First
Trust
Exchange-Traded
AlphaDEX®
Fund |
FUND
NAME |
TICKER
SYMBOL |
EXCHANGE |
ALPHADEX®
SECTOR FUNDS |
|
|
First
Trust Consumer Discretionary AlphaDEX®
Fund |
FXD |
NYSE
Arca |
First
Trust Consumer Staples AlphaDEX®
Fund |
FXG |
NYSE
Arca |
First
Trust Energy AlphaDEX®
Fund |
FXN |
NYSE
Arca |
First
Trust Financials AlphaDEX®
Fund |
FXO |
NYSE
Arca |
First
Trust Health Care AlphaDEX®
Fund |
FXH |
NYSE
Arca |
First
Trust Industrials/Producer Durables AlphaDEX®
Fund |
FXR |
NYSE
Arca |
First
Trust Materials AlphaDEX®
Fund |
FXZ |
NYSE
Arca |
First
Trust Technology AlphaDEX®
Fund |
FXL |
NYSE
Arca |
First
Trust Utilities AlphaDEX®
Fund |
FXU |
NYSE
Arca |
ALPHADEX®
STYLE FUNDS |
|
|
First
Trust Large Cap Core AlphaDEX®
Fund |
FEX |
Nasdaq |
First
Trust Large Cap Growth AlphaDEX®
Fund |
FTC |
Nasdaq |
First
Trust Large Cap Value AlphaDEX®
Fund |
FTA |
Nasdaq |
First
Trust Mid Cap Core AlphaDEX®
Fund |
FNX |
Nasdaq |
First
Trust Mid Cap Growth AlphaDEX®
Fund |
FNY |
Nasdaq |
First
Trust Mid Cap Value AlphaDEX®
Fund |
FNK |
Nasdaq |
First
Trust Multi Cap Growth AlphaDEX®
Fund |
FAD |
Nasdaq |
First
Trust Multi Cap Value AlphaDEX®
Fund |
FAB |
Nasdaq |
First
Trust Small Cap Core AlphaDEX®
Fund |
FYX |
Nasdaq |
First
Trust Small Cap Growth AlphaDEX®
Fund |
FYC |
Nasdaq |
First
Trust Small Cap Value AlphaDEX®
Fund |
FYT |
Nasdaq |
| |
AlphaDEX®
Sector Funds |
|
3 | |
11 | |
19 | |
27 | |
35 | |
43 | |
51 | |
59 | |
67 | |
AlphaDEX®
Style Funds |
|
75 | |
83 | |
91 | |
99 | |
107 | |
115 | |
123 | |
131 | |
139 | |
147 | |
155 | |
163 | |
165 | |
166 | |
175 | |
175 | |
177 | |
179 | |
179 | |
181 | |
182 | |
183 | |
183 | |
183 | |
184 | |
185 | |
193 | |
213 |
Maximum
Sales Charge (Load) Imposed on Purchases (as a percentage of offering
price) |
|
Management
Fees |
|
Distribution
and Service (12b-1) Fees |
|
Other
Expenses |
|
Total Annual
Fund Operating Expenses |
|
Fee Waiver
and Expense Reimbursement(1) |
|
Net Annual
Fund Operating Expenses |
|
1
Year |
3
Years |
5
Years |
10
Years |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
|
|
|
|
1
Year |
5
Years |
10
Years |
Since
Inception |
Inception
Date |
Return Before
Taxes |
- |
|
|
|
|
Return After
Taxes on Distributions |
- |
|
|
|
|
Return After
Taxes on Distributions and Sale of
Fund
Shares |
- |
|
|
|
|
StrataQuant® Consumer
Discretionary Index
(reflects no
deduction for fees, expenses or
taxes) |
- |
|
|
|
|
Russell
1000® Index
(reflects no deduction for
fees,
expenses or taxes) |
- |
|
|
|
|
S&P
500® Consumer
Discretionary Index (reflects
no deduction
for fees, expenses or taxes) |
- |
|
|
|
|
Russell
1000® Consumer
Discretionary Index(1)
(reflects no
deduction for fees, expenses or
taxes) |
- |
|
|
|
|
Russell
3000® Index
(reflects no deduction for
fees,
expenses or taxes) |
|
|
|
|
|
Maximum
Sales Charge (Load) Imposed on Purchases (as a percentage of offering
price) |
|
Management
Fees |
|
Distribution
and Service (12b-1) Fees |
|
Other
Expenses |
|
Total Annual
Fund Operating Expenses |
|
Fee Waiver
and Expense Reimbursement(1) |
|
Net Annual
Fund Operating Expenses |
|
1
Year |
3
Years |
5
Years |
10
Years |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
|
|
|
|
1
Year |
5
Years |
10
Years |
Since
Inception |
Inception
Date |
Return Before
Taxes |
|
|
|
|
|
Return After
Taxes on Distributions |
|
|
|
|
|
Return After
Taxes on Distributions and Sale of
Fund
Shares |
|
|
|
|
|
StrataQuant® Consumer
Staples Index (reflects no
deduction
for fees, expenses or taxes) |
|
|
|
|
|
Russell
1000® Index
(reflects no deduction for
fees,
expenses or taxes) |
- |
|
|
|
|
S&P
500® Consumer
Staples Index (reflects no
deduction
for fees, expenses or taxes) |
- |
|
|
|
|
Russell
1000® Consumer
Staples Index(1) (reflects
no deduction
for fees, expenses or taxes) |
|
|
|
|
|
Russell
3000® Index
(reflects no deduction for
fees,
expenses or taxes) |
|
|
|
|
|
Maximum
Sales Charge (Load) Imposed on Purchases (as a percentage of offering
price) |
|
Management
Fees |
|
Distribution
and Service (12b-1) Fees |
|
Other
Expenses |
|
Total Annual
Fund Operating Expenses |
|
Fee Waiver
and Expense Reimbursement(1) |
|
Net Annual
Fund Operating Expenses |
|
1
Year |
3
Years |
5
Years |
10
Years |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
|
|
|
|
1
Year |
5
Years |
10
Years |
Since
Inception |
Inception
Date |
Return Before
Taxes |
|
|
|
|
|
Return After
Taxes on Distributions |
|
|
- |
- |
|
Return After
Taxes on Distributions and Sale of
Fund
Shares |
|
|
- |
|
|
StrataQuant® Energy Index
(reflects no deduction
for fees,
expenses or taxes) |
|
|
|
|
|
Russell
1000® Index
(reflects no deduction for
fees,
expenses or taxes) |
- |
|
|
|
|
S&P
500® Energy Index
(reflects no deduction for
fees,
expenses or taxes) |
|
|
|
|
|
Russell
1000® Energy
Index(1) (reflects no
deduction
for fees, expenses or taxes) |
|
|
|
|
|
Russell
3000® Index
(reflects no deduction for
fees,
expenses or taxes) |
|
|
|
|
|
Maximum
Sales Charge (Load) Imposed on Purchases (as a percentage of offering
price) |
|
Management
Fees |
|
Distribution
and Service (12b-1) Fees |
|
Other
Expenses |
|
Total Annual
Fund Operating Expenses |
|
Fee Waiver
and Expense Reimbursement(1) |
|
Net Annual
Fund Operating Expenses |
|
1
Year |
3
Years |
5
Years |
10
Years |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
|
|
|
|
1
Year |
5
Years |
10
Years |
Since
Inception |
Inception
Date |
Return Before
Taxes |
- |
|
|
|
|
Return After
Taxes on Distributions |
- |
|
|
|
|
Return After
Taxes on Distributions and Sale of
Fund
Shares |
- |
|
|
|
|
StrataQuant® Financials
Index (reflects no
deduction
for fees, expenses or taxes) |
- |
|
|
|
|
Russell
1000® Index
(reflects no deduction for
fees,
expenses or taxes) |
- |
|
|
|
|
S&P
500® Financials
Index (reflects no deduction
for fees,
expenses or taxes) |
- |
|
|
|
|
Russell
1000® Financials
Index(1) (reflects no
deduction
for fees, expenses or taxes) |
- |
|
|
|
|
Russell
3000® Index
(reflects no deduction for
fees,
expenses or taxes) |
|
|
|
|
|
Maximum
Sales Charge (Load) Imposed on Purchases (as a percentage of offering
price) |
|
Management
Fees |
|
Distribution
and Service (12b-1) Fees |
|
Other
Expenses |
|
Total Annual
Fund Operating Expenses |
|
Fee Waiver
and Expense Reimbursement(1) |
|
Net Annual
Fund Operating Expenses |
|
1
Year |
3
Years |
5
Years |
10
Years |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
|
|
|
|
1
Year |
5
Years |
10
Years |
Since
Inception |
Inception
Date |
Return Before
Taxes |
- |
|
|
|
|
Return After
Taxes on Distributions |
- |
|
|
|
|
Return After
Taxes on Distributions and Sale of
Fund
Shares |
- |
|
|
|
|
StrataQuant® Health Care
Index (reflects no
deduction
for fees, expenses or taxes) |
- |
|
|
|
|
Russell
1000® Index
(reflects no deduction for
fees,
expenses or taxes) |
- |
|
|
|
|
S&P
500® Health Care
Index (reflects no deduction
for fees,
expenses or taxes) |
- |
|
|
|
|
Russell
1000® Health Care
Index(1) (reflects no
deduction
for fees, expenses or taxes) |
- |
|
|
|
|
Russell
3000® Index
(reflects no deduction for
fees,
expenses or taxes) |
|
|
|
|
|
Maximum
Sales Charge (Load) Imposed on Purchases (as a percentage of offering
price) |
|
Management
Fees |
|
Distribution
and Service (12b-1) Fees |
|
Other
Expenses |
|
Total Annual
Fund Operating Expenses |
|
Fee Waiver
and Expense Reimbursement(1) |
|
Net Annual
Fund Operating Expenses |
|
1
Year |
3
Years |
5
Years |
10
Years |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
|
|
|
|
1
Year |
5
Years |
10
Years |
Since
Inception |
Inception
Date |
Return Before
Taxes |
- |
|
|
|
|
Return After
Taxes on Distributions |
- |
|
|
|
|
Return After
Taxes on Distributions and Sale of
Fund
Shares |
- |
|
|
|
|
StrataQuant® Industrials
Index (reflects no
deduction
