FUND |
Class
A
Shares |
Class
C
Shares |
Class
R
Shares |
Investor
Shares |
Class
R6
Shares |
Service
Shares |
Institutional
Shares |
Class
P
Shares |
GOLDMAN
SACHS U.S.
EQUITY
ESG FUND |
GAGVX |
GCGVX |
GRGVX |
GIRGX |
GDEUX |
– |
GINGX |
GALPX |
GOLDMAN
SACHS LARGE
CAP
CORE FUND |
GSCGX |
GSPCX |
GSPRX |
GSPTX |
GSPUX |
GSPSX |
GSPIX |
GGGPX |
GOLDMAN
SACHS
CONCENTRATED
GROWTH
FUND |
GCGAX |
GCGCX |
GGCRX |
GGCTX |
GCGUX |
– |
GCRIX |
GACPX |
GOLDMAN
SACHS FLEXIBLE
CAP
FUND |
GALLX |
GCLLX |
GRLLX |
GSLLX |
GFCUX |
– |
GILLX |
GGZPX |
GOLDMAN
SACHS MID CAP
GROWTH
FUND |
GGOAX |
GGOCX |
GGORX |
GGOTX |
GGOUX |
GGOSX |
GGOIX |
GGQPX |
GOLDMAN
SACHS SMALL
CAP
GROWTH FUND |
GSBDX |
GSBAX |
GSANX |
GSAHX |
GSBEX |
– |
GSAJX |
GSADX |
GOLDMAN
SACHS
SMALL/MID
CAP GROWTH
FUND |
GSMAX |
GSMGX |
GTMRX |
GTMTX |
GTMUX |
GSMQX |
GSMYX |
GSWPX |
GOLDMAN
SACHS
STRATEGIC
GROWTH
FUND |
GGRAX |
GGRCX |
GSTRX |
GSTTX |
GGRUX |
GSTSX |
GSTIX |
GSPPX |
GOLDMAN
SACHS
TECHNOLOGY
OPPORTUNITIES
FUND |
GITAX |
GITCX |
– |
GISTX |
GTORX |
GITSX |
GITIX |
GSJPX |
GOLDMAN
SACHS EQUITY
INCOME
FUND |
GSGRX |
GSGCX |
GRGRX |
GRGTX |
GRGUX |
GSGSX |
GSIIX |
GABPX |
GOLDMAN
SACHS FOCUSED
VALUE
FUND |
GFVAX |
GFVCX |
GFVRX |
GFVIX |
GFVUX |
– |
GFVSX |
GGYPX |
GOLDMAN
SACHS LARGE
CAP
VALUE FUND |
GSLAX |
GSVCX |
GSVRX |
GSVTX |
GSVUX |
GSVSX |
GSLIX |
GMYPX |
GOLDMAN
SACHS MID CAP
VALUE
FUND |
GCMAX |
GCMCX |
GCMRX |
GCMTX |
GCMUX |
GSMSX |
GSMCX |
GMPPX |
GOLDMAN
SACHS SMALL
CAP
VALUE FUND |
GSSMX |
GSSCX |
GSQRX |
GSQTX |
GSSUX |
GSSSX |
GSSIX |
GSYPX |
GOLDMAN
SACHS
SMALL/MID
CAP VALUE
FUND |
GMVAX |
GMVCX |
GMVRX |
GMVIX |
GMCUX |
– |
GSMVX |
GSVPX |
B-5 | |
B-5 | |
B-9 | |
B-63 | |
B-77 | |
B-92 | |
B-109 | |
B-117 | |
B-119 | |
B-123 | |
B-129 | |
B-129 | |
B-130 | |
B-138 | |
B-143 | |
B-147 | |
B-150 | |
B-153 | |
1-A | |
1-B | |
1-C |
Name,
Address
and
Age1
|
Position(s)
Held
with
the
Trust |
Term
of
Office
and
Length
of
Time
Served2
|
Principal
Occupation(s)
During
Past 5 Years |
Number
of
Portfolios
in
Fund
Complex
Overseen
by
Trustee3
|
Other
Directorships
Held
by
Trustee4
|
Jessica
Palmer
Age:
73 |
Chair
of the
Board
of
Trustees |
Since
2018
(Trustee
since
2007) |
Ms.
Palmer is retired. She was formerly Consultant,
Citigroup
Human Resources Department
(2007–2008);
Managing Director, Citigroup
Corporate
and Investment Banking (previously,
Salomon
Smith Barney/Salomon Brothers)
(1984–2006).
Ms. Palmer was a Member of the Board
of
Trustees of Indian Mountain School (private
elementary
and secondary school) (2004–2009).
Chair
of the Board of Trustees—Goldman Sachs Trust
and
Goldman Sachs Variable Insurance Trust. |
103 |
None |
Dwight
L.
Bush
Age:
65 |
Trustee |
Since
2020 |
Ambassador
Bush is President and CEO of D.L. Bush
&
Associates (a financial advisory and private
investment
firm) (2002–2014 and 2017–present);
Director
of MoneyLion, Inc. (an operator of a
data-driven,
digital financial platform)
(2021–present);
and was formerly U.S. Ambassador to
the
Kingdom of Morocco (2014–2017) and a Member
of
the Board of Directors of Santander Bank, N.A.
(2018–2019).
Previously, Ambassador Bush served as
an
Advisory Board Member of Goldman Sachs Trust
and
Goldman Sachs Variable Insurance Trust (October
2019–January
2020).
Trustee—Goldman
Sachs Trust and Goldman Sachs
Variable
Insurance Trust. |
103 |
MoneyLion,
Inc.
(an
operator of a
data-driven,
digital
financial
platform) |
Kathryn
A.
Cassidy
Age:
68 |
Trustee |
Since
2015 |
Ms.
Cassidy is retired. She is Director, Vertical
Aerospace
Ltd. (an aerospace and technology
company)
(2021–present). Formerly, Ms. Cassidy was
Advisor
to the Chairman (May 2014–December
2014);
and Senior Vice President and Treasurer
(2008–2014),
General Electric Company & General
Electric
Capital Corporation (technology and financial
services
companies).
Trustee—Goldman
Sachs Trust and Goldman Sachs
Variable
Insurance Trust. |
103 |
Vertical
Aerospace
Ltd.
(an
aerospace
and
technology
company) |
Name,
Address
and
Age1 |
Position(s)
Held
with
the
Trust |
Term
of
Office
and
Length
of
Time
Served2 |
Principal
Occupation(s)
During
Past 5 Years |
Number
of
Portfolios
in
Fund
Complex
Overseen
by
Trustee3 |
Other
Directorships
Held
by
Trustee4 |
John
G. Chou
Age:
66 |
Trustee |
Since
2022 |
Mr.
Chou is Executive Vice President and Special
Advisor
to the Chairman and CEO of
AmerisourceBergen
Corporation (a pharmaceutical
and
healthcare company) (2021–present); and
formerly
held various executive management positions
with
AmerisourceBergen Corporation, including
Executive
Vice President and Chief Legal Officer
(2019–2021);
Executive Vice President and Chief
Legal
& Business Officer (2017–2019); and Executive
Vice
President and General Counsel (2011–2017).
Trustee—Goldman
Sachs Trust and Goldman Sachs
Variable
Insurance Trust. |
103 |
None |
Diana
M.
Daniels
Age:
73 |
Trustee |
Since
2007 |
Ms.
Daniels is retired. Formerly, she was Vice
President,
General Counsel and Secretary, The
Washington
Post Company (1991–2006). Ms. Daniels
is
a Trustee Emeritus and serves as a Presidential
Councillor
of Cornell University (2013–Present);
Director
of 1735 NY Investments, LLC (oversees an
investment
fund that supports the mission of the
American
Institute of Architects) (2022-Present);
former
Member of the Legal Advisory Board, New
York
Stock Exchange (2003–2006) and of the
Corporate
Advisory Board, Standish Mellon
Management
Advisors (2006–2007).
Trustee—Goldman
Sachs Trust and Goldman Sachs
Variable
Insurance Trust. |
103 |
None |
Joaquin
Delgado
Age:
62 |
Trustee |
Since
2020 |
Dr.
Delgado is retired. He is Director, Stepan
Company
(a specialty chemical manufacturer)
(2011–present);
and was formerly Director,
Hexion
Inc. (a specialty chemical manufacturer)
(2019–2022);
Executive Vice President, Consumer
Business
Group of 3M Company (July 2016–July
2019);
and Executive Vice President, Health Care
Business
Group of 3M Company (October 2012–July
2016).
Previously, Dr. Delgado served as an Advisory
Board
Member of Goldman Sachs Trust and Goldman
Sachs
Variable Insurance Trust (October 2019–
January
2020).
Trustee—Goldman
Sachs Trust and Goldman Sachs
Variable
Insurance Trust. |
103 |
Stepan
Company
(a
specialty
chemical
manufacturer) |
Name,
Address
and
Age1 |
Position(s)
Held
with
the
Trust |
Term
of
Office
and
Length
of
Time
Served2 |
Principal
Occupation(s)
During
Past 5 Years |
Number
of
Portfolios
in
Fund
Complex
Overseen
by
Trustee3 |
Other
Directorships
Held
by
Trustee4 |
Eileen
H.
Dowling
Age:
60 |
Trustee |
Since
2021 |
Ms.
Dowling is retired. Formerly, she was Senior
Advisor
(April 2021–September 2021); and Managing
Director
(2013–2021), BlackRock, Inc. (a financial
services
firm).
Trustee—Goldman
Sachs Trust and Goldman Sachs
Variable
Insurance Trust. |
103 |
None |
Gregory
G.
Weaver
Age:
71 |
Trustee |
Since
2015 |
Mr.
Weaver is retired. He is Director, Verizon
Communications
Inc. (2015–Present); and was
formerly
Chairman and Chief Executive Officer,
Deloitte
& Touche LLP (a professional services firm)
(2001–2005
and 2012–2014); and Member of the
Board
of Directors, Deloitte & Touche LLP
(2006–2012).
Trustee—Goldman
Sachs Trust and Goldman Sachs
Variable
Insurance Trust. |
103 |
Verizon
Communications
Inc. |
Paul
C. Wirth
Age:
65 |
Trustee |
Since
2022 |
Mr.
Wirth is retired. Formerly, he was Deputy Chief
Financial
Officer and Principal Accounting Officer
(2011–2020);
Finance Director and Principal
Accounting
Officer (2010–2011); and Managing
Director,
Global Controller, and Chief Accounting
Officer
(2005–2010) of Morgan Stanley.
Trustee—Goldman
Sachs Trust and Goldman Sachs
Variable
Insurance Trust. |
103 |
None
|
Name,
Address
and
Age1
|
Position(s)
Held
with
the
Trust |
Term
of
Office
and
Length
of
Time
Served2
|
Principal
Occupation(s)
During
Past 5 Years |
Number
of
Portfolios
in
Fund
Complex
Overseen
by
Trustee3
|
Other
Directorships
Held
by
Trustee4
|
James
A.
McNamara*
Age:
60 |
President
and
Trustee |
Since
2007 |
Advisory
Director, Goldman Sachs (January
2018–Present);
Managing Director, Goldman Sachs
(January
2000–December 2017); Director of
Institutional
Fund Sales, GSAM (April
1998–December
2000); and Senior Vice President and
Manager,
Dreyfus Institutional Service Corporation
(January
1993–April 1998)
President
and Trustee—Goldman Sachs Trust;
Goldman
Sachs Variable Insurance Trust; Goldman
Sachs
Trust II; Goldman Sachs MLP and Energy
Renaissance
Fund; Goldman Sachs ETF Trust;
Goldman
Sachs ETF Trust II; Goldman Sachs Credit
Income
Fund; and Goldman Sachs Real Estate
Diversified
Income Fund. |
171 |
None |
Name,
Age
and
Address |
Position(s)
Held
with
the Trust |
Term
of Office and
Length
of Time
Served1
|
Principal
Occupation(s) During Past 5 Years |
James
A. McNamara
200
West Street
New
York, NY 10282
Age:
60 |
Trustee
and
President |
Since
2007 |
Advisory
Director, Goldman Sachs (January 2018 – Present);
Managing
Director, Goldman Sachs (January 2000 – December 2017);
Director
of Institutional Fund Sales, GSAM (April 1998 –
December 2000);
and Senior Vice President and Manager, Dreyfus
Institutional
Service Corporation (January 1993 –
April 1998).President
and Trustee—Goldman Sachs Trust; Goldman
Sachs
Variable Insurance Trust; Goldman Sachs Trust II; Goldman
Sachs
ETF Trust; Goldman Sachs ETF Trust II; Goldman Sachs MLP
and
Energy Renaissance Fund; Goldman Sachs Credit Income Fund;
and
Goldman Sachs Real Estate Diversified Income
Fund. |
Joseph
F. DiMaria
30
Hudson Street
Jersey
City, NJ 07302
Age:
54 |
Treasurer,
Principal
Financial
Officer
and
Principal
Accounting
Officer |
Since
2017
(Treasurer
and
Principal
Financial
Officer
since
2019) |
Managing
Director, Goldman Sachs (November 2015 – Present) and
Vice
President – Mutual Fund Administration, Columbia Management
Investment
Advisers, LLC (May 2010 – October 2015).Treasurer,
Principal
Financial Officer and Principal Accounting
Officer—Goldman
Sachs Trust (previously Assistant Treasurer
(2016));
Goldman Sachs Variable Insurance Trust (previously Assistant
Treasurer
(2016)); Goldman Sachs Trust II (previously Assistant
Treasurer
(2017)); Goldman Sachs MLP and Energy Renaissance Fund
(previously
Assistant Treasurer (2017)); Goldman Sachs ETF Trust
(previously
Assistant Treasurer (2017)); Goldman Sachs ETF Trust II;
Goldman
Sachs Credit Income Fund; and Goldman Sachs Real Estate
Diversified
Income Fund. |
Julien
Yoo
200
West Street
New
York, NY 10282
Age:
51 |
Chief
Compliance
Officer |
Since
2019 |
Managing
Director, Goldman Sachs (January 2020–Present); Vice
President,
Goldman Sachs (December 2014–December 2019); and
Vice
President, Morgan Stanley Investment Management
(2005–2010).Chief
Compliance Officer—Goldman Sachs Trust;
Goldman
Sachs Variable Insurance Trust; Goldman Sachs Trust II;
Goldman
Sachs BDC, Inc.; Goldman Sachs Private Middle Market
Credit
LLC; Goldman Sachs Private Middle Market Credit II LLC;
Goldman
Sachs Middle Market Lending Corp.; Goldman Sachs
Middle
Market Lending LLC II; Goldman Sachs MLP and Energy
Renaissance
Fund; Goldman Sachs ETF Trust; Goldman Sachs ETF
Trust
II; Goldman Sachs Credit Income Fund; and Goldman Sachs
Real
Estate Diversified Income
Fund. |
Name,
Age
and
Address |
Position(s)
Held
with
the Trust |
Term
of Office and
Length
of Time
Served1 |
Principal
Occupation(s) During Past 5 Years |
Peter
W. Fortner
30
Hudson Street
Jersey
City, NJ 07302
Age:
64 |
Assistant
Treasurer |
Since
2000 |
Vice
President, Goldman Sachs (July 2000–Present); Principal
Accounting
Officer and Treasurer, Commerce Bank Mutual Fund
Complex
(2008–Present); Treasurer of Goldman Sachs
Philanthropy
Fund (2019–Present); and Treasurer of Ayco Charitable
Foundation
(2020–Present). Assistant Treasurer—Goldman Sachs
Trust;
Goldman Sachs Variable Insurance Trust; Goldman Sachs Trust
II;
Goldman Sachs MLP and Energy Renaissance Fund; Goldman
Sachs
ETF Trust; Goldman Sachs ETF Trust II; Goldman Sachs Credit
Income
Fund; and Goldman Sachs Real Estate Diversified
Income
Fund. |
Allison
Fracchiolla
30
Hudson Street
Jersey
City, NJ 07302
Age:
39 |
Assistant
Treasurer |
Since
2014 |
Vice
President, Goldman Sachs (January 2013–Present).Assistant
Treasurer—Goldman
Sachs Trust; Goldman Sachs Variable Insurance
Trust;
Goldman Sachs Trust II; Goldman Sachs ETF Trust; Goldman
Sachs
ETF Trust II; Goldman Sachs MLP and Energy
Renaissance
Fund; and Goldman Sachs Real Estate Diversified
Income
Fund. |
Tyler
Hanks
222
S. Main St
Salt
Lake City, UT 84101
Age:
40 |
Assistant
Treasurer |
Since
2019 |
Vice
President, Goldman Sachs (January 2016—Present); and
Associate,
Goldman Sachs (January 2014—January 2016). Assistant
Treasurer—Goldman
Sachs Trust; Goldman Sachs Variable Insurance
Trust;
Goldman Sachs Trust II; Goldman Sachs MLP and Energy
Renaissance
Fund; Goldman Sachs ETF Trust; Goldman Sachs ETF
Trust
II; Goldman Sachs Credit Income Fund; and Goldman Sachs
Real
Estate Diversified Income Fund. |
Kirsten
Frivold Imohiosen
200
West Street
New
York, NY 10282
Age:
52 |
Assistant
Treasurer |
Since
2019 |
Managing
Director, Goldman Sachs (January 2018–Present); and Vice
President,
Goldman Sachs (May 1999–December 2017).Assistant
Treasurer—Goldman
Sachs Trust; Goldman Sachs Variable Insurance
Trust;
Goldman Sachs Trust II; Goldman Sachs MLP and Energy
Renaissance
Fund; Goldman Sachs BDC, Inc.; Goldman Sachs Private
Middle
Market Credit LLC; Goldman Sachs Private Middle Market
Credit
II LLC; Goldman Sachs Middle Market Lending Corp.;
Goldman
Sachs ETF Trust; Goldman Sachs ETF Trust II; Goldman
Sachs
Credit Income Fund; and Goldman Sachs Real Estate
Diversified
Income Fund. |
Steven
Z. Indich
30
Hudson Street
Jersey
City, NJ 07302
Age:
53 |
Assistant
Treasurer |
Since
2019 |
Vice
President, Goldman Sachs (February 2010 – Present).Assistant
Treasurer—Goldman
Sachs Trust; Goldman Sachs Variable Insurance
Trust;
Goldman Sachs Trust II; Goldman Sachs MLP and Energy
Renaissance
Fund; Goldman Sachs BDC, Inc.; Goldman Sachs Private
Middle
Market Credit LLC; Goldman Sachs Private Middle Market
Credit
II LLC; Goldman Sachs Middle Market Lending Corp.;
Goldman
Sachs ETF Trust; Goldman Sachs ETF Trust II; Goldman
Sachs
Credit Income Fund; and Goldman Sachs Real Estate
Diversified
Income Fund. |
Name,
Age
and
Address |
Position(s)
Held
with
the Trust |
Term
of Office and
Length
of Time
Served1 |
Principal
Occupation(s) During Past 5 Years |
Carol
Liu
30
Hudson Street
Jersey
City, NJ 07302
Age:
47 |
Assistant
Treasurer |
Since
2019 |
Vice
President, Goldman Sachs (October 2017 – Present); Tax
Director,
The Raine Group LLC (August 2015 – October 2017); and
Tax
Director, Icon Investments LLC (January 2012 – August
2015).Assistant
Treasurer—Goldman Sachs Trust; Goldman Sachs
Variable
Insurance Trust; Goldman Sachs Trust II; Goldman Sachs
MLP
and Energy Renaissance Fund; Goldman Sachs BDC, Inc.;
Goldman
Sachs Private Middle Market Credit LLC; Goldman Sachs
Private
Middle Market Credit II LLC; Goldman Sachs Middle Market
Lending
Corp.; Goldman Sachs ETF Trust; Goldman Sachs ETF Trust
II;
Goldman Sachs Credit Income Fund; and Goldman Sachs Real
Estate
Diversified Income Fund. |
Christopher
Bradford
200
West StreetNew York,
NY
10282Age: 41 |
Vice
President |
Since
2020 |
Vice
President, Goldman Sachs (January 2014–Present).Vice
President—Goldman
Sachs Trust; Goldman Sachs Variable Insurance
Trust;
Goldman Sachs Trust II; Goldman Sachs ETF Trust; Goldman
Sachs
ETF Trust II; Goldman Sachs MLP and Energy
Renaissance
Fund; Goldman Sachs Real Estate Diversified
Income
Fund; and Goldman Sachs Credit Income Fund. |
Kenneth
Cawley
71
South Wacker Drive
Chicago,
IL 60606
Age:
52 |
Vice
President |
Since
2021 |
Managing
Director, Goldman Sachs (2017 – Present), Vice President
(December
1999–2017); Associate (December 1996–December 1999);
Associate,
Discover Financial (August 1994–December 1996).Vice
President—Goldman
Sachs Trust; Goldman Sachs Variable Insurance
Trust;
and Goldman Sachs Trust II. |
Anney
Chi
200
West Street
New
York, NY 10282
Age:
39 |
Vice
President |
Since
2022 |
Vice
President, Goldman Sachs (2014–Present).Vice
President—Goldman
Sachs Trust; Goldman Sachs Variable Insurance
Trust;
Goldman Sachs Trust II; Goldman Sachs ETF Trust; Goldman
Sachs
ETF Trust II; Goldman Sachs MLP and Energy
Renaissance
Fund; and Goldman Sachs Real Estate Diversified
Income
Fund. |
TP
Enders
200
West Street
New
York, NY 10282
Age:
54 |
Vice
President |
Since
2021 |
Managing
Director, Goldman Sachs (January 2012–Present); Vice
President,
Goldman Sachs (April 2004–December 2011)Vice
President—Goldman
Sachs Trust; Goldman Sachs Variable Insurance
Trust;
Goldman Sachs Trust II; Goldman Sachs ETF Trust; Goldman
Sachs
ETF Trust II; Goldman Sachs MLP and Energy
Renaissance
Fund; Goldman Sachs Credit Income Fund; and Goldman
Sachs
Real Estate Diversified Income Fund. |
Frank
Murphy
200
West Street
New
York, NY 10282
Age:
48 |
Vice
President |
Since
2019 |
Managing
Director, Goldman Sachs (2015 – Present); Vice President,
Goldman
Sachs (2003 – 2014); Associate, Goldman Sachs (2001 –
2002);
and Analyst, Goldman Sachs (1999 – 2001).Vice
President—Goldman
Sachs Trust; and Goldman Sachs Variable
Insurance
Trust. |
Name,
Age
and
Address |
Position(s)
Held
with
the Trust |
Term
of Office and
Length
of Time
Served1 |
Principal
Occupation(s) During Past 5 Years |
Caroline
L. Kraus
200
West Street
New
York, NY 10282
Age:
45 |
Secretary |
Since
2012 |
Managing
Director, Goldman Sachs (January 2016–Present); Vice
President,
Goldman Sachs (August 2006–December 2015); Senior
Counsel,
Goldman Sachs (January 2020–Present); Associate General
Counsel,
Goldman Sachs (2012–December 2019); Assistant General
Counsel,
Goldman Sachs (August 2006–December 2011); and
Associate,
Weil, Gotshal & Manges, LLP
(2002–2006).Secretary—Goldman
Sachs Trust (previously Assistant
Secretary
(2012)); Goldman Sachs Variable Insurance Trust
(previously
Assistant Secretary (2012)); Goldman Sachs Trust II;
Goldman
Sachs BDC, Inc.; Goldman Sachs Private Middle Market
Credit
LLC; Goldman Sachs Private Middle Market Credit II LLC;
Goldman
Sachs Middle Market Lending Corp.; Goldman Sachs MLP
and
Energy Renaissance Fund; Goldman Sachs ETF Trust; Goldman
Sachs
ETF Trust II; Goldman Sachs Credit Income Fund; and
Goldman
Sachs Real Estate Diversified Income Fund. |
David
A. Fishman
200
West Street
New
York, NY 10282
Age:
58 |
Assistant
Secretary |
Since
2001 |
Managing
Director, Goldman Sachs (December 2001 – Present); and
Vice
President, Goldman Sachs (1997 – December 2001).Assistant
Secretary—Goldman
Sachs Trust; and Goldman Sachs Variable
Insurance
Trust. |
Shaun
Cullinan
200
West Street
New
York, NY 10282
Age:
43 |
Assistant
Secretary |
Since
2018 |
Managing
Director, Goldman Sachs (2018 – Present); Vice President,
Goldman
Sachs (2009 – 2017); Associate, Goldman Sachs (2006 –
2008);
Analyst, Goldman Sachs (2004 – 2005).Assistant
Secretary—Goldman
Sachs Trust; Goldman Sachs Variable Insurance
Trust;
and Goldman Sachs Trust II. |
Robert
Griffith
200
West Street
New
York, NY 10282
Age:
48 |
Assistant
Secretary |
Since
2022 |
Managing
Director, Goldman Sachs (September 2022 – Present);
General
Counsel, Exchange Traded Concepts, LLC (October 2021 –
September
2022); Vice President, Goldman Sachs (August 2011 –
October
2021); Associate General Counsel, Goldman Sachs
(December
2014 – Present); Assistant General Counsel, Goldman
Sachs
(August 2011 – December 2014); Vice President and Counsel,
Nomura
Holding America, Inc. (2010 – 2011); and Associate, Simpson
Thacher
& Bartlett LLP (2005 – 2010).Assistant Secretary—Goldman
Sachs
Trust; Goldman Sachs Variable Insurance Trust; Goldman Sachs
Trust
II; Goldman Sachs ETF Trust; Goldman Sachs ETF Trust II;
Goldman
Sachs MLP and Energy Renaissance Fund; and Goldman
Sachs
Real Estate Diversified Income
Fund. |
Name
of Trustee |
Dollar
Range of Equity Securities
in
the
Funds(1)
|
Aggregate
Dollar Range of Equity Securities in
All
Portfolios in Fund Complex Overseen By
Trustee |
Jessica
Palmer |
Growth
Opportunities Fund:
Over
$100,000 |
Over
$100,000 |
|
Mid
Cap Value Fund: Over
$100,000 |
|
Dwight
L. Bush |
None |
None |
Kathryn
A. Cassidy |
Small/Mid
Cap
Growth
Fund: Over $100,000 |
Over
$100,000 |
|
Mid
Cap Value Fund: Over
$100,000 |
|
|
Small
Cap Value Fund: Over
$100,000 |
|
John
G. Chou(2)
|
None |
None |
Diana
M. Daniels |
None |
Over
$100,000 |
Joaquin
Delgado |
None |
Over
$100,000 |
Eileen
H. Dowling(3)
|
Small/Mid
Cap
Growth
Fund: $1-$10,000 |
Over
$100,000 |
|
U.S.
