|
Class
A |
Class
C |
Class
F |
Class
I |
Class
R |
Class
Z |
|
|
|
|
|
|
|
Maximum
Sales Charge (Load) Imposed On
Purchases
(as % of offering price) |
|
|
|
|
|
|
Maximum
Deferred Sales Charge (Load) (as % of
the
net asset value at the time of purchase or
redemption,
whichever is lower) |
|
|
|
|
|
|
|
Class
A |
Class
C |
Class
F |
Class
I |
Class
R |
Class
Z |
|
|
|
|
|
|
|
Management
Fee |
|
|
|
|
|
|
Distribution
(12b-1) Fees |
|
|
|
|
|
|
Other
Expenses: |
|
|
|
|
|
|
Shareholder
Service Fee |
|
|
|
|
|
|
Other
Expenses |
|
|
|
|
|
|
Total
Other Expenses |
|
|
|
|
|
|
Total
Annual Fund Operating Expenses |
|
|
|
|
|
|
|
1
Year |
3
Years |
5
Years |
10
Years |
Class
A Shares |
$ |
$ |
$ |
$ |
Class
F Shares |
$ |
$ |
$ |
$ |
Class
I Shares |
$ |
$ |
$ |
$ |
Class
R Shares |
$ |
$ |
$ |
$ |
Class
Z Shares |
$ |
$ |
$ |
$ |
Class
C Shares
|
$ |
$ |
$ |
$ |
Class
C Shares
|
$ |
$ |
$ |
$ |
|
|
quarter
ended |
|
|
- |
quarter
ended |
|
|
1
Year |
5
Years |
10
Years |
Class
A Shares |
|||
Return
Before Taxes |
|
|
|
Return
After Taxes on Distributions |
|||
Return
After Taxes on Distributions and Sale of Fund Shares |
|
|
|
Class
C Shares |
|||
Return
Before Taxes |
|
|
|
Class
F Shares |
|||
Return
Before Taxes |
|
|
(1) |
Class
I Shares |
|||
Return
Before Taxes |
|
|
|
Class
R Shares |
|||
Return
Before Taxes |
|
|
(2) |
Class
Z Shares |
|||
Return
Before Taxes |
|
|
(2) |
Linked
Benchmark (reflects no deduction for fees, expenses or
taxes) |
|||
S&P
500® Index (reflects no deduction for fees, expenses or
taxes) |
|
|
|
|
Class
A and C
Shares |
Class
I
Shares |
Class
F, R and Z
Shares |
Minimum
Initial
Investment |
• No
minimum |
• $100,000
(aggregate
for
registered
advisors) |
• No
minimum |
Minimum
Subsequent
Investment |
• No
minimum
• $100
for Automatic
Investment
Plans |
• No
minimum
• $500
for Automatic
Investment
Plans |
• No
minimum
• $50
for Automatic
Investment
Plans |
|
Class
A and C
Shares |
Class
I
Shares |
Class
F, R and Z
Shares |
Minimum
Initial
Investment |
• No
minimum |
• $100,000
(aggregate
for
registered
advisors) |
• No
minimum |
Minimum
Subsequent
Investment |
• No
minimum
• $100
for Automatic
Investment
Plans |
• No
minimum
• $500
for Automatic
Investment
Plans |
• No
minimum
• $50
for Automatic
Investment
Plans |
|
Class
A Shares |
Class
C Shares |
Class
F Shares |
Class
I Shares |
Class
R Shares |
Class
Z Shares |
Eligibility |
Generally
available
through
financial
intermediaries |
Generally
available
through
financial
intermediaries |
Available
through
financial
intermediaries
with
a selling
agreement
with
the
Distributor |
Limited
to:
• Current
Institutional
shareholders
that
meet
