FUND
NAME |
CLASS
A |
CLASS
C |
CLASS
I |
CLASS
R |
CLASS
R6 |
CLASS
Y |
MEMBER
CLASS |
Victory
Diversified Stock Fund |
SRVEX |
VDSCX |
VDSIX |
GRINX |
VDSRX |
VDSYX |
— |
Victory
Fund for Income (formerly, Victory
INCORE
Fund for Income) |
IPFIX |
VFFCX |
VFFIX |
GGIFX |
VFFRX |
VFFYX |
VFFMX |
Victory
Investment Grade Convertible Fund
(formerly,
Victory INCORE Investment Grade
Convertible
Fund) |
SBFCX |
— |
VICIX |
— |
— |
— |
SBFMX |
Victory
Special Value Fund |
SSVSX |
VSVCX |
VSPIX |
VSVGX |
— |
VSVYX |
— |
Victory
Strategic Allocation Fund |
SBALX |
VBFCX |
VBFIX |
VBFGX |
— |
— |
— |
Victory
Sycamore Established Value Fund |
VETAX |
VEVCX |
VEVIX |
GETGX |
VEVRX |
VEVYX |
— |
Victory
Sycamore Small Company
Opportunity
Fund |
SSGSX |
— |
VSOIX |
GOGFX |
VSORX |
VSOYX |
— |
Victory
THB US Small Opportunities Fund |
THBVX |
— |
THBIX |
— |
— |
— |
— |
Amount
of
Purchase |
Initial
Sales Charge:
%
of Offering Price |
Concession
to Dealers:
%
of Offering Price |
Up
to $49,999 |
5.75% |
5.00% |
$
50,000 to $99,999 |
4.50% |
4.00% |
$
100,000 to $249,999 |
3.50% |
3.00% |
$
250,000 to $499,999 |
2.50% |
2.00% |
$
500,000 to $999,999 |
2.00% |
1.75% |
$
1,000,000 and above* |
0.00% |
** |
Your
Investment in the Fund
|
Initial
Sales Charge:
%
of Offering Price |
Concession
to Dealers:
%
of Offering Price |
Up
to $99,999
|
2.25%
|
2.00%
|
$100,000
up to $249,999
|
1.75%
|
1.50%
|
$250,000
and above* |
0.00%
|
** |
All
Equity Funds |
|
NAV
per Share |
$10.00 |
Per
Share Sales Charge—5.75% of public offering price (6.10% of net asset
value per share) for each Fund |
$0.61 |
Per
Share Offering Price to the Public |
$10.61 |
Fixed
Income Funds |
|
NAV
per Share |
$10.00 |
Per
Share Sales Charge—2.25% of public offering price (2.30% of net asset
value per share) for each Fund |
$0.23 |
Per
Share Offering Price to the Public |
$10.23 |
Name
and
Date
of Birth |
Position
Held
with
the
Trust |
Date
Commenced
Service |
Principal
Occupation
During
Past 5 Years |
Number
of Portfolios
in
Fund Complex
Overseen
by Trustee |
Other
Directorships
Held
During
the
Past
5 Years |
David
Brooks
Adcock,
Born
October
1951 |
Trustee |
May
2005 |
Consultant
(since 2006) |
69
portfolios comprised
of
37 portfolios in the
Trust,
26 portfolios in
Victory
Portfolios II,
and
6 portfolios in
Victory
Variable
Insurance
Funds |
None |
Nigel
D.T.
Andrews,
Born
April 1947 |
Trustee |
August
2002 |
Retired |
69
portfolios comprised
of
37 portfolios in the
Trust,
26 portfolios in
Victory
Portfolios II,
and
6 portfolios in
Victory
Variable
Insurance
Funds |
Director,
Carlyle
Secured
Lending,
Inc.
(formerly
TCG
BDC
I, Inc.)
(since
2012);
Director,
Carlyle
Credit
Solutions,
Inc.
(formerly
TCG
BDC
II, Inc.)
(since
2017);
Trustee,
Carlyle
Secured
Lending
III
(since
2021) |
E.
Lee Beard*,
Born
August
1951 |
Trustee |
May
2005 |
Retired |
69
portfolios comprised
of
37 portfolios in the
Trust,
26 portfolios in
Victory
Portfolios II,
and
6 portfolios in
Victory
Variable
Insurance
Funds |
None |
Dennis
M.
Bushe,
Born
January
1944 |
Trustee |
July
2016 |
Retired |
69
portfolios comprised
of
37 portfolios in the
Trust,
26 portfolios in
Victory
Portfolios II,
and
6 portfolios in
Victory
Variable
Insurance
Funds |
None |
John
L. Kelly,
Born
April 1953 |
Chair
and
Trustee |
February
2015 |
Managing
Partner,
Active
Capital
Partners
LLC, a
strategic
consultant
(since
October 2017) |
69
portfolios comprised
of
37 portfolios in the
Trust,
26 portfolios in
Victory
Portfolios II,
and
6 portfolios in
Victory
Variable
Insurance
Funds |
Director,
Caledonia
Mining
Corporation
(since
May
2012) |
David
L. Meyer,
Born
April 1957 |
Trustee |
December
2008 |
Retired |
69
portfolios comprised
of
37 portfolios in the
Trust,
26 portfolios in
Victory
Portfolios II,
and
6 portfolios in
Victory
Variable
Insurance
Funds |
None |
Name
and
Date
of Birth |
Position
Held
with
the
Trust |
Date
Commenced
Service |
Principal
Occupation
During
Past 5 Years |
Number
of Portfolios
in
Fund Complex
Overseen
by Trustee |
Other
Directorships
Held
During
the
Past
5 Years |
Gloria
S.
Nelund,
Born
May 1961 |
Trustee |
July
2016 |
Chair,
CEO, and
Co-Founder
of TriLinc
Global,
LLC, an
investment
firm |
69
portfolios comprised
of
37 portfolios in the
Trust,
26 portfolios in
Victory
Portfolios II,
and
6 portfolios in
Victory
Variable
Insurance
Funds |
TriLinc
Global
Impact
Fund,
LLC
(since
2012) |
Leigh
A. Wilson,
Born
December
1944 |
Trustee |
November
1994 |
Private
Investor |
69
portfolios comprised
of
37 portfolios in the
Trust,
26 portfolios in
Victory
Portfolios II,
and
6 portfolios in
Victory
Variable
Insurance
Funds |
Chair
(since
2013),
Caledonia
Mining
Corporation |
Name
and
Date
of Birth |
Position
Held
with
the
Trust |
Date
Commenced
Service |
Principal
Occupation
During
Past 5 Years |
Number
of Portfolios
in
Fund Complex
Overseen
by Trustee |
Other
Directorships
Held
During
the
Past
5 Years |
Timothy
Pettee,
Born
April 1958 |
Advisory
Trustee |
January
2023 |
Chief
Investment
Officer,
Hoya Capital
Real
Estate LLC (since
February
2022); Chief
Investment
Officer, Sun
America
Asset
Management
Corp.
(January
2003-July
2021) |
69
portfolios comprised
of
37 portfolios in the
Trust,
26 portfolios in
Victory
Portfolios II,
and
6 portfolios in
Victory
Variable
Insurance
Funds |
None |
Name
and
Date
of Birth |
Position
Held
with
the
Trust |
Date
Commenced
Service |
Principal
Occupation
During
Past 5 Years |
Number
of Portfolios
in
Fund Complex
Overseen
by Trustee |
Other
Directorships
Held
During
the
Past
5 Years |
David
C.
Brown**,
Born
May 1972 |
Trustee |
May
2008 |
Chief
Executive Officer
and
Chairman
(2013-present),
Victory
Capital
Management
Inc.; Chief
Executive
Officer and
Chairman
(2013-present),
Victory
Capital
Holdings, Inc.;
Director,
Victory Capital
Services,
Inc. (2013-
present);
Director,
Victory
Capital Transfer
Agency,
Inc. (2019-
present) |
114
portfolios
comprised
of 37
portfolios
in the Trust,
26
portfolios in Victory
Portfolios
II, 6
portfolios
in Victory
Variable
Insurance
Funds,
and 45 portfolios
in
Victory Portfolios III. |
Trustee,
Victory
Portfolios
III;
Board
Member,
Victory
Capital
Services,
Inc. |
Name
and
Date
of Birth |
Position
with
the
Trust |
Date
Commenced
Service |
Principal
Occupation
During
Past 5 Years |
James
K. De Vries
Born
April 1969 |
President |
May
2023 |
Head
of Fund Administration (5/1/23-present);Vice
President,
Victory Capital Transfer Agency, Inc.
(4/20/23-present);
Executive Director, the Adviser
(7/1/19-4/30/23
present); Executive Director, Investment
and
Financial Administration, USAA (2012-6/30/19);
Treasurer,
USAA Mutual Funds Trust (2018-4/30/23).
Mr.
De Vries also serves as the Principal Executive
Officer
for the Funds, Victory Portfolios II, Victory
Portfolios
III, and Victory Variable Insurance Funds.. |
Scott
A. Stahorsky,
Born
July 1969 |
Vice
President |
December
2014 |
Director,
Third-Party Dealer Services & Reg
Administration,
Fund Administration, the Adviser
(5/1/2023-present);
Vice President, Victory Capital
Transfer
Agency, Inc. (4/20/23-present); Manager, Fund
Administration,
the Adviser (4/30/23- 2015). Mr.
