562,169 |
$680,580 |
$(2,433) |
$678,147 |
Invesco
Quality Income
Fund |
$4,111,114 |
$(242,356) |
$3,868,758 |
$4,084,411 |
$(304,603) |
$3,779,808 |
$2,334,211 |
$(11,906) |
$2,322,305 |
Invesco
Small Cap
Growth
Fund |
$28,403,172 |
$(26,604) |
$28,376,568 |
$19,949,690 |
$(48,114) |
$19,901,576 |
$19,088,247 |
$(61,209) |
$19,027,038 |
|
December
31, 2021 |
December
31, 2020 |
January
31, 2019
and
11
Month Ended
December
31, 2019* | ||||
|
Management
Fee
Payable |
Management
Fee
Waivers |
Net
Management
Fee
Paid |
Management
Fees Paid |
Management
Fee
Waivers |
Net
Management
Fee
Paid |
Management
Fees
Paid |
Invesco
Active Allocation Fund* |
$2,110,052 |
$(2,308) |
$2,107,744 |
$1,851,028 |
$(6,363) |
$1,844,665 |
$0 |
*Prior
to September 30, 2019, the fiscal year end of the Fund was January
31. |
|
|
December
31, 2021 |
December
31, 2020 |
8
Month
Ended
December
31,
2019** |
April
30,
2019** | |||||
|
Management
Fee
Payable |
Management
Fee
Waivers |
Net
Management
Fee
Paid |
Management
Fee
Payable |
Management
Fee
Waivers |
Net
Management
Fee
Paid |
Management
Fees
Paid | ||
Invesco
Main Street
Small
Cap Fund®** |
$9,782,700 |
$(8,776) |
$9,773,924 |
$4,985,812 |
$202,282 |
$4,783,530 |
$2,982,056 |
$4,717,967 | |
|
|
|
|
|
|
| |||
**Prior
to June 30, 2019, the fiscal year end of the Fund was April
30. |
|
December
31, 2021 |
December
31, 2020 |
6
Month
Ended
December
31,
2019*** |
June
30,
2019*** | |||||
|
Management
Fee
Payable |
Management
Fee
Waivers |
Net
Management
Fee
Paid |
Management
Fee
Payable |
Management
Fee
Waivers |
Net
Management
Fee
Paid |
Management
Fees
Paid | ||
Invesco
Main Street
Mid
Cap Fund®*** |
$18,214,071 |
$(28,495) |
$18,185,576 |
$13,817,064 |
$389,997 |
$13,427,067 |
$6,725,580 |
$15,172,123 | |
|
|
|
|
|
|
| |||
***Prior
to December 31, 2019, the fiscal year end of the Fund was June
30. |
|
Fund |
Portfolio
Managers |
Dollar
Range of
Investments
in the Fund |
Invesco
Active Allocation Fund | ||
|
Jeffrey
Bennett |
None |
|
Jacob
Borbidge |
None |
|
Alessio
de Longis |
None |
|
Duy
Nguyen |
$50,001–$100,000 |
|
|
|
Invesco
Convertible Securities Fund | ||
|
Ellen
Gold |
$10,001–$50,000 |
|
Ramez
Nashed |
$10,001–$50,000 |
|
|
|
Invesco
Income Advantage International Fund | ||
|
Mark
Ahnrud |
None |
|
John
Burrello |
$10,001–$50,000 |
|
Chris
Devine |
None |
|
Scott
Hixon |
None |
|
Christian
Ulrich |
None |
|
Scott
Wolle |
None |
|
|
|
Invesco
Income Allocation Fund | ||
|
Jeffrey
Bennett |
None |
|
Jacob
Borbidge |
$50,001–$100,000 |
|
Duy
Nguyen |
None |
|
|
|
Invesco
International Diversified Fund |
|
|
|
George
R. Evans |
$100,001-$500,000 |
|
|
|
Invesco
Main Street Mid Cap Fund®
| ||
|
Joy
Budzinski |
$10,001–$50,000 |
|
Belinda
Cavazos |
$100,001-$500,000 |
|
Magnus
Krantz |
None |
Fund |
Portfolio
Managers |
Dollar
Range of
Investments
in the Fund |
|
Raman
Vardharaj |
None |
|
Adam
Weiner |
$50,001–$100,000 |
|
Matthew
Ziehl |
$100,001–$500,000 |
|
|
|
Invesco
Main Street Small Cap Fund®
| ||
|
Joy
Budzinski |
$10,001–$50,000 |
|
Magnus
Krantz |
$1–$10,000 |
|
Raman
Vardharaj |
$1–$10,000 |
|
Adam
Weiner |
$500,001–$1,000,000 |
|
Matthew
Ziehl |
$500,001–$1,000,000 |
|
|
|
Invesco
Quality Income Fund | ||
|
Mario
Clemente |
$10,001–$50,000 |
|
Clint
Dudley |
$50,001–$100,000 |
|
Brian
Norris |
$10,001–$50,000 |
|
|
|
Invesco
Select Risk: Conservative Investor Fund | ||
|
Jeffrey
Bennett |
None |
|
Jacob
Borbidge |
None |
|
Duy
Nguyen |
$50,001–$100,000 |
|
|
|
Invesco
Select Risk: Growth Investor Fund | ||
|
Jeffrey
Bennett |
None |
|
Jacob
Borbidge |
None |
|
Duy
Nguyen |
None |
|
|
|
Invesco
Select Risk: High Growth Investor Fund | ||
|
Jeffrey
Bennett |
None |
|
Jacob
Borbidge |
$50,001–$100,000 |
|
Duy
Nguyen |
$50,001–$100,000 |
|
|
|
Invesco
