Fund
|
Ticker
|
Listing
Exchange
|
iShares
Climate Conscious & Transition MSCI USA ETF |
USCL |
Nasdaq |
iShares
Emergent Food and AgTech Multisector ETF |
IVEG |
Nasdaq |
iShares
ESG Advanced MSCI EAFE ETF |
DMXF |
Nasdaq |
iShares
ESG Advanced MSCI USA ETF |
USXF |
Nasdaq |
iShares
ESG Aware MSCI EAFE ETF |
ESGD |
Nasdaq |
iShares
ESG Aware MSCI USA ETF |
ESGU |
Nasdaq |
iShares
ESG Aware MSCI USA Growth ETF |
EGUS |
Cboe
BZX |
iShares
ESG Aware MSCI USA Small-Cap ETF |
ESML |
Cboe
BZX |
iShares
ESG Aware MSCI USA Value ETF |
EVUS |
Cboe
BZX |
iShares
ESG MSCI USA Leaders ETF |
SUSL |
Nasdaq |
iShares
MSCI Denmark ETF
|
EDEN |
Cboe
BZX |
iShares
MSCI Finland ETF
|
EFNL |
Cboe
BZX |
iShares
MSCI Indonesia ETF
|
EIDO |
NYSE
Arca
|
iShares
MSCI Ireland ETF
|
EIRL
|
NYSE
Arca |
iShares
MSCI Japan Value ETF |
EWJV |
Nasdaq |
iShares
MSCI New Zealand ETF
|
ENZL |
Nasdaq |
iShares
MSCI Norway ETF
|
ENOR |
Cboe
BZX |
iShares
MSCI Philippines ETF |
EPHE |
NYSE
Arca |
iShares
MSCI Poland ETF
|
EPOL |
NYSE
Arca
|
iShares
MSCI United Kingdom ETF |
EWU |
NYSE
Arca
|
iShares
MSCI United Kingdom Small-Cap ETF |
EWUS |
Cboe
BZX |
iShares
Paris-Aligned Climate MSCI USA ETF |
PABU |
Nasdaq |
|
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128
|
Diversified
Funds |
Non-Diversified
Funds |
iShares
ESG Advanced MSCI EAFE ETF |
iShares
Climate Conscious & Transition MSCI USA ETF |
iShares
ESG Aware MSCI EAFE ETF |
iShares
Emergent Food and AgTech Multisector ETF |
iShares
ESG Aware MSCI USA ETF |
iShares
ESG Advanced MSCI USA
ETF |
Diversified
Funds |
Non-Diversified
Funds |
iShares
ESG Aware MSCI USA Small-Cap ETF |
iShares
ESG Aware MSCI USA Growth ETF |
iShares
MSCI Japan Value ETF |
iShares
ESG Aware MSCI USA Value ETF |
iShares
MSCI United Kingdom Small-Cap ETF |
iShares
ESG MSCI USA Leaders ETF |
|
iShares
MSCI Denmark ETF |
|
iShares
MSCI Finland ETF |
|
iShares
MSCI Indonesia ETF |
|
iShares
MSCI Ireland ETF |
|
iShares
MSCI New Zealand ETF |
|
iShares
MSCI Norway ETF |
|
iShares
MSCI Philippines ETF |
|
iShares
MSCI Poland ETF |
|
iShares
MSCI United Kingdom ETF |
|
iShares
Paris-Aligned Climate MSCI USA
ETF |
Name
(Year of Birth) |
Position |
Principal
Occupation(s)
During
the Past 5 Years |
Other
Directorships
Held
by Trustee |
Robert
S. Kapito1
(1957) |
Trustee
(since
2009). |
President,
BlackRock, Inc. (since
2006);
Vice Chairman of BlackRock,
Inc.
and Head of BlackRock’s
Portfolio
Management Group (since
its
formation in 1998) and BlackRock,
Inc.’s
predecessor entities (since
1988);
Trustee, University of
Pennsylvania
(since 2009); President
of
Board of Directors, Hope & Heroes
Children’s
Cancer Fund (since 2002). |
Director
of BlackRock, Inc. (since
2006);
Director of iShares, Inc. (since
2009);
Trustee of iShares U.S. ETF
Trust
(since 2011). |
Salim
Ramji2
(1970) |
Trustee
(since
2019). |
Senior
Managing Director, BlackRock,
Inc.
(since 2014); Global Head of
BlackRock’s
ETF and Index
Investments
Business (since 2019);
Head
of BlackRock’s U.S. Wealth
Advisory
Business (2015-2019);
Global
Head of Corporate Strategy,
BlackRock,
Inc. (2014-2015); Senior
Partner,
McKinsey & Company (2010-
2014). |
Director
of iShares, Inc. (since 2019);
Trustee
of iShares U.S. ETF Trust
(since
2019). |
Name
(Year of Birth) |
Position |
Principal
Occupation(s)
During
the Past 5 Years |
Other
Directorships
Held
by Trustee |
John
E. Kerrigan
(1955) |
Trustee
(since
2005);
Independent
Board
Chair
(since
2022). |
Chief
Investment Officer, Santa Clara
University
(since 2002).
|
Director
of iShares, Inc. (since 2005);
Trustee
of iShares U.S. ETF Trust
(since
2011); Independent Board
Chair
of iShares, Inc. and iShares U.S.
ETF
Trust (since 2022). |
Name
(Year of Birth) |
Position |
Principal
Occupation(s)
During
the Past 5 Years |
Other
Directorships
Held
by Trustee |
Jane
D. Carlin
(1956) |
Trustee
(since
2015); Risk
Committee
Chair
(since
2016). |
Consultant
(since 2012); Member of
the
Audit Committee (2012-2018),
Chair
of the Nominating and
Governance
Committee (2017-2018)
and
Director of PHH Corporation
(mortgage
solutions) (2012-2018);
Managing
Director and Global Head
of
Financial Holding Company
Governance
& Assurance and the
Global
Head of Operational Risk
Management
of Morgan Stanley
(2006-2012). |
Director
of iShares, Inc. (since 2015);
Trustee
of iShares U.S. ETF Trust
(since
2015); Member of the Audit
Committee
(since 2016), Chair of the
Audit
Committee (since 2020) and
Director
of The Hanover Insurance
Group,
Inc. (since 2016). |
Richard
L. Fagnani
(1954) |
Trustee
(since
2017); Audit
Committee
Chair
(since
2019). |
Partner,
KPMG LLP (2002-2016);
Director
of One Generation Away
(since
2021). |
Director
of iShares, Inc. (since 2017);
Trustee
of iShares U.S. ETF Trust
(since
2017). |
Cecilia
H. Herbert
(1949) |
Trustee
(since
2005);
Nominating
and
Governance
and
Equity
Plus
Committee
Chairs
(since
2022). |
Chair
of the Finance Committee
(since
2019) and Trustee and
Member
of the Finance, Audit and
Quality
Committees of Stanford
Health
Care (since 2016); Trustee of
WNET,
New York's public media
company
(since 2011) and Member
of
the Audit Committee (since 2018),
Investment
Committee (since 2011)
and
Personnel Committee (since
2022);
Member of the Wyoming
State
Investment Funds Committee
(since
2022); Trustee of Forward
Funds
(14 portfolios) (2009-2018);
Trustee
of Salient MF Trust (4
portfolios)
(2015-2018); Director of
the
Jackson Hole Center for the Arts
(since
2021). |
Director
of iShares, Inc. (since 2005);
Trustee
of iShares U.S. ETF Trust
(since
2011). |
Drew
E. Lawton
(1959) |
Trustee
(since
2017); 15(c)
Committee
Chair
(since
2017). |
Senior
Managing Director of New
York
Life Insurance Company (2010-
2015). |
Director
of iShares, Inc. (since 2017);
Trustee
of iShares U.S. ETF Trust
(since
2017); Director of Jackson
Financial
Inc. (since 2021).
|
John
E. Martinez
(1961) |
Trustee
(since
2003);
Securities
Lending
Committee
Chair
(since
2019). |
Director
of Real Estate Equity
Exchange,
Inc. (since 2005); Director
of
Cloudera Foundation (2017-2020);
and
Director of Reading Partners
(2012-2016). |
Director
of iShares, Inc. (since 2003);
Trustee
of iShares U.S. ETF Trust
(since
2011). |
Name
(Year of Birth) |
Position |
Principal
Occupation(s)
During
the Past 5 Years |
Other
Directorships
Held
by Trustee |
Madhav
V. Rajan
(1964) |
Trustee
(since
2011); Fixed
Income
Plus
Committee
Chair
(since
2019). |
Dean,
and George Pratt Shultz
Professor
of Accounting, University
of
Chicago Booth School of Business
(since
2017); Advisory Board
Member
(since 2016) and Director
(since
2020) of C.M. Capital
Corporation;
Chair of the Board for
the
Center for Research in Security
Prices,
LLC (since 2020); Robert K.
Jaedicke
Professor of Accounting,
Stanford
University Graduate School
of
Business (2001-2017); Professor of
Law
(by courtesy), Stanford Law
School
(2005-2017); Senior Associate
Dean
for Academic Affairs and Head
of
MBA Program, Stanford University
Graduate
School of Business (2010-
2016). |
Director
of iShares, Inc. (since 2011);
Trustee
of iShares U.S. ETF Trust
(since
2011). |
Name
(Year of Birth) |
Position |
Principal
Occupation(s)
During
the Past 5 Years |
Dominik
Rohé
(1973) |
President
(since
2023). |
Managing
Director, BlackRock, Inc.
(since
2005); Head of Americas ETF
and
Index Investments (since 2023);
Head
of Latin America (2019-2023). |
Trent
Walker
(1974) |
Treasurer
and Chief
Financial
Officer
(since
2020). |
Managing
Director of BlackRock, Inc.
(since
September 2019); Chief
Financial
Officer of iShares Delaware
Trust
Sponsor LLC, BlackRock Funds,
BlackRock
Funds II, BlackRock Funds
IV,
BlackRock Funds V and BlackRock
Funds
VI (since 2021); Executive Vice
President
of PIMCO (2016-2019);
Senior
Vice President of PIMCO
(2008-2015);
Treasurer (2013-2019)
and
Assistant Treasurer (2007-2017)
of
PIMCO Funds, PIMCO Variable
Insurance
Trust, PIMCO ETF Trust,
PIMCO
Equity Series, PIMCO Equity
Series
VIT, PIMCO Managed
Accounts
Trust, 2 PIMCO-sponsored
interval
funds and 21 PIMCO-
sponsored
closed-end funds. |
Name
(Year of Birth) |
Position |
Principal
Occupation(s)
During
the Past 5 Years |
Aaron
Wasserman
(1974) |
Chief
Compliance
Officer
(since 2023). |
Managing
Director of BlackRock, Inc.