Equity ESG Fund:
$10,001-$50,000 |
|
James
A. McNamara |
Small/Mid
Cap
Growth
Fund: Over $100,000 |
Over
$100,000 |
Gregory
G. Weaver |
Small
Cap Value Fund: Over
$100,000 |
Over
$100,000 |
Paul
C. Wirth(2)
|
None |
None |
Name
of Trustee |
U.S.
Equity
ESG |
Concentrated
Growth |
Large
Cap Core |
Flexible
Cap |
Mid
Cap Growth |
Small
Cap
Growth |
Small/Mid
Cap
Growth |
Jessica
Palmer(1)
|
$3,895.64 |
$3,941.97 |
$4,223.86 |
$3,901.01 |
$4,230.52 |
$3,896.90 |
$4,698.80 |
Dwight
L. Bush |
$2,599.60 |
$2,630.51 |
$2,818.62 |
$2,603.18 |
$2,823.06 |
$2,600.44 |
$3,135.55 |
Kathryn
A. Cassidy |
$2,599.60 |
$2,630.51 |
$2,818.62 |
$2,603.18 |
$2,823.06 |
$2,600.44 |
$3,135.55 |
John
G. Chou(2)
|
$684.59 |
$690.95 |
$738.64 |
$685.71 |
$731.08 |
$685.01 |
$788.43 |
Diana
M. Daniels |
$2,599.60 |
$2,630.51 |
$2,818.62 |
$2,603.18 |
$2,823.06 |
$2,600.44 |
$3,135.55 |
Joaquin
Delgado |
$2,599.60 |
$2,630.51 |
$2,818.62 |
$2,603.18 |
$2,823.06 |
$2,600.44 |
$3,135.55 |
Eileen
H. Dowling(3)
|
$1,977.95 |
$2,000.24 |
$2,143.02 |
$1,980.77 |
$2,138.60 |
$1,978.77 |
$2,359.37 |
James
A. McNamara(4)
|
— |
— |
— |
— |
— |
— |
— |
Gregory
G. Weaver(5)
|
$3,054.20 |
$3,090.50 |
$3,311.50 |
$3,058.40 |
$3,316.66 |
$3,055.19 |
$3,683.61 |
Paul
C. Wirth(2)
|
$684.59 |
$690.95 |
$738.64 |
$685.71 |
$731.08 |
$685.01 |
$788.43 |
Name
of Trustee |
Strategic
Growth |
Technology
Opportunities |
Equity
Income |
Focused
Value |
Large
Cap
Value |
Mid
Cap
Value |
Small
Cap
Value |
Jessica
Palmer(1)
|
$3,941.88 |
$4,103.18 |
$4,004.64 |
$3,901.02 |
$4,022.33 |
$4,223.55 |
$5,082.26 |
Dwight
L. Bush |
$2,630.45 |
$2,738.09 |
$2,672.33 |
$2,603.19 |
$2,684.14 |
$2,818.42 |
$3,391.44 |
Kathryn
A. Cassidy |
$2,630.45 |
$2,738.09 |
$2,672.33 |
$2,603.19 |
$2,684.14 |
$2,818.42 |
$3,391.44 |
John
G. Chou(2)
|
$690.74 |
$712.31 |
$704.10 |
$685.74 |
$706.55 |
$740.77 |
$867.72 |
Diana
M. Daniels |
$2,630.45 |
$2,738.09 |
$2,672.33 |
$2,603.19 |
$2,684.14 |
$2,818.42 |
$3,391.44 |
Joaquin
Delgado |
$2,630.45 |
$2,738.09 |
$2,672.33 |
$2,603.19 |
$2,684.14 |
$2,818.42 |
$3,391.44 |
Eileen
H. Dowling(3)
|
$2,000.04 |
$2,076.21 |
$2,033.46 |
$1,980.75 |
$2,042.19 |
$2,144.35 |
$2,566.37 |
James
A. McNamara(4)
|
— |
— |
— |
— |
— |
— |
— |
Gregory
G. Weaver(5)
|
$3,090.43 |
$3,216.85 |
$3,139.65 |
$3,058.42 |
$3,153.52 |
$3,311.27 |
$3,984.33 |
Paul
C. Wirth(2)
|
$690.74 |
$712.31 |
$704.10 |
$685.74 |
$706.55 |
$740.77 |
$867.72 |
Name
of Trustee |
Small/Mid
Cap
Value |
Pension
or Retirement
Benefits
Accrued as Part
of
the Trust’s Expenses |
Total
Compensation
From
Fund Complex
(including
the Funds)(6)
|
Jessica
Palmer(1)
|
$3,955.67 |
$0 |
$526,000 |
Dwight
L. Bush |
$2,639.65 |
$0 |
$351,000 |
Kathryn
A. Cassidy |
$2,639.65 |
$0 |
$351,000 |
John
G. Chou(2)
|
$695.76 |
$0 |
$90,250 |
Diana
M. Daniels |
$2,639.65 |
$0 |
$351,000 |
Joaquin
Delgado |
$2,639.65 |
$0 |
$351,000 |
Eileen
H. Dowling(3)
|
$2,009.31 |
$0 |
$265,750 |
James
A. McNamara(4)
|
— |
— |
— |
Gregory
G. Weaver(5)
|
$3,101.26 |
$0 |
$413,000 |
Paul
C. Wirth(2)
|
$695.76 |
$0 |
$90,250 |
Fund |
Management
Fee Annual Rate |
Actual
Rate for the Fiscal
Year
Ended
August
31, 2022 |
U.S.
Equity ESG Fund |
0.55%
on the first $1 billion |
0.55% |
|
0.50%
over $1 billion up to $2 billion |
|
|
0.47%
over $2 billion up to $5 billion |
|
|
0.46%
over $5 billion up to $8 billion |
|
|
0.45%
over $8 billion |
|
Large
Cap Core Fund |
0.71%
on the first $1 billion |
0.67% |
|
0.64%
over $1 billion up to $2 billion |
|
|
0.61%
over $2 billion |
|
Concentrated
Growth Fund |
0.76%
on the first $1 billion |
0.76% |
|
0.68%
over $1 billion up to $2 billion |
|
|
0.65%
over $2 billion up to $5 billion |
|
|
0.64%
over $5 billion up to $8 billion |
|
|
0.62%
over $8 billion |
|
Flexible
Cap Fund |
0.55%
on the first $1 billion |
0.55% |
|
0.50%
over $1 billion up to $2 billion |
|
|
0.47%
over $2 billion up to $5 billion |
|
|
0.46%
over $5 billion up to $8 billion |
|
|
0.45%
over $8 billion |
|
Mid
Cap Growth Fund |
0.92%
on the first $2 billion |
0.86% |
|
0.83%
over $2 billion up to $5 billion |
|
|
0.79%
over $5 billion up to $8 billion |
|
|
0.77%
over $8 billion |
|
Small
Cap Growth Fund |
0.85%
on the first $2 billion |
0.85% |
|
0.77%
over $2 billion up to $5 billion |
|
|
0.73%
over $5 billion up to $8 billion |
|
|
0.71%
over $8 billion |
|
Small/Mid
Cap Growth Fund |
0.85%
on the first $2 billion |
0.83% |
|
0.77%
over $2 billion up to $5 billion |
|
|
0.73%
over $5 billion up to $8 billion |
|
|
0.71%
over $8 billion |
|
Strategic
Growth Fund |
0.71%
on the first $1 billion |
0.71% |
|
0.64%
over $1 billion up to $2 billion |
|
|
0.61%
over $2 billion up to $5 billion |
|
|
0.59%
over $5 billion up to $8 billion |
|
|
0.58%
over $8 billion |
|
Fund |
Management
Fee Annual Rate |
Actual
Rate for the Fiscal
Year
Ended
August
31, 2022 |
Technology
Opportunities Fund |
0.94%
on the first $1 billion |
0.92% |
|
0.85%
over $1 billion up to $2 billion |
|
|
0.80%
over $2 billion up to $5 billion |
|
|
0.79%
over $5 billion up to $8 billion |
|
|
0.77%
over $8 billion |
|
Equity
Income Fund |
0.69%
on the first $1 billion |
0.69% |
|
0.62%
over $1 billion up to $2 billion |
|
|
0.59%
over $2 billion up to $5 billion |
|
|
0.58%
over $5 billion up to $8 billion |
|
|
0.57%
over $8 billion |
|
Focused
Value Fund |
0.69%
on the first $1 billion |
0.69% |
|
0.62%
over $1 billion up to $2 billion |
|
|
0.59%
over $2 billion up to $5 billion |
|
|
0.58%
over $5 billion up to $8 billion |
|
|
0.57%
over $8 billion |
|
Large
Cap Value Fund |
0.75%
on the first $1 billion |
0.69% |
|
0.68%
over $1 billion up to $2 billion |
|
|
0.65%
over $2 billion up to $5 billion |
|
|
0.64%
over $5 billion up to $8 billion |
|
|
0.63%
over $8 billion |
|
Mid
Cap Value Fund |
0.75%
on the first $2 billion |
0.75% |
|
0.68%
over $2 billion up to $5 billion |
|
|
0.65%
over $5 billion up to $8 billion |
|
|
0.64%
over $8 billion |
|
Small
Cap Value Fund |
0.98%
on the first $2 billion |
0.93% |
|
0.88%
over $2 billion up to $5 billion |
|
|
0.84%
over $5 billion up to $8 billion |
|
|
0.82%
over $8 billion |
|
Small/Mid
Cap Value Fund |
0.80%
on the first $2 billion |
0.80% |
|
0.72%
over $2 billion up to $5 billion |
|
|
0.68%
over $5 billion up to $8 billion |
|
|
0.67%
over $8 billion |
|
|
Fiscal
year ended
August
31, 2022 |
Fiscal
year ended
August
31, 2021 |
Fiscal
year ended
August
31, 2020 | |||
Fund |
Without
Fee
Waivers |
With
Fee
Waivers |
Without
Fee
Waivers |
With
Fee
Waivers |
Without
Fee
Waivers |
With
Fee
Waivers |
U.S.
Equity ESG Fund |
$117,439 |
$117,022 |
$71,611 |
$71,434 |
$60,006 |
$59,754 |
Large
Cap Core Fund |
$8,525,933 |
$8,207,329 |
7,678,577 |
7,675,075 |
6,308,632 |
6,304,469 |
Concentrated
Growth Fund |
$1,392,730 |
$1,391,818 |
1,471,820 |
1,469,965 |
1,184,546 |
1,183,081 |
Flexible
Cap Fund |
$222,321 |
$221,763 |
160,356 |
160,014 |
110,718 |
110,633 |
Mid
Cap Growth Fund |
$10,895,136 |
$10,163,142 |
12,708,911 |
12,696,448 |
10,612,054 |
9,896,790 |
Small
Cap Growth Fund1
|
$213,048 |
$212,330 |
172,188 |
171,787 |
54,918 |
54,726 |
|
Fiscal
year ended
August
31, 2022 |
Fiscal
year ended
August
31, 2021 |
Fiscal
year ended
August
31, 2020 | |||
Fund |
Without
Fee
Waivers |
With
Fee
Waivers |
Without
Fee
Waivers |
With
Fee
Waivers |
Without
Fee
Waivers |
With
Fee
Waivers |
Small/Mid
Cap Growth Fund |
$
23,093,359 |
$
23,053,578 |
24,489,899 |
24,437,057 |
16,330,551 |
16,278,768 |
Strategic
Growth Fund |
$1,314,248 |
$1,312,431 |
1,384,722 |
1,383,685 |
1,122,165 |
1,120,973 |
Technology
Opportunities Fund |
$7,066,122 |
$6,917,436 |
7,695,326 |
7,680,405 |
5,144,878 |
5,125,955 |
Equity
Income Fund |
$2,909,582 |
$2,904,479 |
2,662,116 |
2,659,813 |
2,393,932 |
2,392,209 |
Focused
Value Fund |
$278,649 |
$277,909 |
170,423 |
169,797 |
58,668 |
58,485 |
Large
Cap Value Fund |
$3,626,323 |
$3,330,449 |
3,388,259 |
3,383,898 |
3,167,956 |
2,998,352 |
Mid
Cap Value Fund |
$9,129,474 |
$9,106,836 |
8,440,325 |
8,434,712 |
7,890,669 |
7,875,872 |
Small
Cap Value Fund |
$
38,955,472 |
$
38,900,660 |
46,450,264 |
46,425,870 |
45,956,718 |
45,859,257 |
Small/Mid
Cap Value Fund |
$1,915,951 |
$1,911,176 |
1,274,278 |
1,272,242 |
885,213 |
882,746 |
|
Number
of Other Accounts Managed and Total Assets by Account
Type |
Number
of Accounts and Total Assets for
Which
Advisory Fee is Performance Based | ||||||||||
|
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicles |
Other
Accounts |
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicles |
Other
Accounts | ||||||
Name
of Portfolio Manager |
Number
of
Accounts |
Assets
Managed |
Number
of
Accounts |
Assets
Managed |
Number
of
Accounts |
Assets
Managed |
Number
of
Accounts |
Assets
Managed |
Number
of
Accounts |
Assets
Managed |
Number
of
Accounts |
Assets
Managed |
U.S.
Equity ESG Fund |
|
|
|
|
|
|
|
|
|
|
|
|
Steven
M. Barry |
15 |
$5,741 |
13 |
$8,314 |
57 |
$5,221 |
— |
— |
— |
— |
— |
— |
Stephen
E. Becker |
7 |
$1,817 |
6 |
$1,534 |
25 |
$4,639 |
— |
— |
— |
— |
— |
— |
Kevin
Martens |
9 |
$2,589 |
1 |
$683 |
16 |
$2,069 |
— |
— |
— |
— |
— |
— |
Large
Cap Core Fund |
|
|
|
|
|
|
|
|
|
|
|
|
Steven
M. Barry |
15 |
$5,741 |
13 |
$8,314 |
57 |
$5,221 |
— |
— |
— |
— |
— |
— |
Stephen
E. Becker |
7 |
$1,817 |
6 |
$1,534 |
25 |
$4,639 |
— |
— |
— |
— |
— |
— |
Concentrated
Growth Fund |
|
|
|
|
|
|
|
|
|
|
|
|
Steven
M. Barry |
15 |
$5,741 |
13 |
$8,314 |
57 |
$5,221 |
— |
— |
— |
— |
— |
— |
Stephen
E. Becker |
7 |
$1,817 |
6 |
$1,534 |
25 |
$4,639 |
— |
— |
— |
— |
— |
— |
Flexible
Cap Fund |
|
|
|
|
|
|
|
|
|
|
|
|
Steven
M. Barry |
15 |
$5,741 |
13 |
$8,314 |
57 |
$5,221 |
— |
— |
— |
— |
— |
— |
Mid
Cap Growth Fund |
|
|
|
|
|
|
|
|
|
|
|
|
Steven
M. Barry |
15 |
$5,741 |
13 |
$8,314 |
57 |
$5,221 |
— |
— |
— |
— |
— |
— |
Jenny
Chang |
4 |
$1,161 |
1 |
$227 |
8 |
$227 |
— |
— |
— |
— |
— |
— |
Small/Mid
Cap Growth |
|
|
|
|
|
|
|
|
|
|
|
|
Steven
M. Barry |
15 |
$5,741 |
13 |
$8,314 |
57 |
$5,221 |
— |
— |
— |
— |
— |
— |
Gregory
Tuorto |
4 |
$2,245 |
1 |
$84 |
9 |
$464 |
— |
— |
— |
— |
— |
— |
Jessica
Katz |
4 |
$2,245 |
— |
— |
1 |
$38 |
— |
— |
— |
— |
— |
— |
Small
Cap Growth |
|
|
|
|
|
|
|
|
|
|
|
|
Gregory
Tuorto |
4 |
$2,245 |
1 |
$84 |
9 |
$464 |
|
|
|
|
|
|
Jessica
Katz |
4 |
$2,245 |
— |
— |
1 |
$38 |
|
|
|
|
|
|
Strategic
Growth Fund |
|
|
|
|
|
|
|
|
|
|
|
|
Steven
M. Barry |
15 |
$5,741 |
13 |
$8,314 |
57 |
$5,221 |
— |
— |
— |
— |
— |
— |
Stephen
E. Becker |
7 |
$1,817 |
6 |
$1,534 |
25 |
$4,639 |
— |
— |
— |
— |
— |
— |
Technology
Opportunities Fund |
|
|
|
|
|
|
|
|
|
|
|
|
Steven
M. Barry |
15 |
$5,741 |
13 |
$8,314 |
57 |
$5,221 |
— |
— |
— |
— |
— |
— |
Sung
Cho |
5 |
$2,487 |
13 |
$8,978 |
33 |
$489 |
— |
— |
— |
— |
— |
— |
Charles
“Brook” Dane |
10 |
$3,359 |
13 |
$8,978 |
41 |
$2,243 |
— |
— |
— |
— |
— |
— |
|
Number
of Other Accounts Managed and Total Assets by Account
Type |
Number
of Accounts and Total Assets for
Which
Advisory Fee is Performance Based | ||||||||||
|
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicles |
Other
Accounts |
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicles |
Other
Accounts | ||||||
Name
of Portfolio Manager |
Number
of
Accounts |
Assets
Managed |
Number
of
Accounts |
Assets
Managed |
Number
of
Accounts |
Assets
Managed |
Number
of
Accounts |
Assets
Managed |
Number
of
Accounts |
Assets
Managed |
Number
of
Accounts |
Assets
Managed |
Equity
Income Fund |
|
|
|
|
|
|
|
|
|
|
|
|
Charles
“Brook” Dane |
10 |
$3,359 |
13 |
$8,978 |
41 |
$2,243 |
— |
— |
— |
— |
— |
— |
Kevin
Martens |
9 |
$2,589 |
1 |
$683 |
16 |
$2,069 |
|
|
|
|
|
|
Focused
Value Fund |
|
|
|
|
|
|
|
|
|
|
|
|
Charles
“Brook” Dane |
10 |
$3,359 |
13 |
$8,978 |
41 |
$2,243 |
— |
— |
— |
— |
— |
— |
Kevin
Martens |
9 |
$2,589 |
1 |
$683 |
16 |
$2,069 |
— |
— |
— |
— |
— |
— |
Large
Cap Value Fund |
|
|
|
|
|
|
|
|
|
|
|
|
Charles
“Brook” Dane |
10 |
$3,359 |
13 |
$8,978 |
41 |
$2,243 |
— |
— |
— |
— |
— |
— |
Kevin
Martens |
9 |
$2,589 |
1 |
$683 |
16 |
$2,069 |
— |
— |
— |
— |
— |
— |
Mid
Cap Value Fund |
|
|
|
|
|
|
|
|
|
|
|
|
Sung
Cho |
5 |
$2,487 |
13 |
$8,978 |
33 |
$489 |
— |
— |
— |
— |
— |
— |
Small
Cap Value Fund |
|
|
|
|
|
|
|
|
|
|
|
|
Robert
Crystal |
5 |
$4,427 |
1 |
$84 |
16 |
$1,741 |
— |
— |
— |
— |
— |
— |
Sally
Pope Davis |
5 |
$4,427 |
— |
— |
8 |
$1,315 |
— |
— |
— |
— |
— |
— |
Small/Mid
Cap Value Fund |
|
|
|
|
|
|
|
|
|
|
|
— |
Robert
Crystal |
5 |
$4,427 |
1 |
$84 |
16 |
$1,741 |
— |
— |
— |
— |
— |
— |
Sally
Pope Davis |
5 |
$4,427 |
— |
— |
8 |
$1,315 |
— |
— |
— |
— |
— |
— |
Name
of Portfolio Manager |
Dollar
Range of Equity Securities
Beneficially
Owned by Portfolio Manager |
U.S.
