Institutional
Shares |
R-2 Class
Shares |
R-4 Class
Shares |
R-1 Class
Shares |
R-3 Class
Shares |
R-5 Class
Shares |
Ticker
Symbols by Share Class | ||||||
Fund |
Institutional |
R-1 |
R-2 |
R-3 |
R-4 |
R-5 |
Bond & Mortgage
Securities |
PMSIX |
PBOMX |
PBMNX |
PBMMX |
PBMSX |
PBMPX |
Core Plus Bond
I |
PCBZX |
PCBRX |
PCBBX |
PCIRX |
PCBDX |
PCBEX |
Diversified
International |
PIIIX |
PDVIX |
PINNX |
PINRX |
PINLX |
PINPX |
Equity Income |
PEIIX |
PIEMX |
PEINX |
PEIOX |
PEIPX |
PEIQX |
Global Diversified
Income |
PGDIX |
|||||
Global Real Estate
Securities |
POSIX |
|||||
Government & High Quality
Bond |
PMRIX |
PMGRX |
PFMRX |
PRCMX |
PMRDX |
PMREX |
High Yield |
PHYTX |
|||||
High Yield I |
PYHIX |
|||||
Income |
PIOIX |
PIOMX |
PIONX |
PIOOX |
PIOPX |
PIOQX |
Inflation
Protection |
PIPIX |
PISPX |
PBSAX |
PIFPX |
PIFSX |
PBPPX |
International Emerging
Markets |
PIEIX |
PIXEX |
PEASX |
PEAPX |
PESSX |
PEPSX |
International I |
PINIX |
PPISX |
PSPPX |
PRPPX |
PUPPX |
PTPPX |
LargeCap Blend
II |
PLBIX |
PLBSX |
PPZNX |
PPZMX |
PPZSX |
PPZPX |
LargeCap Growth |
PGLIX |
PLSGX |
PCPPX |
PLGPX |
PEPPX |
PDPPX |
LargeCap Growth
I |
PLGIX |
PCRSX |
PPUNX |
PPUMX |
PPUSX |
PPUPX |
LargeCap Growth
II |
PPIIX |
PDASX |
PPTNX |
PPTMX |
PPTSX |
PPTPX |
LargeCap S&P 500
Index |
PLFIX |
PLPIX |
PLFNX |
PLFMX |
PLFSX |
PLFPX |
LargeCap Value |
PVLIX |
PLSVX |
PLVNX |
PLVMX |
PLVSX |
PLVPX |
LargeCap Value
I |
PVPIX |
PVUAX |
PABEX |
PABDX |
PAGBX |
PAFBX |
LargeCap Value
III |
PLVIX |
PESAX |
PPSNX |
PPSFX |
PPSSX |
PPSRX |
MidCap |
PCBIX |
PMSBX |
PMBNX |
PMBMX |
PMBSX |
PMBPX |
MidCap Growth |
PGWIX |
PMSGX |
PGPPX |
PFPPX |
PIPPX |
PHPPX |
MidCap Growth
III |
PPIMX |
PHASX |
PPQNX |
PPQMX |
PPQSX |
PPQPX |
MidCap S&P 400
Index |
MPSIX |
PMSSX |
PMFNX |
PMFMX |
PMFSX |
PMFPX |
MidCap Value I |
PVMIX |
PLASX |
PABUX |
PMPRX |
PABWX |
PABVX |
MidCap Value
III |
PVUIX |
PMSVX |
PKPPX |
PJPPX |
PMPPX |
PLPPX |
Money Market |
PVMXX |
|||||
Overseas |
PINZX |
PINQX |
PINSX |
PINTX |
PINUX |
PINGX |
Principal Capital
Appreciation |
PWCIX |
PCAMX |
PCANX |
PCAOX |
PCAPX |
PCAQX |
Principal LifeTime Strategic
Income |
PLSIX |
PLAIX |
PLSNX |
PLSMX |
PLSSX |
PLSPX |
Principal LifeTime
2010 |
PTTIX |
PVASX |
PTANX |
PTAMX |
PTASX |
PTAPX |
Principal LifeTime
2015 |
LTINX |
LTSGX |
LTASX |
LTAPX |
LTSLX |
LTPFX |
Principal LifeTime
2020 |
PLWIX |
PWASX |
PTBNX |
PTBMX |
PTBSX |
PTBPX |
Principal LifeTime
2025 |
LTSTX |
LTSNX |
LTADX |
LTVPX |
LTEEX |
LTPDX |
Principal LifeTime
2030 |
PMTIX |
PXASX |
PTCNX |
PTCMX |
PTCSX |
PTCPX |
Principal LifeTime
2035 |
LTIUX |
LTANX |
LTVIX |
LTAOX |
LTSEX |
LTPEX |
Principal LifeTime
2040 |
PTDIX |
PYASX |
PTDNX |
PTDMX |
PTDSX |
PTDPX |
Principal LifeTime
2045 |
LTRIX |
LTRGX |
LTRSX |
LTRVX |
LTRLX |
LTRDX |
Principal LifeTime
2050 |
PPLIX |
PZASX |
PTENX |
PTERX |
PTESX |
PTEFX |
Principal LifeTime
2055 |
LTFIX |
LTFGX |
LTFSX |
LTFDX |
LTFLX |
LTFPX |
Principal LifeTime
2060 |
PLTZX |
PLTRX
|
PLTBX
|
PLTCX
|
PLTMX
|
PLTOX
|
Real Estate
Securities |
PIREX |
PRAEX |
PRENX |
PRERX |
PRETX |
PREPX |
SAM Balanced |
PSBIX |
PSBGX |
PSBVX |
PBAPX |
PSBLX |
PSBFX |
SAM Conservative
Balanced |
PCCIX |
PCSSX |
PCNSX |
PCBPX |
PCBLX |
PCBFX |
SAM Conservative
Growth |
PCWIX |
PCGGX |
PCGVX |
PCGPX |
PCWSX |
PCWPX |
SAM Flexible
Income |
PIFIX |
PFIGX |
PFIVX |
PFIPX |
PFILX |
PFIFX |
SAM Strategic
Growth |
PSWIX |
PSGGX |
PSGVX |
PSGPX |
PSGLX |
PSGFX |
Short-Term
Income |
PSHIX |
PSIMX |
PSINX |
PSIOX |
PSIPX |
PSIQX |
SmallCap Blend |
PSLIX |
PSABX |
PSBNX |
PSBMX |
PSBSX |
PSBPX |
SmallCap Growth
I |
PGRTX |
PNASX |
PPNNX |
PPNMX |
PPNSX |
PPNPX |
SmallCap Growth
II |
PSIIX |
PPASX |
PPMNX |
PPMMX |
PPMSX |
PPMPX |
SmallCap S&P 600
Index |
PSSIX |
PSAPX |
PSSNX |
PSSMX |
PSSSX |
PSSPX |
SmallCap Value
II |
PPVIX |
PCPTX |
PKARX |
PJARX |
PSTWX |
PLARX |
The Securities and Exchange
Commission has not approved or disapproved these securities or passed upon
the adequacy of this prospectus. Any representation to the contrary is a
criminal offense. |
Balanced/Asset
Allocation Funds |
|
PRINCIPAL LIFETIME STRATEGIC
INCOME FUND |
|
PRINCIPAL LIFETIME 2010
FUND |
|
PRINCIPAL LIFETIME 2015
FUND |
|
PRINCIPAL LIFETIME 2020
FUND |
|
PRINCIPAL LIFETIME 2025
FUND |
|
PRINCIPAL LIFETIME 2030
FUND |
|
PRINCIPAL LIFETIME 2035
FUND |
|
PRINCIPAL LIFETIME 2040
FUND |
|
PRINCIPAL LIFETIME 2045
FUND |
|
PRINCIPAL LIFETIME 2050
FUND |
|
PRINCIPAL LIFETIME 2055
FUND |
|
PRINCIPAL LIFETIME 2060
FUND |
|
STRATEGIC ASSET MANAGEMENT
(“SAM”) FLEXIBLE INCOME PORTFOLIO |
|
STRATEGIC ASSET MANAGEMENT
(“SAM”) CONSERVATIVE BALANCED PORTFOLIO |
|
STRATEGIC ASSET MANAGEMENT
(“SAM”) BALANCED PORTFOLIO |
|
STRATEGIC ASSET MANAGEMENT
(“SAM”) CONSERVATIVE GROWTH PORTFOLIO |
|
STRATEGIC ASSET MANAGEMENT
(“SAM”) STRATEGIC GROWTH PORTFOLIO |
|
GLOBAL DIVERSIFIED INCOME
FUND |
|
LargeCap
US Equity Funds |
|
EQUITY INCOME
FUND |
|
LARGECAP BLEND FUND
II |
|
LARGECAP GROWTH
FUND |
|
LARGECAP GROWTH
FUND I |
|
LARGECAP GROWTH
FUND II |
|
LARGECAP S&P 500 INDEX
FUND |
|
LARGECAP VALUE
FUND |
|
LARGECAP VALUE
FUND I |
|
LARGECAP VALUE FUND
III |
|
PRINCIPAL CAPITAL APPRECIATION
FUND |
|
Small/MidCap
US Equity Funds |
|
MIDCAP FUND |
|
MIDCAP GROWTH
FUND |
|
MIDCAP GROWTH FUND
III |
|
MIDCAP S&P 400 INDEX
FUND |
|
MIDCAP VALUE
FUND I |
|
MIDCAP VALUE FUND
III |
|
SMALLCAP BLEND
FUND |
|
SMALLCAP GROWTH FUND
I |
|
SMALLCAP GROWTH
FUND II |
|
SMALLCAP S&P 600 INDEX
FUND |
|
SMALLCAP VALUE
FUND II |
Real
Estate Funds |
|
GLOBAL REAL ESTATE SECURITIES
FUND |
|
REAL ESTATE SECURITIES
FUND |
|
International
Equity Funds |
|
DIVERSIFIED INTERNATIONAL
FUND |
|
INTERNATIONAL EMERGING MARKETS
FUND |
|
INTERNATIONAL FUND
I |
|
OVERSEAS FUND |
|
Fixed
Income Funds |
|
BOND & MORTGAGE SECURITIES
FUND |
|
CORE PLUS BOND FUND
I |
|
GOVERNMENT & HIGH QUALITY
BOND FUND |
|
HIGH YIELD
FUND |
|
HIGH YIELD FUND
I |
|
INCOME FUND |
|
INFLATION PROTECTION
FUND |
|
Short-Term
Fixed Income Fund |
|
MONEY MARKET
FUND |
|
SHORT-TERM INCOME
FUND |
|
ADDITIONAL INFORMATION ABOUT
INVESTMENT STRATEGIES AND RISKS |
|
PORTFOLIO HOLDINGS
INFORMATION |
|
MANAGEMENT OF THE
FUNDS |
|
PRICING OF
FUND SHARES |
|
PURCHASE OF
FUND SHARES |
|
REDEMPTION OF FUND
SHARES |
|
EXCHANGE OF FUND
SHARES |
|
DIVIDENDS AND
DISTRIBUTIONS |
|
FREQUENT PURCHASES AND
REDEMPTIONS |
|
TAX
CONSIDERATIONS |
|
THE COSTS OF
INVESTING |
|
DISTRIBUTION PLANS AND
INTERMEDIARY COMPENSATION |
|
FUND ACCOUNT
INFORMATION |
|
FINANCIAL
HIGHLIGHTS |
|
APPENDIX A - DESCRIPTION
OF BOND RATINGS |
|
ADDITIONAL
INFORMATION |
Objective: |
The Fund seeks current income,
and as a secondary objective, capital
appreciation. |
Institutional
Class |
Class
R-1 |
Class
R-2 |
Class
R-3 |
Class
R-4 |
Class
R-5 | |
Management Fees |
0.03% |
0.03% |
0.03% |
0.03% |
0.03% |
0.03% |
Distribution and/or Service
(12b-1) Fees |
N/A |
0.35% |
0.30% |
0.25% |
0.10% |
N/A |
Other Expenses |
0.01% |
0.53% |
0.45% |
0.32% |
0.28% |
0.26% |
Acquired Fund Fees and
Expenses |
0.59% |
0.59% |
0.59% |
0.59% |
0.59% |
0.59% |
Total Annual
Fund Operating Expenses |
0.63% |
1.50% |
1.37% |
1.19% |
1.00% |
0.88% |
1
year |
3
years |
5
years |
10
years | |
Institutional
Class |
$64 |
$202 |
$351 |
$786 |
Class
R-1 |
153 |
474 |
818 |
1,791 |
Class
R-2 |
139 |
434 |
750 |
1,646 |
Class
R-3 |
121 |
378 |
654 |
1,443 |
Class
R-4 |
102 |
318 |
552 |
1,225 |
Class
R-5 |
90 |
281 |
488 |
1,084 |
• |
The R-2, R-3, R-4, R-5, and
Institutional Class shares were first sold on March 1, 2001.
|
• |
The R-1 Class shares were
first sold on November 1, 2004. |
• |
For periods prior to the date
on which the R-1 Class began operations, its performance is based on the
performance of the Fund’s Institutional Class shares adjusted to reflect
the fees and expenses of the R-1 Class. |
• |
The adjustments result in
performance (for the periods prior to the date the R-1 Class began
operations) that is no higher than the historical performance of the
Institutional Class shares. |
Highest
return for a quarter during the period of the bar chart
above: |
Q3
'09 |
9.86 |
% |
Lowest
return for a quarter during the period of the bar chart
above: |
Q4
'08 |
-11.26 |
% |
Average
Annual Total Returns | |||
For the
periods ended December 31, 2013 |
1
Year |
5
Years |
10
Years |
Institutional
Class Return Before Taxes |
5.39% |
9.50% |
4.62% |
Institutional
Class Return After Taxes on Distributions |
4.49% |
8.43% |
3.37% |
Institutional
Class Return After Taxes on Distribution and Sale of Fund
Shares |
3.15% |
7.12% |
3.20% |
Class R-1
Return Before Taxes |
4.53% |
8.55% |
3.71% |
Class R-2
Return Before Taxes |
4.66% |
8.71% |
3.87% |
Class R-3
Return Before Taxes |
4.81% |
8.88% |
4.03% |
Class R-4
Return Before Taxes |
5.02% |
9.11% |
4.23% |
Class R-5
Return Before Taxes |
5.13% |
9.24% |
4.37% |
S&P Target Date Retirement
Income Index (reflects no deduction for fees, expenses, or
taxes) |
6.28% |
7.62% |
4.85% |
Barclays U.S. Aggregate Bond
Index (reflects no deduction for fees, expenses, or taxes) |
-2.02% |
4.44% |
4.55% |
Russell 3000 Index (reflects no
deduction for fees, expenses, or taxes) |
33.55% |
18.71% |
7.88% |
MSCI EAFE Index NDTR D
(reflects no deduction for fees, expenses, or taxes) |
22.78% |
12.44% |
6.91% |
Principal LifeTime Strategic
Income Blended Index (reflects no deduction for
fees, expenses, or taxes) |
5.51% |
7.83% |
5.60% |
• |
James W. Fennessey (since
2007), Vice President |
• |
Jeffrey R. Tyler (since 2011),
Vice President |
• |
Randy L. Welch (since 2007),
Vice President |
• |
Matthew Annenberg (since
2013), Managing Director, Asset
Allocation |
• |
Dirk Laschanzky (since 2001),
Portfolio Manager |
Objective: |
The Fund seeks a total return
consisting of long-term growth of capital and current
income. |
Institutional
Class |
Class
R-1 |
Class
R-2 |
Class
R-3 |
Class
R-4 |
Class
R-5 | |
Management Fees |
0.03% |
0.03% |
0.03% |
0.03% |
0.03% |
0.03% |
Distribution and/or Service
(12b-1) Fees |
N/A |
0.35% |
0.30% |
0.25% |
0.10% |
N/A |
Other Expenses |
0.01% |
0.53% |
0.45% |
0.32% |
0.28% |
0.26% |
Acquired Fund Fees and
Expenses |
0.63% |
0.63% |
0.63% |
0.63% |
0.63% |
0.63% |
Total Annual
Fund Operating Expenses |
0.67% |
1.54% |
1.41% |
1.23% |
1.04% |
0.92% |
1
year |
3
years |
5
years |
10
years | |
Institutional
Class |
$68 |
$214 |
$373 |
$835 |
Class
R-1 |
157 |
486 |
839 |
1,834 |
Class
R-2 |
144 |
446 |
771 |
1,691 |
Class
R-3 |
125 |
390 |
676 |
1,489 |
Class
R-4 |
106 |
331 |
574 |
1,271 |
Class
R-5 |
94 |
293 |
509 |
1,131 |
• |
The Institutional Class shares
were first sold on March 1, 2001. |
• |
The R-1 Class shares were
first sold on November 1, 2004. |
• |
For periods prior to the date
on which the R-1 Class began operations, its performance is based on the
performance of the Fund’s Institutional Class shares adjusted to reflect
the fees and expenses of the R-1 Class. |
• |
The adjustments result in
performance (for the periods prior to the date the R-1 Class began
operations) that is no higher than the historical performance of the
Institutional Class shares. |
Highest
return for a quarter during the period of the bar chart
above: |
Q2
'09 |
14.17 |
% |
Lowest
return for a quarter during the period of the bar chart
above: |
Q4
'08 |
-16.27 |
% |
Average
Annual Total Returns | |||
For the
periods ended December 31, 2013 |
1
Year |
5
Years |
10
Years |
Institutional
Class Return Before Taxes |
10.93% |
12.34% |
5.50% |
Institutional
Class Return After Taxes on Distributions |
10.12% |
11.46% |
4.47% |
Institutional
Class Return After Taxes on Distribution and Sale of Fund
Shares |
6.33% |
9.56% |
4.06% |
Class R-1
Return Before Taxes |
10.02% |
11.36% |
4.57% |
Class R-2
Return Before Taxes |
10.09% |
11.51% |
4.71% |
Class R-3
Return Before Taxes |
10.39% |
11.72% |
4.90% |
Class R-4
Return Before Taxes |
10.57% |
11.94% |
5.11% |
Class R-5
Return Before Taxes |
10.67% |
12.04% |
5.24% |
S&P Target Date 2010 Index
(reflects no deduction for fees, expenses, or taxes) |
9.42% |
9.16% |
5.47% |
Barclays U.S. Aggregate Bond
Index (reflects no deduction for fees, expenses, or taxes) |
-2.02% |
4.44% |
4.55% |
Russell 3000 Index (reflects no
deduction for fees, expenses, or taxes) |
33.55% |
18.71% |
7.88% |
MSCI EAFE Index NDTR D
(reflects no deduction for fees, expenses, or taxes) |
22.78% |
12.44% |
6.91% |
Principal LifeTime 2010 Blended
Index (reflects no deduction for
fees, expenses, or taxes) |
11.07% |
10.85% |
5.72% |
• |
James W. Fennessey (since
2007), Vice President |
• |
Jeffrey R. Tyler (since 2011),
Vice President |
• |
Randy L. Welch (since 2007),
Vice President |
• |
Matthew Annenberg (since
2013), Managing Director, Asset
Allocation |
• |
Dirk Laschanzky (since 2001),
Portfolio Manager |
Objective: |
The Fund seeks a total return
consisting of long-term growth of capital and current
income. |
Institutional Class |
Class R-1 |
Class R-2 |
Class R-3 |
Class R-4 |
Class R-5 | |
Management Fees |
0.03% |
0.03% |
0.03% |
0.03% |
0.03% |
0.03% |
Distribution and/or Service
(12b-1) Fees |
N/A |
0.35% |
0.30% |
0.25% |
0.10% |
N/A |
Other Expenses |
0.01% |
0.53% |
0.45% |
0.32% |
0.28% |
0.26% |
Acquired Fund Fees and
Expenses |
0.65% |
0.65% |
0.65% |
0.65% |
0.65% |
0.65% |
Total Annual
Fund Operating Expenses |
0.69% |
1.56% |
1.43% |
1.25% |
1.06% |
0.94% |
1
year |
3
years |
5
years |
10
years | |
Institutional
Class |
$70 |
$221 |
$384 |
$859 |
Class
R-1 |
159 |
493 |
850 |
1,856 |
Class
R-2 |
146 |
452 |
782 |
1,713 |
Class
R-3 |
127 |
397 |
686 |
1,511 |
Class
R-4 |
108 |
337 |
585 |
1,294 |
Class
R-5 |
96 |
300 |
520 |
1,155 |
Highest
return for a quarter during the period of the bar chart
above: |
Q3
'09 |
14.34 |
% |
Lowest
return for a quarter during the period of the bar chart
above: |
Q3
'11 |
-10.77 |
% |
Average
Annual Total Returns | |||
For the
periods ended December 31, 2013 |
1
Year |
5
Year |
Life of
Fund |
Institutional
Class Return Before Taxes |
13.51% |
12.89% |
5.21% |
Institutional
Class Return After Taxes on Distributions |
11.78% |
11.67% |
4.14% |
Institutional
Class Return After Taxes on Distribution and Sale of Fund
Shares |
8.45% |
10.03% |
3.81% |
Class R-1
Return Before Taxes |
12.52% |
11.89% |
4.21% |
Class R-2
Return Before Taxes |
12.56% |
12.04% |
4.35% |
Class R-3
Return Before Taxes |
12.83% |
12.23% |
4.52% |
Class R-4
Return Before Taxes |
13.08% |
12.48% |
4.74% |
Class R-5
Return Before Taxes |
13.17% |
12.61% |
4.86% |
S&P Target Date 2015 Index
(reflects no deduction for fees, expenses, or taxes) |
12.16% |
10.54% |
5.39% |
Barclays U.S. Aggregate Bond
Index (reflects no deduction for fees, expenses, or taxes) |
-2.02% |
4.44% |
4.38% |
Russell 3000 Index (reflects no
deduction for fees, expenses, or taxes) |
33.55% |
18.71% |
8.66% |
MSCI EAFE Index NDTR D
(reflects no deduction for fees, expenses, or taxes) |
22.78% |
12.44% |
1.73% |
Principal LifeTime 2015 Blended
Index (reflects no deduction for
fees, expenses, or taxes) |
13.99% |
11.83% |
5.73% |
• |
James W. Fennessey (since
2008), Vice President |
• |
Jeffrey R. Tyler (since 2011),
Vice President |
• |
Randy L. Welch (since 2008),
Vice President |
• |
Matthew Annenberg (since
2013), Managing Director, Asset
Allocation |
• |
Dirk Laschanzky (since 2008),
Portfolio Manager |
Objective: |
The Fund seeks a total return
consisting of long-term growth of capital and current
income. |
Institutional Class |
Class R-1 |
Class R-2 |
Class R-3 |
Class R-4 |
Class R-5 | |
Management Fees |
0.03% |
0.03% |
0.03% |
0.03% |
0.03% |
0.03% |
Distribution and/or Service
(12b-1) Fees |
N/A |
0.35% |
0.30% |
0.25% |
0.10% |
N/A |
Other Expenses |
0.01% |
0.53% |
0.45% |
0.32% |
0.28% |
0.26% |
Acquired Fund Fees and
Expenses |
0.67% |
0.67% |
0.67% |
0.67% |
0.67% |
0.67% |
Total Annual
Fund Operating Expenses |
0.71% |
1.58% |
1.45% |
1.27% |
1.08% |
0.96% |
1
year |
3
years |
5
years |
10
years | |
Institutional
Class |
$73 |
$227 |
$395 |
$883 |
Class
R-1 |
161 |
499 |
860 |
1,878 |
Class
R-2 |
148 |
459 |
792 |
1,735 |
Class
R-3 |
129 |
403 |
697 |
1,534 |
Class
R-4 |
110 |
343 |
595 |
1,317 |
Class
R-5 |
98 |
306 |
531 |
1,178 |
• |
The Institutional Class shares
were first sold on March 1, 2001. |
• |
The R-1 Class shares were
first sold on November 1, 2004. |
• |
For periods prior to the date
on which the R-1 Class began operations, its performance is based on the
performance of the Fund’s Institutional Class shares adjusted to reflect
the fees and expenses of the R-1 Class. |
• |
The adjustments result in
performance (for the periods prior to the date the R-1 Class began
operations) that is no higher than the historical performance of the
Institutional Class shares. |
Highest
return for a quarter during the period of the bar chart
above: |
Q2
'09 |
16.10 |
% |
Lowest
return for a quarter during the period of the bar chart
above: |
Q4
'08 |
-18.35 |
% |
Average
Annual Total Returns | |||
For the
periods ended December 31, 2013 |
1
Year |
5
Years |
10
Years |
Institutional
Class Return Before Taxes |
15.90% |
13.99% |
6.37% |
Institutional
Class Return After Taxes on Distributions |
14.84% |
13.18% |
5.41% |
Institutional
Class Return After Taxes on Distribution and Sale of Fund
Shares |
9.41% |
11.00% |
4.84% |
Class R-1
Return Before Taxes |
14.98% |
13.01% |
5.45% |
Class R-2
Return Before Taxes |
15.06% |
13.14% |
5.58% |
Class R-3
Return Before Taxes |
15.31% |
13.34% |
5.77% |
Class R-4
Return Before Taxes |
15.52% |
13.56% |
5.96% |
Class R-5
Return Before Taxes |
15.68% |
13.72% |
6.10% |
S&P Target Date 2020 Index
(reflects no deduction for fees, expenses, or taxes) |
14.76% |
11.75% |
6.26% |
Russell 3000 Index (reflects no
deduction for fees, expenses, or taxes) |
33.55% |
18.71% |
7.88% |
Barclays U.S. Aggregate Bond
Index (reflects no deduction for fees, expenses, or taxes) |
-2.02% |
4.44% |
4.55% |
MSCI EAFE Index NDTR D
(reflects no deduction for fees, expenses, or taxes) |
22.78% |
12.44% |
6.91% |
Principal LifeTime 2020 Blended
Index (reflects no deduction for
fees, expenses, or taxes) |
17.78% |
12.88% |
6.35% |
• |
James W. Fennessey (since
2007), Vice President |
• |
Jeffrey R. Tyler (since 2011),
Vice President |
• |
Randy L. Welch (since 2007),
Vice President |
• |
Matthew Annenberg (since
2013), Managing Director, Asset
Allocation |
• |
Dirk Laschanzky (since 2001),
Portfolio Manager |
Objective: |
The Fund seeks a total return
consisting of long-term growth of capital and current
income. |
Institutional Class |
Class R-1 |
Class R-2 |
Class R-3 |
Class R-4 |
Class R-5 | |
Management Fees |
0.03% |
0.03% |
0.03% |
0.03% |
0.03% |
0.03% |
Distribution and/or Service
(12b-1) Fees |
N/A |
0.35% |
0.30% |
0.25% |
0.10% |
N/A |
Other Expenses |
0.01% |
0.53% |
0.45% |
0.32% |
0.28% |
0.26% |
Acquired Fund Fees and
Expenses |
0.69% |
0.69% |
0.69% |
0.69% |
0.69% |
0.69% |
Total Annual
Fund Operating Expenses |
0.73% |
1.60% |
1.47% |
1.29% |
1.10% |
0.98% |
1
year |
3
years |
5
years |
10
years | |
Institutional
Class |
$75 |
$233 |
$406 |
$906 |
Class
R-1 |
163 |
505 |
871 |
1,900 |
Class
R-2 |
150 |
465 |
803 |
1,757 |
Class
R-3 |
131 |
409 |
708 |
1,556 |
Class
R-4 |
112 |
350 |
606 |
1,340 |
Class
R-5 |
100 |
312 |
542 |
1,201 |
Highest
return for a quarter during the period of the bar chart
above: |
Q2
'09 |
15.65 |
% |
Lowest
return for a quarter during the period of the bar chart
above: |
Q3
'11 |
-13.65 |
% |
Average
Annual Total Returns | |||
For the
periods ended December 31, 2013 |
1
Year |
5
Year |
Life of
Fund |
Institutional
Class Return Before Taxes |
17.50% |
14.18% |
5.50% |
Institutional
Class Return After Taxes on Distributions |
15.56% |
13.13% |
4.58% |
Institutional
Class Return After Taxes on Distribution and Sale of Fund
Shares |
10.82% |
11.20% |
4.12% |
Class R-1
Return Before Taxes |
16.49% |
13.22% |
4.59% |
Class R-2
Return Before Taxes |
16.63% |
13.34% |
4.72% |
Class R-3
Return Before Taxes |
16.95% |
13.55% |
4.89% |
Class R-4
Return Before Taxes |
17.15% |
13.78% |
5.11% |
Class R-5
Return Before Taxes |
17.32% |
13.92% |
5.24% |
S&P Target Date 2025 Index
(reflects no deduction for fees, expenses, or taxes) |
17.03% |
12.77% |
5.97% |
Russell 3000 Index (reflects no deduction for
fees, expenses, or taxes) |
33.55% |
18.71% |
8.66% |
Barclays U.S. Aggregate Bond
Index (reflects no deduction for fees, expenses, or taxes) |
-2.02% |
4.44% |
4.38% |
MSCI EAFE Index NDTR D
(reflects no deduction for fees, expenses, or taxes) |
22.78% |
12.44% |
1.73% |
Principal LifeTime 2025 Blended
Index (reflects no deduction for fees, expenses, or taxes) |
20.03% |
13.58% |
6.20% |
• |
James W. Fennessey (since
2008), Vice President |
• |
Jeffrey R. Tyler (since 2011),
Vice President |
• |
Randy L. Welch (since 2008),
Vice President |
• |
Matthew Annenberg (since
2013), Managing Director, Asset
Allocation |
• |
Dirk Laschanzky (since 2008),
Portfolio Manager |
Objective: |
The Fund seeks a total return
consisting of long-term growth of capital and current
income. |
|
Institutional Class |
Class R-1 |
Class R-2 |
Class R-3 |
Class R-4 |
Class R-5 |
Management Fees |
0.03% |
0.03% |
0.03% |
0.03% |
0.03% |
0.03% |
Distribution and/or Service
(12b-1) Fees |
N/A |
0.35% |
0.30% |
0.25% |
0.10% |
N/A |
Other Expenses |
0.01% |
0.53% |
0.45% |
0.32% |
0.28% |
0.26% |
Acquired Fund Fees and
Expenses |
0.71% |
0.71% |
0.71% |
0.71% |
0.71% |
0.71% |
Total Annual
Fund Operating Expenses |
0.75% |
1.62% |
1.49% |
1.31% |
1.12% |
1.00% |
1
year |
3
years |
5
years |
10
years | |
Institutional
Class |
$77 |
$240 |
$417 |
$930 |
Class
R-1 |
165 |
511 |
881 |
1,922 |
Class
R-2 |
152 |
471 |
813 |
1,779 |
Class
R-3 |
133 |
415 |
718 |
1,579 |
Class
R-4 |
114 |
356 |
617 |
1,363 |
Class
R-5 |
102 |
318 |
552 |
1,225 |
• |
The Institutional Class shares
were first sold on March 1, 2001. |
• |
The R-1 Class shares were
first sold on November 1, 2004. |
• |
For periods prior to the date
on which the R-1 Class began operations, its performance is based on the
performance of the Fund’s Institutional Class shares adjusted to reflect
the fees and expenses of the R-1 Class. |
• |
The adjustments result in
performance (for the periods prior to the date the R-1 Class began
operations) that is no higher than the historical performance of the
Institutional Class shares. |
• |
During 2003, the R-4 Class
experienced a significant withdrawal of monies by an affiliate. As the
remaining shareholders held relatively small positions, the total return
amounts expressed herein are greater than those that would have been
experienced without the withdrawal. |
Highest
return for a quarter during the period of the bar chart
above: |
Q2
'09 |
17.01 |
% |
Lowest
return for a quarter during the period of the bar chart
above: |
Q4
'08 |
-19.94 |
% |
Average
Annual Total Returns | |||
For the
periods ended December 31, 2013 |
1
Year |
5
Years |
10
Years |
Institutional
Class Return Before Taxes |
19.26% |
14.95% |
6.72% |
Institutional
Class Return After Taxes on Distributions |
18.10% |
14.21% |
5.83% |
Institutional
Class Return After Taxes on Distribution and Sale of Fund
Shares |
11.40% |
11.86% |
5.18% |
Class R-1
Return Before Taxes |
18.25% |
13.95% |
5.79% |
Class R-2
Return Before Taxes |
18.46% |
14.11% |
5.93% |
Class R-3
Return Before Taxes |
18.59% |
14.30% |
6.11% |
Class R-4
Return Before Taxes |
18.82% |
14.52% |
6.31% |
Class R-5
Return Before Taxes |
18.99% |
14.68% |
6.45% |
S&P Target Date 2030 Index
(reflects no deduction for fees, expenses, or taxes) |
19.14% |
13.60% |
6.73% |
Russell 3000 Index (reflects no
deduction for fees, expenses, or taxes) |
33.55% |
18.71% |
7.88% |
Barclays U.S. Aggregate Bond
Index (reflects no deduction for fees, expenses, or taxes) |
-2.02% |
4.44% |
4.55% |
MSCI EAFE Index NDTR D
(reflects no deduction for fees, expenses, or taxes) |
22.78% |
12.44% |
6.91% |
Principal LifeTime 2030 Blended
Index (reflects no deduction for fees, expenses, or taxes) |
22.26% |
14.29% |
6.67% |
• |
James W. Fennessey (since
2007), Vice President |
• |
Jeffrey R. Tyler (since 2011),
Vice President |
• |
Randy L. Welch (since 2007),
Vice President |
• |
Matthew Annenberg (since
2013), Managing Director, Asset
Allocation |
• |
Dirk Laschanzky (since 2001),
Portfolio Manager |
Objective: |
The Fund seeks a total return
consisting of long-term growth of capital and current
income. |
Institutional Class |
Class R-1 |
Class R-2 |
Class R-3 |
Class R-4 |
Class R-5 | |
Management Fees |
0.03% |
0.03% |
0.03% |
0.03% |
0.03% |
0.03% |
Distribution and/or Service
(12b-1) Fees |
N/A |
0.35% |
0.30% |
0.25% |
0.10% |
N/A |
Other Expenses |
0.01% |
0.53% |
0.45% |
0.32% |
0.28% |
0.26% |
Acquired Fund Fees and
Expenses |
0.72% |
0.72% |
0.72% |
0.72% |
0.72% |
0.72% |
Total Annual
Fund Operating Expenses |
0.76% |
1.63% |
1.50% |
1.32% |
1.13% |
1.01% |
1
year |
3
years |
5
years |
10
years | |
Institutional
Class |
$78 |
$243 |
$422 |
$942 |
Class
R-1 |
166 |
514 |
887 |
1,933 |
Class
R-2 |
153 |
474 |
818 |
1,791 |
Class
R-3 |
134 |
418 |
723 |
1,590 |
Class
R-4 |
115 |
359 |
622 |
1,375 |
Class
R-5 |
103 |
322 |
558 |
1,236 |
Highest
return for a quarter during the period of the bar chart
above: |
Q2
'09 |
16.61 |
% |
Lowest
return for a quarter during the period of the bar chart
above: |
Q3
'11 |
-15.22 |
% |
Average
Annual Total Returns | |||
For the
periods ended December 31, 2013 |
1
Year |
5
Year |
Life of
Fund |
Institutional
Class Return Before Taxes |
20.97% |
15.16% |
5.81% |
Institutional
Class Return After Taxes on Distributions |
19.08% |
14.22% |
4.99% |
Institutional
Class Return After Taxes on Distribution and Sale of Fund
Shares |
12.76% |
12.07% |
4.40% |
Class R-1
Return Before Taxes |
19.98% |
14.14% |
4.91% |
Class R-2
Return Before Taxes |
20.14% |
14.30% |
5.03% |
Class R-3
Return Before Taxes |
20.40% |
14.52% |
5.22% |
Class R-4
Return Before Taxes |
20.60% |
14.74% |
5.43% |
Class R-5
Return Before Taxes |
20.79% |
14.88% |
5.57% |
S&P Target Date 2035 Index
(reflects no deduction for fees, expenses, or taxes) |
20.84% |
14.27% |
6.16% |
Russell 3000 Index (reflects no deduction for
fees, expenses, or taxes) |
33.55% |
18.71% |
8.66% |
MSCI EAFE Index NDTR
D (reflects no deduction for
fees, expenses, or taxes) |
22.78% |
12.44% |
1.73% |
Barclays U.S. Aggregate Bond
Index (reflects no deduction for fees, expenses, or taxes) |
-2.02% |
4.44% |
4.38% |
Principal LifeTime 2035 Blended
Index (reflects no deduction for fees, expenses, or taxes) |
24.10% |
14.82% |
6.49% |
• |
James W. Fennessey (since
2008), Vice President |
• |
Jeffrey R. Tyler (since 2011),
Vice President |
• |
Randy L. Welch (since 2008),
Vice President |
• |
Matthew Annenberg (since
2013), Managing Director, Asset
Allocation |
• |
Dirk Laschanzky (since 2008),
Portfolio Manager |
Objective: |
The Fund seeks a total return
consisting of long-term growth of capital and current
income. |
Institutional Class |
Class R-1 |
Class R-2 |
Class R-3 |
Class R-4 |
Class R-5 | |
Management Fees |
0.03% |
0.03% |
0.03% |
0.03% |
0.03% |
0.03% |
Distribution and/or Service
(12b-1) Fees |
N/A |
0.35% |
0.30% |
0.25% |
0.10% |
N/A |
Other Expenses |
0.01% |
0.53% |
0.45% |
0.32% |
0.28% |
0.26% |
Acquired Fund Fees and
Expenses |
0.74% |
0.74% |
0.74% |
0.74% |
0.74% |
0.74% |
Total Annual
Fund Operating Expenses |
0.78% |
1.65% |
1.52% |
1.34% |
1.15% |
1.03% |
1
year |
3
years |
5
years |
10
years | |
Institutional
Class |
$80 |
$249 |
$433 |
$966 |
Class
R-1 |
168 |
520 |
897 |
1,955 |
Class
R-2 |
155 |
480 |
829 |
1,813 |
Class
R-3 |
136 |
425 |
734 |
1,613 |
Class
R-4 |
117 |
365 |
633 |
1,398 |
Class
R-5 |
105 |
328 |
569 |
1,259 |
• |
The Institutional Class shares
were first sold on March 1, 2001. |
• |
The R-1 Class shares were
first sold on November 1, 2004. |
• |
For periods prior to the date
on which the R-1 Class began operations, its performance is based on the
performance of the Fund’s Institutional Class shares adjusted to reflect
the fees and expenses of the R-1 Class. |
• |
The adjustments result in
performance (for the periods prior to the date the R-1 Class began
operations) that is no higher than the historical performance of the
Institutional Class shares. |
Highest
return for a quarter during the period of the bar chart
above: |
Q2
'09 |
17.41 |
% |
Lowest
return for a quarter during the period of the bar chart
above: |
Q4
'08 |
-21.32 |
% |
Average
Annual Total Returns | |||
For the
periods ended December 31, 2013 |
1
Year |
5
Years |
10
Years |
Institutional
Class Return Before Taxes |
22.36% |
15.65% |
6.89% |
Institutional
Class Return After Taxes on Distributions |
20.92% |
14.95% |
6.07% |
Institutional
Class Return After Taxes on Distribution and Sale of Fund
Shares |
13.44% |
12.50% |
5.38% |
Class R-1
Return Before Taxes |
21.22% |
14.64% |
5.95% |
Class R-2
Return Before Taxes |
21.41% |
14.78% |
6.09% |
Class R-3
Return Before Taxes |
21.56% |
14.99% |
6.29% |
Class R-4
Return Before Taxes |
21.79% |
15.20% |
6.48% |
Class R-5
Return Before Taxes |
21.99% |
15.34% |
6.61% |
S&P Target Date 2040 Index
(reflects no deduction for fees, expenses, or taxes) |
22.10% |
14.77% |
6.96% |
Russell 3000 Index (reflects no
deduction for fees, expenses, or taxes) |
33.55% |
18.71% |
7.88% |
MSCI EAFE Index NDTR D
(reflects no deduction for fees, expenses, or taxes) |
22.78% |
12.44% |
6.91% |
Barclays U.S. Aggregate Bond
Index (reflects no deduction for fees, expenses, or taxes) |
-2.02% |
4.44% |
4.55% |
Principal LifeTime 2040 Blended
Index (reflects no deduction for fees, expenses, or taxes) |
25.86% |
15.33% |
6.96% |
• |