for fees, expenses or taxes) |
- |
|
|
|
|
Russell
1000® Index
(reflects no deduction for
fees,
expenses or taxes) |
- |
|
|
|
|
S&P
500® Industrials
Index (reflects no deduction
for fees,
expenses or taxes) |
- |
|
|
|
|
Russell
1000® Industrials
Index(1) (reflects no
deduction
for fees, expenses or taxes) |
- |
|
|
|
|
Russell
3000® Index
(reflects no deduction for
fees,
expenses or taxes) |
|
|
|
|
|
Maximum
Sales Charge (Load) Imposed on Purchases (as a percentage of offering
price) |
|
Management
Fees |
|
Distribution
and Service (12b-1) Fees |
|
Other
Expenses |
|
Total Annual
Fund Operating Expenses |
|
Fee Waiver
and Expense Reimbursement(1) |
|
Net Annual
Fund Operating Expenses |
|
1
Year |
3
Years |
5
Years |
10
Years |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
|
|
|
|
1
Year |
5
Years |
10
Years |
Since
Inception |
Inception
Date |
Return Before
Taxes |
- |
|
|
|
|
Return After
Taxes on Distributions |
- |
|
|
|
|
Return After
Taxes on Distributions and Sale of
Fund
Shares |
- |
|
|
|
|
StrataQuant® Materials
Index (reflects no
deduction
for fees, expenses or taxes) |
- |
|
|
|
|
Russell
1000® Index
(reflects no deduction for
fees,
expenses or taxes) |
- |
|
|
|
|
S&P
500® Materials
Index (reflects no deduction
for fees,
expenses or taxes) |
- |
|
|
|
|
Russell
1000® Basic
Materials Index(1) (reflects no
deduction
for fees, expenses or taxes) |
- |
|
|
|
|
Russell
3000® Index
(reflects no deduction for
fees,
expenses or taxes) |
|
|
|
|
|
Maximum
Sales Charge (Load) Imposed on Purchases (as a percentage of offering
price) |
|
Management
Fees |
|
Distribution
and Service (12b-1) Fees |
|
Other
Expenses |
|
Total Annual
Fund Operating Expenses |
|
Fee Waiver
and Expense Reimbursement(1) |
|
Net Annual
Fund Operating Expenses |
|
1
Year |
3
Years |
5
Years |
10
Years |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
|
|
|
|
1
Year |
5
Years |
10
Years |
Since
Inception |
Inception
Date |
Return Before
Taxes |
- |
|
|
|
|
Return After
Taxes on Distributions |
- |
|
|
|
|
Return After
Taxes on Distributions and Sale of
Fund
Shares |
- |
|
|
|
|
StrataQuant® Technology
Index (reflects no
deduction
for fees, expenses or taxes) |
- |
|
|
|
|
Russell
1000® Index
(reflects no deduction for
fees,
expenses or taxes) |
- |
|
|
|
|
S&P
500® Information
Technology Index (reflects
no deduction
for fees, expenses or taxes) |
- |
|
|
|
|
Russell
1000® Technology
Index(1) (reflects no
deduction
for fees, expenses or taxes) |
- |
|
|
|
|
Russell
3000® Index
(reflects no deduction for
fees,
expenses or taxes) |
|
|
|
|
|
Maximum
Sales Charge (Load) Imposed on Purchases (as a percentage of offering
price) |
|
Management
Fees |
|
Distribution
and Service (12b-1) Fees |
|
Other
Expenses |
|
Total Annual
Fund Operating Expenses |
|
Fee Waiver
and Expense Reimbursement(1) |
|
Net Annual
Fund Operating Expenses |
|
1
Year |
3
Years |
5
Years |
10
Years |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
|
|
|
|
1
Year |
5
Years |
10
Years |
Since
Inception |
Inception
Date |
Return Before
Taxes |
|
|
|
|
|
Return After
Taxes on Distributions |
|
|
|
|
|
Return After
Taxes on Distributions and Sale of
Fund
Shares |
|
|
|
|
|
StrataQuant® Utilities
Index (reflects no deduction
for fees,
expenses or taxes) |
|
|
|
|
|
Russell
1000® Index
(reflects no deduction for
fees,
expenses or taxes) |
- |
|
|
|
|
S&P
500® Utilities
Index (reflects no deduction for
fees,
expenses or taxes) |
|
|
|
|
|
Russell
1000® Utilities
Index(1) (reflects no
deduction
for fees, expenses or taxes) |
|
|
|
|
|
Russell
3000® Index
(reflects no deduction for
fees,
expenses or taxes) |
|
|
|
|
|
Maximum
Sales Charge (Load) Imposed on Purchases (as a percentage of offering
price) |
|
Management
Fees |
|
Distribution
and Service (12b-1) Fees |
|
Other
Expenses |
|
Total Annual
Fund Operating Expenses |
|
Fee Waiver
and Expense Reimbursement(1) |
|
Net Annual
Fund Operating Expenses |
|
1
Year |
3
Years |
5
Years |
10
Years |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
|
|
|
|
1
Year |
5
Years |
10
Years |
Since
Inception |
Inception
Date |
Return Before
Taxes |
- |
|
|
|
|
Return After
Taxes on Distributions |
- |
|
|
|
|
Return After
Taxes on Distributions and Sale of Fund
Shares |
- |
|
|
|
|
Nasdaq
AlphaDEX® Large Cap
CoreTM
Index(1)
(reflects no
deduction for fees, expenses or
taxes) |
- |
|
|
|
|
Nasdaq US 500
Large CapTM
Index(1) (reflects no
deduction
for fees, expenses or taxes) |
- |
|
|
|
|
S&P
500® Index
(reflects no deduction for fees,
expenses or
taxes) |
- |
|
|
|
|
Maximum
Sales Charge (Load) Imposed on Purchases (as a percentage of offering
price) |
|
Management
Fees |
|
Distribution
and Service (12b-1) Fees |
|
Other
Expenses |
|
Total Annual
Fund Operating Expenses |
|
Fee Waiver
and Expense Reimbursement(1) |
|
Net Annual
Fund Operating Expenses |
|
1
Year |
3
Years |
5
Years |
10
Years |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
|
|
|
|
1
Year |
5
Years |
10
Years |
Since
Inception |
Inception
Date |
Return Before
Taxes |
- |
|
|
|
|
Return After
Taxes on Distributions |
- |
|
|
|
|
Return After
Taxes on Distributions and Sale of
Fund
Shares |
- |
|
|
|
|
Nasdaq
AlphaDEX® Large Cap
GrowthTM
Index(1)
(reflects no
deduction for fees, expenses or
taxes) |
- |
|
|
|
|
Nasdaq US 500
Large Cap GrowthTM
Index(1)
(reflects no
deduction for fees, expenses or
taxes) |
- |
|
|
|
|
S&P
500® Index
(reflects no deduction for fees,
expenses or
taxes) |
- |
|
|
|
|
S&P
500® Growth Index
(reflects no deduction for
fees,
expenses or taxes) |
- |
|
|
|
|
Maximum
Sales Charge (Load) Imposed on Purchases (as a percentage of offering
price) |
|
Management
Fees |
|
Distribution
and Service (12b-1) Fees |
|
Other
Expenses |
|
Total Annual
Fund Operating Expenses |
|
Fee Waiver
and Expense Reimbursement(1) |
|
Net Annual
Fund Operating Expenses |
|
1
Year |
3
Years |
5
Years |
10
Years |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
|
|
|
|
1
Year |
5
Years |
10
Years |
Since
Inception |
Inception
Date |
Return Before
Taxes |
- |
|
|
|
|
Return After
Taxes on Distributions |
- |
|
|
|
|
Return After
Taxes on Distributions and Sale of Fund
Shares |
- |
|
|
|
|
Nasdaq
AlphaDEX® Large Cap
ValueTM
Index(1)
(reflects no
deduction for fees, expenses or
taxes) |
- |
|
|
|
|
Nasdaq US 500
Large Cap ValueTM
Index(1) (reflects
no deduction
for fees, expenses or taxes) |
- |
|
|
|
|
S&P
500® Index
(reflects no deduction for fees,
expenses or
taxes) |
- |
|
|
|
|
S&P
500® Value Index
(reflects no deduction for
fees,
expenses or taxes) |
- |
|
|
|
|
Maximum
Sales Charge (Load) Imposed on Purchases (as a percentage of offering
price) |
|
Management
Fees |
|
Distribution
and Service (12b-1) Fees |
|
Other
Expenses |
|
Total Annual
Fund Operating Expenses |
|
Fee Waiver
and Expense Reimbursement(1) |
|
Net Annual
Fund Operating Expenses |
|
1
Year |
3
Years |
5
Years |
10
Years |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
|
|
|
|
1
Year |
5
Years |
10
Years |
Since
Inception |
Inception
Date |
Return Before
Taxes |
- |
|
|
|
|
Return After
Taxes on Distributions |
- |
|
|
|
|
Return After
Taxes on Distributions and Sale of
Fund
Shares |
- |
|
|
|
|
Nasdaq
AlphaDEX® Mid Cap
CoreTM
Index(1)
(reflects no
deduction for fees, expenses or
taxes) |
- |
|
|
|
|
Nasdaq US 600
Mid CapTM
Index(1) (reflects no
deduction
for fees, expenses or taxes) |
- |
|
|
|
|
S&P
MidCap 400® Index
(reflects no deduction for
fees,
expenses or taxes) |
- |
|
|
|
|
Russell
3000® Index
(reflects no deduction for
fees,
expenses or taxes) |
|
|
|
|
|
Maximum
Sales Charge (Load) Imposed on Purchases (as a percentage of offering
price) |
|
Management
Fees |
|
Distribution
and Service (12b-1) Fees |
|
Other
Expenses |
|
Total Annual
Fund Operating Expenses |
|
1
Year |