Stahorsky
also serves as Vice President of Victory
Portfolios
II, Victory Portfolios III, and Victory Variable
Insurance
Funds.. |
Thomas
Dusenberry,
Born
July 1977 |
Secretary |
May
2022 |
Director,
Fund Administration, the Adviser; Treasurer
and
Principal Financial Officer (May 2023-present);
Manager,
Fund Administration, the Adviser; Treasurer
and
Principal Financial Officer (2020-2022), Assistant
Treasurer
(2019), Salient MF Trust, Salient Midstream,
MLP
Fund and Forward Funds; Principal Financial
Officer
(2018-2021) and Treasurer (2020-2021), Salient
Private
Access Funds and Endowment PMF Funds;
Senior
Vice President of Fund Accounting and
Operations,
Salient Partners (2020-2022); Director of
Fund
Operations, Salient Partners (2016-2019). Mr.
Dusenberry
also serves as Secretary of Victory
Portfolios
II, Victory Portfolios III, and Victory Variable
Insurance
Funds.. |
Allan
Shaer,
Born
March 1965 |
Treasurer |
May
2017 |
Senior
Vice President, Financial Administration, Citi
Fund
Services Ohio, Inc. (since 2016); Vice President,
Mutual
Fund Administration, JP Morgan Chase
(2011-2016).
Mr. Shaer also serves as Treasurer of
Victory
Portfolios II, Victory Portfolios III, and Victory
Variable
Insurance Funds.. |
Christopher
Ponte,
Born
March 1984 |
Assistant
Treasurer |
December
2017 |
Director,
Fund and Broker Dealer Finance, Fund
Administration,
(5/1/23-present); Victory Capital
Transfer
Agency, Inc. (May 2023-present); Manager,
Fund
Administration, the Adviser (2017-2023); Chief
Financial
Officer, Victory Capital Services, Inc. (since
2018).
Mr. Ponte also serves as Assistant Treasurer of
Victory
Portfolios II, Victory Portfolios III, and Victory
Variable
Insurance Funds.. |
Name
and
Date
of Birth |
Position
with
the
Trust |
Date
Commenced
Service |
Principal
Occupation
During
Past 5 Years |
Carol
D. Trevino
Born
October 1965 |
Assistant
Treasurer |
February
2023 |
Director,
Financial Reporting, Fund Administration
(5/1/23-present);
Director, Accounting and Finance, the
Adviser
(7/1/19-4/30/23); Accounting/ Financial
Director,
USAA (12/13-6/30/19). Ms. Trevino also
serves
as Assistant Treasurer of Victory Portfolios II,
Victory
Portfolios III, and Victory Variable Insurance
Funds.. |
Sean
Fox,
Born
September
1976 |
Chief
Compliance
Officer |
June
2022 |
Sr.
Compliance Officer, the Adviser (2019-Present);
Compliance
Officer, the Adviser (2015-2019). Mr. Fox
also
serves as Chief Compliance Officer for Victory
Portfolios
II, Victory Portfolios III, and Victory Variable
Insurance
Funds.. |
Michael
Bryan,
Born
December
1962 |
Anti-Money
Laundering
Compliance
Officer
and
Identity
Theft
Officer |
May
2023 |
Vice
President, CCO Compliance Support Services, Citi
Fund
Services Ohio, Inc. (2008-present). Mr. Bryan
also
serves as the Anti-Money Laundering Compliance
Officer
and Identity Theft Officer for Victory Portfolios
II,
Victory Portfolios III, and Victory Variable Insurance
Funds.. |
Jay
G. Baris,
Born
January 1954 |
Assistant
Secretary |
December
1997 |
Partner,
Sidley Austin LLP (since 2020); Partner,
Shearman
& Sterling LLP
(2018-2020). |
Trustee |
Dollar
Range of Beneficial
Ownership
of Fund Shares |
Aggregate
Dollar Range
of
Ownership of Shares
of
All Series of the
Victory
Fund Complex |
Mr.
Adcock |
None |
Over
$100,000 |
Mr.
Andrews |
Fund
for Income: $1 - $10,000
Sycamore
Established Value: Over $100,000 |
Over
$100,000 |
Ms.
Beard |
Fund
for Income: $10,001 - $50,000
Investment
Grade Convertible Fund: $10,001 - $50,000
Sycamore
Established Value: $50,001 - $100,000
Sycamore
Small Company Opportunity: $50,001-$100,000 |
Over
$100,000 |
Mr.
Bushe |
Sycamore
Small Company Opportunity: Over $100,000 |
Over
$100,000 |
Mr.
Kelly |
Diversified
Stock: $50,001 - $100,000
Special
Value: $50,001 - $100,000
Sycamore
Established Value: $50,001 - $100,000
Sycamore
Small Company Opportunity: $50,001 - $100,000 |
Over
$100,000 |
Mr.
Meyer |
Diversified
Stock: $50,001 - $100,000
Sycamore
Established Value: $10,001 - $50,000
Sycamore
Small Company Opportunity: $50,001 - $100,000 |
Over
$100,000 |
Ms.
Nelund |
None |
Over
$100,000 |
Mr.
Wilson |
None |
None |
Trustee |
Dollar
Range of Beneficial Ownership of Fund Shares |
Aggregate
Dollar Range
of
Ownership of Shares
of
All Series of the
Victory
Fund Complex |
Mr.
Pettee |
None |
None |
Trustee |
Dollar
Range of Beneficial Ownership of Fund Shares |
Aggregate
Dollar Range
of
Ownership of Shares
of
All Series of the
Victory
Fund Complex |
Mr.
Brown* |
Fund
for Income: Over $100,000
Investment
Grade Convertible Fund: Over $100,000
Sycamore
Established Value: Over $100,000
Sycamore
Small Company Opportunity: Over $100,000 |
Over
$100,000 |
Trustee |
Aggregate
Compensation
from
the Funds |
Total
Compensation from the
Victory
Fund Complex |
Mr.
Adcock |
$166,621 |
$344,000 |
Mr.
Andrews* |
$166,621 |
$344,000 |
Ms.
Beard |
$166,621 |
$344,000 |
Mr.
Bushe |
$166,621 |
$344,000 |
Mr.
Kelly |
$239,275 |
$494,000 |
Mr.
Meyer |
$166,621 |
$344,000 |
Ms.
Nelund |
$166,621 |
$344,000 |
Mr.
Wilson |
$166,621 |
$344,000 |
Trustee |
Aggregate
Compensation
from
the Funds |
Total
Compensation from the
Victory
Fund Complex |
Mr.
Pettee* |
$86,281 |
$172,000 |
Trustee |
Aggregate
Compensation
from
the Funds |
Total
Compensation from the
Victory
Fund Complex |
Mr.
Brown* |
None |
None |
Trustee |
Aggregate
Compensation
from
the Funds |
Total
Compensation from the
Victory
Fund Complex |
Mr.
Adcock* |
$24,993 |
$51,600 |
Ms.
Beard** |
$22,583 |
$46,440 |
Mr.
Bushe*** |
$83,310 |
$172,000 |
Fund
- Class |
Name
and Address of Owner |
Percentage
Owned
of
Record |
VICTORY
DIVERSIFIED STOCK FUND CL A |
NORTHERN
TRUST COMPANY TRUSTEE
MERILLAT
PO
BOX 92956
CHICAGO
IL 606752956 |
19.78% |
|
PERSHING
LLC
ONE
PERSHING PLAZA
PRODUCT
SUPPORT, 14TH FLOOR
JERSEY
CITY NJ 07399 |
10.70% |
|
UBS
FINANCIAL SERVICES INC.
C/O
CENTRAL DEPOSIT/MUTUAL FUNDS
1000
HARBOR BLVD 7TH FL
A/C
YY011410610
WEEHAWKEN
NJ 070866727 |
6.56% |
|
NATIONAL
FINANCIAL SERVICES LLC
NEWPORT
OFFICE CENTER III 5TH FLOOR
499
WASHINGTON BOULEVARD
JERSEY
CITY NJ 07310 |
6.23% |
Fund
- Class |
Name
and Address of Owner |
Percentage
Owned
of
Record |
|
CHARLES
SCHWAB & CO., INC.
211
MAIN STREET
SAN
FRANCISCO CA 94105 |
6.14% |
VICTORY
DIVERSIFIED STOCK FUND CL C |
LPL
FINANCIAL CORPORATION
75
STATE STREET, 24TH FLOOR
BOSTON
MA 02109 |
30.17% |
|
RAYMOND
JAMES & ASSOCIATES, INC.
880
CARILLON PARKWAY
ST
PETERSBURG FL 337332749 |
24.55% |
|
MORGAN
STANLEY SMITH BARNEY LLC
2000
WESTCHESTER AVE LD
PURCHASE
NY 105772530 |
6.76% |
|
PERSHING
LLC
ONE
PERSHING PLAZA
PRODUCT
SUPPORT, 14TH FLOOR
JERSEY
CITY NJ 07399 |
6.51% |
|
UBS
FINANCIAL SERVICES INC.
C/O
CENTRAL DEPOSIT/MUTUAL FUNDS
1000
HARBOR BLVD 7TH FL
A/C
YY011410610
WEEHAWKEN
NJ 070866727 |
6.26% |
|
MATRIX
TRUST COMPANY CUST
RAZE
TECHNOLOGIES
717
17TH STREET
SUITE
1300
DENVER
CO 80202 |
5.95% |
|
CHARLES
SCHWAB & CO., INC.
211
MAIN STREET
SAN
FRANCISCO CA 94105 |
5.48% |
VICTORY
DIVERSIFIED STOCK FUND CL I |
CHARLES
SCHWAB & CO., INC.
