B-1
| |
B-4
| |
B-5
| |
B-34
| |
B-35
| |
B-36
| |
B-54
| |
B-61
| |
B-64
| |
B-65
| |
B-65
| |
B-67
| |
B-70
|
|
Share
Classes1
| |||
Fund2
|
Investor
|
Admiral
|
Institutional
|
|
Vanguard
Ultra-Short-Term Bond Fund |
VUBFX
|
VUSFX
|
—
|
|
Vanguard
Short-Term Treasury Fund |
VFISX
|
VFIRX
|
—
|
|
Vanguard
Short-Term Federal Fund |
VSGBX
|
VSGDX
|
—
|
|
Vanguard
Short-Term Investment-Grade Fund |
VFSTX
|
VFSUX
|
VFSIX
|
|
Vanguard
Intermediate-Term Treasury Fund |
VFITX
|
VFIUX
|
—
|
|
Vanguard
Intermediate-Term Investment-Grade Fund |
VFICX
|
VFIDX
|
—
|
|
Vanguard
GNMA Fund |
VFIIX
|
VFIJX
|
—
|
|
Vanguard
Long-Term Treasury Fund |
VUSTX
|
VUSUX
|
—
|
|
Vanguard
Long-Term Investment-Grade Fund |
VWESX
|
VWETX
|
—
|
|
Vanguard
High-Yield Corporate Fund |
VWEHX
|
VWEAX
|
—
|
|
Vanguard
Real Estate II Index Fund3
|
—
|
—
|
—
|
Vanguard
Fund |
Capital
Contribution
to Vanguard
|
Percentage
of
Fund’s
Average
Net Assets
|
Percent of
Vanguard
Funds’
Contribution
|
Vanguard
Ultra-Short-Term Bond Fund |
$
608,000 |
Less than 0.01%
|
%0.24 |
Vanguard
Short-Term Treasury Fund |
327,000 |
Less than 0.01
|
0.13 |
Vanguard
Short-Term Federal Fund |
307,000 |
Less than 0.01
|
0.12 |
Vanguard
Short-Term Investment-Grade Fund |
2,760,000 |
Less than 0.01
|
1.10 |
Vanguard
Intermediate-Term Treasury Fund |
277,000 |
Less than 0.01
|
0.11 |
Vanguard
Intermediate-Term Investment-Grade Fund |
1,431,000 |
Less than 0.01
|
0.57 |
Vanguard GNMA
Fund |
1,040,000 |
Less than 0.01
|
0.42 |
Vanguard
Long-Term Treasury Fund |
169,000 |
Less than 0.01
|
0.07 |
Vanguard
Long-Term Investment-Grade Fund |
812,000 |
Less than 0.01
|
0.32 |
Vanguard
High-Yield Corporate Fund |
1,086,000 |
Less than 0.01
|
0.43 |
Vanguard Real
Estate II Index Fund |
282,000 |
Less than 0.01
|
0.11
|
Annual
Shared Fund Operating Expenses
(Shared
Expenses Deducted From Fund Assets) | |||
Vanguard
Fund |
2019 |
2020 |
2021
|
Vanguard
GNMA Fund |
|
|
|
Management
and Administrative Expenses |
0.12% |
0.12% |
0.12% |
Marketing and
Distribution Expenses |
0.01 |
0.01 |
0.01 |
Vanguard
High-Yield Corporate Fund |
|
|
|
Management
and Administrative Expenses |
0.11% |
0.11% |
0.11% |
Marketing and
Distribution Expenses |
0.01 |
0.01 |
0.01 |
Vanguard
Intermediate-Term Investment-Grade Fund |
|
|
|
Management
and Administrative Expenses |
0.10% |
0.10% |
0.10% |
Marketing and
Distribution Expenses |
0.01 |
0.01 |
0.01 |
Vanguard
Intermediate-Term Treasury Fund |
|
|
|
Management
and Administrative Expenses |
0.10% |
0.10% |
0.10% |
Marketing and
Distribution Expenses |
0.01 |
0.01 |
0.01 |
Vanguard
Long-Term Investment-Grade Fund |
|
|
|
Management
and Administrative Expenses |
0.11% |
0.12% |
0.12% |
Marketing and
Distribution Expenses |
0.01 |
0.01 |
0.01 |
Vanguard
Long-Term Treasury Fund |
|
|
|
Management
and Administrative Expenses |
0.11% |
0.11% |
0.11% |
Marketing and
Distribution Expenses |
0.01 |
0.01 |
0.01 |
Vanguard
Real Estate II Index Fund |
|
|
|
Management
and Administrative Expenses |
0.07% |
0.08% |
0.08% |
Marketing and
Distribution Expenses |
Less than 0.01
|
Less than 0.01
|
Less than 0.01
|
Vanguard
Short-Term Federal Fund |
|
|
|
Management
and Administrative Expenses |
0.10% |
0.10% |
0.10% |
Marketing and
Distribution Expenses |
0.01 |
0.01 |
0.01 |
Vanguard
Short-Term Investment-Grade Fund |
|
|
|
Management
and Administrative Expenses |
0.10% |
0.10% |
0.10% |
Marketing and
Distribution Expenses |
0.01 |
0.01 |
0.01
|
Annual
Shared Fund Operating Expenses
(Shared
Expenses Deducted From Fund Assets) | |||
Vanguard
Fund |
2019 |
2020 |
2021 |
Vanguard
Short-Term Treasury Fund |
|
|
|
Management
and Administrative Expenses |
0.10% |
0.10% |
0.10% |
Marketing and
Distribution Expenses |
0.01 |
0.01 |
0.01 |
Vanguard
Ultra-Short-Term Bond Fund |
|
|
|
Management
and Administrative Expenses |
0.09% |
0.10% |
0.10% |
Marketing and
Distribution Expenses |
0.01 |
0.01 |
0.01
|
Name,
Year of Birth |
Position(s)
Held
With
Funds
|
Vanguard
Funds’
Trustee/
Officer
Since |
Principal
Occupation(s)
During
the Past Five Years,
Outside
Directorships,
and
Other Experience |
Number of
Vanguard
Funds
Overseen by
Trustee/Officer
|
Interested
Trustee1
|
|
|
|
|
Mortimer J.