3
Years |
5
Years |
10
Years |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
|
|
|
|
1
Year |
5
Years |
10
Years |
Since
Inception |
Inception
Date |
Return Before
Taxes |
- |
|
|
|
|
Return After
Taxes on Distributions |
- |
|
|
|
|
Return After
Taxes on Distributions and Sale of
Fund
Shares |
- |
|
|
|
|
Nasdaq
AlphaDEX® Mid Cap
GrowthTM
Index(1)
(reflects no
deduction for fees, expenses or
taxes) |
- |
|
|
|
|
Nasdaq US 600
Mid Cap GrowthTM
Index(1)
(reflects no
deduction for fees, expenses or
taxes) |
- |
|
|
|
|
S&P
MidCap 400® Growth Index
(reflects no
deduction
for fees, expenses or taxes) |
- |
|
|
|
|
Russell
3000® Index
(reflects no deduction for
fees,
expenses or taxes) |
|
|
|
|
|
Maximum
Sales Charge (Load) Imposed on Purchases (as a percentage of offering
price) |
|
Management
Fees |
|
Distribution
and Service (12b-1) Fees |
|
Other
Expenses |
|
Total Annual
Fund Operating Expenses |
|
1
Year |
3
Years |
5
Years |
10
Years |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
|
|
|
|
1
Year |
5
Years |
10
Years |
Since
Inception |
Inception
Date |
Return Before
Taxes |
- |
|
|
|
|
Return After
Taxes on Distributions |
- |
|
|
|
|
Return After
Taxes on Distributions and Sale of
Fund
Shares |
- |
|
|
|
|
Nasdaq
AlphaDEX® Mid Cap
ValueTM
Index(1)
(reflects no
deduction for fees, expenses or
taxes) |
- |
|
|
|
|
Nasdaq US 600
Mid Cap ValueTM
Index(1) (reflects
no deduction
for fees, expenses or taxes) |
- |
|
|
|
|
S&P
MidCap 400® Value Index
(reflects no
deduction
for fees, expenses or taxes) |
- |
|
|
|
|
Russell
3000® Index
(reflects no deduction for
fees,
expenses or taxes) |
|
|
|
|
|
Maximum
Sales Charge (Load) Imposed on Purchases (as a percentage of offering
price) |
|
Management
Fees |
|
Distribution
and Service (12b-1) Fees |
|
Other
Expenses |
|
Total Annual
Fund Operating Expenses |
|
Fee Waiver
and Expense Reimbursement(1) |
|
Net Annual
Fund Operating Expenses |
|
1
Year |
3
Years |
5
Years |
10
Years |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
|
|
|
|
1
Year |
5
Years |
10
Years |
Since
Inception |
Inception
Date |
Return Before
Taxes |
- |
|
|
|
|
Return After
Taxes on Distributions |
- |
|
|
|
|
Return After
Taxes on Distributions and Sale of
Fund
Shares |
- |
|
|
|
|
Nasdaq
AlphaDEX® Multi Cap
GrowthTM
Index(1)
(reflects no
deduction for fees, expenses or
taxes) |
- |
|
|
|
|
Nasdaq US
Multi Cap GrowthTM
Index(1) (reflects no
deduction
for fees, expenses or taxes) |
- |
|
|
|
|
S&P
Composite 1500® Index
(reflects no
deduction
for fees, expenses or taxes) |
- |
|
|
|
|
S&P
Composite 1500® Growth Index
(reflects no
deduction
for fees, expenses or taxes) |
- |
|
|
|
|
Maximum
Sales Charge (Load) Imposed on Purchases (as a percentage of offering
price) |
|
Management
Fees |
|
Distribution
and Service (12b-1) Fees |
|
Other
Expenses |
|
Total Annual
Fund Operating Expenses |
|
Fee Waiver
and Expense Reimbursement(1) |
|
Net Annual
Fund Operating Expenses |
|
1
Year |
3
Years |
5
Years |
10
Years |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
|
|
|
|
1
Year |
5
Years |
10
Years |
Since
Inception |
Inception
Date |
Return Before
Taxes |
- |
|
|
|
|
Return After
Taxes on Distributions |
- |
|
|
|
|
Return After
Taxes on Distributions and Sale of Fund
Shares |
- |
|
|
|
|
Nasdaq
AlphaDEX® Multi Cap
ValueTM
Index(1)
(reflects no
deduction for fees, expenses or
taxes) |
- |
|
|
|
|
Nasdaq US
Multi Cap ValueTM
Index(1) (reflects no
deduction
for fees, expenses or taxes) |
- |
|
|
|
|
S&P
Composite 1500® Index
(reflects no deduction
for fees,
expenses or taxes) |
- |
|
|
|
|
S&P
Composite 1500® Value Index
(reflects no
deduction
for fees, expenses or taxes) |
- |
|
|
|
|
Maximum
Sales Charge (Load) Imposed on Purchases (as a percentage of offering
price) |
|
Management
Fees |
|
Distribution
and Service (12b-1) Fees |
|
Other
Expenses |
|
Total Annual
Fund Operating Expenses |
|
Fee Waiver
and Expense Reimbursement(1) |
|
Net Annual
Fund Operating Expenses |
|
1
Year |
3
Years |
5
Years |
10
Years |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
|
|
|
|
1
Year |
5
Years |
10
Years |
Since
Inception |
Inception
Date |
Return Before
Taxes |
- |
|
|
|
|
Return After
Taxes on Distributions |
- |
|
|
|
|
Return After
Taxes on Distributions and Sale of
Fund
Shares |
- |
|
|
|
|
Nasdaq
AlphaDEX® Small Cap
CoreTM
Index(1)
(reflects no
deduction for fees, expenses or
taxes) |
- |
|
|
|
|
Nasdaq US 700
Small CapTM
Index(1) (reflects no
deduction
for fees, expenses or taxes) |
- |
|
|
|
|
S&P
SmallCap 600® Index
(reflects no deduction
for fees,
expenses or taxes) |
- |
|
|
|
|
Russell
3000® Index
(reflects no deduction for
fees,
expenses or taxes) |
|
|
|
|
|
Maximum
Sales Charge (Load) Imposed on Purchases (as a percentage of offering
price) |
|
Management
Fees |
|
Distribution
and Service (12b-1) Fees |
|
Other
Expenses |
|
Total Annual
Fund Operating Expenses |
|
1
Year |
3
Years |
5
Years |
10
Years |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
|
|
|
|
1
Year |
5
Years |
10
Years |
Since
Inception |
Inception
Date |
Return Before
Taxes |
- |
|
|
|
|
Return After
Taxes on Distributions |
- |
|
|
|
|
Return After
Taxes on Distributions and Sale of
Fund
Shares |
- |
|
|
|
|
Nasdaq
AlphaDEX® Small Cap
GrowthTM
Index(1)
(reflects no
deduction for fees, expenses or
taxes) |
- |
|
|
|
|
Nasdaq US 700
Small Cap GrowthTM
Index(1)
(reflects no
deduction for fees, expenses or
taxes) |
- |
|
|
|
|
S&P
SmallCap 600® Growth Index
(reflects no
deduction
for fees, expenses or taxes) |
- |
|
|
|
|
Russell
3000® Index
(reflects no deduction for
fees,
expenses or taxes) |
|
|
|
|
|
Maximum
Sales Charge (Load) Imposed on Purchases (as a percentage of offering
price) |
|
Management
Fees |
|
Distribution
and Service (12b-1) Fees |
|
Other
Expenses |
|
Total Annual
Fund Operating Expenses |
|
1
Year |
3
Years |
5
Years |
10
Years |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
|
|
|
|
1
Year |
5
Years |
10
Years |
Since
Inception |
Inception
Date |
Return Before
Taxes |
- |
|
|
|
|
Return After
Taxes on Distributions |
- |
|
|
|
|
Return After
Taxes on Distributions and Sale of
Fund
Shares |
- |
|
|
|
|
Nasdaq
AlphaDEX® Small Cap
ValueTM
Index(1)
(reflects no
deduction for fees, expenses or
taxes) |
- |
|
|
|
|
Nasdaq US 700
Small Cap ValueTM
Index(1)
(reflects no
deduction for fees, expenses or
taxes) |
- |
|
|
|
|
S&P
SmallCap 600® Value Index
(reflects no
deduction
for fees, expenses or taxes) |
- |
|
|
|
|
Russell
3000® Index
(reflects no deduction for
fees,
expenses or taxes) |
|
|
|
|
|
Fund |
Annual
Management
Fee
(%
of
average
daily
net
assets) |
Annual
Expense
Cap
(%
of
average
daily
net
assets) |
Expense
Cap
Termination
Date |
Management
Fee Paid
for
the Year
Ended
July 31,
2023
(% of
average
daily net
assets) |
First Trust
Consumer Discretionary AlphaDEX® Fund
(FXD) |
0.50% |
0.70% |
November 30,
2024 |
0.50% |
First Trust
Consumer Staples AlphaDEX® Fund
(FXG) |
0.50% |
0.70% |
November 30,
2024 |
0.50% |
First Trust
Energy AlphaDEX® Fund
(FXN) |
0.50% |
0.70% |
November 30,
2024 |
0.50% |
First Trust
Financials AlphaDEX® Fund
(FXO) |
0.50% |
0.70% |
November 30,
2024 |
0.50% |
First Trust
Health Care AlphaDEX® Fund
(FXH) |
0.50% |
0.70% |
November 30,
2024 |
0.50% |
First Trust
Industrials/Producer Durables
AlphaDEX® Fund
(FXR) |
0.50% |
0.70% |
November 30,
2024 |
0.50% |
First Trust
Materials AlphaDEX® Fund
(FXZ) |
0.50% |
0.70% |
November 30,
2024 |
0.50% |
First Trust
Technology AlphaDEX® Fund
(FXL) |
0.50% |
0.70% |
November 30,
2024 |
0.50% |
First Trust
Utilities AlphaDEX® Fund
(FXU) |
0.50% |
0.70% |
November 30,
2024 |
0.50% |
First Trust
Large Cap Core AlphaDEX® Fund
(FEX) |
0.50% |
0.70% |
November 30,
2024 |
0.50% |
First Trust
Large Cap Growth AlphaDEX® Fund
(FTC) |
