Fund
|
Ticker
|
Listing
Exchange
|
iShares
Biotechnology ETF |
IBB |
Nasdaq |
iShares
Core S&P Mid-Cap ETF |
IJH |
NYSE
Arca |
iShares
Core S&P Small-Cap ETF |
IJR |
NYSE
Arca |
iShares
Core S&P Total U.S. Stock Market ETF |
ITOT |
NYSE
Arca |
iShares
Core S&P U.S. Growth ETF |
IUSG |
Nasdaq |
iShares
Core S&P U.S. Value ETF |
IUSV |
Nasdaq |
iShares
ESG Screened S&P 500 ETF |
XVV |
Cboe
BZX |
iShares
ESG Screened S&P Mid-Cap ETF |
XJH |
Cboe
BZX |
iShares
ESG Screened S&P Small-Cap ETF |
XJR |
Cboe
BZX |
iShares
Europe ETF |
IEV |
NYSE
Arca |
iShares
Expanded Tech Sector ETF
|
IGM |
NYSE
Arca |
iShares
Expanded Tech-Software Sector ETF
|
IGV |
Cboe
BZX |
iShares
Focused Value Factor ETF |
FOVL |
NYSE
Arca |
iShares
International Developed Small Cap Value Factor ETF |
ISVL |
Cboe
BZX |
iShares
JPX-Nikkei 400 ETF |
JPXN |
NYSE
Arca |
iShares
Micro-Cap ETF
|
IWC |
NYSE
Arca |
iShares
Mortgage Real Estate ETF |
REM
|
Cboe
BZX |
iShares
MSCI USA Quality GARP ETF |
GARP |
Cboe
BZX |
iShares
North American Natural Resources ETF |
IGE |
Cboe
BZX |
iShares
Preferred and Income Securities ETF |
PFF |
Nasdaq |
iShares
Residential and Multisector Real Estate ETF |
REZ
|
NYSE
Arca
|
iShares
Russell 1000 ETF |
IWB |
NYSE
Arca |
iShares
Russell 1000 Growth ETF |
IWF |
NYSE
Arca |
iShares
Russell 1000 Value ETF |
IWD |
NYSE
Arca |
iShares
Russell 2000 ETF |
IWM |
NYSE
Arca |
iShares
Russell 2000 Growth ETF |
IWO |
NYSE
Arca |
iShares
Russell 2000 Value ETF |
IWN |
NYSE
Arca |
iShares
Russell 3000 ETF |
IWV |
NYSE
Arca |
iShares
Russell Mid-Cap ETF |
IWR |
NYSE
Arca |
iShares
Russell Mid-Cap Growth ETF |
IWP |
NYSE
Arca |
iShares
Russell Mid-Cap Value ETF |
IWS |
NYSE
Arca |
iShares
Russell Top 200 ETF |
IWL |
NYSE
Arca |
iShares
Russell Top 200 Growth ETF |
IWY |
NYSE
Arca |
iShares
Russell Top 200 Value ETF |
IWX |
NYSE
Arca |
iShares
S&P 100 ETF |
OEF |
NYSE
Arca |
iShares
S&P 500 Growth ETF |
IVW |
NYSE
Arca |
iShares
S&P 500 Value ETF |
IVE |
NYSE
Arca |
iShares
S&P Mid-Cap 400 Growth ETF |
IJK |
NYSE
Arca |
iShares
S&P Mid-Cap 400 Value ETF |
IJJ |
NYSE
Arca |
iShares
S&P Small-Cap 600 Growth ETF |
IJT |
Nasdaq |
iShares
S&P Small-Cap 600 Value ETF |
IJS |
NYSE
Arca |
iShares
Semiconductor ETF
|
SOXX |
Nasdaq |
Fund
|
Ticker
|
Listing
Exchange |
iShares
U.S. Aerospace & Defense ETF |
ITA
|
Cboe
BZX |
iShares
U.S. Broker-Dealers & Securities Exchanges ETF |
IAI
|
NYSE
Arca
|
iShares
U.S. Digital Infrastructure and Real Estate ETF |
IDGT |
NYSE
Arca |
iShares
U.S. Healthcare Providers ETF |
IHF
|
NYSE
Arca
|
iShares
U.S. Home Construction ETF |
ITB
|
Cboe
BZX |
iShares
U.S. Infrastructure ETF |
IFRA |
Cboe
BZX |
iShares
U.S. Insurance ETF |
IAK
|
NYSE
Arca
|
iShares
U.S. Medical Devices ETF |
IHI
|
NYSE
Arca
|
iShares
U.S. Oil & Gas Exploration & Production ETF |
IEO
|
Cboe
BZX |
iShares
U.S. Oil Equipment & Services ETF |
IEZ
|
NYSE
Arca
|
iShares
U.S. Pharmaceuticals ETF |
IHE
|
NYSE
Arca
|
iShares
U.S. Real Estate ETF |
IYR
|
NYSE
Arca
|
iShares
U.S. Regional Banks ETF |
IAT
|
NYSE
Arca
|
iShares
U.S. Telecommunications ETF |
IYZ
|
Cboe
BZX |
iShares
US Small Cap Value Factor ETF |
SVAL |
Cboe
BZX |
|
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|
Diversified
Funds |
Non-Diversified
Funds |
iShares
Core S&P Mid-Cap ETF |
iShares
Biotechnology ETF |
iShares
Core S&P Small-Cap ETF |
iShares
ESG Screened S&P 500 ETF |
iShares
Core S&P Total U.S. Stock Market ETF |
iShares
Expanded Tech Sector ETF |
iShares
Core S&P U.S. Growth ETF* |
iShares
Expanded Tech-Software Sector ETF |
iShares
Core S&P U.S. Value ETF |
iShares
Mortgage Real Estate ETF |
iShares
Europe ETF |
iShares
MSCI USA Quality GARP
ETF |
Diversified
Funds |
Non-Diversified
Funds |
iShares
ESG Screened S&P Mid-Cap ETF |
iShares
Residential and Multisector Real Estate ETF |
iShares
ESG Screened S&P Small-Cap ETF |
iShares
Semiconductor ETF |
iShares
Focused Value Factor ETF |
iShares
U.S. Aerospace & Defense ETF |
iShares
International Developed Small Cap Value
Factor
ETF |
iShares
U.S. Broker-Dealers & Securities Exchanges
ETF |
iShares
JPX-Nikkei 400 ETF |
iShares
U.S. Digital Infrastructure and Real Estate ETF |
iShares
Micro-Cap ETF
|
iShares
U.S. Healthcare Providers ETF |
iShares
North American Natural Resources ETF |
iShares
U.S. Home Construction ETF |
iShares
Preferred and Income Securities ETF |
iShares
U.S. Insurance ETF |
iShares
Russell 1000 ETF |
iShares
U.S. Medical Devices ETF |
iShares
Russell 1000 Growth ETF* |
iShares
U.S. Oil & Gas Exploration & Production
ETF |
iShares
Russell 1000 Value ETF |
iShares
U.S. Oil Equipment & Services ETF |
iShares
Russell 2000 ETF |
iShares
U.S. Pharmaceuticals ETF |
iShares
Russell 2000 Growth ETF |
iShares
U.S. Regional Banks ETF |
iShares
Russell 2000 Value ETF |
iShares
U.S. Telecommunications ETF |
iShares
Russell 3000 ETF |
|
iShares
Russell Mid-Cap ETF |
|
iShares
Russell Mid-Cap Growth ETF |
|
iShares
Russell Mid-Cap Value ETF |
|
iShares
Russell Top 200 ETF |
|
iShares
Russell Top 200 Growth ETF* |
|
iShares
Russell Top 200 Value ETF |
|
iShares
S&P 100 ETF* |
|
iShares
S&P 500 Growth ETF* |
|
iShares
S&P 500 Value ETF |
|
iShares
S&P Mid-Cap 400 Growth ETF |
|
iShares
S&P Mid-Cap 400 Value ETF |
|
iShares
S&P Small-Cap 600 Growth ETF |
|
iShares
S&P Small-Cap 600 Value ETF |
|
iShares
U.S. Infrastructure ETF |
|
iShares
U.S. Real Estate ETF |
|
iShares
US Small Cap Value Factor ETF |
|
Name
(Year of Birth) |
Position |
Principal
Occupation(s)
During
the Past 5 Years |
Other
Directorships
Held
by Trustee |
Robert
S. Kapito1
(1957) |
Trustee
(since
2009). |
President
of BlackRock, Inc. (since
2006);
Vice Chairman of BlackRock,
Inc.
and Head of BlackRock’s
Portfolio
Management Group (since
its
formation in 1998) and BlackRock,
Inc.’s
predecessor entities (since
1988);
Trustee, University of
Pennsylvania
(since 2009); President
of
Board of Directors, Hope & Heroes
Children’s
Cancer Fund (since 2002). |
Director
of BlackRock, Inc. (since
2006);
Director of iShares, Inc. (since
2009);
Trustee of iShares U.S. ETF
Trust
(since 2011). |
Stephen
Cohen2
(1975) |
Trustee
(since
2024). |
Senior
Managing Director, Head of
Global
Product Solutions of
BlackRock,
Inc. (since 2024); Senior
Managing
Director, Head of Europe,
Middle
East and Africa Regions of
BlackRock,
Inc. (2021-2024); Head of
iShares
Index and Wealth in EMEA of
BlackRock,
Inc. (2017-2021); Global
Head
of Fixed Income Indexing of
BlackRock,
Inc. (2016-2017); Chief
Investment
Strategist for
International
Fixed Income and
iShares
of BlackRock, Inc. (2011-
2015). |
Director
of iShares, Inc. (since 2024);
Trustee
of iShares U.S. ETF Trust
(since
2024). |
Name
(Year of Birth) |
Position |
Principal
Occupation(s)
During
the Past 5 Years |
Other
Directorships
Held
by Trustee |
John
E. Kerrigan
(1955) |
Trustee
(since
2005);
Independent
Board
Chair
(since
2022). |
Chief
Investment Officer, Santa Clara
University
(since 2002).
|
Director
of iShares, Inc. (since 2005);
Trustee
of iShares U.S. ETF Trust
(since
2011); Independent Board
Chair
of iShares, Inc. and iShares U.S.
ETF
Trust (since 2022). |
Jane
D. Carlin
(1956) |
Trustee
(since
2015); Risk
Committee
Chair
(since
2016). |
Consultant
(since 2012); Member of
the
Audit Committee (2012-2018),
Chair
of the Nominating and
Governance
Committee (2017-2018)
and
Director of PHH Corporation
(mortgage
solutions) (2012-2018);
Managing
Director and Global Head
of
Financial Holding Company
Governance
& Assurance and the
Global
Head of Operational Risk
Management
of Morgan Stanley
(2006-2012). |
Director
of iShares, Inc. (since 2015);
Trustee
of iShares U.S. ETF Trust
(since
2015); Member of the Audit
Committee
(since 2016), Chair of the
Audit
Committee (since 2020) and
Director
of The Hanover Insurance
Group,
Inc. (since 2016). |
Richard
L. Fagnani
(1954) |
Trustee
(since
2017); Audit
Committee
Chair
(since
2019). |
Partner,
KPMG LLP (2002-2016);
Director
of One Generation Away
(since
2021). |
Director
of iShares, Inc. (since 2017);
Trustee
of iShares U.S. ETF Trust
(since
2017). |
Laura
F. Fergerson
(1962) |
Trustee
(since
2024). |
President,
Franklin Templeton
Services,
LLC (2017-2024); Director of
the
Board of Crocker Art Museum
Association
(since 2019); President,
Crocker
Art Museum Foundation
(2022-2023). |
Director
of iShares, Inc. (since 2024);
Trustee
of iShares U.S. ETF Trust
(since
2024). |
Cecilia
H. Herbert
(1949) |
Trustee
(since
2005);
Nominating
and
Governance
and
Equity
Plus
Committee
Chairs
(since
2022). |
Chair
of the Finance Committee
(since
2019) and Trustee and
Member
of the Finance, Audit and
Quality
Committees of Stanford
Health
Care (since 2016); Trustee of
WNET,
New York's public media
company
(since 2011) and Member
of
the Audit Committee (since 2018),
Investment
Committee (since 2011)
and
Personnel Committee (since
2022);
Member of the Wyoming
State
Investment Funds Committee
(since
2022); Trustee of Forward
Funds
(14 portfolios) (2009-2018);
Trustee
of Salient MF Trust (4
portfolios)
(2015-2018); Director of
the
Jackson Hole Center for the Arts
(since
2021). |
Director
of iShares, Inc. (since 2005);
Trustee
of iShares U.S. ETF Trust
(since
2011). |
Name
(Year of Birth) |
Position |
Principal
Occupation(s)
During
the Past 5 Years |
Other
Directorships
Held
by Trustee |
James
Lam
(1961) |
Trustee
(since
2024). |
President,
James Lam & Associates,
Inc.
(since 2002); Director of the FAIR
Institute
(since 2020); adjunct
professor
at Carnegie Mellon
University
(since 2018); Member,
Zicklin
School of Business Dean's
Council
of Baruch College (since
2017);
Director and Audit Committee
Chair
of RiskLens, Inc. (2018-2023);
Director,
Risk Oversight Committee
Chair
and Audit Committee Member
of
E*TRADE Financial and E*TRADE
Bank
(2012-2020).
|
Director
of iShares, Inc. (since 2024);
Trustee
of iShares U.S. ETF Trust
(since
2024). |
Drew
E. Lawton
(1959) |
Trustee
(since
2017); 15(c)
Committee
Chair
(since
2017). |
Senior
Managing Director of New
York
Life Insurance Company (2010-
2015). |
Director
of iShares, Inc. (since 2017);
Trustee
of iShares U.S. ETF Trust
(since
2017); Director of Jackson
Financial
Inc. (since 2021).
|
John
E. Martinez
(1961) |
Trustee
(since
2003);
Securities
Lending
Committee
Chair
(since
2019). |
Director
of Real Estate Equity
Exchange,
Inc. (since 2005); Director
of
Cloudera Foundation (2017-2020);
and
Director of Reading Partners
(2012-2016). |
Director
of iShares, Inc. (since 2003);
Trustee
of iShares U.S. ETF Trust
(since
2011). |
Madhav
V. Rajan
(1964) |
Trustee
(since
2011); Fixed
Income
Plus
Committee
Chair
(since
2019). |
Dean,
and George Pratt Shultz
Professor
of Accounting, University
of
Chicago Booth School of Business
(since
2017); Advisory Board
Member
(since 2016) and Director
(since
2020) of C.M. Capital
Corporation;
Chair of the Board for
the
Center for Research in Security
Prices,
LLC (since 2020); Director of
WellBe
Senior Medical (since 2023);
Robert
K. Jaedicke Professor of
Accounting,
Stanford University
Graduate
School of Business (2001-
2017);
Professor of Law (by
courtesy),
Stanford Law School
(2005-2017);
Senior Associate Dean
for
Academic Affairs and Head of
MBA
Program, Stanford University
Graduate
School of Business (2010-
2016). |
Director
of iShares, Inc. (since 2011);
Trustee
of iShares U.S. ETF Trust
(since
2011). |
Name
(Year of Birth) |
Position |
Principal
Occupation(s)
During
the Past 5 Years |
Jessica
Tan
(1980) |
President
(since
2024). |
Managing
Director of BlackRock, Inc.
(since
2015); Head of Global Product
Solutions,
Americas of BlackRock,
Inc.
(since 2024) and Head of
Sustainable
and Transition Solutions
of
BlackRock, Inc. (2022-2024);
Global
Head of Corporate Strategy of
BlackRock,
Inc. (2019-2022); Chief of
Staff
to the CEO of BlackRock, Inc.
(2017-2019). |
Trent
Walker
(1974) |
Treasurer
and Chief
Financial
Officer
(since
2020). |
Managing
Director of BlackRock, Inc.
(since
2019); Chief Financial Officer
of
iShares Delaware Trust Sponsor
LLC,
BlackRock Funds, BlackRock
Funds
II, BlackRock Funds IV,
BlackRock
Funds V and BlackRock
Funds
VI (since 2021). |
Aaron
Wasserman
(1974) |
Chief
Compliance
Officer
(since 2023). |
Managing
Director of BlackRock, Inc.
(since
2018); Chief Compliance
Officer
of the BlackRock Multi-Asset
Complex,
the BlackRock Fixed-
Income
Complex and the iShares
Complex
(since 2023); Deputy Chief
Compliance
Officer for the BlackRock
Multi-Asset
Complex, the BlackRock
Fixed-Income
Complex and the
iShares
Complex (2014-2023). |
Marisa
Rolland
(1980) |
Secretary
(since
2022). |
Managing
Director of BlackRock, Inc.
(since
2023); Director of BlackRock,
Inc.
(2018-2022). |
Rachel
Aguirre
(1982) |
Executive
Vice
President
(since
2022). |
Managing
Director of BlackRock, Inc.
(since
2018); Head of U.S. iShares
Product
(since 2022); Head of EII U.S.
Product
Engineering of BlackRock,
Inc.
(since 2021); Co-Head of EII’s
Americas
Portfolio Engineering of
BlackRock,
Inc. (2020-2021); Head of
Developed
Markets Portfolio
Engineering
of BlackRock, Inc. (2016-
2019). |
Jennifer
Hsui
(1976) |
Executive
Vice
President
(since
2022). |
Managing
Director of BlackRock, Inc.
(since
2009); Co-Head of Index
Equity
of BlackRock, Inc. (since
2022). |
Name
(Year of Birth) |
Position |
Principal
Occupation(s)
During
the Past 5 Years |
James
Mauro
(1970) |
Executive
Vice
President
(since
2021). |
Managing
Director of BlackRock, Inc.
(since
2010); Head of Fixed Income
Index
Investments in the Americas
and
Head of San Francisco Core
Portfolio
Management of BlackRock,
Inc.
(since 2020). |
Name |
Fund |
Dollar
Range of Equity
Securities
in Named Fund |
Aggregate
Dollar Range
of
Equity Securities in all
Registered
Investment
Companies
Overseen by
Trustee
in
Family of
Investment
Companies |
Robert
S. Kapito |
None |
None |
None |
|
|
|
|
John
E. Kerrigan |
iShares
Core S&P 500 ETF |
Over
$100,000 |
Over
$100,000 |
|
iShares
Core S&P Small-Cap ETF |
$10,001-$50,000 |
|
|
iShares
ESG Advanced MSCI EAFE ETF |
$1-$10,000 |
|
|
iShares
ESG Advanced MSCI USA ETF |
$1-$10,000 |
|
|
iShares
ESG Aware MSCI EAFE ETF |
$10,001-$50,000 |
|
|
iShares
ESG Aware MSCI EM ETF |
$1-$10,000 |
|
|
iShares
ESG Aware MSCI USA ETF |
Over
$100,000 |
|
|
iShares
ESG Aware MSCI USA Small-Cap ETF |
$1-$10,000 |
|
|
iShares
Exponential Technologies ETF |
Over
$100,000 |
|
|
iShares
Genomics Immunology and Healthcare
ETF |
$10,001-$50,000 |
|
|
iShares
Global Clean Energy ETF |
Over
$100,000 |
|
|
iShares
Global Infrastructure ETF |
Over
$100,000 |
|
|
iShares
GSCI Commodity Dynamic Roll Strategy
ETF |
$1-$10,000 |
|
|
iShares
MSCI ACWI ex U.S. ETF |
Over
$100,000 |
|
|
iShares
MSCI EAFE Growth ETF |
$10,001-$50,000 |
|
Name |
Fund |
Dollar
Range of Equity
Securities
in Named Fund |
Aggregate
Dollar Range
of
Equity Securities in all
Registered
Investment
Companies
Overseen by
Trustee
in
Family of
Investment
Companies |
|
iShares
MSCI EAFE Value ETF |
$50,001-$100,000 |
|
|
iShares
MSCI Emerging Markets Min Vol Factor
ETF |
$10,001-$50,000 |
|
|
iShares
MSCI KLD 400 Social ETF |
$10,001-$50,000 |
|
|
iShares
MSCI USA ESG Select ETF |
$1-$10,000 |
|
|
iShares
MSCI USA Min Vol Factor ETF |
$10,001-$50,000 |
|
|
iShares
MSCI USA Momentum Factor ETF |
$10,001-$50,000 |
|
|
iShares
U.S. Energy ETF |
$1-$10,000 |
|
|
iShares
U.S. Infrastructure ETF
|
$1-$10,000 |
|
|
iShares
U.S. Technology ETF |
$10,001-$50,000 |
|
|
|
|
|
Jane
D. Carlin |
iShares
Core MSCI EAFE ETF |
Over
$100,000 |
Over
$100,000 |
|
iShares
Core MSCI Emerging Markets ETF |
$50,001-$100,000 |
|
|
iShares
Core S&P Mid-Cap ETF |
$10,001-$50,000 |
|
|
iShares
Core S&P Small-Cap ETF |
Over
$100,000 |
|
|
iShares
Global Clean Energy ETF |
$10,001-$50,000 |
|
|
iShares
MSCI ACWI ex U.S. ETF |
Over
$100,000 |
|
|
iShares
MSCI Global Metals & Mining Producers
ETF |
$10,001-$50,000 |
|
|
iShares
Select Dividend ETF |
$50,001-$100,000 |
|
|
|
|
|
Richard
L. Fagnani |
iShares
Core Dividend Growth ETF |
$50,001-$100,000 |
Over
$100,000 |
|
iShares
Core MSCI EAFE ETF |
$50,001-$100,000 |
|
|
iShares
Core MSCI International Developed
Markets
ETF |
$10,001-$50,000 |
|
|
iShares
Core S&P 500 ETF |
$50,001-$100,000 |
|
|
iShares
Core S&P Small-Cap ETF |
Over
$100,000 |
|
|
iShares
Core S&P Total U.S. Stock Market ETF |
$50,001-$100,000 |
|
|
iShares
Core S&P U.S. Growth ETF |
$50,001-$100,000 |
|
|
iShares
Morningstar Growth ETF |
Over
$100,000 |
|
|
iShares
Morningstar Mid-Cap Value ETF |
$10,001-$50,000 |
|
|
iShares
MSCI Intl Value Factor ETF |
$10,001-$50,000 |
|
|
|
|
|
Cecilia
H. Herbert |
iShares
California Muni Bond ETF |
Over
$100,000 |
Over
$100,000 |
|
iShares
Core Dividend Growth ETF |
$50,001-$100,000 |
|
|
iShares
Core MSCI Total International Stock ETF |
$10,001-$50,000 |
|
|
iShares
Core S&P 500 ETF |
Over
$100,000 |
|
Name |
Fund |
Dollar
Range of Equity
Securities
in Named Fund |
Aggregate
Dollar Range
of
Equity Securities in all
Registered
Investment
Companies
Overseen by
Trustee
in
Family of
Investment
Companies |
|
iShares
Core S&P U.S. Growth ETF |
Over
$100,000 |
|
|
iShares
Core S&P U.S. Value ETF |
Over
$100,000 |
|
|
iShares
iBoxx $ High Yield Corporate Bond ETF |
$10,001-$50,000 |
|
|
iShares
MSCI USA Value Factor ETF |
Over
$100,000 |
|
|
iShares
National Muni Bond ETF |
$10,001-$50,000 |
|
|
iShares
Preferred and Income Securities ETF |
$1-$10,000 |
|
|
|
|
|
Drew
E. Lawton |
iShares
20+ Year Treasury Bond BuyWrite Strategy
ETF |
$50,001-$100,000 |
Over
$100,000 |
|
iShares
Biotechnology ETF |
Over
$100,000 |
|
|
iShares
Core Dividend Growth ETF |
Over
$100,000 |
|
|
iShares
Core MSCI Total International Stock ETF |
$10,001-$50,000 |
|
|
iShares
Core S&P Total U.S. Stock Market ETF |
Over
$100,000 |
|
|
iShares
Expanded Tech Sector ETF |
$50,001-$100,000 |
|
|
iShares
Exponential Technologies ETF |
Over
$100,000 |
|
|
iShares
Global Financials ETF |
$10,001-$50,000 |
|
|
iShares
iBonds Dec 2023 Term Treasury ETF |
Over
$100,000 |
|
|
iShares
U.S. Financial Services ETF |
$10,001-$50,000 |
|
|
iShares
U.S. Financials ETF |
$10,001-$50,000 |
|
|
iShares
U.S. Healthcare ETF |
Over
$100,000 |
|
|
|
|
|
John
E. Martinez |
iShares
1-5 Year Investment Grade Corporate
Bond
ETF |
Over
$100,000 |
Over
$100,000 |
|
iShares
Core MSCI International Developed
Markets
ETF |
$10,001-$50,000 |
|
|
iShares
Core S&P 500 ETF |
Over
$100,000 |
|
|
iShares
Core S&P Small-Cap ETF |
Over
$100,000 |
|
|
iShares
Core S&P Total U.S. Stock Market ETF |
Over
$100,000 |
|
|
iShares
Global Consumer Staples ETF |
Over
$100,000 |
|
|
iShares
Russell 1000 ETF |
Over
$100,000 |
|
|
iShares
Russell 1000 Value ETF |
Over
$100,000 |
|
|
iShares
Russell 2000 ETF |
Over
$100,000 |
|
|
|
|
|
Madhav
V. Rajan |
iShares
Core MSCI International Developed
Markets
ETF |
Over
$100,000 |
Over
$100,000 |
|
iShares
Core S&P 500 ETF |
Over
$100,000 |
|
Name |
iShares
Biotechnology
ETF |
iShares
Core S&P
Mid-Cap
ETF |
iShares
Core S&P
Small-Cap
ETF |
iShares
Core
S&P
Total U.S.