certain
requirements
• Certain
employer-
sponsored
retirement
and
benefit
plans
• Participants
in
certain
programs
sponsored
by
the
Advisor or
its
affiliates or
other
financial
intermediaries
• Clients
of
financial
intermediaries
who
have an
agreement
with
the
Fund’s
Distributor
to
offer
the Fund’s
shares
on a
brokerage
platform
when
such
financial
intermediary
is
acting
as an
agent
for the
client
• Certain
employees
of
the
Advisor or
its
affiliates |
Available
through
certain
group
retirement
and
benefit plans
Generally
not
available
for
purchase
by
traditional
and
Roth
individual
retirement
accounts
known
as
“IRAs” |
Available
through
certain
group
retirement
and
benefit plans
with
a selling
agreement
with
the
Distributor
Generally
not
available
for
purchase
by
traditional
and
Roth
individual
retirement
accounts
known
as
“IRAs” |
Minimum
Investment1
|
Initial
investment:
•
No minimum
Subsequent
investment:
• No
minimum
• $100
for
Automatic
Investment
Plans |
Initial
investment:
• No
minimum
Subsequent
investment:
• No
minimum
• $100
for
Automatic
Investment
Plans |
Initial
investment:
• No
minimum
Subsequent
investment:
• No
minimum
• $50
for
Automatic
Investment
Plans |
Initial
investment:
• $100,000
(aggregate
for
registered
advisors)
Subsequent
investment:
• No
minimum
• $500
for
Automatic
Investment
Plans |
Initial
investment:
• No
minimum
Subsequent
investment:
• No
minimum
• $50
for
Automatic
Investment
Plans |
Initial
Investment:
• No
minimum
Subsequent
investment:
• No
minimum
• $50
for
Automatic
Investment
Plans |
Initial
Sales
Charge2
|
Yes.
Paid at the
time
you
purchase
your
investment.
Larger
purchases
may
receive a
lower
sales
charge |
No.
Full purchase
price
is invested
in
the Fund |
No.
Full purchase
price
is invested
in
the Fund |
No.
Full purchase
price
is invested
in
the Fund |
No.
Full purchase
price
is invested
in
the Fund |
No.
Full purchase
price
is invested
in
the Fund
|
|
Class
A Shares |
Class
C Shares |
Class
F Shares |
Class
I Shares |
Class
R Shares |
Class
Z Shares |
Contingent
Deferred
Sales
Charge
(“CDSC”)3
|
No.
(You may
pay
a deferred
sales
charge for
purchases
of
$1
million or
more
that are
redeemed
within
1
year of
purchase) |
Yes.
If you
redeem
your
shares
within 1
year
of purchase
you
will be
charged
a 1%
CDSC |
No |
No |
No |
No |
Distribution
(12b-1)
Fees4
|
0.25% |
0.75% |
None |
None |
0.50% |
None |
Shareholder
Service
Fees5
|
Up
to 0.10% |
Up
to 0.25% |
None |
Up
to 0.10% |
None |
None |
Redemption
Fee |
No |
No |
No |
No |
No |
No |
Advantages |
• You
may
qualify
for a
reduced
initial
sales
charge
due
to the size
of
your
investment |
• No
initial sales
charge,
so all of