0.50% |
0.70% |
November 30,
2024 |
0.50% |
First Trust
Large Cap Value AlphaDEX® Fund
(FTA) |
0.50% |
0.70% |
November 30,
2024 |
0.50% |
First Trust
Mid Cap Core AlphaDEX® Fund
(FNX) |
0.50% |
0.70% |
November 30,
2024 |
0.50% |
First Trust
Mid Cap Growth AlphaDEX® Fund
(FNY) |
0.70% |
N/A |
N/A |
0.70% |
First Trust
Mid Cap Value AlphaDEX® Fund
(FNK) |
0.70% |
N/A |
N/A |
0.70% |
First Trust
Multi Cap Growth AlphaDEX® Fund
(FAD) |
0.50% |
0.70% |
November 30,
2024 |
0.50% |
First Trust
Multi Cap Value AlphaDEX® Fund
(FAB) |
0.50% |
0.70% |
November 30,
2024 |
0.50% |
First Trust
Small Cap Core AlphaDEX® Fund
(FYX) |
0.50% |
0.70% |
November 30,
2024 |
0.50% |
First Trust
Small Cap Growth AlphaDEX® Fund
(FYC) |
0.70% |
N/A |
N/A |
0.70% |
First Trust
Small Cap Value AlphaDEX® Fund
(FYT) |
0.70% |
N/A |
N/A |
0.70% |
|
|
Average
Annual |
Cumulative | ||||
|
1
Year |
5
Years |
10
Years |
Inception
(5/8/2007) |
5
Years |
10
Years |
Inception
(5/8/2007) |
Fund
Performance |
|
|
|
|
|
|
|
Net Asset
Value |
16.93% |
7.14% |
8.04% |
7.56% |
41.18% |
116.66% |
226.25% |
Market
Price |
16.97% |
7.14% |
8.04% |
7.56% |
41.20% |
116.63% |
226.30% |
Index
Performance |
|
|
|
|
|
|
|
StrataQuant® Consumer
Discretionary Index |
17.74% |
7.80% |
8.73% |
8.30% |
45.57% |
130.90% |
264.60% |
Russell
1000®
Index |
12.95% |
11.92% |
12.44% |
9.24% |
75.60% |
222.94% |
319.78% |
S&P
500® Consumer
Discretionary Index |
7.43% |
10.09% |
12.62% |
11.08% |
61.73% |
228.32% |
450.60% |
Russell
1000® Consumer
Discretionary
Index(1) |
9.23% |
10.79% |
12.38% |
N/A |
66.93% |
221.17% |
N/A |
Russell
3000®
Index |
8.38% |
10.23% |
10.52% |
8.31% |
62.76% |
171.93% |
273.03% |
|
|
Average
Annual |
Cumulative | ||||
|
1
Year |
5
Years |
10
Years |
Inception
(5/8/2007) |
5
Years |
10
Years |
Inception
(5/8/2007) |
Fund
Performance |
|
|
|
|
|
|
|
Net Asset
Value |
2.87% |
8.61% |
8.56% |
9.04% |
51.16% |
127.38% |
307.50% |
Market
Price |
2.84% |
8.63% |
8.55% |
9.04% |
51.24% |
127.17% |
307.35% |
Index
Performance |
|
|
|
|
|
|
|
StrataQuant® Consumer
Staples Index |
3.47% |
9.25% |
9.24% |
9.80% |
55.66% |
141.98% |
355.95% |
Russell
1000®
Index |
12.95% |
11.92% |
12.44% |
9.24% |
75.60% |
222.94% |
319.78% |
S&P
500® Consumer
Staples Index |
5.41% |
10.66% |
9.41% |
9.67% |
65.93% |
145.73% |
347.27% |
Russell
1000® Consumer
Staples Index(1) |
5.48% |
9.67% |
8.78% |
N/A |
58.63% |
131.93% |
N/A |
Russell
3000®
Index |
8.38% |
10.23% |
10.52% |
8.31% |
62.76% |
171.93% |
273.03% |
|
|
Average
Annual |
Cumulative | ||||
|
1
Year |
5
Years |
10
Years |
Inception
(5/8/2007) |
5
Years |
10
Years |
Inception
(5/8/2007) |
Fund
Performance |
|
|
|
|
|
|
|
Net Asset
Value |
6.38% |
3.09% |
-0.62% |
0.60% |
16.42% |
-6.02% |
10.12% |
Market
Price |
6.45% |
3.08% |
-0.62% |
0.60% |
16.37% |
-6.05% |
10.13% |
Index
Performance |
|
|
|
|
|
|
|
StrataQuant® Energy
Index |
7.04% |
3.74% |
-0.05% |
1.23% |
20.13% |
-0.45% |
21.86% |
Russell
1000®
Index |
12.95% |
11.92% |
12.44% |
9.24% |
75.60% |
222.94% |
319.78% |
S&P
500® Energy
Index |
16.25% |
7.83% |
4.62% |
4.88% |
45.80% |
57.05% |
116.67% |
Russell
1000® Energy
Index(1) |
13.37% |
7.20% |
4.00% |
N/A |
41.55% |
47.98% |
N/A |
Russell
3000®
Index |
8.38% |
10.23% |
10.52% |
8.31% |
62.76% |
171.93% |
273.03% |
|
|
Average
Annual |
Cumulative | ||||
|
1
Year |
5
Years |
10
Years |
Inception
(5/8/2007) |
5
Years |
10
Years |
Inception
(5/8/2007) |
Fund
Performance |
|
|
|
|
|
|
|
Net Asset
Value |
3.24% |
8.01% |
9.92% |
6.64% |
47.02% |
157.51% |
183.81% |
Market
Price |
3.24% |
8.00% |
9.91% |
6.64% |
46.94% |
157.19% |
183.72% |
Index
Performance |
|
|
|
|
|
|
|
StrataQuant®
Financials Index |
3.80% |
8.73% |
10.66% |
7.46% |
51.93% |
175.44% |
221.55% |
Russell
1000®
Index |
12.95% |
11.92% |
12.44% |
9.24% |
75.60% |
222.94% |
319.78% |
S&P
500®
Financials Index |
7.09% |
7.11% |
10.06% |
3.05% |
40.97% |
160.90% |
62.92% |
Russell
1000®
Financials Index(1) |
8.51% |
10.22% |
11.59% |
N/A |
62.70% |
199.32% |
N/A |
Russell
3000®
Index |
8.38% |
10.23% |
10.52% |
8.31% |
62.76% |
171.93% |
273.03% |
|
|
Average
Annual |
Cumulative | ||||
|
1
Year |
5
Years |
10
Years |
Inception
(5/8/2007) |
5
Years |
10
Years |
Inception
(5/8/2007) |
Fund
Performance |
|
|
|
|
|
|
|
Net Asset
Value |
-1.69% |
6.80% |
9.62% |
10.91% |
38.97% |
150.66% |
437.22% |
Market
Price |
-1.74% |
6.80% |
9.62% |
10.91% |
38.94% |
150.46% |
437.17% |
Index
Performance |
|
|
|
|
|
|
|
StrataQuant® Health
Care Index |
-1.06% |
7.52% |
10.34% |
11.70% |
43.68% |
167.61% |
502.25% |
Russell
1000®
Index |
12.95% |
11.92% |
12.44% |
9.24% |
75.60% |
222.94% |
319.78% |
S&P
500® Health
Care Index |
3.03% |
10.59% |
12.10% |
10.39% |
65.43% |
213.40% |
397.53% |
Russell
1000® Health
Care Index(1) |
3.16% |
10.43% |
12.15% |
N/A |
64.21% |
214.88% |
N/A |
Russell
3000®
Index |
8.38% |
10.23% |
10.52% |
8.31% |
62.76% |
171.93% |
273.03% |
|
|
Average
Annual |
Cumulative | ||||
|
1
Year |
5
Years |
10
Years |
Inception
(5/8/2007) |
5
Years |
10
Years |
Inception
(5/8/2007) |
Fund
Performance |
|
|
|
|
|
|
|
Net Asset
Value |
16.23% |
9.46% |
10.81% |
8.09% |
57.13% |
179.10% |
253.26% |
Market
Price |
16.25% |
9.45% |
10.81% |
8.09% |
57.08% |
179.03% |
253.32% |
Index
Performance |
|
|
|
|
|
|
|
StrataQuant®
Industrials Index |
17.15% |
10.18% |
11.57% |
8.86% |
62.38% |
198.80% |
296.48% |
Russell
1000®
Index |
12.95% |
11.92% |
12.44% |
9.24% |
75.60% |
222.94% |
319.78% |
S&P
500®
Industrials Index |
17.62% |
9.59% |
11.29% |
8.65% |
58.09% |
191.32% |
284.45% |
Russell
1000®
Industrials Index(1) |
13.38% |
7.45% |
10.45% |
N/A |
43.23% |
170.09% |
N/A |
Russell
3000®
Index |
8.38% |
10.23% |
10.52% |
8.31% |
62.76% |
171.93% |
273.03% |
|
|
Average
Annual |
Cumulative | ||||
|
1
Year |
5
Years |
10
Years |
Inception
(5/8/2007) |
5
Years |
10
Years |
Inception
(5/8/2007) |
Fund
Performance |
|
|
|
|
|
|
|
Net Asset
Value |
12.41% |
11.34% |
10.93% |
9.41% |
71.11% |
182.15% |
330.19% |
Market
Price |
12.41% |
11.33% |
10.92% |
9.41% |
71.03% |
181.85% |
330.19% |
Index
Performance |
|
|
|
|
|
|
|
StrataQuant® Materials
Index |
13.01% |
12.10% |
11.69% |
10.20% |
77.02% |
202.14% |
383.75% |
Russell
1000®
Index |
12.95% |
11.92% |
12.44% |
9.24% |
75.60% |
222.94% |
319.78% |
S&P
500® Materials
Index |
12.16% |
9.85% |
10.07% |
7.23% |
59.95% |
161.04% |
210.60% |
Russell
1000® Basic
Materials Index(1) |
14.62% |
9.89% |
10.27% |
N/A |
60.26% |
165.92% |
N/A |
Russell
3000®
Index |
8.38% |
10.23% |
10.52% |
8.31% |
62.76% |
171.93% |
273.03% |
|
|
Average
Annual |
Cumulative | ||||
|
1
Year |
5
Years |
10
Years |
Inception
(5/8/2007) |
5
Years |
10
Years |
Inception
(5/8/2007) |
Fund
Performance |
|
|
|
|
|
|
|
Net Asset
Value |
15.36% |
16.54% |
17.01% |
11.99% |
115.01% |
380.93% |
528.50% |
Market
Price |
15.37% |
16.54% |
17.00% |
11.99% |
114.93% |
380.55% |
528.49% |
Index
Performance |
|
|
|
|
|
|
|
StrataQuant®
Technology Index |
16.02% |
17.23% |
17.70% |
12.78% |
121.44% |
410.39% |
603.99% |
Russell
1000®
Index |
12.95% |
11.92% |
12.44% |
9.24% |
75.60% |
222.94% |
319.78% |
S&P
500®
Information Technology Index |
26.85% |
21.96% |
21.69% |
15.39% |
169.79% |
611.86% |
920.22% |
Russell
1000®
Technology Index(1) |
29.00% |
21.35% |
21.13% |
N/A |
163.15% |
579.76% |
N/A |
Russell
3000®
Index |
8.38% |
10.23% |
10.52% |
8.31% |
62.76% |
171.93% |
273.03% |
|
|
Average
Annual |
Cumulative | ||||
|
1
Year |
5
Years |
10
Years |
Inception
(5/8/2007) |
5
Years |
10
Years |
Inception
(5/8/2007) |
Fund
Performance |
|
|
|
|
|
|
|
Net Asset
Value |
-3.01% |
7.02% |
7.75% |
6.14% |
40.42% |
111.03% |
163.03% |
Market
Price |
-3.04% |
7.03% |
7.75% |
6.14% |
40.42% |
111.03% |
163.00% |
Index
Performance |
|
|
|
|
|
|
|
