|
Ticker
Symbol By Class | ||||||
Fund |
A |
C |
M |
R1 |
R4
|
R5 |
S |
Conservative
Strategy Fund |
RCLAX |
RCLCX |
RCNUX |
RCLRX |
RCLUX |
RCLVX |
RCLSX |
Moderate
Strategy Fund |
RMLAX |
RMLCX |
RMTTX |
RMLRX |
RMLUX |
RMLVX |
RMLSX |
Balanced
Strategy Fund |
RBLAX |
RBLCX |
RBSTX |
RBLRX |
RBLUX |
RBLVX |
RBLSX |
Growth
Strategy Fund |
RALAX |
RALCX |
RGTTX |
RALRX |
RALUX |
RALVX |
RALSX |
Equity
Growth Strategy Fund |
REAAX |
RELCX |
RQTTX |
RELRX |
RELUX |
RELVX |
RELSX |
Fund |
Fund |
Sustainable
Equity Fund |
Short
Duration Bond Fund |
U.S.
Small Cap Equity Fund |
Global
Infrastructure Fund |
U.S.
Strategic Equity Fund |
Global
Real Estate Securities Fund |
Global
Equity Fund |
Multi-Strategy
Income Fund |
Emerging
Markets Fund |
Multi-Asset
Growth Strategy Fund |
Opportunistic
Credit Fund |
Multifactor
U.S. Equity Fund |
Strategic
Bond Fund |
Multifactor
International Equity Fund |
Investment
Grade Bond Fund |
Long
Duration Bond Fund(1)
|
Structure
And Governance |
|
ORGANIZATION
AND BUSINESS HISTORY. |
|
SHAREHOLDER
MEETINGS. |
|
CONTROLLING
SHAREHOLDERS. |
|
TRUSTEES
AND OFFICERS. |
|
Operation
Of RIC |
|
SERVICE
PROVIDERS. |
|
ADVISER. |
|
ADMINISTRATOR. |
|
PORTFOLIO
MANAGERS. |
|
MONEY
MANAGERS. |
|
CUSTODIAN
AND PORTFOLIO ACCOUNTANT. |
|
DISTRIBUTOR. |
|
TRANSFER
AND DIVIDEND DISBURSING AGENT. |
|
ORDER
PLACEMENT DESIGNEES. |
|
INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM. |
|
CODES
OF ETHICS. |
|
PLAN
PURSUANT TO RULE 18f-3. |
|
DISTRIBUTION
PLANS. |
|
SHAREHOLDER
SERVICES PLAN. |
|
SECURITIES
LENDING. |
|
FUND
AND UNDERLYING FUND EXPENSES. |
|
PURCHASE,
EXCHANGE AND REDEMPTION OF FUND SHARES. |
|
VALUATION
OF FUND SHARES. |
|
VALUATION
OF PORTFOLIO SECURITIES. |
|
PORTFOLIO
TURNOVER RATES OF THE FUNDS. |
|
DISCLOSURE
OF PORTFOLIO HOLDINGS. |
|
PROXY
VOTING POLICIES AND PROCEDURES. |
|
FORUM
FOR ADJUDICATION OF DISPUTES. |
|
BROKERAGE
ALLOCATIONS. |
|
BROKERAGE
COMMISSIONS. |
|
Investment
Restrictions, Policies And CERTAIN INVESTMENTS |
|
INVESTMENT
RESTRICTIONS. |
|
INVESTMENT
POLICIES. |
|
INVESTMENT
STRATEGIES AND PORTFOLIO INSTRUMENTS. |
|
Taxes |
|
credit
Rating definitions |
|
Financial
Statements |
|
Appendix |
85 |
Name,
Age, Address |
Position(s)
Held
With
Fund and
Length
of
Time
Served |
Term
of Office* |
Principal
Occupation(s)
During
the Past 5 Years |
No.
of
Portfolios
in
Russell
Investments
Fund
Complex
Overseen
by
Trustee |
Other
Directorships
Held
by Trustee
During
the Past 5
Years |
INTERESTED
TRUSTEE |
|
|
|
| |
Vernon
Barback#
Born
August 24, 1956
1301
Second Avenue,
18th
Floor,
Seattle,
WA 98101 |
●President
and
Chief
Executive
Officer
since
2022
●Trustee
since
2021 |
●Until
successor is
chosen
and
qualified
by
Trustees
●Until
successor is
duly
elected and
qualified |
●President
and CEO, RIC
and
RIF
●Chief
Operating Officer,
Russell
Investments
●From
2021 to 2022,
Chief
Administrative
Officer,
Russell
Investments
●From
2019 to 2021,
Vice
Chairman, Russell
Investments
●Until
2020, Director,
NorthStar
Topco, LLC
(technology
and services
outsourcing
company)
●From
2016 to 2019,
President,
Russell
Investments |
39 |
●Until
2020,
Director
of
NorthStar
Topco,
LLC
(technology
and
services
outsourcing
company) |
Name,
Age, Address |
Position(s)
Held
With
Fund and
Length
of
Time
Served |
Term
of Office* |
Principal
Occupation(s)
During
the Past 5 Years |
No.
of Portfolios
in
Russell Investments
Fund
Complex
Overseen
by
Trustee |
Other
Directorships
Held
by Trustee
During
the Past 5
Years |
INDEPENDENT
TRUSTEES
|
|
|
|
| |
Michelle
L. Cahoon
Born
July 5, 1966
1301
Second Avenue,
18th
Floor
Seattle,
WA 98101 |
●Trustee
since
2021
●Chairman
of the
Audit
Committee
since
2023 |
●Until
successor is
duly
elected and
qualified
●Until
successor is
duly
elected and
qualified |
●Retired
●From
January to April
2019,
Consulting Chief
Financial
Officer,
Driehaus
Capital
Management
LLC
(investment
adviser)
●Trustee
and Audit
Committee
Chair
Fairway
Private Equity
&
Venture Capital
Opportunities
Fund
(investment
company) |
39 |
●Trustee
and Audit
Committee
Chair
Fairway
Private
Equity
& Venture
Capital
Opportunities
Fund
(investment
company) |
Michael
Day
Born
October 23, 1957
1301
Second Avenue,
18th
Floor
Seattle,
WA 98101 |
●Trustee
since
2021 |
●Until
successor is
duly
elected and
qualified |
●From
2019 to 2023,
President
and Chief
Executive
Officer, Topa
Insurance
Group
(insurance
company)
|
39 |
●From
2016 to
2023,
Director,
Topa
Insurance
Group
(insurance
company)
●From
2020 to
2022,
Director,
Puppet,
Inc.
(information
technology
company)
●Director,
Somos,
Inc.
