Douglas P. Dick, Esq. Adam T. Teufel, Esq. Dechert LLP 1900 K Street, N.W. Washington, D.C. 20006 |
Peter G. Strelow Pacific Investment Management Company LLC 650 Newport Center Drive Newport Beach, California 92660 |
(Name and Address of Agent for Service) |
It is proposed that this filing will become effective (check appropriate box): | |||
☐ |
immediately upon filing pursuant to paragraph (b) |
☒ |
on November 1, 2022 pursuant to paragraph (b) |
☐ |
60 days after filing pursuant to paragraph (a)(1) |
☐ |
on (date) pursuant to paragraph (a)(1) |
☐ |
75 days after filing pursuant to paragraph (a)(2) |
☐ |
on (date) pursuant to paragraph (a)(2) of rule 485. |
If appropriate, check the following box: | |
☐ |
This post-effective amendment designates a new effective date for a previously filed post-effective amendment. |
|
Inst |
I-2 |
I-3 |
A |
C |
PIMCO Dividend and Income Fund |
PQIIX |
PQIPX |
– |
PQIZX |
PQICX |
PIMCO RAE Emerging Markets Fund |
PEIFX |
PEPFX |
– |
PEAFX |
– |
PIMCO RAE Global ex-US Fund |
PZRIX |
PZRPX |
– |
PZRAX |
– |
PIMCO RAE International Fund |
PPYIX |
PPYPX |
– |
PPYAX |
– |
PIMCO RAE US Fund |
PKAIX |
PKAPX |
– |
PKAAX |
– |
PIMCO RAE US Small Fund |
PMJIX |
PMJPX |
– |
PMJAX |
– |
|
Inst Class |
I-2 |
I-3 |
Class A |
Class C |
Maximum Sales Charge (Load) Imposed on Purchases (as a percentage of offering price) |
|
|
|
|
|
Maximum Deferred Sales Charge (Load) (as a percentage of the lower of the original purchase price or redemption price) |
|
|
|
|
|
|
Inst Class |
I-2 |
I-3 |
Class A |
Class C |
Management Fees |
|
|
|
|
|
Distribution and/or Service (12b-1) Fees |
|
|
|
|
|
Other Expenses |
|
|
|
|
|
Total Annual Fund Operating Expenses |
|
|
|
|
|
Fee Waiver and/or Expense Reimbursement(1)(2)(3) |
( |
( |
( |
( |
( |
Total Annual Fund Operating Expenses After Fee Waiver and/or Expense Reimbursement |
|
|
|
|
|
|
1 Year |
3 Years |
5 Years |
10 Years |
Institutional Class |
$ |
$ |
$ |
$ |
I-2 |
$ |
$ |
$ |
$ |
I-3 |
$ |
$ |
$ |
$ |
Class A |
$ |
$ |
$ |
$ |
Class C |
$ |
$ |
$ |
$ |
|
1 Year |
3 Years |
5 Years |
10 Years |
Class A |
$ |
$ |
$ |
$ |
Class C |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
|
1 Year |
5 Years |
10 Years |
Institutional Class Return Before Taxes |
|
|
|
Institutional Class Return After Taxes on Distributions(1) |
|
|
|
Institutional Class Return After Taxes on Distributions and Sales of Fund Shares(1) |
|
|
|
I-2 Return Before Taxes |
|
|
|
Class A Return Before Taxes |
|
|
|
Class C Return Before Taxes |
|
|
|
MSCI ACWI High Dividend Yield Index (reflects no deductions for fees, expenses or taxes) |
|
|
|
50% MSCI ACWI High Dividend Yield Index / 50% Bloomberg US Aggregate Index (reflects no deductions for fees, expenses or taxes) |
|
|
|
|
Inst Class |
I-2 |
Class A |
Maximum Sales Charge (Load) Imposed on Purchases (as a percentage of offering price) |
|
|
|
Maximum Deferred Sales Charge (Load) (as a percentage of the lower of the original purchase price or redemption price) |
|
|
|
|
Inst Class |
I-2 |
Class A |
Management Fees |
|
|
|
Distribution and/or Service (12b-1) Fees |
|
|
|
Other Expenses(1) |
|
|
|
Total Annual Fund Operating Expenses |
|
|
|
Fee Waiver and/or Expense Reimbursement(2) |
( |
( |
( |
Total Annual Fund Operating Expenses After Fee Waiver and/or Expense Reimbursement |
|
|
|
|
1 Year |
3 Years |
5 Years |
10 Years |
Institutional Class |
$ |
$ |
$ |
$ |
I-2 |
$ |
$ |
$ |
$ |
Class A |
$ |
$ |
$ |
$ |
|
1 Year |
3 Years |
5 Years |
10 Years |
Class A |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
|
1 Year |
5 Years |
10 Years |
Institutional Class Return Before Taxes |
|
|
|
Institutional Class Return After Taxes on Distributions(1) |
|
|
|
Institutional Class Return After Taxes on Distributions and Sales of Fund Shares(1) |
|
|
|
I-2 Return Before Taxes |
|
|
|
Class A Return Before Taxes |
|
|
|
MSCI Emerging Markets Value Index (reflects no deductions for fees, expenses or taxes) |
|
|
|
MSCI Emerging Markets Index (reflects no deductions for fees, expenses or taxes) |
- |
|
|
|
Inst Class |
I-2 |
Class A |
Maximum Sales Charge (Load) Imposed on Purchases (as a percentage of offering price) |
|
|
|
Maximum Deferred Sales Charge (Load) (as a percentage of the lower of the original purchase price or redemption price) |
|
|
|
|
Inst Class |
I-2 |
Class A |
Management Fees |
|
|
|
Distribution and/or Service (12b-1) Fees |
|
|
|
Other Expenses |
|
|
|
Acquired Fund Fees and Expenses |
|
|
|
Total Annual Fund Operating Expenses(1) |
|
|
|
Fee Waiver and/or Expense Reimbursement(2)(3) |
( |
( |
( |
Total Annual Fund Operating Expenses After Fee Waiver and/or Expense Reimbursement |
|
|
|
|
1 Year |
3 Years |
5 Years |
10 Years |
Institutional Class |
$ |
$ |
$ |
$ |
I-2 |
$ |
$ |
$ |
$ |
Class A |
$ |
$ |
$ |
$ |
|
1 Year |
3 Years |
5 Years |
10 Years |
Class A |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
|
1 Year |
5 Years |
Since Inception |
Inception Date |
Institutional Class Return Before Taxes |
|
|
|
|
Institutional Class Return After Taxes on Distributions(1) |
|
|
|
|
Institutional Class Return After Taxes on Distributions and Sales of Fund Shares(1) |
|
|
|
|
I-2 Return Before Taxes |
|
|
|
|
Class A Return Before Taxes |
|
|
|
|
MSCI All Country World ex US Value Index (reflects no deductions for fees, expenses or taxes) |
|
|
|
|
MSCI All Country World ex US Index (reflects no deductions for fees, expenses or taxes) |
|
|
|
|
|
Inst Class |
I-2 |
Class A |
Maximum Sales Charge (Load) Imposed on Purchases (as a percentage of offering price) |
|
|
|
Maximum Deferred Sales Charge (Load) (as a percentage of the lower of the original purchase price or redemption price) |
|
|
|
|
Inst Class |
I-2 |
Class A |
Management Fees |
|
|
|
Distribution and/or Service (12b-1) Fees |
|
|
|
Other Expenses(1) |
|
|
|
Total Annual Fund Operating Expenses |
|
|
|
Fee Waiver and/or Expense Reimbursement(2) |
( |
( |
( |
Total Annual Fund Operating Expenses After Fee Waiver and/or Expense Reimbursement |
|
|
|
|
1 Year |
3 Years |
5 Years |
10 Years |
Institutional Class |
$ |
$ |
$ |
$ |
I-2 |
$ |
$ |
$ |
$ |
Class A |
$ |
$ |
$ |
$ |
|
1 Year |
3 Years |
5 Years |
10 Years |
Class A |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
|
1 Year |
5 Years |
Since Inception |
Inception Date |
Institutional Class Return Before Taxes |
|
|
|
|
Institutional Class Return After Taxes on Distributions(1) |
|
|
|
|
Institutional Class Return After Taxes on Distributions and Sales of Fund Shares(1) |
|
|
|
|
I-2 Return Before Taxes |
|
|
|
|
Class A Return Before Taxes |
|
|
|
|
MSCI EAFE Value Index (reflects no deductions for fees, expenses or taxes) |
|
|
|
|
MSCI EAFE Index (reflects no deductions for fees, expenses or taxes) |
|
|
|
|
|
Inst Class |
I-2 |
I-3 |
Class A |
Maximum Sales Charge (Load) Imposed on Purchases (as a percentage of offering price) |
|
|
|
|
Maximum Deferred Sales Charge (Load) (as a percentage of the lower of the original purchase price or redemption price) |
|
|
|
|
|
Inst Class |
I-2 |
I-3 |
Class A |
Management Fees |
|
|
|
|
Distribution and/or Service (12b-1) Fees |
|
|
|
|
Other Expenses |
|
|
|
|
Total Annual Fund Operating Expenses |
|
|
|
|
Fee Waiver and/or Expense Reimbursement(1)(2) |
( |
( |
( |
( |
Total Annual Fund Operating Expenses After Fee Waiver and/or Expense Reimbursement |
|
|
|
|
|
1 Year |
3 Years |
5 Years |
10 Years |
Institutional Class |
$ |
$ |
$ |
$ |
I-2 |
$ |
$ |
$ |
$ |
I-3 |
$ |
$ |
$ |
$ |
Class A |
$ |
$ |
$ |
$ |
|
1 Year |
3 Years |
5 Years |
10 Years |
Class A |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
|
1 Year |
5 Years |
10 Years |
Institutional Class Return Before Taxes |
|
|
|
Institutional Class Return After Taxes on Distributions(1) |
|
|
|
Institutional Class Return After Taxes on Distributions and Sales of Fund Shares(1) |
|
|
|
I-2 Return Before Taxes |
|
|
|
Class A Return Before Taxes |
|
|
|
Russell 1000® Value Index (reflects no deductions for fees, expenses or taxes) |
|
|
|
S&P 500 Index (reflects no deductions for fees, expenses or taxes) |
|
|
|
|
Inst Class |
I-2 |
Class A |
Maximum Sales Charge (Load) Imposed on Purchases (as a percentage of offering price) |
|
|
|
Maximum Deferred Sales Charge (Load) (as a percentage of the lower of the original purchase price or redemption price) |
|
|
|
|
Inst Class |
I-2 |
Class A |
Management Fees |
|
|
|
Distribution and/or Service (12b-1) Fees |
|
|
|
Other Expenses |
|
|
|
Total Annual Fund Operating Expenses |
|
|
|
Fee Waiver and/or Expense Reimbursement(1) |
( |
( |
( |
Total Annual Fund Operating Expenses After Fee Waiver and/or Expense Reimbursement |
|
|
|
|
1 Year |
3 Years |
5 Years |
10 Years |
Institutional Class |
$ |
$ |
$ |
$ |
I-2 |
$ |
$ |
$ |
$ |
Class A |
$ |
$ |
$ |
$ |
|
1 Year |
3 Years |
5 Years |
10 Years |
Class A |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
|
1 Year |
5 Years |
10 Years |
Institutional Class Return Before Taxes |
|
|
|
Institutional Class Return After Taxes on Distributions(1) |
|
|
|
Institutional Class Return After Taxes on Distributions and Sales of Fund Shares(1) |
|
|
|
I-2 Return Before Taxes |
|
|
|
Class A Return Before Taxes |
|
|
|
Russell 2000® Value Index (reflects no deductions for fees, expenses or taxes) |
|
|
|
Russell 2000® Index (reflects no deductions for fees, expenses or taxes) |
|
|
|
|
Management Fees | ||||
Fund Name |
Inst Class |
I-2 |
I-3 |
Class A |
Class C |
PIMCO Dividend and Income Fund |
0.69% |
0.79% |
0.89%(1) |
0.79% |
0.79% |
PIMCO RAE Emerging Markets Fund |
0.75% |
0.85% |
N/A |
0.85% |
N/A |
PIMCO RAE Global ex-US Fund |
0.55% |
0.65% |
N/A |
0.65% |
N/A |
PIMCO RAE International Fund |
0.50% |
0.60% |
N/A |
0.60% |
N/A |
PIMCO RAE US Fund |
0.40% |
0.50% |
0.60%(1) |
0.55% |
N/A |
PIMCO RAE US Small Fund |
0.50% |
0.60% |
N/A |
0.65% |
N/A |
Fund Name |
Advisory Fees All Classes(1) |
PIMCO Dividend and Income Fund |
0.44% |
PIMCO RAE Emerging Markets Fund |
0.50% |
PIMCO RAE Global ex-US Fund |
0.40% |
PIMCO RAE International Fund |
0.30% |
PIMCO RAE US Fund |
0.25% |
PIMCO RAE US Small Fund |
0.35% |
|
Supervisory and Administrative Fees | ||||
Fund Name |
Inst Class |
I-2 |
I-3 |
Class A |
Class C |
PIMCO Dividend and Income Fund |
0.25% |
0.35% |
0.45%(1) |
0.35% |
0.35% |
PIMCO RAE Emerging Markets Fund |
0.25% |
0.35% |
N/A |
0.35% |
N/A |
PIMCO RAE Global ex-US Fund |
0.15% |
0.25% |
N/A |
0.25% |
N/A |
PIMCO RAE International Fund |
0.20% |
0.30% |
N/A |
0.30% |
N/A |
PIMCO RAE US Fund |
0.15% |
0.25% |
0.35%(1) |
0.30% |
N/A |
PIMCO RAE US Small Fund |
0.15% |
0.25% |
N/A |
0.30% |
N/A |
Underlying PIMCO Fund |
Management Fees(1) |
Other Expenses(2) |
Total Annual Fund Operating Expenses |
PIMCO Active Bond Exchange-Traded Fund |
0.55% |
0.01% |
0.56% |
PIMCO California Intermediate Municipal Bond Fund |
0.445% |
0.00% |
0.445% |
PIMCO California Municipal Bond Fund |
0.44% |
0.00% |
0.44% |
PIMCO California Short Duration Municipal Income Fund |
0.33% |
0.00% |
0.33% |
PIMCO Climate Bond Fund |
0.50% |
0.01% |
0.51% |
PIMCO CommoditiesPLUS® Strategy Fund |
0.74% |
0.21% |
0.95%(3) |
PIMCO CommodityRealReturn Strategy Fund® |
0.74% |
0.14% |
0.88%(4) |
PIMCO Credit Opportunities Bond Fund |
0.90% |
0.00% |
0.90% |
PIMCO Diversified Income Fund |
0.75% |
0.00% |
0.75% |
PIMCO Dynamic Bond Fund |
0.80% |
0.01% |
0.81% |
PIMCO Emerging Markets Bond Fund |
0.83% |
0.01% |
0.84% |
PIMCO Emerging Markets Corporate Bond Fund |
0.90% |
0.00% |
0.90% |
PIMCO Emerging Markets Currency and Short-Term Investments Fund |
0.85% |
0.01% |
0.86% |
Underlying PIMCO Fund |
Management Fees(1) |
Other Expenses(2) |
Total Annual Fund Operating Expenses |
PIMCO Emerging Markets Local Currency and Bond Fund |
0.90% |
0.32% |
1.22% |
PIMCO Enhanced Low Duration Active Exchange-Traded Fund |
0.46% |
0.07% |
0.53% |
PIMCO Enhanced Short Maturity Active ESG Exchange-Traded Fund |
0.36% |
0.01% |
0.37%(5) |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund |
0.35% |
0.01% |
0.36% |
PIMCO ESG Income Fund |
0.50% |
0.02% |
0.52% |
PIMCO Extended Duration Fund |
0.50% |
0.04% |
0.54% |
PIMCO Global Advantage® Strategy Bond Fund |
0.65% |
0.02% |
0.67% |
PIMCO Global Bond Opportunities Fund (U.S. Dollar-Hedged) |
0.55% |
0.01% |
0.56% |
PIMCO GNMA and Government Securities Fund |
0.50% |
0.02% |
0.52% |
PIMCO Government Money Market Fund |
0.18% |
0.00% |
0.18%(6) |
PIMCO High Yield Fund |
0.55% |
0.01% |
0.56% |
PIMCO High Yield Municipal Bond Fund |
0.55% |
0.02% |
0.57% |
PIMCO High Yield Spectrum Fund |
0.60% |
0.01% |
0.61% |
PIMCO Income Fund |
0.50% |
0.01% |
0.51% |
PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund |
0.35% |
0.00% |
0.35% |
PIMCO International Bond Fund (U.S. Dollar-Hedged) |
0.50% |
0.01% |
0.51% |
PIMCO International Bond Fund (Unhedged) |
0.50% |
0.01% |
0.51% |
PIMCO Investment Grade Credit Bond Fund |
0.50% |
0.01% |
0.51% |
PIMCO Long Duration Total Return Fund |
0.50% |
0.03% |
0.53% |
PIMCO Long-Term Credit Bond Fund |
0.55% |
0.02% |
0.57% |
PIMCO Long-Term Real Return Fund |
0.50% |
0.04% |
0.54% |
PIMCO Long-Term U.S. Government Fund |
0.475% |
0.01% |
0.485% |
PIMCO Low Duration Credit Fund |
0.70% |
0.03% |
0.73% |
PIMCO Low Duration ESG Fund |
0.50% |
0.00% |
0.50% |
PIMCO Low Duration Fund |
0.46% |
0.00% |
0.46% |
PIMCO Low Duration Fund II |
0.50% |
0.00% |
0.50% |
PIMCO Low Duration Income Fund |
0.50% |
0.00% |
0.50% |
PIMCO Moderate Duration Fund |
0.46% |
0.00% |
0.46% |
PIMCO Mortgage Opportunities and Bond Fund |
0.60% |
0.03% |
0.63% |
PIMCO Mortgage-Backed Securities Fund |
0.50% |
0.00% |
0.50% |
PIMCO Municipal Bond Fund |
0.44% |
0.01% |
0.45% |
PIMCO Municipal Income Opportunities Active Exchange-Traded Fund |
0.49% |
0.00% |
0.49%(7)(8) |
PIMCO National Intermediate Municipal Bond Fund |
0.45% |
0.00% |
0.45% |
PIMCO New York Municipal Bond Fund |
0.445% |
0.00% |
0.445% |
PIMCO Preferred and Capital Securities Fund |
0.79% |
0.09% |
0.88%(9) |
PIMCO RAE Emerging Markets Fund |
0.75% |
0.02% |
0.77%(10) |
PIMCO RAE Fundamental Advantage PLUS Fund |
0.89% |
0.01% |
0.90% |
PIMCO RAE International Fund |
0.50% |
0.02% |
0.52%(10) |
PIMCO RAE PLUS EMG Fund |
1.10% |
0.02% |
1.12% |
PIMCO RAE PLUS Fund |
0.79% |
0.01% |
0.80% |
PIMCO RAE PLUS International Fund |
0.82% |
0.02% |
0.84% |
PIMCO RAE PLUS Small Fund |
0.84% |
0.01% |
0.85% |
PIMCO RAE US Fund |
0.40% |
0.01% |
0.41%(10) |
PIMCO RAE US Small Fund |
0.50% |
0.01% |
0.51%(10) |
PIMCO RAE Worldwide Long/Short PLUS Fund |
1.19% |
0.01% |
1.20% |
PIMCO RAFI Dynamic Multi-Factor Emerging Markets Equity ETF |
0.49% |
0.03% |
0.52%(10) |
PIMCO RAFI Dynamic Multi-Factor International Equity ETF |
0.39% |
0.00% |
0.39%(10) |
PIMCO RAFI Dynamic Multi-Factor U.S. Equity ETF |
0.29% |
0.01% |
0.30%(10) |
PIMCO RAFI ESG U.S. ETF |
0.29% |
0.01% |
0.30%(10) |
PIMCO Real Return Fund |
0.45% |
0.02% |
0.47% |
PIMCO RealEstateRealReturn Strategy Fund |
0.74% |
0.05% |
0.79% |
PIMCO Senior Loan Active Exchange-Traded Fund |
0.70% |
0.02% |
0.72%(11)(12) |
Underlying PIMCO Fund |
Management Fees(1) |
Other Expenses(2) |
Total Annual Fund Operating Expenses |
PIMCO Short Asset Investment Fund |
0.34% |
0.01% |
0.35% |
PIMCO Short Duration Municipal Income Fund |
0.33% |
0.00% |
0.33% |
PIMCO Short Term Municipal Bond Active Exchange-Traded Fund |
0.35% |
0.00% |
0.35% |
PIMCO Short-Term Fund |
0.45% |
0.00% |
0.45% |
PIMCO StocksPLUS® Absolute Return Fund |
0.64% |
0.01% |
0.65% |
PIMCO StocksPLUS® Fund |
0.50% |
0.01% |
0.51% |
PIMCO StocksPLUS® International Fund (U.S. Dollar-Hedged) |
0.75% |
0.01% |
0.76% |
PIMCO StocksPLUS® International Fund (Unhedged) |
0.64% |
0.01% |
0.65% |
PIMCO StocksPLUS® Long Duration Fund |
0.59% |
0.02% |
0.61% |
PIMCO StocksPLUS® Short Fund |
0.64% |
0.00% |
0.64% |
PIMCO StocksPLUS® Small Fund |
0.69% |
0.01% |
0.70% |
PIMCO Strategic Bond Fund |
0.55% |
0.01% |
0.56%(13) |
PIMCO Total Return ESG Fund |
0.50% |
0.01% |
0.51% |
PIMCO Total Return Fund |
0.46% |
0.00% |
0.46% |
PIMCO Total Return Fund II |
0.50% |
0.00% |
0.50% |
PIMCO Total Return Fund IV |
0.50% |
0.00% |
0.50% |
PIMCO TRENDS Managed Futures Strategy Fund |
1.40% |
0.31% |
1.71%(14) |
Fund |
Portfolio Manager |
Since |
Recent Professional Experience |
PIMCO RAE Emerging Markets Fund PIMCO RAE Global ex-US Fund PIMCO RAE International Fund PIMCO RAE US Fund PIMCO RAE US Small Fund |
Rob Arnott |
06/15* 06/15* 06/15* 06/15* 06/15* |
Chairman and Founder, Research Affiliates, since July 2002. Previously, Mr. Arnott was Chairman of First Quadrant, L.P. until April 2004. He joined First Quadrant in April 1988. |
PIMCO RAE Emerging Markets Fund PIMCO RAE Global ex-US Fund PIMCO RAE International Fund PIMCO RAE US Fund PIMCO RAE US Small Fund |
Chris Brightman |
06/15* 06/15* 06/15* 06/15* 06/15* |
Chief Executive Officer, Research Affiliates, since July 2021, and Chief Investment Officer since April 2014. Previously at Research Affiliates, Mr. Brightman served as a Managing Director and Head of Investment Management. Prior to joining Research Affiliates in 2010, Mr. Brightman was chief executive officer of the University of Virginia Investment Management Company. |
PIMCO Dividend and Income Fund(1) |
Daniel J. Ivascyn |
10/13 |
Group Chief Investment Officer and Managing Director, PIMCO. Mr. Ivascyn joined PIMCO in 1998, previously having been associated with Bear Stearns in the asset backed securities group, as well as T. Rowe Price and Fidelity Investments. |
PIMCO Dividend and Income Fund(1) |
Alfred Murata |
10/13 |
Managing Director, PIMCO. Mr. Murata is a portfolio manager on the mortgage credit team. Prior to joining PIMCO in 2001, he researched and implemented exotic equity and interest rate derivatives at Nikko Financial Technologies. |
PIMCO Dividend and Income Fund(1) |
Erin Browne |
11/21 |
Managing Director, PIMCO. Ms. Browne is a portfolio manager in the Newport Beach office, focusing on multi-asset strategies. In her role, she works with PIMCO’s asset allocation team and with portfolio managers across asset classes and sectors globally. Prior to joining PIMCO in 2018, Ms. Browne was a managing director and head of asset allocation at UBS Asset Management, helping to drive the firm’s macro research, capital market assumptions, tactical asset allocation and strategic asset allocation views across asset classes. Previously, she was head of macro investments at UBS O’Connor, a multi-strategy hedge fund manager, and a global macro portfolio manager at Point72 Asset Management. Ms. Browne has also held roles at Citigroup, Moore Capital Management and Neuberger Berman, and she began her career at Lehman Brothers. She has investment experience since 2002 and holds a bachelor’s degree in economics from Georgetown University. |
PIMCO Dividend and Income Fund(1) |
Emmanuel S. Sharef |
11/21 |
Executive Vice President, PIMCO. Dr. Sharef is an executive vice president and portfolio manager in the Newport Beach office, focused on asset allocation strategies and the residential real estate market. He is a member of the Americas Portfolio Committee and has served as a rotating member of the Investment Committee. Prior to joining PIMCO in 2011, he worked in the mortgage credit strategists group at Morgan Stanley. He has investment and financial services experience since 2008 and holds a Ph.D. in operations research from Cornell University, specializing in statistics and biometrics. He received an undergraduate degree from Princeton University. |
Amount of Purchase |
Initial Sales Charge as % of Public Offering Price |
Initial Sales Charge as % of Net Amount Invested |
Under $100,000 |
3.75% |
3.90% |
$100,000 but under $250,000 |
3.25% |
3.36% |
$250,000 but under $500,000 |
2.25% |
2.30% |
$500,000 but under $1,000,000 |
1.75% |
1.78% |
$1,000,000 + |
0.00%* |
0.00%* |
Amount of Purchase |
Initial Sales Charge as % of Public Offering Price |
Initial Sales Charge as % of Net Amount Invested |
Under $50,000 |
5.50% |
5.82% |
$50,000 but under $100,000 |
4.50% |
4.71% |
$100,000 but under $250,000 |
3.50% |
3.63% |
$250,000 but under $500,000 |
2.50% |
2.56% |
$500,000 but under $1,000,000 |
2.00% |
2.04% |
$1,000,000 + |
0.00%* |
0.00%* |
Years Since Purchase Payment was Made |
Percentage Contingent Deferred Sales Charge |
First |
1% |
Thereafter |
0% |
|
Servicing Fee |
Distribution Fee |
Class A |
0.25% |
0.00% |
Class C |
0.25% |
0.75% |
Initial Investment |
Subsequent Investments |
$1,000 per Fund |
$50 per Fund |
Initial Investment |
Subsequent Investments |
$1 million per account |
None |
Fund |
Declared and Paid Annually |
Declared and Paid Quarterly |
All Funds (other than the PIMCO Dividend and Income Fund) |
• |
|
PIMCO Dividend and Income Fund |
|
• |
Category |
Underlying PIMCO Fund |
Main Investments |
Duration |
Credit Quality(1) |
Non-U.S. Dollar Denominated Instruments(2) |
Low Duration |
PIMCO Low Duration Income |
Short maturity fixed income instruments |
0 to 3 years |
Max 30% of total assets below Baa(3) |
No Limitation(4) |
PIMCO Short Asset Investment |
Money market instruments and short maturity fixed income instruments |
≤ 1.5 years |
Baa to Aaa |
0% | |
PIMCO Short-Term |
Money market instruments and short maturity fixed income instruments |
≤ 1 year |
B to Aaa; max 10% of total assets below Baa |
0-10% of total assets(5) | |
PIMCO Low Duration |
Short maturity fixed income instruments |
1 to 3 years |
Max 10% of total assets below Baa |
0-30% of total assets(5) | |
PIMCO Low Duration II |
Short maturity fixed income instruments with quality and non-U.S. issuer restrictions |
1 to 3 years |
A to Aaa |
0% | |
PIMCO Low Duration ESG |
Short maturity fixed income instruments with prohibitions on firms engaged in socially sensitive practices |
1 to 3 years |
Max 10% of total assets below Baa |
0-30% of total assets(5) | |
PIMCO Low Duration Credit |
Diversified portfolio of fixed income instruments |
0 to 3 years |
Max 10% of total assets below Caa |
0-25% of total assets(10) | |
Intermediate Duration |
PIMCO Moderate Duration |
Short and intermediate maturity fixed income instruments |
+/-2 years of its benchmark |
Max 10% of total assets below Baa |
0-30% of total assets(5) |
PIMCO GNMA and Government Securities |
Short and intermediate maturity mortgage- related fixed income securities issued by the Government National Mortgage Association and U.S. government securities |
1 to 7 years |
Baa to Aaa; max 10% of total assets below Aaa |
0% | |
PIMCO High Yield |
High yielding fixed income securities |
+/-1 year of its benchmark |
Min 80% high yield investments (6) ; max 20% of total assets Caa or below |
0-20% of total assets(5) | |
PIMCO High Yield Spectrum |
High yielding fixed income securities |
+/-1 year of its benchmark |
Min 80% high yield investments(7) |
No Limitation(8) | |
PIMCO Mortgage-Backed Securities |
Short and intermediate maturity mortgage- related fixed income instruments |
1 to 7 years |
Baa to Aaa; max 10% of total assets below Aaa(9) |
0% | |
PIMCO Total Return |
Intermediate maturity fixed income instruments |
+/-2 years of its benchmark |
Max 20% of total assets below Baa |
0-30% of total assets(5) | |
PIMCO Total Return II |
Intermediate maturity fixed income instruments with quality and non-U.S. issuer restrictions |
+/-2 years of its benchmark |
Baa to Aaa |
0% | |
PIMCO Total Return ESG |
Intermediate maturity fixed income instruments with prohibitions on firms engaged in socially sensitive practices |
+/-2 years of its benchmark |
Max 20% of total assets below Baa |
0-30% of total assets(5) | |
PIMCO Total Return IV |
Intermediate maturity fixed income instruments |
+/-1.5 years of its benchmark |
Baa to Aaa |
0-15% of total assets(10) | |
PIMCO Investment Grade Credit Bond |
Investment grade fixed income securities |
+/-2 years of its benchmark |
Max 15% of total assets below Baa |
0-30% of total assets(5) |
Category |
Underlying PIMCO Fund |
Main Investments |
Duration |
Credit Quality(1) |
Non-U.S. Dollar Denominated Instruments(2) |
Long Duration |
PIMCO Long Duration Total Return |
Long-term maturity fixed income instruments |
+/-2 years of its benchmark |
Max 10% of total assets below Baa |
0-30% of total assets(5) |
PIMCO Extended Duration |
Long-term maturity fixed income instruments |
+/-3 years of its benchmark |
B to Aaa; max 10% of total assets below Baa |
0-30% of total assets(5) | |
PIMCO Long-Term U.S. Government |
Long-term maturity fixed income securities |
≥ 8 years |
A to Aaa; max 25% Aa; max 10% A |
0% | |
PIMCO Mortgage Opportunities and Bond |
Mortgage-related assets and fixed income instruments |
(-1) to 8 years |
Max 50% of total assets below Baa(11) |
0% | |
PIMCO Long-Term Credit Bond |
Long-term maturity fixed income instruments |
+/-2 years of its benchmark |
B to Aaa; max 20% of total assets below Baa |
0-30% of total assets(5) | |
Income |
PIMCO ESG Income |
Broad range of fixed income instruments with prohibitions on firms engaged in socially sensitive practices |
0 to 8 years |
Max 50% of total assets below Baa(3) |
No Limitation(4) |
PIMCO Income |
Broad range of fixed income instruments |
0 to 8 years |
Max 50% of total assets below Baa(3) |
No Limitation(4) | |
PIMCO Preferred and Capital Securities |
Capital securities and preferred securities |
+/-2 years of its benchmark |
No Limitation |
No Limitation(4) | |
Inflation-Related |
PIMCO Real Return |
Inflation-indexed fixed income instruments |
+/-3 years of its benchmark |
B to Aaa; max 10% of total assets below Baa(12) |
0-30% of total assets(5) |
PIMCO Long-Term Real Return |
Inflation-indexed fixed income securities |
+/-4 years of its benchmark |
B to Aaa; max 20% of total assets below Baa(12) |
0-30% of total assets(5) | |
PIMCO CommoditiesPLUS® Strategy |
Commodity-linked derivative instruments backed by an actively managed low volatility portfolio of fixed income instruments |
≤ 1 year |
Max 10% of total assets below Baa |
0-20%(4) | |
PIMCO CommodityRealReturn Strategy® |
Commodity-linked derivative instruments backed by a portfolio of inflation-indexed securities and other fixed income instruments |
≤ 10 years |
Max 10% of total assets below Baa |
0-30% of total assets(5) | |
PIMCO RealEstateRealReturn Strategy |
Real estate-linked derivative instruments backed by a portfolio of inflation-indexed securities and other fixed income instruments |
≤ 10 years |
Max 10% of total assets below Baa |
0-30% of total assets(5) | |
Tax Exempt |
PIMCO California Short Duration Municipal Income |
Short to intermediate maturity municipal securities (exempt from federal and California income tax) |
≤ 3 years |
Caa to Aaa; max 10% of total assets below Baa |
0% |
PIMCO California Municipal Bond |
Municipal securities (exempt from federal and California income tax) |
(-2) to 4 years of its benchmark |
Max 20% of total assets below Baa |
0% | |
PIMCO Short Duration Municipal Income |
Short to intermediate maturity municipal securities (exempt from federal income tax) |
≤ 3 years |
Baa to Aaa |
0% | |
PIMCO California Intermediate Municipal Bond |
Intermediate maturity municipal securities (exempt from federal and California income tax) |
(-2) to 4 years of its benchmark |
Max 10% of total assets below Baa |
0% | |
PIMCO Municipal Bond |
Intermediate to long-term maturity municipal securities (exempt from federal income tax) |
(-2) to 4 years of its benchmark |
Max 20% of total assets below Baa |
0% | |
PIMCO National Intermediate Municipal Bond |
Municipal securities (exempt from federal income tax) |
(-2) to 4 years of its benchmark |
Max 10% of total assets below Baa |
0% | |
PIMCO New York Municipal Bond |
Intermediate to long-term maturity municipal securities (exempt from federal and New York income tax) |
(-2) to 4 years of its benchmark |
Max 20% of total assets below Baa |
0% | |
PIMCO High Yield Municipal Bond |
Intermediate to long-term maturity high yield municipal securities (exempt from federal income tax) |
(-2) to 4 years of its benchmark |
No Limitation |
0% |
Category |
Underlying PIMCO Fund |
Main Investments |
Duration |
Credit Quality(1) |
Non-U.S. Dollar Denominated Instruments(2) |
International Bond |
PIMCO Emerging Markets Bond |
Emerging market fixed income instruments |
+/- 2 years of its benchmark |
Max 15% of total assets below B |
≥ 80% of assets(13) |
PIMCO Emerging Markets Currency and Short-Term Investments |
Currencies of, or fixed income instruments denominated in currencies of, emerging market countries and short-term investments |
≤ 2 years |
Max 15% of total assets below B |
No Limitation(14) | |
PIMCO International Bond (U.S. Dollar-Hedged) |
Intermediate maturity hedged non-U.S. fixed income instruments |
+/-3 years of its benchmark |
Max 10% of total assets below Baa |
No Limitation(5) | |
PIMCO International Bond (Unhedged) |
Intermediate maturity non-U.S. fixed income instruments |
+/-3 years of its benchmark |
Max 10% of total assets below Baa |
No Limitation | |
PIMCO Global Advantage® Strategy Bond |
U.S. and non-U.S. fixed income instruments |
≤ 8 years |
Max 15% of total assets below B |
No Limitation | |
PIMCO Global Bond Opportunities (U.S. Dollar-Hedged) |
U.S. and hedged non-U.S. intermediate maturity fixed income instruments |
2 to 8 years |
Max 10% of total assets below Baa |
No Limitation(5) | |
PIMCO Diversified Income |
Investment grade corporate, high yield and emerging market fixed income instruments |
3 to 8 years |
Max 10% below B |
No Limitation | |
PIMCO Emerging Markets Local Currency and Bond |
Currencies of, or fixed income instruments denominated in currencies of, emerging market countries and fixed income instruments |
+/-2 years of its benchmark |
Max 15% of total assets below B |
No Limitation(15) | |
PIMCO Emerging Markets Corporate Bond |
Diversified portfolio of fixed income instruments economically tied to emerging market countries |
+/- 2 years of its benchmark |
Max 15% of total assets below B |
No Limitation | |
PIMCO Climate Bond |
Diversified portfolio of fixed income instruments |
2 to 8 years |
Max 25% of total assets below Baa |
No Limitation(5) | |
Absolute Return |
PIMCO Dynamic Bond |
Diversified portfolio of fixed income instruments |
(-3) to 8 years |
Max 40% of total assets below Baa |
No Limitation(16) |
PIMCO Strategic Bond |
Diversified portfolio of fixed income instruments |
(-1) to 5 years |
Max 20% of total assets below Baa |
No Limitation(17) | |
PIMCO Credit Opportunities Bond |
Diversified portfolio of fixed income instruments |
0 to 6 years |
Max 50% of total assets below B- |
No Limitation(5) | |
PIMCO TRENDS Managed Futures Strategy |
Financial and commodity-linked derivative instruments selected by a quantitative strategy and generally backed by a short to intermediate duration portfolio which may consist of cash equivalent securities and fixed income instruments |
N/A |
No Limitation |
No Limitation | |
PIMCO RAE Fundamental Advantage PLUS |
Long exposure to RAE US Large Model Portfolio, short exposure to the S&P 500 Index, complemented by a portfolio of fixed income instruments |
(-3) to 8 years |
Max 20% of total assets below Baa |
No Limitation(16) | |
Domestic Equity-Related |
PIMCO RAE PLUS |
Exposure to RAE US Large Model Portfolio complemented by a portfolio of fixed income instruments |
(-3) to 8 years |
Max 20% of total assets below Baa |
No Limitation(16) |
PIMCO StocksPLUS® Small |
Russell 2000® Index derivatives backed by a diversified portfolio of actively managed fixed income instruments |
(-3) to 8 years |
B to Aaa; max 20% of total assets below Baa(12) |
No Limitation (18) | |
PIMCO StocksPLUS® Long Duration |
S&P 500 Index derivatives backed by a diversified portfolio of long-term fixed income instruments |
+/-2 years of Bloomberg Long-Term Government/Credit Index(19) |
B to Aaa; max 10% of total assets below Baa |
0-30% of total assets(5) | |
PIMCO StocksPLUS® Absolute Return |
S&P 500 Index derivatives backed by a portfolio of fixed income instruments |
(-3) to 8 years |
B to Aaa; max 20% of total assets below Baa(12) |
No Limitation (16) | |
PIMCO StocksPLUS® |
S&P 500 Index derivatives backed by a portfolio of short-term fixed income instruments |
≤ 1 year |
B to Aaa; max 10% of total assets below Baa(12) |
0-30% of total assets(5) | |
PIMCO RAE PLUS Small |
Exposure to RAE US Small Model Portfolio complemented by a portfolio of fixed income instruments |
(-3) to 8 years |
Max 20% of total assets below Baa |
No Limitation(16) | |
PIMCO RAE US |
Exposure to RAE US Portfolio |
N/A |
N/A |
0% | |
PIMCO RAE US Small |
Exposure to RAE US Small Portfolio |
N/A |
N/A |
0% | |
PIMCO RAFI ESG U.S. ETF |
Component Securities of the RAFI ESG US Index |
N/A |
N/A |
0% | |
PIMCO RAFI Dynamic Multi-Factor U.S. Equity ETF |
Component Securities of the RAFI Dynamic Multi-Factor US Index |
N/A |
N/A |
0% |
Category |
Underlying PIMCO Fund |
Main Investments |
Duration |
Credit Quality(1) |
Non-U.S. Dollar Denominated Instruments(2) |
Equity-Related |
PIMCO RAE Worldwide Long/ Short PLUS |
Long exposure to RAE Low Volatility U.S. Model Portfolio, RAE Low Volatility Intl Model Portfolio and RAE Low Volatility Emerging Markets Model Portfolio, short exposure to certain traditional capitalization-weighted equity indexes, complemented by a portfolio of fixed income instruments |
(-3) to 8 years |
Max 20% of total assets below Baa |
No Limitation(16) |
International Equity-Related |
PIMCO RAE PLUS EMG |
Exposure to RAE Emerging Markets Model Fund complemented by a portfolio of fixed income instruments |
(-3) to 8 years |
Max 20% of total assets below Baa |