(since
2018); Chief Compliance
Officer
of the BlackRock Multi-Asset
Complex,
the BlackRock Fixed-
Income
Complex and the Exchange-
Traded
Fund Complex (since 2023);
Deputy
Chief Compliance Officer for
the
BlackRock Multi-Asset Complex,
the
BlackRock Fixed-Income
Complex
and the Exchange-Traded
Fund
Complex (2014-2023). |
Marisa
Rolland
(1980) |
Secretary
(since
2022). |
Managing
Director, BlackRock, Inc.
(since
2023); Director, BlackRock, Inc.
(2018-2022);
Vice President,
BlackRock,
Inc. (2010-2017). |
Rachel
Aguirre
(1982) |
Executive
Vice
President
(since
2022). |
Managing
Director, BlackRock, Inc.
(since
2018); Director, BlackRock, Inc.
(2009-2018);
Head of U.S. iShares
Product
(since 2022); Head of EII U.S.
Product
Engineering (since 2021);
Co-Head
of EII’s Americas Portfolio
Engineering
(2020-2021); Head of
Developed
Markets Portfolio
Engineering
(2016-2019). |
Jennifer
Hsui
(1976) |
Executive
Vice
President
(since
2022). |
Managing
Director, BlackRock, Inc.
(since
2009); Co-Head of Index
Equity
(since 2022). |
James
Mauro
(1970) |
Executive
Vice
President
(since
2021). |
Managing
Director, BlackRock, Inc.
(since
2010); Head of Fixed Income
Index
Investments in the Americas
and
Head of San Francisco Core
Portfolio
Management (since 2020). |
Name |
Fund |
Dollar
Range of Equity
Securities
in Named Fund |
Aggregate
Dollar Range
of
Equity Securities in all
Registered
Investment
Companies
Overseen by
Trustee
in
Family of
Investment
Companies |
Robert
S. Kapito |
None |
None |
None |
|
|
|
|
Salim
Ramji |
iShares
Broad USD Investment Grade Corporate
Bond
ETF |
Over
$100,000 |
Over
$100,000 |
|
iShares
Commodity Curve Carry Strategy ETF |
$50,001-$100,000 |
|
|
iShares
Core Aggressive Allocation ETF |
Over
$100,000 |
|
|
iShares
Core Dividend Growth ETF |
Over
$100,000 |
|
|
iShares
Core MSCI Emerging Markets ETF |
Over
$100,000 |
|
|
iShares
Core MSCI Total International Stock ETF |
$1-$10,000 |
|
|
iShares
Core S&P 500 ETF |
$1-$10,000 |
|
|
iShares
Core S&P Mid-Cap ETF |
Over
$100,000 |
|
|
iShares
Core S&P Small-Cap ETF |
Over
$100,000 |
|
|
iShares
Core S&P Total U.S. Stock Market ETF |
$1-$10,000 |
|
|
iShares
ESG Aware MSCI USA ETF |
$1-$10,000 |
|
|
iShares
Expanded Tech Sector ETF |
$1-$10,000 |
|
|
iShares
Expanded Tech-Software Sector ETF |
$1-$10,000 |
|
|
iShares
Global Clean Energy ETF |
$1-$10,000 |
|
|
iShares
GSCI Commodity Dynamic Roll Strategy
ETF |
$50,001-$100,000 |
|
Name |
Fund |
Dollar
Range of Equity
Securities
in Named Fund |
Aggregate
Dollar Range
of
Equity Securities in all
Registered
Investment
Companies
Overseen by
Trustee
in
Family of
Investment
Companies |
|
iShares
High Yield Corporate Bond Buywrite
Strategy
ETF |
$10,001-$50,000 |
|
|
iShares
Investment Grade Corporate Bond
Buywrite
Strategy ETF
|
$10,001-$50,000 |
|
|
iShares
MSCI Emerging Markets Min Vol Factor
ETF |
$10,001-$50,000 |
|
|
iShares
Robotics and Artificial Intelligence
Multisector
ETF |
$1-$10,000 |
|
|
iShares
TIPS Bond ETF |
$10,001-$50,000 |
|
|
|
|
|
John
E. Kerrigan |
iShares
Core S&P 500 ETF |
Over
$100,000 |
Over
$100,000 |
|
iShares
Core S&P Small-Cap ETF |
$10,001-$50,000 |
|
|
iShares
ESG Advanced MSCI EAFE ETF |
$1-$10,000 |
|
|
iShares
ESG Advanced MSCI USA ETF |
$1-$10,000 |
|
|
iShares
ESG Aware MSCI EAFE ETF |
$10,001-$50,000 |
|
|
iShares
ESG Aware MSCI EM ETF |
$1-$10,000 |
|
|
iShares
ESG Aware MSCI USA ETF |
Over
$100,000 |
|
|
iShares
ESG Aware MSCI USA Small-Cap ETF |
$1-$10,000 |
|
|
iShares
Exponential Technologies ETF |
Over
$100,000 |
|
|
iShares
Genomics Immunology and Healthcare
ETF |
$10,001-$50,000 |
|
|
iShares
Global Clean Energy ETF |
Over
$100,000 |
|
|
iShares
Global Infrastructure ETF |
Over
$100,000 |
|
|
iShares
GSCI Commodity Dynamic Roll Strategy
ETF |
$1-$10,000 |
|
|
iShares
MSCI ACWI ex U.S. ETF |
Over
$100,000 |
|
|
iShares
MSCI EAFE Growth ETF |
$10,001-$50,000 |
|
|
iShares
MSCI EAFE Value ETF |
$50,001-$100,000 |
|
|
iShares
MSCI Emerging Markets Min Vol Factor
ETF |
$10,001-$50,000 |
|
|
iShares
MSCI KLD 400 Social ETF |
$10,001-$50,000 |
|
|
iShares
MSCI USA ESG Select ETF |
$1-$10,000 |
|
|
iShares
MSCI USA Min Vol Factor ETF |
$10,001-$50,000 |
|
|
iShares
MSCI USA Momentum Factor ETF |
$10,001-$50,000 |
|
|
iShares
U.S. Energy ETF |
$1-$10,000 |
|
|
iShares
U.S. Infrastructure ETF
|
$1-$10,000 |
|
|
iShares
U.S. Technology ETF |
$10,001-$50,000 |
|
|
|
|
|
Name |
Fund |
Dollar
Range of Equity
Securities
in Named Fund |
Aggregate
Dollar Range
of
Equity Securities in all
Registered
Investment
Companies
Overseen by
Trustee
in
Family of
Investment
Companies |
Jane
D. Carlin |
iShares
Core MSCI EAFE ETF |
Over
$100,000 |
Over
$100,000 |
|
iShares
Core MSCI Emerging Markets ETF |
$50,001-$100,000 |
|
|
iShares
Core S&P Mid-Cap ETF |
$10,001-$50,000 |
|
|
iShares
Core S&P Small-Cap ETF |
Over
$100,000 |
|
|
iShares
Global Clean Energy ETF |
$10,001-$50,000 |
|
|
iShares
MSCI ACWI ex U.S. ETF |
Over
$100,000 |
|
|
iShares
MSCI Global Metals & Mining Producers
ETF |
$10,001-$50,000 |
|
|
iShares
Select Dividend ETF |
$50,001-$100,000 |
|
|
|
|
|
Richard
L. Fagnani |
iShares
Core Dividend Growth ETF |
$50,001-$100,000 |
Over
$100,000 |
|
iShares
Core MSCI EAFE ETF |
$50,001-$100,000 |
|
|
iShares
Core MSCI International Developed
Markets
ETF |
$10,001-$50,000 |
|
|
iShares
Core S&P 500 ETF |
$50,001-$100,000 |
|
|
iShares
Core S&P Small-Cap ETF |
Over
$100,000 |
|
|
iShares
Core S&P Total U.S. Stock Market ETF |
$50,001-$100,000 |
|
|
iShares
Core S&P U.S. Growth ETF |
$50,001-$100,000 |
|
|
iShares
Morningstar Growth ETF |
Over
$100,000 |
|
|
iShares
Morningstar Mid-Cap Value ETF |
$10,001-$50,000 |
|
|
iShares
MSCI Intl Value Factor ETF |
$10,001-$50,000 |
|
|
|
|
|
Cecilia
H. Herbert |
iShares
California Muni Bond ETF |
Over
$100,000 |
Over
$100,000 |
|
iShares
Core Dividend Growth ETF |
$50,001-$100,000 |
|
|
iShares
Core MSCI Total International Stock ETF |
$10,001-$50,000 |
|
|
iShares
Core S&P 500 ETF |
Over
$100,000 |
|
|
iShares
Core S&P U.S. Growth ETF |
Over
$100,000 |
|
|
iShares
Core S&P U.S. Value ETF |
Over
$100,000 |
|
|
iShares
iBoxx $ High Yield Corporate Bond ETF |
$10,001-$50,000 |
|
|
iShares
MSCI USA Value Factor ETF |
Over
$100,000 |
|
|
iShares
National Muni Bond ETF |
$10,001-$50,000 |
|
|
iShares
Preferred and Income Securities ETF |
$1-$10,000 |
|
|
|
|
|
Drew
E. Lawton |
iShares
20+ Year Treasury Bond BuyWrite Strategy
ETF |
$50,001-$100,000 |
Over
$100,000 |
|
iShares
Biotechnology ETF |
Over
$100,000 |
|
|
iShares
Core Dividend Growth ETF |
Over
$100,000 |
|
Name |
Fund |
Dollar
Range of Equity
Securities
in Named Fund |
Aggregate
Dollar Range
of
Equity Securities in all
Registered
Investment
Companies
Overseen by
Trustee
in
Family of
Investment
Companies |
|
iShares
Core MSCI Total International Stock ETF |
$10,001-$50,000 |