(information
technology
company)
●Until
2019,
Director,
Recology
(waste
management
company) |
Julie
Dien Ledoux
Born
August 17, 1969
1301
Second Avenue,
18th
Floor
Seattle,
WA 98101 |
●Trustee
since
2019
●Vice
Chairman
since
2023 |
●Until
successor is
duly
elected and
qualified
●Approved
Annually |
●Retired |
39 |
None |
Name,
Age, Address |
Position(s)
Held
With
Fund and
Length
of
Time
Served |
Term
of Office* |
Principal
Occupation(s)
During
the Past 5 Years |
No.
of Portfolios
in
Russell Investments
Fund
Complex
Overseen
by
Trustee |
Other
Directorships
Held
by Trustee
During
the Past 5
Years |
INDEPENDENT
TRUSTEES |
|
|
|
| |
Jeremy
May
Born
March 30, 1970
1301
Second Avenue,
18th
Floor
Seattle,
WA 98101 |
●Trustee
since
2021 |
●Until
successor is
duly
elected and
qualified |
●Founder
and Chief
Executive
Officer,
Paralel
Technologies
LLC
(information
technology
company)
●Director,
TFIN.AI LLC
(financial
services
company)
●Until
March 2021, Chief
Operating
Officer of
Magnifi
LLC
(information
technology
company)
●Until
2019, President
ALPS
Portfolio
Solutions
and Executive
Vice
President of ALPS
Advisors
and ALPS
Holdings
(investment
company) |
39 |
●Director,
TFIN.AI
LLC
(financial
services
company)
●Trustee
and
Chairman
of Bow
River
Capital
Evergreen
Fund
(investment
company)
●Until
November
2022,
Trustee and
Chairman
of New
Age
Alpha ETF
Trust
(investment
company)
●Until
March
2021,
Interested
Director
of
Reaves
Utility
Income
Trust
(investment
company)
●Until
February
2021,
Interested
Director
of ALPS
Series
Trust
(investment
company)
●Until
2019,
Interested
Director
of
RiverNorth
Opportunities
Fund
(investment
company) |
Ellen
Needham
Born
January 4, 1967
1301
Second Avenue,
18th
Floor
Seattle,
WA 98101 |
●Trustee
since
2024 |
●Until
successor is
duly
elected and
qualified |
●Retired
●Until
2023, Senior
Managing
Director,
State
Street Global
Advisors;
Chairman,
SSGA
Funds
Management,
Inc.;
President
and Director,
SSGA
Funds
Management,
Inc., and
Director,
State Street
Global
Advisors, Funds
Distributors,
LLC
(financial
services
companies) |
39 |
●Trustee
of The
2023
ETF Series
Trust
(investment
company)
●Trustee
of The
2023
ETF Series
Trust
II
(investment
company)
●Until
2023,
Interested
Trustee
of
State Street
Navigator
Securities
Lending
Trust,
State
Street
Institutional
Investment
Trust,
State
Street
Institutional
Funds,
State
Street
Master
Funds,
SSGA
Funds
and Elfun
Funds
(investment
companies)
●Until
2023,
Interested
Director
of State
Street
Variable
Insurance
Series
Funds,
Inc.
(investment
company) |
Name,
Age, Address |
Position(s)
Held
With
Fund and
Length
of
Time
Served |
Term
of Office* |
Principal
Occupation(s)
During
the Past 5 Years |
No.
of Portfolios
in
Russell Investments
Fund
Complex
Overseen
by
Trustee |
Other
Directorships
Held
by Trustee
During
the Past 5
Years |
INDEPENDENT
TRUSTEES |
|
|
|
| |
Jeannie
Shanahan
Born
February 15, 1964
1301
Second Avenue,
18th
Floor
Seattle,
WA 98101 |
●Trustee
since
2021
●Chairman
of the
Regulatory
and
Investment
Compliance
Committee
since
2023 |
●Until
successor is
duly
elected and
qualified
●Until
successor is
duly
elected and
qualified |
●Until
2021, President of
Twin
Star Consulting,
LLC
(consulting
company) |
39 |
None |
Raymond
P. Tennison, Jr.
Born
December 21, 1955
1301
Second Avenue,
18th
Floor
Seattle,
WA 98101 |
●Trustee
since
2000
●Chairman
since
2021 |
●Until
successor is
duly
elected and
qualified
●Approved
Annually |
●Retired |
39 |
None |
Jack
R. Thompson
Born
March 21, 1949
1301
Second Avenue,
18th
Floor
Seattle,
WA 98101 |
●Trustee
since
2005
●Chairman
of the
Nominating
and
Governance
Committee
since
2021 |
●Until
successor is
duly
elected and
qualified
●Until
successor is
duly
elected and
qualified |
●Retired |
39 |
None |
Name,
Age, Address |
Position(s)
Held
With
Fund
and
Length
of
Time Served |
Term
of Office |
Principal
Occupation(s)
During
the Past 5 Years |
OFFICERS |
|
| |
Vernon
Barback
Born
August 24, 1956
1301
Second Avenue,
18th
Floor,
Seattle,
WA 98101 |
●President
and Chief
Executive
Officer
since
2022 |
●Until
successor is
chosen
and qualified
by
Trustees |
●President
and CEO, RIC and RIF
●Chief
Operating Officer, Russell Investments
●From
2021 to 2022, Chief Administrative Officer, Russell
Investments
●From
2019 to 2021, Vice Chairman, Russell Investments
●Until
2020, Director, NorthStar Topco, LLC (technology
and
services outsourcing company)
●From
2016 to 2019, President, Russell Investments |
Cheryl
Wichers
Born
December 16, 1966
1301
Second Avenue,
18th
Floor
Seattle,
WA 98101 |
●Chief
Compliance
Officer
since 2005 |
●Until
removed by
Independent
Trustees |
●Chief
Compliance Officer, RIC and RIF
●Chief
Compliance Officer, Russell Investments Fund
Services,
LLC (“RIFUS”) |
Kari
Seabrands
Born
September 9, 1969
1301
Second Avenue,
18th
Floor
Seattle,
WA 98101 |
●Treasurer,
Chief
Accounting
Officer
and
Chief Financial
Officer
since 2023 |
●Until
successor is
chosen
and qualified
by
Trustees |
●Senior
Director, Head of Global Fund Services, Russell
Investments
●Until
2023, Director, Fund Administration, Russell
Investments
●Treasurer,
Chief Accounting Officer and Chief Financial
Officer,
RIC and RIF
●Director,
Russell Investments Financial Services, LLC
(“RIFIS”)
and RIFUS |
Kate
El-Hillow
Born