Buckley
(1969)
|
Chairman of
the
Board, Chief
Executive
Officer, and
President
|
January 2018
|
Chairman of
the board (2019–present) of Vanguard and
of each of
the investment companies served by
Vanguard;
chief executive officer (2018–present) of
Vanguard;
chief executive officer, president, and
trustee
(2018–present) of each of the investment
companies
served by Vanguard; president and director
(2017–present)
of Vanguard; and president
(2018–present)
of Vanguard Marketing Corporation.
Chief
investment officer (2013–2017), managing
director
(2002–2017), head of the Retail Investor Group
(2006–2012),
and chief information officer (2001–2006)
of Vanguard.
Chairman of the board (2011–2017) and
trustee
(2009–2017) of the Children’s Hospital of
Philadelphia;
and trustee (2018–present) and vice chair
(2019–present)
of The Shipley School. |
212 |
1 Mr.
Buckley is considered an “interested person” as defined in the 1940 Act
because he is an officer of the Trust. | ||||
Independent
Trustees |
|
|
|
|
Emerson U.
Fullwood
(1948)
|
Trustee
|
January 2008
|
Executive
chief staff and marketing officer for North
America and
corporate vice president (retired 2008) of
Xerox
Corporation (document management products
and
services). Former president of the Worldwide
Channels
Group, Latin America, and Worldwide
Customer
Service and executive chief staff officer of
Developing
Markets of Xerox. Executive in residence
and 2009–2010
Distinguished Minett Professor at the
Rochester
Institute of Technology. Director of SPX
FLOW, Inc.
(multi-industry manufacturing). Director of
the
University of Rochester Medical Center, the
Monroe
Community College Foundation, the United
Way of
Rochester, North Carolina A&T University, and
Roberts
Wesleyan College. Trustee of the University of
Rochester.
|
212 |
Amy
Gutmann
(1949)
|
Trustee
|
June 2006
|
President
(2004–present) of the University of
Pennsylvania.
Christopher H. Browne Distinguished
Professor of
Political Science, School of Arts and
Sciences, and
professor of communication, Annenberg
School for
Communication, with secondary faculty
appointments
in the Department of Philosophy, School
of Arts and
Sciences, and at the Graduate School of
Education,
University of Pennsylvania. |
212 |
F. Joseph
Loughrey
(1949)
|
Trustee
|
October 2009
|
President and
chief operating officer (retired 2009) and
vice chairman
of the board (2008–2009) of Cummins
Inc.
(industrial machinery). Chairman of the board of
Hillenbrand,
Inc. (specialized consumer services).
Director of
the V Foundation. Member of the advisory
council for
the College of Arts and Letters and chair of
the advisory
board to the Kellogg Institute for
International
Studies, both at the University of Notre
Dame.
Chairman of the board of Saint Anselm College. |
212 |
Mark
Loughridge
(1953)
|
Lead
Independent
Trustee
|
March 2012
|
Senior vice
president and chief financial officer (retired
2013) of IBM
(information technology services).
Fiduciary
member of IBM’s Retirement Plan
Committee
(2004–2013), senior vice president and
general
manager (2002–2004) of IBM Global Financing,
vice
president and controller (1998–2002) of IBM, and
a variety of
other prior management roles at IBM.
Member of the
Council on Chicago Booth. |
212
|
Name,
Year of Birth |
Position(s)
Held
With
Funds
|
Vanguard
Funds’
Trustee/
Officer
Since |
Principal
Occupation(s)
During
the Past Five Years,
Outside
Directorships,
and
Other Experience |
Number of
Vanguard
Funds
Overseen by
Trustee/Officer
|
Scott C.
Malpass
(1962)
|
Trustee
|
March 2012
|
Chief
investment officer and vice president of the
University of
Notre Dame (retired June 2020).
Assistant
professor of finance at the Mendoza College
of Business,
University of Notre Dame (retired June
2020), and
member of the Notre Dame 403(b)
Investment
Committee. Member of the board of
Catholic
Investment Services, Inc. (investment
advisors) and
the board of superintendence of the
Institute for
the Works of Religion. |
212 |
Deanna
Mulligan
(1963)
|
Trustee
|
January 2018
|
Board chair
(2020), chief executive officer (2011–2020),
and president
(2010–2019) of The Guardian Life
Insurance
Company of America. Chief operating officer
(2010–2011)
and executive vice president (2008–2010)
of Individual
Life and Disability of The Guardian Life
Insurance
Company of America. Member of the board
of the
Economic Club of New York. Trustee of the
Partnership
for New York City (business leadership),
the Chief
Executives for Corporate Purpose, the New
York-Presbyterian
Hospital, and the Bruce Museum
(arts and
science). Member of the Advisory Council for
the Stanford
Graduate School of Business. |
212 |
André F.