StrataQuant® Utilities
Index |
-2.41% |
7.70% |
8.48% |
6.96% |
44.88% |
125.78% |
197.91% |
Russell
1000®
Index |
12.95% |
11.92% |
12.44% |
9.24% |
75.60% |
222.94% |
319.78% |
S&P
500® Utilities
Index |
-6.44% |
8.36% |
9.21% |
6.77% |
49.39% |
141.27% |
189.72% |
Russell
1000® Utilities
Index(1) |
-5.52% |
8.18% |
7.97% |
N/A |
48.14% |
115.25% |
N/A |
Russell
3000®
Index |
8.38% |
10.23% |
10.52% |
8.31% |
62.76% |
171.93% |
273.03% |
|
|
Average
Annual |
Cumulative | ||||
|
1
Year |
5
Years |
10
Years |
Inception
(5/8/2007) |
5
Years |
10
Years |
Inception
(5/8/2007) |
Fund
Performance |
|
|
|
|
|
|
|
Net Asset
Value |
8.86% |
9.02% |
10.38% |
8.15% |
54.02% |
168.59% |
256.77% |
Market
Price |
8.86% |
9.02% |
10.38% |
8.15% |
53.99% |
168.47% |
256.87% |
Index
Performance |
|
|
|
|
|
|
|
Nasdaq
AlphaDEX® Large Cap
CoreTM
Index(1) |
9.50% |
9.68% |
N/A |
N/A |
58.74% |
N/A |
N/A |
Nasdaq US
500 Large CapTM Index
(1) |
13.13% |
12.15% |
N/A |
N/A |
77.46% |
N/A |
N/A |
S&P
500®
Index |
13.02% |
12.20% |
12.66% |
9.28% |
77.78% |
229.36% |
321.99% |
|
|
Average
Annual |
Cumulative | ||||
|
1
Year |
5
Years |
10
Years |
Inception
(5/8/2007) |
5
Years |
10
Years |
Inception
(5/8/2007) |
Fund
Performance |
|
|
|
|
|
|
|
Net Asset
Value |
8.71% |
9.86% |
11.77% |
8.62% |
60.00% |
204.21% |
282.73% |
Market
Price |
8.59% |
9.82% |
11.76% |
8.62% |
59.75% |
203.88% |
282.42% |
Index
Performance |
|
|
|
|
|
|
|
Nasdaq
AlphaDEX® Large Cap
GrowthTM
Index(1) |
9.36% |
10.51% |
N/A |
N/A |
64.79% |
N/A |
N/A |
Nasdaq US
500 Large Cap GrowthTM
Index(1) |
14.26% |
13.71% |
N/A |
N/A |
90.12% |
N/A |
N/A |
S&P
500®
Index |
13.02% |
12.20% |
12.66% |
9.28% |
77.78% |
229.36% |
321.99% |
S&P
500® Growth
Index |
8.00% |
12.92% |
14.27% |
10.98% |
83.62% |
279.50% |
442.10% |
|
|
Average
Annual |
Cumulative | ||||
|
1
Year |
5
Years |
10
Years |
Inception
(5/8/2007) |
5
Years |
10
Years |
Inception
(5/8/2007) |
Fund
Performance |
|
|
|
|
|
|
|
Net Asset
Value |
8.90% |
7.57% |
8.76% |
7.33% |
44.05% |
131.60% |
215.08% |
Market
Price |
8.90% |
7.56% |
8.75% |
7.33% |
43.97% |
131.41% |
215.06% |
Index
Performance |
|
|
|
|
|
|
|
Nasdaq
AlphaDEX® Large Cap
ValueTM
Index(1) |
9.57% |
8.24% |
N/A |
N/A |
48.61% |
N/A |
N/A |
Nasdaq US
500 Large Cap ValueTM
Index(1) |
11.59% |
10.29% |
N/A |
N/A |
63.21% |
N/A |
N/A |
S&P
500®
Index |
13.02% |
12.20% |
12.66% |
9.28% |
77.78% |
229.36% |
321.99% |
S&P
500® Value
Index |
17.16% |
10.44% |
10.33% |
7.13% |
64.29% |
167.32% |
205.97% |
|
|
Average
Annual |
Cumulative | ||||
|
1
Year |
5
Years |
10
Years |
Inception
(5/8/2007) |
5
Years |
10
Years |
Inception
(5/8/2007) |
Fund
Performance |
|
|
|
|
|
|
|
Net Asset
Value |
10.70% |
8.98% |
9.57% |
8.74% |
53.74% |
149.46% |
289.69% |
Market
Price |
10.71% |
9.01% |
9.57% |
8.74% |
53.91% |
149.38% |
289.75% |
Index
Performance |
|
|
|
|
|
|
|
Nasdaq
AlphaDEX® Mid Cap
CoreTM
Index(1) |
11.38% |
9.67% |
N/A |
N/A |
58.66% |
N/A |
N/A |
Nasdaq US
600 Mid CapTM Index
(1) |
9.81% |
7.48% |
N/A |
N/A |
43.41% |
N/A |
N/A |
S&P
MidCap 400®
Index |
10.47% |
8.28% |
9.99% |
8.79% |
48.87% |
159.22% |
292.77% |
Russell
3000®
Index |
8.38% |
10.23% |
10.52% |
8.31% |
62.76% |
171.93% |
273.03% |
|
|
Average
Annual |
Cumulative | ||||
|
1
Year |
5
Years |
10
Years |
Inception
(4/19/2011) |
5
Years |
10
Years |
Inception
(4/19/2011) |
Fund
Performance |
|
|
|
|
|
|
|
Net Asset
Value |
9.37% |
8.99% |
10.78% |
10.54% |
53.82% |
178.47% |
242.20% |
Market
Price |
9.39% |
8.99% |
10.78% |
10.54% |
53.82% |
178.24% |
242.20% |
Index
Performance |
|
|
|
|
|
|
|
Nasdaq
AlphaDEX® Mid Cap
GrowthTM
Index(1) |
10.11% |
9.79% |
N/A |
N/A |
59.55% |
N/A |
N/A |
Nasdaq US
600 Mid Cap GrowthTM
Index(1) |
8.85% |
6.92% |
N/A |
N/A |
39.74% |
N/A |
N/A |
S&P
MidCap 400® Growth
Index |
9.81% |
7.66% |
9.87% |
10.22% |
44.65% |
156.30% |
230.46% |
Russell
3000®
Index |
8.38% |
10.23% |
10.52% |
8.31% |
62.76% |
171.93% |
273.03% |
|
|
Average
Annual |
Cumulative | ||||
|
1
Year |
5
Years |
10
Years |
Inception
(4/19/2011) |
5
Years |
10
Years |
Inception
(4/19/2011) |
Fund
Performance |
|
|
|
|
|
|
|
Net Asset
Value |
11.95% |
7.78% |
7.90% |
9.05% |
45.47% |
113.93% |
189.87% |
Market
Price |
11.87% |
7.79% |
7.90% |
9.05% |
45.48% |
113.81% |
189.80% |
Index
Performance |
|
|
|
|
|
|
|
Nasdaq
AlphaDEX® Mid Cap
ValueTM
Index(1) |
12.81% |
8.59% |
N/A |
N/A |
51.00% |
N/A |
N/A |
Nasdaq US
600 Mid Cap ValueTM Index
(1) |
10.82% |
6.97% |
N/A |
N/A |
40.05% |
N/A |
N/A |
S&P
MidCap 400® Value
Index |
10.96% |
8.49% |
9.77% |
10.46% |
50.28% |
154.05% |
239.39% |
Russell
3000®
Index |
8.38% |
10.23% |
10.52% |
8.31% |
62.76% |
171.93% |
273.03% |
|
|
Average
Annual |
Cumulative | ||||
|
1
Year |
5
Years |
10
Years |
Inception
(5/8/2007) |
5
Years |
10
Years |
Inception
(5/8/2007) |
Fund
Performance |
|
|
|
|
|
|
|
Net Asset
Value |
8.50% |
8.94% |
11.14% |
8.70% |
53.47% |
187.51% |
287.46% |
Market
Price |
8.53% |
8.94% |
11.15% |
8.71% |
53.45% |
187.68% |
287.67% |
Index
Performance |
|
|
|
|
|
|
|
Nasdaq
AlphaDEX® Multi Cap
GrowthTM
Index(1) |
9.19% |
9.67% |
N/A |
N/A |
58.64% |
N/A |
N/A |
Nasdaq US
Multi Cap GrowthTM
Index(1) |
13.79% |
12.90% |
N/A |
N/A |
83.43% |
N/A |
N/A |
S&P
Composite 1500®
Index |
12.68% |
11.77% |
12.40% |
9.25% |
74.45% |
221.93% |
320.24% |
S&P
Composite 1500® Growth
Index |
8.05% |
12.44% |
13.88% |
10.85% |
79.69% |
266.88% |
431.90% |
|
|
Average
Annual |
Cumulative | ||||
|
1
Year |
5
Years |
10
Years |
Inception
(5/8/2007) |
5
Years |
10
Years |
Inception
(5/8/2007) |
Fund
Performance |
|
|
|
|
|
|
|
Net Asset
Value |
9.19% |
7.60% |
8.30% |
7.50% |
44.26% |
122.00% |
223.45% |
Market
Price |
9.22% |
7.62% |
8.30% |
7.50% |
44.34% |
121.95% |
223.61% |
Index
Performance |
|
|
|
|
|
|
|
Nasdaq
AlphaDEX® Multi Cap
ValueTM
Index(1) |
9.91% |
8.37% |
N/A |
N/A |
49.44% |
N/A |
N/A |
Nasdaq US
Multi Cap ValueTM
Index(1) |
11.29% |
9.94% |
N/A |
N/A |
60.61% |
N/A |
N/A |
S&P
Composite 1500®
Index |
12.68% |
11.77% |
12.40% |
9.25% |
74.45% |
221.93% |
320.24% |
S&P
Composite 1500® Value
Index |
16.51% |
10.17% |
10.27% |
7.26% |
62.32% |
165.76% |
211.71% |
|
|
Average
Annual |
Cumulative | ||||
|
1
Year |
5
Years |
10
Years |
Inception
(5/8/2007) |
5
Years |
10
Years |
Inception
(5/8/2007) |
Fund
Performance |
|
|
|
|
|
|
|
Net Asset
Value |
6.16% |
6.89% |
8.64% |
7.67% |
39.55% |
129.09% |
231.92% |
Market
Price |
6.21% |
6.90% |
8.64% |
7.67% |
39.61% |
129.11% |
231.97% |
Index
Performance |
|
|
|
|
|
|
|
Nasdaq
AlphaDEX® Small Cap
CoreTM
Index(1) |
6.88% |
7.62% |
N/A |
N/A |
44.35% |
N/A |
N/A |
Nasdaq US
700 Small CapTM Index
(1) |
8.21% |
6.32% |
N/A |
N/A |
35.88% |
N/A |
N/A |
S&P
SmallCap 600®
Index |
5.26% |
5.70% |
9.67% |
8.40% |
31.92% |
151.73% |
270.23% |
Russell
3000®
Index |
8.38% |
10.23% |
10.52% |
8.31% |
62.76% |
171.93% |
273.03% |
|
|
Average
Annual |
Cumulative | ||||
|
1
Year |
5
Years |
10
Years |
Inception
(4/19/2011) |
5
Years |
10
Years |
Inception
(4/19/2011) |
Fund
Performance |
|
|
|
|
|
|
|
Net Asset
Value |
6.38% |
5.85% |
9.64% |
10.12% |
32.87% |
151.09% |
226.79% |
Market
Price |
6.47% |
5.84% |
9.65% |
10.12% |
32.84% |
151.19% |
226.79% |
Index
Performance |
|
|
|
|
|
|
|
Nasdaq
AlphaDEX® Small Cap
GrowthTM
Index(1) |
7.20% |
6.68% |
N/A |
N/A |
38.16% |
N/A |
N/A |
Nasdaq US
700 Small Cap GrowthTM
Index(1) |
10.08% |
5.48% |
N/A |
N/A |
30.57% |
N/A |
N/A |
S&P
SmallCap 600® Growth
Index |
4.07% |
5.48% |
10.03% |
10.91% |
30.57% |
160.07% |
256.59% |
Russell
3000®
Index |
8.38% |
10.23% |
10.52% |
8.31% |
62.76% |
171.93% |
273.03% |
|
|
Average
Annual |
Cumulative | ||||
|
1
Year |
5
Years |
10
Years |
Inception
(4/19/2011) |
5
Years |
10
Years |
Inception
(4/19/2011) |
Fund
Performance |
|
|
|
|
|
|
|