Select Risk: Moderate Investor Fund | ||
|
Jeffrey
Bennett |
$100,001–$500,000 |
|
Jacob
Borbidge |
None |
|
Duy
Nguyen |
$100,001–$500,000 |
|
|
|
Invesco
Select Risk: Moderately Conservative Investor
Fund | ||
|
Jeffrey
Bennett |
None |
|
Jacob
Borbidge |
None |
|
Duy
Nguyen |
None |
|
|
|
Invesco
Small Cap Growth Fund | ||
|
Juan
Hartsfield |
Over
$1,000,000 |
|
Clay
Manley |
$500,001–$1,000,000 |
Fund |
Portfolio
Managers |
Dollar
Range of
Investments
in the Fund |
|
Justin
Sander |
$100,001–$500,000 |
Portfolio
Manager(s) |
Other
Registered
Investment
Companies
Managed |
Other
Pooled
Investment
Vehicles
Managed |
Other
Accounts
Managed | |||
|
Number
of
Accounts |
Assets
(in
millions) |
Number
of
Accounts |
Assets
(in
millions) |
Number
of
Accounts |
Assets
(in
millions) |
Invesco
Active Allocation Fund | ||||||
Jeffrey
Bennett |
23 |
$6,015.1 |
None |
None |
10,8781 |
$869.71 |
Jacob
Borbidge |
28 |
$6,524.4 |
4 |
$38.2 |
10,8781 |
$869.71 |
Alessio
de Longis |
4 |
$2,814.3 |
None |
None |
None |
None |
Duy
Nguyen |
30 |
$7,924.8 |
11 |
$551.4 |
10,8781 |
$869.71 |
|
|
|
|
|
|
|
Invesco
Convertible Securities Fund | ||||||
Ellen
Gold |
None |
None |
None |
None |
None |
None |
Ramez
Nashed |
None |
None |
None |
None |
None |
None |
|
|
|
|
|
|
|
Invesco
Income Advantage International Fund | ||||||
Mark
Ahnrud |
8 |
$8,249.2 |
16 |
$2,118.9 |
None |
None |
John
Burrello |
3 |
$1,874.7 |
None |
None |
None |
None |
Chris
Devine |
9 |
$8,745.8 |
17 |
$2,170.6 |
None |
None |
Scott
Hixon |
9 |
$8,745.8 |
17 |
$2,170.6 |
None |
None |
Christian
Ulrich |
8 |
$8,249.2 |
16 |
$2,118.9 |
None |
None |
Scott
Wolle |
9 |
$8,745.8 |
23 |
$5,138.0 |
None |
None |
|
|
|
|
|
|
|
Invesco
Income Allocation Fund | ||||||
Jeffrey
Bennett |
23 |
$7,872.6 |
None |
None |
10,8781 |
$869.71 |
Jacob
Borbidge |
28 |
$8,381.9 |
4 |
$38.2 |
10,8781 |
$869.71 |
Duy
Nguyen |
30 |
$9,782.3 |
11 |
$551.4 |
10,8781 |
$869.71 |
|
|
|
|
|
|
|
Invesco
International Diversified Fund | ||||||
George
R. Evans |
2 |
$12,871.2 |
2 |
$509.5 |
3 |
$781.1 |
|
|
|
|
|
|
|
Invesco
Main Street Mid Cap Fund®
| ||||||
Joy
Budzinski |
6 |
$4,892.8 |
1 |
$128.1 |
471 |
$105.81 |
Belinda
Cavazos |
3 |
$3,531.3 |
None |
None |
461 |
$13.91 |
Magnus
Krantz |
7 |
$5,095.3 |
1 |
$128.1 |
471 |
$105.81 |
Raman
Vardharaj |
7 |
$6,735.1 |
1 |
$128.1 |
471 |
$105.81 |
Adam
Weiner |
5 |
$3,459.0 |
1 |
$128.1 |
511 |
$112.61 |
Matthew
Ziehl |
5 |
$3,459.0 |
1 |
$128.1 |
511 |
$112.61 |
|
|
|
|
|
|
|
Invesco
Main Street Small Cap Fund® | ||||||
Joy
Budzinski |
6 |
$6,113.4 |
1 |
$128.1 |
471 |
$105.81 |
Magnus
Krantz |
7 |
$6,315.9 |
1 |
$128.1 |
471 |
$105.81 |
Raman
Vardharaj |
7 |
$7,955.7 |
1 |
$128.1 |
471 |
$105.81 |
Adam
Weiner |
5 |
$4,679.6 |
1 |
$128.1 |
511 |
$112.61 |
Matthew
Ziehl |
5 |
$4,679.6 |
1 |
$128.1 |
511 |
$112.61 |
|
|
|
|
|
|
|
Invesco
Quality Income Fund | ||||||
Mario
Clemente |
4 |
$1,324.4 |
None |
None |
None |
None |
Clint
Dudley |
2 |
$971.7 |
None |
None |
None |
None |
Brian
Norris |
4 |
$1,324.4 |
None |
None |
None |
None |
Portfolio
Manager(s) |
Other
Registered
Investment
Companies
Managed |
Other
Pooled
Investment
Vehicles
Managed |
Other
Accounts
Managed | |||
|
|
|
|
|
|
|
Invesco
Select Risk: Conservative Investor Fund | ||||||
Jeffrey
Bennett |
23 |
$7,957.2 |
None |
None |
10,8781 |
$869.71 |
Jacob
Borbidge |
28 |
$8,466.5 |
4 |
$38.2 |
10,8781 |
$869.71 |
Duy
Nguyen |
30 |
$9,866.9 |
11 |
$551.4 |
10,8781 |
$869.71 |
|
|
|
|
|
|
|
Invesco
Select Risk: Growth Investor Fund | ||||||
Jeffrey
Bennett |
23 |
$7,293.2 |
None |
None |
10,8781 |
$869.71 |
Jacob
Borbidge |
28 |
$7,802.4 |
4 |
$38.2 |
10,8781 |
$869.71 |
Duy
Nguyen |
30 |
$9,202.9 |
11 |
$551.4 |
10,8781 |
$869.71 |
|
|
|
|
|
|
|
Invesco