Equity ESG Fund | |
Steven
M. Barry |
$500,001
- $1,000,000 |
Stephen
E. Becker |
$100,001
- $500,000 |
Kevin
Martens |
$10,001
- $50,000 |
Large
Cap Core Fund | |
Steven
M. Barry |
$100,001
- $500,000 |
Stephen
E. Becker |
$100,001
- $500,000 |
Concentrated
Growth Fund | |
Steven
M. Barry |
$1,000,001
- $2,000,000 |
Stephen
E. Becker |
$500,001
- $1,000,000 |
Small
Cap Growth Fund | |
Gregory
Tuorto |
$100,001
- $500,000 |
Jessica
Katz |
$100,001
- $500,000 |
Flexible
Cap Fund | |
Steven
M. Barry |
$500,001
- $1,000,000 |
Mid
Cap Growth Fund | |
Steven
M. Barry |
$500,001
- $1,000,000 |
Jenny
Chang |
$100,001
- $500,000 |
Small/Mid
Cap Growth Fund | |
Gregory
Tuorto |
$100,001
- $500,000 |
Steven
M. Barry |
$100,001
- $500,000 |
Jessica
Katz |
$100,001
- $500,000 |
Strategic
Growth Fund | |
Steven
M. Barry |
$500,001
- $1,000,000 |
Stephen
E. Becker |
$500,001
- $1,000,000 |
Technology
Opportunities Fund | |
Steven
M. Barry |
$500,001
- $1,000,000 |
Charles
“Brook” Dane |
$100,001
- $500,000 |
Sung
Cho |
$100,001
- $500,000 |
Equity
Income Fund | |
Charles
“Brook” Dane |
$100,001
- $500,000 |
Kevin
Martens |
$10,001
- $50,000 |
Focused
Value Fund | |
Charles
“Brook” Dane |
$100,001
- $500,000 |
Kevin
Martens |
$50,001
- $100,000 |
Large
Cap Value Fund | |
Charles
“Brook” Dane |
$500,001
- $1,000,000 |
Kevin
Martens |
$100,001
- $500,000 |
Mid
Cap Value Fund | |
Sung
Cho |
$100,001
- $500,000 |
Small
Cap Value Fund | |
Robert
Crystal |
$1,000,001
- $2,000,000 |
Name
of Portfolio Manager |
Dollar
Range of Equity Securities
Beneficially
Owned by Portfolio Manager |
Sally
Pope Davis |
$500,001
- $1,000,000 |
Small/Mid
Cap Value Fund | |
Robert
Crystal |
Over
$2,000,000 |
Sally
Pope Davis |
$500,001
- $1,000,000 |
Fund |
Fiscal
year ended
August
31, 2022 |
Fiscal
year ended
August
31, 2021 |
Fiscal
year ended
August
31, 2020 |
U.S.
Equity ESG Fund |
$1,299 |
$682 |
$3,433 |
Large
Cap Core Fund |
$30,308 |
25,237 |
17,899 |
Concentrated
Growth Fund |
$3,374 |
3,158 |
2,374 |
Flexible
Cap Fund |
$2,631 |
1,188 |
1,309 |
Mid
Cap Growth Fund |
$10,000 |
22,151 |
12,943 |
Small
Cap Growth Fund1
|
$328 |
230 |
600 |
Small/Mid
Cap Growth Fund |
$26,812 |
52,579 |
25,518 |
Strategic
Growth Fund |
$4,941 |
2,503 |
3,645 |
Technology
Opportunities Fund |
$14,069 |
18,098 |
21,852 |
Equity
Income Fund |
N/A |
9,566 |
12,029 |
Focused
Value Fund |
$633 |
432 |
722 |
Large
Cap Value Fund |
$3,742 |
3,411 |
6,744 |
Mid
Cap Value Fund |
$18,552 |
12,601 |
17,491 |
Small
Cap Value Fund |
$5,575 |
5,369 |
2,391 |
Small/Mid
Cap Value Fund |
$882 |
1,584 |
1,452 |
Fund |
|
U.S.
Equity ESG Fund |
4.72% |
Large
Cap Core Fund |
4.72% |
Concentrated
Growth Fund |
4.70% |
Flexible
Cap Fund |
4.82% |
Mid
Cap Growth Fund |
4.98% |
Small
Cap Growth Fund |
4.58% |
Fund |
|
Small/Mid
Cap Growth Fund |
4.92% |
Strategic
Growth Fund |
4.89% |
Technology
Opportunities Fund |
4.79% |
Equity
Income Fund |
4.86% |
Focused
Value Fund |
4.42% |
Large
Cap Value Fund |
4.76% |
Mid
Cap Value Fund |
4.85% |
Small
Cap Value Fund |
4.79% |
Small/Mid
Cap Value Fund |
4.91% |
|
Class
A and C Shares* | ||
Fund |
Fiscal
Year Ended
August
31, 2022 |
Fiscal
Year Ended
August
31, 2021 |
Fiscal
Year Ended
August
31, 2020 |
U.S.
Equity ESG Fund |
$14,637 |
$13,374 |
$10,185 |
Large
Cap Core Fund |
$1,420,190 |
1,380,971 |
1,214,245 |
Concentrated
Growth Fund |
$16,831 |
17,532 |
13,955 |
Flexible
Cap Fund |
$13,477 |
12,508 |
11,637 |
Mid
Cap Growth Fund |
$543,945 |
648,469 |
579,894 |
Small
Cap Growth Fund(1)
|
$963 |
910 |
213 |
Small/Mid
Cap Growth Fund |
$754,742 |
882,095 |
715,286 |
Strategic
Growth Fund |
$83,287 |
81,313 |
55,787 |
Technology
Opportunities Fund |
$683,318 |
754,981 |
600,267 |
Equity
Income Fund |
$525,579 |
506,972 |
510,352 |
Focused
Value Fund |
$716 |
472 |
204 |
Large
Cap Value Fund |
$153,477 |
156,000 |
165,820 |
Mid
Cap Value Fund |
$827,637 |
806,497 |
815,289 |
|
Class
A and C Shares* | ||
Fund |
Fiscal
Year Ended
August
31, 2022 |
Fiscal
Year Ended
August
31, 2021 |
Fiscal
Year Ended
August
31, 2020 |
Small
Cap Value Fund |
$662,813 |
745,650 |
846,769 |
Small/Mid
Cap Value Fund |
$5,541 |
4,354 |
3,600 |
|
Institutional
Shares |
Service
Shares | ||||
Fund |
Fiscal
Year
Ended
August
31,
2022 |
Fiscal
Year
Ended
August
31,
2021 |
Fiscal
Year
Ended
August
31,
2020 |
Fiscal
Year
Ended
August
31,
2022 |
Fiscal
Year
Ended
August
31,
2021 |
Fiscal
Year
Ended
August
31,
2020 |
U.S.
Equity ESG Fund(1)
|
$1,298 |
$592 |
$343 |
N/A |
N/A |
N/A |
Large
Cap Core Fund |
$42,973 |
34,953 |
23,957 |
$454 |
$706 |
$656 |
Concentrated
Growth Fund(1)
|
$5,296 |
5,859 |
4,946 |
N/A |
N/A |
N/A |
Flexible
Cap Fund(1)
|
$2,659 |
755 |
246 |
N/A |
N/A |
N/A |
Mid
Cap Growth Fund |
$153,665 |
186,262 |
168,531 |
$10,523 |
12,332 |
9,754 |
Small
Cap Growth Fund(2)
|
$6,826 |
5,964 |
2,182 |
N/A |
N/A |
N/A |
Small/Mid
Cap Growth Fund |
$423,503 |
459,799 |
319,969 |
$1,952 |
13,067 |
7,154 |
Strategic
Growth Fund |
$20,004 |
23,262 |
20,455 |
$242 |
204 |
201 |
Technology
Opportunities Fund |
$55,464 |
65,652 |
38,762 |
$5,863 |
14,799 |
12,559 |
Equity
Income Fund |
$13,061 |
11,486 |
8,031 |
$40 |
50 |
64 |
Focused
Value Fund(1)
|
$903 |
1,550 |
321 |
N/A |
N/A |
N/A |
Large
Cap Value Fund |
$68,794 |
65,828 |
57,718 |
$351 |
333 |
361 |
Mid
Cap Value Fund |
$128,851 |
119,675 |
118,372 |
$14,665 |
12,937 |
14,572 |
Small
Cap Value Fund |
$755,773 |
1,057,008 |
1,113,566 |
$8,966 |
14,158 |
20,391 |
Small/Mid
Cap Value Fund(1)
|
$8,732 |
5,183 |
2,644 |
N/A |
N/A |
N/A |
|
Class
R and Investor Shares* |
Class
R6 Shares* | ||||
Fund |
Fiscal
Year
Ended
August
31,
2022 |
Fiscal
Year
Ended
August
31,
2021 |
Fiscal
Year
Ended
August
31,
2020 |
Fiscal
Year
Ended
August
31,
2022 |
Fiscal
Year
Ended
August
31,
2021 |
Fiscal
Year
Ended
August
31,
2020 |
U.S.
Equity ESG Fund |
$2,825 |
$920 |
$724 |
$368 |
$350 |
$614 |
Large
Cap Core Fund |
$64,391 |
38,411 |
27,207 |
$19,185 |
1,477 |
665 |
Concentrated
Growth Fund |
$398 |
411 |
294 |
$299 |
1,477 |
177 |
Flexible
Cap Fund |
$449 |
159 |
154 |
$265 |
77 |
61 |
Mid
Cap Growth Fund |
$205,208 |
239,776 |
196,437 |
$69,955 |
73,116 |
54,684 |
Small
Cap Growth Fund(2)
|
$246 |
260 |
150 |
$23 |
24 |
13 |
Small/Mid
Cap Growth Fund |
$998,246 |
1,086,686 |
691,243 |
$45,635 |
32,426 |
17,936 |
Strategic
Growth Fund |
$5,739 |
4,808 |
3,948 |
$874 |
202 |
105 |
Technology
Opportunities Fund(1)
|
$55,054 |
72,164 |
44,532 |
$4,164 |
571 |
132 |
Equity
Income Fund |
$7,409 |
6,755 |
6,290 |
$2,023 |
1,776 |
1,671 |
Focused
Value Fund |
$90 |
103 |
107 |
$4 |
7 |
10 |
Large
Cap Value Fund |
$11,000 |
10,473 |
12,409 |
$613 |
567 |
544 |
Mid
Cap Value Fund |
$114,068 |
376,841 |
95,793 |
$24,682 |
20,696 |
15,217 |
|
Class
R and Investor Shares* |
Class
R6 Shares* | ||||
Fund |
Fiscal
Year
Ended
August
31,
2022 |
Fiscal
Year
Ended
August
31,
2021 |
Fiscal
Year
Ended
August
31,
2020 |
Fiscal
Year
Ended
August
31,
2022 |
Fiscal
Year
Ended
August
31,
2021 |
Fiscal
Year
Ended
August
31,
2020 |
Small
Cap Value Fund |
$
334,541 |
335,438 |
323,385 |
$
403,067 |
426,884 |
381,263 |
Small/Mid
Cap Value Fund |
$21,898 |
8,174 |
4,624 |
$29,553 |
22,839 |
16,484 |
|
Class
P Shares | ||
Fund |
Fiscal
Year
Ended
August
31,
2022 |
Fiscal
Year
Ended
August
31,
2021 |
Fiscal
Year
Ended
August
31,
2020 |
U.S.
Equity ESG Fund |
$1,790 |
$432 |
$455 |
Large
Cap Core Fund |
$36,727 |
33,132 |
26,073 |
Concentrated
Growth Fund |
$47,474 |
50,083 |
40,329 |
Flexible
Cap Fund |
$7,256 |
5,729 |
3,692 |
Mid
Cap Growth Fund |
$21,714 |
25,815 |
19,180 |
Small
Cap Growth Fund(1)
|
$2,150 |
1,360 |
223 |
Small/Mid
Cap Growth Fund |
$144,092 |
135,653 |
63,031 |
Strategic
Growth Fund |
$22,781 |
24,560 |
21,158 |
Technology
Opportunities Fund |
$36,911 |
29,598 |
10,390 |
Equity
Income Fund |
$14,720 |
8,993 |
4,297 |
Focused
Value Fund |
$11,283 |
6,132 |
2,245 |
Large
Cap Value Fund |
$61,741 |
54,129 |
0 |
Mid
Cap Value Fund |
$46,292 |
54,129 |
38,518 |
Small
Cap Value Fund |
$96,250 |
85,330 |
64,027 |
Small/Mid
Cap Value Fund |
$30,600 |
18,710 |
13,268 |
Fund |
Other
Expenses |
U.S.
Equity ESG Fund |
0.084% |
Large
Cap Core Fund |
0.004% |
Concentrated
Growth Fund |
0.004% |
Flexible
Cap Fund |
0.004% |
Mid
Cap Growth Fund |
0.004% |
Small
Cap Growth Fund |
0.024% |
Small/Mid
Cap Growth Fund |
0.044% |
Strategic
Growth Fund |
0.004% |
Technology
Opportunities Fund |
0.004% |
Equity
Income Fund |
0.004% |
Focused
Value Fund |
0.004% |
Large
Cap Value |
0.004% |
Mid
Cap Value |
0.104% |
Small
Cap Value Fund |
0.004% |
Small/Mid
Cap Value Fund |
0.004% |
Fund |
Fiscal
year
ended
August
31, 2022 |
Fiscal
year
ended
August
31, 2021 |
Fiscal
year
ended
August
31, 2020 |
U.S.
Equity ESG Fund |
$240,864 |
$358,012 |
$279,792 |
Large
Cap Core Fund |
$452,680 |
571,030 |
720,068 |
Concentrated
Growth Fund |
$244,631 |
288,580 |
297,968 |
Flexible
Cap Fund |
$257,989 |
294,719 |
278,197 |
Mid
Cap Growth Fund |
$433,942 |
529,412 |
657,423 |
Small
Cap Growth Fund1
|
$210,815 |
414,075 |
463,305 |
Small/Mid
Cap Growth Fund |
— |
— |
— |
Strategic
Growth Fund |
$307,561 |
342,823 |
349,237 |
Technology
Opportunities Fund |
$422,330 |
464,754 |
492,609 |
Equity
Income Fund |
$314,084 |
382,892 |
430,113 |
Focused
Value Fund |
$245,642 |
260,215 |
316,532 |
Large
Cap Value Fund |
$289,117 |
340,349 |
424,953 |
Mid
Cap Value Fund |
— |
— |
— |
Small
Cap Value Fund |
$822,257 |
1,231,888 |
1,330,952 |
Small/Mid
Cap Value Fund |
$292,336 |
332,317 |
295,298 |
|
U.S.
Equity
ESG
Fund |
Large
Cap Core
Fund |
Concentrated
Growth
Fund |
Flexible
Cap
Fund |
Mid
Cap Growth
Fund |
Small
Cap
Growth
Fund |
Gross
Income from Securities Lending Activities1
|
$257 |
$5,143 |
$491 |
$201 |
$76,468 |
$54,306 |
Fees
and/or Compensation for Securities Lending
Activities
and Related Services |
|
|
|
|
|
|
Revenue
Split2
|
$22 |
$258 |
$31 |
$3 |
$5,648 |
$5,394 |
Cash
Collateral Management Fees3
|
$30 |
$702 |
$103 |
$17 |
$10,230 |
$1,169 |
Administrative
Fees |
— |
— |
— |
— |
— |
— |
Indemnification
Fees |
— |
— |
— |
— |
— |
— |
Rebates
to Borrowers |
$2 |
$1,737 |
— |
$134 |
$9,362 |
$1,994 |
Other
Fees |
— |
— |
— |
— |
— |
— |
Aggregate
Fees/Compensation for Securities
Lending
Activities |
$53 |
$2,697 |
$134 |
$154 |
$25,240 |
$8,557 |
Net
Income from the Securities Lending Activities |
$204 |
$2,447 |
$357 |
$47 |
$51,228 |
$45,749 |
|
Small/Mid
Cap
Growth
Fund |
Strategic
Growth
Fund |
Technology
Opportunities
Fund |
Equity
Income
Fund |
Focused
Value
Fund |
Gross
Income from Securities Lending Activities1
|
$2,123,565 |
$2,902 |
$8,246 |
$39,863 |
— |
Fees
and/or Compensation for Securities Lending Activities and Related
Services |
|
|
|
|
— |
Revenue
Split2
|
$215,318 |
$272 |
$606 |
$2,230 |
— |
Cash
Collateral Management Fees3
|
$57,047 |
$322 |
$1,603 |
$4,642 |
— |
Administrative
Fees |
— |
— |
— |
— |
— |
Indemnification
Fees |
— |
— |
— |
— |
— |
Rebates
to Borrowers |
$48,885 |
$6 |
$535 |
$9,108 |
— |
Other
Fees |
— |
— |
— |
— |
— |
Aggregate
Fees/Compensation for Securities Lending Activities |
$321,249 |
$600 |
$2,745 |
$15,980 |
— |
Net
Income from the Securities Lending Activities |
$1,802,316 |
$2,302 |
$5,502 |
$23,882 |
— |
|
Large
Cap
Value
Fund |
Mid
Cap
Value
Fund |
Small
Cap
Value
Fund |
Small/Mid
Cap
Value
Fund |
Gross
Income from Securities Lending Activities1
|
$3,028 |
$13,369 |
$275,567 |
$6,771 |
Fees
and/or Compensation for Securities Lending Activities and Related
Services |
|
|
|
|
Revenue
Split2
|
$97 |
$687 |
$21,709 |
$292 |
Cash
Collateral Management Fees3
|
$209 |
$808 |
$25,296 |
$524 |
Administrative
Fees |
— |
— |
— |
— |
Indemnification
Fees |
— |
— |
— |
— |
Rebates
to Borrowers |
$1,735 |
$4,772 |
$21,679 |
$2,468 |
Other
Fees |
— |
— |
— |
— |
Aggregate
Fees/Compensation for Securities Lending Activities |
$2,040 |
$6,267 |
$68,684 |
$3,284 |
Net
Income from the Securities Lending Activities |
$988 |
$7,101 |
$206,883 |
$3,487
|
Fiscal
Year Ended August 31, 2022 |
Total
Brokerage
Commissions
Paid |
Total
Brokerage
Commissions
Paid
to
Goldman Sachs(1)
|
Total
Amount of
Transactions
on which
Commissions
Paid(2)
|
Amount
of
Transactions
Effected
through
Brokers
Providing
Proprietary
Research(3)
|
Total
Brokerage
Commissions
Paid
for
Proprietary
Research(3)
| ||
U.S.