|
|
iShares
Core S&P Total U.S. Stock Market ETF |
Over
$100,000 |
|
|
iShares
Expanded Tech Sector ETF |
$50,001-$100,000 |
|
|
iShares
Exponential Technologies ETF |
Over
$100,000 |
|
|
iShares
Global Financials ETF |
$10,001-$50,000 |
|
|
iShares
iBonds Dec 2023 Term Treasury ETF |
Over
$100,000 |
|
|
iShares
U.S. Financial Services ETF |
$10,001-$50,000 |
|
|
iShares
U.S. Financials ETF |
$10,001-$50,000 |
|
|
iShares
U.S. Healthcare ETF |
Over
$100,000 |
|
|
|
|
|
John
E. Martinez |
iShares
1-5 Year Investment Grade Corporate
Bond
ETF |
Over
$100,000 |
Over
$100,000 |
|
iShares
Core MSCI International Developed
Markets
ETF |
$10,001-$50,000 |
|
|
iShares
Core S&P 500 ETF |
Over
$100,000 |
|
|
iShares
Core S&P Small-Cap ETF |
Over
$100,000 |
|
|
iShares
Core S&P Total U.S. Stock Market ETF |
Over
$100,000 |
|
|
iShares
Global Consumer Staples ETF |
Over
$100,000 |
|
|
iShares
Russell 1000 ETF |
Over
$100,000 |
|
|
iShares
Russell 1000 Value ETF |
Over
$100,000 |
|
|
iShares
Russell 2000 ETF |
Over
$100,000 |
|
|
|
|
|
Madhav
V. Rajan |
iShares
Core MSCI International Developed
Markets
ETF |
Over
$100,000 |
Over
$100,000 |
|
iShares
Core S&P 500 ETF |
Over
$100,000 |
|
Name |
iShares
Climate
Conscious
& Transition
MSCI
USA ETF1
|
iShares
Emergent
Food
and AgTech
Multisector
ETF |
iShares
ESG
Advanced
MSCI
EAFE
ETF |
iShares
ESG
Advanced
MSCI
USA
ETF |
Independent
Trustees: |
|
|
|
|
Jane
D. Carlin |
$472 |
$1 |
$98 |
$148 |
Richard
L. Fagnani |
472 |
1 |
98 |
148 |
Cecilia
H. Herbert
|
485 |
1 |
100 |
152 |
John
E. Kerrigan |
537 |
1 |
111 |
169 |
Drew
E. Lawton |
457 |
1 |
95 |
143 |
John
E. Martinez |
457 |
1 |
95 |
143 |
Madhav
V. Rajan |
457 |
1 |
95 |
143 |
|
|
|
| |
Interested
Trustees: |
|
|
|
|
|
|
|
| |
Robert
S. Kapito
|
$0 |
$0 |
$0 |
$0 |
Salim
Ramji |
0 |
0 |
0 |
0 |
Name |
iShares
ESG
Aware
MSCI
EAFE
ETF |
iShares
ESG
Aware
MSCI
USA
ETF |
iShares
ESG
Aware
MSCI
USA
Growth ETF2
|
iShares
ESG
Aware
MSCI
USA
Small-Cap ETF |
Independent
Trustees: |
|
|
|
|
Jane
D. Carlin |
$1,484 |
$2,620 |
$1 |
$287 |
Richard
L. Fagnani |
1,484 |
2,620 |
1 |
287 |
Cecilia
H. Herbert
|
1,526 |
2,693 |
1 |
295 |
John
E. Kerrigan |
1,691 |
2,985 |
1 |
327 |
Drew
E. Lawton |
1,438 |
2,538 |
1 |
278 |
John
E. Martinez |
1,438 |
2,538 |
1 |
278 |
Madhav
V. Rajan |
1,438 |
2,538 |
1 |
278 |
|
|
|
| |
Interested
Trustees: |
|
|
|
|
|
|
|
| |
Robert
S. Kapito
|
$0 |
$0 |
$0 |
$0 |
Salim
Ramji |
0 |
0 |
0 |
0 |
Name |
iShares
ESG
Aware
MSCI
USA
Value ETF3
|
iShares
ESG MSCI
USA
Leaders ETF |
iShares
MSCI
Denmark
ETF
|
iShares
MSCI
Finland
ETF |
Independent
Trustees: |
|
|
|
|
Jane
D. Carlin |
$1 |
$233 |
$50 |
$4 |
Richard
L. Fagnani |
1 |
233 |
50 |
4 |
Cecilia
H. Herbert
|
1 |
240 |
52 |
4 |
John
E. Kerrigan |
1 |
266 |
57 |
5 |
Drew
E. Lawton |
1 |
226 |
49 |
4 |
John
E. Martinez |
1 |
226 |
49 |
4 |
Madhav
V. Rajan |
1 |
226 |
49 |
4 |
|
|
|
| |
Interested
Trustees: |
|
|
|
|
Name |
iShares
ESG
Aware
MSCI
USA
Value ETF3 |
iShares
ESG MSCI
USA
Leaders ETF |
iShares
MSCI
Denmark
ETF |
iShares
MSCI
Finland
ETF |
|
|
|
| |
Robert
S. Kapito
|
$0 |
$0 |
$0 |
$0 |
Salim
Ramji |
0 |
0 |
0 |
0 |
Name |
iShares
MSCI
Indonesia
ETF |
iShares
MSCI
Ireland
ETF |
iShares
MSCI
Japan
Value ETF |
iShares
MSCI
New
Zealand ETF |
Independent
Trustees: |
|
|
|
|
Jane
D. Carlin |
$102 |
$20 |
$46 |
$27 |
Richard
L. Fagnani |
102 |
20 |
46 |
27 |
Cecilia
H. Herbert
|
105 |
21 |
47 |
28 |
John
E. Kerrigan |
116 |
23 |
53 |
31 |
Drew
E. Lawton |
99 |
20 |
45 |
26 |
John
E. Martinez |
99 |
20 |
45 |
26 |
Madhav
V. Rajan |
99 |
20 |
45 |
26 |
|
|
|
| |
Interested
Trustees: |
|
|
|
|
|
|
|
| |
Robert
S. Kapito
|
$0 |
$0 |
$0 |
$0 |
Salim
Ramji |
0 |
0 |
0 |
0 |
Name |
iShares
MSCI
Norway
ETF |
iShares
MSCI
Philippines
ETF |
iShares
MSCI
Poland
ETF |
iShares
MSCI
United
Kingdom ETF |
Independent
Trustees: |
|
|
|
|
Jane
D. Carlin |
$7 |
$19 |
$47 |
$552 |
Richard
L. Fagnani |
7 |
19 |
47 |
552 |
Cecilia
H. Herbert
|
7 |
20 |
48 |
567 |
John
E. Kerrigan |
8 |
22 |
53 |
629 |
Drew
E. Lawton |
7 |
18 |
45 |
534 |
John
E. Martinez |
7 |
18 |
45 |
534 |
Madhav
V. Rajan |
7 |
18 |
45 |
534 |
|
|
|
| |
Interested
Trustees: |
|
|
|
|
|
|
|
| |
Robert
S. Kapito
|
$0 |
$0 |
$0 |
$0 |
Salim
Ramji |
0 |
0 |
0 |
0 |
Name |
iShares
MSCI
United
Kingdom
Small-Cap
ETF |
iShares
Paris-Aligned
Climate
MSCI
USA
ETF |
Independent
Trustees: |
|
|
Jane
D. Carlin |
$9 |
$305 |
Richard
L. Fagnani |
9 |
305 |
Cecilia
H. Herbert
|
9 |
313 |
John
E. Kerrigan |
10 |
347 |
Drew
E. Lawton |
9 |
295 |
John
E. Martinez |
9 |
295 |
Madhav
V. Rajan |
9 |
295 |
Name |
iShares
MSCI
United
Kingdom
Small-Cap
ETF |
iShares
Paris-Aligned
Climate
MSCI
USA
ETF |
|
| |
Interested
Trustees: |
|
|
|
| |
Robert
S. Kapito
|
$0 |
$0 |
Salim
Ramji |
0 |
0 |
Name |
Pension
or
Retirement
Benefits
Accrued
As
Part
of Trust
Expenses4
|
Estimated
Annual
Benefits
Upon
Retirement4
|
Total
Compensation
From
the Funds
and
Fund Complex5
|
Independent
Trustees: |
|
|
|
Jane
D. Carlin |
Not
Applicable |
Not
Applicable |
$465,000 |
Richard
L. Fagnani |
Not
Applicable |
Not
Applicable |
476,764 |
Cecilia
H. Herbert
|
Not
Applicable
|
Not
Applicable
|
475,000 |
John
E. Kerrigan |
Not
Applicable |
Not
Applicable |
505,000 |
Drew
E. Lawton |
Not
Applicable |
Not
Applicable |
461,764 |
John
E. Martinez |
Not
Applicable |
Not
Applicable |
450,000 |
Madhav
V. Rajan |
Not
Applicable |
Not
Applicable |
450,000 |
| |||
Interested
Trustees: |
|
|
|
| |||
Robert
S. Kapito |
Not
Applicable
|
Not
Applicable
|
$0 |
Salim
Ramji |
Not
Applicable
|
Not
Applicable
|
0 |
Fund |
Name
and Address |
Percentage
of
Ownership |
iShares
Climate Conscious & Transition MSCI USA ETF |
The
Bank of New York Mellon
111
Sanders Creek Parkway
2nd
Floor
East
Syracuse, NY 13057 |
99.97
% |
| ||
iShares
Emergent Food and AgTech Multisector ETF |
State
Street Bank and Trust Company
1776
Heritage Drive
North
Quincy, MA 02171 |
33.33
% |
Fund |
Name
and Address |
Percentage
of
Ownership |
|
Charles
Schwab & Co., Inc.
101
Montgomery Street
San
Francisco, CA 94014 |
24.98
% |
|
J.P.
Morgan Securities, LLC/JPMC
383
Madison Avenue
New
York, NY 10179 |
11.33
% |
|
National
Financial Services LLC
245
Summer Street
Boston,
MA 02210 |
7.58
% |
|
BofA
Securities, Inc.
100
N Tryon Street
NC1-007-14-30
Charlotte,
NC 28255 |
5.91
% |
| ||
iShares
ESG Advanced MSCI EAFE ETF |
National
Financial Services LLC
245
Summer Street
Boston,
MA 02210 |
28.89
% |
|
Charles
Schwab & Co., Inc.
101
Montgomery Street
San
Francisco, CA 94014 |
24.84
% |
|
Pershing
LLC
One
Pershing Plaza
Jersey
City, NJ 07399 |
13.24
% |
|
Northern
Trust Company (The)
801
South Canal Street
Chicago,
IL 60607 |
11.87
% |
| ||
iShares
ESG Advanced MSCI USA ETF |
National
Financial Services LLC
245
Summer Street
Boston,
MA 02210 |
35.11
% |
|
Charles
Schwab & Co., Inc.