Select Risk: High Growth Investor Fund | ||||||
Jeffrey
Bennett |
23 |
$7,489.9 |
None |
None |
10,8781 |
$869.71 |
Jacob
Borbidge |
28 |
$7,999.2 |
4 |
$38.2 |
10,8781 |
$869.71 |
Duy
Nguyen |
30 |
$9,399.6 |
11 |
$551.4 |
10,8781 |
$869.71 |
|
|
|
|
|
|
|
Invesco
Select Risk: Moderate Investor Fund | ||||||
Jeffrey
Bennett |
23 |
$6,173.6 |
None |
None |
10,8781 |
$869.71 |
Jacob
Borbidge |
28 |
$6,682.9 |
4 |
$38.2 |
10,8781 |
$869.71 |
Duy
Nguyen |
30 |
$8,083.3 |
11 |
$551.4 |
10,8781 |
$869.71 |
|
|
|
|
|
|
|
Invesco
Select Risk: Moderately Conservative Investor
Fund | ||||||
Jeffrey
Bennett |
23 |
$8,049.8 |
None |
None |
10,8781 |
$869.71 |
Jacob
Borbidge |
28 |
$8,559.0 |
4 |
$38.2 |
10,8781 |
$869.71 |
Duy
Nguyen |
30 |
$9,959.5 |
11 |
$551.4 |
10,8781 |
$869.71 |
|
|
|
|
|
|
|
Invesco
Small Cap Growth Fund | ||||||
Juan
Hartsfield |
6 |
$5,686.1 |
1 |
$5,662.6 |
2 |
$629.9 |
Clay
Manley |
4 |
$4,250.7 |
None |
None |
1 |
$410.0 |
Justin
Sander |
2 |
$4,402.1 |
None |
None |
None |
None |
|
|
|
|
|
|
|
1
These are accounts of individual investors for which Invesco provides
investment advice. Invesco offers separately managed accounts that are
managed according
to
the investment models developed by its portfolio managers and used in
connection with the management of certain Invesco Funds. These accounts
may be
invested
in accordance with one or more of those investment models and investments
held in those accounts are traded in accordance with the applicable
models. |
Sub-Adviser |
Performance
time period2
|
Invesco3 |
One-,
Three- and Five-year performance against Fund peer
group |
Invesco
Canada3 | |
Invesco
Deutschland3
| |
Invesco
Hong Kong3 | |
Invesco
Asset Management3 | |
Invesco
India3 | |
Invesco
Listed Real Assets Division3 | |
|
|
Invesco
Senior Secured3,
4 |
Not
applicable |
Invesco
Capital3,
5 | |
|
|
Invesco
Japan |
One-,
Three- and Five-year performance |
| |
2
Rolling time periods based on calendar year-end. | |
3
Portfolio Managers may be granted an annual deferral award that vests on a
pro-rata basis over a four-year period. | |
4
Invesco Senior Secured’s bonus is based on annual measures of equity
return and standard tests of collateralization
performance. | |
5
Portfolio Managers for Invesco Capital base their bonus on Invesco results
as well as overall performance of Invesco
Capital. |
Fund
Name |
2021 |
2020 |
2019 |
Invesco
Convertible Securities Fund |
$204,934 |
$165,368 |
$164,076 |
Invesco
Income Advantage International Fund |
10,064 |
10,239 |
12,064 |
Invesco
Income Allocation Fund |
75,230 |
80,691 |
74,135 |
Invesco
Quality Income Fund |
147,340 |
138,524 |
70,416 |
Invesco
Select Risk: Growth Investor Fund |
165,044 |
129,003 |
138,077 |
Invesco
Select Risk: Moderately Conservative Investor Fund |
51,646 |
45,413 |
42,001 |
Invesco
Small Cap Growth Fund |
623,747 |
400,351 |
400,008 |
Fund
Name |
December
31, 2021 |
December
31, 2020 |
11-Months
Ended
December
31, 2019* |
January
31, 2019* |
Invesco
Active Allocation Fund* |
$344,099 |
$310,330 |
$0 |
$0 |
*Prior
to September 30, 2019, the fiscal year end of the Fund was January
31. |
|
Fund
Name |
December
31, 2021 |
December
31, 2020 |
8-Months
Ended
December
31, 2019** |
April
30, 2019** |
Invesco
Main Street Small Cap Fund®** |
$213,892 |
$103,191 |
$53,360 |
$0 |
**Prior
to June 30, 2019, the fiscal year end of the Fund was April
30. |
|
Fund
Name |
December
31, 2021 |
December
31, 2020 |
6-Months
Ended
December
31, 2019*** |
June
30, 2019*** |
Invesco
Main Street Mid Cap Fund®*** |
$415,668 |
$318,784 |
$153,535 |
$25,774 |
***Prior
to December 31, 2019, the fiscal year end of the Fund was June
30. |
|
|
Total
$ Amount
of
Brokerage
Commissions
Paid1
|
Total
$ Amount
of
Brokerage
Commissions
Paid
to
Affiliated
Brokers |
%