211
MAIN STREET
SAN
FRANCISCO CA 94105 |
20.21% |
|
NATIONAL
FINANCIAL SERVICES LLC
NEWPORT
OFFICE CENTER III 5TH FLOOR
499
WASHINGTON BOULEVARD
JERSEY
CITY NJ 07310 |
12.50% |
|
FIIOC
TROVILLION
INVEISS & DEMAKIS
401K
PROFIT SHARING PLAN
100
MAGELLAN WAY KW1C
COVINGTON
KY 410151987 |
11.85% |
|
UBS
FINANCIAL SERVICES INC.
C/O
CENTRAL DEPOSIT/MUTUAL FUNDS
1000
HARBOR BLVD 7TH FL
A/C
YY011410610
WEEHAWKEN
NJ 070866727 |
7.47% |
|
RAYMOND
JAMES & ASSOCIATES, INC.
880
CARILLON PARKWAY
ST
PETERSBURG FL 337332749 |
7.12% |
|
PRUDENTIAL
INV MNGMNT
SRVCS/RETIREMENT
280
TRUMBULL ST
HARTFORD
CT 06103 |
7.00% |
|
PERSHING
LLC
ONE
PERSHING PLAZA
PRODUCT
SUPPORT, 14TH FLOOR
JERSEY
CITY NJ 07399 |
5.96% |
Fund
- Class |
Name
and Address of Owner |
Percentage
Owned
of
Record |
|
LPL
FINANCIAL CORPORATION
75
STATE STREET, 24TH FLOOR
BOSTON
MA 02109 |
5.83% |
VICTORY
DIVERSIFIED STOCK FUND CL R |
UBS
FINANCIAL SERVICES INC.
C/O
CENTRAL DEPOSIT/MUTUAL FUNDS
1000
HARBOR BLVD 7TH FL
A/C
YY011410610
WEEHAWKEN
NJ 070866727 |
46.79% |
|
PERSHING
LLC
ONE
PERSHING PLAZA
PRODUCT
SUPPORT, 14TH FLOOR
JERSEY
CITY NJ 07399 |
12.16% |
VICTORY
DIVERSIFIED STOCK FUND CL R6 |
FIIOC
TROVILLION
INVEISS & DEMAKIS
401K
PROFIT SHARING PLAN
100
MAGELLAN WAY KW1C
COVINGTON
KY 410151987 |
43.61% |
|
CAPITAL
BANK TRUST COMPANY TTEE F
THE
WOLPIN COMPANY EMPLOYEES 401K
8515
E ORCHARD RD 2T2
GREENWOOD
VILLAGE CO 80111 |
33.29% |
|
EMPOWER
TRUST FBO
EMPLOYEE
BENEFITS CLIENTS 401K
8515
E ORCHARD RD 2T2
GREENWOOD
VILLAGE CO 80111 |
8.59% |
|
PERSHING
LLC
ONE
PERSHING PLAZA
PRODUCT
SUPPORT, 14TH FLOOR
JERSEY
CITY NJ 07399 |
6.56% |
VICTORY
DIVERSIFIED STOCK FUND CL Y |
RAYMOND
JAMES & ASSOCIATES, INC.
880
CARILLON PARKWAY
ST
PETERSBURG FL 337332749 |
67.58% |
|
LPL
FINANCIAL CORPORATION
75
STATE STREET, 24TH FLOOR
BOSTON
MA 02109 |
16.68% |
|
MERRILL
LYNCH, PIERCE, FENNER & SMITH
ATTN:
COMPENSATION TEAM
4800
DEER LAKE DR E FL 2
JACKSONVILLE
FL 322466484 |
11.87% |
VICTORY
FUND FOR INCOME CL A |
CHARLES
SCHWAB & CO., INC.
211
MAIN STREET
SAN
FRANCISCO CA 94105 |
16.63% |
|
NATIONAL
FINANCIAL SERVICES LLC
NEWPORT
OFFICE CENTER III 5TH FLOOR
499
WASHINGTON BOULEVARD
JERSEY
CITY NJ 07310 |
13.04% |
|
EDWARD
D. JONES & CO., L.P.
12555
MANCHESTER ROAD
SAINT
LOUIS MO 631313729 |
12.50% |
|
PERSHING
LLC
ONE
PERSHING PLAZA
PRODUCT
SUPPORT, 14TH FLOOR
JERSEY
CITY NJ 07399 |
7.64% |
|
UBS
FINANCIAL SERVICES INC.
C/O
CENTRAL DEPOSIT/MUTUAL FUNDS
1000
HARBOR BLVD 7TH FL
A/C
YY011410610
WEEHAWKEN
NJ 070866727 |
7.07% |
Fund
- Class |
Name
and Address of Owner |
Percentage
Owned
of
Record |
|
MERRILL
LYNCH, PIERCE, FENNER & SMITH
ATTN:
COMPENSATION TEAM
4800
DEER LAKE DR E FL 2
JACKSONVILLE
FL 322466484 |
6.51% |
|
MORGAN
STANLEY SMITH BARNEY LLC
2000
WESTCHESTER AVE LD
PURCHASE
NY 105772530 |
5.16% |
VICTORY
FUND FOR INCOME CL C |
PERSHING
LLC
ONE
PERSHING PLAZA
PRODUCT
SUPPORT, 14TH FLOOR
JERSEY
CITY NJ 07399 |
23.41% |
|
WELLS
FARGO CLEARING SERVICES, LLC.
ATTN:
DEBBIE BELL MAILCODE: MO3970
1
NORTH JEFFERSON AVENUE
ST.
LOUIS MO 63103 |
15.19% |
|
RBC
CAPITAL MARKETS LLC
60
SOUTH SIX STREET P08
MINNEAPOLIS
MN 554024400 |
14.26% |
|
LPL
FINANCIAL CORPORATION
75
STATE STREET, 24TH FLOOR
BOSTON
MA 02109 |
14.23% |
|
RAYMOND
JAMES & ASSOCIATES, INC.
880
CARILLON PARKWAY
ST
PETERSBURG FL 337332749 |
12.44% |
|
AMERIPRISE
FINANCIAL SERVICES, INC.
5221
AMERIPRISE FINANCIAL CENTER
MINNEAPOLIS
MN 55474 |
9.11% |
VICTORY
FUND FOR INCOME CL I |
RBC
CAPITAL MARKETS LLC
60
SOUTH SIX STREET P08
MINNEAPOLIS
MN 554024400 |
30.89% |
|
NATIONAL
FINANCIAL SERVICES LLC
NEWPORT
OFFICE CENTER III 5TH FLOOR
499
WASHINGTON BOULEVARD
JERSEY
CITY NJ 07310 |
18.10% |
|
CHARLES
SCHWAB & CO., INC.
211
MAIN STREET
SAN
FRANCISCO CA 94105 |
7.54% |
|
KEYBANK
NA
WEIGLE
FRED J JR FAMILY TR AGTR PRI
2176096
2
P
O BOX 94871
CLEVELAND
OH 441014871 |
6.52% |
|
COGNIZANT
TECHNOLOGY SOLUTIONS
CORP
ATTN
ROBERT TELESMANIC
500
FRANK W BURR BLVD
TEANECK
NJ 07666 |
5.20% |
|
NATIONWIDE
INVESTMENT SERVICES CORP.
CO
IPO PORTFOLIO ACCOUNTING
PO
BOX 182029
COLUMBUS
OH 432182029 |
5.04% |
VICTORY
FUND FOR INCOME CL R |
UBS
FINANCIAL SERVICES INC.
C/O
CENTRAL DEPOSIT/MUTUAL FUNDS
1000
HARBOR BLVD 7TH FL
A/C
YY011410610
WEEHAWKEN
NJ 070866727 |
42.04% |
Fund
- Class |
Name
and Address of Owner |
Percentage
Owned
of
Record |
|
CHARLES
SCHWAB & CO., INC.
211
MAIN STREET
SAN
FRANCISCO CA 94105 |
8.50% |
|
MINNESOTA
LIFE INSURANCE COMPANY
400
ROBERT STREET NORTH
SAINT
PAUL MN 55101 |
8.33% |
|
PERSHING
LLC
ONE
PERSHING PLAZA
PRODUCT
SUPPORT, 14TH FLOOR
JERSEY
CITY NJ 07399 |
7.06% |
VICTORY
FUND FOR INCOME CL R6 |
TRADEUP
SECURITIES INC.
101
EISENHOWER PKWY
ROSELAND
NJ 07068 |
62.40% |
|
VICTORY
CAPITAL MANAGEMENT INC
C/O
CATHY SAVVAS CONTROLLER
4900
TIEDEMAN ROAD 4TH FLOOR
BROOKLYN
OH 44144 |
15.58% |
|
NATIONAL
FINANCIAL SERVICES LLC
NEWPORT
OFFICE CENTER III 5TH FLOOR
499
WASHINGTON BOULEVARD
JERSEY
CITY NJ 07310 |
8.61% |
VICTORY
FUND FOR INCOME CL Y |
AMERIPRISE
FINANCIAL SERVICES, INC.