James W. Fennessey (since
2007), Vice President |
• |
Jeffrey R. Tyler (since 2011),
Vice President |
• |
Randy L. Welch (since 2007),
Vice President |
• |
Matthew Annenberg (since
2013), Managing Director, Asset
Allocation |
• |
Dirk Laschanzky (since 2001),
Portfolio Manager |
Objective: |
The Fund seeks a total return
consisting of long-term growth of capital and current
income. |
Institutional Class |
Class R-1 |
Class R-2 |
Class R-3 |
Class R-4 |
Class R-5 | |
Management Fees |
0.03% |
0.03% |
0.03% |
0.03% |
0.03% |
0.03% |
Distribution and/or Service
(12b-1) Fees |
N/A |
0.35% |
0.30% |
0.25% |
0.10% |
N/A |
Other Expenses |
0.02% |
0.54% |
0.46% |
0.33% |
0.29% |
0.27% |
Acquired Fund Fees and
Expenses |
0.74% |
0.74% |
0.74% |
0.74% |
0.74% |
0.74% |
Total Annual
Fund Operating Expenses |
0.79% |
1.66% |
1.53% |
1.35% |
1.16% |
1.04% |
1
year |
3
years |
5
years |
10
years | |
Institutional
Class |
$81 |
$252 |
$439 |
$978 |
Class
R-1 |
169 |
523 |
902 |
1,965 |
Class
R-2 |
156 |
483 |
834 |
1,824 |
Class
R-3 |
137 |
428 |
739 |
1,624 |
Class
R-4 |
118 |
368 |
638 |
1,409 |
Class
R-5 |
106 |
331 |
574 |
1,271 |
Highest
return for a quarter during the period of the bar chart
above: |
Q2
'09 |
17.31 |
% |
Lowest
return for a quarter during the period of the bar chart
above: |
Q3
'11 |
-16.15 |
% |
Average
Annual Total Returns | |||
For the
periods ended December 31, 2013 |
1
Year |
5
Year |
Life of
Fund |
Institutional
Class Return Before Taxes |
23.04% |
15.72% |
5.96% |
Institutional
Class Return After Taxes on Distributions |
21.23% |
14.77% |
5.15% |
Institutional
Class Return After Taxes on Distribution and Sale of Fund
Shares |
13.90% |
12.49% |
4.49% |
Class R-1
Return Before Taxes |
21.93% |
14.75% |
4.99% |
Class R-2
Return Before Taxes |
22.13% |
14.88% |
5.14% |
Class R-3
Return Before Taxes |
22.29% |
15.10% |
5.30% |
Class R-4
Return Before Taxes |
22.59% |
15.30% |
5.52% |
Class R-5
Return Before Taxes |
22.74% |
15.47% |
5.65% |
S&P Target Date 2045 Index
(reflects no deduction for fees, expenses, or taxes) |
23.14% |
15.09% |
6.20% |
Russell 3000 Index (reflects no deduction for
fees, expenses, or taxes) |
33.55% |
18.71% |
8.66% |
MSCI EAFE Index NDTR
D (reflects no deduction for
fees, expenses, or taxes) |
22.78% |
12.44% |
1.73% |
Barclays U.S. Aggregate Bond
Index (reflects no deduction for fees, expenses, or taxes) |
-2.02% |
4.44% |
4.38% |
Principal LifeTime 2045 Blended
Index (reflects no deduction for fees, expenses, or taxes) |
26.93% |
15.63% |
6.65% |
• |
James W. Fennessey (since
2008), Vice President |
• |
Jeffrey R. Tyler (since 2011),
Vice President |
• |
Randy L. Welch (since 2008),
Vice President |
• |
Matthew Annenberg (since
2013), Managing Director, Asset
Allocation |
• |
Dirk Laschanzky (since 2008),
Portfolio Manager |
Objective: |
The Fund seeks a total return
consisting of long-term growth of capital and current
income. |
Institutional Class |
Class R-1 |
Class R-2 |
Class R-3 |
Class R-4 |
Class R-5 | |
Management Fees |
0.03% |
0.03% |
0.03% |
0.03% |
0.03% |
0.03% |
Distribution and/or Service
(12b-1) Fees |
N/A |
0.35% |
0.30% |
0.25% |
0.10% |
N/A |
Other Expenses |
0.01% |
0.53% |
0.45% |
0.32% |
0.28% |
0.26% |
Acquired Fund Fees and
Expenses |
0.74% |
0.74% |
0.74% |
0.74% |
0.74% |
0.74% |
Total Annual
Fund Operating Expenses |
0.78% |
1.65% |
1.52% |
1.34% |
1.15% |
1.03% |
1
year |
3
years |
5
years |
10
years | |
Institutional
Class |
$80 |
$249 |
$433 |
$966 |
Class
R-1 |
168 |
520 |
897 |
1,955 |
Class
R-2 |
155 |
480 |
829 |
1,813 |
Class
R-3 |
136 |
425 |
734 |
1,613 |
Class
R-4 |
117 |
365 |
633 |
1,398 |
Class
R-5 |
105 |
328 |
569 |
1,259 |
• |
The Institutional Class shares
were first sold on March 1, 2001. |
• |
The R-1 Class shares were
first sold on November 1, 2004. |
• |
For periods prior to the date
on which the R-1 Class began operations, its performance is based on the
performance of the Fund’s Institutional Class shares adjusted to reflect
the fees and expenses of the R-1 Class. |
• |
The adjustments result in
performance (for the periods prior to the date the R-1 Class began
operations) that is no higher than the historical performance of the
Institutional Class shares. |
Highest
return for a quarter during the period of the bar chart
above: |
Q2
'09 |
17.82 |
% |
Lowest
return for a quarter during the period of the bar chart
above: |
Q4
'08 |
-21.98 |
% |
Average
Annual Total Returns | |||
For the
periods ended December 31, 2013 |
1
Year |
5
Years |
10
Years |
Institutional
Class Return Before Taxes |
23.81% |
16.00% |
7.04% |
Institutional
Class Return After Taxes on Distributions |
22.26% |
15.32% |
6.24% |
Institutional
Class Return After Taxes on Distribution and Sale of Fund
Shares |
14.37% |
12.82% |
5.53% |
Class R-1
Return Before Taxes |
22.78% |
15.00% |
6.11% |
Class R-2
Return Before Taxes |
22.92% |
15.17% |
6.24% |
Class R-3
Return Before Taxes |
23.08% |
15.35% |
6.43% |
Class R-4
Return Before Taxes |
23.39% |
15.58% |
6.63% |
Class R-5
Return Before Taxes |
23.53% |
15.74% |
6.76% |
S&P Target Date 2050 Index
(reflects no deduction for fees, expenses, or taxes) |
24.13% |
15.27% |
N/A |
Russell 3000 Index (reflects no
deduction for fees, expenses, or taxes) |
33.55% |
18.71% |
7.88% |
MSCI EAFE Index NDTR D
(reflects no deduction for fees, expenses, or taxes) |
22.78% |
12.44% |
6.91% |
Barclays U.S. Aggregate Bond
Index (reflects no deduction for fees, expenses, or taxes) |
-2.02% |
4.44% |
4.55% |
Principal LifeTime 2050 Blended
Index (reflects no deduction for fees, expenses, or taxes) |
27.90% |
15.89% |
7.22% |
• |
James W. Fennessey (since
2007), Vice President |
• |
Jeffrey R. Tyler (since 2011),
Vice President |
• |
Randy L. Welch (since 2007),
Vice President |
• |
Matthew Annenberg (since
2013), Managing Director, Asset
Allocation |
• |
Dirk Laschanzky (since 2001),
Portfolio Manager |
Objective: |
The Fund seeks a total return
consisting of long-term growth of capital and current
income. |
Institutional Class |
Class R-1 |
Class R-2 |
Class R-3 |
Class R-4 |
Class R-5 | |
Management Fees |
0.03% |
0.03% |
0.03% |
0.03% |
0.03% |
0.03% |
Distribution and/or Service
(12b-1) Fees |
N/A |
0.35% |
0.30% |
0.25% |
0.10% |
N/A |
Other Expenses |
0.06% |
0.55% |
0.47% |
0.34% |
0.30% |
0.28% |
Acquired Fund Fees and
Expenses |
0.75% |
0.75% |
0.75% |
0.75% |
0.75% |
0.75% |
Total Annual
Fund Operating Expenses |
0.84% |
1.68% |
1.55% |
1.37% |
1.18% |
1.06% |
Expense
Reimbursement(1) |
— |
— |
— |
— |
— |
— |
Total Annual
Fund Operating Expenses after Expense Reimbursement |
0.84% |
1.68% |
1.55% |
1.37% |
1.18% |
1.06% |
(1) Principal Management
Corporation ("Principal"), the investment advisor, has contractually
agreed to limit the Fund’s expenses by paying, if necessary, expenses
normally payable by the Fund, (excluding interest expense, expenses
related to fund investments, acquired fund fees and expenses, and other
extraordinary expenses) to maintain a total level of operating expenses
(expressed as a percent of average net assets on an annualized basis) not
to exceed 0.13% for Institutional Class, 0.96% for Class R-1, 0.83% for
Class R-2, 0.65% for Class R-3, 0.46% for Class R-4, and 0.34% for Class
R-5 shares. It is expected that the expense limit will continue through
the period ending February 28, 2015; however, Principal Funds, Inc. and
Principal, the parties to the agreement, may agree to terminate the
expense limit prior to the end of the period.
|
1
year |
3
years |
5
years |
10
years | |
Institutional
Class |
$86 |
$268 |
$466 |
$1,037 |
Class
R-1 |
171 |
530 |
913 |
1,987 |
Class
R-2 |
158 |
490 |
845 |
1,845 |
Class
R-3 |
139 |
434 |
750 |
1,646 |
Class
R-4 |
120 |
375 |
649 |
1,432 |
Class
R-5 |
108 |
337 |
585 |
1,294 |
Highest
return for a quarter during the period of the bar chart
above: |
Q2
'09 |
17.40 |
% |
Lowest
return for a quarter during the period of the bar chart
above: |
Q3
'11 |
-17.02 |
% |
Average
Annual Total Returns | |||
For the
periods ended December 31, 2013 |
1
Year |
5
Year |
Life of
Fund |
Institutional
Class Return Before Taxes |
23.79% |
15.86% |
5.90% |
Institutional
Class Return After Taxes on Distributions |
22.12% |
15.06% |
5.21% |
Institutional
Class Return After Taxes on Distribution and Sale of Fund
Shares |
14.20% |
12.68% |
4.50% |
Class R-1
Return Before Taxes |
22.88% |
14.85% |
4.98% |
Class R-2
Return Before Taxes |
23.01% |
14.99% |
5.11% |
Class R-3
Return Before Taxes |
23.14% |
15.20% |
5.31% |
Class R-4
Return Before Taxes |
23.29% |
15.42% |
5.50% |
Class R-5
Return Before Taxes |
23.61% |
15.55% |
5.63% |
S&P Target Date 2055+ Index
(reflects no deduction for fees, expenses, or taxes) |
24.96% |
15.49% |
6.51% |
Russell 3000 Index (reflects no deduction for
fees, expenses, or taxes) |
33.55% |
18.71% |
8.66% |
MSCI EAFE Index NDTR D
(reflects no deduction for fees, expenses, or taxes) |
22.78% |
12.44% |
1.73% |
Barclays U.S. Aggregate Bond
Index (reflects no deduction for fees, expenses, or taxes) |
-2.02% |
4.44% |
4.38% |
Principal LifeTime 2055 Blended
Index (reflects no deduction for fees, expenses, or taxes) |
28.03% |
15.87% |
6.71% |
• |
James W. Fennessey (since
2008), Vice President |
• |
Jeffrey R. Tyler (since 2011),
Vice President |
• |
Randy L. Welch (since 2008),
Vice President |
• |
Matthew Annenberg (since
2013), Managing Director, Asset
Allocation |
• |
Dirk Laschanzky (since 2008),
Portfolio Manager |
Objective: |
The Fund seeks a total return
consisting of long-term growth of capital and current
income. |
Institutional Class |
Class R-1 |
Class R-2 |
Class R-3 |
Class R-4 |
Class R-5 | |
Management Fees |
0.03% |
0.03% |
0.03% |
0.03% |
0.03% |
0.03% |
Distribution and/or Service
(12b-1) Fees |
N/A |
0.35% |
0.30% |
0.25% |
0.10% |
N/A |
Other Expenses |
293.25% |
7.76% |
7.68% |
7.55% |
7.51% |
7.49% |
Acquired Fund Fees and
Expenses |
0.79% |
0.79% |
0.79% |
0.79% |
0.79% |
0.79% |
Total Annual
Fund Operating Expenses |
294.07% |
8.93% |
8.80% |
8.62% |
8.43% |
8.31% |
Expense Reimbursement
(1) |
(293.15)% |
(7.18)% |
(7.18)% |
(7.18)% |
(7.18)% |
(7.18)% |
Total Annual
Fund Operating Expenses after Expense Reimbursement |
0.92% |
1.75% |
1.62% |
1.44% |
1.25% |
1.13% |
(1) Principal Management
Corporation ("Principal"), the investment advisor, has contractually
agreed to limit the Fund’s expenses by paying, if necessary, expenses
normally payable by the Fund, (excluding interest expense, expenses
related to fund investments, acquired fund fees and expenses, and other
extraordinary expenses) to maintain a total level of operating expenses
(expressed as a percent of average net assets on an annualized basis) not
to exceed 0.13% for Institutional Class, 0.96% for Class R-1, 0.83% for
Class R-2, 0.65% for Class R-3, 0.46% for Class R-4, and 0.34% for Class
R-5 shares. It is expected that the expense limit will continue through
the period ending February 28, 2015; however, Principal Funds, Inc. and
Principal, the parties to the agreement, may agree to terminate the
expense limit prior to the end of the period.
|
1
year |
3
years |
5
years |
10
years | |
Institutional
Class (1) |
$94 |
$14,055 |
$46,579 |
$(1,089,561) |
Class
R-1 |
$178 |
$1,848 |
$3,503 |
$7,105 |
Class
R-2 |
$165 |
$1,813 |
$3,453 |
$7,038 |
Class
R-3 |
$147 |
$1,765 |
$3,383 |
$6,943 |
Class
R-4 |
$127 |
$1,713 |
$3,308 |
$6,840 |
Class
R-5 |
$115 |
$1,680 |
$3,260 |
$6,774 |
(1) As of October 31, 2013, the
Institutional Class shares of Principal LifeTime 2060 Fund had
approximately $13,000 in net assets; therefore, the example calculation
renders unusual cost examples for years other than those during which
expense reimbursement is in
place. |
• |
James W. Fennessey (since
2013), Vice President |
• |
Jeffrey R. Tyler (since 2013),
Vice President |
• |
Randy L. Welch (since 2013),
Vice President |
• |
Matthew Annenberg (since
2013), Managing Director, Asset
Allocation |
• |
Dirk Laschanzky (since 2013),
Portfolio Manager |
Objective: |
The Portfolio seeks to provide
a high level of total return (consisting of reinvestment of income with
some capital appreciation). |
Institutional Class |
Class R-1 |
Class R-2 |
Class R-3 |
Class R-4 |
Class R-5 | |
Management Fees |
0.32% |
0.32% |
0.32% |
0.32% |
0.32% |
0.32% |
Distribution and/or Service
(12b-1) Fees |
N/A |
0.35% |
0.30% |
0.25% |
0.10% |
N/A |
Other Expenses |
0.02% |
0.53% |
0.45% |
0.32% |
0.28% |
0.26% |
Acquired Fund Fees and
Expenses |
0.58% |
0.58% |
0.58% |
0.58% |
0.58% |
0.58% |
Total Annual
Fund Operating Expenses |
0.92% |
1.78% |
1.65% |
1.47% |
1.28% |
1.16% |
1
year |
3
years |
5
years |
10
years | |
Institutional
Class |
$94 |
$293 |
$509 |
$1,131 |
Class
R-1 |
181 |
560 |
964 |
2,095 |
Class
R-2 |
168 |
520 |
897 |
1,955 |
Class
R-3 |
150 |
465 |
803 |
1,757 |
Class
R-4 |
130 |
406 |
702 |
1,545 |
Class
R-5 |
118 |
368 |
638 |
1,409 |
• |
Generally invests between 55%
and 95% of its assets in fixed-income funds, and less than 40% in any one
fixed-income fund (fixed-income funds that generally invest in fixed
income instruments such as high yield securities (or “junk” bonds), real
estate securities, mortgage-backed securities, government and
government-sponsored securities, and corporate bonds)
|
• |
Generally invests between 5%
and 45% of its assets in equity funds, and less than 30% in any one equity
fund (equity funds that generally invest in domestic and foreign equity
securities) and |
• |
Generally invests less than
20% of its assets in specialty funds, and less than 20% in any one
specialty fund (specialty funds that generally offer unique combinations
of traditional equity securities and fixed-income securities or that use
alternative investment strategies that aim to offer diversification beyond
traditional equity and fixed-income securities and include investments in
such assets as infrastructure, commodities, currencies, timber and private
equity) |
• |
The Portfolio commenced
operations after succeeding to the operations of another fund on
January 12, 2007. |
• |
Performance for periods prior
to that date is based on the performance of the predecessor fund’s
Class A shares adjusted to reflect the fees and expenses of these
classes. |
• |
The adjustments result in
performance (for periods prior to the date these classes began operations)
that is no higher than the historical performance of Class A shares.
|
• |
The predecessor fund commenced
operations on July 25, 1996. |
Highest
return for a quarter during the period of the bar chart
above: |
Q2
'09 |
10.86 |
% |
Lowest
return for a quarter during the period of the bar chart
above: |
Q4
'08 |
-6.88 |
% |
Average
Annual Total Returns | |||
For the
periods ended December 31, 2013 |
1
Year |
5
Years |
10
Years |
Institutional
Class Return Before Taxes |
7.43% |
10.42% |
5.67% |
Institutional
Class Return After Taxes on Distributions |
5.80% |
8.97% |
4.22% |
Institutional
Class Return After Taxes on Distribution and Sale of Fund
Shares |
4.63% |
7.78% |
3.99% |
Class R-1
Return Before Taxes |
6.53% |
9.47% |
4.98% |
Class R-2
Return Before Taxes |
6.66% |
9.63% |
5.12% |
Class R-3
Return Before Taxes |
6.86% |
9.83% |
5.26% |
Class R-4
Return Before Taxes |
7.06% |
10.03% |
5.41% |
Class R-5
Return Before Taxes |
7.19% |
10.17% |
5.48% |
Barclays U.S. Aggregate Bond
Index (reflects no deduction for fees, expenses, or taxes) |
-2.02% |
4.44% |
4.55% |
Russell 3000 Index (reflects no deduction for
fees, expenses, or taxes) |
33.55% |
18.71% |
7.88% |
MSCI EAFE Index NDTR D
(reflects no deduction for fees, expenses, or taxes) |
22.78% |
12.44% |
6.91% |
SAM Flexible Income Blended
Index (reflects no deduction for fees, expenses, or taxes) |
5.56% |
7.86% |
5.59% |
• |
Charles D. Averill (since
2010), Portfolio Manager |
• |
Jill R. Cuniff (since 2010),
President and Portfolio Manager |
• |
Todd A. Jablonski (since
2010), Portfolio Manager |
Objective: |
The Portfolio seeks to provide
a high level of total return (consisting of reinvestment of income and
capital appreciation), consistent with a moderate degree of principal
risk. |
Institutional Class |
Class R-1 |
Class R-2 |
Class R-3 |
Class R-4 |
Class R-5 | |
Management Fees |
0.32% |
0.32% |
0.32% |
0.32% |
0.32% |
0.32% |
Distribution and/or Service
(12b-1) Fees |
N/A |
0.35% |
0.30% |
0.25% |
0.10% |
N/A |
Other Expenses |
0.02% |
0.53% |
0.45% |
0.32% |
0.28% |
0.26% |
Acquired Fund Fees and
Expenses |
0.63% |
0.63% |
0.63% |
0.63% |
0.63% |
0.63% |
Total Annual
Fund Operating Expenses |
0.97% |
1.83% |
1.70% |
1.52% |
1.33% |
1.21% |
1
year |
3
years |
5
years |
10
years | |
Institutional
Class |
$99 |
$309 |
$536 |
$1,190 |
Class
R-1 |
186 |
576 |
990 |
2,148 |
Class
R-2 |
173 |
536 |
923 |
2,009 |
Class
R-3 |
155 |
480 |
829 |
1,813 |
Class
R-4 |
135 |
421 |
729 |
1,601 |
Class
R-5 |
123 |
384 |
665 |
1,466 |
• |
Generally invests between 40%
and 80% of its assets in fixed-income funds, and less than 40% in any one
fixed-income fund (fixed-income funds that generally invest in fixed
income instruments such as high yield securities (or “junk” bonds), real
estate securities, mortgage-backed securities, government and
government-sponsored securities, and corporate bonds)
|
• |
Generally invests between 20%
and 60% of its assets in equity funds, and less than 30% in any one equity
fund (equity funds that generally invest in domestic and foreign equity
securities) and |
• |
Generally invests less than
20% of its assets in specialty funds, and less than 20% in any one
specialty fund (specialty funds that generally offer unique combinations
of traditional equity securities and fixed-income securities or that use
alternative investment strategies that aim to offer diversification beyond
traditional equity and fixed-income securities and include investments in
such assets as infrastructure, commodities, currencies, timber and private
equity) |
• |
The Portfolio commenced
operations after succeeding to the operations of another fund on
January 12, 2007. |
• |
Performance for periods prior
to that date is based on the performance of the predecessor fund’s
Class A shares adjusted to reflect the fees and expenses of these
classes. |
• |
The adjustments result in
performance (for periods prior to the date these classes began operations)
that is no higher than the historical performance of Class A shares.
|
• |
The predecessor fund commenced
operations on July 25, 1996. |
Highest
return for a quarter during the period of the bar chart
above: |
Q2
‘09 |
11.59 |
% |
Lowest
return for a quarter during the period of the bar chart
above: |
Q4
‘08 |
-9.92 |
% |
Average
Annual Total Returns | |||
For the
periods ended December 31, 2013 |
1
Years |
5
Years |
10
Years |
Institutional
Class Return Before Taxes |
11.23% |
11.50% |
6.18% |
Institutional
Class Return After Taxes on Distributions |
9.73% |
10.30% |
4.94% |
Institutional
Class Return After Taxes on Distribution and Sale of Fund
Shares |
6.90% |
8.79% |
4.57% |
Class R-1
Return Before Taxes |
10.32% |
10.56% |
5.50% |
Class R-2
Return Before Taxes |
10.44% |
10.72% |
5.64% |
Class R-3
Return Before Taxes |
10.64% |
10.89% |
5.79% |
Class R-4
Return Before Taxes |
10.84% |
11.12% |
5.92% |
Class R-5
Return Before Taxes |
10.97% |
11.25% |
6.01% |
Barclays U.S. Aggregate Bond
Index (reflects no deduction for fees, expenses, or taxes) |
-2.02% |
4.44% |
4.55% |
Russell 3000 Index (reflects no deduction for
fees, expenses, or taxes) |
33.55% |
18.71% |
7.88% |
MSCI EAFE Index NDTR D
(reflects no deduction for fees, expenses, or taxes) |
22.78% |
12.44% |
6.91% |
SAM Conservative Balanced
Blended Index (reflects no deduction for fees, expenses, or
taxes) |
10.17% |
9.76% |
6.12% |
• |
Charles D. Averill (since
2010), Portfolio Manager |
• |
Jill R. Cuniff (since 2010),
President and Portfolio Manager |
• |
Todd A. Jablonski (since
2010), Portfolio Manager |
Objective: |
The Portfolio seeks to provide
as high a level of total return (consisting of reinvested income and
capital appreciation) as is consistent with reasonable risk.
|
Institutional Class |
Class R-1 |
Class R-2 |
Class R-3 |
Class R-4 |
Class R-5 | |
Management Fees |
0.32% |
0.32% |
0.32% |
0.32% |
0.32% |
0.32% |
Distribution and/or Service
(12b-1) Fees |
N/A |
0.35% |
0.30% |
0.25% |
0.10% |
N/A |
Other Expenses |
0.01% |
0.53% |
0.45% |
0.32% |
0.28% |
0.26% |
Acquired Fund Fees and
Expenses |
0.68% |
0.68% |
0.68% |
0.68% |
0.68% |
0.68% |
Total Annual
Fund Operating Expenses |
1.01% |
1.88% |
1.75% |
1.57% |
1.38% |
1.26% |
1
year |
3
years |
5
years |
10
years | |
Institutional
Class |
$103 |
$322 |
$558 |
$1,236 |
Class
R-1 |
191 |
591 |
1,016 |
2,201 |
Class
R-2 |
178 |
551 |
949 |
2,062 |
Class
R-3 |
160 |
496 |
855 |
1,867 |
Class
R-4 |
140 |
437 |
755 |
1,657 |
Class
R-5 |
128 |
400 |
692 |
1,523 |
• |
Generally invests between 20%
and 60% of its assets in fixed-income funds, and less than 40% in any one
fixed-income fund (fixed-income funds that generally invest in fixed
income instruments such as real estate securities, mortgage-backed
securities, government and government-sponsored securities, and corporate
bonds) |
• |
Generally invests between 40%
and 80% of its assets in equity funds, and less than 30% in any one equity
fund (equity funds that generally invest in domestic and foreign equity
securities) and |
• |
Generally invests less than
20% of its assets in specialty funds, and less than 20% in any one
specialty fund (specialty funds that generally offer unique combinations
of traditional equity securities and fixed-income securities or that use
alternative investment strategies that aim to offer diversification beyond
traditional equity and fixed-income securities and include investments in
such assets as infrastructure, commodities, currencies, timber and private
equity) |
• |
The Portfolio commenced
operations after succeeding to the operations of another fund on
January 12, 2007. |
• |
Performance for periods prior
to that date is based on the performance of the predecessor fund’s
Class A shares adjusted to reflect the fees and expenses of these
classes. |
• |
The adjustments result in
performance (for periods prior to the date these classes began operations)
that is no higher than the historical performance of Class A shares.
|
• |
The predecessor fund commenced
operations on July 25, 1996. |
Highest
return for a quarter during the period of the bar chart
above: |
Q2
'09 |
13.57 |
% |
Lowest
return for a quarter during the period of the bar chart
above: |
Q4
'08 |
-14.44 |
% |
Average
Annual Total Returns | |||
For the
periods ended December 31, 2013 |
1
Year |
5
Years |
10
Years |
Institutional
Class Return Before Taxes |
17.57% |
13.57% |
6.74% |
Institutional
Class Return After Taxes on Distributions |
16.33% |
12.73% |
5.76% |
Institutional
Class Return After Taxes on Distribution and Sale of Fund
Shares |
10.54% |
10.68% |
5.23% |
Class R-1
Return Before Taxes |
16.49% |
12.58% |
6.03% |
Class R-2
Return Before Taxes |
16.63% |
12.71% |
6.16% |
Class R-3
Return Before Taxes |
16.82% |
12.93% |
6.33% |
Class R-4
Return Before Taxes |
17.01% |
13.12% |
6.47% |
Class R-5
Return Before Taxes |
17.22% |
13.27% |
6.55% |
Russell 3000 Index (reflects no
deduction for fees, expenses, or taxes) |
33.55% |
18.71% |
7.88% |
Barclays U.S. Aggregate Bond
Index (reflects no deduction for fees, expenses, or taxes) |
-2.02% |
4.44% |
4.55% |
MSCI EAFE Index NDTR D
(reflects no deduction for fees, expenses, or taxes) |
22.78% |
12.44% |
6.91% |
SAM Balanced Blended Index
(reflects no deduction for fees, expenses, or taxes) |
16.73% |
12.32% |
6.76% |
• |
Charles D. Averill (since
2010), Portfolio Manager |
• |
Jill R. Cuniff (since 2010),
President and Portfolio Manager |
• |
Todd A. Jablonski (since
2010), Portfolio Manager |
Objective: |
The Portfolio seeks to provide
long-term capital appreciation.
|
Institutional Class |
Class R-1 |
Class R-2 |
Class R-3 |
Class R-4 |
Class R-5 | |
Management Fees |
0.32% |
0.32% |
0.32% |
0.32% |
0.32% |
0.32% |
Distribution and/or Service
(12b-1) Fees |
N/A |
0.35% |
0.30% |
0.25% |
0.10% |
N/A |
Other Expenses |
0.01% |
0.53% |
0.45% |
0.32% |
0.28% |
0.26% |
Acquired Fund Fees and
Expenses |
0.72% |
0.72% |
0.72% |
0.72% |
0.72% |
0.72% |
Total Annual
Fund Operating Expenses |
1.05% |
1.92% |
1.79% |
1.61% |
1.42% |
1.30% |
1
year |
3
years |
5
years |
10
years | |
Institutional
Class |
$107 |
$334 |
$579 |
$1,283 |
Class
R-1 |
195 |
603 |
1,037 |
2,243 |
Class
R-2 |
182 |
563 |
970 |
2,105 |
Class
R-3 |
164 |
508 |
876 |
1,911 |
Class
R-4 |
145 |
449 |
776 |
1,702 |
Class
R-5 |
132 |
412 |
713 |
1,568 |
• |
Generally invests between 0%
and 40% of its assets in fixed-income funds, and less than 30% in any one
fixed-income fund (fixed-income funds that generally invest in
fixed-income instruments such as government and government-sponsored
securities and corporate bonds) |
• |
Generally invests between 60%
and 100% of its assets in equity funds, and less than 40% in any one
equity fund (equity funds that generally invest in domestic and foreign
equity securities) and |
• |
Generally invests less than
20% of its assets in specialty funds, and less than 20% in any one
specialty fund (specialty funds that generally offer unique combinations
of traditional equity securities and fixed-income securities or that use
alternative investment strategies that aim to offer diversification beyond
traditional equity and fixed-income securities and include investments in
such assets as infrastructure, commodities, currencies, timber and private
equity) |
• |
The Portfolio commenced
operations after succeeding to the operations of another fund on
January 12, 2007. |
• |
Performance for periods prior
to that date is based on the performance of the predecessor fund’s
Class A shares adjusted to reflect the fees and expenses of these
classes. |
• |
The adjustments result in
performance (for periods prior to the date these classes began operations)
that is no higher than the historical performance of Class A shares.
|
• |
The predecessor fund commenced
operations on July 25, 1996. |
Highest
return for a quarter during the period of the bar chart
above: |
Q2
'09 |
14.70 |
% |
Lowest
return for a quarter during the period of the bar chart
above: |
Q4
'08 |
-19.12 |
% |
Average
Annual Total Returns | |||
For the
periods ended December 31, 2013 |
1
Year |
5
Years |
10
Years |
Institutional
Class Return Before Taxes |
23.16% |
15.07% |
6.88% |
Institutional
Class Return After Taxes on Distributions |
22.39% |
14.58% |
6.22% |
Institutional
Class Return After Taxes on Distribution and Sale of Fund
Shares |
13.65% |
12.11% |
5.55% |
Class R-1
Return Before Taxes |
22.06% |
14.07% |
6.17% |
Class R-2
Return Before Taxes |
22.25% |
14.22% |
6.31% |
Class R-3
Return Before Taxes |
22.43% |
14.41% |
6.47% |
Class R-4
Return Before Taxes |
22.61% |
14.65% |
6.61% |
Class R-5
Return Before Taxes |
22.79% |
14.78% |
6.70% |
Russell 3000 Index (reflects no
deduction for fees, expenses, or taxes) |
33.55% |
18.71% |
7.88% |
Barclays U.S. Aggregate Bond
Index (reflects no deduction for fees, expenses, or taxes)
|
-2.02% |
4.44% |
4.55% |
MSCI EAFE Index NDTR D
(reflects no deduction for fees, expenses, or taxes) |
22.78% |
12.44% |
6.91% |
SAM Conservative Growth Blended
Index (reflects no deduction for fees, expenses, or taxes) |
23.63% |
14.80% |
7.29% |
• |
Charles D. Averill (since
2010), Portfolio Manager |
• |
Jill R. Cuniff (since 2010),
President and Portfolio Manager |
• |
Todd A. Jablonski (since
2010), Portfolio Manager |
Objective: |
The Portfolio seeks to provide
long-term capital appreciation.
|
Institutional Class |
Class R-1 |
Class R-2 |
Class R-3 |
Class R-4 |
Class R-5 | |
Management Fees |
0.32% |
0.32% |
0.32% |
0.32% |
0.32% |
0.32% |
Distribution and/or Service
(12b-1) Fees |
N/A |
0.35% |
0.30% |
0.25% |
0.10% |
N/A |
Other Expenses |
0.01% |
0.53% |
0.45% |
0.32% |
0.28% |
0.26% |
Acquired Fund Fees and
Expenses |
0.70% |
0.70% |
0.70% |
0.70% |
0.70% |
0.70% |
Total Annual
Fund Operating Expenses |
1.03% |
1.90% |
1.77% |
1.59% |
1.40% |
1.28% |
1
year |
3
years |
5
years |
10
years | |
Institutional
Class |
$105 |
$328 |
$569 |
$1,259 |
Class
R-1 |
193 |
597 |
1,026 |
2,222 |
Class
R-2 |
180 |
557 |
959 |
2,084 |
Class
R-3 |
162 |
502 |
866 |
1,889 |
Class
R-4 |
143 |
443 |
766 |
1,680 |
Class
R-5 |
130 |
406 |
702 |
1,545 |
• |
Generally invests between 75%
and 100% of its assets in equity funds, and less than 50% in any one
equity fund (equity funds that generally invest in domestic and foreign
equity securities) and |
• |
Generally invests less than
20% of its assets in specialty funds, and less than 20% in any one
specialty fund (specialty funds that generally offer unique combinations
of traditional equity securities and fixed-income securities or that use
alternative investment strategies that aim to offer diversification beyond
traditional equity and fixed-income securities and include investments in
such assets as infrastructure, commodities, currencies, timber and private
equity) |
• |
The Portfolio commenced
operations after succeeding to the operations of another fund on
January 12, 2007. |
• |
Performance for periods prior
to that date is based on the performance of the predecessor fund’s
Class A shares adjusted to reflect the fees and expenses of these
classes. |
• |
The adjustments result in
performance (for periods prior to the date these classes began operations)
that is no higher than the historical performance of Class A shares.