your
assets are
initially
invested
• If
you hold
your
shares for
at
least one year
from
the date
of
purchase,
you
will not pay
a
sales charge
• Class
C shares
may
appeal to
investors
who
have
a shorter
investment
horizon
relative
to
Class A share
investors |
• No
initial sales
charge,
so all of
your
assets are
initially
invested
• No
distribution
or
shareholder
service
fees |
• No
initial sales
charge,
so all of
your
assets are
initially
invested
• No
distribution
fees |
• No
initial sales
charge,
so all of
your
assets are
initially
invested
• No
shareholder
service
fees |
• No
initial sales
charge,
so all of
your
assets are
initially
invested
• No
distribution
or
shareholder
service
fees |
Disadvantages |
• You
pay a sales
charge
up front
and
therefore
own
fewer
shares
initially
• You
will pay
on-going
distribution
expenses,
which
may
result
in lower
total
performance
than
share
classes
that do
not
pay these
fees |
• You
may pay a
contingent
deferred
sales
charge
if shares
are
sold within
one
year of
purchase
• You
will pay
on-going
distribution
expenses,
which
may
result
in lower
total
performance
than
share
classes
that do
not
pay these
fees |
• Limited
Availability |
• Limited
Availability |
• Limited
Availability
• You
will pay
on-going
distribution
expenses,
which
may
result
in lower
total
performance
than
share
classes
that do
not
pay these
fees |
• Limited
Availability |
|
SALES
CHARGE AS
A
PERCENTAGE OF | |
INVESTMENT
AMOUNT |
OFFERING
PRICE* |
NET
AMOUNT
INVESTED
|
Less
than $100,000 |
4.50
% |
4.71
% |
$100,000
but less than $250,000 |
3.75
% |
3.90
% |
$250,000
but less than $500,000 |
2.75
% |
2.83
% |
$500,000
but less than $1 million |
2.00
% |
2.04
% |
$1
million or more |
None |
None |
|
Class
A | ||||
|
For
the Year Ended December 31, | ||||
Per
Share Operating Data: |
2023 |
2022 |
2021 |
2020 |
2019 |
Net
asset value, beginning of year |
$14.16 |
$20.70 |
$15.34 |
$16.62 |
$13.69 |
Income
(loss) from investment operations: |
|
|
|
|
|
Net
investment income (loss)(a) |
0.29 |
0.22 |
0.07 |
0.20
(b) |
0.23 |
Net
realized and unrealized gain (loss) |
1.48 |
(5.63
) |
6.23 |
(0.63
) |
3.96 |
Total
from investment operations |
1.77 |
(5.41
) |
6.30 |
(0.43
) |
4.19 |
Less
dividends and distributions to shareholders from: |
|
|
|
|
|
Net
investment income |
(0.32
) |
(0.25
) |
(0.10
) |
(0.26
) |
(0.24
) |
Net
realized gain |
— |
(0.88
) |
(0.84
) |
(0.44
) |
(1.02
) |
Tax
return of capital |
(0.13
) |
— |
— |
(0.15
) |
— |
Total
dividends and distributions to shareholders |
(0.45
) |
(1.13
) |
(0.94
) |
(0.85
) |
(1.26
) |
Net
increase (decrease) in net asset value |
1.32 |
(6.54
) |
5.36 |
(1.28