101
Montgomery Street
San
Francisco, CA 94014 |
18.50
% |
|
Northern
Trust Company (The)
801
South Canal Street
Chicago,
IL 60607 |
14.66
% |
|
Pershing
LLC
One
Pershing Plaza
Jersey
City, NJ 07399 |
7.04
% |
| ||
iShares
ESG Aware MSCI EAFE ETF |
Charles
Schwab & Co., Inc.
101
Montgomery Street
San
Francisco, CA 94014 |
13.90
% |
|
Pershing
LLC
One
Pershing Plaza
Jersey
City, NJ 07399 |
12.05
% |
|
National
Financial Services LLC
245
Summer Street
Boston,
MA 02210 |
9.57
% |
Fund |
Name
and Address |
Percentage
of
Ownership |
|
Merrill
Lynch, Pierce, Fenner & Smith
Incorporated
- TS Sub
101
Hudson Street
9th
Floor
Jersey
City, NJ 07302-3997 |
8.58
% |
|
Northern
Trust Company (The)
801
South Canal Street
Chicago,
IL 60607 |
6.92
% |
|
Morgan
Stanley Smith Barney LLC
One
New York Plaza
New
York, NY 10004 |
6.53
% |
|
JPMorgan
Chase Bank, National Association
1111
Polaris Parkway
Columbus,
OH 43240
|
5.79
% |
| ||
iShares
ESG Aware MSCI USA ETF |
National
Financial Services LLC
245
Summer Street
Boston,
MA 02210 |
16.29
% |
|
Charles
Schwab & Co., Inc.
101
Montgomery Street
San
Francisco, CA 94014 |
12.67
% |
|
Merrill
Lynch, Pierce, Fenner & Smith
Incorporated
- TS Sub
101
Hudson Street
9th
Floor
Jersey
City, NJ 07302-3997 |
10.72
% |
|
Pershing
LLC
One
Pershing Plaza
Jersey
City, NJ 07399 |
9.53
% |
|
JPMorgan
Chase Bank, National Association
1111
Polaris Parkway
Columbus,
OH 43240
|
6.47
% |
| ||
iShares
ESG Aware MSCI USA Growth ETF |
State
Street Bank and Trust Company
1776
Heritage Drive
North
Quincy, MA 02171 |
75.00
% |
|
ABN
AMRO Clearing Chicago LLC
175
West Jackson Boulevard
Chicago,
IL 60604 |
21.21
% |
| ||
iShares
ESG Aware MSCI USA Small-Cap ETF |
Charles
Schwab & Co., Inc.
101
Montgomery Street
San
Francisco, CA 94014 |
32.47
% |
|
National
Financial Services LLC
245
Summer Street
Boston,
MA 02210 |
15.04
% |
|
Pershing
LLC
One
Pershing Plaza
Jersey
City, NJ 07399 |
6.46
% |
Fund |
Name
and Address |
Percentage
of
Ownership |
|
Northern
Trust Company (The)
801
South Canal Street
Chicago,
IL 60607 |
5.22
% |
|
Goldman,
Sachs & Co.
30
Hudson Street
16th
Floor
Jersey
City, NJ 07302 |
5.18
% |
| ||
iShares
ESG Aware MSCI USA Value ETF |
State
Street Bank and Trust Company
1776
Heritage Drive
North
Quincy, MA 02171 |
75.00
% |
|
ABN
AMRO Clearing Chicago LLC
175
West Jackson Boulevard
Chicago,
IL 60604 |
13.30
% |
|
Pershing
LLC
One
Pershing Plaza
Jersey
City, NJ 07399 |
5.13
% |
| ||
iShares
ESG MSCI USA Leaders ETF |
Euroclear
Bank SA/NV
28
Liberty Street, 33rd Floor
New
York, NY 10005 |
43.84
% |
|
Charles
Schwab & Co., Inc.
101
Montgomery Street
San
Francisco, CA 94014 |
17.08
% |
|
National
Financial Services LLC
245
Summer Street
Boston,
MA 02210 |
9.19
% |
|
Northern
Trust Company (The)
801
South Canal Street
Chicago,
IL 60607 |
6.44
% |
|
Citibank,
N.A.
3800
CitiBank Center Tampa
Building
B/1st Floor Zone 8
Tampa,
FL 33610-9122 |
5.84
% |
| ||
iShares
MSCI Denmark ETF |
Citibank,
N.A. S.D. Indeval Institucion
3800
CitiBank Center Tampa
Building
B/1st Floor Zone 8
Tampa,
FL 33610-9122 |
20.65
% |
|
Citibank,
N.A.
3800
CitiBank Center Tampa
Building
B/1st Floor Zone 8
Tampa,
FL 33610-9122 |
19.30
% |
|
The
Bank of New York Mellon
111
Sanders Creek Parkway
2nd
Floor
East
Syracuse, NY 13057 |
14.00
% |
|
Charles
Schwab & Co., Inc.
101
Montgomery Street
San
Francisco, CA 94014 |
13.23
% |
Fund |
Name
and Address |
Percentage
of
Ownership |
|
CIBC
World Markets Inc./CDS
161
Bay Street
10th
Floor
Toronto,
ON
M5J
258 CA |
6.82
% |
| ||
iShares
MSCI Finland ETF
|
Charles
Schwab & Co., Inc.
101
Montgomery Street
San
Francisco, CA 94014 |
48.37
% |
|
The
Bank of New York Mellon
111
Sanders Creek Parkway
2nd
Floor
East
Syracuse, NY 13057 |
16.43
% |
|
State
Street Bank and Trust Company
1776
Heritage Drive
North
Quincy, MA 02171 |
5.05
% |
| ||
iShares
MSCI Indonesia ETF |
State
Street Bank and Trust Company
1776
Heritage Drive
North
Quincy, MA 02171 |
21.14
% |
|
The
Bank of New York Mellon
111
Sanders Creek Parkway
2nd
Floor
East
Syracuse, NY 13057 |
9.61
% |
|
Citibank,
N.A.
3800
CitiBank Center Tampa
Building
B/1st Floor Zone 8
Tampa,
FL 33610-9122 |
8.51
% |
|
Brown
Brothers Harriman & Co.
525
Washington Blvd.
11th
Floor
Jersey
City, NJ 07310 |
7.58
% |
|
Merrill
Lynch, Pierce, Fenner & Smith
Incorporated
- TS Sub
101
Hudson Street
9th
Floor
Jersey
City, NJ 07302-3997 |
7.52
% |
|
JPMorgan
Chase Bank, National Association
1111
Polaris Parkway
Columbus,
OH 43240
|
7.37
% |
|
Charles
Schwab & Co., Inc.
101
Montgomery Street
San
Francisco, CA 94014 |
5.83
% |
| ||
iShares
MSCI Ireland ETF |
Raymond,
James & Associates, Inc.
880
Carillon Parkway
P.O.
Box 12749
St.
Petersburg, FL 33733 |
28.46
% |
|
Charles
Schwab & Co., Inc.
101
Montgomery Street
San
Francisco, CA 94014 |
19.07
% |
Fund |
Name
and Address |
Percentage
of
Ownership |
|
Morgan
Stanley Smith Barney LLC
One
New York Plaza
New
York, NY 10004 |
8.16
% |
|
National
Financial Services LLC
245
Summer Street
Boston,
MA 02210 |
7.34
% |
|
Ameriprise
Enterprise Investment Services, Inc.
901
3rd
Avenue South
Minneapolis,
MN 55474 |
7.03
% |
| ||
iShares
MSCI Japan Value ETF |
The
Bank of New York Mellon
111
Sanders Creek Parkway
2nd
Floor
East
Syracuse, NY 13057 |
38.41
% |
|
Charles
Schwab & Co., Inc.
101
Montgomery Street
San
Francisco, CA 94014 |
12.50
% |
|
National
Financial Services LLC
245
Summer Street
Boston,
MA 02210 |
10.26
% |
|
Merrill
Lynch, Pierce, Fenner & Smith
Incorporated
- TS Sub
101
Hudson Street
9th
Floor
Jersey
City, NJ 07302-3997 |
5.24
% |
| ||
iShares
MSCI New Zealand ETF
|
Charles
Schwab & Co., Inc.
101
Montgomery Street
San
Francisco, CA 94014 |
20.49
% |
|
National
Financial Services LLC
245
Summer Street
Boston,
MA 02210 |
16.20
% |
|
Citibank,
N.A. S.D. Indeval Institucion
3800
CitiBank Center Tampa
Building
B/1st Floor Zone 8
Tampa,
FL 33610-9122 |
14.95
% |
|
Citibank,
N.A.
3800
CitiBank Center Tampa
Building
B/1st Floor Zone 8
Tampa,
FL 33610-9122 |
5.12
% |
| ||
iShares
MSCI Norway ETF |
National
Financial Services LLC
245
Summer Street
Boston,
MA 02210 |
19.59
% |
|
Charles
Schwab & Co., Inc.
101
Montgomery Street
San
Francisco, CA 94014 |
17.08
% |
|
Brown
Brothers Harriman & Co.
525
Washington Blvd.
11th
Floor
Jersey
City, NJ 07310 |
11.55
% |
Fund |
Name
and Address |
Percentage
of
Ownership |
|
The
Bank of New York Mellon
111
Sanders Creek Parkway
2nd
Floor
East
Syracuse, NY 13057 |
7.98
% |
|
VANGUARD
Marketing Corporation
100
Vanguard Boulevard
Malvern,
PA 19355 |
7.70
% |
|
Citibank,
N.A.
3800
CitiBank Center Tampa
Building
B/1st Floor Zone 8
Tampa,
FL 33610-9122 |
6.45
% |
| ||
iShares
MSCI Philippines ETF |
State
Street Bank and Trust Company
1776
Heritage Drive
North
Quincy, MA 02171 |
25.61
% |
|
Citibank,
N.A.
3800
CitiBank Center Tampa
Building
B/1st Floor Zone 8
Tampa,
FL 33610-9122 |
10.38
% |
|
JPMorgan
Chase Bank, National Association
1111
Polaris Parkway
Columbus,
OH 43240
|
8.40
% |
|
Interactive
Brokers Retail Equity Clearing
8
Greenwich Office Park
Greenwich,
CT 06831 |
6.58
% |
|
Brown
Brothers Harriman & Co.
525
Washington Blvd.