Perold
(1952)
|
Trustee
|
December 2004
|
George Gund
Professor of Finance and Banking,
Emeritus at
the Harvard Business School (retired
2011). Chief
investment officer and co-managing
partner of
HighVista Strategies LLC (private
investment
firm). Board member (2018–present) of RIT
Capital
Partners (investment firm); investment
committee
member of Partners Health Care System. |
212 |
Sarah Bloom
Raskin
(1961)
|
Trustee
|
January 2018
|
Deputy
secretary (2014–2017) of the United States
Department of
the Treasury. Governor (2010–2014) of
the Federal
Reserve Board. Commissioner
(2007–2010)
of financial regulation for the State of
Maryland.
Director (2017–present) of i(x) Investments,
LLC.
Rubenstein Fellow (2017–2020) of Duke
University;
trustee (2017–present) of Amherst College;
and member of
Amherst College Investment
Committee
(2019–present). |
212 |
Peter F.
Volanakis
(1955)
|
Trustee
|
July 2009
|
President and
chief operating officer (retired 2010) of
Corning
Incorporated (communications equipment)
and director
of Corning Incorporated (2000–2010) and
Dow Corning
(2001–2010). Director (2012) of SPX
Corporation
(multi-industry manufacturing). Overseer
of the Amos
Tuck School of Business Administration,
Dartmouth
College (2001–2013). Chairman of the
board of
trustees of Colby-Sawyer College. Member of
the BMW Group
Mobility Council. |
212 |
Executive
Officers |
|
|
|
|
John
Bendl
(1970)
|
Chief
Financial
Officer
|
October 2019
|
Principal of
Vanguard. Chief financial officer
(2019–present)
of each of the investment companies
served by
Vanguard. Chief accounting officer, treasurer,
and
controller of Vanguard (2017–present). Partner
(2003–2016)
at KPMG (audit, tax, and advisory
services).
|
212 |
Christine M.
Buchanan
(1970) |
Treasurer |
November
2017 |
Principal of
Vanguard. Treasurer (2017–present) of each
of the
investment companies served by Vanguard.
Partner
(2005–2017) at KPMG (audit, tax, and advisory
services). |
212 |
Name,
Year of Birth |
Position(s)
Held
With
Funds
|
Vanguard
Funds’
Trustee/
Officer
Since |
Principal
Occupation(s)
During
the Past Five Years,
Outside
Directorships,
and
Other Experience |
Number of
Vanguard
Funds
Overseen by
Trustee/Officer
|
David
Cermak
(1960) |
Finance
Director |
October
2019 |
Principal of
Vanguard. Finance director (2019–present)
of each of
the investment companies served by
Vanguard.
Managing director and head (2017–present)
of Vanguard
Investments Singapore. Managing director
and head
(2017–2019) of Vanguard Investments Hong
Kong.
Representative director and head (2014–2017)
of Vanguard
Investments Japan. |
212 |
John
Galloway
(1973) |
Investment
Stewardship
Officer |
September
2020 |
Principal of
Vanguard. Investment stewardship officer
(September
2020–present) of each of the investment
companies
served by Vanguard. Head of Investor
Advocacy
(February 2020–present) and head of
Marketing
Strategy and Planning (2017–2020) at
Vanguard.
Deputy Assistant to the President of the
United States
(2015). |
212 |
Peter
Mahoney
(1974) |
Controller |
May
2015 |
Principal of
Vanguard. Controller (2015–present) of
each of the
investment companies served by
Vanguard.
Head of International Fund Services (2008–
2014) at
Vanguard. |
212 |
Anne E.
Robinson
(1970) |
Secretary |
September
2016 |
General
counsel (2016–present) of Vanguard.
Secretary
(2016–present) of Vanguard and of each of
the
investment companies served by Vanguard.
Managing
director (2016–present) of Vanguard.
Managing
director and general counsel of Global Cards
and Consumer
Services (2014–2016) at Citigroup.
Counsel
(2003–2014) at American Express. |
212 |
Michael
Rollings
(1963) |
Finance
Director |
February
2017 |
Finance
director (2017–present) and treasurer (2017)
of each of
the investment companies served by
Vanguard.
Managing director (2016–present) of
Vanguard.
Chief financial officer (2016–present) of
Vanguard.
Director (2016–present) of Vanguard
Marketing
Corporation. Executive vice president and
chief
financial officer (2006–2016) of MassMutual
Financial
Group. |
212 |
John E.
Schadl
(1972) |
Chief
Compliance
Officer |
March
2019 |
Principal of
Vanguard. Chief compliance officer
(2019–present)
of Vanguard and of each of the
investment
companies served by Vanguard. Assistant
vice
president (2019–present) of Vanguard Marketing
Corporation. |
212
|
Trustee
|
Aggregate
Compensation
From
the
Funds1
|
Pension or
Retirement
Benefits
Accrued as Part of
the Funds’
Expenses1
|
Accrued
Annual
Retirement
Benefit at
January 1,
20212
|
Total
Compensation
From All
Vanguard
Funds Paid
to Trustees3
|
Mortimer J.
Buckley |
— |
— |
— |
— |
Emerson U.
Fullwood |
$
16,749 |
— |
— |
$
287,500 |
Amy Gutmann
|
16,749 |
— |
— |
287,500 |
F. Joseph
Loughrey |
17,900 |
— |
— |
307,500 |
Mark
Loughridge |
20,780 |
— |
— |
357,500 |
Scott C.
Malpass |
16,749 |
— |
— |
287,500 |
Deanna
Mulligan |
16,749 |
— |
— |
287,500 |
André F.
Perold |
16,749 |
— |
— |
287,500 |
Sarah Bloom
Raskin |
17,900 |
— |
— |
307,500 |
Peter F.