of Total
Brokerage
Commissions
Paid
to the
Affiliated
Brokers |
%
of Total
Transaction
Dollars
Effected
Through
Affiliated
Brokers | ||||
|
2021 |
2020 |
2019 |
2021 |
2020 |
2019 |
2021 |
2021 |
Invesco
Convertible Securities Fund |
$44 |
$2,337 |
$79 |
|
$0 |
$0 |
0% |
0% |
Invesco
Income Advantage International Fund2 |
24,070 |
34,637 |
53,470 |
|
0 |
0 |
0 |
0 |
Invesco
Income Allocation Fund |
28,155 |
108,756 |
29,275 |
|
0 |
0 |
0 |
0 |
Invesco
Quality Income Fund |
0 |
68,873 |
17,760 |
|
0 |
0 |
0 |
0 |
Invesco
Select Risk: Growth Investor Fund |
28,853 |
85,483 |
244,683 |
|
0 |
0 |
0 |
0 |
Invesco
Select Risk: Moderately Conservative Investor Fund |
26,612 |
35,980 |
48,833 |
|
0 |
0 |
0 |
0 |
Invesco
Small Cap Growth Fund |
1,141,101 |
1,448,144 |
1,051,322 |
3,137 |
7,451 |
14,062 |
0.27% |
0.31% |
1.Disclosure
regarding brokerage commissions is limited to commissions paid on agency
trades and designated as such on trade confirm. | ||||||||
2.
The variation in brokerage commissions paid by the Fund is attributable to
a change in portfolio management and investment
mandate. |
|
Total
$ Amount
of
Brokerage
Commissions
Paid* |
Total
$ Amount
of
Brokerage
Commissions
Paid
to
Affiliated
Brokers |
%
of Total
Brokerage
Commissions
Paid
to the
Affiliated
Brokers |
%
of Total
Transaction
Dollars
Effected
Through
Affiliated
Brokers | |||
|
December
31,
2021 |
December
31,
2020 |
11-Month
Period
Ended
December
31,
2019** |
January
31,
2019** |
December
31,
2021 |
2021 |
2021 |
Invesco
Active Allocation Fund** |
$89,956 |
$221,284 |
$187,644 |
$0 |
$0 |
0% |
0% |
Invesco
Select Risk:
Conservative
Investor Fund** |
54,094 |
70,429 |
9,478 |
0 |
0 |
0% |
0% |
Invesco
Select Risk:
High
Growth Investor Fund** |
24,502 |
74,039 |
75,248 |
0 |
0 |
0% |
0% |
Invesco
Select Risk:
Moderate
Investor Fund** |
197,370 |
188,057 |
97,174 |
0 |
0 |
0% |
0% |
**Prior
to September 30, 2019, the fiscal year end of the Fund was January
31. |
|
Total
$ Amount
of
Brokerage
Commissions
Paid* |
Total
$ Amount
of
Brokerage
Commissions
Paid
to
Affiliated
Brokers |
%
of Total
Brokerage
Commissions
Paid
to the
Affiliated
Brokers |
%
of Total
Transaction
Dollars
Effected
Through
Affiliated
Brokers | |||
|
December
31,
2021 |
December
31,
2020 |
8-Month
Period
Ended
December
31,
2019*** |
April
30,
2019*** |
December
31,
2021 |
2021 |
2021 |
Invesco
International Diversified Fund*** |
$0 |
$19,361 |
$0 |
$0 |
$0 |
0% |
0% |
Invesco
Main Street Small Cap Fund®*** |
929,005 |
600,776 |
292,072 |
425,143 |
7,013 |
0.75% |
0.61% |
***Prior
to June 30, 2019, the fiscal year end of the Fund was April
30. |
|
Total
$ Amount
of
Brokerage
Commissions
Paid* |
Total
$ Amount
of
Brokerage
Commissions
Paid
to
Affiliated
Brokers |
%
of Total
Brokerage
Commissions
Paid
to the
Affiliated
Brokers |
%
of Total
Transaction
Dollars
Effected
Through
Affiliated
Brokers | |||
|
December
31,
2021 |
December
31,
2020 |
6-Month
Period
Ended
December
31,
2019**** |
June
30,
2019**** |
December
31,
2021 |
2021 |
2021 |
Invesco
Main Street Mid Cap Fund®**** |
$1,231,972 |
$1,405,553 |
$1,405,854 |
$1,807,330 |
$39,574 |
3.21% |
3.44% |
****Prior
to December 31, 2019, the fiscal year end of the Fund was June
30. |
Fund |
Transactions |
Related1
Brokerage Commissions |
Invesco
Active Allocation Fund2
|
N/A |
N/A |
Invesco
Convertible Securities Fund |
$0 |
$0 |
Invesco
Income Advantage International Fund |
0 |
0 |
Invesco
Income Allocation Fund2
|
N/A |
N/A |
Invesco
International Diversified Fund2
|
N/A |
N/A |
Invesco
Main Street Mid Cap Fund® |
$3,623,820,516 |
$1,216,933 |
Invesco
Main Street Small Cap Fund® |
$1,349,686,053 |
$871,394 |
Invesco
Quality Income Fund |
0 |
0 |
Invesco
Select Risk: Conservative Investor Fund2
|
N/A |
N/A |
Invesco