No Limitation(17) |
PIMCO StocksPLUS® International (Unhedged) |
Non-U.S. equity derivatives backed by a portfolio of fixed income instruments |
(-3) to 8 years |
B to Aaa; max 20% of total assets below Baa(12) |
No Limitation(18) | |
PIMCO StocksPLUS® International (U.S. Dollar- Hedged) |
Non-U.S. equity derivatives (hedged to U.S. dollars) backed by a portfolio of fixed income instruments. |
(-3) to 8 years |
B to Aaa; max 20% of total assets below Baa(12) |
No Limitation(18) | |
PIMCO RAE PLUS International |
Exposure to RAE International Large Model Portfolio complemented by a portfolio of fixed income instruments |
(-3) to 8 years |
Max 20% of total assets below Baa |
No Limitation(16) | |
PIMCO RAE Emerging Markets |
Exposure to RAE Emerging Markets Portfolio |
N/A |
N/A |
No Limitation | |
PIMCO RAE International |
Exposure to RAE International Portfolio |
N/A |
N/A |
No Limitation | |
PIMCO RAFI Dynamic Multi-Factor Emerging Markets Equity ETF |
Component securities of the RAFI Dynamic Multi-Factor Emerging Markets Index |
N/A |
N/A |
No Limitation | |
PIMCO RAFI Dynamic Multi-Factor International Equity ETF |
Component securities of the RAFI Dynamic Multi-Factor Developed Ex-U.S. Index |
N/A |
N/A |
No Limitation | |
U.S. Government Securities |
PIMCO Government Money Market |
U.S. government securities |
≤ 60 days dollar- weighted average maturity |
Min 97% of total assets Prime 1; ≤ 3% of total assets Prime 2 |
0% |
Short Strategies |
PIMCO StocksPLUS® Short |
Short S&P 500 Index derivatives backed by a portfolio of fixed income instruments |
(-3) to 8 years |
B to Aaa; max 20% of total assets below Baa(12) |
No Limitation (16) |
Actively-Managed Exchange-Traded Funds |
PIMCO Active Bond Exchange-Traded |
Fixed income instruments of varying maturities |
2 to 8 years |
Max 30% of total assets below Baa |
0-15% of total assets (4) |
PIMCO Enhanced Low Duration Active Exchange-Traded |
Fixed income instruments of varying maturities |
1 to 3 years |
Max 15% below Baa |
No Limitation (10) | |
PIMCO Enhanced Short Maturity Active Exchange-Traded |
Short to intermediate maturity fixed income instruments |
≤1 year |
Baa to Aaa |
0% | |
PIMCO Intermediate Municipal Bond Active Exchange-Traded |
Intermediate maturity municipal securities (exempt from federal income tax) |
(-2) to 4 years of its benchmark |
Baa to Aaa |
0% | |
PIMCO Short Term Municipal Bond Active Exchange-Traded |
Short maturity municipal securities (exempt from federal income tax) |
≤ 3 years |
Baa to Aaa |
0% | |
PIMCO Enhanced Short Maturity Active ESG Exchange-Traded |
Short to intermediate maturity fixed income instruments |
˂1 year |
Baa to Aaa |
0-10% of total assets | |
PIMCO Municipal Income Opportunities Active Exchange-Traded |
Municipal securities (exempt from federal income tax) |
+/- 2 years of its benchmark |
Max 30% of total assets below Baa |
0% | |
PIMCO Senior Loan Active Exchange-Traded |
Senior secured floating rate bank loans, bank loans and floating rate loans |
+/- 1 year of its benchmark |
No Limitation |
0-20% of total assets |
|
|
Investment Operations |
Less Distributions(c) | |||||
|
|
|
| |||||
Selected Per Share Data for the Year Ended^: |
Net Asset Value Beginning of Year(a) |
Net Investment Income (Loss)(b) |
Net Realized/ Unrealized Gain (Loss) |
Total |
From Net Investment Income |
From Net Realized Capital Gains |
Tax Basis Return of Capital |
Total |
PIMCO Dividend and Income Fund |
|
|
|
| ||||
Institutional Class |
|
|
|
| ||||
06/30/2022 |
$12.72 |
$0.47 |
$(1.42) |
$(0.95) |
$(0.42) |
$0.00 |
$0.00 |
$(0.42) |
06/30/2021 |
9.71 |
0.44 |
3.03 |
3.47 |
(0.46) |
0.00 |
0.00 |
(0.46) |
06/30/2020 |
11.27 |
0.33 |
(1.57) |
(1.24) |
(0.32) |
0.00 |
0.00 |
(0.32) |
06/30/2019 |
11.54 |
0.39 |
(0.18) |
0.21 |
(0.48) |
0.00 |
0.00 |
(0.48) |
06/30/2018 |
11.09 |
0.36 |
0.41 |
0.77 |
(0.32) |
0.00 |
0.00 |
(0.32) |
I-2 |
|
|
|
| ||||
06/30/2022 |
$12.74 |
$0.48 |
$(1.44) |
$(0.96) |
$(0.41) |
$0.00 |
$0.00 |
$(0.41) |
06/30/2021 |
9.72 |
0.41 |
3.06 |
3.47 |
(0.45) |
0.00 |
0.00 |
(0.45) |
06/30/2020 |
11.29 |
0.32 |
(1.58) |
(1.26) |
(0.31) |
0.00 |
0.00 |
(0.31) |
06/30/2019 |
11.56 |
0.38 |
(0.19) |
0.19 |
(0.46) |
0.00 |
0.00 |
(0.46) |
06/30/2018 |
11.11 |
0.34 |
0.42 |
0.76 |
(0.31) |
0.00 |
0.00 |
(0.31) |
Class A |
|
|
|
| ||||
06/30/2022 |
$12.71 |
$0.43 |
$(1.42) |
$(0.99) |
$(0.39) |
$0.00 |
$0.00 |
$(0.39) |
06/30/2021 |
9.70 |
0.39 |
3.04 |
3.43 |
(0.42) |
0.00 |
0.00 |
(0.42) |
06/30/2020 |
11.27 |
0.29 |
(1.57) |
(1.28) |
(0.29) |
0.00 |
0.00 |
(0.29) |
06/30/2019 |
11.53 |
0.35 |
(0.19) |
0.16 |
(0.42) |
0.00 |
0.00 |
(0.42) |
06/30/2018 |
11.08 |
0.31 |
0.42 |
0.73 |
(0.28) |
0.00 |
0.00 |
(0.28) |
Class C |
|
|
|
| ||||
06/30/2022 |
$12.72 |
$0.34 |
$(1.43) |
$(1.09) |
$(0.31) |
$0.00 |
$0.00 |
$(0.31) |
06/30/2021 |
9.70 |
0.27 |
3.07 |
3.34 |
(0.32) |
0.00 |
0.00 |
(0.32) |
06/30/2020 |
11.29 |
0.21 |
(1.57) |
(1.36) |
(0.23) |
0.00 |
0.00 |
(0.23) |
06/30/2019 |
11.48 |
0.26 |
(0.18) |
0.08 |
(0.27) |
0.00 |
0.00 |
(0.27) |
06/30/2018 |
11.06 |
0.22 |
0.42 |
0.64 |
(0.22) |
0.00 |
0.00 |
(0.22) |
PIMCO RAE Emerging Markets Fund |
|
|
|
| ||||
Institutional Class |
|
|
|
| ||||
06/30/2022 |
$12.02 |
$0.55 |
$(2.76) |
$(2.21) |
$(0.96) |
$0.00 |
$0.00 |
$(0.96) |
06/30/2021 |
7.83 |
0.27 |
4.09 |
4.36 |
(0.17) |
0.00 |
0.00 |
(0.17) |
06/30/2020 |
9.92 |
0.24 |
(2.06) |
(1.82) |
(0.24) |
(0.03) |
0.00 |
(0.27) |
06/30/2019 |
10.74 |
0.29 |
(0.11) |
0.18 |
(0.26) |
(0.74) |
0.00 |
(1.00) |
06/30/2018 |
10.83 |
0.25 |
0.59 |
0.84 |
(0.19) |
(0.74) |
0.00 |
(0.93) |
I-2 |
|
|
|
| ||||
06/30/2022 |
$11.97 |
$0.50 |
$(2.71) |
$(2.21) |
$(0.96) |
$0.00 |
$0.00 |
$(0.96) |
06/30/2021 |
7.80 |
0.30 |
4.03 |
4.33 |
(0.16) |
0.00 |
0.00 |
(0.16) |
06/30/2020 |
9.86 |
0.32 |
(2.16) |
(1.84) |
(0.19) |
(0.03) |
0.00 |
(0.22) |
06/30/2019 |
10.68 |
0.29 |
(0.11) |
0.18 |
(0.26) |
(0.74) |
0.00 |
(1.00) |
06/30/2018 |
10.79 |
0.24 |
0.57 |
0.81 |
(0.18) |
(0.74) |
0.00 |
(0.92) |
Class A |
|
|
|
|
| |||
06/30/2022 |
$11.86 |
$0.47 |
$(2.68) |
$(2.21) |
$(0.95) |
$0.00 |
$0.00 |
$(0.95) |
06/30/2021 |
7.75 |
0.23 |
4.03 |
4.26 |
(0.15) |
0.00 |
0.00 |
(0.15) |
06/30/2020 |
9.84 |
0.23 |
(2.07) |
(1.84) |
(0.22) |
(0.03) |
0.00 |
(0.25) |
06/30/2019 |
10.68 |
0.25 |
(0.09) |
0.16 |
(0.26) |
(0.74) |
0.00 |
(1.00) |
06/30/2018 |
10.81 |
0.21 |
0.59 |
0.80 |
(0.19) |
(0.74) |
0.00 |
(0.93) |
|
|
Ratios/Supplemental Data | ||||||
|
|
|
Ratios to Average Net Assets(e) |
| ||||
Net Asset Value End of Year(a) |
Total Return(d) |
Net Assets End of Year (000s) |
Expenses |
Expenses Excluding Waivers |
Expenses Excluding Interest Expense |
Expenses Excluding Interest Expense and Waivers |
Net Investment Income (Loss) |
Portfolio Turnover Rate |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$11.35 |
(7.76)% |
$12,660 |
0.71%(m)(n) |
0.72%(m)(n) |
0.71%(m)(n) |
0.72%(m)(n) |
3.80% |
254% |
12.72 |
36.27 |
32,512 |
0.79(o) |
0.80(o) |
0.77(o) |
0.78(o) |
3.79 |
218 |
9.71 |
(11.38) |
16,438 |
0.83 |
0.84 |
0.80 |
0.81 |
3.05 |
158 |
11.27 |
2.06 |
20,685 |
0.95 |
0.96 |
0.80 |
0.81 |
3.48 |
108 |
11.54 |
6.89 |
23,027 |
0.85 |
0.86 |
0.80 |
0.81 |
3.04 |
80 |
|
|
|
|
|
|
|
|
|
$11.37 |
(7.78)% |
$17,950 |
0.81%(m)(p) |
0.82%(m)(p) |
0.81%(m)(p) |
0.82%(m)(p) |
3.83% |
254% |
12.74 |
36.19 |
19,919 |
0.89(o) |
0.90(o) |
0.87(o) |
0.88(o) |
3.64 |
218 |
9.72 |
(11.52) |
19,236 |
0.93 |
0.94 |
0.90 |
0.91 |
2.95 |
158 |
11.29 |
1.91 |
25,573 |
1.05 |
1.06 |
0.90 |
0.91 |
3.40 |
108 |
11.56 |
6.80 |
27,286 |
0.95 |
0.96 |
0.90 |
0.91 |
2.94 |
80 |
|
|
|
|
|
|
|
|
|
$11.33 |
(8.08)% |
$120,215 |
1.06%(m)(p) |
1.07%(m)(p) |
1.06%(m)(p) |
1.07%(m)(p) |
3.47% |
254% |
12.71 |
35.89 |
136,346 |
1.14(o) |
1.15(o) |
1.12(o) |
1.13(o) |
3.41 |
218 |
9.70 |
(11.72) |
96,148 |
1.18 |
1.19 |
1.15 |
1.16 |
2.70 |
158 |
11.27 |
1.61 |
122,533 |
1.30 |
1.31 |
1.15 |
1.16 |
3.13 |
108 |
11.53 |
6.60 |
138,561 |
1.20 |
1.21 |
1.15 |
1.16 |
2.70 |
80 |
|
|
|
|
|
|
|
|
|
$11.32 |
(8.76)% |
$15,021 |
1.81%(m)(p) |
1.82%(m)(p) |
1.81%(m)(p) |
1.82%(m)(p) |
2.73% |
254% |
12.72 |
34.82 |
18,882 |
1.89(o) |
1.90(o) |
1.87(o) |
1.88(o) |
2.52 |
218 |
9.70 |
(12.36) |
46,644 |
1.93 |
1.94 |
1.90 |
1.91 |
1.92 |
158 |
11.29 |
0.87 |
83,059 |
2.05 |
2.06 |
1.90 |
1.91 |
2.34 |
108 |
11.48 |
5.72 |
115,183 |
1.95 |
1.96 |
1.90 |
1.91 |
1.91 |
80 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$8.85 |
(19.72)% |
$1,247,735 |
0.76% |
0.77% |
0.75% |
0.76% |
5.13% |
109% |
12.02 |
56.09 |
1,716,375 |
0.79(f) |
0.85(f) |
0.78(f) |
0.84(f) |
2.66 |
79 |
7.83 |
(18.91) |
1,184,716 |
0.76 |
0.97 |
0.75 |
0.96 |
2.70 |
56 |
9.92 |
2.40 |
2,632,982 |
0.75 |
0.96 |
0.75 |
0.96 |
2.94 |
25 |
10.74 |
7.50 |
1,848,953 |
0.76 |
0.97 |
0.76 |
0.97 |
2.13 |
28 |
|
|
|
|
|
|
|
|
|
$8.80 |
(19.78)% |
$69,156 |
0.86% |
0.87% |
0.85% |
0.86% |
4.73% |
109% |
11.97 |
55.95 |
59,609 |
0.89(g) |
0.95(g) |
0.88(g) |
0.94(g) |
2.71 |
79 |
7.80 |
(19.13) |
3,070 |
0.86 |
1.07 |
0.85 |
1.06 |
3.58 |
56 |
9.86 |
2.42 |
16,263 |
0.85 |
1.06 |
0.85 |
1.06 |
2.93 |
25 |
10.68 |
7.26 |
17,486 |
0.86 |
1.07 |
0.86 |
1.07 |
2.07 |
28 |
|
|
|
|
|
|
|
|
|
$8.70 |
(19.97)% |
$12,611 |
1.11% |
1.12% |
1.10% |
1.11% |
4.43% |
109% |
11.86 |
55.42 |
15,798 |
1.14(g) |
1.20(g) |
1.13(g) |
1.19(g) |
2.24 |
79 |
7.75 |
(19.27) |
7,628 |
1.11 |
1.32 |
1.10 |
1.31 |
2.61 |
56 |
9.84 |
2.21 |
16,198 |
1.10 |
1.31 |
1.10 |
1.31 |
2.52 |
25 |
10.68 |
7.08 |
7,350 |
1.11 |
1.32 |
1.11 |
1.32 |
1.76 |
28 |
|
|
Investment Operations |
Less Distributions(c) | |||||
|
|
|
| |||||
Selected Per Share Data for the Year Ended^: |
Net Asset Value Beginning of Year(a) |
Net Investment Income(Loss)(b) |
Net Realized/ Unrealized Gain(Loss) |
Total |
From Net Investment Income |
From Net Realized Capital Gains |
Tax Basis Return of Capital |
Total |
PIMCO RAE Global ex-US Fund |
|
|
|
| ||||
Institutional Class |
|
|
|
| ||||
06/30/2022 |
$11.65 |
$1.15 |
$(2.80) |
$(1.65) |
$(1.22) |
$0.00 |
$0.00 |
$(1.22) |
06/30/2021 |
8.20 |
0.21 |
3.45 |
3.66 |
(0.21) |
0.00 |
0.00 |
(0.21) |
06/30/2020 |
10.23 |
0.38 |
(1.76) |
(1.38) |
(0.37) |
(0.28) |
0.00 |
(0.65) |
06/30/2019 |
10.68 |
0.32 |
(0.51) |
(0.19) |
(0.26) |
0.00 |
0.00 |
(0.26) |
06/30/2018 |
10.49 |
0.38 |
0.28 |
0.66 |
(0.42) |
0.00 |
(0.05) |
(0.47) |
I-2 |
|
|
|
| ||||
06/30/2022 |
$11.67 |
$1.39 |
$(3.04) |
$(1.65) |
$(1.22) |
$0.00 |
$0.00 |
$(1.22) |
06/30/2021 |
8.18 |
0.02 |
3.63 |
3.65 |
(0.16) |
0.00 |
0.00 |
(0.16) |
06/30/2020 |
10.20 |
0.30 |
(1.68) |
(1.38) |
(0.36) |
(0.28) |
0.00 |
(0.64) |
06/30/2019 |
10.65 |
0.26 |
(0.46) |
(0.20) |
(0.25) |
0.00 |
0.00 |
(0.25) |
06/30/2018 |
10.47 |
0.29 |
0.35 |
0.64 |
(0.41) |
0.00 |
(0.05) |
(0.46) |
Class A |
|
|
|
| ||||
06/30/2022 |
$11.48 |
$1.08 |
$(2.74) |
$(1.66) |
$(1.20) |
$0.00 |
$0.00 |
$(1.20) |
06/30/2021 |
8.10 |
0.18 |
3.39 |
3.57 |
(0.19) |
0.00 |
0.00 |
(0.19) |
06/30/2020 |
10.14 |
0.41 |
(1.81) |
(1.40) |
(0.36) |
(0.28) |
0.00 |
(0.64) |
06/30/2019 |
10.61 |
0.23 |
(0.46) |
(0.23) |
(0.24) |
0.00 |
0.00 |
(0.24) |
06/30/2018 |
10.44 |
0.24 |
0.38 |
0.62 |
(0.40) |
0.00 |
(0.05) |
(0.45) |
PIMCO RAE International Fund |
|
|
|
|
| |||
Institutional Class |
|
|
|
|
| |||
06/30/2022 |
$11.23 |
$0.36 |
$(1.69) |
$(1.33) |
$(0.46) |
$(1.89) |
$0.00 |
$(2.35) |
06/30/2021 |
8.11 |
0.27 |
3.08 |
3.35 |
(0.23) |
0.00 |
0.00 |
(0.23) |
06/30/2020 |
9.74 |
0.23 |
(1.45) |
(1.22) |
(0.41) |
0.00 |
0.00 |
(0.41) |
06/30/2019 |
10.60 |
0.34 |
(0.68) |
(0.34) |
(0.25) |
(0.27) |
0.00 |
(0.52) |
06/30/2018 |
10.27 |
0.33 |
0.29 |
0.62 |
(0.28) |
(0.01) |
0.00 |
(0.29) |
I-2 |
|
|
|
|
| |||
06/30/2022 |
$11.17 |
$0.35 |
$(1.69) |
$(1.34) |
$(0.43) |
$(1.89) |
$0.00 |
$(2.32) |
06/30/2021 |
8.07 |
0.40 |
2.92 |
3.32 |
(0.22) |
0.00 |
0.00 |
(0.22) |
06/30/2020 |
9.71 |
0.21 |
(1.43) |
(1.22) |
(0.42) |
0.00 |
0.00 |
(0.42) |
06/30/2019 |
10.57 |
0.30 |
(0.64) |
(0.34) |
(0.25) |
(0.27) |
0.00 |
(0.52) |
06/30/2018 |
10.24 |
0.26 |
0.35 |
0.61 |
(0.27) |
(0.01) |
0.00 |
(0.28) |
Class A |
|
|
|
|
| |||
06/30/2022 |
$11.06 |
$0.32 |
$(1.66) |
$(1.34) |
$(0.44) |
$(1.89) |
$0.00 |
$(2.33) |
06/30/2021 |
8.01 |
0.30 |
2.96 |
3.26 |
(0.21) |
0.00 |
0.00 |
(0.21) |
06/30/2020 |
9.64 |
0.18 |
(1.41) |
(1.23) |
(0.40) |
0.00 |
0.00 |
(0.40) |
06/30/2019 |
10.53 |
0.30 |
(0.67) |
(0.37) |
(0.25) |
(0.27) |
0.00 |
(0.52) |
06/30/2018 |
10.24 |
0.37 |
0.21 |
0.58 |
(0.28) |
(0.01) |
0.00 |
(0.29) |
PIMCO RAE US Fund |
|
|
|
| ||||
Institutional Class |
|
|
|
| ||||
06/30/2022 |
$14.03 |
$0.26 |
$(1.13) |
$(0.87) |
$(0.17) |
$(1.18) |
$0.00 |
$(1.35) |
06/30/2021 |
9.72 |
0.25 |
4.44 |
4.69 |
(0.28) |
(0.10) |
0.00 |
(0.38) |
06/30/2020 |
11.09 |
0.28 |
(1.08) |
(0.80) |
(0.32) |
(0.25) |
0.00 |
(0.57) |
06/30/2019 |
11.30 |
0.26 |
0.20 |
0.46 |
(0.21) |
(0.46) |
0.00 |
(0.67) |
06/30/2018 |
10.57 |
0.23 |
1.16 |
1.39 |
(0.22) |
(0.44) |
0.00 |
(0.66) |
I-2 |
|
|
|
|
| |||
06/30/2022 |
$13.94 |
$0.25 |
$(1.13) |
$(0.88) |
$(0.16) |
$(1.18) |
$0.00 |
$(1.34) |
06/30/2021 |
9.67 |
0.23 |
4.41 |
4.64 |
(0.27) |
(0.10) |
0.00 |
(0.37) |
06/30/2020 |
11.04 |
0.27 |
(1.08) |
(0.81) |
(0.31) |
(0.25) |
0.00 |
(0.56) |
06/30/2019 |
11.26 |
0.25 |
0.20 |
0.45 |
(0.21) |
(0.46) |
0.00 |
(0.67) |
06/30/2018 |
10.54 |
0.22 |
1.15 |
1.37 |
(0.21) |
(0.44) |
0.00 |
(0.65) |
Class A |
|
|
|
|
| |||
06/30/2022 |
$13.75 |
$0.21 |
$(1.11) |
$(0.90) |
$(0.15) |
$(1.18) |
$0.00 |
$(1.33) |
06/30/2021 |
9.55 |
0.19 |
4.37 |
4.56 |
(0.26) |
(0.10) |
0.00 |
(0.36) |
06/30/2020 |
10.93 |
0.23 |
(1.07) |
(0.84) |
(0.29) |
(0.25) |
0.00 |
(0.54) |
06/30/2019 |
11.19 |
0.22 |
0.19 |
0.41 |
(0.21) |
(0.46) |
0.00 |
(0.67) |
06/30/2018 |
10.50 |
0.18 |
1.15 |
1.33 |
(0.20) |
(0.44) |
0.00 |
(0.64) |
|
|
Ratios/Supplemental Data | ||||||
|
|
|
Ratios to Average Net Assets(e) |
| ||||
Net Asset Value End of Year(a) |
Total Return(d) |
Net Assets End of Year(000s) |
Expenses |
Expenses Excluding Waivers |
Expenses Excluding Interest Expense |
Expenses Excluding Interest Expense and Waivers |
Net Investment Income(Loss) |
Portfolio Turnover Rate |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$8.78 |
(15.58)% |
$69,094 |
0.00% |
0.56% |
0.00% |
0.56% |
10.87% |
7% |
11.65 |
44.96 |
80,502 |
0.02(h) |
0.63(h) |
0.02(h) |
0.63(h) |
2.08 |
18 |
8.20 |
(14.73) |
53,191 |
0.02 |
0.78 |
0.01 |
0.77 |
4.03 |
34 |
10.23 |
(1.50) |
75,630 |
0.00 |
0.76 |
0.00 |
0.76 |
3.13 |
17 |
10.68 |
6.01 |
75,994 |
0.00 |
0.77 |
0.00 |
0.77 |
3.36 |
9 |
|
|
|
|
|
|
|
|
|
$8.80 |
(15.57)% |
$307 |
0.10% |
0.66% |
0.10% |
0.66% |
13.36% |
7% |
11.67 |
44.90 |
154 |
0.12(f) |
0.73(f) |
0.12(f) |
0.73(f) |
0.18 |
18 |
8.18 |
(14.74) |
67 |
0.12 |
0.88 |
0.11 |
0.87 |
3.14 |
34 |
10.20 |
(1.60) |
428 |
0.10 |
0.86 |
0.10 |
0.86 |
2.50 |
17 |
10.65 |
5.88 |
900 |
0.10 |
0.87 |
0.10 |
0.87 |
2.58 |
9 |
|
|
|
|
|
|
|
|
|
$8.62 |
(15.87)% |
$9,334 |
0.35% |
0.91% |
0.35% |
0.91% |
10.37% |
7% |
11.48 |
44.43 |
11,523 |
0.37(f) |
0.98(f) |
0.37(f) |
0.98(f) |
1.88 |
18 |
8.10 |
(15.01) |
11,252 |
0.37 |
1.13 |
0.36 |
1.12 |
4.66 |
34 |
10.14 |
(1.90) |
2,035 |
0.35 |
1.11 |
0.35 |
1.11 |
2.32 |
17 |
10.61 |
5.69 |
1,531 |
0.35 |
1.12 |
0.35 |
1.12 |
2.14 |
9 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$7.55 |
(14.14)% |
$503,685 |
0.51% |
0.52% |
0.50% |
0.51% |
3.77% |
58% |
11.23 |
41.64 |
1,025,896 |
0.51(i) |
0.55(i) |
0.51(i) |
0.55(i) |
2.79 |
87 |
8.11 |
(13.27) |
756,178 |
0.51 |
0.62 |
0.50 |
0.61 |
2.65 |
93 |
9.74 |
(2.72) |
547,007 |
0.50 |
0.61 |
0.50 |
0.61 |
3.41 |
41 |
10.60 |
5.88 |
543,875 |
0.51 |
0.62 |
0.51 |
0.62 |
3.04 |
47 |
|
|
|
|
|
|
|
|
|
$7.51 |
(14.25)% |
$11,264 |
0.61% |
0.62% |
0.60% |
0.61% |
3.44% |
58% |
11.17 |
41.51 |
25,494 |
0.61(j) |
0.65(j) |
0.61(j) |
0.65(j) |
3.66 |
87 |
8.07 |
(13.40) |
841 |
0.61 |
0.72 |
0.60 |
0.71 |
2.39 |
93 |
9.71 |
(2.73) |
832 |
0.60 |
0.71 |
0.60 |
0.71 |
3.02 |
41 |
10.57 |
5.84 |
1,994 |
0.61 |
0.72 |
0.61 |
0.72 |
2.33 |
47 |
|
|
|
|
|
|
|
|
|
$7.39 |
(14.41)% |
$21,550 |
0.86% |
0.87% |
0.85% |
0.86% |
3.49% |
58% |
11.06 |
41.10 |
25,298 |
0.86(j) |
0.90(j) |
0.86(j) |
0.90(j) |
2.87 |
87 |
8.01 |
(13.57) |
3,258 |
0.86 |
0.97 |
0.85 |
0.96 |
2.05 |
93 |
9.64 |
(3.03) |
5,072 |
0.85 |
0.96 |
0.85 |
0.96 |
3.06 |
41 |
10.53 |
5.53 |
5,007 |
0.86 |
0.97 |
0.86 |
0.97 |
3.34 |
47 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$11.81 |
(7.16)% |
$778,671 |
0.40% |
0.41% |
0.40% |
0.41% |
1.94% |
69% |
14.03 |
48.99 |
915,231 |
0.40(k) |
0.44(k) |
0.40(k) |
0.44(k) |
2.06 |
54 |
9.72 |
(8.03) |
578,588 |
0.41 |
0.52 |
0.40 |
0.51 |
2.60 |
34 |
11.09 |
4.66 |
745,741 |
0.40 |
0.51 |
0.40 |
0.51 |
2.39 |
32 |
11.30 |
13.22 |
771,581 |
0.41 |
0.52 |
0.41 |
0.52 |
2.06 |
44 |
|
|
|
|
|
|
|
|
|
$11.72 |
(7.25)% |
$44,350 |
0.50% |
0.51% |
0.50% |
0.51% |
1.87% |
69% |
13.94 |
48.77 |
39,056 |
0.50(l) |
0.54(l) |
0.50(l) |
0.54(l) |
1.92 |
54 |
9.67 |
(8.08) |
16,970 |
0.51 |
0.62 |
0.50 |
0.61 |
2.51 |
34 |
11.04 |
4.58 |
14,257 |
0.50 |
0.61 |
0.50 |
0.61 |
2.25 |
32 |
11.26 |
13.10 |
7,265 |
0.51 |
0.62 |
0.51 |
0.62 |
1.96 |
44 |
|
|
|
|
|
|
|
|
|
$11.52 |
(7.54)% |
$15,623 |
0.80% |
0.81% |
0.80% |
0.81% |
1.57% |
69% |
13.75 |
48.44 |
12,212 |
0.80(j) |
0.84(j) |
0.80(j) |
0.84(j) |
1.65 |
54 |
9.55 |
(8.41) |
7,432 |
0.81 |
0.92 |
0.80 |
0.91 |
2.21 |
34 |
10.93 |
4.24 |
8,197 |
0.80 |
0.91 |
0.80 |
0.91 |
2.03 |
32 |
11.19 |
12.73 |
6,973 |
0.81 |
0.92 |
0.81 |
0.92 |
1.65 |
44 |
|
|
Investment Operations |
Less Distributions(c) | |||||
|
|
|
| |||||
Selected Per Share Data for the Year Ended^: |
Net Asset Value Beginning of Year(a) |
Net Investment Income(Loss)(b) |
Net Realized/ Unrealized Gain(Loss) |
Total |
From Net Investment Income |
From Net Realized Capital Gains |
Tax Basis Return of Capital |
Total |
PIMCO RAE US Small Fund |
|
|
|
| ||||
Institutional Class |
|
|
|
| ||||
06/30/2022 |
$15.90 |
$0.15 |
$(1.62) |
$(1.47) |
$(0.20) |
$(5.96) |
$0.00 |
$(6.16) |
06/30/2021 |
8.80 |
0.09 |
8.05 |
8.14 |
(0.17) |
(0.87) |
0.00 |
(1.04) |
06/30/2020 |
10.72 |
0.14 |
(1.88) |
(1.74) |
(0.18) |
0.00 |
0.00 |
(0.18) |
06/30/2019 |
12.33 |
0.17 |
(1.05) |
(0.88) |
(0.09) |
(0.64) |
0.00 |
(0.73) |
06/30/2018 |
11.10 |
0.15 |
1.63 |
1.78 |
(0.17) |
(0.38) |
0.00 |
(0.55) |
I-2 |
|
|
|
|
| |||
06/30/2022 |
$15.80 |
$0.15 |
$(1.61) |
$(1.46) |
$(0.20) |
$(5.96) |
$0.00 |
$(6.16) |
06/30/2021 |
8.76 |
0.02 |
8.06 |
8.08 |
(0.17) |
(0.87) |
0.00 |
(1.04) |
06/30/2020 |
10.67 |
0.16 |
(1.90) |
(1.74) |
(0.17) |
0.00 |
0.00 |
(0.17) |
06/30/2019 |
12.29 |
0.15 |
(1.04) |
(0.89) |
(0.09) |
(0.64) |
0.00 |
(0.73) |
06/30/2018 |
11.07 |
0.14 |
1.62 |
1.76 |
(0.16) |
(0.38) |
0.00 |
(0.54) |
Class A |
|
|
|
|
| |||
06/30/2022 |
$15.62 |
$0.12 |
$(1.60) |
$(1.48) |
$(0.18) |
$(5.96) |
$0.00 |
$(6.14) |
06/30/2021 |
8.68 |
(0.04) |
8.01 |
7.97 |
(0.16) |
(0.87) |
0.00 |
(1.03) |
06/30/2020 |
10.60 |
0.12 |
(1.89) |
(1.77) |
(0.15) |
0.00 |
0.00 |
(0.15) |
06/30/2019 |
12.24 |
0.12 |
(1.03) |
(0.91) |
(0.09) |
(0.64) |
0.00 |
(0.73) |
06/30/2018 |
11.05 |
0.09 |
1.62 |
1.71 |
(0.14) |
(0.38) |
0.00 |
(0.52) |
|
|
Ratios/Supplemental Data | ||||||
|
|
|
Ratios to Average Net Assets(e) |
| ||||
Net Asset Value End of Year(a) |
Total Return(d) |
Net Assets End of Year(000s) |
Expenses |
Expenses Excluding Waivers |
Expenses Excluding Interest Expense |
Expenses Excluding Interest Expense and Waivers |
Net Investment Income(Loss) |
Portfolio Turnover Rate |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$8.27 |
(13.65)% |
$274,652 |
0.50% |
0.51% |
0.50% |
0.51% |
1.33% |
131% |
15.90 |
97.65 |
331,165 |
0.53(k) |
0.56(k) |
0.51(k) |
0.54(k) |
0.79 |
118 |
8.80 |
(16.64) |
288,592 |
0.53 |
0.63 |
0.52 |
0.62 |
1.50 |
202 |
10.72 |
(6.74) |
119,223 |
0.51 |
0.62 |
0.51 |
0.62 |
1.52 |
64 |
12.33 |
16.37 |
128,985 |
0.50 |
0.62 |
0.50 |
0.62 |
1.30 |
30 |
|
|
|
|
|
|
|
|
|
$8.18 |
(13.68)% |
$47,933 |
0.60% |
0.61% |
0.60% |
0.61% |
1.39% |
131% |
15.80 |
97.30 |
6,427 |
0.63(l) |
0.66(l) |
0.61(l) |
0.64(l) |
0.17 |
118 |
8.76 |
(16.67) |
883 |
0.63 |
0.73 |
0.62 |
0.72 |
1.53 |
202 |
10.67 |
(6.85) |
2,565 |
0.61 |
0.72 |
0.61 |
0.72 |
1.34 |
64 |
12.29 |
16.27 |
4,366 |
0.60 |
0.72 |
0.60 |
0.72 |
1.19 |
30 |
|
|
|
|
|
|
|
|
|
$8.00 |
(13.98)% |
$73,766 |
0.90% |
0.91% |
0.90% |
0.91% |
1.11% |
131% |
15.62 |
96.82 |
46,113 |
0.93(j) |
0.96(j) |
0.91(j) |
0.94(j) |
(0.27) |
118 |
8.68 |
(16.99) |
3,900 |
0.93 |
1.03 |
0.92 |
1.02 |
1.22 |
202 |
10.60 |
(7.05) |
4,023 |
0.91 |
1.02 |
0.91 |
1.02 |
1.07 |
64 |
12.24 |
15.83 |
4,875 |
0.90 |
1.02 |
0.90 |
1.02 |
0.82 |
30 |
Front-end Sales Load Waivers on Class A Shares available at Merrill Lynch |
Employer-sponsored retirement, deferred compensation and employee benefit plans (including health savings accounts) and trusts used to fund those plans, provided that the shares are not held in a commission-based brokerage account and shares are held for the benefit of the plan |
Shares purchased by a 529 Plan (does not include 529 Plan units or 529-specific share classes or equivalents) |
Shares purchased through a Merrill Lynch affiliated investment advisory program |
Shares of Funds purchased through the Merrill Edge Self-Directed platform |
Shares exchanged due to the holdings moving from a Merrill Lynch affiliated investment advisory program to a Merrill Lynch brokerage (non-advisory) account pursuant to Merrill Lynch’s policies relating to sales load discounts and waivers |
Shares purchased by third party investment advisors on behalf of their advisory clients through Merrill Lynch’s platform |
Shares purchased through reinvestment of capital gains distributions and dividend reinvestment when purchasing shares of the same fund (but not any other fund within the fund family) |
Shares exchanged from Class C (i.e., level-load) shares of the same fund pursuant to Merrill Lynch’s policies relating to sales load discounts and waivers |
Employees and registered representatives of Merrill Lynch or its affiliates and their family members |
Directors or Trustees of the Fund, and employees of the Fund’s investment adviser or any of its affiliates, as described in the this prospectus |
Eligible shares purchased from the proceeds of redemptions within the same fund family, provided (1) the repurchase occurs within 90 days following the redemption, (2) the redemption and purchase occur in the same account, and (3) redeemed shares were subject to a front-end or deferred sales load (known as Rights of Reinstatement). Automated transactions (i.e. systematic purchases and withdrawals) and purchases made after shares are automatically sold to pay Merrill Lynch’s account maintenance fees are not eligible for reinstatement |
CDSC Waivers on A and C Shares available at Merrill Lynch |
Death or disability of the shareholder |
Shares sold as part of a systematic withdrawal plan as described in the Fund’s prospectus |
Return of excess contributions from an IRA Account |
Shares sold as part of a required minimum distribution for IRA and retirement accounts pursuant to the Internal Revenue Code |
Shares sold to pay Merrill Lynch fees but only if the transaction is initiated by Merrill Lynch |
Shares held in retirement brokerage accounts, that are exchanged for a lower cost share class due to transfer to a certain fee based account or platform (applicable to A and C shares only) |
Class A shares sold as a result of exchanges of shares purchased through a Merrill Lynch affiliated investment advisory program due to the holdings moving from the program to a Merrill Lynch brokerage (non-advisory) account |
Shares received through an exchange due to the holdings moving from a Merrill Lynch affiliated investment advisory program to a Merrill Lynch brokerage (non-advisory) account pursuant to Merrill Lynch’s policies relating to sales load discounts and waivers |
Breakpoints as described in this prospectus. |
Rights of Accumulation (ROA) which entitle shareholders to breakpoint discounts as described in the Fund’s prospectus will be automatically calculated based on the aggregated holding of fund family assets held by accounts (including 529 program holdings, where applicable) within the purchaser’s household at Merrill Lynch. Eligible fund family assets not held at Merrill Lynch may be included in the ROA calculation only if the shareholder notifies his or her financial advisor about such assets |
Letters of Intent (LOI) which allow for breakpoint discounts based on anticipated purchases within a fund family, through Merrill Lynch, over a 13-month period of time |
Class A Shares Front-End Sales Charge Waivers available at Ameriprise Financial |
Employer-sponsored retirement plans (e.g., 401(k) plans, 457 plans, employer-sponsored 403(b) plans, profit sharing and money purchase pension plans and defined benefit plans). For purposes of this provision, employer-sponsored retirement plans do not include SEP IRAs, Simple IRAs or SAR-SEPs. |
Shares purchased through reinvestment of capital gains distributions and dividend reinvestment when purchasing shares of the same Fund (but not any other fund within the same fund family). |
Shares exchanged from Class C shares of the same fund in the month of or following the 7-year anniversary of the purchase date. To the extent that this prospectus elsewhere provides for a waiver with respect to exchanges of Class C shares or conversion of Class C shares following a shorter holding period, that waiver will apply. |
Employees and registered representatives of Ameriprise Financial or its affiliates and their immediate family members. |
Shares purchased by or through qualified accounts (including IRAs, Coverdell Education Savings Accounts, 401(k)s, 403(b) TSCAs subject to ERISA and defined benefit plans) that are held by a covered family member, defined as an Ameriprise financial advisor and/or the advisor’s spouse, advisor’s lineal ascendant (mother, father, grandmother, grandfather, great grandmother, great grandfather), advisor’s lineal descendant (son, step-son, daughter, step-daughter, grandson, granddaughter, great grandson, great granddaughter) or any spouse of a covered family member who is a lineal descendant. |
Shares purchased from the proceeds of redemptions within the same fund family, provided (1) the repurchase occurs within 90 days following the redemption, (2) the redemption and purchase occur in the same account, and (3) redeemed shares were subject to a front-end or deferred sales load (i.e. Rights of Reinstatement). |
Front-end Sales Charge Waivers on Class A Shares available at Morgan Stanley Wealth Management |
Employer-sponsored retirement plans (e.g., 401(k) plans, 457 plans, employer-sponsored 403(b) plans, profit sharing and money purchase pension plans and defined benefit plans). For purposes of this provision, employer-sponsored retirement plans do not include SEP IRAs, Simple IRAs, SAR-SEPs or Keogh plans. |
Morgan Stanley employee and employee-related accounts according to Morgan Stanley’s account linking rules. |
Shares purchased through reinvestment of dividends and capital gains distributions when purchasing shares of the same Fund. |
Shares purchased through a Morgan Stanley self-directed brokerage account. |
Class C (i.e., level-load) shares that are no longer subject to a contingent deferred sales charge and are converted to Class A shares of the same Fund pursuant to Morgan Stanley Wealth Management’s share class conversion program. |
Shares purchased from the proceeds of redemptions within the same fund family, provided (i) the repurchase occurs within 90 days following the redemption, (ii) the redemption and purchase occur in the same account, and (iii) redeemed shares were subject to a front-end or deferred sales charge. |
Front-end sales load waivers on Class A Shares available at Raymond James |
Shares purchased in an investment advisory program. |
Shares purchased within the same fund family through a systematic reinvestment of capital gains and dividend distributions. |
Employees and registered representatives of Raymond James and their family members as designated by Raymond James. |
Shares purchased from the proceeds of redemptions within the same fund family, provided (1) the repurchase occurs within 90 days following the redemption, (2) the redemption and purchase occur in the same account, and (3) redeemed shares were subject to a front-end or deferred sales load (known as Rights of Reinstatement). |
A shareholder in the Fund’s Class C shares will have their shares converted at net asset value to Class A shares (or the appropriate share class as determined by Raymond James) of the Fund if the shares are no longer subject to a CDSC and the conversion is in line with the policies and the procedures of Raymond James. More information regarding mutual fund shares purchased through a Raymond James platform or account, including the conversion described above, can be found in the Mutual Fund Investing disclosures available on the Raymond James website. |
CDSC Waivers on Class A and C Shares available at Raymond James |
Death or disability of the shareholder. |
Shares sold as part of a systematic withdrawal plan as described in the fund’s prospectus. |
Return of excess contributions from an IRA Account. |
Shares sold as part of a required minimum distribution for IRA and retirement accounts due to the shareholder reaching the qualified age based on applicable Internal Revenue Service regulations as described in the fund’s prospectus or SAI. |
Shares sold to pay Raymond James fees but only if the transaction is initiated by Raymond James. |
Shares acquired through a right of reinstatement. |
Front-end Load Discounts available at Raymond James: Breakpoints, Rights of Accumulation and/or Letters of Intent |
Breakpoints as described in this prospectus. |
Rights of accumulation which entitle shareholders to breakpoint discounts will be automatically calculated based on the aggregated holding of fund family assets held by accounts within the purchaser’s household at Raymond James. Eligible fund family assets not held at Raymond James may be included in the calculation of rights of accumulation only if the shareholder notifies his or her financial advisor about such assets. |
Letters of intent which allow for breakpoint discounts based on anticipated purchases within a fund family, over a 13-month time period. Eligible fund family assets not held at Raymond James may be included in the calculation of letters of intent only if the shareholder notifies his or her financial advisor about such assets. |
Front-end Sales Charge Waivers on Class A Shares available at Edward Jones |
Shares purchased or exchanged by associates of Edward Jones and its affiliates and their family members who have accounts grouped by Edward Jones with other accounts for the purpose of providing certain pricing considerations (“pricing groups,” as determined by Edward Jones under its policies and procedures). This waiver will continue for the remainder of the associate’s life if the associate retires from Edward Jones in good standing and remains in good standing pursuant to Edward Jones’ policies and procedures. |
Shares purchased through an Edward Jones fee-based program |
Shares purchased through reinvestment of capital gains distributions and dividend reinvestment |
Shares purchased from the proceeds of redeemed shares of the same fund family, provided (1) the proceeds are from the sale of shares within 60 days of the purchase, and (2) the sale and purchase are made in the same share class and the same account, or the purchase is made in an IRA with proceeds from liquidations in a non-retirement account. |
Shares exchanged into Class A shares from another share class so long as the exchange is into the same Fund and was initiated at the discretion of Edward Jones. Edward Jones is responsible for any remaining CDSC, if applicable. Any future purchases are subject to the applicable sales charge as disclosed in this prospectus. |
Exchanges from Class C shares to Class A shares of the same Fund, generally, in the 84th month following the anniversary of the purchase date or earlier at the discretion of Edward Jones |
CDSC Waivers on Class A and Class C Shares available at Edward Jones |
Death or disability of the shareholder |
Shares sold, in an amount that does not exceed 10% per year of the account value, as part of a systematic withdrawal plan as described in this prospectus |
Return of excess contributions from an IRA. |
Shares sold as part of a required minimum distribution for IRA and retirement accounts if the redemption is taken in or after the year the shareholder reaches qualified age based on applicable Internal Revenue Service regulations. |
Shares sold to pay Edward Jones fees or costs but only if the transaction is initiated by Edward Jones |
Shares exchanged in an Edward Jones fee-based program |
Shares acquired through net asset value reinstatement |
Shares redeemed at the discretion of Edward Jones for Minimum Balances, as described below. |
Front-end Sales Charge Discounts Available at Edward Jones: Breakpoints, Rights of Accumulation and/or Letters of Intent |
Breakpoints as described in this prospectus |