Volanakis |
17,900 |
— |
— |
307,500 |
Vanguard
Fund |
Trustee
|
Dollar Range
of
Fund
Shares
Owned by
Trustee |
Aggregate
Dollar Range
of Vanguard
Fund Shares
Owned by
Trustee |
Vanguard GNMA
Fund |
Mortimer J. Buckley
|
— |
Over $100,000
|
|
Emerson U. Fullwood
|
— |
Over $100,000
|
|
Amy Gutmann
|
— |
Over $100,000
|
|
F. Joseph Loughrey
|
— |
Over $100,000
|
|
Mark Loughridge
|
— |
Over $100,000
|
|
Scott C. Malpass
|
— |
Over $100,000
|
|
Deanna Mulligan
|
— |
Over $100,000
|
|
André F. Perold
|
— |
Over $100,000
|
|
Sarah Bloom Raskin
|
— |
Over $100,000
|
|
Peter F. Volanakis
|
— |
Over $100,000
|
|
|
|
|
Vanguard
Fund |
Trustee
|
Dollar Range
of
Fund
Shares
Owned by
Trustee |
Aggregate
Dollar Range
of Vanguard
Fund Shares
Owned by
Trustee |
Vanguard
High-Yield Corporate Fund |
Mortimer J. Buckley
|
— |
Over $100,000
|
|
Emerson U. Fullwood
|
— |
Over $100,000
|
|
Amy Gutmann
|
— |
Over $100,000
|
|
F. Joseph Loughrey
|
— |
Over $100,000
|
|
Mark Loughridge
|
— |
Over $100,000
|
|
Scott C. Malpass
|
Over $100,000
|
Over $100,000
|
|
Deanna Mulligan
|
— |
Over $100,000
|
|
André F. Perold
|
— |
Over $100,000
|
|
Sarah Bloom Raskin
|
— |
Over $100,000
|
|
Peter F. Volanakis
|
— |
Over $100,000
|
|
|
|
|
Vanguard
Intermediate-Term Investment-Grade Fund |
Mortimer J. Buckley
|
— |
Over $100,000
|
|
Emerson U. Fullwood
|
— |
Over $100,000
|
|
Amy Gutmann
|
— |
Over $100,000
|
|
F. Joseph Loughrey
|
Over $100,000
|
Over $100,000
|
|
Mark Loughridge
|
Over $100,000
|
Over $100,000
|
|
Scott C. Malpass
|
— |
Over $100,000
|
|
Deanna Mulligan
|
— |
Over $100,000
|
|
André F. Perold
|
— |
Over $100,000
|
|
Sarah Bloom Raskin
|
— |
Over $100,000
|
|
Peter F. Volanakis
|
— |
Over $100,000
|
|
|
|
|
Vanguard
Intermediate-Term Treasury Fund |
Mortimer J. Buckley
|
— |
Over $100,000
|
|
Emerson U. Fullwood
|
— |
Over $100,000
|
|
Amy Gutmann
|
— |
Over $100,000
|
|
F. Joseph Loughrey
|
— |
Over $100,000
|
|
Mark Loughridge
|
— |
Over $100,000
|
|
Scott C. Malpass
|
— |
Over $100,000
|
|
Deanna Mulligan
|
— |
Over $100,000
|
|
André F. Perold
|
— |
Over $100,000
|
|
Sarah Bloom Raskin
|
— |
Over $100,000
|
|
Peter F. Volanakis
|
— |
Over $100,000
|
|
|
|
|
Vanguard
Long-Term Investment-Grade Fund |
Mortimer J. Buckley
|
— |
Over $100,000
|
|
Emerson U. Fullwood
|
— |
Over $100,000
|
|
Amy Gutmann
|
— |
Over $100,000
|
|
F. Joseph Loughrey
|
— |
Over $100,000
|
|
Mark Loughridge
|
— |
Over $100,000
|
|
Scott C. Malpass
|
— |
Over $100,000
|
|
Deanna Mulligan
|
— |
Over $100,000
|
|
André F. Perold
|
— |
Over $100,000
|
|
Sarah Bloom Raskin
|
— |
Over $100,000
|
|
Peter F. Volanakis
|
— |
Over $100,000
|
|
|
|
|
Vanguard
Fund |
Trustee
|
Dollar
Range of
Fund
Shares
Owned
by Trustee |
Aggregate
Dollar Range
of
Vanguard Fund Shares
Owned
by Trustee |
Vanguard
Long-Term Treasury Fund |
Mortimer J.
Buckley |
—
|
Over $100,000
|
|
Emerson U.
Fullwood |
—
|
Over $100,000
|
|
Amy Gutmann
|
—
|
Over $100,000
|
|
F. Joseph
Loughrey |
—
|
Over $100,000
|
|
Mark Loughridge
|
—
|
Over $100,000
|
|
Scott C.
Malpass |
—
|
Over $100,000
|
|
Deanna Mulligan
|
—
|
Over $100,000
|
|
André F. Perold
|
—
|
Over $100,000
|
|
Sarah Bloom
Raskin |
—
|
Over $100,000
|
|
Peter F.
Volanakis |
—
|
Over $100,000
|
|
|
|
|
Vanguard
Real Estate II Index Fund |
Mortimer J.
Buckley |
—
|
Over $100,000
|
|
Emerson U.
Fullwood |
—
|
Over $100,000
|
|
Amy Gutmann
|
—
|
Over $100,000
|
|
F. Joseph
Loughrey |
—
|
Over $100,000
|
|
Mark Loughridge
|
—
|
Over $100,000
|
|
Scott C.