Select Risk: Growth Investor Fund2
|
N/A |
N/A |
Invesco
Select Risk: High Growth Investor Fund2
|
N/A |
N/A |
Invesco
Select Risk: Moderate Investor Fund2
|
N/A |
N/A |
Invesco
Select Risk: Moderately Conservative Investor Fund2
|
N/A |
N/A |
Invesco
Small Cap Growth Fund |
$3,117,744,565 |
$1,103,179 |
|
|
|
1
Amount is inclusive of commissions paid to, and brokerage transactions
placed with, certain brokers that provide execution, research
and
other services. | ||
2
This Fund is a fund of funds, and therefore does not allow transactions
for research, statistics or other information. However, for such
data
for each of the underlying funds which comprise the subject fund of funds,
please see the SAI of each underlying
fund. |
Amount
of Investment |
Investor’s
Sales Charge |
Dealer
Concession | |
|
As
a Percentage of the
Public
Offering Price |
As
a Percentage of the
Net
Amount Invested |
As
a Percentage of the
Net
Amount Invested |
Less
than $50,000 |
5.50% |
5.82% |
5.00% |
$50,000
but less than $100,000 |
4.50% |
4.71% |
4.00% |
$100,000
but less than $250,000 |
3.50% |
3.63% |
3.00%
I |
$250,000
but less than $500,000 |
2.75% |
2.83% |
2.25% |
$500,000
but less than $1,000,000 |
2.00% |
2.04% |
1.75% |
Amount
of Investment |
Investor’s
Sales Charge |
Dealer
Concession | |
|
As
a Percentage of the
Public
Offering Price |
As
a Percentage of the
Net
Amount Invested |
As
a Percentage of the
Net
Amount Invested |
Less
than $100,000 |
4.25% |
4.44% |
4.00% |
$100,000
but less than $250,000 |
3.50% |
3.63% |
3.25% |
$250,000
but less than $500,000 |
2.50% |
2.56% |
2.25% |
$500,000
but less than $1,000,000 |
2.00% |
2.04% |
1.75% |
Amount
of Investment |
Investor’s
Sales Charge |
Dealer
Concession | |
|
As
a Percentage of the
Public
Offering Price |
As
a Percentage of the
Net
Amount Invested |
As
a Percentage of the
Net
Amount Invested |
Less
than $100,000 |
1.00% |
1.01% |
0.75% |
$100,000
but less than $250,000 |
0.75% |
0.76% |
0.50% |
$250,000
but less than $1,000,000 |
0.50% |
0.50% |
0.40% |
Amount
of Investment |
Investor’s
Sales Charge |
Dealer
Concession | |
|
As
a Percentage of the
Public
Offering Price |
As
a Percentage of the
Net
Amount Invested |
As
a Percentage of the
Net
Amount Invested |
Less
than $100,000 |
2.50% |
2.56% |
2.00% |
$100,000
but less than $250,000 |
1.75% |
1.78% |
1.50% |
Amount
of Investment |
Investor’s
Sales Charge |
Dealer
Concession | |
|
As
a Percentage of the
Public
Offering Price |
As
a Percentage of the
Net
Amount Invested |
As
a Percentage of the
Net
Amount Invested |
Less
than $100,000 |
3.25% |
3.36% |
3.00% |
$100,000
but less than $250,000 |
2.75% |
2.83% |
2.50% |
$250,000
but less than $500,000 |
1.75% |
1.78% |
1.50% |
$500,000
but less than $1,000,000 |
1.50% |
1.52% |
1.25% |
Amount
of Investment |
Investor’s
Sales Charge |
Dealer
Concession | |
|
As
a Percentage of the
Public
Offering Price |
As
a Percentage of the
Net
Amount Invested |
As
a Percentage of the
Net
Amount Invested |
Less
than $50,000 |
5.50% |
5.82% |
5.00% |
$50,000
but less than $100,000 |
4.50% |
4.71% |
4.00% |
$100,000
but less than $250,000 |
3.50% |
3.63% |
3.00% |
Fund |
2021 |
2020 |
2019 | |||
|
Sales
Charges |
Amount
Retained |
Sales
Charges |
Amount
Retained |
Sales
Charges |
Amount
Retained |
Invesco
Convertible Securities Fund |
$971,434 |
$126,192 |
$689,728 |
$89,922 |
$539,488 |
$66,590 |
Invesco
Income Advantage International Fund |
27,523 |
4,735 |
23,456 |
3,672 |
27,730 |
4,240 |
Invesco
Income Allocation Fund |
510,388 |
49,942 |
518,561 |
67,797 |
748,091 |
86,552 |
Invesco
Quality Income Fund |
437,938 |
48,110 |
386,619 |
38,819 |
164,178 |
17,695 |
Invesco
Select Risk: Growth Investor Fund |
1,105,474 |
130,500 |
1,162,304 |
127,095 |
1,356,602 |
157,644 |
Invesco