Stock
Market ETF |
Independent
Trustees: |
|
|
|
|
Jane
D. Carlin |
$1,698 |
$0 |
$0 |
$8,301 |
Richard
L. Fagnani |
1,698 |
0 |
0 |
8,301 |
Laura
F. Fergerson1
|
Not
Applicable |
Not
Applicable |
Not
Applicable |
Not
Applicable |
Cecilia
H. Herbert |
1,739 |
0 |
0 |
8,500 |
James
Lam1
|
Not
Applicable |
Not
Applicable |
Not
Applicable |
Not
Applicable |
John
E. Kerrigan |
1,879 |
0 |
0 |
9,184 |
Drew
E. Lawton |
1,644 |
0 |
0 |
8,036 |
John
E. Martinez |
1,644 |
0 |
0 |
8,036 |
Madhav
V. Rajan |
1,644 |
0 |
0 |
8,036 |
|
|
|
| |
Interested
Trustees: |
|
|
|
|
|
|
|
| |
Robert
S. Kapito
|
$0 |
$0 |
$0 |
$0 |
Salim
Ramji2
|
0 |
0 |
0 |
0 |
Stephen
Cohen3
|
0 |
0 |
0 |
0 |
Name |
iShares
Core
S&P
U.S. Growth ETF |
iShares
Core
S&P
U.S. Value ETF |
iShares
ESG
Screened
S&P 500 ETF |
iShares
ESG
Screened
S&P Mid-Cap ETF |
Independent
Trustees: |
|
|
|
|
Jane
D. Carlin |
$2,608 |
$2,811 |
$27 |
$22 |
Richard
L. Fagnani |
2,608 |
2,811 |
27 |
22 |
Laura
F. Fergerson1
|
Not
Applicable |
Not
Applicable |
Not
Applicable |
Not
Applicable |
Cecilia
H. Herbert |
2,670 |
2,879 |
28 |
22 |
James
Lam1
|
Not
Applicable |
Not
Applicable |
Not
Applicable |
Not
Applicable |
John
E. Kerrigan |
2,885 |
3,110 |
30 |
24 |
Drew
E. Lawton |
2,525 |
2,722 |
27 |
21 |
John
E. Martinez |
2,525 |
2,722 |
27 |
21 |
Madhav
V. Rajan |
2,525 |
2,722 |
27 |
21 |
Name |
iShares
Core
S&P
U.S. Growth ETF |
iShares
Core
S&P
U.S. Value ETF |
iShares
ESG
Screened
S&P 500 ETF |
iShares
ESG
Screened
S&P Mid-Cap ETF |
|
|
|
| |
Interested
Trustees: |
|
|
|
|
|
|
|
| |
Robert
S. Kapito
|
$0 |
$0 |
$0 |
$0 |
Salim
Ramji2
|
0 |
0 |
0 |
0 |
Stephen
Cohen3
|
0 |
0 |
0 |
0 |
Name |
iShares
ESG
Screened
S&P Small-Cap ETF |
iShares
Europe
ETF |
iShares
Expanded
Tech
Sector ETF |
iShares
Expanded
Tech-Software
Sector ETF |
Independent
Trustees: |
|
|
|
|
| ||||
Jane
D. Carlin |
$9 |
$274 |
$592 |
$1,140 |
Richard
L. Fagnani |
9 |
274 |
592 |
1,140 |
Laura
F. Fergerson1
|
Not
Applicable |
Not
Applicable |
Not
Applicable |
Not
Applicable |
Cecilia
H. Herbert |
10 |
280 |
607 |
1,167 |
James
Lam1
|
Not
Applicable |
Not
Applicable |
Not
Applicable |
Not
Applicable |
John
E. Kerrigan |
10 |
303 |
656 |
1,261 |
Drew
E. Lawton |
9 |
265 |
574 |
1,104 |
John
E. Martinez |
9 |
265 |
574 |
1,104 |
Madhav
V. Rajan |
9 |
265 |
574 |
1,104 |
|
|
|
| |
Interested
Trustees: |
|
|
|
|
|
|
|
| |
Robert
S. Kapito
|
$0 |
$0 |
$0 |
$0 |
Salim
Ramji2
|
0 |
0 |
0 |
0 |
Stephen
Cohen3
|
0 |
0 |
0 |
0 |
Name |
iShares
Focused
Value
Factor ETF |
iShares
International Developed
Small
Cap Value Factor ETF |
iShares
JPX-Nikkei
400
ETF |
iShares
Micro-Cap
ETF |
Independent
Trustees: |
|
|
|
|
| ||||
Jane
D. Carlin |
$4 |
$33 |
$12 |
$190 |
Richard
L. Fagnani |
4 |
33 |
12 |
190 |
Laura
F. Fergerson1
|
Not
Applicable |
Not
Applicable |
Not
Applicable |
Not
Applicable |
Cecilia
H. Herbert |
4 |
34 |
12 |
194 |
James
Lam1
|
Not
Applicable |
Not
Applicable |
Not
Applicable |
Not
Applicable |
John
E. Kerrigan |
5 |
37 |
13 |
210 |
Drew
E. Lawton |
4 |
32 |
11 |
184 |
John
E. Martinez |
4 |
32 |
11 |
184 |
Madhav
V. Rajan |
4 |
32 |
11 |
184 |
|
|
|
| |
Interested
Trustees: |
|
|
|
|
|
|
|
| |
Robert
S. Kapito
|
$0 |
$0 |
$0 |
$0 |
Salim
Ramji2
|
0 |
0 |
0 |
0 |
Stephen
Cohen3
|
0 |
0 |
0 |
0 |
Name |
iShares
Mortgage
Real
Estate
ETF |
iShares
MSCI USA
Quality
GARP ETF |
iShares
North
American
Natural
Resources
ETF |
iShares
Preferred
and
Income
Securities
ETF |
Independent
Trustees: |
|
|
|
|
| ||||
Jane
D. Carlin |
$123 |
$0 |
$170 |
$2,735 |
Richard
L. Fagnani |
123 |
0 |
170 |
2,735 |
Laura
F. Fergerson1
|
Not
Applicable |
Not
Applicable |
Not
Applicable |
Not
Applicable |
Cecilia
H. Herbert |
126 |
0 |
174 |
2,801 |
James
Lam1
|
Not
Applicable |
Not
Applicable |
Not
Applicable |
Not
Applicable |
John
E. Kerrigan |
136 |
0 |
188 |
3,026 |
Drew
E. Lawton |
119 |
0 |
164 |
2,648 |
John
E. Martinez |
119 |
0 |
164 |
2,648 |
Madhav
V. Rajan |
119 |
0 |
164 |
2,648 |
|
|
|
| |
Interested
Trustees: |
|
|
|
|
|
|
|
| |
Robert
S. Kapito
|
$0 |
$0 |
$0 |
$0 |
Salim
Ramji2
|
0 |
0 |
0 |
0 |
Stephen
Cohen3
|
0 |
0 |
0 |
0 |
Name |
iShares
Residential and
Multisector
Real
Estate
ETF |
iShares
Russell
1000
ETF |
iShares
Russell
1000
Growth
ETF |
iShares
Russell
1000
Value
ETF |
Independent
Trustees: |
|
|
|
|
Jane
D. Carlin |
$133 |
$6,003 |
$13,449 |
$10,707 |
Richard
L. Fagnani |
133 |
6,003 |
13,449 |
10,707 |
Laura
F. Fergerson1
|
Not
Applicable |
Not
Applicable |
Not
Applicable |
Not
Applicable |
Cecilia
H. Herbert |
136 |
6,147 |
13,771 |
10,963 |
James
Lam1
|
Not
Applicable |
Not
Applicable |
Not
Applicable |
Not
Applicable |
John
E. Kerrigan |
147 |
6,642 |
14,880 |
11,846 |
Drew
E. Lawton |
129 |
5,811 |
13,020 |
10,365 |
John
E. Martinez |
129 |
5,811 |
13,020 |
10,365 |
Madhav
V. Rajan |
129 |
5,811 |
13,020 |
10,365 |
|
|
|
| |
Interested
Trustees: |
|
|
|
|
|
|
|
| |
Robert
S. Kapito
|
$0 |
$0 |
$0 |
$0 |
Salim
Ramji2
|
0 |
0 |
0 |
0 |
Stephen
Cohen3
|
0 |
0 |
0 |
0 |
Name |
iShares
Russell
2000
ETF |
iShares
Russell
2000
Growth
ETF |
iShares
Russell
2000
Value
ETF |
iShares
Russell
3000
ETF |
Independent
Trustees: |
|
|
|
|
|
|
|
||
Jane
D. Carlin |
$10,384 |
$1,984 |
$2,422 |
$2,270 |
Richard
L. Fagnani |
10,384 |
1,984 |
2,422 |
2,270 |
Laura
F. Fergerson1
|
Not
Applicable |
Not
Applicable |
Not
Applicable |
Not
Applicable |
Cecilia
H. Herbert |
10,633 |
2,031 |
2,480 |
2,325 |
James
Lam1
|
Not
Applicable |
Not
Applicable |
Not
Applicable |
Not
Applicable |
John
E. Kerrigan |
11,489 |
2,195 |
2,679 |
2,512 |
Name |
iShares
Russell
2000
ETF |
iShares
Russell
2000
Growth
ETF |
iShares
Russell
2000
Value
ETF |
iShares
Russell
3000
ETF |
Drew
E. Lawton |
10,053 |
1,921 |
2,344 |
2,198 |
John
E. Martinez |
10,053 |
1,921 |
2,344 |
2,198 |
Madhav
V. Rajan |
10,053 |
1,921 |
2,344 |
2,198 |
|
|
|
| |
Interested
Trustees: |
|
|
|
|
|
|
|
| |
Robert
S. Kapito
|
$0 |
$0 |
$0 |
$0 |
Salim
Ramji2
|
0 |
0 |
0 |
0 |
Stephen
Cohen3
|
0 |
0 |
0 |
0 |
Name |
iShares
Russell
Mid-Cap
ETF |
iShares
Russell
Mid-Cap
Growth
ETF |
iShares
Russell
Mid-Cap
Value
ETF |
iShares
Russell
Top
200
ETF |
Independent
Trustees: |
|
|
|
|
|
|
|
||
Jane
D. Carlin |
$5,866 |
$2,583 |
$2,682 |
$170 |
Richard
L. Fagnani |
5,866 |
2,583 |
2,682 |
170 |
Laura
F. Fergerson1
|
Not
Applicable |
Not
Applicable |
Not
Applicable |
Not
Applicable |
Cecilia
H. Herbert |
6,007 |
2,645 |
2,746 |
174 |
James
Lam1
|
Not
Applicable |
Not
Applicable |
Not
Applicable |
Not
Applicable |
John
E. Kerrigan |
6,490 |
2,858 |
2,968 |
188 |
Drew
E. Lawton |
5,679 |
2,500 |
2,597 |
165 |
John
E. Martinez |
5,679 |
2,500 |
2,597 |
165 |
Madhav
V. Rajan |
5,679 |
2,500 |
2,597 |
165 |
|
|
|
| |
Interested
Trustees: |
|
|
|
|
|
|
|
| |
Robert
S. Kapito
|
$0 |
$0 |
$0 |
$0 |
Salim
Ramji2
|
0 |
0 |
0 |
0 |
Stephen
Cohen3
|
0 |
0 |
0 |
0 |
Name |
iShares
Russell
Top
200
Growth
ETF |
iShares
Russell
Top
200
Value
ETF |
iShares
S&P
100
ETF |
iShares
S&P
500
Growth
ETF |
Independent
Trustees: |
|
|
|
|
|
|
|
||
Jane
D. Carlin |
$1,256 |
$330 |
$1,597 |
$6,383 |
Richard
L. Fagnani |
1,256 |
330 |
1,597 |
6,383 |
Laura
F. Fergerson1
|
Not
Applicable |
Not
Applicable |
Not
Applicable |
Not
Applicable |
Cecilia
H. Herbert |
1,286 |
337 |
1,636 |
6,536 |
James
Lam1
|
Not
Applicable |
Not
Applicable |
Not
Applicable |
Not
Applicable |
John
E. Kerrigan |
1,389 |
365 |
1,767 |
7,063 |
Drew
E. Lawton |
1,216 |
319 |
1,546 |
6,180 |
John
E. Martinez |
1,216 |
319 |
1,546 |
6,180 |
Madhav
V. Rajan |
1,216 |
319 |
1,546 |
6,180 |
|
|
|
| |
Interested
Trustees: |
|
|
|
|
|
|
|
| |
Robert
S. Kapito
|
$0 |
$0 |
$0 |
$0 |
Salim
Ramji2
|
0 |
0 |
0 |
0 |
Name |
iShares
Russell
Top
200
Growth
ETF |
iShares
Russell
Top
200
Value
ETF |
iShares
S&P
100
ETF |
iShares
S&P
500
Growth
ETF |
Stephen
Cohen3
|
0 |
0 |
0 |
0 |
Name |
iShares
S&P
500
Value
ETF |
iShares
S&P
Mid-Cap
400
Growth
ETF |
iShares
S&P
Mid-Cap
400
Value
ETF |
iShares
S&P
Small-Cap
600
Growth
ETF |
Independent
Trustees: |
|
|
|
|
|
|
|
||
Jane
D. Carlin |
$5,180 |
$0 |
$0 |
$0 |
Richard
L. Fagnani |
5,180 |
0 |
0 |
0 |
Laura
F. Fergerson1
|
Not
Applicable |
Not
Applicable |
Not
Applicable |
Not
Applicable |
Cecilia
H. Herbert |
5,304 |
0 |
0 |
0 |
James
Lam1
|
Not
Applicable |
Not
Applicable |
Not
Applicable |
Not
Applicable |
John
E. Kerrigan |
5,731 |
0 |
0 |
0 |
Drew
E. Lawton |
5,014 |
0 |
0 |
0 |
John
E. Martinez |
5,014 |
0 |
0 |
0 |
Madhav
V. Rajan |
5,014 |
0 |
0 |
0 |
|
|
|
| |
Interested
Trustees: |
|
|
|
|
|
|
|
| |
Robert
S. Kapito
|
$0 |
$0 |
$0 |
$0 |
Salim
Ramji2
|
0 |
0 |
0 |
0 |
Stephen
Cohen3
|
0 |
0 |
0 |
0 |
Name |
iShares
S&P
Small-Cap
600
Value
ETF |
iShares
Semiconductor
ETF |
iShares
U.S.
Aerospace
&
Defense
ETF |
iShares
U.S.
Broker-Dealers
&
Securities
Exchanges
ETF |
Independent
Trustees: |
|
|
|
|
Jane
D. Carlin |
$1,485 |
$1,648 |
$1,234 |
$161 |
Richard
L. Fagnani |
1,485 |
1,648 |
1,234 |
161 |
Laura
F. Fergerson1
|
Not
Applicable |
Not
Applicable |
Not
Applicable |
Not
Applicable |
Cecilia
H. Herbert |
1,520 |
1,687 |
1,264 |
165 |
James
Lam1
|
Not
Applicable |
Not
Applicable |
Not
Applicable |
Not
Applicable |
John
E. Kerrigan |
1,642 |
1,823 |
1,365 |
178 |
Drew
E. Lawton |
1,437 |
1,595 |
1,195 |
156 |
John
E. Martinez |
1,437 |
1,595 |
1,195 |
156 |
Madhav
V. Rajan |
1,437 |
1,595 |
1,195 |
156 |
|
|
|
| |
Interested
Trustees: |
|
|
|
|
|
|
|
| |
Robert
S. Kapito
|
$0 |
$0 |
$0 |
$0 |
Salim
Ramji2
|
0 |
0 |
0 |
0 |
Stephen
Cohen3
|
0 |
0 |
0 |
0 |
Name |
iShares
U.S. Digital
Infrastructure
and Real Estate ETF |
iShares
U.S.
Healthcare
Providers
ETF |
iShares
U.S.
Home
Construction
ETF |
iShares
U.S.
Infrastructure
ETF |
Independent
Trustees: |
|
|
|
|
Name |
iShares
U.S. Digital
Infrastructure
and Real Estate ETF |
iShares
U.S.
Healthcare
Providers
ETF |
iShares
U.S.
Home
Construction
ETF |
iShares
U.S.
Infrastructure
ETF |
Jane
D. Carlin |
$170 |
$246 |
$347 |
$0 |
Richard
L. Fagnani |
170 |
246 |
347 |
0 |
Laura
F. Fergerson1
|
Not
Applicable |
Not
Applicable |
Not
Applicable |
Not
Applicable |
Cecilia
H. Herbert |
174 |
252 |
355 |
0 |
James
Lam1
|
Not
Applicable |
Not
Applicable |
Not
Applicable |
Not
Applicable |
John
E. Kerrigan |
188 |
272 |
384 |
0 |
Drew
E. Lawton |
164 |
238 |
336 |
0 |
John
E. Martinez |
164 |
238 |
336 |
0 |
Madhav
V. Rajan |
164 |
238 |
336 |
0 |
|
|
|
| |
Interested
Trustees: |
|
|
|
|
|
|
|
| |
Robert
S. Kapito
|
$0 |
$0 |
$0 |
$0 |
Salim
Ramji2
|
0 |
0 |
0 |
0 |
Stephen
Cohen3
|
0 |
0 |
0 |
0 |
Name |
iShares
U.S.
Insurance
ETF |
iShares
U.S.
Medical
Devices
ETF |
iShares
U.S.
Oil
&
Gas Exploration
&
Production ETF |
iShares
U.S.
Oil
Equipment
&
Services ETF |
Independent
Trustees: |
|
|
|
|
|
|
|
||
Jane
D. Carlin |
$95 |
$1,271 |
$154 |
$47 |
Richard
L. Fagnani |
95 |
1,271 |
154 |
47 |
Laura
F. Fergerson1
|
Not
Applicable |
Not
Applicable |
Not
Applicable |
Not
Applicable |
Cecilia
H. Herbert |
97 |
1,301 |
158 |
48 |
James
Lam1
|
Not
Applicable |
Not
Applicable |
Not
Applicable |
Not
Applicable |
John
E. Kerrigan |
105 |
1,406 |
171 |
52 |
Drew
E. Lawton |
92 |
1,230 |
150 |
46 |
John
E. Martinez |
92 |
1,230 |
150 |
46 |
Madhav
V. Rajan |
92 |
1,230 |
150 |
46 |
|
|
|
| |
Interested
Trustees: |
|
|
|
|
|
|
|
| |
Robert
S. Kapito
|
$0 |
$0 |
$0 |
$0 |
Salim
Ramji2
|
0 |
0 |
0 |
0 |
Stephen
Cohen3
|
0 |
0 |
0 |
0 |
Name |
iShares
U.S.
Pharmaceuticals
ETF |
iShares
U.S.
Real
Estate ETF |
iShares
U.S.
Regional
Banks
ETF |
iShares
U.S.
Telecommunications
ETF |
Independent
Trustees: |
|
|
|
|
Jane
D. Carlin |
$80 |
$684 |
$169 |
$64 |
Richard
L. Fagnani |
80 |
684 |
169 |
64 |
Laura
F. Fergerson1
|
Not
Applicable |
Not
Applicable |
Not
Applicable |
Not
Applicable |
Cecilia
H. Herbert |
82 |
701 |
173 |
65 |
James
Lam1
|
Not
Applicable |
Not
Applicable |
Not
Applicable |
Not
Applicable |
John
E. Kerrigan |
88 |
757 |
187 |
71 |
Name |
iShares
U.S.
Pharmaceuticals
ETF |
iShares
U.S.
Real
Estate ETF |
iShares
U.S.
Regional
Banks
ETF |
iShares
U.S.
Telecommunications
ETF |
Drew
E. Lawton |
77 |
663 |
164 |
62 |
John
E. Martinez |
77 |
663 |
164 |
62 |
Madhav
V. Rajan |
77 |
663 |
164 |
62 |
|
|
|
| |
Interested
Trustees: |
|
|
|
|
|
|
|
| |
Robert
S. Kapito
|
$0 |
$0 |
$0 |
$0 |
Salim
Ramji2
|
0 |
0 |
0 |
0 |
Stephen
Cohen3
|
0 |
0 |
0 |
0 |
Name |
iShares
US Small
Cap
Value Factor |
Independent
Trustees: |
|
Jane
D. Carlin |
$21 |
Richard
L. Fagnani |
21 |
Laura
F. Fergerson1
|
Not
Applicable |
Cecilia
H. Herbert |
21 |
James
Lam1
|
Not
Applicable |
John
E. Kerrigan |
23 |
Drew
E. Lawton |
20 |
John
E. Martinez |
20 |
Madhav
V. Rajan |
20 |
| |
Interested
Trustees: |
|
| |
Robert
S. Kapito
|
$0 |
Salim
Ramji2
|
0 |
Stephen
Cohen3
|
0 |
Name |
Pension
or
Retirement
Benefits
Accrued
As
Part
of Trust
Expenses4
|
Estimated
Annual
Benefits
Upon
Retirement4
|
Total
Compensation
From
the Funds
and
Fund Complex5
|
Independent
Trustees: |
|
|
|
Jane
D. Carlin |
Not
Applicable |
Not
Applicable |
$465,000 |
Richard
L. Fagnani |
Not
Applicable |
Not
Applicable |
476,764 |
Laura
F. Fergerson1
|
Not
Applicable |
Not
Applicable |
Not
Applicable |
Cecilia
H. Herbert |
Not
Applicable |
Not
Applicable |
475,000 |
James
Lam1
|
Not
Applicable |
Not
Applicable |
Not
Applicable |
John
E. Kerrigan |
Not
Applicable
|
Not
Applicable
|
505,000 |
Drew
E. Lawton |
Not
Applicable |
Not
Applicable |
461,764 |
John
E. Martinez |
Not
Applicable |
Not
Applicable |
450,000 |
Madhav
V. Rajan |
Not
Applicable |
Not
Applicable |
450,000 |
Interested
Trustees: |
|
|
|
Robert
S. Kapito
|
Not
Applicable |
Not
Applicable |
$0 |
Salim
Ramji2
|
Not
Applicable |
Not
Applicable |
$0 |
Name |
Pension
or
Retirement
Benefits
Accrued
As
Part
of Trust
Expenses4 |
Estimated
Annual
Benefits
Upon
Retirement4 |
Total
Compensation
From
the Funds
and
Fund Complex5 |
Stephen
Cohen3
|
Not
Applicable |
Not
Applicable |
$0 |
Fund |
Name |
Percentage
of
Ownership |
iShares
Biotechnology ETF |
Merrill
Lynch, Pierce, Fenner & Smith
Incorporated
- TS Sub
101
Hudson Street
9th
Floor
Jersey
City, NJ 07302-3997 |
16.26
% |
|
National
Financial Services LLC
245
Summer Street
Boston,
MA 02210 |
11.81
% |
|
Charles
Schwab & Co., Inc.