Malpass |
—
|
Over $100,000
|
|
Deanna Mulligan
|
—
|
Over $100,000
|
|
André F. Perold
|
—
|
Over $100,000
|
|
Sarah Bloom
Raskin |
—
|
Over $100,000
|
|
Peter F.
Volanakis |
—
|
Over $100,000
|
|
|
|
|
Vanguard
Short-Term Federal Fund |
Mortimer J.
Buckley |
—
|
Over $100,000
|
|
Emerson U.
Fullwood |
—
|
Over $100,000
|
|
Amy Gutmann
|
—
|
Over $100,000
|
|
F. Joseph
Loughrey |
—
|
Over $100,000
|
|
Mark Loughridge
|
—
|
Over $100,000
|
|
Scott C.
Malpass |
—
|
Over $100,000
|
|
Deanna Mulligan
|
—
|
Over $100,000
|
|
André F. Perold
|
—
|
Over $100,000
|
|
Sarah Bloom
Raskin |
—
|
Over $100,000
|
|
Peter F.
Volanakis |
—
|
Over $100,000
|
|
|
|
|
Vanguard
Short-Term Investment-Grade Fund |
Mortimer J.
Buckley |
—
|
Over $100,000
|
|
Emerson U.
Fullwood |
—
|
Over $100,000
|
|
Amy Gutmann
|
—
|
Over $100,000
|
|
F. Joseph
Loughrey |
—
|
Over $100,000
|
|
Mark Loughridge
|
Over $100,000
|
Over $100,000
|
|
Scott C.
Malpass |
—
|
Over $100,000
|
|
Deanna Mulligan
|
—
|
Over $100,000
|
|
André F. Perold
|
—
|
Over $100,000
|
|
Sarah Bloom
Raskin |
—
|
Over $100,000
|
|
Peter F.
Volanakis |
—
|
Over $100,000
|
|
|
|
|
Vanguard
Fund |
Trustee
|
Dollar Range
of
Fund
Shares
Owned by
Trustee |
Aggregate
Dollar Range
of Vanguard
Fund Shares
Owned by
Trustee |
Vanguard
Short-Term Treasury Fund |
Mortimer J. Buckley
|
— |
Over $100,000
|
|
Emerson U. Fullwood
|
— |
Over $100,000
|
|
Amy Gutmann
|
— |
Over $100,000
|
|
F. Joseph Loughrey
|
— |
Over $100,000
|
|
Mark Loughridge
|
— |
Over $100,000
|
|
Scott C. Malpass
|
— |
Over $100,000
|
|
Deanna Mulligan
|
— |
Over $100,000
|
|
André F. Perold
|
— |
Over $100,000
|
|
Sarah Bloom Raskin
|
— |
Over $100,000
|
|
Peter F. Volanakis
|
— |
Over $100,000
|
|
|
|
|
Vanguard
Ultra-Short-Term Bond Fund |
Mortimer J. Buckley
|
— |
Over $100,000
|
|
Emerson U. Fullwood
|
— |
Over $100,000
|
|
Amy Gutmann
|
— |
Over $100,000
|
|
F. Joseph Loughrey
|
— |
Over $100,000
|
|
Mark Loughridge
|
— |
Over $100,000
|
|
Scott C. Malpass
|
— |
Over $100,000
|
|
Deanna Mulligan
|
Over $100,000
|
Over $100,000
|
|
André F. Perold
|
— |
Over $100,000
|
|
Sarah Bloom Raskin
|
— |
Over $100,000
|
|
Peter F. Volanakis
|
— |
Over $100,000
|
Vanguard
Fund |
Share Class
|
Owner and
Address |
Percentage
of Ownership
|
Vanguard GNMA
Fund |
Investor Shares
|
CHARLES SCHWAB & CO INC SAN
FRANCISCO, CA
|
12.83%
|
|
|
VANGUARD STAR FUND VALLEY
FORGE, PA
|
45.26%
|
|
|
NATIONAL FINANCIAL SERVICES
CORPORATION JERSEY CITY, NJ
|
6.89% |
|
Admiral Shares
|
CHARLES SCHWAB & CO INC SAN
FRANCISCO, CA
|
6.72% |
|
|
NATIONAL FINANCIAL SERVICES
CORPORATION JERSEY CITY, NJ
|
6.09% |
Vanguard
High-Yield Corporate Fund |
Investor Shares
|
CHARLES SCHWAB & CO INC SAN
FRANCISCO, CA
|
18.25%
|
|
|
NATIONAL FINANCIAL SERVICES
CORPORATION JERSEY CITY, NJ
|
12.99%
|
|
Admiral Shares
|
CHARLES SCHWAB & CO INC SAN
FRANCISCO, CA
|
14.32%
|
|
|
NATIONAL FINANCIAL SERVICES
CORPORATION JERSEY CITY, NJ
|
8.47%
|
Vanguard
Fund |
Share Class
|
Owner and
Address |
Percentage
of Ownership
|
Vanguard
Intermediate-Term Investment-Grade
Fund
|
Investor Shares
|
CHARLES SCHWAB & CO INC SAN
FRANCISCO, CA
|
16.13%
|
|
|
NATIONAL FINANCIAL SERVICES
CORPORATION JERSEY CITY, NJ
|
10.79%
|
|
Admiral Shares
|
CHARLES SCHWAB & CO INC SAN
FRANCISCO, CA
|
7.78% |
|
|
NATIONAL FINANCIAL SERVICES
CORPORATION JERSEY CITY, NJ
|
5.69% |
Vanguard