|
• |
The predecessor fund commenced
operations on July 25, 1996. |
Highest
return for a quarter during the period of the bar chart
above: |
Q3
‘09 |
15.78 |
% |
Lowest
return for a quarter during the period of the bar chart
above: |
Q4
'08 |
-22.21 |
% |
Average
Annual Total Returns | |||
For the
periods ended December 31, 2013 |
1
Year |
5
Years |
10
Years |
Institutional
Class Return Before Taxes |
27.41% |
16.28% |
7.03% |
Institutional
Class Return After Taxes on Distributions |
26.77% |
15.97% |
6.52% |
Institutional
Class Return After Taxes on Distribution and Sale of Fund
Shares |
16.04% |
13.21% |
5.72% |
Class R-1
Return Before Taxes |
26.28% |
15.27% |
6.34% |
Class R-2
Return Before Taxes |
26.44% |
15.43% |
6.48% |
Class R-3
Return Before Taxes |
26.77% |
15.65% |
6.62% |
Class R-4
Return Before Taxes |
26.96% |
15.87% |
6.75% |
Class R-5
Return Before Taxes |
27.06% |
15.99% |
6.84% |
Russell 3000 Index (reflects no deduction for
fees, expenses, or taxes) |
33.55% |
18.71% |
7.88% |
MSCI EAFE Index NDTR D
(reflects no deduction for fees, expenses, or taxes) |
22.78% |
12.44% |
6.91% |
Barclays U.S. Aggregate Bond
Index (reflects no deduction for fees, expenses, or taxes) |
-2.02% |
4.44% |
4.55% |
SAM Strategic Growth Blended
Index (reflects no deduction for fees, expenses, or taxes) |
28.89% |
16.53% |
7.60% |
• |
Charles D. Averill (since
2010), Portfolio Manager |
• |
Jill R. Cuniff (since 2010),
President and Portfolio Manager |
• |
Todd A. Jablonski (since
2010), Portfolio Manager |
Objective: |
The Fund seeks consistent cash
income through a diversified, yield-focused investment strategy.
|
Institutional
Class | |
Management Fees |
0.72% |
Other Expenses: |
|
Dividend
and Interest Expense on Short Sales |
0.05% |
Remainder
of Other Expenses |
0.06% |
Total Annual
Fund Operating Expenses |
0.83% |
1
year |
3
years |
5
years |
10
years | |
Institutional
Class |
$85 |
$265 |
$460 |
$1,025 |
1.54% in securities rated
Aaa |
25.62% in securities rated
Baa |
10.41% in securities rated
Caa |
0.00% in securities rated
D |
1.60% in securities rated
Aa |
15.75% in securities rated
Ba |
0.12% in securities rated
Ca |
5.26% in securities not
rated |
5.22% in securities rated
A |
34.48% in securities rated
B |
0.00% in securities rated
C |
Highest
return for a quarter during the period of the bar chart
above: |
Q2
'09 |
20.93 |
% |
Lowest
return for a quarter during the period of the bar chart
above: |
Q3
'11 |
-8.08 |
% |
Average
Annual Total Returns | |||
For the
periods ended December 31, 2013 |
1
Year |
5
Year |
Life of
Fund |
Institutional
Class Return Before Taxes |
6.14% |
15.75% |
15.93% |
Institutional
Class Return After Taxes on Distributions |
4.15% |
12.71% |
12.89% |
Institutional
Class Return After Taxes on Distribution and Sale of Fund
Shares |
3.65% |
11.41% |
11.56% |
Barclays U.S. Corporate High
Yield 2% Issuer Capped Index (reflects no deduction for fees, expenses, or
taxes) |
7.44% |
18.96% |
21.10% |
J.P. Morgan EMBI Global
Diversified Index (reflects no deduction for fees, expenses, or
taxes) |
-5.25% |
11.72% |
12.78% |
BofA Merrill Lynch European
Currency Non-Financial High Yield 2% Constrained Index (reflects no
deduction for fees, expenses, or taxes) |
13.63% |
19.87% |
20.96% |
Barclays Investment Grade CMBS
Index (reflects no deduction for fees, expenses, or taxes) |
0.18% |
12.69% |
14.55% |
MSCI All Country World Value
Index (reflects no deduction for fees, expenses, or taxes) |
22.43% |
13.73% |
14.25% |
MSCI All Country World Value
SMID Index (reflects no deduction for fees, expenses, or
taxes) |
26.37% |
19.14% |
20.19% |
S&P 500 Energy Index
(reflects no deduction for fees, expenses, or taxes) |
25.07% |
13.44% |
13.29% |
S&P 500 Telecom Services
Index (reflects no deduction for fees, expenses, or taxes) |
11.47% |
12.67% |
13.87% |
S&P 500 Utilities Index
(reflects no deduction for fees, expenses, or taxes) |
13.21% |
10.17% |
10.91% |
S&P Global Infrastructure
Index (reflects no deduction for fees, expenses, or taxes) |
14.99% |
11.17% |
12.27% |
BofA Merrill Lynch Fixed Rate
Preferred Securities Index (reflects no deduction for fees, expenses, or
taxes) |
-3.65% |
9.23% |
11.50% |
Barclays U.S. Tier I Capital
Securities Index (reflects no deduction for fees, expenses, or
taxes) |
7.30% |
17.35% |
17.25% |
BofA Merrill Lynch U.S. Capital
Securities Index (reflects no deduction for fees, expenses, or
taxes) |
4.95% |
16.97% |
16.89% |
Tortoise Midstream MLP Index
(reflects no deduction for fees, expenses, or taxes) |
33.50% |
31.84% |
31.15% |
FTSE EPRA/NAREIT Developed
Index (reflects no deduction for fees, expenses, or taxes) |
4.39% |
16.06% |
17.61% |
Global Diversified Custom Index
(reflects no deduction for fees, expenses, or taxes) |
8.00% |
16.90% |
18.46% |
• |
Michael P. Finnegan (since
2010), Chief Investment Officer |
• |
Kelly Grossman (since 2010),
Senior Product Manager |
• |
Dave Reichart (since 2011),
Senior Vice President |
Objective: |
The Fund seeks to provide a
relatively high level of current income and long-term growth of income and
capital. |
Institutional Class |
Class R-1 |
Class R-2 |
Class R-3 |
Class R-4 |
Class R-5 | |
Management Fees |
0.51% |
0.51% |
0.51% |
0.51% |
0.51% |
0.51% |
Distribution and/or Service
(12b-1) Fees |
N/A |
0.35% |
0.30% |
0.25% |
0.10% |
N/A |
Other Expenses |
0.01% |
0.53% |
0.45% |
0.32% |
0.28% |
0.26% |
Total Annual
Fund Operating Expenses |
0.52% |
1.39% |
1.26% |
1.08% |
0.89% |
0.77% |
1
year |
3
years |
5
years |
10
years | |
Institutional
Class |
$53 |
$167 |
$291 |
$653 |
Class
R-1 |
142 |
440 |
761 |
1,669 |
Class
R-2 |
128 |
400 |
692 |
1,523 |
Class
R-3 |
110 |
343 |
595 |
1,317 |
Class
R-4 |
91 |
284 |
493 |
1,096 |
Class
R-5 |
79 |
246 |
428 |
954 |
• |
The Fund commenced operations
after succeeding to the operations of another fund on January 12, 2007.
|
• |
The R-1, R-2, R-3, R-4 and R-5
Class shares were first sold on March 1,
2010. |
• |
Performance for periods prior
to that date is based on the performance of the predecessor fund’s Class A
shares adjusted to reflect the fees and expenses of these classes.
|
• |
The adjustments result in
performance (for periods prior to the date these classes began operations)
that is no higher than the historical performance of Class A shares.
|
• |
The predecessor fund commenced
operations on May 31, 1939. |
Highest
return for a quarter during the period of the bar chart
above: |
Q3
‘09 |
14.00 |
% |
Lowest
return for a quarter during the period of the bar chart
above: |
Q4
'08 |
-19.68 |
% |
Average
Annual Total Returns | |||
For the
periods ended December 31, 2013 |
1
Year |
5
Years |
10
Years |
Institutional
Class Return Before Taxes |
27.21% |
16.27% |
8.58% |
Institutional
Class Return After Taxes on Distributions |
26.45% |
15.70% |
7.81% |
Institutional
Class Return After Taxes on Distribution and Sale of Fund
Shares |
15.95% |
13.20% |
7.05% |
Class R-1
Return Before Taxes |
26.08% |
15.28% |
7.66% |
Class R-2
Return Before Taxes |
26.27% |
15.43% |
7.80% |
Class R-3
Return Before Taxes |
26.53% |
15.62% |
7.99% |
Class R-4
Return Before Taxes |
26.76% |
15.82% |
8.17% |
Class R-5
Return Before Taxes |
26.87% |
15.93% |
8.23% |
Russell 1000 Value Index
(reflects no deduction for fees, expenses, or taxes) |
32.53% |
16.67% |
7.58% |
• |
Daniel R. Coleman (since
2010), Head of Equities, Portfolio
Manager |
• |
David W. Simpson (since 2008),
Portfolio Manager |
Objective: |
The Fund seeks long-term
growth of capital. |
Institutional Class |
Class R-1 |
Class R-2 |
Class R-3 |
Class R-4 |
Class R-5 | |
Management Fees |
0.74% |
0.74% |
0.74% |
0.74% |
0.74% |
0.74% |
Distribution and/or Service
(12b-1) Fees |
N/A |
0.35% |
0.30% |
0.25% |
0.10% |
N/A |
Other Expenses |
0.02% |
0.54% |
0.46% |
0.33% |
0.29% |
0.27% |
Total Annual
Fund Operating Expenses |
0.76% |
1.63% |
1.50% |
1.32% |
1.13% |
1.01% |
Fee Waiver(1) |
(0.02)% |
(0.02)% |
(0.02)% |
(0.02)% |
(0.02)% |
(0.02)% |
Total Annual
Fund Operating Expenses after Fee Waiver |
0.74% |
1.61% |
1.48% |
1.30% |
1.11% |
0.99% |
(1) Principal Management
Corporation ("Principal"), the investment advisor, has contractually
agreed to limit the Fund's Management Fees through the period ending
February 28, 2015. The fee waiver will reduce the Fund's Management Fees
by 0.018% (expressed as a percent of average net assets on an annualized
basis). It is expected that the fee waiver will continue through the
period disclosed; however, Principal Funds, Inc. and Principal, the
parties to the agreement, may agree to terminate the fee waiver prior to
the end of the period. |
1
year |
3
years |
5
years |
10
years | |
Institutional
Class |
$76 |
$241 |
$420 |
$940 |
Class
R-1 |
164 |
512 |
884 |
1,931 |
Class
R-2 |
151 |
472 |
816 |
1,789 |
Class
R-3 |
132 |
416 |
721 |
1,588 |
Class
R-4 |
113 |
357 |
620 |
1,373 |
Class
R-5 |
101 |
319 |
556 |
1,234 |
• |
The Institutional Class shares
were first sold on December 6, 2000. |
• |
The R-1 Class shares were
first sold on November 1, 2004. |
• |
For periods prior to the date
on which the R-1 Class began operations, its performance is based on the
performance of the Fund’s Institutional Class shares adjusted to reflect
the fees and expenses of the R-1 Class. |
• |
The adjustments result in
performance (for the periods prior to the date the R-1 began operations)
that is no higher than the historical performance of the Institutional
Class shares. |
Highest
return for a quarter during the period of the bar chart
above: |
Q2
'09 |
16.89 |
% |
Lowest
return for a quarter during the period of the bar chart
above: |
Q4
'08 |
-21.93 |
% |
Average
Annual Total Returns | |||
For the
periods ended December 31, 2013 |
1
Year |
5
Years |
10
Years |
Institutional
Class Return Before Taxes |
30.95% |
17.18% |
7.13% |
Institutional
Class Return After Taxes on Distributions |
22.83% |
15.52% |
5.82% |
Institutional
Class Return After Taxes on Distribution and Sale of Fund
Shares |
23.96% |
13.95% |
5.74% |
Class R-1
Return Before Taxes |
29.98% |
16.23% |
6.22% |
Class R-2
Return Before Taxes |
30.04% |
16.35% |
6.33% |
Class R-3
Return Before Taxes |
30.22% |
16.56% |
6.53% |
Class R-4
Return Before Taxes |
30.59% |
16.80% |
6.74% |
Class R-5
Return Before Taxes |
30.73% |
16.91% |
6.86% |
S&P 500 Index (reflects no
deduction for fees, expenses, or taxes) |
32.39% |
17.94% |
7.41% |
• |
James W. Fennessey (since June
2, 2009), Vice President |
• |
Randy L. Welch (since June 2,
2009), Vice President |
Objective: |
The Fund seeks long-term
growth of capital. |
Institutional Class |
Class R-1 |
Class R-2 |
Class R-3 |
Class R-4 |
Class R-5 | |
Management Fees |
0.63% |
0.63% |
0.63% |
0.63% |
0.63% |
0.63% |
Distribution and/or Service
(12b-1) Fees |
N/A |
0.35% |
0.30% |
0.25% |
0.10% |
N/A |
Other Expenses |
0.01% |
0.53% |
0.45% |
0.32% |
0.28% |
0.26% |
Total Annual
Fund Operating Expenses |
0.64% |
1.51% |
1.38% |
1.20% |
1.01% |
0.89% |
1
year |
3
years |
5
years |
10
years | |
Institutional
Class |
$65 |
$205 |
$357 |
$798 |
Class
R-1 |
154 |
477 |
824 |
1,802 |
Class
R-2 |
140 |
437 |
755 |
1,657 |
Class
R-3 |
122 |
381 |
660 |
1,455 |
Class
R-4 |
103 |
322 |
558 |
1,236 |
Class
R-5 |
91 |
284 |
493 |
1,096 |
• |
The R-3 Class shares were
first sold on December 6, 2000. |
• |
The R-1 Class shares were
first sold on November 1, 2004. |
• |
For periods prior to the date
on which the R-1 Class began operations, its performance is based on the
performance of the Fund’s R-3 Class shares adjusted to reflect the fees
and expenses of the R-1 Class. |
• |
These adjustments result in
performance (for the periods prior to the date the R-1 Class shares began
operations) that is no higher than the historical performance of the R-3
Class shares. |
• |
During 2003, the Fund
processed a significant (relative to the R-1 Class) “As Of” transaction
that resulted in a gain to the remaining shareholders of the R-1 Class. In
accordance with the Fund’s shareholder processing policies, this benefit
inures all shareholders of the R-1 Class. Had such a gain not been
recognized, the total return amounts expressed herein would have been
smaller. |
• |
During 2010, the R-3 Class
experienced a significant one-time gain of approximately $0.06/shares as
the result of a settlement in an SEC administrative proceeding. If such
gain had not been recognized, the total amounts expressed herein would
have been lower. |
• |
During 2003, the R-4 Class
experienced a significant withdrawal of monies by an affiliate. As the
remaining shareholders held relatively small positions, the total return
amounts expressed herein are greater than those that would have been
experienced without the withdrawal. |
Highest
return for a quarter during the period of the bar chart
above: |
Q1
'12 |
17.29 |
% |
Lowest
return for a quarter during the period of the bar chart
above: |
Q4
'08 |
-25.80 |
% |
Average
Annual Total Returns | |||
For the
periods ended December 31, 2013 |
1
Year |
5
Years |
10
Years |
Institutional
Class Return Before Taxes |
34.11% |
17.57% |
7.83% |
Institutional
Class Return After Taxes on Distributions |
30.78% |
16.89% |
7.44% |
Institutional
Class Return After Taxes on Distribution and Sale of Fund
Shares |
21.98% |
14.23% |
6.38% |
Class R-1
Return Before Taxes |
32.82% |
16.58% |
6.90% |
Class R-2
Return Before Taxes |
32.97% |
16.69% |
7.04% |
Class R-3
Return Before Taxes |
33.26% |
17.10% |
7.30% |
Class R-4
Return Before Taxes |
33.55% |
17.16% |
7.42% |
Class R-5
Return Before Taxes |
33.70% |
17.29% |
7.55% |
Russell 1000 Growth Index
(reflects no deduction for fees, expenses, or taxes) |
33.48% |
20.39% |
7.83% |
• |
Thomas J. Bisighini (since
2009), Managing Director/Co-Portfolio
Manager |
• |
Anthony Rizza (since 2005),
Senior Managing Director/Portfolio
Manager |
Objective: |
The Fund seeks long-term
growth of capital. |
Institutional Class |
Class R-1 |
Class R-2 |
Class R-3 |
Class R-4 |
Class R-5 | |
Management Fees |
0.61% |
0.61% |
0.61% |
0.61% |
0.61% |
0.61% |
Distribution and/or Service
(12b-1) Fees |
N/A |
0.35% |
0.30% |
0.25% |
0.10% |
N/A |
Other Expenses |
0.02% |
0.53% |
0.45% |
0.32% |
0.28% |
0.26% |
Total Annual
Fund Operating Expenses |
0.63% |
1.49% |
1.36% |
1.18% |
0.99% |
0.87% |
Fee Waiver(1) |
(0.02)% |
(0.02)% |
(0.02)% |
(0.02)% |
(0.02)% |
(0.02)% |
Total Annual
Fund Operating Expenses after Fee Waiver |
0.61% |
1.47% |
1.34% |
1.16% |
0.97% |
0.85% |
(1) Principal Management
Corporation ("Principal"), the investment advisor, has contractually
agreed to limit the Fund's Management Fees through the period ending
February 28, 2015. The fee waiver will reduce the Fund's Management Fees
by 0.016% (expressed as a percent of average net assets on an annualized
basis). It is expected that the fee waiver will continue through the
period disclosed; however, Principal Funds, Inc. and Principal, the
parties to the agreement may agree to terminate the fee waiver prior to
the end of the period. |
1
year |
3
years |
5
years |
10
years | |
Institutional
Class |
$62 |
$199 |
$349 |
$784 |
Class
R-1 |
150 |
469 |
811 |
1,777 |
Class
R-2 |
136 |
428 |
742 |
1,633 |
Class
R-3 |
118 |
372 |
647 |
1,430 |
Class
R-4 |
99 |
313 |
545 |
1,211 |
Class
R-5 |
87 |
275 |
480 |
1,070 |
• |
The Institutional Class shares
were first sold on December 6, 2000 |
• |
The R-1 Class shares were
first sold on November 1, 2004. |
• |
For periods prior to the date
on which the R-1 Class began operations, its performance is based on the
performance of the Fund’s Institutional Class shares adjusted to reflect
the fees and expenses of the R-1 Class. |
• |
The adjustments result in
performance (for the periods prior to the date the R-1 Class began
operations) that is no higher than the historical performance of the
Institutional Class shares. |
Highest
return for a quarter during the period of the bar chart
above: |
Q2
‘09 |
19.84 |
% |
Lowest
return for a quarter during the period of the bar chart
above: |
Q4
‘08 |
-22.75 |
% |
Average
Annual Total Returns | |||
For the
periods ended December 31, 2013 |
1
Year |
5
Years |
10
Years |
Institutional
Class Return Before Taxes |
36.68% |
23.71% |
8.81% |
Institutional
Class Return After Taxes on Distributions |
34.73% |
23.03% |
8.26% |
Institutional
Class Return After Taxes on Distribution and Sale of Fund
Shares |
22.31% |
19.63% |
7.21% |
Class R-1
Return Before Taxes |
35.42% |
22.61% |
7.85% |
Class R-2
Return Before Taxes |
35.65% |
22.76% |
8.00% |
Class R-3
Return Before Taxes |
35.80% |
23.01% |
8.20% |
Class R-4
Return Before Taxes |
36.11% |
23.23% |
8.39% |
Class R-5
Return Before Taxes |
36.37% |
23.41% |
8.53% |
Russell 1000 Growth Index
(reflects no deduction for fees, expenses, or taxes) |
33.48% |
20.39% |
7.83% |
• |
James W. Fennessey (since June
2, 2009), Vice President |
• |
Randy L. Welch (since June 2,
2009), Vice President |
Objective: |
The Fund seeks long-term
growth of capital. |
Institutional Class |
Class R-1 |
Class R-2 |
Class R-3 |
Class R-4 |
Class R-5 | |
Management Fees |
0.87% |
0.87% |
0.87% |
0.87% |
0.87% |
0.87% |
Distribution and/or Service
(12b-1) Fees |
N/A |
0.35% |
0.30% |
0.25% |
0.10% |
N/A |
Other Expenses |
0.01% |
0.53% |
0.45% |
0.32% |
0.28% |
0.26% |
Total Annual
Fund Operating Expenses |
0.88% |
1.75% |
1.62% |
1.44% |
1.25% |
1.13% |
Fee Waiver(1) |
(0.01)% |
(0.01)% |
(0.01)% |
(0.01)% |
(0.01)% |
(0.01)% |
Total Annual
Fund Operating Expenses after Fee Waiver |
0.87% |
1.74% |
1.61% |
1.43% |
1.24% |
1.12% |
(1) Principal Management
Corporation ("Principal"), the investment advisor, has contractually
agreed to limit the Fund's Management Fees through the period ending
February 28, 2015. The fee waiver will reduce the Fund's Management
Fees by 0.014% (expressed as a percent of average net assets on an
annualized basis). It is expected that the fee waiver will continue
through the period disclosed; however, Principal Funds, Inc. and
Principal, the parties to the agreement may agree to terminate the fee
waiver prior to the end of the
period. |
1
year |
3
years |
5
years |
10
years | |
Institutional
Class |
$89 |
$280 |
$486 |
$1,083 |
Class
R-1 |
177 |
550 |
948 |
2,061 |
Class
R-2 |
164 |
510 |
880 |
1,921 |
Class
R-3 |
146 |
454 |
786 |
1,723 |
Class
R-4 |
126 |
395 |
685 |
1,510 |
Class
R-5 |
114 |
358 |
621 |
1,374 |
• |
The Institutional Class shares
were first sold on December 6, 2000.
|
• |
The R-1 Class shares were
first sold on November 1, 2004. |
• |
For periods prior to the date
on which the R-1 Class began operations, its performance is based on the
performance of the Fund’s Institutional Class shares adjusted to reflect
the fees and expenses of the R-1 Class. |
• |
The adjustments result in
performance (for the periods prior to the date the R-1 began operations)
that is no higher than the historical performance of the Institutional
Class shares. |
Highest
return for a quarter during the period of the bar chart
above: |
Q2
'09 |
15.82 |
% |
Lowest
return for a quarter during the period of the bar chart
above: |
Q4
'08 |
-22.90 |
% |
Average
Annual Total Returns | |||
For the
periods ended December 31, 2013 |
1
Year |
5
Years |
10
Years |
Institutional
Class Return Before Taxes |
30.07% |
17.99% |
7.57% |
Institutional
Class Return After Taxes on Distributions |
27.42% |
17.04% |
6.63% |
Institutional
Class Return After Taxes on Distribution and Sale of Fund
Shares |
19.12% |
14.71% |
6.06% |
Class R-1
Return Before Taxes |
28.97% |
16.97% |
6.63% |
Class R-2
Return Before Taxes |
29.03% |
17.09% |
6.77% |
Class R-3
Return Before Taxes |
29.30% |
17.32% |
6.96% |
Class R-4
Return Before Taxes |
29.60% |
17.57% |
7.17% |
Class R-5
Return Before Taxes |
29.86% |
17.70% |
7.28% |
Russell 1000 Growth Index
(reflects no deduction for fees, expenses, or taxes) |
33.48% |
20.39% |
7.83% |
• |
James W. Fennessey (since June
2, 2009), Vice President |
• |
Randy L. Welch (since June 2,
2009), Vice President |
Objective: |
The Fund seeks long-term
growth of capital. |
Annual Fund
Operating Expenses (expenses that you pay each year as a percentage of the value of your investment) | ||||||
Institutional Class |
Class R-1 |
Class R-2 |
Class R-3 |
Class R-4 |
Class R-5 | |
Management Fees |
0.15% |
0.15% |
0.15% |
0.15% |
0.15% |
0.15% |
Distribution and/or Service
(12b-1) Fees |
N/A |
0.35% |
0.30% |
0.25% |
0.10% |
N/A |
Other Expenses |
0.01% |
0.53% |
0.45% |
0.32% |
0.28% |
0.26% |
Total Annual
Fund Operating Expenses |
0.16% |
1.03% |
0.90% |
0.72% |
0.53% |
0.41% |
1
year |
3
years |
5
years |
10
years | |
Institutional
Class |
$16 |
$52 |
$90 |
$205 |
Class
R-1 |
105 |
328 |
569 |
1,259 |
Class
R-2 |
92 |
287 |
498 |
1,108 |
Class
R-3 |
74 |
230 |
401 |
894 |
Class
R-4 |
54 |
170 |
296 |
665 |
Class
R-5 |
42 |
132 |
230 |
518 |
Note: |
“Standard & Poor's 500"
and "S&P 500®" are trademarks of The
McGraw-Hill Companies, Inc. and have been licensed by Principal. The Fund
is not sponsored, endorsed, sold, or promoted by Standard & Poor's and
Standard & Poor's makes no representation regarding the advisability
of investing in the Fund. |
• |
The R-3 Class shares were
first sold on December 6, 2000. |
• |
The R-1 Class shares were
first sold on November 1, 2004. |
• |
For periods prior to the date
on which the R-1 Class began operations, its performance is based on the
performance of the Fund’s R-3 Class shares adjusted to reflect the fees
and expenses of the R-1 Class. |
• |
These adjustments result in
performance (for the periods prior to the date the R-1 Class shares began
operations) that is no higher than the historical performance of the R-3
Class shares. |
Highest
return for a quarter during the period of the bar chart
above: |
Q2
'09 |
15.80 |
% |
Lowest
return for a quarter during the period of the bar chart
above: |
Q4
'08 |
-22.11 |
% |
Average
Annual Total Returns | |||
For the
periods ended December 31, 2013 |
1
Year |
5
Years |
10
Years |
Institutional
Class Return Before Taxes |
32.06% |
17.73% |
7.21% |
Institutional
Class Return After Taxes on Distributions |
31.54% |
17.39% |
6.77% |
Institutional
Class Return After Taxes on Distribution and Sale of Fund
Shares |
18.56% |
14.45% |
5.87% |
Class R-1
Return Before Taxes |
30.88% |
16.70% |
6.27% |
Class R-2
Return Before Taxes |
31.17% |
16.86% |
6.43% |
Class R-3
Return Before Taxes |
31.40% |
17.06% |
6.61% |
Class R-4
Return Before Taxes |
31.56% |
17.31% |
6.81% |
Class R-5
Return Before Taxes |
31.79% |
17.44% |
6.94% |
S&P 500 Index (reflects no
deduction for fees, expenses, or taxes) |
32.39% |
17.94% |
7.41% |
• |
Thomas L. Kruchten (since
2011), Research Analyst and Portfolio
Manager |
Objective: |
The Fund seeks long-term
growth of capital. |
Institutional Class |
Class R-1 |
Class R-2 |
Class R-3 |
Class R-4 |
Class R-5 | |
Management Fees |
0.42% |
0.42% |
0.42% |
0.42% |
0.42% |
0.42% |
Distribution and/or Service
(12b-1) Fees |
N/A |
0.35% |
0.30% |
0.25% |
0.10% |
N/A |
Other Expenses |
0.01% |
0.53% |
0.45% |
0.32% |
0.28% |
0.26% |
Total Annual
Fund Operating Expenses |
0.43% |
1.30% |
1.17% |
0.99% |
0.80% |
0.68% |
1
year |
3
years |
5
years |
10
years | |
Institutional
Class |
$44 |
$138 |
$241 |
$542 |
Class
R-1 |
132 |
412 |
713 |
1,568 |
Class
R-2 |
119 |
372 |
644 |
1,420 |
Class
R-3 |
101 |
315 |
547 |
1,213 |
Class
R-4 |
82 |
255 |
444 |
990 |
Class
R-5 |
69 |
218 |
379 |
847 |
• |
The R-3 Class shares were
first sold on December 6, 2000. |
• |
The R-1 Class shares were
first sold on November 1, 2004. |
• |
For periods prior to the date
on which the R-1 Class began operations, its performance is based on the
performance of the Fund’s R-3 Class shares adjusted to reflect the fees
and expenses of the R-1 Class. |
• |
These adjustments result in
performance (for the periods prior to the date the R-1 Class shares began
operations) that is no higher than the historical performance of the R-3
Class shares. |
Highest
return for a quarter during the period of the bar chart
above: |
Q3
'09 |
15.95 |
% |
Lowest
return for a quarter during the period of the bar chart
above: |
Q4
'08 |
-21.80 |
% |
Average
Annual Total Returns | |||
For the
periods ended December 31, 2013 |
1
Year |
5
Years |
10
Years |
Institutional
Class Return Before Taxes |
31.21% |
15.87% |
6.92% |
Institutional
Class Return After Taxes on Distributions |
27.67% |
15.00% |
6.04% |
Institutional
Class Return After Taxes on Distribution and Sale of Fund
Shares |
19.55% |
12.76% |
5.60% |
Class R-1
Return Before Taxes |
30.04% |
14.88% |
6.02% |
Class R-2
Return Before Taxes |
30.21% |
15.02% |
6.14% |
Class R-3
Return Before Taxes |
30.49% |
15.23% |
6.34% |
Class R-4
Return Before Taxes |
30.62% |
15.43% |
6.52% |
Class R-5
Return Before Taxes |
30.86% |
15.58% |
6.65% |
Russell 1000 Value Index
(reflects no deduction for fees, expenses, or taxes) |
32.53% |
16.67% |
7.58% |
• |
Arild Holm (since 2007),
Portfolio Manager |
• |
Jeffrey A. Schwarte (since
2010), Portfolio Manager |
Objective: |
The Fund seeks long-term
growth of capital. |
Institutional Class |
Class R-1 |
Class R-2 |
Class R-3 |
Class R-4 |
Class R-5 | |
Management Fees |
0.77% |
0.77% |
0.77% |
0.77% |
0.77% |
0.77% |
Distribution and/or Service
(12b-1) Fees |
N/A |
0.35% |
0.30% |
0.25% |
0.10% |
N/A |
Other Expenses |
—% |
0.53% |
0.45% |
0.32% |
0.28% |
0.26% |
Total Annual
Fund Operating Expenses |
0.77% |
1.65% |
1.52% |
1.34% |
1.15% |
1.03% |
Fee Waiver(1) |
(0.01)% |
(0.01)% |
(0.01)% |
(0.01)% |
(0.01)% |
(0.01)% |
Total Annual
Fund Operating Expenses after Fee Waiver |
0.76% |
1.64% |
1.51% |
1.33% |
1.14% |
1.02% |
(1) Principal Management
Corporation ("Principal"), the investment advisor, has contractually
agreed to limit the Fund's Management Fees through the period ending
February 28, 2015. The fee waiver will reduce the Fund's Management
Fees by 0.014% (expressed as a percent of average net assets on an
annualized basis). It is expected that the fee waiver will continue
through the period disclosed; however, Principal Funds, Inc. and
Principal, the parties to the agreement may agree to terminate the fee
waiver prior to the end of the
period. |
1
year |
3
years |
5
years |
10
years | |
Institutional
Class |
$78 |
$245 |
$427 |
$953 |
Class
R-1 |
167 |
519 |
896 |
1,954 |
Class
R-2 |
154 |
479 |
828 |
1,812 |
Class
R-3 |
135 |
423 |
733 |
1,612 |
Class
R-4 |
116 |
364 |
632 |
1,396 |
Class
R-5 |
104 |
327 |
567 |
1,258 |
• |
Life of Fund results are
measured from the date the Fund's shares were first sold (June 1,
2004). |
• |
The Institutional Class shares
were first sold on June 1, 2004. |
• |
The R-1 Class shares were
first sold on November 1, 2004. |
• |
For periods prior to the date
on which the R-1 Class began operations, its performance is based on the
performance of the Fund’s Institutional Class shares adjusted to reflect
the fees and expenses of the R-1 Class. |
• |
The adjustments result in
performance (for the periods prior to the date the R-1 began operations)
that is no higher than the historical performance of the Institutional
Class shares. |
Highest
return for a quarter during the period of the bar chart
above: |
Q2
'09 |
19.23 |
% |
Lowest
return for a quarter during the period of the bar chart
above: |
Q4
'08 |
-24.98 |
% |
Average
Annual Total Returns | |||
For the
periods ended December 31, 2013 |
1
Year |
5
Years |
Life of
Fund |
Institutional
Class Return Before Taxes |
30.42% |
15.24% |
6.42% |
Institutional
Class Return After Taxes on Distributions |
8.32% |
10.83% |
4.07% |
Institutional
Class Return After Taxes on Distribution and Sale of Fund
Shares |
21.67% |
10.85% |
4.51% |
Class R-1
Return Before Taxes |
29.19% |
14.23% |
5.49% |
Class R-2
Return Before Taxes |
29.38% |
14.38% |
5.62% |
Class R-3
Return Before Taxes |
29.59% |
14.59% |
5.82% |
Class R-4
Return Before Taxes |
29.86% |
14.80% |
6.02% |
Class R-5
Return Before Taxes |
30.01% |
14.94% |
6.15% |
Russell 1000 Value Index
(reflects no deduction for fees, expenses, or taxes) |
32.53% |
16.67% |
7.75% |
• |
James W. Fennessey (since June
2, 2009), Vice President |
• |
Randy L. Welch (since June 2,
2009), Vice President |
Objective: |
The Fund seeks long-term
growth of capital. |
Institutional Class |
Class R-1 |
Class R-2 |
Class R-3 |
Class R-4 |
Class R-5 | |
Management Fees |
0.79% |
0.79% |
0.79% |
0.79% |
0.79% |
0.79% |
Distribution and/or Service
(12b-1) Fees |
N/A |
0.35% |
0.30% |
0.25% |
0.10% |
N/A |
Other Expenses |
0.01% |
0.54% |
0.46% |
0.33% |
0.29% |
0.27% |
Total Annual
Fund Operating Expenses |
0.80% |
1.68% |
1.55% |
1.37% |
1.18% |
1.06% |
Fee Waiver(1) |
(0.01)% |
(0.01)% |
(0.01)% |
(0.01)% |
(0.01)% |
(0.01)% |
Total Annual
Fund Operating Expenses after Fee Waiver |
0.79% |
1.67% |
1.54% |
1.36% |
1.17% |
1.05% |
(1) Principal Management
Corporation ("Principal"), the investment advisor, has contractually
agreed to limit the Fund's Management Fees through the period ending
February 28, 2015. The fee waiver will reduce the Fund's Management Fees
by 0.012% (expressed as a percent of average net assets on an annualized
basis). It is expected that the fee waiver will continue through the
period disclosed; however, Principal Funds, Inc. and Principal, the
parties to the agreement may agree to terminate the fee waiver prior to
the end of the period. |
1
year |
3
years |
5
years |
10
years | |
Institutional
Class |
$81 |
$254 |
$443 |
$989 |
Class
R-1 |
170 |
528 |
911 |
1,986 |
Class
R-2 |
157 |
488 |
844 |
1,844 |
Class
R-3 |
138 |
433 |
749 |
1,645 |
Class
R-4 |
119 |
374 |
648 |
1,431 |
Class
R-5 |
107 |
336 |
584 |
1,293 |
• |
The Institutional Class shares
were first sold on December 6, 2000. |
• |
The R-1 Class shares were
first sold on November 1, 2004. |
• |
For periods prior to the date
on which the R-1 Class began operations, its performance is based on the
performance of the Fund’s Institutional Class shares adjusted to reflect
the fees and expenses of the R-1 Class. |
• |
The adjustments result in
performance (for the periods prior to the date the R-1 began operations)
that is no higher than the historical performance of the Institutional
Class shares. |
Highest
return for a quarter during the period of the bar chart
above: |
Q3
'09 |
15.89 |
% |
Lowest
return for a quarter during the period of the bar chart
above: |
Q4
'08 |
-21.54 |
% |
Average
Annual Total Returns | |||
For the
periods ended December 31, 2013 |
1
Year |
5
Years |
10
Years |
Institutional
Class Return Before Taxes |
31.56% |
14.78% |
5.14% |
Institutional
Class Return After Taxes on Distributions |
31.36% |
14.49% |
4.63% |
Institutional
Class Return After Taxes on Distribution and Sale of Fund
Shares |
18.02% |
11.96% |
4.24% |
Class R-1
Return Before Taxes |
30.29% |
13.77% |
4.21% |
Class R-2
Return Before Taxes |
30.52% |
13.94% |
4.36% |
Class R-3
Return Before Taxes |
30.71% |
14.12% |
4.54% |
Class R-4
Return Before Taxes |
31.05% |
14.33% |
4.74% |
Class R-5
Return Before Taxes |
31.08% |
14.47% |
4.87% |
Russell 1000 Value Index
(reflects no deduction for fees, expenses, or taxes) |
32.53% |
16.67% |
7.58% |
• |
James W. Fennessey (since June
2, 2009), Vice President |
• |
Randy L. Welch (since June 2,
2009), Vice President |
Objective: |
The Fund seeks to provide
long-term growth of capital. |
Institutional Class |
Class R-1 |
Class R-2 |
Class R-3 |
Class R-4 |
Class R-5 | |
Management Fees |
0.47% |
0.47% |
0.47% |
0.47% |
0.47% |
0.47% |
Distribution and/or Service
(12b-1) Fees |
N/A |
0.35% |
0.30% |
0.25% |
0.10% |
N/A |
Other Expenses |
0.01% |
0.53% |
0.45% |
0.32% |
0.28% |
0.26% |
Total Annual
Fund Operating Expenses |
0.48% |
1.35% |
1.22% |
1.04% |
0.85% |
0.73% |
1
year |
3
years |
5
years |
10
years | |
Institutional
Class |
$49 |
$154 |
$269 |
$604 |
Class
R-1 |
137 |
428 |
739 |
1,624 |
Class
R-2 |
124 |
387 |
670 |
1,477 |
Class
R-3 |
106 |
331 |
574 |
1,271 |
Class
R-4 |
87 |
271 |
471 |
1,049 |
Class
R-5 |
75 |
233 |
406 |
906 |
• |
The Fund commenced operations
after succeeding to the operations of another fund on January 12, 2007.