Rights of Accumulation (“ROA”), which entitle shareholders to breakpoint discounts for the purchase of Class A shares, are determined by taking into account shares held in all share classes (except certain money market funds and any assets held in group retirement plans) of the mutual fund family held by a shareholder or others in the same pricing group. If grouping assets as a shareholder, this includes all share classes held on the Edward Jones platform and/or held on another platform. Eligible fund family assets may be included in the ROA calculation only if the shareholder notifies Edward Jones of such assets at the time of calculation. Money market funds are included only if such shares were sold with a sales charge at the time of purchase or acquired in exchange for shares purchased with a sales charge. The employer maintaining a SEP IRA plan and/or SIMPLE IRA plan may elect to establish or change ROA for the IRA accounts associated with the plan to a plan-level grouping as opposed to including all share classes at a shareholder or pricing group level. ROA is determined by calculating the higher of cost minus redemptions or market value (current shares x NAV). |
Letters of Intent (“LOI”), which allow for sales charge and breakpoint discounts based on intended purchases within a fund family, through Edward Jones, over a 13-month period from the date Edward Jones receives the LOI. Eligible fund family assets may be included in the LOI calculation only if the shareholder notifies Edward Jones of such assets at the time of calculation. Purchases made before the LOI is received by Edward Jones are not adjusted under the LOI and will not reduce the sales charge previously paid. Sales charges will be adjusted if LOI is not met. If the employer maintaining a SEP IRA plan and/or SIMPLE IRA plan has elected to establish or change ROA for the IRA accounts associated with the plan to a plan-level grouping, LOIs will also be at the plan-level and may only be established by the employer. |
Other Important Information Regarding Transactions Through Edward Jones |
Minimum Purchase Amounts |
Initial purchase minimum: $250 |
Subsequent purchase minimum: none |
Minimum Balances |
Edward Jones has the right to redeem at its discretion Fund holdings with a balance of $250 or less. The following are examples of accounts that are not included in Edward Jones’ policy: |
A fee-based account held on an Edward Jones platform |
A 529 account held on an Edward Jones platform |
An account with an active systematic investment plan or LOI |
Exchanging Share Classes |
At any time it deems necessary, Edward Jones has the authority to exchange at net asset value a shareholder's holdings in a Fund to Class A shares of the same Fund |
Front-end sales charge waivers on Class A shares available at Janney |
Shares purchased through reinvestment of capital gains distributions and dividend reinvestment when purchasing shares of the same Fund (but not any other fund within the fund family). |
Shares purchased by employees and registered representatives of Janney or its affiliates and their family members as designated by Janney. |
Shares purchased from the proceeds of redemptions within the same fund family, provided (1) the repurchase occurs within ninety (90) days following the redemption, (2) the redemption and purchase occur in the same account, and (3) redeemed shares were subject to a front-end or deferred sales load (i.e., right of reinstatement). |
Employer-sponsored retirement plans (e.g., 401(k) plans, 457 plans, employer-sponsored 403(b) plans, profit sharing and money purchase pension plans and defined benefit plans). For purposes of this provision, employer-sponsored retirement plans do not include SEP IRAs, Simple IRAs, SAR-SEPs or Keogh plans. |
Shares acquired through a right of reinstatement. |
Class C shares that are no longer subject to a CDSC and are converted to Class A shares of the same Fund pursuant to Janney’s policies and procedures. |
CDSC Waivers on Class A and C Shares available at Janney |
Shares sold upon the death or disability of the shareholder. |
Shares sold as part of a systematic withdrawal plan as described in the Fund’s Prospectus. |
Shares purchased in connection with a return of excess contributions from an IRA account. |
Shares sold as part of a required minimum distribution for IRA and retirement accounts if the redemption is taken in or after the year the shareholder reaches qualified age based on applicable IRS regulations. |
Shares sold to pay Janney fees but only if the transaction is initiated by Janney. |
Shares acquired through a right of reinstatement. |
Shares exchanged into the same share class of a different fund. |
Front-end sales charge* discounts available at Janney: breakpoints, rights of accumulation (“ROA”), and/or letters of intent |
Breakpoints as described in the Fund’s Prospectus. |
ROA, which entitle shareholders to breakpoint discounts, will be automatically calculated based on the aggregated holding of fund family assets held by accounts within the purchaser’s household at Janney. Eligible fund family assets not held at Janney may be included in the ROA calculation only if the shareholder notifies his or her financial advisor about such assets. |
Letters of intent which allow for breakpoint discounts based on anticipated purchases within a fund family, over a 13-month time period. Eligible fund family assets not held at Janney may be included in the calculation of letters of intent only if the shareholder notifies his or her financial advisor about such assets. |
Front-end Sales Load Waivers on Class A Shares available at OPCO |
Employer-sponsored retirement, deferred compensation and employee benefit plans (including health savings accounts) and trusts used to fund those plans, provided that the shares are not held in a commission-based brokerage account and shares are held for the benefit of the plan |
Shares purchased by or through a 529 plan |
Shares purchased through an OPCO affiliated investment advisory program |
Shares purchased through reinvestment of capital gains distributions and dividend reinvestment when purchasing shares of the same Fund (but not any other fund within the fund family) |
Shares purchased from the proceeds of redemptions within the same fund family, provided (1) the repurchase occurs within 90 days following the redemption, (2) the redemption and purchase occur in the same account, and (3) redeemed shares were subject to a front-end or deferred sales load (known as rights of reinstatement). |
A shareholder in the Fund’s Class C shares purchased prior to July 1, 2015 will have their shares converted at net asset value to Class A shares (or the appropriate share class) of the Fund if the shares are no longer subject to a CDSC and the conversion is in line with the policies and procedures of OPCO. More information regarding mutual fund shares purchased through an OPCO platform or account, including the conversion described above, can be found in the disclosures available on the OPCO website. |
Employees and registered representatives of OPCO or its affiliates and their family members |
Directors or Trustees of the Fund, and employees of the Fund’s investment adviser or any of its affiliates, as described in this prospectus |
CDSC Waivers on Class A and C Shares available at OPCO |
Death or disability of the shareholder |
Shares sold as part of a systematic withdrawal plan as described in the Fund’s prospectus |
Return of excess contributions from an IRA Account |
Shares sold as part of a required minimum distribution for IRA and retirement accounts pursuant to the Internal Revenue Code as described in the prospectus |
Shares sold to pay OPCO fees but only if the transaction is initiated by OPCO |
Shares acquired through a right of reinstatement |
Front-end load Discounts Available at OPCO: Breakpoints, Rights of Accumulation & Letters of Intent |
Breakpoints as described in this prospectus |
Rights of Accumulation (ROA) which entitle shareholders to breakpoint discounts will be automatically calculated based on the aggregated holding of fund family assets held by accounts within the purchaser’s household at OPCO. Eligible fund family assets not held at OPCO may be included in the ROA calculation only if the shareholder notifies his or her financial advisor about such assets |
Front-End Sales Charge Waivers on Class A Shares available at Baird |
Shares purchased through reinvestment of capital gains distributions and dividend reinvestment when purchasing share of the same Fund |
Shares purchased by employees and registered representatives of Baird or its affiliates and their family members as designated by Baird according to its policies and procedures |
Shares purchased from the proceeds of redemptions from a fund of the fund family, provided (1) the repurchase occurs within 90 days following the redemption, (2) the redemption and purchase occur in the same account, and (3) redeemed shares were subject to a front-end or deferred sales charge (known as rights of reinstatement) |
A shareholder in the Fund’s Class C shares will have their share converted at net asset value to Class A shares of the Fund if the shares are no longer subject to a CDSC and the conversion is in line with the policies and procedures of Baird |
Employer-sponsored retirement plans or charitable accounts in a transactional brokerage account at Baird, including 401(k) plans, 457 plans, employer-sponsored 403(b) plans, profit sharing and money purchase pension plans and defined benefit plans. For purposes of this provision, employer-sponsored retirement plans do not include SEP IRAs, Simple IRAs or SAR-SEPs |
CDSC Waivers on Class A and C Shares available at Baird |
Shares sold due to death or disability of the shareholder |
Shares sold as part of a systematic withdrawal plan as described in the Fund’s Prospectus |
Shares bought due to returns of excess contributions from an IRA Account |
Shares sold as part of a required minimum distribution for IRA and retirement accounts due to the shareholder reaching the qualified age based on applicable Internal Revenue Service regulations as described in the Fund’s prospectus |
Shares sold to pay Baird fees but only if the transaction is initiated by Baird |
Shares acquired through a right of reinstatement |
Front-End Sales Charge Discounts available at Baird: Breakpoints, Rights of Accumulation and/or Letters of Intent |
Breakpoints as described in this prospectus |
Rights of accumulation which entitle shareholders to breakpoint discounts will be automatically calculated based on the aggregated holdings of fund family assets held by accounts within the purchaser’s household at Baird. Eligible fund family assets not held at Baird may be included in the rights of accumulation calculation only if the shareholder notifies his or her financial advisor about such assets |
Letters of Intent (LOI) allow for breakpoint discounts based on anticipated purchases of the fund family through Baird, over a 13-month period of time |
|
Inst |
Admin |
A |
R |
PIMCO REALPATH® Blend Income Fund |
PBRNX |
PBRDX |
PBRAX |
– |
PIMCO REALPATH® Blend 2025 Fund |
PPZRX |
PPZDX |
PPZAX |
– |
PIMCO REALPATH® Blend 2030 Fund |
PBPNX |
PBPRX |
PBPAX |
– |
PIMCO REALPATH® Blend 2035 Fund |
PDGZX |
PDGDX |
PDGAX |
– |
PIMCO REALPATH® Blend 2040 Fund |
PVPNX |
PVPRX |
PVPAX |
– |
PIMCO REALPATH® Blend 2045 Fund |
PVQNX |
PVQDX |
PVQAX |
– |
PIMCO REALPATH® Blend 2050 Fund |
PPQZX |
PPQDX |
PPQAX |
– |
PIMCO REALPATH® Blend 2055 Fund |
PRQZX |
PRQDX |
PRQAX |
– |
PIMCO REALPATH® Blend 2060 Fund |
PRBMX |
PRBEX |
PRBAX |
– |
|
Inst Class |
Admin Class |
Class A |
Class R |
Maximum Sales Charge (Load) Imposed on Purchases (as a percentage of offering price) |
|
|
|
|
Maximum Deferred Sales Charge (Load) (as a percentage of the lower of the original purchase price or redemption price) |
|
|
|
|
|
Inst Class |
Admin Class |
Class A |
Class R |
Management Fees |
|
|
|
|
Distribution and/or Service (12b-1) Fees |
|
|
|
|
Other Expenses |
|
|
|
|
Acquired Fund Fees and Expenses(1) |
|
|
|
|
Total Annual Fund Operating Expenses(2) |
|
|
|
|
Fee Waiver and/or Expense Reimbursement(3) |
( |
( |
( |
( |
Total Annual Fund Operating Expenses After Fee Waiver and/or Expense Reimbursement |
|
|
|
|
|
1 Year |
3 Years |
5 Years |
10 Years |
Institutional Class |
$ |
$ |
$ |
$ |
Administrative Class |
$ |
$ |
$ |
$ |
Class A |
$ |
$ |
$ |
$ |
Class R |
$ |
$ |
$ |
$ |
|
1 Year |
3 Years |
5 Years |
10 Years |
Class A |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
|
1 Year |
5 Years |
Since Inception |
Inception Date |
Institutional Class Return Before Taxes |
|
|
|
|
Institutional Class Return After Taxes on Distributions(1) |
|
|
|
|
Institutional Class Return After Taxes on Distributions and Sales of Fund Shares(1) |
|
|
|
|
Administrative Class Return Before Taxes |
|
|
|
|
Class A Return Before Taxes |
|
|
|
|
S&P Target Date Retirement Income Index (reflects no deductions for fees, expenses or taxes) |
|
|
|
|
|
Inst Class |
Admin Class |
Class A |
Class R |
Maximum Sales Charge (Load) Imposed on Purchases (as a percentage of offering price) |
|
|
|
|
Maximum Deferred Sales Charge (Load) (as a percentage of the lower of the original purchase price or redemption price) |
|
|
|
|
|
Inst Class |
Admin Class |
Class A |
Class R |
Management Fees |
|
|
|
|
Distribution and/or Service (12b-1) Fees |
|
|
|
|
Other Expenses |
|
|
|
|
Acquired Fund Fees and Expenses(1) |
|
|
|
|
Total Annual Fund Operating Expenses(2) |
|
|
|
|
Fee Waiver and/or Expense Reimbursement(3) |
( |
( |
( |
( |
Total Annual Fund Operating Expenses After Fee Waiver and/or Expense Reimbursement |
|
|
|
|
|
1 Year |
3 Years |
5 Years |
10 Years |
Institutional Class |
$ |
$ |
$ |
$ |
Administrative Class |
$ |
$ |
$ |
$ |
Class A |
$ |
$ |
$ |
$ |
Class R |
$ |
$ |
$ |
$ |
|
1 Year |
3 Years |
5 Years |
10 Years |
Class A |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
|
1 Year |
5 Years |
Since Inception |
Inception Date |
Institutional Class Return Before Taxes |
|
|
|
|
Institutional Class Return After Taxes on Distributions(1) |
|
|
|
|
Institutional Class Return After Taxes on Distributions and Sales of Fund Shares(1) |
|
|
|
|
Administrative Class Return Before Taxes |
|
|
|
|
Class A Return Before Taxes |
|
|
|
|
S&P Target Date 2025 Index (reflects no deductions for fees, expenses or taxes) |
|
|
|
|
|
Inst Class |
Admin Class |
Class A |
Class R |
Maximum Sales Charge (Load) Imposed on Purchases (as a percentage of offering price) |
|
|
|
|
Maximum Deferred Sales Charge (Load) (as a percentage of the lower of the original purchase price or redemption price) |
|
|
|
|
|
Inst Class |
Admin Class |
Class A |
Class R |
Management Fees |
|
|
|
|
Distribution and/or Service (12b-1) Fees |
|
|
|
|
Other Expenses |
|
|
|
|
Acquired Fund Fees and Expenses(1) |
|
|
|
|
Total Annual Fund Operating Expenses(2) |
|
|
|
|
Fee Waiver and/or Expense Reimbursement(3) |
( |
( |
( |
( |
Total Annual Fund Operating Expenses After Fee Waiver and/or Expense Reimbursement |
|
|
|
|
|
1 Year |
3 Years |
5 Years |
10 Years |
Institutional Class |
$ |
$ |
$ |
$ |
Administrative Class |
$ |
$ |
$ |
$ |
Class A |
$ |
$ |
$ |
$ |
Class R |
$ |
$ |
$ |
$ |
|
1 Year |
3 Years |
5 Years |
10 Years |
Class A |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
|
1 Year |
5 Years |
Since Inception |
Inception Date |
Institutional Class Return Before Taxes |
|
|
|
|
Institutional Class Return After Taxes on Distributions(1) |
|
|
|
|
Institutional Class Return After Taxes on Distributions and Sales of Fund Shares(1) |
|
|
|
|
Administrative Class Return Before Taxes |
|
|
|
|
Class A Return Before Taxes |
|
|
|
|
S&P Target Date 2030 Index (reflects no deductions for fees, expenses or taxes) |
|
|
|
|
|
Inst Class |
Admin Class |
Class A |
Class R |
Maximum Sales Charge (Load) Imposed on Purchases (as a percentage of offering price) |
|
|
|
|
Maximum Deferred Sales Charge (Load) (as a percentage of the lower of the original purchase price or redemption price) |
|
|
|
|
|
Inst Class |
Admin Class |
Class A |
Class R |
Management Fees |
|
|
|
|
Distribution and/or Service (12b-1) Fees |
|
|
|
|
Other Expenses |
|
|
|
|
Acquired Fund Fees and Expenses(1) |
|
|
|
|
Total Annual Fund Operating Expenses(2) |
|
|
|
|
Fee Waiver and/or Expense Reimbursement(3) |
( |
( |
( |
( |
Total Annual Fund Operating Expenses After Fee Waiver and/or Expense Reimbursement |
|
|
|
|
|
1 Year |
3 Years |
5 Years |
10 Years |
Institutional Class |
$ |
$ |
$ |
$ |
Administrative Class |
$ |
$ |
$ |
$ |
Class A |
$ |
$ |
$ |
$ |
Class R |
$ |
$ |
$ |
$ |
|
1 Year |
3 Years |
5 Years |
10 Years |
Class A |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
|
1 Year |
5 Years |
Since Inception |
Inception Date |
Institutional Class Return Before Taxes |
|
|
|
|
Institutional Class Return After Taxes on Distributions(1) |
|
|
|
|
Institutional Class Return After Taxes on Distributions and Sales of Fund Shares(1) |
|
|
|
|
Administrative Class Return Before Taxes |
|
|
|
|
Class A Return Before Taxes |
|
|
|
|
S&P Target Date 2035 Index (reflects no deductions for fees, expenses or taxes) |
|
|
|
|
|
Inst Class |
Admin Class |
Class A |
Class R |
Maximum Sales Charge (Load) Imposed on Purchases (as a percentage of offering price) |
|
|
|
|
Maximum Deferred Sales Charge (Load) (as a percentage of the lower of the original purchase price or redemption price) |
|
|
|
|
|
Inst Class |
Admin Class |
Class A |
Class R |
Management Fees |
|
|
|
|
Distribution and/or Service (12b-1) Fees |
|
|
|
|
Other Expenses |
|
|
|
|
Acquired Fund Fees and Expenses(1) |
|
|
|
|
Total Annual Fund Operating Expenses(2) |
|
|
|
|
Fee Waiver and/or Expense Reimbursement(3) |
( |
( |
( |
( |
Total Annual Fund Operating Expenses After Fee Waiver and/or Expense Reimbursement |
|
|
|
|
|
1 Year |
3 Years |
5 Years |
10 Years |
Institutional Class |
$ |
$ |
$ |
$ |
Administrative Class |
$ |
$ |
$ |
$ |
Class A |
$ |
$ |
$ |
$ |
Class R |
$ |
$ |
$ |
$ |
|
1 Year |
3 Years |
5 Years |
10 Years |
Class A |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
|
1 Year |
5 Years |
Since Inception |
Inception Date |
Institutional Class Return Before Taxes |
|
|
|
|
Institutional Class Return After Taxes on Distributions(1) |
|
|
|
|
Institutional Class Return After Taxes on Distributions and Sales of Fund Shares(1) |
|
|
|
|
Administrative Class Return Before Taxes |
|
|
|
|
Class A Return Before Taxes |
|
|
|
|
S&P Target Date 2040 Index (reflects no deductions for fees, expenses or taxes) |
|
|
|
|
|
Inst Class |
Admin Class |
Class A |
Class R |
Maximum Sales Charge (Load) Imposed on Purchases (as a percentage of offering price) |
|
|
|
|
Maximum Deferred Sales Charge (Load) (as a percentage of the lower of the original purchase price or redemption price) |
|
|
|
|
|
Inst Class |
Admin Class |
Class A |
Class R |
Management Fees |
|
|
|
|
Distribution and/or Service (12b-1) Fees |
|
|
|
|
Other Expenses |
|
|
|
|
Acquired Fund Fees and Expenses(1) |
|
|
|
|
Total Annual Fund Operating Expenses(2) |
|
|
|
|
Fee Waiver and/or Expense Reimbursement(3) |
( |
( |
( |
( |
Total Annual Fund Operating Expenses After Fee Waiver and/or Expense Reimbursement |
|
|
|
|
|
1 Year |
3 Years |
5 Years |
10 Years |
Institutional Class |
$ |
$ |
$ |
$ |
Administrative Class |
$ |
$ |
$ |
$ |
Class A |
$ |
$ |
$ |
$ |
Class R |
$ |
$ |
$ |
$ |
|
1 Year |
3 Years |
5 Years |
10 Years |
Class A |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
|
1 Year |
5 Years |
Since Inception |
Inception Date |
Institutional Class Return Before Taxes |
|
|
|
|
Institutional Class Return After Taxes on Distributions(1) |
|
|
|
|
Institutional Class Return After Taxes on Distributions and Sales of Fund Shares(1) |
|
|
|
|
Administrative Class Return Before Taxes |
|
|
|
|
Class A Return Before Taxes |
|
|
|
|
S&P Target Date 2045 Index (reflects no deductions for fees, expenses or taxes) |
|
|
|
|
|
Inst Class |
Admin Class |
Class A |
Class R |
Maximum Sales Charge (Load) Imposed on Purchases (as a percentage of offering price) |
|
|
|
|
Maximum Deferred Sales Charge (Load) (as a percentage of the lower of the original purchase price or redemption price) |
|
|
|
|
|
Inst Class |
Admin Class |
Class A |
Class R |
Management Fees |
|
|
|
|
Distribution and/or Service (12b-1) Fees |
|
|
|
|
Other Expenses |
|
|
|
|
Acquired Fund Fees and Expenses(1) |
|
|
|
|
Total Annual Fund Operating Expenses(2) |
|
|
|
|
Fee Waiver and/or Expense Reimbursement(3) |
( |
( |
( |
( |
Total Annual Fund Operating Expenses After Fee Waiver and/or Expense Reimbursement |
|
|
|
|
|
1 Year |
3 Years |
5 Years |
10 Years |
Institutional Class |
$ |
$ |
$ |
$ |
Administrative Class |
$ |
$ |
$ |
$ |
Class A |
$ |
$ |
$ |
$ |
Class R |
$ |
$ |
$ |
$ |
|
1 Year |
3 Years |
5 Years |
10 Years |
Class A |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
|
1 Year |
5 Years |
Since Inception |
Inception Date |
Institutional Class Return Before Taxes |
|
|
|
|
Institutional Class Return After Taxes on Distributions(1) |
|
|
|
|
Institutional Class Return After Taxes on Distributions and Sales of Fund Shares(1) |
|
|
|
|
Administrative Class Return Before Taxes |
|
|
|
|
Class A Return Before Taxes |
|
|
|
|
S&P Target Date 2050 Index (reflects no deductions for fees, expenses or taxes) |
|
|
|
|
|
Inst Class |
Admin Class |
Class A |
Class R |
Maximum Sales Charge (Load) Imposed on Purchases (as a percentage of offering price) |
|
|
|
|
Maximum Deferred Sales Charge (Load) (as a percentage of the lower of the original purchase price or redemption price) |
|
|
|
|
|
Inst Class |
Admin Class |
Class A |
Class R |
Management Fees |
|
|
|
|
Distribution and/or Service (12b-1) Fees |
|
|
|
|
Other Expenses |
|
|
|
|
Acquired Fund Fees and Expenses(1) |
|
|
|
|
Total Annual Fund Operating Expenses(2) |
|
|
|
|
Fee Waiver and/or Expense Reimbursement(3) |
( |
( |
( |
( |
Total Annual Fund Operating Expenses After Fee Waiver and/or Expense Reimbursement |
|
|
|
|
|
1 Year |
3 Years |
5 Years |
10 Years |
Institutional Class |
$ |
$ |
$ |
$ |
Administrative Class |
$ |
$ |
$ |
$ |
Class A |
$ |
$ |
$ |
$ |
Class R |
$ |
$ |
$ |
$ |
|
1 Year |
3 Years |
5 Years |
10 Years |
Class A |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
|
1 Year |
5 Years |
Since Inception |
Inception Date |
Institutional Class Return Before Taxes |
|
|
|
|
Institutional Class Return After Taxes on Distributions(1) |
|
|
|
|
Institutional Class Return After Taxes on Distributions and Sales of Fund Shares(1) |
|
|
|
|
Administrative Class Return Before Taxes |
|
|
|
|
Class A Return Before Taxes |
|
|
|
|
S&P Target Date 2055 Index (reflects no deductions for fees, expenses or taxes) |
|
|
|
|
|
Inst Class |
Admin Class |
Class A |
Maximum Sales Charge (Load) Imposed on Purchases (as a percentage of offering price) |
|
|
|
Maximum Deferred Sales Charge (Load) (as a percentage of the lower of the original purchase price or redemption price) |
|
|
|
|
Inst Class |
Admin Class |
Class A |
Management Fees |
|
|
|
Distribution and/or Service (12b-1) Fees |
|
|
|
Other Expenses(1) |
|
|
|
Acquired Fund Fees and Expenses(2) |
|
|
|
Total Annual Fund Operating Expenses(3) |
|
|
|
Fee Waiver and/or Expense Reimbursement(4) |
( |
( |
( |
Total Annual Fund Operating Expenses After Fee Waiver and/or Expense Reimbursement |
|
|
|
|
1 Year |
3 Years |
5 Years |
10 Years |
Institutional Class |
$ |
$ |
$ |
$ |
Administrative Class |
$ |
$ |
$ |
$ |
Class A |
$ |
$ |
$ |
$ |
|
1 Year |
3 Years |
5 Years |
10 Years |
Class A |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
|
1 Year |
Since Inception |
Inception Date |
Institutional Class Return Before Taxes |
|
|
|
Institutional Class Return After Taxes on Distributions(1) |
|
|
|
Institutional Class Return After Taxes on Distributions and Sales of Fund Shares(1) |
|
|
|
Administrative Class Return Before Taxes |
|
|
|
Class A Return Before Taxes |
|
|
|
S&P Target Date 2060+ Index (reflects no deductions for fees, expenses or taxes) |
|
|
|
|
Management Fees | |||
Fund Name |
Inst Class |
Admin Class |
Class A |
Class R(1) |
PIMCO REALPATH® Blend Income Fund |
0.03% |
0.03% |
0.23% |
0.28% |
PIMCO REALPATH® Blend 2025 Fund |
0.03% |
0.03% |
0.23% |
0.28% |
PIMCO REALPATH® Blend 2030 Fund |
0.03% |
0.03% |
0.23% |
0.28% |
PIMCO REALPATH® Blend 2035 Fund |
0.04% |
0.04% |
0.24% |
0.29% |
PIMCO REALPATH® Blend 2040 Fund |
0.05% |
0.05% |
0.25% |
0.30% |
PIMCO REALPATH® Blend 2045 Fund |
0.05% |
0.05% |
0.25% |
0.30% |
PIMCO REALPATH® Blend 2050 Fund |
0.05% |
0.05% |
0.25% |
0.30% |
PIMCO REALPATH® Blend 2055 Fund |
0.05% |
0.05% |
0.25% |
0.30% |
PIMCO REALPATH® Blend 2060 Fund |
0.05% |
0.05% |
0.25% |
N/A |
Fund Name |
Advisory Fees All Classes |
PIMCO REALPATH® Blend Income Fund |
0.01% |
PIMCO REALPATH® Blend 2025 Fund |
0.01% |
PIMCO REALPATH® Blend 2030 Fund |
0.01% |
PIMCO REALPATH® Blend 2035 Fund |
0.02% |
PIMCO REALPATH® Blend 2040 Fund |
0.03% |
PIMCO REALPATH® Blend 2045 Fund |
0.03% |
PIMCO REALPATH® Blend 2050 Fund |
0.03% |
PIMCO REALPATH® Blend 2055 Fund |
0.03% |
PIMCO REALPATH® Blend 2060 Fund |
0.03% |
Fund Name |
July 1, 2020 |
July 1, 2025 |
July 1, 2030 |
July 1, 2035 |
July 1, 2040 |
July 1, 2045 |
July 1, 2050 |
PIMCO REALPATH® Blend Income Fund |
0.01% |
0.01% |
0.01% |
0.01% |
0.01% |
0.01% |
0.01% |
PIMCO REALPATH® Blend 2025 Fund |
0.01% |
0.01% |
0.01% |
0.01% |
0.01% |
0.01% |
0.01% |
PIMCO REALPATH® Blend 2030 Fund |
0.01% |
0.01% |
0.01% |
0.01% |
0.01% |
0.01% |
0.01% |
PIMCO REALPATH® Blend 2035 Fund |
0.02% |
0.01% |
0.01% |
0.01% |
0.01% |
0.01% |
0.01% |
PIMCO REALPATH® Blend 2040 Fund |
0.03% |
0.02% |
0.01% |
0.01% |
0.01% |
0.01% |
0.01% |
PIMCO REALPATH® Blend 2045 Fund |
0.03% |
0.03% |
0.02% |
0.01% |
0.01% |
0.01% |
0.01% |
PIMCO REALPATH® Blend 2050 Fund |
0.03% |
0.03% |
0.03% |
0.02% |
0.01% |
0.01% |
0.01% |
PIMCO REALPATH® Blend 2055 Fund |
0.03% |
0.03% |
0.03% |
0.03% |
0.02% |
0.01% |
0.01% |
PIMCO REALPATH® Blend 2060 Fund |
0.03% |
0.03% |
0.03% |
0.03% |
0.03% |
0.02% |
0.01% |
|
Supervisory and Administrative Fees | |||
Fund Name |
Inst Class |
Admin Class |
Class A |
Class R(1) |
PIMCO REALPATH® Blend Income Fund |
0.02% |
0.02% |
0.22% |
0.27% |
PIMCO REALPATH® Blend 2025 Fund |
0.02% |
0.02% |
0.22% |
0.27% |
PIMCO REALPATH® Blend 2030 Fund |
0.02% |
0.02% |
0.22% |
0.27% |
PIMCO REALPATH® Blend 2035 Fund |
0.02% |
0.02% |
0.22% |
0.27% |
PIMCO REALPATH® Blend 2040 Fund |
0.02% |
0.02% |
0.22% |
0.27% |
PIMCO REALPATH® Blend 2045 Fund |
0.02% |
0.02% |
0.22% |
0.27% |
PIMCO REALPATH® Blend 2050 Fund |
0.02% |
0.02% |
0.22% |
0.27% |
PIMCO REALPATH® Blend 2055 Fund |
0.02% |
0.02% |
0.22% |
0.27% |
PIMCO REALPATH® Blend 2060 Fund |
0.02% |
0.02% |
0.22% |
N/A |
Underlying PIMCO Fund |
Management Fees(1) |
Other Expenses(2) |
Total Annual Fund Operating Expenses |
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund |
0.55% |
0.00% |
0.55% |
PIMCO 1-5 Year U.S. TIPS Index Exchange-Traded Fund |
0.20% |
0.00% |
0.20% |
PIMCO 15+ Year U.S. TIPS Index Exchange-Traded Fund |
0.20% |
0.00% |
0.20% |
PIMCO 25+ Year Zero Coupon U.S. Treasury Index Exchange-Traded Fund |
0.15% |
0.00% |
0.15% |
PIMCO Active Bond Exchange-Traded Fund |
0.55% |
0.01% |
0.56% |
PIMCO Broad U.S. TIPS Index Exchange-Traded Fund |
0.20% |
0.00% |
0.20% |
PIMCO California Intermediate Municipal Bond Fund |
0.445% |
0.00% |
0.445% |
PIMCO California Municipal Bond Fund |
0.44% |
0.00% |
0.44% |
PIMCO California Short Duration Municipal Income Fund |
0.33% |
0.00% |
0.33% |
PIMCO Climate Bond Fund |
0.50% |
0.01% |
0.51% |
PIMCO CommoditiesPLUS® Strategy Fund |
0.74% |
0.21% |
0.95%(3) |
PIMCO CommodityRealReturn Strategy Fund® |
0.74% |
0.14% |
0.88%(4) |
PIMCO Credit Opportunities Bond Fund |
0.90% |
0.00% |
0.90% |
PIMCO Diversified Income Fund |
0.75% |
0.00% |
0.75% |
PIMCO Dynamic Bond Fund |
0.80% |
0.01% |
0.81% |
PIMCO Emerging Markets Bond Fund |
0.83% |
0.01% |
0.84% |
PIMCO Emerging Markets Corporate Bond Fund |
0.90% |
0.00% |
0.90% |
PIMCO Emerging Markets Currency and Short-Term Investments Fund |
0.85% |
0.01% |
0.86% |
PIMCO Emerging Markets Local Currency and Bond Fund |
0.90% |
0.32% |
1.22% |
PIMCO Enhanced Low Duration Active Exchange-Traded Fund |
0.46% |
0.07% |
0.53% |
PIMCO Enhanced Short Maturity Active ESG Exchange-Traded Fund |
0.36% |
0.01% |
0.37%(5) |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund |
0.35% |
0.01% |
0.36% |
Underlying PIMCO Fund |
Management Fees(1) |
Other Expenses(2) |
Total Annual Fund Operating Expenses |
PIMCO ESG Income Fund |
0.50% |
0.02% |
0.52% |
PIMCO Extended Duration Fund |
0.50% |
0.04% |
0.54% |
PIMCO Global Advantage® Strategy Bond Fund |
0.65% |
0.02% |
0.67% |
PIMCO Global Bond Opportunities Fund (U.S. Dollar-Hedged) |
0.55% |
0.01% |
0.56% |
PIMCO GNMA and Government Securities Fund |
0.50% |
0.02% |
0.52% |
PIMCO Government Money Market Fund |
0.18% |
0.00% |
0.18%(6) |
PIMCO High Yield Fund |
0.55% |
0.01% |
0.56% |
PIMCO High Yield Municipal Bond Fund |
0.55% |
0.02% |
0.57% |
PIMCO High Yield Spectrum Fund |
0.60% |
0.01% |
0.61% |
PIMCO Income Fund |
0.50% |
0.01% |
0.51% |
PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund |
0.35% |
0.00% |
0.35% |
PIMCO International Bond Fund (U.S. Dollar-Hedged) |
0.50% |
0.01% |
0.51% |
PIMCO International Bond Fund (Unhedged) |
0.50% |
0.01% |
0.51% |
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund |
0.20% |
0.00% |
0.20% |
PIMCO Investment Grade Credit Bond Fund |
0.50% |
0.01% |
0.51% |
PIMCO Long Duration Total Return Fund |
0.50% |
0.03% |
0.53% |
PIMCO Long-Term Credit Bond Fund |
0.55% |
0.02% |
0.57% |
PIMCO Long-Term Real Return Fund |
0.50% |
0.04% |
0.54% |
PIMCO Long-Term U.S. Government Fund |
0.475% |
0.01% |
0.485% |
PIMCO Low Duration Credit Fund |
0.70% |
0.03% |
0.73% |
PIMCO Low Duration ESG Fund |
0.50% |
0.00% |
0.50% |
PIMCO Low Duration Fund |
0.46% |
0.00% |
0.46% |
PIMCO Low Duration Fund II |
0.50% |
0.00% |
0.50% |
PIMCO Low Duration Income Fund |
0.50% |
0.00% |
0.50% |
PIMCO Moderate Duration Fund |
0.46% |
0.00% |
0.46% |
PIMCO Mortgage Opportunities and Bond Fund |
0.60% |
0.03% |
0.63% |
PIMCO Mortgage-Backed Securities Fund |
0.50% |
0.00% |
0.50% |
PIMCO Municipal Bond Fund |
0.44% |
0.01% |
0.45% |
PIMCO Municipal Income Opportunities Active Exchange-Traded Fund |
0.49% |
0.00% |
0.49%(7)(8) |
PIMCO National Intermediate Municipal Bond Fund |
0.45% |
0.00% |
0.45% |
PIMCO New York Municipal Bond Fund |
0.445% |
0.00% |
0.445% |
PIMCO Preferred and Capital Securities Fund |
0.79% |
0.09% |
0.88%(9) |
PIMCO RAE Emerging Markets Fund |
0.75% |
0.02% |
0.77%(10) |
PIMCO RAE Fundamental Advantage PLUS Fund |
0.89% |
0.01% |
0.90% |
PIMCO RAE International Fund |
0.50% |
0.02% |
0.52%(10) |
PIMCO RAE PLUS EMG Fund |
1.10% |
0.02% |
1.12% |
PIMCO RAE PLUS Fund |
0.79% |
0.01% |
0.80% |
PIMCO RAE PLUS International Fund |
0.82% |
0.02% |
0.84% |
PIMCO RAE PLUS Small Fund |
0.84% |
0.01% |
0.85% |
PIMCO RAE US Fund |
0.40% |
0.01% |
0.41%(10) |
PIMCO RAE US Small Fund |
0.50% |
0.01% |
0.51%(10) |
PIMCO RAE Worldwide Long/Short PLUS Fund |
1.19% |
0.01% |
1.20% |
PIMCO RAFI Dynamic Multi-Factor Emerging Markets Equity ETF |
0.49% |
0.03% |
0.52%(10) |
PIMCO RAFI Dynamic Multi-Factor International Equity ETF |
0.39% |
0.00% |
0.39%(10) |
PIMCO RAFI Dynamic Multi-Factor U.S. Equity ETF |
0.29% |
0.01% |
0.30%(10) |
PIMCO RAFI ESG U.S. ETF |
0.29% |
0.01% |
0.30%(10) |
PIMCO Real Return Fund |
0.45% |
0.02% |
0.47% |
PIMCO RealEstateRealReturn Strategy Fund |
0.74% |
0.05% |
0.79% |
PIMCO Senior Loan Active Exchange-Traded Fund |
0.70% |
0.02% |
0.72%(11)(12) |
PIMCO Short Asset Investment Fund |
0.34% |
0.01% |
0.35% |
PIMCO Short Duration Municipal Income Fund |
0.33% |
0.00% |
0.33% |
PIMCO Short Term Municipal Bond Active Exchange-Traded Fund |
0.35% |
0.00% |
0.35% |
Underlying PIMCO Fund |
Management Fees(1) |
Other Expenses(2) |
Total Annual Fund Operating Expenses |
PIMCO Short-Term Fund |
0.45% |
0.00% |
0.45% |
PIMCO StocksPLUS® Absolute Return Fund |
0.64% |
0.01% |
0.65% |
PIMCO StocksPLUS® Fund |
0.50% |
0.01% |
0.51% |
PIMCO StocksPLUS® International Fund (U.S. Dollar-Hedged) |
0.75% |
0.01% |
0.76% |
PIMCO StocksPLUS® International Fund (Unhedged) |
0.64% |
0.01% |
0.65% |
PIMCO StocksPLUS® Long Duration Fund |
0.59% |
0.02% |
0.61% |
PIMCO StocksPLUS® Short Fund |
0.64% |
0.00% |
0.64% |
PIMCO StocksPLUS® Small Fund |
0.69% |
0.01% |
0.70% |
PIMCO Strategic Bond Fund |
0.55% |
0.01% |
0.56%(13) |
PIMCO Total Return ESG Fund |
0.50% |
0.01% |
0.51% |
PIMCO Total Return Fund |
0.46% |
0.00% |
0.46% |
PIMCO Total Return Fund II |
0.50% |
0.00% |
0.50% |
PIMCO Total Return Fund IV |
0.50% |
0.00% |
0.50% |
PIMCO TRENDS Managed Futures Strategy Fund |
1.40% |
0.31% |
1.71%(14) |
Fund |
Portfolio Manager |
Since |
Recent Professional Experience |
PIMCO REALPATH® Blend Income Fund PIMCO REALPATH® Blend 2025 Fund PIMCO REALPATH® Blend 2030 Fund PIMCO REALPATH® Blend 2035 Fund PIMCO REALPATH® Blend 2040 Fund PIMCO REALPATH® Blend 2045 Fund PIMCO REALPATH® Blend 2050 Fund PIMCO REALPATH® Blend 2055 Fund PIMCO REALPATH® Blend 2060 Fund |
Erin Browne |
1/19 1/19 1/19 1/19 1/19 1/19 1/19 1/19 12/19* |
Managing Director, PIMCO. Ms. Browne is a portfolio manager in the Newport Beach office, focusing on multi-asset strategies. In her role, she works with PIMCO’s asset allocation team and with portfolio managers across asset classes and sectors globally. Prior to joining PIMCO in 2018, Ms. Browne was a managing director and head of asset allocation at UBS Asset Management, helping to drive the firm’s macro research, capital market assumptions, tactical asset allocation and strategic asset allocation views across asset classes. Previously, she was head of macro investments at UBS O’Connor, a multi-strategy hedge fund manager, and a global macro portfolio manager at Point72 Asset Management. Ms. Browne has also held roles at Citigroup, Moore Capital Management and Neuberger Berman, and she began her career at Lehman Brothers. She has investment experience since 2002 and holds a bachelor’s degree in economics from Georgetown University. |