Net Asset
Value |
5.61% |
6.83% |
7.39% |
9.07% |
39.16% |
104.05% |
190.57% |
Market
Price |
5.68% |
6.83% |
7.39% |
9.07% |
39.17% |
103.94% |
190.53% |
Index
Performance |
|
|
|
|
|
|
|
Nasdaq
AlphaDEX® Small Cap
ValueTM
Index(1) |
6.46% |
7.66% |
N/A |
N/A |
44.65% |
N/A |
N/A |
Nasdaq US
700 Small Cap ValueTM Index
(1) |
6.53% |
6.83% |
N/A |
N/A |
39.12% |
N/A |
N/A |
S&P
SmallCap 600® Value
Index |
6.26% |
5.65% |
9.14% |
10.40% |
31.64% |
139.88% |
237.13% |
Russell
3000®
Index |
8.38% |
10.23% |
10.52% |
8.31% |
62.76% |
171.93% |
273.03% |
|
Year
Ended July 31, | ||||
|
2023 |
2022 |
2021 |
2020 |
2019 |
Net
asset value, beginning of period |
$49.57 |
$61.36 |
$39.70 |
$43.40 |
$42.42 |
Income
from investment operations: |
|
|
|
|
|
Net
investment income (loss) |
0.35
(a) |
0.52 |
0.20 |
0.36 |
0.37 |
Net
realized and unrealized gain (loss) |
7.95 |
(11.78
) |
21.61 |
(3.61
) |
0.93 |
Total
from investment operations |
8.30 |
(11.26
) |
21.81 |
(3.25
) |
1.30 |
Distributions
paid to shareholders from: |
|
|
|
|
|
Net
investment income |
(0.46
) |
(0.53
) |
(0.15
) |
(0.45
) |
(0.32
) |
Net
asset value, end of period |
$57.41 |
$49.57 |
$61.36 |
$39.70 |
$43.40 |
Total
Return (b) |
16.93
% |
(18.43
)% |
54.99
% |
(7.39
)% |
3.13
% |
Ratios
to average net assets/supplemental data: |
|
|
|
|
|
Net
assets, end of period (in 000’s) |
$1,504,179 |
$394,117 |
$1,948,136 |
$948,948 |
$384,117 |
Ratio of
total expenses to average net assets |
0.61
% |
0.61
% |
0.61
% |
0.63
% |
0.64
% |
Ratio of
net investment income (loss) to average net assets |
0.71
% |
0.82
% |
0.38
% |
0.77
% |
0.90
% |
Portfolio
turnover rate (c) |
110
% |
76
% |
88
% |
115
% |
97
% |
|
Year
Ended July 31, | ||||
|
2023 |
2022 |
2021 |
2020 |
2019 |
Net
asset value, beginning of period |
$63.79 |
$56.21 |
$48.76 |
$45.80 |
$46.50 |
Income
from investment operations: |
|
|
|
|
|
Net
investment income (loss) |
1.20
(a) |
0.81 |
0.79 |
0.84 |
0.70 |
Net
realized and unrealized gain (loss) |
0.56 |
7.55 |
7.40 |
2.98 |
(0.32
) |
Total
from investment operations |
1.76 |
8.36 |
8.19 |
3.82 |
0.38 |
Distributions
paid to shareholders from: |
|
|
|
|
|
Net
investment income |
(1.18
) |
(0.78
) |
(0.74
) |
(0.86
) |
(1.08
) |
Net
asset value, end of period |
$64.37 |
$63.79 |
$56.21 |
$48.76 |
$45.80 |
Total
Return (b) |
2.87
% |
14.95
% |
16.88
% |
8.46
% |
0.83
% |
Ratios
to average net assets/supplemental data: |
|
|
|
|
|
Net
assets, end of period (in 000’s) |
$656,528 |
$650,653 |
$247,311 |
$258,429 |
$329,792 |
Ratio of
total expenses to average net assets |
0.63
% |
0.63
% |
0.64
% |
0.63
% |
0.64
% |
Ratio of
net investment income (loss) to average net assets |
1.92
% |
1.41
% |
1.43
% |
1.72
% |
1.51
% |
Portfolio
turnover rate (c) |
63
% |
88
% |
94
% |
113
% |
90
% |
|
Year
Ended July 31, | ||||
|
2023 |
2022 |
2021 |
2020 |
2019 |
Net
asset value, beginning of period |
$16.80 |
$10.33 |
$6.54 |
$10.88 |
$17.10 |
Income
from investment operations: |
|
|
|
|
|
Net
investment income (loss) |
0.52
(a) |
0.27 |
0.31 |
0.16 |
0.16 |
Net
realized and unrealized gain (loss) |
0.50
(b) |
6.46 |
3.81 |
(4.31
) |
(6.25
) |
Total
from investment operations |
1.02 |
6.73 |
4.12 |
(4.15
) |
(6.09
) |
Distributions
paid to shareholders from: |
|
|
|
|
|
Net
investment income |
(0.57
) |
(0.26
) |
(0.33
) |
(0.19
) |
(0.13
) |
Net
asset value, end of period |
$17.25 |
$16.80 |
$10.33 |
$6.54 |
$10.88 |
Total
Return (c) |
6.38
% |
65.76
% |
66.66
% |
(38.32
)% |
(35.77
)% |
Ratios
to average net assets/supplemental data: |
|
|
|
|
|
Net
assets, end of period (in 000’s) |
$567,687 |
$1,665,291 |
$328,966 |
$615,795 |
$122,374 |
Ratio of
total expenses to average net assets |
0.62
% |
0.61
% |
0.64
% |
0.64
% |
0.65
% |
Ratio of
net investment income (loss) to average net assets |
3.01
% |
2.34
% |
1.70
% |
2.39
% |
1.17
% |
Portfolio
turnover rate (d) |
58
% |
79
% |
71
% |
165
% |
99
% |
|
Year
Ended July 31, | ||||
|
2023 |
2022 |
2021 |
2020 |
2019 |
Net
asset value, beginning of period |
$41.48 |
$43.40 |
$25.87 |
$32.35 |
$32.04 |
Income
from investment operations: |
|
|
|
|
|
Net
investment income (loss) |
1.28
(a) |
0.92 |
0.81 |
0.72 |
0.65 |
Net
realized and unrealized gain (loss) |
(0.05
) |
(1.97
) |
17.55 |
(6.37
) |
0.25 |
Total
from investment operations |
1.23 |
(1.05
) |
18.36 |
(5.65
) |
0.90 |
Distributions
paid to shareholders from: |
|
|
|
|
|
Net
investment income |
(1.22
) |
(0.87
) |
(0.83
) |
(0.83
) |
(0.59
) |
Net
asset value, end of period |
$41.49 |
$41.48 |
$43.40 |
$25.87 |
$32.35 |
Total
Return (b) |
3.24
% |
(2.52
)% |
71.99
% |
(17.56
)% |
3.03
% |
Ratios
to average net assets/supplemental data: |
|
|
|
|
|
Net
assets, end of period (in 000’s) |
$894,024 |
$1,171,738 |
$1,312,886 |
$538,172 |
$988,353 |
Ratio of
total expenses to average net assets |
0.62
% |
0.62
% |
0.61
% |
0.62
% |
0.63
% |
Ratio of
net investment income (loss) to average net assets |
3.06
% |
2.10
% |
2.25
% |
2.36
% |
2.06
% |
Portfolio
turnover rate (c) |
78
% |
64
% |
86
% |
90
% |
81
% |
|
Year
Ended July 31, | ||||
|
2023 |
2022 |
2021 |
2020 |
2019 |
Net
asset value, beginning of period |
$108.57 |
$122.03 |
$95.29 |
$77.62 |
$76.80 |
Income
from investment operations: |
|
|
|
|
|
Net
investment income (loss) |
0.21
(a) |
0.13 |
(0.15
) |
0.01 |
(0.11
) |
Net
realized and unrealized gain (loss) |
(2.06
) |
(13.59
) |
26.89 |
17.66 |
0.93 |
Total
from investment operations |
(1.85
) |
(13.46
) |
26.74 |
17.67 |
0.82 |
Distributions
paid to shareholders from: |
|
|
|
|
|
Net
investment income |
(0.30
) |
— |
— |
— |
— |
Net
asset value, end of period |
$106.42 |
$108.57 |
$122.03 |
$95.29 |
$77.62 |
Total
Return (b) |
(1.69
)% |
(11.03
)% |
28.08
% |
22.75
% |
1.07
% |
Ratios
to average net assets/supplemental data: |
|
|
|
|
|
Net
assets, end of period (in 000’s) |
$1,521,820 |
$1,503,728 |
$1,604,748 |
$1,348,309 |
$1,183,740 |
Ratio of
total expenses to average net assets |
0.62
% |
0.61
% |
0.61
% |
0.61
% |
0.62
% |
Ratio of
net investment income (loss) to average net
assets |
0.19
% |
0.12
% |
(0.14
)% |
0.01
% |
(0.11
)% |
Portfolio
turnover rate (c) |
94
% |
88
% |
103
% |
107
% |
123
% |
|
Year
Ended July 31, | ||||
|
2023 |
2022 |
2021 |
2020 |
2019 |
Net
asset value, beginning of period |
$53.68 |
$59.52 |
$39.13 |
$42.49 |
$41.28 |
Income
from investment operations: |
|
|
|
|
|
Net
investment income (loss) |
0.45
(a) |
0.42 |
0.33 |
0.58 |
0.30 |
Net
realized and unrealized gain (loss) |
8.18 |
(5.87
) |
20.42 |
(3.29
) |
1.17 |
Total
from investment operations |
8.63 |
(5.45
) |
20.75 |
(2.71
) |
1.47 |
Distributions
paid to shareholders from: |
|
|
|
|
|
Net
investment income |
(0.46
) |
(0.39
) |
(0.36
) |
(0.65
) |
(0.26
) |
Net
asset value, end of period |
$61.85 |
$53.68 |
$59.52 |
$39.13 |
$42.49 |
Total
Return (b) |
16.23
% |
(9.16
)% |
53.21
% |
(6.30
)% |
3.67
% |
Ratios
to average net assets/supplemental data: |
|
|
|
|
|
Net
assets, end of period (in 000’s) |
$1,762,616 |
$1,578,226 |
$1,767,604 |
$179,979 |
$378,173 |
Ratio of
total expenses to average net assets |
0.61
% |
0.61
% |
0.61
% |
0.64
% |
0.63
% |
Ratio of
net investment income (loss) to average net assets |
0.82
% |
0.74
% |
0.55
% |
1.30
% |
0.71
% |
Portfolio
turnover rate (c) |
81
% |
77
% |
91
% |
97
% |
79
% |
|
Year
Ended July 31, | ||||
|
2023 |
2022 |
2021 |
2020 |
2019 |
Net
asset value, beginning of period |
$61.97 |
$57.91 |
$35.85 |
$38.48 |
$43.31 |
Income
from investment operations: |
|
|
|
|
|
Net
investment income (loss) |
1.00
(a) |
0.89 |
0.72 |
0.71 |
0.50 |
Net
realized and unrealized gain (loss) |
6.50 |
3.93
(b) |
22.05 |
(2.57
) |
(4.88
) |
Total
from investment operations |
7.50 |
4.82 |
22.77 |
(1.86
) |
(4.38
) |
Distributions
paid to shareholders from: |