101
Montgomery Street
San
Francisco, CA 94014 |
11.60
% |
|
Morgan
Stanley Smith Barney LLC
One
New York Plaza
New
York, NY 10004 |
8.69
% |
| ||
iShares
Core S&P Mid-Cap ETF |
National
Financial Services LLC
245
Summer Street
Boston,
MA 02210 |
14.81
% |
|
Charles
Schwab & Co., Inc.
101
Montgomery Street
San
Francisco, CA 94014 |
11.72
% |
|
Pershing
LLC
One
Pershing Plaza
Jersey
City, NJ 07399 |
8.64
% |
| ||
iShares
Core S&P Small-Cap ETF |
National
Financial Services LLC
245
Summer Street
Boston,
MA 02210 |
15.53
% |
|
Charles
Schwab & Co., Inc.
101
Montgomery Street
San
Francisco, CA 94014 |
14.35
% |
Fund |
Name |
Percentage
of
Ownership |
|
Pershing
LLC
One
Pershing Plaza
Jersey
City, NJ 07399 |
8.32
% |
| ||
iShares
Core S&P Total U.S. Stock Market ETF |
National
Financial Services LLC
245
Summer Street
Boston,
MA 02210 |
27.68
% |
|
Wells
Fargo Clearing Services LLC
2801
Market Street
St
Louis, MO 63103 |
8.58
% |
|
Charles
Schwab & Co., Inc.
101
Montgomery Street
San
Francisco, CA 94014 |
8.08
% |
|
TD
Ameritrade Clearing, Inc.
200
South 108th Avenue
Omaha,
NE 68154 |
6.30
% |
| ||
iShares
Core S&P U.S. Growth ETF |
Merrill
Lynch, Pierce, Fenner & Smith
Incorporated
- TS Sub
101
Hudson Street
9th
Floor
Jersey
City, NJ 07302-3997 |
29.38
% |
|
National
Financial Services LLC
245
Summer Street
Boston,
MA 02210 |
14.47
% |
|
LPL
Financial Corporation
9785
Towne Centre Drive
San
Diego, CA 92121-1968 |
11.78
% |
|
Edward
D. Jones & Co.
12555
Manchester Road
Saint
Louis, MO 63131 |
9.87
% |
|
Morgan
Stanley Smith Barney LLC
One
New York Plaza
New
York, NY 10004 |
8.07
% |
| ||
iShares
Core S&P U.S. Value ETF |
Merrill
Lynch, Pierce, Fenner & Smith
Incorporated
- TS Sub
101
Hudson Street
9th
Floor
Jersey
City, NJ 07302-3997 |
34.24
% |
|
National
Financial Services LLC
245
Summer Street
Boston,
MA 02210 |
16.98
% |
|
LPL
Financial Corporation
9785
Towne Centre Drive
San
Diego, CA 92121-1968 |
7.73
% |
|
Charles
Schwab & Co., Inc.
101
Montgomery Street
San
Francisco, CA 94014 |
7.69
% |
Fund |
Name |
Percentage
of
Ownership |
|
Morgan
Stanley Smith Barney LLC
One
New York Plaza
New
York, NY 10004 |
6.19
% |
|
Edward
D. Jones & Co.
12555
Manchester Road
Saint
Louis, MO 63131 |
5.10
% |
| ||
iShares
ESG Screened S&P 500 ETF |
TD
Ameritrade Clearing, Inc.
200
South 108th Avenue
Omaha,
NE 68154 |
18.10
% |
|
Charles
Schwab & Co., Inc.
101
Montgomery Street
San
Francisco, CA 94014 |
16.39
% |
|
Citibank,
N.A.
3800
CitiBank Center Tampa
Building
B/1st Floor Zone 8
Tampa,
FL 33610-9122 |
14.54
% |
|
National
Financial Services LLC
245
Summer Street
Boston,
MA 02210 |
11.96
% |
|
Northern
Trust Company (The)
801
South Canal Street
Chicago,
IL 60607 |
9.90
% |
|
Merrill
Lynch, Pierce, Fenner & Smith
Incorporated
- TS Sub
101
Hudson Street
9th
Floor
Jersey
City, NJ 07302-3997 |
9.07
% |
| ||
iShares
ESG Screened S&P Mid-Cap ETF |
Charles
Schwab & Co., Inc.
101
Montgomery Street
San
Francisco, CA 94014 |
30.16
% |
|
National
Financial Services LLC
245
Summer Street
Boston,
MA 02210 |
12.56
% |
|
TD
Ameritrade Clearing, Inc.
200
South 108th Avenue
Omaha,
NE 68154 |
11.36
% |
|
Raymond,
James & Associates, Inc.
880
Carillon Parkway
P.O.
Box 12749
St.
Petersburg, FL 33733 |
10.31
% |
|
Citibank,
N.A.
3800
CitiBank Center Tampa
Building
B/1st Floor Zone 8
Tampa,
FL 33610-9122 |
6.42
% |
|
Pershing
LLC
One
Pershing Plaza
Jersey
City, NJ 07399 |
5.66
% |
|
Fund |
Name |
Percentage
of
Ownership |
iShares
ESG Screened S&P Small-Cap ETF |
Charles
Schwab & Co., Inc.
101
Montgomery Street
San
Francisco, CA 94014 |
39.99
% |
|
National
Financial Services LLC
245
Summer Street
Boston,
MA 02210 |
12.01
% |
|
Pershing
LLC
One
Pershing Plaza
Jersey
City, NJ 07399 |
9.31
% |
|
TD
Ameritrade Clearing, Inc.
200
South 108th Avenue
Omaha,
NE 68154 |
8.10
% |
|
BofA
Securities, Inc.
100
N Tryon Street
NC1-007-14-30
Charlotte,
NC 28255 |
7.86
% |
|
The
Bank of New York Mellon
111
Sanders Creek Parkway
2nd
Floor
East
Syracuse, NY 13057 |
5.49
% |
| ||
iShares
Europe ETF |
JPMorgan
Chase Bank, National Association
1111
Polaris Parkway
Columbus,
OH 43240
|
30.62
% |
|
National
Financial Services LLC
245
Summer Street
Boston,
MA 02210 |
9.12
% |
|
Charles
Schwab & Co., Inc.
101
Montgomery Street
San
Francisco, CA 94014 |
8.41
% |
|
Morgan
Stanley Smith Barney LLC
One
New York Plaza
New
York, NY 10004 |
7.01
% |
|
Citibank,
N.A.
3800
CitiBank Center Tampa
Building
B/1st Floor Zone 8
Tampa,
FL 33610-9122 |
5.19
% |
| ||
iShares
Expanded Tech Sector ETF
|
Charles
Schwab & Co., Inc.
101
Montgomery Street
San
Francisco, CA 94014 |
17.32
% |
|
National
Financial Services LLC
245
Summer Street
Boston,
MA 02210 |
13.14
% |
|
JPMorgan
Chase Bank, National Association
1111
Polaris Parkway
Columbus,
OH 43240
|
10.55
% |
|
Morgan
Stanley Smith Barney LLC
One
New York Plaza
New
York, NY 10004 |
5.56
% |
Fund |
Name |
Percentage
of
Ownership |
|
Citibank,
N.A.
3800
CitiBank Center Tampa
Building
B/1st Floor Zone 8
Tampa,
FL 33610-9122 |
5.31
% |
|
Merrill
Lynch, Pierce, Fenner & Smith
Incorporated
- TS Sub
101
Hudson Street
9th
Floor
Jersey
City, NJ 07302-3997 |
5.09
% |
| ||
iShares
Expanded Tech-Software Sector ETF
|
National
Financial Services LLC
245
Summer Street
Boston,
MA 02210 |
16.01
% |
|
Citibank,
N.A.
3800
CitiBank Center Tampa
Building
B/1st Floor Zone 8
Tampa,
FL 33610-9122 |
13.08
% |
|
Charles
Schwab & Co., Inc.
101
Montgomery Street
San
Francisco, CA 94014 |
13.01
% |
|
TD
Ameritrade Clearing, Inc.
200
South 108th Avenue
Omaha,
NE 68154 |
8.56
% |
|
Morgan
Stanley Smith Barney LLC
One
New York Plaza
New
York, NY 10004 |
5.22
% |
| ||
iShares
Focused Value Factor ETF |
National
Financial Services LLC
245
Summer Street
Boston,
MA 02210 |
13.49
% |
|
LPL
Financial Corporation
9785
Towne Centre Drive
San
Diego, CA 92121-1968 |
11.74
% |
|
BofA
Securities, Inc.
100
N Tryon Street
NC1-007-14-30
Charlotte,
NC 28255 |
11.15
% |
|
Charles
Schwab & Co., Inc.
101
Montgomery Street
San
Francisco, CA 94014 |
10.74
% |
|
ABN
AMRO Clearing Chicago LLC
175
West Jackson Boulevard
Chicago,
IL 60604 |
9.69
% |
|
Scotia
Capital Inc.
Scotia
Plaza
40
King Street West
23rd
Floor
Toronto,
ON M5W 2X6 CA |
8.87
% |
|
TD
Ameritrade Clearing, Inc.
200
South 108th Avenue
Omaha,
NE 68154 |
6.97
% |
Fund |
Name |
Percentage
of
Ownership |
|
Raymond,
James & Associates, Inc.
880
Carillon Parkway
P.O.
Box 12749
St.
Petersburg, FL 33733 |
5.93
% |
|
Goldman,
Sachs & Co.
30
Hudson Street
16th
Floor
Jersey
City, NJ 07302 |
5.28
% |
| ||
iShares
International Developed Small Cap Value Factor
ETF |
The
Bank of New York Mellon
111
Sanders Creek Parkway
2nd
Floor
East
Syracuse, NY 13057 |
90.09
% |
| ||
iShares
JPX-Nikkei 400 ETF |
National
Financial Services LLC
245
Summer Street
Boston,
MA 02210 |
23.15
% |
|
Charles
Schwab & Co., Inc.
101
Montgomery Street
San
Francisco, CA 94014 |
15.03
% |
|
Morgan
Stanley Smith Barney LLC
One
New York Plaza
New
York, NY 10004 |
10.66
% |
|
Jane
Street Capital, LLC
250
Vesey Street
5th
Floor
New
York, NY 10281 |
6.20
% |
|
Merrill
Lynch, Pierce, Fenner & Smith
Incorporated
- TS Sub
101
Hudson Street
9th
Floor
Jersey
City, NJ 07302-3997 |
5.75
% |
| ||
iShares
Micro-Cap ETF
|
Charles
Schwab & Co., Inc.
101
Montgomery Street
San
Francisco, CA 94014 |
28.59
% |
|
National
Financial Services LLC
245
Summer Street
Boston,
MA 02210 |
20.57
% |
|
TD
Ameritrade Clearing, Inc.
200
South 108th Avenue
Omaha,
NE 68154 |
9.02
% |
|
State
Street Bank and Trust Company
1776
Heritage Drive
North
Quincy, MA 02171 |
6.73
% |
| ||
iShares
Mortgage Real Estate ETF |
National
Financial Services LLC
245
Summer Street
Boston,
MA 02210 |
17.39
% |
Fund |
Name |
Percentage
of
Ownership |
|
Charles
Schwab & Co., Inc.
101
Montgomery Street
San
Francisco, CA 94014 |
14.04
% |
|
TD
Ameritrade Clearing, Inc.
200
South 108th Avenue
Omaha,
NE 68154 |
8.55
% |
|
Merrill
Lynch, Pierce, Fenner & Smith
Incorporated
- TS Sub
101
Hudson Street
9th
Floor
Jersey
City, NJ 07302-3997 |
7.71
% |
|
Morgan
Stanley Smith Barney LLC
One
New York Plaza
New
York, NY 10004 |
6.93
% |
|
Citibank,
N.A.
3800
CitiBank Center Tampa
Building
B/1st Floor Zone 8
Tampa,
FL 33610-9122 |
5.31
% |
|
Pershing
LLC
One
Pershing Plaza
Jersey
City, NJ 07399 |
5.13
% |
| ||
iShares
MSCI USA Quality GARP ETF |
National
Financial Services LLC
245
Summer Street
Boston,
MA 02210 |
52.35
% |
|
BofA
Securities, Inc.
100
N Tryon Street
NC1-007-14-30
Charlotte,
NC 28255 |
22.16
% |
|
Charles
Schwab & Co., Inc.
101
Montgomery Street
San
Francisco, CA 94014 |
9.94
% |
| ||
iShares
North American Natural Resources ETF |
National
Financial Services LLC
245
Summer Street
Boston,
MA 02210 |
15.70
% |
|
Charles
Schwab & Co., Inc.
101
Montgomery Street
San
Francisco, CA 94014 |
11.36
% |
|
Morgan
Stanley Smith Barney LLC
One
New York Plaza
New
York, NY 10004 |
10.03
% |
|
Merrill
Lynch, Pierce, Fenner & Smith
Incorporated
- TS Sub
101
Hudson Street
9th
Floor
Jersey
City, NJ 07302-3997 |
8.57
% |
| ||
iShares
Preferred and Income Securities ETF |
National
Financial Services LLC
245
Summer Street
Boston,
MA 02210 |
17.22
% |
Fund |
Name |
Percentage
of
Ownership |
|
Charles
Schwab & Co., Inc.
101
Montgomery Street
San
Francisco, CA 94014 |
15.88
% |
|
Merrill
Lynch, Pierce, Fenner & Smith
Incorporated
- TS Sub
101
Hudson Street
9th
Floor
Jersey
City, NJ 07302-3997 |
7.42
% |
|
Morgan
Stanley Smith Barney LLC
One
New York Plaza
New
York, NY 10004 |
6.21
% |
|
Wells
Fargo Clearing Services LLC
2801
Market Street
St
Louis, MO 63103 |
5.35
% |
| ||
iShares
Residential and Multisector Real Estate ETF |
National
Financial Services LLC
245
Summer Street
Boston,
MA 02210 |
19.17
% |
|
Charles
Schwab & Co., Inc.
101
Montgomery Street
San
Francisco, CA 94014 |
14.51
% |
|
TD
Ameritrade Clearing, Inc.
200
South 108th Avenue
Omaha,
NE 68154 |
10.14
% |
|
American
Enterprise Investment Services Inc.
719
Griswold St.
Detroit,
MI 48226 |
7.67
% |
|
Morgan
Stanley Smith Barney LLC
One
New York Plaza
New
York, NY 10004 |
6.49
% |
|
Pershing
LLC
One
Pershing Plaza
Jersey
City, NJ 07399 |
6.02
% |
|
Merrill
Lynch, Pierce, Fenner & Smith
Incorporated
- TS Sub
101
Hudson Street
9th
Floor
Jersey
City, NJ 07302-3997 |
5.74
% |
| ||
iShares
Russell 1000 ETF |
National
Financial Services LLC
245
Summer Street
Boston,
MA 02210 |
20.92
% |
|
Charles
Schwab & Co., Inc.
101
Montgomery Street
San
Francisco, CA 94014 |
14.38
% |
|
Edward
D. Jones & Co.
12555
Manchester Road
Saint
Louis, MO 63131 |
7.34
% |
|
Pershing
LLC
One
Pershing Plaza
Jersey
City, NJ 07399 |
5.53
% |
Fund |
Name |
Percentage
of
Ownership |
| ||
iShares
Russell 1000 Growth ETF |
National
Financial Services LLC
245
Summer Street
Boston,
MA 02210 |
15.80
% |
|
Merrill
Lynch, Pierce, Fenner & Smith
Incorporated
- TS Sub
101
Hudson Street
9th
Floor
Jersey
City, NJ 07302-3997 |
13.24
% |
|
Morgan
Stanley Smith Barney LLC
One
New York Plaza
New
York, NY 10004 |
10.82
% |
|
Charles
Schwab & Co., Inc.
101
Montgomery Street
San
Francisco, CA 94014 |
9.20
% |
| ||
iShares
Russell 1000 Value ETF |
Merrill
Lynch, Pierce, Fenner & Smith
Incorporated
- TS Sub
101
Hudson Street
9th
Floor
Jersey
City, NJ 07302-3997 |
15.84
% |
|
Morgan
Stanley Smith Barney LLC
One
New York Plaza
New
York, NY 10004 |
12.58
% |
|
National
Financial Services LLC
245
Summer Street
Boston,
MA 02210 |
12.20
% |
|
Charles
Schwab & Co., Inc.
101
Montgomery Street
San
Francisco, CA 94014 |
6.39
% |
| ||
iShares
Russell 2000 ETF |
Charles
Schwab & Co., Inc.
101
Montgomery Street
San
Francisco, CA 94014 |
11.86
% |
|
National
Financial Services LLC
245
Summer Street
Boston,
MA 02210 |
10.87
% |
|
Wells
Fargo Clearing Services LLC
2801
Market Street
St
Louis, MO 63103 |
5.56
% |
|
Bank
of America, National Association
GWIM
TRUST OPERATIONS
411
N. Akard Street
5th
Floor
Dallas,
TX 75201 |
5.52
% |
|
Pershing
LLC
One
Pershing Plaza
Jersey
City, NJ 07399 |
5.04
% |
|
Fund |
Name |
Percentage
of
Ownership |
iShares
Russell 2000 Growth ETF |
National
Financial Services LLC
245
Summer Street
Boston,
MA 02210 |
12.55
% |
|
Charles
Schwab & Co., Inc.
101
Montgomery Street
San
Francisco, CA 94014 |
11.60
% |
|
Morgan
Stanley Smith Barney LLC
One
New York Plaza
New
York, NY 10004 |
9.47
% |
|
Pershing
LLC
One
Pershing Plaza
Jersey
City, NJ 07399 |
7.23
% |
|
Merrill
Lynch, Pierce, Fenner & Smith
Incorporated
- TS Sub
101
Hudson Street
9th
Floor
Jersey
City, NJ 07302-3997 |
6.15
% |
| ||
iShares
Russell 2000 Value ETF |
National
Financial Services LLC
245
Summer Street
Boston,
MA 02210 |
12.39
% |
|
Charles
Schwab & Co., Inc.
101
Montgomery Street
San
Francisco, CA 94014 |
11.85
% |
|
Morgan
Stanley Smith Barney LLC
One
New York Plaza
New
York, NY 10004 |
10.59
% |
|
Merrill
Lynch, Pierce, Fenner & Smith
Incorporated
- TS Sub
101
Hudson Street
9th
Floor
Jersey
City, NJ 07302-3997 |
6.03
% |
|
Pershing
LLC
One
Pershing Plaza
Jersey
City, NJ 07399 |
5.51
% |
| ||
iShares
Russell 3000 ETF |
National
Financial Services LLC
245
Summer Street
Boston,
MA 02210 |
21.08
% |
|
Charles
Schwab & Co., Inc.
101
Montgomery Street
San
Francisco, CA 94014 |
16.52
% |
|
Northern
Trust Company (The)
801
South Canal Street
Chicago,
IL 60607 |
5.98
% |
|
Pershing
LLC
One
Pershing Plaza
Jersey
City, NJ 07399 |
5.88
% |
Fund |
Name |
Percentage
of
Ownership |
|
Merrill
Lynch, Pierce, Fenner & Smith
Incorporated
- TS Sub
101
Hudson Street
9th
Floor
Jersey
City, NJ 07302-3997 |
5.38
% |
| ||
iShares
Russell Mid-Cap ETF |
Bank
of America, National Association
GWIM
TRUST OPERATIONS
411
N. Akard Street
5th
Floor
Dallas,
TX 75201 |
13.54
% |
|
National
Financial Services LLC
245
Summer Street
Boston,
MA 02210 |
8.98
% |
|
Charles
Schwab & Co., Inc.
101
Montgomery Street
San
Francisco, CA 94014 |
7.73
% |
|
Wells
Fargo Clearing Services LLC
2801
Market Street
St
Louis, MO 63103 |
6.39
% |
|
Edward
D. Jones & Co.
12555
Manchester Road
Saint
Louis, MO 63131 |
6.16
% |
| ||
iShares
Russell Mid-Cap Growth ETF |
National
Financial Services LLC
245
Summer Street
Boston,
MA 02210 |
12.99
% |
|
Charles
Schwab & Co., Inc.
101
Montgomery Street
San
Francisco, CA 94014 |
10.69
% |
|
Pershing
LLC
One
Pershing Plaza
Jersey
City, NJ 07399 |
10.40
% |
|
Morgan
Stanley Smith Barney LLC
One
New York Plaza
New
York, NY 10004 |
10.22
% |
|
Edward
D. Jones & Co.
12555
Manchester Road
Saint
Louis, MO 63131 |
5.24
% |
| ||
iShares
Russell Mid-Cap Value ETF |
National
Financial Services LLC
245
Summer Street
Boston,
MA 02210 |
12.64
% |
|
Pershing
LLC
One
Pershing Plaza
Jersey
City, NJ 07399 |
12.33
% |
|
Morgan
Stanley Smith Barney LLC
One
New York Plaza
New
York, NY 10004 |
9.16
% |
Fund |
Name |
Percentage
of
Ownership |
|
Charles
Schwab & Co., Inc.
101
Montgomery Street
San
Francisco, CA 94014 |
8.42
% |
|
Edward
D. Jones & Co.
12555
Manchester Road
Saint
Louis, MO 63131 |
8.06
% |
| ||
iShares
Russell Top 200 ETF |
National
Financial Services LLC
245
Summer Street
Boston,
MA 02210 |
17.20
% |
|
Charles
Schwab & Co., Inc.
101
Montgomery Street
San
Francisco, CA 94014 |
17.04
% |
|
American
Enterprise Investment Services Inc.
719
Griswold St.
Detroit,
MI 48226 |
14.56
% |
|
TD
Ameritrade Clearing, Inc.
200
South 108th Avenue
Omaha,
NE 68154 |
9.27
% |
|
Merrill
Lynch, Pierce, Fenner & Smith
Incorporated
- TS Sub
101
Hudson Street
9th
Floor
Jersey
City, NJ 07302-3997 |
6.13
% |
|
BMO
Harris Bank N.A.
111
West Monroe Street, Floor 6E
Chicago,
IL 60690 |
5.31
% |
| ||
iShares
Russell Top 200 Growth ETF |
National
Financial Services LLC
245
Summer Street
Boston,
MA 02210 |
21.71
% |
|
SEI
Private Trust Company/C/O GWP
1
Freedom Valley Drive
Oaks,
PA 19456 |
13.32
% |
|
Reliance
Trust Company, FIS TrustDesk MKE
11277
West Park Place, Suite 300
Milwaukee,
WI 53224 |
12.22
% |
|
Charles
Schwab & Co., Inc.
101
Montgomery Street
San
Francisco, CA 94014 |
10.43
% |
|
TD
Ameritrade Clearing, Inc.
200
South 108th Avenue
Omaha,
NE 68154 |
6.77
% |
|
Pershing
LLC
One
Pershing Plaza
Jersey
City, NJ 07399 |
6.21
% |
|
American
Enterprise Investment Services Inc.
719
Griswold St.
Detroit,
MI 48226 |
5.30
% |
|
Fund |
Name |
Percentage
of
Ownership |
iShares
Russell Top 200 Value ETF |
SEI
Private Trust Company/C/O GWP
1
Freedom Valley Drive
Oaks,
PA 19456 |
31.76
% |
|
Reliance
Trust Company, FIS TrustDesk MKE
11277
West Park Place, Suite 300
Milwaukee,
WI 53224 |
27.29
% |
|
National
Financial Services LLC
245
Summer Street
Boston,
MA 02210 |
11.08
% |
|
Charles
Schwab & Co., Inc.
101
Montgomery Street
San
Francisco, CA 94014 |
5.73
% |
| ||
iShares
S&P 100 ETF |
National
Financial Services LLC
245
Summer Street
Boston,
MA 02210 |
14.34
% |
|
Charles
Schwab & Co., Inc.