Equity ESG Fund |
$7,804 |
$58 |
0% |
$52,596,184 |
0% |
$39,407,874 |
$6,898 |
Large
Cap Core Fund |
$374,843 |
$14,045 |
4% |
$1,540,025,860 |
1% |
$381,888,877 |
$108,675 |
Concentrated
Growth Fund |
$27,113 |
— |
0% |
$123,876,791 |
0% |
$119,762,005 |
$26,251 |
Flexible
Cap Fund |
$8,525 |
$9 |
0% |
$46,442,720 |
0% |
$45,570,278 |
$8,389 |
Mid
Cap Growth Fund |
$349,972 |
$13,928 |
4% |
$1,335,357,648 |
1% |
$1,320,838,342 |
$354,626 |
Small
Cap Growth Fund4
|
$30,637 |
— |
0% |
$55,521,346 |
1% |
$54,267,007 |
$28,505 |
Small/Mid
Cap Growth Fund |
$1,496,027 |
$32,991 |
2% |
$3,896,272,126 |
2% |
$3,780,609,190 |
$1,483,274 |
Strategic
Growth Fund |
$16,737 |
$
— |
0% |
$115,480,747 |
0% |
$113,081,758 |
$16,397 |
Technology
Opportunities Fund |
$156,052 |
$8,883 |
6% |
$834,473,754 |
8% |
$812,699,329 |
$151,104 |
Equity
Income Fund |
$32,441 |
— |
0% |
$150,096,138 |
0% |
$127,195,052 |
$30,323 |
Focused
Value Fund |
$14,500 |
— |
0% |
$67,702,969 |
0% |
$67,561,951 |
$14,311 |
Fiscal
Year Ended August 31, 2022 |
Total
Brokerage
Commissions
Paid |
Total
Brokerage
Commissions
Paid
to
Goldman Sachs(1) |
Total
Amount of
Transactions
on which
Commissions
Paid(2) |
Amount
of
Transactions
Effected
through
Brokers
Providing
Proprietary
Research(3) |
Total
Brokerage
Commissions
Paid
for
Proprietary
Research(3) | ||
Large
Cap Value Fund |
$94,848 |
$574 |
1% |
$452,274,202 |
0% |
$452,279,062 |
$97,881 |
Mid
Cap Value Fund |
$513,297 |
— |
0% |
$
1,697,703,508 |
0% |
$1,637,372,529 |
$510,816 |
Small
Cap Value Fund |
$4,701,158 |
$27,454 |
1% |
$
6,318,021,785 |
0% |
$5,825,746,362 |
$4,507,361 |
Small/Mid
Cap Value Fund |
$213,258 |
$1,741 |
1% |
$449,585,225 |
0% |
$436,684,755 |
$211,277 |
Fiscal
Year Ended August 31, 2021 |
Total
Brokerage
Commissions
Paid |
Total
Brokerage
Commissions
Paid
to
Goldman Sachs(1)
|
Total
Amount of
Transactions
on which
Commissions
Paid(2)
|
Amount
of
Transactions
Effected
through
Brokers
Providing
Proprietary
Research(3)
|
Total
Brokerage
Commissions
Paid
for
Proprietary
Research(3)
| ||
U.S.
Equity ESG Fund |
$2,869 |
$— |
0% |
$10,052,288 |
0% |
$9,886,167 |
$2,542 |
Large
Cap Core Fund |
233,444 |
2,330 |
1% |
987,062,352 |
1% |
145,753,960 |
31,925 |
Concentrated
Growth Fund |
33,080 |
118 |
0% |
156,334,719 |
1% |
151,206,269 |
32,560 |
Flexible
Cap Fund |
8,368 |
54 |
1% |
31,212,823 |
0% |
31,152,465 |
8,188 |
Mid
Cap Growth Fund |
451,080 |
6,586 |
1% |
1,738,224,848 |
1% |
1,747,516,712 |
446,759 |
Small
Cap Growth Fund |
18,040 |
393 |
2% |
38,374,500 |
1% |
39,750,074 |
17,603 |
Small/Mid
Cap Growth Fund |
1,248,828 |
21,993 |
2% |
3,550,115,978 |
2% |
3,548,585,414 |
1,210,947 |
Strategic
Growth Fund |
22,300 |
534 |
2% |
129,894,475 |
1% |
129,710,343 |
21,737 |
Technology
Opportunities Fund |
146,163 |
5,469 |
4% |
689,410,630 |
6% |
653,937,462 |
144,247 |
Equity
Income Fund |
100,144 |
— |
0% |
340,000,405 |
0% |
339,426,596 |
98,459 |
Focused
Value Fund |
14,768 |
— |
0% |
60,182,690 |
2% |
60,181,098 |
14,237 |
Large
Cap Value Fund |
141,877 |
— |
0% |
489,631,785 |
0% |
488,767,851 |
138,248 |
Mid
Cap Value Fund |
612,325 |
— |
0% |
1,578,410,191 |
0% |
1,554,208,587 |
605,957 |
Small
Cap Value Fund |
5,424,907 |
— |
0% |
7,621,616,753 |
0% |
6,969,878,846 |
5,162,438 |
Small/Mid
Cap Value Fund |
157,850 |
— |
0% |
309,492,714 |
0% |
296,118,031 |
152,707 |
Fiscal
Year Ended August 31, 2020 |
Total
Brokerage
Commissions
Paid |
Total
Brokerage
Commissions
Paid
to
Goldman Sachs(1)
|
Total
Amount of
Transactions
on which
Commissions
Paid(2)
|
Amount
of
Transactions
Effected
through
Brokers
Providing
Proprietary
Research(3)
|
Total
Brokerage
Commissions
Paid
for
Proprietary
Research(3)
| |||
U.S.
Equity ESG Fund |
$3,374 |
$— |
0% |
$16,891,566 |
0% |
$16,879,597 |
$3,296 | |
Large
Cap Core Fund |
285,358 |
839 |
0% |
903,320,712 |
0% |
123,158,479 |
37,764 | |
Concentrated
Growth Fund |
24,501 |
— |
0% |
131,490,551 |
0% |
130,134,959 |
24,051 | |
Flexible
Cap Fund |
8,162 |
— |
0% |
28,227,597 |
0% |
28,227,597 |
7,761 | |
Mid
Cap Growth Fund |
471,411 |
4,295 |
1% |
1,789,629,782 |
1% |
1,761,673,101 |
462,401 | |
Small/Mid
Cap Growth Fund |
10,573 |
55 |
1% |
20,615,975 |
0% |
0 |
0 | |
Strategic
Growth Fund |
1,106,375 |
24,653 |
2% |
3,063,066,620 |
5% |
2,946,734,830 |
1,060,561 | |
Technology
Opportunities Fund |
34,805 |
1,636 |
5% |
156,811,982 |
2% |
156,879,892 |
33,916 | |
Equity
Income Fund |
123,272 |
4,904 |
4% |
468,007,705 |
3% |
449,244,589 |
121,229 | |
Focused
Value Fund |
141,032 |
— |
0% |
304,492,627 |
0% |
300,687,400 |
137,220 | |
Large
Cap Value Fund |
5,592 |
— |
0% |
20,253,234 |
0% |
20,147,773 |
5,339 | |
Mid
Cap Value Fund |
200,067 |
— |
0% |
608,261,304 |
0% |
606,853,279 |
194,841 | |
Small
Cap Value Fund |
1,088,417 |
185 |
0% |
2,009,776,241 |
0% |
1,968,101,919 |
1,063,635 | |
Small/Mid
Cap Value Fund |
6,398,764 |
— |
0% |
7,576,651,739 |
0% |
6,431,239,810 |
5,838,066 |
Fund |
Broker/Dealer |
Amount |
Goldman
Sachs U.S. Equity ESG Fund |
NATIONAL
FINANCIAL
SERVICES
LLC |
4,724 |
Goldman
Sachs U.S. Equity ESG Fund |
PIPER
SANDLER & CO. |
912 |
Goldman
Sachs U.S. Equity ESG Fund |
BARCLAYS
CAPITAL INC. |
586 |
Goldman
Sachs U.S. Equity ESG Fund |
J.P.
MORGAN SECURITIES LLC |
567 |
Goldman
Sachs U.S. Equity ESG Fund |
MORGAN
STANLEY & CO. LLC |
439 |
Goldman
Sachs U.S. Equity ESG Fund |
BMO
CAPITAL MARKETS
CORP. |
438 |
Goldman
Sachs U.S. Equity ESG Fund |
SANFORD
C. BERNSTEIN &
CO.,
LLC |
305 |
Goldman
Sachs U.S. Equity ESG Fund |
CITIGROUP
GLOBAL
MARKETS
INC. |
231 |
Goldman
Sachs U.S. Equity ESG Fund |
BOFA
SECURITIES, INC. |
119 |
Goldman
Sachs U.S. Equity ESG Fund |
UBS
SECURITIES LLC |
83 |
Goldman
Sachs Large Cap Core Fund |
NATIONAL
FINANCIAL
SERVICES
LLC |
133,235 |
Goldman
Sachs Large Cap Core Fund |
CREDIT
SUISSE SECURITIES
(USA)
LLC |
29,467 |
Goldman
Sachs Large Cap Core Fund |
TELSEY
ADVISORY GROUP
LLC |
18,598 |
Goldman
Sachs Large Cap Core Fund |
J.P.
MORGAN SECURITIES LLC |
16,569 |
Goldman
Sachs Large Cap Core Fund |
CITIGROUP
GLOBAL
MARKETS
INC. |
16,551 |
Goldman
Sachs Large Cap Core Fund |
COWEN
AND COMPANY, LLC |
14,629 |
Goldman
Sachs Large Cap Core Fund |
BARCLAYS
CAPITAL INC. |
14,408 |
Goldman
Sachs Large Cap Core Fund |
JEFFERIES
LLC |
14,305 |
Goldman
Sachs Large Cap Core Fund |
GOLDMAN
SACHS & CO. LLC |
14,045 |
Goldman
Sachs Large Cap Core Fund |
ROBERT
W. BAIRD & CO.
INCORPORATED |
13,985 |
Goldman
Sachs Large Cap Core Fund |
MORGAN
STANLEY & CO. LLC |
9,341 |
Goldman
Sachs Concentrated Growth Fund |
NATIONAL
FINANCIAL
SERVICES
LLC |
7,084 |
Goldman
Sachs Concentrated Growth Fund |
UBS
SECURITIES LLC |
3,542 |
Goldman
Sachs Concentrated Growth Fund |
PIPER
SANDLER & CO. |
3,204 |
Goldman
Sachs Concentrated Growth Fund |
SANFORD
C. BERNSTEIN &
CO.,
LLC |
2,222 |
Goldman
Sachs Concentrated Growth Fund |
INTERNATIONAL
STRATEGY &
INVESTMENT
GROUP LLC |
1,527 |
Fund |
Broker/Dealer |
Amount |
Goldman
Sachs Concentrated Growth Fund |
LIQUIDNET,
INC. |
1,455 |
Goldman
Sachs Concentrated Growth Fund |
CREDIT
SUISSE SECURITIES
(USA)
LLC |
1,278 |
Goldman
Sachs Concentrated Growth Fund |
BOFA
SECURITIES, INC. |
1,173 |
Goldman
Sachs Concentrated Growth Fund |
RBC
CAPITAL MARKETS, LLC |
1,117 |
Goldman
Sachs Concentrated Growth Fund |
TELSEY
ADVISORY GROUP
LLC |
985 |
Goldman
Sachs Flexible Cap Fund |
NATIONAL
FINANCIAL
SERVICES
LLC |
7,278 |
Goldman
Sachs Flexible Cap Fund |
J.P.
MORGAN SECURITIES LLC |
625 |
Goldman
Sachs Flexible Cap Fund |
MORGAN
STANLEY & CO. LLC |
363 |
Goldman
Sachs Flexible Cap Fund |
CITIGROUP
GLOBAL
MARKETS
INC. |
217 |
Goldman
Sachs Flexible Cap Fund |
INTERNATIONAL
STRATEGY &
INVESTMENT
GROUP LLC |
139 |
Goldman
Sachs Flexible Cap Fund |
BARCLAYS
CAPITAL INC. |
126 |
Goldman
Sachs Flexible Cap Fund |
LIQUIDNET,
INC. |
115 |
Goldman
Sachs Flexible Cap Fund |
RBC
CAPITAL MARKETS, LLC |
112 |
Goldman
Sachs Flexible Cap Fund |
SANFORD
C. BERNSTEIN &
CO.,
LLC |
102 |
Goldman
Sachs Flexible Cap Fund |
BOFA
SECURITIES, INC. |
93 |
Goldman
Sachs Flexible Cap Fund |
COWEN
AND COMPANY, LLC |
86 |
Goldman
Sachs Flexible Cap Fund |
UBS
SECURITIES LLC |
81 |
Goldman
Sachs Mid Cap Growth Fund |
NATIONAL
FINANCIAL
SERVICES
LLC |
139,433 |
Goldman
Sachs Mid Cap Growth Fund |
JEFFERIES
LLC |
32,527 |
Goldman
Sachs Mid Cap Growth Fund |
J.P.
MORGAN SECURITIES LLC |
30,172 |
Goldman
Sachs Mid Cap Growth Fund |
RBC
CAPITAL MARKETS, LLC |
15,310 |
Goldman
Sachs Mid Cap Growth Fund |
GOLDMAN
SACHS & CO. LLC |
13,928 |
Goldman
Sachs Mid Cap Growth Fund |
CREDIT
SUISSE SECURITIES
(USA)
LLC |
13,805 |
Goldman
Sachs Mid Cap Growth Fund |
LIQUIDNET,
INC. |
12,942 |
Goldman
Sachs Mid Cap Growth Fund |
SANFORD
C. BERNSTEIN &
CO.,
LLC |
11,969 |
Goldman
Sachs Mid Cap Growth Fund |
INTERNATIONAL
STRATEGY &
INVESTMENT
GROUP LLC |
10,536 |
Goldman
Sachs Mid Cap Growth Fund |
UBS
SECURITIES LLC |
9,304 |
Goldman
Sachs Small/Mid Cap Growth Fund |
NATIONAL
FINANCIAL
SERVICES
LLC |
299,241 |
Goldman
Sachs Small/Mid Cap Growth Fund |
J.P.
MORGAN SECURITIES LLC |
111,095 |
Goldman
Sachs Small/Mid Cap Growth Fund |
JEFFERIES
LLC |
102,363 |
Goldman
Sachs Small/Mid Cap Growth Fund |
RBC
CAPITAL MARKETS, LLC |
94,850 |
Goldman
Sachs Small/Mid Cap Growth Fund |
BOFA
SECURITIES, INC. |
89,839 |
Goldman
Sachs Small/Mid Cap Growth Fund |
LIQUIDNET,
INC. |
87,540 |
Goldman
Sachs Small/Mid Cap Growth Fund |
SANFORD
C. BERNSTEIN &
CO.,
LLC |
82,673 |
Goldman
Sachs Small/Mid Cap Growth Fund |
CITIGROUP
GLOBAL
MARKETS
INC. |
80,734 |
Goldman
Sachs Small/Mid Cap Growth Fund |
UBS
SECURITIES LLC |
74,711 |
Goldman
Sachs Small/Mid Cap Growth Fund |
BARCLAYS
CAPITAL INC. |
68,395 |
Fund |
Broker/Dealer |
Amount |
Goldman
Sachs Strategic Growth Fund |
NATIONAL
FINANCIAL
SERVICES
LLC |
7,470 |
Goldman
Sachs Strategic Growth Fund |
CITIGROUP
GLOBAL
MARKETS
INC. |
1,853 |
Goldman
Sachs Strategic Growth Fund |
RBC
CAPITAL MARKETS, LLC |
1,697 |
Goldman
Sachs Strategic Growth Fund |
STEPHENS
INC. |
901 |
Goldman
Sachs Strategic Growth Fund |
INTERNATIONAL
STRATEGY &
INVESTMENT
GROUP LLC |
729 |
Goldman
Sachs Strategic Growth Fund |
J.P.
MORGAN SECURITIES LLC |
605 |
Goldman
Sachs Strategic Growth Fund |
CREDIT
SUISSE SECURITIES
(USA)
LLC |
579 |
Goldman
Sachs Strategic Growth Fund |
UBS
SECURITIES LLC |
473 |
Goldman
Sachs Strategic Growth Fund |
LIQUIDNET,
INC. |
461 |
Goldman
Sachs Strategic Growth Fund |
SANFORD
C. BERNSTEIN &
CO.,
LLC |
395 |
Goldman
Sachs Technology Opportunities Fund |
NATIONAL
FINANCIAL
SERVICES
LLC |
34,849 |
Goldman
Sachs Technology Opportunities Fund |
MORGAN
STANLEY & CO. LLC |
22,695 |
Goldman
Sachs Technology Opportunities Fund |
CITIGROUP
GLOBAL
MARKETS
INC. |
13,403 |
Goldman
Sachs Technology Opportunities Fund |
GOLDMAN
SACHS & CO. LLC |
8,883 |
Goldman
Sachs Technology Opportunities Fund |
ROBERT
W. BAIRD & CO.
INCORPORATED |
8,419 |
Goldman
Sachs Technology Opportunities Fund |
UBS
SECURITIES LLC |
8,313 |
Goldman
Sachs Technology Opportunities Fund |
J.P.
MORGAN SECURITIES LLC |
7,047 |
Goldman
Sachs Technology Opportunities Fund |
LIQUIDNET,
INC. |
5,482 |
Goldman
Sachs Technology Opportunities Fund |
RBC
CAPITAL MARKETS, LLC |
5,045 |
Goldman
Sachs Technology Opportunities Fund |
CREDIT
SUISSE SECURITIES
(USA)
LLC |
4,246 |
Goldman
Sachs Equity Income Fund |
NATIONAL
FINANCIAL
SERVICES
LLC |
13,065 |
Goldman
Sachs Equity Income Fund |
J.P.
MORGAN SECURITIES LLC |
12,475 |
Goldman
Sachs Equity Income Fund |
CITIGROUP
GLOBAL
MARKETS
INC. |
6,459 |
Goldman
Sachs Equity Income Fund |
MORGAN
STANLEY & CO. LLC |
4,306 |
Goldman
Sachs Equity Income Fund |
BARCLAYS
CAPITAL INC. |
2,724 |
Goldman
Sachs Equity Income Fund |
PIPER
SANDLER & CO. |
2,241 |
Goldman
Sachs Equity Income Fund |
UBS
SECURITIES LLC |
1,015 |
Goldman
Sachs Equity Income Fund |
BOFA
SECURITIES, INC. |
623 |
Goldman
Sachs Equity Income Fund |
INTERNATIONAL
STRATEGY &
INVESTMENT
GROUP LLC |
499 |
Goldman
Sachs Equity Income Fund |
BTIG,
LLC |
158 |
Goldman
Sachs Focused Value Fund |
NATIONAL
FINANCIAL
SERVICES
LLC |
12,694 |
Goldman
Sachs Focused Value Fund |
J.P.
MORGAN SECURITIES LLC |
1,678 |
Goldman
Sachs Focused Value Fund |
KEYBANC
CAPITAL MARKETS
INC. |
473 |
Goldman
Sachs Focused Value Fund |
JEFFERIES
LLC |
340 |
Goldman
Sachs Focused Value Fund |
CITIGROUP
GLOBAL
MARKETS
INC. |
261 |
Goldman
Sachs Focused Value Fund |
BARCLAYS
CAPITAL INC. |
151 |
Fund |
Broker/Dealer |
Amount |
Goldman
Sachs Focused Value Fund |
INTERNATIONAL
STRATEGY &
INVESTMENT
GROUP LLC |
145 |
Goldman
Sachs Focused Value Fund |
COWEN
AND COMPANY, LLC |
87 |
Goldman
Sachs Focused Value Fund |
LIQUIDNET,
INC. |
24 |
Goldman
Sachs Focused Value Fund |
INSTINET,
LLC |
24 |
Goldman
Sachs Large Cap Value Fund |
NATIONAL
FINANCIAL
SERVICES
LLC |
61,395 |
Goldman
Sachs Large Cap Value Fund |
J.P.
MORGAN SECURITIES LLC |
12,395 |
Goldman
Sachs Large Cap Value Fund |
UBS
SECURITIES LLC |
8,681 |
Goldman
Sachs Large Cap Value Fund |
MORGAN
STANLEY & CO. LLC |
8,255 |
Goldman
Sachs Large Cap Value Fund |
CITIGROUP
GLOBAL
MARKETS
INC. |
7,771 |
Goldman
Sachs Large Cap Value Fund |
BARCLAYS
CAPITAL INC. |
6,373 |
Goldman
Sachs Large Cap Value Fund |
BOFA
SECURITIES, INC. |
1,492 |
Goldman
Sachs Large Cap Value Fund |
SANFORD
C. BERNSTEIN &
CO.,
LLC |
1,291 |
Goldman
Sachs Large Cap Value Fund |
STEPHENS
INC. |
1,144 |
Goldman
Sachs Large Cap Value Fund |
JEFFERIES
LLC |
1,136 |
Goldman
Sachs Large Cap Value Fund |
RBC
CAPITAL MARKETS, LLC |
990 |
Goldman
Sachs Mid Cap Value Fund |
NATIONAL
FINANCIAL
SERVICES
LLC |
287,585 |
Goldman
Sachs Mid Cap Value Fund |
BARCLAYS
CAPITAL INC. |
38,239 |
Goldman
Sachs Mid Cap Value Fund |
INTERNATIONAL
STRATEGY &
INVESTMENT
GROUP LLC |
26,730 |
Goldman
Sachs Mid Cap Value Fund |
J.P.
MORGAN SECURITIES LLC |
24,387 |
Goldman
Sachs Mid Cap Value Fund |
SANFORD
C. BERNSTEIN &
CO.,
LLC |
21,654 |
Goldman
Sachs Mid Cap Value Fund |
MORGAN
STANLEY & CO. LLC |
17,796 |
Goldman
Sachs Mid Cap Value Fund |
CITIGROUP
GLOBAL
MARKETS
INC. |
15,056 |
Goldman
Sachs Mid Cap Value Fund |
JEFFERIES
LLC |
10,835 |
Goldman
Sachs Mid Cap Value Fund |
TRUIST
SECURITIES, INC. |
9,349 |
Goldman
Sachs Mid Cap Value Fund |
UBS
SECURITIES LLC |
7,864 |
Goldman
Sachs Small Cap Value Fund |
MORGAN
STANLEY & CO. LLC |
427,312 |
Goldman
Sachs Small Cap Value Fund |
JEFFERIES
LLC |
417,466 |
Goldman
Sachs Small Cap Value Fund |
J.P.