August 17, 1974
1301
Second Avenue,
18th
Floor
Seattle,
WA 98101 |
●Chief
Investment
Officer
since 2021 |
●Until
removed by
Trustees |
●Chief
Investment Officer and President, Russell
Investments
●Chief
Investment Officer, RIC and RIF
●President,
RIM
●Until
2021, Deputy Chief Investment Officer, Senior
Portfolio
Manager, Head of Strategy Selection and Head of
Portfolio
Management & Risk, Goldman Sachs
|
Mary
Beth Albaneze
Born
April 25, 1969
1301
Second Avenue,
18th
Floor
Seattle,
WA 98101 |
●Secretary
and Chief
Legal
Officer since
2010 |
●Until
successor is
chosen
and qualified
by
Trustees |
●Associate
General Counsel, Russell Investments
●Secretary,
RIM, RIFUS and RIFIS
●Secretary
and Chief Legal Officer, RIC and RIF
●Secretary,
U.S. One, LLC |
|
AGGREGATE
COMPENSATION
FROM
RIC |
PENSION
OR
RETIREMENT
BENEFITS
ACCRUED
AS
PART OF RIC
EXPENSES |
ESTIMATED
ANNUAL
BENEFITS
UPON
RETIREMENT |
TOTAL
COMPENSATION
FROM
RIC AND
RUSSELL
INVESTMENTS
FUND
COMPLEX
PAID
TO TRUSTEES |
INTERESTED
TRUSTEE |
|
|
|
|
Vernon
Barback |
N/A |
N/A |
N/A |
N/A |
INDEPENDENT
TRUSTEES |
|
|
|
|
Kristianne
Blake1
|
$43,427
|
$0
|
$0
|
$47,500
|
Michelle
L. Cahoon |
$221,391
|
$0
|
$0
|
$242,000
|
Michael
Day |
$209,954
|
$0
|
$0
|
$229,500
|
Katherine
W. Krysty2
|
$191,628
|
$0
|
$0
|
$209,500
|
Julie
Dien Ledoux |
$248,074
|
$0
|
$0
|
$271,167
|
Ellen
Needham3
|
N/A |
N/A |
N/A |
N/A |
Jeremy
May |
$213,156
|
$0
|
$0
|
$233,000
|
Jeannie
Shanahan |
$216,664
|
$0
|
$0
|
$236,833
|
Raymond
P. Tennison, Jr. |
$307,844
|
$0
|
$0
|
$336,500
|
Jack
R. Thompson |
$233,430
|
$0
|
$0
|
$255,167 |
|
DOLLAR
RANGE OF EQUITY
SECURITIES
IN EACH FUND |
AGGREGATE
DOLLAR
RANGE
OF
EQUITY
SECURITIES
IN
ALL REGISTERED
INVESTMENT
COMPANIES
OVERSEEN
BY
TRUSTEES IN
RUSSELL
INVESTMENTS
FUND
COMPLEX | |
INTERESTED
TRUSTEE | |||
Vernon
Barback |
Conservative
Strategy Fund |
$1-$10,000 |
Over
$100,000 |
Moderate
Strategy Fund |
$1-$10,000 | ||
Balanced
Strategy Fund |
$1-$10,000 | ||
Growth
Strategy Fund |
$1-$10,000 | ||
Equity
Growth Strategy Fund |
$1-$10,000 | ||
INDEPENDENT
TRUSTEES | |||
Michelle
L. Cahoon |
None |
None |
Over
$100,000 |
Michael
Day |
None |
None |
None |
Julie
Dien Ledoux |
None |
None |
Over
$100,000 |
Jeremy
May |
None |
None |
None |
Ellen
Needham* |
None |
None |
None |
Jeannie
Shanahan |
None |
None |
None |
Raymond
P. Tennison, Jr. |
None |
None |
Over
$100,000 |
Jack
R. Thompson |
None |
None |
Over
$100,000 |
Adviser |
Russell
Investment Management, LLC (“RIM”) |
Administrator
and Transfer and Dividend
Disbursing
Agent |
Russell
Investments Fund Services, LLC
(“RIFUS”) |
Money
Managers for the Underlying Funds |
Multiple
professional discretionary
and/or non-discretionary
investment
management
organizations |
Custodian
and Portfolio Accountant
|
State
Street Bank and Trust Company
|
Distributor
and Principal Underwriter |
Russell
Investments Financial Services, LLC
(“RIFIS”) |
Independent
Registered Public Accounting Firm |
PricewaterhouseCoopers
LLP |
Fund |
Asset
Level |
Fee |
Conservative
Strategy Fund |
All
assets |
0.17% |
Balanced
Strategy Fund |
All
assets |
0.17% |
Moderate
Strategy Fund |
All
assets |
0.17% |
Growth
Strategy Fund |
All
assets |
0.17% |
Equity
Growth Strategy Fund |
All
assets |
0.17% |
Funds |
2023 |
2022 |
2021 |
Conservative
Strategy Fund |
$182,031
|
$240,263
|
$314,972
|
Moderate
Strategy Fund |
306,042
|
386,082
|
490,284
|
Balanced
Strategy Fund |
1,434,931
|
1,765,409
|
2,177,135
|
Growth
Strategy Fund |
1,318,582
|
1,559,626
|
1,816,923
|
Equity
Growth Strategy Fund |
591,615
|
673,900
|
768,218 |
|
$
Amount Paid |
Annual
rate
(as
a % of average daily net assets) | ||||
Fund |
2023 |
2022 |
2021 |
2023 |
2022 |
2021 |
Conservative
Strategy Fund |
$38,682
|
$51,056
|
$66,931
|
0.04% |
0.04% |
0.04% |
Moderate
Strategy Fund |
65,034 |
82,043 |
104,186 |
0.04% |
0.04% |
0.04% |
Balanced
Strategy Fund |
304,923 |
375,149 |
462,641 |
0.04% |
0.04% |
0.04% |
Growth
Strategy Fund |
280,199 |
331,420 |
386,096 |
0.04% |
0.04% |
0.04% |
Equity
Growth Strategy Fund |
125,718 |
143,204 |
163,247 |
0.04% |
0.04% |
0.04% |
Conservative
Strategy Fund |
Conservative
Strategy Composite Index
–
15%
Russell
3000 Index, 6%
MSCI
ACWI ex US Index, 2% FTSE EPRA Nareit Developed Index,
75%
Bloomberg U.S. Universal Bond Index, 2% Bloomberg U.S.
Treasury
Bill 1 – 3 Month Index. |
Moderate
Strategy Fund |
Moderate
Strategy Composite Index – 28% Russell 3000 Index, 12% MSCI
ACWI
ex US Index, 3% FTSE EPRA Nareit Developed Index, 55%
Bloomberg
U.S. Universal Bond Index, 2% Bloomberg U.S. Treasury
Bill
1 – 3 Month Index. |
Balanced
Strategy Fund |
Balanced
Strategy Composite Index – 40% Russell 3000 Index, 19% MSCI
ACWI
ex US Index, 4% FTSE EPRA Nareit Developed Index, 35%
Bloomberg
U.S. Universal Bond Index, 2% Bloomberg U.S. Treasury
Bill
1 – 3 Month Index. |
Growth
Strategy Fund |
Growth
Strategy Composite Index – 52% Russell 3000 Index, 25% MSCI
ACWI
ex US Index, 5% FTSE EPRA Nareit Developed Index, 16%
Bloomberg
U.S. Universal Bond Index, 2% Bloomberg U.S. Treasury
Bill
1 – 3 Month Index. |
Equity
Growth Strategy Fund |
Equity
Growth Strategy Composite Index – 57% Russell 3000 Index, 29%
MSCI
ACWI ex US Index, 6% FTSE EPRA Nareit Developed Index,
6%
Bloomberg U.S. Universal Bond Index, 2% Bloomberg U.S.