101
Montgomery Street
San
Francisco, CA 94014 |
12.46
% |
|
Edward
D. Jones & Co.
12555
Manchester Road
Saint
Louis, MO 63131 |
10.00
% |
|
Merrill
Lynch, Pierce, Fenner & Smith
Incorporated
- TS Sub
101
Hudson Street
9th
Floor
Jersey
City, NJ 07302-3997 |
8.66
% |
|
Bank
of America, National Association
GWIM
TRUST OPERATIONS
411
N. Akard Street
5th
Floor
Dallas,
TX 75201 |
7.21
% |
|
Fifth
Third Bank (The)
5001
Kingsley Drive
Cincinnati,
OH 45263 |
5.04
% |
| ||
iShares
S&P 500 Growth ETF |
National
Financial Services LLC
245
Summer Street
Boston,
MA 02210 |
19.39
% |
|
Charles
Schwab & Co., Inc.
101
Montgomery Street
San
Francisco, CA 94014 |
9.99
% |
|
JPMorgan
Chase Bank, National Association
1111
Polaris Parkway
Columbus,
OH 43240
|
9.34
% |
|
Morgan
Stanley Smith Barney LLC
One
New York Plaza
New
York, NY 10004 |
8.64
% |
|
Edward
D. Jones & Co.
12555
Manchester Road
Saint
Louis, MO 63131 |
7.45
% |
Fund |
Name |
Percentage
of
Ownership |
| ||
iShares
S&P 500 Value ETF |
National
Financial Services LLC
245
Summer Street
Boston,
MA 02210 |
19.08
% |
|
JPMorgan
Chase Bank, National Association
1111
Polaris Parkway
Columbus,
OH 43240
|
10.99
% |
|
Morgan
Stanley Smith Barney LLC
One
New York Plaza
New
York, NY 10004 |
9.85
% |
|
Charles
Schwab & Co., Inc.
101
Montgomery Street
San
Francisco, CA 94014 |
9.13
% |
|
Wells
Fargo Clearing Services LLC
2801
Market Street
St
Louis, MO 63103 |
5.90
% |
|
Merrill
Lynch, Pierce, Fenner & Smith
Incorporated
- TS Sub
101
Hudson Street
9th
Floor
Jersey
City, NJ 07302-3997 |
5.90
% |
| ||
iShares
S&P Mid-Cap 400 Growth ETF |
National
Financial Services LLC
245
Summer Street
Boston,
MA 02210 |
18.81
% |
|
Charles
Schwab & Co., Inc.
101
Montgomery Street
San
Francisco, CA 94014 |
11.08
% |
|
Morgan
Stanley Smith Barney LLC
One
New York Plaza
New
York, NY 10004 |
9.23
% |
|
Wells
Fargo Clearing Services LLC
2801
Market Street
St
Louis, MO 63103 |
5.61
% |
|
TD
Ameritrade Clearing, Inc.
200
South 108th Avenue
Omaha,
NE 68154 |
5.51
% |
|
Wells
Fargo Bank, National Association
733
Marquette Ave
4th
Floor
Minneapolis,
MN 55402 |
5.22
% |
| ||
iShares
S&P Mid-Cap 400 Value ETF |
National
Financial Services LLC
245
Summer Street
Boston,
MA 02210 |
21.39
% |
|
Charles
Schwab & Co., Inc.
101
Montgomery Street
San
Francisco, CA 94014 |
10.86
% |
|
Morgan
Stanley Smith Barney LLC
One
New York Plaza
New
York, NY 10004 |
8.45
% |
Fund |
Name |
Percentage
of
Ownership |
|
Wells
Fargo Clearing Services LLC
2801
Market Street
St
Louis, MO 63103 |
5.44
% |
|
American
Enterprise Investment Services Inc.
719
Griswold St.
Detroit,
MI 48226 |
5.35
% |
|
TD
Ameritrade Clearing, Inc.
200
South 108th Avenue
Omaha,
NE 68154 |
5.26
% |
| ||
iShares
S&P Small-Cap 600 Growth ETF |
National
Financial Services LLC
245
Summer Street
Boston,
MA 02210 |
21.41
% |
|
Charles
Schwab & Co., Inc.
101
Montgomery Street
San
Francisco, CA 94014 |
13.55
% |
|
Morgan
Stanley Smith Barney LLC
One
New York Plaza
New
York, NY 10004 |
10.32
% |
| ||
iShares
S&P Small-Cap 600 Value ETF |
National
Financial Services LLC
245
Summer Street
Boston,
MA 02210 |
22.02
% |
|
Charles
Schwab & Co., Inc.
101
Montgomery Street
San
Francisco, CA 94014 |
19.41
% |
|
Morgan
Stanley Smith Barney LLC
One
New York Plaza
New
York, NY 10004 |
7.96
% |
|
Merrill
Lynch, Pierce, Fenner & Smith
Incorporated
- TS Sub
101
Hudson Street
9th
Floor
Jersey
City, NJ 07302-3997 |
5.58
% |
|
TD
Ameritrade Clearing, Inc.
200
South 108th Avenue
Omaha,
NE 68154 |
5.09
% |
| ||
iShares
Semiconductor ETF
|
National
Financial Services LLC
245
Summer Street
Boston,
MA 02210 |
15.80
% |
|
Citibank,
N.A.
3800
CitiBank Center Tampa
Building
B/1st Floor Zone 8
Tampa,
FL 33610-9122 |
11.52
% |
|
Charles
Schwab & Co., Inc.
101
Montgomery Street
San
Francisco, CA 94014 |
10.06
% |
|
JPMorgan
Chase Bank, National Association
1111
Polaris Parkway
Columbus,
OH 43240
|
7.66
% |
Fund |
Name |
Percentage
of
Ownership |
|
Merrill
Lynch, Pierce, Fenner & Smith
Incorporated
- TS Sub
101
Hudson Street
9th
Floor
Jersey
City, NJ 07302-3997 |
5.72
% |
| ||
iShares
U.S. Aerospace & Defense ETF |
Merrill
Lynch, Pierce, Fenner & Smith
Incorporated
- TS Sub
101
Hudson Street
9th
Floor
Jersey
City, NJ 07302-3997 |
18.03
% |
|
National
Financial Services LLC
245
Summer Street
Boston,
MA 02210 |
10.87
% |
|
Charles
Schwab & Co., Inc.
101
Montgomery Street
San
Francisco, CA 94014 |
9.96
% |
|
Morgan
Stanley Smith Barney LLC
One
New York Plaza
New
York, NY 10004 |
6.54
% |
|
Citibank,
N.A.
3800
CitiBank Center Tampa
Building
B/1st Floor Zone 8
Tampa,
FL 33610-9122 |
5.77
% |
|
American
Enterprise Investment Services Inc.
719
Griswold St.
Detroit,
MI 48226 |
5.24
% |
| ||
iShares
U.S. Broker-Dealers & Securities Exchanges ETF |
National
Financial Services LLC
245
Summer Street
Boston,
MA 02210 |
17.64
% |
|
TD
Ameritrade Clearing, Inc.
200
South 108th Avenue
Omaha,
NE 68154 |
15.38
% |
|
Charles
Schwab & Co., Inc.
101
Montgomery Street
San
Francisco, CA 94014 |
10.06
% |
|
Citibank,
N.A.
3800
CitiBank Center Tampa
Building
B/1st Floor Zone 8
Tampa,
FL 33610-9122 |
9.04
% |
|
Morgan
Stanley Smith Barney LLC
One
New York Plaza
New
York, NY 10004 |
8.16
% |
|
Wells
Fargo Clearing Services LLC
2801
Market Street
St
Louis, MO 63103 |
5.39
% |
|
Raymond,
James & Associates, Inc.
880
Carillon Parkway
P.O.
Box 12749
St.
Petersburg, FL 33733 |
5.35
% |
Fund |
Name |
Percentage
of
Ownership |
| ||
iShares
U.S. Digital Infrastructure and Real Estate ETF |
Morgan
Stanley Smith Barney LLC
One
New York Plaza
New
York, NY 10004 |
18.68
% |
|
Merrill
Lynch, Pierce, Fenner & Smith
Incorporated
- TS Sub
101
Hudson Street
9th
Floor
Jersey
City, NJ 07302-3997 |
11.96
% |
|
National
Financial Services LLC
245
Summer Street
Boston,
MA 02210 |
11.20
% |
|
Charles
Schwab & Co., Inc.
101
Montgomery Street
San
Francisco, CA 94014 |
10.53
% |
|
BofA
Securities, Inc.
100
N Tryon Street
NC1-007-14-30
Charlotte,
NC 28255 |
8.68
% |
|
UBS
Financial Services Inc.
1000
Harbor Blvd.
Weehawken,
NJ 07086 |
7.91
% |
|
Wells
Fargo Clearing Services LLC
2801
Market Street
St
Louis, MO 63103 |
5.98
% |
| ||
iShares
U.S. Healthcare Providers ETF |
National
Financial Services LLC
245
Summer Street
Boston,
MA 02210 |
16.01
% |
|
Charles
Schwab & Co., Inc.
101
Montgomery Street
San
Francisco, CA 94014 |
14.44
% |
|
Citibank,
N.A.
3800
CitiBank Center Tampa
Building
B/1st Floor Zone 8
Tampa,
FL 33610-9122 |
8.58
% |
|
Morgan
Stanley Smith Barney LLC
One
New York Plaza
New
York, NY 10004 |
7.89
% |
|
Pershing
LLC
One
Pershing Plaza
Jersey
City, NJ 07399 |
5.24
% |
| ||
iShares
U.S. Home Construction ETF |
National
Financial Services LLC
245
Summer Street
Boston,
MA 02210 |
24.39
% |
|
Charles
Schwab & Co., Inc.
101
Montgomery Street
San
Francisco, CA 94014 |
9.99
% |
Fund |
Name |
Percentage
of
Ownership |
|
TD
Ameritrade Clearing, Inc.
200
South 108th Avenue
Omaha,
NE 68154 |
6.70
% |
|
Northern
Trust Company (The)
801
South Canal Street
Chicago,
IL 60607 |
5.68
% |
|
Merrill
Lynch, Pierce, Fenner & Smith
Incorporated
- TS Sub
101
Hudson Street
9th
Floor
Jersey
City, NJ 07302-3997 |
5.02
% |
| ||
iShares
U.S. Infrastructure ETF |
National
Financial Services LLC
245
Summer Street
Boston,
MA 02210 |
25.95
% |
|
Charles
Schwab & Co., Inc.
101
Montgomery Street
San
Francisco, CA 94014 |
13.82
% |
|
Pershing
LLC
One
Pershing Plaza
Jersey
City, NJ 07399 |
9.38
% |
|
TD
Ameritrade Clearing, Inc.
200
South 108th Avenue
Omaha,
NE 68154 |
7.00
% |
|
Citibank,
N.A.
3800
CitiBank Center Tampa
Building
B/1st Floor Zone 8
Tampa,
FL 33610-9122 |
5.26
% |
| ||
iShares
U.S. Insurance ETF |
National
Financial Services LLC
245
Summer Street
Boston,
MA 02210 |
19.06
% |
|
Morgan
Stanley Smith Barney LLC
One
New York Plaza
New
York, NY 10004 |
11.59
% |
|
Charles
Schwab & Co., Inc.
101
Montgomery Street
San
Francisco, CA 94014 |
11.42
% |
|
Wells
Fargo Clearing Services LLC
2801
Market Street
St
Louis, MO 63103 |
8.62
% |
|
Raymond,
James & Associates, Inc.
880
Carillon Parkway
P.O.
Box 12749
St.
Petersburg, FL 33733 |
7.61
% |
|
TD
Ameritrade Clearing, Inc.
200
South 108th Avenue
Omaha,
NE 68154 |
7.14
% |
Fund |
Name |
Percentage
of
Ownership |
|
Merrill
Lynch, Pierce, Fenner & Smith
Incorporated
- TS Sub
101
Hudson Street
9th
Floor
Jersey
City, NJ 07302-3997 |
6.27
% |
|
RBC
Capital Markets, LLC
3
World Financial Center
200
Vesey Street
New
York, NY 10281-8098 |
5.07
% |
| ||
iShares
U.S. Medical Devices ETF |
National
Financial Services LLC
245
Summer Street
Boston,
MA 02210 |
14.94
% |
|
Charles
Schwab & Co., Inc.
101
Montgomery Street
San
Francisco, CA 94014 |
11.92
% |
|
Citibank,
N.A.
3800
CitiBank Center Tampa
Building
B/1st Floor Zone 8
Tampa,
FL 33610-9122 |
7.96
% |
|
TD
Ameritrade Clearing, Inc.
200
South 108th Avenue
Omaha,
NE 68154 |
6.36
% |
|
Morgan
Stanley Smith Barney LLC
One
New York Plaza
New
York, NY 10004 |
6.21
% |
|
LPL
Financial Corporation
9785
Towne Centre Drive
San
Diego, CA 92121-1968 |
5.03
% |
| ||
iShares
U.S. Oil & Gas Exploration & Production ETF |
National
Financial Services LLC
245
Summer Street
Boston,
MA 02210 |
17.91
% |
|
Charles
Schwab & Co., Inc.
101
Montgomery Street
San
Francisco, CA 94014 |
13.17
% |
|
Morgan
Stanley Smith Barney LLC
One
New York Plaza
New
York, NY 10004 |
8.90
% |
|
Merrill
Lynch, Pierce, Fenner & Smith
Incorporated
- TS Sub
101
Hudson Street
9th
Floor
Jersey
City, NJ 07302-3997 |
7.00
% |
|
TD
Ameritrade Clearing, Inc.
200
South 108th Avenue
Omaha,
NE 68154 |
6.23
% |
|
Wells
Fargo Clearing Services LLC
2801
Market Street
St
Louis, MO 63103 |
5.52
% |
|
Fund |
Name |
Percentage
of
Ownership |
iShares
U.S. Oil Equipment & Services ETF |
National
Financial Services LLC
245
Summer Street
Boston,
MA 02210 |
15.99
% |
|
Morgan
Stanley Smith Barney LLC
One
New York Plaza
New
York, NY 10004 |
14.66
% |
|
Charles
Schwab & Co., Inc.
101
Montgomery Street
San
Francisco, CA 94014 |
10.63
% |
|
Merrill
Lynch, Pierce, Fenner & Smith
Incorporated
- TS Sub
101
Hudson Street
9th
Floor
Jersey
City, NJ 07302-3997 |
6.56
% |
|
Goldman,
Sachs & Co.
30
Hudson Street
16th
Floor
Jersey
City, NJ 07302 |
5.13
% |
|
Pershing
LLC
One
Pershing Plaza
Jersey
City, NJ 07399 |
5.12
% |
| ||
iShares
U.S. Pharmaceuticals ETF |
National
Financial Services LLC
245
Summer Street
Boston,
MA 02210 |
14.84
% |
|
Charles
Schwab & Co., Inc.
101
Montgomery Street
San
Francisco, CA 94014 |
12.43
% |
|
Morgan
Stanley Smith Barney LLC
One
New York Plaza
New
York, NY 10004 |
8.23
% |
|
TD
Ameritrade Clearing, Inc.
200
South 108th Avenue
Omaha,
NE 68154 |
6.56
% |
|
Merrill
Lynch, Pierce, Fenner & Smith
Incorporated
- TS Sub
101
Hudson Street
9th
Floor
Jersey
City, NJ 07302-3997 |
5.69
% |
| ||
iShares
U.S. Real Estate ETF |
National
Financial Services LLC
245
Summer Street
Boston,
MA 02210 |
13.04
% |
|
Interactive
Brokers Retail Equity Clearing
8
Greenwich Office Park
Greenwich,
CT 06831 |
12.55
% |
|
Charles
Schwab & Co., Inc.
101
Montgomery Street
San
Francisco, CA 94014 |
9.83
% |
Fund |
Name |
Percentage
of
Ownership |
|
Morgan
Stanley Smith Barney LLC
One
New York Plaza
New
York, NY 10004 |
5.13
% |
|
JPMorgan
Chase Bank, National Association
1111
Polaris Parkway
Columbus,
OH 43240
|
5.01
% |
| ||
iShares
U.S. Regional Banks ETF |
Merrill
Lynch, Pierce, Fenner & Smith
Incorporated
- TS Sub
101
Hudson Street
9th
Floor
Jersey
City, NJ 07302-3997 |
21.52
% |
|
National
Financial Services LLC
245
Summer Street
Boston,
MA 02210 |
18.73
% |
|
Charles
Schwab & Co., Inc.
101
Montgomery Street
San
Francisco, CA 94014 |
7.93
% |
|
Pershing
LLC
One
Pershing Plaza
Jersey
City, NJ 07399 |
5.59
% |
| ||
iShares
U.S. Telecommunications ETF |
Morgan
Stanley Smith Barney LLC
One
New York Plaza
New
York, NY 10004 |
18.92
% |
|
National
Financial Services LLC
245
Summer Street
Boston,
MA 02210 |
12.65
% |
|
Charles
Schwab & Co., Inc.
101
Montgomery Street
San
Francisco, CA 94014 |
8.23
% |
|
TD
Ameritrade Clearing, Inc.
200
South 108th Avenue
Omaha,
NE 68154 |
7.00
% |
|
Merrill
Lynch, Pierce, Fenner & Smith
Incorporated
- TS Sub
101
Hudson Street
9th
Floor
Jersey
City, NJ 07302-3997 |
6.37
% |
|
Pershing
LLC
One
Pershing Plaza
Jersey
City, NJ 07399 |
5.39
% |
|
Citibank,
N.A.
3800
CitiBank Center Tampa
Building
B/1st Floor Zone 8
Tampa,
FL 33610-9122 |
5.23
% |
| ||
iShares
US Small Cap Value Factor ETF |
National
Financial Services LLC
245
Summer Street
Boston,
MA 02210 |
21.60
% |
Fund |
Name |
Percentage
of
Ownership |
|
TD
Ameritrade Clearing, Inc.
200
South 108th Avenue
Omaha,
NE 68154 |
13.72
% |
|
Charles
Schwab & Co., Inc.
101
Montgomery Street
San
Francisco, CA 94014 |
11.77
% |
|
National
Bank Financial Inc.