) |
2.93 |
Net
asset value, end of year |
$15.48 |
$14.16 |
$20.70 |
$15.34 |
$16.62 |
|
|
|
|
|
|
Total
return(c)(d) |
12.78
% |
-26.49
% |
41.68
% |
-2.01
% |
31.17
% |
|
|
|
|
|
|
Ratios/Supplemental
Data: |
|
|
|
|
|
Net
assets, end of year (in millions) |
$760.1 |
$836.0 |
$1,018.5 |
$722.6 |
$833.8 |
Ratios
to average daily net assets: |
|
|
|
|
|
Expenses |
1.10
% |
1.10
% |
1.10
% |
1.13
% |
1.12
% |
Net
investment income (loss) |
1.99
% |
1.33
% |
0.39
% |
1.35
% |
1.41
% |
Portfolio
turnover rate |
41
% |
34
% |
55
% |
108
% |
90
% |
|
Class
C | ||||
|
For
the Year Ended December 31, | ||||
Per
Share Operating Data: |
2023 |
2022 |
2021 |
2020 |
2019 |
Net
asset value, beginning of year |
$12.40 |
$18.31 |
$13.66 |
$14.89 |
$12.37 |
Income
(loss) from investment operations: |
|
|
|
|
|
Net
investment income (loss)(a) |
0.15 |
0.07 |
(0.07
) |
(0.11
)(b) |
0.08 |
Net
realized and unrealized gain (loss) |
1.33 |
(4.95
) |
5.56 |
(0.36
) |
3.60 |
Total
from investment operations |
1.48 |
(4.88
) |
5.49 |
(0.47
) |
3.68 |
Less
dividends and distributions to shareholders from: |
|
|
|
|
|
Net
investment income |
(0.24
) |
(0.15
) |
— |
(0.17
) |
(0.14
) |
Net
realized gain |
— |
(0.88
) |
(0.84
) |
(0.44
) |
(1.02
) |
Tax
return of capital |
(0.13
) |
— |
— |
(0.15
) |
— |
Total
dividends and distributions to shareholders |
(0.37
) |
(1.03
) |
(0.84
) |
(0.76
) |
(1.16
) |
Net
increase (decrease) in net asset value |
1.11 |
(5.91
) |
4.65 |
(1.23
) |
2.52 |
Net
asset value, end of year |
$13.51 |
$12.40 |
$18.31 |
$13.66 |
$14.89 |
|
|
|
|
|
|
Total
return(c)(d) |
12.17
% |
-27.00
% |
40.71
% |
-2.60
% |
30.32
% |
|
|
|
|
|
|
Ratios/Supplemental
Data: |
|
|
|
|
|
Net
assets, end of year (in millions) |
$49.3 |
$66.3 |
$117.2 |
$110.2 |
$203.6 |
Ratios
to average daily net assets: |
|
|
|
|
|
Expenses |
1.75
% |
1.75
% |
1.75
% |
1.78
% |
1.77
% |
Net
investment income (loss) |
1.15
% |
0.44
% |
(0.46
)% |
(0.81
)% |
0.57
% |
Portfolio
turnover rate |
41
% |
34
% |
55
% |
108
% |
90
% |
|
Class
F | ||||
|
For
the Year Ended December 31, | ||||
2023 |
2022 |
2021 |
2020 |
2019 | |
Per
Share Operating Data: |
|
|
|
|
|
Net
asset value, beginning of year |
$15.16 |
$22.07 |
$16.30 |
$17.60 |
$14.43 |
Income
(loss) from investment operations: |
|
|
|
|
|
Net
investment income (loss)(a) |
0.37 |
0.33 |
0.16 |
0.31
(b) |
0.31 |
Net
realized and unrealized gain (loss) |
1.60 |
(6.06
) |
6.62 |
(0.71
) |
4.17 |
Total
from investment operations |
1.97 |
(5.73
) |
6.78 |
(0.40
) |
4.48 |
Less
dividends and distributions to shareholders from: |
|
|
|
|
|
Net
investment income |
(0.37
) |
(0.30
) |
(0.17
) |
(0.31
) |
