Fund |
Ticker |
Listing
Exchange |
iShares
0-3 Month Treasury Bond ETF |
SGOV |
NYSE
Arca |
iShares
1-3 Year Treasury Bond ETF
|
SHY |
Nasdaq |
iShares
1-5 Year Investment Grade Corporate Bond ETF |
IGSB |
Nasdaq |
iShares
3-7 Year Treasury Bond ETF
|
IEI |
Nasdaq |
iShares
5-10 Year Investment Grade Corporate Bond ETF |
IGIB |
Nasdaq |
iShares
7-10 Year Treasury Bond ETF |
IEF |
Nasdaq |
iShares
10+ Year Investment Grade Corporate Bond ETF |
IGLB |
NYSE
Arca |
iShares
10-20 Year Treasury Bond ETF
|
TLH |
NYSE
Arca |
iShares
20+ Year Treasury Bond ETF |
TLT |
Nasdaq |
iShares
25+ Year Treasury STRIPS Bond ETF |
GOVZ |
Cboe
BZX |
iShares
Agency Bond ETF |
AGZ |
NYSE
Arca |
iShares
BBB Rated Corporate Bond ETF |
LQDB |
NYSE
Arca |
iShares
Broad USD Investment Grade Corporate Bond ETF
|
USIG |
Nasdaq |
iShares
California Muni Bond ETF |
CMF |
NYSE
Arca |
iShares
Core 5-10 Year USD Bond ETF |
IMTB |
NYSE
Arca |
iShares
Core 10+ Year USD Bond ETF |
ILTB |
NYSE
Arca |
iShares
Core U.S. Aggregate Bond ETF
|
AGG |
NYSE
Arca |
iShares
ESG Advanced Investment Grade Corporate Bond ETF |
ELQD |
NYSE
Arca |
iShares
ESG Advanced Total USD Bond Market ETF |
EUSB |
NYSE
Arca |
iShares
ESG Aware 1-5 Year USD Corporate Bond ETF |
SUSB |
Nasdaq |
iShares
ESG Aware U.S. Aggregate Bond ETF |
EAGG |
NYSE
Arca |
iShares
ESG Aware USD Corporate Bond ETF |
SUSC |
Nasdaq |
iShares
Government/Credit Bond ETF |
GBF |
NYSE
Arca |
iShares
High Yield Bond Factor ETF |
HYDB |
Cboe
BZX |
iShares
iBoxx $ High Yield Corporate Bond ETF
|
HYG |
NYSE
Arca |
iShares
iBoxx $ Investment Grade Corporate Bond ETF
|
LQD |
NYSE
Arca |
iShares
Intermediate Government/Credit Bond ETF
|
GVI |
Cboe
BZX |
iShares
Investment Grade Bond Factor ETF |
IGEB |
Cboe
BZX |
iShares
MBS ETF |
MBB |
Nasdaq |
iShares
National Muni Bond ETF |
MUB |
NYSE
Arca |
iShares
New York Muni Bond ETF |
NYF |
NYSE
Arca |
iShares
Short-Term National Muni Bond ETF |
SUB |
NYSE
Arca |
iShares
Short Treasury Bond ETF |
SHV |
Nasdaq |
iShares
USD Bond Factor ETF |
USBF |
Nasdaq |
|
Page |
1
| |
2
| |
2
| |
4
| |
5
| |
5
| |
6
| |
6
| |
6
| |
6
| |
7
| |
8
| |
10
| |
11
| |
11
| |
11
| |
15
| |
15
| |
15
| |
15
| |
17
| |
17
| |
17
| |
18
| |
18
| |
18
| |
19
| |
21
| |
21
| |
22
| |
22
| |
22
| |
22
| |
22
| |
22
| |
22
|
|
Page |
22
| |
23
| |
23
| |
24
| |
24
| |
24
| |
24
| |
24
| |
25
| |
25
| |
25
| |
26
| |
26
| |
26
| |
43
| |
93
| |
93
| |
93
| |
93
| |
94
| |
94
| |
95
| |
96
| |
96
| |
97
| |
97
| |
99
| |
100
| |
101
| |
101
| |
103
| |
104
| |
104
| |
104
| |
104
| |
105
| |
105
|
|
Page |
105
| |
105
| |
105
| |
106
| |
107
| |
108
| |
108
| |
109
| |
110
| |
110
| |
110
| |
110
| |
110
| |
112
| |
112
| |
113
| |
113
| |
113
| |
113
| |
114
| |
115
| |
115
| |
115
| |
116
| |
117
| |
117
| |
118
| |
118
| |
119
| |
120
| |
121
| |
121
| |
121
| |
122
| |
122
| |
122
| |
123
|
|
Page |
124
| |
124
| |
125
| |
125
| |
125
| |
125
| |
126
| |
126
| |
126
| |
127
| |
127
| |
127
| |
127
| |
128
| |
128
| |
128
| |
129
| |
130
| |
130
| |
130
| |
130
| |
130
| |
133
| |
134
| |
134
| |
135
| |
135
| |
138
| |
139
| |
140
| |
140
| |
148
| |
152
| |
156
| |
168
| |
175
| |
175
|
|
Page |
179
| |
185
| |
185
| |
185
| |
186
| |
187
| |
195
| |
197
| |
199
| |
207
| |
207
| |
208
| |
209
| |
209
| |
209
| |
210
| |
211
| |
211
| |
212
| |
212
| |
212
| |
213
| |
213
| |
214
| |
214
| |
215
| |
216
| |
216
| |
217
| |
219
| |
219
| |
219
| |
220
| |
220
| |
220
| |
222
| |
222
|
Diversified
Funds |
Non-Diversified
Funds |
iShares
0-3 Month Treasury Bond ETF |
iShares
BBB Rated Corporate Bond ETF |
iShares
1-3 Year Treasury Bond ETF |
iShares
California Muni Bond ETF
|
iShares
1-5 Year Investment Grade Corporate Bond
ETF
|
iShares
ESG Advanced Investment Grade Corporate Bond ETF |
iShares
3-7 Year Treasury Bond ETF
|
iShares
New York Muni Bond ETF |
iShares
5-10 Year Investment Grade Corporate Bond
ETF |
iShares
USD Bond Factor ETF |
iShares
7-10 Year Treasury Bond ETF
|
|
iShares
10+ Year Investment Grade Corporate Bond
ETF
|
|
iShares
10-20 Year Treasury Bond ETF
|
|
iShares
20+ Year Treasury Bond ETF
|
|
iShares
25+ Year Treasury STRIPS Bond ETF |
|
Diversified
Funds |
Non-Diversified
Funds |
iShares
Agency Bond ETF
|
|
iShares
Broad USD Investment Grade Corporate Bond
ETF
|
|
iShares
Core 5-10 Year USD Bond ETF |
|
iShares
Core 10+ Year USD Bond ETF |
|
iShares
Core U.S. Aggregate Bond ETF
|
|
iShares
ESG Advanced Total USD Bond Market ETF |
|
iShares
ESG Aware 1-5 Year USD Corporate Bond ETF |
|
iShares
ESG Aware USD Corporate Bond ETF |
|
iShares
ESG Aware U.S. Aggregate Bond ETF |
|
iShares
Government/Credit Bond ETF
|
|
iShares
High Yield Bond Factor ETF |
|
iShares
iBoxx $ High Yield Corporate Bond ETF
|
|
iShares
iBoxx $ Investment Grade Corporate Bond
ETF |
|
iShares
Intermediate Government/Credit Bond ETF
|
|
iShares
Investment Grade Bond Factor ETF |
|
iShares
MBS ETF
|
|
iShares
National Muni Bond ETF
|
|
iShares
Short-Term National Muni Bond ETF |
|
iShares
Short Treasury Bond ETF
|
|
|
2021-22 |
2022-23 |
2023-24 |
2024-25 |
2025-26 |
2026-27 |
|
|
|
|
|
|
|
Personal
Income Tax |
$137.1 |
$122.8 |
$118.2 |
$118.9 |
$127.5 |
$141.8 |
Sales
and Use Tax |
$33.0 |
$33.1 |
$33.4 |
$34.4 |
$35.5 |
$36.3 |
Corporation
Tax |
$45.1 |
$42.1 |
$42.1 |
$43.4 |
$36.4 |
$26.6 |
Total2
|
$215.3 |
$197.9 |
$193.6 |
$196.7 |
$199.4 |
$204.8 |
Growth |
19.3
% |
-8.1
% |
-2.2
% |
1.6
% |
1.4
% |
2.7
% |
CalPERS
Return on Investments for Fiscal Years 2018 through
2022 | |
Fiscal
Year |
Return
on
Investments |
2017-18 |
8.6
% |
2018-19 |
6.7
% |
2019-20 |
4.7
% |
CalPERS
Return on Investments for Fiscal Years 2018 through
2022 | |
Fiscal
Year |
Return
on
Investments |
2020-21 |
21.3
% |
2021-22 |
-6.1
% |
CalSTRS
Return on Investments for Fiscal Years 2018 through
2022 | |
Fiscal
Year |
Return
on
Investments |
2017-18 |
9.0
% |
2018-19 |
6.8
% |
2019-20 |
3.9
% |
2020-21 |
27.2
% |
2021-22 |
-1.3
% |
|
|
May
Revision
| |
|
Revised
2022-232 |
Revised
2023-242 |
Percent
Change |
Prior-year
General Fund balance |
$55,462 |
$24,119 |
(56.6
)% |
Revenues
and transfers |
205,129 |
209,054 |
1.9
% |
Expenditures |
(236,472
) |
(224,101
)) |
(5.2
)% |
Ending
General Fund Balance |
$24,119 |
$9,072 |
|
Encumbrances |
(5,272
) |
(5,272
) |
|
SFEU
balance |
$18,847 |
$3,800 |
|
BSA
balance |
$22,252 |
$22,252 |
|
Safety
Net Reserve |
$900 |
$450 |
|
Public
School System Stabilization
Account |
$9,936 |
$10,684 |
|
Moody’s |
S&P |
Fitch |
Aa2 |
AA- |
AA |
Name
(Year of Birth) |
Position |
Principal
Occupation(s)
During
the Past 5 Years |
Other
Directorships
Held
by Trustee |
Robert
S. Kapito1
(1957) |
Trustee
(since
2009). |
President,
BlackRock, Inc. (since
2006);
Vice Chairman of BlackRock,
Inc.
and Head of BlackRock’s
Portfolio
Management Group (since
its
formation in 1998) and BlackRock,
Inc.’s
predecessor entities (since
1988);
Trustee, University of
Pennsylvania
(since 2009); President
of
Board of Directors, Hope & Heroes
Children’s
Cancer Fund (since 2002). |
Director
of BlackRock, Inc. (since
2006);
Director of iShares, Inc. (since
2009);
Trustee of iShares U.S. ETF
Trust
(since 2011). |
Name
(Year of Birth) |
Position |
Principal
Occupation(s)
During
the Past 5 Years |
Other
Directorships
Held
by Trustee |
Salim
Ramji2
(1970) |
Trustee
(since
2019). |
Senior
Managing Director, BlackRock,
Inc.
(since 2014); Global Head of
BlackRock’s
ETF and Index
Investments
Business (since 2019);
Head
of BlackRock’s U.S. Wealth
Advisory
Business (2015-2019);
Global
Head of Corporate Strategy,
BlackRock,
Inc. (2014-2015); Senior
Partner,
McKinsey & Company (2010-
2014). |
Director
of iShares, Inc. (since 2019);
Trustee
of iShares U.S. ETF Trust
(since
2019). |
Name
(Year of Birth) |
Position |
Principal
Occupation(s)
During
the Past 5 Years |
Other
Directorships
Held
by Trustee |
John
E. Kerrigan
(1955) |
Trustee
(since
2005);
Independent
Board
Chair
(since
2022). |
Chief
Investment Officer, Santa Clara
University
(since 2002).
|
Director
of iShares, Inc. (since 2005);
Trustee
of iShares U.S. ETF Trust
(since
2011); Independent Board
Chair
of iShares, Inc. and iShares U.S.
ETF
Trust (since 2022). |
Jane
D. Carlin
(1956) |
Trustee
(since
2015); Risk
Committee
Chair
(since
2016). |
Consultant
(since 2012); Member of
the
Audit Committee (2012-2018),
Chair
of the Nominating and
Governance
Committee (2017-2018)
and
Director of PHH Corporation
(mortgage
solutions) (2012-2018);
Managing
Director and Global Head
of
Financial Holding Company
Governance
& Assurance and the
Global
Head of Operational Risk
Management
of Morgan Stanley
(2006-2012). |
Director
of iShares, Inc. (since 2015);
Trustee
of iShares U.S. ETF Trust
(since
2015); Member of the Audit
Committee
(since 2016), Chair of the
Audit
Committee (since 2020) and
Director
of The Hanover Insurance
Group,
Inc. (since 2016). |
Richard
L. Fagnani
(1954) |
Trustee
(since
2017); Audit
Committee
Chair
(since
2019). |
Partner,
KPMG LLP (2002-2016);
Director
of One Generation Away
(since
2021). |
Director
of iShares, Inc. (since 2017);
Trustee
of iShares U.S. ETF Trust
(since
2017). |
Name
(Year of Birth) |
Position |
Principal
Occupation(s)
During
the Past 5 Years |
Other
Directorships
Held
by Trustee |
Cecilia
H. Herbert
(1949) |
Trustee
(since
2005);
Nominating
and
Governance
and
Equity
Plus
Committee
Chairs
(since
2022). |
Chair
of the Finance Committee
(since
2019) and Trustee and
Member
of the Finance, Audit and
Quality
Committees of Stanford
Health
Care (since 2016); Trustee of
WNET,
New York's public media
company
(since 2011) and Member
of
the Audit Committee (since 2018),
Investment
Committee (since 2011)
and
Personnel Committee (since
2022);
Chair (1994-2005) and
Member
(1992-2021) of the
Investment
Committee, Archdiocese
of
San Francisco; Trustee of Forward
Funds
(14 portfolios) (2009-2018);
Trustee
of Salient MF Trust (4
portfolios)
(2015-2018); Director
(1998-2013)
and President (2007-
2011)
of the Board of Directors,
Catholic
Charities CYO; Trustee
(2002-2011)
and Chair of the Finance
and
Investment Committee (2006-
2010)
of the Thacher School;
Director
of the Senior Center of
Jackson
Hole (since 2020); Director
of
the Jackson Hole Center for the
Arts
(since 2021); Member of the
Wyoming
State Investment Funds
Committee
(since 2022). |
Director
of iShares, Inc. (since 2005);
Trustee
of iShares U.S. ETF Trust
(since
2011). |
Drew
E. Lawton
(1959) |
Trustee
(since
2017); 15(c)
Committee
Chair
(since
2017). |
Senior
Managing Director of New
York
Life Insurance Company (2010-
2015). |
Director
of iShares, Inc. (since 2017);
Trustee
of iShares U.S. ETF Trust
(since
2017); Director of Jackson
Financial
Inc. (since 2021).
|
John
E. Martinez
(1961) |
Trustee
(since
2003);
Securities
Lending
Committee
Chair
(since
2019). |
Director
of Real Estate Equity
Exchange,
Inc. (since 2005); Director
of
Cloudera Foundation (2017-2020);
and
Director of Reading Partners
(2012-2016). |
Director
of iShares, Inc. (since 2003);
Trustee
of iShares U.S. ETF Trust
(since
2011). |
Name
(Year of Birth) |
Position |
Principal
Occupation(s)
During
the Past 5 Years |
Other
Directorships
Held
by Trustee |
Madhav
V. Rajan
(1964) |
Trustee
(since
2011); Fixed
Income
Plus
Committee
Chair
(since
2019). |
Dean,
and George Pratt Shultz
Professor
of Accounting, University
of
Chicago Booth School of Business
(since
2017); Advisory Board
Member
(since 2016) and Director
(since
2020) of C.M. Capital
Corporation;
Chair of the Board for
the
Center for Research in Security
Prices,
LLC (since 2020); Robert K.
Jaedicke
Professor of Accounting,
Stanford
University Graduate School
of
Business (2001-2017); Professor of
Law
(by courtesy), Stanford Law
School
(2005-2017); Senior Associate
Dean
for Academic Affairs and Head
of
MBA Program, Stanford University
Graduate
School of Business (2010-
2016). |
Director
of iShares, Inc. (since 2011);
Trustee
of iShares U.S. ETF Trust
(since
2011). |
Name
(Year of Birth) |
Position |
Principal
Occupation(s)
During
the Past 5 Years |
Dominik
Rohé
(1973) |
President
(since
2023). |
Managing
Director, BlackRock, Inc.
