|
A |
C |
I |
R2 |
R4 |
R5 |
R6 |
NAV |
John
Hancock Capital Series |
|
|
|
|
|
|
|
|
John
Hancock Classic Value Fund |
PZFVX |
JCVCX |
JCVIX |
JCVSX |
N/A |
JCVVX |
JCVWX |
N/A |
John
Hancock U.S. Global Leaders Growth Fund |
USGLX |
USLCX |
USLIX |
USLYX |
N/A |
N/A |
UGLSX |
N/A |
John
Hancock Investment Trust |
|
|
|
|
|
|
|
|
John
Hancock Balanced Fund |
SVBAX |
SVBCX |
SVBIX |
JBATX |
JBAFX |
JBAVX |
JBAWX |
N/A |
John
Hancock Disciplined Value International Fund |
JDIBX |
JDICX |
JDVIX |
JDISX |
JDITX |
N/A |
JDIUX |
JDIVX |
John
Hancock Diversified Macro Fund |
JDJAX |
JDJCX |
JDJIX |
N/A |
N/A |
N/A |
JDJRX |
— |
John
Hancock Emerging Markets Equity Fund |
JEMQX |
JEMZX |
JEMMX |
JEMKX |
JEMNX |
N/A |
JEMGX |
— |
John
Hancock ESG International Equity Fund |
JTQAX |
— |
JTQIX |
N/A |
N/A |
N/A |
JTQRX |
— |
John
Hancock ESG Large Cap Core Fund |
JHJAX |
JHJCX |
JHJIX |
N/A |
N/A |
N/A |
JHJRX |
— |
John
Hancock Fundamental Large Cap Core Fund |
TAGRX |
JHLVX |
JLVIX |
JLCYX |
JLCFX |
JLCVX |
JLCWX |
JLCNX |
John
Hancock Global Environmental Opportunities Fund |
JABZX |
JABYX |
JABVX |
N/A |
N/A |
N/A |
JACDX |
— |
John
Hancock Global Thematic Opportunities Fund |
JTKAX |
JTKCX |
JTKIX |
N/A |
N/A |
N/A |
JTKRX |
JTKNX |
John
Hancock Infrastructure Fund |
JEEBX |
JEEFX |
JEEIX |
N/A |
N/A |
N/A |
JEEDX |
— |
John
Hancock International Dynamic Growth Fund |
JIJAX |
JIJCX |
JIJIX |
N/A |
N/A |
N/A |
JIJRX |
— |
John
Hancock Seaport Long/Short Fund |
JSFBX |
JSFTX |
JSFDX |
N/A |
N/A |
N/A |
JSFRX |
— |
John
Hancock Small Cap Core Fund |
JCCAX |
N/A |
JCCIX |
N/A |
N/A |
N/A |
JORSX |
— |
John
Hancock Investment Trust II |
|
|
|
|
|
|
|
|
John
Hancock Financial Industries Fund |
FIDAX |
FIDCX |
JFIFX |
N/A |
N/A |
N/A |
JFDRX |
— |
John
Hancock Regional Bank Fund |
FRBAX |
FRBCX |
JRBFX |
N/A |
N/A |
N/A |
JRGRX |
N/A |
Term |
Definition |
“1933
Act” |
the
Securities Act of 1933, as amended |
“1940
Act” |
the
Investment Company Act of 1940, as amended |
“Advisers
Act” |
the
Investment Advisers Act of 1940, as amended |
“Advisor” |
John
Hancock Investment Management LLC (formerly, John Hancock Advisers, LLC),
200 Berkeley Street,
Boston,
Massachusetts 02116 |
“Advisory
Agreement” |
an
investment advisory agreement or investment management contract between
the Trust and the Advisor |
“Affiliated
Subadvisors” |
Manulife
Investment Management (North America) Limited and Manulife Investment
Management (US) LLC, as
applicable |
“affiliated
underlying funds” |
underlying
funds that are advised by John Hancock’s investment advisor or its
affiliates |
“BDCs” |
business
development companies |
“Board” |
Board
of Trustees of the Trust |
“Bond
Connect” |
Mutual
Bond Market Access between Mainland China and Hong
Kong |
“Brown
Brothers Harriman” |
Brown
Brothers Harriman & Co. |
“CATS” |
Certificates
of Accrual on Treasury Securities |
“CBOs” |
Collateralized
Bond Obligations |
“CCO” |
Chief
Compliance Officer |
“CDSC” |
Contingent
Deferred Sales Charge |
“CEA” |
the
Commodity Exchange Act, as amended |
“China
A-Shares” |
Chinese
stock exchanges |
“CIBM” |
China
interbank bond market |
“CLOs” |
Collateralized
Loan Obligations |
“CMOs” |
Collateralized
Mortgage Obligations |
“Code” |
the
Internal Revenue Code of 1986, as amended |
“COFI
floaters” |
Cost
of Funds Index |
“CPI” |
Consumer
Price Index |
“CPI-U” |
Consumer
Price Index for Urban Consumers |
“CPO” |
Commodity
Pool Operator |
“CFTC” |
Commodity
Futures Trading Commission |
“Citibank” |
Citibank,
N.A., 388 Greenwich Street, New York, NY 10013 |
“Distributor” |
John
Hancock Investment Management Distributors LLC (formerly, John Hancock
Funds, LLC), 200 Berkeley
Street,
Boston, Massachusetts 02116 |
“EMU” |
Economic
and Monetary Union |
“ETFs” |
Exchange-Traded
Funds |
“ETNs” |
Exchange-Traded
Notes |
“EU” |
European
Union |
“Fannie
Mae” |
Federal
National Mortgage Association |
“FATCA” |
Foreign
Account Tax Compliance Act |
“Fed” |
U.S.