Intermediate-Term Treasury Fund |
Investor Shares
|
CHARLES SCHWAB & CO INC SAN
FRANCISCO, CA
|
9.83% |
|
|
NATIONAL FINANCIAL SERVICES
CORPORATION JERSEY CITY, NJ
|
10.02%
|
|
Admiral Shares
|
CHARLES SCHWAB & CO INC SAN
FRANCISCO, CA
|
5.33% |
|
|
NATIONAL FINANCIAL SERVICES
CORPORATION JERSEY CITY, NJ
|
9.31% |
Vanguard
Long-Term Investment-Grade Fund |
Investor Shares
|
VANGUARD STAR FUND VALLEY
FORGE, PA
|
69.15%
|
|
Admiral
Shares |
NATIONAL FINANCIAL SERVICES
CORPORATION JERSEY CITY,
NJ |
6.83% |
Vanguard
Long-Term Treasury Fund |
Investor
Shares |
CHARLES SCHWAB & CO INC SAN
FRANCISCO,
CA |
5.01% |
|
|
VARIABLE ANNUITY LIFE INSURANCE
COMPANY HOUSTON,
TX |
26.84% |
|
Admiral
Shares |
AFLAC INCORPORATED PENSION
PLAN COLUMBUS,
GA |
5.66% |
|
|
FIDELITY INVESTMENTS
INSTITUTIONAL OPERATIONS CO
COVINGTON,
KY |
5.99% |
Vanguard Real
Estate II Index Fund |
Institutional Plus
Shares |
VANGUARD REAL ESTATE INDEX
FUND VALLEY FORGE,
PA |
99.98% |
Vanguard
Short-Term Federal Fund |
Investor
Shares |
CHARLES SCHWAB & CO INC SAN
FRANCISCO,
CA |
23.24% |
|
|
NATIONAL FINANCIAL SERVICES
CORPORATION JERSEY CITY,
NJ |
11.04% |
|
Admiral
Shares |
CHARLES SCHWAB & CO INC SAN
FRANCISCO,
CA |
10.23% |
|
|
NATIONAL FINANCIAL SERVICES
CORPORATION JERSEY CITY,
NJ |
13.23% |
Vanguard
Short-Term Investment-Grade Fund |
Institutional
Shares |
CHARLES SCHWAB & CO INC SAN
FRANCISCO,
CA |
6.37% |
|
|
NATIONAL FINANCIAL SERVICES
CORPORATION JERSEY CITY,
NJ |
13.72% |
|
|
STATE OF UTAH EDUCATIONAL
SAVINGS PLAN SALT LAKE,
UT |
6.84% |
|
|
VANGUARD GROUP INC VALLEY
FORGE, PA |
9.08% |
|
Investor
Shares |
CHARLES SCHWAB & CO INC SAN
FRANCISCO,
CA |
14.22% |
|
|
VANGUARD STAR FUND VALLEY
FORGE, PA |
40.51% |
|
|
NATIONAL FINANCIAL SERVICES
CORPORATION JERSEY CITY,
NJ |
8.41% |
|
Admiral
Shares |
CHARLES SCHWAB & CO INC SAN
FRANCISCO,
CA |
15.73% |
|
|
NATIONAL FINANCIAL SERVICES
CORPORATION JERSEY CITY,
NJ |
10.43% |
Vanguard
Fund |
Share Class
|
Owner and
Address |
Percentage
of Ownership
|
Vanguard
Short-Term Treasury Fund |
Investor
Shares |
CHARLES SCHWAB & CO INC SAN
FRANCISCO,
CA |
21.16% |
|
|
NATIONAL FINANCIAL SERVICES
CORPORATION JERSEY CITY,
NJ |
9.22% |
|
Admiral
Shares |
CHARLES SCHWAB & CO INC SAN
FRANCISCO,
CA |
10.8% |
|
|
NATIONAL FINANCIAL SERVICES
CORPORATION JERSEY CITY,
NJ |
6.29% |
Vanguard
Ultra-Short-Term Bond Fund |
Investor
Shares |
CHARLES SCHWAB & CO INC SAN
FRANCISCO,
CA |
31.89% |
|
|
NATIONAL FINANCIAL SERVICES
CORPORATION JERSEY CITY,
NJ |
17.02% |
|
Admiral
Shares |
CHARLES SCHWAB & CO INC SAN
FRANCISCO,
CA |
11.24% |
|
|
NATIONAL FINANCIAL SERVICES
CORPORATION JERSEY CITY,
NJ |
12.83% |
|
|
UBS FINANCIAL SERVICES
WEEHAWKEN,
NJ |
7.72%
|
Vanguard
Fund |
2019 |
2020 |
2021
|
Vanguard GNMA
Fund |
$
2,208,000 |
$
2,265,000 |
$
2,524,000 |
Vanguard
High-Yield Corporate Fund |
6,965,000 |
$7,379,000 |
$
7,663,000 |
Portfolio
Manager |
|
No. of
accounts
|
Total assets
|
No. of
accounts with
performance-based
fees
|
Total assets
in
accounts
with
performance-based
fees
|
Joseph F.
Marvan |
Registered
investment companies1 |
20 |
$41B |
1 |
$27.3B |
|
Other pooled
investment vehicles |
27 |
$8.4B |
0 |
$0 |
|
Other
accounts |
73 |
$35B |
1 |
$208M |
Brian
Conroy |
Registered
investment companies1 |
10 |
$30B |
1 |
$27.3B |
|
Other pooled
investment vehicles |
15 |
$5.6B |
2 |
$6.8M |
|
Other
accounts |
30 |
$10.8B |
6 |
$4.2B |
Michael L.