Select Risk: Moderately Conservative Investor
Fund |
302,634 |
40,044 |
279,202 |
35,836 |
311,403 |
40,207 |
Invesco
Small Cap Growth Fund |
269,152 |
31,769 |
173,590 |
22,456 |
23,128 |
3,982 |
Fund |
|
|
|
|
2021 |
2020 |
2019 |
Invesco
Convertible Securities Fund |
$6,335 |
$1,997 |
$5,277 |
Invesco
Income Advantage International Fund |
2,079 |
135 |
73 |
Invesco
Income Allocation Fund |
35,460 |
46,791 |
7,067 |
Invesco
Quality Income Fund |
32,401 |
7,639 |
3,301 |
Invesco
Select Risk: Growth Investor Fund |
26,329 |
14,117 |
12,939 |
Invesco
Select Risk: Moderately Conservative Investor Fund |
10,914 |
16,941 |
1,979 |
Invesco
Small Cap Growth Fund |
1,534 |
368 |
255 |
|
Aggregate
Front-End Sales Charges on Class A Shares and
Class
A Front-End Sales Charges Retained by the
Distributor* | |||||||
Fund |
12/31/21 |
12/31/20 |
11
Months
Ended
12/31/19 |
1/31/19 | ||||
|
Sales
Charges |
Amount
Retained |
Sales
Charges |
Amount
Retained |
Sales
Charges |
Amount
Retained* |
Sales
Charges |
Amount
Retained* |
Invesco
Active Allocation Fund** |
$1,634,601 |
$246,680 |
$1,803,417 |
$265,673 |
$2,199,831 |
$393,742 |
$2,484,656 |
$713,332 |
Invesco
Select Risk Conservative Investor Fund** |
$344,266 |
$62,827 |
$277,289 |
$50,498 |
$332,276 |
$69,453 |
$423,548 |
$118,538 |
Invesco
Select Risk: High Growth Investor Fund** |
$930,625 |
$138,052 |
$1,162,304 |
$151,738 |
$1,129,452 |
$227,888 |
$1,406,927 |
$406,122 |
Invesco
Select Risk: Moderate Investor Fund** |
$1,660,125 |
$253,205 |
$1,667,152 |
$257,433 |
$1,634,946 |
$339,962 |
$1,906,177 |
$544,885 |
*Includes
amounts retained by a broker-dealer that is an affiliate or parent of the
predecessor fund’s distributor. | ||||||||
**Prior
to September 30, 2019, the fiscal year end of the Fund was January
31. |
|
Aggregate
Front-End Sales Charges on Class A Shares and
Class
A Front-End Sales Charges Retained by the
Distributor* | |||||||
Fund |
12/31/21 |
12/31/20 |
8
Months
Ended
12/31/19* |
4/30/19* | ||||
|
Sales
Charges |
Amount
Retained |
Sales
Charges |
Amount
Retained |
Sales
Charges |
Amount
Retained* |
Sales
Charges |
Amount
Retained* |
Invesco
International Diversified Fund*** |
$833,319 |
$122,764 |
$729,138 |
$113,192 |
$573,133 |
$84,998 |
$1,413,884 |
$317,213 |
Invesco
Main Street Small Cap Fund®*** |
$634,267 |
$96,084 |
$366,937 |
$63,283 |
$232,383 |
$41,989 |
$5,889 |
$113,340 |
*Includes
amounts retained by a broker-dealer that is an affiliate or parent of the
predecessor fund’s distributor. | ||||||||
***Prior
to June 30, 2019, the fiscal year end of the Fund was April
30. |
|
Aggregate
Front-End Sales Charges on Class A Shares and
Class
A Front-End Sales Charges Retained by the
Distributor* | |||||||
Fund |
12/31/21 |
12/31/20 |
6
Months
Ended
12/31/19* |
6/30/19* | ||||
|
Sales
Charges |
Amount
Retained |
Sales
Charges |
Amount
Retained |
Sales
Charges |
Amount
Retained* |
Sales
Charges |
Amount
Retained* |
Invesco
Main Street Mid Cap Fund®**** |
$925,871 |
$151,822 |
$721,743 |
$117,207 |
$298,533 |
$54,321 |
$621,307 |
$173,603 |
*Includes
amounts retained by a broker-dealer that is an affiliate or parent of the
predecessor fund’s distributor. | ||||||||
****Prior
to December 31, 2019, the fiscal year end of the Fund was June
30. |
Fund
Name |
Class
A Contingent Deferred
Sales
Charges
Retained
by
Distributor |
Class
C Contingent
Deferred
Sales Charges
Retained
by
Distributor | |||||||
12/31/21 |
12/31/20 |
11
Months
12/31/19 |
1/31/19 |
12/31/21 |
12/31/20 |
11
Months Ended 12/31/19 |
1/31/19 | ||
Invesco
Active
Allocation
Fund |
$11,255 |
$2,152 |
$6,760 |
$0 |
$9,326 |
$12,279 |
$23,151 |
$41,057 | |
Invesco
Select Risk:
Conservative
Investor
Fund |
$9,019 |
$1,247 |
$36 |
$764 |
$1,870 |
$2,079 |
$6,149 |
$8,992 | |
Invesco