(since
2005); Head of Americas ETF
and
Index Investments (since 2023);
Head
of Latin America (2019-2023). |
Trent
Walker
(1974) |
Treasurer
and Chief
Financial
Officer
(since
2020). |
Managing
Director of BlackRock, Inc.
(since
September 2019); Chief
Financial
Officer of iShares Delaware
Trust
Sponsor LLC, BlackRock Funds,
BlackRock
Funds II, BlackRock Funds
IV,
BlackRock Funds V and BlackRock
Funds
VI (since 2021); Executive Vice
President
of PIMCO (2016-2019);
Senior
Vice President of PIMCO
(2008-2015);
Treasurer (2013-2019)
and
Assistant Treasurer (2007-2017)
of
PIMCO Funds, PIMCO Variable
Insurance
Trust, PIMCO ETF Trust,
PIMCO
Equity Series, PIMCO Equity
Series
VIT, PIMCO Managed
Accounts
Trust, 2 PIMCO-sponsored
interval
funds and 21 PIMCO-
sponsored
closed-end funds. |
Name
(Year of Birth) |
Position |
Principal
Occupation(s)
During
the Past 5 Years |
Charles
Park
(1967) |
Chief
Compliance
Officer
(since 2006). |
Chief
Compliance Officer of
BlackRock
Advisors, LLC and the
BlackRock-advised
Funds in the
BlackRock
Multi-Asset Complex and
the
BlackRock Fixed-Income
Complex
(since 2014); Chief
Compliance
Officer of BFA (since
2006). |
Marisa
Rolland
(1980) |
Secretary
(since
2022). |
Managing
Director, BlackRock, Inc.
(since
2023); Director, BlackRock, Inc.
(2018-2022);
Vice President,
BlackRock,
Inc. (2010-2017). |
Rachel
Aguirre
(1982) |
Executive
Vice
President
(since
2022). |
Managing
Director, BlackRock, Inc.
(since
2018); Director, BlackRock, Inc.
(2009-2018);
Head of U.S. iShares
Product
(since 2022); Head of EII U.S.
Product
Engineering (since 2021);
Co-Head
of EII’s Americas Portfolio
Engineering
(2020-2021); Head of
Developed
Markets Portfolio
Engineering
(2016-2019). |
Jennifer
Hsui
(1976) |
Executive
Vice
President
(since
2022). |
Managing
Director, BlackRock, Inc.
(since
2009); Co-Head of Index
Equity
(since 2022). |
James
Mauro
(1970) |
Executive
Vice
President
(since
2021). |
Managing
Director, BlackRock, Inc.
(since
2010); Head of Fixed Income
Index
Investments in the Americas
and
Head of San Francisco Core
Portfolio
Management (since 2020). |
Name |
Fund |
Dollar
Range of Equity
Securities
in Named Fund |
Aggregate
Dollar Range
of
Equity Securities in all
Registered
Investment
Companies
Overseen by
Trustee
in
Family of
Investment
Companies |
Robert
S. Kapito |
None |
None |
None |
|
|
|
|
Salim
Ramji |
iShares
Broad USD Investment Grade Corporate
Bond
ETF |
Over
$100,000 |
Over
$100,000 |
|
iShares
Commodity Curve Carry Strategy ETF |
$50,001-$100,000 |
|
|
iShares
Core Aggressive Allocation ETF |
Over
$100,000 |
|
|
iShares
Core Dividend Growth ETF |
Over
$100,000 |
|
|
iShares
Core MSCI Emerging Markets ETF |
Over
$100,000 |
|
|
iShares
Core MSCI Total International Stock ETF |
$1-$10,000 |
|
|
iShares
Core S&P 500 ETF |
$1-$10,000 |
|
|
iShares
Core S&P Mid-Cap ETF |
Over
$100,000 |
|
|
iShares
Core S&P Small-Cap ETF |
Over
$100,000 |
|
|
iShares
Core S&P Total U.S. Stock Market ETF |
$1-$10,000 |
|
|
iShares
ESG Aware MSCI USA ETF |
$1-$10,000 |
|
|
iShares
Expanded Tech Sector ETF |
$1-$10,000 |
|
|
iShares
Expanded Tech-Software Sector ETF |
$1-$10,000 |
|
|
iShares
Global Clean Energy ETF |
$1-$10,000 |
|
|
iShares
GSCI Commodity Dynamic Roll Strategy
ETF |
$50,001-$100,000 |
|
|
iShares
High Yield Corporate Bond Buywrite
Strategy
ETF |
$10,001-$50,000 |
|
Name |
Fund |
Dollar
Range of Equity
Securities
in Named Fund |
Aggregate
Dollar Range
of
Equity Securities in all
Registered
Investment
Companies
Overseen by
Trustee
in
Family of
Investment
Companies |
|
iShares
Investment Grade Corporate Bond
Buywrite
Strategy ETF
|
$10,001-$50,000 |
|
|
iShares
MSCI Emerging Markets Min Vol Factor
ETF |
$10,001-$50,000 |
|
|
iShares
Robotics and Artificial Intelligence
Multisector
ETF |
$1-$10,000 |
|
|
iShares
TIPS Bond ETF |
$10,001-$50,000 |
|
|
|
|
|
John
E. Kerrigan |
iShares
Core S&P 500 ETF |
Over
$100,000 |
Over
$100,000 |
|
iShares
Core S&P Small-Cap ETF |
$10,001-$50,000 |
|
|
iShares
ESG Advanced MSCI EAFE ETF |
$1-$10,000 |
|
|
iShares
ESG Advanced MSCI USA ETF |
$1-$10,000 |
|
|
iShares
ESG Aware MSCI EAFE ETF |
$10,001-$50,000 |
|
|
iShares
ESG Aware MSCI EM ETF |
$1-$10,000 |
|
|
iShares
ESG Aware MSCI USA ETF |
Over
$100,000 |
|
|
iShares
ESG Aware MSCI USA Small-Cap ETF |
$1-$10,000 |
|
|
iShares
Exponential Technologies ETF |
Over
$100,000 |
|
|
iShares
Genomics Immunology and Healthcare
ETF |
$10,001-$50,000 |
|
|
iShares
Global Clean Energy ETF |
Over
$100,000 |
|
|
iShares
Global Infrastructure ETF |
Over
$100,000 |
|
|
iShares
GSCI Commodity Dynamic Roll Strategy
ETF |
$1-$10,000 |
|
|
iShares
MSCI ACWI ex U.S. ETF |
Over
$100,000 |
|
|
iShares
MSCI EAFE Growth ETF |
$10,001-$50,000 |
|
|
iShares
MSCI EAFE Value ETF |
$50,001-$100,000 |
|
|
iShares
MSCI Emerging Markets Min Vol Factor
ETF |
$10,001-$50,000 |
|
|
iShares
MSCI KLD 400 Social ETF |
$10,001-$50,000 |
|
|
iShares
MSCI USA ESG Select ETF |
$1-$10,000 |
|
|
iShares
MSCI USA Min Vol Factor ETF |
$10,001-$50,000 |
|
|
iShares
MSCI USA Momentum Factor ETF |
$10,001-$50,000 |
|
|
iShares
U.S. Energy ETF |
$1-$10,000 |
|
|
iShares
U.S. Infrastructure ETF
|
$1-$10,000 |
|
|
iShares
U.S. Technology ETF |
$10,001-$50,000 |
|
|
|
|
|
Jane
D. Carlin |
iShares
Core MSCI EAFE ETF |
Over
$100,000 |
Over
$100,000 |
|
iShares
Core MSCI Emerging Markets ETF |
$50,001-$100,000 |
|
Name |
Fund |
Dollar
Range of Equity
Securities
in Named Fund |
Aggregate
Dollar Range
of
Equity Securities in all
Registered
Investment
Companies
Overseen by
Trustee
in
Family of
Investment
Companies |
|
iShares
Core S&P Mid-Cap ETF |
$10,001-$50,000 |
|
|
iShares
Core S&P Small-Cap ETF |
Over
$100,000 |
|
|
iShares
Global Clean Energy ETF |
$10,001-$50,000 |
|
|
iShares
MSCI ACWI ex U.S. ETF |
Over
$100,000 |
|
|
iShares
MSCI Global Metals & Mining Producers
ETF |
$10,001-$50,000 |
|
|
iShares
Select Dividend ETF |
$50,001-$100,000 |
|
|
|
|
|
Richard
L. Fagnani |
iShares
Core Dividend Growth ETF |
$50,001-$100,000 |
Over
$100,000 |
|
iShares
Core MSCI EAFE ETF |
$50,001-$100,000 |
|
|
iShares
Core MSCI International Developed
Markets
ETF |
$10,001-$50,000 |
|
|
iShares
Core S&P 500 ETF |
$50,001-$100,000 |
|
|
iShares
Core S&P Small-Cap ETF |
Over
$100,000 |
|
|
iShares
Core S&P Total U.S. Stock Market ETF |
$50,001-$100,000 |
|
|
iShares
Core S&P U.S. Growth ETF |
$50,001-$100,000 |
|
|
iShares
Morningstar Growth ETF |
Over
$100,000 |
|
|
iShares
Morningstar Mid-Cap Value ETF |
$10,001-$50,000 |
|
|
iShares
MSCI Intl Value Factor ETF |
$10,001-$50,000 |
|
|
|
|
|
Cecilia
H. Herbert |
iShares
California Muni Bond ETF |
Over
$100,000 |
Over
$100,000 |
|
iShares
Core Dividend Growth ETF |
$50,001-$100,000 |
|
|
iShares
Core MSCI Total International Stock ETF |
$10,001-$50,000 |
|
|
iShares
Core S&P 500 ETF |
Over
$100,000 |
|
|
iShares
Core S&P U.S. Growth ETF |
Over
$100,000 |
|
|
iShares
Core S&P U.S. Value ETF |
Over
$100,000 |
|
|
iShares
iBoxx $ High Yield Corporate Bond ETF |
$10,001-$50,000 |
|
|
iShares
MSCI USA Value Factor ETF |
Over
$100,000 |
|
|
iShares
National Muni Bond ETF |
$10,001-$50,000 |
|
|
iShares
Preferred and Income Securities ETF |
$1-$10,000 |
|
|
|
|
|
Drew
E. Lawton |
iShares
20+ Year Treasury Bond BuyWrite Strategy
ETF |
$50,001-$100,000 |
Over
$100,000 |
|
iShares
Biotechnology ETF |
Over
$100,000 |
|
|
iShares
Core Dividend Growth ETF |
Over
$100,000 |
|
|
iShares
Core MSCI Total International Stock ETF |
$10,001-$50,000 |
|
|
iShares
Core S&P Total U.S. Stock Market ETF |
Over
$100,000 |
|
Name |
Fund |
Dollar
Range of Equity
Securities
in Named Fund |
Aggregate
Dollar Range
of
Equity Securities in all
Registered
Investment
Companies
Overseen by
Trustee
in
Family of
Investment
Companies |
|
iShares
Expanded Tech Sector ETF |
$50,001-$100,000 |
|
|
iShares
Exponential Technologies ETF |
Over
$100,000 |
|
|
iShares
Global Financials ETF |
$10,001-$50,000 |
|
|
iShares
iBonds Dec 2023 Term Treasury ETF |
Over
$100,000 |
|
|
iShares
U.S. Financial Services ETF |
$10,001-$50,000 |
|
|
iShares
U.S. Financials ETF |
$10,001-$50,000 |
|
|
iShares
U.S. Healthcare ETF |
Over
$100,000 |
|
|
|
|
|
John
E. Martinez |
iShares
1-5 Year Investment Grade Corporate
Bond
ETF |
Over
$100,000 |
Over
$100,000 |
|
iShares
Core MSCI International Developed
Markets
ETF |
$10,001-$50,000 |
|
|
iShares
Core S&P 500 ETF |
Over
$100,000 |
|
|
iShares
Core S&P Small-Cap ETF |
Over
$100,000 |
|
|
iShares
Core S&P Total U.S. Stock Market ETF |
Over
$100,000 |
|
|
iShares
Global Consumer Staples ETF |
Over
$100,000 |
|
|
iShares
Russell 1000 ETF |
Over
$100,000 |
|
|
iShares
Russell 1000 Value ETF |
Over
$100,000 |
|
|
iShares
Russell 2000 ETF |
Over
$100,000 |
|
|
|
|
|
Madhav
V. Rajan |
iShares
Core MSCI International Developed
Markets
ETF |
Over
$100,000 |
Over
$100,000 |
|
iShares
Core S&P 500 ETF |
Over
$100,000 |
|
Name |
iShares
0-3 Month
Treasury
Bond ETF |
iShares
1-3 Year
Treasury
Bond ETF |
iShares
1-5 Year
Investment
Grade
Corporate
Bond ETF |
iShares
3-7 Year
Treasury
Bond ETF |
Independent
Trustees: |
|
|
|
|
Jane
D. Carlin |
$1,747 |
$5,665 |
$5,198 |
$2,584 |
Richard
L. Fagnani |
1,747 |
5,665 |
5,198 |
2,584 |
Cecilia
H. Herbert |
1,787 |
5,796 |
5,318 |
2,644 |
John
E. Kerrigan |
1,921 |
6,229 |
5,716 |
2,842 |
Drew
E. Lawton |
1,691 |
5,483 |
5,032 |
2,502 |
John
E. Martinez |
1,691 |
5,483 |
5,032 |
2,502 |
Madhav
V. Rajan |
1,691 |
5,483 |
5,032 |
2,502 |
|
|
|
| |
Interested
Trustees: |
|
|
|
|
|
|
|
| |
Robert
S. Kapito |
$0 |
$0 |
$0 |
$0 |
Salim
Ramji |
0 |
0 |
0 |
0 |
Name |
iShares
5-10 Year
Investment
Grade
Corporate
Bond ETF |
iShares
7-10 Year
Treasury
Bond ETF |
iShares
10+ Year
Investment
Grade
Corporate
Bond ETF |
iShares
10-20 Year
Treasury
Bond ETF |
Independent
Trustees: |
|
|
|
|
| ||||
Jane
D. Carlin |
$2,371 |
$4,946 |
$326 |
$1,782 |
Richard
L. Fagnani |
2,371 |
4,946 |
326 |
1,782 |
Cecilia
H. Herbert |
2,426 |
5,061 |
334 |
1,823 |
John
E. Kerrigan |
2,608 |
5,439 |
359 |
1,959 |
Drew
E. Lawton |
2,295 |
4,788 |
316 |
1,725 |
John
E. Martinez |
2,295 |
4,788 |
316 |
1,725 |
Madhav
V. Rajan |
2,295 |
4,788 |
316 |
1,725 |
|
|
|
| |
Interested
Trustees: |
|
|
|
|
|
|
|
| |
Robert
S. Kapito |
$0 |
$0 |
$0 |
$0 |
Salim
Ramji |
0 |
0 |
0 |
0 |
Name |
iShares
20+ Year
Treasury
Bond ETF |
iShares
25+ Year
Treasury
STRIPS
Bond
ETF |
iShares
Agency
Bond
ETF |
iShares
BBB Rated
Corporate
Bond ETF |
Independent
Trustees: |
|
|
|
|
Jane
D. Carlin |
$6,519 |
$61 |
$148 |
$5 |
Richard
L. Fagnani |
6,519 |
61 |
148 |
5 |
Cecilia
H. Herbert |
6,670 |
62 |
151 |
5 |
John
E. Kerrigan |
7,169 |
67 |
162 |
6 |
Drew
E. Lawton |
6,310 |
59 |
143 |
5 |
John
E. Martinez |
6,310 |
59 |
143 |
5 |
Madhav
V. Rajan |
6,310 |
59 |
143 |
5 |
|
|
|
| |
Interested
Trustees: |
|
|
|
|
|
|
|
| |
Robert
S. Kapito |
$0 |
$0 |
$0 |
$0 |
Salim
Ramji |
0 |
0 |
0 |
0 |
Name |
iShares
Broad USD
Investment
Grade
Corporate
Bond ETF |
iShares
California
Muni
Bond ETF |
iShares
Core
5-10
Year USD
Bond
ETF |
iShares
Core
10+
Year USD
Bond
ETF |
Independent
Trustees: |
|
|
|
|
Jane
D. Carlin |
$1,761 |
$416 |
$35 |
$73 |
Richard
L. Fagnani |
1,761 |
416 |
35 |
73 |
Cecilia
H. Herbert |
1,802 |
426 |
36 |
74 |
John
E. Kerrigan |
1,937 |
458 |
39 |
80 |
Drew
E. Lawton |
1,705 |
403 |
34 |
70 |
John
E. Martinez |
1,705 |
403 |
34 |
70 |
Madhav
V. Rajan |
1,705 |
403 |
34 |
70 |
|
|
|
| |
Interested
Trustees: |
|
|
|
|
|
|
|
| |
Robert
S. Kapito |
$0 |
$0 |
$0 |
$0 |
Salim
Ramji |
0 |
0 |
0 |
0 |
Name |
iShares
Core
U.S.