|
• |
The R-1, R-2, R-3, R-4 and R-5
Class shares were first sold on March 1,
2010. |
• |
Performance for periods prior
to that date is based on the performance of the predecessor fund’s Class A
shares adjusted to reflect the fees and expenses of these classes.
|
• |
The adjustments result in
performance (for periods prior to the date these classes began operations)
that is no higher than the historical performance of Class A shares.
|
• |
The predecessor fund commenced
operations on November 24, 1986. |
Highest
return for a quarter during the period of the bar chart
above: |
Q2
'09 |
16.57 |
% |
Lowest
return for a quarter during the period of the bar chart
above: |
Q4
'08 |
-22.66 |
% |
Average
Annual Total Returns | |||
For the
periods ended December 31, 2013 |
1
Year |
5
Years |
10
Years |
Institutional
Class Return Before Taxes |
32.99% |
17.90% |
8.64% |
Institutional
Class Return After Taxes on Distributions |
31.98% |
17.34% |
8.03% |
Institutional
Class Return After Taxes on Distribution and Sale of Fund
Shares |
19.48% |
14.62% |
7.11% |
Class R-1
Return Before Taxes |
31.82% |
16.88% |
7.68% |
Class R-2
Return Before Taxes |
32.00% |
17.03% |
7.81% |
Class R-3
Return Before Taxes |
32.22% |
17.25% |
8.01% |
Class R-4
Return Before Taxes |
32.49% |
17.44% |
8.20% |
Class R-5
Return Before Taxes |
32.65% |
17.55% |
8.28% |
Russell 3000 Index (reflects no
deduction for fees, expenses, or taxes) |
33.55% |
18.71% |
7.88% |
• |
Daniel R. Coleman (since
2010), Head of Equities, Portfolio
Manager |
• |
Philip M. Foreman (since
2002), Portfolio Manager |
• |
Sarah E. Radecki (since 2013),
Associate Portfolio Manager & Senior
Analyst |
Objective: |
The Fund seeks long-term
growth of capital. |
Institutional Class |
Class R-1 |
Class R-2 |
Class R-3 |
Class R-4 |
Class R-5 | |
Management Fees |
0.60% |
0.60% |
0.60% |
0.60% |
0.60% |
0.60% |
Distribution and/or Service
(12b-1) Fees |
N/A |
0.35% |
0.30% |
0.25% |
0.10% |
N/A |
Other Expenses |
0.06% |
0.53% |
0.45% |
0.32% |
0.28% |
0.26% |
Total Annual
Fund Operating Expenses |
0.66% |
1.48% |
1.35% |
1.17% |
0.98% |
0.86% |
1
year |
3
years |
5
years |
10
years | |
Institutional
Class |
$67 |
$211 |
$368 |
$822 |
Class
R-1 |
151 |
468 |
808 |
1,768 |
Class
R-2 |
137 |
428 |
739 |
1,624 |
Class
R-3 |
119 |
372 |
644 |
1,420 |
Class
R-4 |
100 |
312 |
542 |
1,201 |
Class
R-5 |
88 |
274 |
477 |
1,061 |
• |
The R-3 Class shares were
first sold on December 6, 2000. |
• |
The R-1 Class shares were
first sold on November 1, 2004. |
• |
For periods prior to the date
on which the R-1 Class began operations, its performance is based on the
performance of the Fund’s R-3 Class shares adjusted to reflect the fees
and expenses of the R-1 Class. |
• |
These adjustments result in
performance (for the periods prior to the date the R-1 Class shares began
operations) that is no higher than the historical performance of the R-3
Class shares. |
• |
During 2004, The R-4 Class
experienced a significant withdrawal of monies by an affiliate. As the
remaining shareholders held relatively small positions, the total return
amounts expressed herein are greater than those that would have been
experienced without the withdrawal. |
Highest
return for a quarter during the period of the bar chart
above: |
Q2
‘09 |
17.76 |
% |
Lowest
return for a quarter during the period of the bar chart
above: |
Q4
‘08 |
-23.77 |
% |
Average
Annual Total Returns | |||
For the
periods ended December 31, 2013 |
1
Year |
5
Years |
10
Years |
Institutional
Class Return Before Taxes |
33.60% |
23.15% |
11.65% |
Institutional
Class Return After Taxes on Distributions |
32.87% |
22.45% |
10.68% |
Institutional
Class Return After Taxes on Distribution and Sale of Fund
Shares |
19.60% |
19.11% |
9.60% |
Class R-1
Return Before Taxes |
32.56% |
22.10% |
10.70% |
Class R-2
Return Before Taxes |
32.68% |
22.28% |
10.84% |
Class R-3
Return Before Taxes |
32.97% |
22.48% |
11.06% |
Class R-4
Return Before Taxes |
33.17% |
22.73% |
11.24%
(1) |
Class R-5
Return Before Taxes |
33.33% |
22.87% |
11.39% |
Russell Midcap Index (reflects
no deduction for fees, expenses, or taxes) |
34.76% |
22.36% |
10.22% |
(1) |
During 2004, the Class
experienced a significant withdrawal of monies by an affiliate. As the
remaining shareholders held relatively small positions, the total return
amounts expressed herein are greater than those that would have been
experienced without the withdrawal. |
• |
K. William Nolin (since 2000),
Portfolio Manager |
• |
Tom Rozycki (since 2013),
Research Analyst & Associate Portfolio
Manager |
Objective: |
The Fund seeks long-term
growth of capital. |
Institutional Class |
Class R-1 |
Class R-2 |
Class R-3 |
Class R-4 |
Class R-5 | |
Management Fees |
0.65% |
0.65% |
0.65% |
0.65% |
0.65% |
0.65% |
Distribution and/or Service
(12b-1) Fees |
N/A |
0.35% |
0.30% |
0.25% |
0.10% |
N/A |
Other Expenses |
0.12% |
0.56% |
0.48% |
0.35% |
0.31% |
0.29% |
Total Annual
Fund Operating Expenses |
0.77% |
1.56% |
1.43% |
1.25% |
1.06% |
0.94% |
Expense
Reimbursement(1) |
(0.03)% |
N/A |
N/A |
N/A |
N/A |
N/A |
Total Annual
Fund Operating Expenses after Expense Reimbursement |
0.74% |
1.56% |
1.43% |
1.25% |
1.06% |
0.94% |
(1) Principal Management
Corporation ("Principal"), the investment advisor, has contractually
agreed to limit the Fund’s expenses by paying, if necessary, expenses
normally payable by the Fund, (excluding interest expense, expenses
related to fund investments, acquired fund fees and expenses, and other
extraordinary expenses) to maintain a total level of operating expenses
(expressed as a percent of average net assets on an annualized basis) not
to exceed 0.75% for Institutional class shares. It is expected that the
expense limit will continue through the period ending February 28, 2015;
however, Principal Funds, Inc. and Principal, the parties to the
agreement, may agree to terminate the expense limit prior to the end of
the period. |
1
year |
3
years |
5
years |
10
years | |
Institutional
Class |
$76 |
$242 |
$424 |
$951 |
Class
R-1 |
159 |
493 |
850 |
1,856 |
Class
R-2 |
146 |
452 |
782 |
1,713 |
Class
R-3 |
127 |
397 |
686 |
1,511 |
Class
R-4 |
108 |
337 |
585 |
1,294 |
Class
R-5 |
96 |
300 |
520 |
1,155 |
• |
The R-3 Class shares were
first sold on December 6, 2000. |
• |
The R-1 Class shares were
first sold on November 1, 2004. |
• |
For periods prior to the date
on which the R-1 Class began operations, its performance is based on the
performance of the Fund’s R-3 Class shares adjusted to reflect the fees
and expenses of the R-1 Class. |
• |
These adjustments result in
performance (for the periods prior to the date the R-1 Class shares began
operations) that is no higher than the historical performance of the R-3
Class shares. |
Highest
return for a quarter during the period of the bar chart
above: |
Q4
‘10 |
17.62 |
% |
Lowest
return for a quarter during the period of the bar chart
above: |
Q4
‘08 |
-25.27 |
% |
Average
Annual Total Returns | |||
For the
periods ended December 31, 2013 |
1
Year |
5
Years |
10
Years |
Institutional
Class Return Before Taxes |
35.28% |
18.72% |
8.67% |
Institutional
Class Return After Taxes on Distributions |
25.76% |
16.25% |
7.42% |
Institutional
Class Return After Taxes on Distribution and Sale of Fund
Shares |
22.07% |
14.63% |
6.83% |
Class R-1
Return Before Taxes |
34.31% |
17.71% |
7.75% |
Class R-2
Return Before Taxes |
34.53% |
17.89% |
7.88% |
Class R-3
Return Before Taxes |
34.67% |
18.05% |
8.08% |
Class R-4
Return Before Taxes |
34.94% |
18.27% |
8.27% |
Class R-5
Return Before Taxes |
35.30% |
18.46% |
8.4% |
Russell Midcap Growth Index
(reflects no deduction for fees, expenses, or taxes) |
35.74% |
23.37% |
9.77% |
• |
Clifford G. Fox (since 2005),
Senior Managing Director/Portfolio
Manager |
• |
Michael Iacono (since 2008),
Managing Director/Co-Portfolio Manager |
• |
Katerina Wasserman (since
2010), Senior Vice President, Co-Portfolio
Manager |
Objective: |
The Fund seeks long-term
growth of capital. |
Institutional Class |
Class R-1 |
Class R-2 |
Class R-3 |
Class R-4 |
Class R-5 | |
Management Fees |
0.97% |
0.97% |
0.97% |
0.97% |
0.97% |
0.97% |
Distribution and/or Service
(12b-1) Fees |
N/A |
0.35% |
0.30% |
0.25% |
0.10% |
N/A |
Other Expenses |
— |
0.53% |
0.45% |
0.32% |
0.28% |
0.26% |
Total Annual
Fund Operating Expenses |
0.97% |
1.85% |
1.72% |
1.54% |
1.35% |
1.23% |
Fee Waiver(1) |
(0.02)% |
(0.02)% |
(0.02)% |
(0.02)% |
(0.02)% |
(0.02)% |
Total Annual
Fund Operating Expenses after Fee Waiver |
0.95% |
1.83% |
1.70% |
1.52% |
1.33% |
1.21% |
(1) Principal Management
Corporation ("Principal"), the investment advisor, has contractually
agreed to limit the Fund's Management Fees through the period ending
February 28, 2015. The fee waiver will reduce the Fund's Management
Fees by 0.022% (expressed as a percent of average net assets on an
annualized basis). It is expected that the fee waiver will continue
through the period disclosed; however, Principal Funds, Inc. and
Principal, the parties to the agreement may agree to terminate the fee
waiver prior to the end of the
period. |
1
year |
3
years |
5
years |
10
years | |
Institutional
Class |
$97 |
$307 |
$534 |
$1,188 |
Class
R-1 |
186 |
579 |
998 |
2,167 |
Class
R-2 |
173 |
540 |
931 |
2,028 |
Class
R-3 |
155 |
484 |
837 |
1,833 |
Class
R-4 |
135 |
425 |
737 |
1,622 |
Class
R-5 |
123 |
388 |
673 |
1,487 |
• |
The R-3 Class shares were
first sold on December 6, 2000. |
• |
The R-1 Class shares were
first sold on November 1, 2004. |
• |
For periods prior to the date
on which the R-1 Class began operations, its performance is based on the
performance of the Fund’s R-3 Class shares adjusted to reflect the fees
and expenses of the R-1 Class. |
• |
These adjustments result in
performance (for the periods prior to the date the R-1 Class shares began
operations) that is no higher than the historical performance of the R-3
Class shares. |
Highest
return for a quarter during the period of the bar chart
above: |
Q3
'09 |
20.43 |
% |
Lowest
return for a quarter during the period of the bar chart
above: |
Q4
'08 |
-28.66 |
% |
Average
Annual Total Returns | |||
For the
periods ended December 31, 2013 |
1
Year |
5
Years |
10
Years |
Institutional
Class Return Before Taxes |
35.62% |
21.26% |
8.47% |
Institutional
Class Return After Taxes on Distributions |
28.80% |
19.92% |
7.71% |
Institutional
Class Return After Taxes on Distribution and Sale of Fund
Shares |
23.29% |
17.19% |
6.85% |
Class R-1
Return Before Taxes |
34.37% |
20.23% |
7.53% |
Class R-2
Return Before Taxes |
34.53% |
20.37% |
7.66% |
Class R-3
Return Before Taxes |
34.81% |
20.54% |
7.85% |
Class R-4
Return Before Taxes |
34.94% |
20.78% |
8.05% |
Class R-5
Return Before Taxes |
35.08% |
20.89% |
8.18% |
Russell Midcap Growth Index
(reflects no deduction for fees, expenses, or taxes) |
35.74% |
23.37% |
9.77% |
• |
James W. Fennessey (since June
2, 2009), Vice President |
• |
Randy L. Welch (since June 2,
2009), Vice President |
Objective: |
The Fund seeks long-term
growth of capital. |
Institutional Class |
Class R-1 |
Class R-2 |
Class R-3 |
Class R-4 |
Class R-5 | |
Management Fees |
0.15% |
0.15% |
0.15% |
0.15% |
0.15% |
0.15% |
Distribution and/or Service
(12b-1) Fees |
N/A |
0.35% |
0.30% |
0.25% |
0.10% |
N/A |
Other Expenses |
0.06% |
0.54% |
0.46% |
0.33% |
0.29% |
0.27% |
Acquired Fund Fees and
Expenses |
0.01% |
0.01% |
0.01% |
0.01% |
0.01% |
0.01% |
Total Annual
Fund Operating Expenses |
0.22% |
1.05% |
0.92% |
0.74% |
0.55% |
0.43% |
Expense
Reimbursement(1) |
—% |
N/A |
N/A |
N/A |
N/A |
N/A |
Total Annual
Fund Operating Expenses after Expense Reimbursement |
0.22% |
1.05% |
0.92% |
0.74% |
0.55% |
0.43% |
(1) Principal Management
Corporation ("Principal"), the investment advisor, has contractually
agreed to limit the Fund’s expenses by paying, if necessary, expenses
normally payable by the Fund, (excluding interest expense, expenses
related to fund investments, acquired fund fees and expenses, and other
extraordinary expenses) to maintain a total level of operating expenses
(expressed as a percent of average net assets on an annualized basis) not
to exceed 0.25% for Institutional class shares. It is expected that the
expense limit will continue through the period ending February 28, 2015;
however, Principal Funds, Inc. and Principal, the parties to the
agreement, may agree to terminate the expense limit prior to the end of
the period. |
1
year |
3
years |
5
years |
10
years | |
Institutional
Class |
$23 |
$71 |
$124 |
$280 |
Class
R-1 |
107 |
334 |
579 |
1,283 |
Class
R-2 |
94 |
293 |
509 |
1,131 |
Class
R-3 |
76 |
237 |
411 |
918 |
Class
R-4 |
56 |
176 |
307 |
689 |
Class
R-5 |
44 |
138 |
241 |
542 |
Note: |
“Standard & Poor's MidCap
400" and "S&P MidCap 400" are trademarks of The McGraw-Hill Companies,
Inc. and have been licensed by Principal. The Fund is not sponsored,
endorsed, sold or promoted by Standard & Poor's and Standard &
Poor's makes no representation regarding the advisability of investing in
the Fund. |
• |
The R-3 Class shares were
first sold on December 6, 2000. |
• |
The R-1 Class shares were
first sold on November 1, 2004. |
• |
For periods prior to the date
on which the R-1 Class began operations, its performance is based on the
performance of the Fund’s R-3 Class shares adjusted to reflect the fees
and expenses of the R-1 Class. |
• |
These adjustments result in
performance (for the periods prior to the date the R-1 Class shares began
operations) that is no higher than the historical performance of the R-3
Class shares. |
Highest
return for a quarter during the period of the bar chart
above: |
Q3
'09 |
19.87 |
% |
Lowest
return for a quarter during the period of the bar chart
above: |
Q4
'08 |
-25.73 |
% |
Average
Annual Total Returns | |||
For the
periods ended December 31, 2013 |
1
Year |
5
Years |
10
Years |
Institutional
Class Return Before Taxes |
33.13% |
21.60% |
10.12% |
Institutional
Class Return After Taxes on Distributions |
31.73% |
20.86% |
9.27% |
Institutional
Class Return After Taxes on Distribution and Sale of Fund
Shares |
19.70% |
17.77% |
8.28% |
Class R-1
Return Before Taxes |
32.00% |
20.58% |
9.17% |
Class R-2
Return Before Taxes |
32.22% |
20.74% |
9.32% |
Class R-3
Return Before Taxes |
32.41% |
20.95% |
9.52% |
Class R-4
Return Before Taxes |
32.70% |
21.18% |
9.72% |
Class R-5
Return Before Taxes |
32.84% |
21.33% |
9.86% |
S&P 400 MidCap Stock Index
(reflects no deduction for fees, expenses, or taxes) |
33.50% |
21.89% |
10.36% |
• |
Thomas L. Kruchten (since
2011), Research Analyst and Portfolio
Manager |
Objective: |
The Fund seeks long-term
growth of capital. |
Institutional Class |
Class R-1 |
Class R-2 |
Class R-3 |
Class R-4 |
Class R-5 | |
Management Fees |
0.98% |
0.98% |
0.98% |
0.98% |
0.98% |
0.98% |
Distribution and/or Service
(12b-1) Fees |
N/A |
0.35% |
0.30% |
0.25% |
0.10% |
N/A |
Other Expenses |
0.02% |
0.53% |
0.45% |
0.32% |
0.28% |
0.26% |
Acquired Fund Fees and
Expenses |
0.01% |
0.01% |
0.01% |
0.01% |
0.01% |
0.01% |
Total Annual
Fund Operating Expenses |
1.01% |
1.87% |
1.74% |
1.56% |
1.37% |
1.25% |
Fee Waiver(1) |
(0.06)% |
(0.06)% |
(0.06)% |
(0.06)% |
(0.06)% |
(0.06)% |
Total Annual
Fund Operating Expenses after Fee Waiver |
0.95% |
1.81% |
1.68% |
1.50% |
1.31% |
1.19% |
(1) Principal Management
Corporation ("Principal"), the investment advisor, has contractually
agreed to limit the Fund's Management Fees through the period ending
February 28, 2015. The fee waiver will reduce the Fund's Management Fees
by 0.06% (expressed as a percent of average net assets on an annualized
basis). It is expected that the fee waiver will continue through the
period disclosed; however, Principal Funds, Inc. and Principal, the
parties to the agreement may agree to terminate the fee waiver prior to
the end of the period. |
1
year |
3
years |
5
years |
10
years | |
Institutional
Class |
$97 |
$315 |
$551 |
$1,230 |
Class
R-1 |
184 |
581 |
1,004 |
2,185 |
Class
R-2 |
171 |
541 |
937 |
2,046 |
Class
R-3 |
153 |
486 |
843 |
1,850 |
Class
R-4 |
133 |
427 |
743 |
1,640 |
Class
R-5 |
121 |
390 |
680 |
1,505 |
• |
Life of Fund results are
measured from the date the Fund's shares were first sold (December 29,
2003). |
• |
The Institutional Class shares
were first sold on December 29,
2003. |
• |
The R-2, R-3, R-4, and R-5
Class shares were first sold on June 1,
2004. |
• |
The R-1 Class shares were
first sold on November 1, 2004. |
• |
For periods prior to the date
on which these classes began operations, their performance is based on the
performance of the Fund’s Institutional Class shares adjusted to reflect
the fees and expenses of these classes. |
• |
The adjustments result in
performance (for the periods prior to the date these classes began
operations) that is no higher than the historical performance of the
Institutional Class shares. |
Highest
return for a quarter during the period of the bar chart
above: |
Q3
'09 |
22.38 |
% |
Lowest
return for a quarter during the period of the bar chart
above: |
Q4
'08 |
-23.74 |
% |
Average
Annual Total Returns | |||
For the
periods ended December 31, 2013 |
1
Year |
5
Years |
Life of
Fund |
Institutional
Class Return Before Taxes |
33.63% |
20.28% |
10.50% |
Institutional
Class Return After Taxes on Distributions |
24.49% |
18.40% |
9.01% |
Institutional
Class Return After Taxes on Distribution and Sale of Fund
Shares |
22.71% |
16.14% |
8.35% |
Class R-1
Return Before Taxes |
32.45% |
19.26% |
9.55% |
Class R-2
Return Before Taxes |
32.61% |
19.40% |
9.69% |
Class R-3
Return Before Taxes |
32.88% |
19.60% |
9.88% |
Class R-4
Return Before Taxes |
33.11% |
19.84% |
10.08% |
Class R-5
Return Before Taxes |
33.21% |
19.98% |
10.22% |
Russell Midcap Value Index
(reflects no deduction for fees, expenses, or taxes) |
33.46% |
21.16% |
10.25% |
• |
James W. Fennessey (since June
2, 2009), Vice President |
• |
Randy L. Welch (since June 2,
2009), Vice President |
Objective: |
The Fund seeks long-term
growth of capital. |
Institutional Class |
Class R-1 |
Class R-2 |
Class R-3 |
Class R-4 |
Class R-5 | |
Management Fees |
0.65% |
0.65% |
0.65% |
0.65% |
0.65% |
0.65% |
Distribution and/or Service
(12b-1) Fees |
N/A |
0.35% |
0.30% |
0.25% |
0.10% |
N/A |
Other Expenses |
0.02% |
0.54% |
0.46% |
0.33% |
0.29% |
0.27% |
Acquired Fund Fees and
Expenses |
0.04% |
0.04% |
0.04% |
0.04% |
0.04% |
0.04% |
Total Annual
Fund Operating Expenses |
0.71% |
1.58% |
1.45% |
1.27% |
1.08% |
0.96% |
Fee Waiver and Expense
Reimbursement (1)(2) |
(0.01)% |
(0.01)% |
(0.01)% |
(0.01)% |
(0.01)% |
(0.01)% |
Total Annual
Fund Operating Expenses after Fee Waiver and Expense Reimbursement |
0.70% |
1.57% |
1.44% |
1.26% |
1.07% |
0.95% |
(1) Principal Management
Corporation ("Principal"), the investment advisor, has contractually
agreed to limit the Fund's Management Fees through the period ending
February 28, 2015. The fee waiver will reduce the Fund's Management Fees
by 0.014% (expressed as a percent of average net assets on an annualized
basis). It is expected that the fee waiver will continue through the
period disclosed; however, Principal Funds, Inc. and Principal, the
parties to the agreement may agree to terminate the fee waiver prior to
the end of the period. | ||||||
(2) Principal Management
Corporation ("Principal"), the investment advisor, has contractually
agreed to limit the Fund’s expenses by paying, if necessary, expenses
normally payable by the Fund, (excluding interest expense, expenses
related to fund investments, acquired fund fees and expenses, and other
extraordinary expenses) to maintain a total level of operating expenses
(expressed as a percent of average net assets on an annualized basis) not
to exceed 0.736% for Institutional class shares. It is expected that the
expense limit will continue through the period ending February 28, 2015;
however, Principal Funds, Inc. and Principal, the parties to the
agreement, may agree to terminate the expense limit prior to the end of
the period. |
1
year |
3
years |
5
years |
10
years | |
Institutional
Class |
$72 |
$226 |
$394 |
$881 |
Class
R-1 |
160 |
498 |
859 |
1,877 |
Class
R-2 |
147 |
457 |
791 |
1,734 |
Class
R-3 |
128 |
402 |
696 |
1,533 |
Class
R-4 |
109 |
342 |
594 |
1,316 |
Class
R-5 |
97 |
305 |
530 |
1,177 |
• |
The R-3 Class shares were
first sold on December 6, 2000. |
• |
The R-1 Class shares were
first sold on November 1, 2004. |
• |
For periods prior to the date
on which the R-1 Class began operations, its performance is based on the
performance of the Fund’s R-3 Class shares adjusted to reflect the fees
and expenses of the R-1 Class. |
• |
These adjustments result in
performance (for the periods prior to the date the R-1 Class shares began
operations) that is no higher than the historical performance of the R-3
Class shares. |
Highest
return for a quarter during the period of the bar chart
above: |
Q3
'09 |
19.21 |
% |
Lowest
return for a quarter during the period of the bar chart
above: |
Q4
'08 |
-22.42 |
% |
Average
Annual Total Returns | |||
For the
periods ended December 31, 2013 |
1
Year |
5
Years |
10
Years |
Institutional
Class Return Before Taxes |
36.83% |
20.89% |
9.91% |
Institutional
Class Return After Taxes on Distributions |
35.46% |
20.43% |
8.80% |
Institutional
Class Return After Taxes on Distribution and Sale of Fund
Shares |
21.72% |
17.12% |
7.90% |
Class R-1
Return Before Taxes |
35.70% |
19.77% |
8.68% |
Class R-2
Return Before Taxes |
35.84% |
19.93% |
8.82% |
Class R-3
Return Before Taxes |
36.06% |
20.14% |
9.02% |
Class R-4
Return Before Taxes |
36.35% |
20.39% |
9.22% |
Class R-5
Return Before Taxes |
36.53% |
20.52% |
9.35% |
Russell Midcap Value Index
(reflects no deduction for fees, expenses, or taxes) |
33.46% |
21.16% |
10.25% |
• |
James W. Fennessey (since June
16, 2010), Vice President |
• |
Randy L. Welch (since June 16,
2010), Vice President |
Objective: |
The Fund seeks long-term
growth of capital. |
Institutional Class |
Class R-1 |
Class R-2 |
Class R-3 |
Class R-4 |
Class R-5 | |
Management Fees |
0.75% |
0.75% |
0.75% |
0.75% |
0.75% |
0.75% |
Distribution and/or Service
(12b-1) Fees |
N/A |
0.35% |
0.30% |
0.25% |
0.10% |
N/A |
Other Expenses |
0.05% |
0.54% |
0.46% |
0.33% |
0.29% |
0.27% |
Acquired Fund Fees and
Expenses |
0.12% |
0.12% |
0.12% |
0.12% |
0.12% |
0.12% |
Total Annual
Fund Operating Expenses |
0.92% |
1.76% |
1.63% |
1.45% |
1.26% |
1.14% |
Expense
Reimbursement(1) |
—% |
N/A |
N/A |
N/A |
N/A |
N/A |
Total Annual
Fund Operating Expenses after Expense Reimbursement |
0.92% |
1.76% |
1.63% |
1.45% |
1.26% |
1.14% |
(1) Principal Management
Corporation ("Principal"), the investment advisor, has contractually
agreed to limit the Fund’s expenses by paying, if necessary, expenses
normally payable by the Fund, (excluding interest expense, expenses
related to fund investments, acquired fund fees and expenses, and other
extraordinary expenses) to maintain a total level of operating expenses
(expressed as a percent of average net assets on an annualized basis) not
to exceed 0.80% for Institutional class shares. It is expected that the
expense limit will continue through the period ending February 28, 2015;
however, Principal Funds, Inc. and Principal, the parties to the
agreement, may agree to terminate the expense limit prior to the end of
the period. |
1
year |
3
years |
5
years |
10
years | |
Institutional
Class |
$94 |
$293 |
$509 |
$1,131 |
Class
R-1 |
179 |
554 |
954 |
2,073 |
Class
R-2 |
166 |
514 |
887 |
1,933 |
Class
R-3 |
148 |
459 |
792 |
1,735 |
Class
R-4 |
128 |
400 |
692 |
1,523 |
Class
R-5 |
116 |
362 |
628 |
1,386 |
• |
The R-3 Class shares were
first sold on December 6, 2000. |
• |
The R-1 Class shares were
first sold on November 1, 2004. |
• |
For periods prior to the date
on which the R-1 Class began operations, its performance is based on the
performance of the Fund’s R-3 Class shares adjusted to reflect the fees
and expenses of the R-1 Class. |
• |
These adjustments result in
performance (for the periods prior to the date the R-1 Class shares began
operations) that is no higher than the historical performance of the R-3
Class shares. |
Highest
return for a quarter during the period of the bar chart
above: |
Q4
'11 |
18.19 |
% |
Lowest
return for a quarter during the period of the bar chart
above: |
Q4
'08 |
-26.13 |
% |
Average
Annual Total Returns | |||
For the
periods ended December 31, 2013 |
1
Year |
5
Years |
10
Years |
Institutional
Class Return Before Taxes |
48.23% |
20.45% |
9.11% |
Institutional
Class Return After Taxes on Distributions |
45.83% |
19.99% |
8.40% |
Institutional
Class Return After Taxes on Distribution and Sale of Fund
Shares |
29.20% |
16.75% |
7.45% |
Class R-1
Return Before Taxes |
47.06% |
19.43% |
8.18% |
Class R-2
Return Before Taxes |
47.17% |
19.60% |
8.32% |
Class R-3
Return Before Taxes |
47.44% |
19.81% |
8.52% |
Class R-4
Return Before Taxes |
47.80% |
20.03% |
8.77% |
Class R-5
Return Before Taxes |
47.96% |
20.18% |
8.85% |
Russell 2000 Index (reflects no
deduction for fees, expenses, or taxes) |
38.82% |
20.08% |
9.07% |
• |
Phil Nordhus (since 2006),
Portfolio Manager |
• |
Brian Pattinson (since 2011),
Portfolio Manager |
Objective: |
The Fund seeks long-term
growth of capital. |
Institutional Class |
Class R-1 |
Class R-2 |
Class R-3 |
Class R-4 |
Class R-5 | |
Management Fees |
1.08% |
1.08% |
1.08% |
1.08% |
1.08% |
1.08% |
Distribution and/or Service
(12b-1) Fees |
N/A |
0.35% |
0.30% |
0.25% |
0.10% |
N/A |
Other Expenses |
0.01% |
0.53% |
0.45% |
0.32% |
0.28% |
0.26% |
Total Annual
Fund Operating Expenses |
1.09% |
1.96% |
1.83% |
1.65% |
1.46% |
1.34% |
Fee Waiver(1) |
(0.07)% |
(0.07)% |
(0.07)% |
(0.07)% |
(0.07)% |
(0.07)% |
Total Annual
Fund Operating Expenses after Fee Waiver |
1.02% |
1.89% |
1.76% |
1.58% |
1.39% |
1.27% |
(1) Principal Management
Corporation ("Principal"), the investment advisor, has contractually
agreed to limit the Fund's Management Fees through the period ending
February 28, 2016. The fee waiver will reduce the Fund's Management
Fees by 0.072% (expressed as a percent of average net assets on an
annualized basis). It is expected that the fee waiver will continue
through the period disclosed; however, Principal Funds, Inc. and
Principal, the parties to the agreement may agree to terminate the fee
waiver prior to the end of the
period. |
1
year |
3
years |
5
years |
10
years | |
Institutional
Class |
$104 |
$331 |
$586 |
$1,315 |
Class
R-1 |
192 |
600 |
1,043 |
2,273 |
Class
R-2 |
179 |
560 |
976 |
2,135 |
Class
R-3 |
161 |
505 |
882 |
1,941 |
Class
R-4 |
142 |
446 |
783 |
1,733 |
Class
R-5 |
129 |
409 |
719 |
1,599 |
• |
The Institutional Class shares
were first sold on December 6, 2000. |
• |
The R-1 Class shares were
first sold on November 1, 2004. |
• |
For periods prior to the date
on which the R-1 Class began operations, its performance is based on the
performance of the Fund’s Institutional Class shares adjusted to reflect
the fees and expenses of the R-1 Class. |
• |
The adjustments result in
performance (for the periods prior to the date the R-1 began operations)
that is no higher than the historical performance of the Institutional
Class shares. |
Highest
return for a quarter during the period of the bar chart
above: |
Q2
‘09 |
19.78 |
% |
Lowest
return for a quarter during the period of the bar chart
above: |
Q4
‘08 |
-29.22 |
% |
Average
Annual Total Returns | |||
For the
periods ended December 31, 2013 |
1
Year |
5
Years |
10
Years |
Institutional
Class Return Before Taxes |
43.00% |
26.16% |
10.31% |
Institutional
Class Return After Taxes on Distributions |
39.24% |
25.04% |
9.58% |
Institutional
Class Return After Taxes on Distribution and Sale of Fund
Shares |
26.67% |
21.69% |
8.48% |
Class R-1
Return Before Taxes |
41.66% |
25.10% |
9.36% |
Class R-2
Return Before Taxes |
41.88% |
25.27% |
9.50% |
Class R-3
Return Before Taxes |
42.14% |
25.48% |
9.70% |
Class R-4
Return Before Taxes |
42.31% |
25.71% |
9.90% |
Class R-5
Return Before Taxes |
42.52% |
25.82% |
10.03% |
Russell 2000 Growth Index
(reflects no deduction for fees, expenses, or taxes) |
43.30% |
22.58% |
9.41% |
• |
James W. Fennessey (since June
2, 2009), Vice President |
• |
Randy L. Welch (since June 2,
2009), Vice President |
Objective: |
The Fund seeks long-term
growth of capital. |
Institutional Class |
Class R-1 |
Class R-2 |
Class R-3 |
Class R-4 |
Class R-5 | |
Management Fees |
1.00% |
1.00% |
1.00% |
1.00% |
1.00% |
1.00% |
Distribution and/or Service
(12b-1) Fees |
N/A |
0.35% |
0.30% |
0.25% |
0.10% |
N/A |
Other Expenses |
0.04% |
0.55% |
0.47% |
0.34% |
0.30% |
0.28% |
Total Annual
Fund Operating Expenses |
1.04% |
1.90% |
1.77% |
1.59% |
1.40% |
1.28% |
Fee Waiver(1) |
(0.02)% |
(0.02)% |
(0.02)% |
(0.02)% |
(0.02)% |
(0.02)% |
Total Annual
Fund Operating Expenses after Fee Waiver |
1.02% |
1.88% |
1.75% |
1.57% |
1.38% |
1.26% |
(1) Principal Management
Corporation ("Principal"), the investment advisor, has contractually
agreed to limit the Fund's Management Fees through the period ending
February 28, 2015. The fee waiver will reduce the Fund's Management Fees
by 0.02% (expressed as a percent of average net assets on an annualized
basis). It is expected that the fee waiver will continue through the
period disclosed; however, Principal Funds, Inc. and Principal, the
parties to the agreement may agree to terminate the fee waiver prior to
the end of the period. |
1
year |
3
years |
5
years |
10
years | |
Institutional
Class |
$104 |
$329 |
$572 |
$1,269 |
Class
R-1 |
191 |
595 |
1,024 |
2,220 |
Class
R-2 |
178 |
555 |
957 |
2,082 |
Class
R-3 |
160 |
500 |
863 |
1,887 |
Class
R-4 |
140 |
441 |
764 |
1,678 |
Class
R-5 |
128 |
404 |
700 |
1,543 |
• |
The Institutional Class shares
were first sold on December 6, 2000. |
• |
The R-1 Class shares were
first sold on November 1, 2004. |
• |
For periods prior to the date
on which the R-1 Class began operations, its performance is based on the
performance of the Fund’s Institutional Class shares adjusted to reflect
the fees and expenses of the R-1 Class. |
• |
The adjustments result in
performance (for the periods prior to the date the R-1 began operations)
that is no higher than the historical performance of the Institutional
Class shares. |
Highest
return for a quarter during the period of the bar chart
above: |
Q1
'12 |
19.14 |
% |
Lowest
return for a quarter during the period of the bar chart
above: |
Q4
'08 |
-29.82 |
% |
Average
Annual Total Returns | |||
For the
periods ended December 31, 2013 |
1
Year |
5
Years |
10
Years |
Institutional
Class Return Before Taxes |
47.39% |
22.52% |
8.15% |
Institutional
Class Return After Taxes on Distributions |
43.28% |
21.83% |
7.49% |
Institutional
Class Return After Taxes on Distribution and Sale of Fund
Shares |
29.36% |
18.45% |
6.60% |
Class R-1
Return Before Taxes |
46.18% |
21.46% |
7.21% |
Class R-2
Return Before Taxes |
46.30% |
21.60% |
7.36% |
Class R-3
Return Before Taxes |
46.47% |
21.83% |
7.54% |
Class R-4
Return Before Taxes |
46.70% |