Hong |
Registered
investment companies2 |
11 |
$29.6B |
1 |
$28.7B |
|
Other pooled
investment vehicles |
6 |
$3.3B |
0 |
$0 |
|
Other
accounts |
32 |
$8.5B |
0 |
$
0 |
Portfolio
Manager |
|
No. of
accounts
|
Total assets
|
No. of
accounts with
performance-based
fees
|
Total assets
in
accounts
with
performance-based
fees
|
Scott I. St.
John |
Registered
investment companies1
|
18 |
$
29.9B |
1 |
$
20.5B |
|
Other pooled
investment vehicles |
14 |
$
6.5B |
0 |
$
0 |
|
Other
accounts |
100 |
$
52B |
5 |
$
1.8B |
Portfolio
Manager |
|
No. of
accounts
|
Total assets
|
No. of
accounts with
performance-based
fees
|
Total assets
in
accounts
with
performance-based
fees
|
Samuel C.
Martinez |
Registered
investment companies1
|
9 |
$
198B |
0 |
$
0 |
|
Other pooled
investment vehicles |
0 |
$
0 |
0 |
$
0 |
|
Other
accounts |
0 |
$
0 |
0 |
$
0 |
Daniel
Shaykevich |
Registered
investment companies1
|
10 |
$
200B |
0 |
$
0 |
|
Other pooled
investment vehicles |
0 |
$
0 |
0 |
$
0 |
|
Other
accounts |
0 |
$
0 |
0 |
$
0 |
Arvind
Narayanan |
Registered
investment companies1
|
9 |
$
198B |
0 |
$
0 |
|
Other pooled
investment vehicles |
0 |
$
0 |
0 |
$
0 |
|
Other
accounts |
0 |
$
0 |
0 |
$
0 |
Vanguard
Fund |
2019 |
2020 |
2021
|
Vanguard
Ultra-Short-Term Bond Fund |
$
561,000 |
$
852,000 |
$
1,058,000 |
Vanguard
Short-Term Treasury Fund |
881,000 |
$1,173,000 |
$
880,000 |
Vanguard
Short-Term Federal Fund |
556,000 |
$646,000 |
$
671,000 |
Vanguard
Short-Term Investment-Grade Fund |
6,976,000 |
$8,269,000 |
$
6,339,000 |
Vanguard
Intermediate-Term Treasury Fund |
686,000 |
$825,000 |
$
705,000 |
Vanguard
Intermediate-Term Investment-Grade Fund |
3,413,000 |
$4,225,000 |
$
3,406,000 |
Vanguard
Long-Term Treasury Fund |
385,000 |
$507,000 |
$
449,000 |
Vanguard Real
Estate II Index Fund |
1,077,000 |
$1,100,000 |
$
1,037,000 |
Portfolio
Manager |
|
No. of
accounts
|
Total assets
|
No. of
accounts with
performance-based
fees
|
Total assets
in
accounts
with
performance-based
fees
|
Gemma
Wright-Casparius
|
Registered
investment companies1
|
5 |
$
88B |
0 |
$
0 |
|
Other pooled
investment vehicles |
0 |
$
0 |
0 |
$
0 |
|
Other
accounts |
0 |
$
0 |
0 |
$
0 |
Samuel C.
Martinez |
Registered
investment companies2
|
9 |
$
198B |
0 |
$
0 |
|
Other pooled
investment vehicles |
0 |
$
0 |
0 |
$
0 |
|
Other
accounts |
0 |
$
0 |
0 |
$
0 |
Daniel
Shaykevich |
Registered
investment companies2
|
10 |
$
200B |
0 |
$
0 |
|
Other pooled
investment vehicles |
0 |
$
0 |
0 |
$
0 |
|
Other
accounts |
0 |
$
0 |
0 |
$
0 |
Arvind
Narayanan |
Registered
investment companies2
|
9 |
$
198B |
0 |
$
0 |
|
Other pooled
investment vehicles |
0 |
$
0 |
0 |
$
0 |
|
Other
accounts |
0 |
$
0 |
0 |
$
0 |
Brian W.
Quigley |
Registered
investment companies3
|
4
|
$
54B |
0 |
$
0 |
|
Other pooled
investment vehicles |
0
|
$
0 |
0 |
$
0 |
|
Other
accounts |
0 |
$
0 |
0 |
$
0 |
Walter Nejman
|
Registered
investment companies4
|
50
|
$
2.2T |
0 |
$
0 |
|
Other pooled
investment vehicles |
2
|
$
3B |
0 |
$
0 |
|
Other
accounts |
0 |
$
0 |
0 |
$
0 |
Gerard C.