Aggregate
Bond
ETF |
iShares
ESG Advanced
Investment
Grade
Corporate
Bond ETF |
iShares
ESG Advanced
Total
USD
Bond
Market ETF |
iShares
ESG Aware
1-5
Year USD
Corporate
Bond ETF |
Independent
Trustees: |
|
|
|
|
Jane
D. Carlin |
$18,435 |
$3 |
$123 |
$194 |
Richard
L. Fagnani |
18,435 |
3 |
123 |
194 |
Cecilia
H. Herbert |
18,861 |
3 |
126 |
199 |
John
E. Kerrigan |
20,272 |
3 |
135 |
214 |
Drew
E. Lawton |
17,844 |
2 |
119 |
188 |
John
E. Martinez |
17,844 |
2 |
119 |
188 |
Madhav
V. Rajan |
17,844 |
2 |
119 |
188 |
|
|
|
| |
Interested
Trustees: |
|
|
|
|
|
|
|
| |
Robert
S. Kapito |
$0 |
$0 |
$0 |
$0 |
Salim
Ramji |
0 |
0 |
0 |
0 |
Name |
iShares
ESG Aware
U.S.
Aggregate
Bond
ETF |
iShares
ESG Aware
USD
Corporate
Bond
ETF |
iShares
Government/Credit
Bond
ETF |
iShares
High Yield
Bond
Factor ETF |
Independent
Trustees: |
|
|
|
|
Jane
D. Carlin |
$513 |
$245 |
$33 |
$29 |
Richard
L. Fagnani |
513 |
245 |
33 |
29 |
Cecilia
H. Herbert |
524 |
251 |
34 |
30 |
John
E. Kerrigan |
564 |
270 |
37 |
32 |
Drew
E. Lawton |
496 |
237 |
32 |
28 |
John
E. Martinez |
496 |
237 |
32 |
28 |
Madhav
V. Rajan |
496 |
237 |
32 |
28 |
|
|
|
| |
Interested
Trustees: |
|
|
|
|
|
|
|
| |
Robert
S. Kapito |
$0 |
$0 |
$0 |
$0 |
Salim
Ramji |
0 |
0 |
0 |
0 |
Name |
iShares
iBoxx $
High
Yield
Corporate
Bond ETF |
iShares
iBoxx $
Investment
Grade
Corporate
Bond ETF |
iShares
Intermediate
Government/Credit
Bond
ETF |
iShares
Investment Grade
Bond
Factor ETF |
Independent
Trustees: |
|
|
|
|
Jane
D. Carlin |
$2,664 |
$7,012 |
$530 |
$51 |
Richard
L. Fagnani |
2,664 |
7,012 |
530 |
51 |
Cecilia
H. Herbert |
2,725 |
7,174 |
542 |
52 |
John
E. Kerrigan |
2,929 |
7,710 |
582 |
56 |
Drew
E. Lawton |
2,578 |
6,787 |
513 |
49 |
John
E. Martinez |
2,578 |
6,787 |
513 |
49 |
Madhav
V. Rajan |
2,578 |
6,787 |
513 |
49 |
|
|
|
| |
Interested
Trustees: |
|
|
|
|
|
|
|
| |
Robert
S. Kapito |
$0 |
$0 |
$0 |
$0 |
Salim
Ramji |
0 |
0 |
0 |
0 |
Name |
iShares
MBS ETF |
iShares
National
Muni
Bond ETF |
iShares
New York
Muni
Bond ETF |
iShares
Short-Term
National
Muni Bond ETF |
Independent
Trustees: |
|
|
|
|
Jane
D. Carlin |
$5,319 |
$6,767 |
$117 |
$2,256 |
Richard
L. Fagnani |
5,319 |
6,767 |
117 |
2,256 |
Cecilia
H. Herbert |
5,442 |
6,924 |
120 |
2,309 |
John
E. Kerrigan |
5,849 |
7,441 |
128 |
2,481 |
Drew
E. Lawton |
5,149 |
6,550 |
113 |
2,184 |
John
E. Martinez |
5,149 |
6,550 |
113 |
2,184 |
Madhav
V. Rajan |
5,149 |
6,550 |
113 |
2,184 |
|
|
|
| |
Interested
Trustees: |
|
|
|
|
|
|
|
| |
Robert
S. Kapito |
$0 |
$0 |
$0 |
$0 |
Salim
Ramji |
0 |
0 |
0 |
0 |
Name |
iShares
Short Treasury
Bond
ETF |
iShares
USD Bond
Factor
ETF |
Independent
Trustees: |
|
|
Jane
D. Carlin |
$5,108 |
$3 |
Richard
L. Fagnani |
5,108 |
3 |
Cecilia
H. Herbert |
5,227 |
3 |
John
E. Kerrigan |
5,617 |
3 |
Drew
E. Lawton |
4,945 |
3 |
John
E. Martinez |
4,945 |
3 |
Madhav
V. Rajan |
4,945 |
3 |
|
| |
Interested
Trustees: |
|
|
|
| |
Robert
S. Kapito |
$0 |
$0 |
Salim
Ramji |
0 |
0 |
Name |
Pension
or
Retirement
Benefits
Accrued
As
Part
of Trust
Expenses1
|
Estimated
Annual
Benefits
Upon
Retirement1
|
Total
Compensation
From
the Funds
and
Fund Complex2
|
Independent
Trustees: |
|
|
|
Jane
D. Carlin |
Not
Applicable |
Not
Applicable |
$465,000 |
Richard
L. Fagnani |
Not
Applicable |
Not
Applicable |
476,764 |
Cecilia
H. Herbert |
Not
Applicable |
Not
Applicable |
475,000 |
John
E. Kerrigan |
Not
Applicable |
Not
Applicable |
505,000 |
Drew
E. Lawton |
Not
Applicable |
Not
Applicable |
461,764 |
John
E. Martinez |
Not
Applicable |
Not
Applicable |
450,000 |
Madhav
V. Rajan |
Not
Applicable |
Not
Applicable |
450,000 |
| |||
Interested
Trustees: |
|
|
|
| |||
Robert
S. Kapito |
Not
Applicable |
Not
Applicable |
$0 |
Salim
Ramji |
Not
Applicable |
Not
Applicable |
0 |
Fund |
Name |
Percentage
of
Ownership |
iShares
0-3 Month Treasury Bond ETF |
TD
Ameritrade Clearing, Inc.
200
South 108th Avenue
Omaha,
NE 68154 |
17.49
% |
|
Charles
Schwab & Co., Inc.
101
Montgomery Street
San
Francisco, CA 94014 |
16.84
% |
|
National
Financial Services LLC
245
Summer Street
Boston,
MA 02210 |
11.84
% |
|
Merrill
Lynch, Pierce, Fenner & Smith
Incorporated
- TS Sub
101
Hudson Street
9th
Floor
Jersey
City, NJ 07302-3997 |
7.66
% |
|
Pershing
LLC
One
Pershing Plaza
Jersey
City, NJ 07399 |
5.88
% |
|
Morgan
Stanley Smith Barney LLC
One
New York Plaza
New
York, NY 10004 |
5.10
% |
|
Fund |
Name |
Percentage
of
Ownership |
iShares
1-3 Year Treasury Bond ETF |
National
Financial Services LLC
245
Summer Street
Boston,
MA 02210 |
14.19
% |
|
Charles
Schwab & Co., Inc.
101
Montgomery Street
San
Francisco, CA 94014 |
10.71
% |
|
Pershing
LLC
One
Pershing Plaza
Jersey
City, NJ 07399 |
6.88
% |
|
Morgan
Stanley Smith Barney LLC
One
New York Plaza
New
York, NY 10004 |
5.55
% |
|
TD
Ameritrade Clearing, Inc.
200
South 108th Avenue
Omaha,
NE 68154 |
5.23
% |
|
Merrill
Lynch, Pierce, Fenner & Smith
Incorporated
- TS Sub
101
Hudson Street
9th
Floor
Jersey
City, NJ 07302-3997 |
5.01
% |
| ||
iShares
1-5 Year Investment Grade Corporate Bond ETF |
Charles
Schwab & Co., Inc.
101
Montgomery Street
San
Francisco, CA 94014 |
15.12
% |
|
Northern
Trust Company (The)
801
South Canal Street
Chicago,
IL 60607 |
13.32
% |
|
National
Financial Services LLC
245
Summer Street
Boston,
MA 02210 |
12.36
% |
|
JPMorgan
Chase Bank, National Association
1111
Polaris Parkway
Columbus,
OH 43240
|
9.09
% |
|
The
Bank of New York Mellon
111
Sanders Creek Parkway
2nd
Floor
East
Syracuse, NY 13057 |
7.22
% |
| ||
iShares
3-7 Year Treasury Bond ETF |
Charles
Schwab & Co., Inc.
101
Montgomery Street
San
Francisco, CA 94014 |
17.45
% |
|
National
Financial Services LLC
245
Summer Street
Boston,
MA 02210 |
14.29
% |
|
JPMorgan
Chase Bank, National Association
1111
Polaris Parkway
Columbus,
OH 43240
|
8.17
% |
|
TD
Ameritrade Clearing, Inc.
200
South 108th Avenue
Omaha,
NE 68154 |
7.07
% |
Fund |
Name |
Percentage
of
Ownership |
|
Ameriprise
Enterprise Investment Services, Inc.
901
3rd
Avenue South
Minneapolis,
MN 55474 |
5.76
% |
| ||
iShares
5-10 Year Investment Grade Corporate Bond ETF |
Charles
Schwab & Co., Inc.
101
Montgomery Street
San
Francisco, CA 94014 |
18.30
% |
|
TD
Ameritrade Clearing, Inc.
200
South 108th Avenue
Omaha,
NE 68154 |
11.77
% |
|
National
Financial Services LLC
245
Summer Street
Boston,
MA 02210 |
11.14
% |
|
The
Bank of New York Mellon
111
Sanders Creek Parkway
2nd
Floor
East
Syracuse, NY 13057 |
7.63
% |
|
Citibank,
N.A.
3800
CitiBank Center Tampa
Building
B/1st Floor Zone 8
Tampa,
FL 33610-9122 |
6.37
% |
|
JPMorgan
Chase Bank, National Association
1111
Polaris Parkway
Columbus,
OH 43240
|
6.18
% |
| ||
iShares
7-10 Year Treasury Bond ETF |
National
Financial Services LLC
245
Summer Street
Boston,
MA 02210 |
18.94
% |
|
Charles
Schwab & Co., Inc.
101
Montgomery Street
San
Francisco, CA 94014 |
10.79
% |
|
J.P.
Morgan Securities, LLC/JPMC
383
Madison Avenue
New
York, NY 10179 |
9.51
% |
|
State
Street Bank and Trust Company
1776
Heritage Drive
North
Quincy, MA 02171 |
9.34
% |
|
JPMorgan
Chase Bank, National Association
1111
Polaris Parkway
Columbus,
OH 43240
|
6.47
% |
| ||
iShares
10+ Year Investment Grade Corporate Bond ETF
|
The
Bank of New York Mellon
111
Sanders Creek Parkway
2nd
Floor
East
Syracuse, NY 13057 |
21.52
% |
|
Citibank,
N.A.
3800
CitiBank Center Tampa
Building
B/1st Floor Zone 8
Tampa,
FL 33610-9122 |
8.24
% |
Fund |
Name |
Percentage
of
Ownership |
|
Merrill
Lynch, Pierce, Fenner & Smith
Incorporated
- TS Sub
101
Hudson Street
9th
Floor
Jersey
City, NJ 07302-3997 |
7.68
% |
|
National
Financial Services LLC
245
Summer Street
Boston,
MA 02210 |
7.42
% |
|
Northern
Trust Company (The)
801
South Canal Street
Chicago,
IL 60607 |
7.00
% |
|
JPMorgan
Chase Bank, National Association
1111
Polaris Parkway
Columbus,
OH 43240
|
6.83
% |
|
Charles
Schwab & Co., Inc.
101
Montgomery Street
San
Francisco, CA 94014 |
5.57
% |
| ||
iShares
10-20 Year Treasury Bond ETF |
Merrill
Lynch, Pierce, Fenner & Smith
Incorporated
- TS Sub
101
Hudson Street
9th
Floor
Jersey
City, NJ 07302-3997 |
22.08
% |
|
National
Financial Services LLC
245
Summer Street
Boston,
MA 02210 |
13.11
% |
|
Charles
Schwab & Co., Inc.
101
Montgomery Street
San
Francisco, CA 94014 |
12.71
% |
|
Morgan
Stanley Smith Barney LLC
One
New York Plaza
New
York, NY 10004 |
7.96
% |
|
Ameriprise
Enterprise Investment Services, Inc.
901
3rd
Avenue South
Minneapolis,
MN 55474 |
7.67
% |
|
TD
Ameritrade Clearing, Inc.
200
South 108th Avenue
Omaha,
NE 68154 |
6.13
% |
|
UBS
Financial Services Inc.
1000
Harbor Blvd.
Weehawken,
NJ 07086 |
5.52
% |
| ||
iShares
20+ Year Treasury Bond ETF
|
National
Financial Services LLC
245
Summer Street
Boston,
MA 02210 |
30.65
% |
|
Citibank,
N.A.
3800
CitiBank Center Tampa
Building
B/1st Floor Zone 8
Tampa,
FL 33610-9122 |
20.80
% |
Fund |
Name |
Percentage
of
Ownership |
|
Charles
Schwab & Co., Inc.
101
Montgomery Street
San
Francisco, CA 94014 |
10.47
% |
|
TD
Ameritrade Clearing, Inc.
200
South 108th Avenue
Omaha,
NE 68154 |
6.19
% |
| ||
iShares
25+ Year Treasury STRIPS Bond ETF |
The
Bank of New York Mellon
111
Sanders Creek Parkway
2nd
Floor
East
Syracuse, NY 13057 |
45.61
% |
|
Northern
Trust Company (The)
801
South Canal Street
Chicago,
IL 60607 |
12.20
% |
|
National
Financial Services LLC
245
Summer Street
Boston,
MA 02210 |
10.68
% |
|
Charles
Schwab & Co., Inc.
101
Montgomery Street
San
Francisco, CA 94014 |
7.53
% |
| ||
iShares
Agency Bond ETF
|
National
Financial Services LLC
245
Summer Street
Boston,
MA 02210 |
23.53
% |
|
Charles
Schwab & Co., Inc.
101
Montgomery Street
San
Francisco, CA 94014 |
17.69
% |
|
TD
Ameritrade Clearing, Inc.
200
South 108th Avenue
Omaha,
NE 68154 |
9.72
% |
|
Raymond,
James & Associates, Inc.
880
Carillon Parkway
P.O.
Box 12749
St.
Petersburg, FL 33733 |
6.32
% |
|
Pershing
LLC
One
Pershing Plaza
Jersey
City, NJ 07399 |
5.40
% |
| ||
iShares
BBB Rated Corporate Bond ETF |
State
Street Bank and Trust Company
1776
Heritage Drive
North
Quincy, MA 02171 |
83.33
% |
| ||
iShares
Broad USD Investment Grade Corporate Bond ETF |
UBS
Financial Services Inc.
1000
Harbor Blvd.
Weehawken,
NJ 07086 |
24.56
% |
|
Merrill
Lynch, Pierce, Fenner & Smith
Incorporated
- TS Sub
101
Hudson Street
9th
Floor
Jersey
City, NJ 07302-3997 |
17.13
% |
Fund |
Name |
Percentage
of
Ownership |
|
National
Financial Services LLC
245
Summer Street
Boston,
MA 02210 |
9.43
% |
|
Pershing
LLC
One
Pershing Plaza
Jersey
City, NJ 07399 |
7.79
% |
|
JPMorgan
Chase Bank, National Association
1111
Polaris Parkway
Columbus,
OH 43240
|
5.59
% |
| ||
iShares
California Muni Bond ETF |
Charles
Schwab & Co., Inc.