11th
Floor
Jersey
City, NJ 07310 |
5.43
% |
|
HSBC
Bank USA, NA/Clearing
452
Fifth Avenue
New
York, NY 10018 |
5.40
% |
|
Morgan
Stanley Smith Barney LLC
One
New York Plaza
New
York, NY 10004 |
5.35
% |
| ||
iShares
MSCI Poland ETF |
The
Bank of New York Mellon
111
Sanders Creek Parkway
2nd
Floor
East
Syracuse, NY 13057 |
13.43
% |
|
State
Street Bank and Trust Company
1776
Heritage Drive
North
Quincy, MA 02171 |
13.23
% |
|
Brown
Brothers Harriman & Co.
525
Washington Blvd.
11th
Floor
Jersey
City, NJ 07310 |
11.40
% |
|
Charles
Schwab & Co., Inc.
101
Montgomery Street
San
Francisco, CA 94014 |
8.75
% |
Fund |
Name
and Address |
Percentage
of
Ownership |
|
National
Financial Services LLC
245
Summer Street
Boston,
MA 02210 |
5.55
% |
|
Citibank,
N.A.
3800
CitiBank Center Tampa
Building
B/1st Floor Zone 8
Tampa,
FL 33610-9122 |
5.33
% |
| ||
iShares
MSCI United Kingdom ETF |
Citibank,
N.A. S.D. Indeval Institucion
3800
CitiBank Center Tampa
Building
B/1st Floor Zone 8
Tampa,
FL 33610-9122 |
17.75
% |
|
Citibank,
N.A.
3800
CitiBank Center Tampa
Building
B/1st Floor Zone 8
Tampa,
FL 33610-9122 |
16.27
% |
|
Goldman,
Sachs & Co.
30
Hudson Street
16th
Floor
Jersey
City, NJ 07302 |
7.67
% |
|
National
Financial Services LLC
245
Summer Street
Boston,
MA 02210 |
7.51
% |
|
Charles
Schwab & Co., Inc.
101
Montgomery Street
San
Francisco, CA 94014 |
7.09
% |
|
The
Bank of New York Mellon
111
Sanders Creek Parkway
2nd
Floor
East
Syracuse, NY 13057 |
5.57
% |
| ||
iShares
MSCI United Kingdom Small-Cap ETF |
State
Street Bank and Trust Company
1776
Heritage Drive
North
Quincy, MA 02171 |
28.90
% |
|
Charles
Schwab & Co., Inc.
101
Montgomery Street
San
Francisco, CA 94014 |
25.51
% |
|
National
Financial Services LLC
245
Summer Street
Boston,
MA 02210 |
9.18
% |
| ||
iShares
Paris-Aligned Climate MSCI USA ETF |
Euroclear
Bank SA/NV
28
Liberty Street, 33rd Floor
New
York, NY 10005 |
87.11
% |
|
State
Street Bank and Trust Company
1776
Heritage Drive
North
Quincy, MA 02171 |
11.55
% |
Fund |
Management
Fees
Paid
Net
of Waivers
for
Fiscal
Year
Ended
August
31, 2023 |
Management
Fees
Paid
Net
of Waivers
for
Fiscal
Year
Ended
August
31, 2022 |
Management
Fees
Paid
Net
of Waivers
for
Fiscal
Year
Ended
August
31, 2021 |
iShares
Climate Conscious & Transition MSCI
USA
ETF |
$409,569 |
N/A |
N/A |
iShares
Emergent Food and AgTech
Multisector
ETF |
27,537 |
$8,904 |
N/A |
iShares
ESG Advanced MSCI EAFE ETF |
503,234 |
395,881 |
$129,053 |
iShares
ESG Advanced MSCI USA ETF |
646,701 |
570,078 |
156,034 |
iShares
ESG Aware MSCI EAFE ETF |
13,908,919 |
14,090,293 |
9,421,765 |
iShares
ESG Aware MSCI USA ETF |
25,922,697
|
35,182,083 |
22,246,896 |
iShares
ESG Aware MSCI USA Growth ETF |
4,703
|
N/A |
N/A |
iShares
ESG Aware MSCI USA Small-Cap ETF |
2,396,823
|
2,347,485 |
1,163,896 |
iShares
ESG Aware MSCI USA Value ETF |
4,071
|
N/A |
N/A |
iShares
ESG MSCI USA Leaders ETF |
2,618,137
|
3,702,887 |
3,127,380 |
iShares
MSCI Denmark ETF |
1,171,412 |
849,111 |
850,009 |
iShares
MSCI Finland ETF |
100,517 |
140,558 |
176,465 |
iShares
MSCI Indonesia ETF |
2,930,526
|
2,524,878 |
1,961,109 |
iShares
MSCI Ireland ETF |
357,816
|
340,648 |
308,624 |
iShares
MSCI Japan Value ETF |
242,026 |
121,675 |
38,174 |
iShares
MSCI New Zealand ETF |
615,711
|
640,990 |
853,923 |
iShares
MSCI Norway ETF |
163,873
|
242,357 |
180,573 |
iShares
MSCI Philippines ETF |
672,703 |
711,308 |
743,337 |
iShares
MSCI Poland ETF |
1,163,426 |
1,317,330 |
1,476,840 |
iShares
MSCI United Kingdom ETF |
15,428,590
|
16,873,143 |
15,450,248 |
iShares
MSCI United Kingdom Small-Cap ETF |
274,606
|
508,497 |
540,007 |
iShares
Paris-Aligned Climate MSCI USA ETF1,2
|
1,069,474 |
353,556 |
N/A |
Jennifer
Hsui |
|
|
Types
of Accounts |
Number |
Total
Assets |
Registered
Investment Companies |
327 |
$1,969,097,000,000 |
Jennifer
Hsui |
|
|
Types
of Accounts |
Number |
Total
Assets |
Other
Pooled Investment Vehicles |
0 |
N/A |
Other
Accounts |
0 |
N/A |
Greg
Savage |
|
|
Types
of Accounts |
Number |
Total
Assets |
Registered
Investment Companies |
260 |
$1,824,299,000,000 |
Other
Pooled Investment Vehicles |
86 |
8,562,000,000 |
Other
Accounts |
4 |
790,000,000 |
Paul
Whitehead |
|
|
Types
of Accounts |
Number |
Total
Assets |
Registered
Investment Companies |
333 |
$1,971,009,000,000 |
Other
Pooled Investment Vehicles |
342 |
984,421,000,000 |
Other
Accounts |
137 |
610,376,000,000 |
Jennifer
Hsui |
|
|
Types
of Accounts |
Number
of Other
Accounts
with
Performance
Fees
Managed
by Portfolio Manager |
Aggregate
of
Total Assets |
Registered
Investment Companies |
0 |
N/A |
Other
Pooled Investment Vehicles |
0 |
N/A |
Other
Accounts |
0 |
N/A |
Greg
Savage |
|
|
Types
of Accounts |
Number
of Other
Accounts
with
Performance
Fees
Managed
by Portfolio Manager |
Aggregate
of
Total Assets
|
Registered
Investment Companies |
0 |
N/A |
Other
Pooled Investment Vehicles |
0 |
N/A |
Other
Accounts |
0 |
N/A |
Paul
Whitehead |
|
|
Types
of Accounts |
Number
of Other Accounts
with
Performance Fees
Managed
by Portfolio Manager |
Aggregate
of
Total Assets
|
Registered
Investment Companies |
0 |
N/A |
Other
Pooled Investment Vehicles |
0 |
N/A |
Other
Accounts |
1 |
2,529,000,000 |
Jennifer
Hsui
|
|
|
|
|
|
|
|
|
Dollar
Range | ||||||
Fund |
None |
$1
to $10k |
$10,001
to
$50k |
$50,001
to
$100k |
$100,001
to
$500k |
$500,001
to
$1m |
over
$1m |
iShares
Climate Conscious & Transition MSCI USA
ETF |
X |
|
|
|
|
|
|
iShares
Emergent Food and AgTech Multisector
ETF |
X |
|
|
|
|
|
|
iShares
ESG Advanced MSCI EAFE ETF |
X |
|
|
|
|
|
|
iShares
ESG Advanced MSCI USA ETF |
X |
|
|
|
|
|
|
iShares
ESG Aware MSCI EAFE ETF |
X |
|
|
|
|
|
|
iShares
ESG Aware MSCI USA ETF |
X |
|
|
|
|
|
|
iShares
ESG Aware MSCI USA Growth ETF |
X |
|
|
|
|
|
|
Jennifer
Hsui |
|
|
|
|
|
|
|
|
Dollar
Range | ||||||
Fund |
None |
$1
to $10k |
$10,001
to
$50k |
$50,001
to
$100k |
$100,001
to
$500k |
$500,001
to
$1m |
over
$1m |
iShares
ESG Aware MSCI USA Small-Cap ETF |
X |
|
|
|
|
|
|
iShares
ESG Aware MSCI USA Value ETF |
X |
|
|
|
|
|
|
iShares
ESG MSCI USA Leaders ETF |
X |
|
|
|
|
|
|
iShares
MSCI Denmark ETF
|
X |
|
|
|
|
|
|
iShares
MSCI Finland ETF
|
X |
|
|
|
|
|
|
iShares
MSCI Indonesia ETF
|
X |
|
|
|
|
|
|
iShares
MSCI Ireland ETF
|
X |
|
|
|
|
|
|
iShares
MSCI Japan Value ETF |
X |
|
|
|
|
|
|
iShares
MSCI New Zealand ETF
|
X |
|
|
|
|
|
|
iShares
MSCI Norway ETF
|
X |
|
|
|
|
|
|
iShares
MSCI Philippines ETF |
X |
|
|
|
|
|
|
iShares
MSCI Poland ETF
|
X |
|
|
|
|
|
|
iShares
MSCI United Kingdom ETF |
X |
|
|
|
|
|
|
iShares
MSCI United Kingdom Small-Cap ETF |
X |
|
|
|
|
|
|
iShares
Paris-Aligned Climate MSCI USA ETF |
X |
|
|
|
|
|
|
Greg
Savage |
|
|
|
|
|
|
|
|
Dollar
Range | ||||||
Fund |
None |
$1
to $10k |
$10,001
to
$50k |
$50,001
to
$100k |
$100,001
to
$500k |
$500,001
to
$1m |
over
$1m |
iShares
Climate Conscious & Transition MSCI USA
ETF |
X |
|
|
|
|
|
|
iShares
Emergent Food and AgTech Multisector
ETF |
X |
|
|
|
|
|
|
iShares
ESG Advanced MSCI EAFE ETF |
X |
|
|
|
|
|
|
iShares
ESG Advanced MSCI USA ETF |
X |
|
|
|
|
|
|
iShares
ESG Aware MSCI EAFE ETF |
X |
|
|
|
|
|
|