1155
Metcalfe Street
Montreal,
QC H3B 4S9 Canada |
10.86
% |
|
Pershing
LLC
One
Pershing Plaza
Jersey
City, NJ 07399 |
8.81
% |
|
Merrill
Lynch, Pierce, Fenner & Smith
Incorporated
- TS Sub
101
Hudson Street
9th
Floor
Jersey
City, NJ 07302-3997 |
5.96
% |
|
Fund |
Management
Fee
Net of Waivers for the
Fiscal
Year
Ended
March
31, 2023 |
Fund
Inception
Date |
Management
Fees
Paid
Net
of Waivers
for
Fiscal
Year
Ended
March
31, 2023 |
Management
Fees
Paid
Net
of Waivers
for
Fiscal
Year
Ended
March
31, 2022 |
Management
Fees
Paid
Net
of Waivers
for
Fiscal
Year
Ended
March
31, 2021 |
iShares
Biotechnology ETF |
0.45% |
02/05/01 |
$36,617,628 |
$44,204,613 |
$43,022,522 |
iShares
Core S&P Mid-Cap ETF1
|
0.05% |
05/22/00 |
31,349,904 |
32,285,677 |
24,781,969 |
iShares
Core S&P Small-Cap ETF2
|
0.06% |
05/22/00 |
39,729,962 |
42,511,216 |
29,516,775 |
iShares
Core S&P Total U.S. Stock Market ETF |
0.03% |
01/20/04 |
12,169,788 |
12,700,660 |
8,566,779 |
iShares
Core S&P U.S. Growth ETF |
0.04% |
07/24/00 |
4,561,492 |
4,924,748 |
3,779,834 |
iShares
Core S&P U.S. Value ETF |
0.04% |
07/24/00 |
4,869,856 |
4,349,511 |
2,764,320 |
iShares
ESG Screened S&P 500 ETF |
0.08% |
09/22/20 |
158,396 |
153,634 |
4,340 |
iShares
ESG Screened S&P Mid-Cap ETF |
0.12% |
09/22/20 |
105,437 |
57,273 |
7,032 |
iShares
ESG Screened S&P Small-Cap ETF |
0.12% |
09/22/20 |
41,829 |
20,075 |
4,603 |
Fund |
Management
Fee
Net of Waivers for the
Fiscal
Year
Ended
March
31, 2023 |
Fund
Inception
Date |
Management
Fees
Paid
Net
of Waivers
for
Fiscal
Year
Ended
March
31, 2023 |
Management
Fees
Paid
Net
of Waivers
for
Fiscal
Year
Ended
March
31, 2022 |
Management
Fees
Paid
Net
of Waivers
for
Fiscal
Year
Ended
March
31, 2021 |
iShares
Europe ETF |
0.59% |
07/25/00 |
10,031,041 |
11,631,732 |
8,644,209 |
iShares
Expanded Tech Sector ETF |
0.41% |
03/13/01
|
12,961,118 |
14,682,392 |
11,758,120 |
iShares
Expanded Tech-Software Sector ETF |
0.41% |
07/10/01 |
19,045,707 |
21,906,998 |
21,759,846 |
iShares
Focused Value Factor ETF |
0.25% |
03/19/19 |
61,195 |
95,718 |
60,220 |
iShares
International Developed Small Cap
Value
Factor ETF4
|
0.30% |
03/23/21 |
441,484 |
77,438 |
397 |
iShares
JPX-Nikkei 400 ETF |
0.48% |
10/23/01 |
270,592 |
413,342 |
431,089 |
iShares
Micro-Cap ETF
|
0.60% |
08/12/05 |
5,626,941 |
7,587,317 |
5,201,740 |
iShares
Mortgage Real Estate ETF |
0.48% |
05/01/07
|
3,473,169 |
6,704,784 |
5,232,076 |
iShares
MSCI USA Quality GARP ETF3
|
0.25% |
01/14/20 |
7,385 |
14,080 |
12,194 |
iShares
North American Natural Resources ETF |
0.41% |
10/22/01 |
3,821,284 |
2,023,331 |
1,561,611 |
iShares
Preferred and Income Securities ETF |
0.46% |
03/26/07 |
67,252,112 |
87,859,472 |
78,580,680 |
iShares
Residential and Multisector Real Estate
ETF |
0.48% |
05/01/07
|
4,001,380 |
4,603,175 |
1,826,559 |
iShares
Russell 1000 ETF |
0.15% |
05/15/00 |
41,496,038 |
45,278,998 |
35,516,656 |
iShares
Russell 1000 Growth ETF |
0.19% |
05/22/00 |
113,807,003 |
132,037,407 |
109,342,698 |
iShares
Russell 1000 Value ETF |
0.19% |
05/22/00 |
99,238,656 |
102,639,510 |
73,057,751 |
iShares
Russell 2000 ETF |
0.19% |
05/22/00 |
102,162,225 |
125,380,918 |
90,697,637 |
iShares
Russell 2000 Growth ETF |
0.24% |
07/24/00 |
22,705,207 |
27,421,280 |
23,925,121 |
iShares
Russell 2000 Value ETF |
0.24% |
07/24/00 |
29,120,003 |
37,417,586 |
23,543,815 |
iShares
Russell 3000 ETF |
0.20% |
05/22/00 |
21,207,142 |
24,003,897 |
19,785,315 |
iShares
Russell Mid-Cap ETF |
0.19% |
07/17/01 |
51,904,847 |
54,833,143 |
41,419,168 |
iShares
Russell Mid-Cap Growth ETF |
0.23% |
07/17/01 |
28,021,337 |
35,394,530 |
31,531,084 |
iShares
Russell Mid-Cap Value ETF |
0.23% |
07/17/01 |
30,920,472 |
33,380,326 |
24,870,342 |
iShares
Russell Top 200 ETF |
0.15% |
09/22/09 |
1,297,201 |
1,449,030 |
1,134,570 |
iShares
Russell Top 200 Growth ETF |
0.20% |
09/22/09 |
9,252,268 |
8,490,013 |
5,931,864 |
iShares
Russell Top 200 Value ETF |
0.20% |
09/22/09 |
2,834,991 |
2,401,346 |
1,497,672 |
iShares
S&P 100 ETF |
0.20% |
10/23/00 |
15,351,016 |
16,601,888 |
13,525,268 |
iShares
S&P 500 Growth ETF |
0.18% |
05/22/00 |
53,418,961 |
64,471,797 |
53,306,907 |
iShares
S&P 500 Value ETF |
0.18% |
05/22/00 |
44,024,320 |
41,714,684 |
30,589,520 |
iShares
S&P Mid-Cap 400 Growth ETF5
|
0.17% |
07/24/00 |
11,718,004 |
13,470,303 |
14,082,702 |
iShares
S&P Mid-Cap 400 Value ETF6
|
0.18% |
07/24/00 |
13,499,951 |
15,624,157 |
10,954,940 |
iShares
S&P Small-Cap 600 Growth ETF7
|
0.18% |
07/24/00 |
9,371,600 |
11,023,841 |
10,104,212 |
iShares
S&P Small-Cap 600 Value ETF8
|
0.18% |
07/24/00 |
13,345,671 |
16,180,935 |
11,995,641 |
iShares
Semiconductor ETF
|
0.39% |
07/10/01
|
26,548,407 |
31,481,764 |
17,190,459 |
iShares
U.S. Aerospace & Defense ETF |
0.40% |
05/01/06 |
16,931,619 |
10,931,883 |
11,919,557 |
iShares
U.S. Broker-Dealers & Securities
Exchanges
ETF |
0.40% |
05/01/06 |
2,472,441 |
3,261,343 |
647,588 |
iShares
U.S. Digital Infrastructure and Real
Estate
ETF |
0.41% |
07/10/01 |
459,340 |
490,208 |
243,993 |
iShares
U.S. Healthcare Providers ETF |
0.40% |
05/01/06 |
5,943,522 |
4,802,016 |
4,161,177 |
iShares
U.S. Home Construction ETF |
0.40% |
05/01/06 |
5,504,696 |
10,020,736 |
7,732,555 |
iShares
U.S. Infrastructure ETF9
|
0.30% |
04/03/18 |
4,872,327 |
2,397,182 |
292,940 |
iShares
U.S. Insurance ETF |
0.40% |
05/01/06 |
1,657,253 |
415,047 |
271,933 |
iShares
U.S. Medical Devices ETF |
0.40% |
05/01/06 |
25,961,632 |
32,526,290 |
32,322,722 |
iShares
U.S. Oil & Gas Exploration & Production
ETF |
0.40% |
05/01/06
|
3,899,461 |
1,523,527 |
778,748 |
iShares
U.S. Oil Equipment & Services ETF |
0.40% |
05/01/06 |
1,176,966 |
584,682 |
504,616 |
iShares
U.S. Pharmaceuticals ETF |
0.40% |
05/01/06 |
1,647,079 |
1,491,817 |
1,465,895 |
Fund |
Management
Fee
Net of Waivers for the
Fiscal
Year
Ended
March
31, 2023 |
Fund
Inception
Date |
Management
Fees
Paid
Net
of Waivers
for
Fiscal
Year
Ended
March
31, 2023 |
Management
Fees
Paid
Net
of Waivers
for
Fiscal
Year
Ended
March
31, 2022 |
Management
Fees
Paid
Net
of Waivers
for
Fiscal
Year
Ended
March
31, 2021 |
iShares
U.S. Real Estate ETF |
0.40% |
06/12/00 |
15,930,149 |
25,003,003 |
16,342,186 |
iShares
U.S. Regional Banks ETF |
0.40% |
05/01/06 |
3,318,242 |
4,575,432 |
1,180,280 |
iShares
U.S. Telecommunications ETF |
0.40% |
05/22/00 |
1,519,550 |
1,773,147 |
1,562,055 |
iShares
US Small Cap Value Factor ETF10
|
0.20% |
10/27/20 |
268,439 |
279,024 |
43,166 |
Jennifer
Hsui |
|
|
Types
of Accounts |
Number |
Total
Assets |
Registered
Investment Companies |
290 |
$1,295,237,000,000 |
Other
Pooled Investment Vehicles |
1 |
215,000,000 |
Other
Accounts |
1 |
177,000,000 |
Greg
Savage |
|
|
Types
of Accounts |
Number |
Total
Assets |
Registered
Investment Companies |
222 |
$1,096,960,000,000 |
Other
Pooled Investment Vehicles |
92 |
8,465,000,000 |
Other
Accounts |
4 |
781,000,000 |
Paul
Whitehead |
|
|
Types
of Accounts |
Number |
Total
Assets |
Registered
Investment Companies |
296 |
$1,297,243,000,000 |
Other
Pooled Investment Vehicles |
354 |
928,508,000,000 |
Other
Accounts |
152 |
586,287,000,000 |
Jennifer
Hsui |
|
|
Types
of Accounts |
Number
of Other
Accounts
with
Performance
Fees Managed by Portfolio Manager |
Aggregate
of
Total Assets |
Registered
Investment Companies |
0 |
N/A |
Other
Pooled Investment Vehicles |
0 |
N/A |
Other
Accounts |
0 |
N/A |
Greg
Savage |
|
|
Types
of Accounts |
Number
of Other
Accounts
with
Performance
Fees Managed by Portfolio Manager |
Aggregate
of
Total Assets |
Registered
Investment Companies |
0 |
N/A |
Other
Pooled Investment Vehicles |
0 |
N/A |
Other
Accounts |
0 |
N/A |
Paul
Whitehead |
|
|
Types
of Accounts |
Number
of Other Accounts
with
Performance Fees
Managed
by Portfolio Manager |
Aggregate
of
Total Assets
|
Registered
Investment Companies |
0 |
N/A |
Other
Pooled Investment Vehicles |
0 |
N/A |
Other
Accounts |
1 |
$2,133,000,000 |
Jennifer
Hsui |
|
|
|
|
|
|
|
|
Dollar
Range | ||||||
Fund |
None
|
$1
to $10k |
$10,001
to
$50k |
$50,001
to
$100k |
$100,001
to
$500k |
$500,001
to
$1m |
over
$1m |
iShares
Biotechnology ETF |
X |
|
|
|
|
|
|
iShares
Core S&P Mid-Cap ETF
|
|
|
|
X |
|
|
|
iShares
Core S&P Small-Cap ETF
|
|
|
|
|
X |
|
|
iShares
Core S&P Total U.S. Stock Market ETF |
X |
|
|
|
|
|
|
iShares
Core S&P U.S. Growth ETF |
X |
|
|
|
|
|
|
iShares
Core S&P U.S. Value ETF |
X |
|
|
|
|
|
|
iShares
ESG Screened S&P 500 ETF |
X |
|
|
|
|
|
|
iShares
ESG Screened S&P Mid-Cap ETF |
X |
|
|
|
|
|
|
iShares
ESG Screened S&P Small-Cap ETF |
X |
|
|
|
|
|
|
Jennifer
Hsui |
|
|
|
|
|
|
|
|
Dollar
Range | ||||||
Fund |
None
|
$1
to $10k |
$10,001
to
$50k |
$50,001
to
$100k |
$100,001
to
$500k |
$500,001
to
$1m |
over
$1m |
iShares
Europe ETF |
X |
|
|
|
|
|
|
iShares
Expanded Tech Sector ETF
|
|
|
|
X |
|
|
|
iShares
Expanded Tech-Software Sector ETF
|
X |
|
|
|
|
|
|
iShares
Focused Value Factor ETF |
X |
|
|
|
|
|
|
iShares
International Developed Small Cap Value
Factor
ETF |
X |
|
|
|
|
|
|
iShares
JPX-Nikkei 400 ETF |
X |
|
|
|
|
|
|
iShares
Micro-Cap ETF
|
X |
|
|
|
|
|
|
iShares
Mortgage Real Estate ETF |
X |
|
|
|
|
|
|
iShares
MSCI USA Quality GARP ETF |
X |
|
|
|
|
|
|
iShares
North American Natural Resources ETF
|
X |
|
|
|
|
|
|
iShares
Preferred and Income Securities ETF |
X |
|
|
|
|
|
|
iShares
Residential and Multisector Real Estate
ETF |
X |
|
|
|
|
|
|
iShares
Russell 1000 ETF
|
X |
|
|
|
|
|
|
iShares
Russell 1000 Growth ETF |
X |
|
|
|
|
|
|
iShares
Russell 1000 Value ETF
|
X |
|
|
|
|
|
|
iShares
Russell 2000 ETF |
X |
|
|
|
|
|
|
iShares
Russell 2000 Growth ETF |
X |
|
|
|
|
|
|
iShares
Russell 2000 Value ETF |
X |
|
|
|
|
|
|
iShares
Russell 3000 ETF |
|
|
|
|
X |
|
|
iShares
Russell Mid-Cap ETF |
X |
|
|
|
|
|
|
iShares
Russell Mid-Cap Growth ETF |
X |
|
|
|
|
|
|
iShares
Russell Mid-Cap Value ETF |
X |
|
|
|
|
|
|
iShares
Russell Top 200 ETF |
X |
|
|
|
|
|
|
iShares
Russell Top 200 Growth ETF |
X |
|
|
|
|
|
|
iShares
Russell Top 200 Value ETF |
X |
|
|
|
|
|
|
iShares
S&P 100 ETF |
X |
|
|
|
|
|
|
iShares
S&P 500 Growth ETF |
X |
|
|
|
|
|
|
iShares
S&P 500 Value ETF |
|
X |
|
|
|
|
|
iShares
S&P Mid-Cap 400 Growth ETF |
X |
|
|
|
|
|
|
iShares
S&P Mid-Cap 400 Value ETF |
X |
|
|
|
|
|
|
iShares
S&P Small-Cap 600 Growth ETF |
X |
|
|
|
|
|
|
iShares
S&P Small-Cap 600 Value ETF |
X |
|
|
|
|
|
|
iShares
Semiconductor ETF |
X |
|
|
|
|
|
|
iShares
U.S. Aerospace & Defense ETF |
X |
|
|
|
|
|
|
iShares
U.S. Broker-Dealers & Securities
Exchanges
ETF |
X |
|
|
|
|
|
|
iShares
U.S. Digital Infrastructure and Real Estate
ETF |
X |
|
|
|
|
|
|
iShares
U.S. Healthcare Providers ETF |
X |
|
|
|
|
|
|
iShares
U.S. Home Construction ETF |
X |
|
|
|
|
|
|
iShares
U.S. Infrastructure ETF |
X |
|
|
|
|
|
|
iShares
U.S. Insurance ETF |
X |
|
|
|
|
|
|
iShares
U.S. Medical Devices ETF |
X |
|
|
|
|
|
|
Jennifer
Hsui |
|
|
|
|
|
|
|
|
Dollar
Range | ||||||
Fund |
None
|
$1
to $10k |
$10,001
to
$50k |
$50,001
to
$100k |
$100,001
to
$500k |
$500,001
to
$1m |
over
$1m |
iShares
U.S. Oil & Gas Exploration & Production
ETF |
X |
|
|
|
|
|
|
iShares
U.S. Oil Equipment & Services ETF |
X |
|
|
|
|
|
|
iShares
U.S. Pharmaceuticals ETF |
X |
|
|
|
|
|
|
iShares
U.S. Real Estate ETF |
X |
|
|
|
|
|
|
iShares
U.S. Regional Banks ETF |
X |
|
|
|
|
|
|
iShares
U.S. Telecommunications ETF |
X |
|
|
|
|
|
|
iShares
US Small Cap Value Factor ETF |
X |
|
|
|
|
|
|
Greg
Savage |
|
|
|
|
|
|
|
|
Dollar
Range |
| |||||
Fund |
None
|
$1
to $10k |
$10,001
to
$50k |
$50,001
to
$100k |
$100,001
to
$500k |
$500,001
to
$1m |
over
$1m |
iShares
Biotechnology ETF |
X |
|
|
|
|
|
|
iShares
Core S&P Mid-Cap ETF
|
X |
|
|
|
|
|
|
iShares
Core S&P Small-Cap ETF
|
X |
|
|
|
|
|
|
iShares
Core S&P Total U.S. Stock Market ETF |
X |
|
|
|
|
|
|
iShares
Core S&P U.S. Growth ETF |
X |
|
|
|
|
|
|
iShares
Core S&P U.S. Value ETF |
X |
|
|
|
|
|
|
iShares
ESG Screened S&P 500 ETF |
X |
|
|
|
|
|
|
iShares
ESG Screened S&P Mid-Cap ETF |
X |
|
|
|
|
|
|
iShares
ESG Screened S&P Small-Cap ETF |
X |
|
|
|
|
|
|
iShares
Europe ETF |
X |
|
|
|
|
|
|
iShares
Expanded Tech Sector ETF
|
X |
|
|
|
|
|
|
iShares
Expanded Tech-Software Sector ETF
|
X |
|
|
|
|
|
|
iShares
Focused Value Factor ETF |
X |
|
|
|
|
|
|
iShares
International Developed Small Cap Value
Factor
ETF |
X |
|
|
|
|
|
|
iShares
JPX-Nikkei 400 ETF |
X |
|
|
|
|
|
|
iShares
Micro-Cap ETF
|
X |
|
|
|
|
|
|
iShares
Mortgage Real Estate ETF |
X |
|
|
|
|
|
|
iShares
MSCI USA Quality GARP ETF |
X |
|
|
|
|
|
|
iShares
North American Natural Resources ETF
|
X |
|
|
|
|
|
|
iShares
Preferred and Income Securities ETF |
X |
|
|
|
|
|
|
iShares
Residential and Multisector Real Estate
ETF |
X |
|
|
|
|
|
|
iShares
Russell 1000 ETF
|
X |
|
|
|
|
|
|
iShares
Russell 1000 Growth ETF |
X |
|
|
|
|
|
|
iShares
Russell 1000 Value ETF
|
X |
|
|
|
|
|
|
iShares
Russell 2000 ETF |
X |
|
|
|
|
|
|
iShares
Russell 2000 Growth ETF |
X |
|
|
|
|
|
|
iShares
Russell 2000 Value ETF |
X |
|
|
|
|
|
|
iShares
Russell 3000 ETF |
X |
|
|
|
|
|
|
iShares
Russell Mid-Cap ETF |
X |
|
|
|
|
|
|
iShares
Russell Mid-Cap Growth ETF |
X |
|
|
|
|
|
|
Greg
Savage |
|
|
|
|
|
|
|
|
Dollar
Range |
| |||||
Fund |
None
|
$1
to $10k |
$10,001
to
$50k |
$50,001
to
$100k |
$100,001
to
$500k |
$500,001
to
$1m |
over
$1m |
iShares
Russell Mid-Cap Value ETF |
X |
|
|
|
|
|
|
iShares
Russell Top 200 ETF |
X |
|
|
|
|
|
|
iShares
Russell Top 200 Growth ETF |
X |
|
|
|
|
|
|
iShares
Russell Top 200 Value ETF |
X |
|
|
|
|
|
|
iShares
S&P 100 ETF |
X |
|
|
|
|
|
|
iShares
S&P 500 Growth ETF |
X |
|
|
|
|
|
|
iShares
S&P 500 Value ETF |
X |
|
|
|
|
|
|
iShares
S&P Mid-Cap 400 Growth ETF |
X |
|
|
|
|
|
|
iShares
S&P Mid-Cap 400 Value ETF |
X |
|
|
|
|
|
|
iShares
S&P Small-Cap 600 Growth ETF |
X |
|
|
|
|
|
|
iShares
S&P Small-Cap 600 Value ETF |
X |
|
|
|
|
|
|
iShares
Semiconductor ETF |
X |
|
|
|
|
|
|
iShares
U.S. Aerospace & Defense ETF |
|
|
|
X |
|
|
|
iShares
U.S. Broker-Dealers & Securities
Exchanges
ETF |
X |
|
|
|
|
|
|
iShares
U.S. Digital Infrastructure and Real Estate
ETF |
X |
|
|
|
|
|
|
iShares
U.S. Healthcare Providers ETF |
X |
|
|
|
|
|
|
iShares
U.S. Home Construction ETF |
X |
|
|
|
|
|
|
iShares
U.S. Infrastructure ETF |
X |
|
|
|
|
|
|
iShares
U.S. Insurance ETF |
X |
|
|
|
|
|
|
iShares
U.S. Medical Devices ETF |
X |
|
|
|
|
|
|
iShares
U.S. Oil & Gas Exploration & Production
ETF |
X |
|
|
|
|
|
|
iShares
U.S. Oil Equipment & Services ETF |
X |
|
|
|
|
|
|
iShares
U.S. Pharmaceuticals ETF |
X |
|
|
|
|
|
|
iShares
U.S. Real Estate ETF |
X |
|
|
|
|
|
|
iShares
U.S. Regional Banks ETF |
X |
|
|
|
|
|
|
iShares
U.S. Telecommunications ETF |
X |
|
|
|
|
|
|
iShares
US Small Cap Value Factor ETF |
X |
|
|
|
|
|
|
Paul
Whitehead |
|
|
|
|
|
|
|
|
Dollar
Range |
| |||||
Fund |
None
|
$1
to $10k |
$10,001
to
$50k |
$50,001
to
$100k |
$100,001
to
$500k |
$500,001
to
$1m |
over
$1m |
iShares
Biotechnology ETF |
X |
|
|
|
|
|
|
iShares
Core S&P Mid-Cap ETF
|
X |
|
|
|
|
|
|
iShares
Core S&P Small-Cap ETF
|
|
X |
|
|
|
|
|
iShares
Core S&P Total U.S. Stock Market ETF |
X |
|
|
|
|
|
|
iShares
Core S&P U.S. Growth ETF |
X |
|
|
|
|
|
|
iShares
Core S&P U.S. Value ETF |
X |
|
|
|
|
|
|
iShares
ESG Screened S&P 500 ETF |
X |
|
|
|
|
|
|
iShares
ESG Screened S&P Mid-Cap ETF |
X |
|
|
|
|
|
|
iShares
ESG Screened S&P Small-Cap ETF |
X |
|
|
|
|
|
|
iShares
Europe ETF |
X |
|
|
|
|
|
|
Paul
Whitehead |
|
|
|
|
|
|
|
|
Dollar
Range |
| |||||
Fund |
None
|
$1
to $10k |
$10,001
to
$50k |
$50,001
to
$100k |
$100,001
to
$500k |
$500,001
to
$1m |
over
$1m |
iShares
Expanded Tech Sector ETF
|
X |
|
|
|
|
|
|
iShares
Expanded Tech-Software Sector ETF
|
X |
|
|
|
|
|
|
iShares
Focused Value Factor ETF |
X |
|
|
|
|
|
|
iShares
International Developed Small Cap Value
Factor
ETF |
X |
|
|
|
|
|
|
iShares
JPX-Nikkei 400 ETF |
X |
|
|
|
|
|
|
iShares
Micro-Cap ETF
|
X |
|
|
|
|
|
|
iShares
Mortgage Real Estate ETF |
X |
|
|
|
|
|
|
iShares
MSCI USA Quality GARP ETF |
X |
|
|
|
|
|
|
iShares
North American Natural Resources ETF
|
X |
|
|
|
|
|
|
iShares
Preferred and Income Securities ETF |
X |
|
|
|
|
|
|
iShares
Residential and Multisector Real Estate
ETF |
X |
|
|
|
|
|
|
iShares
Russell 1000 ETF
|
|
X |
|
|
|
|
|
iShares
Russell 1000 Growth ETF |
X |
|
|
|
|
|
|
iShares
Russell 1000 Value ETF
|
X |
|
|
|
|
|
|
iShares
Russell 2000 ETF |
X |
|
|
|
|
|
|
iShares
Russell 2000 Growth ETF |
X |
|
|
|
|
|
|
iShares
Russell 2000 Value ETF |
X |
|
|
|
|
|
|
iShares
Russell 3000 ETF |
X |
|
|
|
|
|
|
iShares
Russell Mid-Cap ETF |
X |
|
|
|
|
|
|
iShares
Russell Mid-Cap Growth ETF |
X |
|
|
|
|
|
|
iShares
Russell Mid-Cap Value ETF |
X |
|
|
|
|
|
|
iShares
Russell Top 200 ETF |
X |
|
|
|
|
|
|
iShares
Russell Top 200 Growth ETF |
X |
|
|
|
|
|
|
iShares
Russell Top 200 Value ETF |
X |
|
|
|
|
|
|
iShares
S&P 100 ETF |
X |
|
|
|
|
|
|
iShares
S&P 500 Growth ETF |
X |
|
|
|
|
|
|
iShares
S&P 500 Value ETF |
X |
|
|
|
|
|
|
iShares
S&P Mid-Cap 400 Growth ETF |
X |
|
|
|
|
|
|
iShares
S&P Mid-Cap 400 Value ETF |
X |
|
|
|
|
|
|
iShares
S&P Small-Cap 600 Growth ETF |
X |
|
|
|
|
|
|
iShares
S&P Small-Cap 600 Value ETF |
X |
|
|
|
|
|
|
iShares
Semiconductor ETF |
X |
|
|
|
|
|
|
iShares
U.S. Aerospace & Defense ETF |
X |
|
|
|
|
|
|
iShares
U.S. Broker-Dealers & Securities
Exchanges
ETF |
X |
|
|
|
|
|
|
iShares
U.S. Digital Infrastructure and Real Estate
ETF |
X |
|
|
|
|
|
|
iShares
U.S. Healthcare Providers ETF |
X |
|
|
|
|
|
|
iShares
U.S. Home Construction ETF |
X |
|
|
|
|
|
|
iShares
U.S. Infrastructure ETF |
X |
|
|
|
|
|
|
iShares
U.S. Insurance ETF |
X |
|
|
|
|
|
|
iShares
U.S. Medical Devices ETF |
X |
|
|
|
|
|
|
iShares
U.S. Oil & Gas Exploration & Production
ETF |
X |
|
|
|
|
|
|
Paul
Whitehead |
|
|
|
|
|
|
|
|
Dollar
Range |
| |||||
Fund |
None
|
$1
to $10k |
$10,001
to
$50k |
$50,001
to
$100k |
$100,001
to
$500k |
$500,001
to
$1m |
over
$1m |
iShares
U.S. Oil Equipment & Services ETF |
X |
|
|
|
|
|
|
iShares
U.S. Pharmaceuticals ETF |
X |
|
|
|
|
|
|
iShares
U.S. Real Estate ETF |
X |
|
|
|
|
|
|
iShares
U.S. Regional Banks ETF |
X |
|
|
|
|
|
|
iShares
U.S. Telecommunications ETF |
X |
|
|
|
|
|
|
iShares
US Small Cap Value Factor ETF |
X |
|
|
|
|
|
|
Fund |
Fund
Inception
Date |
Administration,
Custodian,
Transfer
Agency
Expenses
Paid
During
Fiscal
Year
Ended
March 31, 2023 |
Administration,
Custodian,
Transfer
Agency
Expenses
Paid
During
Fiscal
Year
Ended
March 31, 2022 |
Administration,
Custodian,
Transfer
Agency
Expenses
Paid
During
Fiscal
Year
Ended
March 31, 2021 |
iShares
Europe ETF |
07/25/00 |
$114,002 |
144,364 |
108,508 |
iShares
International Developed Small Cap
Value
Factor ETF |
03/23/21 |
64,443 |
69,668 |
17,310 |
iShares
JPX-Nikkei 400 ETF |
10/23/01 |
25,689 |
27,409 |
25,121 |
Fund |
Fund
Inception
Date |
Administration,
Custodian,
Transfer
Agency Expenses
Paid
to Citibank
from
July 11, 2022
to
March 31, 2023 |
iShares
Focused Value Factor ETF |
03/19/19 |
$19,048 |
iShares
Russell 1000 ETF |
05/15/00 |
707,157 |
iShares
Russell 1000 Growth ETF |
05/22/00 |
789,475 |
iShares
Russell 1000 Value ETF |
05/22/00 |
875.717 |
iShares
U.S. Aerospace & Defense ETF |
05/01/06 |
82,565 |
iShares
U.S. Broker-Dealers & Securities
Exchanges
ETF |
05/01/06 |
23,492 |
iShares
Healthcare Providers ETF |
05/01/06 |
35,613 |
iShares
U.S. Home Construction ETF |
05/01/06 |
58,457 |
iShares
U.S. Infrastructure ETF |
04/03/18 |
59,864 |
iShares
U.S. Insurance ETF |
05/01/06 |
23,898 |
iShares
U.S. Medical Devices ETF |
05/01/06 |
121,526 |
iShares
U.S. Oil & Gas Exploration & Production
ETF |
05/01/06 |
31,938 |
Fund |
Fund
Inception
Date |
Administration,
Custodian,
Transfer
Agency Expenses
Paid
to Citibank
from
July 11, 2022
to
March 31, 2023 |
iShares
U.S. Oil Equipment & Services ETF |
05/01/06 |
27,098 |
iShares
U.S. Pharmaceuticals ETF |
05/01/06 |
20,968 |
iShares
U.S. Real Estate ETF |
06/12/00 |
139,752 |
iShares
U.S. Regional Banks ETF |
05/01/06 |
26,671 |
iShares
U.S. Telecommunications ETF |
05/22/00 |
29,485 |
iShares
US Small Cap Value Factor ETF |
10/27/20 |
17,520 |
Fund |
Fund
Inception
Date |
Administration,
Custodian,
Transfer
Agency
Expenses
Paid
from
April
1, 2022
to
July 10, 2022 |
Administration,
Custodian,
Transfer
Agency
Expenses
Paid
During
Fiscal
Year
Ended
March 31, 2022 |
Administration,
Custodian,
Transfer
Agency
Expenses
Paid
During
Fiscal
Year
Ended
March 31, 2021 |
iShares
Focused Value Factor ETF |
03/19/19 |
$9,051 |
$21,325 |
$20,200 |
iShares
Russell 1000 ETF |
05/15/00 |
173,363 |
401,564 |
331,747 |
iShares
Russell 1000 Growth ETF |
05/22/00 |
230,530 |
908,241 |
773,811 |
iShares
Russell 1000 Value ETF |
05/22/00 |
240,253 |
721,670 |
528,366 |
iShares
U.S. Aerospace & Defense ETF |
05/01/06 |
21,641 |
43,914 |
46,219 |
iShares
U.S. Broker-Dealers & Securities
Exchanges
ETF |
05/01/06 |
9,273 |
25,242 |
19,927 |
iShares
U.S. Healthcare Providers ETF |
05/01/06 |
12,166 |
28,538 |
27,063 |
iShares
U.S. Home Construction ETF |
05/01/06 |
16,186 |
40,611 |
34,373 |
iShares
U.S. Infrastructure ETF |
04/03/18 |
19,329 |
32,659 |
28,579 |
iShares
U.S. Insurance ETF |
05/01/06 |
10,344 |
22,042 |
20,440 |
iShares