101
Montgomery Street
San
Francisco, CA 94014 |
44.06
% |
|
National
Financial Services LLC
245
Summer Street
Boston,
MA 02210 |
16.60
% |
|
TD
Ameritrade Clearing, Inc.
200
South 108th Avenue
Omaha,
NE 68154 |
8.74
% |
|
Morgan
Stanley Smith Barney LLC
One
New York Plaza
New
York, NY 10004 |
6.01
% |
| ||
iShares
Core 5-10 Year USD Bond ETF |
Charles
Schwab & Co., Inc.
101
Montgomery Street
San
Francisco, CA 94014 |
58.53
% |
|
National
Financial Services LLC
245
Summer Street
Boston,
MA 02210 |
16.18
% |
|
TD
Ameritrade Clearing, Inc.
200
South 108th Avenue
Omaha,
NE 68154 |
10.01
% |
| ||
iShares
Core 10+ Year USD Bond ETF
|
National
Financial Services LLC
245
Summer Street
Boston,
MA 02210 |
18.29
% |
|
Ameriprise
Enterprise Investment Services, Inc.
901
3rd
Avenue South
Minneapolis,
MN 55474 |
17.72
% |
|
Charles
Schwab & Co., Inc.
101
Montgomery Street
San
Francisco, CA 94014 |
17.50
% |
|
The
Bank of New York Mellon
111
Sanders Creek Parkway
2nd
Floor
East
Syracuse, NY 13057 |
15.77
% |
|
TD
Ameritrade Clearing, Inc.
200
South 108th Avenue
Omaha,
NE 68154 |
8.63
% |
|
Fund |
Name |
Percentage
of
Ownership |
iShares
Core U.S. Aggregate Bond ETF |
Edward
D. Jones & Co.
12555
Manchester Road
Saint
Louis, MO 63131 |
10.71
% |
|
National
Financial Services LLC
245
Summer Street
Boston,
MA 02210 |
10.61
% |
|
Charles
Schwab & Co., Inc.
101
Montgomery Street
San
Francisco, CA 94014 |
9.06
% |
|
Raymond,
James & Associates, Inc.
880
Carillon Parkway
P.O.
Box 12749
St.
Petersburg, FL 33733 |
7.57
% |
|
State
Street Bank and Trust Company
1776
Heritage Drive
North
Quincy, MA 02171 |
5.51
% |
|
Wells
Fargo Clearing Services LLC
2801
Market Street
St
Louis, MO 63103 |
5.48
% |
| ||
iShares
ESG Advanced Investment Grade Corporate Bond
ETF |
State
Street Bank and Trust Company
1776
Heritage Drive
North
Quincy, MA 02171 |
87.33
% |
| ||
iShares
ESG Advanced Total USD Bond Market ETF |
Northern
Trust Company (The)
801
South Canal Street
Chicago,
IL 60607 |
32.44
% |
|
National
Financial Services LLC
245
Summer Street
Boston,
MA 02210 |
27.05
% |
|
TD
Ameritrade Clearing, Inc.
200
South 108th Avenue
Omaha,
NE 68154 |
9.51
% |
|
Pershing
LLC
One
Pershing Plaza
Jersey
City, NJ 07399 |
8.68
% |
|
Charles
Schwab & Co., Inc.
101
Montgomery Street
San
Francisco, CA 94014 |
7.42
% |
| ||
iShares
ESG Aware 1-5 Year USD Corporate Bond ETF |
Charles
Schwab & Co., Inc.
101
Montgomery Street
San
Francisco, CA 94014 |
25.10
% |
|
National
Financial Services LLC
245
Summer Street
Boston,
MA 02210 |
14.46
% |
|
TD
Ameritrade Clearing, Inc.
200
South 108th Avenue
Omaha,
NE 68154 |
13.03
% |
Fund |
Name |
Percentage
of
Ownership |
|
Goldman,
Sachs & Co.
30
Hudson Street
16th
Floor
Jersey
City, NJ 07302 |
6.30
% |
|
Ameriprise
Enterprise Investment Services, Inc.
901
3rd
Avenue South
Minneapolis,
MN 55474 |
6.07
% |
| ||
iShares
ESG Aware U.S. Aggregate Bond ETF |
Merrill
Lynch, Pierce, Fenner & Smith
Incorporated
- TS Sub
101
Hudson Street
9th
Floor
Jersey
City, NJ 07302-3997 |
26.84
% |
|
Pershing
LLC
One
Pershing Plaza
Jersey
City, NJ 07399 |
12.80
% |
|
National
Financial Services LLC
245
Summer Street
Boston,
MA 02210 |
11.50
% |
|
Charles
Schwab & Co., Inc.
101
Montgomery Street
San
Francisco, CA 94014 |
9.83
% |
| ||
iShares
ESG Aware USD Corporate Bond ETF |
National
Financial Services LLC
245
Summer Street
Boston,
MA 02210 |
23.71
% |
|
Ameriprise
Enterprise Investment Services, Inc.
901
3rd
Avenue South
Minneapolis,
MN 55474 |
23.54
% |
|
TD
Ameritrade Clearing, Inc.
200
South 108th Avenue
Omaha,
NE 68154 |
9.62
% |
|
Charles
Schwab & Co., Inc.
101
Montgomery Street
San
Francisco, CA 94014 |
9.39
% |
|
Pershing
LLC
One
Pershing Plaza
Jersey
City, NJ 07399 |
6.66
% |
|
UBS
Financial Services Inc.
1000
Harbor Blvd.
Weehawken,
NJ 07086 |
5.27
% |
|
RBC
Capital Markets, LLC
3
World Financial Center
200
Vesey Street
New
York, NY 10281-8098 |
5.22
% |
| ||
iShares
Government/Credit Bond ETF |
National
Financial Services LLC
245
Summer Street
Boston,
MA 02210 |
19.75
% |
Fund |
Name |
Percentage
of
Ownership |
|
Charles
Schwab & Co., Inc.
101
Montgomery Street
San
Francisco, CA 94014 |
17.63
% |
|
Morgan
Stanley Smith Barney LLC
One
New York Plaza
New
York, NY 10004 |
16.47
% |
|
Merrill
Lynch, Pierce, Fenner & Smith
Incorporated
- TS Sub
101
Hudson Street
9th
Floor
Jersey
City, NJ 07302-3997 |
6.87
% |
|
U.S.
Bank N.A.
1555
North Rivercenter Dr.
Suite
302
Milwaukee,
WI 53212 |
6.75
% |
| ||
iShares
High Yield Bond Factor ETF |
Charles
Schwab & Co., Inc.
101
Montgomery Street
San
Francisco, CA 94014 |
35.75
% |
|
National
Financial Services LLC
245
Summer Street
Boston,
MA 02210 |
17.74
% |
|
TD
Ameritrade Clearing, Inc.
200
South 108th Avenue
Omaha,
NE 68154 |
7.09
% |
|
J.P.
Morgan Securities, LLC/JPMC
383
Madison Avenue
New
York, NY 10179 |
6.63
% |
|
Wells
Fargo Clearing Services LLC
2801
Market Street
St
Louis, MO 63103 |
5.82
% |
| ||
iShares
iBoxx $ High Yield Corporate Bond ETF |
National
Financial Services LLC
245
Summer Street
Boston,
MA 02210 |
17.54
% |
|
The
Bank of New York Mellon
111
Sanders Creek Parkway
2nd
Floor
East
Syracuse, NY 13057 |
16.72
% |
|
Charles
Schwab & Co., Inc.
101
Montgomery Street
San
Francisco, CA 94014 |
5.51
% |
| ||
iShares
iBoxx $ Investment Grade Corporate Bond ETF |
The
Bank of New York Mellon
111
Sanders Creek Parkway
2nd
Floor
East
Syracuse, NY 13057 |
9.56
% |
|
JPMorgan
Chase Bank, National Association
1111
Polaris Parkway
Columbus,
OH 43240
|
8.77
% |
Fund |
Name |
Percentage
of
Ownership |
|
Merrill
Lynch, Pierce, Fenner & Smith
Incorporated
- TS Sub
101
Hudson Street
9th
Floor
Jersey
City, NJ 07302-3997 |
8.37
% |
|
National
Financial Services LLC
245
Summer Street
Boston,
MA 02210 |
8.13
% |
|
Citibank,
N.A.
3800
CitiBank Center Tampa
Building
B/1st Floor Zone 8
Tampa,
FL 33610-9122 |
7.27
% |
|
TD
Ameritrade Clearing, Inc.
200
South 108th Avenue
Omaha,
NE 68154 |
6.29
% |
|
Charles
Schwab & Co., Inc.
101
Montgomery Street
San
Francisco, CA 94014 |
5.14
% |
| ||
iShares
Intermediate Government/Credit Bond ETF |
National
Financial Services LLC
245
Summer Street
Boston,
MA 02210 |
16.47
% |
|
Charles
Schwab & Co., Inc.
101
Montgomery Street
San
Francisco, CA 94014 |
15.17
% |
|
Pershing
LLC
One
Pershing Plaza
Jersey
City, NJ 07399 |
9.49
% |
|
Reliance
Trust Company, FIS TrustDesk MKE
11277
West Park Place, Suite 300
Milwaukee,
WI 53224 |
6.04
% |
|
U.S.
Bank N.A.
1555
North Rivercenter Dr.
Suite
302
Milwaukee,
WI 53212 |
5.44
% |
| ||
iShares
Investment Grade Bond Factor ETF |
TD
Ameritrade Clearing, Inc.
200
South 108th Avenue
Omaha,
NE 68154 |
33.44
% |
|
National
Financial Services LLC
245
Summer Street
Boston,
MA 02210 |
24.48
% |
|
Wells
Fargo Clearing Services LLC
2801
Market Street
St
Louis, MO 63103 |
14.08
% |
|
Charles
Schwab & Co., Inc.
101
Montgomery Street
San
Francisco, CA 94014 |
7.75
% |
|
Ameriprise
Enterprise Investment Services, Inc.
901
3rd
Avenue South
Minneapolis,
MN 55474 |
5.37
% |
Fund |
Name |
Percentage
of
Ownership |
| ||
iShares
MBS ETF |
Merrill
Lynch, Pierce, Fenner & Smith
Incorporated
- TS Sub
101
Hudson Street
9th
Floor
Jersey
City, NJ 07302-3997 |
22.13
% |
|
National
Financial Services LLC
245
Summer Street
Boston,
MA 02210 |
14.29
% |
|
J.P.
Morgan Securities, LLC/JPMC
383
Madison Avenue
New
York, NY 10179 |
7.87
% |
|
Charles
Schwab & Co., Inc.
101
Montgomery Street
San
Francisco, CA 94014 |
6.59
% |
|
LPL
Financial Corporation
9785
Towne Centre Drive
San
Diego, CA 92121-1968 |
6.30
% |
|
Ameriprise
Enterprise Investment Services, Inc.
901
3rd
Avenue South
Minneapolis,
MN 55474 |
5.56
% |
| ||
iShares
National Muni Bond ETF |
National
Financial Services LLC
245
Summer Street
Boston,
MA 02210 |
20.26
% |
|
Charles
Schwab & Co., Inc.
101
Montgomery Street
San
Francisco, CA 94014 |
17.67
% |
|
Merrill
Lynch, Pierce, Fenner & Smith
Incorporated
- TS Sub
101
Hudson Street
9th
Floor
Jersey
City, NJ 07302-3997 |
5.39
% |
|
TD
Ameritrade Clearing, Inc.
200
South 108th Avenue
Omaha,
NE 68154 |
5.34
% |
|
Pershing
LLC
One
Pershing Plaza
Jersey
City, NJ 07399 |
5.25
% |
| ||
iShares
New York Muni Bond ETF |
Charles
Schwab & Co., Inc.
101
Montgomery Street
San
Francisco, CA 94014 |
21.97
% |
|
National
Financial Services LLC
245
Summer Street
Boston,
MA 02210 |
21.41
% |
|
Merrill
Lynch, Pierce, Fenner & Smith
Incorporated
- TS Sub
101
Hudson Street
9th
Floor
Jersey
City, NJ 07302-3997 |
7.40
% |
Fund |
Name |
Percentage
of
Ownership |
|
Morgan
Stanley Smith Barney LLC
One
New York Plaza
New
York, NY 10004 |
6.86
% |
|
Pershing
LLC
One
Pershing Plaza
Jersey
City, NJ 07399 |
6.11
% |
|
TD
Ameritrade Clearing, Inc.
200
South 108th Avenue
Omaha,
NE 68154 |
5.51
% |
| ||
iShares
Short-Term National Muni Bond ETF |
Charles
Schwab & Co., Inc.
101
Montgomery Street
San
Francisco, CA 94014 |
20.42
% |
|
National
Financial Services LLC
245
Summer Street
Boston,
MA 02210 |
14.49
% |
|
The
Bank of New York Mellon/Wealth
Management
One
Wall Street
New
York, NY 10005 |
9.66
% |
|
TD
Ameritrade Clearing, Inc.
200
South 108th Avenue
Omaha,
NE 68154 |
6.96
% |
|
Pershing
LLC
One
Pershing Plaza
Jersey
City, NJ 07399 |
5.53
% |
|
Merrill
Lynch, Pierce, Fenner & Smith
Incorporated
- TS Sub
101
Hudson Street
9th
Floor
Jersey
City, NJ 07302-3997 |
5.40
% |
|
SEI
Private Trust Company/C/O GWP
1
Freedom Valley Drive
Oaks,
PA 19456 |
5.08
% |
| ||
iShares
Short Treasury Bond ETF |
Citibank,
N.A. S.D. Indeval Institucion
3800
CitiBank Center Tampa
Building
B/1st Floor Zone 8
Tampa,
FL 33610-9122 |
21.79
% |
|
National
Financial Services LLC
245
Summer Street
Boston,
MA 02210 |
12.52
% |
|
Charles
Schwab & Co., Inc.
101
Montgomery Street
San
Francisco, CA 94014 |
10.27
% |
|
TD
Ameritrade Clearing, Inc.