(0.29
) |
Net
realized gain |
— |
(0.88
) |
(0.84
) |
(0.44
) |
(1.02
) |
Tax
return of capital |
(0.13
) |
— |
— |
(0.15
) |
— |
Total
dividends and distributions to shareholders |
(0.50
) |
(1.18
) |
(1.01
) |
(0.90
) |
(1.31
) |
Net
increase (decrease) in net asset value |
1.47 |
(6.91
) |
5.77 |
(1.30
) |
3.17 |
Net
asset value, end of year |
$16.63 |
$15.16 |
$22.07 |
$16.30 |
$17.60 |
|
|
|
|
|
|
Total
return(c) |
13.30
% |
-26.28
% |
42.19
% |
-1.66
% |
31.64
% |
|
|
|
|
|
|
Ratios/Supplemental
Data: |
|
|
|
|
|
Net
assets, end of year (in millions) |
$545.8 |
$618.5 |
$541.8 |
$379.9 |
$375.3 |
Ratios
to average daily net assets: |
|
|
|
|
|
Expenses |
0.75
% |
0.75
% |
0.75
% |
0.78
% |
0.77
% |
Net
investment income (loss) |
2.39
% |
1.86
% |
0.82
% |
2.00
% |
1.82
% |
Portfolio
turnover rate |
41
% |
34
% |
55
% |
108
% |
90
% |
|
Class
I | ||||
|
For
the Year Ended December 31, | ||||
Per
Share Operating Data: |
2023 |
2022 |
2021 |
2020 |
2019 |
Net
asset value, beginning of year |
$15.16 |
$22.07 |
$16.30 |
$17.60 |
$14.43 |
Income
(loss) from investment operations: |
|
|
|
|
|
Net
investment income (loss)(a) |
0.37 |
0.30 |
0.14 |
0.31
(b) |
0.29 |
Net
realized and unrealized gain (loss) |
1.58 |
(6.04
) |
6.62 |
(0.73
) |
4.18 |
Total
from investment operations |
1.95 |
(5.74
) |
6.76 |
(0.42
) |
4.47 |
Less
dividends and distributions to shareholders from: |
|
|
|
|
|
Net
investment income |
(0.36
) |
(0.29
) |
(0.15
) |
(0.29
) |
(0.28
) |
Net
realized gain |
— |
(0.88
) |
(0.84
) |
(0.44
) |
(1.02
) |
Tax
return of capital |
(0.13
) |
— |
— |
(0.15
) |
— |
Total
dividends and distributions to shareholders |
(0.49
) |
(1.17
) |
(0.99
) |
(0.88
) |
(1.30
) |
Net
increase (decrease) in net asset value |
1.46 |
(6.91
) |
5.77 |
(1.30
) |
3.17 |
Net
asset value, end of year |
$16.62 |
$15.16 |
$22.07 |
$16.30 |
$17.60 |
|
|
|
|
|
|
Total
return(c) |
13.15
% |
-26.34
% |
42.07
% |
-1.75
% |
31.53
% |
|
|
|
|
|
|
Ratios/Supplemental
Data: |
|
|
|
|
|
Net
assets, end of year (in millions) |
$4,691.3 |
$4,265.6 |
$5,848.6 |
$3,667.6 |
$4,356.6 |
Ratios
to average daily net assets: |
|
|
|
|
|
Expenses |
0.84
% |
0.84
% |
0.84
% |
0.87
% |
0.86
% |
Net
investment income (loss) |
2.36
% |
1.64
% |
0.73
% |
1.97
% |
1.69
% |
Portfolio
turnover rate |
41
% |
34
% |
55
% |
108
% |
90
% |
|
Class
R | ||||
|
For
the Year Ended December 31, | ||||
Per
Share Operating Data: |
2023 |
2022 |
2021 |
2020 |
2019 |
Net
asset value, beginning of year |
$15.10 |
$21.98 |
$16.24 |
$17.54 |
$14.39 |
Income
(loss) from investment operations: |
|
|
|
|
|
Net
investment income (loss)(a) |
0.30 |
0.22 |
0.07 |
0.25
(b) |
0.22 |