|
|
|
|
|
Net
investment income |
(1.33
) |
(0.76
) |
(0.71
) |
(0.77
) |
(0.45
) |
Net
asset value, end of period |
$68.14 |
$61.97 |
$57.91 |
$35.85 |
$38.48 |
Total
Return (c) |
12.41
% |
8.37
% |
64.02
% |
(4.78
)% |
(10.08
)% |
Ratios
to average net assets/supplemental data: |
|
|
|
|
|
Net
assets, end of period (in 000’s) |
$589,445 |
$1,567,915 |
$460,362 |
$96,795 |
$167,369 |
Ratio of
total expenses to average net assets |
0.62
% |
0.61
% |
0.64
% |
0.67
% |
0.65
% |
Ratio of
net investment income (loss) to average net assets |
1.58
% |
1.69
% |
1.39
% |
1.95
% |
1.27
% |
Portfolio
turnover rate (d) |
35
% |
60
% |
77
% |
84
% |
82
% |
|
Year
Ended July 31, | ||||
|
2023 |
2022 |
2021 |
2020 |
2019 |
Net
asset value, beginning of period |
$104.35 |
$125.53 |
$89.44 |
$69.32 |
$56.54 |
Income
from investment operations: |
|
|
|
|
|
Net
investment income (loss) |
0.23
(a) |
0.34 |
(0.06
) |
0.11 |
0.31 |
Net
realized and unrealized gain (loss) |
15.73 |
(21.21
) |
36.15 |
20.17 |
12.75 |
Total
from investment operations |
15.96 |
(20.87
) |
36.09 |
20.28 |
13.06 |
Distributions
paid to shareholders from: |
|
|
|
|
|
Net
investment income |
(0.26
) |
(0.31
) |
— |
(0.16
) |
(0.28
) |
Net
asset value, end of period |
$120.05 |
$104.35 |
$125.53 |
$89.44 |
$69.32 |
Total
Return (b) |
15.36
% |
(16.64
)% |
40.34
% |
29.33
% |
23.20
% |
Ratios
to average net assets/supplemental data: |
|
|
|
|
|
Net
assets, end of period (in 000’s) |
$1,231,083 |
$1,143,164 |
$2,668,074 |
$2,205,109 |
$2,395,347 |
Ratio of
total expenses to average net assets |
0.62
% |
0.61
% |
0.61
% |
0.61
% |
0.61
% |
Ratio of
net investment income (loss) to average net
assets |
0.23
% |
0.27
% |
(0.05
)% |
0.16
% |
0.50
% |
Portfolio
turnover rate (c) |
104
% |
91
% |
92
% |
110
% |
91
% |
|
Year
Ended July 31, | ||||
|
2023 |
2022 |
2021 |
2020 |
2019 |
Net
asset value, beginning of period |
$34.33 |
$30.82 |
$27.54 |
$28.87 |
$26.37 |
Income
from investment operations: |
|
|
|
|
|
Net
investment income (loss) |
0.70
(a) |
0.69 |
0.68 |
1.05 |
0.63 |
Net
realized and unrealized gain (loss) |
(1.75
) |
3.47 |
3.32 |
(1.29
) |
2.43 |
Total
from investment operations |
(1.05
) |
4.16 |
4.00 |
(0.24
) |
3.06 |
Distributions
paid to shareholders from: |
|
|
|
|
|
Net
investment income |
(0.72
) |
(0.65
) |
(0.72
) |
(1.09
) |
(0.56
) |
Net
asset value, end of period |
$32.56 |
$34.33 |
$30.82 |
$27.54 |
$28.87 |
Total
Return (b) |
(3.01
)% |
13.69
% |
14.80
% |
(0.70
)% |
11.71
% |
Ratios
to average net assets/supplemental data: |
|
|
|
|
|
Net
assets, end of period (in 000’s) |
$306,069 |
$396,558 |
$174,146 |
$229,988 |
$1,349,541 |
Ratio of
total expenses to average net assets |
0.64
% |
0.64
% |
0.64
% |
0.62
% |
0.63
% |
Ratio of
net investment income (loss) to average net assets |
2.13
% |
2.22
% |
2.33
% |
2.42
% |
2.23
% |
Portfolio
turnover rate (c) |
46
% |
48
% |
38
% |
64
% |
60
% |
|
Year
Ended July 31, | ||||
|
2023 |
2022 |
2021 |
2020 |
2019 |
Net
asset value, beginning of period |
$81.83 |
$86.85 |
$62.29 |
$62.11 |
$60.79 |
Income
from investment operations: |
|
|
|
|
|
Net
investment income (loss) |
1.35
(a) |
1.01 |
0.71 |
0.93 |
0.77 |
Net
realized and unrealized gain (loss) |
5.74 |
(5.08
) |
24.55 |
0.20 |
1.28 |
Total
from investment operations |
7.09 |
(4.07
) |
25.26 |
1.13 |
2.05 |
Distributions
paid to shareholders from: |
|
|
|
|
|
Net
investment income |
(1.37
) |
(0.95
) |
(0.70
) |
(0.95
) |
(0.73
) |
Net
asset value, end of period |
$87.55 |
$81.83 |
$86.85 |
$62.29 |
$62.11 |
Total
Return (b) |
8.86
% |
(4.73
)% |
40.77
% |
1.95
% |
3.48
% |
Ratios/supplemental
data: |
|
|
|
|
|
Net
assets, end of period (in 000’s) |
$1,181,943 |
$1,104,730 |
$1,189,909 |
$924,980 |
$1,434,679 |
Ratios
to average net assets: |
|
|
|
|
|
Ratio of
total expenses to average net assets |
0.60
% |
0.59
% |
0.59
% |
0.59
% |
0.60
% |
Ratio of
net investment income (loss) to average net assets |
1.67
% |
1.16
% |
0.94
% |
1.49
% |
1.29
% |
Portfolio
turnover rate (c) |
87
% |
87
% |
91
% |
104
% |
102
% |
|
Year
Ended July 31, | ||||
|
2023 |
2022 |
2021 |
2020 |
2019 |
Net
asset value, beginning of period |
$96.84 |
$112.65 |
$82.09 |
$71.35 |
$66.91 |
Income
from investment operations: |
|
|
|
|
|
Net
investment income (loss) |
0.93
(a) |
0.37 |
(0.07
) |
0.55 |
0.37 |
Net
realized and unrealized gain (loss) |
7.36 |
(15.96
) |
30.67 |
10.80 |
4.39 |
Total
from investment operations |
8.29 |
(15.59
) |
30.60 |
11.35 |
4.76 |
Distributions
paid to shareholders from: |
|
|
|
|
|
Net
investment income |
(1.00
) |
(0.22
) |
(0.04
) |
(0.61
) |
(0.32
) |
Net
asset value, end of period |
$104.13 |
$96.84 |
$112.65 |
$82.09 |
$71.35 |
Total
Return(b) |
8.71
% |
(13.84
)% |
37.30
% |
16.10
% |
7.16
% |
Ratios/supplemental
data: |
|
|
|
|
|
Net
assets, end of period (in 000’s) |
$1,036,129 |
$929,704 |
$1,194,111 |
$989,147 |
$1,041,726 |
Ratios
to average net assets: |
|
|
|
|
|
Ratio of
total expenses to average net assets |
0.60
% |
0.59
% |
0.59
% |
0.60
% |
0.61
% |
Ratio of
net investment income (loss) to average net assets |
0.98
% |
0.32
% |
(0.07
)% |
0.76
% |
0.56
% |
Portfolio
turnover rate(c) |
127
% |
121
% |
116
% |
138
% |
132
% |
|
Year
Ended July 31, | ||||
|
2023 |
2022 |
2021 |
2020 |
2019 |
Net
asset value, beginning of period |
$66.10 |
$65.80 |
$46.39 |
$52.79 |
$54.07 |
Income
from investment operations: |
|
|
|
|
|
Net
investment income (loss) |
1.50
(a) |
1.21 |
1.01 |
1.11 |
1.02 |
Net
realized and unrealized gain (loss) |
4.22 |
0.27
(b) |
19.41 |
(6.28
) |
(1.43
) |
Total
from investment operations |
5.72 |
1.48 |
20.42 |
(5.17
) |
(0.41
) |
Distributions
paid to shareholders from: |
|
|
|
|
|
Net
investment income |
(1.46
) |
(1.18
) |
(1.01
) |
(1.23
) |
(0.87
) |
Net
asset value, end of period |
$70.36 |
$66.10 |
$65.80 |
$46.39 |
$52.79 |
Total
Return (c) |
8.90
% |
2.24
% |
44.43
% |
(9.84
)% |
(0.65
)% |
Ratios
to average net assets /supplemental data: |
|
|
|
|
|
Net
assets, end of period (in 000’s) |
$1,252,398 |
$1,160,039 |
$1,065,981 |
$617,016 |
$1,166,569 |
Ratio of
total expenses to average net assets |
0.60
% |
0.59
% |
0.59
% |
0.60
% |
0.60
% |
Ratio of
net investment income (loss) to average net assets |
2.27
% |
1.79
% |
1.76
% |
2.12
% |
1.99
% |
Portfolio
turnover rate (d) |
80
% |
75
% |
91
% |
94
% |
96
% |
|
Year
Ended July 31, | ||||
|
2023 |
2022 |
2021 |
2020 |
2019 |
Net
asset value, beginning of period |
$92.46 |
$99.26 |
$64.83 |
$69.86 |
$69.63 |
Income
from investment operations: |
|
|
|
|
|
Net
investment income (loss) |
1.11
(a) |
1.08 |
0.70 |
0.85 |
0.63 |
Net
realized and unrealized gain (loss) |
8.60 |
(6.74
) |
34.51 |
(4.93
) |
0.16 |
Total
from investment operations |
9.71 |
(5.66
) |
35.21 |
(4.08
) |
0.79 |
Distributions
paid to shareholders from: |
|
|
|
|
|
Net
investment income |
(1.16
) |
(1.14
) |
(0.78
) |
(0.95
) |
(0.56
) |
Net
asset value, end of period |
$101.01 |
$92.46 |
$99.26 |
$64.83 |
$69.86 |
Total
Return (b) |
10.70
% |
(5.74
)% |
54.62
% |
(5.86
)% |
1.22
% |
Ratios
to average net assets/supplemental data: |
|
|
|
|
|
Net
assets, end of period (in 000’s) |
$1,080,834 |
$975,495 |
$1,027,303 |
$589,912 |
$887,176 |
Ratio of
total expenses to average net assets |
0.60
% |
0.59
% |
0.59
% |
0.60
% |
0.61
% |
Ratio of
net investment income (loss) to average net assets |
1.22
% |
1.12
% |
0.79
% |
1.32
% |
0.94
% |
Portfolio
turnover rate (c) |
106
% |
95
% |
114
% |
115
% |
114
% |
|
Year
Ended July 31, | ||||
|
2023 |
2022 |
2021 |
2020 |
2019 |
Net
asset value, beginning of period |
$61.22 |
$73.58 |
$51.23 |
$46.59 |
$43.80 |
Income
from investment operations: |
|
|
|
|
|
Net
investment income (loss) |
0.21
(a) |
0.01 |
(0.18
) |
0.11 |
0.04 |
Net