22.03% |
7.74% |
Class R-5
Return Before Taxes |
47.04% |
22.19% |
7.87% |
Russell 2000 Growth Index
(reflects no deduction for fees, expenses, or taxes) |
43.30% |
22.58% |
9.41% |
• |
James W. Fennessey (since June
2, 2009), Vice President |
• |
Mariateresa Monaco (since
2009), Vice President-Portfolio Manager |
• |
Randy L. Welch (since June 2,
2009), Vice President |
• |
Joseph W. Garner (since 2005),
Portfolio Manager and Director of
Research |
• |
Kenneth G. Mertz II (since
1992), Portfolio Manager, Chief Investment Officer, and
President |
• |
Stacey L. Sears (since 2002),
Portfolio Manager and Senior Vice
President |
Objective: |
The Fund seeks long-term
growth of capital. |
Annual
Fund Operating Expenses (expenses that you pay each year as a percentage of the value of your investment) | ||||||
Institutional Class |
Class R-1 |
Class R-2 |
Class R-3 |
Class R-4 |
Class R-5 | |
Management Fees |
0.15% |
0.15% |
0.15% |
0.15% |
0.15% |
0.15% |
Distribution and/or Service
(12b-1) Fees |
N/A |
0.35% |
0.30% |
0.25% |
0.10% |
N/A |
Other Expenses |
0.06% |
0.54% |
0.46% |
0.33% |
0.29% |
0.27% |
Acquired Fund Fees and
Expenses |
0.05% |
0.05% |
0.05% |
0.05% |
0.05% |
0.05% |
Total Annual
Fund Operating Expenses |
0.26% |
1.09% |
0.96% |
0.78% |
0.59% |
0.47% |
Expense
Reimbursement(1) |
—% |
N/A |
N/A |
N/A |
N/A |
N/A |
Total Annual
Fund Operating Expenses after Expense Reimbursement |
0.26% |
1.09% |
0.96% |
0.78% |
0.59% |
0.47% |
(1) Principal Management
Corporation ("Principal"), the investment advisor, has contractually
agreed to limit the Fund’s expenses by paying, if necessary, expenses
normally payable by the Fund, (excluding interest expense, expenses
related to fund investments, acquired fund fees and expenses, and other
extraordinary expenses) to maintain a total level of operating expenses
(expressed as a percent of average net assets on an annualized basis) not
to exceed 0.25% for Institutional class shares. It is expected that the
expense limit will continue through the period ending February 28, 2015;
however, Principal Funds, Inc. and Principal, the parties to the
agreement, may agree to terminate the expense limit prior to the end of
the period. |
1
year |
3
years |
5
years |
10
years | |
Institutional
Class |
$27 |
$84 |
$146 |
$331 |
Class
R-1 |
111 |
347 |
601 |
1,329 |
Class
R-2 |
98 |
306 |
531 |
1,178 |
Class
R-3 |
80 |
249 |
433 |
966 |
Class
R-4 |
60 |
189 |
329 |
738 |
Class
R-5 |
48 |
151 |
263 |
591 |
Note: |
"Standard & Poor's
SmallCap 600" and "S&P SmallCap 600" are trademarks of The McGraw-Hill
Companies, Inc. and have been licensed by Principal. The Fund is not
sponsored, endorsed, sold or promoted by Standard & Poor's and
Standard & Poor's makes no representation regarding the advisability
of investing in the Fund. |
• |
The R-3 Class shares were
first sold on December 6, 2000. |
• |
The R-1 Class shares were
first sold on November 1, 2004. |
• |
For periods prior to the date
on which the R-1 Class began operations, its performance is based on the
performance of the Fund’s R-3 Class shares adjusted to reflect the fees
and expenses of the R-1 Class. |
• |
These adjustments result in
performance (for the periods prior to the date the R-1 Class shares began
operations) that is no higher than the historical performance of the R-3
Class shares. |
Highest
return for a quarter during the period of the bar chart
above: |
Q2
'09 |
20.85 |
% |
Lowest
return for a quarter during the period of the bar chart
above: |
Q4
'08 |
-25.21 |
% |
Average
Annual Total Returns | |||
For the
periods ended December 31, 2013 |
1
Year |
5
Years |
10
Years |
Institutional
Class Return Before Taxes |
40.90% |
21.06% |
10.43% |
Institutional
Class Return After Taxes on Distributions |
39.84% |
20.74% |
9.68% |
Institutional
Class Return After Taxes on Distribution and Sale of Fund
Shares |
23.99% |
17.30% |
8.50% |
Class R-1
Return Before Taxes |
39.76% |
20.04% |
9.49% |
Class R-2
Return Before Taxes |
39.88% |
20.21% |
9.62% |
Class R-3
Return Before Taxes |
40.15% |
20.43% |
9.83% |
Class R-4
Return Before Taxes |
40.43% |
20.66% |
10.03% |
Class R-5
Return Before Taxes |
40.63% |
20.81% |
10.17% |
S&P SmallCap 600 Stock
Index (reflects no deduction for fees, expenses, or taxes) |
41.31% |
21.37% |
10.65% |
• |
Thomas L. Kruchten (since
2011), Research Analyst and Portfolio
Manager |
Objective: |
The Fund seeks long-term
growth of capital. |
Institutional Class |
Class R-1 |
Class R-2 |
Class R-3 |
Class R-4 |
Class R-5 | |
Management Fees |
0.98% |
0.98% |
0.98% |
0.98% |
0.98% |
0.98% |
Distribution and/or Service
(12b-1) Fees |
N/A |
0.35% |
0.30% |
0.25% |
0.10% |
N/A |
Other Expenses |
0.02% |
0.54% |
0.46% |
0.33% |
0.29% |
0.27% |
Acquired Fund Fees and
Expenses |
0.12% |
0.12% |
0.12% |
0.12% |
0.12% |
0.12% |
Total Annual
Fund Operating Expenses |
1.12% |
1.99% |
1.86% |
1.68% |
1.49% |
1.37% |
Fee Waiver(1) |
(0.02)% |
(0.02)% |
(0.02)% |
(0.02)% |
(0.02)% |
(0.02)% |
Total Annual
Fund Operating Expenses after Fee Waiver |
1.10% |
1.97% |
1.84% |
1.66% |
1.47% |
1.35% |
(1) Principal Management
Corporation ("Principal"), the investment advisor, has contractually
agreed to limit the Fund's Management Fees through the period ending
February 28, 2015. The fee waiver will reduce the Fund's Management
Fees by 0.024% (expressed as a percent of average net assets on an
annualized basis). It is expected that the fee waiver will continue
through the period disclosed; however, Principal Funds, Inc. and
Principal, the parties to the agreement may agree to terminate the fee
waiver prior to the end of the
period. |
1
year |
3
years |
5
years |
10
years | |
Institutional
Class |
$112 |
$354 |
$615 |
$1,361 |
Class
R-1 |
200 |
622 |
1,070 |
2,315 |
Class
R-2 |
187 |
582 |
1,004 |
2,178 |
Class
R-3 |
169 |
527 |
910 |
1,985 |
Class
R-4 |
150 |
469 |
811 |
1,777 |
Class
R-5 |
137 |
432 |
748 |
1,644 |
• |
Life of Fund results are
measured from the date the Fund's shares were first sold (June 1,
2004). |
• |
The Institutional Class shares
were first sold on June 1, 2004. |
• |
The R-1 Class shares were
first sold on November 1, 2004. |
• |
For periods prior to the date
on which the R-1 Class began operations, its performance is based on the
performance of the Fund’s Institutional Class shares adjusted to reflect
the fees and expenses of the R-1 Class. |
• |
The adjustments result in
performance (for the periods prior to the date the R-1 began operations)
that is no higher than the historical performance of the Institutional
Class shares. |
Highest
return for a quarter during the period of the bar chart
above: |
Q3
‘09 |
23.87 |
% |
Lowest
return for a quarter during the period of the bar chart
above: |
Q4
‘08 |
-27.06 |
% |
Average
Annual Total Returns | |||
For the
periods ended December 31, 2013 |
1
Year |
5
Years |
Life of
Fund |
Institutional
Class Return Before Taxes |
39.20% |
21.10% |
8.96% |
Institutional
Class Return After Taxes on Distributions |
37.00% |
20.61% |
7.79% |
Institutional
Class Return After Taxes on Distribution and Sale of Fund
Shares |
23.92% |
17.30% |
7.06% |
Class R-1
Return Before Taxes |
38.06% |
20.04% |
8.01% |
Class R-2
Return Before Taxes |
38.26% |
20.23% |
8.15% |
Class R-3
Return Before Taxes |
38.43% |
20.41% |
8.34% |
Class R-4
Return Before Taxes |
38.68% |
20.67% |
8.54% |
Class R-5
Return Before Taxes |
38.86% |
20.79% |
8.67% |
Russell 2000 Value Index
(reflects no deduction for fees, expenses, or taxes) |
34.52% |
17.64% |
8.63% |
• |
James W. Fennessey (since June
2, 2009), Vice President |
• |
Randy L. Welch (since June 2,
2009), Vice President |
Objective: |
The Fund seeks to generate a
total return. |
|
Institutional
Class |
|
Management Fees |
0.88% |
|
Other Expenses |
0.04% |
|
Total Annual
Fund Operating Expenses |
0.92% |
|
Expense
Reimbursement(1) |
—% |
|
Total Annual
Fund Operating Expenses after Expense Reimbursement |
0.92% |
|
(1) Principal Management
Corporation ("Principal"), the investment advisor, has contractually
agreed to limit the Fund’s expenses by paying, if necessary, expenses
normally payable by the Fund, (excluding interest expense, expenses
related to fund investments, acquired fund fees and expenses, and other
extraordinary expenses) to maintain a total level of operating expenses
(expressed as a percent of average net assets on an annualized basis) not
to exceed 1.00% for Institutional class shares. It is expected that the
expense limit will continue through the period ending February 28, 2015;
however, Principal Funds, Inc. and Principal, the parties to the
agreement, may agree to terminate the expense limit prior to the end of
the period. |
1
year |
3
years |
5
years |
10
years | |
Institutional
Class |
$94 |
$293 |
$509 |
$1,131 |
Highest
return for a quarter during the period of the bar chart
above: |
Q2
'09 |
31.10 |
% |
Lowest
return for a quarter during the period of the bar chart
above: |
Q4
'08 |
-29.70 |
% |
Average
Annual Total Returns | |||
For the
periods ended December 31, 2013 |
1
Year |
5
Years |
Since
Inception |
Institutional
Class Return Before Taxes |
5.85% |
17.86%
(1) |
1.44%
(1) |
Institutional
Class Return After Taxes on Distributions |
3.50% |
15.89%
(1) |
-0.12%
(1) |
Institutional
Class Return After Taxes on Distribution and Sale of Fund
Shares |
3.68% |
13.66%
(1) |
0.48%
(1) |
FTSE EPRA/NAREIT Developed
Index (reflects no deduction for fees, expenses, or taxes) |
4.39% |
16.06% |
-0.30% |
(1) |
During 2010, the Class
experienced a significant withdrawal of monies by an affiliate. As the
remaining shareholders held relatively small positions, the total return
amounts expressed herein are greater than those that would have been
experienced without the withdrawal. |
• |
Simon Hedger (since 2007),
Portfolio Manager |
• |
Anthony Kenkel (since 2010),
Portfolio Manager |
• |
Kelly D. Rush (since 2007),
Portfolio Manager |
Objective: |
The Fund seeks to generate a
total return. |
Institutional Class |
Class R-1 |
Class R-2 |
Class R-3 |
Class R-4 |
Class R-5 | |
Management Fees |
0.83% |
0.83% |
0.83% |
0.83% |
0.83% |
0.83% |
Distribution and/or Service
(12b-1) Fees |
N/A |
0.35% |
0.30% |
0.25% |
0.10% |
N/A |
Other Expenses |
0.05% |
0.53% |
0.45% |
0.32% |
0.28% |
0.26% |
Total Annual
Fund Operating Expenses |
0.88% |
1.71% |
1.58% |
1.40% |
1.21% |
1.09% |
1
year |
3
years |
5
years |
10
years | |
Institutional
Class |
$90 |
$281 |
$488 |
$1,084 |
Class
R-1 |
174 |
539 |
928 |
2,019 |
Class
R-2 |
161 |
499 |
860 |
1,878 |
Class
R-3 |
143 |
443 |
766 |
1,680 |
Class
R-4 |
123 |
384 |
665 |
1,466 |
Class
R-5 |
111 |
347 |
601 |
1,329 |
• |
The R-3 Class shares were
first sold on December 6, 2000. |
• |
The R-1 Class shares were
first sold on November 1, 2004. |
• |
For periods prior to the date
on which the R-1 Class began operations, its performance is based on the
performance of the Fund’s R-3 Class shares adjusted to reflect the fees
and expenses of the R-1 Class. |
• |
These adjustments result in
performance (for the periods prior to the date the R-1 Class shares began
operations) that is no higher than the historical performance of the R-3
Class shares. |
Highest
return for a quarter during the period of the bar chart
above: |
Q3
'09 |
33.10 |
% |
Lowest
return for a quarter during the period of the bar chart
above: |
Q4
'08 |
-33.84 |
% |
Average
Annual Total Returns | |||
For the
periods ended December 31, 2013 |
1
Year |
5
Years |
10
Years |
Institutional
Class Return Before Taxes |
4.05% |
16.41% |
9.66% |
Institutional
Class Return After Taxes on Distributions |
-0.22% |
14.84% |
7.86% |
Institutional
Class Return After Taxes on Distribution and Sale of Fund
Shares |
5.17% |
12.89% |
7.70% |
Class R-1
Return Before Taxes |
3.16% |
15.40% |
8.71% |
Class R-2
Return Before Taxes |
3.33% |
15.55% |
8.85% |
Class R-3
Return Before Taxes |
3.49% |
15.76% |
9.05% |
Class R-4
Return Before Taxes |
3.68% |
15.99% |
9.26% |
Class R-5
Return Before Taxes |
3.84% |
16.11% |
9.38% |
MSCI US REIT Index (reflects no
deduction for fees, expenses, or taxes) |
2.47% |
16.73% |
8.40% |
• |
Kelly D. Rush (since 2000),
Portfolio Manager |
Objective: |
The Fund seeks long-term
growth of capital. |
Institutional Class |
Class R-1 |
Class R-2 |
Class R-3 |
Class R-4 |
Class R-5 | |
Management Fees |
0.84% |
0.84% |
0.84% |
0.84% |
0.84% |
0.84% |
Distribution and/or Service
(12b-1) Fees |
N/A |
0.35% |
0.30% |
0.25% |
0.10% |
N/A |
Other Expenses |
0.03% |
0.55% |
0.47% |
0.34% |
0.30% |
0.28% |
Total Annual
Fund Operating Expenses |
0.87% |
1.74% |
1.61% |
1.43% |
1.24% |
1.12% |
1
year |
3
years |
5
years |
10
years | |
Institutional
Class |
$89 |
$278 |
$482 |
$1,073 |
Class
R-1 |
177 |
548 |
944 |
2,052 |
Class
R-2 |
164 |
508 |
876 |
1,911 |
Class
R-3 |
146 |
452 |
782 |
1,713 |
Class
R-4 |
126 |
393 |
681 |
1,500 |
Class
R-5 |
114 |
356 |
617 |
1,363 |
• |
The R-3 Class shares were
first sold on December 6, 2000. |
• |
The R-1 Class shares were
first sold on November 1, 2004. |
• |
For periods prior to the date
on which the R-1 Class began operations, its performance is based on the
performance of the Fund’s R-3 Class shares adjusted to reflect the fees
and expenses of the R-1 Class. |
• |
These adjustments result in
performance (for the periods prior to the date the R-1 Class shares began
operations) that is no higher than the historical performance of the R-3
Class shares. |
• |
During 2010, the R-5 Class
experienced a significant one-time gain approximately $0.08/share as the
result of a settlement in an SEC administrative proceeding. If such a gain
had not been recognized, the total return amounts expressed herein would
have been lower. |
Highest
return for a quarter during the period of the bar chart
above: |
Q2
‘09 |
21.29 |
% |
Lowest
return for a quarter during the period of the bar chart
above: |
Q3
‘08 |
-24.03 |
% |
Average
Annual Total Returns | |||
For the
periods ended December 31, 2013 |
1
Year |
5
Years |
10
Years |
Institutional
Class Return Before Taxes |
18.73% |
12.48% |
7.85% |
Institutional
Class Return After Taxes on Distributions |
18.32% |
12.36% |
7.21% |
Institutional
Class Return After Taxes on Distribution and Sale of Fund
Shares |
11.19% |
10.28% |
6.73% |
Class R-1
Return Before Taxes |
17.68% |
11.51% |
6.92% |
Class R-2
Return Before Taxes |
17.78% |
11.65% |
7.07% |
Class R-3
Return Before Taxes |
18.07% |
11.84% |
7.25% |
Class R-4
Return Before Taxes |
18.26% |
12.07% |
7.43% |
Class R-5
Return Before Taxes |
18.45% |
12.41%
(1) |
7.67%
(1) |
MSCI ACWI Ex-U.S. Index
(reflects no deduction for fees, expenses, or taxes) |
15.29% |
12.81% |
7.57% |
MSCI EAFE Index NDTR D
(reflects no deduction for fees, expenses, or taxes) |
22.78% |
12.44% |
6.91% |
(1)
|
During 2010, the Class
experienced a significant one-time gain of approximately $0.08/share as
the result of a settlement in an SEC administrative proceeding. If such
gain had not been recognized, the total return amounts expressed herein
would have been lower. |
• |
Paul H. Blankenhagen (since
2003), Portfolio Manager |
• |
Juliet Cohn (since 2004),
Portfolio Manager |
Objective: |
The Fund seeks long-term
growth of capital. |
Institutional Class |
Class R-1 |
Class R-2 |
Class R-3 |
Class R-4 |
Class R-5 | |
Management Fees |
1.18% |
1.18% |
1.18% |
1.18% |
1.18% |
1.18% |
Distribution and/or Service
(12b-1) Fees |
N/A |
0.35% |
0.30% |
0.25% |
0.10% |
N/A |
Other Expenses |
0.06% |
0.58% |
0.50% |
0.37% |
0.33% |
0.31% |
Total Annual
Fund Operating Expenses |
1.24% |
2.11% |
1.98% |
1.80% |
1.61% |
1.49% |
1
year |
3
years |
5
years |
10
years | |
Institutional
Class |
$126 |
$393 |
$681 |
$1,500 |
Class
R-1 |
214 |
661 |
1,134 |
2,441 |
Class
R-2 |
201 |
621 |
1,068 |
2,306 |
Class
R-3 |
183 |
566 |
975 |
2,116 |
Class
R-4 |
164 |
508 |
876 |
1,911 |
Class
R-5 |
152 |
471 |
813 |
1,779 |
• |
companies with their principal
place of business or principal office in emerging market countries
or |
• |
companies whose principal
securities trading market is an emerging market
country. |
• |
The R-3 Class shares were
first sold on December 6, 2000. |
• |
The R-1 Class shares were
first sold on November 1, 2004. |
• |
For periods prior to the date
on which the R-1 Class began operations, its performance is based on the
performance of the Fund’s R-3 Class shares adjusted to reflect the fees
and expenses of the R-1 Class. |
• |
These adjustments result in
performance (for the periods prior to the date the R-1 Class shares began
operations) that is no higher than the historical performance of the R-3
Class shares. |
Highest
return for a quarter during the period of the bar chart
above: |
Q2
'09 |
29.13 |
% |
Lowest
return for a quarter during the period of the bar chart
above: |
Q3
'08 |
-29.07 |
% |
Average
Annual Total Returns | |||
For the
periods ended December 31, 2013 |
1
Year |
5
Years |
10
Years |
Institutional
Class Return Before Taxes |
-4.60% |
13.68% |
11.16% |
Institutional
Class Return After Taxes on Distributions |
-4.57% |
13.76% |
10.07% |
Institutional
Class Return After Taxes on Distribution and Sale of Fund
Shares |
-2.23% |
11.37% |
9.28% |
Class R-1
Return Before Taxes |
-5.42% |
12.70% |
10.19% |
Class R-2
Return Before Taxes |
-5.32% |
12.85% |
10.34% |
Class R-3
Return Before Taxes |
-5.14% |
13.06% |
10.54% |
Class R-4
Return Before Taxes |
-4.97% |
13.26% |
10.76% |
Class R-5
Return Before Taxes |
-4.83% |
13.40% |
10.88% |
MSCI Emerging Markets NDTR D
Index (reflects no deduction for fees, expenses, or taxes) |
-2.60% |
14.79% |
11.17% |
• |
Mihail Dobrinov (since 2007),
Portfolio Manager |
• |
Mohammed Zaidi (since 2012),
Portfolio Manager |
Objective: |
The Fund seeks long-term
growth of capital. |
Institutional Class |
Class R-1 |
Class R-2 |
Class R-3 |
Class R-4 |
Class R-5 | |
Management Fees |
0.96% |
0.96% |
0.96% |
0.96% |
0.96% |
0.96% |
Distribution and/or Service
(12b-1) Fees |
N/A |
0.35% |
0.30% |
0.25% |
0.10% |
N/A |
Other Expenses |
0.06% |
0.57% |
0.49% |
0.36% |
0.32% |
0.30% |
Total Annual
Fund Operating Expenses |
1.02% |
1.88% |
1.75% |
1.57% |
1.38% |
1.26% |
Fee Waiver(1) |
(0.05)% |
(0.05)% |
(0.05)% |
(0.05)% |
(0.05)% |
(0.05)% |
Total Annual
Fund Operating Expenses after Fee Waiver |
0.97% |
1.83% |
1.70% |
1.52% |
1.33% |
1.21% |
(1) Principal Management
Corporation has contractually agreed to limit the Fund's Management Fees
through the period ending February 28, 2015. The fee waiver will reduce
the Fund's Management Fees by 0.046% (expressed as a percent of average
net assets on an annualized basis). It is expected that the fee waiver
will continue through the period disclosed; however, Principal Funds, Inc.
and Principal, the parties to the agreement may agree to terminate the fee
waiver prior to the end of the
period. |
1
year |
3
years |
5
years |
10
years | |
Institutional
Class |
$99 |
$319 |
$558 |
$1,243 |
Class
R-1 |
186 |
585 |
1,011 |
2,196 |
Class
R-2 |
173 |
545 |
943 |
2,058 |
Class
R-3 |
155 |
490 |
850 |
1,862 |
Class
R-4 |
135 |
431 |
750 |
1,652 |
Class
R-5 |
123 |
394 |
686 |
1,517 |
• |
Life of Fund results are
measured from the date the Fund's shares were first sold (December 29,
2003). |
• |
The Institutional Class shares
were first sold on December 29,
2003. |
• |
The R-2, R-3, R-4, and R-5
Class shares were first sold on June 1,
2004. |
• |
The R-1 Class shares were
first sold on November 1, 2004. |
• |
For periods prior to the date
on which these classes began operations, their performance is based on the
performance of the Fund’s Institutional Class shares adjusted to reflect
the fees and expenses of these classes. |
• |
The adjustments result in
performance (for the periods prior to the date these classes began
operations) that is no higher than the historical performance of the
Institutional Class shares. |
Highest
return for a quarter during the period of the bar chart
above: |
Q2
'09 |
22.60 |
% |
Lowest
return for a quarter during the period of the bar chart
above: |
Q3
'11 |
-22.83 |
% |
Average
Annual Total Returns | |||
For the
periods ended December 31, 2013 |
1
Year |
5
Years |
Life of
Fund |
Institutional
Class Return Before Taxes |
20.08% |
10.84% |
6.41% |
Institutional
Class Return After Taxes on Distributions |
19.83% |
10.76% |
5.89% |
Institutional
Class Return After Taxes on Distribution and Sale of Fund
Shares |
11.95% |
8.92% |
5.43% |
Class R-1
Return Before Taxes |
19.01% |
9.90% |
5.50% |
Class R-2
Return Before Taxes |
19.15% |
10.02% |
5.63% |
Class R-3
Return Before Taxes |
19.36% |
10.24% |
5.81% |
Class R-4
Return Before Taxes |
19.67% |
10.45% |
6.02% |
Class R-5
Return Before Taxes |
19.76% |
10.59% |
6.15% |
MSCI EAFE Index NDTR D
(reflects no deduction for fees, expenses, or taxes) |
22.78% |
12.44% |
6.91% |
• |
James W. Fennessey (since June
2, 2009), Vice President |
• |
Randy L. Welch (since June 2,
2009), Vice President |
Objective: |
The Fund seeks long-term
growth of capital. |
Institutional Class |
Class R-1 |
Class R-2 |
Class R-3 |
Class R-4 |
Class R-5 | |
Management Fees |
1.07% |
1.07% |
1.07% |
1.07% |
1.07% |
1.07% |
Distribution and/or Service
(12b-1) Fees |
N/A |
0.35% |
0.30% |
0.25% |
0.10% |
N/A |
Other Expenses |
0.03% |
0.55% |
0.47% |
0.34% |
0.30% |
0.28% |
Total Annual
Fund Operating Expenses |
1.10% |
1.97% |
1.84% |
1.66% |
1.47% |
1.35% |
Fee Waiver(1) |
(0.03)% |
(0.03)% |
(0.03)% |
(0.03)% |
(0.03)% |
(0.03)% |
Total Annual
Fund Operating Expenses after Fee Waiver |
1.07% |
1.94% |
1.81% |
1.63% |
1.44% |
1.32% |
(1) Principal Management
Corporation has contractually agreed to limit the Fund's Management Fees
through the period ending February 28, 2015. The fee waiver will reduce
the Fund's Management Fees by 0.03% (expressed as a percent of average net
assets on an annualized basis). It is expected that the fee waiver will
continue through the period disclosed; however, Principal Funds, Inc. and
Principal, the parties to the agreement may agree to terminate the fee
waiver prior to the end of the
period. |
1
year |
3
years |
5
years |
10
years | |
Institutional
Class |
$109 |
$346 |
$603 |
$1,337 |
Class
R-1 |
197 |
615 |
1,059 |
2,293 |
Class
R-2 |
184 |
575 |
992 |
2,156 |
Class
R-3 |
166 |
520 |
899 |
1,962 |
Class
R-4 |
147 |
461 |
799 |
1,754 |
Class
R-5 |
134 |
424 |
736 |
1,621 |
• |
companies with their principal
place of business or principal office outside the U.S.
or |
• |
companies whose principal
securities trading market is outside the
U.S. |
• |
Life of Fund results are
measured from the date the Fund's shares were first sold (September 30,
2008). |
• |
Institutional Class shares
were first sold on September 30, 2008. |
• |
The R-1, R-2, R-3, R-4, and
R-5 Class shares were first sold on March 1,
2012. |
• |
For periods prior to the date
on which these classes began operations, their performance is based on the
performance of the Fund’s Institutional Class shares adjusted to reflect
the fees and expenses of these classes. |
• |
The adjustments result in
performance for such periods that is no higher than the historical
performance of the Institutional Class
shares. |
Highest
return for a quarter during the period of the bar chart
above: |
Q2'
09 |
22.88 |
% |
Lowest
return for a quarter during the period of the bar chart
above: |
Q3'
11 |
-21.11 |
% |
Average
Annual Total Returns | |||
For the
periods ended December 31, 2013 |
1
Year |
5
Year |
Life of
Fund |
Institutional
Class Return Before Taxes |
21.70% |
12.11% |
8.88% |
Institutional
Class Return After Taxes on Distributions |
19.95% |
11.07% |
7.91% |
Institutional
Class Return After Taxes on Distribution and Sale of Fund
Shares |
13.85% |
9.86% |
7.20% |
Class R-1
Return Before Taxes |
20.63% |
11.14% |
7.93% |
Class R-2
Return Before Taxes |
20.85% |
11.30% |
8.08% |
Class R-3
Return Before Taxes |
20.99% |
11.48% |
8.25% |
Class R-4
Return Before Taxes |
21.21% |
11.71% |
8.47% |
Class R-5
Return Before Taxes |
21.37% |
11.84% |
8.60% |
MSCI EAFE Value Index (reflects
no deduction for fees, expenses, or taxes) |
22.95% |
11.99% |
6.80% |
• |
James W. Fennessey (since June
2, 2009), Vice President |
• |
Randy L. Welch (since June 2,
2009), Vice President |
Objective: |
The Fund seeks to provide
current income. |
Institutional Class |
Class R-1 |
Class R-2 |
Class R-3 |
Class R-4 |
Class R-5 | |
Management Fees |
0.52% |
0.52% |
0.52% |
0.52% |
0.52% |
0.52% |
Distribution and/or Service
(12b-1) Fees |
N/A |
0.35% |
0.30% |
0.25% |
0.10% |
N/A |
Other Expenses |
—% |
0.53% |
0.45% |
0.32% |
0.28% |
0.26% |
Total Annual
Fund Operating Expenses |
0.52% |
1.40% |
1.27% |
1.09% |
0.90% |
0.78% |
1
year |
3
years |
5
years |
10
years | |
Institutional
Class |
$53 |
$167 |
$291 |
$653 |
Class
R-1 |
143 |
443 |
766 |
1,680 |
Class
R-2 |
129 |
403 |
697 |
1,534 |
Class
R-3 |
111 |
347 |
601 |
1,329 |
Class
R-4 |
92 |
287 |
498 |
1,108 |
Class
R-5 |
80 |
249 |
433 |
966 |
54.50% in securities rated
Aaa |
19.52% in securities rated
Baa |
1.46% in securities rated
Caa |
0.00% in securities rated
D |
2.76% in securities rated
Aa |
5.08% in securities rated
Ba |
0.00% in securities rated
Ca |
1.02% in securities not
rated |
10.58% in securities rated
A |
5.06% in securities rated
B |
0.02% in securities rated
C |
• |
The R-3 Class shares were
first sold on December 6, 2000. |
• |
The R-1 Class shares were
first sold on November 1, 2004. |
• |
For periods prior to the date
on which the R-1 Class began operations, its performance is based on the
performance of the Fund’s R-3 Class shares adjusted to reflect the fees
and expenses of the R-1 Class. |
• |
These adjustments result in
performance (for the periods prior to the date the R-1 Class shares began
operations) that is no higher than the historical performance of the R-3
Class shares. |
Highest
return for a quarter during the period of the bar chart
above: |
Q3
'09 |
9.19 |
% |
Lowest
return for a quarter during the period of the bar chart
above: |
Q4
'08 |
-6.05 |
% |
Average
Annual Total Returns | |||
For the
periods ended December 31, 2013 |
1
Year |
5
Years |
10
Years |
Institutional
Class Return Before Taxes |
-1.03% |
8.66% |
4.16% |
Institutional
Class Return After Taxes on Distributions |
-2.12% |
7.26% |
2.73% |
Institutional
Class Return After Taxes on Distribution and Sale of Fund
Shares |
-0.58% |
6.26% |
2.71% |
Class R-1
Return Before Taxes |
-1.90% |
7.71% |
3.24% |
Class R-2
Return Before Taxes |
-1.78% |
7.85% |
3.38% |
Class R-3
Return Before Taxes |
-1.69% |
8.04% |
3.56% |
Class R-4
Return Before Taxes |
-1.48% |
8.26% |
3.76% |
Class R-5
Return Before Taxes |
-1.38% |
8.37% |
3.89% |
Barclays U.S. Aggregate Bond
Index (reflects no deduction for fees, expenses, or taxes) |
-2.02% |
4.44% |
4.55% |
• |
William C. Armstrong (since
2000), Portfolio Manager |
• |
Timothy R. Warrick (since
2000), Portfolio Manager |
Objective: |
The Fund seeks maximum total
return, consistent with preservation of capital and prudent investment
management. |
Institutional Class |
Class R-1 |
Class R-2 |
Class R-3 |
Class R-4 |
Class R-5 | |
Management Fees |
0.55% |
0.55% |
0.55% |
0.55% |
0.55% |
0.55% |
Distribution and/or Service
(12b-1) Fees |
N/A |
0.35% |
0.30% |
0.25% |
0.10% |
N/A |
Other Expenses |
0.01% |
0.53% |
0.45% |
0.32% |
0.28% |
0.26% |
Total Annual
Fund Operating Expenses |
0.56% |
1.43% |
1.30% |
1.12% |
0.93% |
0.81% |
1
year |
3
years |
5
years |
10
years | |
Institutional
Class |
$57 |
$179 |
$313 |
$701 |
Class
R-1 |
146 |
452 |
782 |
1,713 |
Class
R-2 |
132 |
412 |
713 |
1,568 |
Class
R-3 |
114 |
356 |
617 |
1,363 |
Class
R-4 |
95 |
296 |
515 |
1,143 |
Class
R-5 |
83 |
259 |
450 |
1,002 |
Highest
return for a quarter during the period of the bar chart
above: |
Q3
'09 |
4.06 |
% |
Lowest
return for a quarter during the period of the bar chart
above: |
Q2
'13 |
-3.34 |
% |
Average
Annual Total Returns | |||
For the
periods ended December 31, 2013 |
1
Year |
5
Year |
Life of
Fund |
Institutional
Class Return Before Taxes |
-1.78% |
4.85% |
5.77% |
Institutional
Class Return After Taxes on Distributions |
-2.81% |
3.35% |
4.30% |
Institutional
Class Return After Taxes on Distribution and Sale of Fund
Shares |
-1.01% |
3.24% |
3.99% |
Class R-1
Return Before Taxes |
-2.69% |
3.93% |
4.86% |
Class R-2
Return Before Taxes |
-2.48% |
4.09% |
5.02% |
Class R-3
Return Before Taxes |
-2.28% |
4.26% |
5.19% |
Class R-4
Return Before Taxes |
-2.15% |
4.50% |
5.42% |
Class R-5
Return Before Taxes |
-2.02% |
4.58% |
5.51% |
Barclays U.S. Aggregate Bond
Index (reflects no deduction for fees, expenses, or taxes) |
-2.02% |
4.44% |
5.12% |
• |
William H. Gross (since 2008),
Managing Director, CIO |
Objective: |
The Fund seeks to provide a
high level of current income consistent with safety and
liquidity. |
Institutional Class |
Class R-1 |
Class R-2 |
Class R-3 |
Class R-4 |
Class R-5 | |
Management Fees |
0.50% |
0.50% |
0.50% |
0.50% |
0.50% |
0.50% |
Distribution and/or Service
(12b-1) Fees |
N/A |
0.35% |
0.30% |
0.25% |
0.10% |
N/A |
Other Expenses |
0.01% |
0.53% |
0.45% |
0.32% |
0.28% |
0.26% |
Total Annual
Fund Operating Expenses |
0.51% |
1.38% |
1.25% |
1.07% |
0.88% |
0.76% |
Expense
Reimbursement(1) |
N/A |
(0.09)% |
(0.09)% |
(0.09)% |
(0.09)% |
(0.09)% |
Total Annual
Fund Operating Expenses after Expense Reimbursement |
0.51% |
1.29% |
1.16% |
0.98% |
0.79% |
0.67% |
(1) Principal Management
Corporation ("Principal"), the investment advisor, has contractually
agreed to limit the Fund's expenses by paying, if necessary, expenses
normally payable by the Fund, (excluding interest expense, expenses
related to fund investments, acquired fund fees and expenses, and other
extraordinary expenses) to maintain a total level of operating expenses
(expressed as a percent of average net assets on an annualized basis) not
to exceed 1.29% for Class R-1, 1.16% for Class R-2, 0.98% for Class R-3,
0.79% for Class R-4, and 0.67% for Class R-5 shares. It is expected that
the expense limit will continue through the period ending February 28,
2015; however, Principal Funds, Inc. and Principal, the parties to the
agreement, may agree to terminate the expense limit prior to the end of
the period. |
1
year |
3
years |
5
years |
10
years | |
Institutional
Class |
$52 |
$164 |
$285 |
$640 |
Class
R-1 |
131 |
427 |
745 |
1,648 |
Class
R-2 |
118 |
386 |
676 |
1,502 |
Class
R-3 |
100 |
330 |
580 |
1,296 |
Class
R-4 |
81 |
270 |
477 |
1,075 |
Class
R-5 |
68 |
232 |
412 |
932 |
• |
The Fund commenced operations
after succeeding to the operations of another fund on January 12,
2007. |
• |
The R-1, R-2, R-3, R-4, and
R-5 Class shares were first sold on December 15, 2008.
|
• |
Performance for periods prior
to that date is based on the performance of the predecessor fund.
|
• |
The predecessor Fund commenced
operations on May 4, 1984. |
• |
On March 1, 2004, the
investment policies of the predecessor fund were modified. As a result,
the predecessor Fund’s performance for periods prior to that date may not
be representative of the performance it would have achieved had its
current investment policies been in place.