iShares
ESG Aware MSCI USA ETF |
X |
|
|
|
|
|
|
iShares
ESG Aware MSCI USA Growth ETF |
X |
|
|
|
|
|
|
iShares
ESG Aware MSCI USA Small-Cap ETF |
|
|
|
X |
|
|
|
iShares
ESG Aware MSCI USA Value ETF |
X |
|
|
|
|
|
|
iShares
ESG MSCI USA Leaders ETF |
X |
|
|
|
|
|
|
iShares
MSCI Denmark ETF
|
X |
|
|
|
|
|
|
iShares
MSCI Finland ETF
|
X |
|
|
|
|
|
|
iShares
MSCI Indonesia ETF
|
X |
|
|
|
|
|
|
iShares
MSCI Ireland ETF
|
X |
|
|
|
|
|
|
iShares
MSCI Japan Value ETF |
X |
|
|
|
|
|
|
iShares
MSCI New Zealand ETF
|
X |
|
|
|
|
|
|
iShares
MSCI Norway ETF
|
X |
|
|
|
|
|
|
iShares
MSCI Philippines ETF |
X |
|
|
|
|
|
|
iShares
MSCI Poland ETF
|
X |
|
|
|
|
|
|
iShares
MSCI United Kingdom ETF |
X |
|
|
|
|
|
|
iShares
MSCI United Kingdom Small-Cap ETF |
X |
|
|
|
|
|
|
iShares
Paris-Aligned Climate MSCI USA ETF |
X |
|
|
|
|
|
|
Paul
Whitehead |
|
|
|
|
|
|
|
|
Dollar
Range | ||||||
Fund |
None |
$1
to $10k |
$10,001
to
$50k |
$50,001
to
$100k |
$100,001
to
$500k |
$500,001
to
$1m |
over
$1m |
iShares
Climate Conscious & Transition MSCI USA
ETF |
X |
|
|
|
|
|
|
iShares
Emergent Food and AgTech Multisector
ETF |
X |
|
|
|
|
|
|
iShares
ESG Advanced MSCI EAFE ETF |
X |
|
|
|
|
|
|
iShares
ESG Advanced MSCI USA ETF |
X |
|
|
|
|
|
|
iShares
ESG Aware MSCI EAFE ETF |
X |
|
|
|
|
|
|
iShares
ESG Aware MSCI USA ETF |
X |
|
|
|
|
|
|
iShares
ESG Aware MSCI USA Growth ETF |
X |
|
|
|
|
|
|
iShares
ESG Aware MSCI USA Small-Cap ETF |
X |
|
|
|
|
|
|
iShares
ESG Aware MSCI USA Value ETF |
X |
|
|
|
|
|
|
iShares
ESG MSCI USA Leaders ETF |
X |
|
|
|
|
|
|
iShares
MSCI Denmark ETF
|
X |
|
|
|
|
|
|
iShares
MSCI Finland ETF
|
X |
|
|
|
|
|
|
iShares
MSCI Indonesia ETF
|
X |
|
|
|
|
|
|
iShares
MSCI Ireland ETF
|
X |
|
|
|
|
|
|
iShares
MSCI Japan Value ETF |
X |
|
|
|
|
|
|
iShares
MSCI New Zealand ETF
|
X |
|
|
|
|
|
|
iShares
MSCI Norway ETF
|
X |
|
|
|
|
|
|
iShares
MSCI Philippines ETF |
X |
|
|
|
|
|
|
iShares
MSCI Poland ETF
|
X |
|
|
|
|
|
|
iShares
MSCI United Kingdom ETF |
X |
|
|
|
|
|
|
iShares
MSCI United Kingdom Small-Cap ETF |
X |
|
|
|
|
|
|
iShares
Paris-Aligned Climate MSCI USA ETF |
X |
|
|
|
|
|
|
Fund |
Fund
Inception
Date |
Administration,
Custodian
&
Transfer
Agency
Expenses
Paid
During
Fiscal
Year
Ended
August 31, 2023 |
Administration,
Custodian
&
Transfer
Agency
Expenses
Paid
During
Fiscal
Year
Ended
August 31, 2022 |
Administration,
Custodian
&
Transfer
Agency
Expenses
Paid
During
Fiscal
Year
Ended
August 31, 2021 |
iShares
Emergent Food and AgTech
Multisector
ETF |
04/25/22 |
$25,217 |
$8,963 |
N/A |
iShares
ESG Advanced MSCI EAFE ETF |
06/16/20 |
74,836 |
88,437 |
$103,697 |
iShares
ESG Aware MSCI EAFE ETF |
06/28/16 |
420,227 |
455,709 |
353,635 |
iShares
MSCI Denmark ETF |
01/25/12 |
51,953 |
47,962 |
42,419 |
iShares
MSCI Finland ETF |
01/25/12 |
32,447 |
33,883 |
32,446 |
iShares
MSCI Indonesia ETF |
05/05/10 |
244,757
|
165,308 |
131,075 |
iShares
MSCI Ireland ETF |
05/05/10 |
29,417
|
31,289 |
27,870 |
iShares
MSCI Japan Value ETF |
03/05/19 |
28,174 |
29,042 |
31,723 |
iShares
MSCI New Zealand ETF
|
09/01/10
|
43,475
|
44,441 |
45,431 |
iShares
MSCI Norway ETF |
01/23/12
|
37,536
|
41,617 |
35,417 |
iShares
MSCI Philippines ETF |
09/28/10 |
86,278 |
72,539 |
64,261 |
iShares
MSCI Poland ETF |
05/25/10 |
109,328 |
114,535 |
139,770 |
iShares
MSCI United Kingdom ETF |
03/12/96 |
87,236
|
99,915 |
95,888 |
iShares
MSCI United Kingdom Small-Cap ETF |
01/25/12 |
38,234
|
39,196 |
37,616 |
Fund |
Fund
Inception
Date |
Administration,
Custodian
&
Transfer
Agency
Expenses
Paid
to
Citibank
During
Fiscal Year
Ended
August 31, 2023 |
Administration,
Custodian
&
Transfer
Agency
Expenses
Paid
to
Citibank
from
July 11, 2022
to
August 31, 2022 |
iShares
Climate Conscious & Transition MSCI
USA
ETF |
06/06/23 |
$13,019 |
N/A |
iShares
ESG Advanced MSCI USA ETF |
06/16/20 |
39,877 |
$6,849 |
iShares
ESG Aware MSCI USA ETF |
12/01/16 |
431,430 |
83,282 |
iShares
ESG Aware MSCI USA Growth ETF |
01/31/23 |
15,445 |
N/A |
iShares
ESG Aware MSCI USA Small-Cap ETF |
04/10/18 |
82,782 |
24,163 |
iShares
ESG Aware MSCI USA Value ETF |
01/31/23 |
16,409 |
N/A |
iShares
ESG MSCI USA Leaders ETF |
05/07/19 |
75,360 |
12,284 |
iShares
Paris-Aligned Climate MSCI USA ETF |
02/08/22 |
39,083 |
4,120 |
Fund |
Fund
Inception
Date |
Administration,
Custodian
&
Transfer
Agency
Expenses
Paid
to
State Street
from
September 1, 2021
to
July 10, 2022 |
Administration,
Custodian
&
Transfer
Agency
Expenses
Paid
to
State Street
During
Fiscal Year
Ended
August 31, 2021 |
iShares
ESG Advanced MSCI USA ETF |
06/16/20 |
$39,032 |
38,227 |
iShares
ESG Aware MSCI USA ETF |
12/01/16 |
285,970 |
209,771 |
iShares
ESG Aware MSCI USA Small-Cap ETF |
04/10/18 |
66,801 |
68,969 |
iShares
ESG MSCI USA Leaders ETF |
05/07/19 |
61,786 |
56,113 |
iShares
Paris-Aligned Climate MSCI USA ETF |
02/08/22 |
15,741 |
N/A |
Fund |
iShares
Climate
Conscious
& Transition
MSCI
USA ETF |
iShares
Emergent
Food
and AgTech
Multisector
ETF |
iShares
ESG
Advanced
MSCI
EAFE
ETF |
iShares
ESG
Advanced
MSCI
USA
ETF |
Gross
income from securities
lending
activities
|
$5,517 |
$2,289 |
$179,251 |
$474,922 |
Fees
and/or compensation for
securities
lending activities and
related
services
|
|
|
|
|
Securities
lending income paid to
BTC
for services as securities
lending
agent
|
49 |
342 |
4,598 |
14,768 |
Cash
collateral management
expenses
not included in
securities
lending income paid to
BTC
|
39 |
5 |
1,505 |
3,878 |
Administrative
fees not included
in
securities lending income paid
to
BTC
|
0 |
0 |
0 |
0 |
Fund |
iShares
Climate
Conscious
& Transition
MSCI
USA ETF |
iShares
Emergent
Food
and AgTech
Multisector
ETF |
iShares
ESG
Advanced
MSCI
EAFE
ETF |
iShares
ESG
Advanced
MSCI
USA
ETF |
Indemnification
fees not included
in
securities lending income paid
to
BTC
|
0 |
0 |
0 |
0 |
Rebates
(paid to borrowers)
|
5,220 |
283 |
151,069 |
393,074 |
Other
fees not included in
securities
lending income paid to
BTC
|
0 |
0 |
0 |
0 |
Aggregate
fees/compensation for
securities
lending activities
|
$5,308 |
$630 |
$157,172 |
$411,720 |
Net
income from securities lending
activities
|
$209 |
$1,659 |
$22,079 |
$63,202 |
Fund |
iShares
ESG
Aware
MSCI
EAFE
ETF |
iShares
ESG
Aware
MSCI
USA
ETF |
iShares
ESG
Aware
MSCI
USA
Growth ETF |
iShares
ESG
Aware
MSCI
USA
Small-Cap ETF |
Gross
income from securities
lending
activities
|
$782,668 |
$4,954,636 |
$217 |
$6,596,145 |
Fees
and/or compensation for
securities
lending activities and
related
services
|
|
|
|
|
Securities
lending income paid to
BTC
for services as securities
lending
agent
|
26,001 |
124,954 |
3 |
417,827 |
Cash
collateral management
expenses
not included in
securities
lending income paid to
BTC
|
5,686 |
42,709 |
2 |
44,137 |
Administrative
fees not included
in
securities lending income paid
to
BTC
|
0 |
0 |
0 |
0 |
Indemnification
fees not included
in
securities lending income paid
to
BTC
|
0 |
0 |
0 |
0 |
Rebates
(paid to borrowers)
|
618,331 |
4,247,291 |
197 |
4,351,178 |
Other
fees not included in
securities
lending income paid to
BTC
|
0 |
0 |
0 |
0 |
Fund |
iShares
ESG
Aware
MSCI
EAFE
ETF |