realized and unrealized gain (loss) |
5.49 |
(12.37
) |
22.69 |
4.67 |
2.77 |
Total
from investment operations |
5.70 |
(12.36
) |
22.51 |
4.78 |
2.81 |
Distributions
paid to shareholders from: |
|
|
|
|
|
Net
investment income |
(0.24
) |
-
— |
(0.16
) |
(0.14
) |
(0.02
) |
Net
asset value, end of period |
$66.68 |
$61.22 |
$73.58 |
$51.23 |
$46.59 |
Total
Return(b) |
9.37
% |
(16.80
)% |
44.02
% |
10.28
% |
6.43
% |
Ratios
to average net assets/supplemental data: |
|
|
|
|
|
Net
assets, end of period (in 000’s) |
$276,716 |
$281,629 |
$463,572 |
$338,149 |
$309,826 |
Ratio of
total expenses to average net assets |
0.70
% |
0.70
% |
0.70
% |
0.70
% |
0.70
% |
Ratio of
net investment income (loss) to average net assets |
0.35
% |
0.09
% |
(0.24
)% |
0.23
% |
0.09
% |
Portfolio
turnover rate(c) |
142
% |
136
% |
138
% |
135
% |
144
% |
|
Year
Ended July 31, | ||||
|
2023 |
2022 |
2021 |
2020 |
2019 |
Net
asset value, beginning of period |
$44.58 |
$44.69 |
$27.71 |
$34.67 |
$36.71 |
Income
from investment operations: |
|
|
|
|
|
Net
investment income (loss) |
0.78
(a) |
0.74 |
0.54 |
0.63 |
0.51 |
Net
realized and unrealized gain (loss) |
4.42 |
(0.16
) |
16.98 |
(6.86
) |
(2.10
) |
Total
from investment operations |
5.20 |
0.58 |
17.52 |
(6.23
) |
(1.59
) |
Distributions
paid to shareholders from: |
|
|
|
|
|
Net
investment income |
(0.78
) |
(0.69
) |
(0.54
) |
(0.73
) |
(0.45
) |
Net
asset value, end of period |
$49.00 |
$44.58 |
$44.69 |
$27.71 |
$34.67 |
Total
Return (b) |
11.95
% |
1.31
% |
63.76
% |
(18.19
)% |
(4.26
)% |
Ratios
to average net assets/supplemental data: |
|
|
|
|
|
Net
assets, end of period (in 000’s) |
$237,648 |
$222,894 |
$140,774 |
$34,636 |
$55,473 |
Ratio of
total expenses to average net assets |
0.70
% |
0.70
% |
0.70
% |
0.70
% |
0.70
% |
Ratio of
net investment income (loss) to average net assets |
1.77
% |
1.63
% |
1.33
% |
2.04
% |
1.49
% |
Portfolio
turnover rate (c) |
102
% |
84
% |
102
% |
107
% |
113
% |
|
Year
Ended July 31, | ||||
|
2023 |
2022 |
2021 |
2020 |
2019 |
Net
asset value, beginning of period |
$101.49 |
$119.58 |
$83.11 |
$75.90 |
$72.71 |
Income
from investment operations: |
|
|
|
|
|
Net
investment income (loss) |
0.72
(a) |
0.46 |
(0.11
) |
0.42 |
0.22 |
Net
realized and unrealized gain (loss) |
7.81 |
(18.27
) |
36.71 |
7.27 |
3.14 |
Total
from investment operations |
8.53 |
(17.81
) |
36.60 |
7.69 |
3.36 |
Distributions
paid to shareholders from: |
|
|
|
|
|
Net
investment income |
(0.72
) |
(0.28
) |
(0.13
) |
(0.48
) |
(0.17
) |
Net
asset value, end of period |
$109.30 |
$101.49 |
$119.58 |
$83.11 |
$75.90 |
Total
Return(b) |
8.50
% |
(14.91
)% |
44.10
% |
10.23
% |
4.65
% |
Ratios
to average net assets/supplemental data: |
|
|
|
|
|
Net
assets, end of period (in 000’s) |
$180,346 |
$182,686 |
$221,229 |
$170,367 |
$185,955 |
Ratio of
total expenses to average net assets |
0.64
% |
0.63
% |
0.63
% |
0.63
% |
0.66
% |
Ratio of
net investment income (loss) to average net assets |
0.72
% |
0.39
% |
(0.09
)% |
0.56
% |
0.31
% |
Portfolio
turnover rate(c) |
125
% |
115
% |
104
% |
123
% |
130
% |
|
Year
Ended July 31, | ||||
|
2023 |
2022 |
2021 |
2020 |
2019 |
Net
asset value, beginning of period |
$70.76 |
$71.04 |
$46.72 |
$54.39 |
$57.35 |
Income
from investment operations: |
|
|
|
|
|
Net
investment income (loss) |
1.38
(a) |
1.20 |
0.84 |
0.95 |
0.92 |
Net
realized and unrealized gain (loss) |
4.94 |
(0.35
) |
24.34 |
(7.54
) |
(3.04
) |
Total
from investment operations |
6.32 |
0.85 |
25.18 |
(6.59
) |
(2.12
) |
Distributions
paid to shareholders from: |
|
|
|
|
|
Net
investment income |
(1.39
) |
(1.13
) |
(0.86
) |
(1.08
) |
(0.84
) |
Net
asset value, end of period |
$75.69 |
$70.76 |
$71.04 |
$46.72 |
$54.39 |
Total
Return (b) |
9.19
% |
1.20
% |
54.35
% |
(12.24
)% |
(3.62
)% |
Ratios
to average net assets/supplemental data: |
|
|
|
|
|
Net
assets, end of period (in 000’s) |
$174,084 |
$176,894 |
$166,942 |
$51,387 |
$84,301 |
Ratio of
total expenses to average net assets |
0.64
% |
0.66
% |
0.69
% |
0.74
% |
0.73
% |
Ratio of
net expenses to average net assets |
0.64
% |
0.66
% |
0.69
% |
0.70
% |
0.70
% |
Ratio of
net investment income (loss) to average net assets |
1.96
% |
1.64
% |
1.43
% |
1.86
% |
1.69
% |
Portfolio
turnover rate (c) |
85
% |
76
% |
92
% |
98
% |
96
% |
|
Year
Ended July 31, | ||||
|
2023 |
2022 |
2021 |
2020 |
2019 |
Net
asset value, beginning of period |
$84.49 |
$91.31 |
$55.98 |
$61.84 |
$66.80 |
Income
from investment operations: |
|
|
|
|
|
Net
investment income (loss) |
0.95
(a) |
1.05 |
0.61 |
0.51 |
0.60 |
Net
realized and unrealized gain (loss) |
4.13 |
(6.92
) |
35.35 |
(5.75
) |
(4.98
) |
Total
from investment operations |
5.08 |
(5.87
) |
35.96 |
(5.24
) |
(4.38
) |
Distributions
paid to shareholders from: |
|
|
|
|
|
Net
investment income |
(0.97
) |
(0.95
) |
(0.63
) |
(0.62
) |
(0.58
) |
Net
asset value, end of period |
$88.60 |
$84.49 |
$91.31 |
$55.98 |
$61.84 |
Total
Return (b) |
6.16
% |
(6.50
)% |
64.45
% |
(8.55
)% |
(6.52
)% |
Ratios
to average net assets/supplemental data: |
|
|
|
|
|
Net
assets, end of period (in 000’s) |
$872,703 |
$827,993 |
$917,700 |
$397,470 |
$602,918 |
Ratio of
total expenses to average net assets |
0.60
% |
0.59
% |
0.60
% |
0.61
% |
0.62
% |
Ratio of
net investment income (loss) to average net assets |
1.17
% |
1.18
% |
0.77
% |
0.93
% |
0.96
% |
Portfolio
turnover rate (c) |
109
% |
94
% |
116
% |
123
% |
117
% |
|
Year
Ended July 31, | ||||
|
2023 |
2022 |
2021 |
2020 |
2019 |
Net
asset value, beginning of period |
$60.22 |
$71.14 |
$44.46 |
$46.87 |
$48.79 |
Income
from investment operations: |
|
|
|
|
|
Net
investment income (loss) |
0.36
(a) |
0.54 |
0.03 |
0.17 |
0.02 |
Net
realized and unrealized gain (loss) |
3.47 |
(10.99
) |
26.72 |
(2.40
) |
(1.93
) |
Total
from investment operations |
3.83 |
(10.45
) |
26.75 |
(2.23
) |
(1.91
) |
Distributions
paid to shareholders from: |
|
|
|
|
|
Net
investment income |
(0.13
) |
(0.47
) |
(0.07
) |
(0.18
) |
(0.01
) |
Net
asset value, end of period |
$63.92 |
$60.22 |
$71.14 |
$44.46 |
$46.87 |
Total
Return (b) |
6.38
% |
(14.81
)% |
60.24
% |
(4.79
)% |
(3.90
)% |
Ratios
to average net assets/supplemental data: |
|
|
|
|
|
Net
assets, end of period (in 000’s) |
$230,119 |
$201,727 |
$394,827 |
$146,704 |
$278,851 |
Ratio of
total expenses to average net assets |
0.70
% |
0.70
% |
0.70
% |
0.70
% |
0.70
% |
Ratio of
net investment income (loss) to average net assets |
0.62
% |
0.88
% |
0.02
% |
0.44
% |
0.04
% |
Portfolio
turnover rate (c) |
140
% |
132
% |
151
% |
137
% |
152
% |
|
Year
Ended July 31, | ||||
|
2023 |
2022 |
2021 |
2020 |
2019 |
Net
asset value, beginning of period |
$48.64 |
$50.28 |
$30.78 |
$34.66 |
$38.98 |
Income
from investment operations: |
|
|
|
|
|
Net
investment income (loss) |
0.66
(a) |
0.67 |
0.45 |
0.38 |
0.57 |
Net
realized and unrealized gain (loss) |
1.96
(b) |
(1.69
) |
19.52 |
(3.75
) |
(4.36
) |
Total
from investment operations |
2.62 |
(1.02
) |
19.97 |
(3.37
) |
(3.79
) |
Distributions
paid to shareholders from: |
|
|
|
|
|
Net
investment income |
(0.79
) |
(0.62
) |
(0.47
) |
(0.51
) |
(0.53
) |
Net
asset value, end of period |
$50.47 |
$48.64 |
$50.28 |
$30.78 |
$34.66 |
Total
Return (c) |
5.61
% |
(2.06
)% |
65.22
% |
(9.83
)% |
(9.69
)% |
Ratios
to average net assets/supplemental data: |
|
|
|
|
|
Net
assets, end of period (in 000’s) |
$174,136 |
$223,722 |
$268,991 |
$46,176 |
$60,659 |
Ratio of
total expenses to average net assets |
0.70
% |
0.70
% |
0.70
% |
0.70
% |
0.70
% |
Ratio of
net investment income (loss) to average net assets |
1.42
% |
1.29
% |
1.08
% |
1.18
% |
1.58
% |
Portfolio
turnover rate (d) |
110
% |
90
% |
109
% |
120
% |
120
% |
First
Trust
Exchange-Traded
AlphaDEX®
Fund |