Treasury
Bill 1 – 3 Month Index. |
RIM
MANAGERS OF THE FUNDS |
DOLLAR
RANGE OF EQUITY SECURITIES IN THE FUND
MANAGED
BY THE RIM MANAGER | |
Samuel
Pittman |
None |
Conservative
Strategy Fund |
None |
Moderate
Strategy Fund | |
None |
Balanced
Strategy Fund | |
None |
Growth
Strategy Fund | |
None |
Equity
Growth Strategy Fund | |
Amneet
Singh |
None |
Conservative
Strategy Fund |
None |
Moderate
Strategy Fund | |
None |
Balanced
Strategy Fund | |
None |
Growth
Strategy Fund | |
None |
Equity
Growth Strategy Fund |
RIM
Manager |
Number
of
Registered
Investment
Companies |
Assets
Under
Management
(in
millions) |
Number
of
Pooled
Investment
Vehicles |
Assets
Under
Management
(in
millions) |
Other
Types
of
Accounts |
Assets
Under
Management
(in
millions) |
Asset
Total
(in
millions) |
Samuel
Pittman |
4 |
$457.2 |
- |
- |
- |
- |
$457.2 |
Amneet
Singh |
4 |
$457.2 |
- |
- |
- |
- |
$457.2 |
Fund
and Class
|
Amount
Waived |
Conservative
Strategy Fund - Class A & C |
0.08% |
Conservative
Strategy Fund - Class S |
0.02% |
Conservative
Strategy Fund - Class M |
0.10% |
Conservative
Strategy Fund - Class R1, R4 & R5 |
0.15% |
Moderate
Strategy Fund - Class A, C, R1, R4 & R5 |
0.08% |
Moderate
Strategy Fund - Class M |
0.10% |
Balanced
Strategy Fund - Class A, C & M |
0.10% |
Balanced
Strategy Fund - Class R1, R4 & R5 |
0.06% |
Growth
Strategy Fund - Class M |
0.10% |
Growth
Strategy Fund - Class R1, R4 & R5 |
0.05% |
Equity
Growth Strategy Fund - Class M |
0.10% |
Equity
Growth Strategy Fund - Class R1, R4 & R5 |
0.08% |
Funds |
Class
A
2023 |
Class
C
2023 |
Class
R5
2023 |
Conservative
Strategy Fund |
$93,792
|
$282,246
|
$9,624
|
Moderate
Strategy Fund |
179,099 |
364,701 |
11,633 |
Balanced
Strategy Fund |
859,499 |
1,681,250 |
47,509 |
Growth
Strategy Fund |
805,537 |
1,283,696 |
41,470 |
Equity
Growth Strategy Fund |
335,909 |
686,695 |
15,648 |
Funds |
Class
A
2022 |
Class
C
2022 |
Class
R5
2022 |
Conservative
Strategy Fund |
$105,121
|
$380,047
|
$12,731
|
Moderate
Strategy Fund |
217,249
|
473,251
|
15,431
|
Balanced
Strategy Fund |
1,014,221
|
2,125,488
|
65,341
|
Funds |
Class
A
2022 |
Class
C
2022 |
Class
R5
2022 |
Growth
Strategy Fund |
911,952
|
1,557,126
|
58,764
|
Equity
Growth Strategy Fund |
356,456
|
809,650
|
18,013 |
Funds |
Class
A
2021 |
Class
C
2021 |
Class
R5
2021 |
Conservative
Strategy Fund |
$130,952
|
$502,519
|
$15,996
|
Moderate
Strategy Fund |
255,541
|
608,670
|
18,542
|
Balanced
Strategy Fund |
1,175,946
|
2,695,728
|
81,226
|
Growth
Strategy Fund |
1,032,254
|
1,885,609
|
70,215
|
Equity
Growth Strategy Fund |
387,363
|
934,421
|
19,205 |
Funds |
Class
C |
Class
R4
|
Class
R5
|
Conservative
Strategy Fund |
$94,082
|
$7,276
|
$9,624
|
Moderate
Strategy Fund |
121,567
|
14,671
|
11,633
|
Balanced
Strategy Fund |
560,417
|
67,100
|
47,509
|
Growth
Strategy Fund |
427,899
|
56,026
|
41,470
|
Equity
Growth Strategy Fund |
228,898
|
21,027
|
15,648 |
Amount
of investment |
Front-end
sales
charge
as a %
of
offering price |
Front-end
sales
charge
as a % of
net
amount
invested |
Financial
Intermediary
commission
as
a % of
offering
price |
Less
than $50,000 |
5.75% |
6.10% |
5.00% |
$50,000
but less than $100,000 |
4.50% |
4.71% |
3.75% |
$100,000
but less than $250,000 |
3.50% |
3.63% |
2.75% |
$250,000
but less than $500,000 |
2.50% |
2.56% |
2.00% |
$500,000
but less than $1,000,000 |
2.00% |
2.04% |
1.60% |
Amount
of investment |
Front-end
sales
charge
as a %
of
offering price |
Front-end
sales
charge
as a % of
net
amount
invested |
Financial
Intermediary
commission
as
a % of
offering
price |
$1,000,000
or more |
--0-- |
--0-- |
up
to 1.00% |
Funds |
2023 |
2022 |
Conservative
Strategy Fund |
35% |
8% |
Moderate
Strategy Fund |
40% |
8% |
Balanced
Strategy Fund |
37% |
8% |
Growth
Strategy Fund |
30% |
10% |
Equity
Growth Strategy Fund |
35% |
10% |
Entity
Receiving Portfolio Holdings |
Disclosure
Purpose |
Acuity
Knowledge Partners |
Fund
reporting services |
Advent
Software, Inc. |
Recon,
accounting services |
Bloomberg
AIM |
Fund
positioning/holdings services |
Bloomberg
Portfolio |
Holdings
analysis |
Broadridge |
Fund
marketing report production |
Confluence
Technologies, Inc. (CTI) |
Fund
performance calculator, financial reporting software
provider |
Dynamo
Software |
Fair
value data analysis for Wellington Management
Company
LLP |
Electra
Information Systems |
Sub-advisor
middle office services |
Financial
Recovery Technologies, Inc. |
Securities
litigation monitoring and class action claims
recovery |
Glass
Lewis & Co., LLC |
Proxy
voting services |
Goldman
Sachs |
Securities
lending agent |
Hexaware |
Data
operations support services |
IHS
Markit |
Enterprise
data management |
Lipper
Analytical Services |
Fund
rating services |
Morningstar
Inc. |
Fund
rating services |
Planetrics |
Valuations
under different climate risk scenarios |
PricewaterhouseCoopers
LLP |
Audit
services |
Qontigo |
Holdings/portfolio
analysis, model optimization |
Risk
Metrics |
Risk
management services |
SS&C |
Middle
office provider; benchmark performance, holdings,
performance,
reconciliation |
State
Street (Boston) |
Custody,
fund accounting, pricing/valuation, fund
compliance
testing, liquidity risk management |
State
Street (Sacramento) |
Pricing
services |
Vermillion |
Fund
marketing report production |
|
2023 |
2022 |
2021 |
Conservative
Strategy Fund |
$0
|
$0
|
$3,499
|
Moderate
Strategy Fund |
0 |
0 |
10,263 |
Balanced
Strategy Fund |
0 |
0 |
56,186 |
Growth
Strategy Fund |
0 |
0 |
48,840 |
Equity
Growth Strategy Fund |
0 |
0 |
21,749 |
Funds
|
No
Expiration |
No
Expiration |
TOTAL |
|
Short-Term |
Long-Term |
|
Conservative
Strategy
Fund |
$0 |
$6,242,330
|
$6,242,330
|
Moderate
Strategy
Fund |
127,263
|
9,884,064
|
10,011,327
|
Balanced
Strategy Fund |
699,794
|
41,412,902
|
42,112,696
|
Growth
Strategy Fund |
996,517
|
10,063,878
|
11,060,395
|
Equity
Growth Strategy
Fund |
762,708
|
10,102,224
|
10,864,932 |
BALANCED
STRATEGY FUND CLASS A
- PERSHING LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-2052,
65.56% |
|
BALANCED
STRATEGY FUND CLASS A
- CHARLES SCHWAB & CO INC SPECIAL CUSTODY ACCT FBO
CUSTOMERS
ATTN MUTUAL FUNDS 211 MAIN ST SAN FRANCISCO CA 94105-1901,
11.19% |
|
BALANCED
STRATEGY FUND CLASS A
- WELLS FARGO CLEARING SERVICES LLC SPECIAL CUSTODY ACCT
FOR
THE EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET ST SAINT LOUIS MO
63103-2523, 7.81% |
|
BALANCED
STRATEGY FUND CLASS C
- PERSHING LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-2052,
29.67% |
|
BALANCED
STRATEGY FUND CLASS C
- RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS HOUSE ACCT
FIRM
92500015 ATTN COURTNEY WALLER 880 CARILLON PARKWAY ST PETERSBURG FL
33716-1102, 26.81% |
|
BALANCED
STRATEGY FUND CLASS C
- WELLS FARGO CLEARING SERVICES LLC SPECIAL CUSTODY ACCT
FOR
THE EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET ST SAINT LOUIS MO
63103-2523, 20.47% |
|
BALANCED
STRATEGY FUND CLASS C
- NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE
BENEFIT
OF OUR CUSTOMERS ATTN MUTUAL FUNDS DEPT 4TH FL 499 WASHINGTON BLVD JERSEY
CITY NJ
07310-1995,
6.65% |
|
BALANCED
STRATEGY FUND CLASS C
- CHARLES SCHWAB & CO INC SPECIAL CUSTODY ACCT FBO
CUSTOMERS
ATTN MUTUAL FUNDS 211 MAIN ST SAN FRANCISCO CA 94105-1901,
5.68% |
|
BALANCED
STRATEGY FUND CLASS C
- LPL FINANCIAL A/C 1000-0005 4707 EXECUTIVE DR SAN DIEGO CA
92121-3091,
5.15% |
|
BALANCED
STRATEGY FUND CLASS R1
- AUL GROUP RETIREMENT ANNUITY SEPARATE ACCOUNT II ATTN
SEPARATE
ACCOUNTS PO BOX 368 INDIANAPOLIS IN 46206-0368,
51.80% |
|
BALANCED
STRATEGY FUND CLASS R1
- MATRIX TRUST COMPANY AS AGENT FOR NONAB & CO TRUSTEE
FBO
NORTHERN TIER VETERINARY CLINIC PROFIT SHARING PLAN 90 MAIN ST WELLSBORO
PA 16901-1517,
23.04% |
|
BALANCED
STRATEGY FUND CLASS R1
- MID ATLANTIC TRUST COMPANY FBO BETA INDUSTRIES, INC.