PIMCO REALPATH® Blend Income Fund PIMCO REALPATH® Blend 2025 Fund PIMCO REALPATH® Blend 2030 Fund PIMCO REALPATH® Blend 2035 Fund PIMCO REALPATH® Blend 2040 Fund PIMCO REALPATH® Blend 2045 Fund PIMCO REALPATH® Blend 2050 Fund PIMCO REALPATH® Blend 2055 Fund PIMCO REALPATH® Blend 2060 Fund |
Graham A. Rennison |
12/15 12/15 12/15 12/15 12/15 12/15 12/15 12/15 12/19* |
Executive Vice President, PIMCO. Mr. Rennison is a portfolio manager in the quantitative strategies group. He was previously a member of the client analytics group, advising clients on strategic asset allocation. Prior to joining PIMCO in 2011, Mr. Rennison was a director and head of systematic strategies research at Barclays Capital in New York and also spent five years at Lehman Brothers. He holds master’s and undergraduate degrees in mathematics from Cambridge University, England. |
PIMCO REALPATH® Blend Income Fund PIMCO REALPATH® Blend 2025 Fund PIMCO REALPATH® Blend 2030 Fund PIMCO REALPATH® Blend 2035 Fund PIMCO REALPATH® Blend 2040 Fund PIMCO REALPATH® Blend 2045 Fund PIMCO REALPATH® Blend 2050 Fund PIMCO REALPATH® Blend 2055 Fund PIMCO REALPATH® Blend 2060 Fund |
Brendon Shvetz |
5/21 5/21 5/21 5/21 5/21 5/21 5/21 5/21 5/21 |
Senior Vice President, PIMCO. Mr. Shvetz is a portfolio manager in the Newport Beach office, responsible for developed and emerging market rates and foreign exchange. Previously, he focused on short duration assets and portfolios. He has served as a rotating member of the firm’s Investment Committee and Americas Portfolio Committee. Prior to joining PIMCO in 2009, he worked in foreign policy, serving at the U.S. State Department on the Secretary of State’s staff and in the department’s 24-hour command center. Before that he was an aide in Congress. He holds an MBA from Stanford Graduate School of Business and an undergraduate degree from the Wharton School of the University of Pennsylvania. |
Amount of Purchase |
Initial Sales Charge as % of Public Offering Price |
Initial Sales Charge as % of Net Amount Invested |
Under $50,000 |
5.50% |
5.82% |
Amount of Purchase |
Initial Sales Charge as % of Public Offering Price |
Initial Sales Charge as % of Net Amount Invested |
$50,000 but under $100,000 |
4.50% |
4.71% |
$100,000 but under $250,000 |
3.50% |
3.63% |
$250,000 but under $500,000 |
2.50% |
2.56% |
$500,000 but under $1,000,000 |
2.00% |
2.04% |
$1,000,000 + |
0.00%* |
0.00%* |
Class A |
Servicing Fee |
Distribution Fee |
All Funds |
0.25% |
0.00% |
Class R |
Servicing Fee |
Distribution Fee |
All Funds |
0.25% |
0.25% |
Administrative Class |
Distribution and/ or Servicing Fee |
All Funds |
0.25% |
Initial Investment |
Subsequent Investments |
$1,000 per Fund |
$50 per Fund |
Initial Investment |
Subsequent Investments |
$1 million per account |
None |
Category |
Underlying PIMCO Fund |
Main Investments |
Duration |
Credit Quality(1) |
Non-U.S. Dollar Denominated Instruments(2) |
Low Duration |
PIMCO Low Duration Income |
Short maturity fixed income instruments |
0 to 3 years |
Max 30% of total assets below Baa(3) |
No Limitation(4) |
PIMCO Short Asset Investment |
Money market instruments and short maturity fixed income instruments |
≤ 1.5 years |
Baa to Aaa |
0% | |
PIMCO Short-Term |
Money market instruments and short maturity fixed income instruments |
≤ 1 year |
B to Aaa; max 10% of total assets below Baa |
0-10% of total assets(5) | |
PIMCO Low Duration |
Short maturity fixed income instruments |
1 to 3 years |
Max 10% of total assets below Baa |
0-30% of total assets(5) | |
PIMCO Low Duration II |
Short maturity fixed income instruments with quality and non-U.S. issuer restrictions |
1 to 3 years |
A to Aaa |
0% | |
PIMCO Low Duration ESG |
Short maturity fixed income instruments with prohibitions on firms engaged in socially sensitive practices |
1 to 3 years |
Max 10% of total assets below Baa |
0-30% of total assets(5) | |
PIMCO Low Duration Credit |
Diversified portfolio of fixed income instruments |
0 to 3 years |
Max 10% of total assets below Caa |
0-25% of total assets(10) | |
Intermediate Duration |
PIMCO Moderate Duration |
Short and intermediate maturity fixed income instruments |
+/-2 years of its benchmark |
Max 10% of total assets below Baa |
0-30% of total assets(5) |
PIMCO GNMA and Government Securities |
Short and intermediate maturity mortgage- related fixed income securities issued by the Government National Mortgage Association and U.S. government securities |
1 to 7 years |
Baa to Aaa; max 10% of total assets below Aaa |
0% | |
PIMCO High Yield |
High yielding fixed income securities |
+/-1 year of its benchmark |
Min 80% high yield investments (6) ; max 20% of total assets Caa or below |
0-20% of total assets(5) | |
PIMCO High Yield Spectrum |
High yielding fixed income securities |
+/-1 year of its benchmark |
Min 80% high yield investments(7) |
No Limitation(8) | |
PIMCO Mortgage-Backed Securities |
Short and intermediate maturity mortgage- related fixed income instruments |
1 to 7 years |
Baa to Aaa; max 10% of total assets below Aaa(9) |
0% | |
PIMCO Total Return |
Intermediate maturity fixed income instruments |
+/-2 years of its benchmark |
Max 20% of total assets below Baa |
0-30% of total assets(5) | |
PIMCO Total Return II |
Intermediate maturity fixed income instruments with quality and non-U.S. issuer restrictions |
+/-2 years of its benchmark |
Baa to Aaa |
0% | |
PIMCO Total Return ESG |
Intermediate maturity fixed income instruments with prohibitions on firms engaged in socially sensitive practices |
+/-2 years of its benchmark |
Max 20% of total assets below Baa |
0-30% of total assets(5) | |
PIMCO Total Return IV |
Intermediate maturity fixed income instruments |
+/-1.5 years of its benchmark |
Baa to Aaa |
0-15% of total assets(10) | |
PIMCO Investment Grade Credit Bond |
Investment grade fixed income securities |
+/-2 years of its benchmark |
Max 15% of total assets below Baa |
0-30% of total assets(5) |
Category |
Underlying PIMCO Fund |
Main Investments |
Duration |
Credit Quality(1) |
Non-U.S. Dollar Denominated Instruments(2) |
Long Duration |
PIMCO Long Duration Total Return |
Long-term maturity fixed income instruments |
+/-2 years of its benchmark |
Max 10% of total assets below Baa |
0-30% of total assets(5) |
PIMCO Extended Duration |
Long-term maturity fixed income instruments |
+/-3 years of its benchmark |
B to Aaa; max 10% of total assets below Baa |
0-30% of total assets(5) | |
PIMCO Long-Term U.S. Government |
Long-term maturity fixed income securities |
≥ 8 years |
A to Aaa; max 25% Aa; max 10% A |
0% | |
PIMCO Mortgage Opportunities and Bond |
Mortgage-related assets and fixed income instruments |
(-1) to 8 years |
Max 50% of total assets below Baa(11) |
0% | |
PIMCO Long-Term Credit Bond |
Long-term maturity fixed income instruments |
+/-2 years of its benchmark |
B to Aaa; max 20% of total assets below Baa |
0-30% of total assets(5) | |
Income |
PIMCO ESG Income |
Broad range of fixed income instruments with prohibitions on firms engaged in socially sensitive practices |
0 to 8 years |
Max 50% of total assets below Baa(3) |
No Limitation(4) |
PIMCO Income |
Broad range of fixed income instruments |
0 to 8 years |
Max 50% of total assets below Baa(3) |
No Limitation(4) | |
PIMCO Preferred and Capital Securities |
Capital securities and preferred securities |
+/-2 years of its benchmark |
No Limitation |
No Limitation(4) | |
Inflation-Related |
PIMCO Real Return |
Inflation-indexed fixed income instruments |
+/-3 years of its benchmark |
B to Aaa; max 10% of total assets below Baa(12) |
0-30% of total assets(5) |
PIMCO Long-Term Real Return |
Inflation-indexed fixed income securities |
+/-4 years of its benchmark |
B to Aaa; max 20% of total assets below Baa(12) |
0-30% of total assets(5) | |
PIMCO CommoditiesPLUS® Strategy |
Commodity-linked derivative instruments backed by an actively managed low volatility portfolio of fixed income instruments |
≤ 1 year |
Max 10% of total assets below Baa |
0-20%(4) | |
PIMCO CommodityRealReturn Strategy® |
Commodity-linked derivative instruments backed by a portfolio of inflation-indexed securities and other fixed income instruments |
≤ 10 years |
Max 10% of total assets below Baa |
0-30% of total assets(5) | |
PIMCO RealEstateRealReturn Strategy |
Real estate-linked derivative instruments backed by a portfolio of inflation-indexed securities and other fixed income instruments |
≤ 10 years |
Max 10% of total assets below Baa |
0-30% of total assets(5) | |
Tax Exempt |
PIMCO California Short Duration Municipal Income |
Short to intermediate maturity municipal securities (exempt from federal and California income tax) |
≤ 3 years |
Caa to Aaa; max 10% of total assets below Baa |
0% |
PIMCO California Municipal Bond |
Municipal securities (exempt from federal and California income tax) |
(-2) to 4 years of its benchmark |
Max 20% of total assets below Baa |
0% | |
PIMCO Short Duration Municipal Income |
Short to intermediate maturity municipal securities (exempt from federal income tax) |
≤ 3 years |
Baa to Aaa |
0% | |
PIMCO California Intermediate Municipal Bond |
Intermediate maturity municipal securities (exempt from federal and California income tax) |
(-2) to 4 years of its benchmark |
Max 10% of total assets below Baa |
0% | |
PIMCO Municipal Bond |
Intermediate to long-term maturity municipal securities (exempt from federal income tax) |
(-2) to 4 years of its benchmark |
Max 20% of total assets below Baa |
0% | |
PIMCO National Intermediate Municipal Bond |
Municipal securities (exempt from federal income tax) |
(-2) to 4 years of its benchmark |
Max 10% of total assets below Baa |
0% | |
PIMCO New York Municipal Bond |
Intermediate to long-term maturity municipal securities (exempt from federal and New York income tax) |
(-2) to 4 years of its benchmark |
Max 20% of total assets below Baa |
0% | |
PIMCO High Yield Municipal Bond |
Intermediate to long-term maturity high yield municipal securities (exempt from federal income tax) |
(-2) to 4 years of its benchmark |
No Limitation |
0% |
Category |
Underlying PIMCO Fund |
Main Investments |
Duration |
Credit Quality(1) |
Non-U.S. Dollar Denominated Instruments(2) |
International Bond |
PIMCO Emerging Markets Bond |
Emerging market fixed income instruments |
+/- 2 years of its benchmark |
Max 15% of total assets below B |
≥ 80% of assets(13) |
PIMCO Emerging Markets Currency and Short-Term Investments |
Currencies of, or fixed income instruments denominated in currencies of, emerging market countries and short-term investments |
≤ 2 years |
Max 15% of total assets below B |
No Limitation(14) | |
PIMCO International Bond (U.S. Dollar-Hedged) |
Intermediate maturity hedged non-U.S. fixed income instruments |
+/-3 years of its benchmark |
Max 10% of total assets below Baa |
No Limitation(5) | |
PIMCO International Bond (Unhedged) |
Intermediate maturity non-U.S. fixed income instruments |
+/-3 years of its benchmark |
Max 10% of total assets below Baa |
No Limitation | |
PIMCO Global Advantage® Strategy Bond |
U.S. and non-U.S. fixed income instruments |
≤ 8 years |
Max 15% of total assets below B |
No Limitation | |
PIMCO Global Bond Opportunities (U.S. Dollar-Hedged) |
U.S. and hedged non-U.S. intermediate maturity fixed income instruments |
2 to 8 years |
Max 10% of total assets below Baa |
No Limitation(5) | |
PIMCO Diversified Income |
Investment grade corporate, high yield and emerging market fixed income instruments |
3 to 8 years |
Max 10% below B |
No Limitation | |
PIMCO Emerging Markets Local Currency and Bond |
Currencies of, or fixed income instruments denominated in currencies of, emerging market countries and fixed income instruments |
+/-2 years of its benchmark |
Max 15% of total assets below B |
No Limitation(15) | |
PIMCO Emerging Markets Corporate Bond |
Diversified portfolio of fixed income instruments economically tied to emerging market countries |
+/- 2 years of its benchmark |
Max 15% of total assets below B |
No Limitation | |
PIMCO Climate Bond |
Diversified portfolio of fixed income instruments |
2 to 8 years |
Max 25% of total assets below Baa |
No Limitation(5) | |
Absolute Return |
PIMCO Dynamic Bond |
Diversified portfolio of fixed income instruments |
(-3) to 8 years |
Max 40% of total assets below Baa |
No Limitation(16) |
PIMCO Strategic Bond |
Diversified portfolio of fixed income instruments |
(-1) to 5 years |
Max 20% of total assets below Baa |
No Limitation(17) | |
PIMCO Credit Opportunities Bond |
Diversified portfolio of fixed income instruments |
0 to 6 years |
Max 50% of total assets below B- |
No Limitation(5) | |
PIMCO TRENDS Managed Futures Strategy |
Financial and commodity-linked derivative instruments selected by a quantitative strategy and generally backed by a short to intermediate duration portfolio which may consist of cash equivalent securities and fixed income instruments |
N/A |
No Limitation |
No Limitation | |
PIMCO RAE Fundamental Advantage PLUS |
Long exposure to RAE US Large Model Portfolio, short exposure to the S&P 500 Index, complemented by a portfolio of fixed income instruments |
(-3) to 8 years |
Max 20% of total assets below Baa |
No Limitation(16) | |
Domestic Equity-Related |
PIMCO RAE PLUS |
Exposure to RAE US Large Model Portfolio complemented by a portfolio of fixed income instruments |
(-3) to 8 years |
Max 20% of total assets below Baa |
No Limitation(16) |
PIMCO StocksPLUS® Small |
Russell 2000® Index derivatives backed by a diversified portfolio of actively managed fixed income instruments |
(-3) to 8 years |
B to Aaa; max 20% of total assets below Baa(12) |
No Limitation (18) | |
PIMCO StocksPLUS® Long Duration |
S&P 500 Index derivatives backed by a diversified portfolio of long-term fixed income instruments |
+/-2 years of Bloomberg Long-Term Government/Credit Index(19) |
B to Aaa; max 10% of total assets below Baa |
0-30% of total assets(5) | |
PIMCO StocksPLUS® Absolute Return |
S&P 500 Index derivatives backed by a portfolio of fixed income instruments |
(-3) to 8 years |
B to Aaa; max 20% of total assets below Baa(12) |
No Limitation (16) | |
PIMCO StocksPLUS® |
S&P 500 Index derivatives backed by a portfolio of short-term fixed income instruments |
≤ 1 year |
B to Aaa; max 10% of total assets below Baa(12) |
0-30% of total assets(5) | |
PIMCO RAE PLUS Small |
Exposure to RAE US Small Model Portfolio complemented by a portfolio of fixed income instruments |
(-3) to 8 years |
Max 20% of total assets below Baa |
No Limitation(16) | |
PIMCO RAE US |
Exposure to RAE US Portfolio |
N/A |
N/A |
0% | |
PIMCO RAE US Small |
Exposure to RAE US Small Portfolio |
N/A |
N/A |
0% | |
PIMCO RAFI ESG U.S. ETF |
Component Securities of the RAFI ESG US Index |
N/A |
N/A |
0% | |
PIMCO RAFI Dynamic Multi-Factor U.S. Equity ETF |
Component Securities of the RAFI Dynamic Multi-Factor US Index |
N/A |
N/A |
0% |
Category |
Underlying PIMCO Fund |
Main Investments |
Duration |
Credit Quality(1) |
Non-U.S. Dollar Denominated Instruments(2) |
Equity-Related |
PIMCO RAE Worldwide Long/ Short PLUS |
Long exposure to RAE Low Volatility U.S. Model Portfolio, RAE Low Volatility Intl Model Portfolio and RAE Low Volatility Emerging Markets Model Portfolio, short exposure to certain traditional capitalization-weighted equity indexes, complemented by a portfolio of fixed income instruments |
(-3) to 8 years |
Max 20% of total assets below Baa |
No Limitation(16) |
International Equity-Related |
PIMCO RAE PLUS EMG |
Exposure to RAE Emerging Markets Model Fund complemented by a portfolio of fixed income instruments |
(-3) to 8 years |
Max 20% of total assets below Baa |
No Limitation(17) |
PIMCO StocksPLUS® International (Unhedged) |
Non-U.S. equity derivatives backed by a portfolio of fixed income instruments |
(-3) to 8 years |
B to Aaa; max 20% of total assets below Baa(12) |
No Limitation(18) | |
PIMCO StocksPLUS® International (U.S. Dollar- Hedged) |
Non-U.S. equity derivatives (hedged to U.S. dollars) backed by a portfolio of fixed income instruments. |
(-3) to 8 years |
B to Aaa; max 20% of total assets below Baa(12) |
No Limitation(18) | |
PIMCO RAE PLUS International |
Exposure to RAE International Large Model Portfolio complemented by a portfolio of fixed income instruments |
(-3) to 8 years |
Max 20% of total assets below Baa |
No Limitation(16) | |
PIMCO RAE Emerging Markets |
Exposure to RAE Emerging Markets Portfolio |
N/A |
N/A |
No Limitation | |
PIMCO RAE International |
Exposure to RAE International Portfolio |
N/A |
N/A |
No Limitation | |
PIMCO RAFI Dynamic Multi-Factor Emerging Markets Equity ETF |
Component securities of the RAFI Dynamic Multi-Factor Emerging Markets Index |
N/A |
N/A |
No Limitation | |
PIMCO RAFI Dynamic Multi-Factor International Equity ETF |
Component securities of the RAFI Dynamic Multi-Factor Developed Ex-U.S. Index |
N/A |
N/A |
No Limitation | |
U.S. Government Securities |
PIMCO Government Money Market |
U.S. government securities |
≤ 60 days dollar- weighted average maturity |
Min 97% of total assets Prime 1; ≤ 3% of total assets Prime 2 |
0% |
Short Strategies |
PIMCO StocksPLUS® Short |
Short S&P 500 Index derivatives backed by a portfolio of fixed income instruments |
(-3) to 8 years |
B to Aaa; max 20% of total assets below Baa(12) |
No Limitation (16) |
Actively-Managed Exchange-Traded Funds |
PIMCO Active Bond Exchange-Traded |
Fixed income instruments of varying maturities |
2 to 8 years |
Max 30% of total assets below Baa |
0-15% of total assets (4) |
PIMCO Enhanced Low Duration Active Exchange-Traded |
Fixed income instruments of varying maturities |
1 to 3 years |
Max 15% below Baa |
No Limitation (10) | |
PIMCO Enhanced Short Maturity Active Exchange-Traded |
Short to intermediate maturity fixed income instruments |
≤1 year |
Baa to Aaa |
0% | |
PIMCO Intermediate Municipal Bond Active Exchange-Traded |
Intermediate maturity municipal securities (exempt from federal income tax) |
(-2) to 4 years of its benchmark |
Baa to Aaa |
0% | |
PIMCO Short Term Municipal Bond Active Exchange-Traded |
Short maturity municipal securities (exempt from federal income tax) |
≤ 3 years |
Baa to Aaa |
0% | |
PIMCO Enhanced Short Maturity Active ESG Exchange-Traded |
Short to intermediate maturity fixed income instruments |
˂1 year |
Baa to Aaa |
0-10% of total assets | |
PIMCO Municipal Income Opportunities Active Exchange-Traded |
Municipal securities (exempt from federal income tax) |
+/- 2 years of its benchmark |
Max 30% of total assets below Baa |
0% | |
PIMCO Senior Loan Active Exchange-Traded |
Senior secured floating rate bank loans, bank loans and floating rate loans |
+/- 1 year of its benchmark |
No Limitation |
0-20% of total assets |
Category |
Underlying PIMCO Fund |
Main Investments |
Duration |
Credit Quality(1) |
Non-U.S. Dollar Denominated Instruments(2) |
Index Exchange-Traded Funds |
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded |
Component securities of the ICE BofA 0-5 Year US High Yield Constrained Index(20) |
Intended to closely correspond to the portfolio duration of the securities comprising the underlying index, as calculated by PIMCO |
N/A |
N/A |
PIMCO 1-5 Year U.S. TIPS Index Exchange-Traded |
Component securities of the ICE BofA 1-5 Year US Inflation-Linked Treasury Index(21) |
N/A |
N/A |
N/A | |
PIMCO 15+ Year U.S. TIPS Index Exchange-Traded |
Component securities of the ICE BofA 15+ Year US Inflation-Linked Treasury Index(22) |
N/A |
N/A |
N/A | |
PIMCO 25+ Year Zero Coupon U.S. Treasury Index Exchange-Traded |
Component securities of the ICE BofA Long US Treasury Principal STRIPS Index(23) |
Intended to closely correspond to the portfolio duration of the securities comprising the underlying index, as calculated by PIMCO |
N/A |
N/A | |
PIMCO Broad U.S. TIPS Index Exchange-Traded |
Component securities of the ICE BofA US Inflation-Linked Treasury Index(24) |
N/A |
N/A |
N/A | |
PIMCO Investment Grade Corporate Bond Index Exchange-Traded |
Component securities of the ICE BofA US Corporate Index(25) |
Intended to closely correspond to the portfolio duration of the securities comprising the underlying index, as calculated by PIMCO |
N/A |
N/A |
|
|
Investment Operations |
Less Distributions(c) | ||||
|
|
|
| ||||
Selected Per Share Data for the Year or Period Ended^: |
Net Asset Value Beginning of Year or Period(a) |
Net Investment Income (Loss)(b) |
Net Realized/ Unrealized Gain (Loss) |
Total |
From Net Investment Income |
From Net Realized Capital Gains |
Total |
PIMCO REALPATH® Blend Income Fund |
|
|
| ||||
Class A |
|
|
|
|
|
|
|
06/30/2022 |
$12.84 |
$0.37 |
$(2.03) |
$(1.66) |
$(0.32) |
$(0.13) |
$(0.45) |
06/30/2021 |
11.53 |
0.30 |
1.82 |
2.12 |
(0.63) |
(0.18) |
(0.81) |
06/30/2020 |
11.24 |
0.32 |
0.32 |
0.64 |
(0.35) |
0.00 |
(0.35) |
06/30/2019 |
10.88 |
0.32 |
0.34 |
0.66 |
(0.30) |
0.00 |
(0.30) |
06/30/2018 |
10.52 |
0.27 |
0.25 |
0.52 |
(0.16) |
0.00 |
(0.16) |
Administrative Class |
|
|
|
|
|
|
|
06/30/2022 |
$12.93 |
$0.40 |
$(2.05) |
$(1.65) |
$(0.34) |
$(0.13) |
$(0.47) |
06/30/2021 |
11.59 |
0.33 |
1.84 |
2.17 |
(0.65) |
(0.18) |
(0.83) |
06/30/2020 |
11.28 |
0.33 |
0.34 |
0.67 |
(0.36) |
0.00 |
(0.36) |
06/30/2019 |
10.92 |
0.33 |
0.35 |
0.68 |
(0.32) |
0.00 |
(0.32) |
06/30/2018 |
10.55 |
0.33 |
0.22 |
0.55 |
(0.18) |
0.00 |
(0.18) |
Institutional Class |
|
|
|
|
|
|
|
06/30/2022 |
$12.92 |
$0.43 |
$(2.04) |
$(1.61) |
$(0.37) |
$(0.13) |
$(0.50) |
06/30/2021 |
11.58 |
0.36 |
1.84 |
2.20 |
(0.68) |
(0.18) |
(0.86) |
06/30/2020 |
11.28 |
0.35 |
0.34 |
0.69 |
(0.39) |
0.00 |
(0.39) |
06/30/2019 |
10.92 |
0.37 |
0.34 |
0.71 |
(0.35) |
0.00 |
(0.35) |
06/30/2018 |
10.54 |
0.32 |
0.26 |
0.58 |
(0.20) |
0.00 |
(0.20) |
PIMCO REALPATH® Blend 2025 Fund |
|
|
| ||||
Class A |
|
|
|
|
|
|
|
06/30/2022 |
$13.46 |
$0.37 |
$(2.15) |
$(1.78) |
$(0.31) |
$(0.12) |
$(0.43) |
06/30/2021 |
11.68 |
0.28 |
2.27 |
2.55 |
(0.60) |
(0.17) |
(0.77) |
06/30/2020 |
11.31 |
0.31 |
0.35 |
0.66 |
(0.29) |
0.00 |
(0.29) |
06/30/2019 |
11.13 |
0.29 |
0.34 |
0.63 |
(0.27) |
(0.18) |
(0.45) |
06/30/2018 |
10.62 |
0.25 |
0.43 |
0.68 |
(0.17) |
0.00 |
(0.17) |
Administrative Class |
|
|
|
|
|
|
|
06/30/2022 |
$13.47 |
$0.41 |
$(2.17) |
$(1.76) |
$(0.34) |
$(0.12) |
$(0.46) |
06/30/2021 |
11.69 |
0.32 |
2.25 |
2.57 |
(0.62) |
(0.17) |
(0.79) |
06/30/2020 |
11.31 |
0.34 |
0.36 |
0.70 |
(0.32) |
0.00 |
(0.32) |
06/30/2019 |
11.13 |
0.32 |
0.34 |
0.66 |
(0.30) |
(0.18) |
(0.48) |
06/30/2018 |
10.62 |
0.33 |
0.38 |
0.71 |
(0.20) |
0.00 |
(0.20) |
Institutional Class |
|
|
|
|
|
|
|
6/30/2022 |
$13.50 |
$0.44 |
$(2.16) |
$(1.72) |
$(0.37) |
$(0.12) |
$(0.49) |
06/30/2021 |
11.71 |
0.36 |
2.25 |
2.61 |
(0.65) |
(0.17) |
(0.82) |
06/30/2020 |
11.33 |
0.36 |
0.36 |
0.72 |
(0.34) |
0.00 |
(0.34) |
06/30/2019 |
11.15 |
0.36 |
0.32 |
0.68 |
(0.32) |
(0.18) |
(0.50) |
06/30/2018 |
10.63 |
0.31 |
0.43 |
0.74 |
(0.22) |
0.00 |
(0.22) |
|
|
Ratios/Supplemental Data | ||||||
|
|
|
Ratios to Average Net Assets(e) |
| ||||
Net Asset Value End of Year or Period(a) |
Total Return(d) |
Net Assets End of Year or Period (000s) |
Expenses |
Expenses Excluding Waivers |
Expenses Excluding Interest Expense |
Expenses Excluding Interest Expense and Waivers |
Net Investment Income (Loss) |
Portfolio Turnover Rate |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$10.73 |
(13.41)% |
$28,738 |
0.50%(f) |
0.51%(f) |
0.50%(f) |
0.51%(f) |
3.03% |
18% |
12.84 |
18.71 |
30,699 |
0.53 |
0.54 |
0.53 |
0.54 |
2.39 |
17 |
11.53 |
5.71 |
16,501 |
0.54 |
0.55 |
0.54 |
0.55 |
2.82 |
52 |
11.24 |
6.25 |
7,204 |
0.54 |
0.55 |
0.54 |
0.55 |
2.92 |
64 |
10.88 |
4.91 |
3,535 |
0.54 |
0.54 |
0.54 |
0.54 |
2.51 |
34 |
|
|
|
|
|
|
|
|
|
$10.81 |
(13.25)% |
$25,098 |
0.28% |
0.29% |
0.28% |
0.29% |
3.23% |
18% |
12.93 |
19.09 |
31,198 |
0.28 |
0.29 |
0.28 |
0.29 |
2.67 |
17 |
11.59 |
6.02 |
29,547 |
0.29 |
0.30 |
0.29 |
0.30 |
2.93 |
52 |
11.28 |
6.44 |
11,586 |
0.29 |
0.30 |
0.29 |
0.30 |
3.08 |
64 |
10.92 |
5.17 |
13,340 |
0.29 |
0.29 |
0.29 |
0.29 |
2.98 |
34 |
|
|
|
|
|
|
|
|
|
$10.81 |
(12.98)% |
$170,997 |
0.03% |
0.04% |
0.03% |
0.04% |
3.49% |
18% |
12.92 |
19.37 |
191,873 |
0.03 |
0.04 |
0.03 |
0.04 |
2.88 |
17 |
11.58 |
6.16 |
106,005 |
0.04 |
0.05 |
0.04 |
0.05 |
3.08 |
52 |
11.28 |
6.70 |
21,432 |
0.04 |
0.05 |
0.04 |
0.05 |
3.41 |
64 |
10.92 |
5.52 |
7,556 |
0.04 |
0.04 |
0.04 |
0.04 |
2.91 |
34 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$11.25 |
(13.73)% |
$6,905 |
0.51%(f) |
0.51%(f) |
0.51%(f) |
0.51%(f) |
2.85% |
21% |
13.46 |
22.18 |
10,114 |
0.54 |
0.54 |
0.54 |
0.54 |
2.21 |
20 |
11.68 |
5.88 |
6,420 |
0.54 |
0.55 |
0.54 |
0.55 |
2.68 |
39 |
11.31 |
6.03 |
5,462 |
0.54 |
0.55 |
0.54 |
0.55 |
2.63 |
47 |
11.13 |
6.36 |
5,078 |
0.54 |
0.54 |
0.54 |
0.54 |
2.30 |
75 |
|
|
|
|
|
|
|
|
|
$11.25 |
(13.60)% |
$25,795 |
0.29% |
0.29% |
0.29% |
0.29% |
3.11% |
21% |
13.47 |
22.40 |
29,727 |
0.29 |
0.29 |
0.29 |
0.29 |
2.53 |
20 |
11.69 |
6.19 |
28,587 |
0.29 |
0.30 |
0.29 |
0.30 |
2.99 |
39 |
11.31 |
6.29 |
21,086 |
0.29 |
0.30 |
0.29 |
0.30 |
2.88 |
47 |
11.13 |
6.65 |
19,661 |
0.29 |
0.29 |
0.29 |
0.29 |
2.90 |
75 |
|
|
|
|
|
|
|
|
|
$11.29 |
(13.29)% |
$211,435 |
0.04% |
0.04% |
0.04% |
0.04% |
3.35% |
21% |
13.50 |
22.73 |
220,130 |
0.04 |
0.04 |
0.04 |
0.04 |
2.78 |
20 |
11.71 |
6.41 |
80,067 |
0.04 |
0.05 |
0.04 |
0.05 |
3.18 |
39 |
11.33 |
6.53 |
31,946 |
0.04 |
0.05 |
0.04 |
0.05 |
3.26 |
47 |
11.15 |
6.92 |
6,824 |
0.04 |
0.04 |
0.04 |
0.04 |
2.75 |
75 |
|
|
Investment Operations |
Less Distributions(c) | ||||
|
|
|
| ||||
Selected Per Share Data for the Year or Period Ended^: |
Net Asset Value Beginning of Year or Period(a) |
Net Investment Income (Loss)(b) |
Net Realized/ Unrealized Gain (Loss) |
Total |
From Net Investment Income |
From Net Realized Capital Gains |
Total |
PIMCO REALPATH® Blend 2030 Fund |
|
|
| ||||
Class A |
|
|
|
|
|
|
|
06/30/2022 |
$14.02 |
$0.35 |
$(2.30) |
$(1.95) |
$(0.28) |
$(0.17) |
$(0.45) |
06/30/2021 |
11.71 |
0.27 |
2.68 |
2.95 |
(0.49) |
(0.15) |
(0.64) |
06/30/2020 |
11.50 |
0.29 |
0.22 |
0.51 |
(0.28) |
(0.02) |
(0.30) |
06/30/2019 |
11.36 |
0.28 |
0.39 |
0.67 |
(0.27) |
(0.26) |
(0.53) |
06/30/2018 |
10.78 |
0.25 |
0.54 |
0.79 |
(0.19) |
(0.02) |
(0.21) |
Administrative Class |
|
|
|
|
|
|
|
06/30/2022 |
$14.06 |
$0.38 |
$(2.30) |
$(1.92) |
$(0.31) |
$(0.17) |
$(0.48) |
06/30/2021 |
11.75 |
0.30 |
2.68 |
2.98 |
(0.52) |
(0.15) |
(0.67) |
06/30/2020 |
11.52 |
0.33 |
0.22 |
0.55 |
(0.30) |
(0.02) |
(0.32) |
06/30/2019 |
11.38 |
0.30 |
0.39 |
0.69 |
(0.29) |
(0.26) |
(0.55) |
06/30/2018 |
10.80 |
0.32 |
0.50 |
0.82 |
(0.22) |
(0.02) |
(0.24) |
Institutional Class |
|
|
|
|
|
|
|
06/30/2022 |
$14.09 |
$0.41 |
$(2.30) |
$(1.89) |
$(0.34) |
$(0.17) |
$(0.51) |
06/30/2021 |
11.76 |
0.34 |
2.69 |
3.03 |
(0.55) |
(0.15) |
(0.70) |
06/30/2020 |
11.54 |
0.35 |
0.22 |
0.57 |
(0.33) |
(0.02) |
(0.35) |
06/30/2019 |
11.39 |
0.34 |
0.39 |
0.73 |
(0.32) |
(0.26) |
(0.58) |
06/30/2018 |
10.81 |
0.30 |
0.54 |
0.84 |
(0.24) |
(0.02) |
(0.26) |
PIMCO REALPATH® Blend 2035 Fund |
|
|
| ||||
Class A |
|
|
|
|
|
|
|
06/30/2022 |
$14.55 |
$0.32 |
$(2.34) |
$(2.02) |
$(0.28) |
$(0.17) |
$(0.45) |
06/30/2021 |
11.67 |
0.24 |
3.11 |
3.35 |
(0.38) |
(0.09) |
(0.47) |
06/30/2020 |
11.61 |
0.27 |
0.08 |
0.35 |
(0.27) |
(0.02) |
(0.29) |
06/30/2019 |
11.61 |
0.26 |
0.39 |
0.65 |
(0.26) |
(0.39) |
(0.65) |
06/30/2018 |
10.94 |
0.24 |
0.64 |
0.88 |
(0.21) |
0.00 |
(0.21) |
Administrative Class |
|
|
|
|
|
|
|
06/30/2022 |
$14.51 |
$0.35 |
$(2.33) |
$(1.98) |
$(0.31) |
$(0.17) |
$(0.48) |
06/30/2021 |
11.63 |
0.27 |
3.11 |
3.38 |
(0.41) |
(0.09) |
(0.50) |
06/30/2020 |
11.57 |
0.31 |
0.06 |
0.37 |
(0.29) |
(0.02) |
(0.31) |
06/30/2019 |
11.57 |
0.29 |
0.39 |
0.68 |
(0.29) |
(0.39) |
(0.68) |
06/30/2018 |
10.91 |
0.31 |
0.59 |
0.90 |
(0.24) |
0.00 |
(0.24) |
Institutional Class |
|
|
|
|
|
|
|
06/30/2022 |
$14.54 |
$0.39 |
$(2.34) |
$(1.95) |
$(0.34) |
$(0.17) |
$(0.51) |
06/30/2021 |
11.65 |
0.31 |
3.11 |
3.42 |
(0.44) |
(0.09) |
(0.53) |
06/30/2020 |
11.58 |
0.33 |
0.08 |
0.41 |
(0.32) |
(0.02) |
(0.34) |
06/30/2019 |
11.58 |
0.33 |
0.38 |
0.71 |
(0.32) |
(0.39) |
(0.71) |
06/30/2018 |
10.91 |
0.29 |
0.64 |
0.93 |
(0.26) |
0.00 |
(0.26) |
|
|
Ratios/Supplemental Data | ||||||
|
|
|
Ratios to Average Net Assets(e) |
| ||||
Net Asset Value End of Year or Period(a) |
Total Return(d) |
Net Assets End of Year or Period (000s) |
Expenses |
Expenses Excluding Waivers |
Expenses Excluding Interest Expense |
Expenses Excluding Interest Expense and Waivers |
Net Investment Income (Loss) |
Portfolio Turnover Rate |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$11.62 |
(14.42) % |
$7,847 |
0.51%(f) |
0.51%(f) |
0.51%(f) |
0.51%(f) |
2.56% |
22% |
14.02 |
25.53 |
9,243 |
0.54 |
0.54 |
0.54 |
0.54 |
2.04 |
26 |
11.71 |
4.41 |
6,494 |
0.55 |
0.56 |
0.55 |
0.56 |
2.50 |
28 |
11.50 |
6.28 |
5,774 |
0.55 |
0.56 |
0.55 |
0.56 |
2.52 |
40 |
11.36 |
7.36 |
4,169 |
0.55 |
0.55 |
0.55 |
0.55 |
2.20 |
98 |
|
|
|
|
|
|
|
|
|
$11.66 |
(14.20) % |
$30,094 |
0.29% |
0.29% |
0.29% |
0.29% |
2.77% |
22% |
14.06 |
25.71 |
33,946 |
0.29 |
0.29 |
0.29 |
0.29 |
2.31 |
26 |
11.75 |
4.76 |
27,583 |
0.30 |
0.31 |
0.30 |
0.31 |
2.81 |
28 |
11.52 |
6.50 |
21,469 |
0.30 |
0.31 |
0.30 |
0.31 |
2.71 |
40 |
11.38 |
7.64 |
20,114 |
0.30 |
0.30 |
0.30 |
0.30 |
2.77 |
98 |
|
|
|
|
|
|
|
|
|
$11.69 |
(13.97)% |
$239,698 |
0.04% |
0.04% |
0.04% |
0.04% |
3.04% |
22% |
14.09 |
26.14 |
239,041 |
0.04 |
0.04 |
0.04 |
0.04 |
2.59 |
26 |
11.76 |
4.89 |
105,414 |
0.05 |
0.06 |
0.05 |
0.06 |
3.00 |
28 |
11.54 |
6.84 |
52,133 |
0.05 |
0.06 |
0.05 |
0.06 |
3.08 |
40 |
11.39 |
7.81 |
13,974 |
0.05 |
0.05 |
0.05 |
0.05 |
2.63 |
98 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$12.08 |
(14.46)% |
$6,983 |
0.52%(f) |
0.52%(f) |
0.52%(f) |
0.52%(f) |
2.29% |
17% |
14.55 |
28.97 |
7,914 |
0.54 |
0.55 |
0.54 |
0.55 |
1.80 |
21 |
11.67 |
2.95 |
6,109 |
0.56 |
0.57 |
0.56 |
0.57 |
2.36 |
34 |
11.61 |
6.15 |
5,062 |
0.56 |
0.57 |
0.56 |
0.57 |
2.33 |
24 |
11.61 |
8.06 |
4,330 |
0.56 |
0.57 |
0.56 |
0.57 |
2.10 |
101 |
|
|
|
|
|
|
|
|
|
$12.05 |
(14.26)% |
$25,937 |
0.30% |
0.30% |
0.30% |
0.30% |
2.52% |
17% |
14.51 |
29.36 |
28,579 |
0.29 |
0.30 |
0.29 |
0.30 |
2.05 |
21 |
11.63 |
3.15 |
22,984 |
0.31 |
0.32 |
0.31 |
0.32 |
2.66 |
34 |
11.57 |
6.43 |
18,672 |
0.31 |
0.32 |
0.31 |
0.32 |
2.58 |
24 |
11.57 |
8.29 |
17,270 |
0.31 |
0.32 |
0.31 |
0.32 |
2.69 |
101 |
|
|
|
|
|
|
|
|
|
$12.08 |
(14.03)% |
$215,450 |
0.05% |
0.05% |
0.05% |
0.05% |
2.78% |
17% |
14.54 |
29.68 |
193,069 |
0.04 |
0.05 |
0.04 |
0.05 |
2.32 |
21 |
11.65 |
3.47 |
76,525 |
0.06 |
0.07 |
0.06 |
0.07 |
2.85 |
34 |
11.58 |
6.67 |
42,033 |
0.06 |
0.07 |
0.06 |
0.07 |
2.94 |
24 |
11.58 |
8.56 |
16,958 |
0.06 |
0.07 |
0.06 |
0.07 |
2.52 |
101 |
|
|
Investment Operations |
Less Distributions(c) | ||||
|
|
|
| ||||
Selected Per Share Data for the Year or Period Ended^: |
Net Asset Value Beginning of Year or Period(a) |
Net Investment Income (Loss)(b) |
Net Realized/ Unrealized Gain (Loss) |
Total |
From Net Investment Income |
From Net Realized Capital Gains |
Total |
PIMCO REALPATH® Blend 2040 Fund |
|
|
| ||||
Class A |
|
|
|
|
|
|
|
06/30/2022 |
$14.88 |
$0.30 |
$(2.39) |
$(2.09) |
$(0.30) |
$(0.17) |
$(0.47) |
06/30/2021 |
11.62 |
0.22 |
3.45 |
3.67 |
(0.34) |
(0.07) |
(0.41) |
06/30/2020 |
11.67 |
0.26 |
0.00 |
0.26 |
(0.29) |
(0.02) |
(0.31) |
06/30/2019 |
11.67 |
0.26 |
0.38 |
0.64 |
(0.25) |
(0.39) |
(0.64) |
06/30/2018 |
10.98 |
0.23 |
0.70 |
0.93 |
(0.22) |
(0.02) |
(0.24) |
Administrative Class |
|
|
|
|
|
|
|
06/30/2022 |
$14.92 |
$0.34 |
$(2.40) |
$(2.06) |
$(0.32) |
$(0.17) |
$(0.49) |
06/30/2021 |
11.65 |
0.26 |
3.46 |
3.72 |
(0.38) |
(0.07) |
(0.45) |
06/30/2020 |
11.69 |
0.29 |
0.01 |
0.30 |
(0.32) |
(0.02) |
(0.34) |
06/30/2019 |
11.69 |
0.28 |
0.39 |
0.67 |
(0.28) |
(0.39) |
(0.67) |
06/30/2018 |
10.99 |
0.31 |
0.66 |
0.97 |
(0.25) |
(0.02) |
(0.27) |
Institutional Class |
|
|
|
|
|
|
|
06/30/2022 |
$14.96 |
$0.38 |
$(2.42) |
$(2.04) |
$(0.35) |
$(0.17) |
$(0.52) |
06/30/2021 |
11.68 |
0.30 |
3.46 |
3.76 |
(0.41) |
(0.07) |
(0.48) |
06/30/2020 |
11.71 |
0.31 |
0.02 |
0.33 |
(0.34) |
(0.02) |
(0.36) |
06/30/2019 |
11.71 |
0.32 |
0.38 |
0.70 |
(0.31) |
(0.39) |
(0.70) |
06/30/2018 |
11.00 |
0.29 |
0.71 |
1.00 |
(0.27) |
(0.02) |
(0.29) |
PIMCO REALPATH® Blend 2045 Fund |
|
|
| ||||
Class A |
|
|
|
|
|
|
|
06/30/2022 |
$15.05 |
$0.29 |
$(2.42) |
$(2.13) |
$(0.27) |
$(0.19) |
$(0.46) |
06/30/2021 |
11.54 |
0.21 |
3.69 |
3.90 |
(0.32) |
(0.07) |
(0.39) |
06/30/2020 |
11.64 |
0.24 |
(0.04) |
0.20 |
(0.28) |
(0.02) |
(0.30) |
06/30/2019 |
11.77 |
0.25 |
0.37 |
0.62 |
(0.27) |
(0.48) |
(0.75) |
06/30/2018 |
10.99 |
0.22 |
0.77 |
0.99 |
(0.21) |
0.00 |
(0.21) |
Administrative Class |
|
|
|
|
|
|
|
06/30/2022 |
$15.06 |
$0.32 |
$(2.41) |
$(2.09) |
$(0.29) |
$(0.19) |
$(0.48) |
06/30/2021 |
11.55 |
0.25 |
3.68 |
3.93 |
(0.35) |
(0.07) |
(0.42) |
06/30/2020 |
11.65 |
0.28 |
(0.06) |
0.22 |
(0.30) |
(0.02) |
(0.32) |
06/30/2019 |
11.77 |
0.27 |
0.39 |
0.66 |
(0.30) |
(0.48) |
(0.78) |
06/30/2018 |
10.99 |
0.31 |
0.71 |
1.02 |
(0.24) |
0.00 |
(0.24) |
Institutional Class |
|
|
|
|
|
|
|
06/30/2022 |
$15.11 |