Federal Reserve |
“FHFA” |
Federal
Housing Finance Agency |
“FHLBs” |
Federal
Home Loan Banks |
“FICBs” |
Federal
Intermediate Credit Banks |
“Fitch” |
Fitch
Ratings |
“Freddie
Mac” |
Federal
Home Loan Mortgage Corporation |
“funds”
or “series” |
The
John Hancock funds within this SAI as noted on the front cover and as the
context may require |
“funds
of funds” |
funds
that seek to achieve their investment objectives by investing in
underlying funds, as permitted by
Section
12(d) of the 1940 Act and the rules thereunder |
“GNMA” |
Government
National Mortgage Association |
“HKSCC” |
Hong
Kong Securities Clearing
Company |
Term |
Definition |
“IOs” |
Interest-Only |
“IRA” |
Individual
Retirement Account |
“IRS” |
Internal
Revenue Service |
“JHCT” |
John
Hancock Collateral Trust |
“JH
Distributors” |
John
Hancock Distributors, LLC |
“JHLICO
New York” |
John
Hancock Life Insurance Company of New York |
“JHLICO
U.S.A.” |
John
Hancock Life Insurance Company (U.S.A.) |
“LOI” |
Letter
of Intention |
“LIBOR” |
London
Interbank Offered Rate |
“MAAP” |
Monthly
Automatic Accumulation Program |
“Manulife
Financial” or “MFC” |
Manulife
Financial, a publicly traded company based in Toronto,
Canada |
“Manulife
IM (NA)” |
Manulife
Investment Management (North America) Limited (formerly, John Hancock
Asset Management a
Division
of Manulife Asset Management (North America)
Limited) |
“Manulife
IM (US)” |
Manulife
Investment Management (US) LLC (formerly, John Hancock Asset Management a
Division of Manulife
Asset
Management (US) LLC) |
“MiFID
II” |
Markets
in Financial Instruments Directive |
“Moody's” |
Moody’s
Investors Service, Inc |
“NAV” |
Net
Asset Value |
“NRSRO” |
Nationally
Recognized Statistical Rating Organization |
“NYSE” |
New
York Stock Exchange |
“OID” |
Original
Issue Discount |
“OTC” |
Over-The-Counter |
“PAC” |
Planned
Amortization Class |
“PFS” |
Personal
Financial Services |
“POs” |
Principal-Only |
“PRC” |
People's
Republic of China |
“REITs” |
Real
Estate Investment Trusts |
“RIC” |
Regulated
Investment Company |
“RPS” |
John
Hancock Retirement Plan Services |
“SARSEP” |
Salary
Reduction Simplified Employee Pension Plan |
“SEC” |
Securities
and Exchange Commission |
“SEP” |
Simplified
Employee Pension |
“SIMPLE” |
Savings
Incentive Match Plan for Employees |
“S&P” |
S&P
Global Ratings |
“SLMA” |
Student
Loan Marketing Association |
“SPACs” |
Special
Purpose Acquisition Companies |
“State
Street” |
State
Street Bank and Trust Company, One Congress Street, Suite 1, Boston, MA
02114 |
“Stock
Connect” |
Hong
Kong Stock Connect Program |
“subadvisor” |
Any
subadvisors employed by John Hancock within this SAI as noted in Appendix
B and as the context may
require |
“TAC” |
Target
Amortization Class |
“TIGRs” |
Treasury
Receipts, Treasury Investors Growth
Receipts |
Term |
Definition |
“Trust” |
John
Hancock Bond Trust
John
Hancock California Tax-Free Income Fund
John
Hancock Capital Series
John
Hancock Current Interest
John
Hancock Exchange-Traded Fund Trust
John
Hancock Funds II
John
Hancock Funds III
John
Hancock Investment Trust
John
Hancock Investment Trust II
John
Hancock Municipal Securities Trust
John
Hancock Sovereign Bond Fund
John
Hancock Strategic Series
John
Hancock Variable Insurance Trust |
“TSA” |
Tax-Sheltered
Annuity |
“unaffiliated
underlying funds” |
underlying
funds that are advised by an entity other than John Hancock’s investment
advisor or its affiliates |
“underlying
funds” |
funds
in which the funds of funds invest |
“UK” |
United
Kingdom |
Trust |
Date
of Organization |
John
Hancock Capital Series |
October
5, 1984 |
John
Hancock Investment Trust |
December
21, 1984 |
John
Hancock Investment Trust II |
March
30, 1984 |
Fund |
Commencement
of Operations |
Balanced
Fund |
October
5, 1992 |
Classic
Value Fund |