401(K)
RETIRE 1251 WATERFRONT PL STE 525 PITTSBURGH PA 15222-4228,
9.45% |
|
BALANCED
STRATEGY FUND CLASS R1
- PERSHING LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-2052,
7.10% |
|
BALANCED
STRATEGY FUND CLASS R4
- JOHN HANCOCK LIFE INSURANCE COMPANY USA JHRPS
TRADING
OPS ST-6 200 BERKELEY ST BOSTON MA 02116-5022,
85.84% |
|
BALANCED
STRATEGY FUND CLASS R4
- JOHN HANCOCK LIFE INSURANCE COMPANY OF NEW YORK
JHRPS
TRADING OPS ST-6 200 BERKELEY ST BOSTON MA 02116-5022,
5.88% |
|
BALANCED
STRATEGY FUND CLASS R5
- AUL GROUP RETIREMENT ANNUITY SEPARATE ACCOUNT II ATTN
SEPARATE
ACCOUNTS PO BOX 368 INDIANAPOLIS IN 46206-0368,
29.65% |
|
BALANCED
STRATEGY FUND CLASS R5
- DCGT AS TTEE AND/OR CUST FBO PLIC VARIOUS RETIREMENT
PLANS
OMNIBUS ATTN NPIO TRADE DESK 711 HIGH STREET DES MOINES IA 50392-0001,
23.81% |
|
BALANCED
STRATEGY FUND CLASS R5
- AUL AMERICAN UNIT INVESTMENT TRUST ATTN SEPARATE
ACCOUNTS
PO BOX 368 INDIANAPOLIS IN 46206-0368, 19.87% |
|
BALANCED
STRATEGY FUND CLASS R5
- NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENE
OF
OUR CUSTOMER ATTN MUTUAL FUNDS DEPT 4TH FL 499 WASHINGTON BLVD JERSEY CITY
NJ 07310-1995,
14.95% |
|
BALANCED
STRATEGY FUND CLASS S
- RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS HOUSE ACCT
FIRM
92500015 ATTN COURTNEY WALLER 880 CARILLON PARKWAY ST PETERSBURG FL
33716-1102, 33.34% |
|
BALANCED
STRATEGY FUND CLASS S
- NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENE
OF
OUR CUSTOMER ATTN MUTUAL FUNDS DEPT 4TH FL 499 WASHINGTON BLVD JERSEY CITY
NJ 07310-1995,
29.15% |
|
BALANCED
STRATEGY FUND CLASS S
- CHARLES SCHWAB & CO., INC SPECIAL CUSTODY ACCOUNT FOR
THE
EXCLUSIVE BENEFIT OF CUSTOMERS ATTN: MUTUAL FUNDS 211 MAIN STREET SAN
FRANCISCO CA
94105-1901,
11.19% |
|
BALANCED
STRATEGY FUND CLASS S
- PERSHING LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-2052,
5.20% |
|
CONSERVATIVE
STRATEGY FUND CLASS A
- PERSHING LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-2052,
60.71% |
|
CONSERVATIVE
STRATEGY FUND CLASS A
- CHARLES SCHWAB & CO INC SPECIAL CUSTODY ACCT FBO
CUSTOMERS
ATTN MUTUAL FUNDS 211 MAIN ST SAN FRANCISCO CA 94105-1901,
17.11% |
|
CONSERVATIVE
STRATEGY FUND CLASS A
- RBC CAPITAL MARKETS LLC MUTUAL FUND OMNIBUS
PROCESSING
OMNIBUS ATTN MUTUAL FUND OPS MANAGER 250 NICOLLET MALL SUITE 1400
MINNEAPOLIS
MN
55401-7554, 6.67% |
|
CONSERVATIVE
STRATEGY FUND CLASS C
- PERSHING LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-2052,
29.28% |
|
CONSERVATIVE
STRATEGY FUND CLASS C
- RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS HOUSE
ACCT
FIRM 92500015 ATTN COURTNEY WALLER 880 CARILLON PARKWAY ST PETERSBURG FL
33716-1102,
28.63% |
|
CONSERVATIVE
STRATEGY FUND CLASS C
- CHARLES SCHWAB & CO INC SPECIAL CUSTODY ACCT FBO
CUSTOMERS
ATTN MUTUAL FUNDS 211 MAIN ST SAN FRANCISCO CA 94105-1901,
13.76% |
|
CONSERVATIVE
STRATEGY FUND CLASS C
- WELLS FARGO CLEARING SERVICES LLC SPECIAL CUSTODY
ACCT
FOR THE EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET ST SAINT LOUIS MO
63103-2523, 11.26% |
|
CONSERVATIVE
STRATEGY FUND CLASS C
- LPL FINANCIAL A/C 1000-0005 4707 EXECUTIVE DR SAN DIEGO
CA
92121-3091, 6.35% |
|
CONSERVATIVE
STRATEGY FUND CLASS R1
- NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE
BENE
OF OUR CUSTOMER ATTN MUTUAL FUNDS DEPT 4TH FL 499 WASHINGTON BLVD JERSEY
CITY NJ
07310-1995,
36.99% |
|
CONSERVATIVE
STRATEGY FUND CLASS R1
- AUL AMERICAN UNIT INVESTMENT TRUST ATTN SEPARATE
ACCOUNTS
PO BOX 368 INDIANAPOLIS IN 46206-0368, 19.87% |
|
CONSERVATIVE
STRATEGY FUND CLASS R1
- AUL GROUP RETIREMENT ANNUITY SEPARATE ACCOUNT II
ATTN
SEPARATE ACCOUNTS PO BOX 368 INDIANAPOLIS IN 46206-0368,
17.85% |
|
CONSERVATIVE
STRATEGY FUND CLASS R1
- MID ATLANTIC TRUST COMPANY FBO SURFACE MOUNT
TECHNOLOGY
CORPORATIO 1251 WATERFRONT PL STE 525 PITTSBURGH PA 15222-4228,
17.42% |
|
CONSERVATIVE
STRATEGY FUND CLASS R4
- JOHN HANCOCK LIFE INSURANCE COMPANY USA JHRPS
TRADING
OPS ST-6 200 BERKELEY ST BOSTON MA 02116-5022,
92.82% |
|
CONSERVATIVE
STRATEGY FUND CLASS R4
- JOHN HANCOCK LIFE INSURANCE COMPANY OF NEW YORK
JHRPS
TRADING OPS ST-6 200 BERKELEY ST BOSTON MA 02116-5022,
5.20% |
|
CONSERVATIVE
STRATEGY FUND CLASS R5
- DCGT AS TTEE AND/OR CUST FBO PLIC VARIOUS
RETIREMENT
PLANS OMNIBUS ATTN NPIO TRADE DESK 711 HIGH STREET DES MOINES IA
50392-0001, 32.61% |
|
CONSERVATIVE
STRATEGY FUND CLASS R5
- EMPOWER ANNUITY INSURANCE FBO FUTURE FUNDS II 8515
E