$0.36 |
$(2.42) |
$(2.06) |
$(0.32) |
$(0.19) |
$(0.51) |
06/30/2021 |
11.58 |
0.29 |
3.69 |
3.98 |
(0.38) |
(0.07) |
(0.45) |
06/30/2020 |
11.67 |
0.30 |
(0.04) |
0.26 |
(0.33) |
(0.02) |
(0.35) |
06/30/2019 |
11.79 |
0.31 |
0.37 |
0.68 |
(0.32) |
(0.48) |
(0.80) |
06/30/2018 |
11.00 |
0.28 |
0.77 |
1.05 |
(0.26) |
0.00 |
(0.26) |
PIMCO REALPATH® Blend 2050 Fund |
|
|
| ||||
Class A |
|
|
|
|
|
|
|
06/30/2022 |
$15.16 |
$0.29 |
$(2.43) |
$(2.14) |
$(0.30) |
$(0.21) |
$(0.51) |
06/30/2021 |
11.51 |
0.21 |
3.81 |
4.02 |
(0.30) |
(0.07) |
(0.37) |
06/30/2020 |
11.67 |
0.23 |
(0.08) |
0.15 |
(0.29) |
(0.02) |
(0.31) |
06/30/2019 |
11.80 |
0.24 |
0.39 |
0.63 |
(0.26) |
(0.50) |
(0.76) |
06/30/2018 |
11.00 |
0.22 |
0.79 |
1.01 |
(0.21) |
0.00 |
(0.21) |
Administrative Class |
|
|
|
|
|
|
|
06/30/2022 |
$15.23 |
$0.32 |
$(2.43) |
$(2.11) |
$(0.32) |
$(0.21) |
$(0.53) |
06/30/2021 |
11.56 |
0.24 |
3.83 |
4.07 |
(0.33) |
(0.07) |
(0.40) |
06/30/2020 |
11.71 |
0.27 |
(0.09) |
0.18 |
(0.31) |
(0.02) |
(0.33) |
06/30/2019 |
11.84 |
0.27 |
0.39 |
0.66 |
(0.29) |
(0.50) |
(0.79) |
06/30/2018 |
11.04 |
0.31 |
0.73 |
1.04 |
(0.24) |
0.00 |
(0.24) |
Institutional Class |
|
|
|
|
|
|
|
06/30/2022 |
$15.28 |
$0.36 |
$(2.44) |
$(2.08) |
$(0.34) |
$(0.21) |
$(0.55) |
06/30/2021 |
11.59 |
0.29 |
3.83 |
4.12 |
(0.36) |
(0.07) |
(0.43) |
06/30/2020 |
11.74 |
0.29 |
(0.08) |
0.21 |
(0.34) |
(0.02) |
(0.36) |
06/30/2019 |
11.86 |
0.30 |
0.39 |
0.69 |
(0.31) |
(0.50) |
(0.81) |
06/30/2018 |
11.05 |
0.28 |
0.79 |
1.07 |
(0.26) |
0.00 |
(0.26) |
|
|
Ratios/Supplemental Data | ||||||
|
|
|
Ratios to Average Net Assets(e) |
| ||||
Net Asset Value End of Year or Period(a) |
Total Return(d) |
Net Assets End of Year or Period (000s) |
Expenses |
Expenses Excluding Waivers |
Expenses Excluding Interest Expense |
Expenses Excluding Interest Expense and Waivers |
Net Investment Income (Loss) |
Portfolio Turnover Rate |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$12.32 |
(14.58) |
$7,441 |
0.53%(f) |
0.53%(f) |
0.53%(f) |
0.53%(f) |
2.08% |
17% |
14.88 |
31.91 |
9,024 |
0.55 |
0.56 |
0.55 |
0.56 |
1.66 |
26 |
11.62 |
2.17 |
7,914 |
0.56 |
0.57 |
0.56 |
0.57 |
2.22 |
21 |
11.67 |
5.99 |
7,869 |
0.56 |
0.57 |
0.56 |
0.57 |
2.28 |
29 |
11.67 |
8.52 |
5,484 |
0.56 |
0.57 |
0.56 |
0.57 |
2.03 |
95 |
|
|
|
|
|
|
|
|
|
$12.37 |
(14.33)% |
$19,014 |
0.31% |
0.31% |
0.31% |
0.31% |
2.32% |
17% |
14.92 |
32.21 |
21,456 |
0.30 |
0.31 |
0.30 |
0.31 |
1.90 |
26 |
11.65 |
2.45 |
16,746 |
0.31 |
0.32 |
0.31 |
0.32 |
2.52 |
21 |
11.69 |
6.21 |
12,386 |
0.31 |
0.32 |
0.31 |
0.32 |
2.48 |
29 |
11.69 |
8.90 |
11,003 |
0.31 |
0.32 |
0.31 |
0.32 |
2.66 |
95 |
|
|
|
|
|
|
|
|
|
$12.40 |
(14.20)% |
$224,639 |
0.06% |
0.06% |
0.06% |
0.06% |
2.59% |
17% |
14.96 |
32.50 |
212,568 |
0.05 |
0.06 |
0.05 |
0.06 |
2.20 |
2 |
11.68 |
2.76 |
92,728 |
0.06 |
0.07 |
0.06 |
0.07 |
2.70 |
21 |
11.71 |
6.44 |
64,541 |
0.06 |
0.07 |
0.06 |
0.07 |
2.81 |
29 |
11.71 |
9.17 |
26,413 |
0.06 |
0.07 |
0.06 |
0.07 |
2.50 |
95 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$12.46 |
(14.69)% |
$3,967 |
0.53%(f) |
0.53%(f) |
0.53%(f) |
0.53%(f) |
1.97% |
13% |
15.05 |
34.03 |
4,593 |
0.55 |
0.56 |
0.55 |
0.56 |
1.57 |
22 |
11.54 |
1.64 |
3,658 |
0.56 |
0.57 |
0.56 |
0.57 |
2.08 |
16 |
11.64 |
5.88 |
4,280 |
0.56 |
0.57 |
0.56 |
0.57 |
2.15 |
16 |
11.77 |
9.01 |
3,569 |
0.56 |
0.57 |
0.56 |
0.57 |
1.93 |
105 |
|
|
|
|
|
|
|
|
|
$12.49 |
(14.45)% |
$18,702 |
0.31% |
0.31% |
0.31% |
0.31% |
2.21% |
13% |
15.06 |
34.30 |
20,168 |
0.30 |
0.31 |
0.30 |
0.31 |
1.85 |
22 |
11.55 |
1.85 |
14,426 |
0.31 |
0.32 |
0.31 |
0.32 |
2.41 |
16 |
11.65 |
6.21 |
10,935 |
0.31 |
0.32 |
0.31 |
0.32 |
2.38 |
16 |
11.77 |
9.31 |
10,287 |
0.31 |
0.32 |
0.31 |
0.32 |
2.58 |
105 |
|
|
|
|
|
|
|
|
|
$12.54 |
(14.23)% |
$207,869 |
0.06% |
0.06% |
0.06% |
0.06% |
2.47% |
13% |
15.11 |
34.67 |
200,184 |
0.05 |
0.06 |
0.05 |
0.06 |
2.13 |
22 |
11.58 |
2.16 |
91,173 |
0.06 |
0.07 |
0.06 |
0.07 |
2.59 |
16 |
11.67 |
6.45 |
69,426 |
0.06 |
0.07 |
0.06 |
0.07 |
2.70 |
16 |
11.79 |
9.57 |
41,708 |
0.06 |
0.07 |
0.06 |
0.07 |
2.43 |
105 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$12.51 |
(14.73) % |
$3,704 |
0.53%(f) |
0.53%(f) |
0.53%(f) |
0.53%(f) |
1.93% |
9% |
15.16 |
35.11 |
4,896 |
0.55 |
0.56 |
0.55 |
0.56 |
1.51 |
19 |
11.51 |
1.16 |
4,101 |
0.56 |
0.57 |
0.56 |
0.57 |
2.03 |
20 |
11.67 |
5.99 |
4,520 |
0.56 |
0.57 |
0.56 |
0.57 |
2.09 |
16 |
11.80 |
9.20 |
3,782 |
0.56 |
0.57 |
0.56 |
0.57 |
1.90 |
108 |
|
|
|
|
|
|
|
|
|
$12.59 |
(14.50)% |
$19,530 |
0.31% |
0.31% |
0.31% |
0.31% |
2.15% |
9% |
15.23 |
35.44 |
22,454 |
0.30 |
0.31 |
0.30 |
0.31 |
1.78 |
19 |
11.56 |
1.43 |
17,960 |
0.31 |
0.32 |
0.31 |
0.32 |
2.32 |
20 |
11.71 |
6.22 |
17,027 |
0.31 |
0.32 |
0.31 |
0.32 |
2.34 |
16 |
11.84 |
9.44 |
14,382 |
0.31 |
0.32 |
0.31 |
0.32 |
2.58 |
108 |
|
|
|
|
|
|
|
|
|
$12.65 |
(14.29)% |
$206,038 |
0.06% |
0.06% |
0.06% |
0.06% |
2.43% |
9% |
15.28 |
35.82 |
200,851 |
0.05 |
0.06 |
0.05 |
0.06 |
2.08 |
19 |
11.59 |
1.66 |
103,972 |
0.06 |
0.07 |
0.06 |
0.07 |
2.53 |
20 |
11.74 |
6.54 |
84,302 |
0.06 |
0.07 |
0.06 |
0.07 |
2.64 |
16 |
11.86 |
9.69 |
50,057 |
0.06 |
0.07 |
0.06 |
0.07 |
2.39 |
108 |
|
|
Investment Operations |
Less Distributions(c) | ||||
|
|
|
| ||||
Selected Per Share Data for the Year or Period Ended^: |
Net Asset Value Beginning of Year or Period(a) |
Net Investment Income (Loss)(b) |
Net Realized/ Unrealized Gain (Loss) |
Total |
From Net Investment Income |
From Net Realized Capital Gains |
Total |
PIMCO REALPATH® Blend 2055 Fund |
|
|
| ||||
Class A |
|
|
|
|
|
|
|
06/30/2022 |
$15.24 |
$0.29 |
$(2.45) |
$(2.16) |
$(0.27) |
$(0.17) |
$(0.44) |
06/30/2021 |
11.53 |
0.21 |
3.86 |
4.07 |
(0.32) |
(0.04) |
(0.36) |
06/30/2020 |
11.73 |
0.23 |
(0.12) |
0.11 |
(0.30) |
(0.01) |
(0.31) |
06/30/2019 |
11.69 |
0.24 |
0.38 |
0.62 |
(0.16) |
(0.42) |
(0.58) |
06/30/2018 |
10.98 |
0.21 |
0.78 |
0.99 |
(0.28) |
0.00 |
(0.28) |
Administrative Class |
|
|
|
|
|
|
|
06/30/2022 |
$15.31 |
$0.33 |
$(2.48) |
$(2.15) |
$(0.28) |
$(0.17) |
$(0.45) |
06/30/2021 |
11.58 |
0.25 |
3.87 |
4.12 |
(0.35) |
(0.04) |
(0.39) |
06/30/2020 |
11.78 |
0.28 |
(0.13) |
0.15 |
(0.34) |
(0.01) |
(0.35) |
06/30/2019 |
11.75 |
0.29 |
0.35 |
0.64 |
(0.19) |
(0.42) |
(0.61) |
06/30/2018 |
11.03 |
0.30 |
0.73 |
1.03 |
(0.31) |
0.00 |
(0.31) |
Institutional Class |
|
|
|
|
|
|
|
06/30/2022 |
$15.33 |
$0.37 |
$(2.48) |
$(2.11) |
$(0.30) |
$(0.17) |
$(0.47) |
06/30/2021 |
11.59 |
0.29 |
3.87 |
4.16 |
(0.38) |
(0.04) |
(0.42) |
06/30/2020 |
11.79 |
0.29 |
(0.12) |
0.17 |
(0.36) |
(0.01) |
(0.37) |
06/30/2019 |
11.74 |
0.31 |
0.37 |
0.68 |
(0.21) |
(0.42) |
(0.63) |
06/30/2018 |
11.02 |
0.28 |
0.77 |
1.05 |
(0.33) |
0.00 |
(0.33) |
PIMCO REALPATH® Blend 2060 Fund |
|
|
| ||||
Class A |
|
|
|
|
|
|
|
06/30/2022 |
$12.43 |
$0.24 |
$ (1.84) |
$ (1.60) |
$ (0.24) |
$ (0.81) |
$ (1.05) |
06/30/2021 |
9.32 |
0.20 |
3.11 |
3.31 |
(0.20) |
0.00 |
(0.20) |
12/31/2019 - 06/30/2020 |
10.00 |
0.08 |
(0.76) |
(0.68) |
0.00 |
0.00 |
0.00 |
Administrative Class |
|
|
|
|
|
|
|
06/30/2022 |
$12.45 |
$0.29 |
$(1.87) |
$(1.58) |
$(0.26) |
$(0.81) |
$(1.07) |
06/30/2021 |
9.33 |
0.24 |
3.10 |
3.34 |
(0.22) |
0.00 |
(0.22) |
12/31/2019 - 06/30/2020 |
10.00 |
0.08 |
(0.75) |
(0.67) |
0.00 |
0.00 |
0.00 |
Institutional Class |
|
|
|
|
|
|
|
06/30/2022 |
$12.47 |
$0.30 |
$(1.85) |
$(1.55) |
$(0.27) |
$(0.81) |
$(1.08) |
06/30/2021 |
9.35 |
0.24 |
3.12 |
3.36 |
(0.24) |
0.00 |
(0.24) |
12/31/2019 - 06/30/2020 |
10.00 |
0.09 |
(0.74) |
(0.65) |
0.00 |
0.00 |
0.00 |
|
|
Ratios/Supplemental Data | ||||||
|
|
|
Ratios to Average Net Assets(e) |
| ||||
Net Asset Value End of Year or Period(a) |
Total Return(d) |
Net Assets End of Year or Period (000s) |
Expenses |
Expenses Excluding Waivers |
Expenses Excluding Interest Expense |
Expenses Excluding Interest Expense and Waivers |
Net Investment Income (Loss) |
Portfolio Turnover Rate |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$12.64 |
(14.73)% |
$2,622 |
0.53%(f) |
0.53%(f) |
0.53%(f) |
0.53%(f) |
1.92% |
9% |
15.24 |
35.46 |
3,159 |
0.56 |
0.56 |
0.56 |
0.56 |
1.52 |
14 |
11.53 |
0.85 |
2,684 |
0.57 |
0.57 |
0.56 |
0.56 |
1.98 |
28 |
11.73 |
5.86 |
2,758 |
0.56 |
0.57 |
0.56 |
0.57 |
2.11 |
51 |
11.69 |
9.04 |
2,038 |
0.56 |
0.57 |
0.56 |
0.57 |
1.85 |
67 |
|
|
|
|
|
|
|
|
|
$12.71 |
(14.57)% |
$8,409 |
0.31% |
0.31% |
0.31% |
0.31% |
2.21% |
9% |
15.31 |
35.81 |
7,860 |
0.31 |
0.31 |
0.31 |
0.31 |
1.81 |
14 |
11.58 |
1.15 |
4,828 |
0.32 |
0.32 |
0.31 |
0.31 |
2.46 |
28 |
11.78 |
6.02 |
605 |
0.31 |
0.32 |
0.31 |
0.32 |
2.58 |
51 |
11.75 |
9.37 |
152 |
0.31 |
0.32 |
0.31 |
0.32 |
2.54 |
67 |
|
|
|
|
|
|
|
|
|
$12.75 |
(14.32) % |
$145,097 |
0.06% |
0.06% |
0.06% |
0.06% |
2.47% |
9% |
15.33 |
36.15 |
122,612 |
0.06 |
0.06 |
0.06 |
0.06 |
2.11 |
14 |
11.59 |
1.33 |
51,061 |
0.07 |
0.07 |
0.06 |
0.06 |
2.49 |
28 |
11.79 |
6.41 |
32,098 |
0.06 |
0.07 |
0.06 |
0.07 |
2.76 |
51 |
11.74 |
9.56 |
10,558 |
0.06 |
0.07 |
0.06 |
0.07 |
2.43 |
67 |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$9.78 |
(14.32)% |
$536 |
0.53%(f) |
0.53%(f) |
0.53%(f) |
0.53%(f) |
2.05% |
50% |
12.43 |
35.70 |
834 |
0.56 |
0.57 |
0.56 |
0.57 |
1.72 |
20 |
9.32 |
(6.80) |
29 |
0.55* |
3.02* |
0.55* |
3.02* |
1.70* |
12 |
|
|
|
|
|
|
|
|
|
$9.80 |
(14.19) % |
$364 |
0.31% |
0.31% |
0.31% |
0.31% |
2.60% |
50% |
12.45 |
36.00 |
62 |
0.31 |
0.32 |
0.31 |
0.32 |
2.07 |
20 |
9.33 |
(6.70) |
9 |
0.30* |
2.77* |
0.30* |
2.77* |
1.69* |
12 |
|
|
|
|
|
|
|
|
|
$9.84 |
(13.93)% |
$22,421 |
0.06% |
0.06% |
0.06% |
0.06% |
2.60% |
50% |
12.47 |
36.18 |
11,451 |
0.06 |
0.07 |
0.06 |
0.07 |
2.10 |
20 |
9.35 |
(6.50) |
2,817 |
0.05* |
2.52* |
0.05* |
2.52* |
1.95* |
12 |
Front-end Sales Load Waivers on Class A Shares available at Merrill Lynch |
Employer-sponsored retirement, deferred compensation and employee benefit plans (including health savings accounts) and trusts used to fund those plans, provided that the shares are not held in a commission-based brokerage account and shares are held for the benefit of the plan |
Shares purchased by a 529 Plan (does not include 529 Plan units or 529-specific share classes or equivalents) |
Shares purchased through a Merrill Lynch affiliated investment advisory program |
Shares of Funds purchased through the Merrill Edge Self-Directed platform |
Shares exchanged due to the holdings moving from a Merrill Lynch affiliated investment advisory program to a Merrill Lynch brokerage (non-advisory) account pursuant to Merrill Lynch’s policies relating to sales load discounts and waivers |
Shares purchased by third party investment advisors on behalf of their advisory clients through Merrill Lynch’s platform |
Shares purchased through reinvestment of capital gains distributions and dividend reinvestment when purchasing shares of the same fund (but not any other fund within the fund family) |
Shares exchanged from Class C (i.e., level-load) shares of the same fund pursuant to Merrill Lynch’s policies relating to sales load discounts and waivers |
Employees and registered representatives of Merrill Lynch or its affiliates and their family members |
Directors or Trustees of the Fund, and employees of the Fund’s investment adviser or any of its affiliates, as described in the this prospectus |
Eligible shares purchased from the proceeds of redemptions within the same fund family, provided (1) the repurchase occurs within 90 days following the redemption, (2) the redemption and purchase occur in the same account, and (3) redeemed shares were subject to a front-end or deferred sales load (known as Rights of Reinstatement). Automated transactions (i.e. systematic purchases and withdrawals) and purchases made after shares are automatically sold to pay Merrill Lynch’s account maintenance fees are not eligible for reinstatement |
CDSC Waivers on A and C Shares available at Merrill Lynch |
Death or disability of the shareholder |
Shares sold as part of a systematic withdrawal plan as described in the Fund’s prospectus |
Return of excess contributions from an IRA Account |
Shares sold as part of a required minimum distribution for IRA and retirement accounts pursuant to the Internal Revenue Code |
Shares sold to pay Merrill Lynch fees but only if the transaction is initiated by Merrill Lynch |
Shares acquired through a right of reinstatement |
Shares held in retirement brokerage accounts, that are exchanged for a lower cost share class due to transfer to a certain fee based account or platform (applicable to A and C shares only) |
Class A shares sold as a result of exchanges of shares purchased through a Merrill Lynch affiliated investment advisory program due to the holdings moving from the program to a Merrill Lynch brokerage (non-advisory) account |
Shares received through an exchange due to the holdings moving from a Merrill Lynch affiliated investment advisory program to a Merrill Lynch brokerage (non-advisory) account pursuant to Merrill Lynch’s policies relating to sales load discounts and waivers |
Front-end load Discounts Available at Merrill Lynch: Breakpoints, Rights of Accumulation & Letters of Intent |
Breakpoints as described in this prospectus. |
Rights of Accumulation (ROA) which entitle shareholders to breakpoint discounts as described in the Fund’s prospectus will be automatically calculated based on the aggregated holding of fund family assets held by accounts (including 529 program holdings, where applicable) within the purchaser’s household at Merrill Lynch. Eligible fund family assets not held at Merrill Lynch may be included in the ROA calculation only if the shareholder notifies his or her financial advisor about such assets |
Letters of Intent (LOI) which allow for breakpoint discounts based on anticipated purchases within a fund family, through Merrill Lynch, over a 13-month period of time |
Class A Shares Front-End Sales Charge Waivers available at Ameriprise Financial |
Employer-sponsored retirement plans (e.g., 401(k) plans, 457 plans, employer-sponsored 403(b) plans, profit sharing and money purchase pension plans and defined benefit plans). For purposes of this provision, employer-sponsored retirement plans do not include SEP IRAs, Simple IRAs or SAR-SEPs. |
Shares purchased through reinvestment of capital gains distributions and dividend reinvestment when purchasing shares of the same Fund (but not any other fund within the same fund family). |
Shares exchanged from Class C shares of the same fund in the month of or following the 7-year anniversary of the purchase date. To the extent that this prospectus elsewhere provides for a waiver with respect to exchanges of Class C shares or conversion of Class C shares following a shorter holding period, that waiver will apply. |
Employees and registered representatives of Ameriprise Financial or its affiliates and their immediate family members. |
Shares purchased by or through qualified accounts (including IRAs, Coverdell Education Savings Accounts, 401(k)s, 403(b) TSCAs subject to ERISA and defined benefit plans) that are held by a covered family member, defined as an Ameriprise financial advisor and/or the advisor’s spouse, advisor’s lineal ascendant (mother, father, grandmother, grandfather, great grandmother, great grandfather), advisor’s lineal descendant (son, step-son, daughter, step-daughter, grandson, granddaughter, great grandson, great granddaughter) or any spouse of a covered family member who is a lineal descendant. |
Shares purchased from the proceeds of redemptions within the same fund family, provided (1) the repurchase occurs within 90 days following the redemption, (2) the redemption and purchase occur in the same account, and (3) redeemed shares were subject to a front-end or deferred sales load (i.e. Rights of Reinstatement). |
Front-end Sales Charge Waivers on Class A Shares available at Morgan Stanley Wealth Management |
Employer-sponsored retirement plans (e.g., 401(k) plans, 457 plans, employer-sponsored 403(b) plans, profit sharing and money purchase pension plans and defined benefit plans). For purposes of this provision, employer-sponsored retirement plans do not include SEP IRAs, Simple IRAs, SAR-SEPs or Keogh plans. |
Morgan Stanley employee and employee-related accounts according to Morgan Stanley’s account linking rules. |
Shares purchased through reinvestment of dividends and capital gains distributions when purchasing shares of the same Fund. |
Shares purchased through a Morgan Stanley self-directed brokerage account. |
Class C (i.e., level-load) shares that are no longer subject to a contingent deferred sales charge and are converted to Class A shares of the same Fund pursuant to Morgan Stanley Wealth Management’s share class conversion program. |
Shares purchased from the proceeds of redemptions within the same fund family, provided (i) the repurchase occurs within 90 days following the redemption, (ii) the redemption and purchase occur in the same account, and (iii) redeemed shares were subject to a front-end or deferred sales charge. |
Front-end sales load waivers on Class A Shares available at Raymond James |
Shares purchased in an investment advisory program. |
Shares purchased within the same fund family through a systematic reinvestment of capital gains and dividend distributions. |
Employees and registered representatives of Raymond James and their family members as designated by Raymond James. |
Shares purchased from the proceeds of redemptions within the same fund family, provided (1) the repurchase occurs within 90 days following the redemption, (2) the redemption and purchase occur in the same account, and (3) redeemed shares were subject to a front-end or deferred sales load (known as Rights of Reinstatement). |
A shareholder in the Fund’s Class C shares will have their shares converted at net asset value to Class A shares (or the appropriate share class as determined by Raymond James) of the Fund if the shares are no longer subject to a CDSC and the conversion is in line with the policies and the procedures of Raymond James. More information regarding mutual fund shares purchased through a Raymond James platform or account, including the conversion described above, can be found in the Mutual Fund Investing disclosures available on the Raymond James website. |
CDSC Waivers on Class A and C Shares available at Raymond James |
Death or disability of the shareholder. |
Shares sold as part of a systematic withdrawal plan as described in the fund’s prospectus. |
Return of excess contributions from an IRA Account. |
Shares sold as part of a required minimum distribution for IRA and retirement accounts due to the shareholder reaching the qualified age based on applicable Internal Revenue Service regulations as described in the fund’s prospectus or SAI. |
Shares sold to pay Raymond James fees but only if the transaction is initiated by Raymond James. |
Shares acquired through a right of reinstatement. |
Front-end Load Discounts available at Raymond James: Breakpoints, Rights of Accumulation and/or Letters of Intent |
Breakpoints as described in this prospectus. |
Rights of accumulation which entitle shareholders to breakpoint discounts will be automatically calculated based on the aggregated holding of fund family assets held by accounts within the purchaser’s household at Raymond James. Eligible fund family assets not held at Raymond James may be included in the calculation of rights of accumulation only if the shareholder notifies his or her financial advisor about such assets. |
Letters of intent which allow for breakpoint discounts based on anticipated purchases within a fund family, over a 13-month time period. Eligible fund family assets not held at Raymond James may be included in the calculation of letters of intent only if the shareholder notifies his or her financial advisor about such assets. |
Front-End Sales Charge Waivers on Class A Shares available at Edward Jones |
Shares purchased or exchanged by associates of Edward Jones and its affiliates and their family members who have accounts grouped by Edward Jones with other accounts for the purpose of providing certain pricing considerations (“pricing groups,” as determined by Edward Jones under its policies and procedures). This waiver will continue for the remainder of the associate’s life if the associate retires from Edward Jones in good-standing and remains in good standing pursuant to Edward Jones’ policies and procedures. |
Shares purchased through an Edward Jones fee-based program |
Shares purchased through reinvestment of capital gains distributions and dividend reinvestment |
Shares purchased from the proceeds of redeemed shares of the same fund family, provided (1) the proceeds are from the sale of shares within 60 days of the purchase, and (2) the sale and purchase are made in the same share class and the same account, or the purchase is made in an IRA with proceeds from liquidations in a non-retirement account. |
Shares exchanged into Class A shares from another share class so long as the exchange is into the same Fund and was initiated at the discretion of Edward Jones. Edward Jones is responsible for any remaining CDSC, if applicable. Any future purchases are subject to the applicable sales charge as disclosed in this prospectus. |
Exchanges from Class C shares to Class A shares of the same Fund, generally, in the 84th month following the anniversary of the purchase date or earlier at the discretion of Edward Jones |
CDSC Waivers on Class A and Class C Shares available at Edward Jones |
Death or disability of the shareholder |
Shares sold, in an amount that does not exceed 10% per year of the account value, as part of a systematic withdrawal plan as described in this prospectus |
Return of excess contributions from an IRA. |
Shares sold as part of a required minimum distribution for IRA and retirement accounts if the redemption is taken in or after the year the shareholder reaches qualified age based on applicable Internal Revenue Service regulations. |
Shares sold to pay Edward Jones fees or costs but only if the transaction is initiated by Edward Jones |
Shares exchanged in an Edward Jones fee-based program |
Shares acquired through net asset value reinstatement |
Shares redeemed at the discretion of Edward Jones for Minimum Balances, as described below. |
Front-End Sales Charge Discounts available at Edward Jones: Breakpoints, Rights of Accumulation and/or Letters of Intent |
Breakpoints as described in this prospectus |
Rights of Accumulation (“ROA”), which entitle shareholders to breakpoint discounts for the purchase of Class A shares, are determined by taking into account shares held in all share classes (except certain money market funds and any assets held in group retirement plans) of the mutual fund family held by a shareholder or others in the same pricing group. If grouping assets as a shareholder, this includes all share classes held on the Edward Jones platform and/or held on another platform. Eligible fund family assets may be included in the ROA calculation only if the shareholder notifies Edward Jones of such assets at the time of calculation. Money market funds are included only if such shares were sold with a sales charge at the time of purchase or acquired in exchange for shares purchased with a sales charge. The employer maintaining a SEP IRA plan and/or SIMPLE IRA plan may elect to establish or change ROA for the IRA accounts associated with the plan to a plan level grouping as opposed to including all share classes at a shareholder or pricing group level. ROA is determined by calculating the higher of cost minus redemptions or market value (current shares x NAV). |
Letters of Intent (“LOI”), which allow for sales charge and breakpoint discounts based on intended purchases within a fund family, through Edward Jones, over a 13-month period from the date Edward Jones receives the LOI. Eligible fund family assets may be included in the LOI calculation only if the shareholder notifies Edward Jones of such assets at the time of calculation. Purchases made before the LOI is received by Edward Jones are not adjusted under the LOI and will not reduce the sales charge previously paid. Sales charges will be adjusted if LOI is not met. If the employer maintaining a SEP IRA plan and/or SIMPLE IRA plan has elected to establish or change ROA for the IRA accounts associated with the plan to a plan-level grouping, LOIs will also be at the plan-level and may only be established by the employer. |
Other Important Information Regarding Transactions Through Edward Jones |
Minimum Purchase Amounts |
Initial purchase minimum: $250 |
Subsequent purchase minimum: none |
Minimum Balances |
Edward Jones has the right to redeem at its discretion Fund holdings with a balance of $250 or less. The following are examples of accounts that are not included in Edward Jones’ policy: |
A fee-based account held on an Edward Jones platform |
A 529 account held on an Edward Jones platform |
An account with an active systematic investment plan or LOI |
Exchanging Share Classes |
At any time it deems necessary, Edward Jones has the authority to exchange at net asset value a shareholder’s holdings in a Fund to Class A shares of the same fund. |
Front-end sales charge waivers on Class A shares available at Janney |
Shares purchased through reinvestment of capital gains distributions and dividend reinvestment when purchasing shares of the same Fund (but not any other fund within the fund family). |
Shares purchased by employees and registered representatives of Janney or its affiliates and their family members as designated by Janney. |
Shares purchased from the proceeds of redemptions within the same fund family, provided (1) the repurchase occurs within ninety (90) days following the redemption, (2) the redemption and purchase occur in the same account, and (3) redeemed shares were subject to a front-end or deferred sales load (i.e., right of reinstatement). |
Employer-sponsored retirement plans (e.g., 401(k) plans, 457 plans, employer-sponsored 403(b) plans, profit sharing and money purchase pension plans and defined benefit plans). For purposes of this provision, employer-sponsored retirement plans do not include SEP IRAs, Simple IRAs, SAR-SEPs or Keogh plans. |
Shares acquired through a right of reinstatement. |
Class C shares that are no longer subject to a CDSC and are converted to Class A shares of the same Fund pursuant to Janney’s policies and procedures. |
CDSC Waivers on Class A and C Shares available at Janney |
Shares sold upon the death or disability of the shareholder. |
Shares sold as part of a systematic withdrawal plan as described in the Fund’s Prospectus. |
Shares purchased in connection with a return of excess contributions from an IRA account. |
Shares sold as part of a required minimum distribution for IRA and retirement accounts if the redemption is taken in or after the year the shareholder reaches qualified age based on applicable IRS regulations. |
Shares sold to pay Janney fees but only if the transaction is initiated by Janney. |
Shares acquired through a right of reinstatement. |
Shares exchanged into the same share class of a different fund. |
Front-end sales charge* discounts available at Janney: breakpoints, rights of accumulation (“ROA”), and/or letters of intent |
Breakpoints as described in the Fund’s Prospectus. |
ROA, which entitle shareholders to breakpoint discounts, will be automatically calculated based on the aggregated holding of fund family assets held by accounts within the purchaser’s household at Janney. Eligible fund family assets not held at Janney may be included in the ROA calculation only if the shareholder notifies his or her financial advisor about such assets. |
Letters of intent which allow for breakpoint discounts based on anticipated purchases within a fund family, over a 13-month time period. Eligible fund family assets not held at Janney may be included in the calculation of letters of intent only if the shareholder notifies his or her financial advisor about such assets. |
Front-end Sales Load Waivers on Class A Shares available at OPCO |
Employer-sponsored retirement, deferred compensation and employee benefit plans (including health savings accounts) and trusts used to fund those plans, provided that the shares are not held in a commission-based brokerage account and shares are held for the benefit of the plan |
Shares purchased by or through a 529 plan |
Shares purchased through an OPCO affiliated investment advisory program |
Shares purchased through reinvestment of capital gains distributions and dividend reinvestment when purchasing shares of the same Fund (but not any other fund within the fund family) |
Shares purchased from the proceeds of redemptions within the same fund family, provided (1) the repurchase occurs within 90 days following the redemption, (2) the redemption and purchase occur in the same account, and (3) redeemed shares were subject to a front-end or deferred sales load (known as rights of reinstatement). |
A shareholder in the Fund’s Class C shares purchased prior to July 1, 2015 will have their shares converted at net asset value to Class A shares (or the appropriate share class) of the Fund if the shares are no longer subject to a CDSC and the conversion is in line with the policies and procedures of OPCO. More information regarding mutual fund shares purchased through an OPCO platform or account, including the conversion described above, can be found in the disclosures available on the OPCO website. |
Employees and registered representatives of OPCO or its affiliates and their family members |
Directors or Trustees of the Fund, and employees of the Fund’s investment adviser or any of its affiliates, as described in this prospectus |
CDSC Waivers on Class A and C Shares available at OPCO |
Death or disability of the shareholder |
Shares sold as part of a systematic withdrawal plan as described in the Fund’s prospectus |
Return of excess contributions from an IRA Account |
Shares sold as part of a required minimum distribution for IRA and retirement accounts pursuant to the Internal Revenue Code as described in the prospectus |
Shares sold to pay OPCO fees but only if the transaction is initiated by OPCO |
Shares acquired through a right of reinstatement |
Front-end load Discounts Available at OPCO: Breakpoints, Rights of Accumulation & Letters of Intent |
Breakpoints as described in this prospectus |
Rights of Accumulation (ROA) which entitle shareholders to breakpoint discounts will be automatically calculated based on the aggregated holding of fund family assets held by accounts within the purchaser’s household at OPCO. Eligible fund family assets not held at OPCO may be included in the ROA calculation only if the shareholder notifies his or her financial advisor about such assets |
Front-End Sales Charge Waivers on Class A Shares available at Baird |
Shares purchased through reinvestment of capital gains distributions and dividend reinvestment when purchasing share of the same Fund |
Shares purchased by employees and registered representatives of Baird or its affiliates and their family members as designated by Baird according to its policies and procedures |
Shares purchased from the proceeds of redemptions from a fund of the fund family, provided (1) the repurchase occurs within 90 days following the redemption, (2) the redemption and purchase occur in the same account, and (3) redeemed shares were subject to a front-end or deferred sales charge (known as rights of reinstatement) |
A shareholder in the Fund’s Class C shares will have their share converted at net asset value to Class A shares of the Fund if the shares are no longer subject to a CDSC and the conversion is in line with the policies and procedures of Baird |
Employer-sponsored retirement plans or charitable accounts in a transactional brokerage account at Baird, including 401(k) plans, 457 plans, employer-sponsored 403(b) plans, profit sharing and money purchase pension plans and defined benefit plans. For purposes of this provision, employer-sponsored retirement plans do not include SEP IRAs, Simple IRAs or SAR-SEPs |
CDSC Waivers on Class A and C Shares available at Baird |
Shares sold due to death or disability of the shareholder |
Shares sold as part of a systematic withdrawal plan as described in the Fund’s Prospectus |
Shares bought due to returns of excess contributions from an IRA Account |
Shares sold as part of a required minimum distribution for IRA and retirement accounts due to the shareholder reaching the qualified age based on applicable Internal Revenue Service regulations as described in the Fund’s prospectus |
Shares sold to pay Baird fees but only if the transaction is initiated by Baird |
Shares acquired through a right of reinstatement |
Front-End Sales Charge Discounts available at Baird: Breakpoints, Rights of Accumulation and/or Letters of Intent |
Breakpoints as described in this prospectus |
Rights of accumulation which entitle shareholders to breakpoint discounts will be automatically calculated based on the aggregated holdings of fund family assets held by accounts within the purchaser’s household at Baird. Eligible fund family assets not held at Baird may be included in the rights of accumulation calculation only if the shareholder notifies his or her financial advisor about such assets |
Letters of Intent (LOI) allow for breakpoint discounts based on anticipated purchases of the fund family through Baird, over a 13-month period of time |