200
South 108th Avenue
Omaha,
NE 68154 |
7.32
% |
|
Morgan
Stanley Smith Barney LLC
One
New York Plaza
New
York, NY 10004 |
6.54
% |
Fund |
Name |
Percentage
of
Ownership |
|
Pershing
LLC
One
Pershing Plaza
Jersey
City, NJ 07399 |
6.42
% |
| ||
iShares
USD Bond Factor ETF |
State
Street Bank and Trust Company
1776
Heritage Drive
North
Quincy, MA 02171 |
98.27
% |
|
Fund |
Management
Fee |
Fund
Inception
Date
|
Management
Fees
Paid
Net
of Waivers
for
Fiscal
Year
Ended
February
28, 2023 |
Management
Fees
Paid
Net
of Waivers
for
Fiscal
Year
Ended
February
28, 2022 |
Management
Fees
Paid
Net
of Waivers
for
Fiscal
Year
Ended
February
28, 2021 |
iShares
0-3 Month Treasury Bond ETF1
|
0.04% |
05/26/20 |
$1,681,624 |
$219,282 |
$162,126 |
iShares
1-3 Year Treasury Bond ETF |
0.15% |
07/22/02 |
38,927,762 |
29,945,144 |
32,106,936 |
iShares
1-5 Year Investment Grade Corporate
Bond
ETF2
|
0.05% |
01/05/07 |
11,544,984 |
13,551,064 |
10,705,449 |
iShares
3-7 Year Treasury Bond ETF |
0.15% |
01/05/07 |
17,295,366 |
16,244,679 |
17,168,658 |
iShares
5-10 Year Investment Grade Corporate
Bond
ETF3
|
0.05% |
01/05/07 |
5,269,012 |
6,406,219 |
5,827,292 |
iShares
7-10 Year Treasury Bond ETF |
0.15% |
07/22/02 |
31,344,908 |
22,158,598 |
28,670,072 |
iShares
10+ Year Investment Grade Corporate
Bond
ETF4
|
0.05% |
12/08/09 |
776,844 |
1,386,564 |
1,169,310 |
iShares
10-20 Year Treasury Bond ETF |
0.15% |
01/05/07 |
6,561,022 |
2,050,536 |
1,958,386 |
iShares
20+ Year Treasury Bond ETF |
0.15% |
07/22/02 |
35,618,839 |
23,523,424 |
27,770,333 |
iShares
25+ Year Treasury STRIPS Bond ETF5
|
0.04% |
09/22/20 |
119,477 |
122,500 |
4,960 |
iShares
Agency Bond ETF |
0.20% |
11/05/08 |
1,252,551 |
1,579,828 |
1,610,512 |
iShares
BBB Rated Corporate Bond ETF |
0.15% |
05/18/21 |
67,924 |
89,307 |
N/A |
iShares
Broad USD Investment Grade
Corporate
Bond ETF6
|
0.04% |
01/05/07 |
2,774,655 |
2,574,479 |
3,098,584 |
iShares
California Muni Bond ETF |
0.25% |
10/04/07 |
4,607,963 |
4,634,842 |
3,911,631 |
iShares
Core 5-10 Year USD Bond ETF7
|
0.05% |
11/01/16 |
57,708 |
62,677 |
57,076 |
iShares
Core 10+ Year USD Bond ETF |
0.06% |
12/08/09 |
168,231 |
232,367 |
241,944 |
iShares
Core U.S. Aggregate Bond ETF8,9
|
0.03% |
09/22/03 |
21,767,151 |
28,768,959 |
26,526,094 |
iShares
ESG Advanced Investment Grade
Corporate
Bond ETF |
0.18% |
11/08/21 |
27,715 |
10,689 |
N/A |
iShares
ESG Advanced Total USD Bond Market
ETF10
|
0.11% |
06/23/20 |
877,840 |
463,035 |
71,650 |
iShares
ESG Aware 1-5 Year USD Corporate
Bond
ETF |
0.12% |
07/11/17 |
1,139,234 |
1,152,913 |
468,841 |
iShares
ESG Aware U.S. Aggregate Bond ETF11
|
0.09% |
10/18/18 |
1,956,167 |
1,330,990 |
437,376 |
iShares
ESG Aware USD Corporate Bond ETF |
0.18% |
07/11/17 |
1,657,303 |
1,509,984 |
823,272 |
iShares
Government/Credit Bond ETF |
0.20% |
01/05/07 |
484,135 |
689,717 |
444,376 |
iShares
High Yield Bond Factor ETF |
0.35% |
07/11/17 |
437,996 |
516,377 |
144,014 |
iShares
iBoxx $ High Yield Corporate Bond ETF |
0.49% |
04/04/07 |
73,274,146 |
97,173,850 |
118,223,615 |
iShares
iBoxx $ Investment Grade Corporate
Bond
ETF |
0.14% |
07/22/02 |
48,580,938 |
55,071,034 |
72,561,952 |
Fund |
Management
Fee |
Fund
Inception
Date
|
Management
Fees
Paid
Net
of Waivers
for
Fiscal
Year
Ended
February
28, 2023 |
Management
Fees
Paid
Net
of Waivers
for
Fiscal
Year
Ended
February
28, 2022 |
Management
Fees
Paid
Net
of Waivers
for
Fiscal
Year
Ended
February
28, 2021 |
iShares
Intermediate Government/Credit Bond
ETF |
0.20% |
01/05/07 |
4,939,299 |
4,912,048 |
4,506,647 |
iShares
Investment Grade Bond Factor ETF |
0.18% |
07/11/17 |
306,093 |
292,204 |
256,032 |
iShares
MBS ETF12,13
|
0.03% |
03/13/07 |
6,958,456 |
10,387,393 |
10,391,914 |
iShares
National Muni Bond ETF14
|
0.07% |
09/07/07 |
20,030,561 |
16,265,453 |
12,577,499 |
iShares
New York Muni Bond ETF |
0.25% |
10/04/07 |
1,325,245 |
1,329,048 |
1,176,607 |
iShares
Short-Term National Muni Bond ETF |
0.07% |
11/05/08 |
6,383,302 |
4,024,798 |
2,497,984 |
iShares
Short Treasury Bond ETF15,16
|
0.14% |
01/05/07 |
28,757,510 |
21,461,175 |
31,357,144 |
iShares
USD Bond Factor ETF17
|
0.16% |
10/12/21 |
26,950 |
11,968 |
N/A |
James
Mauro |
|
|
Types
of Accounts |
Number |
Total
Assets |
Registered
Investment Companies |
86 |
$189,451,000,000 |
Other
Pooled Investment Vehicles |
9 |
34,510,000,000 |
Other
Accounts |
5 |
5,793,000,000 |
Scott
Radell* |
|
|
Types
of Accounts |
Number |
Total
Assets |
Registered
Investment Companies |
12 |
$24,029,000,000 |
Other
Pooled Investment Vehicles |
54 |
41,217,000,000 |
Scott
Radell* |
|
|
Types
of Accounts |
Number |
Total
Assets |
Other
Accounts |
7 |
4,983,000,000 |
Karen
Uyehara* |
|
|
Types
of Accounts |
Number |
Total
Assets |
Registered
Investment Companies |
80 |
$183,837,000,000 |
Other
Pooled Investment Vehicles |
14 |
3,000,000,000 |
Other
Accounts |
7 |
4,124,000,000 |
James
Mauro |
|
|
Types
of Accounts
|
Number
of Other
Accounts
with
Performance
Fees
Managed by Portfolio Manager |
Aggregate
of
Total Assets |
Registered
Investment Companies |
0 |
N/A |
Other
Pooled Investment Vehicles |
0 |
N/A |
Other
Accounts |
0 |
N/A |
Scott
Radell* |
|
|
Types
of Accounts
|
Number
of Other
Accounts
with
Performance
Fees
Managed by Portfolio Manager |
Aggregate
of
Total Assets |
Registered
Investment Companies |
0 |
N/A |
Other
Pooled Investment Vehicles |
2 |
$101,000,000 |
Other
Accounts |
2 |
677,000,000 |
Karen
Uyehara* |
|
|
Types
of Accounts |
Number
of Other
Accounts
with
Performance
Fees
Managed by Portfolio Manager |
Aggregate
of
Total Assets
|
Registered
Investment Companies |
0 |
N/A |
Other
Pooled Investment Vehicles |
3 |
$1,055,000,000 |
Other
Accounts |
3 |
1,289,000,000 |
James
Mauro |
|
|
|
|
|
|
|
|
Dollar
Range | ||||||
Fund |
None |
$1
to $10k |
$10,001
to
$50k |
$50,001
to
$100k |
$100,001
to
$500k |
$500,001
to
$1m |
over
$1m |
iShares
0-3 Month Treasury Bond ETF |
X |
|
|
|
|
|
|
iShares
1-3 Year Treasury Bond ETF |
X |
|
|
|
|
|
|
iShares
1-5 Year Investment Grade Corporate
Bond
ETF |
|
|
X |
|
|
|
|
iShares
3-7 Year Treasury Bond ETF |
X |
|
|
|
|
|
|
iShares
5-10 Year Investment Grade Corporate
Bond
ETF
|
X |
|
|
|
|
|
|
iShares
7-10 Year Treasury Bond ETF |
X |
|
|
|
|
|
|
iShares
10+ Year Investment Grade Corporate
Bond
ETF |
X |
|
|
|
|
|
|
iShares
10-20 Year Treasury Bond ETF |
X |
|
|
|
|
|
|
iShares
20+ Year Treasury Bond ETF |
|
|
X |
|
|
|
|
iShares
25+ Year Treasury STRIPS Bond ETF |
|
|
X |
|
|
|
|
iShares
Agency Bond ETF
|
X |
|
|
|
|
|
|
iShares
BBB Rated Corporate Bond ETF |
X |
|
|
|
|
|
|
iShares
Broad USD Investment Grade Corporate
Bond
ETF
|
X |
|
|
|
|
|
|
iShares
California Muni Bond ETF |
X |
|
|
|
|
|
|
iShares
Core 5-10 Year USD Bond ETF |
X |
|
|
|
|
|
|
iShares
Core 10+ Year USD Bond ETF |
X |
|
|
|
|
|
|
iShares
Core U.S. Aggregate Bond ETF
|
|
|
|
X |
|
|
|
iShares
ESG Advanced Investment Grade
Corporate
Bond ETF |
X |
|
|
|
|
|
|
iShares
ESG Advanced Total USD Bond Market
ETF |
X |
|
|
|
|
|
|
iShares
ESG Aware 1-5 Year USD Corporate Bond
ETF |
X |
|
|
|
|
|
|
iShares
ESG Aware U.S. Aggregate Bond ETF |
X |
|
|
|
|
|
|
iShares
ESG Aware USD Corporate Bond ETF |
X |
|
|
|
|
|
|
iShares
Government/Credit Bond ETF
|
X |
|
|
|
|
|
|
iShares
High Yield Bond Factor ETF |
X |
|
|
|
|
|
|
iShares
iBoxx $ High Yield Corporate Bond ETF |
X |
|
|
|
|
|
|
iShares
iBoxx $ Investment Grade Corporate Bond
ETF |
X |
|
|
|
|
|
|
iShares
Intermediate Government/Credit Bond
ETF
|
X |
|
|
|
|
|
|
iShares
Investment Grade Bond Factor ETF |
X |
|
|
|
|
|
|
iShares
MBS ETF
|
X |
|
|
|
|
|
|
iShares
National Muni Bond ETF |
X |
|
|
|
|
|
|
iShares
New York Muni Bond ETF |
X |
|
|
|
|
|
|
iShares
Short-Term National Muni Bond ETF |
X |
|
|
|
|
|
|
iShares
Short Treasury Bond ETF
|
X |
|
|
|
|
|
|
iShares
USD Bond Factor ETF |
X |
|
|
|
|
|
|
Scott
Radell |
|
|
|
|
|
|
|
|
Dollar
Range | ||||||
Fund |
None |
$1
to $10k |
$10,001
to
$50k |
$50,001
to
$100k |
$100,001
to
$500k |
$500,001
to
$1m |
over
$1m |
iShares
0-3 Month Treasury Bond ETF |
X |
|
|
|
|
|
|
iShares
1-3 Year Treasury Bond ETF |
X |
|
|
|
|
|
|
iShares
1-5 Year Investment Grade Corporate
Bond
ETF |
X |
|
|
|
|
|
|
iShares
3-7 Year Treasury Bond ETF |
X |
|
|
|
|
|
|
iShares
5-10 Year Investment Grade Corporate
Bond
ETF
|
X |
|
|
|
|
|
|
iShares
7-10 Year Treasury Bond ETF |
X |
|
|
|
|
|
|
iShares
10+ Year Investment Grade Corporate
Bond
ETF |
X |
|
|
|
|
|
|
iShares
10-20 Year Treasury Bond ETF |
X |
|
|
|
|
|
|
iShares
20+ Year Treasury Bond ETF |
X |
|
|
|
|
|
|
iShares
25+ Year Treasury STRIPS Bond ETF |
X |
|
|
|
|
|
|
iShares
Agency Bond ETF
|
X |
|
|
|
|
|
|
iShares
BBB Rated Corporate Bond ETF |
X |
|
|
|
|
|
|
iShares
Broad USD Investment Grade Corporate
Bond
ETF
|
X |
|
|
|
|
|
|
iShares
California Muni Bond ETF |
X |
|
|
|
|
|
|
iShares
Core 5-10 Year USD Bond ETF |
X |
|
|
|
|
|
|
iShares
Core 10+ Year USD Bond ETF |
X |
|
|
|
|
|
|
iShares
Core U.S. Aggregate Bond ETF
|
|
X |
|
|
|
|
|
iShares
ESG Advanced Investment Grade
Corporate
Bond ETF |
X |
|
|
|
|
|
|
iShares
ESG Advanced Total USD Bond Market
ETF |
X |
|
|
|
|
|
|
iShares
ESG Aware 1-5 Year USD Corporate Bond
ETF |
X |
|
|
|
|
|
|
iShares
ESG Aware U.S. Aggregate Bond ETF |
X |
|
|
|
|
|
|
iShares
ESG Aware USD Corporate Bond ETF |
X |
|
|
|
|
|
|
iShares
Government/Credit Bond ETF
|
X |
|
|
|
|
|
|
iShares
High Yield Bond Factor ETF |
X |
|
|
|
|
|
|
iShares
iBoxx $ High Yield Corporate Bond ETF |
X |
|
|
|
|
|
|
iShares
iBoxx $ Investment Grade Corporate Bond
ETF |
X |
|
|
|
|
|
|
iShares
Intermediate Government/Credit Bond
ETF
|
X |
|
|
|
|
|
|
iShares
Investment Grade Bond Factor ETF |
X |
|
|
|
|
|
|
iShares
MBS ETF
|
X |
|
|
|
|
|
|
iShares
National Muni Bond ETF |
X |
|
|
|
|
|
|
iShares
New York Muni Bond ETF |
X |
|
|
|
|
|
|
iShares
Short-Term National Muni Bond ETF |
X |
|
|
|
|
|
|
iShares
Short Treasury Bond ETF
|
X |
|
|
|
|
|
|
iShares
USD Bond Factor ETF |
X |
|
|
|
|
|
|
Karen
Uyehara |
|
|
|
|
|
|
|
|
Dollar
Range | ||||||
Fund |
None |
$1
to $10k |
$10,001
to
$50k |
$50,001
to
$100k |
$100,001
to
$500k |
$500,001
to
$1m |
over
$1m |
iShares
0-3 Month Treasury Bond ETF |
X |
|
|
|
|
|
|
iShares
1-3 Year Treasury Bond ETF |
X |
|
|
|
|
|
|
iShares
1-5 Year Investment Grade Corporate
Bond
ETF |
X |
|
|
|
|
|
|
iShares
3-7 Year Treasury Bond ETF |
X |
|
|
|
|
|
|
iShares
5-10 Year Investment Grade Corporate
Bond
ETF
|
X |
|
|
|
|
|
|
iShares
7-10 Year Treasury Bond ETF |
X |
|
|
|
|
|
|
iShares
10+ Year Investment Grade Corporate
Bond
ETF |
X |
|
|
|
|
|
|
iShares
10-20 Year Treasury Bond ETF |
X |
|
|
|
|
|
|
iShares
20+ Year Treasury Bond ETF |
X |
|
|
|
|
|
|
iShares
25+ Year Treasury STRIPS Bond ETF |
X |
|
|
|
|
|
|
iShares
Agency Bond ETF
|
X |
|
|
|
|
|
|
iShares
BBB Rated Corporate Bond ETF |
X |
|
|
|
|
|
|
iShares
Broad USD Investment Grade Corporate
Bond
ETF
|
X |
|
|
|
|
|
|
iShares
California Muni Bond ETF |
X |
|
|
|
|
|
|
iShares
Core 5-10 Year USD Bond ETF |
X |
|
|
|
|
|
|
iShares
Core 10+ Year USD Bond ETF |
X |
|
|
|
|
|
|
iShares
Core U.S. Aggregate Bond ETF
|
X |
|
|
|
|
|
|
iShares
ESG Advanced Investment Grade
Corporate
Bond ETF |
X |
|
|
|
|
|
|
iShares
ESG Advanced Total USD Bond Market
ETF |
X |
|
|
|
|
|
|
iShares
ESG Aware 1-5 Year USD Corporate Bond
ETF |
X |
|
|
|
|
|
|
iShares
ESG Aware U.S. Aggregate Bond ETF |
X |
|
|
|
|
|
|
iShares
ESG Aware USD Corporate Bond ETF |
X |
|
|
|
|
|
|
iShares
Government/Credit Bond ETF
|
X |
|
|
|
|
|
|
iShares
High Yield Bond Factor ETF |
X |
|
|
|
|
|
|
iShares
iBoxx $ High Yield Corporate Bond ETF |
X |
|
|
|
|
|
|
iShares
iBoxx $ Investment Grade Corporate Bond
ETF |
X |
|
|
|
|
|
|
iShares
Intermediate Government/Credit Bond
ETF
|
X |
|
|
|
|
|
|
iShares
Investment Grade Bond Factor ETF |
X |
|
|
|
|
|
|
iShares
MBS ETF
|
X |
|
|
|
|
|
|
iShares
National Muni Bond ETF |
X |
|
|
|
|
|
|
iShares
New York Muni Bond ETF |
X |
|
|
|
|
|
|
iShares
Short-Term National Muni Bond ETF |
X |
|
|
|
|
|
|
iShares
Short Treasury Bond ETF
|
X |
|
|
|
|
|
|
iShares
USD Bond Factor ETF |
X |
|
|
|
|
|
|
Fund |
Fund
Inception Date
|
Administration,
Custodian
&
Transfer
Agency
Expenses
Paid
During
Fiscal
Year
Ended
February
28, 2023 |
Administration,
Custodian
&
Transfer
Agency
Expenses
Paid
During
Fiscal
Year
Ended
February
28, 2022 |
Administration,
Custodian
&
Transfer
Agency
Expenses
Paid
During
Fiscal
Year
Ended
February
28, 2021 |
iShares
0-3 Month Treasury Bond ETF |
05/26/20 |
$33,753 |
$29,235 |
$18,453 |
iShares
1-3 Year Treasury Bond ETF |
07/22/02 |
318,726 |
260,406 |
293,086 |
iShares
1-5 Year Investment Grade Corporate
Bond
ETF |
01/05/07 |
260,692 |
320,682 |
259,137 |
iShares
3-7 Year Treasury Bond ETF |
01/05/07 |
148,312 |
144,480 |
157,721 |
iShares
5-10 Year Investment Grade Corporate
Bond
ETF
|
01/05/07 |
125,549 |
158,762 |
147,375 |
iShares
7-10 Year Treasury Bond ETF |
07/22/02 |
265,444 |
194,148 |
259,581 |
iShares
10+ Year Investment Grade Corporate
Bond
ETF
|
12/08/09 |
27,134 |
40,685 |
36,954 |
iShares
10-20 Year Treasury Bond ETF
|
01/05/07 |
63,191 |
27,979 |
28,196 |
Fund |
Fund
Inception Date |
Administration,
Custodian
&
Transfer
Agency
Expenses
Paid
During
Fiscal
Year
Ended
February