ORCHARD RD 2T2 GREENWOOD VILLAGE CO 80111-5002,
15.13% |
|
CONSERVATIVE
STRATEGY FUND CLASS R5
- AUL AMERICAN UNIT INVESTMENT TRUST ATTN SEPARATE
ACCOUNTS
PO BOX 368 INDIANAPOLIS IN 46206-0368, 14.91% |
|
CONSERVATIVE
STRATEGY FUND CLASS R5
- JAMES A SCOTT & SON FBO JAMES A SCOTT & SON NQ
EXCESS
PLAN ATTN CRAIG RYDER 1301 OLD GRAVES MILL RD LYNCHBURG VA 24502-4317,
9.99% |
|
CONSERVATIVE
STRATEGY FUND CLASS R5
- MID ATLANTIC TRUST COMPANY FBO THOMAS LLC
EMPLOYEES'
PROFIT SHARIN 1251 WATERFRONT PLACE, SUITE 525 PITTSBURGH PA 15222-4228,
6.41% |
|
CONSERVATIVE
STRATEGY FUND CLASS S
- NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE
BENE
OF OUR CUSTOMER ATTN MUTUAL FUNDS DEPT 4TH FL 499 WASHINGTON BLVD JERSEY
CITY NJ
07310-1995,
26.10% |
|
CONSERVATIVE
STRATEGY FUND CLASS S
- CHARLES SCHWAB & CO., INC SPECIAL CUSTODY ACCOUNT
FOR
THE EXCLUSIVE BENEFIT OF CUSTOMERS ATTN: MUTUAL FUNDS 211 MAIN STREET SAN
FRANCISCO
CA
94105-1901, 17.39% |
|
CONSERVATIVE
STRATEGY FUND CLASS S
- RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS HOUSE
ACCT
FIRM 92500015 ATTN COURTNEY WALLER 880 CARILLON PARKWAY ST PETERSBURG FL
33716-1102,
15.68% |
|
CONSERVATIVE
STRATEGY FUND CLASS S
- CHARLES SCHWAB & CO INC SPECIAL CUSTODY A/C FBO
CUSTOMERS
ATTN MUTUAL FUNDS 211 MAIN STREET SAN FRANCISCO CA 94105-1901,
9.75% |
|
EQUITY
GROWTH STRATEGY FUND CLASS A
- PERSHING LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-2052,
44.57% |
|
EQUITY
GROWTH STRATEGY FUND CLASS A
- WELLS FARGO CLEARING SERVICES LLC SPECIAL
CUSTODY
ACCT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET ST SAINT LOUIS MO
63103-2523,
29.00% |
|
EQUITY
GROWTH STRATEGY FUND CLASS A
- CHARLES SCHWAB & CO INC SPECIAL CUSTODY ACCT FBO
CUSTOMERS
ATTN MUTUAL FUNDS 211 MAIN ST SAN FRANCISCO CA 94105-1901,
12.28% |
|
EQUITY
GROWTH STRATEGY FUND CLASS C
- WELLS FARGO CLEARING SERVICES LLC SPECIAL
CUSTODY
ACCT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET ST SAINT LOUIS MO
63103-2523,
27.85% |
|
EQUITY
GROWTH STRATEGY FUND CLASS C
- RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS HOUSE
ACCT
FIRM 92500015 ATTN COURTNEY WALLER 880 CARILLON PARKWAY ST PETERSBURG FL
33716-1102,
26.14% |
|
EQUITY
GROWTH STRATEGY FUND CLASS C
- PERSHING LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-2052,
18.69% |
|
EQUITY
GROWTH STRATEGY FUND CLASS C
- NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE
BENEFIT
OF OUR CUSTOMERS ATTN MUTUAL FUNDS DEPT 4TH FL 499 WASHINGTON BLVD JERSEY
CITY NJ
07310-1995,
10.35% |
|
EQUITY
GROWTH STRATEGY FUND CLASS C
- RBC CAPITAL MARKETS LLC MUTUAL FUND OMNIBUS
PROCESSING
OMNIBUS ATTN MUTUAL FUND OPS MANAGER 250 NICOLLET MALL SUITE 1400
MINNEAPOLIS
MN
55401-7554, 5.93% |
|
EQUITY
GROWTH STRATEGY FUND CLASS C
- CHARLES SCHWAB & CO INC SPECIAL CUSTODY ACCT FBO
CUSTOMERS
ATTN MUTUAL FUNDS 211 MAIN ST SAN FRANCISCO CA 94105-1901,
5.12% |
|
EQUITY
GROWTH STRATEGY FUND CLASS R1
- AUL GROUP RETIREMENT ANNUITY SEPARATE ACCOUNT
II
ATTN SEPARATE ACCOUNTS PO BOX 368 INDIANAPOLIS IN 46206-0368,
28.93% |
|
EQUITY
GROWTH STRATEGY FUND CLASS R1
- AUL AMERICAN UNIT INVESTMENT TRUST ATTN
SEPARATE
ACCOUNTS PO BOX 368 INDIANAPOLIS IN 46206-0368,
17.22% |
|
EQUITY
GROWTH STRATEGY FUND CLASS R1
- PERSHING LLC 1 PERSHING PLZ JERSEY CITY NJ
07399-2052,
13.95% |
|
EQUITY
GROWTH STRATEGY FUND CLASS R1
- NATIONAL FINANCIAL SERVICES LLC FOR THE
EXCLUSIVE
BENE OF OUR CUSTOMER ATTN MUTUAL FUNDS DEPT 4TH FL 499 WASHINGTON BLVD
JERSEY
CITY
NJ 07310-1995, 8.48% |
|
EQUITY
GROWTH STRATEGY FUND CLASS R1
- MID ATLANTIC TRUST COMPANY FBO SURFACE MOUNT
TECHNOLOGY
CORPORATIO 1251 WATERFRONT PL STE 525 PITTSBURGH PA 15222-4228,
7.90% |
|
EQUITY
GROWTH STRATEGY FUND CLASS R1
- LPL FINANCIAL A/C 1000-0005 4707 EXECUTIVE DR SAN
DIEGO
CA 92121-3091, 7.00% |
|
EQUITY
GROWTH STRATEGY FUND CLASS R4
- JOHN HANCOCK LIFE INSURANCE COMPANY USA JHRPS
TRADING
OPS ST-6 200 BERKELEY ST BOSTON MA 02116-5022,
86.26% |
|
EQUITY
GROWTH STRATEGY FUND CLASS R4
- JOHN HANCOCK LIFE INSURANCE COMPANY OF NEW
YORK
JHRPS TRADING OPS ST-6 200 BERKELEY ST BOSTON MA 02116-5022,
11.17% |
|
EQUITY
GROWTH STRATEGY FUND CLASS R5
- DCGT AS TTEE AND/OR CUST FBO PLIC VARIOUS
RETIREMENT
PLANS OMNIBUS ATTN NPIO TRADE DESK 711 HIGH STREET DES MOINES IA
50392-0001, 35.99% |
|
EQUITY
GROWTH STRATEGY FUND CLASS R5
- AUL AMERICAN UNIT INVESTMENT TRUST ATTN
SEPARATE
ACCOUNTS PO BOX 368 INDIANAPOLIS IN 46206-0368,
23.47% |
|
EQUITY