MORGAN SECURITIES LLC |
342,973 |
Goldman
Sachs Small Cap Value Fund |
NATIONAL
FINANCIAL
SERVICES
LLC |
280,841 |
Goldman
Sachs Small Cap Value Fund |
BARCLAYS
CAPITAL INC. |
272,867 |
Goldman
Sachs Small Cap Value Fund |
COWEN
AND COMPANY, LLC |
268,755 |
Goldman
Sachs Small Cap Value Fund |
RBC
CAPITAL MARKETS, LLC |
238,419 |
Goldman
Sachs Small Cap Value Fund |
INTERNATIONAL
STRATEGY &
INVESTMENT
GROUP LLC |
220,657 |
Goldman
Sachs Small Cap Value Fund |
UBS
SECURITIES LLC |
186,631 |
Goldman
Sachs Small Cap Value Fund |
CITIGROUP
GLOBAL
MARKETS
INC. |
179,642 |
Goldman
Sachs Small/Mid Cap Value Fund |
MORGAN
STANLEY & CO. LLC |
28,320 |
Goldman
Sachs Small/Mid Cap Value Fund |
NATIONAL
FINANCIAL
SERVICES
LLC |
20,849 |
Goldman
Sachs Small/Mid Cap Value Fund |
CITIGROUP
GLOBAL
MARKETS
INC. |
17,419 |
Fund |
Broker/Dealer |
Amount |
Goldman
Sachs Small/Mid Cap Value Fund |
UBS
SECURITIES LLC |
13,837 |
Goldman
Sachs Small/Mid Cap Value Fund |
INSTINET,
LLC |
12,768 |
Goldman
Sachs Small/Mid Cap Value Fund |
RBC
CAPITAL MARKETS, LLC |
12,513 |
Goldman
Sachs Small/Mid Cap Value Fund |
J.P.
MORGAN SECURITIES LLC |
12,207 |
Goldman
Sachs Small/Mid Cap Value Fund |
BARCLAYS
CAPITAL INC. |
11,205 |
Goldman
Sachs Small/Mid Cap Value Fund |
CREDIT
SUISSE SECURITIES
(USA)
LLC |
10,935 |
Goldman
Sachs Small/Mid Cap Value Fund |
JEFFERIES
LLC |
1,277 |
Type
of Information |
When
Available Upon Request |
Portfolio
Characteristics Information
(Except
for Aggregate Liquidity
Classification
Information) |
Prior
to 15 Business Days After Month-End:
Cannot disclose without (i) a
confidentiality
agreement; (ii) an agreement not to trade on the basis of non-public
information
in violation of the federal securities laws; and (iii) legal or compliance
approval. |
15
Business Days After Month-End:
May disclose to (i) shareholders and (ii) any
non-shareholder
whose request satisfies and/or serves a legitimate business purpose for
the
applicable Fund. | |
Aggregate
Liquidity Classification
Information |
Prior
to 90 Calendar Days After Month-End:
Cannot disclose without (i) a
confidentiality
agreement; (ii) an agreement not to trade on the basis of non-public
information
in violation of the federal securities laws; and (iii) legal or compliance
approval. |
90
Calendar Days After Month-End:
May disclose to (i) shareholders and (ii) any
non-shareholder
whose request satisfies and/or serves a legitimate business purpose for
the
applicable Fund. |
Fund |
Fiscal
year
ended
August
31, 2022 |
Fiscal
year
ended
August
31, 2021 |
Fiscal
year
ended
August
31, 2020 |
U.S.
Equity ESG Fund |
$17,951 |
$15,485 |
$11,016 |
Large
Cap Core Fund |
$2,170,117 |
2,114,267 |
1,761,709 |
Concentrated
Growth Fund |
$24,377 |
24,806 |
18,377 |
Flexible
Cap Fund |
$18,231 |
16,334 |
13,868 |
Mid
Cap Growth Fund |
$806,875 |
949,370 |
780,305 |
Small
Cap Growth Fund(1)
|
$1,271 |
1,134 |
183 |
Small/Mid
Cap Growth Fund |
$916,500 |
991,118 |
684,418 |
Strategic
Growth Fund |
$122,711 |
116,383 |
73,308 |
Technology
Opportunities Fund |
$1,013,273 |
1,112,192 |
830,497 |
Equity
Income Fund |
$808,660 |
778,292 |
739,887 |
Focused
Value Fund |
$708 |
600 |
229 |
Large
Cap Value Fund |
$211,231 |
204,234 |
197,561 |
Mid
Cap Value Fund |
$1,265,989 |
1,223,482 |
1,154,975 |
Small
Cap Value Fund |
$1,031,056 |
1,158,863 |
1,240,768 |
Small/Mid
Cap Value Fund |
$5,450 |
3,573 |
2,989 |
Fund |
Fiscal
year
ended
August
31, 2022 |
Fiscal
year
ended
August
31, 2021 |
Fiscal
year
ended
August
31, 2020 |
U.S.
Equity ESG Fund |
$14,756 |
$16,232 |
$16,536 |
Large
Cap Core Fund |
$146,715 |
130,442 |
170,201 |
Concentrated
Growth Fund |
$5,762 |
7,766 |
9,537 |
Flexible
Cap Fund |
$8,477 |
9,625 |
13,685 |
Mid
Cap Growth Fund |
$129,086 |
191,562 |
326,432 |
Small
Cap Growth Fund(1)
|
$702 |
860 |
545 |
Small/Mid
Cap Growth Fund |
$788,314 |
1,161,432 |
1,514,238 |
Strategic
Growth Fund |
$22,274 |
32,001 |
38,633 |
Technology
Opportunities Fund |
$163,199 |
202,367 |
251,207 |
Equity
Income Fund |
$37,645 |
41,538 |
71,285 |
Fund |
Fiscal
year
ended
August
31, 2022 |
Fiscal
year
ended
August
31, 2021 |
Fiscal
year
ended
August
31, 2020 |
Focused
Value Fund |
$1,232 |
412 |
305 |
Large
Cap Value Fund |
$85,718 |
118,541 |
194,151 |
Mid
Cap Value Fund |
$81,539 |
109,977 |
218,957 |
Small
Cap Value Fund |
$13,734 |
18,617 |
59,085 |
Small/Mid
Cap Value Fund |
$9,622 |
9,694 |
9,413 |
Fund |
Fiscal
year
ended
August
31, 2022 |
Fiscal
year
ended
August
31, 2021 |
Fiscal
year
ended
August
31, 2020 |
U.S.
Equity ESG Fund |
$2,251 |
$497 |
$101 |
Large
Cap Core Fund |
$49,881 |
54,178 |
43,202 |
Concentrated
Growth Fund |
$181 |
177 |
151 |
Flexible
Cap Fund |
$84 |
282 |
208 |
Mid
Cap Growth Fund |
$211,261 |
266,068 |
215,067 |
Small
Cap Growth Fund(1)
|
$381 |
406 |
222 |
Small/Mid
Cap Growth Fund |
$57,907 |
77,801 |
66,738 |
Strategic
Growth Fund |
$967 |
609 |
856 |
Technology
Opportunities Fund(2)
|
$0 |
0 |
0 |
Equity
Income Fund |
$6,618 |
6,230 |
6,882 |
Focused
Value Fund |
$215 |
214 |
156 |
Large
Cap Value Fund |
$16,666 |
15,463 |
17,803 |
Mid
Cap Value Fund |
$102,134 |
98,838 |
96,374 |
Small
Cap Value Fund |
$265,077 |
315,375 |
347,960 |
Small/Mid
Cap Value Fund |
$519 |
418 |
652 |
Fund |
Compensation
to
Dealers(1)
|
Compensation
and
Expenses
of
the
Distributor
and
Its
Sales
Personnel |
Allocable
Overhead,
Telephone
and
Travel
Expenses |
Printing
and
Mailing
of
Prospectuses
to
Other
Than
Current
Shareholders |
Preparation
and
Distribution
of
Sales
Literature
and
Advertising |
Totals |
U.S.
Equity ESG Fund |
$17,883 |
$4,571 |
$1,483 |
$59 |
$167 |
$24,163 |
Large
Cap Core Fund |
$1,815,560 |
$1,207,724 |
$449,625 |
$17,940 |
$50,733 |
$3,541,581 |
Concentrated
Growth Fund |
$23,251 |
$14,618 |
$5,433 |
$217 |
$613 |
$44,132 |
Flexible
Cap Fund |
$18,027 |
$9,220 |
$3,384 |
$135 |
$382 |
$31,148 |
Mid
Cap Growth Fund |
$780,041 |
$427,923 |
$172,596 |
$6,887 |
$19,475 |
$1,406,921 |
Small
Cap Growth Fund |
$1,197 |
$187 |
$65 |
$3 |
$7 |
$1,459 |
Small/Mid
Cap Growth Fund |
$901,559 |
$618,150 |
$227,477 |
$9,076 |
$25,667 |
$1,781,930 |
Strategic
Growth Fund |
$119,911 |
$59,313 |
$20,942 |
$836 |
$2,363 |
$203,365 |
Fund |
Compensation
to
Dealers(1) |
Compensation
and
Expenses
of
the
Distributor
and
Its
Sales
Personnel |
Allocable
Overhead,
Telephone
and
Travel
Expenses |
Printing
and
Mailing
of
Prospectuses
to
Other
Than
Current
Shareholders |
Preparation
and
Distribution
of
Sales
Literature
and
Advertising |
Totals |
Technology
Opportunities Fund |
$958,316 |
$651,463 |
$240,866 |
$9,611 |
$27,178 |
$1,887,434 |
Equity
Income Fund |
$782,095 |
$400,364 |
$155,345 |
$6,198 |
$17,528 |
$1,361,531 |
Focused
Value Fund |
$679 |
$93 |
$30 |
$1 |
$3 |
$807 |
Large
Cap Value Fund |
$207,416 |
$102,870 |
$39,904 |
$1,592 |
$4,503 |
$356,284 |
Mid
Cap Value Fund |
$1,234,466 |
$752,188 |
$299,238
|
$11,940 |
$33,764 |
$2,331,596 |
Small
Cap Value Fund |
$993,999 |
$559,139 |
$236,077
|
$9,419 |
$26,638 |
$1,825,271
|
Small/Mid
Cap Value Fund |
$5,224 |
$3,618 |
$1,294 |
$52 |
$146 |
$10,333 |
Fund |
Compensation
to
Dealers(1)
|
Compensation
and
Expenses
of
the
Distributor
and
Its
Sales
Personnel |
Allocable
Overhead,
Telephone
and
Travel
Expenses |
Printing
and
Mailing
of
Prospectuses
to
Other
Than
Current
Shareholders |
Preparation
and
Distribution
of
Sales
Literature
and
Advertising |
Totals |
U.S.
Equity ESG Fund |
$18,877 |
$1,335 |
$439 |
$18 |
$49 |
$20,717 |
Large
Cap Core Fund |
$127,909 |
$29,322 |
$10,482 |
$418 |
$1,183 |
$169,314 |
Concentrated
Growth Fund |
$7,105 |
$346 |
$107 |
$4 |
$12 |
$7,574 |
Flexible
Cap Fund |
$10,964 |
$428 |
$141 |
$6 |
$16 |
$11,554 |
Mid
Cap Growth Fund |
$136,463 |
$27,825 |
$10,751 |
$429 |
$1,213 |
$176,681 |
Small
Cap Growth Fund |
$41 |
$47 |
$16 |
$1 |
$2 |
$106 |
Small/Mid
Cap Growth Fund |
$936,208 |
$143,042 |
$52,623 |
$2,100 |
$5,938 |
$1,139,911 |
Strategic
Growth Fund |
$24,799 |
$2,665 |
$890 |
$36 |
$100 |
$28,489 |
Technology
Opportunities Fund |
$183,743 |
$35,634 |
$12,306 |
$491 |
$1,389 |
$233,562 |
Equity
Income Fund |
$39,426 |
$7,358 |
$2,615 |
$104 |
$295 |
$49,799 |
Focused
Value Fund |
$1,450 |
$58 |
$18 |
$1 |
$2 |
$1,528 |
Large
Cap Value Fund |
$106,135 |
$14,035 |
$5,378 |
$215 |
$607 |
$126,370 |
Mid
Cap Value Fund |
$97,293 |
$16,728 |
$6,403 |
$255 |
$722 |
$121,402 |
Small
Cap Value Fund |
$14,783 |
$2,517 |
$963 |
$38 |
$109 |
$18,409 |
Small/Mid
Cap Value Fund |
$11,076 |
$971 |
$330 |
$13 |
$37 |
$12,426 |
Fund(1)
|
Compensation
to
Dealers |
Compensation
and
Expenses
of
the
Distributor
and
Its
Sales
Personnel |
Allocable
Overhead,
Telephone
and
Travel
Expenses |
Printing
and
Mailing
of
Prospectuses
to
Other
Than
Current
Shareholders |
Preparation
and
Distribution
of
Sales
Literature
and
Advertising |
Totals |
U.S.
Equity ESG Fund |
$2,223 |
$254 |
$80 |
$3 |
$9 |
$2,569 |
Large
Cap Core Fund |
$49,324 |
$8,072 |
$3,342 |
$133 |
$377 |
$61,249 |
Concentrated
Growth Fund |
$0 |
$3 |
$1 |
$0 |
$0 |
$4 |
Flexible
Cap Fund |
$3 |
$7 |
$3 |
$0 |
$0 |
$13 |
Mid
Cap Growth Fund |
$206,971 |
$40,019 |
$18,607 |
$742 |
$2,099 |
$268,439 |
Small
Cap Growth Fund |
$0 |
$39 |
$13 |
$1 |
$1 |
$53 |
Small/Mid
Cap Growth Fund |
$56,469 |
$10,144 |
$4,844 |
$193 |
$547 |
$72,197 |
Strategic
Growth Fund |
$883 |
$14 |
$5 |
$0 |
$1 |
$902 |
Equity
Income Fund |
$6,554 |
$667 |
$257 |
$10 |
$29 |
$7,517 |
Focused
Value Fund |
$149 |
$14 |
$5 |
$0 |
$1 |
$169 |
Large
Cap Value Fund |
$16,634 |
$1,694 |
$997 |
$40 |
$113 |
$19,478 |
Mid
Cap Value Fund |
$99,427 |
$20,090 |
$9,648 |
$385 |
$1,089 |
$130,639 |
Small
Cap Value Fund |
$260,517 |
$53,081 |
$25,136 |
$1,003 |
$2,836 |
$342,573 |
Small/Mid
Cap Value Fund |
$468 |
$6 |
$2 |
$0 |
$0 |
$477 |
Fund |
Net
Asset
Value |
Maximum
Sales
Charge |
Offering
Price
to
Public |
U.S.
Equity ESG Fund |
$15.13 |
5.50% |
$16.01 |
Large
Cap Core Fund |
$26.18 |
5.50% |
$27.70 |
Concentrated
Growth Fund |
$16.72 |
5.50% |
$17.69 |
Flexible
Cap Fund |
$14.09 |
5.50% |
$14.91 |
Mid
Cap Growth Fund |
$11.03 |
5.50% |
$11.67 |
Small
Cap Growth Fund |
$11.16 |
5.50% |
$11.81 |
Small/Mid
Cap Growth Fund |
$17.06 |
5.50% |
$18.05 |
Strategic
Growth Fund |
$8.06 |
5.50% |
$8.53 |
Technology
Opportunities Fund |
$20.84 |
5.50% |
$22.05 |
Equity
Income Fund |
$41.89 |
5.50% |
$44.33 |
Fund |
Net
Asset
Value |
Maximum
Sales
Charge |
Offering
Price
to
Public |
Focused
Value Fund |
$13.07 |
5.50% |
$
13.83 |
Large
Cap Value Fund |
$15.03 |
5.50% |
$
15.90 |
Mid
Cap Value Fund |
$36.32 |
5.50% |
$
38.43 |
Small
Cap Value Fund |
$44.45 |
5.50% |
$
47.04 |
Small/Mid
Cap Value Fund |
$14.86 |
5.50% |
$
15.72 |
Fund |
Fiscal
year
Ended
August
31, 2022 |
Fiscal
year
Ended
August
31, 2021 |
Fiscal
year
Ended
August
31, 2020 |
U.S.
Equity ESG Fund(1)
|
N/A |
N/A |
N/A |
Large
Cap Core Fund |
$2,839 |
$4,416 |
$8,198 |
Concentrated
Growth Fund(1)
|
N/A |
N/A |
N/A |
Flexible
Cap Fund(1)
|
N/A |
N/A |
N/A |
Mid
Cap Growth Fund |
$65,771 |
77,072 |
121,928 |
Small
Cap Growth Fund(2)
|
N/A |
N/A |
N/A |
Small/Mid
Cap Growth Fund |
$12,202 |
81,669 |
89,416 |
Strategic
Growth Fund |
$1,513 |
1,277 |
2,516 |
Technology
Opportunities Fund |
$36,646 |
92,492 |
156,980 |
Equity
Income Fund |
$249 |
313 |
802 |
Focused
Value Fund(1)
|
N/A |
N/A |
N/A |
Large
Cap Value Fund |
$2,195 |
2.080 |
4,512 |
Mid
Cap Value Fund |
$91,656 |
80,854 |
182,154 |
Small
Cap Value Fund |
$56,034 |
88,488 |
254,890 |
Small/Mid
Cap Value Fund(1)
|
N/A |
N/A |
N/A |
Fund(1)
|
Compensation
to
Dealers |
Compensation
and
Expenses
of
the
Distributor
and
Its
Sales
Personnel |
Allocable
Overhead,
Telephone
and
Travel
Expenses |
Printing
and
Mailing
of
Prospectuses
to
Other
Than
Current
Shareholders |
Preparation
and
Distribution
of
Sales
Literature
and
Advertising |
Totals |
Large
Cap Core Fund |
$0 |
$423 |
$188 |
$8 |
$21 |
$640 |
Mid
Cap Growth Fund |
$0 |
$44,649 |
$15,132 |
$604 |
$1,707 |
$62,092 |
Small/Mid
Cap
Growth
Fund |
$0 |
$641 |
$306 |
$12 |
$34 |
$993 |
Strategic
Growth Fund |
$0 |
$218 |
$129 |
$5 |
$15 |
$367 |
Technology
Opportunities
Fund |
$0 |
$7,977 |
$4,035 |
$161 |
$455 |
$12,628 |
Equity
Income Fund |
$0 |
$138 |
$46 |
$2 |
$5 |
$191 |
Large
Cap Value Fund |
$0 |
$261 |
$164 |
$7 |
$19 |
$450 |
Mid
Cap Value Fund |
$0 |
$44,914 |
$20,520 |
$819 |
$2,315 |
$68,569 |
Small
Cap Value Fund |
$0 |
$23,818 |
$12,617 |
$503 |
$1,424 |
$38,362 |
Class |
Name/Address |
Percentage
of Class |
Class
A |
Edward
D. Jones & Co., For the Benefit of Customers, 12555 Manchester Rd.,
Saint
Louis,
MO 63131-3710 |
44.38% |
Class
A |
National
Financial Services LLC, FEBO Customers, ATTN: Mutual Funds Dept. 4th Fl.,
499
Washington Blvd., Jersey City, NJ 07310-1995 |
6.83% |
Class
A |
LPL
Financial Corp., Omnibus Customer Account, ATTN: Mutual Fund Trading, 4707
Executive
Dr., San Diego, CA 92121-3091 |
7.35% |
Class
A |
Raymond
James & Associates, Omnibus for Mutual Funds, ATTN: Courtney Waller,
880
Carillon
Parkway, St. Petersburg, FL 33716-1102 |
19.70% |
Class
C |
LPL
Financial Corp., Omnibus Customer Account, ATTN: Mutual Fund Trading, 4707
Executive
Dr., San Diego, CA 92121-3091 |
37.76% |
Class
C |
Raymond
James & Associates, Omnibus for Mutual Funds, ATTN: Courtney Waller,
880
Carillon
Parkway, St. Petersburg, FL 33716-1102 |
46.98% |
Institutional |
TD
Ameritrade, FBO Our Customers, PO Box 2226, Omaha, NE
68103-2226 |
17.75% |
Institutional |
Pershing
LLC, PO Box 2052, Jersey City, NJ 07303-2052 |
18.28% |
Institutional |
GSAM
Holdings LLC Seed Account, ATTN: IMD-INDIA-SAOS Helios Business Park
150
Outer Ring Road, Kadubeesanahalli, Bengaluru 560103
India |
7.92% |
Institutional |
GSAM
Holdings LLC Comp. Hedge, ATTN: IMD-INDIA-SAOS-2022 Crystal Downs
FL
3, Embassy Gold Links Business Park, Bengaluru India
560071 |
15.38% |
Institutional |
National
Financial Services LLC, FEBO Customers, ATTN: Mutual Funds Dept. 4th Fl.,
499
Washington Blvd., Jersey City, NJ 07310-1995 |
28.83% |
Institutional |
GSAM
Holdings LLC Comp. Hedge, ATTN: IMD-INDIA-SAOS-2021 Crystal Downs
FL
3, Embassy Gold Links Business Park, Bengaluru India
560071 |
10.47% |
Investor |
Raymond
James & Associates, Omnibus for Mutual Funds, ATTN: Courtney Waller,
880
Carillon
Parkway, St. Petersburg, FL 33716-1102 |
10.98% |
Investor |
LPL
Financial Corp., Omnibus Customer Account, ATTN: Mutual Fund Trading, 4707
Executive
Dr., San Diego, CA 92121-3091 |
54.71% |
Investor |
SEI
Private Trust Co., C/O Principal Financial ID 636, ATTN: Mutual Fund
Administrator,
1 Freedom Valley Dr., Oaks, PA 19456-9989 |
29.53% |
Class
P |
Goldman
Sachs & Co., FBO Omnibus 6600, C/O Mutual Fund Ops., 222 S. Main St.,
Salt
Lake City, UT 84101-2199 |
99.80%* |
Class
R |
Charles
Hermes & Nancy Lyons Ttees, C/O Fascore Clockwork Active Media Systems
401K,
8515 E. Orchard Rd. #2T2, Greenwood Village, CO
80111-5002 |
88.88% |
Class
R |
GSAM
Holdings LLC Seed Account, ATTN: IMD-INDIA-SAOS Helios Business Park
150
Outer Ring Road, Kadubeesanahalli, Bengaluru 560103
India |
5.94% |
Class
R6 |
Edward
D. Jones & Co., For the Benefit of Customers, 12555 Manchester Rd.,
Saint
Louis,
MO 63131-3710 |
99.01% |
Class |
Name/Address |
Percentage
of Class |
Class
A |
National
Financial Services LLC, FEBO Customers, ATTN: Mutual Funds Dept. 4th Fl.,
499
Washington Blvd., Jersey City, NJ 07310-1995 |
6.77% |
Class
A |
Edward
D. Jones & Co., For the Benefit of Customers, 12555 Manchester Rd.,
Saint
Louis,
MO 63131-3710 |
12.69% |
Class |
Name/Address |
Percentage
of Class |
Class
C |
Stifel
Nicolaus & Co., Exclusive Benefit of Customers, 501 N. Broadway, Saint
Louis,
MO
63102-2188 |
5.37% |
Class
C |
Wells
Fargo Clearing Services LLC, For the Exclusive Benefit of Customers,
2801
Market St., Saint Louis, MO 63103-2523 |
14.34% |
Class
C |
Morgan
Stanley Smith Barney LLC, For the Exclusive Benefit of its Customers, 1
New
York
Plaza, Fl. 12, New York, NY 10004-1965 |
5.01% |
Class
C |
Raymond
James & Associates, Omnibus for Mutual Funds, ATTN: Courtney Waller,
880
Carillon
Parkway, St. Petersburg, FL 33716-1102 |
9.97% |
Investor |
LPL
Financial Corp., Omnibus Customer Account, ATTN: Mutual Fund Trading, 4707
Executive
Dr., San Diego, CA 92121-3091 |
9.26% |
Investor |
American
Enterprise Investment Services, 707 2nd Ave. S, Minneapolis, MN
55402-2405 |
26.70% |
Investor |
Raymond
James & Associates, Omnibus for Mutual Funds, ATTN: Courtney Waller,
880
Carillon
Parkway, St. Petersburg, FL 33716-1102 |
55.56% |
Institutional |
Morgan
Stanley Smith Barney LLC, For the Exclusive Benefit of its Customers, 1
New
York
Plaza, Fl. 12, New York, NY 10004-1965 |
5.45% |
Institutional |
Wells
Fargo Clearing Services LLC, For the Exclusive Benefit of Customers,
2801
Market St., Saint Louis, MO 63103-2523 |
14.17% |
Institutional |
Pershing
LLC, PO Box 2052, Jersey City, NJ 07303-2052 |
7.13% |
Institutional |
National
Financial Services LLC, FEBO Customers, ATTN: Mutual Funds Dept. 4th Fl.,
499
Washington Blvd., Jersey City, NJ 07310-1995 |
24.51% |
Institutional |
Merrill
Lynch Pierce Fenner & Smith, For the Sole Benefit of Its Customers,
ATTN:
Service Team SEC #97PR8, 4800 Deer Lake Dr. East 3rd Fl., Jacksonville, FL
32246-6484 |
12.89% |
Class
P |
Goldman
Sachs & Co., FBO Omnibus 6600, C/O Mutual Fund Ops., 222 S. Main St.,
Salt
Lake City, UT 84101-2199 |
98.99% |
Class
R |
State
Street Bank and Trust, FBO ADP Access Product, 1 Lincoln St., Boston, MA
02111-2901 |
80.50% |
Class
R |
FIIOC,
FBO Dr. Lawrence L. Phan DMD PC Profit Sharing and 401(k) Plan, 100
Magellan
Way #KW1C, Covington, KY 41015-1987 |
5.95% |
Class
R6 |
Empower
Trust, FBO Aspirus Inc. 457B, C/O Fascore LLC, 8515 E. Orchard Rd. #2T2,
Greenwood
Village, CO 80111-5002 |
5.36% |
Class
R6 |
Edward
D. Jones & Co., For the Benefit of Customers, 12555 Manchester Rd.,
Saint
Louis,
MO 63131-3710 |
10.08% |
Class
R6 |
Empower
Trust, FBO Aspirus Inc. 401A, C/O Fascore LLC, 8515 E. Orchard Rd. #2T2,
Greenwood
Village, CO 80111-5002 |
14.02% |
Class
R6 |
Empower
Trust, FBO Aspirus Inc. 403B, C/O Fascore LLC, 8515 E. Orchard Rd. #2T2,
Greenwood
Village, CO 80111-5002 |
64.75% |
Service |
National
Financial Services LLC, FEBO Customers, ATTN: Mutual Funds Dept. 4th Fl.,
499
Washington Blvd., Jersey City, NJ 07310-1995 |
23.14% |
Service |
Empower
Trust, FBO Employee Benefits Clients 401k, C/O Fascore LLC, 8515 E.