|
TICKER |
EXCHANGE |
SMART BETA |
|
|
PIMCO RAFI Dynamic Multi-Factor Emerging Markets Equity ETF |
MFEM |
NYSE Arca |
PIMCO RAFI Dynamic Multi-Factor International Equity ETF |
MFDX |
NYSE Arca |
PIMCO RAFI Dynamic Multi-Factor U.S. Equity ETF |
MFUS |
NYSE Arca |
PIMCO RAFI ESG U.S. ETF |
RAFE |
NYSE Arca |
|
|
Management Fees |
|
Other Expenses(1) |
|
Acquired Fund Fees and Expenses |
|
Total Annual Fund Operating Expenses(2) |
|
Fee Waiver and/or Expense Reimbursement(3) |
( |
Total Annual Fund Operating Expenses After Fee Waiver and/or Expense Reimbursement |
|
1 Year |
3 Years |
5 Years |
10 Years |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
|
1 Year |
Since Inception |
Inception Date |
Return Before Taxes |
|
|
|
Return After Taxes on Distributions(1) |
|
|
|
Return After Taxes on Distributions and Sales of Fund Shares(1) |
|
|
|
RAFI Dynamic Multi-Factor Emerging Markets Index (reflects no deductions for fees, expenses or taxes) |
|
|
|
MSCI Emerging Markets Index (reflects no deductions for fees, expenses or taxes) |
- |
|
|
|
|
Management Fees |
|
Other Expenses(1) |
|
Total Annual Fund Operating Expenses |
|
Fee Waiver and/or Expense Reimbursement(2) |
( |
Total Annual Fund Operating Expenses After Fee Waiver and/or Expense Reimbursement |
|
1 Year |
3 Years |
5 Years |
10 Years |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
|
1 Year |
Since Inception |
Inception Date |
Return Before Taxes |
|
|
|
Return After Taxes on Distributions(1) |
|
|
|
Return After Taxes on Distributions and Sales of Fund Shares(1) |
|
|
|
RAFI Dynamic Multi-Factor Developed Ex-U.S. Index (reflects no deductions for fees, expenses or taxes) |
|
|
|
MSCI EAFE Index (reflects no deductions for fees, expenses or taxes) |
|
|
|
|
|
Management Fees |
|
Other Expenses(1) |
|
Total Annual Fund Operating Expenses |
|
Fee Waiver and/or Expense Reimbursement(2) |
( |
Total Annual Fund Operating Expenses After Fee Waiver and/or Expense Reimbursement |
|
1 Year |
3 Years |
5 Years |
10 Years |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
|
1 Year |
Since Inception |
Inception Date |
Return Before Taxes |
|
|
|
Return After Taxes on Distributions(1) |
|
|
|
Return After Taxes on Distributions and Sales of Fund Shares(1) |
|
|
|
RAFI Dynamic Multi-Factor U.S. Index (reflects no deductions for fees, expenses or taxes) |
|
|
|
S&P 500 Index (reflects no deductions for fees, expenses or taxes) |
|
|
|
|
|
Management Fees |
|
Other Expenses(1) |
|
Total Annual Fund Operating Expenses |
|
Fee Waiver and/or Expense Reimbursement(2) |
( |
Total Annual Fund Operating Expenses After Fee Waiver and/or Expense Reimbursement |
|
1 Year |
3 Years |
5 Years |
10 Years |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
|
1 Year |
Since Inception |
Inception Date |
Return Before Taxes |
|
|
|
Return After Taxes on Distributions(1) |
|
|
|
Return After Taxes on Distributions and Sales of Fund Shares(1) |
|
|
|
RAFI ESG US Index (reflects no deductions for fees, expenses or taxes) |
|
|
|
S&P 500 Index (reflects no deductions for fees, expenses or taxes) |
|
|
|
Fund Name |
Management Fees |
PIMCO RAFI Dynamic Multi-Factor Emerging Markets Equity ETF |
0.49% |
PIMCO RAFI Dynamic Multi-Factor International Equity ETF |
0.39% |
PIMCO RAFI Dynamic Multi-Factor U.S. Equity ETF |
0.29% |
PIMCO RAFI ESG U.S. ETF |
0.29% |
Fund |
Portfolio Manager |
Since |
Recent Professional Experience |
PIMCO RAFI Dynamic Multi-Factor Emerging Markets Equity ETF |
Eden Simmer |
08/22 |
Executive Vice President, PIMCO. Ms. Simmer is head of global equity trading based in the New York office. She oversees execution across cash equities, equity derivatives, and equity delta one across PIMCO’s global investment platform. Prior to joining PIMCO in 2010, she was a trader focusing on equities, foreign exchange, and preferred securities for Deutsche Bank Asset Management. Previously, Ms. Simmer was a foreign exchange trading associate at ABN AMRO. She received Market Media’s WIF Excellence in Trading award in 2019 and the Women’s Bond Club Rising Star award in 2015. She has investment experience since 2006 and holds an MBA from Columbia Business School and undergraduate degrees in finance and economics as well as an international business certificate from the University of Iowa. |
PIMCO RAFI Dynamic Multi-Factor International Equity ETF |
08/22 | ||
PIMCO RAFI Dynamic Multi-Factor U.S. Equity ETF |
08/22 | ||
PIMCO RAFI ESG U.S. ETF |
08/22 | ||
PIMCO RAFI Dynamic Multi-Factor Emerging Markets Equity ETF |
Alexander Steiner |
08/22 |
Mr. Steiner is a portfolio manager in the New York office. He is responsible for the management and implementation of equity portfolios. Prior to joining PIMCO in 2021, he was an investment analyst focusing on portfolio implementation, rebalancing, and trading for RegentAtlantic Capital. He has investment experience since 2011 and holds an undergraduate degree in economics from Rutgers University. He is a CFA charterholder. |
PIMCO RAFI Dynamic Multi-Factor International Equity ETF |
08/22 | ||
PIMCO RAFI Dynamic Multi-Factor U.S. Equity ETF |
08/22 | ||
PIMCO RAFI ESG U.S. ETF |
08/22 |
|
|
Investment Operations |
Less Distributions(c) | ||||
|
|
|
| ||||
Selected Per Share Data for the Year or Period Ended^: |
Net Asset Value Beginning of Year or Period(a) |
Net Investment Income (Loss)(b) |
Net Realized/ Unrealized Gain (Loss) |
Total |
From Net Investment Income |
From Net Realized Capital Gains |
Total |
PIMCO RAFI Dynamic Multi-Factor Emerging Markets Equity ETF | |||||||
06/30/2022 |
$31.06 |
$1.21 |
$(6.94) |
$(5.73) |
$(2.46) |
$(4.54) |
$(7.00) |
06/30/2021 |
20.84 |
0.50 |
10.14 |
10.64 |
(0.42) |
0.00 |
(0.42) |
06/30/2020 |
24.24 |
0.59 |
(3.41) |
(2.82) |
(0.58) |
0.00 |
(0.58) |
06/30/2019 |
23.94 |
0.64 |
0.39 |
1.03 |
(0.73) |
0.00 |
(0.73) |
08/31/2017 - 06/30/2018 |
25.00 |
0.42 |
(1.41) |
(0.99) |
(0.07) |
0.00 |
(0.07) |
PIMCO RAFI Dynamic Multi-Factor International Equity ETF | |||||||
06/30/2022 |
$29.66 |
$0.95 |
$(4.57) |
$(3.62) |
$(0.88) |
$0.00 |
$(0.88) |
06/30/2021 |
22.86 |
0.69 |
6.53 |
7.22 |
(0.42) |
0.00 |
(0.42) |
06/30/2020 |
24.94 |
0.53 |
(1.84) |
(1.31) |
(0.77) |
0.00 |
(0.77) |
06/30/2019 |
25.87 |
0.72 |
(0.89) |
(0.17) |
(0.76) |
0.00 |
(0.76) |
08/31/2017 - 06/30/2018 |
25.00 |
0.62 |
0.44 |
1.06 |
(0.19) |
0.00 |
(0.19) |
PIMCO RAFI Dynamic Multi-Factor U.S. Equity ETF | |||||||
06/30/2022 |
$39.00 |
$0.75 |
$(2.90) |
$(2.15) |
$(0.61) |
$0.00 |
$(0.61) |
06/30/2021 |
27.74 |
0.52 |
11.28 |
11.80 |
(0.54) |
0.00 |
(0.54) |
06/30/2020 |
29.21 |
0.62 |
(1.44) |
(0.82) |
(0.65) |
0.00 |
(0.65) |
06/30/2019 |
28.30 |
0.59 |
0.91 |
1.50 |
(0.59) |
0.00 |
(0.59) |
08/31/2017 - 06/30/2018 |
25.00 |
0.43 |
3.17 |
3.60 |
(0.30) |
0.00 |
(0.30) |
PIMCO RAFI ESG U.S. ETF |
|
|
| ||||
06/30/2022 |
$30.72 |
$0.60 |
$(3.22) |
$(2.62) |
$(0.52) |
$0.00 |
$(0.52) |
06/30/2021 |
21.40 |
0.51 |
9.32 |
9.83 |
(0.51) |
0.00 |
(0.51) |
12/18/2019 - 06/30/2020 |
25.00 |
0.33 |
(3.72) |
(3.39) |
(0.21) |
0.00 |
(0.21) |
|
|
Ratios/Supplemental Data | ||||||
|
|
|
Ratios to Average Net Assets |
| ||||
Net Asset Value End of Year or Period(a) |
Total Return(d) |
Net Assets End of Year or Period (000s) |
Expenses |
Expenses Excluding Waivers |
Expenses Excluding Interest Expense |
Expenses Excluding Interest Expense and Waivers |
Net Investment Income (Loss) |
Portfolio Turnover Rate |
| ||||||||
$18.33 |
(23.00)% |
$75,517 |
0.49% |
0.50% |
0.49% |
0.50% |
4.50% |
54% |
31.06 |
51.62 |
494,452 |
0.50 |
0.51 |
0.50 |
0.51 |
1.91 |
58 |
20.84 |
(11.86) |
619,324 |
0.49 |
0.50 |
0.49 |
0.50 |
2.66 |
59 |
24.24 |
4.53 |
477,943 |
0.49 |
0.50 |
0.49 |
0.50 |
2.75 |
43 |
23.94 |
(3.99) |
357,169 |
0.50* |
0.55* |
0.50* |
0.55* |
1.94* |
52 |
| ||||||||
$25.16 |
(12.60)% |
$85,539 |
0.39% |
0.40% |
0.39% |
0.40% |
3.30% |
39% |
29.66 |
31.87 |
88,978 |
0.40 |
0.40 |
0.40 |
0.40 |
2.54 |
48 |
22.86 |
(5.37) |
24,231 |
0.40 |
0.41 |
0.40 |
0.41 |
2.21 |
35 |
24.94 |
(0.59) |
42,888 |
0.39 |
0.40 |
0.39 |
0.40 |
2.96 |
24 |
25.87 |
4.22 |
28,976 |
0.40* |
0.87* |
0.40* |
0.87* |
2.81* |
36 |
| ||||||||
$36.24 |
(5.66)% |
$94,954 |
0.29% |
0.30% |
0.29% |
0.30% |
1.88% |
43% |
39.00 |
43.02 |
82,677 |
0.29 |
0.30 |
0.29 |
0.30 |
1.53 |
63 |
27.74 |
(2.80) |
25,525 |
0.30 |
0.31 |
0.30 |
0.31 |
2.12 |
36 |
29.21 |
5.50 |
96,980 |
0.29 |
0.30 |
0.29 |
0.30 |
2.08 |
40 |
28.30 |
14.43 |
65,658 |
0.29* |
0.60* |
0.29* |
0.60* |
1.89* |
56 |
|
|
|
|
|
|
|
|
|
$27.58 |
(8.73)% |
$28,615 |
0.29% |
0.30% |
0.29% |
0.30% |
1.94% |
26% |
30.72 |
46.63 |
20,584 |
0.30 |
0.31 |
0.30 |
0.31 |
1.91 |
32 |
21.40 |
(13.42) |
8,988 |
0.30* |
0.86* |
0.30* |
0.86* |
2.75* |
12 |
|
Inst. |
I-2 |
I-3 |
Admin. |
A |
C |
R |
PIMCO Dividend and Income Fund |
PQIIX |
PQIPX |
– |
– |
PQIZX |
PQICX |
– |
PIMCO RAE Emerging Markets Fund |
PEIFX |
PEPFX |
– |
– |
PEAFX |
– |
– |
PIMCO RAE Global ex-US Fund |
PZRIX |
PZRPX |
– |
– |
PZRAX |
– |
– |
PIMCO RAE International Fund |
PPYIX |
PPYPX |
– |
– |
PPYAX |
– |
– |
PIMCO RAE US Fund |
PKAIX |
PKAPX |
– |
– |
PKAAX |
– |
– |
PIMCO RAE US Small Fund |
PMJIX |
PMJPX |
– |
– |
PMJAX |
– |
– |
PIMCO REALPATH® Blend Income Fund |
PBRNX |
– |
– |
PBRDX |
PBRAX |
– |
– |
PIMCO REALPATH® Blend 2025 Fund |
PPZRX |
– |
– |
PPZDX |
PPZAX |
– |
– |
PIMCO REALPATH® Blend 2030 Fund |
PBPNX |
– |
– |
PBPRX |
PBPAX |
– |
– |
PIMCO REALPATH® Blend 2035 Fund |
PDGZX |
– |
– |
PDGDX |
PDGAX |
– |
– |
PIMCO REALPATH® Blend 2040 Fund |
PVPNX |
– |
– |
PVPRX |
PVPAX |
– |
– |
PIMCO REALPATH® Blend 2045 Fund |
PVQNX |
– |
– |
PVQDX |
PVQAX |
– |
– |
PIMCO REALPATH® Blend 2050 Fund |
PPQZX |
– |
– |
PPQDX |
PPQAX |
– |
– |
PIMCO REALPATH® Blend 2055 Fund |
PRQZX |
– |
– |
PRQDX |
PRQAX |
– |
– |
PIMCO REALPATH® Blend 2060 Fund |
PRBMX |
– |
– |
PRBEX |
PRBAX |
– |
– |
1 | |
1 | |
2 | |
3 | |
4 | |
5 | |
5 | |
5 | |
6 | |
15 | |
16 | |
16 | |
19 | |
19 | |
20 | |
20 | |
21 | |
21 | |
33 | |
35 | |
36 | |
37 | |
37 | |
50 | |
50 | |
50 | |
50 | |
51 | |
51 | |
52 | |
60 | |
60 | |
60 | |
61 | |
61 | |
62 | |
62 | |
62 | |
63 | |
63 | |
63 | |
64 | |
64 | |
65 | |
65 | |
66 | |
67 | |
67 |
68 | |
68 | |
70 | |
71 | |
71 | |
72 | |
73 | |
73 | |
74 | |
77 | |
77 | |
77 | |
78 | |
78 | |
82 | |
84 | |
85 | |
86 | |
87 | |
87 | |
88 | |
121 | |
122 | |
123 | |
124 | |
125 | |
126 | |
126 | |
127 | |
128 | |
129 | |
130 | |
132 | |
132 | |
133 | |
138 | |
140 | |
141 | |
141 | |
142 | |
143 | |
143 | |
144 | |
145 | |
147 | |
148 | |
148 | |
149 | |
150 | |
150 |
154 | |
156 | |
176 | |
177 | |
177 | |
177 | |
179 | |
180 | |
180 | |
181 | |
183 | |
183 | |
184 | |
185 | |
186 | |
187 | |
187 | |
187 | |
188 | |
188 | |
189 | |
189 | |
189 | |
190 | |
190 | |
191 | |
191 | |
191 | |
192 | |
193 | |
193 | |
193 | |
193 | |
194 | |
194 | |
194 | |
195 | |
195 | |
195 | |
195 |
PIMCO Dividend and Income Fund PIMCO RAE Emerging Markets Fund PIMCO RAE Global ex-US Fund PIMCO RAE International Fund PIMCO RAE US Fund PIMCO RAE US Small Fund |
PIMCO REALPATH® Blend Income Fund PIMCO REALPATH® Blend 2025 Fund PIMCO REALPATH® Blend 2030 Fund PIMCO REALPATH® Blend 2035 Fund PIMCO REALPATH® Blend 2040 Fund PIMCO REALPATH® Blend 2045 Fund PIMCO REALPATH® Blend 2050 Fund PIMCO REALPATH® Blend 2055 Fund PIMCO REALPATH® Blend 2060 Fund |
Name, Year of Birth and Position Held with Trust* |
Term of Office and Length of Time Served† |
Principal Occupation(s) During Past 5 Years |
Number of Funds in Fund Complex Overseen by Trustee |
Other Public Company and Investment Company Directorships Held by Trustee During the Past 5 Years |
Interested Trustees1 |
Name, Year of Birth and Position Held with Trust* |
Term of Office and Length of Time Served† |
Principal Occupation(s) During Past 5 Years |
Number of Funds in Fund Complex Overseen by Trustee |
Other Public Company and Investment Company Directorships Held by Trustee During the Past 5 Years |
Peter G. Strelow (1970) Chairman of the Board and Trustee |
02/2019 to present |
Managing Director and Co-Chief Operating Officer, PIMCO. Senior Vice President of the Trust, PIMCO Equity Series VIT, PIMCO Funds, PIMCO Variable Insurance Trust and PIMCO ETF Trust, PIMCO Managed Accounts Trust, PIMCO-Sponsored Interval Funds and PIMCO-Sponsored Closed-End Funds. Formerly, Chief Administrative Officer, PIMCO. |
157 |
Chairman and Trustee, PIMCO Equity Series VIT, PIMCO Funds, PIMCO Variable Insurance Trust, PIMCO ETF Trust. |
Kimberley G. Stafford (1978) Trustee |
02/2021 to present |
Managing Director, Global Head of Product Strategy, PIMCO; and Member of Executive Committee, PIMCO. Formerly, Head of Asia-Pacific, Global Head of Consultant Relations and Head of US Institutional and Alternatives Sales, PIMCO. |
157 |
Trustee, PIMCO Equity Series VIT, PIMCO Funds, PIMCO Variable Insurance Trust, PIMCO ETF Trust. |
Independent Trustees | ||||
George E. Borst (1948) Trustee |
05/2019 to present |
Executive Advisor, McKinsey & Company (since 10/14). Formerly, Executive Advisor, Toyota Financial Services (10/13-12/14); and CEO, Toyota Financial Services (01/01-09/13). |
157 |
Trustee, PIMCO Equity Series VIT, PIMCO Funds, PIMCO Variable Insurance and PIMCO ETF Trust; Director, MarineMax Inc. |
Name, Year of Birth and Position Held with Trust* |
Term of Office and Length of Time Served† |
Principal Occupation(s) During Past 5 Years |
Number of Funds in Fund Complex Overseen by Trustee |
Other Public Company and Investment Company Directorships Held by Trustee During the Past 5 Years |
Jennifer Holden Dunbar (1963) Trustee |
02/2016 to present |
Formerly, Managing Director, Dunbar Partners, LLC (business consulting and investments) (05/05-05/21); and Partner, Leonard Green & Partners, L.P. |
157 |
Trustee, PIMCO Equity Series VIT, PIMCO Funds, PIMCO Variable Insurance and PIMCO ETF Trust; Director, PS Business Parks; Director, Big 5 Sporting Goods Corporation. |
Kym M. Hubbard (1957) Trustee |
05/2019 to present |
Formerly, Global Head of Investments, Chief Investment Officer and Treasurer, Ernst & Young. |
157 |
Trustee, PIMCO Equity Series VIT, PIMCO Funds, PIMCO Variable Insurance and PIMCO ETF Trust; Director, State Auto Financial Corporation. |
Gary F. Kennedy (1955) Trustee |
05/2019 to present |
Formerly, Senior Vice President, General Counsel and Chief Compliance Officer, American Airlines and AMR Corporation (now American Airlines Group) (01/03-01/14). |
157 |
Trustee, PIMCO Equity Series VIT, PIMCO Funds, PIMCO Variable Insurance and PIMCO ETF Trust. |
Peter B. McCarthy (1950) Trustee |
09/2011 to present |
Formerly, Assistant Secretary and Chief Financial Officer, United States Department of Treasury; Deputy Managing Director, Institute of International Finance. |
157 |
Trustee, PIMCO Equity Series VIT, PIMCO Funds, PIMCO Variable Insurance and PIMCO ETF Trust. |
Ronald C. Parker (1951) Lead Independent Trustee |
02/2016 to present Lead Independent Trustee 05/2019 to present |
Director of Roseburg Forest Products Company. Formerly, Chairman of the Board, The Ford Family Foundation; and President, Chief Executive Officer, Hampton Affiliates (forestry products). |
157 |
Lead Independent Trustee, PIMCO Equity Series VIT, PIMCO Funds, PIMCO Variable Insurance and PIMCO ETF Trust. |
Name, Year of Birth and Position Held with Trust* |
Term of Office and Length of Time Served |
Principal Occupation(s) During Past 5 Years† |
Eric D. Johnson (1970) President |
06/2019 to present |
Executive Vice President and Head of Funds Business Group Americas, PIMCO. President, PIMCO Funds, PIMCO Variable Insurance Trust, PIMCO ETF Trust, PIMCO Equity Series VIT, PIMCO Managed Accounts Trust, PIMCO-Sponsored Interval Funds and PIMCO-Sponsored Closed-End Funds. |
Ryan G. Leshaw (1980) Chief Legal Officer and Secretary |
08/2021 to present |
Executive Vice President and Senior Counsel, PIMCO. Chief Legal Officer and Secretary, PIMCO Funds, PIMCO Variable Insurance Trust, PIMCO ETF Trust and PIMCO Equity Series VIT. Chief Legal Officer, PIMCO Managed Accounts Trust, PIMCO-Sponsored Interval Funds, PIMCO-Sponsored Closed-End Funds and PIMCO Capital Solutions BDC Corp. Formerly, Associate, Willkie Farr & Gallagher LLP. |
Keisha Audain-Pressley (1975)** Chief Compliance Officer |
01/2020 to present |
Executive Vice President and Deputy Chief Compliance Officer, PIMCO. Chief Compliance Officer, PIMCO Funds, PIMCO Variable Insurance Trust, PIMCO ETF Trust, PIMCO Equity Series VIT, PIMCO Managed Accounts Trust, PIMCO-Sponsored Interval Funds, PIMCO-Sponsored Closed-End Funds and PIMCO Capital Solutions BDC Corp. |
Joshua D. Ratner (1976)** Senior Vice President |
05/2019 to present |
Executive Vice President and Head of Americas Operations, PIMCO. Senior Vice President, PIMCO Funds, PIMCO Variable Insurance Trust, PIMCO ETF Trust, PIMCO Equity Series VIT, PIMCO Managed Accounts Trust, PIMCO-Sponsored Interval Funds and PIMCO-Sponsored Closed-End Funds. |
Peter G. Strelow (1970) Senior Vice President |
06/2019 to present |
Managing Director and Co-Chief Operating Officer, PIMCO. Senior Vice President, PIMCO Funds, PIMCO Variable Insurance Trust, PIMCO ETF Trust, PIMCO Equity Series VIT, PIMCO Managed Accounts Trust, PIMCO-Sponsored Interval Funds and PIMCO-Sponsored Closed-End Funds. Formerly, Chief Administrative Officer, PIMCO. |
Wu-Kwan Kit (1981) Assistant Secretary |
08/2017 to present |
Senior Vice President and Senior Counsel, PIMCO. Assistant Secretary, PIMCO Funds, PIMCO Variable Insurance Trust, PIMCO ETF Trust and PIMCO Equity Series VIT. Vice President, Senior Counsel and Secretary, PIMCO Managed Accounts Trust, PIMCO-Sponsored Interval Funds, PIMCO-Sponsored Closed-End Funds and PIMCO Capital Solutions BDC Corp. Formerly, Assistant General Counsel, VanEck Associates Corp. |
Douglas B. Burrill (1980)** Vice President |
08/2022 to present |
Senior Vice President, PIMCO. Vice President, PIMCO Funds, PIMCO Variable Insurance Trust, PIMCO ETF Trust, PIMCO Equity Series VIT, PIMCO Managed Accounts Trust, PIMCO-Sponsored Interval Funds, PIMCO-Sponsored Closed-End Funds and PIMCO Capital Solutions BDC Corp. |
Name, Year of Birth and Position Held with Trust* |
Term of Office and Length of Time Served |
Principal Occupation(s) During Past 5 Years† |
Jeffrey A. Byer (1976) Vice President |
02/2020 to present |
Executive Vice President, PIMCO. Vice President, PIMCO Funds, PIMCO Variable Insurance Trust, PIMCO ETF Trust, PIMCO Equity Series VIT, PIMCO Managed Accounts Trust, PIMCO-Sponsored Interval Funds, PIMCO-Sponsored Closed-End Funds and PIMCO Capital Solutions BDC Corp. |
Elizabeth A. Duggan (1964) Vice President |
02/2021 to present |
Executive Vice President, PIMCO. Vice President, PIMCO Funds, PIMCO Variable Insurance Trust, PIMCO ETF Trust, PIMCO Equity Series VIT, PIMCO Managed Accounts Trust, PIMCO-Sponsored Interval Funds, PIMCO-Sponsored Closed-End Funds and PIMCO Capital Solutions BDC Corp. |
Mark A. Jelic (1981) Vice President |
08/2021 to present |
Senior Vice President, PIMCO. Vice President, PIMCO Funds, PIMCO Variable Insurance Trust, PIMCO ETF Trust, PIMCO Equity Series VIT, PIMCO Managed Accounts Trust, PIMCO-Sponsored Interval Funds, PIMCO-Sponsored Closed-End Funds and PIMCO Capital Solutions BDC Corp. |
Kenneth W. Lee (1972) Vice President |
08/2022 to present |
Senior Vice President, PIMCO. Vice President, PIMCO Funds, PIMCO Variable Insurance Trust, PIMCO ETF Trust, PIMCO Equity Series VIT, PIMCO Managed Accounts Trust, PIMCO-Sponsored Interval Funds, PIMCO-Sponsored Closed-End Funds and PIMCO Capital Solutions BDC Corp. |
Brian J. Pittluck (1977) Vice President |
01/2020 to present |
Senior Vice President, PIMCO. Vice President, PIMCO Funds, PIMCO Variable Insurance Trust, PIMCO ETF Trust, PIMCO Equity Series VIT, PIMCO Managed Accounts Trust, PIMCO-Sponsored Interval Funds, PIMCO-Sponsored Closed-End Funds and PIMCO Capital Solutions BDC Corp. |
Keith A. Werber (1973) Vice President |
05/2022 to present |
Executive Vice President, PIMCO. Vice President, PIMCO Funds, PIMCO Variable Insurance Trust, PIMCO ETF Trust, PIMCO Equity Series VIT, PIMCO Managed Accounts Trust, PIMCO-Sponsored Interval Funds, PIMCO-Sponsored Closed-End Funds and PIMCO Capital Solutions BDC Corp. |
Bijal Y. Parikh (1978) Treasurer |
01/2021 to present |
Executive Vice President, PIMCO. Treasurer, PIMCO Funds, PIMCO Variable Insurance Trust, PIMCO ETF Trust, PIMCO Equity Series VIT, PIMCO Managed Accounts Trust, PIMCO-Sponsored Interval Funds and PIMCO-Sponsored Closed-End Funds. |
Erik C. Brown (1967)*** Assistant Treasurer |
03/2010 to present |
Executive Vice President, PIMCO. Assistant Treasurer, PIMCO Funds, PIMCO Variable Insurance Trust, PIMCO ETF Trust, PIMCO Equity Series VIT, PIMCO Managed Accounts Trust, PIMCO-Sponsored Interval Funds, PIMCO-Sponsored Closed-End Funds and PIMCO Capital Solutions BDC Corp. |
Name, Year of Birth and Position Held with Trust* |
Term of Office and Length of Time Served |
Principal Occupation(s) During Past 5 Years† |
Brandon T. Evans (1982) Assistant Treasurer |
05/2019 to present |
Vice President, PIMCO. Assistant Treasurer, Assistant Treasurer, PIMCO Funds, PIMCO Variable Insurance Trust, PIMCO ETF Trust and PIMCO Equity Series VIT. Deptuy Treasurer, PIMCO Managed Accounts Trust, PIMCO-Sponsored Interval Funds and PIMCO-Sponsored Closed-End Funds. |
Name of Trustee |
Name of Fund |
Dollar Range of Equity Securities in the Funds |
Aggregate Dollar Range of Equity Securities in All Funds Overseen by Trustee in Family of Investment Companies |
Kimberley G. Stafford* |
None |
None |
Over $100,000 |
Peter G. Strelow |
None |
None |
Over $100,000 |
Independent Trustees |
|
|
|
George E. Borst |
None |
None |
Over $100,000 |
Jennifer Holden Dunbar |
None |
None |
Over $100,000 |
Kym M. Hubbard |
None |
None |
Over $100,000 |
Gary F. Kennedy |
None |
None |
Over $100,000 |
Peter B. McCarthy |
PIMCO REALPATH® Blend 2030 Fund |
Over $100,000 |
Over $100,000 |
Ronald C. Parker |
None |
None |
Over $100,000 |
Name of Independent Trustee |
Name of Owners and Relationships to Trustee |
Company |
Title of Class |
Value of Securities |
Percent of Class |
George E. Borst |
None |
None |
None |
None |
None |
Jennifer Holden Dunbar |
None |
None |
None |
None |
None |
Kym M. Hubbard |
None |
None |
None |
None |
None |
Gary F. Kennedy |
None |
None |
None |
None |
None |
Peter B. McCarthy |
None |
None |
None |
None |
None |
Ronald C. Parker |
None |
None |
None |
None |
None |
Name and Position |
Aggregate Compensation from Trust1 |
Pension or Retirement Benefits Accrued As Part of Funds Expenses |
Total Compensation from Trust and Fund Complex Paid to Trustees |
George E. Borst, Trustee |
$64,425 |
N/A |
$449,850 |
Jennifer Holden Dunbar, Trustee |
$65,100 |
N/A |
$454,850 |
Kym M. Hubbard, Trustee |
$63,750 |
N/A |
$444,850 |
Gary F. Kennedy, Trustee |
$64,425 |
N/A |
$449,850 |
Peter B. McCarthy, Trustee |
$67,900 |
N/A |
$481,100 |
Name and Position |
Aggregate Compensation from Trust1 |
Pension or Retirement Benefits Accrued As Part of Funds Expenses |
Total Compensation from Trust and Fund Complex Paid to Trustees |
Ronald C. Parker, Trustee |
$67,900 |
N/A |
$474,850 |
FUND NAME |
CLASS |
|
REGISTRATION |
SHARES BENEFICIALLY OWNED |
|
PERCENTAGE OF OUTSTANDING SHARES OF CLASS OWNED |
PIMCO REALPATH BLEND 2030 |
INSTITUTIONAL |
** |
RELIANCE TRUST CO TTEE ADP ACCESS LARGE MARKET XXXK 201 17TH ST NW STE 1000, ATLANTA GA 30363-1195 |
1,154,871.90 |
|
5.12% |
PIMCO RAE INTERNATIONAL |
INSTITUTIONAL |
** |
STATE STREET BANK & TRUST CO FBO PIMCO ALL ASSET FUND 1633 BROADWAY NEW YORK, NY 10019 |
39,459,075.46 |
* |
41.97% |
PIMCO RAE INTERNATIONAL |
INSTITUTIONAL |
** |
STATE STREET BANK & TRUST CO FBO PIMCO ALL ASSET ALL AUTHORITY FUND 1633 BROADWAY NEW YORK, NY 10019 |
13,709,120.93 |
|
14.58% |
PIMCO RAE US |
INSTITUTIONAL |
** |
STATE STREET BANK & TRUST CO FBO PIMCO ALL ASSET FUND 1633 BROADWAY NEW YORK, NY 10019 |
13,979,129.28 |
|
17.19% |
PIMCO RAE US SMALL |
INSTITUTIONAL |
** |
STATE STREET BANK & TRUST CO FBO PIMCO ALL ASSET FUND 1633 BROADWAY NEW YORK, NY 10019 |
26,105,560.54 |
* |
42.73% |
FUND NAME |
CLASS |
|
REGISTRATION |
SHARES BENEFICIALLY OWNED |
|
PERCENTAGE OF OUTSTANDING SHARES OF CLASS OWNED |
PIMCO RAE US SMALL |
INSTITUTIONAL |
** |
STATE STREET BANK & TRUST CO FBO PIMCO ALL ASSET ALL AUTHORITY FUND 1633 BROADWAY NEW YORK, NY 10019 |
7,341,119.64 |
|
12.02% |
PIMCO RAE INTERNATIONAL |
INSTITUTIONAL |
|
STATE STREET KANSAS CITY FBO PIMCO RAE GLOBAL EX US FUND ATTN CHUCK NIXON, 801 PENNSYLVANIA AVE, KANSAS CITY MO 64105-1307 |
8,805,563.18 |
|
9.37% |
PIMCO REALPATH BLEND 2060 |
INSTITUTIONAL |
** |
STATE STREET BANK AND TRUST AS TRUSTEE AND/OR CUSTODIAN FBO ADP ACCESS PRODUCT 1 LINCOLN ST, BOSTON MA 02111-2901 |
164,434.73 |
|
5.19% |
PIMCO DIVIDEND AND INCOME |
INSTITUTIONAL |
** |
EDWARD D JONES & CO FOR THE BENEFIT OF CUSTOMERS XXXXX MANCHESTER RD SAINT LOUIS MO 63131-3710 |
72,934.75 |
|
6.62% |
PIMCO DIVIDEND AND INCOME |
INSTITUTIONAL |
** |
CHARLES SCHWAB & CO INC SPECIAL CUSTODY ACCOUNT FOR THE EXCLUSIVE BENEFIT OF OUR CUSTOMERS ATTN: MUTUAL FUNDS DEPT, 211 MAIN ST, SAN FRANCISCO CA 94105-1901 |
391,171.97 |
* |
35.52% |
FUND NAME |
CLASS |
|
REGISTRATION |
SHARES BENEFICIALLY OWNED |
|
PERCENTAGE OF OUTSTANDING SHARES OF CLASS OWNED |
PIMCO DIVIDEND AND INCOME |
INSTITUTIONAL |
** |
PERSHING LLC 1 PERSHING PLZ, JERSEY CITY NJ 07399-0002 |
107,779.70 |
|
9.79% |
PIMCO DIVIDEND AND INCOME |
INSTITUTIONAL |
** |
LPL FINANCIAL OMNIBUS CUSTOMER ACCOUNT ATTN MUTUAL FUND TRADING 4707 EXECUTIVE DR, SAN DIEGO CA 92121-3091 |
73,179.27 |
|
6.65% |
PIMCO DIVIDEND AND INCOME |
INSTITUTIONAL |
** |
NATIONAL FINANCIAL SERVICES LLC FOR THE BENEFIT OF OUR CUSTOMERS 499 WASHINGTON BLVD, ATTN: MUTUAL FUNDS DEPT 4TH FLOOR, JERSEY CITY NJ 07310-1995 |
179,675.83 |
|
16.32% |
PIMCO DIVIDEND AND INCOME |
INSTITUTIONAL |
** |
WELLS FARGO CLEARING SERVICES LLC SPECIAL CUSTODY ACCT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET ST, SAINT LOUIS MO 63103-2523 |
144,716.19 |
|
13.14% |
PIMCO REALPATH BLEND INCOME |
INSTITUTIONAL |
|
DCGT AS TTEE AND OR CUST FBO PLIC VARIOUS RETIREMENT PLANS OMNIBUS ATTN NPIO TRADE DESK, 711 HIGH ST, DES MOINES IA 50392-0001 |
1,391,815.79 |
|
8.51% |
FUND NAME |
CLASS |
|
REGISTRATION |
SHARES BENEFICIALLY OWNED |
|
PERCENTAGE OF OUTSTANDING SHARES OF CLASS OWNED |
PIMCO REALPATH BLEND 2025 |
INSTITUTIONAL |
|
DCGT AS TTEE AND OR CUST FBO PLIC VARIOUS RETIREMENT PLANS OMNIBUS ATTN NPIO TRADE DESK, 711 HIGH ST, DES MOINES IA 50392-0001 |
1,263,964.69 |
|
6.48% |
PIMCO REALPATH BLEND 2030 |
INSTITUTIONAL |
|
DCGT AS TTEE AND OR CUST FBO PLIC VARIOUS RETIREMENT PLANS OMNIBUS ATTN NPIO TRADE DESK, 711 HIGH ST, DES MOINES IA 50392-0001 |
1,564,965.37 |
|
6.94% |
PIMCO REALPATH BLEND 2035 |
INSTITUTIONAL |
|
DCGT AS TTEE AND OR CUST FBO PLIC VARIOUS RETIREMENT PLANS OMNIBUS ATTN NPIO TRADE DESK, 711 HIGH ST, DES MOINES IA 50392-0001 |
1,393,283.97 |
|
6.93% |
PIMCO REALPATH BLEND INCOME |
INSTITUTIONAL |
** |
CHARLES SCHWAB & CO INC SPECIAL CUSTODY ACCOUNT FOR THE EXCLUSIVE BENEFIT OF OUR CUSTOMERS ATTN: MUTUAL FUNDS DEPT, 211 MAIN ST, SAN FRANCISCO CA 94105-1901 |
2,564,135.29 |
|
15.68% |
FUND NAME |
CLASS |
|
REGISTRATION |
SHARES BENEFICIALLY OWNED |
|
PERCENTAGE OF OUTSTANDING SHARES OF CLASS OWNED |
PIMCO REALPATH BLEND INCOME |
INSTITUTIONAL |
** |
NATIONAL FINANCIAL SERVICES LLC FOR THE BENEFIT OF OUR CUSTOMERS 499 WASHINGTON BLVD, ATTN: MUTUAL FUNDS DEPT 4TH FLOOR, JERSEY CITY NJ 07310-1995 |
4,811,619.70 |
* |
29.43% |
PIMCO REALPATH BLEND 2025 |
INSTITUTIONAL |
** |
CHARLES SCHWAB & CO INC SPECIAL CUSTODY ACCOUNT FOR THE EXCLUSIVE BENEFIT OF OUR CUSTOMERS ATTN: MUTUAL FUNDS DEPT, 211 MAIN ST, SAN FRANCISCO CA 94105-1901 |
2,364,311.49 |
|
12.12% |
PIMCO REALPATH BLEND 2025 |
INSTITUTIONAL |
** |
NATIONAL FINANCIAL SERVICES LLC FOR THE BENEFIT OF OUR CUSTOMERS 499 WASHINGTON BLVD, ATTN: MUTUAL FUNDS DEPT 4TH FLOOR, JERSEY CITY NJ 07310-1995 |
5,660,426.01 |
* |
29.01% |
FUND NAME |
CLASS |
|
REGISTRATION |
SHARES BENEFICIALLY OWNED |
|
PERCENTAGE OF OUTSTANDING SHARES OF CLASS OWNED |
PIMCO REALPATH BLEND 2030 |
INSTITUTIONAL |
** |
CHARLES SCHWAB & CO INC SPECIAL CUSTODY ACCOUNT FOR THE EXCLUSIVE BENEFIT OF OUR CUSTOMERS ATTN: MUTUAL FUNDS DEPT, 211 MAIN ST, SAN FRANCISCO CA 94105-1901 |
3,382,551.03 |
|
15.00% |
PIMCO REALPATH BLEND 2030 |
INSTITUTIONAL |
** |
NATIONAL FINANCIAL SERVICES LLC FOR THE BENEFIT OF OUR CUSTOMERS 499 WASHINGTON BLVD, ATTN: MUTUAL FUNDS DEPT 4TH FLOOR, JERSEY CITY NJ 07310-1995 |
5,877,119.26 |
* |
26.07% |
PIMCO REALPATH BLEND 2035 |
INSTITUTIONAL |
** |
CHARLES SCHWAB & CO INC SPECIAL CUSTODY ACCOUNT FOR THE EXCLUSIVE BENEFIT OF OUR CUSTOMERS ATTN: MUTUAL FUNDS DEPT, 211 MAIN ST, SAN FRANCISCO CA 94105-1901 |
2,612,846.87 |
|
13.00% |
FUND NAME |
CLASS |
|
REGISTRATION |
SHARES BENEFICIALLY OWNED |
|
PERCENTAGE OF OUTSTANDING SHARES OF CLASS OWNED |
PIMCO REALPATH BLEND 2035 |
INSTITUTIONAL |
** |
NATIONAL FINANCIAL SERVICES LLC FOR THE BENEFIT OF OUR CUSTOMERS 499 WASHINGTON BLVD, ATTN: MUTUAL FUNDS DEPT 4TH FLOOR, JERSEY CITY NJ 07310-1995 |
5,946,096.86 |
* |
29.59% |
PIMCO REALPATH BLEND 2040 |
INSTITUTIONAL |
** |
CHARLES SCHWAB & CO INC SPECIAL CUSTODY ACCOUNT FOR THE EXCLUSIVE BENEFIT OF OUR CUSTOMERS ATTN: MUTUAL FUNDS DEPT, 211 MAIN ST, SAN FRANCISCO CA 94105-1901 |
3,727,807.06 |
|
18.86% |
PIMCO REALPATH BLEND 2040 |
INSTITUTIONAL |
** |
NATIONAL FINANCIAL SERVICES LLC FOR THE BENEFIT OF OUR CUSTOMERS 499 WASHINGTON BLVD, ATTN: MUTUAL FUNDS DEPT 4TH FLOOR, JERSEY CITY NJ 07310-1995 |
6,146,619.00 |
* |
31.09% |
FUND NAME |
CLASS |
|
REGISTRATION |
SHARES BENEFICIALLY OWNED |
|
PERCENTAGE OF OUTSTANDING SHARES OF CLASS OWNED |
PIMCO REALPATH BLEND 2045 |
INSTITUTIONAL |
** |
CHARLES SCHWAB & CO INC SPECIAL CUSTODY ACCOUNT FOR THE EXCLUSIVE BENEFIT OF OUR CUSTOMERS ATTN: MUTUAL FUNDS DEPT, 211 MAIN ST, SAN FRANCISCO CA 94105-1901 |
2,854,447.10 |
|
15.57% |
PIMCO REALPATH BLEND 2045 |
INSTITUTIONAL |
** |
NATIONAL FINANCIAL SERVICES LLC FOR THE BENEFIT OF OUR CUSTOMERS 499 WASHINGTON BLVD, ATTN: MUTUAL FUNDS DEPT 4TH FLOOR, JERSEY CITY NJ 07310-1995 |
6,829,677.04 |
* |
37.25% |
PIMCO REALPATH BLEND 2050 |
INSTITUTIONAL |
** |
CHARLES SCHWAB & CO INC SPECIAL CUSTODY ACCOUNT FOR THE EXCLUSIVE BENEFIT OF OUR CUSTOMERS ATTN: MUTUAL FUNDS DEPT, 211 MAIN ST, SAN FRANCISCO CA 94105-1901 |
4,081,187.22 |
|
22.54% |
FUND NAME |
CLASS |
|
REGISTRATION |
SHARES BENEFICIALLY OWNED |
|
PERCENTAGE OF OUTSTANDING SHARES OF CLASS OWNED |
PIMCO REALPATH BLEND 2050 |
INSTITUTIONAL |
** |
NATIONAL FINANCIAL SERVICES LLC FOR THE BENEFIT OF OUR CUSTOMERS 499 WASHINGTON BLVD, ATTN: MUTUAL FUNDS DEPT 4TH FLOOR, JERSEY CITY NJ 07310-1995 |
7,274,293.11 |
* |
40.18% |
PIMCO REALPATH BLEND 2055 |
INSTITUTIONAL |
** |
CHARLES SCHWAB & CO INC SPECIAL CUSTODY ACCOUNT FOR THE EXCLUSIVE BENEFIT OF OUR CUSTOMERS ATTN: MUTUAL FUNDS DEPT, 211 MAIN ST, SAN FRANCISCO CA 94105-1901 |
3,304,691.22 |
* |
26.13% |
PIMCO REALPATH BLEND 2055 |
INSTITUTIONAL |
** |
NATIONAL FINANCIAL SERVICES LLC FOR THE BENEFIT OF OUR CUSTOMERS 499 WASHINGTON BLVD, ATTN: MUTUAL FUNDS DEPT 4TH FLOOR, JERSEY CITY NJ 07310-1995 |
3,919,795.15 |
* |
31.00% |
FUND NAME |
CLASS |
|
REGISTRATION |
SHARES BENEFICIALLY OWNED |
|
PERCENTAGE OF OUTSTANDING SHARES OF CLASS OWNED |
PIMCO RAE EMERGING MARKETS |
INSTITUTIONAL |
** |
CHARLES SCHWAB & CO INC SPECIAL CUSTODY ACCOUNT FOR THE EXCLUSIVE BENEFIT OF OUR CUSTOMERS ATTN: MUTUAL FUNDS DEPT, 211 MAIN ST, SAN FRANCISCO CA 94105-1901 |
23,511,435.93 |
|
19.16% |
PIMCO RAE EMERGING MARKETS |
INSTITUTIONAL |
** |
STATE STREET BANK & TRUST CO FBO PIMCO ALL ASSET FUND 1633 BROADWAY NEW YORK, NY 10019 |
36,386,174.59 |
* |
29.66% |
PIMCO RAE EMERGING MARKETS |
INSTITUTIONAL |
** |
NATIONAL FINANCIAL SERVICES LLC FOR THE BENEFIT OF OUR CUSTOMERS 499 WASHINGTON BLVD, ATTN: MUTUAL FUNDS DEPT 4TH FLOOR, JERSEY CITY NJ 07310-1995 |
16,024,234.66 |
|
13.06% |
PIMCO RAE EMERGING MARKETS |
INSTITUTIONAL |
** |
STATE STREET BANK & TRUST CO FBO PIMCO ALL ASSET ALL AUTHORITY FUND 1633 BROADWAY NEW YORK, NY 10019 |
6,353,417.07 |
|
5.18% |
FUND NAME |
CLASS |
|
REGISTRATION |
SHARES BENEFICIALLY OWNED |
|
PERCENTAGE OF OUTSTANDING SHARES OF CLASS OWNED |
PIMCO RAE GLOBAL EX-US |
INSTITUTIONAL |
** |
CHARLES SCHWAB & CO INC SPECIAL CUSTODY ACCOUNT FOR THE EXCLUSIVE BENEFIT OF OUR CUSTOMERS ATTN: MUTUAL FUNDS DEPT, 211 MAIN ST, SAN FRANCISCO CA 94105-1901 |
1,235,454.02 |
|
15.68% |
PIMCO RAE GLOBAL EX-US |
INSTITUTIONAL |
** |
MITRA & CO FBO XX C/O RELIANCE TRUST COMPANY WI MAILCODE: BDXN - ATTN: MF 4900 W BROWN DEER RD, MILWAUKEE WI 53223-2422 |
4,381,631.70 |
* |
55.61% |
PIMCO RAE INTERNATIONAL |
INSTITUTIONAL |
** |
CHARLES SCHWAB & CO INC SPECIAL CUSTODY ACCOUNT FOR THE EXCLUSIVE BENEFIT OF OUR CUSTOMERS ATTN: MUTUAL FUNDS DEPT, 211 MAIN ST, SAN FRANCISCO CA 94105-1901 |
12,755,960.16 |
|
13.57% |
PIMCO RAE INTERNATIONAL |
INSTITUTIONAL |
** |
NATIONAL FINANCIAL SERVICES LLC FOR THE BENEFIT OF OUR CUSTOMERS 499 WASHINGTON BLVD, ATTN: MUTUAL FUNDS DEPT 4TH FLOOR, JERSEY CITY NJ 07310-1995 |
9,820,032.96 |
|
10.44% |
FUND NAME |
CLASS |
|
REGISTRATION |
SHARES BENEFICIALLY OWNED |
|
PERCENTAGE OF OUTSTANDING SHARES OF CLASS OWNED |
PIMCO RAE US |
INSTITUTIONAL |
** |
CHARLES SCHWAB & CO INC SPECIAL CUSTODY ACCOUNT FOR THE EXCLUSIVE BENEFIT OF OUR CUSTOMERS ATTN: MUTUAL FUNDS DEPT, 211 MAIN ST, SAN FRANCISCO CA 94105-1901 |
20,017,931.99 |
|
24.61% |
PIMCO RAE US |
INSTITUTIONAL |