|
Highest
return for a quarter during the period of the bar chart
above: |
Q3
'06 |
3.41 |
% |
Lowest
return for a quarter during the period of the bar chart
above: |
Q2
'13 |
-2.06 |
% |
Average
Annual Total Returns | |||
For the
periods ended December 31, 2013 |
1
Year |
5
Years |
10
Years |
Institutional
Class Return Before Taxes |
-1.49% |
4.61% |
4.43% |
Institutional
Class Return After Taxes on Distributions |
-2.84% |
3.12% |
2.81% |
Institutional
Class Return After Taxes on Distribution and Sale of Fund
Shares |
-0.84% |
3.02% |
2.82% |
Class R-1
Return Before Taxes |
-2.17% |
3.80% |
3.64% |
Class R-2
Return Before Taxes |
-2.04% |
3.93% |
3.78% |
Class R-3
Return Before Taxes |
-1.86% |
4.12% |
3.96% |
Class R-4
Return Before Taxes |
-1.68% |
4.32% |
4.09% |
Class R-5
Return Before Taxes |
-1.65% |
4.44% |
4.15% |
Barclays MBS Fixed Rate Index
(reflects no deduction for fees, expenses or taxes) |
-1.45% |
3.70% |
4.64% |
• |
John R. Friedl (since 2010),
Portfolio Manager |
• |
Ryan P. McCann (since 2010),
Portfolio Manager |
• |
Scott J. Peterson (since
2010), Portfolio Manager |
• |
Greg L. Tornga (since 2011),
Head of Fixed Income and Portfolio
Manager |
Objective: |
The Fund seeks to provide a
relatively high level of current income. |
Institutional
Class | |
Management Fees |
0.51% |
Other Expenses |
0.08% |
Total Annual
Fund Operating Expenses |
0.59% |
Expense
Reimbursement(1) |
(0.01)% |
Total Annual
Fund Operating Expenses after Expense Reimbursement |
0.58% |
(1) Principal Management
Corporation ("Principal"), the investment advisor, has contractually
agreed to limit the Fund’s expenses by paying, if necessary, expenses
normally payable by the Fund, (excluding interest expense, expenses
related to fund investments, acquired fund fees and expenses, and other
extraordinary expenses) to maintain a total level of operating expenses
(expressed as a percent of average net assets on an annualized basis) not
to exceed 0.61% for Institutional class shares. It is expected that the
expense limit will continue through the period ending February 28, 2015;
however, Principal Funds, Inc. and Principal, the parties to the
agreement, may agree to terminate the expense limit prior to the end of
the period. |
1
year |
3
years |
5
years |
10
years | |
Institutional
Class |
$59 |
$188 |
$328 |
$737 |
0.00% in securities rated
Aaa |
7.81% in securities rated
Baa |
15.27% in securities rated
Caa |
0.00% in securities rated
D |
0.00% in securities rated
Aa |
33.72% in securities rated
Ba |
0.04% in securities rated
Ca |
4.65% in securities not
rated |
0.07% in securities rated
A |
38.44% in securities rated
B |
0.00% in securities rated
C |
• |
The Fund commenced operations
after succeeding to the operations of another fund on January 12,
2007. |
• |
Performance for periods prior
to that date is based on the performance of the predecessor
fund. |
• |
The predecessor fund commenced
operations on April 8, 1998. |
Highest
return for a quarter during the period of the bar chart
above: |
Q2
'09 |
18.85 |
% |
Lowest
return for a quarter during the period of the bar chart
above: |
Q4
'08 |
-11.84 |
% |
Average
Annual Total Returns | |||
For the
periods ended December 31, 2013 |
1
Year |
5
Years |
10
Years |
Institutional
Class Return Before Taxes |
7.25% |
16.00% |
9.20% |
Institutional
Class Return After Taxes on Distributions |
3.66% |
12.22% |
5.88% |
Institutional
Class Return After Taxes on Distribution and Sale of Fund
Shares |
4.35% |
11.34% |
5.97% |
Barclays U.S. Corporate High
Yield 2% Issuer Capped Index (reflects no deduction for fees, expenses, or
taxes) |
7.44% |
18.96% |
8.61% |
• |
Mark P. Denkinger (since
2009), Portfolio Manager |
• |
Darrin E. Smith (since 2009),
Portfolio Manager |
Objective: |
The Fund seeks high current
income. |
Institutional
Class | |
Management Fees |
0.63% |
Other Expenses |
0.02% |
Total Annual
Fund Operating Expenses |
0.65% |
1
year |
3
years |
5
years |
10
years | |
Institutional
Class |
$66 |
$208 |
$362 |
$810 |
0.00% in securities rated
Aaa |
7.92% in securities rated
Baa |
10.73% in securities rated
Caa |
0.05% in securities rated
D |
0.00% in securities rated
Aa |
38.38% in securities rated
Ba |
0.06% in securities rated
Ca |
0.87% in securities not
rated |
0.30% in securities rated
A |
41.69% in securities rated
B |
0.00% in securities rated
C |
Highest
return for a quarter during the period of the bar chart
above: |
Q2
'09 |
19.02 |
% |
Lowest
return for a quarter during the period of the bar chart
above: |
Q4
'08 |
-14.40 |
% |
Average
Annual Total Returns | |||
For the
periods ended December 31, 2013 |
1
Year |
5
Years |
Life of
Fund |
Institutional
Class Return Before Taxes |
7.06% |
17.47% |
8.47% |
Institutional
Class Return After Taxes on Distributions |
3.89% |
14.08% |
5.75% |
Institutional
Class Return After Taxes on Distribution and Sale of Fund
Shares |
4.23% |
12.81% |
5.60% |
Barclays U.S. Corporate High
Yield 2% Issuer Capped Index (reflects no deduction for
fees, expenses, or taxes) |
7.44% |
18.96% |
8.34% |
• |
James Gibson (since 2007),
Managing Director, Head High Yield Trader and Co-Portfolio
Manager |
• |
William J. Morgan (since
2007), Managing Director, Senior Portfolio Manager and High Yield Team
Leader |
• |
James P. Shanahan, Jr. (since
2007), Managing Director, Portfolio
Manager |
• |
Ann H. Benjamin (since 2007),
Managing Director |
• |
William (Russ) Covode (since
2011), Managing Director |
• |
Thomas P. O’Reilly (since
2007), Managing Director |
Objective: |
The Fund seeks to provide a
high level of current income consistent with preservation of
capital. |
Institutional Class |
Class R-1 |
Class R-2 |
Class R-3 |
Class R-4 |
Class R-5 | |
Management Fees |
0.49% |
0.49% |
0.49% |
0.49% |
0.49% |
0.49% |
Distribution and/or Service
(12b-1) Fees |
N/A |
0.35% |
0.30% |
0.25% |
0.10% |
N/A |
Other Expenses |
0.01% |
0.53% |
0.45% |
0.32% |
0.28% |
0.26% |
Total Annual
Fund Operating Expenses |
0.50% |
1.37% |
1.24% |
1.06% |
0.87% |
0.75% |
1
year |
3
years |
5
years |
10
years | |
Institutional
Class |
$51 |
$160 |
$280 |
$628 |
Class
R-1 |
139 |
434 |
750 |
1,646 |
Class
R-2 |
126 |
393 |
681 |
1,500 |
Class
R-3 |
108 |
337 |
585 |
1,294 |
Class
R-4 |
89 |
278 |
482 |
1,073 |
Class
R-5 |
77 |
240 |
417 |
930 |
27.97% in securities rated
Aaa |
37.35% in securities rated
Baa |
1.97% in securities rated
Caa |
0.00% in securities rated
D |
2.00% in securities rated
Aa |
3.62% in securities rated
Ba |
0.00% in securities rated
Ca |
0.93% in securities not
rated |
18.93% in securities rated
A |
7.23% in securities rated
B |
0.00% in securities rated
C |
• |
The Fund commenced operations
after succeeding to the operations of another fund on January 12, 2007.
|
• |
The R-1, R-2, R-3, R-4 and R-5
Class shares were first sold on March 1,
2010. |
• |
Performance for periods prior
to that date is based on the performance of the predecessor fund’s Class A
shares adjusted to reflect the respective fees and expenses of these
classes. |
• |
The adjustments result in
performance (for periods prior to the date these classes began operations)
that is no higher than the historical performance of Class A shares.
|
• |
The predecessor fund commenced
operations on December 15, 1975. |
Highest
return for a quarter during the period of the bar chart
above: |
Q2
'09 |
10.34 |
% |
Lowest
return for a quarter during the period of the bar chart
above: |
Q3
'08 |
-4.64 |
% |
Average
Annual Total Returns | |||
For the
periods ended December 31, 2013 |
1
Year |
5
Years |
10
Years |
Institutional
Class Return Before Taxes |
0.06% |
8.92% |
5.80% |
Institutional
Class Return After Taxes on Distributions |
-1.68% |
6.86% |
3.74% |
Institutional
Class Return After Taxes on Distribution and Sale of Fund
Shares |
0.03% |
6.19% |
3.70% |
Class R-1
Return Before Taxes |
-0.80% |
7.97% |
4.90% |
Class R-2
Return Before Taxes |
-0.67% |
8.13% |
5.05% |
Class R-3
Return Before Taxes |
-0.39% |
8.34% |
5.25% |
Class R-4
Return Before Taxes |
-0.30% |
8.52% |
5.42% |
Class R-5
Return Before Taxes |
-0.08% |
8.61% |
5.46% |
Barclays U.S. Aggregate Bond
Index (reflects no deduction for fees, expenses, or taxes) |
-2.02% |
4.44% |
4.55% |
• |
John R. Friedl (since 2005),
Portfolio Manager |
• |
Ryan P. McCann (since 2010),
Portfolio Manager |
• |
Scott J. Peterson (since
2010), Portfolio Manager |
• |
Greg L. Tornga (since 2011),
Head of Fixed Income and Portfolio
Manager |
Objective: |
The Fund seeks to provide
current income and real (after inflation) total
returns. |
Institutional Class |
Class R-1 |
Class R-2 |
Class R-3 |
Class R-4 |
Class R-5 | |
Management Fees |
0.39% |
0.39% |
0.39% |
0.39% |
0.39% |
0.39% |
Distribution and/or Service
(12b-1) Fees |
N/A |
0.35% |
0.30% |
0.25% |
0.10% |
N/A |
Other Expenses |
0.01% |
0.54% |
0.46% |
0.33% |
0.29% |
0.27% |
Total Annual
Fund Operating Expenses |
0.40% |
1.28% |
1.15% |
0.97% |
0.78% |
0.66% |
1
year |
3
years |
5
years |
10
years | |
Institutional
Class |
$41 |
$128 |
$224 |
$505 |
Class
R-1 |
130 |
406 |
702 |
1,545 |
Class
R-2 |
117 |
365 |
633 |
1,398 |
Class
R-3 |
99 |
309 |
536 |
1,190 |
Class
R-4 |
80 |
249 |
433 |
966 |
Class
R-5 |
67 |
211 |
368 |
822 |
Highest
return for a quarter during the period of the bar chart
above: |
Q3
'11 |
4.42 |
% |
Lowest
return for a quarter during the period of the bar chart
above: |
Q4
'08 |
-10.23 |
% |
Average
Annual Total Returns | |||
For the
periods ended December 31, 2013 |
1
Year |
5
Years |
Life of
Fund |
Institutional
Class Return Before Taxes |
-8.37% |
4.72% |
1.37% |
Institutional
Class Return After Taxes on Distributions |
-8.81% |
4.18% |
0.19% |
Institutional
Class Return After Taxes on Distribution and Sale of Fund
Shares |
-4.44% |
3.51% |
0.66% |
Class R-1
Return Before Taxes |
-9.09% |
3.85% |
0.52% |
Class R-2
Return Before Taxes |
-8.96% |
3.97% |
0.63% |
Class R-3
Return Before Taxes |
-8.81% |
4.15% |
0.81% |
Class R-4
Return Before Taxes |
-8.67% |
4.34% |
0.98% |
Class R-5
Return Before Taxes |
-8.62% |
4.46% |
1.12% |
Barclays US Treasury TIPS Index
(reflects no deduction for fees, expenses, or taxes) |
-8.61% |
5.63% |
4.51% |
• |
Martin Hegarty (since 2010),
Managing Director |
• |
Brian Weinstein (since 2008),
Managing Director |
Objective: |
The Fund seeks as high a level
of current income as is considered consistent with preservation of
principal and maintenance of liquidity. |
Institutional Class | |
Management Fees |
0.39% |
Other Expenses |
0.02% |
Acquired Fund Fees and
Expenses |
0.01% |
Total Annual
Fund Operating Expenses |
0.42% |
1
year |
3
years |
5
years |
10
years | |
Institutional
Class |
$43 |
$135 |
$235 |
$530 |
Highest
return for a quarter during the period of the bar chart
above: |
Q4
'06 |
1.27 |
% |
Lowest
return for a quarter during the period of the bar chart
above: |
Q4
'13 |
0.00 |
% |
Average
Annual Total Returns | |||
For the
periods ended December 31, 2013 |
1
Year |
5
Years |
10
Years |
Institutional
Class Return Before Taxes |
0.00% |
0.05% |
1.65% |
Barclays U.S. Treasury
Bellwethers 3 Month Index (reflects no deduction for fees, expenses, or
taxes) |
0.08% |
0.14% |
1.71% |
• |
Tracy Reeg (since 2004),
Portfolio Manager |
• |
Alice Robertson (since 2000),
Trader and Portfolio Manager |
Objective: |
The Fund seeks to provide as
high a level of current income as is consistent with prudent investment
management and stability of principal. |
Institutional Class |
Class R-1 |
Class R-2 |
Class R-3 |
Class R-4 |
Class R-5 | |
Management Fees |
0.42% |
0.42% |
0.42% |
0.42% |
0.42% |
0.42% |
Distribution and/or Service
(12b-1) Fees |
N/A |
0.35% |
0.30% |
0.25% |
0.10% |
N/A |
Other Expenses |
0.03% |
0.53% |
0.46% |
0.32% |
0.28% |
0.26% |
Total Annual
Fund Operating Expenses |
0.45% |
1.30% |
1.18% |
0.99% |
0.80% |
0.68% |
Expense
Reimbursement(1) |
N/A |
—% |
—% |
—% |
(0.01)% |
—% |
Total Annual
Fund Operating Expenses after Expense Reimbursement |
0.45% |
1.30% |
1.18% |
0.99% |
0.79% |
0.68% |
(1) Principal Management
Corporation, ("Principal"), the investment advisor, has contractually
agreed to limit the Fund’s expenses by paying, if necessary, expenses
normally payable by the Fund, (excluding interest expense, expenses
related to fund investments, acquired fund fees and expenses, and other
extraordinary expenses) to maintain a total level of operating expenses
(expressed as a percent of average net assets on an annualized basis) not
to exceed 1.30% for Class R-1, 1.18% for Class R-2, 0.99% for Class R-3,
0.79% for Class R-4, and 0.68% for Class R-5 shares. It is expected that
the expense limit will continue through the period ending February 28,
2015; however, Principal Funds, Inc. and Principal, the parties to the
agreement, may agree to terminate the expense limit prior to the end of
the period. |
1
year |
3
years |
5
years |
10
years | |
Institutional
Class |
$46 |
$144 |
$252 |
$567 |
Class
R-1 |
132 |
412 |
713 |
1,568 |
Class
R-2 |
120 |
375 |
649 |
1,432 |
Class
R-3 |
101 |
315 |
547 |
1,213 |
Class
R-4 |
81 |
254 |
443 |
989 |
Class
R-5 |
69 |
218 |
379 |
847 |
• |
The Fund commenced operations
after succeeding to the operations of another fund on January 12, 2007.
|
• |
The R-1, R-2, R-3, R-4 and R-5
Class shares were first sold on July 12,
2010. |
• |
Performance for periods prior
to that date is based on the performance of the predecessor fund's Class A
shares adjusted to reflect the respective fees and expenses of these
classes. |
• |
The adjustments result in
performance (for periods prior to the date these classes began operations)
that is no higher than the historical performance of Class A shares.
|
• |
The predecessor fund commenced
operations on November 1, 1993. |
Highest
return for a quarter during the period of the bar chart
above: |
Q2
'09 |
3.95 |
% |
Lowest
return for a quarter during the period of the bar chart
above: |
Q4
'08 |
-1.75 |
% |
Average
Annual Total Returns | |||
For the
periods ended December 31, 2013 |
1
Year |
5
Years |
10
Years |
Institutional
Class Return Before Taxes |
1.17% |
4.68% |
3.56% |
Institutional
Class Return After Taxes on Distributions |
0.46% |
3.71% |
2.35% |
Institutional
Class Return After Taxes on Distribution and Sale of Fund
Shares |
0.67% |
3.27% |
2.30% |
Class R-1
Return Before Taxes |
0.32% |
3.84% |
2.73% |
Class R-2
Return Before Taxes |
0.44% |
3.97% |
2.85% |
Class R-3
Return Before Taxes |
0.63% |
4.18% |
3.06% |
Class R-4
Return Before Taxes |
0.83% |
4.37% |
3.21% |
Class R-5
Return Before Taxes |
1.02% |
4.45% |
3.25% |
Barclays Credit 1-3 Years Index
(reflects no deduction for fees, expenses, or taxes) |
1.45% |
4.46% |
3.68% |
• |
John R. Friedl (since 2010),
Portfolio Manager |
• |
Ryan P. McCann (since 2010),
Portfolio Manager |
• |
Scott J. Peterson (since
2010), Portfolio Manager |
• |
Greg L. Tornga (since 2011),
Head of Fixed Income and Portfolio
Manager |
INVESTMENT
STRATEGIES
AND
RISKS |
BOND &
MORTGAGE SECURITIES |
CORE PLUS
BOND I |
DIVERSIFIED
INTERNATIONAL |
EQUITY
INCOME |
GLOBAL
DIVERSIFIED INCOME |
Bank Loans (also known as
Senior Floating Rate interests) |
Non-Principal |
Non-Principal |
Not Applicable |
Non-Principal |
Principal |
Convertible
Securities |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Derivatives |
Principal |
Principal |
Non-Principal |
Non-Principal |
Principal |
Emerging
Markets |
Non-Principal |
Principal |
Principal |
Non-Principal |
Principal |
Equity
Securities |
Not Applicable |
Non-Principal |
Principal |
Principal |
Principal |
Exchange Traded Funds
(ETFs) |
Not Applicable |
Not Applicable |
Non-Principal |
Non-Principal |
Non-Principal |
Fixed-Income
Securities |
Principal |
Principal |
Non-Principal |
Non-Principal |
Principal |
Foreign
Securities |
Principal |
Principal |
Principal |
Principal |
Principal |
Fund of Funds |
Not Applicable |
Not Applicable |
Not Applicable |
Not Applicable |
Not
Applicable |
Hedging |
Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
High Yield
Securities |
Principal |
Principal |
Not Applicable |
Non-Principal |
Principal |
Index Funds |
Not Applicable |
Not Applicable |
Not Applicable |
Not Applicable |
Not
Applicable |
Industry
Concentration |
Not Applicable |
Not Applicable |
Not Applicable |
Not Applicable |
Not
Applicable |
Initial Public Offerings
("IPOs") |
Not Applicable |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Leverage |
Principal |
Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Liquidity
Risk(1) |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Management
Risk(1) |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Market
Volatility and Issuer Risk(1) |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Master Limited
Partnerships |
Not Applicable |
Not Applicable |
Non-Principal |
Non-Principal |
Principal |
Municipal Obligations and
AMT-Subject Bonds |
Principal |
Principal |
Not Applicable |
Non-Principal |
Non-Principal |
Portfolio
Turnover |
Principal |
Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Preferred
Securities |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Principal |
Real Estate Investment
Trusts |
Non-Principal |
Non-Principal |
Non-Principal |
Principal |
Principal |
Real Estate
Securities |
Principal |
Principal |
Non-Principal |
Principal |
Principal |
Repurchase
Agreements |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Royalty Trusts |
Not Applicable |
Not Applicable |
Non-Principal |
Non-Principal |
Non-Principal |
Securitized
Products |
Principal |
Principal |
Not Applicable |
Not Applicable |
Principal |
Short Sales |
Not Applicable |
Principal |
Not Applicable |
Not Applicable |
Not
Applicable |
Small and Medium Market
Capitalization Companies |
Non-Principal |
Non-Principal |
Principal |
Non-Principal |
Non-Principal |
Temporary Defensive
Measures |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Underlying
Funds |
Principal |
Principal |
Principal |
Principal |
Principal |
(1) |
These risks are not deemed
principal for purposes of this table because they apply to almost all
funds; however, in certain circumstances, they could significantly affect
the net asset value, yield, and total
return. |
INVESTMENT
STRATEGIES
AND
RISKS |
GLOBAL
REAL ESTATE
SECURITIES |
GOVERNMENT
& HIGH QUALITY BOND |
HIGH
YIELD |
HIGH YIELD
I |
INCOME |
Bank Loans (also known as
Senior Floating Rate interests) |
Not Applicable |
Not Applicable |
Principal |
Principal |
Non-Principal |
Convertible
Securities |
Non-Principal |
Not Applicable |
Non-Principal |
Non-Principal |
Non-Principal |
Derivatives |
Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Emerging
Markets |
Principal |
Not Applicable |
Principal |
Non-Principal |
Non-Principal |
Equity
Securities |
Principal |
Not Applicable |
Non-Principal |
Non-Principal |
Non-Principal |
Exchange Traded Funds
(ETFs) |
Non-Principal |
Not Applicable |
Not Applicable |
Not Applicable |
Not
Applicable |
Fixed-Income
Securities |
Non-Principal |
Principal |
Principal |
Principal |
Principal |
Foreign
Securities |
Principal |
Not Applicable |
Principal |
Principal |
Principal |
Fund of Funds |
Not Applicable |
Not Applicable |
Not Applicable |
Not Applicable |
Not
Applicable |
Hedging |
Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
High Yield
Securities |
Non-Principal |
Non-Principal |
Principal |
Principal |
Principal |
Index Funds |
Not Applicable |
Not Applicable |
Not Applicable |
Not Applicable |
Not
Applicable |
Industry
Concentration |
Principal |
Not Applicable |
Not Applicable |
Not Applicable |
Not
Applicable |
Initial Public Offerings
("IPOs") |
Non-Principal |
Not Applicable |
Not Applicable |
Not Applicable |
Not
Applicable |
Leverage |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Liquidity
Risk(1) |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Management
Risk(1) |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Market
Volatility and Issuer Risk(1) |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Master Limited
Partnerships |
Not Applicable |
Not Applicable |
Not Applicable |
Not Applicable |
Not
Applicable |
Municipal Obligations and
AMT-Subject Bonds |
Not Applicable |
Non-Principal |
Not Applicable |
Not Applicable |
Non-Principal |
Portfolio
Turnover |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Preferred
Securities |
Non-Principal |
Not Applicable |
Non-Principal |
Non-Principal |
Non-Principal |
Real Estate Investment
Trusts |
Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Principal |
Real Estate
Securities |
Principal |
Principal |
Non-Principal |
Non-Principal |
Principal |
Repurchase
Agreements |
Non-Principal |
Non-Principal |
Not Applicable |
Not Applicable |
Non-Principal |
Royalty Trusts |
Not Applicable |
Not Applicable |
Not Applicable |
Not Applicable |
Not
Applicable |
Securitized
Products |
Non-Principal |
Principal |
Non-Principal |
Non-Principal |
Principal |
Short Sales |
Not Applicable |
Not Applicable |
Not Applicable |
Not Applicable |
Not
Applicable |
Small and Medium Market
Capitalization Companies |
Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Temporary Defensive
Measures |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Underlying
Funds |
Principal |
Principal |
Principal |
Principal |
Principal |
(1) |
These risks are not deemed
principal for purposes of this table because they apply to almost all
funds; however, in certain circumstances, they could significantly affect
the net asset value, yield, and total
return. |
INVESTMENT
STRATEGIES
AND
RISKS |
INFLATION
PROTECTION |
INTERNATIONAL
EMERGING
MARKETS |
INTERNATIONAL
I |
LARGECAP
BLEND II |
LARGECAP
GROWTH |
Bank Loans (also known as
Senior Floating Rate interests) |
Not Applicable |
Not Applicable |
Not Applicable |
Not Applicable |
Not
Applicable |
Convertible
Securities |
Not Applicable |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Derivatives |
Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Emerging
Markets |
Not Applicable |
Principal |
Principal |
Not Applicable |
Not
Applicable |
Equity
Securities |
Not Applicable |
Principal |
Principal |
Principal |
Principal |
Exchange Traded Funds
(ETFs) |
Not Applicable |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Fixed-Income
Securities |
Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Foreign
Securities |
Principal |
Principal |
Principal |
Principal |
Non-Principal |
Fund of Funds |
Not Applicable |
Not Applicable |
Not Applicable |
Not Applicable |
Not
Applicable |
Hedging |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
High Yield
Securities |
Non-Principal |
Not Applicable |
Not Applicable |
Not Applicable |
Not
Applicable |
Index Funds |
Not Applicable |
Not Applicable |
Not Applicable |
Not Applicable |
Not
Applicable |
Industry
Concentration |
Not Applicable |
Not Applicable |
Not Applicable |
Not Applicable |
Not
Applicable |
Initial Public Offerings
("IPOs") |
Not Applicable |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Leverage |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Liquidity Risk(1) |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Management Risk(1) |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Market Volatility and Issuer
Risk(1) |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Master Limited
Partnerships |
Not Applicable |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Municipal Obligations and
AMT-Subject Bonds |
Not Applicable |
Not Applicable |
Not Applicable |
Not Applicable |
Not
Applicable |
Portfolio
Turnover |
Principal |
Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Preferred
Securities |
Not Applicable |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Real Estate Investment
Trusts |
Not Applicable |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Real Estate
Securities |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Repurchase
Agreements |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Royalty Trusts |
Not Applicable |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Securitized
Products |
Non-Principal |
Not Applicable |
Not Applicable |
Not Applicable |
Not
Applicable |
Short Sales |
Not Applicable |
Not Applicable |
Not Applicable |
Not Applicable |
Not
Applicable |
Small and Medium Market
Capitalization Companies |
Non-Principal |
Principal |
Principal |
Non-Principal |
Non-Principal |
Temporary Defensive
Measures |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Underlying
Funds |
Principal |
Principal |
Not Applicable |
Not Applicable |
Principal |
(1) |
These risks are not deemed
principal for purposes of this table because they apply to almost all
funds; however, in certain circumstances, they could significantly affect
the net asset value, yield, and total
return. |
INVESTMENT
STRATEGIES
AND
RISKS |
LARGECAP
GROWTH I |
LARGECAP
GROWTH II |
LARGECAP
S&P 500
INDEX |
LARGECAP
VALUE |
LARGECAP
VALUE I |
Bank Loans (also known as
Senior Floating Rate interests) |
Not Applicable |
Not Applicable |
Not Applicable |
Not Applicable |
Not
Applicable |
Convertible
Securities |
Non-Principal |
Non-Principal |
Not Applicable |
Non-Principal |
Non-Principal |
Derivatives |
Non-Principal |
Non-Principal |
Principal |
Non-Principal |
Non-Principal |
Emerging
Markets |
Not Applicable |
Non-Principal |
Not Applicable |
Not Applicable |
Not
Applicable |
Equity
Securities |
Principal |
Principal |
Principal |
Principal |
Principal |
Exchange Traded Funds
(ETFs) |
Non-Principal |
Non-Principal |
Principal |
Non-Principal |
Non-Principal |
Fixed-Income
Securities |
Non-Principal |
Non-Principal |
Not Applicable |
Non-Principal |
Non-Principal |
Foreign
Securities |
Non-Principal |
Non-Principal |
Not Applicable |
Non-Principal |
Non-Principal |
Fund of Funds |
Not Applicable |
Not Applicable |
Not Applicable |
Not Applicable |
Not
Applicable |
Hedging |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
High Yield
Securities |
Not Applicable |
Not Applicable |
Not Applicable |
Not Applicable |
Not
Applicable |
Index Funds |
Not Applicable |
Not Applicable |
Principal |
Not Applicable |
Not
Applicable |
Industry
Concentration |
Not Applicable |
Not Applicable |
Not Applicable(2) |
Not Applicable |
Not
Applicable |
Initial Public Offerings
("IPOs") |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Leverage |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Liquidity
Risk(1) |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Management
Risk(1) |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Market
Volatility and Issuer Risk(1) |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Master Limited
Partnerships |
Non-Principal |
Non-Principal |
Not Applicable |
Non-Principal |
Non-Principal |
Municipal Obligations and
AMT-Subject Bonds |
Not Applicable |
Not Applicable |
Not Applicable |
Not Applicable |
Not
Applicable |
Portfolio
Turnover |
Non-Principal |
Non-Principal |
Non-Principal |
Principal |
Non-Principal |
Preferred
Securities |
Non-Principal |
Non-Principal |
Not Applicable |
Non-Principal |
Non-Principal |
Real Estate Investment
Trusts |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Real Estate
Securities |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Repurchase
Agreements |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Royalty Trusts |
Non-Principal |
Non-Principal |
Not Applicable |
Non-Principal |
Non-Principal |
Securitized
Products |
Not Applicable |
Not Applicable |
Not Applicable |
Not Applicable |
Not
Applicable |
Short Sales |
Not Applicable |
Not Applicable |
Not Applicable |
Not Applicable |
Not
Applicable |
Small and Medium Market
Capitalization Companies |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Temporary Defensive
Measures |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Underlying
Funds |
Principal |
Principal |
Principal |
Principal |
Not
Applicable |
(1) |
These risks are not deemed
principal for purposes of this table because they apply to almost all
funds; however, in certain circumstances, they could significantly affect
the net asset value, yield, and total
return. |
(2) |
The Index Fund may concentrate
its investments in a particular industry only to the extent that the
relevant index is so concentrated. |
INVESTMENT
STRATEGIES
AND
RISKS |
LARGECAP
VALUE III |
MIDCAP |
MIDCAP
GROWTH |
MIDCAP
GROWTH III |
MIDCAP
S&P 400 INDEX |
Bank Loans (also known as
Senior Floating Rate interests) |
Not Applicable |
Not Applicable |
Not Applicable |
Not Applicable |
Not
Applicable |
Convertible
Securities |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Not
Applicable |
Derivatives |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Principal |
Emerging
Markets |
Not Applicable |
Not Applicable |
Non-Principal |
Non-Principal |
Not
Applicable |
Equity
Securities |
Principal |
Principal |
Principal |
Principal |
Principal |
Exchange Traded Funds
(ETFs) |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Principal |
Fixed-Income
Securities |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Not
Applicable |
Foreign
Securities |
Non-Principal |
Principal |
Principal |
Non-Principal |
Not
Applicable |
Fund of Funds |
Not Applicable |
Not Applicable |
Not Applicable |
Not Applicable |
Not
Applicable |
Hedging |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
High Yield
Securities |
Not Applicable |
Not Applicable |
Not Applicable |
Not Applicable |
Not
Applicable |
Index Funds |
Not Applicable |
Not Applicable |
Not Applicable |
Not Applicable |
Principal |
Industry
Concentration |
Not Applicable |
Not Applicable |
Not Applicable |
Not Applicable |
Not Applicable(2) |
Initial Public Offerings
("IPOs") |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Leverage |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Liquidity
Risk(1) |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Management
Risk(1) |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Market
Volatility and Issuer Risk(1) |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Master Limited
Partnerships |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Not
Applicable |
Municipal Obligations and
AMT-Subject Bonds |
Not Applicable |
Not Applicable |
Not Applicable |
Not Applicable |
Not
Applicable |
Portfolio
Turnover |
Non-Principal |
Non-Principal |
Principal |
Principal |
Non-Principal |
Preferred
Securities |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Not
Applicable |
Real Estate Investment
Trusts |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Real Estate
Securities |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Repurchase
Agreements |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Royalty Trusts |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Not
Applicable |
Securitized
Products |
Not Applicable |
Not Applicable |
Not Applicable |
Not Applicable |
Not
Applicable |
Short Sales |
Not Applicable |
Not Applicable |
Not Applicable |
Not Applicable |
Not
Applicable |
Small and Medium Market
Capitalization Companies |
Non-Principal |
Principal |
Principal |
Principal |
Principal |
Temporary Defensive
Measures |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Underlying
Funds |
Principal |
Principal |
Not Applicable |
Principal |
Principal |
(1) |
These risks are not deemed
principal for purposes of this table because they apply to almost all
funds; however, in certain circumstances, they could significantly affect
the net asset value, yield, and total
return. |
(2) |
The Index Fund may concentrate
its investments in a particular industry only to the extent that the
relevant index is so concentrated. |
INVESTMENT
STRATEGIES
AND
RISKS |
MIDCAP VALUE
I |
MIDCAP VALUE
III |
MONEY
MARKET |
OVERSEAS |
PRINCIPAL
CAPITAL APPRECIATION |
Bank Loans (also known as
Senior Floating Rate interests) |
Not Applicable |
Not Applicable |
Not Applicable |
Not Applicable |
Non-Principal |
Convertible
Securities |
Non-Principal |
Non-Principal |
Not Applicable |
Non-Principal |
Non-Principal |
Derivatives |
Non-Principal |
Non-Principal |
Not Applicable |
Non-Principal |
Non-Principal |
Emerging
Markets |
Non-Principal |
Not Applicable |
Not Applicable |
Principal |
Non-Principal |
Equity
Securities |
Principal |
Principal |
Not Applicable |
Principal |
Principal |
Exchange Traded Funds
(ETFs) |
Non-Principal |
Non-Principal |
Not Applicable |
Non-Principal |
Non-Principal |
Fixed-Income
Securities |
Non-Principal |
Non-Principal |
Principal |
Non-Principal |
Non-Principal |
Foreign
Securities |
Non-Principal |
Non-Principal |
Principal |
Principal |
Non-Principal |
Fund of Funds |
Not Applicable |
Not Applicable |
Not Applicable |
Not Applicable |
Not
Applicable |
Hedging |
Non-Principal |
Non-Principal |
Not Applicable |
Non-Principal |
Non-Principal |
High Yield
Securities |
Not Applicable |
Not Applicable |
Not Applicable |
Not Applicable |
Non-Principal |
Index Funds |
Not Applicable |
Not Applicable |
Not Applicable |
Not Applicable |
Not
Applicable |
Industry
Concentration |
Not Applicable |
Not Applicable |
Not Applicable |
Not Applicable |
Not
Applicable |
Initial Public Offerings
("IPOs") |
Non-Principal |
Non-Principal |
Not Applicable |
Non-Principal |
Non-Principal |
Leverage |
Non-Principal |
Non-Principal |
Not Applicable |
Non-Principal |
Non-Principal |
Liquidity
Risk(1) |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Management
Risk(1) |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Market
Volatility and Issuer Risk(1) |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Master Limited
Partnerships |
Non-Principal |
Non-Principal |
Not Applicable |
Non-Principal |
Non-Principal |
Municipal Obligations and
AMT-Subject Bonds |
Not Applicable |
Not Applicable |
Non-Principal |
Not Applicable |
Not
Applicable |
Portfolio
Turnover |
Non-Principal |
Non-Principal |
Not Applicable |
Non-Principal |
Non-Principal |
Preferred
Securities |
Non-Principal |
Non-Principal |
Not Applicable |
Non-Principal |
Non-Principal |
Real Estate Investment
Trusts |
Principal |
Principal |
Not Applicable |
Non-Principal |
Non-Principal |
Real Estate
Securities |
Principal |
Principal |
Not Applicable |
Non-Principal |
Non-Principal |
Repurchase
Agreements |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Royalty Trusts |
Non-Principal |
Non-Principal |
Not Applicable |
Non-Principal |
Non-Principal |
Securitized
Products |
Not Applicable |
Not Applicable |
Non-Principal |
Not Applicable |
Not
Applicable |
Short Sales |
Not Applicable |
Not Applicable |
Not Applicable |
Not Applicable |
Not
Applicable |
Small and Medium Market
Capitalization Companies |
Principal |
Principal |
Not Applicable |
Principal |
Principal |
Temporary Defensive
Measures |
Non-Principal |
Non-Principal |
Not Applicable |
Non-Principal |
Non-Principal |
Underlying
Funds |
Not Applicable |
Principal |
Not Applicable |
Principal |
Principal |
(1) |
These risks are not deemed
principal for purposes of this table because they apply to almost all
funds; however, in certain circumstances, they could significantly affect
the net asset value, yield, and total
return. |
INVESTMENT
STRATEGIES
AND
RISKS |
PRINCIPAL
LIFETIME STRATEGIC INCOME |
PRINCIPAL
LIFETIME 2010 |
PRINCIPAL
LIFETIME 2015 |
PRINCIPAL
LIFETIME 2020 |
PRINCIPAL
LIFETIME 2025 |
Bank Loans (also known as
Senior Floating Rate interests) |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Convertible
Securities |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Derivatives |
Principal |
Principal |
Principal |
Principal |
Principal |
Emerging
Markets |
Non-Principal |
Non-Principal |
Principal |
Principal |
Principal |
Equity
Securities |
Principal |
Principal |
Principal |
Principal |
Principal |
Exchange Traded Funds
(ETFs) |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Fixed-Income
Securities |
Principal |
Principal |
Principal |
Principal |
Principal |
Foreign
Securities |
Principal |
Principal |
Principal |
Principal |
Principal |
Fund of Funds |
Principal |
Principal |
Principal |
Principal |
Principal |
Hedging |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
High Yield
Securities |
Principal |
Principal |
Principal |
Principal |
Principal |
Index Funds |
Principal |
Principal |
Principal |
Principal |
Principal |
Industry
Concentration |
Not Applicable |
Not Applicable |
Not Applicable |
Not Applicable |
Not
Applicable |
Initial Public Offerings
("IPOs") |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Leverage |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Liquidity
Risk(1) |
Not Applicable |
Not Applicable |
Not Applicable |
Not Applicable |
Not
Applicable |
Management
Risk(1) |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Market
Volatility and Issuer Risk(1) |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Master Limited
Partnerships |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Municipal Obligations and
AMT-Subject Bonds |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Portfolio
Turnover |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Preferred
Securities |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Real Estate Investment