U.S. Medical Devices ETF |
05/01/06 |
37,476 |
113,082 |
110,311 |
iShares
U.S. Oil & Gas Exploration & Production
ETF |
05/01/06
|
11,745 |
23,968 |
20,870 |
iShares
U.S. Oil Equipment & Services ETF |
05/01/06 |
9,558 |
20,256 |
20,982 |
iShares
U.S. Pharmaceuticals ETF |
05/01/06 |
8,881 |
22,646 |
22,516 |
iShares
U.S. Real Estate ETF |
06/12/00 |
36,529 |
91,534 |
63,809 |
iShares
U.S. Regional Banks ETF |
05/01/06 |
11,348 |
28,588 |
23,707 |
iShares
U.S. Telecommunications ETF |
05/22/00 |
10,561 |
22,803 |
23,091 |
iShares
US Small Cap Value Factor ETF |
10/27/20 |
14,568 |
46,592 |
23,242 |
Fund |
Fund
Inception
Date |
Administration,
Custodian,
Transfer
Agency Expenses
Paid
to JPMorgan
from
August 15, 2022
to
March 31, 2023 |
iShares
Biotechnology ETF |
02/05/01 |
$249,747 |
iShares
Core S&P Total U.S. Stock Market ETF |
01/20/04
|
716,421 |
iShares
Expanded Tech Sector ETF
|
03/13/01
|
60,939 |
iShares
Expanded Tech-Software Sector ETF
|
07/10/01 |
121,060 |
iShares
Micro-Cap ETF
|
08/12/05 |
59,277 |
iShares
North American Natural Resources ETF
|
10/22/01 |
35,925 |
iShares
Russell 2000 ETF |
05/22/00 |
2,063,820 |
iShares
Russell 2000 Growth ETF |
07/24/00 |
326,757 |
iShares
Russell 2000 Value ETF |
07/24/00 |
408,060 |
iShares
Russell Mid-Cap ETF |
07/17/01 |
464,303 |
iShares
Russell Mid-Cap Growth ETF |
07/17/01 |
256,095 |
iShares
S&P Mid-Cap 400 Growth ETF |
07/24/00 |
131,033 |
iShares
S&P Mid-Cap 400 Value ETF |
07/24/00 |
186,042 |
iShares
S&P Small-Cap 600 Growth ETF |
07/24/00 |
117,052 |
iShares
Semiconductor ETF
|
07/10/01
|
100,549 |
iShares
U.S. Digital Infrastructure and Real
Estate
ETF |
07/10/01 |
16,495 |
Fund |
Fund
Inception
Date |
Administration,
Custodian,
Transfer
Agency Expenses
Paid
to State Street
from
April 1, 2022
to
August 14, 2022 |
Administration,
Custodian,
Transfer
Agency Expenses
Paid
During
Fiscal
Year Ended
March
31, 2022 |
Administration,
Custodian,
Transfer
Agency Expenses
Paid
During
Fiscal
Year Ended
March
31, 2021 |
iShares
Biotechnology ETF |
02/05/01 |
$155,641 |
$312,780 |
$261,294 |
iShares
Core S&P Total U.S. Stock Market ETF |
01/20/04
|
369,709 |
542,609 |
391,023 |
iShares
Expanded Tech Sector ETF
|
03/13/01
|
29,255 |
60,619 |
48,703 |
iShares
Expanded Tech-Software Sector ETF
|
07/10/01 |
40,790 |
78,165 |
76,294 |
iShares
Micro-Cap ETF
|
08/12/05 |
24,902 |
68,968 |
56,803 |
iShares
North American Natural Resources ETF
|
10/22/01 |
18,945 |
27,255 |
24,622 |
iShares
Russell 2000 ETF |
05/22/00 |
432,916 |
873,208 |
664,749 |
iShares
Russell 2000 Growth ETF |
07/24/00 |
123,058 |
176,145 |
160,841 |
iShares
Russell 2000 Value ETF |
07/24/00 |
122,233 |
238,788 |
177,515 |
iShares
Russell Mid-Cap ETF |
07/17/01 |
184,438 |
393,034 |
310,416 |
iShares
Russell Mid-Cap Growth ETF |
07/17/01 |
93,395 |
211,034 |
191,951 |
Fund |
Fund
Inception
Date |
Administration,
Custodian,
Transfer
Agency Expenses
Paid
to State Street
from
April 1, 2022
to
August 14, 2022 |
Administration,
Custodian,
Transfer
Agency Expenses
Paid
During
Fiscal
Year Ended
March
31, 2022 |
Administration,
Custodian,
Transfer
Agency Expenses
Paid
During
Fiscal
Year Ended
March
31, 2021 |
iShares
S&P Mid-Cap 400 Growth ETF |
07/24/00 |
47,727 |
131,133 |
123,900 |
iShares
S&P Mid-Cap 400 Value ETF |
07/24/00 |
58,562 |
139,635 |
95,799 |
iShares
S&P Small-Cap 600 Growth ETF |
07/24/00 |
35,954 |
121,578 |
106,967 |
iShares
Semiconductor ETF
|
07/10/01
|
45,430 |
107,554 |
60,977 |
iShares
U.S. Digital Infrastructure and Real
Estate
ETF |
07/10/01 |
10,842 |
18,959 |
18,691 |
Fund |
Fund
Inception
Date |
Administration,
Custodian,
Transfer
Agency Expenses
Paid
to BNY Mellon
from
September 12, 2022
to
March 31, 2023 |
iShares
Core S&P Mid-Cap ETF |
05/22/00 |
$419,693 |
iShares
Core S&P Small-Cap ETF |
05/22/00 |
427,333 |
iShares
Core S&P U.S. Growth ETF |
07/24/00 |
123,547 |
iShares
Core S&P U.S. Value ETF |
07/24/00 |
138,771 |
iShares
ESG Screened S&P 500 ETF |
09/22/20 |
11,351 |
iShares
ESG Screened S&P Mid-Cap ETF |
09/22/20 |
14,101 |
iShares
ESG Screened S&P Small-Cap ETF |
09/22/20 |
16,470 |
iShares
Mortgage Real Estate ETF |
05/01/07
|
11,495 |
iShares
MSCI USA Quality GARP ETF |
01/14/20 |
9,407 |
iShares
Preferred and Income Securities ETF |
03/26/07 |
149,089 |
iShares
Residential and Multisector Real Estate
ETF |
05/01/07
|
11,254 |
iShares
Russell 3000 ETF |
05/22/00 |
116,176 |
iShares
Russell Mid-Cap Value ETF |
07/17/01 |
143,437 |
Fund |
Fund
Inception
Date |
Administration,
Custodian,
Transfer
Agency Expenses
Paid
to BNY Mellon
from
September 12, 2022
to
March 31, 2023 |
iShares
Russell Top 200 ETF |
09/22/09 |
12,967 |
iShares
Russell Top 200 Growth ETF |
09/22/09 |
51,826 |
iShares
Russell Top 200 Value ETF |
09/22/09 |
19,616 |
iShares
S&P 100 ETF |
10/23/00 |
80,523 |
iShares
S&P 500 Growth ETF |
05/22/00 |
303,162 |
iShares
S&P 500 Value ETF |
05/22/00 |
262,961 |
iShares
S&P Small-Cap 600 Value ETF |
07/24/00 |
85,126 |
Fund |
Fund
Inception
Date |
Administration,
Custodian,
Transfer
Agency Expenses
Paid
to State Street
from
April 1, 2022
to
September 11, 2023 |
Administration,
Custodian,
Transfer
Agency Expenses
Paid
During
Fiscal
Year Ended
March
31, 2022 |
Administration,
Custodian,
Transfer
Agency Expenses
Paid
During
Fiscal
Year Ended
March
31, 2021 |
iShares
Core S&P Mid-Cap ETF |
05/22/00 |
$257,436 |
836,875 |
656,482 |
iShares
Core S&P Small-Cap ETF |
05/22/00 |
288,087 |
958,769 |
692,110 |
iShares
Core S&P U.S. Growth ETF |
07/24/00 |
101,558 |
172,688 |
142,702 |
iShares
Core S&P U.S. Value ETF |
07/24/00 |
104,792 |
161,518 |
116,429 |
iShares
ESG Screened S&P 500 ETF |
09/22/20 |
19,189 |
31,546 |
17,072 |
iShares
ESG Screened S&P Mid-Cap ETF |
09/22/20 |
21,617 |
61,257 |
30,999 |
iShares
ESG Screened S&P Small-Cap ETF |
09/22/20 |
30,573 |
98,599 |
41,057 |
iShares
Mortgage Real Estate ETF |
05/01/07
|
16,718 |
32,013 |
29,998 |
iShares
MSCI USA Quality GARP ETF |
01/14/20 |
15,053 |
29,632 |
22,814 |
iShares
Preferred and Income Securities ETF |
03/26/07 |
135,098 |
255,445 |
245,821 |
iShares
Residential and Multisector Real Estate
ETF |
05/01/07
|
15,228 |
26,956 |
22,546 |
iShares
Russell 3000 ETF |
05/22/00 |
136,991 |
175,811 |
144,971 |
iShares
Russell Mid-Cap Value ETF |
07/17/01 |
131,656 |
197,253 |
157,748 |
iShares
Russell Top 200 ETF |
09/22/09 |
20,489 |
29,130 |
26,387 |
iShares
Russell Top 200 Growth ETF |
09/22/09 |
44,064 |
63,053 |
47,824 |
iShares
Russell Top 200 Value ETF |
09/22/09 |
23,718 |
31,849 |
28,882 |
iShares
S&P 100 ETF |
10/23/00 |
63,072 |
113,708 |
98,438 |
iShares
S&P 500 Growth ETF |
05/22/00 |
228,086 |
460,395 |
401,491 |
iShares
S&P 500 Value ETF |
05/22/00 |
193,185 |
311,466 |
242,848 |
iShares
S&P Small-Cap 600 Value ETF |
07/24/00 |
89,746 |
161,211 |
118,363 |
Fund |
iShares
Biotechnology
ETF |
iShares
Core S&P
Mid-Cap
ETF |
iShares
Core S&P
Small-Cap
ETF |
iShares
Core S&P
Total
U.S. Stock
Market
ETF |
Gross
income from
securities
lending
activities |
$28,015,701 |
$143,036,615 |
$114,192,248 |
$41,738,470 |
Fees
and/or compensation
for
securities lending
activities
and
related
services |
|
|
|
|
Securities
lending
income
paid to
BTC
for services as
securities
lending
agent |
1,296,094 |
7,173,833 |
2,978,509 |
2,463,915 |
Cash
collateral
management
expenses
not included in
securities
lending
income
paid to BTC |
333,116 |
1,476,568 |
1,415,864 |
433,466 |
Administrative
fees not
included
in securities
lending
income paid
to
BTC |
0 |
0 |
0 |
0 |
Fund |
iShares
Biotechnology
ETF |
iShares
Core S&P
Mid-Cap
ETF |
iShares
Core S&P
Small-Cap
ETF |
iShares
Core S&P
Total
U.S. Stock
Market
ETF |
Indemnification
fees not
included
in
securities lending
income
paid
to
BTC |
0 |
0 |
0 |
0 |
Rebates
(paid to
borrowers) |
20,890,969 |
103,803,030 |
96,988,077 |
28,394,691 |
Other
fees not
included
in
securities
lending
income
paid to BTC |
0 |
0 |
0 |
0 |
Aggregate
fees/compensation
for
securities
lending
activities |
$22,520,179 |
$112,453,431 |
$101,382,450 |
$31,292,072 |
Net
income from securities
lending
activities |
$5,495,522 |
$30,583,184 |
$12,809,798 |
$10,446,398 |
Fund |
iShares
Core S&P
U.S.
Growth ETF |
iShares
Core S&P
U.S.
Value ETF |
iShares
ESG Screened
S&P
500 ETF |
iShares
ESG Screened
S&P
Mid-Cap ETF |
Gross
income from
securities
lending
activities |
$4,413,468 |
$3,618,018 |
$23,296 |
$103,152 |
Fees
and/or compensation
for
securities lending
activities
and
related
services |
|
|
|
|
Securities
lending
income
paid to
BTC
for services as
securities
lending
agent |
155,443
|
83,982 |
382 |
8,595 |
Cash
collateral
management
expenses
not included in
securities
lending
income
paid to BTC |
53,360 |
43,979 |
293
|
828 |
Administrative
fees not
included
in securities
lending
income paid
to
BTC |
0 |
0 |
0 |
0 |
Indemnification
fees not
included
in
securities lending
income
paid
to
BTC |
0 |
0 |
0 |
0 |
Rebates
(paid to
borrowers) |
3,541,020 |
3,119,541 |
20,942
|
57,080 |
Fund |
iShares
Core S&P
U.S.
Growth ETF |
iShares
Core S&P
U.S.
Value ETF |
iShares
ESG Screened
S&P
500 ETF |
iShares
ESG Screened
S&P
Mid-Cap ETF |
Other
fees not
included
in
securities
lending
income
paid to BTC |
0 |
0 |
0 |
0 |
Aggregate
fees/compensation
for
securities
lending
activities |
$3,749,823 |
$3,247,502 |
$21,617 |
$66,503 |
Net
income from securities
lending
activities |
$663,645 |
$370,516 |
$1,679 |
$36,649 |
Fund |
iShares
ESG Screened
S&P
Small-Cap ETF |
iShares
Europe ETF |
iShares
Expanded
Tech
Sector ETF |
iShares
Expanded Tech-Software
Sector
ETF |
Gross
income from
securities
lending
activities |
$32,271 |
$480,689 |
$3,623,071 |
$8,930,515 |
Fees
and/or
compensation
for
securities
lending
activities
and
related
services |
|
|
|
|
Securities
lending
income
paid to
BTC
for services
as
securities
lending
agent |
987 |
14,658 |
83,633 |
383,206 |
Cash
collateral
management
expenses
not
included
in
securities
lending
income
paid to
BTC |
350 |
4,980 |
43,413 |
104,536 |
Administrative
fees
not
included
in
securities
lending
income
paid
to
BTC |
0 |
0 |
0 |
0 |
Indemnification
fees
not
included
in
securities
lending
income
paid
to
BTC |
0 |
0 |
0 |
0 |
Rebates
(paid to
borrowers) |
26,690 |
391,685 |
3,138,008 |
6,813,284 |
Fund |
iShares
ESG Screened
S&P
Small-Cap ETF |
iShares
Europe ETF |
iShares
Expanded
Tech
Sector ETF |
iShares
Expanded Tech-Software
Sector
ETF |
Other
fees not
included
in
securities
lending
income
paid to
BTC |
0 |
0 |
0 |
0 |
Aggregate
fees/compensation
for
securities
lending
activities |
$28,027 |
$411,323 |
$3,265,054 |
$7,301,026 |
Net
income from
securities
lending
activities |
$4,244 |
$69,366 |
$358,017 |
$1,629,489 |
Fund |
iShares
Focused
Value
Factor ETF |
iShares
International
Developed
Small Cap Value Factor ETF |
iShares
JPX-Nikkei
400
ETF |
iShares
Micro-Cap ETF |
Gross
income
from
securities
lending
activities |
$7,861 |
$61,956
|
$4,887 |
$8,007,688 |
Fees
and/or
compensation
for
securities
lending
activities
and
related
services |
|
|
|
|
Securities
lending
income
paid
to
BTC
for
services
as
securities
lending
agent |
109 |
5,743 |
115 |
946,307 |
Cash
collateral
management
expenses
not
included
in
securities
lending
income
paid
to
BTC |
80 |
490 |
86 |
63,676 |
Administrative
fees
not
included
in
securities
lending
income
paid
to
BTC |
0 |
0 |
0 |
0 |
Fund |
iShares
Focused
Value
Factor ETF |
iShares
International
Developed
Small Cap Value Factor ETF |
iShares
JPX-Nikkei
400
ETF |
iShares
Micro-Cap ETF |
Indemnification
fees
not
included
in
securities
lending
income
paid
to
BTC |
0 |
0 |
0 |
0 |
Rebates
(paid
to
borrowers) |
7,197 |
28,769
|
4,135 |
2,978,362 |
Other
fees
not
included
in
securities
lending
income
paid
to
BTC |
0 |
0 |
0 |
0 |
Aggregate
fees/compensation
for
securities
lending
activities |
$7,368 |
$35,002 |
$4,336 |
$3,988,345
|
Net
income from
securities
lending
activities |
$475 |
$26,954 |
$551 |
$4,019,343 |
Fund |
iShares
Mortgage
Real
Estate ETF |
iShares
MSCI USA
Quality
GARP ETF |
iShares
North American
Natural
Resources ETF |
iShares
Preferred and Income
Securities
ETF |
Gross
income from
securities
lending
activities |
$212,949 |
$671 |
$1,198,936 |
$9,106,898 |
Fees
and/or
compensation
for
securities lending
activities
and
related
services |
|
|
|
|
Securities
lending
income
paid to
BTC
for services as
securities
lending
agent |
20,139 |
23 |
27,550 |
892,421 |
Cash
collateral
management
expenses
not
included
in
securities
lending
income
paid to BTC |
2,093 |
11 |
14,901 |
95,852 |
Fund |
iShares
Mortgage
Real
Estate ETF |
iShares
MSCI USA
Quality
GARP ETF |
iShares
North American
Natural
Resources ETF |
iShares
Preferred and Income
Securities
ETF |
Administrative
fees
not
included
in
securities
lending
income
paid
to
BTC |
0 |
0 |
0 |
0 |
Indemnification
fees
not
included
in
securities
lending
income
paid
to
BTC |
0 |
0 |
0 |
0 |
Rebates
(paid to
borrowers) |
102,479 |
535 |
1,038,747 |
4,298,222 |
Other
fees not
included
in
securities
lending
income
paid to BTC |
0 |
0 |
0 |
0 |
Aggregate
fees/compensation
for
securities
lending
activities |
$124,711 |
$569 |
$1,081,198 |
$5,286,495 |
Net
income from
securities
lending
activities |
$88,238 |
$102 |
$117,738 |
$3,820,403 |
Fund |
iShares
Residential
and
Multisector
Real
Estate ETF |
iShares
Russell
1000
ETF |
iShares
Russell 1000
Growth
ETF |
iShares
Russell 1000
Value
ETF |
Gross
income from
securities
lending
activities |
$198,822 |
$19,117,871 |
$39,163,374
|
$32,468,057 |
Fees
and/or compensation
for
securities lending
activities
and
related
services |
|
|
|
|
Securities
lending
income
paid to
BTC
for services as
securities
lending
agent |
3,141 |
922,871 |
1,376,748 |
2,113,510 |
Cash
collateral
management
expenses
not included in
securities
lending
income
paid to BTC |
2,687 |
215,729 |
481,795 |
328,977 |
Fund |
iShares
Residential
and
Multisector
Real
Estate ETF |
iShares
Russell
1000
ETF |
iShares
Russell 1000
Growth
ETF |
iShares
Russell 1000
Value
ETF |
Administrative
fees not
included
in securities
lending
income paid
to
BTC |
0 |
0 |
0 |
0 |
Indemnification
fees not
included
in
securities lending
income
paid
to
BTC |
0 |
0 |
0 |
0 |
Rebates
(paid to
borrowers) |
178,609 |
14,044,928 |
31,435,452 |
21,249,941 |
Other
fees not
included
in
securities
lending
income
paid to BTC |
0 |
0 |
0 |
0 |
Aggregate
fees/compensation
for
securities
lending
activities |
$184,437 |
$15,183,528 |
$33,293,995 |
$23,692,428 |
Net
income from securities
lending
activities |
$14,385 |
$3,934,343 |
$5,869,379 |
$8,775,629 |
Fund |
iShares
Russell
2000
ETF |
iShares
Russell 2000
Growth
ETF |
iShares
Russell 2000
Value
ETF |
iShares
Russell
3000
ETF |
Gross
income from
securities
lending
activities |
$264,285,145 |
$61,764,130 |
$42,805,629 |
$10,520,175 |
Fees
and/or compensation
for
securities lending
activities
and
related
services |
|
|
|
|
Securities
lending
income
paid to
BTC
for services as
securities
lending
agent |
21,313,188 |
5,276,124 |
3,459,596 |
578,712 |
Cash
collateral
management
expenses
not included in
securities
lending
income
paid to BTC |
2,517,780 |
573,507 |
399,851 |
112,958 |
Administrative
fees not
included
in securities
lending
income paid
to
BTC |
0 |
0 |
0 |
0 |
Indemnification
fees not
included
in
securities lending
income
paid
to
BTC |
0 |
0 |
0 |
0 |
Fund |
iShares
Russell
2000
ETF |
iShares
Russell 2000
Growth
ETF |
iShares
Russell 2000
Value
ETF |
iShares
Russell
3000
ETF |
Rebates
(paid to
borrowers) |
149,981,665 |
33,505,525 |
24,270,007 |
7,361,358 |
Other
fees not
included
in
securities
lending
income
paid to BTC |
0 |
0 |
0 |
0 |
Aggregate
fees/compensation
for
securities
lending
activities |
$173,812,633 |
$39,355,156 |
$28,129,454 |
$8,053,028 |
Net
income from securities
lending
activities |
$90,472,512 |
$22,408,974 |
$14,676,175 |
$2,467,147 |
Fund |
iShares
Russell Mid
Cap
ETF |
iShares
Russell
Mid-Cap
Growth ETF |
iShares
Russell
Mid-Cap
Value ETF |
iShares
Russell
Top
200 ETF |
Gross
income from
securities
lending
activities |
$55,531,699 |
$32,301,489 |
$20,863,478 |
$134,454 |
Fees
and/or compensation
for
securities lending
activities
and
related
services |
|
|
|
|
Securities
lending
income
paid to
BTC
for services as
securities
lending
agent |
3,135,242 |
1,312,688 |
1,471,257 |
3,123 |
Cash
collateral
management
expenses
not included in
securities
lending
income
paid to BTC |
599,561 |
390,274 |
207,747 |
1,783 |
Administrative
fees not
included
in securities
lending
income paid
to
BTC |
0 |
0 |
0 |
0 |
Indemnification
fees not
included
in
securities lending
income
paid
to
BTC |
0 |
0 |
0 |
0 |
Rebates
(paid to
borrowers) |
38,567,034 |
25,027,801 |
12,907,988 |
115,476 |
Other
fees not
included
in
securities
lending
income
paid to BTC |
0 |
0 |
0 |
0 |
Aggregate
fees/compensation
for
securities
lending
activities |
$42,301,837 |
$26,730,763 |
$14,586,992 |
$120,382 |
Fund |
iShares
Russell Mid
Cap
ETF |
iShares
Russell
Mid-Cap
Growth ETF |
iShares
Russell
Mid-Cap
Value ETF |
iShares
Russell
Top
200 ETF |
Net
income from securities
lending
activities |
$13,229,862 |
$5,570,726 |
$6,276,486 |
$14,072 |
Fund |
iShares
Russell Top 200
Growth
ETF |
iShares
Russell Top 200
Value
ETF |
iShares
S&P 100 ETF |
iShares
S&P 500
Growth
ETF |
Gross
income from
securities
lending
activities |
$1,582,212 |
$162,506 |
$1,018,771 |
$7,703,346 |
Fees
and/or compensation
for
securities lending
activities
and
related
services |
|
|
|
|
Securities
lending
income
paid to
BTC
for services as
securities
lending
agent |
25,768 |
4,810 |
29,245 |
112,563 |
Cash
collateral
management
expenses
not included
in
securities
lending
income
paid to BTC |
22,477 |
1,710 |
14,226 |
94,116 |
Administrative
fees not
included
in securities
lending
income paid
to
BTC |
0 |
0 |
0 |
0 |
Indemnification
fees
not
included
in
securities lending
income
paid
to
BTC |
0 |
0 |
0 |
0 |
Rebates
(paid to
borrowers) |
1,413,648 |
135,097 |
842,133 |
6,983,355 |
Other
fees not
included
in
securities
lending
income
paid to BTC |
0 |
0 |
0 |
0 |
Aggregate
fees/compensation
for
securities
lending
activities |
$1,461,893 |
$141,617
|
$885,604 |
$7,190,034 |
Net
income from securities
lending
activities |
$120,319 |
$20,889 |
$133,167 |
$513,312 |
Fund |
iShares
S&P 500
Value
ETF |
iShares
S&P Mid-Cap
400
Growth ETF |
iShares
S&P Mid-Cap
400
Value ETF |
iShares
S&P Small-Cap
600
Growth ETF |
Gross
income from
securities
lending
activities |
$7,178,608 |
$21,450,999 |
$14,942,959 |
$11,815,372 |
Fund |
iShares
S&P 500
Value
ETF |
iShares
S&P Mid-Cap
400
Growth ETF |
iShares
S&P Mid-Cap
400
Value ETF |
iShares
S&P Small-Cap
600
Growth ETF |
Fees
and/or compensation
for
securities lending
activities
and
related
services |
|
|
|
|
Securities
lending
income
paid to
BTC
for services as
securities
lending
agent |
132,986 |
1,226,055 |
460,306 |
238,349 |
Cash
collateral
management
expenses
not included in
securities
lending
income
paid to BTC |
86,477 |
212,288 |
163,813 |
148,353 |
Administrative
fees not
included
in securities
lending
income paid
to
BTC |
0 |
0 |
0 |
0 |
Indemnification
fees not
included
in
securities lending
income
paid
to
BTC |
0 |
0 |
0 |
0 |
Rebates
(paid to
borrowers) |
6,347,264 |
14,773,068 |
12,347,513 |
10,389,075 |
Other
fees not
included
in
securities
lending
income
paid to BTC |
0 |
0 |
0 |
0 |
Aggregate
fees/compensation
for
securities
lending
activities |
$6,566,727
|
$16,211,411 |
$12,971,632 |
$10,775,777 |
Net
income from securities
lending
activities |
$611,881 |
$5,239,588 |
$1,971,327 |
$1,039,595 |
Fund |
iShares
S&P Small-Cap
600
Value ETF |
iShares
Semiconductor
ETF |
iShares
U.S. Aerospace &
Defense
ETF |
iShares
U.S. Broker-Dealers &
Securities
Exchanges ETF |
Gross
income
from
securities
lending
activities |
$10,998,814
|
$10,479,966 |
$3,621,021 |
$236,877 |
Fees
and/or
compensation
for
securities
lending
activities
and
related
services |
|
|
|
|
Fund |
iShares
S&P Small-Cap
600
Value ETF |
iShares
Semiconductor
ETF |
iShares
U.S. Aerospace &
Defense
ETF |
iShares
U.S. Broker-Dealers &
Securities
Exchanges ETF |
Securities
lending
income
paid
to
BTC
for
services
as
securities
lending
agent |
340,809 |
597,036 |
88,408 |
3,615 |
Cash
collateral
management
expenses
not
included
in
securities
lending
income
paid
to
BTC |
134,145 |
108,985 |
45,745 |
2,195 |
Administrative
fees
not
included
in
securities
lending
income
paid
to
BTC |
0 |
0 |
0 |
0 |
Indemnification
fees
not
included
in
securities
lending
income
paid
to
BTC |
0 |
0 |
0 |
0 |
Rebates
(paid
to
borrowers) |
9,058,145 |
7,233,552 |
3,108,373 |
215,049 |
Other
fees
not
included
in
securities
lending
income
paid
to
BTC |
0 |
0 |
0 |
0 |
Aggregate
fees/compensation
for
securities
lending
activities |
$9,533,099 |
$7,939,573 |
$3,242,526 |
$220,859 |
Fund |
iShares
S&P Small-Cap
600
Value ETF |
iShares
Semiconductor
ETF |
iShares
U.S. Aerospace &
Defense
ETF |
iShares
U.S. Broker-Dealers &
Securities
Exchanges ETF |
Net
income from
securities
lending
activities |
$1,465,715 |
$2,540,393 |
$378,495 |
$16,018 |
Fund |
iShares
U.S. Digital Infrastructure
and
Real Estate ETF |
iShares
U.S. Healthcare
Providers
ETF |
iShares
U.S. Home
Construction
ETF |
iShares
U.S.