5221
AMERIPRISE FINANCIAL CENTER
MINNEAPOLIS
MN 55474 |
90.18% |
|
LPL
FINANCIAL CORPORATION
75
STATE STREET, 24TH FLOOR
BOSTON
MA 02109 |
8.49% |
VICTORY
FUND FOR INCOME MEMBER
CLASS |
WILLIAM
C SMITH
ROTH
IRA
2779
AVALANCHE HTS
COLORADO
SPGS CO 809181592 |
9.28% |
|
BETTY
C BUCK
TERESA
B JACOBSON
BETTY
COYL BUCK REVOCABLE TR
DTD
9/29/22
1314
MIRALESTE DRIVE
SAN
LUIS OBISPO CA 93401 |
7.89% |
|
CHARLES
A BRYANT
ANITA
C BRYANT
JTWROS
9075
GAYLORD DR APT 25
HOUSTON
TX 77024 |
7.50% |
|
NANCY
P FAIRFAX
IRA
20515
95TH ST SE
SNOHOMISH
WA 982907233 |
6.97% |
VICTORY
INVESTMENT GRADE
CONVERTIBLE
FUND CL A |
CHARLES
SCHWAB & CO., INC.
211
MAIN STREET
SAN
FRANCISCO CA 94105 |
20.42% |
|
MORGAN
STANLEY SMITH BARNEY LLC
2000
WESTCHESTER AVE LD
PURCHASE
NY 105772530 |
13.24% |
|
AMERIPRISE
FINANCIAL SERVICES, INC.
5221
AMERIPRISE FINANCIAL CENTER
MINNEAPOLIS
MN 55474 |
13.16% |
Fund
- Class |
Name
and Address of Owner |
Percentage
Owned
of
Record |
|
MERRILL
LYNCH, PIERCE, FENNER & SMITH
ATTN:
COMPENSATION TEAM
4800
DEER LAKE DR E FL 2
JACKSONVILLE
FL 322466484 |
12.36% |
|
NATIONAL
FINANCIAL SERVICES LLC
NEWPORT
OFFICE CENTER III 5TH FLOOR
499
WASHINGTON BOULEVARD
JERSEY
CITY NJ 07310 |
9.07% |
|
WELLS
FARGO CLEARING SERVICES, LLC.
ATTN:
DEBBIE BELL MAILCODE: MO3970
1
NORTH JEFFERSON AVENUE
ST.
LOUIS MO 63103 |
7.90% |
VICTORY
INVESTMENT GRADE
CONVERTIBLE
FUND CL I |
MORGAN
STANLEY SMITH BARNEY LLC
2000
WESTCHESTER AVE LD
PURCHASE
NY 105772530 |
28.69% |
|
RAYMOND
JAMES & ASSOCIATES, INC.
880
CARILLON PARKWAY
ST
PETERSBURG FL 337332749 |
15.51% |
|
CHARLES
SCHWAB & CO., INC.
211
MAIN STREET
SAN
FRANCISCO CA 94105 |
14.03% |
|
UBS
FINANCIAL SERVICES INC.
C/O
CENTRAL DEPOSIT/MUTUAL FUNDS
1000
HARBOR BLVD 7TH FL
A/C
YY011410610
WEEHAWKEN
NJ 070866727 |
10.81% |
|
NATIONAL
FINANCIAL SERVICES LLC
NEWPORT
OFFICE CENTER III 5TH FLOOR
499
WASHINGTON BOULEVARD
JERSEY
CITY NJ 07310 |
7.09% |
|
AMERIPRISE
FINANCIAL SERVICES, INC.
5221
AMERIPRISE FINANCIAL CENTER
MINNEAPOLIS
MN 55474 |
6.35% |
VICTORY
INVESTMENT GRADE
CONVERTIBLE
FUND MEMBER CL |
VALERIE
A WARD
OF
ARNE M ANDERSEN
BENEFICIARY
IRA
6230
59TH CT
VERO
BEACH FL 32967 |
8.57% |
|
THERESA
K TOERNER
/06291222/
32610
SUNRISE DR
MAGNOLIA
TX 773542617 |
8.50% |
|
MATTHEW
E BREWER
OF
RONALD G SHERRILL
BENEFICIARY
ROTH IRA
701
COBBLESTONE BLVD UNIT # 205
FREDERICKSBRG
VA 224016619 |
5.53% |
|
DEBORAH
K PHILLIPS
IRA
708
LONGBRANCH RD
HOHENWALD
TN 384625185 |
5.10% |
VICTORY
SPECIAL VALUE FUND CL A |
TALCOTT
RESOLUTION LIFE INSURANCE CO
PO
BOX 5051
HARTFORD
CT 06102 |
26.00% |
|
CHARLES
SCHWAB & CO., INC.
211
MAIN STREET
SAN
FRANCISCO CA 94105 |
7.76% |
Fund
- Class |
Name
and Address of Owner |
Percentage
Owned
of
Record |
|
NATIONAL
FINANCIAL SERVICES LLC
NEWPORT
OFFICE CENTER III 5TH FLOOR
499
WASHINGTON BOULEVARD
JERSEY
CITY NJ 07310 |
7.52% |
|
PERSHING
LLC
ONE
PERSHING PLAZA
PRODUCT
SUPPORT, 14TH FLOOR
JERSEY
CITY NJ 07399 |
7.52% |
|
MERRILL
LYNCH, PIERCE, FENNER & SMITH
ATTN:
COMPENSATION TEAM
4800
DEER LAKE DR E FL 2
JACKSONVILLE
FL 322466484 |
7.40% |
|
STATE
STREET BANK AND TRUST AS
TRUSTEE
AND/OR
CUSTODIAN FBO ADP ACCESS
PRODUCT
1
LINCOLN ST
BOSTON
MA 021112901 |
6.95% |
|
LPL
FINANCIAL CORPORATION
75
STATE STREET, 24TH FLOOR
BOSTON
MA 02109 |
5.52% |
|
WELLS
FARGO CLEARING SERVICES, LLC.
ATTN:
DEBBIE BELL MAILCODE: MO3970
1
NORTH JEFFERSON AVENUE
ST.
LOUIS MO 63103 |
5.04% |
VICTORY
SPECIAL VALUE FUND CL C |
VRSCO
FBO
AIGFSB CUST TTEE FBO
CHARLES
E SMITH LIFE COMM 457F
2727-A
ALLEN PARKWAY 4-D1
HOUSTON
TX 77019 |
83.41% |
|
EDWARD
D. JONES & CO., L.P.
12555
MANCHESTER ROAD
SAINT
LOUIS MO 631313729 |
6.52% |
|
RAYMOND
JAMES & ASSOCIATES, INC.
880
CARILLON PARKWAY
ST
PETERSBURG FL 337332749 |
6.34% |
VICTORY
SPECIAL VALUE FUND CL I |
CHARLES
SCHWAB & CO., INC.
211
MAIN STREET
SAN
FRANCISCO CA 94105 |
29.56% |
|
WELLS
FARGO CLEARING SERVICES, LLC.
ATTN:
DEBBIE BELL MAILCODE: MO3970
1
NORTH JEFFERSON AVENUE
ST.
LOUIS MO 63103 |
14.88% |
|
LPL
FINANCIAL CORPORATION
75
STATE STREET, 24TH FLOOR
BOSTON
MA 02109 |
11.57% |
|
OPPENHEIMER
& CO. INC.
85
BROAD STREET
22ND,
24TH FLOOR
NEW
YORK NY 10004 |
9.36% |
|
MERRILL
LYNCH, PIERCE, FENNER & SMITH
ATTN:
COMPENSATION TEAM
4800
DEER LAKE DR E FL 2
JACKSONVILLE
FL 322466484 |
6.60% |
VICTORY
SPECIAL VALUE FUND CL R |
TALCOTT
RESOLUTION LIFE INSURANCE CO
PO
BOX 5051
HARTFORD
CT 06102 |
49.69% |
Fund
- Class |
Name
and Address of Owner |
Percentage
Owned
of
Record |
|
ASCENSUS
TRUST COMPANY FBO
AFC
RETIREMENT PLAN 686877
P
O BOX 10758
FARGO
ND 58106 |
13.12% |
|
EMPOWER
TRUST FBO
EMPLOYEE
BENEFITS CLIENTS 401K
8515
E ORCHARD RD 2T2
GREENWOOD
VILLAGE CO 80111 |
9.63% |
|
MATRIX
TRUST COMPANY CUST
RAZE
TECHNOLOGIES
717
17TH STREET
SUITE
1300
DENVER
CO 80202 |
5.35% |
|
STATE
STREET BANK AND TRUST AS
TRUSTEE
AND/OR
CUSTODIAN FBO ADP ACCESS
PRODUCT
1
LINCOLN ST
BOSTON
MA 021112901 |
5.18% |
VICTORY
SPECIAL VALUE FUND CL Y |
LPL
FINANCIAL CORPORATION
75
STATE STREET, 24TH FLOOR
BOSTON
MA 02109 |
27.65% |
|
RBC
CAPITAL MARKETS LLC
60
SOUTH SIX STREET P08
MINNEAPOLIS
MN 554024400 |
20.55% |
|
PERSHING
LLC
ONE
PERSHING PLAZA
PRODUCT
SUPPORT, 14TH FLOOR
JERSEY
CITY NJ 07399 |
20.17% |
|
RAYMOND
JAMES & ASSOCIATES, INC.
880
CARILLON PARKWAY
ST
PETERSBURG FL 337332749 |
12.18% |
|
MERRILL
LYNCH, PIERCE, FENNER & SMITH
ATTN:
COMPENSATION TEAM
4800
DEER LAKE DR E FL 2
JACKSONVILLE
FL 322466484 |
10.69% |
VICTORY
STRATEGIC ALLOCATION FUND
CL
A |
PERSHING
LLC
ONE
PERSHING PLAZA
PRODUCT
SUPPORT, 14TH FLOOR
JERSEY
CITY NJ 07399 |
13.74% |
|
LPL
FINANCIAL CORPORATION
75
STATE STREET, 24TH FLOOR
BOSTON
MA 02109 |
11.18% |
|
NATIONAL
FINANCIAL SERVICES LLC
NEWPORT
OFFICE CENTER III 5TH FLOOR
499
WASHINGTON BOULEVARD
JERSEY
CITY NJ 07310 |
11.11% |
|
CHARLES
SCHWAB & CO., INC.