GROWTH STRATEGY FUND CLASS R5
- AUL GROUP RETIREMENT ANNUITY SEPARATE ACCOUNT
II
ATTN SEPARATE ACCOUNTS PO BOX 368 INDIANAPOLIS IN 46206-0368,
12.68% |
|
EQUITY
GROWTH STRATEGY FUND CLASS R5
- MID ATLANTIC TRUST COMPANY FBO MILLENNIUM
PACKAGING,
LP 401(K) PRO 1251 WATERFRONT PL STE 525 PITTSBURGH PA 15222-4228,
12.13% |
|
EQUITY
GROWTH STRATEGY FUND CLASS R5
- NATIONAL FINANCIAL SERVICES LLC FOR THE
EXCLUSIVE
BENE OF OUR CUSTOMER ATTN MUTUAL FUNDS DEPT 4TH FL 499 WASHINGTON BLVD
JERSEY
CITY
NJ 07310-1995, 7.80% |
|
EQUITY
GROWTH STRATEGY FUND CLASS S
- NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE
BENE
OF OUR CUSTOMER ATTN MUTUAL FUNDS DEPT 4TH FL 499 WASHINGTON BLVD JERSEY
CITY NJ
07310-1995,
30.47% |
|
EQUITY
GROWTH STRATEGY FUND CLASS S
- CHARLES SCHWAB & CO., INC SPECIAL CUSTODY ACCOUNT
FOR
THE EXCLUSIVE BENEFIT OF CUSTOMERS ATTN: MUTUAL FUNDS 211 MAIN STREET SAN
FRANCISCO
CA
94105-1901, 21.21% |
|
EQUITY
GROWTH STRATEGY FUND CLASS S
- RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS HOUSE
ACCT
FIRM 92500015 ATTN COURTNEY WALLER 880 CARILLON PARKWAY ST PETERSBURG FL
33716-1102,
12.24% |
|
EQUITY
GROWTH STRATEGY FUND CLASS S
- MATRIX TRUST COMPANY CUST FBO MINISTERS BENE
ASSN
SELECT RETIREME PO BOX 52129 PHOENIX AZ 85072-2129,
8.65% |
|
EQUITY
GROWTH STRATEGY FUND CLASS S
- PERSHING LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-2052,
8.03% |
|
GROWTH
STRATEGY FUND CLASS A
- PERSHING LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-2052,
71.97% |
|
GROWTH
STRATEGY FUND CLASS A
- CHARLES SCHWAB & CO INC SPECIAL CUSTODY ACCT FBO
CUSTOMERS
ATTN MUTUAL FUNDS 211 MAIN ST SAN FRANCISCO CA 94105-1901,
9.48% |
|
GROWTH
STRATEGY FUND CLASS A
- WELLS FARGO CLEARING SERVICES LLC SPECIAL CUSTODY ACCT
FOR
THE EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET ST SAINT LOUIS MO
63103-2523, 5.80% |
|
GROWTH
STRATEGY FUND CLASS C
- PERSHING LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-2052,
28.60% |
|
GROWTH
STRATEGY FUND CLASS C
- RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS HOUSE ACCT
FIRM
92500015 ATTN COURTNEY WALLER 880 CARILLON PARKWAY ST PETERSBURG FL
33716-1102, 24.24% |
|
GROWTH
STRATEGY FUND CLASS C
- WELLS FARGO CLEARING SERVICES LLC SPECIAL CUSTODY ACCT
FOR
THE EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET ST SAINT LOUIS MO
63103-2523, 23.00% |
|
GROWTH
STRATEGY FUND CLASS C
- NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENEFIT
OF
OUR CUSTOMERS ATTN MUTUAL FUNDS DEPT 4TH FL 499 WASHINGTON BLVD JERSEY
CITY NJ
07310-1995,
7.17% |
|
GROWTH
STRATEGY FUND CLASS R1
- AUL GROUP RETIREMENT ANNUITY SEPARATE ACCOUNT II ATTN
SEPARATE
ACCOUNTS PO BOX 368 INDIANAPOLIS IN 46206-0368,
28.79% |
|
GROWTH
STRATEGY FUND CLASS R1
- AUL AMERICAN UNIT INVESTMENT TRUST ATTN SEPARATE
ACCOUNTS
PO BOX 368 INDIANAPOLIS IN 46206-0368, 21.92% |
|
GROWTH
STRATEGY FUND CLASS R1
- MID ATLANTIC TRUST COMPANY FBO BETA INDUSTRIES, INC.
401(K)
RETIRE 1251 WATERFRONT PL STE 525 PITTSBURGH PA 15222-4228,
12.47% |
|
GROWTH
STRATEGY FUND CLASS R1
- PERSHING LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-2052,
8.73% |
|
GROWTH
STRATEGY FUND CLASS R1
- MID ATLANTIC TRUST COMPANY FBO SURFACE MOUNT
TECHNOLOGY
CORPORATIO 1251 WATERFRONT PL STE 525 PITTSBURGH PA 15222-4228,
6.96% |
|
GROWTH
STRATEGY FUND CLASS R4
- JOHN HANCOCK LIFE INSURANCE COMPANY USA JHRPS TRADING
OPS
ST-6 200 BERKELEY ST BOSTON MA 02116-5022, 92.13% |
|
GROWTH
STRATEGY FUND CLASS R4
- JOHN HANCOCK LIFE INSURANCE COMPANY OF NEW YORK JHRPS
TRADING
OPS ST-6 200 BERKELEY ST BOSTON MA 02116-5022, 5.83% |
|
GROWTH
STRATEGY FUND CLASS R5
- DCGT AS TTEE AND/OR CUST FBO PLIC VARIOUS RETIREMENT
PLANS
OMNIBUS ATTN NPIO TRADE DESK 711 HIGH STREET DES MOINES IA 50392-0001,
20.98% |
|
GROWTH
STRATEGY FUND CLASS R5
- AUL GROUP RETIREMENT ANNUITY SEPARATE ACCOUNT II ATTN
SEPARATE
ACCOUNTS PO BOX 368 INDIANAPOLIS IN 46206-0368,
15.38% |
|
GROWTH
STRATEGY FUND CLASS R5
- MID ATLANTIC TRUST COMPANY FBO WILLIAM NEALE & CO., P.C.
1251
WATERFRONT PL STE 525 PITTSBURGH PA 15222-4228,
15.22% |
|
GROWTH
STRATEGY FUND CLASS R5
- SMP HEALTH SYSTEM FBO EXEC NQ EXCESS OF SMP HEALTH ATTN
AARON
ALTON PO BOX 10007 FARGO ND 58106-0007, 9.82% |
|
GROWTH
STRATEGY FUND CLASS R5
- AUL AMERICAN UNIT INVESTMENT TRUST ATTN SEPARATE
ACCOUNTS
PO BOX 368 INDIANAPOLIS IN 46206-0368, 8.24% |
|
GROWTH
STRATEGY FUND CLASS R5
- MG TRUST COMPANY CUST. FBO AGRISWINE ALLIANCE, INC.