Infrastructure
ETF |
Gross
income from
securities
lending
activities |
$245,456 |
$2,263,736 |
$2,020,700 |
$2,093,981 |
Fees
and/or
compensation
for
securities
lending
activities
and
related
services |
|
|
|
|
Securities
lending
income
paid to
BTC
for services
as
securities
lending
agent |
5,842 |
41,836 |
28,551 |
231,818 |
Cash
collateral
management
expenses
not
included
in
securities
lending
income
paid to
BTC |
3,098 |
29,280 |
24,255 |
13,179 |
Administrative
fees
not
included
in
securities
lending
income
paid
to
BTC |
0 |
0 |
0 |
0 |
Indemnification
fees
not
included
in
securities
lending
income
paid
to
BTC |
0 |
0 |
0 |
0 |
Rebates
(paid to
borrowers) |
211,422 |
2,011,034 |
1,838,632 |
860,611 |
Fund |
iShares
U.S. Digital Infrastructure
and
Real Estate ETF |
iShares
U.S. Healthcare
Providers
ETF |
iShares
U.S. Home
Construction
ETF |
iShares
U.S.
Infrastructure
ETF |
Other
fees not
included
in
securities
lending
income
paid to
BTC |
0 |
0 |
0 |
0 |
Aggregate
fees/compensation
for
securities
lending
activities |
$220,362 |
$2,082,150 |
$1,891,438 |
$1,105,608
|
Net
income from
securities
lending
activities |
$25,094 |
$181,586 |
$129,262 |
$988,373 |
Fund |
iShares
U.S.
Insurance
ETF |
iShares
U.S. Medical
Devices
ETF |
iShares
U.S. Oil & Gas
Exploration
& Production ETF |
IShares
U.S. Oil Equipment
&
Services ETF |
Gross
income from
securities
lending
activities |
$115,878 |
$5,839,723 |
$283,855 |
$513,808 |
Fees
and/or
compensation
for
securities
lending
activities
and
related
services |
|
|
|
|
Securities
lending
income
paid to
BTC
for services as
securities
lending
agent |
5,783 |
151,593 |
4,868 |
7,335 |
Cash
collateral
management
expenses
not
included
in
securities
lending
income
paid to
BTC |
1,144 |
75,152 |
3,845 |
5,683 |
Administrative
fees
not
included
in
securities
lending
income
paid
to
BTC |
0 |
0 |
0 |
0 |
Indemnification
fees
not
included
in
securities
lending
income
paid
to
BTC |
0 |
0 |
0 |
0 |
Fund |
iShares
U.S.
Insurance
ETF |
iShares
U.S. Medical
Devices
ETF |
iShares
U.S. Oil & Gas
Exploration
& Production ETF |
IShares
U.S. Oil Equipment
&
Services ETF |
Rebates
(paid to
borrowers) |
84,245 |
4,964,412 |
253,329 |
468,238 |
Other
fees not
included
in
securities
lending
income
paid to
BTC |
0 |
0 |
0 |
0 |
Aggregate
fees/compensation
for
securities
lending
activities |
$91,172 |
$5,191,157 |
$262,042 |
$481,256 |
Net
income from
securities
lending
activities |
$24,706 |
$648,566 |
$21,813 |
$32,552 |
Fund |
iShares
U.S.
Pharmaceuticals
ETF |
iShares
U.S. Real
Estate
ETF |
iShares
U.S. Regional
Banks
ETF |
iShares
U.S.
Telecommunications
ETF |
Gross
income from
securities
lending
activities |
$765,413 |
$1,642,658 |
$193,764 |
$992,818 |
Fees
and/or compensation
for
securities lending
activities
and
related
services |
|
|
|
|
Securities
lending
income
paid to
BTC
for services as
securities
lending
agent |
84,558 |
27,342 |
9,795 |
18,857 |
Cash
collateral
management
expenses
not included
in
securities
lending
income
paid to BTC |
5,315 |
21,934 |
2,213 |
12,468 |
Administrative
fees not
included
in securities
lending
income paid
to
BTC |
0 |
0 |
0 |
0 |
Indemnification
fees not
included
in
securities lending
income
paid
to
BTC |
0 |
0 |
0 |
0 |
Rebates
(paid to
borrowers) |
315,057 |
1,471,172 |
139,499 |
878,970 |
Other
fees not
included
in
securities
lending
income
paid to BTC |
0 |
0 |
0 |
0 |
Fund |
iShares
U.S.
Pharmaceuticals
ETF |
iShares
U.S. Real
Estate
ETF |
iShares
U.S. Regional
Banks
ETF |
iShares
U.S.
Telecommunications
ETF |
Aggregate
fees/compensation
for
securities
lending
activities |
$404,930 |
$1,520,448 |
$151,507 |
$910,295 |
Net
income from securities
lending
activities |
$360,483 |
$122,210 |
$42,257 |
$82,523 |
Fund |
iShares
US Small Cap
Value
Factor ETF |
Gross
income from
securities
lending
activities |
$132,951 |
Fees
and/or compensation
for
securities lending
activities
and
related
services |
|
Securities
lending
income
paid to
BTC
for services as
securities
lending
agent |
4,003 |
Cash
collateral
management
expenses
not included in
securities
lending
income
paid to BTC |
1,636 |
Administrative
fees not
included
in securities
lending
income paid
to
BTC |
0 |
Indemnification
fees not
included
in
securities lending
income
paid
to
BTC |
0 |
Rebates
(paid to
borrowers) |
110,009 |
Other
fees not
included
in
securities
lending
income
paid to BTC |
0 |
Aggregate
fees/compensation
for
securities
lending
activities |
$115,648 |
Net
income from securities
lending
activities |
$17,303 |
Fund |
Fund
Inception
Date |
Brokerage
Commissions
Paid
During
Fiscal
Year Ended
March
31, 2023 |
Brokerage
Commissions
Paid
During
Fiscal
Year Ended
March
31, 2022 |
Brokerage
Commissions
Paid
During
Fiscal
Year Ended
March
31, 2021 |
iShares
Biotechnology ETF |
02/05/01 |
$722,128 |
$1,545,280 |
$834,068 |
iShares
Core S&P Mid-Cap ETF
|
05/22/00
|
3,175,459 |
2,411,031 |
2,847,172 |
iShares
Core S&P Small-Cap ETF |
05/22/00
|
7,488,703 |
4,930,489 |
6,734,154 |
iShares
Core S&P Total U.S. Stock Market ETF |
01/20/04
|
624,597 |
474,339 |
494,569 |
iShares
Core S&P U.S. Growth ETF |
07/24/00
|
244,680 |
102,294 |
72,148 |
iShares
Core S&P U.S. Value ETF |
07/24/00 |
238,411 |
156,549 |
205,781 |
iShares
ESG Screened S&P 500 ETF |
09/22/20 |
1,490 |
953 |
66 |
iShares
ESG Screened S&P Mid-Cap ETF |
09/22/20 |
4,363 |
2,837 |
273 |
iShares
ESG Screened S&P Small-Cap ETF |
09/22/20 |
4,936 |
3,350 |
864 |
iShares
Europe ETF |
07/25/00 |
39,529 |
46,626 |
28,948 |
iShares
Expanded Tech Sector ETF
|
03/13/01
|
25,603 |
31,682 |
18,927 |
iShares
Expanded Tech-Software Sector ETF
|
07/10/01 |
75,171 |
118,897 |
102,456 |
iShares
Focused Value Factor ETF |
03/19/19 |
10,058 |
16,959 |
5,899 |
iShares
International Developed Small Cap
Value
Factor ETF |
03/23/21 |
16,284 |
6,649 |
28 |
iShares
JPX-Nikkei 400 ETF |
10/23/01 |
3,882 |
4,874 |
5,455 |
iShares
Micro-Cap ETF
|
08/12/05 |
219,437 |
548,474 |
342,706 |
iShares
Mortgage Real Estate ETF
|
05/01/07
|
290,488 |
333,931 |
570,146 |
iShares
MSCI USA Quality GARP ETF |
01/14/20 |
376 |
791 |
614 |
iShares
North American Natural Resources ETF
|
10/22/01
|
21,859 |
27,127 |
26,241 |
iShares
Preferred and Income Securities ETF
|
03/26/07
|
1,046,132 |
1,432,215 |
2,045,323 |
iShares
Residential and Multisector Real Estate
ETF
|
05/01/07
|
39,693 |
21,441 |
9,842 |
iShares
Russell 1000 ETF
|
05/15/00
|
208,687 |
219,444 |
199,947 |
iShares
Russell 1000 Growth ETF
|
05/22/00
|
597,054 |
468,336 |
556,228 |
iShares
Russell 1000 Value ETF
|
05/22/00
|
711,909 |
732,974 |
860,614 |
iShares
Russell 2000 ETF
|
05/22/00
|
2,937,597 |
6,921,437 |
5,497,730 |
iShares
Russell 2000 Growth ETF
|
07/24/00
|
509,308 |
1,309,210 |
988,881 |
iShares
Russell 2000 Value ETF
|
07/24/00
|
791,432 |
2,119,942 |
1,864,464 |
iShares
Russell 3000 ETF |
05/22/00 |
188,162 |
116,303 |
95,042 |
iShares
Russell Mid-Cap ETF
|
07/17/01 |
251,358 |
551,567 |
640,260 |
iShares
Russell Mid-Cap Growth ETF |
07/17/01
|
62,948 |
369,882 |
327,319 |
iShares
Russell Mid-Cap Value ETF |
07/17/01 |
494,823 |
323,549 |
511,031 |
iShares
Russell Top 200 ETF |
09/22/09 |
4,144 |
3,252 |
3,031 |
iShares
Russell Top 200 Growth ETF |
09/22/09 |
27,783
|
15,391 |
16,199 |
iShares
Russell Top 200 Value ETF |
09/22/09 |
16,188 |
14,620 |
12,689 |
iShares
S&P 100 ETF |
10/23/00 |
38,429 |
23,658 |
52,086 |
iShares
S&P 500 Growth ETF
|
05/22/00
|
565,726 |
264,743 |
174,278 |
iShares
S&P 500 Value ETF |
05/22/00 |
372,118 |
318,752 |
422,154 |
iShares
S&P Mid-Cap 400 Growth ETF
|
07/24/00
|
413,750 |
389,448 |
455,474 |
iShares
S&P Mid-Cap 400 Value ETF
|
07/24/00
|
592,827 |
544,798 |
465,920 |
iShares
S&P Small-Cap 600 Growth ETF |
07/24/00
|
612,702 |
535,494 |
927,092 |
iShares
S&P Small-Cap 600 Value ETF |
07/24/00
|
1,981,986 |
1,325,001 |
1,698,044 |
iShares
Semiconductor ETF
|
07/10/01
|
131,908 |
390,636 |
103,868 |
iShares
U.S. Aerospace & Defense ETF |
05/01/06 |
122,867 |
88,164 |
210,740 |
iShares
U.S. Broker-Dealers & Securities
Exchanges
ETF |
05/01/06 |
67,174 |
26,680 |
9,128 |
iShares
U.S. Digital Infrastructure and Real
Estate
ETF |
07/10/01 |
9,668 |
15,724 |
8,882 |
iShares
U.S. Healthcare Providers ETF |
05/01/06 |
71,366 |
55,147 |
33,014 |
Fund |
Fund
Inception
Date |
Brokerage
Commissions
Paid
During
Fiscal
Year Ended
March
31, 2023 |
Brokerage
Commissions
Paid
During
Fiscal
Year Ended
March
31, 2022 |
Brokerage
Commissions
Paid
During
Fiscal
Year Ended
March
31, 2021 |
iShares
U.S. Home Construction ETF |
05/01/06 |
13,795 |
13,422 |
50,988 |
iShares
U.S. Infrastructure ETF |
04/03/18 |
273,585 |
128,432 |
28,398 |
iShares
U.S. Insurance ETF |
05/01/06 |
8,722 |
2,769 |
1,408 |
iShares
U.S. Medical Devices ETF |
05/01/06 |
80,873 |
99,163 |
84,901 |
iShares
U.S. Oil & Gas Exploration & Production
ETF
|
05/01/06
|
26,837 |
18,260 |
28,194 |
iShares
U.S. Oil Equipment & Services ETF |
05/01/06 |
23,997 |
38,494 |
124,746 |
iShares
U.S. Pharmaceuticals ETF |
05/01/06 |
25,295 |
30,565 |
38,901 |
iShares
U.S. Real Estate ETF |
06/12/00 |
94,818 |
156,955 |
296,838 |
iShares
U.S. Regional Banks ETF |
05/01/06 |
18,712 |
38,492 |
8,550 |
iShares
U.S. Telecommunications ETF |
05/22/00 |
47,926 |
97,972 |
65,572 |
iShares
US Small Cap Value Factor ETF |
10/27/20 |
64,708 |
14,711 |
5,286 |
Fund |
Issuer |
Market
Value of
Investment |
iShares
Core S&P Total U.S. Stock Market ETF |
J.P.