211
MAIN STREET
SAN
FRANCISCO CA 94105 |
9.44% |
|
AMERIPRISE
FINANCIAL SERVICES, INC.
5221
AMERIPRISE FINANCIAL CENTER
MINNEAPOLIS
MN 55474 |
8.10% |
|
WELLS
FARGO CLEARING SERVICES, LLC.
ATTN:
DEBBIE BELL MAILCODE: MO3970
1
NORTH JEFFERSON AVENUE
ST.
LOUIS MO 63103 |
5.45% |
Fund
- Class |
Name
and Address of Owner |
Percentage
Owned
of
Record |
VICTORY
STRATEGIC ALLOCATION FUND
CL
C |
RAYMOND
JAMES & ASSOCIATES, INC.
880
CARILLON PARKWAY
ST
PETERSBURG FL 337332749 |
45.45% |
|
LPL
FINANCIAL CORPORATION
75
STATE STREET, 24TH FLOOR
BOSTON
MA 02109 |
17.07% |
|
PERSHING
LLC
ONE
PERSHING PLAZA
PRODUCT
SUPPORT, 14TH FLOOR
JERSEY
CITY NJ 07399 |
12.20% |
|
CHARLES
SCHWAB & CO., INC.
211
MAIN STREET
SAN
FRANCISCO CA 94105 |
7.79% |
|
WELLS
FARGO CLEARING SERVICES, LLC.
ATTN:
DEBBIE BELL MAILCODE: MO3970
1
NORTH JEFFERSON AVENUE
ST.
LOUIS MO 63103 |
5.70% |
VICTORY
STRATEGIC ALLOCATION FUND
CL
I |
VICTORY
CAPITAL MANAGEMENT INC
C/O
CATHY SAVVAS CONTROLLER
4900
TIEDEMAN ROAD 4TH FLOOR
BROOKLYN
OH 44144 |
31.69% |
|
PERSHING
LLC
ONE
PERSHING PLAZA
PRODUCT
SUPPORT, 14TH FLOOR
JERSEY
CITY NJ 07399 |
16.78% |
|
LPL
FINANCIAL CORPORATION
75
STATE STREET, 24TH FLOOR
BOSTON
MA 02109 |
12.44% |
|
AMERIPRISE
FINANCIAL SERVICES, INC.
5221
AMERIPRISE FINANCIAL CENTER
MINNEAPOLIS
MN 55474 |
8.31% |
|
WELLS
FARGO CLEARING SERVICES, LLC.
ATTN:
DEBBIE BELL MAILCODE: MO3970
1
NORTH JEFFERSON AVENUE
ST.
LOUIS MO 63103 |
7.92% |
|
RAYMOND
JAMES & ASSOCIATES, INC.
880
CARILLON PARKWAY
ST
PETERSBURG FL 337332749 |
6.66% |
|
CHARLES
SCHWAB & CO., INC.
211
MAIN STREET
SAN
FRANCISCO CA 94105 |
6.43% |
|
NATIONAL
FINANCIAL SERVICES LLC
NEWPORT
OFFICE CENTER III 5TH FLOOR
499
WASHINGTON BOULEVARD
JERSEY
CITY NJ 07310 |
6.35% |
VICTORY
STRATEGIC ALLOCATION FUND
CL
R |
JAMES
EDWARD WEITZEL
SIMPLE
IRA
2962
CREAM RIDGE RD
ORWELL
OH 440769308 |
23.19% |
|
MORGAN
STANLEY SMITH BARNEY LLC
2000
WESTCHESTER AVE LD
PURCHASE
NY 105772530 |
21.31% |
|
PERSHING
LLC
ONE
PERSHING PLAZA
PRODUCT
SUPPORT, 14TH FLOOR
JERSEY
CITY NJ 07399 |
17.69% |
Fund
- Class |
Name
and Address of Owner |
Percentage
Owned
of
Record |
|
JAMES
WILLIAM HOFFMAN
SIMPLE
IRA
9647
PIERCE RD
GARRETTSVILLE
OH 442319424 |
12.71% |
|
STIFEL,
NICOLAUS & COMPANY,
INCORPORATED
501
NORTH BROADWAY
SAINT
LOUIS MO 63102 |
8.62% |
|
MATRIX
TRUST COMPANY AGENT FOR TRP
RPS
RK FBO 401K
CARROLL
VOUNESSEA LLP 401 K
3
ESSEX GREEN DR STE 5
PEABODY
MA 019602913 |
5.10% |
VICTORY
SYCAMORE ESTABLISHED VALUE
FUND
CL A |
MERRILL
LYNCH, PIERCE, FENNER & SMITH
ATTN:
COMPENSATION TEAM
4800
DEER LAKE DR E FL 2
JACKSONVILLE
FL 322466484 |
15.45% |
|
CHARLES
SCHWAB & CO., INC.
211
MAIN STREET
SAN
FRANCISCO CA 94105 |
15.33% |
|
FIIOC
TROVILLION
INVEISS & DEMAKIS
401K
PROFIT SHARING PLAN
100
MAGELLAN WAY KW1C
COVINGTON
KY 410151987 |
8.76% |
|
NATIONAL
FINANCIAL SERVICES LLC
NEWPORT
OFFICE CENTER III 5TH FLOOR
499
WASHINGTON BOULEVARD
JERSEY
CITY NJ 07310 |
7.97% |
|
STATE
STREET BANK AND TRUST AS
TRUSTEE
AND/OR
CUSTODIAN FBO ADP ACCESS
PRODUCT
1
LINCOLN ST
BOSTON
MA 021112901 |
7.38% |
|
EDWARD
D. JONES & CO., L.P.
12555
MANCHESTER ROAD
SAINT
LOUIS MO 631313729 |
6.50% |
|
EMPOWER
TRUST FBO
EMPLOYEE
BENEFITS CLIENTS 401K
8515
E ORCHARD RD 2T2
GREENWOOD
VILLAGE CO 80111 |
6.48% |
VICTORY
SYCAMORE ESTABLISHED VALUE
FUND
CL C |
EDWARD
D. JONES & CO., L.P.
12555
MANCHESTER ROAD
SAINT
LOUIS MO 631313729 |
22.29% |
|
WELLS
FARGO CLEARING SERVICES, LLC.
ATTN:
DEBBIE BELL MAILCODE: MO3970
1
NORTH JEFFERSON AVENUE
ST.
LOUIS MO 63103 |
18.18% |
|
PERSHING
LLC
ONE
PERSHING PLAZA
PRODUCT
SUPPORT, 14TH FLOOR
JERSEY
CITY NJ 07399 |
10.88% |
|
LPL
FINANCIAL CORPORATION
75
STATE STREET, 24TH FLOOR
BOSTON
MA 02109 |
8.68% |
Fund
- Class |
Name
and Address of Owner |
Percentage
Owned
of
Record |
|
CHARLES
SCHWAB & CO., INC.
211
MAIN STREET
SAN
FRANCISCO CA 94105 |
8.65% |
|
AMERIPRISE
FINANCIAL SERVICES, INC.
5221
AMERIPRISE FINANCIAL CENTER
MINNEAPOLIS
MN 55474 |
7.83% |
|
RAYMOND
JAMES & ASSOCIATES, INC.
880
CARILLON PARKWAY
ST
PETERSBURG FL 337332749 |
7.44% |
|
NATIONAL
FINANCIAL SERVICES LLC
NEWPORT
OFFICE CENTER III 5TH FLOOR
499
WASHINGTON BOULEVARD
JERSEY
CITY NJ 07310 |
5.51% |
VICTORY
SYCAMORE ESTABLISHED VALUE
FUND
CL I |
CHARLES
SCHWAB & CO., INC.
211
MAIN STREET
SAN
FRANCISCO CA 94105 |
18.68% |
|
NATIONAL
FINANCIAL SERVICES LLC
NEWPORT
OFFICE CENTER III 5TH FLOOR
499
WASHINGTON BOULEVARD
JERSEY
CITY NJ 07310 |
14.98% |
|
FIIOC
TROVILLION
INVEISS & DEMAKIS
401K
PROFIT SHARING PLAN
100
MAGELLAN WAY KW1C
COVINGTON
KY 410151987 |
9.26% |
|
SEI
PRIVATE TRUST COMPANY
C
O FIRST HORIZON ID 683
ATTN
MUTUAL FUNDS ADMIN
ONE
FREEDOM VALLEY DRIVE
OAKS
PA 19456 |
5.27% |
VICTORY
SYCAMORE ESTABLISHED VALUE
FUND
CL R |
NATIONAL
FINANCIAL SERVICES LLC
NEWPORT
OFFICE CENTER III 5TH FLOOR
499
WASHINGTON BOULEVARD
JERSEY
CITY NJ 07310 |
21.97% |
|
UBS
FINANCIAL SERVICES INC.
C/O
CENTRAL DEPOSIT/MUTUAL FUNDS
1000
HARBOR BLVD 7TH FL
A/C
YY011410610
WEEHAWKEN
NJ 070866727 |
12.84% |
|
EMPOWER
TRUST FBO
EMPLOYEE
BENEFITS CLIENTS 401K
8515
E ORCHARD RD 2T2
GREENWOOD
VILLAGE CO 80111 |
10.38% |
|
STATE
STREET BANK AND TRUST AS
TRUSTEE
AND/OR
CUSTODIAN FBO ADP ACCESS
PRODUCT
1
LINCOLN ST
BOSTON
MA 021112901 |
7.74% |
|
TRADEUP
SECURITIES INC.