** |
NATIONAL FINANCIAL SERVICES LLC FOR THE BENEFIT OF OUR CUSTOMERS 499 WASHINGTON BLVD, ATTN: MUTUAL FUNDS DEPT 4TH FLOOR, JERSEY CITY NJ 07310-1995 |
20,662,798.05 |
* |
25.41% |
PIMCO RAE US |
INSTITUTIONAL |
|
SAN LUIS OBISPO COUNTY PENSION TRUST 1000 MILL ST, SN LUIS OBISP CA 93408-2703 |
7,737,858.57 |
|
9.51% |
PIMCO RAE US SMALL |
INSTITUTIONAL |
** |
CHARLES SCHWAB & CO INC SPECIAL CUSTODY ACCOUNT FOR THE EXCLUSIVE BENEFIT OF OUR CUSTOMERS ATTN: MUTUAL FUNDS DEPT, 211 MAIN ST, SAN FRANCISCO CA 94105-1901 |
8,798,514.10 |
|
14.40% |
FUND NAME |
CLASS |
|
REGISTRATION |
SHARES BENEFICIALLY OWNED |
|
PERCENTAGE OF OUTSTANDING SHARES OF CLASS OWNED |
PIMCO RAE US SMALL |
INSTITUTIONAL |
** |
NATIONAL FINANCIAL SERVICES LLC FOR THE BENEFIT OF OUR CUSTOMERS 499 WASHINGTON BLVD, ATTN: MUTUAL FUNDS DEPT 4TH FLOOR, JERSEY CITY NJ 07310-1995 |
3,163,446.43 |
|
5.18% |
PIMCO RAE GLOBAL EX-US |
INSTITUTIONAL |
** |
CAPINCO C/O US BANK NA PO BOX 1787, MILWAUKEE WI 53201-1787 |
1,894,984.00 |
|
24.05% |
PIMCO REALPATH BLEND 2060 |
INSTITUTIONAL |
** |
MERRILL LYNCH PIERCE FENNER & SMITH INC FOR THE SOLE BENEFIT OF ITS CUSTOMERS 4800 DEER LAKE DR E FL 3, JACKSONVILLE FL 32246-6484 |
219,559.95 |
|
6.93% |
PIMCO REALPATH BLEND 2060 |
INSTITUTIONAL |
** |
ALLIANZ FUND INVESTMENTS INC 1633 BROADWAY NEW YORK, NY 10019 |
164,980.63 |
|
5.21% |
PIMCO REALPATH BLEND INCOME |
INSTITUTIONAL |
** |
EMPOWER TRUST FBO EMPLOYEE BENEFITS CLIENTS XXXK 8515 E ORCHARD RD 2T2, GREENWOOD VILLAGE CO 80111-5002 |
1,790,203.62 |
|
10.95% |
FUND NAME |
CLASS |
|
REGISTRATION |
SHARES BENEFICIALLY OWNED |
|
PERCENTAGE OF OUTSTANDING SHARES OF CLASS OWNED |
PIMCO REALPATH BLEND 2025 |
INSTITUTIONAL |
** |
EMPOWER TRUST FBO EMPLOYEE BENEFITS CLIENTS XXXK 8515 E ORCHARD RD 2T2, GREENWOOD VILLAGE CO 80111-5002 |
3,936,603.18 |
|
20.18% |
PIMCO REALPATH BLEND 2035 |
INSTITUTIONAL |
** |
EMPOWER TRUST FBO EMPLOYEE BENEFITS CLIENTS XXXK 8515 E ORCHARD RD 2T2, GREENWOOD VILLAGE CO 80111-5002 |
2,978,073.51 |
|
14.82% |
PIMCO REALPATH BLEND 2045 |
INSTITUTIONAL |
** |
EMPOWER TRUST FBO EMPLOYEE BENEFITS CLIENTS XXXK 8515 E ORCHARD RD 2T2, GREENWOOD VILLAGE CO 80111-5002 |
2,552,884.26 |
|
13.92% |
PIMCO REALPATH BLEND 2055 |
INSTITUTIONAL |
** |
EMPOWER TRUST FBO EMPLOYEE BENEFITS CLIENTS XXXK 8515 E ORCHARD RD 2T2, GREENWOOD VILLAGE CO 80111-5002 |
2,131,939.32 |
|
16.86% |
FUND NAME |
CLASS |
|
REGISTRATION |
SHARES BENEFICIALLY OWNED |
|
PERCENTAGE OF OUTSTANDING SHARES OF CLASS OWNED |
PIMCO REALPATH BLEND 2060 |
INSTITUTIONAL |
** |
NATIONAL FINANCIAL SERVICES LLC FOR THE BENEFIT OF OUR CUSTOMERS 499 WASHINGTON BLVD, ATTN: MUTUAL FUNDS DEPT 4TH FLOOR, JERSEY CITY NJ 07310-1995 |
787,306.70 |
|
24.84% |
PIMCO REALPATH BLEND 2060 |
INSTITUTIONAL |
** |
CHARLES SCHWAB & CO INC SPECIAL CUSTODY ACCOUNT FOR THE EXCLUSIVE BENEFIT OF OUR CUSTOMERS ATTN: MUTUAL FUNDS DEPT, 211 MAIN ST, SAN FRANCISCO CA 94105-1901 |
170,299.27 |
|
5.37% |
PIMCO REALPATH BLEND 2030 |
INSTITUTIONAL |
** |
EMPOWER TRUST FBO EMPLOYEE BENEFITS CLIENTS XXXK 8515 E ORCHARD RD 2T2, GREENWOOD VILLAGE CO 80111-5002 |
3,386,515.85 |
|
15.02% |
PIMCO REALPATH BLEND 2040 |
INSTITUTIONAL |
** |
EMPOWER TRUST FBO EMPLOYEE BENEFITS CLIENTS XXXK 8515 E ORCHARD RD 2T2, GREENWOOD VILLAGE CO 80111-5002 |
2,913,178.50 |
|
14.74% |
FUND NAME |
CLASS |
|
REGISTRATION |
SHARES BENEFICIALLY OWNED |
|
PERCENTAGE OF OUTSTANDING SHARES OF CLASS OWNED |
PIMCO REALPATH BLEND 2050 |
INSTITUTIONAL |
** |
EMPOWER TRUST FBO EMPLOYEE BENEFITS CLIENTS XXXK 8515 E ORCHARD RD 2T2, GREENWOOD VILLAGE CO 80111-5002 |
2,096,411.05 |
|
11.58% |
PIMCO REALPATH BLEND 2060 |
INSTITUTIONAL |
** |
EMPOWER TRUST FBO EMPLOYEE BENEFITS CLIENTS XXXK 8515 E ORCHARD RD 2T2, GREENWOOD VILLAGE CO 80111-5002 |
763,017.31 |
|
24.08% |
PIMCO REALPATH BLEND 2060 |
INSTITUTIONAL |
|
ATTN NPIO TRADE DESK DCGT AS TTEE AND/OR CUST FBO PLIC VARIOUS RETIREMENT PLANS OMNIBUS, 711 HIGH STREET, DES MOINES IA 50392-0001 |
318,535.28 |
|
10.05% |
PIMCO REALPATH BLEND INCOME |
ADMIN |
** |
NATIONAL FINANCIAL SERVICES LLC FOR THE BENEFIT OF OUR CUSTOMERS 499 WASHINGTON BLVD, ATTN: MUTUAL FUNDS DEPT 4TH FLOOR, JERSEY CITY NJ 07310-1995 |
2,190,758.26 |
* |
96.35% |
FUND NAME |
CLASS |
|
REGISTRATION |
SHARES BENEFICIALLY OWNED |
|
PERCENTAGE OF OUTSTANDING SHARES OF CLASS OWNED |
PIMCO REALPATH BLEND 2025 |
ADMIN |
** |
NATIONAL FINANCIAL SERVICES LLC FOR THE BENEFIT OF OUR CUSTOMERS 499 WASHINGTON BLVD, ATTN: MUTUAL FUNDS DEPT 4TH FLOOR, JERSEY CITY NJ 07310-1995 |
2,271,011.10 |
* |
98.01% |
PIMCO REALPATH BLEND 2030 |
ADMIN |
** |
NATIONAL FINANCIAL SERVICES LLC FOR THE BENEFIT OF OUR CUSTOMERS 499 WASHINGTON BLVD, ATTN: MUTUAL FUNDS DEPT 4TH FLOOR, JERSEY CITY NJ 07310-1995 |
2,595,563.42 |
* |
98.99% |
PIMCO REALPATH BLEND 2035 |
ADMIN |
** |
NATIONAL FINANCIAL SERVICES LLC FOR THE BENEFIT OF OUR CUSTOMERS 499 WASHINGTON BLVD, ATTN: MUTUAL FUNDS DEPT 4TH FLOOR, JERSEY CITY NJ 07310-1995 |
2,168,664.45 |
* |
99.06% |
FUND NAME |
CLASS |
|
REGISTRATION |
SHARES BENEFICIALLY OWNED |
|
PERCENTAGE OF OUTSTANDING SHARES OF CLASS OWNED |
PIMCO REALPATH BLEND 2040 |
ADMIN |
** |
NATIONAL FINANCIAL SERVICES LLC FOR THE BENEFIT OF OUR CUSTOMERS 499 WASHINGTON BLVD, ATTN: MUTUAL FUNDS DEPT 4TH FLOOR, JERSEY CITY NJ 07310-1995 |
1,551,298.55 |
* |
98.99% |
PIMCO REALPATH BLEND 2045 |
ADMIN |
** |
NATIONAL FINANCIAL SERVICES LLC FOR THE BENEFIT OF OUR CUSTOMERS 499 WASHINGTON BLVD, ATTN: MUTUAL FUNDS DEPT 4TH FLOOR, JERSEY CITY NJ 07310-1995 |
1,463,923.96 |
* |
97.22% |
PIMCO REALPATH BLEND 2050 |
ADMIN |
** |
NATIONAL FINANCIAL SERVICES LLC FOR THE BENEFIT OF OUR CUSTOMERS 499 WASHINGTON BLVD, ATTN: MUTUAL FUNDS DEPT 4TH FLOOR, JERSEY CITY NJ 07310-1995 |
1,559,343.42 |
* |
99.44% |
FUND NAME |
CLASS |
|
REGISTRATION |
SHARES BENEFICIALLY OWNED |
|
PERCENTAGE OF OUTSTANDING SHARES OF CLASS OWNED |
PIMCO REALPATH BLEND 2055 |
ADMIN |
** |
NATIONAL FINANCIAL SERVICES LLC FOR THE BENEFIT OF OUR CUSTOMERS 499 WASHINGTON BLVD, ATTN: MUTUAL FUNDS DEPT 4TH FLOOR, JERSEY CITY NJ 07310-1995 |
719,082.76 |
* |
99.29% |
PIMCO REALPATH BLEND 2060 |
ADMIN |
** |
NATIONAL FINANCIAL SERVICES LLC FOR THE BENEFIT OF OUR CUSTOMERS 499 WASHINGTON BLVD, ATTN: MUTUAL FUNDS DEPT 4TH FLOOR, JERSEY CITY NJ 07310-1995 |
55,363.54 |
* |
89.18% |
PIMCO RAE EMERGING MARKETS |
I-2 |
** |
MERRILL LYNCH PIERCE FENNER & SMITH INC FOR THE SOLE BENEFIT OF ITS CUSTOMERS 4800 DEER LAKE DR E FL 3, JACKSONVILLE FL 32246-6484 |
1,529,720.49 |
|
17.67% |
PIMCO DIVIDEND AND INCOME |
I-2 |
** |
UBS WM USA XOX XXXXX XXXX OMNI A/C M/F SPEC CDY A/C EXCL BEN CUST UBSFSI 1000 HARBOR BLVD, WEEHAWKEN NJ 07086-6761 |
488,182.80 |
* |
33.88% |
FUND NAME |
CLASS |
|
REGISTRATION |
SHARES BENEFICIALLY OWNED |
|
PERCENTAGE OF OUTSTANDING SHARES OF CLASS OWNED |
PIMCO DIVIDEND AND INCOME |
I-2 |
** |
RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS HOUSE ACCT FIRM XXXXXXXX ATTN COURTNEY WALLER, 880 CARILLON PKWY, ST PETERSBURG FL 33716-1100 |
123,461.05 |
|
8.57% |
PIMCO DIVIDEND AND INCOME |
I-2 |
** |
MERRILL LYNCH PIERCE FENNER & SMITH INC FOR THE SOLE BENEFIT OF ITS CUSTOMERS 4800 DEER LAKE DR E FL 3, JACKSONVILLE FL 32246-6484 |
328,518.35 |
|
22.80% |
PIMCO DIVIDEND AND INCOME |
I-2 |
** |
LPL FINANCIAL OMNIBUS CUSTOMER ACCOUNT ATTN MUTUAL FUND TRADING 4707 EXECUTIVE DR, SAN DIEGO CA 92121-3091 |
181,486.92 |
|
12.60% |
PIMCO RAE EMERGING MARKETS |
I-2 |
** |
PERSHING LLC 1 PERSHING PLZ, JERSEY CITY NJ 07399-0002 |
5,094,150.56 |
* |
58.83% |
PIMCO RAE EMERGING MARKETS |
I-2 |
** |
NATIONAL FINANCIAL SERVICES LLC FOR THE BENEFIT OF OUR CUSTOMERS 499 WASHINGTON BLVD, ATTN: MUTUAL FUNDS DEPT 4TH FLOOR, JERSEY CITY NJ 07310-1995 |
946,428.11 |
|
10.93% |
FUND NAME |
CLASS |
|
REGISTRATION |
SHARES BENEFICIALLY OWNED |
|
PERCENTAGE OF OUTSTANDING SHARES OF CLASS OWNED |
PIMCO RAE EMERGING MARKETS |
I-2 |
** |
LPL FINANCIAL OMNIBUS CUSTOMER ACCOUNT ATTN MUTUAL FUND TRADING 4707 EXECUTIVE DR, SAN DIEGO CA 92121-3091 |
980,454.71 |
|
11.32% |
PIMCO RAE GLOBAL EX-US |
I-2 |
** |
RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS HOUSE ACCT FIRM XXXXXXXX ATTN COURTNEY WALLER, 880 CARILLON PKWY, ST PETERSBURG FL 33716-1100 |
2,489.36 |
|
7.12% |
PIMCO RAE GLOBAL EX-US |
I-2 |
** |
LPL FINANCIAL OMNIBUS CUSTOMER ACCOUNT ATTN MUTUAL FUND TRADING 4707 EXECUTIVE DR, SAN DIEGO CA 92121-3091 |
31,875.74 |
* |
91.20% |
PIMCO RAE INTERNATIONAL |
I-2 |
** |
PERSHING LLC 1 PERSHING PLZ, JERSEY CITY NJ 07399-0002 |
578,717.24 |
* |
40.85% |
PIMCO RAE INTERNATIONAL |
I-2 |
** |
LPL FINANCIAL OMNIBUS CUSTOMER ACCOUNT ATTN MUTUAL FUND TRADING 4707 EXECUTIVE DR, SAN DIEGO CA 92121-3091 |
295,740.01 |
|
20.88% |
FUND NAME |
CLASS |
|
REGISTRATION |
SHARES BENEFICIALLY OWNED |
|
PERCENTAGE OF OUTSTANDING SHARES OF CLASS OWNED |
PIMCO RAE US |
I-2 |
** |
RBC CAPITAL MARKETS LLC MUTUAL FUND OMNIBUS PROCESSING ATTN MUTUAL FUND OPS MANAGER 250 NICOLLET MALL SUITE 1400, MINNEAPOLIS MN 55401-7554 |
249,374.62 |
|
6.11% |
PIMCO RAE US |
I-2 |
** |
LPL FINANCIAL OMNIBUS CUSTOMER ACCOUNT ATTN MUTUAL FUND TRADING 4707 EXECUTIVE DR, SAN DIEGO CA 92121-3091 |
3,498,515.57 |
* |
85.71% |
PIMCO RAE US SMALL |
I-2 |
** |
RBC CAPITAL MARKETS LLC MUTUAL FUND OMNIBUS PROCESSING ATTN MUTUAL FUND OPS MANAGER 250 NICOLLET MALL SUITE 1400, MINNEAPOLIS MN 55401-7554 |
967,122.64 |
|
14.82% |
PIMCO RAE US SMALL |
I-2 |
** |
UBS WM USA XOX XXXXX XXXX OMNI A/C M/F SPEC CDY A/C EXCL BEN CUST UBSFSI 1000 HARBOR BLVD, WEEHAWKEN NJ 07086-6761 |
837,405.54 |
|
12.83% |
PIMCO RAE US SMALL |
I-2 |
** |
PERSHING LLC 1 PERSHING PLZ, JERSEY CITY NJ 07399-0002 |
1,301,492.97 |
|
19.95% |
FUND NAME |
CLASS |
|
REGISTRATION |
SHARES BENEFICIALLY OWNED |
|
PERCENTAGE OF OUTSTANDING SHARES OF CLASS OWNED |
PIMCO RAE US SMALL |
I-2 |
** |
NATIONAL FINANCIAL SERVICES LLC FOR THE BENEFIT OF OUR CUSTOMERS 499 WASHINGTON BLVD, ATTN: MUTUAL FUNDS DEPT 4TH FLOOR, JERSEY CITY NJ 07310-1995 |
696,812.70 |
|
10.68% |
PIMCO RAE US SMALL |
I-2 |
** |
RAYMOND JAMES OMNIBUS FOR MUTUAL FUNDS HOUSE ACCT FIRM XXXXXXXX ATTN COURTNEY WALLER, 880 CARILLON PKWY, ST PETERSBURG FL 33716-1100 |
779,547.84 |
|
11.95% |
PIMCO RAE US SMALL |
I-2 |
** |
LPL FINANCIAL OMNIBUS CUSTOMER ACCOUNT ATTN MUTUAL FUND TRADING 4707 EXECUTIVE DR, SAN DIEGO CA 92121-3091 |
1,724,105.76 |
* |
26.42% |
PIMCO RAE INTERNATIONAL |
I-2 |
** |
MERRILL LYNCH PIERCE FENNER & SMITH INC FOR THE SOLE BENEFIT OF ITS CUSTOMERS 4800 DEER LAKE DR E FL 3, JACKSONVILLE FL 32246-6484 |
474,498.51 |
* |
33.50% |
FUND NAME |
CLASS |
|
REGISTRATION |
SHARES BENEFICIALLY OWNED |
|
PERCENTAGE OF OUTSTANDING SHARES OF CLASS OWNED |
PIMCO DIVIDEND AND INCOME |
C |
** |
NATIONAL FINANCIAL SERVICES LLC FOR THE BENEFIT OF OUR CUSTOMERS ATTN MUTUAL FUNDS DEPT XTH FLOOR ONE WORLD FINANCIAL CENTER, 200 LIBERTY ST, NEW YORK NY 10281-1015 |
146,238.73 |
|
11.56% |
PIMCO DIVIDEND AND INCOME |
C |
** |
J. P. MORGAN SECURITIES LLC FOR THE EXCL. BENE. OF OUR CUST. 4 CHASE METROTECH CTR, BROOKLYN NY 11245-0003 |
84,827.02 |
|
6.71% |
PIMCO DIVIDEND AND INCOME |
C |
** |
PERSHING LLC 1 PERSHING PLZ, JERSEY CITY NJ 07399-0002 |
158,202.97 |
|
12.51% |
PIMCO DIVIDEND AND INCOME |
C |
** |
WELLS FARGO CLEARING SERVICES LLC SPECIAL CUSTODY ACCT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET ST, SAINT LOUIS MO 63103-2523 |
236,785.04 |
|
18.72% |
PIMCO DIVIDEND AND INCOME |
C |
** |
LPL FINANCIAL OMNIBUS CUSTOMER ACCOUNT ATTN MUTUAL FUND TRADING 4707 EXECUTIVE DR, SAN DIEGO CA 92121-3091 |
152,700.05 |
|
12.07% |
FUND NAME |
CLASS |
|
REGISTRATION |
SHARES BENEFICIALLY OWNED |
|
PERCENTAGE OF OUTSTANDING SHARES OF CLASS OWNED |
PIMCO DIVIDEND AND INCOME |
C |
** |
MLPF&S FOR THE SOLE BENEFIT OF ITS CUSTOMERS ATTN FUND ADMN/#XXM 4800 DEER LAKE DR E FL 3, JACKSONVILLE FL 32246-6484 |
73,462.77 |
|
5.81% |
PIMCO RAE EMERGING MARKETS |
A |
** |
MLPF&S FOR THE SOLE BENEFIT OF ITS CUSTOMERS ATTN FUND ADMN/#XXM 4800 DEER LAKE DR E FL 3, JACKSONVILLE FL 32246-6484 |
96,483.69 |
|
8.08% |
PIMCO REALPATH BLEND 2025 |
A |
** |
STATE STREET BANK AND TRUST AS TRUSTEE AND/OR CUSTODIAN FBO ADP ACCESS PRODUCT 1 LINCOLN ST, BOSTON MA 02111-2901 |
41,840.57 |
|
6.80% |
PIMCO REALPATH BLEND INCOME |
A |
** |
STATE STREET BANK AND TRUST AS TRUSTEE AND/OR CUSTODIAN FBO ADP ACCESS PRODUCT 1 LINCOLN ST, BOSTON MA 02111-2901 |
156,436.31 |
|
6.57% |
FUND NAME |
CLASS |
|
REGISTRATION |
SHARES BENEFICIALLY OWNED |
|
PERCENTAGE OF OUTSTANDING SHARES OF CLASS OWNED |
PIMCO RAE GLOBAL EX-US |
A |
** |
SECURITY BENEFIT DIRECTED FIDUCIARY FBO UMB BANK FOR VARIOUS RETIREMENT ACCOUNTS 1 SW SECURITY BENEFIT PL, TOPEKA KS 66636-1000 |
1,596,034.49 |
* |
84.26% |
PIMCO REALPATH BLEND 2060 |
A |
** |
WELLS FARGO CLEARING SERVICES LLC SPECIAL CUSTODY ACCT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET ST, SAINT LOUIS MO 63103-2523 |
17,490.20 |
* |
27.01% |
PIMCO REALPATH BLEND 2060 |
A |
** |
TD AMERITRADE INC FOR THE EXCLUSIVE BENEFIT OF OUR CLIENTS PO BOX 2226, OMAHA NE 68103-2226 |
4,886.58 |
|
7.55% |
PIMCO REALPATH BLEND 2060 |
A |
** |
PERSHING LLC 1 PERSHING PLZ, JERSEY CITY NJ 07399-0002 |
13,601.70 |
|
21.01% |
PIMCO REALPATH BLEND 2060 |
A |
** |
CHARLES SCHWAB & CO INC SPECIAL CUSTODY ACCT FBO CUSTOMERS ATTN MUTUAL FUNDS, 211 MAIN ST, SAN FRANCISCO CA 94105-1901 |
25,785.92 |
* |
39.83% |
FUND NAME |
CLASS |
|
REGISTRATION |
SHARES BENEFICIALLY OWNED |
|
PERCENTAGE OF OUTSTANDING SHARES OF CLASS OWNED |
PIMCO DIVIDEND AND INCOME |
A |
** |
EDWARD D JONES & CO FOR THE BENEFIT OF CUSTOMERS XXXXX MANCHESTER RD SAINT LOUIS MO 63131-3710 |
976,227.08 |
|
9.33% |
PIMCO DIVIDEND AND INCOME |
A |
** |
NATIONAL FINANCIAL SERVICES LLC FOR THE BENEFIT OF OUR CUSTOMERS ATTN MUTUAL FUNDS DEPT XTH FLOOR ONE WORLD FINANCIAL CENTER, 200 LIBERTY ST, NEW YORK NY 10281-1015 |
1,140,834.97 |
|
10.90% |
PIMCO DIVIDEND AND INCOME |
A |
** |
PERSHING LLC 1 PERSHING PLZ, JERSEY CITY NJ 07399-0002 |
1,502,167.65 |
|
14.35% |
PIMCO DIVIDEND AND INCOME |
A |
** |
WELLS FARGO CLEARING SERVICES LLC SPECIAL CUSTODY ACCT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET ST, SAINT LOUIS MO 63103-2523 |
798,947.03 |
|
7.63% |
PIMCO DIVIDEND AND INCOME |
A |
** |
LPL FINANCIAL OMNIBUS CUSTOMER ACCOUNT ATTN MUTUAL FUND TRADING 4707 EXECUTIVE DR, SAN DIEGO CA 92121-3091 |
1,102,076.37 |
|
10.53% |
FUND NAME |
CLASS |
|
REGISTRATION |
SHARES BENEFICIALLY OWNED |
|
PERCENTAGE OF OUTSTANDING SHARES OF CLASS OWNED |
PIMCO DIVIDEND AND INCOME |
A |
** |
MLPF&S FOR THE SOLE BENEFIT OF ITS CUSTOMERS ATTN FUND ADMN/#XXM 4800 DEER LAKE DR E FL 3, JACKSONVILLE FL 32246-6484 |
1,630,401.13 |
|
15.57% |
PIMCO REALPATH BLEND INCOME |
A |
** |
NATIONAL FINANCIAL SERVICES LLC FOR THE BENEFIT OF OUR CUSTOMERS ATTN MUTUAL FUNDS DEPT XTH FLOOR ONE WORLD FINANCIAL CENTER, 200 LIBERTY ST, NEW YORK NY 10281-1015 |
350,162.29 |
|
14.70% |
PIMCO REALPATH BLEND INCOME |
A |
** |
PERSHING LLC 1 PERSHING PLZ, JERSEY CITY NJ 07399-0002 |
142,390.06 |
|
5.98% |
PIMCO REALPATH BLEND INCOME |
A |
** |
WELLS FARGO CLEARING SERVICES LLC SPECIAL CUSTODY ACCT FOR THE EXCLUSIVE BENEFIT OF CUSTOMER 2801 MARKET ST, SAINT LOUIS MO 63103-2523 |
901,663.24 |
* |
37.85% |
PIMCO REALPATH BLEND INCOME |
A |
** |
LPL FINANCIAL OMNIBUS CUSTOMER ACCOUNT ATTN MUTUAL FUND TRADING 4707 EXECUTIVE DR, SAN DIEGO CA 92121-3091 |
273,053.31 |
|
11.46% |
FUND NAME |
CLASS |
|
REGISTRATION |
SHARES BENEFICIALLY OWNED |
|
PERCENTAGE OF OUTSTANDING SHARES OF CLASS OWNED |
PIMCO REALPATH BLEND 2025 |
A |
** |
NATIONAL FINANCIAL SERVICES LLC FOR THE BENEFIT OF OUR CUSTOMERS ATTN MUTUAL FUNDS DEPT XTH FLOOR ONE WORLD FINANCIAL CENTER, 200 LIBERTY ST, NEW YORK NY 10281-1015 |
49,187.42 |
|
7.99% |
PIMCO REALPATH BLEND 2025 |
A |
** |
PERSHING LLC 1 PERSHING PLZ, JERSEY CITY NJ 07399-0002 |
56,366.78 |
|
9.16% |
PIMCO REALPATH BLEND 2025 |
A |
** |
LPL FINANCIAL OMNIBUS CUSTOMER ACCOUNT ATTN MUTUAL FUND TRADING 4707 EXECUTIVE DR, SAN DIEGO CA 92121-3091 |
38,844.18 |
|
6.31% |
PIMCO REALPATH BLEND 2030 |
A |
** |
NATIONAL FINANCIAL SERVICES LLC FOR THE BENEFIT OF OUR CUSTOMERS ATTN MUTUAL FUNDS DEPT XTH FLOOR ONE WORLD FINANCIAL CENTER, 200 LIBERTY ST, NEW YORK NY 10281-1015 |
71,809.97 |
|
10.41% |
PIMCO REALPATH BLEND 2030 |
A |
** |
PERSHING LLC 1 PERSHING PLZ, JERSEY CITY NJ 07399-0002 |
142,091.29 |
|
20.59% |
FUND NAME |
CLASS |
|
REGISTRATION |
SHARES BENEFICIALLY OWNED |
|
PERCENTAGE OF OUTSTANDING SHARES OF CLASS OWNED |
PIMCO REALPATH BLEND 2030 |
A |
** |
LPL FINANCIAL OMNIBUS CUSTOMER ACCOUNT ATTN MUTUAL FUND TRADING 4707 EXECUTIVE DR, SAN DIEGO CA 92121-3091 |
51,371.52 |
|
7.44% |
PIMCO REALPATH BLEND 2035 |
A |
** |
NATIONAL FINANCIAL SERVICES LLC FOR THE BENEFIT OF OUR CUSTOMERS ATTN MUTUAL FUNDS DEPT XTH FLOOR ONE WORLD FINANCIAL CENTER, 200 LIBERTY ST, NEW YORK NY 10281-1015 |
53,339.89 |
|
8.83% |
PIMCO REALPATH BLEND 2035 |
A |
** |
PERSHING LLC 1 PERSHING PLZ, JERSEY CITY NJ 07399-0002 |
101,470.90 |
|
16.80% |
PIMCO REALPATH BLEND 2040 |
A |
** |
PERSHING LLC 1 PERSHING PLZ, JERSEY CITY NJ 07399-0002 |
42,432.03 |
|
6.79% |
PIMCO REALPATH BLEND 2055 |
A |
** |
LPL FINANCIAL OMNIBUS CUSTOMER ACCOUNT ATTN MUTUAL FUND TRADING 4707 EXECUTIVE DR, SAN DIEGO CA 92121-3091 |
11,055.76 |
|
5.26% |
FUND NAME |
CLASS |
|
REGISTRATION |
SHARES BENEFICIALLY OWNED |
|
PERCENTAGE OF OUTSTANDING SHARES OF CLASS OWNED |
PIMCO RAE EMERGING MARKETS |
A |
** |
NATIONAL FINANCIAL SERVICES LLC FOR THE BENEFIT OF OUR CUSTOMERS ATTN MUTUAL FUNDS DEPT XTH FLOOR ONE WORLD FINANCIAL CENTER, 200 LIBERTY ST, NEW YORK NY 10281-1015 |
632,923.84 |
* |
53.03% |
PIMCO RAE EMERGING MARKETS |
A |
** |
PERSHING LLC 1 PERSHING PLZ, JERSEY CITY NJ 07399-0002 |
86,153.23 |
|
7.22% |
PIMCO RAE EMERGING MARKETS |
A |
** |
LPL FINANCIAL OMNIBUS CUSTOMER ACCOUNT ATTN MUTUAL FUND TRADING 4707 EXECUTIVE DR, SAN DIEGO CA 92121-3091 |
95,568.23 |
|
8.01% |
PIMCO RAE US SMALL |
A |
** |
NATIONAL FINANCIAL SERVICES LLC FOR THE BENEFIT OF OUR CUSTOMERS ATTN MUTUAL FUNDS DEPT XTH FLOOR ONE WORLD FINANCIAL CENTER, 200 LIBERTY ST, NEW YORK NY 10281-1015 |
7,317,254.91 |
* |
80.60% |
PIMCO RAE US SMALL |
A |
** |
PERSHING LLC 1 PERSHING PLZ, JERSEY CITY NJ 07399-0002 |
618,843.22 |
|
6.82% |
FUND NAME |
CLASS |
|
REGISTRATION |
SHARES BENEFICIALLY OWNED |
|
PERCENTAGE OF OUTSTANDING SHARES OF CLASS OWNED |
PIMCO RAE US |
A |
** |
EDWARD D JONES & CO FOR THE BENEFIT OF CUSTOMERS XXXXX MANCHESTER RD SAINT LOUIS MO 63131-3710 |
374,180.98 |
* |
26.70% |
PIMCO RAE US |
A |
** |
NATIONAL FINANCIAL SERVICES LLC FOR THE BENEFIT OF OUR CUSTOMERS ATTN MUTUAL FUNDS DEPT XTH FLOOR ONE WORLD FINANCIAL CENTER, 200 LIBERTY ST, NEW YORK NY 10281-1015 |
213,080.07 |
|
15.20% |
PIMCO RAE US |
A |
** |
PERSHING LLC 1 PERSHING PLZ, JERSEY CITY NJ 07399-0002 |
236,906.56 |
|
16.90% |
PIMCO RAE US |
A |
** |
LPL FINANCIAL OMNIBUS CUSTOMER ACCOUNT ATTN MUTUAL FUND TRADING 4707 EXECUTIVE DR, SAN DIEGO CA 92121-3091 |
359,753.83 |
* |
25.67% |
PIMCO RAE INTERNATIONAL |
A |
** |
EDWARD D JONES & CO FOR THE BENEFIT OF CUSTOMERS XXXXX MANCHESTER RD SAINT LOUIS MO 63131-3710 |
102,430.79 |
|
14.83% |
FUND NAME |
CLASS |
|
REGISTRATION |
SHARES BENEFICIALLY OWNED |
|
PERCENTAGE OF OUTSTANDING SHARES OF CLASS OWNED |
PIMCO RAE INTERNATIONAL |
A |
** |
NATIONAL FINANCIAL SERVICES LLC FOR THE BENEFIT OF OUR CUSTOMERS ATTN MUTUAL FUNDS DEPT XTH FLOOR ONE WORLD FINANCIAL CENTER, 200 LIBERTY ST, NEW YORK NY 10281-1015 |
429,677.28 |
* |
62.22% |
PIMCO RAE INTERNATIONAL |
A |
** |
PERSHING LLC 1 PERSHING PLZ, JERSEY CITY NJ 07399-0002 |
48,533.56 |
|
7.03% |
PIMCO RAE GLOBAL EX-US |
A |
** |
TD AMERITRADE INC FOR THE EXCLUSIVE BENEFIT OF OUR CLIENTS PO BOX 2226, OMAHA NE 68103-2226 |
160,120.32 |
|
8.45% |
PIMCO REALPATH BLEND INCOME |
A |
** |
FIIOC FBO A G EQUIPMENT COMPANY XXXXX 100 MAGELLAN WAY, COVINGTON KY 41015-1987 |
287,565.78 |
|
12.07% |
PIMCO REALPATH BLEND 2025 |
A |
** |
FIIOC FBO A G EQUIPMENT COMPANY XXXXX 100 MAGELLAN WAY, COVINGTON KY 41015-1987 |
313,039.39 |
* |
50.85% |
PIMCO REALPATH BLEND 2030 |
A |
** |
FIIOC FBO A G EQUIPMENT COMPANY XXXXX 100 MAGELLAN WAY, COVINGTON KY 41015-1987 |
346,616.68 |
* |
50.23% |
FUND NAME |
CLASS |
|
REGISTRATION |
SHARES BENEFICIALLY OWNED |
|
PERCENTAGE OF OUTSTANDING SHARES OF CLASS OWNED |
PIMCO REALPATH BLEND 2035 |
A |
** |
FIIOC FBO A G EQUIPMENT COMPANY XXXXX 100 MAGELLAN WAY, COVINGTON KY 41015-1987 |
323,343.79 |
* |
53.54% |
PIMCO REALPATH BLEND 2040 |
A |
** |
FIIOC FBO A G EQUIPMENT COMPANY XXXXX 100 MAGELLAN WAY, COVINGTON KY 41015-1987 |
482,373.00 |
* |
77.18% |
PIMCO REALPATH BLEND 2045 |
A |
** |
FIIOC FBO A G EQUIPMENT COMPANY XXXXX 100 MAGELLAN WAY, COVINGTON KY 41015-1987 |
293,720.45 |
* |
86.63% |
PIMCO REALPATH BLEND 2050 |
A |
** |
FIIOC FBO A G EQUIPMENT COMPANY XXXXX 100 MAGELLAN WAY, COVINGTON KY 41015-1987 |
257,142.39 |
* |
81.92% |
PIMCO REALPATH BLEND 2055 |
A |
** |
FIIOC FBO A G EQUIPMENT COMPANY XXXXX 100 MAGELLAN WAY, COVINGTON KY 41015-1987 |
148,595.06 |
* |
70.70% |
Fund |
Indicative Portfolio(s) |
PIMCO RAE Emerging Markets Fund |
RAE Emerging Markets Portfolio |
PIMCO RAE International Fund |
RAE International Portfolio |
PIMCO RAE US Fund |
RAE US Portfolio |
PIMCO RAE US Small Fund |
RAE US Small Portfolio |
Fund(†) |
Advisory Fee Rate |
PIMCO Dividend and Income Fund(1) |
0.44% |
PIMCO RAE Emerging Markets Fund |
0.50% |
PIMCO RAE Global ex-US Fund |
0.40% |
PIMCO RAE International Fund |
0.30% |
PIMCO RAE US Fund |
0.25% |
PIMCO RAE US Small Fund |
0.35% |
PIMCO REALPATH® Blend Income Fund |
0.01% |
PIMCO REALPATH® Blend 2025 Fund |
0.01% |
PIMCO REALPATH® Blend 2030 Fund(2) |
0.01%* |
PIMCO REALPATH® Blend 2035 Fund(3) |
0.02%* |
PIMCO REALPATH® Blend 2040 Fund |
0.03%* |
PIMCO REALPATH® Blend 2045 Fund |
0.03%* |
PIMCO REALPATH® Blend 2050 Fund |
0.03%* |
PIMCO REALPATH® Blend 2055 Fund |
0.03%* |
PIMCO REALPATH® Blend 2060 Fund |
0.03%* |
Fund |
July 1, 2020 |
July 1, 2025 |
July 1, 2030 |
July 1, 2035 |
July 1, 2040 |
July 1, 2045 |
July 1, 2050 |
PIMCO REALPATH® Blend Income Fund |
0.01% |
0.01% |
0.01% |
0.01% |
0.01% |
0.01% |
0.01% |
PIMCO REALPATH® Blend 2025 Fund |
0.01% |
0.01% |
0.01% |
0.01% |
0.01% |
0.01% |
0.01% |
PIMCO REALPATH® Blend 2030 Fund |
0.01% |
0.01% |
0.01% |
0.01% |
0.01% |
0.01% |
0.01% |
PIMCO REALPATH® Blend 2035 Fund |
0.02% |
0.01% |
0.01% |
0.01% |
0.01% |
0.01% |
0.01% |
PIMCO REALPATH® Blend 2040 Fund |
0.03% |
0.02% |
0.01% |
0.01% |
0.01% |
0.01% |
0.01% |
PIMCO REALPATH® Blend 2045 Fund |
0.03% |
0.03% |
0.02% |
0.01% |
0.01% |
0.01% |
0.01% |
PIMCO REALPATH® Blend 2050 Fund |
0.03% |
0.03% |
0.03% |
0.02% |
0.01% |
0.01% |
0.01% |
PIMCO REALPATH® Blend 2055 Fund |
0.03% |
0.03% |
0.03% |
0.03% |
0.02% |
0.01% |
0.01% |
PIMCO REALPATH® Blend 2060 Fund |
0.03% |
0.03% |
0.03% |
0.03% |
0.03% |
0.02% |
0.01% |
Fund |
Year Ended 6/30/22 |
Year Ended 6/30/21 |
Year Ended 6/30/20 |
PIMCO Dividend and Income Fund |
$856,875 |
$856,984 |
$1,073,720 |
PIMCO RAE Emerging Markets Fund |
6,344,483 |
7,717,202 |
12,977,498 |
PIMCO RAE Global ex-US Fund |
365,666 |
317,579 |
301,325 |
PIMCO RAE International Fund |
2,431,582 |
3,208,745 |
1,773,057 |
PIMCO RAE US Fund |
2,802,801 |
2,033,392 |
1,809,070 |
PIMCO RAE US Small Fund |
1,259,576 |
1,621,647 |
726,967 |
PIMCO REALPATH® Blend Income Fund |
25,398 |
20,875 |
8,454 |
PIMCO REALPATH® Blend 2025 Fund |
26,138 |
19,648 |
8,826 |
PIMCO REALPATH® Blend 2030 Fund |
29,245 |
22,102 |
22,881 |
PIMCO REALPATH® Blend 2035 Fund |
49,758 |
35,024 |
25,632 |
PIMCO REALPATH® Blend 2040 Fund |
77,926 |
55,996 |
30,211 |
PIMCO REALPATH® Blend 2045 Fund |
71,467 |
50,980 |
29,334 |
PIMCO REALPATH® Blend 2050 Fund |
71,952 |
54,093 |
35,160 |
Fund |
Year Ended 6/30/22 |
Year Ended 6/30/21 |
Year Ended 6/30/20 |
PIMCO REALPATH® Blend 2055 Fund |
45,388 |
28,905 |
14,123 |
PIMCO REALPATH® Blend 2060 Fund |
5,098 |
2,179 |
408(1) |
Fund |
Year Ended 6/30/22 |
Year Ended 6/30/21 |
Year Ended 6/30/20 |
PIMCO Dividend and Income Fund(1) |
$70,915 |
$193,302 |
$231,702 |
PIMCO RAE Emerging Markets Fund |
1,872,544 |
1,162,876(1) |
1,087,507 |
PIMCO RAE Global ex-US Fund |
186,622 |
145,904(1) |
173,262 |
PIMCO RAE International Fund |
566,842 |
558,111(1) |
517,590 |
PIMCO RAE US Fund |
1,099,002 |
850,922(1) |
905,103 |
PIMCO RAE US Small Fund |
362,031 |
84,438(1) |
122,349 |
Fund |
Year Ended 6/30/22 |
Year Ended 6/30/21 |
Year Ended 6/30/20 |
PIMCO Dividend and Income Fund |
$32,908 |
$92,388 |
$102,085 |
PIMCO RAE Emerging Markets Fund |
718,346 |
1,427,819 |
2,255,172 |
PIMCO RAE Global ex-US Fund |
18,000 |
29,959 |
30,041 |
PIMCO RAE International Fund |
297,053 |
551,970 |
349,851 |
PIMCO RAE US Fund |
85,023 |
311,687 |
287,407 |
PIMCO RAE US Small Fund |
58,393 |
294,979 |
172,383 |
Fund |
Institutional and Administrative Classes |
I-2 |
I-3 |
Class A |
Class C |
Class R |
PIMCO Dividend and Income Fund(1) |
0.25% |
0.35% |
0.45% |
0.35% |
0.35% |
N/A |
PIMCO RAE Emerging Markets Fund(2) |
0.25% |
0.35% |
N/A |
0.35% |
N/A |
N/A |
PIMCO RAE Global ex-US Fund(3) |
0.15% |
0.25% |
N/A |
0.25% |
N/A |
N/A |
PIMCO RAE International Fund(4) |
0.20% |
0.30% |
N/A |
0.30% |
N/A |
N/A |
PIMCO RAE US Fund(5) |
0.15% |
0.25% |
0.35% |
0.30% |
N/A |
N/A |
PIMCO RAE US Small Fund(6) |
0.15% |
0.25% |
N/A |
0.30% |
N/A |
N/A |
PIMCO REALPATH® Blend Income Fund |
0.02% |
N/A |
N/A |
0.22% |
N/A |
0.27% |
PIMCO REALPATH® Blend 2025 Fund(7) |
0.02% |
N/A |
N/A |
0.22% |
N/A |
0.27% |
PIMCO REALPATH® Blend 2030 Fund(7) |
0.02% |
N/A |
N/A |
0.22% |
N/A |
0.27% |
PIMCO REALPATH® Blend 2035 Fund(7) |
0.02% |
N/A |
N/A |
0.22% |
N/A |
0.27% |
PIMCO REALPATH® Blend 2040 Fund(7) |
0.02% |
N/A |
N/A |
0.22% |
N/A |
0.27% |
PIMCO REALPATH® Blend 2045 Fund(7) |
0.02% |
N/A |
N/A |
0.22% |
N/A |
0.27% |
PIMCO REALPATH® Blend 2050 Fund(7) |
0.02% |
N/A |
N/A |
0.22% |
N/A |
0.27% |
PIMCO REALPATH® Blend 2055 Fund(7) |
0.02% |
N/A |
N/A |
0.22% |
N/A |
0.27% |
PIMCO REALPATH® Blend 2060 Fund(7) |
0.02% |
N/A |
N/A |
0.22% |
N/A |
N/A |
Fund |
Year Ended 6/30/22 |
Year Ended 6/30/21 |
Year Ended 6/30/20 |
PIMCO Dividend and Income Fund |
$683,790 |
$724,736 |
$857,670 |
Fund |
Year Ended 6/30/22 |
Year Ended 6/30/21 |
Year Ended 6/30/20 |
PIMCO RAE Emerging Markets Fund |
3,258,807 |
4,676,359 |
11,699,365 |
PIMCO RAE Global ex-US Fund |
149,223 |
177,343 |
271,890 |
PIMCO RAE International Fund |
1,667,226 |
2,470,116 |
1,778,324 |
PIMCO RAE US Fund |
1,743,108 |
1,489,859 |
1,839,353 |
PIMCO RAE US Small Fund |
662,889 |
844,124 |
527,337 |
PIMCO REALPATH® Blend Income Fund |
119,747 |
100,984 |
47,122 |
PIMCO REALPATH® Blend 2025 Fund |
72,692 |
59,645 |
32,466 |
PIMCO REALPATH® Blend 2030 Fund |
78,908 |
63,488 |
39,400 |
PIMCO REALPATH® Blend 2035 Fund |
67,033 |
52,550 |
31,394 |
PIMCO REALPATH® Blend 2040 Fund |
71,695 |
58,384 |
41,690 |
PIMCO REALPATH® Blend 2045 Fund |
57,613 |
44,105 |
30,993 |
PIMCO REALPATH® Blend 2050 Fund |
58,362 |
46,763 |
35,502 |
PIMCO REALPATH® Blend 2055 Fund |
37,113 |
26,242 |
16,875 |
PIMCO REALPATH® Blend 2060 Fund |
5,134 |
2,596 |
297(1) |
Fund |
Year Ended 6/30/22 |
Year Ended 6/30/21 |
Year Ended 6/30/20 |
PIMCO Dividend and Income Fund |
N/A |
N/A |
N/A |
PIMCO RAE Emerging Markets Fund |
N/A |
$774,527 |
$5,190,999 |
PIMCO RAE Global ex-US Fund |
$365,666 |
317,580 |
301,326 |
PIMCO RAE International Fund |
N/A |
313,687 |
591,019 |
PIMCO RAE US Fund |
N/A |
231,123 |
723,628 |
PIMCO RAE US Small Fund |
N/A |
125,174 |
207,705 |
PIMCO REALPATH® Blend Income Fund |
N/A |
N/A |
N/A |
PIMCO REALPATH® Blend 2025 Fund |
N/A |
N/A |
N/A |
PIMCO REALPATH® Blend 2030 Fund |
N/A |
N/A |
N/A |
PIMCO REALPATH® Blend 2035 Fund |
N/A |
N/A |
N/A |
PIMCO REALPATH® Blend 2040 Fund |
N/A |
N/A |
N/A |
PIMCO REALPATH® Blend 2045 Fund |
N/A |
N/A |
N/A |
PIMCO REALPATH® Blend 2050 Fund |
N/A |
N/A |
N/A |
PIMCO REALPATH® Blend 2055 Fund |
N/A |
N/A |
N/A |
PIMCO REALPATH® Blend 2060 Fund |
N/A |
N/A |
N/A |
Fund |
Year Ended 6/30/22 |
Year Ended 6/30/21 |
Year Ended 6/30/20 |
PIMCO Dividend and Income Fund |
$0 |
$0 |
$0 |
PIMCO RAE Emerging Markets Fund |
62,176 |
75,629 |
101,775 |
PIMCO RAE Global ex-US Fund |
4,479 |
3,890 |
3,017 |
PIMCO RAE International Fund |
39,716 |
52,409 |
24,711 |
PIMCO RAE US Fund |
54,935 |
39,855 |
28,941 |
PIMCO RAE US Small Fund |
17,634 |
22,703 |
8,770 |
Fund |
Year Ended 6/30/22 |
Year Ended 6/30/21 |
Year Ended 6/30/20 |
PIMCO Dividend and Income Fund |
$13,525 |
$14,230 |
$17,969 |
PIMCO RAE Emerging Markets Fund |
91,157 |
114,707 |
197,836 |
PIMCO RAE Global ex-US Fund |
144,562 |
171,506 |
269,896 |
PIMCO RAE International Fund |
62,565 |
75,463 |
38,037 |
PIMCO RAE US Fund |
73,247 |
57,114 |
56,471 |
PIMCO RAE US Small Fund |
24,507 |
32,329 |
11,193 |
PIMCO REALPATH® Blend Income Fund |
17,165 |
13,948 |
5,171 |
PIMCO REALPATH® Blend 2025 Fund |
17,397 |
12,224 |
5,537 |
PIMCO REALPATH® Blend 2030 Fund |
19,218 |
14,065 |
7,263 |
PIMCO REALPATH® Blend 2035 Fund |
15,987 |
10,916 |
5,532 |
PIMCO REALPATH® Blend 2040 Fund |
16,841 |
11,690 |
6,739 |
PIMCO REALPATH® Blend 2045 Fund |
15,530 |
10,759 |
6,706 |
PIMCO REALPATH® Blend 2050 Fund |
15,776 |
11,854 |
8,144 |
PIMCO REALPATH® Blend 2055 Fund |
9,631 |
5,889 |
3,076 |
PIMCO REALPATH® Blend 2060 Fund |
1,114 |
481 |
67,942(1) |
Fund |
Year Ended 6/30/22 |
Year Ended 6/30/21 |
Year Ended 6/30/20 |
PIMCO Dividend and Income Fund |
$9,466 |
$9,138 |
$10,737 |
PIMCO RAE Emerging Markets Fund |
- |
- |
25,404 |
PIMCO RAE Global ex-US Fund |
- |
- |
674 |
PIMCO RAE International Fund |
- |
- |
4,249 |
PIMCO RAE US Fund |
- |
- |
6,517 |
PIMCO RAE US Small Fund |
- |
- |
1,407 |
PIMCO REALPATH® Blend Income Fund |
12,445 |
10,229 |
4,142 |
PIMCO REALPATH® Blend 2025 Fund |
12,808 |
9,628 |
4,325 |
PIMCO REALPATH® Blend 2030 Fund |
14,330 |
10,830 |
5,606 |
PIMCO REALPATH® Blend 2035 Fund |
12,191 |
8,581 |
4,186 |
PIMCO REALPATH® Blend 2040 Fund |
12,728 |
9,146 |
4,935 |
PIMCO REALPATH® Blend 2045 Fund |
11,673 |
8,327 |
4,791 |
PIMCO REALPATH® Blend 2050 Fund |
11,752 |
8,835 |
5,743 |
PIMCO REALPATH® Blend 2055 Fund |
7,413 |
4,721 |
2,307 |
PIMCO REALPATH® Blend 2060 Fund |
833 |
356 |
3(1) |
|
Total Number of Accounts“ |
Total Assets of All Accounts (in $millions)” |
Number of Accounts Paying a Performance Fee |
Total Assets of Accounts Paying a Performance Fee (in $millions) |
Robert D. Arnott(1) |
|
|
|
|
Registered Investment Companies |
13 |
$27,389.31 |
0 |
$0.00 |
Other Pooled Investment Vehicles |
10 |
$3,037.70 |
2 |
$318.28 |
Other Accounts |
9 |
$5,294.79 |
2 |
$503.37 |
Chris Brightman(2) |
|
|
|
|
Registered Investment Companies |
13 |
$27,389.31 |
0 |
$0.00 |
Other Pooled Investment Vehicles |
10 |
$3,037.70 |
2 |
$318.28 |
Other Accounts |
9 |
$5,294.79 |
2 |
$503.37 |
Erin Browne(3) |
|
|
|
|
Registered Investment Companies |
4 |
$1,018.43 |
0 |
$0.00 |
Other Pooled Investment Vehicles |
12 |
$3,994.90 |
0 |
$0.00 |
Other Accounts |
7 |
$936.33 |
0 |
$0.00 |
Daniel J. Ivascyn(4) |
|
|
|
|
Registered Investment Companies |
19 |
$162,957.04 |
0 |
$0.00 |
Other Pooled Investment Vehicles |
20 |
$83,564.87 |
9 |
$17,222.64 |
Other Accounts |
8 |
$2,604.04 |
1 |
$286.90 |
Alfred Murata(5) |
|
|
|
|
Registered Investment Companies |
21 |
$165,375.90 |
0 |
$0.00 |
|
Total Number of Accounts“ |
Total Assets of All Accounts (in $millions)” |
Number of Accounts Paying a Performance Fee |
Total Assets of Accounts Paying a Performance Fee (in $millions) |
Other Pooled Investment Vehicles |
19 |
$41,791.98 |
5 |
$9,877.10 |
Other Accounts |
4 |
$566.96 |
0 |
$0.00 |
Graham Rennison(6) |
|
|
|
|
Registered Investment Companies |
8 |
$10,873.23 |
0 |
$0.00 |
Other Pooled Investment Vehicles |
8 |
$1,849.40 |
3 |
$484.09 |
Other Accounts |
0 |
$0.00 |
0 |
$0.00 |
Emmanuel S. Sharef(7) |
|
|
|
|
Registered Investment Companies |
5 |
$4,266.12 |
0 |
$0.00 |
Other Pooled Investment Vehicles |
9 |
$2,557.68 |
0 |
$0.00 |
Other Accounts |
0 |
$0.00 |
0 |
$0.00 |
Brendon Shvetz(8) |
|
|
|
|
Registered Investment Companies |
1 |
$177.30 |
0 |
$0.00 |
Other Pooled Investment Vehicles |
0 |
$0.00 |
0 |
$0.00 |
Other Accounts |
0 |
$0.00 |
0 |
$0.00 |
Portfolio Manager |
Funds Managed by Portfolio Manager |
Dollar Range of Shares Owned |
Arnott |
PIMCO RAE Emerging Markets Fund |
$100,001 - $500,000 |
PIMCO RAE Global ex-US Fund |
None | |
PIMCO RAE International Fund |
$100,001 - $500,000 | |
PIMCO RAE US Fund |
$0 - $50,000 | |
PIMCO RAE US Small Fund |
None | |
Brightman |
PIMCO RAE Emerging Markets Fund |
None |
PIMCO RAE Global ex-US Fund |
None | |
PIMCO RAE International Fund |
None | |
PIMCO RAE US Fund |
None | |
PIMCO RAE US Small Fund |
None | |
Browne |
PIMCO Dividend and Income Fund |
None |
|
PIMCO REALPATH® Blend Income Fund |
None |
PIMCO REALPATH® Blend 2025 Fund |
None | |
PIMCO REALPATH® Blend 2030 Fund |
None | |
PIMCO REALPATH® Blend 2035 Fund |
None | |
PIMCO REALPATH® Blend 2040 Fund |
None | |
PIMCO REALPATH® Blend 2045 Fund |
None | |
PIMCO REALPATH® Blend 2050 Fund |
$100,001 - $500,000 | |
PIMCO REALPATH® Blend 2055 Fund |
None | |
PIMCO REALPATH® Blend 2060 Fund |
None | |
Ivascyn |
PIMCO Dividend and Income Fund |
None |
Murata |
PIMCO Dividend and Income Fund |
None |
Portfolio Manager |
Funds Managed by Portfolio Manager |
Dollar Range of Shares Owned |
Rennison |
PIMCO REALPATH® Blend Income Fund |
None |
PIMCO REALPATH® Blend 2025 Fund |
None | |
PIMCO REALPATH® Blend 2030 Fund |
None | |
PIMCO REALPATH® Blend 2035 Fund |
None | |
PIMCO REALPATH® Blend 2040 Fund |
None | |
PIMCO REALPATH® Blend 2045 Fund |
$100,001–$500,000 | |
PIMCO REALPATH® Blend 2050 Fund |