O’Reilly |
Registered
investment companies4
|
18
|
$
1.8T |
0 |
$
0 |
|
Other pooled
investment vehicles |
1
|
$
410M |
0 |
$
0 |
|
Other
accounts |
0 |
$
0 |
0 |
$
0 |
Vanguard
Fund |
Securities
Lending Activities |
Vanguard
Real Estate II Index Fund |
|
Gross
income from securities lending activities
|
$1,030,861
|
Fees paid
to securities lending agent from a revenue split
|
$0 |
Fees paid
for any cash collateral management service (including fees deducted from a
pooled cash
collateral
reinvestment vehicle) that are not included in the revenue
split
|
$903 |
Administrative
fees not included in revenue split
|
$15,516
|
Indemnification
fee not included in revenue split
|
$0 |
Rebate
(paid to borrower)
|
$45,086
|
Other fees
not included in revenue split (specify)
|
$0 |
Aggregate
fees/compensation for securities lending activities
|
$61,505
|
Net
income from securities lending activities
|
$969,356
|
Vanguard
Fund |
2019 |
2020 |
2021
|
Vanguard GNMA
Fund |
$
845,000 |
$
808,000 |
$
588,000 |
Vanguard
High-Yield Corporate Fund1
|
— |
— |
2,000 |
Vanguard
Intermediate-Term Investment-Grade Fund2 |
1,177,000 |
1,151,000 |
728,000 |
Vanguard
Intermediate-Term Treasury Fund |
356,000 |
329,000 |
304,000 |
Vanguard
Long-Term Investment-Grade Fund |
279,000 |
218,000 |
333,000 |
Vanguard
Long-Term Treasury Fund |
173,000 |
167,000 |
172,000 |
Vanguard Real
Estate II Index Fund3 |
230,000 |
93,000 |
78,000 |
Vanguard
Short-Term Federal Fund4 |
327,000 |
396,000 |
611,000 |
Vanguard
Short-Term Investment-Grade Fund5 |
2,302,000 |
1,562,000 |
765,000 |
Vanguard
Short-Term Treasury Fund |
490,000 |
426,000 |
526,000 |
Vanguard
Ultra-Short-Term Bond Fund6 |
50,000 |
97,000 |
158,000 |
Vanguard
Fund |
Regular
Broker or Dealer (or Parent) |
Aggregate
Holdings |
Vanguard GNMA
Fund |
Banc of
America Securities LLC |
$
53,700,000 |
|
Barclays
Capital Inc. |
84,600,000 |
|
Citigroup
Global Markets Inc. |
149,100,000 |
|
HSBC
Securities (USA) Inc. |
59,600,000 |
|
Natixis
Securities Americas LLC |
275,200,000 |
|
SG Americas
Securities Corp |
260,800,000 |
|
TD
Securities |
127,000,000 |
|
Wells Fargo
Securities, LLC |
67,700,000 |
Vanguard
High-Yield Corporate Fund |
Banc of
America Securities LLC |
64,100,000 |
|
Barclays
Capital Inc. |
— |
|
Credit Suisse
Securities (USA) LLC |
202,738,000 |
|
J.P. Morgan
Securities Inc. |
416,200,000 |
|
TORONTO
DOMINION SECURITIES INC |
156,300,000 |
Vanguard
Intermediate-Term Investment-Grade Fund |
Barclays
Capital Inc. |
179,403,000 |
|
Citigroup
Global Markets Inc. |
754,996,000 |
|
Goldman,
Sachs & Co. |
415,975,000 |
|
HSBC
Securities (USA) Inc. |
507,588,000 |
|
J.P. Morgan
Securities Inc. |
930,223,000 |
|
Merrill
Lynch, Pierce, Fenner & Smith Inc. |
648,758,000 |
|
Morgan
Stanley |
878,421,000 |
|
RBC Capital
Markets |
31,714,000 |
|
Wells Fargo
Securities, LLC |
667,163,000 |
Vanguard
Intermediate-Term Treasury Fund |
— |
— |
Vanguard
Long-Term Investment-Grade Fund |
Barclays
Capital Inc. |
231,900,000 |
|
Citigroup
Global Markets Inc. |
208,505,000 |
|
Goldman,
Sachs & Co. |
234,700,000 |
|
HSBC
Securities (USA) Inc. |
134,872,000 |
|
J.P. Morgan
Securities Inc. |
459,563,000 |
|
Merrill
Lynch, Pierce, Fenner & Smith Inc. |
528,598,000 |
|
MORGAN
STANLEY |
302,547,000 |
|
RBC Capital
Markets |
100,200,000 |
|
Wells Fargo
Securities, LLC |
605,113,000 |
Vanguard
Long-Term Treasury Fund |
— |
— |
Vanguard Real
Estate II Index Fund |
— |
— |
Vanguard
Short-Term Federal Fund |
— |
— |
Vanguard
Fund |
Regular
Broker or Dealer (or Parent) |
Aggregate
Holdings |
Vanguard
Short-Term Investment-Grade Fund |
Barclays
Capital Inc. |
364,133,000 |
|
BNP Paribas
Securities Corp. |
1,964,969,000 |
|
Citigroup
Global Markets Inc. |
1,076,725,000 |
|
Goldman,
Sachs & Co. |
1,054,405,000 |
|
HSBC
Securities (USA) Inc. |
798,906,000 |
|
J.P. Morgan
Securities Inc. |
1,810,918,000 |
|
Merrill
Lynch, Pierce, Fenner & Smith Inc. |
1,237,707,000 |
|
Morgan
Stanley |
1,873,711,000 |
|
RBC Capital
Markets |
468,268,000 |
|
Wells Fargo
Securities, LLC |
1,722,787,000 |
Vanguard
Short-Term Treasury Fund |
— |
— |
Vanguard
Ultra-Short-Term Bond Fund |
Barclays
Capital Inc. |
86,513,000 |
|
BNP Paribas
Securities Corp. |
26,459,000 |
|
Citigroup
Global Markets Inc. |
195,890,000 |
|
Goldman,
Sachs & Co. |
201,251,000 |
|
HSBC
Securities (USA) Inc. |
136,631,000 |
|
J.P. Morgan
Securities Inc. |
134,363,000 |
|
Merrill
Lynch, Pierce, Fenner & Smith Inc. |
151,481,000 |
|
Mitsubishi
UFJ Securities |
141,889,000 |
|
Morgan
Stanley |
174,035,000 |
|
RBC Capital
Markets |
83,412,000 |
|
Wells Fargo
Securities, LLC |
206,798,000 |