101
EISENHOWER PKWY
ROSELAND
NJ 07068 |
6.31% |
|
VOYA
RETIREMENT INSURANCE
ANNUITY
COMPANY
151
FARMINGTON AVE
HARTFORD
CT 061560002 |
5.28% |
Fund
- Class |
Name
and Address of Owner |
Percentage
Owned
of
Record |
VICTORY
SYCAMORE ESTABLISHED VALUE
FUND
CL R6 |
EDWARD
D. JONES & CO., L.P.
12555
MANCHESTER ROAD
SAINT
LOUIS MO 631313729 |
39.82% |
|
FIIOC
TROVILLION
INVEISS & DEMAKIS
401K
PROFIT SHARING PLAN
100
MAGELLAN WAY KW1C
COVINGTON
KY 410151987 |
14.82% |
|
TIAA
TRUST N A AS CUST TTEE
OF
RETIREMENT PLANS
RECORDKEPT
BY TIAA
8500
ANDREW CARNEGIE BLVD
ATTN
FUND OPERATIONS
CHARLOTTE
NC 282628500 |
5.51% |
|
EMPOWER
TRUST FBO
EMPLOYEE
BENEFITS CLIENTS 401K
8515
E ORCHARD RD 2T2
GREENWOOD
VILLAGE CO 80111 |
5.07% |
|
CHARLES
SCHWAB & CO., INC.
211
MAIN STREET
SAN
FRANCISCO CA 94105 |
5.06% |
VICTORY
SYCAMORE ESTABLISHED VALUE
FUND
CL Y |
NATIONAL
FINANCIAL SERVICES LLC
NEWPORT
OFFICE CENTER III 5TH FLOOR
499
WASHINGTON BOULEVARD
JERSEY
CITY NJ 07310 |
62.54% |
|
VANTAGETRUST
- UNITIZED
C
O MISSIONSQUARE RETIREMENT
777
NORTH CAPITOL STREET NE
WASHINGTON
DC 20002 |
19.97% |
|
AMERIPRISE
FINANCIAL SERVICES, INC.
5221
AMERIPRISE FINANCIAL CENTER
MINNEAPOLIS
MN 55474 |
7.48% |
VICTORY
SYCAMORE SMALL COMP
OPPORTUNITY
CL I |
WELLS
FARGO CLEARING SERVICES, LLC.
ATTN:
DEBBIE BELL MAILCODE: MO3970
1
NORTH JEFFERSON AVENUE
ST.
LOUIS MO 63103 |
29.78% |
|
CHARLES
SCHWAB & CO., INC.
211
MAIN STREET
SAN
FRANCISCO CA 94105 |
15.95% |
|
FIIOC
TROVILLION
INVEISS & DEMAKIS
401K
PROFIT SHARING PLAN
100
MAGELLAN WAY KW1C
COVINGTON
KY 410151987 |
11.06% |
|
THE
NORTHERN TRUST COMPANY
DTCC
SAVINGS
333
SOUTH WABASH AVE
CHICAGO
IL 60604 |
5.29% |
VICTORY
SYCAMORE SMALL COMP
OPPORTUNITY
FUND CL A |
MERRILL
LYNCH, PIERCE, FENNER & SMITH
ATTN:
COMPENSATION TEAM
4800
DEER LAKE DR E FL 2
JACKSONVILLE
FL 322466484 |
14.70% |
|
EMPOWER
TRUST FBO
EMPLOYEE
BENEFITS CLIENTS 401K
8515
E ORCHARD RD 2T2
GREENWOOD
VILLAGE CO 80111 |
9.46% |
Fund
- Class |
Name
and Address of Owner |
Percentage
Owned
of
Record |
|
EDWARD
D. JONES & CO., L.P.
12555
MANCHESTER ROAD
SAINT
LOUIS MO 631313729 |
9.18% |
|
CHARLES
SCHWAB & CO., INC.
211
MAIN STREET
SAN
FRANCISCO CA 94105 |
9.07% |
|
STATE
STREET BANK AND TRUST AS
TRUSTEE
AND/OR
CUSTODIAN FBO ADP ACCESS
PRODUCT
1
LINCOLN ST
BOSTON
MA 021112901 |
7.45% |
|
FIIOC
TROVILLION
INVEISS & DEMAKIS
401K
PROFIT SHARING PLAN
100
MAGELLAN WAY KW1C
COVINGTON
KY 410151987 |
7.03% |
|
MASSACHUSETTS
MUTUAL
LIFE
INSURANCE COMPANY
1295
STATE STREET MIP M200-INVST
SPRINGFIELD
MA 01111 |
5.12% |
VICTORY
SYCAMORE SMALL COMP
OPPORTUNITY
FUND CL I |
NATIONAL
FINANCIAL SERVICES LLC
NEWPORT
OFFICE CENTER III 5TH FLOOR
499
WASHINGTON BOULEVARD
JERSEY
CITY NJ 07310 |
5.28% |
VICTORY
SYCAMORE SMALL COMP
OPPORTUNITY
FUND CL R |
TALCOTT
RESOLUTION LIFE INSURANCE CO
PO
BOX 5051
HARTFORD
CT 06102 |
17.32% |
|
FIIOC
TROVILLION
INVEISS & DEMAKIS
401K
PROFIT SHARING PLAN
100
MAGELLAN WAY KW1C
COVINGTON
KY 410151987 |
17.29% |
|
UBS
FINANCIAL SERVICES INC.
C/O
CENTRAL DEPOSIT/MUTUAL FUNDS
1000
HARBOR BLVD 7TH FL
A/C
YY011410610
WEEHAWKEN
NJ 070866727 |
13.58% |
|
NATIONAL
FINANCIAL SERVICES LLC
NEWPORT
OFFICE CENTER III 5TH FLOOR
499
WASHINGTON BOULEVARD
JERSEY
CITY NJ 07310 |
7.39% |
|
STATE
STREET BANK AND TRUST AS
TRUSTEE
AND/OR
CUSTODIAN FBO ADP ACCESS
PRODUCT
1
LINCOLN ST
BOSTON
MA 021112901 |
7.34% |
|
MASSACHUSETTS
MUTUAL
LIFE
INSURANCE COMPANY
1295
STATE STREET MIP M200-INVST
SPRINGFIELD
MA 01111 |
6.31% |
VICTORY
SYCAMORE SMALL COMP
OPPORTUNITY
FUND CL R6 |
EDWARD
D. JONES & CO., L.P.
12555
MANCHESTER ROAD
SAINT
LOUIS MO 631313729 |
47.98% |
Fund
- Class |
Name
and Address of Owner |
Percentage
Owned
of
Record |
|
NATIONAL
FINANCIAL SERVICES LLC
NEWPORT
OFFICE CENTER III 5TH FLOOR
499
WASHINGTON BOULEVARD
JERSEY
CITY NJ 07310 |
17.44% |
|
CHARLES
SCHWAB & CO., INC.
211
MAIN STREET
SAN
FRANCISCO CA 94105 |
5.32% |
VICTORY
SYCAMORE SMALL COMP
OPPORTUNITY
FUND CL Y |
FIIOC
TROVILLION
INVEISS & DEMAKIS
401K
PROFIT SHARING PLAN
100
MAGELLAN WAY KW1C
COVINGTON
KY 410151987 |
68.85% |
|
MATRIX
TRUST COMPANY CUST
RAZE
TECHNOLOGIES
717
17TH STREET
SUITE
1300
DENVER
CO 80202 |
11.21% |
|
AMERIPRISE
FINANCIAL SERVICES, INC.
5221
AMERIPRISE FINANCIAL CENTER
MINNEAPOLIS
MN 55474 |
7.43% |
VICTORY
THB US SMALL OPPORTUNITIES
FUND
CLASS A |
NATIONAL
FINANCIAL SERVICES LLC
NEWPORT
OFFICE CENTER III 5TH FLOOR
499
WASHINGTON BOULEVARD
JERSEY
CITY NJ 07310 |
43.88% |
|
CHARLES
SCHWAB & CO., INC.
211
MAIN STREET
SAN
FRANCISCO CA 94105 |
36.74% |
|
RBC
CAPITAL MARKETS LLC
60
SOUTH SIX STREET P08
MINNEAPOLIS
MN 554024400 |
13.61% |
VICTORY
THB US SMALL OPPORTUNITIES
FUND
CLASS I |
RBC
CAPITAL MARKETS LLC
60
SOUTH SIX STREET P08
MINNEAPOLIS
MN 554024400 |
38.68% |
|
ALBURY'S
OWN PTY LTD
PO
BOX 5570
MAROOCHYDORE
BC QLD AUS 4558 |
23.85% |
|
DF
GLOBAL PTY LTD
LEVEL
1 863 HIGH STREET
ARMADALE
VIC AUS 3143 |
20.48% |
|
SCALZO
FAMILY INVESTMENTS PTY LTD
SCALZO
FAMILY INVESTMENTS TRUST
TR
U/A 10/01/2014
PO
BOX 7411
ST
KILDA ROAD VIC AUS 8004 |
7.39% |
|
CHARLES
SCHWAB & CO., INC.