Net
realized and unrealized gain (loss) |
1.57 |
(6.01
) |
6.58 |
(0.73
) |
4.16 |
Total
from investment operations |
1.87 |
(5.79
) |
6.65 |
(0.48
) |
4.38 |
Less
dividends and distributions to shareholders from: |
|
|
|
|
|
Net
investment income |
(0.29
) |
(0.21
) |
(0.07
) |
(0.23
) |
(0.21
) |
Net
realized gain |
— |
(0.88
) |
(0.84
) |
(0.44
) |
(1.02
) |
Tax
return of capital |
(0.13
) |
— |
— |
(0.15
) |
— |
Total
dividends and distributions to shareholders |
(0.42
) |
(1.09
) |
(0.91
) |
(0.82
) |
(1.23
) |
Net
increase (decrease) in net asset value |
1.45 |
(6.88
) |
5.74 |
(1.30
) |
3.15 |
Net
asset value, end of year |
$16.55 |
$15.10 |
$21.98 |
$16.24 |
$17.54 |
|
|
|
|
|
|
Total
return(c) |
12.66
% |
-26.63
% |
41.48
% |
-2.18
% |
30.98
% |
|
|
|
|
|
|
Ratios/Supplemental
Data: |
|
|
|
|
|
Net
assets, end of year (in millions) |
$22.2 |
$20.2 |
$30.3 |
$18.7 |
$19.8 |
Ratios
to average daily net assets: |
|
|
|
|
|
Expenses |
1.25
% |
1.25
% |
1.25
% |
1.28
% |
1.27
% |
Net
investment income (loss) |
1.94
% |
1.21
% |
0.34
% |
1.64
% |
1.32
% |
Portfolio
turnover rate |
41
% |
34
% |
55
% |
108
% |
90
% |
|
Class
Z | ||||
|
For
the Year Ended December 31, | ||||
Per
Share Operating Data: |
2023 |
2022 |
2021 |
2020 |
2019 |
Net
asset value, beginning of year |
$15.17 |
$22.07 |
$16.30 |
$17.60 |
$14.43 |
Income
(loss) from investment operations: |
|
|
|
|
|
Net
investment income (loss)(a) |
0.38 |
0.32 |
0.16 |
0.36
(b) |
0.32 |
Net
realized and unrealized gain (loss) |
1.58 |
(6.04
) |
6.62 |
(0.76
) |
4.16 |
Total
from investment operations |
1.96 |
(5.72
) |
6.78 |
(0.40
) |
4.48 |
Less
dividends and distributions to shareholders from: |
|
|
|
|
|
Net
investment income |
(0.37
) |
(0.30
) |
(0.17
) |
(0.31
) |
(0.29
) |
Net
realized gain |
— |
(0.88
) |
(0.84
) |
(0.44
) |
(1.02
) |
Tax
return of capital |
(0.13
) |
— |
— |
(0.15
) |
— |
Total
dividends and distributions to shareholders |
(0.50
) |
(1.18
) |
(1.01
) |
(0.90
) |
(1.31
) |
Net
increase (decrease) in net asset value |
1.46 |
(6.90
) |
5.77 |
(1.30
) |
3.17 |
Net
asset value, end of year |
$16.63 |
$15.17 |
$22.07 |
$16.30 |
$17.60 |
|
|
|
|
|
|
Total
return(c) |
13.23
% |
-26.23
% |
42.19
% |
-1.66
% |
31.64
% |
|
|
|
|
|
|
Ratios/Supplemental
Data: |
|
|
|
|
|
Net
assets, end of year (in millions) |
$1,256.5 |
$1,082.0 |
$1,386.2 |
$834.3 |
$747.1 |
Ratios
to average daily net assets: |
|
|
|
|
|
Expenses |
0.75
% |
0.75
% |
0.75
% |
0.78
% |
0.77
% |
Net
investment income (loss) |
2.45
% |
1.75
% |
0.84
% |
2.34
% |
1.85
% |
Portfolio
turnover rate |
41
% |
34
% |
55
% |
108
% |
90
% |
|
⎢ |
⎢ |
⎢ |
⎢- |
⎢ |
⎢ |
⎢- |
⎢ |
⎢ |
⎢ |