iShares
ESG
Aware
MSCI
USA
ETF |
iShares
ESG
Aware
MSCI
USA
Growth ETF |
iShares
ESG
Aware
MSCI
USA
Small-Cap ETF |
Aggregate
fees/compensation for
securities
lending activities
|
$ 650,018 |
$4,414,954 |
$202 |
$4,813,142 |
Net
income from securities lending
activities
|
$ 132,650 |
$539,682 |
$15 |
$1,783,003 |
Fund |
iShares
ESG
Aware
MSCI
USA
Value ETF |
iShares
ESG
MSCI
USA
Leaders
ETF |
iShares
MSCI
Denmark
ETF |
iShares
MSCI
Finland
ETF |
Gross
income from securities
lending
activities
|
$267 |
$1,082,349 |
$225,916 |
$27,254 |
Fees
and/or compensation for
securities
lending activities and
related
services
|
|
|
|
|
Securities
lending income paid to
BTC
for services as securities
lending
agent
|
33 |
38,646 |
10,392 |
3,403 |
Cash
collateral management
expenses
not included in
securities
lending income paid to
BTC
|
1 |
8,674 |
1,817 |
168 |
Administrative
fees not included
in
securities lending income paid
to
BTC
|
0 |
0 |
0 |
0 |
Indemnification
fees not included
in
securities lending income paid
to
BTC
|
0 |
0 |
0 |
0 |
Rebates
(paid to borrowers)
|
90 |
869,477 |
165,997 |
7,685 |
Other
fees not included in
securities
lending income paid to
BTC
|
0 |
0 |
0 |
0 |
Aggregate
fees/compensation for
securities
lending activities
|
$124 |
$916,797 |
$178,206 |
$11,256 |
Net
income from securities lending
activities
|
$143 |
$165,552 |
$47,710 |
$15,998 |
Fund |
iShares
MSCI
Indonesia
ETF |
iShares
MSCI
Ireland
ETF |
iShares
MSCI
Japan
Value ETF |
iShares
MSCI
New
Zealand ETF |
Gross
income from securities
lending
activities
|
N/A |
N/A |
$11,423 |
$13,051 |
Fund |
iShares
MSCI
Indonesia
ETF |
iShares
MSCI
Ireland
ETF |
iShares
MSCI
Japan
Value ETF |
iShares
MSCI
New
Zealand ETF |
Fees
and/or compensation for
securities
lending activities and
related
services
|
|
|
|
|
Securities
lending income paid to
BTC
for services as securities
lending
agent
|
N/A |
N/A |
1,375 |
327 |
Cash
collateral management
expenses
not included in
securities
lending income paid to
BTC
|
N/A |
N/A |
41 |
118 |
Administrative
fees not included
in
securities lending income paid
to
BTC
|
0 |
0 |
0 |
0 |
Indemnification
fees not included
in
securities lending income paid
to
BTC
|
0 |
0 |
0 |
0 |
Rebates
(paid to borrowers)
|
N/A |
N/A |
3,741 |
11,088 |
Other
fees not included in
securities
lending income paid to
BTC
|
0 |
0 |
0 |
0 |
Aggregate
fees/compensation for
securities
lending activities
|
N/A |
N/A |
$5,157 |
$11,533 |
Net
income from securities lending
activities
|
N/A |
N/A |
$6,266 |
$1,518 |
Fund |
iShares
MSCI
Norway
ETF |
iShares
MSCI
Philippines
ETF |
iShares
MSCI
Poland
ETF |
iShares
MSCI
United
Kingdom ETF |
Gross
income from securities
lending
activities
|
$44,010 |
N/A |
$297,644 |
N/A |
Fees
and/or compensation for
securities
lending activities and
related
services
|
|
|
|
|
Securities
lending income paid to
BTC
for services as securities
lending
agent
|
4,081 |
N/A |
19,725 |
N/A |
Fund |
iShares
MSCI
Norway
ETF |
iShares
MSCI
Philippines
ETF |
iShares
MSCI
Poland
ETF |
iShares
MSCI
United
Kingdom ETF |
Cash
collateral management
expenses
not included in
securities
lending income paid to
BTC
|
348 |
N/A |
2,486 |
N/A |
Administrative
fees not included
in
securities lending income paid
to
BTC
|
0 |
0 |
0 |
0 |
Indemnification
fees not included
in
securities lending income paid
to
BTC
|
0 |
0 |
0 |
0 |
Rebates
(paid to borrowers)
|
20,565 |
N/A |
182,989 |
N/A |
Other
fees not included in
securities
lending income paid to
BTC
|
0 |
0 |
0 |
0 |
Aggregate
fees/compensation for
securities
lending activities
|
$24,994 |
N/A |
$205,200 |
N/A |
Net
income from securities lending
activities
|
$19,016 |
N/A |
$92,444 |
N/A |
Fund |
iShares
MSCI
United
Kingdom
Small-Cap
ETF |
iShares
Paris-Aligned
Climate
MSCI USA ETF |
|
|
Gross
income from securities
lending
activities
|
$80,124 |
$757,933 |
|
|
Fees
and/or compensation for
securities
lending activities and
related
services
|
|
|
|
|
Securities
lending income paid to
BTC
for services as securities
lending
agent
|
10,849 |
59,661 |
|
|
Cash
collateral management
expenses
not included in
securities
lending income paid to
BTC
|
326 |
4,614 |
|
|
Administrative
fees not included
in
securities lending income paid
to
BTC
|
0 |
0 |
|
|
Indemnification
fees not included
in
securities lending income paid
to
BTC
|
0 |
0 |
|
|
Fund |
iShares
MSCI
United
Kingdom
Small-Cap
ETF |
iShares
Paris-Aligned
Climate
MSCI USA ETF |
|
|
Rebates
(paid to borrowers)
|
18,269 |
438,822 |
|
|
Other
fees not included in
securities
lending income paid to
BTC
|
0 |
0 |
|
|
Aggregate
fees/compensation for
securities
lending activities
|
$29,444 |
$503,097 |
|
|
Net
income from securities lending
activities
|
$50,680 |
$254,836 |
|
|
Fund |
Fund
Inception
Date |
Brokerage
Commissions
Paid
During
Fiscal
Year
Ended
August 31, 2023 |
Brokerage
Commissions
Paid
During
Fiscal
Year
Ended
August 31, 2022 |
Brokerage
Commissions
Paid
During
Fiscal
Year
Ended
August 31, 2021 |
iShares
Climate Conscious & Transition MSCI
USA
ETF |
06/06/23 |
$426 |
N/A |
N/A |
iShares
Emergent Food and AgTech
Multisector
ETF |
04/25/22 |
436 |
$81 |
N/A |
iShares
ESG Advanced MSCI EAFE ETF |
06/16/20 |
22,162 |
24,162 |
$14,211 |
iShares
ESG Advanced MSCI USA ETF |
06/16/20 |
9,467 |
7,306 |
3,513 |
iShares
ESG Aware MSCI EAFE ETF |
06/28/16 |
605,005 |
575,878 |
393,113 |
iShares
ESG Aware MSCI USA ETF |
12/01/16 |
632,782 |
602,234 |
445,228 |
iShares
ESG Aware MSCI USA Growth ETF |
01/31/23 |
99 |
N/A |
N/A |
iShares
ESG Aware MSCI USA Small-Cap ETF |
04/10/18 |
334,955 |
237,792 |
103,129 |
iShares
ESG Aware MSCI USA Value ETF |
01/31/23 |
136 |
N/A |
N/A |
iShares
ESG MSCI USA Leaders ETF |
05/07/19 |
46,054 |
39,040 |
40,772 |
iShares
MSCI Denmark ETF |
01/25/12 |
17,664 |
10,521 |
8,794 |
iShares
MSCI Finland ETF |
01/25/12 |
1,097 |
1,777 |
1,741 |
iShares
MSCI Indonesia ETF |
05/05/10 |
84,154 |
57,455 |
28,324 |
iShares
MSCI Ireland ETF |
05/05/10 |
7,855 |
11,248 |
10,411 |
iShares
MSCI Japan Value ETF |
03/05/19 |
13,289 |
6,007 |
2,692 |
iShares
MSCI New Zealand ETF |
09/01/10 |
19,067 |
5,635 |
10,194 |
iShares
MSCI Norway ETF |
01/23/12 |
1,377 |
5,658 |
1,731 |
iShares
MSCI Philippines ETF |
09/28/10 |
16,744 |
13,271 |
21,925 |
iShares
MSCI Poland ETF |
05/25/10 |
58,853 |
33,701 |
99,303 |
iShares
MSCI United Kingdom ETF |
03/12/96 |
76,231 |
103,412 |
111,342 |
iShares
MSCI United Kingdom Small-Cap ETF |
01/25/12 |
5,799 |
12,010 |
10,777 |
iShares
Paris-Aligned Climate MSCI USA ETF |
02/08/22 |
25,070 |
4,470 |
N/A |
Fund |
Issuer |
Market
Value of
Investment |
iShares
Climate Conscious & Transition MSCI USA ETF |
Bank
of America Corp. |
$18,911,105
|
|
Morgan
Stanley |
9,808,769
|
|
The
Goldman Sachs Group, Inc. |
10,020,061
|
|
|
|
iShares
ESG Advanced MSCI USA ETF |
Morgan
Stanley |
$4,160,770
|
|
|
|
iShares
ESG Aware MSCI EAFE ETF |
UBS
Group AG |
$46,239,123
|
|
Societe
Generale SA |
21,102,693
|
|
|
|
iShares
ESG Aware MSCI USA ETF |
Bank
of America Corp. |
$75,417,037
|
|
Citigroup
Inc. |
31,415,662
|
|
JPMorgan
Chase & Co. |
135,316,034
|
|
Morgan
Stanley |
66,196,376
|
|
The