211
MAIN STREET
SAN
FRANCISCO CA 94105 |
6.70% |
Fund |
Advisory
Fee |
Victory
Diversified Stock Fund |
0.65%
on the first $800 million, 0.60% on the next $1.6 billion and 0.55% on
assets in
excess
of $2.4 billion |
Victory
Special Value Fund |
0.75%
on the first $400 million, 0.65% on the next $400 million and 0.60% on
assets in
excess
of $800 million |
Victory
Sycamore Established
Value
Fund |
0.65%
on the first $100 million, 0.55% on the next $100 million and 0.45% on
assets in
excess
of $200 million |
Victory
Sycamore Small
Company
Opportunity Fund |
0.85%
on the first $500 million and 0.75% on assets in excess of $500
million |
Victory
THB US Small
Opportunities
Fund |
1.15% |
Fund |
Advisory
Fee |
Victory
Investment Grade
Convertible
Fund |
0.75%
on the first $400 million, 0.65% on the next $400 million and 0.60% on
assets in
excess
of $800 million |
Victory
Strategic Allocation
Fund |
0.10% |
Fund |
Advisory
Fee |
Victory
Fund for Income Fund |
0.50%
on the first $400 million, 0.45% on the next $400 million and 0.40% on
assets in
excess
of $800 million |
Fund |
2023 |
2022 |
2021 |
Victory
Diversified Stock Fund |
$1,717,897 |
$1,341,596 |
$1,965,492 |
Victory
Fund for Income |
$2,213,020 |
$1,933,295 |
$3,979,077 |
Victory
Investment Grade Convertible Fund |
$3,011,649 |
$2,218,231 |
$2,675,337 |
Victory
Special Value Fund |
$297,826 |
$234,805 |
$363,870 |
Victory
Strategic Allocation Fund |
$24,381 |
$18,495 |
$28,309 |
Victory
Sycamore Established Value Fund |
$75,564,809 |
$49,719,866 |
$65,950,816 |
Victory
Sycamore Small Company Opportunity Fund |
$49,382,504 |
$34,114,421 |
$50,299,533 |
Victory
THB US Small Opportunities Fund* |
$854,535 |
$600,128 |
$511,741 |
Predecessor
Fund |
2021
|
THB
Asset Management MicroCap Fund |
$486,434
|
Fund |
2023 |
2022 |
2021 |
Victory
Diversified Stock Fund |
$39,984 |
$20,785 |
$28,295 |
Victory
Fund for Income |
$254,817 |
$159,705 |
$197,179 |
Victory
Investment Grade Convertible Fund |
$9,958 |
$14,691 |
$27,913 |
Victory
Special Value Fund |
$69,515 |
$45,320 |
$71,484 |
Victory
Strategic Allocation Fund |
$132,885 |
$94,889 |
$134,758 |
Victory
THB US Small Opportunities Fund |
$124,670 |
$108,917 |
$110,471 |
Predecessor
Fund |
2021 |
THB
Asset Management MicroCap Fund |
$251,477 |
Fund
(Class) |
2023 |
2022 |
2021 |
Victory
Fund for Income (Class R6) |
$163 |
$837 |
$– |
Victory
Fund for Income (Class Y) |
$8,571 |
$– |
$33,736 |
Fund
(Class) |
2023 |
2022 |
2021 |
Victory
Investment Grade Convertible Fund (Class A) |
$– |
$4,516 |
$– |
Fund |
2023 |
2022 |
2021 |
Victory
Diversified Stock Fund |
$2,397 |
$1,503 |
$2,252 |
Victory
Fund for Income |
$4,146 |
$2,949 |
$6,755 |
Victory
Investment Grade Convertible Fund |
$3,749 |
$2,118 |
$2,640 |
Victory
Special Value Fund |
$361 |
$228 |
$367 |
Victory
Strategic Allocation Fund |
$221 |
$134 |
$212 |
Victory
Sycamore Established Value Fund |
$150,029 |
$78,621 |
$106,243 |
Victory
Sycamore Small Company Opportunity Fund |
$58,498 |
$32,541 |
$48,880 |
Victory
THB US Small Opportunities Fund* |
$686 |
$382 |
$1,783 |
Fund |
2023 |
2022 |
2021 |
Victory
Diversified Stock Fund |
$145,379 |
$111,482 |
$169,290 |
Victory
Fund for Income |
$246,068 |
$216,142 |
$477,584 |
Victory
Investment Grade Convertible Fund |
$222,855 |
$162,323 |
$199,509 |
Victory
Special Value Fund |
$21,843 |
$16,910 |
$27,187 |
Victory
Strategic Allocation Fund |
$13,412 |
$9,990 |
$15,854 |
Victory
Sycamore Established Value Fund |
$9,201,086 |
$5,944,381 |
$8,152,349 |
Victory
Sycamore Small Company Opportunity Fund |
$3,585,525 |
$2,433,077 |
$3,714,672 |
Victory
THB US Small Opportunities Fund |
$40,867 |
$28,191 |
$24,160 |
Predecessor
Fund |
2021 |
THB
Asset Management MicroCap Fund |
$70,191 |
Fund |
Gross
income
from
securities
lending
activities |
Fees
paid to
securities
lending
agent
from a
revenue
split |
Rebate
(paid
to
borrower) |
Aggregate
fees/compensation
for
securities
lending
activities |
Net
income
from
securities
lending
activities |
Victory
Diversified
Stock
Fund |
$97,219 |
$448 |
$92,730 |
$93,178 |
$4,041 |
Victory
Fund for
Income |
$- |
$- |
$- |
$- |
$- |
Victory
Investment
Grade
Convertible
Fund |
$1,657,020 |
$95,382 |
$701,001 |
$796,383 |
$860,637 |
Victory
Special
Value
Fund |
$9,232 |
$13 |
$9,100 |
$9,113 |
$119 |
Victory
Strategic
Allocation
Fund |
$- |
$- |
$- |
$- |
$- |
Victory
Sycamore
Established
Value
Fund |
$142,190 |
$258 |
$139,602 |
$139,860 |
$2,330 |
Victory
Sycamore
Small
Company
Opportunity
Fund |
$1,228,125 |
$7,344 |
$1,154,958 |
$1,162,302 |
$65,823 |
Victory
THB US
Small
Opportunities
Fund |
$13,923 |
$287 |
$11,044 |
$11,331 |
$2,592 |
|
2023 |
2022 |
2021 | |||
|
Total
Commissions |
Underwriting
Commissions
Retained |
Total
Commissions |
Underwriting
Commissions
Retained |
Total
Commissions |
Underwriting
Commissions
Retained |
Victory
Diversified Stock Fund |
$2,763 |
$368 |
$3,815 |
$486 |
$11,823 |
$1,636 |
Victory
Fund for Income |
$4,733 |
$495 |
$5,565 |
$709 |
$105,940 |
$13,545 |
Victory
Investment Grade Convertible
Fund |
$3,303 |
$388 |
$7,120 |
$1,040 |
$25,248 |
$2,978 |
|
2023 |
2022 |
2021 | |||
|
Total
Commissions |
Underwriting
Commissions
Retained |
Total
Commissions |
Underwriting
Commissions
Retained |
Total
Commissions |
Underwriting
Commissions
Retained |
Victory
Special Value Fund |
$142 |
$19 |
$1,962 |
$297 |
$2,649 |
$373 |
Victory
Strategic Allocation Fund |
$6,106 |
$779 |
$3,379 |
$444 |
$12,290 |
$1,433 |
Victory
Sycamore Established Value
Fund |
$80,149 |
$10,970 |
$73,103 |
$9,650 |
$120,482 |
$15,768 |
Victory
Sycamore Small Company
Opportunity
Fund |
$8,698 |
$1,129 |
$12,854 |
$1,706 |
$23,031 |
$2,967 |
Victory
THB US Small Opportunities
Fund |
$1,120 |
$145 |
$2,568 |
$313 |
$4,484 |
$629 |
|
Registered
Investment
Company
Accounts |
Pooled
Investment
Vehicle
Accounts |
Other
Accounts | |||
|
Assets
Managed
(In
Millions) |
Number
of
Accounts |
Assets
Managed
(In
Millions) |
Number
of
Accounts |
Assets
Managed
(In
Millions) |
Number
of
Accounts |
Ms.
Adelman |
$379.31 |
1 |
$153.88 |
4 |
$263.4 |
6 |
Mr.
Albers |
$30,077.01 |
11 |
$2,109. |
7 |
$2,243.5 |
24 |
Mr.
Cliff |
$25.37 |
1 |
$— |
0 |
$— |
0 |
Mr.
Conners |
$30,077.01 |
11 |
$2,109. |
7 |
$2,243.5 |
24 |
Mr.
Crosby |
$1,080.39 |
6 |
$— |
0 |
$350.07 |
29 |
Mr.
Cuesta |
$571.05 |
5 |
$161.45 |
4 |
$93.13 |
22 |
Mr.
Graff |
$30,077.01 |
11 |
$2,109. |
7 |
$2,243.5 |
24 |
Mr.
Gura |
$732.79 |
3 |
$— |
0 |
$129.37 |
9 |
Mr.
Kaesberg |
$315.64 |
1 |
$— |
0 |
$2,321.12 |
11 |
Mr.
Maheshwari |
$571.05 |
5 |
$161.45 |
4 |
$93.13 |
22 |
Mr.
Miller |
$30,077.01 |
11 |
$2,109. |
7 |
$2,243.5 |
24 |
Mr.
Rodarte |
$30,077.01 |
11 |
$2,109. |
7 |
$2,243.5 |
24 |
Ms.
Uhlir |
$379.31 |
1 |
$153.88 |
4 |
$263.4 |
6 |
Mr.
