Part IV
Item 15. Exhibits and Financial Statement Schedules.
1. | See Index to Financial Statements on page 98. |
2. | No financial statement schedules are filed herewith because (i) such schedules are not required or (ii) the information required has been presented in the aforementioned financial statements. |
3. | Exhibits required to be filed by Item 601 of Regulation S-K. |
Exhibit Index
Listed below are the exhibits which are filed or furnished as part of this Amendment No. 1 to the Annual Report on Form 10-K/A (according to the number assigned to them in Item 601 of Regulation S-K):
(1) | Incorporated by reference to the initial Registration Statement on Form S-1 (File No. 333-164024) filed on December 24, 2009. |
(2) | Incorporated by reference to Registrant’s Current Report on Form 8-K, filed on December 15, 2017. |
(3) | Incorporated by reference to Amendment No. 5 to the Registrant’s Registration Statement on Form S-1/A (File No. 333-164024) filed on July 23, 2010. |
(4) | Incorporated by reference to Amendment No. 1 to the Registrant’s Registration Statement on Form S-1/A (File No. 333-170844) filed on August 31, 2011. |
(5) | Incorporated by reference to Registrant’s Annual Report on Form 10-K for the year ended December 31, 2015, filed on March 11, 2016. |
(6) | Incorporated by reference to Registrant’s Current Report on Form 8-K, filed on March 30, 2020. |
(7) | Incorporated by reference to Registrant’s Post-Effective Amendment No. 2 to Form S-1 (File No. 333-195018) filed on March 31, 2016. |
(8) | Incorporated by reference to Registrant’s Current Report on Form 8-K, filed on April 24, 2018. |
(9) | Incorporated by reference to Registrant’s Annual Report on Form 10-K for the year ended December 31, 2019, filed on March 13, 2020. |
(10) | Filed herewith. |
SIGNATURES
Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
United States Commodity Index Funds Trust (Registrant)
By: United States Commodity Funds LLC, as Sponsor
By: | /s/ John P. Love | |
John P. Love | ||
President and Chief Executive Officer | ||
(Principal executive officer) | ||
Date: March 8, 2021 |
By: | /s/ Stuart P. Crumbaugh | |
Stuart P. Crumbaugh | ||
Chief Financial Officer | ||
(Principal financial and accounting officer) | ||
Date: March 8, 2021 |
Pursuant to the requirements of the Securities Exchange Act of 1934, this report has been signed below by the following persons on behalf of the Registrant in the capacities* and on the dates indicated.
Signature | Title (Capacity) | Date | ||
/s/ John P. Love | Chief Executive Officer of | March 8, 2021 | ||
John P. Love | United States Commodity Funds, LLC | |||
(Principal Executive Officer) | ||||
/s/ Stuart P. Crumbaugh | Chief Financial Officer of | March 8, 2021 | ||
Stuart P. Crumbaugh | United States Commodity Funds, LLC | |||
(Principal Financial Officer) |
* | The Registrant is a trust and the persons are signing in their capacities as officers of United States Commodity Funds LLC, the Sponsor of the Registrant. |