Trusts |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Real Estate
Securities |
Principal |
Principal |
Principal |
Principal |
Principal |
Repurchase
Agreements |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Royalty Trusts |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Securitized
Products |
Principal |
Principal |
Principal |
Principal |
Non-Principal |
Short Sales |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Small and Medium Market
Capitalization Companies |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Principal |
Temporary Defensive
Measures |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Underlying
Funds |
Principal(3) |
Principal(3) |
Principal(3) |
Principal(3) |
Principal(3) |
(1) |
These risks are not deemed
principal for purposes of this table because they apply to almost all
funds; however, in certain circumstances, they could significantly affect
the net asset value, yield, and total
return. |
(3) |
A fund of funds is subject to
the risks of the underlying funds in which it invests, and the underlying
funds are subject to the risk of being an underlying
fund. |
INVESTMENT
STRATEGIES
AND
RISKS |
PRINCIPAL
LIFETIME
2030 |
PRINCIPAL
LIFETIME 2035 |
PRINCIPAL
LIFETIME 2040 |
PRINCIPAL
LIFETIME 2045 |
PRINCIPAL
LIFETIME 2050 |
Bank Loans (also known as
Senior Floating Rate interests) |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Convertible
Securities |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Derivatives |
Principal |
Principal |
Principal |
Principal |
Principal |
Emerging
Markets |
Principal |
Principal |
Principal |
Principal |
Principal |
Equity
Securities |
Principal |
Principal |
Principal |
Principal |
Principal |
Exchange Traded Funds
(ETFs) |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Fixed-Income
Securities |
Principal |
Principal |
Principal |
Principal |
Principal |
Foreign
Securities |
Principal |
Principal |
Principal |
Principal |
Principal |
Fund of Funds |
Principal |
Principal |
Principal |
Principal |
Principal |
Hedging |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
High Yield
Securities |
Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Index Funds |
Principal |
Principal |
Principal |
Principal |
Principal |
Industry
Concentration |
Not Applicable |
Not Applicable |
Not Applicable |
Not Applicable |
Not
Applicable |
Initial Public Offerings
("IPOs") |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Leverage |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Liquidity
Risk(1) |
Not Applicable |
Not Applicable |
Not Applicable |
Not Applicable |
Not
Applicable |
Management
Risk(1) |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Market
Volatility and Issuer Risk(1) |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Master Limited
Partnerships |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Municipal Obligations and
AMT-Subject Bonds |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Portfolio
Turnover |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Preferred
Securities |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Real Estate Investment
Trusts |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Real Estate
Securities |
Principal |
Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Repurchase
Agreements |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Royalty Trusts |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Securitized
Products |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Short Sales |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Small and Medium Market
Capitalization Companies |
Principal |
Principal |
Principal |
Principal |
Principal |
Temporary Defensive
Measures |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Underlying
Funds |
Principal(3) |
Principal(3) |
Principal(3) |
Principal(3) |
Principal(3) |
(1) |
These risks are not deemed
principal for purposes of this table because they apply to almost all
funds; however, in certain circumstances, they could significantly affect
the net asset value, yield, and total
return. |
(3) |
A fund of funds is subject to
the risks of the underlying funds in which it invests, and the underlying
funds are subject to the risk of being an underlying
fund. |
INVESTMENT
STRATEGIES
AND
RISKS |
PRINCIPAL
LIFETIME
2055 |
PRINCIPAL
LIFETIME 2060 |
REAL ESTATE
SECURITIES |
SAM
FLEXIBLE
INCOME |
SAM
CONSERVATIVE BALANCED |
Bank Loans (also known as
Senior Floating Rate interests) |
Non-Principal |
Non-Principal |
Not Applicable |
Non-Principal |
Non-Principal |
Convertible
Securities |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Derivatives |
Principal |
Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Emerging
Markets |
Principal |
Principal |
Not Applicable |
Non-Principal |
Non-Principal |
Equity
Securities |
Principal |
Principal |
Principal |
Principal |
Principal |
Exchange Traded Funds
(ETFs) |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Fixed-Income
Securities |
Principal |
Principal |
Non-Principal |
Principal |
Principal |
Foreign
Securities |
Principal |
Principal |
Non-Principal |
Principal |
Principal |
Fund of Funds |
Principal |
Principal |
Not Applicable |
Principal |
Principal |
Hedging |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
High Yield
Securities |
Non-Principal |
Non-Principal |
Non-Principal |
Principal |
Principal |
Index Funds |
Principal |
Principal |
Not Applicable |
Non-Principal |
Non-Principal |
Industry
Concentration |
Not Applicable |
Not Applicable |
Principal |
Not Applicable |
Not
Applicable |
Initial Public Offerings
("IPOs") |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Leverage |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Liquidity
Risk(1) |
Not Applicable |
Not Applicable |
Non-Principal |
Not Applicable |
Not
Applicable |
Management
Risk(1) |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Market
Volatility and Issuer Risk(1) |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Master Limited
Partnerships |
Non-Principal |
Non-Principal |
Not Applicable |
Non-Principal |
Non-Principal |
Municipal Obligations and
AMT-Subject Bonds |
Non-Principal |
Non-Principal |
Not Applicable |
Non-Principal |
Non-Principal |
Portfolio
Turnover |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Preferred
Securities |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Real Estate Investment
Trusts |
Non-Principal |
Non-Principal |
Principal |
Non-Principal |
Non-Principal |
Real Estate
Securities |
Non-Principal |
Non-Principal |
Principal |
Principal |
Principal |
Repurchase
Agreements |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Royalty Trusts |
Non-Principal |
Non-Principal |
Not Applicable |
Non-Principal |
Non-Principal |
Securitized
Products |
Non-Principal |
Non-Principal |
Non-Principal |
Principal |
Principal |
Short Sales |
Non-Principal |
Non-Principal |
Not Applicable |
Non-Principal |
Non-Principal |
Small and Medium Market
Capitalization Companies |
Principal |
Principal |
Principal |
Non-Principal |
Non-Principal |
Temporary Defensive
Measures |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Underlying
Funds |
Principal(3) |
Principal(3) |
Not Applicable |
Principal(3) |
Principal(3) |
(1) |
These risks are not deemed
principal for purposes of this table because they apply to almost all
funds; however, in certain circumstances, they could significantly affect
the net asset value, yield, and total
return. |
(3) |
A fund of funds is subject to
the risks of the underlying funds in which it invests, and the underlying
funds are subject to the risk of being an underlying
fund. |
INVESTMENT
STRATEGIES
AND
RISKS |
SAM
BALANCED |
SAM
CONSERVATIVE GROWTH |
SAM
STRATEGIC GROWTH |
SHORT-TERM
INCOME |
SMALLCAP
BLEND |
Bank Loans (also known as
Senior Floating Rate interests) |
Non-Principal |
Non-Principal |
Non-Principal |
Not Applicable |
Not
Applicable |
Convertible
Securities |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Derivatives |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Emerging
Markets |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Not
Applicable |
Equity
Securities |
Principal |
Principal |
Principal |
Not Applicable |
Principal |
Exchange Traded Funds
(ETFs) |
Non-Principal |
Non-Principal |
Non-Principal |
Not Applicable |
Non-Principal |
Fixed-Income
Securities |
Principal |
Principal |
Non-Principal |
Principal |
Non-Principal |
Foreign
Securities |
Principal |
Principal |
Principal |
Principal |
Non-Principal |
Fund of Funds |
Principal |
Principal |
Principal |
Not Applicable |
Not
Applicable |
Hedging |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
High Yield
Securities |
Non-Principal |
Non-Principal |
Not Applicable |
Non-Principal |
Not
Applicable |
Index Funds |
Non-Principal |
Non-Principal |
Non-Principal |
Not Applicable |
Not
Applicable |
Industry
Concentration |
Not Applicable |
Not Applicable |
Not Applicable |
Not Applicable |
Not
Applicable |
Initial Public Offerings
("IPOs") |
Non-Principal |
Non-Principal |
Non-Principal |
Not Applicable |
Non-Principal |
Leverage |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Liquidity Risk(1) |
Not Applicable |
Not Applicable |
Not Applicable |
Non-Principal |
Non-Principal |
Management Risk(1) |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Market Volatility and Issuer
Risk(1) |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Master Limited
Partnerships |
Non-Principal |
Non-Principal |
Non-Principal |
Not Applicable |
Non-Principal |
Municipal Obligations and
AMT-Subject Bonds |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Not
Applicable |
Portfolio
Turnover |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Preferred
Securities |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Real Estate Investment
Trusts |
Non-Principal |
Non-Principal |
Non-Principal |
Principal |
Non-Principal |
Real Estate
Securities |
Principal |
Non-Principal |
Non-Principal |
Principal |
Non-Principal |
Repurchase
Agreements |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Royalty Trusts |
Non-Principal |
Non-Principal |
Non-Principal |
Not Applicable |
Non-Principal |
Securitized
Products |
Principal |
Non-Principal |
Non-Principal |
Principal |
Not
Applicable |
Short Sales |
Non-Principal |
Non-Principal |
Non-Principal |
Not Applicable |
Not
Applicable |
Small and Medium Market
Capitalization Companies |
Principal |
Principal |
Principal |
Non-Principal |
Principal |
Temporary Defensive
Measures |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Underlying
Funds |
Principal(3) |
Principal(3) |
Principal(3) |
Principal |
Not
Applicable |
(1) |
These risks are not deemed
principal for purposes of this table because they apply to almost all
funds; however, in certain circumstances, they could significantly affect
the net asset value, yield, and total
return. |
(3) |
A fund of funds is subject to
the risks of the underlying funds in which it invests, and the underlying
funds are subject to the risk of being an underlying
fund. |
INVESTMENT
STRATEGIES
AND
RISKS |
SMALLCAP
GROWTH I |
SMALLCAP
GROWTH II |
SMALLCAP
S&P 600 INDEX |
SMALLCAP
VALUE II |
Bank Loans (also known as
Senior Floating Rate interests) |
Not Applicable |
Not Applicable |
Not Applicable |
Not
Applicable |
Convertible
Securities |
Non-Principal |
Non-Principal |
Not Applicable |
Non-Principal |
Derivatives |
Non-Principal |
Non-Principal |
Principal |
Non-Principal |
Emerging
Markets |
Non-Principal |
Not Applicable |
Not Applicable |
Non-Principal |
Equity
Securities |
Principal |
Principal |
Principal |
Principal |
Exchange Traded Funds
(ETFs) |
Non-Principal |
Non-Principal |
Principal |
Non-Principal |
Fixed-Income
Securities |
Non-Principal |
Non-Principal |
Not Applicable |
Non-Principal |
Foreign
Securities |
Non-Principal |
Non-Principal |
Not Applicable |
Non-Principal |
Fund of Funds |
Not Applicable |
Not Applicable |
Not Applicable |
Not
Applicable |
Hedging |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
High Yield
Securities |
Not Applicable |
Not Applicable |
Not Applicable |
Not
Applicable |
Index Funds |
Not Applicable |
Not Applicable |
Principal |
Not
Applicable |
Industry
Concentration |
Not Applicable |
Not Applicable |
Not
Applicable(2) |
Not
Applicable |
Initial Public Offerings
("IPOs") |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Leverage |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Liquidity
Risk(1) |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Management
Risk(1) |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Market
Volatility and Issuer Risk(1) |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Master Limited
Partnerships |
Non-Principal |
Non-Principal |
Not Applicable |
Non-Principal |
Municipal Obligations and
AMT-Subject Bonds |
Not Applicable |
Not Applicable |
Not Applicable |
Not
Applicable |
Portfolio
Turnover |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Preferred
Securities |
Non-Principal |
Non-Principal |
Not Applicable |
Non-Principal |
Real Estate Investment
Trusts |
Non-Principal |
Non-Principal |
Non-Principal |
Principal |
Real Estate
Securities |
Non-Principal |
Non-Principal |
Non-Principal |
Principal |
Repurchase
Agreements |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Royalty Trusts |
Non-Principal |
Non-Principal |
Not Applicable |
Non-Principal |
Securitized
Products |
Not Applicable |
Not Applicable |
Not Applicable |
Not
Applicable |
Short Sales |
Not Applicable |
Not Applicable |
Not Applicable |
Not
Applicable |
Small and Medium Market
Capitalization Companies |
Principal |
Principal |
Principal |
Principal |
Temporary Defensive
Measures |
Non-Principal |
Non-Principal |
Non-Principal |
Non-Principal |
Underlying
Funds |
Principal |
Not Applicable |
Principal |
Principal |
(1) |
These risks are not deemed
principal for purposes of this table because they apply to almost all
funds; however, in certain circumstances, they could significantly affect
the net asset value, yield, and total
return. |
(2) |
The Index Fund may concentrate
its investments in a particular industry only to the extent that the
relevant index is so concentrated. |
• |
the risk that the underlying
security, currency, interest rate, market index, or other financial asset
will not move in the direction Principal Management Corporation
(“Principal”) and/or Sub-Advisor
anticipated; |
• |
the possibility that there may
be no liquid secondary market which may make it difficult or impossible to
close out a position when desired; |
• |
the risk that adverse price
movements in an instrument can result in a loss substantially greater than
a fund's initial investment; |
• |
the possibility that the
counterparty may fail to perform its obligations;
and |
• |
the inability to close out
certain hedged positions to avoid adverse tax
consequences. |
• |
companies with their principal
place of business or principal office in emerging market countries
or |
• |
companies whose principal
securities trading market is an emerging market
country. |
• |
increased social, political,
and economic instability; |
• |
a smaller market for these
securities and low or nonexistent volume of trading that results in a lack
of liquidity and in greater price
volatility; |
• |
lack of publicly available
information, including reports of payments of dividends or interest on
outstanding securities; |
• |
foreign government policies
that may restrict opportunities, including restrictions on investment in
issuers or industries deemed sensitive to national
interests; |
• |
relatively new capital market
structure or market-oriented economy; |
• |
the possibility that recent
favorable economic developments may be slowed or reversed by unanticipated
political or social events in these
countries; |
• |
restrictions that may make it
difficult or impossible for the fund to vote proxies, exercise shareholder
rights, pursue legal remedies, and obtain judgments in foreign courts;
and |
• |
possible losses through the
holding of securities in domestic and foreign custodial banks and
depositories. |
• |
Interest Rate Changes:
Fixed-income securities are sensitive to changes in interest rates. In
general, fixed-income security prices rise when interest rates fall and
fall when interest rates rise. If interest rates fall, issuers of callable
bonds may call (repay) securities with high interest rates before their
maturity dates; this is known as call risk. In this case, a fund would
likely reinvest the proceeds from these securities at lower interest
rates, resulting in a decline in the fund's income. Floating rate
securities generally are less sensitive to interest rate changes but may
decline in value if their interest rates do not rise as much, or as
quickly, as interest rates in general. Conversely, floating rate
securities will not generally increase in value if interest rates decline.
Average duration is a mathematical calculation of the average life of a
bond (or bonds in a bond fund) that serves as a useful measure of its
price risk. Duration is an estimate of how much the value of the bonds
held by a fund will fluctuate in response to a change in interest rates.
For example, if a fund has an average duration of 4 years and interest
rates rise by 1%, the value of the bonds held by the fund will decline by
approximately 4%, and if the interest rates decline by 1%, the value of
the bonds held by the fund will increase by approximately 4%. Longer term
bonds and zero coupon bonds are generally more sensitive to interest rate
changes. Duration, which measures price sensitivity to interest rate
changes, is not necessarily equal to average maturity.
|
• |
Credit Risk:
Fixed-income security prices are also affected by the credit quality of
the issuer. Investment grade debt securities are medium and high quality
securities. Some bonds, such as lower grade or "junk" bonds, may have
speculative characteristics and may be particularly sensitive to economic
conditions and the financial condition of the issuers. Credit risk refers
to the possibility that the issuer of the security will not be able to
make principal and interest payments when due.
|
• |
companies with their principal
place of business or principal office outside the U.S.
or |
• |
companies whose principal
securities trading market is outside the
U.S. |
Underlying Fund |
Principal LifeTime 2010
Fund |
Principal LifeTime 2015
Fund |
Principal LifeTime 2020
Fund |
Principal LifeTime 2025
Fund |
Principal LifeTime 2030
Fund |
Principal LifeTime 2035
Fund |
Bond & Mortgage Securities
Fund |
10.93% |
10.25% |
8.88% |
6.84% |
5.16% |
3.90% |
Bond Market Index
Fund |
8.85% |
8.65% |
7.08% |
6.24% |
4.62% |
3.54% |
Core Plus Bond Fund
I |
10.98% |
10.13% |
8.91% |
6.81% |
5.15% |
3.91% |
Diversified International
Fund |
4.58% |
5.23% |
5.88% |
6.44% |
6.96% |
7.44% |
Diversified Real Asset
Fund |
3.79% |
4.02% |
2.88% |
2.32% |
2.04% |
1.59% |
Equity Income
Fund |
5.11% |
4.45% |
3.07% |
—% |
—% |
—% |
Global Diversified Income
Fund |
4.99% |
3.38% |
2.11% |
1.17% |
—% |
—% |
Global Multi-Strategy
Fund |
2.77% |
2.72% |
2.44% |
2.51% |
2.36% |
2.26% |
Global Opportunities
Fund |
1.77% |
3.54% |
4.75% |
4.97% |
4.89% |
5.41% |
Global Real Estate Securities
Fund |
—% |
—% |
3.43% |
4.08% |
4.71% |
5.22% |
High Yield Fund
I |
2.76% |
2.20% |
1.50% |
1.81% |
1.98% |
1.95% |
Inflation Protection
Fund |
4.58% |
3.60% |
2.66% |
2.13% |
1.31% |
0.68% |
International Emerging Markets
Fund |
1.51% |
2.04% |
2.74% |
3.03% |
3.34% |
3.61% |
LargeCap Growth
Fund |
—% |
—% |
0.44% |
2.08% |
3.11% |
3.31% |
LargeCap Growth Fund
I |
6.59% |
8.20% |
9.42% |
10.46% |
11.92% |
12.91% |
LargeCap S&P 500 Index
Fund |
4.23% |
5.37% |
6.67% |
6.93% |
7.20% |
7.77% |
LargeCap Value
Fund |
2.34% |
3.38% |
4.41% |
5.06% |
5.36% |
6.12% |
LargeCap Value Fund
I |
1.31% |
1.74% |
2.42% |
2.08% |
2.96% |
3.23% |
LargeCap Value
III |
2.60% |
3.51% |
4.71% |
6.21% |
5.99% |
6.51% |
MidCap Fund |
4.89% |
2.96% |
1.48% |
0.74% |
—% |
—% |
MidCap Growth Fund
III |
—% |
1.26% |
2.08% |
2.68% |
3.30% |
3.29% |
MidCap Value Fund
III |
—% |
1.10% |
2.05% |
2.71% |
3.26% |
3.38% |
Overseas Fund |
4.83% |
5.45% |
6.05% |
6.69% |
8.08% |
7.85% |
Preferred Securities
Fund |
—% |
—% |
—% |
1.88% |
1.97% |
1.59% |
Short-Term Income
Fund |
7.67% |
3.51% |
—% |
—% |
—% |
—% |
SmallCap Growth Fund
I |
1.48% |
1.66% |
1.94% |
2.07% |
2.18% |
2.25% |
SmallCap Value Fund
II |
1.44% |
1.65% |
2.00% |
2.06% |
2.15% |
2.28% |
|
100.00% |
100.00% |
100.00% |
100.00% |
100.00% |
100.00% |
Underlying Fund |
Principal LifeTime 2040
Fund |
Principal LifeTime 2045
Fund |
Principal LifeTime 2050
Fund |
Principal LifeTime 2055
Fund |
Principal LifeTime 2060
Fund |
Principal LifeTime Strategic
Income Fund |
Bond & Mortgage Securities
Fund |
2.48% |
1.84% |
1.17% |
1.14% |
1.17% |
13.73% |
Bond Market Index
Fund |
2.39% |
1.47% |
0.30% |
0.24% |
—% |
11.74% |
Core Plus Bond Fund
I |
2.47% |
2.05% |
1.17% |
1.12% |
1.17% |
13.73% |
Diversified International
Fund |
8.64% |
8.89% |
9.24% |
9.13% |
9.44% |
2.55% |
Diversified Real Asset
Fund |
1.62% |
1.28% |
1.16% |
1.41% |
1.42% |
4.63% |
Equity Income
Fund |
—% |
—% |
—% |
—% |
—% |
6.26% |
Global Diversified Income
Fund |
—% |
—% |
—% |
—% |
—% |
6.82% |
Global Multi-Strategy
Fund |
2.23% |
1.96% |
1.62% |
1.68% |
1.88% |
2.76% |
Global Opportunities
Fund |
5.77% |
6.14% |
6.41% |
6.60% |
6.74% |
0.89% |
Global Real Estate Securities
Fund |
5.02% |
5.27% |
5.34% |
5.28% |
5.18% |
—% |
High Yield Fund
I |
1.90% |
1.90% |
2.01% |
1.93% |
1.90% |
3.59% |
Inflation Protection
Fund |
—% |
—% |
—% |
—% |
—% |
6.81% |
International Emerging Markets
Fund |
4.35% |
3.89% |
4.09% |
4.21% |
4.71% |
0.64% |
LargeCap Growth
Fund |
3.87% |
3.81% |
3.94% |
4.11% |
3.77% |
—% |
LargeCap Growth Fund
I |
13.26% |
13.67% |
13.88% |
14.07% |
14.21% |
3.54% |
LargeCap S&P 500 Index
Fund |
7.88% |
7.92% |
8.24% |
8.29% |
8.05% |
2.30% |
LargeCap Value
Fund |
6.13% |
6.33% |
6.58% |
6.40% |
6.03% |
—% |
LargeCap Value Fund
I |
3.59% |
3.55% |
3.86% |
3.50% |
5.39% |
—% |
LargeCap Value
III |
6.91% |
7.20% |
7.69% |
7.66% |
5.75% |
—% |
MidCap Fund |
—% |
—% |
—% |
—% |
—% |
2.90% |
MidCap Growth Fund
III |
3.46% |
3.46% |
3.59% |
3.26% |
3.59% |
—% |
MidCap Value Fund
III |
3.13% |
3.46% |
3.22% |
3.44% |
3.60% |
—% |
Overseas Fund |
8.75% |
9.28% |
9.74% |
9.96% |
9.64% |
2.69% |
Preferred Securities
Fund |
1.56% |
1.97% |
2.03% |
1.89% |
1.85% |
—% |
Short-Term Income
Fund |
—% |
—% |
—% |
—% |
—% |
13.04% |
SmallCap Growth Fund
I |
2.32% |
2.32% |
2.37% |
2.35% |
2.28% |
0.68% |
SmallCap Value Fund
II |
2.27% |
2.34% |
2.35% |
2.33% |
2.23% |
0.70% |
100.00% |
100.00% |
100.00% |
100.00% |
100.00% |
100.00% |
Underlying Fund |
SAM Balanced
Portfolio |
SAM Conservative Balanced
Portfolio |
SAM Conservative Growth
Portfolio |
SAM Flexible Income
Portfolio |
SAM Strategic Growth
Portfolio |
Blue Chip Fund |
2.52% |
1.73% |
3.21% |
1.01% |
4.00% |
Bond & Mortgage Securities
Fund |
1.17% |
2.46% |
—% |
3.99% |
—% |
Diversified International
Fund |
9.44% |
6.39% |
12.11% |
2.97% |
10.29% |
Diversified Real Asset
Fund |
—% |
—% |
1.49% |
—% |
—% |
Equity Income
Fund |
12.04% |
8.28% |
15.99% |
8.10% |
17.94% |
Global Diversified Income
Fund |
1.49% |
2.51% |
—% |
4.51% |
—% |
Global Multi-Strategy
Fund |
3.54% |
2.47% |
4.50% |
—% |
—% |
Global Real Estate Securities
Fund |
0.50% |
0.50% |
0.69% |
0.81% |
1.28% |
Government & High Quality
Bond Fund |
9.63% |
15.83% |
3.32% |
15.83% |
—% |
High Yield Fund |
1.99% |
3.40% |
0.59% |
5.10% |
—% |
Income Fund |
13.34% |
21.33% |
4.92% |
28.64% |
—% |
International Emerging Markets
Fund |
2.29% |
1.51% |
2.99% |
1.10% |
4.94% |
LargeCap Growth
Fund |
7.59% |
5.28% |
10.08% |
4.09% |
17.05% |
LargeCap Growth Fund
II |
2.53% |
1.71% |
3.21% |
—% |
4.01% |
LargeCap Value
Fund |
10.28% |
7.09% |
13.11% |
4.66% |
17.77% |
MidCap Fund |
2.64% |
1.82% |
3.23% |
—% |
1.51% |
Preferred Securities
Fund |
1.18% |
1.97% |
0.49% |
3.58% |
—% |
Principal Capital Appreciation
Fund |
6.60% |
4.58% |
8.79% |
2.06% |
10.07% |
Short-Term Income
Fund |
3.50% |
5.82% |
1.16% |
7.69% |
—% |
SmallCap Growth Fund
I |
2.78% |
1.90% |
3.66% |
1.39% |
4.32% |
SmallCap Value Fund
II |
2.83% |
1.92% |
3.73% |
—% |
4.00% |
Small-MidCap Dividend Income
Fund |
2.12% |
1.50% |
2.73% |
4.47% |
2.82% |
|
100.00% |
100.00% |
100.00% |
100.00% |
100.00% |
• |
the Balanced Portfolio should
offer investors the potential for a medium level of income and a medium
level of capital growth, while exposing them to a medium level of
principal risk, |
• |
the Conservative Balanced
Portfolio should offer investors the potential for a medium to high level
of income and a medium to low level of capital growth, while exposing them
to a medium to low level of principal
risk, |
• |
the Conservative Growth
Portfolio should offer investors the potential for a low to medium level
of income and a medium to high level of capital growth, while exposing
them to a medium to high level of principal
risk, |
• |
the Flexible Income Portfolio
should offer investors the potential for a high level of income and a low
level of capital growth, while exposing them to a low level of principal
risk, and |
• |
the Strategic Growth Portfolio
should offer investors the potential for a high level of capital growth,
and a corresponding level of principal
risk. |
• |
Active Management: The
performance of a fund that is actively managed will reflect in part the
ability of Principal and/or Sub-Advisor(s) to make investment decisions
that are suited to achieving the fund's investment objective. Funds that
are actively managed are prepared to invest in securities, sectors, or
industries differently from the
benchmark. |
• |
Passive Management: Index
funds use a passive, or indexing, investment approach. Pure index funds do
not attempt to manage market volatility, use defensive strategies or
reduce the effect of any long-term periods of poor stock or bond
performance. Index funds attempt to replicate their relevant target index
by investing primarily in the securities held by the index in
approximately the same proportion of the weightings in the index. However,
because of the difficulty of executing some relatively small securities
trades, such funds may not always be invested in the less heavily weighted
securities held by the index. An index fund's ability to match the
performance of their relevant index may be affected by many factors, such
as fund expenses, the timing of cash flows into and out of the fund,
changes in securities markets, and changes in the composition of the
index. Some index funds may invest in index futures and/or exchange traded
funds on a daily basis to gain exposure to the Index in an effort to
minimize tracking error relative to the
benchmark. |
• |
Mortgage-backed
securities (“MBS”) represent an interest in a pool of underlying mortgage
loans secured by real property. Mortgage-backed securities are sensitive
to changes in interest rates, but may respond to these changes differently
from other fixed income securities due to the possibility of prepayment of
the underlying mortgage loans. If interest rates fall and the underlying
loans are prepaid faster than expected, the fund may have to reinvest the
prepaid principal in lower yielding securities, thus reducing the fund’s
income. Conversely, rising interest rates tend to discourage refinancings
and the underlying loans are prepaid more slowly than expected, reducing a
fund’s potential to reinvest the principal in higher yielding securities
and extending the duration of the underlying loans. In addition, when
market conditions result in an increase in default rates on the underlying
loans and the foreclosure values of the underlying real estate is less
than the outstanding amount due on the underlying loan, collection of the
full amount of accrued interest and principal on these investments may be
doubtful. The risk of such defaults is generally higher in the case of
underlying mortgage pools that include sub-prime mortgages (mortgages
granted to borrowers whose credit histories would not support conventional
mortgages). |
• |
Commercial
mortgage-backed securities (“CMBS”) represent an interest in a pool of
underlying commercial mortgage loans secured by real property such as
retail, office, hotel, multi-family and industrial properties. Certain
CMBS are issued in several classes with different levels of yield and
credit protection, and the CMBS class in which a fund invests usually
influences the interest rate, credit and prepayment
risks. |
• |
Asset-backed
securities (“ABS”) are backed by non-mortgage assets such as company
receivables, truck and auto loans, student loans, leases and credit card
receivables. Asset-backed securities entail credit risk. They also may
present a risk that, in the event of default, the liquidation value of the
underlying assets may be inadequate to pay any unpaid interest or
principal. |
Fund |
Total
Percentage of Outstanding Shares Owned |
Bond & Mortgage Securities
Fund |
73.09% |
Core Plus Bond Fund
I |
48.01% |
Diversified International
Fund |
58.16% |
Equity Income
Fund |
37.90% |
Global Diversified Income
Fund |
6.70% |
Global Real Estate Securities
Fund |
66.14% |
Government & High Quality
Bond Fund |
58.95% |
High Yield Fund |
7.11% |
High Yield Fund
I |
32.54% |
Income Fund |
64.75% |
Inflation Protection
Fund |
56.67% |
International Emerging Markets
Fund |
62.02% |
LargeCap Growth
Fund |
58.74% |
LargeCap Growth Fund
I |
40.06% |
LargeCap Growth Fund
II |
28.16% |
LargeCap S&P 500 Index
Fund |
46.91% |
LargeCap Value
Fund |
85.78% |
LargeCap Value Fund
I |
76.01% |
LargeCap Value Fund
III |
78.72% |
MidCap Fund |
6.98% |
MidCap Growth Fund
III |
43.08% |
MidCap S&P 400 Index
Fund |
15.34% |
MidCap Value Fund
III |
82.17% |
Overseas Fund |
80.59% |
Principal Capital Appreciation
Fund |
43.11% |
Short-Term Income
Fund |
38.19% |
SmallCap Growth Fund
I |
50.95% |
SmallCap S&P 600 Index
Fund |
14.41% |
SmallCap Value Fund
II |
58.91% |
Sub-Advisor: |
AllianceBernstein
L.P. (“AllianceBernstein”), 1345 Avenue of the Americas,
New York, NY 10105, was founded in 1971 as an independent investment
advisor registered with the SEC. |
Sub-Advisor: |
American
Century Investment Management, Inc. (“American Century”), American Century Tower, 4500
Main Street, Kansas City, MO 64111, was founded in 1958 and is a wholly
owned subsidiary of American Century Companies,
Inc. |
Sub-Advisor: |
Barrow,
Hanley, Mewhinney & Strauss, LLC (“BHMS”), 2200 Ross Avenue, 31st Floor,
Dallas, Texas 75201, is an investment advisory firm that was founded in
1979 and is a subsidiary of Old Mutual Asset Management (US) LLC, which is
a subsidiary of Old Mutual plc, based in London,
England. |
Sub-Advisor: |
BlackRock
Financial Management, Inc. (“BlackRock”), 55 East 52nd Street, New
York, New York 10055, is a registered investment adviser organized in
1994. BlackRock and its affiliates manage investment company and other
portfolio assets. |
Sub-Advisor:
|
Brown
Advisory, LLC (“Brown”), 901 South Bond Street, Suite
400, Baltimore, Maryland 21231, is a registered investment adviser that
works with institutions, corporations, nonprofits, families and
individuals. |
Sub-Advisor: |
Causeway
Capital Management LLC (“Causeway”), 11111 Santa Monica Boulevard,
15th Floor, Los Angeles, CA 90025, is a registered investment adviser
founded in 2001. |
Sub-Advisor:
|
ClearBridge
Investments, LLC (“ClearBridge”), 620 8th Avenue, New York, NY
10018, formed in 2005, is a registered investment advisor offering a
variety of products and services to institutions and individuals.
|
Sub-Advisor: |
Colonial
First State Asset Management (Australia) Limited (“Colonial
First State”), Level 3, Darling Park Tower
1, 201 Sussex Street, Sydney NSW 2000, is a global asset manager, which
has experience across a range of asset classes and specialist investment
sectors. Colonial First State manages
investments on behalf of institutional investors, pension funds, wholesale
distributors and platforms, financial advisers and their
clients. |
Sub-Advisor: |
Columbus
Circle Investors (“CCI”), Metro Center, One Station
Place, Stamford, CT 06902, founded in 1975, is an affiliate of PGI and a
member of the Principal Financial Group. |
Sub-Advisor: |
DDJ Capital
Management, LLC (“DDJ”), 130 Turner Street, Building 3,
Suite 600, Waltham, MA 02453, is an SEC registered investment
advisor. DDJ was formed in 1996 and presently manages opportunistic
high yield, core high yield, senior loan, and strategic income strategies
for U.S. and international institutional
investors. |
Sub-Advisor: |
Dimensional
Fund Advisors LP (“Dimensional”), 6300 Bee Cave Road, Building
One, Austin, TX 78746, is a registered investment advisor organized
in 1981. |
Sub-Advisor: |
Edge Asset
Management, Inc. (“Edge”), 601 Union Street,
Suite 2200, Seattle, WA 98101-1377, is an affiliate of Principal and
a member of the Principal Financial Group. Edge has been in the business
of investment management since 1944. |
Sub-Advisor: |
Emerald
Advisers, Inc. (“Emerald”), 3175 Oregon Pike, Leola, PA
17540, is a wholly owned subsidiary of Emerald Asset Management
incorporated in 1991. |
Sub-Advisor: |
Goldman
Sachs Asset Management, L.P. (“GSAM”), 200 West Street, New York, NY
10282, has been registered as an investment adviser with the SEC since
1990 and is an affiliate of Goldman, Sachs & Co.
|
Sub-Advisor: |
Guggenheim
Partners Investment Management, LLC ("Guggenheim"), 100 Wilshire Boulevard, Suite
500 Santa Monica CA 90401, is an SEC registered investment
adviser.
|
Sub-Advisor: |
Herndon
Capital Management, LLC (“Herndon”), 191 Peachtree Street NE,
Suite 2500, Atlanta, GA 30303, has been registered with the SEC as an
investment adviser since 2001 and managing assets since 2002. Herndon is
an institutional investment management firm specializing in large- and
mid-capitalization equity strategies. |
Sub-Advisor: |
J.P. Morgan
Investment Management Inc. (“J.P. Morgan”), 270 Park Avenue, New York, NY
10017, is an SEC registered investment advisor and an indirect wholly
owned subsidiary of JPMorgan Chase & Co.
|
Sub-Advisor: |
Los Angeles
Capital Management and Equity Research, Inc. ("Los Angeles
Capital"), 11150
Santa Monica Boulevard, Suite 200, Los Angeles, CA 90025, is a California
Subchapter S corporation founded in 2002 and is wholly-owned by its
working principals. Los Angeles Capital offers risk-controlled, active
equity management services to a broad range of institutional
investors. |
Sub-Advisor: |
Montag
& Caldwell, LLC (“M&C”), 3455 Peachtree Rd., NE, Suite
1200, Atlanta, Georgia 30326, is an employee owned registered investment
adviser which on September 24, 2010 succeeded the business of Montag &
Caldwell, Inc., a registered investment adviser founded in
1945. |
Sub-Advisor: |
Neuberger
Berman Fixed Income LLC (“Neuberger Berman”), 190 South LaSalle
Street, Chicago, IL 60603, is an investment adviser registered with
the SEC. |
Sub-Advisor: |
Pacific
Investment Management Company LLC (“PIMCO”), 840 Newport Center Drive,
Newport Beach, CA 92660, was organized in 1971 and is an investment
adviser. PIMCO manages investments for a wide range of clients, including
public and private pension and retirement plans, companies, central banks,
educational institutions, financial advisors, foundations and
endowments. |
Sub-Advisor: |
Post
Advisory Group, LLC (“Post”), 1620 26th Street, Suite 6500N, Santa
Monica, CA 90404, founded in 1992, is an indirect subsidiary of Principal
Life, an affiliate of PGI and a member of the Principal Financial Group,
and is a global investment manager specializing in high yield securities
with a multi-strategy, value-oriented investment
approach. |
Sub-Advisor: |
Principal
Global Investors, LLC (“PGI”), 801 Grand Avenue, Des
Moines, IA 50392, is an indirect wholly owned subsidiary of Principal Life
Insurance Company, an affiliate of Principal, and a member of the
Principal Financial Group. PGI manages equity, fixed-income, and real
estate investments primarily for institutional investors, including
Principal Life. PGI's other primary asset management office is in New
York, with asset management offices of affiliate advisors in several
non-U.S. locations including London, Sydney and
Singapore. |
Sub-Advisor: |
Principal
Real Estate Investors, LLC (“Principal - REI”), 801 Grand Avenue, Des Moines,
IA 50392, an indirect wholly owned subsidiary of Principal Life, an
affiliate of Principal, and a member of the Principal Financial Group, was
founded in 2000. |
Sub-Advisor: |
Pyramis
Global Advisors, LLC (“Pyramis”), 900 Salem Street, Smithfield,
RI 02917, was established by Fidelity Investments in 2005 as a separate
business unit to focus on institutional clients. Pyramis offers
clearly-defined traditional long-only, equity, fixed income, asset
allocation and alternative disciplines to meet specific client investment
objectives. |
Sub-Advisor: |
Robert W.