⎢ |
| |||
Name |
Social
Security Number** |
Date
of Birth | |||||||||||||
|
⎢ |
⎢ |
⎢ |
⎢- |
⎢ |
⎢ |
⎢- |
⎢ |
⎢ |
⎢ |
⎢ |
| |||
Name
of Joint Owner, if any |
Social
Security Number** |
Date
of Birth | |||||||||||||
Citizenship: |
☐
U.S. Citizen |
☐
Resident Alien |
|
|
| ||||||||||
|
|
|
|
|
|
|
|
|
Country
of Citizenship |
|
⎢ |
⎢ |
⎢ |
⎢- |
⎢ |
⎢ |
⎢- |
⎢ |
⎢ |
⎢ |
⎢ |
| |||
Custodian’s
name (only one permitted) |
Social
Security Number** |
Date
of Birth | |||||||||||||
|
⎢ |
⎢ |
⎢ |
⎢- |
⎢ |
⎢ |
⎢- |
⎢ |
⎢ |
⎢ |
⎢ |
| |||
Minor’s
name (only one permitted) |
Social
Security Number** |
Date
of Birth | |||||||||||||
under
the |
|
Uniform
Gifts/Transfers to Minors Act | |||||||||||||
(state
residence of minor) |
|
| |||||||||||||
Citizenship
of
custodian: |
☐
U.S. Citizen |
☐
Resident Alien |
|
| |||||||||||
|
|
|
|
|
|
|
|
|
Country
of Citizenship | ||||||
Citizenship
of
minor: |
☐
U.S. Citizen |
☐
Resident Alien |
|
| |||||||||||
|
|
|
|
|
|
|
|
|
Country
of Citizenship |
|
|
|
Name
of Trust, Corporation or Other Entity |
Tax
Identification Number**
|
Date
of Trust Agreement***
|
|
⎢ |
⎢ |
⎢ |
⎢- |
⎢ |
⎢ |
⎢- |
⎢ |
⎢ |
⎢ |
⎢ |
| |||
Authorized
Individual/Trustee |
Social
Security Number* |
Date
of Birth | |||||||||||||
|
⎢ |
⎢ |
⎢ |
⎢- |
⎢ |
⎢ |
⎢- |
⎢ |
⎢ |
⎢ |
⎢ |
| |||
Authorized
Individual/Trustee |
Social
Security Number* |
Date
of Birth | |||||||||||||
Citizenship: |
☐
U.S. Citizen |
☐
Resident Alien |
|
|
| ||||||||||
|
|
|
|
|
|
|
|
|
Country
of Citizenship |
|
( ) | ||||||
Street |
Home
Telephone Number | ||||||
|
( ) | ||||||
City
and State |
Zip
Code |
Business
Telephone Number | |||||
Mailing
Address |
|
City |
|
State |
|
Zip |
|
| |||||||
Joint
Registrant Street Address (required if different than Registrant Address
above) | |||||||
Address
|
|
City |
|
State |
|
Zip |
|
Please
debit $
from my checking account beginning on |
*. |
|
(Month) |
Account
Name |
Social
Security Number | ||||||||||
1. |
⎢ |
⎢ |
⎢ |
⎢- |
⎢ |
⎢ |
⎢- |
⎢ |
⎢ |
⎢ |
⎢ |
2. |
⎢ |
⎢ |
⎢ |
⎢- |
⎢ |
⎢ |
⎢- |
⎢ |
⎢ |
⎢ |
⎢ |
3. |
⎢ |
⎢ |
⎢ |
⎢- |
⎢ |
⎢ |
⎢- |
⎢ |
⎢ |
⎢ |
⎢ |
Dividends |
☐
Reinvest. |
☐
Pay in cash. |
Capital
Gains |
☐
Reinvest. |
☐
Pay in cash. |
|
| |
Bank
Name |
Bank
ABA Number | |
|
| |
Street
or P.O. Box |
Bank
Account Number | |
|
| |
City
and State |
Zip
Code |
Account
Name |
X |
|
x |
|
Signature*
(Owner, Trustee, Etc.) |
Date |
Signature*
(Joint Owner, Co-Trustee) |
Date |
|
|
|
|
Name
and Title |
|
|
|
|
|
Dealer’s
Name |
Dealer
Number |
|
|
Main
Office Address |
Branch
Number |
|
|
Representative’s
Name |
Rep.
Number |
|
( ) |
Branch
Address |
Telephone
Number |
|
|
Authorized
Signature of Dealer |
Date |