First
Trust
Exchange-Traded
Fund |
FUND
NAME |
TICKER
SYMBOL |
EXCHANGE |
First
Trust Dorsey Wright People’s Portfolio ETF |
DWPP |
Nasdaq |
First
Trust Dow 30 Equal Weight ETF |
EDOW |
NYSE
Arca |
First
Trust Lunt U.S. Factor Rotation ETF |
FCTR |
Cboe
BZX |
Maximum
Sales Charge (Load) Imposed on Purchases (as a percentage of offering
price) |
|
Management
Fees |
|
Distribution
and Service (12b-1) Fees |
|
Other
Expenses |
|
Acquired
Fund Fees and Expenses |
|
Total
Annual Fund Operating Expenses |
|
Fee
Waiver(1)
|
|
Total
Annual Fund Operating Expenses After Fee Waiver |
|
1
Year |
3
Years |
5
Years |
10
Years |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
1
Year |
5
Years |
Since
Inception |
Inception
Date |
Return
Before Taxes |
|
|
|
|
Return
After Taxes on Distributions |
|
|
|
|
Return
After Taxes on Distributions and Sale of Fund Shares |
|
|
|
|
Nasdaq
Dorsey Wright People's Portfolio Index(1)
(reflects no
deduction
for fees, expenses or taxes) |
|
|
|
|
S&P
500®
Index (reflects no deduction for fees, expenses or
taxes) |
|
|
|
|
Nasdaq
US 500 Large Cap Index (reflects no deduction for fees,
expenses
or taxes) |
|
|
|
|
Maximum
Sales Charge (Load) Imposed on Purchases (as a percentage of offering
price) |
None |
Management
Fees |
0.50% |
Distribution
and Service (12b-1) Fees |
0.00% |
Other
Expenses |
0.00% |
Total
Annual Fund Operating Expenses |
0.50% |
1
Year |
3
Years |
5
Years |
10
Years |
$51 |
$160 |
$280 |
$628 |
|
|
|
|
|
|
|
|
|
1
Year |
Since
Inception |
Inception
Date |
Return
Before Taxes |
18.63% |
13.22% |
8/8/2017 |
Return
After Taxes on Distributions |
17.87% |
12.36% |
|
Return
After Taxes on Distributions and Sale of Fund Shares |
11.01% |
10.06% |
|
Dow
Jones Industrial Average®
Equal Weight Index (reflects no deduction for
fees,
expenses or taxes) |
19.35% |
13.94% |
|
Dow
Jones Industrial Average®
(reflects no deduction for fees, expenses or
taxes) |
20.95% |
14.51% |
|
Maximum
Sales Charge (Load) Imposed on Purchases (as a percentage of offering
price) |
|
Management
Fees |
|
Distribution
and Service (12b-1) Fees |
|
Other
Expenses |
|
Total
Annual Fund Operating Expenses |
|
1
Year |
3
Years |
5
Years |
10
Years |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
1
Year |
Since
Inception |
Inception
Date |
Return
Before Taxes |
|
|
|
Return
After Taxes on Distributions |
|
|
|
Return
After Taxes on Distributions and Sale of Fund Shares |
|
|
|
Lunt
Capital Large Cap Factor Rotation Index (reflects no deduction for fees,
expenses
or taxes) |
|
|
|
Nasdaq
US 500 Large Cap Index (reflects no deduction for fees, expenses or
taxes) |
|
|
|
Fund |
Annual
Management
Fee
(%
of average
daily
net assets) |
Management
Fee
Paid
for the Year
Ended
12/31/2021
(%
of average
daily
net assets) |
First
Trust Dorsey Wright People’s Portfolio ETF |
0.60% |
0.60% |
First
Trust Dow 30 Equal Weight ETF |
0.50% |
0.50% |
First
Trust Lunt U.S. Factor Rotation ETF |
0.65% |
0.65% |
|
|
Average
Annual |
Cumulative | ||
|
1
Year |
5
Years |
Inception
(8/29/2012) |
5
Years |
Inception
(8/29/2012) |
Fund
Performance |
|
|
|
|
|
Net
Asset Value |
25.71% |
9.36% |
7.71% |
56.43% |
100.19% |
Market
Price |
25.77% |
9.32% |
7.71% |
56.14% |
100.07% |
Index
Performance |
|
|
|
|
|
Nasdaq
Dorsey Wright People's Portfolio Index(1)
|
26.48% |
N/A |
N/A |
N/A |
N/A |
S&P
500®
Index |
28.71% |
18.47% |
16.20% |
133.41% |
306.45% |
Nasdaq
US 500 Large Cap Index |
26.48% |
18.70% |
N/A |
135.62% |
N/A |
|
|
Average
Annual |
Cumulative |
|
1
Year |
Inception
(8/8/2017) |
Inception
(8/8/2017) |
Fund
Performance |
|
|
|
Net
Asset Value |
18.63% |
13.22% |
72.63% |
Market
Price |
18.59% |
13.22% |
72.63% |
Index
Performance |
|
|
|
Dow
Jones Industrial Average®
Equal Weight Index |
19.35% |
13.94% |
77.53% |
Dow
Jones Industrial Average® |
20.95% |
14.51% |
81.46% |
|
|
Average
Annual |
Cumulative |
|
1
Year |