June
24, 1996 |
Disciplined
Value International Fund |
December
30, 2011 (predecessor fund inception date; became a series of Investment
Trust on
September
29, 2014) |
Diversified
Macro Fund |
July
29, 2019 |
Emerging
Markets Equity Fund |
June
16, 2015 |
ESG
International Equity Fund |
December
14, 2016 |
ESG
Large Cap Core Fund |
June
6, 2016 |
Financial
Industries Fund |
March
14, 1996 |
Fundamental
Large Cap Core Fund |
September
30, 1984 |
Global
Environmental Opportunities Fund |
July
21, 2021 |
Global
Thematic Opportunities Fund |
December
14, 2018 |
Infrastructure
Fund |
December
20, 2013 |
International
Dynamic Growth Fund |
April
17, 2019 |
Regional
Bank Fund |
October
4, 1985 |
Seaport
Long/Short Fund |
December
20, 2013 |
Small
Cap Core Fund |
December
20, 2013 |
U.S.
Global Leaders Growth Fund |
September
29, 1995 |
Fund
Name |
Balanced
Fund |
Classic
Value
Fund |
Disciplined
Value
International
Fund |
Financial
Industries
Fund |
Gross
Income from securities lending activities ($) |
1,841,532 |
637,761 |
1,963,803 |
203,242 |
Fees
and/or compensation for securities lending activities
and
related service: |
|
|
|
|
Fees
paid to securities lending agent from a revenue split
($) |
34,151 |
3,319 |
55633 |
12,293 |
Fees
paid for any cash collateral management service
(including
fees deducted from a pooled cash collateral
reinvestment
vehicle) that are not included in the revenue
split
($) |
30,708 |
9,905 |
26,583 |
1,229 |
Administrative
fees not included in revenue split ($) |
|
|
|
|
Indemnification
fee not included in revenue split ($) |
|
|
|
|
Rebate
(paid to borrower) ($) |
1,515,677 |
595,445 |
1,464,074 |
13,322 |
Other
fees not included in revenue split (specify) ($) |
|
|
|
|
Aggregate
fees/compensation for securities lending
activities
($) |
1,580,536 |
608,669 |
1,546,290 |
26,844 |
Net
Income from securities lending activities ($) |
260,996 |
29,092 |
417,513 |
176,398 |
Fund
Name |
Global
Thematic
Opportunities
Fund |
Infrastructure
Fund |
International
Dynamic
Growth
Fund |
Seaport
Long/Short
Fund |
Gross
Income from securities lending activities ($) |
3,938 |
615,229 |
194,673 |
42,232 |
Fees
and/or compensation for securities lending activities and
related
service: |
|
|
|
|
Fees
paid to securities lending agent from a revenue split
($) |
69 |
23,649 |
1,648 |
2,053 |
Fees
paid for any cash collateral management service (including
fees
deducted from a pooled cash collateral reinvestment
vehicle)
that are not included in the revenue split ($) |
63 |
7,391 |
2,996 |
737 |
Administrative
fees not included in revenue split ($) |
|
|
|
|
Indemnification
fee not included in revenue split ($) |
|
|
|
|
Rebate
(paid to borrower) ($) |
3,181 |
398,836 |
175,209 |
22,664 |
Other
fees not included in revenue split (specify) ($) |
|
|
|
|
Aggregate
fees/compensation for securities lending
activities
($) |
3,313 |
429,876 |
179,853 |
25,454 |
Net
Income from securities lending activities ($) |
625 |
185,353 |
14,820 |
16,778 |
Fund
Name |
U.S.
Global Leaders
Growth
Fund |
Gross
Income from securities lending activities ($) |
42,890 |
Fees
and/or compensation for securities lending activities and related
service: |
|
Fees
paid to securities lending agent from a revenue split
($) |
332 |
Fees
paid for any cash collateral management service (including fees deducted
from a pooled cash collateral reinvestment
vehicle)
that are not included in the revenue split ($) |
872 |
Administrative
fees not included in revenue split ($) |
|
Indemnification
fee not included in revenue split ($) |
|
Rebate
(paid to borrower) ($) |
39,358 |
Other
fees not included in revenue split (specify) ($) |
|
Aggregate
fees/compensation for securities lending activities
($) |
40,562 |
Net
Income from securities lending activities ($) |
2,328 |