Select Risk:
High
Growth Investor
Fund |
$5,874 |
$816 |
$624 |
$0 |
$3,446 |
$4,664 |
$8,555 |
$19,331 | |
Invesco
Select Risk:
Moderate
Investor
Fund |
$30,883 |
$11,631 |
$2,907 |
$360 |
$5,579 |
$13,780 |
$22,409 |
$32,252 |
Fund
Name |
Class
A Contingent Deferred
Sales
Charges
Retained
by
Distributor |
Class
C Contingent
Deferred
Sales Charges
Retained
by
Distributor | ||||||
12/31/21 |
12/31/20 |
8
Months
12/31/19 |
4/30/19 |
12/31/21 |
12/31/20 |
8
Months
Ended
12/31/19 |
4/30/19 | |
Invesco
International Diversified Fund*** |
$8,487 |
$5,889 |
$14,074 |
$8,027 |
$5,961 |
$8,796 |
$16,075 |
$50,399 |
Invesco
Main Street Small Cap Fund® |
$1,625 |
$0 |
$2,273 |
$0 |
$1,758 |
$1,423 |
1,994 |
4,648 |
Fund
Name |
Class
A Contingent Deferred
Sales
Charges
Retained
by
Distributor |
Class
C Contingent
Deferred
Sales Charges
Retained
by
Distributor | ||||||
12/31/21 |
12/31/20 |
6
Months
12/31/19 |
6/30/19 |
12/31/21 |
12/31/20 |
8
Months
Ended
12/31/19 |
4/30/19 | |
Invesco
Main Street Mid Cap Fund® |
$1,635 |
$514 |
$201 |
$2,992 |
$1,854 |
$4,480 |
$3,084 |
$6,493 |
Fund |
Class
A Shares |
Class
C Shares |
Class
R Shares |
Class
S Shares |
Investor
Class Shares |
Invesco
Active Allocation Fund |
$4,848,973 |
$2,600,800 |
$797,177 |
N/A |
N/A |
Invesco
Convertible Securities Fund |
1,720,794 |
528,445 |
N/A |
N/A |
N/A |
Invesco
Income Advantage International Fund |
164,925 |
12,717 |
7,798 |
N/A |
N/A |
Invesco
Income Allocation Fund |
1,090,787 |
511,913 |
26,052 |
N/A |
N/A |
Invesco
International Diversified Fund |
3,480,027 |
1,904,138 |
950,441 |
N/A |
N/A |
Invesco
Main Street Mid Cap Fund® |
5,268,134 |
974,368 |
897,495 |
N/A |
N/A |
Invesco
Main Street Small Cap Fund® |
816,094 |
411,334 |
245,878 |
N/A |
N/A |
Invesco
Quality Income Fund |
1,841,235 |
419,111 |
129,372 |
N/A |
N/A |
Invesco
Select Risk: Conservative Investor Fund |
982,143 |
637,745 |
247,998 |
N/A |
N/A |
Invesco
Select Risk: Growth Investor Fund |
2,494,533 |
565,131 |
120,689 |
$36,832 |
N/A |
Invesco
Select Risk: High Growth Investor Fund |
1,775,824 |
1,056,222 |
419,520 |
N/A |
N/A |
Invesco
Select Risk: Moderate Investor Fund |
4,472,049 |
2,445,854 |
780,632 |
39,665 |
N/A |
Invesco
Select Risk: Moderately Conservative Investor Fund |
794,660 |
256,784 |
46,428 |
3,122 |
N/A |
Invesco
Small Cap Growth Fund |
2,636,877 |
184,023 |
641,380 |
N/A |
$417,188 |
Fund
Name |
Unreimbursed
Distribution-Related Expenses As of December 31,
2021 |
Invesco
Active Allocation Fund Class A |
$432,999 |
Invesco
International Diversified Fund- Class A |
133,669 |
Invesco
Main Street Mid Cap Fund®
Class
A |
29,146 |
Invesco
Main Street Small Cap Fund®-
Class A |
25,867 |
Invesco
Quality Income Fund- Class C |
145,335 |
Invesco
Small Cap Growth Fund-Class C |
2,169 |
|
|
|
Advertising |
Printing
&
Mailing |
Seminars |
Underwriters
Compensation |
Dealers
Compensation |
Personnel |
Travel
Relating
to
Marketing |
Invesco
Active Allocation Fund |
$0 |
$0 |
$0 |
$0 |
$4,848,973 |
$0 |
$0 |
Invesco
Convertible Securities Fund |
0 |
0 |
0 |
0 |
1,720,794 |
0 |
0 |
Invesco
Income Advantage International Fund |
0 |
0 |
0 |
0 |
164,925 |
0 |
0 |
Invesco
Income Allocation Fund |
0 |
0 |
0 |
0 |
1,090,787 |
0 |
0 |
Invesco
International Diversified Fund |
0 |
0 |
0 |
0 |
3,480,027 |
0 |
0 |
Invesco
Main Street Mid Cap Fund® |
0 |
0 |
0 |
0 |
5,268,134 |
0 |
0 |
Invesco
Main Street Small Cap Fund® |
0 |
0 |
0 |
0 |
816,094 |
0 |
0 |
Invesco
Quality Income Fund |
0 |
0 |
0 |
0 |
1,841,235 |
0 |
0 |
Invesco
Select Risk: Conservative Investor Fund |
0 |
0 |
0 |
0 |
982,143 |
0 |
0 |
Invesco
Select Risk: Growth Investor Fund |
0 |
0 |
0 |
0 |
2,494,533 |
0 |
0 |
Invesco
Select Risk: High Growth Investor Fund |
0 |
0 |
0 |
0 |
1,775,824 |
0 |
0 |