EMPLOYEES
717 17TH ST STE 1300 DENVER CO 80202-3304, 7.40% |
|
GROWTH
STRATEGY FUND CLASS R5
- TALCOTT RESOLUTION LIFE INSURANCE COMPANY ATTN UIT
OPERATIONS
PO BOX 5051 HARTFORD CT 06102-5051, 5.71% |
|
GROWTH
STRATEGY FUND CLASS R5
- NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENE
OF
OUR CUSTOMER ATTN MUTUAL FUNDS DEPT 4TH FL 499 WASHINGTON BLVD JERSEY CITY
NJ 07310-1995,
5.08% |
|
GROWTH
STRATEGY FUND CLASS S
- RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS HOUSE ACCT
FIRM
92500015 ATTN COURTNEY WALLER 880 CARILLON PARKWAY ST PETERSBURG FL
33716-1102, 36.92% |
|
GROWTH
STRATEGY FUND CLASS S
- NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENE OF
OUR
CUSTOMER ATTN MUTUAL FUNDS DEPT 4TH FL 499 WASHINGTON BLVD JERSEY CITY NJ
07310-1995,
21.42% |
|
GROWTH
STRATEGY FUND CLASS S
- CHARLES SCHWAB & CO., INC SPECIAL CUSTODY ACCOUNT FOR
THE
EXCLUSIVE BENEFIT OF CUSTOMERS ATTN: MUTUAL FUNDS 211 MAIN STREET SAN
FRANCISCO CA
94105-1901,
9.29% |
|
GROWTH
STRATEGY FUND CLASS S
- PERSHING LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-2052,
9.11% |
|
GROWTH
STRATEGY FUND CLASS S
- MATRIX TRUST COMPANY CUST FBO MINISTERS BENE ASSN SELECT
RETIREME
PO BOX 52129 PHOENIX AZ 85072-2129, 5.58% |
|
MODERATE
STRATEGY FUND CLASS A
- PERSHING LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-2052,
68.35% |
|
MODERATE
STRATEGY FUND CLASS A
- CHARLES SCHWAB & CO INC SPECIAL CUSTODY ACCT FBO
CUSTOMERS
ATTN MUTUAL FUNDS 211 MAIN ST SAN FRANCISCO CA 94105-1901,
9.33% |
|
MODERATE
STRATEGY FUND CLASS A
- WELLS FARGO CLEARING SERVICES LLC SPECIAL CUSTODY ACCT
FOR
THE EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET ST SAINT LOUIS MO
63103-2523, 7.25% |
|
MODERATE
STRATEGY FUND CLASS C
- PERSHING LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-2052,
32.31% |
|
MODERATE
STRATEGY FUND CLASS C
- RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS HOUSE ACCT
FIRM
92500015 ATTN COURTNEY WALLER 880 CARILLON PARKWAY ST PETERSBURG FL
33716-1102, 27.03% |
|
MODERATE
STRATEGY FUND CLASS C
- WELLS FARGO CLEARING SERVICES LLC SPECIAL CUSTODY ACCT
FOR
THE EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET ST SAINT LOUIS MO
63103-2523, 14.68% |
|
MODERATE
STRATEGY FUND CLASS C
- LPL FINANCIAL A/C 1000-0005 4707 EXECUTIVE DR SAN DIEGO CA
92121-3091,
7.94% |
|
MODERATE
STRATEGY FUND CLASS C
- NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE
BENEFIT
OF OUR CUSTOMERS ATTN MUTUAL FUNDS DEPT 4TH FL 499 WASHINGTON BLVD JERSEY
CITY NJ
07310-1995,
7.62% |
|
MODERATE
STRATEGY FUND CLASS C
- CHARLES SCHWAB & CO INC SPECIAL CUSTODY ACCT FBO
CUSTOMERS
ATTN MUTUAL FUNDS 211 MAIN ST SAN FRANCISCO CA 94105-1901,
7.55% |
|
MODERATE
STRATEGY FUND CLASS R1
- PERSHING LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-2052,
32.39% |
|
MODERATE
STRATEGY FUND CLASS R1
- AUL GROUP RETIREMENT ANNUITY SEPARATE ACCOUNT II ATTN
SEPARATE
ACCOUNTS PO BOX 368 INDIANAPOLIS IN 46206-0368,
20.59% |
|
MODERATE
STRATEGY FUND CLASS R1
- AUL AMERICAN UNIT INVESTMENT TRUST ATTN SEPARATE
ACCOUNTS
PO BOX 368 INDIANAPOLIS IN 46206-0368, 13.64% |
|
MODERATE
STRATEGY FUND CLASS R1
- MID ATLANTIC TRUST COMPANY FBO BETA INDUSTRIES, INC.
401(K)
RETIRE 1251 WATERFRONT PL STE 525 PITTSBURGH PA 15222-4228,
10.15% |
|
MODERATE
STRATEGY FUND CLASS R1
- DCGT AS TTEE AND/OR CUST FBO PLIC VARIOUS RETIREMENT
PLANS
OMNIBUS ATTN NPIO TRADE DESK 711 HIGH STREET DES MOINES IA 50392-0001,
9.00% |
|
MODERATE
STRATEGY FUND CLASS R1
- MID ATLANTIC TRUST COMPANY FBO SURFACE MOUNT
TECHNOLOGY
CORPORATIO 1251 WATERFRONT PL STE 525 PITTSBURGH PA 15222-4228,
6.04% |
|
MODERATE
STRATEGY FUND CLASS R4
- JOHN HANCOCK LIFE INSURANCE COMPANY USA JHRPS
TRADING
OPS ST-6 200 BERKELEY ST BOSTON MA 02116-5022,
85.73% |
|
MODERATE
STRATEGY FUND CLASS R4
- JOHN HANCOCK LIFE INSURANCE COMPANY OF NEW YORK
JHRPS
TRADING OPS ST-6 200 BERKELEY ST BOSTON MA 02116-5022,
9.70% |
|
MODERATE
STRATEGY FUND CLASS R5
- AUL GROUP RETIREMENT ANNUITY SEPARATE ACCOUNT II ATTN
SEPARATE
ACCOUNTS PO BOX 368 INDIANAPOLIS IN 46206-0368,
28.97% |
|
MODERATE
STRATEGY FUND CLASS R5
- DCGT AS TTEE AND/OR CUST FBO PLIC VARIOUS RETIREMENT
PLANS
OMNIBUS ATTN NPIO TRADE DESK 711 HIGH STREET DES MOINES IA 50392-0001,
24.69% |
|
MODERATE
STRATEGY FUND CLASS R5
- AUL AMERICAN UNIT INVESTMENT TRUST ATTN SEPARATE
ACCOUNTS
PO BOX 368 INDIANAPOLIS IN 46206-0368, 21.66% |
|
MODERATE
STRATEGY FUND CLASS R5
- NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENE
OF
OUR CUSTOMER ATTN MUTUAL FUNDS DEPT 4TH FL 499 WASHINGTON BLVD JERSEY CITY
NJ 07310-1995,
6.17% |
|
MODERATE
STRATEGY FUND CLASS S
- NATIONAL FINANCIAL SERVICES LLC FOR THE EXCLUSIVE BENE
OF
OUR CUSTOMER ATTN MUTUAL FUNDS DEPT 4TH FL 499 WASHINGTON BLVD JERSEY CITY
NJ 07310-1995,
25.14% |
|
MODERATE
STRATEGY FUND CLASS S
- PERSHING LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-2052,
19.52% |
|
MODERATE
STRATEGY FUND CLASS S
- RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS HOUSE ACCT
FIRM
92500015 ATTN COURTNEY WALLER 880 CARILLON PARKWAY ST PETERSBURG FL
33716-1102, 17.61% |
|
MODERATE
STRATEGY FUND CLASS S
- CHARLES SCHWAB & CO., INC SPECIAL CUSTODY ACCOUNT FOR
THE
EXCLUSIVE BENEFIT OF CUSTOMERS ATTN: MUTUAL FUNDS 211 MAIN STREET SAN
FRANCISCO CA
94105-1901,
10.61% |
|
MODERATE
STRATEGY FUND CLASS S
- CHARLES SCHWAB & CO INC SPECIAL CUSTODY A/C FBO
CUSTOMERS
ATTN MUTUAL FUNDS 211 MAIN STREET SAN FRANCISCO CA 94105-1901,
8.22% |
|
MODERATE
STRATEGY FUND CLASS S
- MATRIX TRUST COMPANY CUST FBO MINISTERS BENE ASSN
SELECT
RETIREME PO BOX 52129 PHOENIX AZ 85072-2129, 5.64% |
|
BALANCED
STRATEGY FUND
- PERSHING LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-2052,
42.11% |
|
CONSERVATIVE
STRATEGY FUND
- PERSHING LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-2052,
38.62% |
|
EQUITY
GROWTH STRATEGY FUND
- PERSHING LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-2052,
28.04% |
|
GROWTH
STRATEGY FUND
- PERSHING LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-2052,
47.02% |
|
MODERATE
STRATEGY FUND
- PERSHING LLC 1 PERSHING PLZ JERSEY CITY NJ 07399-2052,
45.60% |
|