Morgan Securities LLC |
$388,969,616
|
|
Wells
Fargo Securities LLC |
145,467,111 |
|
Morgan
Stanley & Co. LLC |
116,489,528
|
|
Goldman
Sachs & Co. LLC |
112,482,989
|
|
Citigroup
Global Markets, Inc. |
92,411,609
|
|
State
Street Bank & Trust Co. |
27,127,447 |
|
|
|
iShares
Core S&P U.S. Growth ETF |
Jefferies
Financial Group, Inc. |
$3,723,451
|
|
|
|
iShares
Core S&P U.S. Value ETF |
JPMorgan
Chase & Co. |
$295,623,612
|
|
Bank
of America Corp. |
154,386,747 |
|
Morgan
Stanley |
88,720,759
|
|
Goldman
Sachs Group Inc. (The) |
85,674,361
|
|
Citigroup,
Inc. |
70,241,830 |
|
|
|
iShares
ESG Screened S&P 500 ETF |
JPMorgan
Chase & Co. |
$1,607,244
|
|
Bank
of America Corp. |
839,439
|
|
Morgan
Stanley |
482,373
|
|
Goldman
Sachs Group Inc. (The) |
465,478 |
|
Citigroup,
Inc. |
381,731 |
|
|
|
iShares
Europe ETF |
UBS
Group AG |
$13,579,894
|
|
Credit
Suisse Group AG
|
624,033
|
|
|
|
iShares
International Developed Small Cap Value Factor ETF
|
Close
Brothers Group PLC |
$529,743
|
|
|
|
Fund |
Issuer |
Market
Value of
Investment |
iShares
JPX-Nikkei 400 ETF |
Nomura
Holdings Inc. |
$245,198
|
|
|
|
iShares
Preferred and Income Securities ETF |
Wells
Fargo & Co. |
$600,629,187
|
|
JPMorgan
Chase & Co. |
598,871,335 |
|
Morgan
Stanley |
532,493,882 |
|
Goldman
Sachs Group Inc. (The) |
272,331,423 |
|
|
|
iShares
Russell 1000 ETF |
Bank
of America Corp. |
$150,204,626
|
|
Citigroup
Inc. |
67,871,259 |
|
JPMorgan
Chase & Co. |
284,221,356 |
|
Morgan
Stanley |
80,939,747
|
|
The
Goldman Sachs Group, Inc. |
80,223,727
|
|
Virtu
Financial, Inc. |
1,378,585 |
|
|
|
iShares
Russell 1000 Value ETF |
Bank
of America Corp. |
$551,546,481 |
|
Citigroup
Inc. |
249,220,069 |
|
Jefferies
Financial Group Inc. |
17,217,649
|
|
JPMorgan
Chase & Co. |
1,043,655,136 |
|
Morgan
Stanley |
297,208,531
|
|
The
Goldman Sachs Group, Inc. |
294,588,397
|
|
Wells
Fargo & Company |
393,715,653 |
|
|
|
iShares
Russell 3000 ETF |
JPMorgan
Chase & Co. |
$101,344,042
|
|
Bank
of America Corp. |
53,558,105 |
|
Morgan
Stanley |
28,853,977
|
|
Goldman
Sachs Group Inc. (The) |
28,594,975 |
|
Citigroup,
Inc. |
24,200,632 |
|
Jefferies
Financial Group, Inc. |
1,720,403 |
|
|
|
iShares
Russell Mid-Cap ETF |
State
Street Bank & Trust Co. |
$75,584,110 |
|
|
|
iShares
Russell Top 200 ETF |
JPMorgan
Chase & Co. |
$10,805,566
|
|
Bank
of America Corp. |
5,710,505
|
|
Wells
Fargo & Co. |
4,076,364
|
|
Goldman
Sachs Group Inc. (The) |
3,049,974
|
|
Citigroup,
Inc. |
2,580,310 |
|
|
|
iShares
Russell Top 200 Value ETF |
JPMorgan
Chase & Co. |
$48,091,166 |
|
Bank
of America Corp. |
25,415,133
|
|
Wells
Fargo & Co. |
18,142,308
|
|
Morgan
Stanley |
13,695,307 |
|
Goldman
Sachs Group Inc. (The) |
13,574,084 |
|
Citigroup,
Inc. |
11,484,064 |
|
|
|
iShares
S&P 100 ETF |
JPMorgan
Chase & Co. |
$126,559,287 |
|
Bank
of America Corp. |
66,094,428
|
|
Wells
Fargo & Co. |
47,162,196 |
|
Morgan
Stanley |
37,981,929 |
Fund |
Issuer |
Market
Value of
Investment |
|
Goldman
Sachs Group Inc. (The) |
36,677,863
|
|
Citigroup,
Inc. |
30,071,213 |
|
|
|
iShares
S&P 500 Value ETF |
JPMorgan
Chase & Co. |
$580,265,869 |
|
Bank
of America Corp. |
303,039,194 |
|
Morgan
Stanley |
174,144,978
|
|
Goldman
Sachs Group Inc. (The) |
168,166,597
|
|
Citigroup,
Inc. |
137,874,324 |
|
|
|
iShares
U.S. Broker-Dealers & Securities Exchanges ETF |
Piper
Sandler Companies |
$6,735,892
|
|
The
Goldman Sachs Group, Inc. |
144,984,965 |
|
Virtu
Financial, Inc. |
6,222,447 |
|
|
|
iShares
US Small Cap Value Factor ETF |
|
$0 |
Fund |
Fiscal
Year Ended
March
31, 2023 |
Fiscal
Year Ended
March
31, 2022 |
iShares
Biotechnology ETF |
13% |
46% |
iShares
Core S&P Mid-Cap ETF |
18% |
16% |
iShares
Core S&P Small-Cap ETF |
19% |
16% |
iShares
Core S&P Total U.S. Stock Market ETF
|
4% |
4% |
iShares
Core S&P U.S. Growth ETF |
36% |
15% |
iShares
Core S&P U.S. Value ETF |
31% |
20% |
iShares
ESG Screened S&P 500 ETF |
4% |
3% |
iShares
ESG Screened S&P Mid-Cap ETF |
20% |
26% |
iShares
ESG Screened S&P Small-Cap ETF |
23% |
34% |
iShares
Europe ETF |
5% |
5% |
iShares
Expanded Tech Sector ETF
|
9% |
8% |
iShares
Expanded Tech-Software Sector ETF
|
13% |
15% |
iShares
Focused Value Factor ETF |
133% |
138% |
iShares
International Developed Small Cap Value Factor ETF |
18% |
35% |
iShares
JPX-Nikkei 400 ETF |
12% |
11% |
Fund |
Fiscal
Year Ended
March
31, 2023 |
Fiscal
Year Ended
March
31, 2022 |
iShares
Micro-Cap ETF
|
35% |
44% |
iShares
Mortgage Real Estate ETF
|
28% |
20% |
iShares
MSCI USA Quality GARP ETF |
67% |
111% |
iShares
North American Natural Resources ETF
|
11% |
15% |
iShares
Preferred and Income Securities ETF |
16% |
21% |
iShares
Residential and Multisector Real Estate ETF |
18% |
8% |
iShares
Russell 1000 ETF |
5% |
6% |
iShares
Russell 1000 Growth ETF |
14% |
13% |
iShares
Russell 1000 Value ETF |
15% |
17% |
iShares
Russell 2000 ETF |
18% |
23% |
iShares
Russell 2000 Growth ETF |
35% |
40% |
iShares
Russell 2000 Value ETF |
32% |
35% |
iShares
Russell 3000 ETF |
4% |
5% |
iShares
Russell Mid-Cap ETF |
12% |
13% |
iShares
Russell Mid-Cap Growth ETF |
26% |
35% |
iShares
Russell Mid-Cap Value ETF |
19% |
21% |
iShares
Russell Top 200 ETF |
5% |
4% |
iShares
Russell Top 200 Growth ETF |
12% |
10% |
iShares
Russell Top 200 Value ETF |
18% |
15% |
iShares
S&P 100 ETF |
3% |
2% |
iShares
S&P 500 Growth ETF |
34% |
14% |
iShares
S&P 500 Value ETF |
29% |
18% |
iShares
S&P Mid-Cap 400 Growth ETF |
54% |
45% |
iShares
S&P Mid-Cap 400 Value ETF |
41% |
38% |
iShares
S&P Small-Cap 600 Growth ETF |
54% |
44% |
iShares
S&P Small-Cap 600 Value ETF |
54% |
42% |
iShares
Semiconductor ETF
|
18% |
32% |
iShares
U.S. Aerospace & Defense ETF |
20% |
27% |
iShares
U.S. Broker-Dealers & Securities Exchanges ETF |
56% |
24% |
iShares
U.S. Digital Infrastructure and Real Estate ETF |
31% |
37% |
iShares
U.S. Healthcare Providers ETF |
20% |
24% |
iShares
U.S. Home Construction ETF |
9% |
5% |
iShares
U.S. Infrastructure ETF |
26% |
33% |
iShares
U.S. Insurance ETF |
12% |
11% |
iShares
U.S. Medical Devices ETF |
10% |
11% |
iShares
U.S. Oil & Gas Exploration & Production ETF
|
15% |
17% |
iShares
U.S. Oil Equipment & Services ETF |
16% |
55% |
iShares
U.S. Pharmaceuticals ETF |
46% |
20% |
iShares
U.S. Real Estate ETF |
8% |
9% |
iShares
U.S. Regional Banks ETF |
7% |
14% |
iShares
U.S. Telecommunications ETF |
24% |
75% |
iShares
US Small Cap Value Factor ETF |
71% |
13% |
Fund |
Shares
Per
Creation
Unit |
Approximate
Value
Per
Creation
Unit
(U.S.$) |
iShares
Biotechnology ETF |
50,000 |
$6,461,921.65 |
iShares
Core S&P Mid-Cap ETF1
|
50,000 |
2,807,500.00 |
iShares
Core S&P Small-Cap ETF |
50,000 |
4,838,000.00 |
iShares
Core S&P Total U.S. Stock Market ETF |
50,000 |
4,527,750.00 |
iShares
Core S&P U.S. Growth ETF |
50,000 |
4,441,000.00 |
iShares
Core S&P U.S. Value ETF |
50,000 |
3,689,000.00 |
iShares
ESG Screened S&P 500 ETF |
50,000 |
1,545,000.00 |
iShares
ESG Screened S&P Mid-Cap ETF |
50,000 |
1,701,000.00 |
iShares
ESG Screened S&P Small-Cap ETF |
50,000 |
1,696,000.00 |
iShares
Europe ETF |
50,000 |
2,607,451.45 |
iShares
Expanded Tech Sector ETF2
|
50,000 |
4,270,000.00 |
iShares
Expanded Tech-Software Sector ETF2
|
50,000 |
4,218,000.00 |
iShares
Focused Value Factor ETF |
50,000 |
2,519,272.45 |
iShares
International Developed Small Cap Value Factor ETF |
100,000 |
3,261,232.80 |
iShares
JPX-Nikkei 400 ETF |
150,000 |
9,387,182.85 |
iShares
Micro-Cap ETF
|
50,000 |
5,220,473.50 |
iShares
Mortgage Real Estate ETF |
50,000 |
1,092,000.00 |
iShares
MSCI USA Quality GARP ETF |
50,000 |
1,655,000.00 |
iShares
North American Natural Resources ETF
|
50,000 |
1,958,418.25 |
iShares
Preferred and Income Securities ETF |
50,000 |
1,559,000.00 |
iShares
Residential and Multisector Real Estate ETF |
50,000 |
3,530,000.00 |
iShares
Russell 1000 ETF
|
50,000 |
11,260,866.25 |
iShares
Russell 1000 Growth ETF |
50,000 |
12,224,131.50 |
iShares
Russell 1000 Value ETF
|
50,000 |
7,617,446.55 |
iShares
Russell 2000 ETF |
50,000 |
8,930,753.70 |
iShares
Russell 2000 Growth ETF |
50,000 |
11,353,779.90 |
iShares
Russell 2000 Value ETF |
50,000 |
6,861,828.90 |
iShares
Russell 3000 ETF |
50,000 |
11,776,000.00 |
iShares
Russell Mid-Cap ETF |
50,000 |
3,495,431.00 |
iShares
Russell Mid-Cap Growth ETF |
50,000 |
4,554,102.85 |
iShares
Russell Mid-Cap Value ETF |
50,000 |
5,310,500.00 |
iShares
Russell Top 200 ETF |
50,000 |
4,869,000.00 |
iShares
Russell Top 200 Growth ETF |
50,000 |
6,949,000.00 |
iShares
Russell Top 200 Value ETF |
50,000 |
3,257,500.00 |
iShares
S&P 100 ETF |
50,000 |
9,353,000.00 |
iShares
S&P 500 Growth ETF |
50,000 |
3,196,000.00 |
iShares
S&P 500 Value ETF |
50,000 |
7,589,500.00 |
iShares
S&P Mid-Cap 400 Growth ETF |
50,000 |
3,576,989.35 |
iShares
S&P Mid-Cap 400 Value ETF
|
50,000 |
5,141,672.15 |
iShares
S&P Small-Cap 600 Growth ETF |
50,000 |
5,506,338.55 |
iShares
S&P Small-Cap 600 Value ETF |
50,000 |
4,683,500.00 |
iShares
Semiconductor ETF2
|
50,000 |
11,486,500.00 |
iShares
U.S. Aerospace & Defense ETF |
50,000 |
5,754,693.85 |
iShares
U.S. Broker-Dealers & Securities Exchanges ETF |
50,000 |
4,580,163.75 |
iShares
U.S. Digital Infrastructure and Real Estate ETF |
50,000 |
3,573,516.00 |
iShares
U.S. Healthcare Providers ETF2
|
50,000
|
2,638,500.00 |
iShares
U.S. Home Construction ETF |
50,000
|
3,513,886.85 |
Fund |
Shares
Per
Creation
Unit |
Approximate
Value
Per
Creation
Unit
(U.S.$) |
iShares
U.S. Infrastructure ETF |
50,000 |
1,867,109.30 |
iShares
U.S. Insurance ETF |
50,000
|
4,282,477.80 |
iShares
U.S. Medical Devices ETF |
50,000
|
2,701,321.10 |
iShares
U.S. Oil & Gas Exploration & Production ETF
|
50,000
|
4,291,155.50 |
iShares
U.S. Oil Equipment & Services ETF |
50,000
|
966,431.75 |
iShares
U.S. Pharmaceuticals ETF2
|
50,000
|
3,394,500.00 |
iShares
U.S. Real Estate ETF |
50,000
|
4,247,545.05 |
iShares
U.S. Regional Banks ETF |
50,000
|
1,789,407.95 |
iShares
U.S. Telecommunications ETF |
50,000
|
1,157,589.00 |
iShares
US Small Cap Value Factor ETF |
50,000 |
1,330,552.55 |
Fund |
Standard
Creation
Transaction
Fee |
Maximum
Additional
Charge
for Creations* |
iShares
Europe ETF
|
$10,000
|
3.0
%
|
iShares
International Developed Small Cap Value Factor ETF |
8,350 |
3.0
%
|
iShares
JPX-Nikkei 400 ETF |
3,000 |
3.0
% |
Fund |
Standard
Creation
Transaction
Fee |
Maximum
Additional
Charge* |
iShares
Biotechnology ETF |
$478.75
|
3.0
% |
iShares
Core S&P Mid-Cap ETF
|
645.00
|
3.0
%
|
iShares
Core S&P Small-Cap ETF
|
790.00
|
3.0
%
|
iShares
Core S&P Total U.S. Stock Market ETF |
3,675.00
|
3.0
% |
iShares
Core S&P U.S. Growth ETF |
743.75
**
|
3.0
% |
iShares
Core S&P U.S. Value ETF |
1,020.00
|
3.0
%
|
iShares
ESG Screened S&P 500 ETF |
711.25
** |
3.0
%
|
iShares
ESG Screened S&P Mid-Cap ETF |
600.00
** |
3.0
%
|
iShares
ESG Screened S&P Small-Cap ETF |
753.75
** |
3.0
%
|
iShares
Expanded Tech Sector ETF
|
497.50
** |
3.0
%
|
iShares
Expanded Tech-Software Sector ETF
|
293.75
** |
3.0
% |
iShares
Focused Value Factor ETF |
198.75
**
|
3.0
% |
iShares
Micro-Cap ETF
|
2,058.75
**
|
3.0
% |
Fund |
Standard
Creation
Transaction
Fee |
Maximum
Additional
Charge* |
iShares
Mortgage Real Estate ETF
|
188.75
|
3.0
% |
iShares
MSCI USA Quality GARP ETF |
263.75
** |
3.0
% |
iShares
North American Natural Resources ETF
|
302.50
|
3.0
% |
iShares
Preferred and Income Securities ETF
|
705.00
|
3.0
% |
iShares
Residential and Multisector Real Estate ETF
|
198.75
** |
3.0
%
|
iShares
Russell 1000 ETF |
1,401.25
|
3.0
% |
iShares
Russell 1000 Growth ETF |
700.00
|
3.0
% |
iShares
Russell 1000 Value ETF |
1,193.75
|
3.0
% |
iShares
Russell 2000 ETF |
2,531.25
|
3.0
% |
iShares
Russell 2000 Growth ETF |
1,482.50
** |
3.0
% |
iShares
Russell 2000 Value ETF |
1,860.00
|
3.0
% |
iShares
Russell 3000 ETF
|
3,378.75
** |
3.0
%
|
iShares
Russell Mid-Cap ETF |
1,155.00
** |
3.0
% |
iShares
Russell Mid-Cap Growth ETF |
563.75
|
3.0
% |
iShares
Russell Mid-Cap Value ETF |
1,013.75
** |
3.0
% |
iShares
Russell Top 200 ETF |
395.00
** |
3.0
% |
iShares
Russell Top 200 Growth ETF |
287.50
** |
3.0
% |
iShares
Russell Top 200 Value ETF |
331.25
** |
3.0
% |
iShares
S&P 100 ETF |
276.25
** |
3.0
% |
iShares
S&P 500 Growth ETF |
441.25
|
3.0
% |
iShares
S&P 500 Value ETF |
652.50
|
3.0
% |
iShares
S&P Mid-Cap 400 Growth ETF |
452.50
** |
3.0
%
|
iShares
S&P Mid-Cap 400 Value ETF
|
517.50
** |
3.0
%
|
iShares
S&P Small-Cap 600 Growth ETF |
531.25
** |
3.0
%
|
iShares
S&P Small-Cap 600 Value ETF
|
640.00
** |
3.0
%
|
iShares
Semiconductor ETF
|
187.50
|
3.0
% |
iShares
U.S. Aerospace & Defense ETF |
193.75
|
3.0
% |
iShares
U.S. Broker-Dealers & Securities Exchanges ETF |
180.00
** |
3.0
% |
iShares
U.S. Digital Infrastructure and Real Estate ETF |
176.25
** |
3.0
% |
iShares
U.S. Healthcare Providers ETF |
228.75
** |
3.0
% |
iShares
U.S. Home Construction ETF |
210.00
|
3.0
% |
iShares
U.S. Infrastructure ETF |
340.00
** |
3.0
% |
iShares
U.S. Insurance ETF |
208.75
** |
3.0
% |
iShares
U.S. Medical Devices ETF |
226.25
** |
3.0
% |
iShares
U.S. Oil & Gas Exploration & Production ETF
|
211.25
|
3.0
%
|
iShares
U.S. Oil Equipment & Services ETF |
186.25
** |
3.0
% |
iShares
U.S. Pharmaceuticals ETF |
200.00
** |
3.0
% |
iShares
U.S. Real Estate ETF |
245.00
|
3.0
% |
iShares
U.S. Regional Banks ETF |
192.50
** |
3.0
% |
iShares
U.S. Telecommunications ETF |
175.00
|
3.0
% |
iShares
US Small Cap Value Factor ETF |
378.75
** |
3.0
% |
Fund |
Standard
Redemption
Transaction
Fee |
Maximum
Additional
Charge
for Redemptions* |
iShares
Europe ETF |
$10,000
|
2.0
% |
iShares
International Developed Small Cap Value Factor ETF |
8,350 |
2.0
% |
iShares
JPX-Nikkei 400 ETF |
3,000 |
2.0
% |
Fund |
Standard
Redemption
Transaction
Fee |
Maximum
Additional
Charge* |
iShares
Biotechnology ETF |
$478.75
|
2.0
% |
iShares
Core S&P Mid-Cap ETF
|
645.00
|
2.0
% |
iShares
Core S&P Small-Cap ETF
|
790.00
|
2.0
%
|
iShares
Core S&P Total U.S. Stock Market ETF |
3,675.00
|
2.0
% |
iShares
Core S&P U.S. Growth ETF |
743.75
**
|
2.0
% |
iShares
Core S&P U.S. Value ETF |
1,020.00
|
2.0
% |
iShares
ESG Screened S&P 500 ETF |
711.25
** |
2.0
% |
iShares
ESG Screened S&P Mid-Cap ETF |
600.00
** |
2.0
% |
iShares
ESG Screened S&P Small-Cap ETF |
753.75
** |
2.0
% |
iShares
Expanded Tech Sector ETF
|
497.50
** |
2.0
% |
iShares
Expanded Tech-Software Sector ETF
|
293.75
** |
2.0
% |
iShares
Focused Value Factor ETF |
198.75
**
|
2.0
% |
iShares
Micro-Cap ETF
|
2,058.75
**
|
2.0
% |
iShares
Mortgage Real Estate ETF
|
188.75
|
2.0
% |
iShares
MSCI USA Quality GARP ETF |
263.75
** |
2.0
% |
iShares
North American Natural Resources ETF
|
302.50
|
2.0
% |
iShares
Preferred and Income Securities ETF
|
705.00
|
2.0
% |
iShares
Residential and Multisector Real Estate ETF
|
198.75
** |
2.0
% |
iShares
Russell 1000 ETF |
1,401.25
|
2.0
% |
iShares
Russell 1000 Growth ETF |
700.00
|
2.0
% |
iShares
Russell 1000 Value ETF |
1,193.75
|
2.0
% |
iShares
Russell 2000 ETF |
2,531.25
|
2.0
% |
iShares
Russell 2000 Growth ETF |
1,482.50
** |
2.0
% |
iShares
Russell 2000 Value ETF |
1,860.00
|
2.0
% |
iShares
Russell 3000 ETF
|
3,378.75
** |
2.0
% |
iShares
Russell Mid-Cap ETF |
1,155.00
** |
2.0
% |
iShares
Russell Mid-Cap Growth ETF |
563.75
|
2.0
% |
iShares
Russell Mid-Cap Value ETF |
1,013.75
** |
2.0
% |
iShares
Russell Top 200 ETF |
395.00
** |
2.0
% |
iShares
Russell Top 200 Growth ETF |
287.50
** |
2.0
% |
iShares
Russell Top 200 Value ETF |
331.25
** |
2.0
% |
iShares
S&P 100 ETF |
276.25
** |
2.0
% |
Fund |
Standard
Redemption
Transaction
Fee |
Maximum
Additional
Charge* |
iShares
S&P 500 Growth ETF |
441.25
|
2.0
% |
iShares
S&P 500 Value ETF |
652.50
|
2.0
% |
iShares
S&P Mid-Cap 400 Growth ETF |
452.50
** |
2.0
% |
iShares
S&P Mid-Cap 400 Value ETF
|
517.50
** |
2.0
% |
iShares
S&P Small-Cap 600 Growth ETF |
531.25
** |
2.0
% |
iShares
S&P Small-Cap 600 Value ETF
|
640.00
** |
2.0
% |
iShares
Semiconductor ETF
|
187.50
|
2.0
% |
iShares
U.S. Aerospace & Defense ETF |
193.75
|
2.0
% |
iShares
U.S. Broker-Dealers & Securities Exchanges ETF |
180.00
** |
2.0
%
|
iShares
U.S. Digital Infrastructure and Real Estate ETF |
176.25
** |
2.0
% |
iShares
U.S. Healthcare Providers ETF |
228.75
** |
2.0
% |
iShares
U.S. Home Construction ETF |
210.00
|
2.0
%
|
iShares
U.S. Infrastructure ETF |
340.00
** |
2.0
% |
iShares
U.S. Insurance ETF |
208.75
** |
2.0
%
|
iShares
U.S. Medical Devices ETF |
226.25
** |
2.0
%
|
iShares
U.S. Oil & Gas Exploration & Production ETF
|
211.25
|
2.0
%
|
iShares
U.S. Oil Equipment & Services ETF |
186.25
** |
2.0
%
|
iShares
U.S. Pharmaceuticals ETF |
200.00
** |
2.0
%
|
iShares
U.S. Real Estate ETF |
245.00
|
2.0
%
|
iShares
U.S. Regional Banks ETF |
192.50
** |
2.0
%
|
iShares
U.S. Telecommunications ETF |
175.00
|
2.0
%
|
iShares
US Small Cap Value Factor ETF |
378.75
** |
2.0
% |
Fund |
Non-Expiring
Capital
Loss
Carryforward |
iShares
Biotechnology ETF |
$2,690,738,576 |
iShares
Core S&P Mid-Cap ETF |
1,713,541,092 |
iShares
Core S&P Small-Cap ETF |
2,941,893,594 |
iShares
Core S&P Total U.S. Stock
Market
ETF |
662,909,533 |
iShares
Core S&P U.S. Growth ETF |
1,457,321,766 |
iShares
Core S&P U.S. Value ETF |
728,805,923 |
iShares
ESG Screened S&P 500 ETF |
2,733,274 |
iShares
ESG Screened S&P Mid-Cap ETF |
2,793,371 |
iShares
ESG Screened S&P Small-Cap
ETF |
1,397,798 |
iShares
Europe ETF |
368,616,712 |
iShares
Expanded Tech Sector ETF
|
114,307,739 |
iShares
Expanded Tech-Software Sector
ETF |
441,797,378 |
iShares
Focused Value Factor ETF |
5,139,862 |
iShares
International Developed Small
Cap
Value Factor ETF |
2,549,938 |
iShares
JPX-Nikkei 400 ETF |
24,591,227 |
iShares
Micro-Cap ETF
|
191,112,983 |
iShares
Mortgage Real Estate ETF
|
276,754,574 |
iShares
MSCI USA Quality GARP ETF |
899,128 |
iShares
North American Natural
Resources
ETF |
498,272,318 |
iShares
Preferred and Income Securities
ETF |
1,946,804,348 |
iShares
Residential and Multisector Real
Estate
ETF |
26,817,079 |
iShares
Russell 1000 ETF |
1,048,166,720 |
iShares
Russell 1000 Growth ETF |
4,435,951,491 |
iShares
Russell 1000 Value ETF |
2,653,752,716 |
iShares
Russell 2000 ETF |
14,270,567,827 |
iShares
Russell 2000 Growth ETF |
2,744,343,857 |
iShares
Russell 2000 Value ETF |
1,506,466,766 |
iShares
Russell 3000 ETF |
262,843,385 |
iShares
Russell Mid-Cap ETF |
1,175,348,813 |
iShares
Russell Mid-Cap Growth ETF |
1,950,017,880 |
iShares
Russell Mid-Cap Value ETF |
701,035,961 |
iShares
Russell Top 200 ETF |
23,957,521 |
iShares
Russell Top 200 Growth ETF |
288,680,613 |
iShares
Russell Top 200 Value ETF |
49,966,749 |
iShares
S&P 100 ETF |
362,360,219 |
iShares
S&P 500 Growth ETF |
3,160,067,414 |
iShares
S&P 500 Value ETF |
1,566,023,135 |
iShares
S&P Mid-Cap 400 Growth ETF |
840,254,575 |
iShares
S&P Mid-Cap 400 Value ETF |
779,295,226 |
iShares
S&P Small-Cap 600 Growth ETF |
659,211,964 |
iShares
S&P Small-Cap 600 Value ETF |
854,325,126 |
iShares
Semiconductor ETF
|
721,302,528 |
iShares
U.S. Aerospace & Defense ETF |
959,069,232 |
Fund |
Non-Expiring
Capital
Loss
Carryforward |
iShares
U.S. Broker-Dealers & Securities
Exchanges
ETF |
142,483,232 |
iShares
U.S. Digital Infrastructure and
Real
Estate ETF |
78,086,958 |
iShares
U.S. Healthcare Providers ETF |
162,814,328 |
iShares
U.S. Home Construction ETF |
203,011,003 |
iShares
U.S. Infrastructure ETF |
79,528,981 |
iShares
U.S. Insurance ETF |
8,758,967 |
iShares
U.S. Medical Devices ETF |
248,204,930 |
iShares
U.S. Oil & Gas Exploration &
Production
ETF
|
230,439,768 |
iShares
U.S. Oil Equipment & Services
ETF |
301,671,033 |
iShares
U.S. Pharmaceuticals ETF |
202,191,795 |
iShares
U.S. Real Estate ETF |
412,805,177 |
iShares
U.S. Regional Banks ETF |
118,291,081 |
iShares
U.S. Telecommunications ETF |
285,175,246 |
iShares
US Small Cap Value Factor ETF |
6,226,922 |
Contents |
|
A-4
| |
A-4
| |
A-4
| |
A-4
| |
A-5
| |
A-7
| |
A-8
| |
A-8
| |
A-9
| |
A-11
| |
A-11
| |
A-12
| |
A-12
| |
A-13
| |
A-13
| |
A-14
| |
A-15
| |
A-15 |