28, 2023 |
Administration,
Custodian
&
Transfer
Agency
Expenses
Paid
During
Fiscal
Year
Ended
February
28, 2022 |
Administration,
Custodian
&
Transfer
Agency
Expenses
Paid
During
Fiscal
Year
Ended
February
28, 2021 |
iShares
20+ Year Treasury Bond ETF |
07/22/02 |
305,160 |
205,197 |
251,775 |
iShares
25+ Year Treasury STRIPS Bond ETF |
09/22/20 |
17,909 |
19,909 |
8,110 |
iShares
Agency Bond ETF |
11/05/08 |
20,093 |
24,769 |
25,162 |
iShares
BBB Rated Corporate Bond ETF |
05/18/21 |
16,195 |
15,202 |
N/A |
iShares
Broad USD Investment Grade
Corporate
Bond ETF
|
01/05/07 |
94,286 |
91,883 |
81,315 |
iShares
California Muni Bond ETF |
10/04/07 |
25,387 |
31,846 |
30,586 |
iShares
Core 5-10 Year USD Bond ETF |
11/01/16 |
70,003 |
73,663 |
53,340 |
iShares
Core 10+ Year USD Bond ETF
|
12/08/09 |
20,028 |
23,556 |
24,041 |
iShares
Core U.S. Aggregate Bond ETF |
09/22/03 |
1,081,184 |
1,266,564 |
1,101,230 |
iShares
ESG Advanced Investment Grade
Corporate
Bond ETF |
11/08/21 |
16,453 |
7,400 |
N/A |
iShares
ESG Advanced Total USD Bond Market
ETF |
06/23/20 |
63,334 |
57,688 |
34,188 |
iShares
ESG Aware 1-5 Year USD Corporate
Bond
ETF |
07/11/17 |
23,630 |
26,903 |
21,850 |
iShares
ESG Aware U.S. Aggregate Bond ETF |
10/18/18 |
65,857 |
54,796 |
27,685 |
iShares
ESG Aware USD Corporate Bond ETF |
07/11/17 |
25,609 |
26,579 |
23,974 |
iShares
Government/Credit Bond ETF
|
01/05/07 |
18,475 |
21,142 |
21,031 |
iShares
High Yield Bond Factor ETF |
07/11/17 |
17,356 |
19,666 |
18,621 |
iShares
iBoxx $ High Yield Corporate Bond ETF
|
04/04/07 |
164,562 |
268,125 |
327,838 |
iShares
iBoxx $ Investment Grade Corporate
Bond
ETF |
07/22/02 |
391,646 |
509,691 |
681,410 |
iShares
Intermediate Government/Credit Bond
ETF |
01/05/07 |
40,685 |
42,013 |
40,864 |
iShares
Investment Grade Bond Factor ETF |
07/11/17 |
19,699 |
20,499 |
23,273 |
iShares
MBS ETF |
03/13/07 |
810,898 |
821,939 |
366,128 |
iShares
National Muni Bond ETF |
09/07/07 |
364,205 |
304,972 |
248,725 |
iShares
New York Muni Bond ETF |
10/04/07 |
19,499 |
21,496 |
21,220 |
iShares
Short-Term National Muni Bond ETF |
11/05/08 |
133,185 |
101,382 |
63,452 |
iShares
Short Treasury Bond ETF
|
01/05/07 |
127,571 |
199,139 |
262,116 |
iShares
USD Bond Factor ETF |
10/12/21 |
41,170 |
20,052 |
N/A |
Fund |
iShares
0-3 Month
Treasury
Bond ETF |
iShares
1-3 Year
Treasury
Bond ETF |
iShares
1-5 Year
Investment
Grade
Corporate
Bond ETF |
iShares
3-7 Year
Treasury
Bond ETF |
Gross
income from
securities
lending
activities |
$11,569,818 |
$3,520,324 |
$38,254,307 |
$79,255 |
Fees
and/or compensation
for
securities lending
activities
and
related
services |
|
|
|
|
Securities
lending
income
paid to
BTC
for services as
securities
lending
agent |
188,332 |
139,170 |
993,573 |
4,112 |
Cash
collateral
management
expenses
not included in
securities
lending
income
paid to BTC |
151,670 |
99,479 |
564,146 |
3,094 |
Administrative
fees not
included
in securities
lending
income paid
to
BTC |
0 |
0 |
0 |
0 |
Indemnification
fees not
included
in
securities lending
income
paid
to
BTC |
0 |
0 |
0 |
0 |
Rebates
(paid to
borrowers) |
10,235,366 |
2,569,832 |
32,015,179 |
51,025 |
Other
fees not
included
in
securities
lending
income
paid to BTC |
0 |
0 |
0 |
0 |
Aggregate
fees/compensation
for
securities
lending
activities |
$10,575,368 |
$2,808,481 |
$33,572,898 |
$58,231 |
Net
income from securities
lending
activities |
$994,450 |
$711,843 |
$4,681,409 |
$21,024 |
Fund |
iShares
5-10 Year
Investment
Grade
Corporate
Bond ETF |
iShares
7-10 Year
Treasury
Bond ETF |
iShares
10+ Year
Investment
Grade
Corporate
Bond ETF |
iShares
10-20 Year
Treasury
Bond ETF |
Gross
income from
securities
lending
activities |
$28,404,974 |
$743,146 |
$2,821,535 |
$854,465 |
Fees
and/or compensation
for
securities lending
activities
and
related
services |
|
|
|
|
Securities
lending
income
paid to
BTC
for services as
securities
lending
agent |
663,123 |
23,668 |
81,538 |
45,101 |
Cash
collateral
management
expenses
not included in
securities
lending
income
paid to BTC |
429,097 |
15,201 |
44,130 |
8,419 |
Administrative
fees not
included
in securities
lending
income paid
to
BTC |
0 |
0 |
0 |
0 |
Indemnification
fees not
included
in
securities lending
income
paid
to
BTC |
0 |
0 |
0 |
0 |
Rebates
(paid to
borrowers) |
24,189,356 |
578,445 |
2,312,665 |
539,767 |
Other
fees not
included
in
securities
lending
income
paid to BTC |
0 |
0 |
0 |
0 |
Aggregate
fees/compensation
for
securities
lending
activities |
$25,281,576 |
$617,314 |
$2,438,333 |
$593,287 |
Net
income from securities
lending
activities |
$3,123,398 |
$125,832 |
$383,202 |
$261,178 |
Fund |
iShares
20+ Year
Treasury
Bond ETF |
iShares
25+ Year
Treasury
STRIPS
Bond
ETF |
iShares
Agency
Bond
ETF |
iShares
BBB Rated
Corporate
Bond ETF |
Gross
income from
securities
lending
activities |
$1,425,275 |
$169 |
$91,764 |
$56,357 |
Fees
and/or compensation
for
securities lending
activities
and
related
services |
|
|
|
|
Fund |
iShares
20+ Year
Treasury
Bond ETF |
iShares
25+ Year
Treasury
STRIPS
Bond
ETF |
iShares
Agency
Bond
ETF |
iShares
BBB Rated
Corporate
Bond ETF |
Securities
lending
income
paid to
BTC
for services as
securities
lending
agent |
91,484 |
3 |
5,711 |
1,447 |
Cash
collateral
management
expenses
not included in
securities
lending
income
paid to BTC |
15,051 |
6 |
1,261 |
917 |
Administrative
fees not
included
in securities
lending
income paid
to
BTC |
0 |
0 |
0 |
0 |
Indemnification
fees not
included
in
securities lending
income
paid
to
BTC |
0 |
0 |
0 |
0 |
Rebates
(paid to
borrowers) |
790,414 |
138 |
57,968 |
47,165 |
Other
fees not
included
in
securities
lending
income
paid to BTC |
0 |
0 |
0 |
0 |
Aggregate
fees/compensation
for
securities
lending
activities |
$896,949 |
$147 |
$64,940 |
$49,529 |
Net
income from securities
lending
activities |
$528,326 |
$22 |
$26,824 |
$6,828 |
Fund |
iShares
Broad USD
Investment
Grade
Corporate
Bond ETF |
iShares
California
Muni
Bond ETF |
iShares
Core
5-10
Year USD
Bond
ETF |
iShares
Core
10+
Year USD
Bond
ETF |
Gross
income from
securities
lending
activities |
$17,001,081 |
N/A |
$42,836 |
$121,013 |
Fees
and/or compensation
for
securities lending
activities
and
related
services |
|
|
|
|
Securities
lending
income
paid to
BTC
for services as
securities
lending
agent |
443,843 |
N/A |
2,509 |
7,926 |
Fund |
iShares
Broad USD
Investment
Grade
Corporate
Bond ETF |
iShares
California
Muni
Bond ETF |
iShares
Core
5-10
Year USD
Bond
ETF |
iShares
Core
10+
Year USD
Bond
ETF |
Cash
collateral
management
expenses
not included in
securities
lending
income
paid to BTC |
247,695 |
N/A |
722 |
1,679 |
Administrative
fees not
included
in securities
lending
income paid
to
BTC |
0 |
N/A |
0 |
0 |
Indemnification
fees not
included
in
securities lending
income
paid
to
BTC |
0 |
N/A |
0 |
0 |
Rebates
(paid to
borrowers) |
14,221,603 |
N/A |
27,567 |
73,144 |
Other
fees not
included
in
securities
lending
income
paid to BTC |
0 |
N/A |
0 |
0 |
Aggregate
fees/compensation
for
securities
lending
activities |
$14,913,141 |
N/A |
$30,798 |
$82,749 |
Net
income from securities
lending
activities |
$2,087,940 |
N/A |
$12,038 |
$38,264 |
Fund |
iShares
Core
U.S.
Aggregate
Bond
ETF |
iShares
ESG Advanced
Investment
Grade
Corporate
Bond ETF |
iShares
ESG
Advanced
Total USD
Bond
Market ETF |
iShares
ESG
Aware1-5
Year USD
Corporate
Bond ETF |
Gross
income from
securities
lending
activities |
$18,903,121 |
$10,480 |
$290,703 |
$902,596 |
Fees
and/or compensation
for
securities lending
activities
and
related
services |
|
|
|
|
Securities
lending
income
paid to
BTC
for services as
securities
lending
agent |
687,617 |
56 |
12,452 |
18,413 |
Cash
collateral
management
expenses
not included in
securities
lending
income
paid to BTC |
359,872 |
139 |
5,304 |
13,519 |
Administrative
fees not
included
in securities
lending
income paid
to
BTC |
0 |
0 |
0 |
0 |
Fund |
iShares
Core
U.S.
Aggregate
Bond
ETF |
iShares
ESG Advanced
Investment
Grade
Corporate
Bond ETF |
iShares
ESG
Advanced
Total USD
Bond
Market ETF |
iShares
ESG
Aware1-5
Year USD
Corporate
Bond ETF |
Indemnification
fees not
included
in
securities lending
income
paid
to
BTC |
0 |
0 |
0 |
0 |
Rebates
(paid to
borrowers) |
14,427,788 |
9,806 |
211,346 |
783,216 |
Other
fees not
included
in
securities
lending
income
paid to BTC |
0 |
0 |
0 |
0 |
Aggregate
fees/compensation
for
securities
lending
activities |
$15,475,277 |
$10,001 |
$229,102 |
$815,148 |
Net
income from securities
lending
activities |
$3,427,844 |
$479 |
$61,601 |
$87,448 |
Fund |
iShares
ESG
Aware
U.S.
Aggregate
Bond ETF |
iShares
ESG
Aware
USD
Corporate
Bond ETF |
iShares
Government/Credit
Bond
ETF |
iShares
High Yield
Bond
Factor ETF |
Gross
income from
securities
lending
activities |
$280,901 |
$1,349,994 |
$57,328 |
$643,195 |
Fees
and/or compensation
for
securities lending
activities
and
related
services |
|
|
|
|
Securities
lending
income
paid to
BTC
for services as
securities
lending
agent |
9,231 |
32,307 |
2,816 |
37,601 |
Cash
collateral
management
expenses
not included in
securities
lending
income
paid to BTC |
5,596 |
19,060 |
1,297 |
8,513 |
Administrative
fees not
included
in securities
lending
income paid
to
BTC |
0 |
0 |
0 |
0 |
Indemnification
fees not
included
in
securities lending
income
paid
to
BTC |
0 |
0 |
0 |
0 |
Rebates
(paid to
borrowers) |
216,802 |
1,147,088 |
39,807 |
420,180 |
Fund |
iShares
ESG
Aware
U.S.
Aggregate
Bond ETF |
iShares
ESG
Aware
USD
Corporate
Bond ETF |
iShares
Government/Credit
Bond
ETF |
iShares
High Yield
Bond
Factor ETF |
Other
fees not
included
in
securities
lending
income
paid to BTC |
0 |
0 |
0 |
0 |
Aggregate
fees/compensation
for
securities
lending
activities |
$231,629 |
$1,198,455 |
$43,920 |
$466,294 |
Net
income from securities
lending
activities |
$49,272 |
$151,539 |
$13,408 |
$176,901 |
Fund |
iShares
iBoxx
$
High Yield
Corporate
Bond ETF |
iShares
iBoxx
$
Investment Grade
Corporate
Bond ETF |
iShares
Intermediate
Government/Credit
Bond
ETF |
iShares
Investment Grade
Bond
Factor ETF |
Gross
income from
securities
lending
activities |
$88,243,703 |
$66,633,732 |
$768,649 |
$176,232 |
Fees
and/or
compensation
for
securities lending
activities
and
related
services |
|
|
|
|
Securities
lending
income
paid to
BTC
for services as
securities
lending
agent |
3,595,569 |
1,434,596 |
30,350 |
3,625 |
Cash
collateral
management
expenses
not
included
in
securities
lending
income
paid to BTC |
1,284,899 |
971,795 |
14,201 |
2,426 |
Administrative
fees
not
included
in securities
lending
income paid
to
BTC |
0 |
0 |
0 |
0 |
Indemnification
fees
not
included
in
securities lending
income
paid
to
BTC |
0 |
0 |
0 |
0 |
Rebates
(paid to
borrowers) |
66,451,902 |
57,419,795 |
576,175 |
153,049 |
Other
fees not
included
in
securities
lending
income
paid to BTC |
0 |
0 |
0 |
0 |
Fund |
iShares
iBoxx
$
High Yield
Corporate
Bond ETF |
iShares
iBoxx
$
Investment Grade
Corporate
Bond ETF |
iShares
Intermediate
Government/Credit
Bond
ETF |
iShares
Investment Grade
Bond
Factor ETF |
Aggregate
fees/compensation
for
securities
lending
activities |
$71,332,370 |
$59,826,186 |
$620,726 |
$159,100 |
Net
income from
securities
lending
activities |
$16,911,333 |
$6,807,546 |
$147,923 |
$17,132 |
Fund |
iShares
MBS ETF |
iShares
National
Muni
Bond ETF |
iShares
New York
Muni
Bond ETF |
iShares
Short-Term
National
Muni
Bond
ETF |
Gross
income from
securities
lending
activities |
N/A |
N/A |
N/A |
N/A |
Fees
and/or compensation
for
securities lending
activities
and
related
services |
|
|
|
|
Securities
lending
income
paid to
BTC
for services as
securities
lending
agent |
N/A |
N/A |
N/A |
N/A |
Cash
collateral
management
expenses
not included in
securities
lending
income
paid to BTC |
N/A |
N/A |
N/A |
N/A |
Administrative
fees not
included
in securities
lending
income paid
to
BTC |
N/A |
N/A |
N/A |
N/A |
Indemnification
fees not
included
in
securities lending
income
paid
to
BTC |
N/A |
N/A |
N/A |
N/A |
Rebates
(paid to
borrowers) |
N/A |
N/A |
N/A |
N/A |
Other
fees not
included
in
securities
lending
income
paid to BTC |
N/A |
N/A |
N/A |
N/A |
Aggregate
fees/compensation
for
securities
lending
activities |
N/A |
N/A |
N/A |
N/A |
Net
income from securities
lending
activities |
N/A |
N/A |
N/A |
N/A |
Fund |
iShares
Short Treasury
Bond
ETF |
iShares
USD Bond
Factor
ETF |
Gross
income from
securities
lending
activities |
$27,383,891 |
$3,955 |
Fees
and/or compensation
for
securities lending
activities
and
related
services |
|
|
Securities
lending
income
paid to
BTC
for services as
securities
lending
agent |
561,346 |
147 |
Cash
collateral
management
expenses
not included in
securities
lending
income
paid to BTC |
456,441 |
66 |
Administrative
fees not
included
in securities
lending
income paid
to
BTC |
0 |
0 |
Indemnification
fees not
included
in
securities lending
income
paid
to
BTC |
0 |
0 |
Rebates
(paid to
borrowers) |
23,464,170 |
2,935 |
Other
fees not
included
in
securities
lending
income
paid to BTC |
0 |
0 |
Aggregate
fees/compensation
for
securities
lending
activities |
$24,481,957 |
$3,148 |
Net
income from securities
lending
activities |
$2,901,934 |
$807 |
Fund |
Fund
Inception
Date |
Brokerage
Commissions
Paid
During
Fiscal
Year
Ended
Feb.