Inception
(7/25/2018) |
Inception
(7/25/2018) |
Fund
Performance |
|
|
|
Net
Asset Value |
21.22% |
18.77% |
80.60% |
Market
Price |
21.21% |
18.78% |
80.65% |
Index
Performance |
|
|
|
Lunt
Capital Large Cap Factor Rotation Index |
22.10% |
19.68% |
85.40% |
Nasdaq
US 500 Large Cap Index |
26.48% |
18.63% |
79.85% |
|
Year
Ended December 31, | ||||
|
2021 |
2020 |
2019 |
2018 |
2017 |
Net
asset value, beginning of period |
$28.44 |
$33.42 |
$25.96 |
$28.64 |
$23.80 |
Income
from investment operations: |
|
|
|
|
|
Net
investment income (loss) |
0.25 |
0.11 |
0.37 |
0.33 |
0.30 |
Net
realized and unrealized gain (loss) |
7.02 |
(4.94) |
7.45 |
(2.67) |
4.84 |
Total
from investment operations |
7.27 |
(4.83) |
7.82 |
(2.34) |
5.14 |
Distributions
paid to shareholders from: |
|
|
|
|
|
Net
investment income |
(0.24) |
(0.15) |
(0.36) |
(0.34) |
(0.30) |
Net
asset value, end of period |
$35.47 |
$28.44 |
$33.42 |
$25.96 |
$28.64 |
Total
Return(a) |
25.71% |
(14.42)% |
30.24% |
(8.26)% |
21.71% |
Ratios/supplemental
data: |
|
|
|
|
|
Net
assets, end of period (in 000’s) |
$12,415 |
$11,375 |
$63,507 |
$35,042 |
$30,072 |
Ratios
to average net assets: |
|
|
|
|
|
Ratio
of total expenses to average net assets |
0.60% |
0.60% |
0.60% |
0.60% |
0.60% |
Ratio
of net expenses to average net assets |
0.60% |
0.60% |
0.60% |
0.60% |
0.60% |
Ratio
of net investment income (loss) to average net
assets |
0.77% |
0.69% |
1.28% |
1.19% |
1.29% |
Portfolio
turnover rate(b)
|
7% |
114% |
30% |
32% |
30%(c)
|
|
Year
Ended December 31, |
Period
Ended
12/31/2017
(a)
| |||
|
2021 |
2020 |
2019 |
2018 | |
Net
asset value, beginning of period |
$27.19 |
$26.11 |
$21.43 |
$22.00 |
$19.97 |
Income
from investment operations: |
|
|
|
|
|
Net
investment income (loss) |
0.48 |
0.50 |
0.47 |
0.40 |
0.17 |
Net
realized and unrealized gain (loss) |
4.56 |
1.08 |
4.70 |
(0.58) |
2.03 |
Total
from investment operations |
5.04 |
1.58 |
5.17 |
(0.18) |
2.20 |
Distributions
paid to shareholders from: |
|
|
|
|
|
Net
investment income |
(0.48) |
(0.50) |
(0.49) |
(0.39) |
(0.17) |
Net
asset value, end of period |
$31.75 |
$27.19 |
$26.11 |
$21.43 |
$22.00 |
Total
Return (b) |
18.63% |
6.41% |
24.27% |
(0.88)% |
11.02% |
Ratios/supplemental
data: |
|
|
|
|
|
Net
assets, end of period (in 000’s) |
$138,042 |
$71,994 |
$43,077 |
$12,859 |
$2,200 |
Ratios
to average net assets: |
|
|
|
|
|
Ratio
of total expenses to average net assets |
0.50% |
0.50% |
0.50% |
0.50% |
0.50%
(c)
|
Ratio
of net expenses to average net assets |
0.50% |
0.50% |
0.50% |
0.50% |
0.50%
(c)
|
Ratio
of net investment income (loss) to average net
assets |
1.70% |
2.11% |
1.99% |
2.33% |
1.99%
(c)
|
Portfolio
turnover rate (d)
|
14% |
31% |
13% |
16% |
20% |
|
Year
Ended December 31, |
Period
Ended
12/31/2018(a)
| ||
|
2021 |
2020 |
2019 | |
Net
asset value, beginning of period |
$29.47 |
$22.80 |
$17.67 |
$20.23 |
Income
from investment operations: |
|
|
|
|
Net
investment income (loss) |
0.17 |
0.12 |
0.23 |
0.12 |
Net
realized and unrealized gain (loss) |
6.07 |
6.68 |
5.12 |
(2.56) |
Total
from investment operations |
6.24 |
6.80 |
5.35 |
(2.44) |
Distributions
paid to shareholders from: |
|
|
|
|
Net
investment income |
(0.16) |
(0.13) |
(0.22) |
(0.12) |
Net
asset value, end of period |
$35.55 |
$29.47 |
$22.80 |
$17.67 |
Total
Return(b) |
21.22% |
30.02% |
30.35% |
(12.09)% |
Ratios/supplemental
data: |
|
|
|
|
Net
assets, end of period (in 000’s) |
$663,005 |
$131,157 |
$62,696 |
$28,269 |
Ratios
to average net assets: |
|
|
|
|
Ratio
of total expenses to average net assets |
0.65% |
0.65% |
0.65% |
0.65%(c)
|
Ratio
of net expenses to average net assets |
0.65% |
0.65% |
0.65% |
0.65%(c)
|
Ratio
of net investment income (loss) to average net
assets |
0.52% |
0.42% |
1.17% |
1.48%(c)
|
Portfolio
turnover rate(d)
|
307% |
460% |
246% |
183% |
First
Trust
Exchange-Traded
Fund |