Goldman Sachs Group, Inc. |
41,334,062
|
|
Wells
Fargo & Company |
12,625,408
|
|
|
|
iShares
ESG MSCI USA Leaders ETF |
Morgan
Stanley |
$5,948,068
|
|
|
|
iShares
ESG Aware MSCI USA Small-Cap ETF |
Jefferies
Financial Group Inc. |
$1,122,843
|
|
|
|
iShares
ESG Aware MSCI USA Value ETF |
Bank
of America Corp. |
$49,599
|
|
Citigroup
Inc. |
19,778
|
|
JPMorgan
Chase & Co. |
89,993
|
|
Morgan
Stanley |
41,894
|
|
The
Goldman Sachs Group, Inc. |
28,511
|
|
|
|
iShares
MSCI Denmark ETF |
Danske
Bank Group |
$8,622,916
|
|
|
|
iShares
MSCI Japan Value ETF |
Nomura
Holdings Inc. |
$1,424,753
|
|
Daiwa
Securities Group Inc. |
955,357
|
|
|
|
iShares
MSCI United Kingdom ETF |
Barclays
PLC |
$34,448,454
|
|
|
|
iShares
MSCI United Kingdom Small-Cap ETF |
Close
Brothers Group PLC |
$184,937
|
|
|
|
iShares
Paris-Aligned Climate MSCI USA ETF |
JPMorgan
Chase & Co. |
$15,845,636 |
Fund |
Fiscal
Year ended
August
31, 2023 |
Fiscal
Year ended
August
31, 2022 |
iShares
Climate Conscious & Transition MSCI USA ETF |
1%1,2
|
N/A |
iShares
Emergent Food and AgTech Multisector ETF |
18% |
1%3,4
|
iShares
ESG Advanced MSCI EAFE ETF |
16% |
18% |
iShares
ESG Advanced MSCI USA ETF |
12% |
24% |
iShares
ESG Aware MSCI EAFE ETF |
26% |
27% |
iShares
ESG Aware MSCI USA ETF |
25% |
22% |
iShares
ESG Aware MSCI USA Growth ETF |
20%5,6
|
N/A |
iShares
ESG Aware MSCI USA Small-Cap ETF |
37% |
37% |
iShares
ESG Aware MSCI USA Value ETF |
21%7,8
|
N/A |
iShares
ESG MSCI USA Leaders ETF |
14% |
10% |
iShares
MSCI Denmark ETF |
16% |
12% |
iShares
MSCI Finland ETF |
15% |
20% |
iShares
MSCI Indonesia ETF |
19% |
16% |
iShares
MSCI Ireland ETF |
23% |
33% |
iShares
MSCI Japan Value ETF |
20% |
24% |
iShares
MSCI New Zealand ETF
|
34% |
12% |
iShares
MSCI Norway ETF |
11% |
27% |
iShares
MSCI Philippines ETF |
18% |
13% |
iShares
MSCI Poland ETF |
20% |
11% |
iShares
MSCI United Kingdom ETF |
6% |
7% |
iShares
MSCI United Kingdom Small-Cap ETF |
22% |
17% |
iShares
Paris-Aligned Climate MSCI USA ETF |
12% |
6%9,10
|
Fund |
Shares
Per
Creation
Unit |
Approximate
Value
Per
Creation
Unit
(U.S.$) |
iShares
Climate Conscious & Transition MSCI USA ETF |
25,000 |
$1,332,007.93 |
iShares
Emergent Food and AgTech Multisector ETF |
50,000 |
928,968.70 |
iShares
ESG Advanced MSCI EAFE ETF |
100,000 |
5,687,098.30 |
iShares
ESG Advanced MSCI USA ETF |
50,000 |
1,839,679.60 |
iShares
ESG Aware MSCI EAFE ETF |
100,000 |
6,906,544.80 |
iShares
ESG Aware MSCI USA ETF |
50,000 |
4,961,248.40 |
iShares
ESG Aware MSCI USA Growth ETF |
40,000 |
1,255,198.36 |
iShares
ESG Aware MSCI USA Small-Cap ETF |
50,000 |
1,794,856.10 |
iShares
ESG Aware MSCI USA Value ETF |
40,000 |
990,161.32 |
iShares
ESG MSCI USA Leaders ETF |
50,000 |
3,983,589.25 |
iShares
MSCI Denmark ETF |
50,000 |
5,030,318.70 |
iShares
MSCI Finland ETF |
50,000 |
1,631,154.50 |
iShares
MSCI Indonesia ETF |
50,000 |
1,119,199.35 |
iShares
MSCI Ireland ETF |
50,000 |
2,705,036.00 |
iShares
MSCI Japan Value ETF |
100,000 |
2,852,279.40 |
iShares
MSCI New Zealand ETF |
50,000 |
2,237,788.95 |
iShares
MSCI Norway ETF |
50,000 |
1,170,247.10 |
iShares
MSCI Philippines ETF |
50,000 |
1,252,095.15 |
iShares
MSCI Poland ETF |
50,000 |
856,938.65 |
iShares
MSCI United Kingdom ETF |
100,000 |
3,161,315.20 |
iShares
MSCI United Kingdom Small-Cap ETF |
50,000 |
1,560,122.05 |
iShares
Paris-Aligned Climate MSCI USA ETF |
50,000 |
2,495,433.55 |
Fund |
Standard
Creation
Transaction
Fee |
Maximum
Additional
Charge* |
iShares
Emergent Food and AgTech Multisector ETF |
$475 |
7.0
% |
iShares
ESG Advanced MSCI EAFE ETF |
9,500 |
3.0
% |
iShares
ESG Aware MSCI EAFE ETF |
7,800 |
3.0
% |
iShares
MSCI Denmark ETF |
1,200 |
3.0
% |
iShares
MSCI Finland ETF |
1,000 |
3.0
% |
iShares
MSCI Indonesia ETF |
1,700 |
3.0
% |
iShares
MSCI Ireland ETF |
900 |
3.0
% |
iShares
MSCI Japan Value ETF |
2,150 |
3.0
% |
iShares
MSCI New Zealand ETF |
600 |
3.0
% |
iShares
MSCI Norway ETF |
1,300 |
3.0
% |
iShares
MSCI Philippines ETF |
1,000 |
3.0
% |
iShares
MSCI Poland ETF |
600 |
3.0
% |
iShares
MSCI United Kingdom ETF |
3,500 |
3.0
% |
iShares
MSCI United Kingdom Small-Cap ETF |
2,200 |
3.0
% |
Fund |
Standard
Creation
Transaction
Fee |
Maximum
Additional
Charge* |
iShares
Climate Conscious & Transition MSCI USA ETF |
$533.75
** |
3.0
% |
iShares
ESG Advanced MSCI USA ETF |
611.25
** |
3.0
% |
iShares
ESG Aware MSCI USA ETF |
520.00
** |
3.0
% |
iShares
ESG Aware MSCI USA Growth ETF |
293.75
** |
3.0
% |
iShares
ESG Aware MSCI USA Small-Cap ETF |
1263.75
** |
3.0
% |
iShares
ESG Aware MSCI USA Value ETF |
427.50
** |
3.0
% |
iShares
ESG MSCI USA Leaders ETF |
500.00
** |
3.0
% |
iShares
Paris-Aligned Climate MSCI USA ETF |
473.75 |
3.0
% |
Fund |
Standard
Redemption
Transaction
Fee |
Maximum
Additional
Charge* |
iShares
Emergent Food and AgTech Multisector ETF |
$475 |
2.0
% |
iShares
ESG Advanced MSCI EAFE ETF |
9,500 |
2.0
% |
iShares
ESG Aware MSCI EAFE ETF |
7,800 |
2.0
% |
iShares
MSCI Denmark ETF |
1,200 |
2.0
% |
iShares
MSCI Finland ETF |
1,000 |
2.0
% |
iShares
MSCI Indonesia ETF |
1,700 |
2.0
% |
iShares
MSCI Ireland ETF |
900 |
2.0
% |
iShares
MSCI Japan Value ETF |
2,150 |
2.0
% |
iShares
MSCI New Zealand ETF |
600 |
2.0
% |
iShares
MSCI Norway ETF |
1,300 |
2.0
% |
iShares
MSCI Philippines ETF |
1,000 |
2.0
% |
iShares
MSCI Poland ETF |
600 |
2.0
% |
iShares
MSCI United Kingdom ETF |
3,500 |
2.0
% |
iShares
MSCI United Kingdom Small-Cap ETF |
2,200 |
2.0
% |
Fund |
Standard
Redemption
Transaction
Fee |
Maximum
Additional
Charge* |
iShares
Climate Conscious & Transition MSCI USA ETF |
$533.75
** |
2.0
% |
iShares
ESG Advanced MSCI USA ETF |
611.25
** |
2.0
% |
iShares
ESG Aware MSCI USA ETF |
520.00
** |
2.0
% |
iShares
ESG Aware MSCI USA Growth ETF |
293.75
** |
2.0
% |
iShares
ESG Aware MSCI USA Small-Cap ETF |
1263.75
** |
2.0
% |
iShares
ESG Aware MSCI USA Value ETF |
427.50
** |
2.0
% |
iShares
ESG MSCI USA Leaders ETF |
500.00
** |
2.0
% |
iShares
Paris-Aligned Climate MSCI USA ETF |
473.75 |
2.0
% |
Fund |
Non-Expiring
Capital
Loss
Carryforward |
iShares
Emergent Food and AgTech
Multisector
ETF |
$220,484 |
iShares
ESG Advanced MSCI EAFE ETF |
15,791,410 |
iShares
ESG Advanced MSCI USA ETF |
29,981,927 |
iShares
ESG Aware MSCI EAFE ETF |
566,529,694 |
iShares
ESG Aware MSCI USA ETF |
1,637,135,284 |
iShares
ESG Aware MSCI USA Growth
ETF |
26,873 |
iShares
ESG Aware MSCI USA Small-Cap
ETF |
112,577,877 |
iShares
ESG Aware MSCI USA Value ETF |
80,737 |
iShares
ESG MSCI USA Leaders ETF |
77,270,870 |
iShares
MSCI Denmark ETF |
2,424,703 |
iShares
MSCI Finland ETF |
5,577,801 |
iShares
MSCI Indonesia ETF |
221,558,856 |
iShares
MSCI Ireland ETF
|
13,733,284 |
iShares
MSCI Japan Value ETF |
5,290,378 |
iShares
MSCI New Zealand ETF |
45,886,373 |
iShares
MSCI Norway ETF |
11,977,242 |
iShares
MSCI Philippines ETF |
81,870,539 |
iShares
MSCI Poland ETF |
156,752,171 |
iShares
MSCI United Kingdom ETF |
599,102,446 |
iShares
MSCI United Kingdom Small-
Cap
ETF |
15,128,508 |
iShares
Paris-Aligned Climate MSCI USA
ETF |
22,574,664 |
Contents |
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A-15 |