28,
2023 |
Brokerage
Commissions
Paid
During
Fiscal
Year
Ended
Feb.
28,
2022 |
Brokerage
Commissions
Paid
During
Fiscal
Year
Ended
Feb.
28,
2021 |
iShares
0-3 Month Treasury Bond ETF |
05/26/20 |
$0 |
$0 |
$0 |
iShares
1-3 Year Treasury Bond ETF |
07/22/02 |
0 |
0 |
0 |
iShares
1-5 Year Investment Grade Corporate
Bond
ETF |
01/05/07 |
0 |
0 |
0 |
iShares
3-7 Year Treasury Bond ETF |
01/05/07 |
0 |
0 |
0 |
iShares
5-10 Year Investment Grade Corporate
Bond
ETF
|
01/05/07 |
0 |
0 |
0 |
iShares
7-10 Year Treasury Bond ETF |
07/22/02 |
0 |
0 |
0 |
iShares
10+ Year Investment Grade Corporate
Bond
ETF
|
12/08/09 |
0 |
0 |
0 |
iShares
10-20 Year Treasury Bond ETF
|
01/05/07 |
0 |
0 |
0 |
iShares
20+ Year Treasury Bond ETF |
07/22/02 |
0 |
0 |
0 |
iShares
25+ Year Treasury STRIPS Bond ETF |
09/22/20 |
0 |
0 |
0 |
iShares
Agency Bond ETF |
11/05/08 |
0 |
0 |
0 |
iShares
BBB Rated Corporate Bond ETF |
05/18/21 |
0 |
0 |
N/A |
iShares
Broad USD Investment Grade
Corporate
Bond ETF
|
01/05/07 |
0 |
0 |
0 |
iShares
California Muni Bond ETF |
10/04/07 |
0 |
0 |
0 |
iShares
Core 5-10 Year USD Bond ETF |
11/01/16 |
0 |
5 |
4 |
iShares
Core 10+ Year USD Bond ETF
|
12/08/09 |
0 |
0 |
0 |
iShares
Core U.S. Aggregate Bond ETF |
09/22/03 |
0 |
0 |
0 |
iShares
ESG Advanced Investment Grade
Corporate
Bond ETF |
11/08/21 |
0 |
0 |
N/A |
iShares
ESG Advanced Total USD Bond Market
ETF |
06/23/20 |
0 |
0 |
0 |
iShares
ESG Aware 1-5 Year USD Corporate
Bond
ETF |
07/11/17 |
0 |
0 |
0 |
iShares
ESG Aware U.S. Aggregate Bond ETF |
10/18/18 |
0 |
0 |
0 |
iShares
ESG Aware USD Corporate Bond ETF |
07/11/17 |
0 |
0 |
0 |
iShares
Government/Credit Bond ETF
|
01/05/07 |
0 |
0 |
0 |
iShares
High Yield Bond Factor ETF |
07/11/17 |
0 |
0 |
0 |
iShares
iBoxx $ High Yield Corporate Bond ETF
|
04/04/07 |
0 |
7,819 |
5,494 |
iShares
iBoxx $ Investment Grade Corporate
Bond
ETF |
07/22/02 |
0 |
0 |
0 |
iShares
Intermediate Government/Credit Bond
ETF |
01/05/07 |
0 |
0 |
0 |
iShares
Investment Grade Bond Factor ETF |
07/11/17 |
0 |
0 |
0 |
iShares
MBS ETF |
03/13/07 |
0 |
0 |
0 |
iShares
National Muni Bond ETF |
09/07/07 |
0 |
0 |
0 |
iShares
New York Muni Bond ETF |
10/04/07 |
0 |
0 |
0 |
iShares
Short-Term National Muni Bond ETF |
11/05/08 |
0 |
0 |
0 |
iShares
Short Treasury Bond ETF
|
01/05/07 |
0 |
0 |
0 |
iShares
USD Bond Factor ETF |
10/12/21 |
169 |
41 |
N/A |
Fund |
Issuer |
Market
Value of
Investment |
iShares
1-5 Year Investment Grade Corporate Bond ETF |
Bank
of America Corp. |
$665,530,448 |
|
JPMorgan
Chase & Co. |
622,670,399 |
|
Morgan
Stanley |
521,060,315 |
|
Citigroup,
Inc. |
426,163,007 |
|
Goldman
Sachs Group Inc. (The) |
396,934,047 |
|
Wells
Fargo & Co. |
390,544,455 |
|
Royal
Bank of Canada |
190,030,317 |
|
Barclays
PLC |
156,989,312 |
|
Bank
of New York Mellon Corp. (The) |
142,032,475 |
|
|
|
iShares
5-10 Year Investment Grade Corporate Bond ETF |
Bank
of America Corp. |
$265,813,836 |
|
JPMorgan
Chase & Co. |
244,351,603 |
|
Morgan
Stanley |
172,590,954 |
|
Citigroup,
Inc. |
171,351,785 |
|
Goldman
Sachs Group Inc. (The) |
128,397,577 |
|
Wells
Fargo & Co. |
96,981,847 |
|
Barclays
PLC |
61,781,277 |
|
BNP
Paribas SA |
52,399,339 |
|
Bank
of New York Mellon Corp. (The) |
40,166,607 |
|
Royal
Bank of Canada |
20,433,416 |
|
|
|
iShares
10+ Year Investment Grade Corporate Bond ETF |
Bank
of America Corp. |
$19,876,738 |
|
JPMorgan
Chase & Co. |
18,888,123 |
|
Wells
Fargo & Co. |
15,792,951 |
|
Goldman
Sachs Group Inc. (The) |
15,045,564 |
|
Citigroup,
Inc. |
10,887,177 |
|
Morgan
Stanley |
9,480,257 |
|
Barclays
PLC |
2,989,180 |
|
|
|
iShares
BBB Rated Corporate Bond ETF |
Barclays
PLC |
$371,720 |
|
Citigroup,
Inc. |
266,626 |
|
Goldman
Sachs Group Inc. (The) |
169,065 |
|
Deutsche
Bank AG |
134,324 |
|
Morgan
Stanley |
81,102 |
|
|
|
iShares
Broad USD Investment Grade Corporate Bond ETF |
Bank
of America Corp. |
$175,125,160 |
|
JPMorgan
Chase & Co. |
160,444,992 |
|
Morgan
Stanley |
119,086,197 |
|
Citigroup,
Inc. |
106,895,982 |
|
Goldman
Sachs Group Inc. (The) |
100,823,376 |
|
Wells
Fargo & Co. |
89,059,903 |
|
Barclays
PLC |
37,725,985 |
|
Bank
of New York Mellon Corp. (The) |
27,005,804 |
|
Deutsche
Bank AG |
23,429,817 |
|
|
|
iShares
Core 5-10 Year USD Bond ETF |
Bank
of America Corp. |
$641,867 |
|
JPMorgan
Chase & Co. |
604,525 |
|
Morgan
Stanley |
462,867 |
Fund |
Issuer |
Market
Value of
Investment |
|
Citigroup,
Inc. |
456,400 |
|
Goldman
Sachs Group Inc. (The) |
354,373 |
|
Wells
Fargo & Co. |
247,619 |
|
Barclays
PLC |
209,273 |
|
Nomura
Holdings Inc. |
98,556 |
|
|
|
iShares
Core 10+ Year USD Bond ETF |
Bank
of America Corp. |
$2,170,460 |
|
JPMorgan
Chase & Co. |
1,973,922 |
|
Goldman
Sachs Group Inc. (The) |
1,659,850 |
|
Citigroup,
Inc. |
1,179,062 |
|
Morgan
Stanley |
1,042,413 |
|
HSBC
Holdings PLC |
578,476 |
|
Barclays
PLC |
285,262 |
|
|
|
iShares
Core U.S. Aggregate Bond ETF |
Bank
of America Corp. |
$ 569,377,080 |
|
JPMorgan
Chase & Co. |
528,818,121 |
|
Morgan
Stanley |
380,436,143 |
|
Citigroup,
Inc. |
352,499,270 |
|
Goldman
Sachs Group Inc. (The) |
341,181,339 |
|
Wells
Fargo & Co. |
302,226,359 |
|
Barclays
PLC |
119,307,599 |
|
Royal
Bank of Canada |
89,783,623 |
|
Nomura
Holdings Inc. |
48,625,496 |
|
Credit
Suisse Group AG |
18,602,731 |
|
|
|
iShares
ESG Advanced Investment Grade Corporate Bond ETF |
Citigroup,
Inc. |
$291,145 |
|
Morgan
Stanley |
290,872 |
|
Goldman
Sachs Group Inc. (The) |
264,766 |
|
JPMorgan
Chase & Co. |
259,809 |
|
Bank
of America Corp. |
251,210 |
|
Barclays
PLC |
195,979 |
|
Bank
of New York Mellon Corp. (The) |
13,383 |
|
|
|
iShares
ESG Advanced Total USD Bond Market ETF |
Morgan
Stanley |
$6,245,608 |
|
|
|
iShares
ESG Aware 1-5 Year USD Corporate Bond ETF |
Morgan
Stanley |
$29,581,724 |
|
Bank
of America Corp. |
26,281,343 |
|
JPMorgan
Chase & Co. |
18,957,323 |
|
Citigroup,
Inc. |
17,542,602 |
|
Goldman
Sachs Group Inc. (The) |
14,327,129 |
|
Deutsche
Bank AG |
8,486,073 |
|
Barclays
PLC |
7,987,553 |
|
Royal
Bank of Canada |
5,684,711 |
|
Bank
of New York Mellon Corp. (The) |
5,151,015 |
|
|
|
iShares
ESG Aware U.S. Aggregate Bond ETF |
Bank
of America Corp. |
$10,170,164 |
|
Morgan
Stanley |
9,088,961 |
Fund |
Issuer |
Market
Value of
Investment |
|
JPMorgan
Chase & Co. |
8,706,374 |
|
Citigroup,
Inc. |
7,070,210 |
|
Goldman
Sachs Group Inc. (The) |
6,808,476 |
|
Barclays
PLC |
4,018,812 |
|
Wells
Fargo & Co. |
2,554,460 |
|
Nomura
Holdings Inc. |
1,214,567 |
|
Credit
Suisse Group AG |
1,187,675 |
|
|
|
iShares
ESG Aware USD Corporate Bond ETF |
Bank
of America Corp. |
$18,290,998 |
|
JPMorgan
Chase & Co. |
17,463,735 |
|
Morgan
Stanley |
17,156,754 |
|
Goldman
Sachs Group Inc. (The) |
12,191,645 |
|
Bank
of New York Mellon Corp. (The) |
12,167,034 |
|
Citigroup,
Inc. |
12,015,691 |
|
Wells
Fargo & Co. |
6,722,636 |
|
Barclays
PLC |
6,571,726 |
|
Royal
Bank of Canada |
1,559,296 |
|
|
|
iShares
Government/Credit Bond ETF |
Bank
of America Corp. |
$1,299,474 |
|
JPMorgan
Chase & Co. |
987,798 |
|
Morgan
Stanley |
935,877 |
|
HSBC
Holdings PLC |
763,037 |
|
Wells
Fargo & Co. |
732,700 |
|
Citigroup,
Inc. |
713,983 |
|
Goldman
Sachs Group Inc. (The) |
602,801 |
|
Royal
Bank of Canada |
173,984 |
|
|
|
iShares
iBoxx $ Investment Grade Corporate Bond ETF |
JPMorgan
Chase & Co. |
$ 1,009,275,651 |
|
Bank
of America Corp. |
988,136,522 |
|
Goldman
Sachs Group Inc. (The) |
776,978,217 |
|
Morgan
Stanley |
742,299,768 |
|
Citigroup,
Inc. |
735,761,634 |
|
Wells
Fargo & Co. |
701,349,763 |
|
HSBC
Holdings PLC |
505,598,848 |
|
Barclays
PLC |
223,215,826 |
|
Deutsche
Bank AG |
57,702,320 |
|
Bank
of New York Mellon Corp. (The) |
38,507,074 |
|
|
|
iShares
Intermediate Government/Credit Bond ETF |
Bank
of America Corp. |
$25,854,392 |
|
JPMorgan
Chase & Co. |
22,772,654 |
|
Morgan
Stanley |
17,867,651 |
|
Citigroup,
Inc. |
16,204,228 |
|
Goldman
Sachs Group Inc. (The) |
13,768,208 |
|
HSBC
Holdings PLC |
12,034,163 |
|
Royal
Bank of Canada |
4,695,523 |
|
|
|
Fund |
Issuer |
Market
Value of
Investment |
iShares
Investment Grade Bond Factor ETF |
Bank
of America Corp. |
$7,680,929 |
|
JPMorgan
Chase & Co. |
6,890,842 |
|
Morgan
Stanley |
4,610,988 |
|
Goldman
Sachs Group Inc. (The) |
1,549,614 |
|
Citigroup,
Inc. |
1,408,655 |
|
Bank
of New York Mellon Corp. (The) |
1,233,034 |
|
|
|
iShares
USD Bond Factor ETF
|
JPMorgan
Chase & Co. |
$173,459 |
|
Bank
of America Corp. |
145,526 |
|
Morgan
Stanley |
123,905 |
|
Wells
Fargo & Co. |
74,533 |
|
Citigroup,
Inc. |
72,711 |
|
Goldman
Sachs Group Inc. (The) |
67,029 |
|
Bank
of New York Mellon Corp. (The) |
42,545 |
|
|
|
Fund |
Fiscal
Year Ended
February
28, 2023
|
Fiscal
Year Ended
February
28, 2022
|
iShares
0-3 Month Treasury Bond ETF |
0% |
0% |
iShares
1-3 Year Treasury Bond ETF |
73% |
148% |
iShares
1-5 Year Investment Grade Corporate Bond ETF |
26% |
30% |
iShares
3-7 Year Treasury Bond ETF |
36% |
62% |
iShares
5-10 Year Investment Grade Corporate Bond ETF |
24% |
27% |
iShares
7-10 Year Treasury Bond ETF |
53% |
114% |
iShares
10+ Year Investment Grade Corporate Bond ETF
|
9% |
9% |
iShares
10-20 Year Treasury Bond ETF |
56% |
114% |
iShares
20+ Year Treasury Bond ETF |
22% |
43% |
Fund |
Fiscal
Year Ended
February
28, 2023 |
Fiscal
Year Ended
February
28, 2022 |
iShares
25+ Year Treasury STRIPS Bond ETF |
50% |
40% |
iShares
Agency Bond ETF |
92% |
146% |
iShares
BBB Rated Corporate Bond ETF |
10% |
19%1,2
|
iShares
Broad USD Investment Grade Corporate Bond ETF |
11% |
12% |
iShares
California Muni Bond ETF |
17% |
8% |
iShares
Core 5-10 Year USD Bond ETF9
|
335% |
279% |
iShares
Core 10+ Year USD Bond ETF |
10% |
15% |
iShares
Core U.S. Aggregate Bond ETF9
|
104% |
163% |
iShares
ESG Advanced Investment Grade Corporate Bond ETF |
35% |
7%3,4
|
iShares
ESG Advanced Total USD Bond Market ETF9
|
167% |
243% |
iShares
ESG Aware 1-5 Year USD Corporate Bond ETF |
30% |
37% |
iShares
ESG Aware U.S. Aggregate Bond ETF9
|
158% |
234% |
iShares
ESG Aware USD Corporate Bond ETF |
23% |
17% |
iShares
Government/Credit Bond ETF |
17% |
21% |
iShares
High Yield Bond Factor ETF |
60% |
67% |
iShares
iBoxx $ High Yield Corporate Bond ETF |
31% |
19% |
iShares
iBoxx $ Investment Grade Corporate Bond ETF |
27% |
14% |
iShares
Intermediate Government/Credit Bond ETF |
22% |
30% |
iShares
Investment Grade Bond Factor ETF |
87% |
59% |
iShares
MBS ETF9
|
249%5
|
349% |
iShares
National Muni Bond ETF |
20% |
9% |
iShares
New York Muni Bond ETF |
12% |
8% |
iShares
Short-Term National Muni Bond ETF |
26% |
16% |
iShares
Short Treasury Bond ETF |
107% |