Vucenovic |
$315.64 |
1 |
$— |
0 |
$2,321.12 |
11 |
|
Registered
Investment
Company
Accounts |
Pooled
Investment
Vehicle
Accounts |
Other
Accounts | |||
|
Assets
Managed
(In
Millions) |
Number
of
Accounts |
Assets
Managed
(In
Millions) |
Number
of
Accounts |
Assets
Managed
(In
Millions) |
Number
of
Accounts |
Ms.
Adelman |
$— |
0 |
$— |
0 |
$— |
0 |
Mr.
Albers |
$— |
0 |
$— |
0 |
$— |
0 |
Mr.
Cliff |
$— |
0 |
$— |
0 |
$— |
0 |
|
Registered
Investment
Company
Accounts |
Pooled
Investment
Vehicle
Accounts |
Other
Accounts | |||
|
Assets
Managed
(In
Millions) |
Number
of
Accounts |
Assets
Managed
(In
Millions) |
Number
of
Accounts |
Assets
Managed
(In
Millions) |
Number
of
Accounts |
Mr.
Conners |
$— |
0 |
$— |
0 |
$— |
0 |
Mr.
Crosby |
$.02 |
1 |
$— |
0 |
$— |
0 |
Mr.
Cuesta |
$549.49 |
3 |
$— |
0 |
$— |
0 |
Mr.
Graff |
$— |
0 |
$— |
0 |
$— |
0 |
Mr.
Gura |
$— |
0 |
$— |
0 |
$— |
0 |
Mr.
Kaesberg |
$— |
0 |
$— |
0 |
$— |
0 |
Mr.
Maheshwari |
$549.49 |
3 |
$— |
0 |
$— |
0 |
Mr.
Miller |
$— |
0 |
$— |
0 |
$— |
0 |
Mr.
Rodarte |
$— |
0 |
$— |
0 |
$— |
0 |
Ms.
Uhlir |
$— |
0 |
$— |
0 |
$— |
0 |
Mr.
Vucenovic |
$— |
0 |
$— |
0 |
$— |
0 |
Portfolio
Manager |
Fund |
Dollar
Range of Shares
Beneficially
Owned as of
June
30, 2023 |
Ms.
Adelman |
Victory
Fund for Income |
$100,001
to $500,000 |
Mr.
Albers |
Victory
Sycamore Established Value Fund
Victory
Sycamore Small Company Opportunity Fund |
Over
$1,000,000
Over
$1,000,000 |
Mr.
Cliff |
Victory
Strategic Allocation Fund |
Over
$1,000,000 |
Mr.
Conners |
Victory
Sycamore Established Value Fund
Victory
Sycamore Small Company Opportunity Fund |
Over
$1,000,000
Over
$1,000,000 |
Mr.
Crosby |
Victory
Diversified Stock Fund
Victory
Special Value Fund |
None
None |
Mr.
Cuesta |
Victory
THB US Small Opportunities Fund |
$1
to $10,000 |
Mr.
Graff |
Victory
Sycamore Established Value Fund
Victory
Sycamore Small Company Opportunity Fund |
$500,001
to $1,000,000
$500,001
to $1,000,000 |
Mr.
Gura |
Victory
Diversified Stock Fund
Victory
Special Value Fund |
None
None |
Mr.
Kaesberg |
Victory
Investment Grade Convertible Fund |
$10,000
to $50,000 |
Mr.
Maheshwari |
Victory
THB US Small Opportunities Fund |
$1
to $10,000 |
Mr.
Miller |
Victory
Sycamore Established Value Fund
Victory
Sycamore Small Company Opportunity Fund |
Over
$1,000,000
$500,001
to $1,000,000 |
Mr.
Rodarte |
Victory
Sycamore Established Value Fund
Victory
Sycamore Small Company Opportunity Fund |
Over
$1,000,000
Over
$1,000,000 |
Ms.
Uhlir |
Victory
Fund for Income |
$50,001
to $100,000 |
Mr.
Vucenovic |
Victory
Investment Grade Convertible Fund |
None |
Fund |
Class
A |
Class
C |
Class
R |
Victory
Diversified Stock Fund |
$496,087 |
$13,473 |
$179,204 |
Victory
Fund for Income |
$233,218 |
$57,624 |
$40,217 |
Fund |
Class
A |
Class
C |
Class
R |
Victory
Investment Grade Convertible Fund |
$48,242 |
$— |
$— |
Victory
Special Value Fund |
$56,214 |
$8,583 |
$63,408 |
Victory
Strategic Allocation Fund |
$33,053 |
$23,008 |
$5,342 |
Victory
Sycamore Established Value Fund |
$4,099,144 |
$537,342 |
$4,050,183 |
Victory
Sycamore Small Company Opportunity Fund |
$844,460 |
$— |
$1,136,938 |
Victory
THB US Small Opportunities Fund |
$3,079 |
$— |
$— |
Fund |
2023 |
2022 |
2021 |
Victory
Diversified Stock Fund |
$197,440 |
$105,405 |
$157,292 |
Victory
Fund for Income |
$- |
$- |
$- |
Victory
Investment Grade Convertible Fund |
$17,708 |
$- |
$3,163 |
Victory
Special Value Fund |
$30,085 |
$16,339 |
$24 |
Victory
Strategic Allocation Fund |
$209 |
$174 |
$4,621,108 |
Victory
Sycamore Established Value Fund |
$4,388,142 |
$3,631,074 |
$2,972,984 |
Victory
Sycamore Small Company Opportunity Fund |
$2,430,278 |
$2,096,743 |
$- |
Victory
THB US Small Opportunities Fund* |
$204,069 |
$125,055 |
$77,749 |
Predecessor
Fund |
2021 |
2020 |
THB
Asset Management MicroCap Fund |
$63,383 |
$207,488 |
Fund |
Amount
of Transactions to Brokers Providing Research |
Related
Commissions |
Victory
Diversified Stock
Fund |
$481,747,807
|
$130,334 |
Victory
Special Value
Fund |
$73,453,798 |
$19,849 |
Victory
Strategic
Allocation
Fund |
$263,067 |
$168 |
Victory
Sycamore
Established
Value Fund |
$8,632,385,479 |
$2,630,012 |
Victory
Sycamore Small
Company
Opportunity
Fund |
$3,897,960,771 |
$1,461,373 |
Victory
THB US Small
Opportunities
Fund |
$146,612,341 |
$98,968 |
Fund |
Broker-Dealer |
|
|
Victory
Diversified Stock Fund |
JPMorgan
Chase & Co. |
Equity |
$4,089 |
Victory
Diversified Stock Fund |
Morgan
Stanley |
Equity |
$2,212 |
Victory
Special Value Fund |
JPMorgan
Chase & Co. |
Equity |
$610 |
Fund |
Broker-Dealer |
|
|
Victory
Special Value Fund |
Morgan
Stanley |
Equity |
$322 |
Victory
Investment Grade Convertible Fund |
Bank
of America Corp. |
Equity |
$16,464 |
Victory
Investment Grade Convertible Fund |
Wells
Fargo & Co. |
Equity |
$16,582 |
Victory
Investment Grade Convertible Fund |
Barclays
Bank PLC |
Debt |
$16,666 |
Fund |
2023 |
2022 |
Victory
Diversified Stock Fund |
88% |
49% |
Victory
Fund for Income |
10% |
20% |
Victory
Investment Grade Convertible Fund |
22% |
17% |
Victory
Special Value Fund |
90% |
53% |
Victory
Strategic Allocation Fund |
25% |
9% |
Victory
Sycamore Established Value Fund |
28% |
24% |
Victory
Sycamore Small Company Opportunity Fund |
32% |
22% |
Victory
THB US Small Opportunities Fund |
83% |
43% |
Fund |
Short-Term
Amount
($000) |
Long-Term
Amount
($000) |
Total |
Victory
Fund for Income |
$133,680 |
$263,333 |
$397,013 |
Victory
Investment Grade Convertible Fund |
$4,852 |
$13,536 |
$18,388 |
Type
of Service Provider |
Name
of Service Provider |
Timing
of Release of
Portfolio
Holdings Information |
Adviser
and Fund Accountant |
Victory
Capital Management Inc. |
Daily. |
Distributor |
Victory
Capital Services, Inc. |
Daily. |
Custodian |
Citibank,
N.A. |
Daily. |
Sub-Fund
Accountant |
Citi
Fund Services Ohio, Inc. |
Daily. |
Financial
Data Service |
FactSet
Research Systems, Inc. |
Daily. |
Liquidity
Risk Management Service
Provider |
MSCI,
Inc. |
Daily. |
Independent
Registered Public
Accounting
Firm |
Cohen
& Company, Ltd., located at
1350
Euclid Avenue, Suite 800,
Cleveland,
OH 44115 |
Annual
Reporting Period: within 15
business
days of end of reporting period. |
Printer
for Financial Reports |
Toppan
Merrill LLC |
Up
to 30 days before distribution to
shareholders. |
Legal
Counsel, for EDGAR filings on
Forms
N-CSR and Form N-PORT |
Sidley
Austin LLP |
Up
to 30 days before filing with the
SEC. |
Ratings
Agency |
Lipper |
Quarterly,
no sooner than 15 calendar
days
after the end of the previous
quarter. |
Ratings
Agency |
Morningstar |
Quarterly,
no sooner than 15 calendar
days
after the end of the previous
quarter. |
Type
of Service Provider |
Name
of Service Provider |
Timing
of Release of
Portfolio
Holdings Information |
Financial
Data Service |
Bloomberg
L.P. |
Quarterly,
no sooner than 15 calendar
days
after the end of the previous
quarter. |