Invesco
Select Risk: Moderate Investor Fund |
0 |
0 |
0 |
0 |
4,472,049 |
0 |
0 |
Select
Risk: Moderately Conservative Investor Fund |
0 |
0 |
0 |
0 |
794,660 |
0 |
0 |
Invesco
Small Cap Growth Fund |
0 |
0 |
0 |
0 |
2,636,877 |
0 |
0 |
|
Advertising |
Printing
&
Mailing |
Seminars |
Underwriters
Compensation |
Dealers
Compensation |
Personnel |
Travel
Relating
to
Marketing |
Invesco
Active Allocation Fund |
$2,549 |
$1,427 |
$2,090 |
$227,097 |
$2,339,855 |
$25,947 |
$1,835 |
Invesco
Convertible Securities Fund |
1,172 |
2,344 |
1,172 |
23,668 |
497,745 |
1,172 |
1,172 |
Invesco
Income Advantage International Fund |
9 |
9 |
9 |
985 |
11,587 |
109 |
9 |
Invesco
Income Allocation Fund |
267 |
151 |
216 |
23,628 |
484,761 |
2,700 |
190 |
Invesco
International Diversified Fund |
1,534 |
767 |
1,227 |
134,351 |
1,749,848 |
15,337 |
1,074 |
Invesco
Main Street Mid Cap Fund® |
869 |
486 |
695 |
76,604 |
886,334 |
8,755 |
625 |
Invesco
Main Street Small Cap Fund® |
473 |
272 |
378 |
41,583 |
363,543 |
4,754 |
331 |
Invesco
Quality Income Fund |
851 |
1,702 |
851 |
17,839 |
396,166 |
851 |
851 |
Invesco
Select Risk: Conservative Investor Fund |
665 |
378 |
542 |
58,518 |
570,491 |
6,683 |
468 |
Invesco
Select Risk: Growth Investor Fund |
625 |
355 |
514 |
55,486 |
501,365 |
6,345 |
441 |
Invesco
Select Risk: High Growth Investor Fund |
1,070 |
608 |
869 |
94,242 |
947,916 |
10,763 |
754 |
Invesco
Select Risk: Moderate Investor Fund |
11,450 |
22,899 |
11,450 |
240,442 |
2,136,713 |
11,450 |
11,450 |
Select
Risk: Moderately Conservative Investor Fund |
235 |
133 |
190 |
20,751 |
232,939 |
2,371 |
165 |
Invesco
Small Cap Growth Fund |
2,020 |
1,010 |
1,010 |
136,550 |
26,262 |
16,161 |
1,010 |
|
Advertising |
Printing
&
Mailing |
Seminars |
Underwriters
Compensation |
Dealers
Compensation |
Personnel |
Travel
Relating
to
Marketing |
Invesco
Active Allocation Fund |
$2,144 |
$843 |
$441 |
$43,608 |
$733,595 |
$16,429 |
$117 |
Invesco
Income Advantage International Fund |
3 |
1 |
0 |
56 |
7,717 |
21 |
0 |
Invesco
Income Allocation Fund |
11 |
5 |
2 |
243 |
25,698 |
92 |
1 |
Invesco
International Diversified Fund |
1,423 |
546 |
299 |
30,424 |
906,133 |
11,536 |
80 |
Invesco
Main Street Mid Cap Fund® |
959 |
370 |
200 |
20,339 |
867,858 |
7,715 |
54 |
Invesco
Main Street Small Cap Fund® |
116 |
45 |
24 |
2,401 |
242,378 |
908 |
6 |
Invesco
Quality Income Fund |
68 |
25 |
15 |
1,534 |
127,140 |
586 |
4 |
Invesco
Select Risk: Conservative Investor Fund |
401 |
156 |
83 |
8,307 |
235,891 |
3,139 |
21 |
Invesco
Select Risk: Growth Investor Fund |
135 |
52 |
28 |
2,826 |
116,572 |
1,069 |
7 |
Invesco
Select Risk: High Growth Investor Fund |
876 |
343 |
183 |
18,112 |
393,116 |
6,841 |
49 |
Invesco
Select Risk: Moderate Investor Fund |
1,723 |
679 |
356 |
35,468 |
728,917 |
13,393 |
96 |
|
Advertising |
Printing
&
Mailing |
Seminars |
Underwriters
Compensation |
Dealers
Compensation |
Personnel |
Travel
Relating
to
Marketing |
Select
Risk: Moderately Conservative Investor Fund |
17 |
6 |
3 |
333 |
45,943 |
125 |
1 |
Invesco
Small Cap Growth Fund |
88 |
34 |
19 |
2,023 |
638,437 |
774 |
5 |
|
Advertising |
Printing
&
Mailing |
Seminars |
Underwriters
Compensation |
Dealers
Compensation |
Personnel |
Travel
Relating
to
Marketing |
Invesco
Select Risk: Growth Investor Fund |
$7 |
$4 |
$6 |
$0 |
$36,740 |
$70 |
$5 |
Invesco
Select Risk: Moderate Investor Fund |
21 |
255 |
21 |
0 |
39,326 |
21 |
21 |
Invesco
Select Risk: Moderately Conservative Investor Fund |
2 |
0 |
2 |
0 |
3,107 |
11 |
0 |
|
Advertising |
Printing
&
Mailing |
Seminars |
Underwriters
Compensation |
Dealers
Compensation |
Personnel |
Travel
Relating
to
Marketing |
Invesco
Small Cap Growth Fund |
$6,761 |
$2,670 |
$1,416 |
$0 |
$276,919 |
$76,285 |
$53,137 |