86% |
iShares
USD Bond Factor ETF9
|
519%8
|
243%6,7
|
Fund |
Shares
Per
Creation
Unit |
Approximate
Value
Per
Creation
Unit
(U.S.) |
iShares
0-3 Month Treasury Bond ETF |
50,000 |
$5,027,781.45 |
iShares
1-3 Year Treasury Bond ETF
|
100,000 |
8,211,093.00 |
iShares
1-5 Year Investment Grade Corporate Bond ETF |
50,000 |
2,520,477.85 |
iShares
3-7 Year Treasury Bond ETF
|
100,000 |
11,753,352.50 |
iShares
5-10 Year Investment Grade Corporate Bond ETF |
50,000 |
2,554,255.70 |
iShares
7-10 Year Treasury Bond ETF
|
100,000 |
9,905,120.70 |
iShares
10+ Year Investment Grade Corporate Bond ETF
|
100,000 |
5,218,439.50 |
iShares
10-20 Year Treasury Bond ETF
|
100,000 |
11,403,078.00 |
iShares
20+ Year Treasury Bond ETF
|
100,000 |
10,612,519.40 |
iShares
25+ Year Treasury STRIPS Bond ETF |
50,000 |
687,674.70 |
iShares
Agency Bond ETF |
50,000 |
5,406,667.85 |
iShares
BBB Rated Corporate Bond ETF |
50,000 |
4,252,025.05 |
iShares
Broad USD Investment Grade Corporate Bond ETF |
50,000 |
2,527,921.80 |
iShares
California Muni Bond ETF |
50,000 |
2,862,116.80 |
iShares
Core 5-10 Year USD Bond ETF |
100,000 |
4,373,602.10 |
iShares
Core 10+ Year USD Bond ETF |
50,000 |
2,673,911.65 |
iShares
Core U.S. Aggregate Bond ETF
|
100,000 |
9,955,972.60 |
iShares
ESG Advanced Investment Grade Corporate Bond ETF |
50,000 |
4,094,330.40 |
iShares
ESG Advanced Total USD Bond Market ETF |
100,000 |
4,313,337.00 |
iShares
ESG Aware 1-5 Year USD Corporate Bond ETF |
50,000 |
1,201,809.40 |
iShares
ESG Aware U.S. Aggregate Bond ETF |
100,000 |
4,796,333.00 |
iShares
ESG Aware USD Corporate Bond ETF |
50,000 |
1,148,167.80 |
iShares
Government/Credit Bond ETF |
50,000 |
5,279,316.55 |
iShares
High Yield Bond Factor ETF |
50,000 |
2,210,631.95 |
iShares
iBoxx $ High Yield Corporate Bond ETF
|
100,000 |
7,494,555.80 |
iShares
iBoxx $ Investment Grade Corporate Bond ETF
|
100,000 |
10,936,771.10 |
iShares
Intermediate Government/Credit Bond ETF
|
50,000 |
5,221,816.40 |
iShares
Investment Grade Bond Factor ETF |
50,000 |
2,227,687.40 |
iShares
MBS ETF
|
100,000 |
9,470,891.70 |
iShares
National Muni Bond ETF
|
100,000 |
10,745,433.20 |
iShares
New York Muni Bond ETF |
50,000 |
2,672,750.85 |
iShares
Short-Term National Muni Bond ETF
|
50,000 |
5,238,705.55 |
iShares
Short Treasury Bond ETF
|
10,000 |
1,104,662.36 |
iShares
USD Bond Factor ETF |
50,000 |
4,271,356.40 |
Fund |
Standard
Creation
Transaction
Fee |
Maximum
Additional
Charge*
|
iShares
0-3 Month Treasury Bond ETF |
$125 |
3.0
% |
iShares
1-3 Year Treasury Bond ETF |
N/A |
3.0
% |
iShares
1-5 Year Investment Grade Corporate Bond ETF |
$500 |
3.0
% |
iShares
3-7 Year Treasury Bond ETF |
$500 |
3.0
% |
iShares
5-10 Year Investment Grade Corporate Bond ETF |
$500 |
3.0
% |
Fund |
Standard
Creation
Transaction
Fee |
Maximum
Additional
Charge*
|
iShares
7-10 Year Treasury Bond ETF |
N/A |
3.0
% |
iShares
10+ Year Investment Grade Corporate Bond ETF |
$300 |
3.0
% |
iShares
10-20 Year Treasury Bond ETF
|
$500 |
3.0
% |
iShares
20+ Year Treasury Bond ETF |
N/A |
3.0
% |
iShares
25+ Year Treasury STRIPS Bond ETF |
$150 |
3.0
% |
iShares
Agency Bond ETF |
$100 |
3.0
% |
iShares
BBB Rated Corporate Bond ETF |
$1,100 |
3.0
% |
iShares
Broad USD Investment Grade Corporate Bond ETF |
$500 |
3.0
% |
iShares
California Muni Bond ETF |
$250 |
3.0
% |
iShares
Core 5-10 Year USD Bond ETF |
$275 |
3.0
% |
iShares
Core 10+ Year USD Bond ETF |
$300 |
3.0
% |
iShares
Core U.S. Aggregate Bond ETF |
$500 |
3.0
% |
iShares
ESG Advanced Investment Grade Corporate Bond ETF |
$900 |
3.0
% |
iShares
ESG Advanced Total USD Bond Market ETF |
$775 |
3.0
% |
iShares
ESG Aware 1-5 Year USD Corporate Bond ETF |
$150 |
3.0
% |
iShares
ESG Aware U.S. Aggregate Bond ETF |
$1,275 |
3.0
% |
iShares
ESG Aware USD Corporate Bond ETF |
$150 |
3.0
% |
iShares
Government/Credit Bond ETF |
$500 |
3.0
% |
iShares
High Yield Bond Factor ETF |
$550 |
3.0
% |
iShares
iBoxx $ High Yield Corporate Bond ETF |
$500 |
3.0
% |
iShares
iBoxx $ Investment Grade Corporate Bond ETF
|
$500 |
3.0
% |
iShares
Intermediate Government/Credit Bond ETF |
$500 |
3.0
% |
iShares
Investment Grade Bond Factor ETF |
$875 |
3.0
% |
iShares
MBS ETF |
$300 |
3.0
% |
iShares
National Muni Bond ETF |
$400 |
3.0
% |
iShares
New York Muni Bond ETF |
$250 |
3.0
% |
iShares
Short-Term National Muni Bond ETF |
$100 |
3.0
% |
iShares
Short Treasury Bond ETF
|
$250 |
3.0
% |
iShares
USD Bond Factor ETF |
$1,455 |
3.0
% |
Fund |
Standard
Redemption
Transaction
Fee |
Maximum
Additional
Charge*
|
iShares
0-3 Month Treasury Bond ETF |
$125 |
2.0
% |
iShares
1-3 Year Treasury Bond ETF |
N/A |
2.0
% |
iShares
1-5 Year Investment Grade Corporate Bond ETF |
$500 |
2.0
% |
iShares
3-7 Year Treasury Bond ETF |
$500 |
2.0
% |
iShares
5-10 Year Investment Grade Corporate Bond ETF
|
$500 |
2.0
% |
iShares
7-10 Year Treasury Bond ETF |
N/A |
2.0
% |
iShares
10+ Year Investment Grade Corporate Bond ETF
|
$300 |
2.0
% |
iShares
10-20 Year Treasury Bond ETF
|
$500 |
2.0
% |
iShares
20+ Year Treasury Bond ETF |
N/A |
2.0
% |
iShares
25+ Year Treasury STRIPS Bond ETF |
$150 |
2.0
% |
iShares
Agency Bond ETF |
$100 |
2.0
% |
iShares
BBB Rated Corporate Bond ETF |
$1,100 |
2.0
% |
iShares
Broad USD Investment Grade Corporate Bond ETF
|
$500 |
2.0
% |
iShares
California Muni Bond ETF |
$250 |
2.0
% |
iShares
Core 5-10 Year USD Bond ETF |
$275 |
2.0
% |
iShares
Core 10+ Year USD Bond ETF
|
$300 |
2.0
% |
iShares
Core U.S. Aggregate Bond ETF |
$500 |
2.0
% |
iShares
ESG Advanced Investment Grade Corporate Bond ETF |
$900 |
2.0
% |
iShares
ESG Advanced Total USD Bond Market ETF |
$775 |
2.0
% |
iShares
ESG Aware 1-5 Year USD Corporate Bond ETF |
$150 |
2.0
% |
iShares
ESG Aware U.S. Aggregate Bond ETF |
$1,275 |
2.0
% |
iShares
ESG Aware USD Corporate Bond ETF |
$150 |
2.0
% |
iShares
Government/Credit Bond ETF
|
$500 |
2.0
% |
iShares
High Yield Bond Factor ETF |
$550 |
2.0
% |
iShares
iBoxx $ High Yield Corporate Bond ETF
|
$500 |
2.0
% |
iShares
iBoxx $ Investment Grade Corporate Bond ETF |
$500 |
2.0
% |
iShares
Intermediate Government/Credit Bond ETF |
$500 |
2.0
% |
iShares
Investment Grade Bond Factor ETF |
$875 |
2.0
% |
iShares
MBS ETF |
$300 |
2.0
% |
iShares
National Muni Bond ETF |
$400 |
2.0
% |
iShares
New York Muni Bond ETF |
$250 |
2.0
% |
iShares
Short-Term National Muni Bond ETF |
$100 |
2.0
% |
iShares
Short Treasury Bond ETF
|
$250 |
2.0
% |
iShares
USD Bond Factor ETF |
$1,455 |
2.0
% |
Fund |
Non-Expiring
Capital
Loss
Carryforward |
iShares
0-3 Month Treasury Bond ETF |
$107,538 |
iShares
1-3 Year Treasury Bond ETF |
537,386,460 |
iShares
1-5 Year Investment Grade
Corporate
Bond ETF |
191,027,043 |
iShares
3-7 Year Treasury Bond ETF |
328,296,172 |
iShares
5-10 Year Investment Grade
Corporate
Bond ETF
|
297,485,519 |
iShares
7-10 Year Treasury Bond ETF |
1,738,878,831 |
iShares
10+ Year Investment Grade
Corporate
Bond ETF
|
49,738,805 |
iShares
10-20 Year Treasury Bond ETF
|
649,968,036 |
iShares
20+ Year Treasury Bond ETF |
2,324,751,253 |
iShares
25+ Year Treasury STRIPS Bond
ETF |
49,339,292 |
iShares
Agency Bond ETF |
22,338,739 |
iShares
BBB Rated Corporate Bond ETF |
507,250 |
iShares
Broad USD Investment Grade
Corporate
Bond ETF
|
74,831,628 |
iShares
California Muni Bond ETF |
14,154,871 |
iShares
Core 5-10 Year USD Bond ETF |
2,955,780 |
iShares
Core 10+ Year USD Bond ETF
|
5,098,934 |
iShares
Core U.S. Aggregate Bond ETF |
1,047,632,595 |
iShares
ESG Advanced Investment
Grade
Corporate Bond ETF |
857,986 |
iShares
ESG Advanced Total USD Bond
Market
ETF |
21,003,615 |
iShares
ESG Aware 1-5 Year USD
Corporate
Bond ETF |
13,015,455 |
iShares
ESG Aware U.S. Aggregate Bond
ETF |
36,336,783 |
iShares
ESG Aware USD Corporate Bond
ETF |
22,413,546 |
iShares
Government/Credit Bond ETF
|
3,949,245 |
iShares
High Yield Bond Factor ETF |
11,986,708 |
iShares
iBoxx $ High Yield Corporate
Bond
ETF
|
1,735,059,098 |
iShares
iBoxx $ Investment Grade
Corporate
Bond ETF |
973,210,854 |
iShares
Intermediate
Government/Credit
Bond ETF |
19,061,143 |
iShares
Investment Grade Bond Factor
ETF |
12,519,533 |
iShares
MBS ETF |
483,299,459 |
iShares
National Muni Bond ETF |
253,203,122 |
iShares
New York Muni Bond ETF |
1,758,989 |
iShares
Short-Term National Muni Bond
ETF |
13,079,046 |
iShares
Short Treasury Bond ETF
|
47,319,478 |
Fund |
Non-Expiring
Capital
Loss
Carryforward |
iShares
USD Bond Factor ETF |
1,966,331 |
Contents |
|
A-4
| |
A-4
| |
A-4
| |
A-5
| |
A-7
| |
A-8
| |
A-9
| |
A-9
| |
A-11
| |
A-11
| |
A-12
| |
A-12
| |
A-13
| |
A-14
| |
A-15
| |
A-15 |
Contents |
|
Introduction |
A-18 |
Voting
guidelines |
A-18 |
Boards
and directors |
A-18 |
-
Board Structure |
A-19 |
-
Board composition and effectiveness |
A-21 |
-
Board responsiveness and shareholder rights |
A-22 |
Board
responsiveness and shareholder rights |
A-22 |
Auditors
and audit-related issues |
A-23 |
Capital
structure proposals |
A-24 |
Mergers,
acquisitions, transactions, and other special
situations |
A-24 |
Executive
Compensation |
A-25 |
Material
sustainability-related risks and opportunities |
A-28 |
General
corporate governance matters |
A-30 |
Shareholder
protections |
A-32 |
|
Public
Company
Executive14 |
#
Outside
Public
Boards15 |
Total
# of
Public
Boards |
Director
A |
✓ |
1 |
2 |
Director
B |
|
3 |
4 |
|
Combined
Chair/CEO
or
CEO + Non-independent Chair |
Separate
Independent
Chair | |
|
Chair/CEO
or Non-
independent
Chair |
Lead
Independent Director |
Independent
Chair |
Board
Meetings |
Authority
to call full
meetings
of the
board
of directors |
Attends
full meetings of the board of
directors
Authority
to call meetings of
independent
directors
Briefs
CEO on issues arising from
executive
sessions |
Authority
to call full meetings of the
board
of directors |
Agenda |
Primary
responsibility
for
shaping
board
agendas,
consulting
with
the lead
independent
director |
Collaborates
with chair/CEO to set
board
agenda and board information |
Primary
responsibility for shaping
board
agendas, in conjunction with
CEO |
Board
Communications |
Communicates
with
all
directors on key
issues
and concerns
outside
of full board
meetings |
Facilitates
discussion among
independent
directors on key issues
and
concerns outside of full board
meetings,
including contributing to
the
oversight of CEO and
management
succession planning |
Facilitates
discussion among
independent
directors on key issues
and
concerns outside of full board
meetings,
including contributing to
the
oversight of CEO and
management
succession planning |