Orchard
Rd. #2T2, Greenwood Village, CO 80111-5002 |
21.95% |
Service |
Mid
Atlantic Trust Company, FBO Interlink Development Counselors Retirement
Plan,
1251
Waterfront Pl. Ste. 525, Pittsburgh, PA 15222-4228 |
34.27% |
Service |
ESSA
Bank and Trust 744 MAIN St. Ste. 1, Stroudsburg, PA
18360-2268 |
9.48% |
Service |
TCA
Trustcorp America, 5301 Wisconsin Ave. NW, 4th Fl., Washington, DC
20015-2047 |
9.59%
|
Class |
Name/Address |
Percentage
of Class |
Class
A |
Merrill
Lynch Pierce Fenner & Smith, For the Sole Benefit of Its Customers,
ATTN:
Service Team SEC #97PS0, 4800 Deer Lake Dr. East 3rd Fl., Jacksonville, FL
32246-6484 |
6.01% |
Class
A |
Charles
Schwab & Co. Inc., For Benefit of Customers, ATTN: Mutual Funds,
211
Main St., San Francisco, CA 94105-1901 |
5.71% |
Class
A |
Wells
Fargo Clearing Services LLC, For the Exclusive Benefit of Customers,
2801
Market St., Saint Louis, MO 63103-2523 |
20.65% |
Class
A |
LPL
Financial Corp., Omnibus Customer Account, ATTN: Mutual Fund Trading, 4707
Executive
Dr., San Diego, CA 92121-3091 |
5.38% |
Class
A |
National
Financial Services LLC, FEBO Customers, ATTN: Mutual Funds Dept. 4th Fl.,
499
Washington Blvd., Jersey City, NJ 07310-1995 |
5.58% |
Class
A |
Edward
D. Jones & Co., For the Benefit of Customers, 12555 Manchester Rd.,
Saint
Louis,
MO 63131-3710 |
16.81% |
Class
A |
Morgan
Stanley Smith Barney LLC, For the Exclusive Benefit of its Customers, 1
New
York
Plaza, Fl. 12, New York, NY 10004-1965 |
5.52% |
Class
A |
Raymond
James & Associates, Omnibus for Mutual Funds, ATTN: Courtney Waller,
880
Carillon
Parkway, St. Petersburg, FL 33716-1102 |
11.88% |
Class
C |
National
Financial Services LLC, FEBO Customers, ATTN: Mutual Funds Dept. 4th Fl.,
499
Washington Blvd., Jersey City, NJ 07310-1995 |
7.56% |
Class
C |
Wells
Fargo Clearing Services LLC, For the Exclusive Benefit of Customers,
2801
Market St., Saint Louis, MO 63103-2523 |
11.74% |
Class
C |
Pershing
LLC, 1 Pershing Plaza, Jersey City, NJ 07399-0002 |
27.00% |
Class
C |
Raymond
James & Associates, Omnibus for Mutual Funds, ATTN: Courtney Waller,
880
Carillon
Parkway, St. Petersburg, FL 33716-1102 |
30.01% |
Class
C |
LPL
Financial Corp., Omnibus Customer Account, ATTN: Mutual Fund Trading, 4707
Executive
Dr., San Diego, CA 92121-3091 |
9.82% |
Investor |
Raymond
James & Associates, Omnibus for Mutual Funds, ATTN: Courtney Waller,
880
Carillon
Parkway, St. Petersburg, FL 33716-1102 |
85.70% |
Investor |
TD
Ameritrade, FBO Our Customers, PO Box 2226, Omaha, NE
68103-2226 |
7.53% |
Institutional |
National
Financial Services LLC, FEBO Customers, ATTN: Mutual Funds Dept. 4th Fl.,
499
Washington Blvd., Jersey City, NJ 07310-1995 |
41.49% |
Institutional |
SEI
Private Trust Co., C/O Principal Financial ID 636, ATTN: Mutual Fund
Administrator,
1 Freedom Valley Dr., Oaks, PA 19456-9989 |
24.24% |
Institutional |
Morgan
Stanley Smith Barney LLC, For the Exclusive Benefit of its Customers, 1
New
York
Plaza, Fl. 12, New York, NY 10004-1965 |
7.10% |
Class
P |
Goldman
Sachs & Co., FBO Omnibus 6600, C/O Mutual Fund Ops., 222 S. Main St.,
Salt
Lake City, UT 84101-2199 |
98.51% |
Class
R |
GSAM
Holdings LLC Seed Account, ATTN: IMD-INDIA-SAOS Helios Business Park
150
Outer Ring Road, Kadubeesanahalli, Bengaluru 560103
India |
100.00% |
Class
R6 |
PAI
Trust Company Inc., Smith Communication Partners, Inc., 1300 Enterprise
Dr. De
Pere,
WI 54115-4934 |
32.77% |
Class
R6 |
Edward
D. Jones & Co., For the Benefit of Customers, 12555 Manchester Rd.,
Saint
Louis,
MO 63131-3710 |
64.42%
|
Class |
Name/Address |
Percentage
of Class |
Class
A |
Edward
D. Jones & Co., For the Benefit of Customers, 12555 Manchester Rd.,
Saint
Louis,
MO 63131-3710 |
25.10% |
Class
A |
National
Financial Services LLC, FEBO Customers, ATTN: Mutual Funds Dept. 4th Fl.,
499
Washington Blvd., Jersey City, NJ 07310-1995 |
15.49% |
Class
A |
LPL
Financial Corp., Omnibus Customer Account, ATTN: Mutual Fund Trading, 4707
Executive
Dr., San Diego, CA 92121-3091 |
7.24% |
Class
A |
Wells
Fargo Clearing Services LLC, For the Exclusive Benefit of Customers,
2801
Market St., Saint Louis, MO 63103-2523 |
16.17% |
Class
A |
American
Enterprise Investment Services, 707 2nd Ave. S, Minneapolis, MN
55402-2405 |
8.35% |
Class
A |
Raymond
James & Associates, Omnibus for Mutual Funds, ATTN: Courtney Waller,
880
Carillon
Parkway, St. Petersburg, FL 33716-1102 |
9.27% |
Class
C |
American
Enterprise Investment Services, 707 2nd Ave. S, Minneapolis, MN
55402-2405 |
7.71% |
Class
C |
Pershing
LLC, PO Box 2052, Jersey City, NJ 07303-2052 |
42.18% |
Class
C |
National
Financial Services LLC, FEBO Customers, ATTN: Mutual Funds Dept. 4th Fl.,
499
Washington Blvd., Jersey City, NJ 07310-1995 |
5.93% |
Class
C |
LPL
Financial Corp., Omnibus Customer Account, ATTN: Mutual Fund Trading, 4707
Executive
Dr., San Diego, CA 92121-3091 |
7.43% |
Class
C |
Wells
Fargo Clearing Services LLC, For the Exclusive Benefit of Customers,
2801
Market St., Saint Louis, MO 63103-2523 |
17.63% |
Class
C |
Raymond
James & Associates, Omnibus for Mutual Funds, ATTN: Courtney Waller,
880
Carillon
Parkway, St. Petersburg, FL 33716-1102 |
11.83% |
Investor |
GSAM
Holdings LLC Seed Account, ATTN: IMD-INDIA-SAOS Helios Business Park
150
Outer Ring Road, Kadubeesanahalli, Bengaluru 560103
India |
53.83% |
Investor |
LPL
Financial Corp., Omnibus Customer Account, ATTN: Mutual Fund Trading, 4707
Executive
Dr., San Diego, CA 92121-3091 |
16.56% |
Investor |
Raymond
James & Associates, Omnibus for Mutual Funds, ATTN: Courtney Waller,
880
Carillon
Parkway, St. Petersburg, FL 33716-1102 |
29.61% |
Institutional |
National
Financial Services LLC, FEBO Customers, ATTN: Mutual Funds Dept. 4th Fl.,
499
Washington Blvd., Jersey City, NJ 07310-1995 |
70.57% |
Institutional |
TD
Ameritrade, FBO Our Customers, PO Box 2226, Omaha, NE
68103-2226 |
7.12% |
Institutional |
RBC
Capital Markets LLC, Mutual Fund Processing, ATTN: Mutual Fund OPS
Manager,
60
S. 6th St., Ste. 700 #P08, Minneapolis, MN
55402-4413 |
8.98% |
Class
P |
JP
Morgan Securities LLC, FEBO Customers, Mutual Fund Dept. 3 Chase Metrotech
Center
Fl. 3, Brooklyn, NY 11245-0001 |
5.39% |
Class
P |
Goldman
Sachs & Co., FBO Omnibus 6600, C/O Mutual Fund Ops., 222 S. Main St.,
Salt
Lake City, UT 84101-2199 |
94.55%* |
Class
R |
Capital
Bank & Trust Co., The Wildlife Gallery Inc., C/O Fascore LLC, 8515 E.
Orchard
Rd.
# 2T2, Greenwood Village, CO 80111-5002 |
11.44% |
Class
R |
GSAM
Holdings LLC Seed Account, ATTN: IMD-INDIA-SAOS Helios Business Park
150
Outer Ring Road, Kadubeesanahalli, Bengaluru 560103
India |
85.45% |
Class
R6 |
Edward
D. Jones & Co., For the Benefit of Customers, 12555 Manchester Rd.,
Saint
Louis,
MO 63131-3710 |
98.81% |
Class |
Name/Address |
Percentage
of Class |
Class
A |
National
Financial Services LLC, FEBO Customers, ATTN: Mutual Funds Dept. 4th Fl.,
499
Washington Blvd., Jersey City, NJ 07310-1995 |
7.90% |
Class
A |
Edward
D. Jones & Co., For the Benefit of Customers, 12555 Manchester Rd.,
Saint
Louis,
MO 63131-3710 |
13.86% |
Class |
Name/Address |
Percentage
of Class |
Class
A |
Merrill
Lynch Pierce Fenner & Smith, For the Sole Benefit of Its Customers,
ATTN:
Service Team SEC #97PR7, 4800 Deer Lake Dr. East 3rd Fl., Jacksonville, FL
32246-6484 |
6.50% |
Class
A |
State
Street Bank and Trust, FBO ADP Access Product, 1 Lincoln St., Boston, MA
02111-2901 |
8.00% |
Class
A |
Wells
Fargo Bank NA Trustee, City of Tallahassee Matched Annuity, C/O Fascore
LLC,
8515
E. Orchard Rd. #2T2, Greenwood Village, CO
80111-5002 |
6.72% |
Class
A |
Morgan
Stanley Smith Barney LLC, For the Exclusive Benefit of its Customers, 1
New
York
Plaza, Fl. 12, New York, NY 10004-1965 |
7.34% |
Class
C |
Raymond
James & Associates, Omnibus for Mutual Funds, ATTN: Courtney Waller,
880
Carillon
Parkway, St. Petersburg, FL 33716-1102 |
7.53% |
Class
C |
Morgan
Stanley Smith Barney LLC, For the Exclusive Benefit of its Customers, 1
New
York
Plaza, Fl. 12, New York, NY 10004-1965 |
17.10% |
Class
C |
Wells
Fargo Clearing Services LLC, For the Exclusive Benefit of Customers,
2801
Market St., Saint Louis, MO 63103-2523 |
8.75% |
Class
C |
Stifel
Nicolaus & Co., Exclusive Benefit of Customers, 501 N. Broadway, Saint
Louis,
MO
63102-2188 |
6.00% |
Investor |
National
Financial Services LLC, FEBO Customers, ATTN: Mutual Funds Dept. 4th Fl.,
499
Washington Blvd., Jersey City, NJ 07310-1995 |
11.43% |
Investor |
American
Enterprise Investment Services, 707 2nd Ave. S, Minneapolis, MN
55402-2405 |
7.41% |
Investor |
LPL
Financial Corp., Omnibus Customer Account, ATTN: Mutual Fund Trading, 4707
Executive
Dr., San Diego, CA 92121-3091 |
7.80% |
Investor |
Raymond
James & Associates, Omnibus for Mutual Funds, ATTN: Courtney Waller,
880
Carillon
Parkway, St. Petersburg, FL 33716-1102 |
10.87% |
Investor |
DCGT,
FBO PLIC Various Retirement Plans, ATTN: NPIO Trade Desk, 711 High St.,
Des
Moines, IA 50392-0001 |
43.23% |
Institutional |
Morgan
Stanley Smith Barney LLC, For the Exclusive Benefit of its Customers, 1
New
York
Plaza, Fl. 12, New York, NY 10004-1965 |
24.08% |
Institutional |
Merrill
Lynch Pierce Fenner & Smith, For the Sole Benefit of Its Customers,
ATTN:
Service Team SEC #97PR8, 4800 Deer Lake Dr. East 3rd Fl., Jacksonville, FL
32246-6484 |
5.28% |
Institutional |
Wells
Fargo Clearing Services LLC, For the Exclusive Benefit of Customers,
2801
Market St., Saint Louis, MO 63103-2523 |
10.01% |
Institutional |
National
Financial Services LLC, FEBO Customers, ATTN: Mutual Funds Dept. 4th Fl.,
499
Washington Blvd., Jersey City, NJ 07310-1995 |
17.58% |
Class
P |
Goldman
Sachs & Co., FBO Omnibus 6600, C/O Mutual Fund Ops., 222 S. Main St.,
Salt
Lake City, UT 84101-2199 |
99.67% |
Class
R |
Hartford
Life Insurance Co., Separate Account 401k, ATTN: David Broeck, 1 Griffin
Rd.
N,
Windsor, CT 06095-1512 |
40.18% |
Class
R |
State
Street Bank and Trust, FBO ADP Access Product, 1 Lincoln St., Boston, MA
02111-2901 |
32.08% |
Class
R6 |
Associated
Trust Co., PO Box 22037, Green Bay, WI 54305-2037 |
5.96% |
Class
R6 |
DCGT,
FBO PLIC Various Retirement Plans, ATTN: NPIO Trade Desk, 711 High St.,
Des
Moines, IA 50392-0001 |
5.15% |
Class
R6 |
Associated
Trust Co., PO Box 22037, Green Bay, WI 54305-2037, |
20.94% |
Class
R6 |
National
Financial Services LLC, FEBO Customers, ATTN: Mutual Funds Dept. 4th Fl.,
499
Washington Blvd., Jersey City, NJ 07310-1995 |
24.63% |
Service |
National
Financial Services LLC, FEBO Customers, ATTN: Mutual Funds Dept. 4th Fl.,
499
Washington Blvd., Jersey City, NJ 07310-1995 |
80.31% |
Service |
Empower
Trust, FBO Various Fascore LLC Recordkept Plan, C/O Fascore LLC, 8515 E.
Orchard
Rd. #2T2, Greenwood Village, CO 80111-5002 |
6.67%
|
Class |
Name/Address |
Percentage
of Class |
Class
A |
TD
Ameritrade, FBO Our Customers, PO Box 2226, Omaha, NE
68103-2226 |
5.47% |
Class
A |
Pershing
LLC, PO Box 2052, Jersey City, NJ 07303-2052 |
9.56% |
Class
A |
National
Financial Services LLC, FEBO Customers, ATTN: Mutual Funds Dept. 4th Fl.,
499
Washington Blvd., Jersey City, NJ 07310-1995 |
51.15% |
Class
A |
LPL
Financial Corp., Omnibus Customer Account, ATTN: Mutual Fund Trading, 4707
Executive
Dr., San Diego, CA 92121-3091 |
29.37% |
Class
C |
GSAM
Holdings LLC Seed Account, ATTN: IMD-INDIA-SAOS Helios Business Park
150
Outer Ring Road, Kadubeesanahalli, Bengaluru 560103
India |
90.29% |
Class
C |
TD
Ameritrade, FBO Our Customers, PO Box 2226, Omaha, NE
68103-2226 |
7.36% |
Investor |
GSAM
Holdings LLC Seed Account, ATTN: IMD-INDIA-SAOS Helios Business Park
150
Outer Ring Road, Kadubeesanahalli, Bengaluru 560103
India |
100.00% |
Institutional |
Pershing
LLC, PO Box 2052, Jersey City, NJ 07303-2052 |
54.64%* |
Institutional |
GSAM
Holdings LLC Seed Account, ATTN: IMD-INDIA-SAOS Helios Business Park
150
Outer Ring Road, Kadubeesanahalli, Bengaluru 560103
India |
22.10% |
Institutional |
National
Financial Services LLC, FEBO Customers, ATTN: Mutual Funds Dept. 4th Fl.,
499
Washington Blvd., Jersey City, NJ 07310-1995 |
20.29% |
Class
P |
Goldman
Sachs & Co., FBO Omnibus 6600, C/O Mutual Fund Ops., 222 S. Main St.,
Salt
Lake City, UT 84101-2199 |
99.36%* |
Class
R |
GSAM
Holdings LLC Seed Account, ATTN: IMD-INDIA-SAOS Helios Business Park
150
Outer Ring Road, Kadubeesanahalli, Bengaluru 560103
India |
100.00% |
Class
R6 |
GSAM
Holdings LLC Seed Account, ATTN: IMD-INDIA-SAOS Helios Business Park
150
Outer Ring Road, Kadubeesanahalli, Bengaluru 560103
India |
100.00% |
Class |
Name/Address |
Percentage
of Class |
Class
A |
Wells
Fargo Clearing Services LLC, For the Exclusive Benefit of Customers,
2801
Market St., Saint Louis, MO 63103-2523 |
10.02% |
Class
A |
LPL
Financial Corp., Omnibus Customer Account, ATTN: Mutual Fund Trading, 4707
Executive
Dr., San Diego, CA 92121-3091 |
5.03% |
Class
A |
U.S.