None | |
PIMCO REALPATH® Blend 2055 Fund |
None | |
PIMCO REALPATH® Blend 2060 Fund |
None | |
Schvetz |
PIMCO REALPATH® Blend Income Fund |
None |
PIMCO REALPATH® Blend 2025 Fund |
None | |
PIMCO REALPATH® Blend 2030 Fund |
None | |
PIMCO REALPATH® Blend 2035 Fund |
None | |
PIMCO REALPATH® Blend 2040 Fund |
None | |
PIMCO REALPATH® Blend 2045 Fund |
None | |
PIMCO REALPATH® Blend 2050 Fund |
None | |
PIMCO REALPATH® Blend 2055 Fund |
None | |
PIMCO REALPATH® Blend 2060 Fund |
None | |
Sharef |
PIMCO Dividend and Income Fund |
None |
|
Year Ended 6/30/22 |
Year Ended 6/30/21 |
Year Ended 6/30/20 |
Class A |
$2,846 |
$(934) |
$2,796 |
Class C |
1,550 |
674 |
965 |
|
Servicing Fee |
Distribution Fee |
Class A |
0.25% |
None |
Class C |
0.25% |
0.75% |
Class R |
0.25% |
0.25% |
Fund |
Year Ended 6/30/22 |
Year Ended 6/30/21 |
Year Ended 6/30/20 |
PIMCO Dividend and Income Fund |
$329,450 |
$290,909 |
$280,402 |
PIMCO RAE Emerging Markets Fund |
38,720 |
31,665 |
30,790 |
PIMCO RAE Global ex-US Fund |
29,484 |
30,895 |
20,109 |
PIMCO RAE International Fund |
60,855 |
22,825 |
10,822 |
PIMCO RAE US Fund |
34,345 |
22,252 |
19,425 |
PIMCO RAE US Small Fund |
164,120 |
34,171 |
10,237 |
PIMCO REALPATH® Blend Income Fund |
79,485 |
59,233 |
30,214 |
PIMCO REALPATH® Blend 2025 Fund |
23,371 |
20,349 |
14,813 |
PIMCO REALPATH® Blend 2030 Fund |
23,499 |
19,284 |
16,519 |
PIMCO REALPATH® Blend 2035 Fund |
19,877 |
17,526 |
14,306 |
PIMCO REALPATH® Blend 2040 Fund |
22,715 |
21,054 |
21,549 |
PIMCO REALPATH® Blend 2045 Fund |
11,447 |
10,118 |
11,437 |
PIMCO REALPATH® Blend 2050 Fund |
11,899 |
10,701 |
12,061 |
PIMCO REALPATH® Blend 2055 Fund |
7,875 |
6,972 |
7,460 |
PIMCO REALPATH® Blend 2060 Fund |
1,984 |
1,143 |
25(1) |
Fund |
Sales Commissions and Compensation |
Sales Material and Other Expenses |
Total |
PIMCO Dividend and Income Fund |
$261,748 |
$67,702 |
$329,450 |
PIMCO RAE Emerging Markets Fund |
30,763 |
7,957 |
38,720 |
PIMCO RAE Global ex-US Fund |
23,425 |
6,059 |
29,484 |
PIMCO RAE International Fund |
48,349 |
12,506 |
60,855 |
PIMCO RAE US Fund |
27,287 |
7,058 |
34,345 |
PIMCO RAE US Small Fund |
130,393 |
33,727 |
164,120 |
PIMCO REALPATH® Blend Income Fund |
63,151 |
16,334 |
79,485 |
PIMCO REALPATH® Blend 2025 Fund |
18,568 |
4,803 |
23,371 |
PIMCO REALPATH® Blend 2030 Fund |
18,670 |
4,829 |
23,499 |
PIMCO REALPATH® Blend 2035 Fund |
15,792 |
4,085 |
19,877 |
PIMCO REALPATH® Blend 2040 Fund |
18,047 |
4,668 |
22,715 |
PIMCO REALPATH® Blend 2045 Fund |
9,095 |
2,352 |
11,447 |
PIMCO REALPATH® Blend 2050 Fund |
9,454 |
2,445 |
11,899 |
PIMCO REALPATH® Blend 2055 Fund |
6,257 |
1,618 |
7,875 |
PIMCO REALPATH® Blend 2060 Fund |
1,576 |
408 |
1,984 |
Fund |
Year Ended 6/30/22 |
Year Ended 6/30/21 |
Year Ended 6/30/20 |
PIMCO Dividend and Income Fund |
$167,573 |
$299,319 |
$644,512 |
PIMCO RAE Emerging Markets Fund |
0 |
0 |
0 |
PIMCO RAE Global ex-US Fund |
0 |
0 |
0 |
PIMCO RAE International Fund |
0 |
0 |
0 |
PIMCO RAE US Fund |
0 |
0 |
0 |
PIMCO RAE US Small Fund |
0 |
0 |
0 |
Fund |
Sales Commissions and Compensation |
Sales Material and Other Expenses |
Total |
PIMCO Dividend and Income Fund |
$133,137 |
$34,436 |
$167,573 |
PIMCO RAE Emerging Markets Fund |
0 |
0 |
0 |
PIMCO RAE Global ex-US Fund |
0 |
0 |
0 |
PIMCO RAE International Fund |
0 |
0 |
0 |
PIMCO RAE US Fund |
0 |
0 |
0 |
PIMCO RAE US Small Fund |
0 |
0 |
0 |
Fund |
Year Ended 6/30/22 |
Year Ended 6/30/21 |
Year Ended 6/30/20 |
PIMCO Dividend and Income Fund |
$0 |
$0 |
$0 |
|
Sales Commissions and Compensation |
Sales Material and Other Expenses |
Total |
PIMCO Dividend and Income Fund |
$0 |
$0 |
$0 |
Fund |
Year Ended 6/30/22 |
Year Ended 6/30/21 |
Year Ended 6/30/20 |
PIMCO REALPATH® Blend Income Fund |
$75,419 |
$76,368 |
$50,194 |
PIMCO REALPATH® Blend 2025 Fund |
73,164 |
72,098 |
66,926 |
PIMCO REALPATH® Blend 2030 Fund |
85,454 |
78,155 |
66,699 |
PIMCO REALPATH® Blend 2035 Fund |
72,366 |
63,988 |
56,336 |
PIMCO REALPATH® Blend 2040 Fund |
53,743 |
48,800 |
39,624 |
PIMCO REALPATH® Blend 2045 Fund |
52,004 |
43,989 |
34,191 |
PIMCO REALPATH® Blend 2050 Fund |
56,150 |
50,464 |
46,267 |
PIMCO REALPATH® Blend 2055 Fund |
21,924 |
15,668 |
8,462 |
PIMCO REALPATH® Blend 2060 Fund |
470 |
50 |
11(1) |
Regular Mail: |
Overnight Delivery: |
PIMCO Equity Series P.O. Box 219294 Kansas City, MO 64121-9294 |
PIMCO Equity Series c/o DST Asset Manager Solutions, Inc. 430 W. 7th Street STE 219294 Kansas City, MO 64105-1407 |
Facsimile: |
Email: |
816.421.2861 |
piprocess@dstsystems.com |
Regular Mail: |
Overnight Delivery: |
PIMCO Equity Series P.O. Box 219024 Kansas City, MO 64121-9024 |
PIMCO Equity Series c/o DST Asset Manager Solutions, Inc. 430 W. 7th Street STE 219024 Kansas City, MO 64105-1407 |
Regular Mail: |
Overnight Delivery: |
PIMCO Equity Series P.O. Box 219224 Kansas City, MO 64121-9024 |
PIMCO Equity Series c/o DST Asset Manager Solutions, Inc. 430 W. 7th Street STE 219024 Kansas City, MO 64105-1407 |
Email: |
|
piprocess@dstsystems.com |
|
Facsimile: |
Email: |
816.421.2861 |
piprocess@dstsystems.com |
Regular Mail: |
Overnight Delivery: |
PIMCO Equity Series P.O. Box 219024 Kansas City, MO 64121-9024 |
PIMCO Equity Series c/o DST Asset Manager Solutions, Inc. 430 W. 7th Street STE 219024 Kansas City, MO 64105-1407 |
Type of Account |
Initial Minimum Investment |
Subsequent Minimum Investment |
Regular/General Retail Accounts |
$1,000 per Fund |
$50 per Fund |
IRA |
$1,000 per Fund |
$50 per Fund |
Roth IRA |
$1,000 per Fund |
$50 per Fund |
UTMA |
$1,000 per Fund |
$50 per Fund |
UGMA |
$1,000 per Fund |
$50 per Fund |
Automatic Investment Plan |
$250 per Fund |
$50 per Fund |
Automatic Exchange Plan |
$1,000 per Fund |
$50 per Fund |
SEP IRA |
$1,000 per Fund/per participant |
$0 |
SIMPLE IRA* |
$50 per Fund/per participant |
$0 |
SAR-SEP IRA* |
$50 per Fund/per participant |
$0 |
403(b)(7) custodial account plan |
$1,000 per Fund/per participant |
$0 |
Plan Investors held through omnibus accounts– |
|
|
Plan Level |
$0 |
$0 |
Participant Level |
$0 |
$0 |
Type of Account |
Initial Minimum Investment |
Subsequent Minimum Investment |
Plan Investors held through non-omnibus accounts (individual participant accounts) |
$1,000 per Fund |
$0 |
Amount of Purchase |
Sales Charge as % of Public Offering Price** |
Sales Charge as % of Net Amount Invested |
Discount or Commission to dealers as % of Public Offering Price* |
Under $50,000 |
5.50% |
5.82% |
4.75% |
$50,000 but under $100,000 |
4.50% |
4.71% |
4.00% |
$100,000 but under $250,000 |
3.50% |
3.63% |
3.00% |
$250,000 but under $500,000 |
2.50% |
2.56% |
2.00% |
$500,000 but under $1,000,000 |
2.00% |
2.04% |
1.75% |
$1,000,000 + |
0.00% |
0.00%1 |
0.00%2 |
Amount of Purchase |
Initial Sales Charge as % of Public Offering Price** |
Initial Sales Charge as % of Net Amount Invested |
Discount or Commission to dealers as % of Public Offering Price* |
Under $100,000 |
3.75% |
3.90% |
3.25% |
$100,000 but under $250,000 |
3.25% |
3.36% |
2.75% |
$250,000 but under $500,000 |
2.25% |
2.30% |
2.00% |
$500,000 but under $1,000,000 |
1.75% |
1.78% |
1.50% |
$1,000,000 + |
0.00%1 |
0.00%1 |
0.00%2 |
Fund* |
Annual Service Fee** |
Annual Distribution Fee** |
Total |
All Funds |
0.25% |
0.75% |
1.00% |
Facsimile: |
Email: |
816.421.2861 |
piprocess@dstsystems.com |
Regular Mail: |
Overnight Delivery: |
PIMCO Equity Series P.O. Box 219024 Kansas City, MO 64121-9024 |
PIMCO Equity Series c/o DST Asset Manager Solutions, Inc. 430 W. 7th Street STE 219024 Kansas City, MO 64105-1407 |
Fund |
Net Underwriting Discounts and Commissions |
Compensation on Redemptions and Repurchases |
Brokerage Commissions |
PIMCO Dividend and Income Fund |
$7,771.73 |
$1,680.06 |
$52,143.16 |
PIMCO RAE Emerging Markets Fund |
1,055.83 |
(1.25) |
10,344.24 |
PIMCO RAE Global ex-US Fund |
104.38 |
N/A |
260.00 |
PIMCO RAE International Fund |
389.48 |
53.70 |
3,669.05 |
PIMCO RAE US Fund |
3,405.58 |
380.20 |
14,282.68 |
PIMCO RAE US Small Fund |
9,438.21 |
726.36 |
14,013.32 |
PIMCO REALPATH® Blend Income Fund |
3,911.96 |
56.41 |
21,720.50 |
PIMCO REALPATH® Blend 2025 Fund |
1,707.69 |
303.25 |
9,337.02 |
PIMCO REALPATH® Blend 2030 Fund |
2,635.30 |
420.00 |
10,710.62 |
PIMCO REALPATH® Blend 2035 Fund |
134.10 |
N/A |
6,064.21 |
PIMCO REALPATH® Blend 2040 Fund |
1,009.06 |
N/A |
8,042.84 |
PIMCO REALPATH® Blend 2045 Fund |
214.08 |
N/A |
2,464.60 |
PIMCO REALPATH® Blend 2050 Fund |
533.81 |
(32.58) |
2,218.18 |
PIMCO REALPATH® Blend 2055 Fund |
417.61 |
N/A |
1,665.98 |
PIMCO REALPATH® Blend 2060 Fund |
402.94 |
810.00 |
627.58 |
Fund |
Year Ended 06/30/22 |
Year Ended 06/30/21 |
Year Ended 06/30/20 |
PIMCO Dividend and Income Fund |
$67,232 |
$78,845 |
$71,075 |
Fund |
Year Ended 06/30/22 |
Year Ended 06/30/21 |
Year Ended 06/30/20 |
PIMCO RAE Emerging Markets Fund |
2,162,152 |
2,233,378 |
2,970,376 |
PIMCO RAE Global ex-US Fund |
0 |
0 |
0 |
PIMCO RAE International Fund |
608,438 |
913,341 |
659,963 |
PIMCO RAE US Fund |
166,885 |
122,431 |
93,281 |
PIMCO RAE US Small Fund |
144,625 |
379,598 |
382,927 |
PIMCO REALPATH® Blend Income Fund |
461 |
702 |
1,468 |
PIMCO REALPATH® Blend 2025 Fund |
475 |
675 |
1,017 |
PIMCO REALPATH® Blend 2030 Fund |
536 |
765 |
678 |
PIMCO REALPATH® Blend 2035 Fund |
0 |
0 |
0 |
PIMCO REALPATH® Blend 2040 Fund |
0 |
0 |
0 |
PIMCO REALPATH® Blend 2045 Fund |
0 |
0 |
0 |
PIMCO REALPATH® Blend 2050 Fund |
0 |
0 |
0 |
PIMCO REALPATH® Blend 2055 Fund |
0 |
0 |
0 |
PIMCO REALPATH® Blend 2060 Fund |
0 |
0 |
N/A(1) |
PIMCO Dividend and Income Fund |
Credit Suisse International |
$2,091 |
|
J.P. Morgan Securities |
1,953 |
|
Morgan Stanley & Co. |
1,698 |
|
Wells Fargo Securities, LLC |
1,120 |
|
State Street Bank & Trust Co. |
1,002 |
|
Deutsche Bank |
859 |
|
HSBC Bank PLC |
333 |
|
Banc of America Securities |
154 |
PIMCO RAE Emerging Markets Fund |
State Street Bank & Trust Co. |
$8,387 |
PIMCO RAE Global ex-US Fund |
State Street Bank & Trust Co. |
$124 |
PIMCO RAE International Fund |
State Street Bank & Trust Co. |
$2,759 |
|
Deutsche Bank |
1,403 |
|
UBS Securities LLC |
1,310 |
PIMCO RAE US Fund |
Wells Fargo & Co. |
$30,122 |
|
State Street Bank & Trust Co. |
6,464 |
|
Citigroup Global Markets, Inc. |
3,984 |
PIMCO RAE US Small Fund |
State Street Bank & Trust Co. |
$3,245 |
PIMCO REALPATH® Blend 2025 Fund |
State Street Bank & Trust Co. |
$365 |
PIMCO REALPATH® Blend 2030 Fund |
State Street Bank & Trust Co. |
$579 |
PIMCO REALPATH® Blend 2035 Fund |
State Street Bank & Trust Co. |
$526 |
PIMCO REALPATH® Blend 2040 Fund |
State Street Bank & Trust Co. |
$255 |
PIMCO REALPATH® Blend 2045 Fund |
State Street Bank & Trust Co. |
$315 |
PIMCO REALPATH® Blend 2050 Fund |
State Street Bank & Trust Co. |
$621 |
PIMCO REALPATH® Blend 2055 Fund |
State Street Bank & Trust Co. |
$561 |
PIMCO REALPATH® Blend Income Fund |
State Street Bank & Trust Co. |
$550 |
Fund |
Gross Income from Securities Lending Activities |
Fees Paid to Securities Lending Agent from a Revenue Split |
Rebates Paid to Borrowers |
Aggregate Fees/ Compensation for Securities Lending Activities |
Net Income from Securities Lending Activities |
PIMCO RAE Emerging Markets Fund |
$1,258,113.97 |
$124,456.09 |
$13,553.12 |
$138,009.20 |
$1,120,104.77 |
PIMCO RAE International Fund |
1,392,132.95 |
137,761.56 |
14,517.37 |
152,278.93 |
1,239,854.02 |
PIMCO RAE US Fund |
13,164.77 |
1,126.94 |
1,895.40 |
3,022.34 |
10,142.43 |
PIMCO RAE US Small Fund |
62,908.68 |
5,556.34 |
7,345.29 |
12,901.63 |
50,007.05 |
Funds and Ticker Symbols |
|
PIMCO RAFI Dynamic Multi-Factor Emerging Markets Equity ETF |
MFEM |
PIMCO RAFI Dynamic Multi-Factor International Equity ETF |
MFDX |
PIMCO RAFI Dynamic Multi-Factor U.S. Equity ETF |
MFUS |
PIMCO RAFI ESG U.S. ETF |
RAFE |
1 | |
1 | |
2 | |
2 | |
2 | |
4 | |
4 | |
4 | |
5 | |
5 | |
17 | |
19 | |
20 | |
21 | |
30 | |
30 | |
31 | |
31 | |
32 | |
32 | |
32 | |
33 | |
33 | |
33 | |
34 | |
34 | |
37 | |
37 | |
38 | |
38 | |
40 | |
40 | |
40 | |
44 | |
48 | |
48 | |
48 | |
49 | |
49 | |
53 | |
55 | |
56 | |
57 | |
58 | |
58 | |
59 |
59 | |
60 | |
61 | |
61 | |
61 | |
63 | |
63 | |
63 | |
68 | |
69 | |
70 | |
70 | |
71 | |
72 | |
73 | |
74 | |
74 | |
75 | |
75 | |
75 | |
76 | |
77 | |
78 | |
79 | |
80 | |
80 | |
81 | |
83 | |
84 | |
84 | |
84 | |
86 | |
86 | |
87 | |
87 | |
88 | |
90 | |
90 | |
90 | |
91 | |
92 | |
93 | |
93 | |
94 | |
94 | |
94 | |
95 | |
95 | |
96 |
Underlying Index |
Factor Portfolios |
RAFI Dynamic Multi-Factor Emerging Markets Index |
Value, low volatility, quality, momentum |
RAFI Dynamic Multi-Factor Developed Ex-U.S. Index |
Value, low volatility, quality, momentum, size |
RAFI Dynamic Multi-Factor U.S. Index |
Value, low volatility, quality, momentum, size |
Name, Year of Birth and Position Held with Trust* |
Term of Office and Length of Time Served† |
Principal Occupation(s) During Past 5 Years |
Number of Funds in Fund Complex Overseen by Trustee |
Other Public Company and Investment Company Directorships Held by Trustee During the Past 5 Years |
Interested Trustees1 |
Name, Year of Birth and Position Held with Trust* |
Term of Office and Length of Time Served† |
Principal Occupation(s) During Past 5 Years |
Number of Funds in Fund Complex Overseen by Trustee |
Other Public Company and Investment Company Directorships Held by Trustee During the Past 5 Years |
Peter G. Strelow (1970) Chairman of the Board and Trustee |
02/2019 to present |
Managing Director and Co-Chief Operating Officer, PIMCO. Senior Vice President of the Trust, PIMCO Equity Series VIT, PIMCO Funds, PIMCO Variable Insurance Trust and PIMCO ETF Trust, PIMCO Managed Accounts Trust, PIMCO-Sponsored Interval Funds and PIMCO-Sponsored Closed-End Funds. Formerly, Chief Administrative Officer, PIMCO. |
157 |
Chairman and Trustee, PIMCO Equity Series VIT, PIMCO Funds, PIMCO Variable Insurance Trust, PIMCO ETF Trust. |
Kimberley G. Stafford (1978) Trustee |
02/2021 to present |
Managing Director, Global Head of Product Strategy, PIMCO; and Member of Executive Committee, PIMCO. Formerly, Head of Asia-Pacific, Global Head of Consultant Relations and Head of US Institutional and Alternatives Sales, PIMCO. |
157 |
Trustee, PIMCO Equity Series VIT, PIMCO Funds, PIMCO Variable Insurance Trust, PIMCO ETF Trust. |
Independent Trustees | ||||
George E. Borst (1948) Trustee |
05/2019 to present |
Executive Advisor, McKinsey & Company (since 10/14). Formerly, Executive Advisor, Toyota Financial Services (10/13-12/14); and CEO, Toyota Financial Services (01/01-09/13). |
157 |
Trustee, PIMCO Equity Series VIT, PIMCO Funds, PIMCO Variable Insurance and PIMCO ETF Trust; Director, MarineMax Inc. |
Name, Year of Birth and Position Held with Trust* |
Term of Office and Length of Time Served† |
Principal Occupation(s) During Past 5 Years |
Number of Funds in Fund Complex Overseen by Trustee |
Other Public Company and Investment Company Directorships Held by Trustee During the Past 5 Years |
Jennifer Holden Dunbar (1963) Trustee |
02/2016 to present |
Formerly, Managing Director, Dunbar Partners, LLC (business consulting and investments) (05/05-05/21); and Partner, Leonard Green & Partners, L.P. |
157 |
Trustee, PIMCO Equity Series VIT, PIMCO Funds, PIMCO Variable Insurance and PIMCO ETF Trust; Director, PS Business Parks; Director, Big 5 Sporting Goods Corporation. |
Kym M. Hubbard (1957) Trustee |
05/2019 to present |
Formerly, Global Head of Investments, Chief Investment Officer and Treasurer, Ernst & Young. |
157 |
Trustee, PIMCO Equity Series VIT, PIMCO Funds, PIMCO Variable Insurance and PIMCO ETF Trust; Director, State Auto Financial Corporation. |
Gary F. Kennedy (1955) Trustee |
05/2019 to present |
Formerly, Senior Vice President, General Counsel and Chief Compliance Officer, American Airlines and AMR Corporation (now American Airlines Group) (01/03-01/14). |
157 |
Trustee, PIMCO Equity Series VIT, PIMCO Funds, PIMCO Variable Insurance and PIMCO ETF Trust. |
Peter B. McCarthy (1950) Trustee |
09/2011 to present |
Formerly, Assistant Secretary and Chief Financial Officer, United States Department of Treasury; Deputy Managing Director, Institute of International Finance. |
157 |
Trustee, PIMCO Equity Series VIT, PIMCO Funds, PIMCO Variable Insurance and PIMCO ETF Trust. |
Ronald C. Parker (1951) Lead Independent Trustee |
02/2016 to present Lead Independent Trustee 05/2019 to present |
Director of Roseburg Forest Products Company. Formerly, Chairman of the Board, The Ford Family Foundation; and President, Chief Executive Officer, Hampton Affiliates (forestry products). |
157 |
Lead Independent Trustee, PIMCO Equity Series VIT, PIMCO Funds, PIMCO Variable Insurance and PIMCO ETF Trust. |
Name, Year of Birth and Position Held with Trust* |
Term of Office and Length of Time Served |
Principal Occupation(s) During Past 5 Years† |
Eric D. Johnson (1970) President |
06/2019 to present |
Executive Vice President and Head of Funds Business Group Americas, PIMCO. President, PIMCO Funds, PIMCO Variable Insurance Trust, PIMCO ETF Trust, PIMCO Equity Series VIT, PIMCO Managed Accounts Trust, PIMCO-Sponsored Interval Funds and PIMCO-Sponsored Closed-End Funds. |
Ryan G. Leshaw (1980) Chief Legal Officer and Secretary |
08/2021 to present |
Executive Vice President and Senior Counsel, PIMCO. Chief Legal Officer and Secretary, PIMCO Funds, PIMCO Variable Insurance Trust, PIMCO ETF Trust and PIMCO Equity Series VIT. Chief Legal Officer, PIMCO Managed Accounts Trust, PIMCO-Sponsored Interval Funds, PIMCO-Sponsored Closed-End Funds and PIMCO Capital Solutions BDC Corp. Formerly, Associate, Willkie Farr & Gallagher LLP. |
Keisha Audain-Pressley (1975)** Chief Compliance Officer |
01/2020 to present |
Executive Vice President and Deputy Chief Compliance Officer, PIMCO. Chief Compliance Officer, PIMCO Funds, PIMCO Variable Insurance Trust, PIMCO ETF Trust, PIMCO Equity Series VIT, PIMCO Managed Accounts Trust, PIMCO-Sponsored Interval Funds, PIMCO-Sponsored Closed-End Funds and PIMCO Capital Solutions BDC Corp. |
Joshua D. Ratner (1976)** Senior Vice President |
05/2019 to present |
Executive Vice President and Head of Americas Operations, PIMCO. Senior Vice President, PIMCO Funds, PIMCO Variable Insurance Trust, PIMCO ETF Trust, PIMCO Equity Series VIT, PIMCO Managed Accounts Trust, PIMCO-Sponsored Interval Funds and PIMCO-Sponsored Closed-End Funds. |
Peter G. Strelow (1970) Senior Vice President |
06/2019 to present |
Managing Director and Co-Chief Operating Officer, PIMCO. Senior Vice President, PIMCO Funds, PIMCO Variable Insurance Trust, PIMCO ETF Trust, PIMCO Equity Series VIT, PIMCO Managed Accounts Trust, PIMCO-Sponsored Interval Funds and PIMCO-Sponsored Closed-End Funds. Formerly, Chief Administrative Officer, PIMCO. |
Wu-Kwan Kit (1981) Assistant Secretary |
08/2017 to present |
Senior Vice President and Senior Counsel, PIMCO. Assistant Secretary, PIMCO Funds, PIMCO Variable Insurance Trust, PIMCO ETF Trust and PIMCO Equity Series VIT. Vice President, Senior Counsel and Secretary, PIMCO Managed Accounts Trust, PIMCO-Sponsored Interval Funds, PIMCO-Sponsored Closed-End Funds and PIMCO Capital Solutions BDC Corp. Formerly, Assistant General Counsel, VanEck Associates Corp. |
Douglas B. Burrill (1980)** Vice President |
08/2022 to present |
Senior Vice President, PIMCO. Vice President, PIMCO Funds, PIMCO Variable Insurance Trust, PIMCO ETF Trust, PIMCO Equity Series VIT, PIMCO Managed Accounts Trust, PIMCO-Sponsored Interval Funds, PIMCO-Sponsored Closed-End Funds and PIMCO Capital Solutions BDC Corp. |
Name, Year of Birth and Position Held with Trust* |
Term of Office and Length of Time Served |
Principal Occupation(s) During Past 5 Years† |
Jeffrey A. Byer (1976) Vice President |
02/2020 to present |
Executive Vice President, PIMCO. Vice President, PIMCO Funds, PIMCO Variable Insurance Trust, PIMCO ETF Trust, PIMCO Equity Series VIT, PIMCO Managed Accounts Trust, PIMCO-Sponsored Interval Funds, PIMCO-Sponsored Closed-End Funds and PIMCO Capital Solutions BDC Corp. |
Elizabeth A. Duggan (1964) Vice President |
02/2021 to present |
Executive Vice President, PIMCO. Vice President, PIMCO Funds, PIMCO Variable Insurance Trust, PIMCO ETF Trust, PIMCO Equity Series VIT, PIMCO Managed Accounts Trust, PIMCO-Sponsored Interval Funds, PIMCO-Sponsored Closed-End Funds and PIMCO Capital Solutions BDC Corp. |
Mark A. Jelic (1981) Vice President |
08/2021 to present |
Senior Vice President, PIMCO. Vice President, PIMCO Funds, PIMCO Variable Insurance Trust, PIMCO ETF Trust, PIMCO Equity Series VIT, PIMCO Managed Accounts Trust, PIMCO-Sponsored Interval Funds, PIMCO-Sponsored Closed-End Funds and PIMCO Capital Solutions BDC Corp. |
Kenneth W. Lee (1972) Vice President |
08/2022 to present |
Senior Vice President, PIMCO. Vice President, PIMCO Funds, PIMCO Variable Insurance Trust, PIMCO ETF Trust, PIMCO Equity Series VIT, PIMCO Managed Accounts Trust, PIMCO-Sponsored Interval Funds, PIMCO-Sponsored Closed-End Funds and PIMCO Capital Solutions BDC Corp. |
Brian J. Pittluck (1977) Vice President |
01/2020 to present |
Senior Vice President, PIMCO. Vice President, PIMCO Funds, PIMCO Variable Insurance Trust, PIMCO ETF Trust, PIMCO Equity Series VIT, PIMCO Managed Accounts Trust, PIMCO-Sponsored Interval Funds, PIMCO-Sponsored Closed-End Funds and PIMCO Capital Solutions BDC Corp. |
Keith A. Werber (1973) Vice President |
05/2022 to present |
Executive Vice President, PIMCO. Vice President, PIMCO Funds, PIMCO Variable Insurance Trust, PIMCO ETF Trust, PIMCO Equity Series VIT, PIMCO Managed Accounts Trust, PIMCO-Sponsored Interval Funds, PIMCO-Sponsored Closed-End Funds and PIMCO Capital Solutions BDC Corp. |
Bijal Y. Parikh (1978) Treasurer |
01/2021 to present |
Executive Vice President, PIMCO. Treasurer, PIMCO Funds, PIMCO Variable Insurance Trust, PIMCO ETF Trust, PIMCO Equity Series VIT, PIMCO Managed Accounts Trust, PIMCO-Sponsored Interval Funds and PIMCO-Sponsored Closed-End Funds. |
Erik C. Brown (1967)*** Assistant Treasurer |
03/2010 to present |
Executive Vice President, PIMCO. Assistant Treasurer, PIMCO Funds, PIMCO Variable Insurance Trust, PIMCO ETF Trust, PIMCO Equity Series VIT, PIMCO Managed Accounts Trust, PIMCO-Sponsored Interval Funds, PIMCO-Sponsored Closed-End Funds and PIMCO Capital Solutions BDC Corp. |
Name, Year of Birth and Position Held with Trust* |
Term of Office and Length of Time Served |
Principal Occupation(s) During Past 5 Years† |
Brandon T. Evans (1982) Assistant Treasurer |
05/2019 to present |
Vice President, PIMCO. Assistant Treasurer, Assistant Treasurer, PIMCO Funds, PIMCO Variable Insurance Trust, PIMCO ETF Trust and PIMCO Equity Series VIT. Deptuy Treasurer, PIMCO Managed Accounts Trust, PIMCO-Sponsored Interval Funds and PIMCO-Sponsored Closed-End Funds. |
Name of Trustee |
Name of Fund |
Dollar Range of Equity Securities in the Funds |
Aggregate Dollar Range of Equity Securities in All Funds Overseen by Trustee in Family of Investment Companies |
Kimberley G. Stafford* |
None |
None |
Over $100,000 |
Peter G. Strelow |
None |
None |
Over $100,000 |
Independent Trustees |
|
|
|
George E. Borst |
None |
None |
Over $100,000 |
Jennifer Holden Dunbar |
PIMCO RAFI Dynamic Multi-Factor U.S. Equity ETF |
$10,001 - $50,000 |
Over $100,000 |
|
PIMCO RAFI Dynamic Multi-Factor International Equity ETF |
$1 - $10,000 |
|
Kym M. Hubbard |
None |
None |
Over $100,000 |
Gary F. Kennedy |
None |
None |
Over $100,000 |
Peter B. McCarthy |
None |
None |
Over $100,000 |
Ronald C. Parker |
None |
None |
Over $100,000 |
Name of Independent Trustee |
Name of Owners and Relationships to Trustee |
Company |
Title of Class |
Value of Securities |
Percent of Class |
George E. Borst |
None |
None |
None |
None |
None |
Jennifer Holden Dunbar |
None |
None |
None |
None |
None |
Kym M. Hubbard |
None |
None |
None |
None |
None |
Gary F. Kennedy |
None |
None |
None |
None |
None |
Peter B. McCarthy |
None |
None |
None |
None |
None |
Ronald C. Parker |
None |
None |
None |
None |
None |
Name and Position |
Aggregate Compensation from Trust1 |
Pension or Retirement Benefits Accrued As Part of Funds Expenses |
Total Compensation from Trust and Fund Complex Paid to Trustees |
George E. Borst, Trustee |
$64,425 |
N/A |
$449,850 |
Jennifer Holden Dunbar, Trustee |
$65,100 |
N/A |
$454,850 |
Kym M. Hubbard, Trustee |
$63,750 |
N/A |
$444,850 |
Gary F. Kennedy, Trustee |
$64,425 |
N/A |
$449,850 |
Peter B. McCarthy, Trustee |
$67,900 |
N/A |
$481,100 |
Ronald C. Parker, Trustee |
$67,900 |
N/A |
$474,850 |
Fund(*) |
Management Fee Rate |
PIMCO RAFI Dynamic Multi-Factor Emerging Markets Equity ETF |
0.49% |
PIMCO RAFI Dynamic Multi-Factor International Equity ETF |
0.39% |
PIMCO RAFI Dynamic Multi-Factor U.S. Equity ETF |
0.29% |
PIMCO RAFI ESG U.S. ETF |
0.29% |
Fund |
Year Ended 6/30/2022 |
Year Ended 6/30/2021 |
Year Ended 6/30/2020 |
PIMCO RAFI Dynamic Multi-Factor Emerging Markets Equity ETF |
$893,726 |
$3,194,685 |
$2,624,710 |
PIMCO RAFI Dynamic Multi-Factor International Equity ETF |
367,940 |
264,894 |
146,448 |
PIMCO RAFI Dynamic Multi-Factor U.S. Equity ETF |
252,501 |
177,277 |
291,677 |
PIMCO RAFI ESG U.S. ETF |
74,438 |
36,944 |
21,547(1) |
Fund |
Year Ended 6/30/22 |
Year Ended 6/30/21 |
Year Ended 6/30/20 |
PIMCO RAFI Dynamic Multi-Factor Emerging Markets Equity ETF |
$20,189 |
$45,738 |
$33,896 |
PIMCO RAFI Dynamic Multi-Factor International Equity ETF |
6,183 |
3,320 |
2,681 |
PIMCO RAFI Dynamic Multi-Factor U.S. Equity ETF |
5,526 |
3,441 |
7,631 |
PIMCO RAFI ESG U.S. ETF |
1,607 |
843 |
78,014(1) |
Fund |
Year Ended 6/30/22 |
Year Ended 6/30/21 |
Year Ended 6/30/20 |
PIMCO RAFI Dynamic Multi-Factor Emerging Markets Equity ETF |
$8,937 |
$31,947 |
$26,247 |
PIMCO RAFI Dynamic Multi-Factor International Equity ETF |
4,623 |
3,328 |
1,840 |
PIMCO RAFI Dynamic Multi-Factor U.S. Equity ETF |
4,266 |
2,995 |
4,928 |
PIMCO RAFI ESG U.S. ETF |
1,258 |
624 |
122(1) |
|
Total Number of Accounts |
Total Assets of All Accounts (in $millions) |
Number of Accounts Paying a Performance Fee |
Total Assets of Accounts Paying a Performance Fee (in $millions) |
Eden Simmer(1) |
|
|
|
|
Registered Investment Companies |
0 |
$0.00 |
0 |
$0.00 |
Other Pooled Investment Vehicles |
0 |
$0.00 |
0 |
$0.00 |
Other Accounts |
0 |
$0.00 |
0 |
$0.00 |
|
|
|
|
|
Alex Steiner(2) |
|
|
|
|
Registered Investment Companies |
4 |
$2,470.16 |
0 |
$0.00 |
Other Pooled Investment Vehicles |
10 |
$18,223.79 |
4 |
$10,994.10 |
Other Accounts |
2 |
$1,455.61 |
0 |
$0.00 |
Portfolio Manager |
Funds Managed by Portfolio Manager |
Dollar Range of Shares Owned |
Eden Simmer(1) |
PIMCO RAFI Dynamic Multi-Factor Emerging Markets Equity ETF |
None |
|
PIMCO RAFI Dynamic Multi-Factor International Equity ETF |
None |
|
PIMCO RAFI Dynamic Multi-Factor U.S. Equity ETF |
None |
|
PIMCO RAFI ESG U.S. ETF |
None |
|
|
|
Alex Steiner(2) |
PIMCO RAFI Dynamic Multi-Factor Emerging Markets Equity ETF |
None |
|
PIMCO RAFI Dynamic Multi-Factor International Equity ETF |
None |
|
PIMCO RAFI Dynamic Multi-Factor U.S. Equity ETF |
None |
|
PIMCO RAFI ESG U.S. ETF |
None |
Fund |
Creation Unit Size |
PIMCO RAFI Dynamic Multi-Factor Emerging Markets Equity ETF |
200,000 |
PIMCO RAFI Dynamic Multi-Factor International Equity ETF |
200,000 |
PIMCO RAFI Dynamic Multi-Factor U.S. Equity ETF |
100,000 |
PIMCO RAFI ESG U.S. ETF |
50,000 |
Funds |
Standard Creation Transaction Fee* |
Maximum Variable Charge for Creations** |
PIMCO RAFI Dynamic Multi-Factor Emerging Markets Equity ETF |
$2,250 |
3.00% |
PIMCO RAFI Dynamic Multi-Factor International Equity ETF |
$5,000 |
|
PIMCO RAFI Dynamic Multi-Factor U.S. Equity ETF |
$2,250 |
|
PIMCO RAFI ESG U.S. ETF |
$500 |
|
Funds |
Standard Redemption Transaction Fee* |
Maximum Variable Charge for Redemptions** |
PIMCO RAFI Dynamic Multi-Factor Emerging Markets Equity ETF |
$2,250 |
2.00% |
PIMCO RAFI Dynamic Multi-Factor International Equity ETF |
$5,000 |
|
PIMCO RAFI Dynamic Multi-Factor U.S. Equity ETF |
$2,250 |
|
PIMCO RAFI ESG U.S. ETF |
$500 |
|
Fund |
Year Ended 06/30/2022 |
Year Ended 06/30/2021 |
Year Ended 06/30/2020 |
PIMCO RAFI Dynamic Multi-Factor Emerging Markets Equity ETF |
$444,588 |
$1,252,943 |
$898,903 |
PIMCO RAFI Dynamic Multi-Factor International Equity ETF |
36,061 |
31,710 |
13,623 |
PIMCO RAFI Dynamic Multi-Factor U.S. Equity ETF |
10,301 |
10,423 |
11,810 |
PIMCO RAFI ESG U.S. ETF |
1,966 |
1,268 |
1,079(1) |
PIMCO RAFI Dynamic Multi-Factor Emerging Markets Equity ETF |
State Street Bank & Trust Co. |
$1,300 |
PIMCO RAFI Dynamic Multi-Factor International Equity ETF |
State Street Bank & Trust Co. |
$1,354 |
|
Deutsche Bank Securities, Inc. |
582 |
|
HSBC Bank Plc |
477 |
|
UBS Securities LLC |
121 |
|
BNP Paribas Securities Corp. |
98 |
PIMCO RAFI Dynamic Multi-Factor U.S. Equity ETF |
Citigroup, Inc. |
$1,111 |
|
State Street Bank & Trust Co. |
728 |
|
Wells Fargo Securities, LLC |
395 |
|
Goldman Sachs & Co. |
220 |
PIMCO RAFI ESG U.S. Exchange-Traded Fund |
JPMorgan Chase & Co. |
$741 |
|
Wells Fargo Securities, LLC |
688 |
|
Citigroup, Inc. |
656 |
|
BOFA Securities, Inc. |
602 |
|
Goldman Sachs & Co. |
193 |
|
Morgan Stanley & Co., Inc. |
68 |
|
State Street Bank & Trust Co. |
50 |
FUND NAME |
REGISTRATION |
PERCENTAGE OF OUTSTANDING SHARES OF FUND OWNED OF RECORD |
PIMCO RAFI Dynamic Multi-Factor Emerging Markets Equity ETF |
NATIONAL FINANCIAL SERVICES LLC 200 LIBERTY ST, ONE WORLD FINANCIAL CENTER NEW YORK NY 10281-1003 |
23.47% |
PIMCO RAFI Dynamic Multi-Factor Emerging Markets Equity ETF |
PERSHING LLC 1 PERSHING PLZ JERSEY CITY, NJ 07399-000 |
22.44% |
PIMCO RAFI Dynamic Multi-Factor Emerging Markets Equity ETF |
TD AMERITRADE INC PO BOX 2226 OMAHA NE 68103-2226 |
15.85% |
PIMCO RAFI Dynamic Multi-Factor Emerging Markets Equity ETF |
CHARLES SCHWAB & CO INC 101 MONTGOMERY ST SAN FRANCISCO CA 94104-4151 |
10.24% |
PIMCO RAFI Dynamic Multi-Factor Emerging Markets Equity ETF |
CITIBANK, N.A./S.D. INDEVAL INSTITUCION PARA EL DEPOSITO DE VALORES 111 WALL STREET, NEW YORK, NY 10003 |
7.19% |
FUND NAME |
REGISTRATION |
PERCENTAGE OF OUTSTANDING SHARES OF FUND OWNED OF RECORD |
PIMCO RAFI Dynamic Multi-Factor International Equity ETF |
NATIONAL FINANCIAL SERVICES LLC 200 LIBERTY ST, ONE WORLD FINANCIAL CENTER NEW YORK NY 10281-1003 |
72.43% |
PIMCO RAFI Dynamic Multi-Factor U.S. Equity ETF |
NATIONAL FINANCIAL SERVICES LLC 200 LIBERTY ST, ONE WORLD FINANCIAL CENTER NEW YORK NY 10281-1003 |
61.24% |
PIMCO RAFI Dynamic Multi-Factor U.S. Equity ETF |
TD AMERITRADE INC PO BOX 2226 OMAHA NE 68103-2226 |
11.36% |
PIMCO RAFI Dynamic Multi-Factor U.S. Equity ETF |
CHARLES SCHWAB & CO INC 101 MONTGOMERY ST SAN FRANCISCO CA 94104-4151 |
9.70% |
PIMCO RAFI Dynamic Multi-Factor U.S. Equity ETF |
PERSHING LLC 1 PERSHING PLZ JERSEY CITY, NJ 07399-000 |
6.18% |
PIMCO RAFI ESG U.S. ETF |
CHARLES SCHWAB & CO INC 101 MONTGOMERY ST SAN FRANCISCO CA 94104-4151 |
53.39% |
PIMCO RAFI ESG U.S. ETF |
BANK OF NEW YORK MELLON ONE WALL STREET NEW YORK, NEW YORK 10286 |
16.51% |
PIMCO RAFI ESG U.S. ETF |
TD AMERITRADE INC PO BOX 2226 OMAHA NE 68103-2226 |
5.74% |
PIMCO RAFI ESG U.S. ETF |
MERRILL LYNCH PROFESSIONAL CLEARING CORP. 222 BROADWAY NEW YORK, NY 10038 |
5.12% |
Fund |
Gross Income from Securities Lending Activities |
Fees Paid to Securities Lending Agent from a Revenue Split |
Rebates Paid to Borrowers |
Aggregate Fees/ Compensation for Securities Lending Activities |
Net Income from Securities Lending Activities |
PIMCO RAFI Dynamic Multi-Factor Emerging Markets Equity ETF |
$127,311.09 |
$12,723.48 |
$76.32 |
$12,799.80 |
$114,511.29 |
PIMCO RAFI Dynamic Multi-Factor International Equity ETF |
23,499.46 |
2,248.02 |
1,019.26 |
3,267.28 |
20,232.19 |
PIMCO RAFI Dynamic Multi-Factor U.S. Equity ETF |
696.18 |
69.11 |
5.06 |
74.17 |
622.01 |
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* |
|
Name and Principal Business Address* |
Positions and Offices With Underwriter |
Positions and Offices with Registrant |
Hall, Gregory W. |
Principal Executive Officer and Chairman of the Board of Managers |
None |
Sutherland, Eric M. |
President, Manager, Board of Managers |
None |
Bentley, James D. |
Manager, Board of Managers |
None |
Pitters, Caleb J.A. |
Manager, Board of Managers |
None |
Tracy, Lauren R. |
Manager, Board of Managers |
None |
Ferrari, David R. |
Principal Financial Officer and Financial and Operations Principal |
None |
Name and Principal Business Address* |
Positions and Offices With Underwriter |
Positions and Offices with Registrant |
Whittaker, Megan |
Anti-Money Laundering Compliance Officer |
None |
Dubitzky, Y. Zvi |
Chief Legal Officer, Chief Compliance Officer and Secretary |
None |
Thomas, Mark G. |
Head of Business Management, |
None |
Burg, Anthony A. |
Treasurer |
None |
PIMCO EQUITY SERIES (Registrant) | |
By: |
Eric D. Johnson*, President |
*By: |
/s/ADAM T. TEUFEL Adam T. Teufel as attorney-in-fact |
Signature |
Title |
Date |
Peter G. Strelow* |
Trustee |
October 26, 2022 |
George E. Borst* |
Trustee |
October 26, 2022 |
Jennifer H. Dunbar* |
Trustee |
October 26, 2022 |
Kym M. Hubbard* |
Trustee |
October 26, 2022 |
Gary F. Kennedy* |
Trustee |
October 26, 2022 |
Kimberley G. Korinke* |
Trustee |
October 26, 2022 |
Peter B. McCarthy* |
Trustee |
October 26, 2022 |
Ronald C. Parker* |
Trustee |
October 26, 2022 |
Eric D. Johnson* |
President (Principal Executive Officer) |
October 26, 2022 |
Bijal Y. Parikh* |
Treasurer (Principal Financial and Accounting Officer) |
October 26, 2022 |
*By: |
/s/ ADAM T. TEUFEL Adam T. Teufel as attorney-in-fact |