Bank, FBO SISC GASB 45 TRUST A, 1555 N. River Center Dr. Ste. 302,
Milwaukee,
WI 53212-3958 |
5.46% |
Class
A |
UBS
WM USA, OMNI Account M/F, 1000 Harbor Blvd., Weehawken, NJ
07086-6761 |
5.73% |
Class
A |
Morgan
Stanley Smith Barney LLC, For the Exclusive Benefit of its Customers, 1
New
York
Plaza, Fl. 12, New York, NY 10004-1965 |
8.82% |
Class
A |
American
Enterprise Investment Services, 707 2nd Ave. S, Minneapolis, MN
55402-2405 |
9.24% |
Class
A |
National
Financial Services LLC, FEBO Customers, ATTN: Mutual Funds Dept. 4th Fl.,
499
Washington Blvd., Jersey City, NJ 07310-1995 |
6.90% |
Class
A |
Merrill
Lynch Pierce Fenner & Smith, For the Sole Benefit of Its Customers,
ATTN:
Service Team SEC, 4800 Deer Lake Dr. East 3rd Fl., Jacksonville, FL
32246-6484 |
8.39% |
Class
A |
Edward
D. Jones & Co., For the Benefit of Customers, 12555 Manchester Rd.,
Saint
Louis,
MO 63131-3710 |
13.49% |
Class
C |
UBS
WM USA, OMNI Account M/F, 1000 Harbor Blvd., Weehawken, NJ
07086-6761 |
8.57% |
Class
C |
American
Enterprise Investment Services, 707 2nd Ave. S, Minneapolis, MN
55402-2405 |
13.14% |
Class
C |
Wells
Fargo Clearing Services LLC, For the Exclusive Benefit of Customers,
2801
Market St., Saint Louis, MO 63103-2523 |
40.83% |
Class
C |
Morgan
Stanley Smith Barney LLC, For the Exclusive Benefit of its Customers, 1
New
York
Plaza, Fl. 12, New York, NY 10004-1965 |
11.52% |
Class
C |
Raymond
James & Associates, Omnibus for Mutual Funds, ATTN: Courtney Waller,
880
Carillon
Parkway, St. Petersburg, FL 33716-1102 |
5.78% |
Class |
Name/Address |
Percentage
of Class |
Investor |
National
Financial Services LLC, FEBO Customers, ATTN: Mutual Funds Dept. 4th Fl.,
499
Washington Blvd., Jersey City, NJ 07310-1995 |
6.48% |
Investor |
LPL
Financial Corp., Omnibus Customer Account, ATTN: Mutual Fund Trading, 4707
Executive
Dr., San Diego, CA 92121-3091 |
17.85% |
Investor |
American
Enterprise Investment Services, 707 2nd Ave. S, Minneapolis, MN
55402-2405 |
54.18% |
Investor |
Raymond
James & Associates, Omnibus for Mutual Funds, ATTN: Courtney Waller,
880
Carillon
Parkway, St. Petersburg, FL 33716-1102 |
16.16% |
Institutional |
Wells
Fargo Clearing Services LLC, For the Exclusive Benefit of Customers,
2801
Market St., Saint Louis, MO 63103-2523 |
6.61% |
Institutional |
Charles
Schwab & Co. Inc., For Benefit of Customers, ATTN: Mutual Funds,
211
Main St., San Francisco, CA 94105-1901 |
18.97% |
Institutional |
National
Financial Services LLC, FEBO Customers, ATTN: Mutual Funds Dept. 4th Fl.,
499
Washington Blvd., Jersey City, NJ 07310-1995 |
22.23% |
Institutional |
UBS
WM USA, OMNI Account M/F, 1000 Harbor Blvd., Weehawken, NJ
07086-6761 |
6.96% |
Institutional |
TD
Ameritrade, FBO Our Customers, PO Box 2226, Omaha, NE
68103-2226 |
5.36% |
Institutional |
Merrill
Lynch Pierce Fenner & Smith, For the Sole Benefit of Its Customers,
ATTN:
Service Team SEC #97PR8, 4800 Deer Lake Dr. East 3rd Fl., Jacksonville, FL
32246-6484 |
8.69% |
Institutional |
Morgan
Stanley Smith Barney LLC, For the Exclusive Benefit of its Customers, 1
New
York
Plaza, Fl. 12, New York, NY 10004-1965 |
13.35% |
Class
P |
Goldman
Sachs & Co., FBO Omnibus 6600, C/O Mutual Fund Ops., 222 S. Main St.,
Salt
Lake City, UT 84101-2199 |
97.36% |
Class
R |
State
Street Bank and Trust, FBO ADP Access Product, 1 Lincoln St., Boston, MA
02111-2901 |
6.73% |
Class
R |
Hartford
Life Insurance Co., Separate Account 401k, ATTN: David Broeck, 1 Griffin
Rd.
N,
Windsor, CT 06095-1512 |
34.12% |
Class
R6 |
National
Financial Services LLC, FEBO Customers, ATTN: Mutual Funds Dept. 4th Fl.,
499
Washington Blvd., Jersey City, NJ 07310-1995 |
36.88% |
Class
R6 |
Edward
D. Jones & Co., For the Benefit of Customers, 12555 Manchester Rd.,
Saint
Louis,
MO 63131-3710 |
8.97% |
Class
R6 |
PIMS/Prudential
Retirement, As Nominee for the TTEE/CUST PL 719, Sika Corp.
401(k),
201 Polito Ave., Lyndhurst, NJ 07071-3601 |
8.18% |
Class
R6 |
Laciba
& Co., C/O Lake City Bank, ATTN: Trusts OPS, 114 E. Market St.,
Warsaw, IN
46580-2806 |
7.48% |
Class
R6 |
Empower
Trust, FBO Plans of Empower, C/O Fascore LLC, 8515 E. Orchard Rd. #2T2,
Greenwood
Village, CO 80111-5002 |
6.46% |
Class
R6 |
PIMS/Prudential
Retirement, As Nominee for the TTEE/CUST PL 767, CGB
Enterprises,
Inc. 401(k), 1127 Hwy. 190 East Service Rd., Covington, LA
70433 |
5.99% |
Service |
TCA
Trustcorp America, 5301 Wisconsin Ave. NW, 4th Fl., Washington, DC
20015-2047 |
6.88% |
Service |
DB,
CO/Devon Bank, 6445 N. Western Ave. Ste. 300, Chicago, IL
60645-5452 |
17.62% |
Service |
Wells
Fargo Clearing Services LLC, For the Exclusive Benefit of Customers,
2801
Market St., Saint Louis, MO 63103-2523 |
16.75% |
Service |
Merrill
Lynch Pierce Fenner & Smith, For the Sole Benefit of Its Customers,
ATTN:
Service Team SEC #97PR8, 4800 Deer Lake Dr. East 3rd Fl., Jacksonville, FL
32246-6484 |
16.63% |
Service |
Charles
Hermes & Nancy Lyons Ttees, C/O Fascore Clockwork Active Media Systems
401K,
8515 E. Orchard Rd. #2T2, Greenwood Village, CO
80111-5002 |
21.36% |
Service |
Capital
Bank & Trust Co., Cummins Behavioral Health Systems I, C/O Fascore
LLC,
8515
E. Orchard Rd. #2T2, Greenwood Village, CO
80111-5002 |
8.35%
|
Class |
Name/Address |
Percentage
of Class |
Class
A |
Edward
D. Jones & Co., For the Benefit of Customers, 12555 Manchester Rd.,
Saint
Louis,
MO 63131-3710 |
17.18% |
Class
A |
Pershing
LLC, PO Box 2052, Jersey City, NJ 07303-2052 |
6.89% |
Class
A |
Merrill
Lynch Pierce Fenner & Smith, For the Sole Benefit of Its Customers,
ATTN:
Service Team SEC #97PR7, 4800 Deer Lake Dr. East 3rd Fl., Jacksonville, FL
32246-6484 |
6.18% |
Class
A |
Wells
Fargo Clearing Services LLC, For the Exclusive Benefit of Customers,
2801
Market St., Saint Louis, MO 63103-2523 |
8.64% |
Class
A |
Raymond
James & Associates, Omnibus for Mutual Funds, ATTN: Courtney Waller,
880
Carillon
Parkway, St. Petersburg, FL 33716-1102 |
6.64% |
Class
A |
Morgan
Stanley Smith Barney LLC, For the Exclusive Benefit of its Customers, 1
New
York
Plaza, Fl. 12, New York, NY 10004-1965 |
14.85% |
Class
A |
FIIOC,
FBO F J Neil + Inter-mares Trading Co. Profit Sharing & 401(k) Plan,
100
Magellan
Way #KW1C, Covington, KY 41015-1987 |
6.37% |
Class
C |
Morgan
Stanley Smith Barney LLC, For the Exclusive Benefit of its Customers, 1
New
York
Plaza, Fl. 12, New York, NY 10004-1965 |
30.63% |
Class
C |
TD
Ameritrade, FBO Our Customers, PO Box 2226, Omaha, NE
68103-2226 |
10.46% |
Class
C |
Raymond
James & Associates, Omnibus for Mutual Funds, ATTN: Courtney Waller,
880
Carillon
Parkway, St. Petersburg, FL 33716-1102 |
7.30% |
Class
C |
American
Enterprise Investment Services, 707 2nd Ave. S, Minneapolis, MN
55402-2405 |
14.41% |
Class
C |
Wells
Fargo Clearing Services LLC, For the Exclusive Benefit of Customers,
2801
Market St., Saint Louis, MO 63103-2523 |
8.06% |
Investor |
Raymond
James & Associates, Omnibus for Mutual Funds, ATTN: Courtney Waller,
880
Carillon
Parkway, St. Petersburg, FL 33716-1102 |
22.36% |
Investor |
American
Enterprise Investment Services, 707 2nd Ave. S, Minneapolis, MN
55402-2405 |
63.00% |
Investor |
LPL
Financial Corp., Omnibus Customer Account, ATTN: Mutual Fund Trading, 4707
Executive
Dr., San Diego, CA 92121-3091 |
7.49% |
Institutional |
National
Financial Services LLC, FEBO Customers, ATTN: Mutual Funds Dept. 4th Fl.,
499
Washington Blvd., Jersey City, NJ 07310-1995 |
8.18% |
Institutional |
Wells
Fargo Clearing Services LLC, For the Exclusive Benefit of Customers,
2801
Market St., Saint Louis, MO 63103-2523 |
6.76% |
Institutional |
UBS
WM USA, OMNI Account M/F, 1000 Harbor Blvd., Weehawken, NJ
07086-6761 |
7.84% |
Institutional |
Morgan
Stanley Smith Barney LLC, For the Exclusive Benefit of its Customers, 1
New
York
Plaza, Fl. 12, New York, NY 10004-1965 |
65.31% |
Class
P |
Goldman
Sachs & Co., FBO Omnibus 6600, C/O Mutual Fund Ops., 222 S. Main St.,
Salt
Lake City, UT 84101-2199 |
99.91%* |
Class
R |
GSAM
Holdings LLC Seed Account, ATTN: IMD-INDIA-SAOS Helios Business Park
150
Outer Ring Road, Kadubeesanahalli, Bengaluru 560103
India |
8.42% |
Class
R |
State
Street Bank and Trust, FBO ADP Access Product, 1 Lincoln St., Boston, MA
02111-2901 |
20.31% |
Class
R |
Alejandro
Onofrio, FBO Ocasa Inc. 401k, C/O Fascore LLC, 8515 E. Orchard Rd. #2T2,
Greenwood
Village, CO 80111-5002 |
71.27% |
Class
R6 |
Edward
D. Jones & Co., For the Benefit of Customers, 12555 Manchester Rd.,
Saint
Louis,
MO 63131-3710 |
10.36% |
Class
R6 |
Empower
Trust, FBO Employee Benefits Clients 401k, C/O Fascore LLC, 8515 E.
Orchard
Rd. #2T2, Greenwood Village, CO 80111-5002 |
86.13% |
Service |
Lincoln
Financial Group Trust Co., FBO Traditional IRA Plans, 1 Granite Pl.,
Concord,
NH
03301-3271 |
28.20% |
Service |
Lincoln
Financial Group Trust Co., FBO Rollover SS IRA Plan, 1 Granite Pl.,
Concord,
NH
03301-3271 |
9.72% |
Class |
Name/Address |
Percentage
of Class |
Service |
Lincoln
Financial Group Trust Co., FBO Roth IRA Plans, 1 Granite Pl., Concord, NH
03301-3271 |
5.66% |
Service |
Lincoln
Financial Group Trust Co., FBO Rollover IRA Plans, 1 Granite Pl., Concord,
NH
03301-3271 |
50.11% |
Class |
Name/Address |
Percentage
of Class |
Class
A |
American
Enterprise Investment Services, 707 2nd Ave. S, Minneapolis, MN
55402-2405 |
6.01% |
Class
A |
Wells
Fargo Clearing Services LLC, For the Exclusive Benefit of Customers,
2801
Market St., Saint Louis, MO 63103-2523 |
8.76% |
Class
A |
TD
Ameritrade, FBO Our Customers, PO Box 2226, Omaha, NE
68103-2226 |
7.45% |
Class
A |
State
Street Bank and Trust, FBO ADP Access Product, 1 Lincoln St., Boston, MA
02111-2901 |
5.08% |
Class
A |
National
Financial Services LLC, FEBO Customers, ATTN: Mutual Funds Dept. 4th Fl.,
499
Washington Blvd., Jersey City, NJ 07310-1995 |
15.21% |
Class
A |
Merrill
Lynch Pierce Fenner & Smith, For the Sole Benefit of Its Customers,
ATTN:
Service Team SEC #9EH17, 4800 Deer Lake Dr. East 3rd Fl., Jacksonville, FL
32246-6484 |
6.81% |
Class
C |
Raymond
James & Associates, Omnibus for Mutual Funds, ATTN: Courtney Waller,
880
Carillon
Parkway, St. Petersburg, FL 33716-1102 |
12.09% |
Class
C |
LPL
Financial Corp., Omnibus Customer Account, ATTN: Mutual Fund Trading, 4707
Executive
Dr., San Diego, CA 92121-3091 |
5.46% |
Class
C |
Wells
Fargo Clearing Services LLC, For the Exclusive Benefit of Customers,
2801
Market St., Saint Louis, MO 63103-2523 |
12.62% |
Class
C |
American
Enterprise Investment Services, 707 2nd Ave. S, Minneapolis, MN
55402-2405 |
6.55% |
Class
C |
National
Financial Services LLC, FEBO Customers, ATTN: Mutual Funds Dept. 4th Fl.,
499
Washington Blvd., Jersey City, NJ 07310-1995 |
14.13% |
Class
C |
Pershing
LLC, PO Box 2052, Jersey City, NJ 07303-2052 |
15.61% |
Investor |
American
Enterprise Investment Services, 707 2nd Ave. S, Minneapolis, MN
55402-2405 |
51.98% |
Investor |
LPL
Financial Corp., Omnibus Customer Account, ATTN: Mutual Fund Trading, 4707
Executive
Dr., San Diego, CA 92121-3091 |
14.42% |
Investor |
Pershing
LLC, 1 Pershing Plaza, Jersey City, NJ 07399-0002 |
5.99% |
Investor |
Raymond
James & Associates, Omnibus for Mutual Funds, ATTN: Courtney Waller,
880
Carillon
Parkway, St. Petersburg, FL 33716-1102 |
21.64% |
Institutional |
Charles
Schwab & Co. Inc., For Benefit of Customers, ATTN: Mutual Funds,
211
Main St., San Francisco, CA 94105-1901 |
5.48% |
Institutional |
National
Financial Services LLC, FEBO Customers, ATTN: Mutual Funds Dept. 4th Fl.,
499
Washington Blvd., Jersey City, NJ 07310-1995 |
26.35% |
Institutional |
Wells
Fargo Clearing Services LLC, For the Exclusive Benefit of Customers,
2801
Market St., Saint Louis, MO 63103-2523 |
12.27% |
Institutional |
American
United Life Insurance Co., FBO Unit Investment Trust, ATTN: Separate
Accounts,
PO Box 368, Indianapolis, IN 46206-0368 |
5.01% |
Institutional |
American
United Life Insurance Co., FBO Group Retirement Account, ATTN: Separate
Accounts,
PO Box 368, Indianapolis, IN 46206-0368 |
7.89% |
Class
P |
Goldman
Sachs & Co., FBO Omnibus 6600, C/O Mutual Fund Ops., 222 S. Main St.,
Salt
Lake City, UT 84101-2199 |
98.74% |
Class
R6 |
MAC
& Co., FBO GS 529 Plan, ATTN: Mutual Fund Operations 500 Grant St.,
Room
151-1010,
Pittsburgh, PA 15219-2502 |
93.35% |
Service |
Vantagepoint
Roth IRA, C/O Missionsquare Retirement 777 N. Capitol St., NE,
Washington,
DC 20002-4239 |
17.36% |
Class |
Name/Address |
Percentage
of Class |
Service |
Vantagepoint
Traditional IRA, C/O Missionsquare Retirement 777 N. Capitol St., NE,
Washington,
DC 20002-4239 |
19.90% |
Service |
American
United Life Insurance Co., FBO Unit Investment Trust, ATTN: Separate
Accounts,
PO Box 368, Indianapolis, IN 46206-0368 |
11.69% |
Service |
American
United Life Insurance Co., FBO Group Retirement Account, ATTN: Separate
Accounts,
PO Box 368, Indianapolis, IN 46206-0368 |
22.00% |
Class |
Name/Address |
Percentage
of Class |
Class
A |
Edward
D. Jones & Co., For the Benefit of Customers, 12555 Manchester Rd.,
Saint
Louis,
MO 63131-3710 |
52.98%* |
Class
C |
Charles
Schwab & Co. Inc., For Benefit of Customers, ATTN: Mutual Funds,
211
Main St., San Francisco, CA 94105-1901 |
6.57% |
Class
C |
Raymond
James & Associates, Omnibus for Mutual Funds, ATTN: Courtney Waller,
880
Carillon
Parkway, St. Petersburg, FL 33716-1102 |
7.68% |
Class
C |
Stifel
Nicolaus & Co., Exclusive Benefit of Customers, 501 N. Broadway, Saint
Louis,
MO
63102-2188 |
5.69% |
Class
C |
Wells
Fargo Clearing Services LLC, For the Exclusive Benefit of Customers,
2801
Market St., Saint Louis, MO 63103-2523 |
14.47% |
Class
C |
American
Enterprise Investment Services, 707 2nd Ave. S, Minneapolis, MN
55402-2405 |
6.62% |
Class
C |
Mid
Atlantic Trust Company, FBO WK Mechanical 401(k) Profit Sharing, 1251
Waterfront
Pl. Ste. 525, Pittsburgh, PA 15222-4228 |
7.62% |
Class
C |
Ascensus
Trust Company, FBO Family Medicine Associates 401(k), P.O. BOX 10758,
Fargo,
ND 58106-0758 |
7.41% |
Investor |
American
Enterprise Investment Services, 707 2nd Ave. S, Minneapolis, MN
55402-2405 |
37.65% |
Investor |
Raymond
James & Associates, Omnibus for Mutual Funds, ATTN: Courtney Waller,
880
Carillon
Parkway, St. Petersburg, FL 33716-1102 |
33.13% |
Investor |
LPL
Financial Corp., Omnibus Customer Account, ATTN: Mutual Fund Trading, 4707
Executive
Dr., San Diego, CA 92121-3091 |
26.73% |
Institutional |
National
Financial Services LLC, FEBO Customers, ATTN: Mutual Funds Dept. 4th Fl.,
499
Washington Blvd., Jersey City, NJ 07310-1995 |
9.04% |
Institutional |
Wells
Fargo Clearing Services LLC, For the Exclusive Benefit of Customers,
2801
Market St., Saint Louis, MO 63103-2523 |
16.09% |
Institutional |
Reliance
Trust Co., FBO Pentegra Omnibus, 201 17th St., NW Ste. 1000, Atlanta, GA
30363-1195 |
8.45% |
Institutional |
Matrix
Trust Co., FBO Flushing Savings Bank NQ, Plans Mast, PO Box 52129,
Phoenix,
AZ
85072-2129 |
32.08% |
Class
P |
Goldman
Sachs & Co., FBO Omnibus 6600, C/O Mutual Fund Ops., 222 S. Main St.,
Salt
Lake City, UT 84101-2199 |
99.12% |
Class
R |
William
Grischo, FBO Explore Communications Inc. 401(k) P, 3213 Zuni St., Denver,
CO
80211-3355 |
12.68% |
Class
R |
Pam
O’, FBO Medalist Golf Inc. 401(k) Profit Sharing, 327 Dahlonega St. Ste.
1005,
Cumming,
GA 30040-8210 |
61.43% |
Class
R |
FIIOC,
FBO Subcon Inc. 401(k) PS Plan, 100 Magellan Way #KW1C, Covington, KY
41015-1987 |
6.82% |
Class
R6 |
Edward
D. Jones & Co., For the Benefit of Customers, 12555 Manchester Rd.,
Saint
Louis,
MO 63131-3710 |
98.67% |
Service |
Vanguard
Brokerage Services, P. O. Box 982901, El Paso, TX
79998-2901 |
9.64% |
Service |
Edward
D. Jones & Co., ATTN: Mutual Fund Shareholder Accounting 201 Progress
Pkwy.,
Maryland Heights, MO 63043-3042 |
15.78% |
Class |
Name/Address |
Percentage
of Class |
Service |
Merrill
Lynch Pierce Fenner & Smith, For the Sole Benefit of Its Customers,
ATTN:
Service Team SEC #97PR8, 4800 Deer Lake Dr. East 3rd Fl., Jacksonville, FL
32246-6484 |
9.59% |
Service |
National
Financial Services LLC, FEBO Customers, ATTN: Mutual Funds Dept. 4th Fl.,
499
Washington Blvd., Jersey City, NJ 07310-1995 |
63.55% |
Class |
Name/Address |
Percentage
of Class |
Class
A |
Pershing
LLC, PO Box 2052, Jersey City, NJ 07303-2052 |
81.08% |
Class
A |
Theresa
M. Manzuk Cust, FBO Ella T. Amarante UTMA NY, 9703 Versailles Rd.,
Angola,
NY 14006-9519 |
6.49% |
Class
C |
Pershing
LLC, PO Box 2052, Jersey City, NJ 07303-2052 |
95.81% |
Investor |
GSAM
Holdings LLC Seed Account, ATTN: IMD-INDIA-SAOS Helios Business Park
150
Outer Ring Road, Kadubeesanahalli, Bengaluru 560103
India |
100.00% |
Institutional |
Pershing
LLC, PO Box 2052, Jersey City, NJ 07303-2052 |
10.47% |
Institutional |
GSAM
Holdings LLC Comp. Hedge, ATTN: IMD-INDIA-SAOS-2022 Crystal Downs
FL
3, Embassy Gold Links Business Park, Bengaluru India
560071 |
5.58% |
Institutional |
Charles
Schwab & Co. Inc., For Benefit of Customers, ATTN: Mutual Funds,
211
Main St., San Francisco, CA 94105-1901 |
77.82% |
Class
P |
Goldman
Sachs & Co., FBO Omnibus 6600, C/O Mutual Fund Ops., 222 S. Main St.,
Salt
Lake City, UT 84101-2199 |
99.97%* |
Class
R |
GSAM
Holdings LLC Seed Account, ATTN: IMD-INDIA-SAOS Helios Business Park
150
Outer Ring Road, Kadubeesanahalli, Bengaluru 560103
India |
30.51% |
Class
R |
Oppenheimer
& Co. Inc., FBO Raymond Wrobleski CPA PS Plan, Raymond F. Wrobleski
TTEE,
116 Kingsbury Rd., Garden City, NY 11530-3110 |
69.49% |
Class
R6 |
GSAM
Holdings LLC Seed Account, ATTN: IMD-INDIA-SAOS Helios Business Park
150
Outer Ring Road, Kadubeesanahalli, Bengaluru 560103
India |
100.00% |
Class |
Name/Address |
Percentage
of Class |
Class
A |
UBS
WM USA, OMNI Account M/F, 1000 Harbor Blvd., Weehawken, NJ
07086-6761 |
11.74% |
Class
A |
Wells
Fargo Clearing Services LLC, For the Exclusive Benefit of Customers,
2801
Market St., Saint Louis, MO 63103-2523 |
5.24% |
Class
A |
National
Financial Services LLC, FEBO Customers, ATTN: Mutual Funds Dept. 4th Fl.,
499
Washington Blvd., Jersey City, NJ 07310-1995 |
6.48% |
Class
A |
Edward
D. Jones & Co., For the Benefit of Customers, 12555 Manchester Rd.,
Saint
Louis,
MO 63131-3710 |
31.92% |
Class
A |
Merrill
Lynch Pierce Fenner & Smith, For the Sole Benefit of Its Customers,
ATTN:
Service Team SEC #97PR8, 4800 Deer Lake Dr. East 3rd Fl., Jacksonville, FL
32246-6484 |
5.87% |
Class
C |
LPL
Financial Corp., Omnibus Customer Account, ATTN: Mutual Fund Trading, 4707
Executive
Dr., San Diego, CA 92121-3091 |
10.40% |
Class
C |
UBS
WM USA, OMNI Account M/F, 1000 Harbor Blvd., Weehawken, NJ
07086-6761 |
65.64% |
Investor |
LPL
Financial Corp., Omnibus Customer Account, ATTN: Mutual Fund Trading, 4707
Executive
Dr., San Diego, CA 92121-3091 |
16.54% |
Investor |
American
Enterprise Investment Services, 707 2nd Ave. S, Minneapolis, MN
55402-2405 |
58.90% |
Investor |
Raymond
James & Associates, Omnibus for Mutual Funds, ATTN: Courtney Waller,
880
Carillon
Parkway, St. Petersburg, FL 33716-1102 |
12.19% |
Institutional |
National
Financial Services LLC, FEBO Customers, ATTN: Mutual Funds Dept. 4th Fl.,
499
Washington Blvd., Jersey City, NJ 07310-1995 |
81.51%* |
Class |
Name/Address |
Percentage
of Class |
Class
P |
Goldman
Sachs & Co., FBO Omnibus 6600, C/O Mutual Fund Ops., 222 S. Main St.,
Salt
Lake City, UT 84101-2199 |
98.07%* |
Class
R |
Hartford
Life Insurance Co., Separate Account 401k, ATTN: David Broeck, 1 Griffin
Rd.
N,
Windsor, CT 06095-1512 |
77.72% |
Class
R |
DCGT,
FBO PLIC Various Retirement Plans, ATTN: NPIO Trade Desk, 711 High St.,
Des
Moines, IA 50392-0001 |
10.01% |
Class
R |
Mass
Mutual Life Insurance Co., 1295 State St. MIP M200-Invst, Springfield, MA
01111-0001 |
8.27% |
Class
R6 |
Edward
D. Jones & Co., For the Benefit of Customers, 12555 Manchester Rd.,
Saint
Louis,
MO 63131-3710 |
73.16% |
Class
R6 |
Mass
Mutual Life Insurance Co., 1295 State St. MIP M200-Invst, Springfield, MA
01111-0001 |
21.15% |
Service |
TCA
Trustcorp America, 5301 Wisconsin Ave. NW, 4th Fl., Washington, DC
20015-2047 |
61.05% |
Service |
Lincoln
Financial Group Trust Co., FBO Rollover IRA Plans, 1 Granite Pl., Concord,
NH
03301-3271 |
29.28% |
Class |
Name/Address |
Percentage
of Class |
Class
A |
Hartford
Life Insurance Co., Separate Account 401k, ATTN: David Broeck, 1 Griffin
Rd.
N,
Windsor, CT 06095-1512 |
6.29% |
Class
A |
Edward
D. Jones & Co., For the Benefit of Customers, 12555 Manchester Rd.,
Saint
Louis,
MO 63131-3710 |
32.56% |
Class
A |
Merrill
Lynch Pierce Fenner & Smith, For the Sole Benefit of Its Customers,
ATTN:
Service Team SEC #97RJ3, 4800 Deer Lake Dr. East 3rd Fl., Jacksonville, FL
32246-6484 |
5.15% |
Class
C |
Merrill
Lynch Pierce Fenner & Smith, For the Sole Benefit of Its Customers,
ATTN:
Service Team SEC #97RS5, 4800 Deer Lake Dr. East 3rd Fl., Jacksonville, FL
32246-6484 |
8.61% |
Class
C |
Pershing
LLC, PO Box 2052, Jersey City, NJ 07303-2052 |
8.84% |
Class
C |
LPL
Financial Corp., Omnibus Customer Account, ATTN: Mutual Fund Trading, 4707
Executive
Dr., San Diego, CA 92121-3091 |
6.20% |
Class
C |
Wells
Fargo Clearing Services LLC, For the Exclusive Benefit of Customers,
2801
Market St., Saint Louis, MO 63103-2523 |
25.47% |
Class
C |
American
Enterprise Investment Services, 707 2nd Ave. S, Minneapolis, MN
55402-2405 |
6.34% |
Class
C |
RBC
Capital Markets LLC, Mutual Fund Processing, ATTN: Mutual Fund OPS
Manager,
250
Nicollet Mall Ste. 140, Minneapolis, MN 55401-7554 |
6.29% |
Class
C |
Morgan
Stanley Smith Barney LLC, For the Exclusive Benefit of its Customers, 1
New
York
Plaza, Fl. 12, New York, NY 10004-1965 |
11.13% |
Investor |
LPL
Financial Corp., Omnibus Customer Account, ATTN: Mutual Fund Trading, 4707
Executive
Dr., San Diego, CA 92121-3091 |
15.45% |
Investor |
Raymond
James & Associates, Omnibus for Mutual Funds, ATTN: Courtney Waller,
880
Carillon
Parkway, St. Petersburg, FL 33716-1102 |
16.84% |
Investor |
American
Enterprise Investment Services, 707 2nd Ave. S, Minneapolis, MN
55402-2405 |
53.06% |
Institutional |
Wells
Fargo Clearing Services LLC, For the Exclusive Benefit of Customers,
2801
Market St., Saint Louis, MO 63103-2523 |
7.53% |
Institutional |
Pershing
LLC, PO Box 2052, Jersey City, NJ 07303-2052 |
5.68% |
Institutional |
Merrill
Lynch Pierce Fenner & Smith, For the Sole Benefit of Its Customers,
ATTN:
Service Team SEC #97PR8, 4800 Deer Lake Dr. East 3rd Fl., Jacksonville, FL
32246-6484 |
7.48% |
Institutional |
Charles
Schwab & Co. Inc., For Benefit of Customers, ATTN: Mutual Funds,
211
Main St., San Francisco, CA 94105-1901 |
6.28% |
Class |
Name/Address |
Percentage
of Class |
Institutional |
National
Financial Services LLC, FEBO Customers, ATTN: Mutual Funds Dept. 4th Fl.,
499
Washington Blvd., Jersey City, NJ 07310-1995 |
23.25% |
Institutional |
Morgan
Stanley Smith Barney LLC, For the Exclusive Benefit of its Customers, 1
New
York
Plaza, Fl. 12, New York, NY 10004-1965 |
17.54% |
Class
P |
Goldman
Sachs & Co., FBO Omnibus 6600, C/O Mutual Fund Ops., 222 S. Main St.,
Salt
Lake City, UT 84101-2199 |
99.14% |
Class
R |
Hartford
Life Insurance Co., Separate Account 401k, ATTN: David Broeck, 1 Griffin
Rd.
N,
Windsor, CT 06095-1512 |
29.89% |
Class
R |
State
Street Bank and Trust, FBO ADP Access Product, 1 Lincoln St., Boston, MA
02111-2901 |
22.46% |
Class
R |
Mass
Mutual Life Insurance Co., 1295 State St. MIP M200-Invst, Springfield, MA
01111-0001 |
10.31% |
Class
R6 |
Empower
Trust, FBO Plans of Empower, C/O Fascore LLC, 8515 E. Orchard Rd. #2T2,
Greenwood
Village, CO 80111-5002 |
6.25% |
Class
R6 |
Edward
D. Jones & Co., For the Benefit of Customers, 12555 Manchester Rd.,
Saint
Louis,
MO 63131-3710 |
52.98% |
Class
R6 |
Merrill
Lynch Pierce Fenner & Smith, For the Sole Benefit of Its Customers,
ATTN:
Service Team SEC #97PR8, 4800 Deer Lake Dr. East 3rd Fl., Jacksonville, FL
32246-6484 |
9.09% |
Class
R6 |
American
United Life Insurance Co., FBO Group Retirement Account, ATTN: Separate
Accounts,
PO Box 368, Indianapolis, IN 46206-0368 |
7.11% |
Service |
Empower
Trust, FBO Fascore LLC Retirement Plans, C/O Fascore LLC, 8515 E. Orchard
Rd.
#2T2, Greenwood Village, CO 80111-5002 |
5.07% |
Service |
American
United Life Insurance Co., FBO Group Retirement Account, ATTN: Separate
Accounts,
PO Box 368, Indianapolis, IN 46206-0368 |
7.87% |
Service |
National
Financial Services LLC, FEBO Customers, ATTN: Mutual Funds Dept. 4th Fl.,
499
Washington Blvd., Jersey City, NJ 07310-1995 |
64.01% |
Service |
Hartford
Life Insurance Co., Separate Account 401k, ATTN: David Broeck, 1 Griffin
Rd.
N,
Windsor, CT 06095-1512 |
6.49% |
Class |
Name/Address |
Percentage
of Class |
Class
A |
Merrill
Lynch Pierce Fenner & Smith, For the Sole Benefit of Its Customers,
ATTN:
Service Team SEC #97PY5, 4800 Deer Lake Dr. East 3rd Fl., Jacksonville, FL
32246-6484 |
5.78% |
Class
A |
National
Financial Services LLC, FEBO Customers, ATTN: Mutual Funds Dept. 4th Fl.,
499
Washington Blvd., Jersey City, NJ 07310-1995 |
7.02% |
Class
A |
Edward
D. Jones & Co., For the Benefit of Customers, 12555 Manchester Rd.,
Saint
Louis,
MO 63131-3710 |
22.39% |
Class
A |
State
Street Bank and Trust, FBO ADP Access Product, 1 Lincoln St., Boston, MA
02111-2901 |
10.50% |
Class
A |
Hartford
Life Insurance Co., Separate Account 401k, ATTN: David Broeck, 1 Griffin
Rd.
N,
Windsor, CT 06095-1512 |
9.61% |
Class
C |
Ascensus
Trust Company, FBO Meyers Communications 401(k), P.O. BOX 10758, Fargo,
ND
58106-0758 |
7.35% |
Class
C |
Wells
Fargo Clearing Services LLC, For the Exclusive Benefit of Customers,
2801
Market St., Saint Louis, MO 63103-2523 |
12.27% |
Class
C |
American
Enterprise Investment Services, 707 2nd Ave. S, Minneapolis, MN
55402-2405 |
10.87% |
Class
C |
DCGT,
FBO PLIC Various Retirement Plans, ATTN: NPIO Trade Desk, 711 High St.,
Des
Moines, IA 50392-0001 |
9.14% |
Class
C |
UBS
WM USA, OMNI Account M/F, 1000 Harbor Blvd., Weehawken, NJ
07086-6761 |
16.58% |
Class |
Name/Address |
Percentage
of Class |
Class
C |
Morgan
Stanley Smith Barney LLC, For the Exclusive Benefit of its Customers, 1
New
York
Plaza, Fl. 12, New York, NY 10004-1965 |
7.73% |
Investor |
Empower
Trust, FBO Employee Benefits Clients 401k, C/O Fascore LLC, 8515 E.
Orchard
Rd. #2T2, Greenwood Village, CO 80111-5002 |
5.11% |
Investor |
Charles
Schwab & Co. Inc., For Benefit of Customers, ATTN: Mutual Funds,
211
Main St., San Francisco, CA 94105-1901 |
19.61% |
Investor |
John
Hancock Trust Company LLC, 690 Canton St. Ste. 100, Westwood, MA
02090-2324 |
10.64% |
Investor |
National
Financial Services LLC, FEBO Customers, ATTN: Mutual Funds Dept. 4th Fl.,
499
Washington Blvd., Jersey City, NJ 07310-1995 |
28.14% |
Institutional |
DCGT,
FBO PLIC Various Retirement Plans, ATTN: NPIO Trade Desk, 711 High St.,
Des
Moines, IA 50392-0001 |
10.17% |
Institutional |
TIAA,
FSB Cust/TTEE, FBO Retirement Plans for Which TIAA Acts as Recordkeeper,
ATTN:
Trust Operations, 211 N. Broadway Ste. 1000, Saint Louis, MO
63102-2748 |
5.22% |
Institutional |
Charles
Schwab & Co. Inc., For Benefit of Customers, ATTN: Mutual Funds,
211
Main St., San Francisco, CA 94105-1901 |
16.17% |
Institutional |
National
Financial Services LLC, FEBO Customers, ATTN: Mutual Funds Dept. 4th Fl.,
499
Washington Blvd., Jersey City, NJ 07310-1995 |
36.13% |
Class
P |
Goldman
Sachs & Co., FBO Omnibus 6600, C/O Mutual Fund Ops., 222 S. Main St.,
Salt
Lake City, UT 84101-2199 |
98.92% |
Class
R |
Hartford
Life Insurance Co., Separate Account 401k, ATTN: David Broeck, 1 Griffin
Rd.
N,
Windsor, CT 06095-1512 |
37.63% |
Class
R |
State
Street Bank and Trust, FBO ADP Access Product, 1 Lincoln St., Boston, MA
02111-2901 |
21.37% |
Class
R |
DCGT,
FBO PLIC Various Retirement Plans, ATTN: NPIO Trade Desk, 711 High St.,
Des
Moines, IA 50392-0001 |
5.22% |
Class
R |
Mass
Mutual Life Insurance Co., 1295 State St. MIP M200-Invst, Springfield, MA
01111-0001 |
17.37% |
Class
R6 |
PIMS/Prudential
Retirement, As Nominee for the TTEE/CUST PL 763, Ferguson
Enterprises,
LLC, 12500 Jefferson Ave., Newport News, VA
23602-4314 |
7.98% |
Class
R6 |
Edward
D. Jones & Co., For the Benefit of Customers, 12555 Manchester Rd.,
Saint
Louis,
MO 63131-3710 |
10.73 |
Class
R6 |
National
Financial Services LLC, FEBO Customers, ATTN: Mutual Funds Dept. 4th Fl.,
499
Washington Blvd., Jersey City, NJ 07310-1995 |
31.51% |
Class
R6 |
TIAA,
FSB Cust/TTEE, FBO Retirement Plans for Which TIAA Acts as Recordkeeper,
ATTN:
Trust Operations, 211 N. Broadway Ste. 1000, Saint Louis, MO
63102-2748 |
7.40% |
Class
R6 |
JP
Morgan Securities LLC, FEBO Customers, Mutual Fund Dept., 3 Chase
Metrotech
Center,
Fl. 3, Brooklyn, NY 11245-0001 |
6.59% |
Service |
Capital
Bank & Trust Co., Schlouch Inc. 401k PSP, C/O Fascore LLC, 8515 E.
Orchard
Rd.
# 2T2, Greenwood Village, CO 80111-5002 |
7.75% |
Service |
American
United Life Insurance Co., FBO Group Retirement Account, ATTN: Separate
Accounts,
PO Box 368, Indianapolis, IN 46206-0368 |
37.58% |
Service |
American
United Life Insurance Co., FBO Unit Investment Trust, ATTN: Separate
Accounts,
PO Box 368, Indianapolis, IN 46206-0368 |
10.39% |
Class |
Name/Address |
Percentage
of Class |
Class
A |
Stifel
Nicolaus & Co., Exclusive Benefit of Customers, 501 N. Broadway, Saint
Louis,
MO
63102-2188 |
13.42% |
Class
A |
American
Enterprise Investment Services, 707 2nd Ave. S, Minneapolis, MN
55402-2405 |
30.33% |
Class
A |
Charles
Schwab & Co. Inc., For Benefit of Customers, ATTN: Mutual Funds,
211
Main St., San Francisco, CA 94105-1901 |
6.15% |
Class |
Name/Address |
Percentage
of Class |
Class
A |
Pershing
LLC, PO Box 2052, Jersey City, NJ 07303-2052 |
5.94% |
Class
A |
National
Financial Services LLC, FEBO Customers, ATTN: Mutual Funds Dept. 4th Fl.,
499
Washington Blvd., Jersey City, NJ 07310-1995 |
10.21% |
Class
C |
Wells
Fargo Clearing Services LLC, For the Exclusive Benefit of Customers,
2801
Market St., Saint Louis, MO 63103-2523 |
6.04% |
Class
C |
LPL
Financial Corp., Omnibus Customer Account, ATTN: Mutual Fund Trading, 4707
Executive
Dr., San Diego, CA 92121-3091 |
20.66% |
Class
C |
Stifel
Nicolaus & Co., Exclusive Benefit of Customers, 501 N. Broadway, Saint
Louis,
MO
63102-2188 |
24.01% |
Class
C |
American
Enterprise Investment Services, 707 2nd Ave. S, Minneapolis, MN
55402-2405 |
43.21% |
Investor |
LPL
Financial Corp., Omnibus Customer Account, ATTN: Mutual Fund Trading, 4707
Executive
Dr., San Diego, CA 92121-3091 |
24.00% |
Investor |
Raymond
James & Associates, Omnibus for Mutual Funds, ATTN: Courtney Waller,
880
Carillon
Parkway, St. Petersburg, FL 33716-1102 |
6.52% |
Investor |
American
Enterprise Investment Services, 707 2nd Ave. S, Minneapolis, MN
55402-2405 |
69.39% |
Institutional |
National
Financial Services LLC, FEBO Customers, ATTN: Mutual Funds Dept. 4th Fl.,
499
Washington Blvd., Jersey City, NJ 07310-1995 |
25.31% |
Institutional |
TD
Ameritrade, FBO Our Customers, PO Box 2226, Omaha, NE
68103-2226 |
41.14% |
Institutional |
SEI
Private Trust Co., C/O Principal Financial ID 636, ATTN: Mutual Fund
Administrator,
1 Freedom Valley Dr., Oaks, PA 19456-9989 |
14.90% |
Institutional |
Charles
Schwab & Co. Inc., For Benefit of Customers, ATTN: Mutual Funds,
211
Main St., San Francisco, CA 94105-1901 |
7.27% |
Class
P |
Goldman
Sachs & Co., FBO Omnibus 6600, C/O Mutual Fund Ops., 222 S. Main St.,
Salt
Lake City, UT 84101-2199 |
99.94%* |
Class
R |
GSAM
Holdings LLC Seed Account, ATTN: IMD-INDIA-SAOS Helios Business Park
150
Outer Ring Road, Kadubeesanahalli, Bengaluru 560103
India |
8.09% |
Class
R |
State
Street Bank and Trust, FBO ADP Access Product, 1 Lincoln St., Boston, MA
02111-2901 |
11.57% |
Class
R |
PAI
Trust Company Inc., River Falls Eye Surgery & Laser Center, 1300
Enterprise Dr.,
De
Pere, WI 54115-4934 |
47.80% |
Class
R |
BRN
Durden Emrik Nero Schz Bibbey S, Yellowstone Pathology 401k PSP C/O
Fascore
LLC
8515 E. Orchard Rd. #2T2, Greenwood Village, CO
80111-5002 |
27.80% |
Class
R6 |
ING
National Trust, As Trustee or Custodian For, Core Market Retirement Plans,
1
Heritage
Dr., North Quincy, MA 02171-2105 |
73.83%* |
Class
R6 |
Vanguard
Fiduciary Trust Co., ATTN: Outside Funds K22, PO Box 2600, Valley Forge,
PA
19482-2600 |
24.88% |
| |
2-B | |
3-B | |
7-B | |
10-B | |
11-B | |
13-B | |
| |
18-B | |
19-B | |
24-B | |
26-B | |
26-B | |
29-B | |
| |
33-B | |
34-B | |
39-B | |
41-B | |
41-B | |
43-B | |
| |
48-B | |
49-B | |
53-B | |
53-B | |
54-B | |
55-B |