Baird & Co. Incorporated (“Baird”), 777 East Wisconsin Avenue,
Milwaukee, Wisconsin 53202, was founded in 1919. Baird provides investment
management services for individuals and institutional clients including
pension and profit sharing plans. |
Sub-Advisor: |
Schroder
Investment Management North America Inc. (“Schroder Inc.”), 875 Third Avenue, New York, NY
10022, a registered investment advisor. |
Sub-Advisor: |
Spectrum
Asset Management, Inc. (“Spectrum”), 2 High Ridge Park, Stamford,
CT 06905, founded in 1987, is an indirect subsidiary of Principal Life, an
affiliate of PGI and a member of the Principal Financial Group. Spectrum
manages portfolios of preferred securities for corporate, pension fund,
insurance and endowment clients, open-end and closed-end mutual funds, and
separately managed account programs for high net worth individual
investors as well as providing volatility management solutions for some
client portfolios. |
Sub-Advisor: |
Stone
Harbor Investment Partners LP (“Stone Harbor”), 31 West 52nd Street, 16th Floor, New York,
New York 10019, was established in 2006 and provides investment
advisory services to clients located throughout the
world. |
Sub-Advisor: |
T. Rowe
Price Associates, Inc. (“T. Rowe Price”), 100 East Pratt Street,
Baltimore, MD 21202, a wholly owned subsidiary of T. Rowe Price Group,
Inc., a financial services holding company, has over 75 years of
investment management experience. |
Sub-Advisor: |
Thompson,
Siegel & Walmsley LLC ("TS&W"), 6806 Paragon Place, Suite 300,
Richmond, VA 23230, is a limited liability company and a SEC registered
investment advisor founded in 1969. TS&W is a majority owned
subsidiary of Old Mutual (US) Holdings Inc., a subsidiary of Old Mutual
plc. |
Sub-Advisor: |
Tortoise
Capital Advisors, L.L.C. ("Tortoise"), 11550 Ash Street, Suite 300,
Leawood, Kansas 66211, formed in October 2002, is wholly owned by Tortoise
Holdings, LLC. Tortoise specializes in managing portfolios of investments
in MLPs and other energy companies. |
Sub-Advisor: |
Vaughan
Nelson Investment Management, LP (“Vaughan Nelson”), 600 Travis Street,
Suite 6300, Houston, Texas 77002, was founded in 1970 and is a
wholly-owned affiliated under Natixis Global Asset
Management. |
Sub-Advisor: |
Westwood
Management Corp. (“Westwood”), 200 Crescent Court, Suite
1200, Dallas, Texas 75201, a New York corporation formed in 1983, is a
wholly owned subsidiary of Westwood Holdings Group,
Inc. |
Sub-Advisor: |
W. H.
Reaves & Co., Inc. (doing business as Reaves Asset
Management), 10
Exchange Place, 18th Floor, Jersey City, NJ 07302, was founded in
1961 as an institutional research firm and is an SEC registered
adviser. |
Sub-Advisor: |
William
Blair & Company, L.L.C. (“William Blair”), 222 West Adams Street,
Chicago, Illinois 60606, has been an investment advisor since 1947, and
provides investment management services to mutual funds, corporate pension
plans, endowments and foundations and individual
accounts. |
Sub-Sub-Advisor: |
Schroder
Investment Management North America Limited (“Schroder
Limited”), 31
Gresham Street, London, United Kingdom EC2V 7QA, a US registered
investment advisor. |
BOND & MORTGAGE SECURITIES
FUND |
0.52% |
MONEY MARKET
FUND |
0.39% |
CORE PLUS BOND FUND
I |
0.55% |
OVERSEAS FUND |
1.07% |
DIVERSIFIED INTERNATIONAL
FUND |
0.84% |
PRINCIPAL CAPITAL APPRECIATION
FUND |
0.47% |
EQUITY INCOME
FUND |
0.51% |
PRINCIPAL LIFETIME 2010
FUND |
0.03% |
GLOBAL DIVERSIFIED INCOME
FUND |
0.72% |
PRINCIPAL LIFETIME 2015
FUND |
0.03% |
GLOBAL REAL ESTATE
FUND |
0.88% |
PRINCIPAL LIFETIME 2020
FUND |
0.03% |
GOVERNMENT & HIGH QUALITY
BOND FUND |
0.50% |
PRINCIPAL LIFETIME 2025
FUND |
0.03% |
HIGH YIELD FUND |
0.51% |
PRINCIPAL LIFETIME 2030
FUND |
0.03% |
HIGH YIELD FUND
I |
0.63% |
PRINCIPAL LIFETIME 2035
FUND |
0.03% |
INCOME FUND |
0.49% |
PRINCIPAL LIFETIME 2040
FUND |
0.03% |
INFLATION PROTECTION
FUND |
0.39% |
PRINCIPAL LIFETIME 2045
FUND |
0.03% |
INTERNATIONAL EMERGING MARKETS
FUND |
1.18% |
PRINCIPAL LIFETIME 2050
FUND |
0.03% |
INTERNATIONAL FUND
I |
0.96% |
PRINCIPAL LIFETIME 2055
FUND |
0.03% |
LARGECAP BLEND FUND
II |
0.74% |
PRINCIPAL LIFETIME 2060 FUND
(1) |
0.03% |
LARGECAP GROWTH
FUND |
0.63% |
PRINCIPAL LIFETIME STRATEGIC
INCOME FUND |
0.03% |
LARGECAP GROWTH FUND
I |
0.61% |
REAL ESTATE SECURITIES
FUND |
0.83% |
LARGECAP GROWTH FUND
II |
0.87% |
SAM BALANCED
PORTFOLIO |
0.32% |
LARGECAP S&P 500 INDEX
FUND |
0.15% |
SAM CONSERVATIVE BALANCED
PORTFOLIO |
0.32% |
LARGECAP VALUE
FUND |
0.42% |
SAM CONSERVATIVE GROWTH
PORTFOLIO |
0.32% |
LARGECAP VALUE FUND
I |
0.77% |
SAM FLEXIBLE INCOME
PORTFOLIO |
0.32% |
LARGECAP VALUE FUND
III |
0.79% |
SAM STRATEGIC GROWTH
PORTFOLIO |
0.32% |
MIDCAP FUND |
0.60% |
SHORT-TERM INCOME
FUND |
0.42% |
MIDCAP GROWTH
FUND |
0.65% |
SMALLCAP BLEND
FUND |
0.75% |
MIDCAP GROWTH FUND
III |
0.97% |
SMALLCAP GROWTH FUND
I |
1.08% |
MIDCAP S&P 400 INDEX
FUND |
0.15% |
SMALLCAP GROWTH FUND
II |
1.00% |
MIDCAP VALUE FUND
I |
0.98% |
SMALLCAP S&P 600 INDEX
FUND |
0.15% |
MIDCAP VALUE FUND
III |
0.65% |
SMALLCAP VALUE FUND
II |
0.98% |
• |
hire one or more Sub-Advisors;
|
• |
change Sub-Advisors; and
|
• |
reallocate management fees
between itself and Sub-Advisors. |
• |
on a day that the NYSE is open
and |
• |
prior to the close of trading
on the NYSE (normally 3 p.m. Central
Time). |
• |
taking the current market
value of the total assets of the Fund |
• |
subtracting liabilities of the
Fund |
• |
dividing the remainder
proportionately into the classes of the
Fund |
• |
subtracting the liability of
each class |
• |
dividing the remainder by the
total number of shares outstanding for that
class. |
• |
If market quotations are not
readily available for a security owned by a Fund, its fair value is
determined using a policy adopted by the Directors. Fair valuation pricing
is subjective and creates the possibility that the fair value determined
for a security may differ materially from the value that could be realized
upon the sale of the security. |
• |
A Fund’s securities may be
traded on foreign securities markets that generally complete trading at
various times during the day prior to the close of the NYSE. Foreign
securities and currencies are converted to U.S. dollars using the exchange
rate in effect at the close of the NYSE. Securities traded outside of the
Western Hemisphere are valued using a fair value policy adopted by the
Fund. These fair valuation procedures are intended to discourage
shareholders from investing in the Fund for the purpose of engaging in
market timing or arbitrage transactions. |
• |
The trading of foreign
securities generally or in a particular country or countries may not take
place on all days the NYSE is open, or may trade on days the NYSE is
closed. Thus, the value of the foreign securities held by the Fund may
change on days when shareholders are unable to purchase or redeem
shares. |
• |
Certain securities issued by
companies in emerging market countries may have more than one quoted
valuation at any point in time. These may be referred to as local price
and premium price. The premium price is often a negotiated price that may
not consistently represent a price at which a specific transaction can be
effected. The Fund has a policy to value such securities at a price at
which the Sub-Advisor expects the securities may be
sold. |
• |
Shareholders, including those
in omnibus accounts, who own shares of the MidCap Fund as of June 14, 2013
(for retail investors, i.e., non-employer sponsored retirement plan
investors) or August 15, 2013 (for employer sponsored retirement plan
investors), may continue to make purchases, exchanges, and dividend or
capital gains reinvestment in existing
accounts. |
• |
Registered Investment Advisor
(RIA) and bank trust firms that have an investment allocation to the
MidCap Fund in a fee-based, wrap or advisory account, may continue to add
new clients, purchase shares, and exchange into the MidCap Fund. The
MidCap Fund will not be available to new RIA and bank trust
firms. |
• |
Shareholders through accounts
at private banks may continue to purchase shares and exchange into the
MidCap Fund. Private banks that have an investment allocation to the
MidCap Fund may add new clients. The MidCap Fund will not be available to
private bank or private bank platforms not already investing in the MidCap
Fund. |
• |
Shareholders in broker/dealer
wrap or fee-based programs that have an investment allocation to the
MidCap Fund may continue to purchase shares and exchange into the MidCap
Fund. Existing broker/dealer wrap or fee-based programs may add new
participants. |
• |
Shareholders in certain types
of retirement plans (including 401(k)s, SEPs, SIMPLEs, 403(b)s, etc.) may
continue to purchase shares and exchange into the MidCap Fund. New
participants in these plans may elect to purchase shares of the MidCap
Fund. |
• |
Retirement plans in transition
as of the closure date will have until August 15, 2013, to fund any new
accounts. |
• |
Shareholders within brokerage
accounts may continue to purchase shares of the MidCap Fund; however, new
brokerage accounts will not be permitted to begin investing in the MidCap
Fund after June 14, 2013. |
• |
529 plans that include the
MidCap Fund within their investment options may continue to purchase
shares and exchange into the MidCap Fund. |
• |
Funds of funds, such as the
Strategic Asset Management (SAM) Portfolios and Principal LifeTime Funds,
may continue to invest in the MidCap
Fund. |
Note: |
No salesperson, broker-dealer
or other person is authorized to give information or make representations
about a Fund other than those contained in this Prospectus. Information or
representations not contained in this prospectus may not be relied upon as
having been provided or made by Principal Funds, a Fund, Principal, any
Sub-Advisor, or PFD. |
• |
retirement and pension plans
to which Principal Life Insurance Company (“Principal Life”) provides
recordkeeping services; |
• |
separate accounts of Principal
Life; |
• |
Principal Life or any of its
subsidiaries or affiliates; |
• |
any fund distributed by PFD if
the fund seeks to achieve its investment objective by investing primarily
in shares of mutual funds; |
• |
clients of Principal Global
Investors, LLC; |
• |
certain employer sponsored
retirement plans with plan level omnibus
accounts; |
• |
certain pension plans and
employee benefit plans; |
• |
certain retirement account
investment vehicles administered by foreign or domestic pension
plans; |
• |
an investor who buys shares
through an omnibus account with certain intermediaries, such as a
broker-dealer, bank, or other financial institution, pursuant to a written
agreement between the intermediary and PFD or its affiliate; and
|
• |
certain retirement plan
clients that have an organization, approved by Principal Life, for
purposes of providing plan recordkeeping
services. |
• |
investors investing at least
$1,000,000 per fund; |
• |
sponsors, recordkeepers, or
administrators of wrap account or mutual fund asset allocation programs or
participants in those programs (such accounts and programs must trade in
an omnibus relationship); |
• |
institutional clients that
Principal Life has approved for purposes of providing plan
recordkeeping; |
• |
institutional investors
investing for their own account, including banks, trust companies,
financial intermediaries, corporations, endowments and
foundations; |
• |
collective trust funds, fund
of funds or other pooled investment vehicles, and entities acting for the
account of a public entity; |
• |
clients of a private banking
division pursuant to a written agreement between the bank and PFD or its
affiliate; and |
• |
the portfolio manager of any
adviser to the fund. |
• |
the shareholder has not
exchanged shares of the Fund within 30 days preceding the exchange, unless
the shareholder is exchanging into the Money Market
Fund, |
• |
the share class of such other
Fund is available through the plan, and |
• |
the share class of such other
Fund is available in the shareholder’s state of
residence. |
• |
Exchange and repurchase
limitations that the intermediary is able to impose if, in management’s
judgment, such limitations are reasonably likely to prevent excessive
trading in Fund shares; or |
• |
The implementation of other
transaction monitoring management believes is reasonably likely to
identify and prevent excessive trading in Fund
shares. |
• |
The Bond & Mortgage
Securities, Government & High Quality Bond, High Yield, High Yield I,
Income, and Short-Term Income Funds declare dividends of their daily net
investment income each day their shares are priced. The Funds pay out
their accumulated declared dividends
monthly. |
• |
The Money Market Fund declares
dividends of all its daily net investment income each day its shares are
priced. On the 20th day of each month (or the previous business day) the
Fund will distribute its accumulated declared dividends. You may ask to
have your dividends paid to you in cash. If you do not request cash
payment, your dividend will be applied to purchase additional shares of
the Fund monthly. |
• |
The Global Diversified Income
Fund and SAM Flexible Income Portfolio pay their net investment income
monthly. |
• |
The Equity Income, Global Real
Estate Securities, Inflation Protection, and Real Estate Securities Funds
and the SAM Conservative Balanced, and SAM Balanced Portfolios each pay
their net investment income quarterly in March, June, September, and
December. |
• |
The other Funds pay their net
investment income annually in December. |
• |
A Fund’s payment of income
dividends and capital gains has the effect of reducing the share price by
the amount of the payment. |
• |
Distributions from a Fund,
whether received in cash or reinvested in additional shares, may be
subject to federal (and state) income
tax. |
• |
For these reasons, buying
shares of a Fund shortly before it makes a distribution may be
disadvantageous to you. |
• |
Disrupt the management of the
Funds by: |
• |
forcing the Funds to hold
short-term (liquid) assets rather than investing for long-term growth,
which results in lost investment opportunities for the Funds
and |
• |
causing unplanned portfolio
turnover; |
• |
Hurt the portfolio performance
of the Funds; and |
• |
Increase expenses of the Funds
due to: |
• |
increased broker-dealer
commissions and |
• |
increased recordkeeping and
related costs. |
• |
Rejecting exchange
instructions from the shareholder or other person authorized by the
shareholder to direct exchanges; |
• |
Restricting submission of
exchange requests by, for example, allowing exchange requests to be
submitted by 1st class U.S. mail only and disallowing
requests made by facsimile, overnight courier, telephone or via the
internet; |
• |
Limiting the number of
exchanges during a year; |
• |
Requiring a holding period of
a minimum of 30 days before permitting exchanges among the Funds
where there is evidence of at least one round-trip exchange (exchange or
redemption of shares that were purchased within 30 days of the
exchange/redemption); and |
• |
Taking such other action as
directed by the Fund. |
• |
Management Fee (Institutional,
R-1, R-2, R-3, R-4, and R-5 Classes) – Through the Management Agreement
with the Fund, Principal has agreed to provide investment advisory
services and corporate administrative services to the
Fund. |
• |
Distribution Fee (R-1, R-2,
R-3, and R-4 Classes) — Each Fund has adopted a distribution plan
under Rule 12b-1 of the Investment Company Act of 1940. Under the
plan, the R-1, R-2, R-3, and R-4 classes pay a distribution fee based on
the average daily net asset value (NAV) of the Fund. These fees pay
distribution and other expenses for the sale of Fund shares and for
services provided to shareholders. Over time, these fees may exceed other
types of sales charges. |
• |
Other Expenses — Other
expenses include interest expense and expenses related to fund
investments. |
• |
(Institutional Class) —
One example is a Transfer Agent Fee (Principal Shareholder Services, Inc.
(“PSS”) has entered into a Transfer Agency Agreement with the Fund under
which PSS provides transfer agent services. These services are currently
provided at cost.). Institutional Class shares of the Funds also pay
expenses of registering and qualifying shares for sale, the cost of
producing and distributing reports and prospectuses to Institutional Class
shareholders, the cost of shareholder meetings held solely for
Institutional Class shares, and other operating expenses of the
Fund. |
• |
(R-1, R-2, R-3, R-4, and R-5
Classes) — Examples include a Service Fee (Principal has entered
into a Service Agreement with the Fund under which Principal performs
personal services), an Administrative Services Fee (Principal has entered
into an Administrative Services Agreement with Principal Funds under which
Principal provides shareholder and administrative services for retirement
plans and other beneficial owners of Fund shares), and a Transfer Agent
Fee (Principal Shareholder Services, Inc. (“PSS”) has entered into a
Transfer Agency Agreement with the Fund under which PSS provides transfer
agent services. These services are currently provided at
cost.). |
• |
Acquired Fund Fees and
Expenses (Institutional, R-1, R-2, R-3, R-4, and R-5 Classes) – fees and
expenses charged by other investment companies in which a Fund invests a
portion of its assets. |
Share
Class |
Maximum
Annualized Rate
12b-1
Fee |
R-1 |
0.35% |
R-2 |
0.30% |
R-3 |
0.25% |
R-4 |
0.10% |
Note: |
The time at which the Fund
prices orders and the time until which the Fund or your intermediary or
sub-designee will accept orders may change in the case of an emergency or
if the NYSE closes at a time other than 3 p.m. Central
Time. |
• |
if you sell more than $500,000
from any one Fund; |
• |
if a sales proceeds check is
payable to other than the account
shareholder(s); |
• |
to change ownership of an
account; |
• |
to add telephone transaction
services and/or wire privileges to an existing account if there is not a
common owner between the bank account and mutual fund
account; |
• |
to change bank account
information designated under an existing telephone withdrawal plan if
there is not a common owner between the bank account and mutual fund
account; |
• |
to exchange or transfer among
accounts with different ownership; and |
• |
to have a sales proceeds check
mailed to an address other than the address on the account or to the
address on the account if it has been changed within the preceding 15
days. |
FINANCIAL
HIGHLIGHTS | |||||||||||||||||
PRINCIPAL
FUNDS, INC. | |||||||||||||||||
Selected
data for a share of Capital Stock outstanding throughout each year ended
October 31 (except as noted): | |||||||||||||||||
Net Asset Value, Beginning of
Period |
Net Investment Income
(Loss)(a) |
Net Realized and Unrealized
Gain (Loss) on Investments |
Total From Investment
Operations |
Dividends from Net Investment
Income | |||||||||||||
BOND
& MORTGAGE SECURITIES FUND |
|||||||||||||||||
Institutional
shares |
|||||||||||||||||
2013 |
$ |
11.09 |
|
$ |
0.28 |
|
$ |
(0.30 |
) |
$ |
(0.02 |
) |
$ |
(0.28 |
) | ||
2012 |
10.62 |
|
0.33 |
|
0.51 |
|
0.84 |
|
(0.37 |
) | |||||||
2011 |
10.57 |
|
0.41 |
|
0.07 |
|
0.48 |
|
(0.42 |
) | |||||||
2010 |
9.68 |
|
0.45 |
|
0.82 |
|
1.27 |
|
(0.38 |
) | |||||||
2009 |
8.51 |
|
0.48 |
|
1.10 |
|
1.58 |
|
(0.41 |
) | |||||||
R-1
shares |
|||||||||||||||||
2013 |
11.09 |
|
0.19 |
|
(0.31 |
) |
(0.12 |
) |
(0.18 |
) | |||||||
2012 |
10.62 |
|
0.24 |
|
0.50 |
|
0.74 |
|
(0.27 |
) | |||||||
2011 |
10.57 |
|
0.32 |
|
0.07 |
|
0.39 |
|
(0.33 |
) | |||||||
2010 |
9.68 |
|
0.37 |
|
0.81 |
|
1.18 |
|
(0.29 |
) | |||||||
2009 |
8.51 |
|
0.40 |
|
1.11 |
|
1.51 |
|
(0.34 |
) | |||||||
R-2
shares |
|||||||||||||||||
2013 |
10.99 |
|
0.20 |
|
(0.29 |
) |
(0.09 |
) |
(0.20 |
) | |||||||
2012 |
10.53 |
|
0.25 |
|
0.50 |
|
0.75 |
|
(0.29 |
) | |||||||
2011 |
10.48 |
|
0.33 |
|
0.07 |
|
0.40 |
|
(0.34 |
) | |||||||
2010 |
9.61 |
|
0.38 |
|
0.80 |
|
1.18 |
|
(0.31 |
) | |||||||
2009 |
8.45 |
|
0.41 |
|
1.10 |
|
1.51 |
|
(0.35 |
) | |||||||
R-3
shares |
|||||||||||||||||
2013 |
11.03 |
|
0.22 |
|
(0.29 |
) |
(0.07 |
) |
(0.22 |
) | |||||||
2012 |
10.57 |
|
0.27 |
|
0.50 |
|
0.77 |
|
(0.31 |
) | |||||||
2011 |
10.52 |
|
0.35 |
|
0.07 |
|
0.42 |
|
(0.36 |
) | |||||||
2010 |
9.64 |
|
0.40 |
|
0.80 |
|
1.20 |
|
(0.32 |
) | |||||||
2009 |
8.48 |
|
0.43 |
|
1.09 |
|
1.52 |
|
(0.36 |
) | |||||||
R-4
shares |
|||||||||||||||||
2013 |
11.22 |
|
0.24 |
|
(0.30 |
) |
(0.06 |
) |
(0.24 |
) | |||||||
2012 |
10.74 |
|
0.29 |
|
0.52 |
|
0.81 |
|
(0.33 |
) | |||||||
2011 |
10.68 |
|
0.38 |
|
0.07 |
|
0.45 |
|
(0.38 |
) | |||||||
2010 |
9.78 |
|
0.42 |
|
0.82 |
|
1.24 |
|
(0.34 |
) | |||||||
2009 |
8.60 |
|
0.45 |
|
1.11 |
|
1.56 |
|
(0.38 |
) | |||||||
R-5
shares |
|||||||||||||||||
2013 |
11.04 |
|
0.25 |
|
(0.29 |
) |
(0.04 |
) |
(0.25 |
) | |||||||
2012 |
10.58 |
|
0.30 |
|
0.50 |
|
0.80 |
|
(0.34 |
) | |||||||
2011 |
10.53 |
|
0.38 |
|
0.07 |
|
0.45 |
|
(0.39 |
) | |||||||
2010 |
9.65 |
|
0.43 |
|
0.80 |
|
1.23 |
|
(0.35 |
) | |||||||
2009 |
8.48 |
|
0.46 |
|
1.10 |
|
1.56 |
|
(0.39 |
) |
FINANCIAL
HIGHLIGHTS (CONTINUED) | ||||||||||||||
PRINCIPAL
FUNDS, INC. | ||||||||||||||
Tax Return of Capital
Distribution |
Total Dividends and
Distributions |
Net Asset Value, End of
Period |
Total Return |
Net Assets,
End of Period
(in
thousands) |
Ratio of Expenses to Average
Net Assets |
Ratio of Net Investment
Income to Average Net Assets |
Portfolio Turnover
Rate | |||||||
$ – |
|
$ |
(0.28 |
) |
$ |
10.79 |
|
(0.20)% |
$ |
1,925,899 |
|
0.52
%(b) |
2.58% |
205.6% |
– |
|
(0.37 |
) |
11.09 |
|
8.04 |
1,828,579 |
|
0.53
(b) |
3.04 |
218.6 | |||
(0.01 |
) |
(0.43 |
) |
10.62 |
|
4.67 |
1,478,603 |
|
0.53
(b) |
3.91 |
265.5 | |||
– |
|
(0.38 |
) |
10.57 |
|
13.41 |
1,438,541 |
|
0.53
(b) |
4.53 |
357.4 | |||
– |
|
(0.41 |
) |
9.68 |
|
19.31 |
1,512,248 |
|
0.53
(b) |
5.58 |
365.1 | |||
– |
|
(0.18 |
) |
10.79 |
|
(1.07) |
5,969 |
|
1.40 |
1.71 |
205.6% | |||
– |
|
(0.27 |
) |
11.09 |
|
7.10 |
11,645 |
|
1.41 |
2.18 |
218.6 | |||
(0.01 |
) |
(0.34 |
) |
10.62 |
|
3.75 |
11,158 |
|
1.41 |
3.03 |
265.5 | |||
– |
|
(0.29 |
) |
10.57 |
|
12.43 |
10,669 |
|
1.41 |
3.66 |
357.4 | |||
– |
|
(0.34 |
) |
9.68 |
|
18.28 |
9,763 |
|
1.41 |
4.59 |
365.1 | |||
– |
|
(0.20 |
) |
10.70 |
|
(0.85) |
14,978 |
|
1.27 |
1.83 |
205.6% | |||
– |
|
(0.29 |
) |
10.99 |
|
7.21 |
19,392 |
|
1.28 |
2.32 |
218.6 | |||
(0.01 |
) |
(0.35 |
) |
10.53 |
|
3.93 |
20,576 |
|
1.28 |
3.18 |
265.5 | |||
– |
|
(0.31 |
) |
10.48 |
|
12.46 |
28,778 |
|
1.28 |
3.78 |
357.4 | |||
– |
|
(0.35 |
) |
9.61 |
|
18.45 |
29,688 |
|
1.28 |
4.77 |
365.1 | |||
– |
|
(0.22 |
) |
10.74 |
|
(0.67) |
32,743 |
|
1.09 |
2.01 |
205.6% | |||
– |
|
(0.31 |
) |
11.03 |
|
7.37 |
38,896 |
|
1.10 |
2.50 |
218.6 | |||
(0.01 |
) |
(0.37 |
) |
10.57 |
|
4.10 |
41,063 |
|
1.10 |
3.34 |
265.5 | |||
– |
|
(0.32 |
) |
10.52 |
|
12.73 |
41,586 |
|
1.10 |
3.97 |
357.4 | |||
– |
|
(0.36 |
) |
9.64 |
|
18.59 |
45,851 |
|
1.10 |
4.97 |
365.1 | |||
– |
|
(0.24 |
) |
10.92 |
|
(0.57) |
30,315 |
|
0.90 |
2.20 |
205.6% | |||
– |
|
(0.33 |
) |
11.22 |
|
7.64 |
37,187 |
|
0.91 |
2.67 |
218.6 | |||
(0.01 |
) |
(0.39 |
) |
10.74 |
|
4.32 |
32,495 |
|
0.91 |
3.53 |
265.5 | |||
– |
|
(0.34 |
) |
10.68 |
|
12.95 |
36,175 |
|
0.91 |
4.14 |
357.4 | |||
– |
|
(0.38 |
) |
9.78 |
|
18.78 |
25,843 |
|
0.91 |
5.13 |
365.1 | |||
– |
|
(0.25 |
) |
10.75 |
|
(0.37) |
44,281 |
|
0.78 |
2.32 |
205.6% | |||
– |
|
(0.34 |
) |
11.04 |
|
7.70 |
70,930 |
|
0.79 |
2.79 |
218.6 | |||
(0.01 |
) |
(0.40 |
) |
10.58 |
|
4.41 |
63,753 |
|
0.79 |
3.66 |
265.5 | |||
– |
|
(0.35 |
) |
10.53 |
|
13.06 |
59,861 |
|
0.79 |
4.26 |
357.4 | |||
– |
|
(0.39 |
) |
9.65 |
|
19.08 |
58,888 |
|
0.79 |
5.27 |
365.1 |
(a) |
Calculated based on average
shares outstanding during the period. | |||||||||||||
(b) |
Reflects Manager's
contractual expense
limit. |
FINANCIAL
HIGHLIGHTS | |||||||||||||||||
PRINCIPAL
FUNDS, INC. | |||||||||||||||||
Selected
data for a share of Capital Stock outstanding throughout each year ended
October 31 (except as noted): | |||||||||||||||||
Net Asset Value, Beginning of
Period |
Net Investment Income
(Loss)(a) |
Net Realized and Unrealized
Gain (Loss) on Investments |
Total From Investment
Operations |
Dividends from Net Investment
Income | |||||||||||||
CORE
PLUS BOND FUND I |
|||||||||||||||||
Institutional
shares |
|||||||||||||||||
2013 |
$ |
11.75 |
|
$ |
0.21 |
|
$ |
(0.24 |
) |
$ |
(0.03 |
) |
$ |
(0.35 |
) | ||
2012 |
11.10 |
|
0.29 |
|
0.67 |
|
0.96 |
|
(0.31 |
) | |||||||
2011 |
11.65 |
|
0.31 |
|
(0.28 |
) |
0.03 |
|
(0.17 |
) | |||||||
2010 |
11.04 |
|
0.25 |
|
0.78 |
|
1.03 |
|
(0.31 |
) | |||||||
2009 |
9.95 |
|
0.36 |
|
1.01 |
|
1.37 |
|
(0.24 |
) | |||||||
R-1
shares |
|||||||||||||||||
2013 |
11.61 |
|
0.11 |
|
(0.25 |
) |
(0.14 |
) |
(0.26 |
) | |||||||
2012 |
11.00 |
|
0.19 |
|
0.67 |
|
0.86 |
|
(0.25 |
) | |||||||
2011 |
11.59 |
|
0.21 |
|
(0.27 |
) |
(0.06 |
) |
(0.12 |
) | |||||||
2010 |
11.00 |
|
0.15 |
|
0.77 |
|
0.92 |
|
(0.22 |
) | |||||||
2009 |
9.94 |
|
0.28 |
|
1.01 |
|
1.29 |
|
(0.19 |
) | |||||||
R-2
shares |
|||||||||||||||||
2013 |
11.63 |
|
0.12 |
|
(0.24 |
) |
(0.12 |
) |
(0.25 |
) | |||||||
2012 |
11.01 |
|
0.21 |
|
0.67 |
|
0.88 |
|
(0.26 |
) | |||||||
2011 |
11.60 |
|
0.23 |
|
(0.28 |
) |
(0.05 |
) |
(0.13 |
) | |||||||
2010 |
11.00 |
|
0.17 |
|
0.77 |
|
0.94 |
|
(0.23 |
) | |||||||
2009 |
9.94 |
|
0.29 |
|
1.02 |
|
1.31 |
|
(0.21 |
) | |||||||
R-3
shares |
|||||||||||||||||
2013 |
11.66 |
|
0.14 |
|
(0.24 |
) |
(0.10 |
) |
(0.26 |
) | |||||||
2012 |
11.03 |
|
0.23 |
|
0.67 |
|
0.90 |
|
(0.27 |
) | |||||||
2011 |
11.61 |
|
0.25 |
|
(0.28 |
) |
(0.03 |
) |
(0.14 |
) | |||||||
2010 |
11.01 |
|
0.19 |
|
0.77 |
|
0.96 |
|
(0.25 |
) | |||||||
2009 |
9.94 |
|
0.31 |
|
1.01 |
|
1.32 |
|
(0.21 |
) | |||||||
R-4
shares |
|||||||||||||||||
2013 |
11.73 |
|
0.17 |
|
(0.25 |
) |
(0.08 |
) |
(0.31 |
) | |||||||
2012 |
11.09 |
|
0.25 |
|
0.68 |
|
0.93 |
|
(0.29 |
) | |||||||
2011 |
11.66 |
|
0.27 |
|
(0.28 |
) |
(0.01 |
) |
(0.15 |
) | |||||||
2010 |
11.06 |
|
0.21 |
|
0.76 |
|
0.97 |
|
(0.26 |
) | |||||||
2009 |
9.94 |
|
0.32 |
|
1.05 |
|
1.37 |
|
(0.21 |
) | |||||||
R-5
shares |
|||||||||||||||||
2013 |
11.72 |
|
0.18 |
|
(0.24 |
) |
(0.06 |
) |
(0.33 |
) | |||||||
2012 |
11.08 |
|
0.26 |
|
0.67 |
|
0.93 |
|
(0.29 |
) | |||||||
2011 |
11.64 |
|
0.28 |
|
(0.27 |
) |
0.01 |
|
(0.16 |
) | |||||||
2010 |
11.04 |
|
0.22 |
|
0.77 |
|
0.99 |
|
(0.28 |
) | |||||||
2009 |
9.94 |
|
0.34 |
|
1.03 |
|
1.37 |
|
(0.23 |
) |
FINANCIAL
HIGHLIGHTS (CONTINUED) | |||||||||||||||
PRINCIPAL
FUNDS, INC. | |||||||||||||||
Distributions from Realized
Gains |
Total Dividends and
Distributions |
Net Asset Value, End of
Period |
Total Return |
Net Assets, End of Period (in
thousands) |
Ratio of Expenses to Average
Net Assets |
Ratio of Net Investment
Income to Average Net Assets |
Portfolio Turnover
Rate | ||||||||
$ |
(0.16 |
) |
$ |
(0.51 |
) |
$ |
11.21 |
|
(0.28)% |
$ |
3,236,866 |
|
0.56% |
1.86% |
254.1% |
– |
|
(0.31 |
) |
11.75 |
|
8.93 |
3,396,895 |
|
0.56 |
2.57 |
274.5 | ||||
(0.41 |
) |
(0.58 |
) |
11.10 |
|
0.45 |
2,982,944 |
|
0.57 |
2.81 |
339.9 | ||||
(0.11 |
) |
(0.42 |
) |
11.65 |
|
9.57 |
2,869,003 |
|
0.58
(b) |
2.26 |
186.8 | ||||
(0.04 |
) |
(0.28 |
) |
11.04 |
|
13.92 |
2,058,784 |
|
0.60
(b) |
3.39 |
356.2 | ||||
(0.16 |
) |
(0.42 |
) |
11.05 |
|
(1.26) |
3,303 |
|
1.43 |
0.99 |
254.1 | ||||
– |
|
(0.25 |
) |
11.61 |
|
7.98 |
3,541 |
|
1.44 |
1.70 |
274.5 | ||||
(0.41 |
) |
(0.53 |
) |
11.00 |
|
(0.37) |
3,165 |
|
1.44 |
1.94 |
339.9 | ||||
(0.11 |
) |
(0.33 |
) |
11.59 |
|
8.56 |
3,446 |
|
1.45
(b) |
1.35 |
186.8 | ||||
(0.04 |
) |
(0.23 |
) |
11.00 |
|
13.07 |
1,572 |
|
1.47
(b) |
2.63 |
356.2 | ||||
(0.16 |
) |
(0.41 |
) |
11.10 |
|
(1.05) |
4,551 |
|
1.30 |
1.11 |
254.1 | ||||
– |
|
(0.26 |
) |
11.63 |
|
8.14 |
5,894 |
|
1.31 |
1.90 |
274.5 | ||||
(0.41 |
) |
(0.54 |
) |
11.01 |
|
(0.29) |
8,343 |
|
1.31 |
2.07 |
339.9 | ||||
(0.11 |
) |
(0.34 |
) |
11.60 |
|
8.74 |
8,899 |
|
1.32
(b) |
1.51 |
186.8 | ||||
(0.04 |
) |
(0.25 |
) |
11.00 |
|
13.25 |
6,139 |
|
1.34
(b) |
2.66 |
356.2 | ||||
(0.16 |
) |
(0.42 |
) |
11.14 |
|
(0.86) |
13,012 |
|
1.12 |
1.28 |
254.1 | ||||
– |
|
(0.27 |
) |
11.66 |
|
8.34 |
20,281 |
|
1.13 |
2.01 |
274.5 | ||||
(0.41 |
) |
(0.55 |
) |
11.03 |
|
(0.11) |
22,367 |
|
1.13 |
2.25 |
339.9 | ||||
(0.11 |
) |
(0.36 |
) |
11.61 |
|
8.94 |
24,917 |
|
1.14
(b) |
1.69 |
186.8 | ||||
(0.04 |
) |
(0.25 |
) |
11.01 |
|
13.35 |
14,771 |
|
1.16
(b) |
2.89 |
356.2 | ||||
(0.16 |
) |
(0.47 |
) |
11.18 |
|
(0.74) |
7,955 |
|
0.93 |
1.49 |
254.1 | ||||
– |
|
(0.29 |
) |
11.73 |
|
8.58 |
13,861 |
|
0.94 |
2.21 |
274.5 | ||||
(0.41 |
) |
(0.56 |
) |
11.09 |
|
0.08 |
11,005 |
|
0.94 |
2.44 |
339.9 | ||||
(0.11 |
) |
(0.37 |
) |
11.66 |
|
9.06 |
8,217 |
|
0.95
(b) |
1.87 |
186.8 | ||||
(0.04 |
) |
(0.25 |
) |
11.06 |
|
13.93 |
7,675 |
|
0.97
(b) |
3.01 |
356.2 | ||||
(0.16 |
) |
(0.49 |
) |
11.17 |
|
(0.57) |
30,866 |
|
0.81 |
1.63 |
254.1 | ||||
– |
|
(0.29 |
) |
11.72 |
|
8.66 |
35,517 |
|
0.82 |
2.33 |
274.5 | ||||
(0.41 |
) |
(0.57 |
) |
11.08 |
|
0.23 |
27,060 |
|
0.82 |
2.56 |
339.9 | ||||
(0.11 |
) |
(0.39 |
) |
11.64 |
|
9.21 |
30,083 |
|
0.83
(b) |
1.95 |
186.8 | ||||
(0.04 |
) |
(0.27 |
) |
11.04 |
|
13.85 |
8,281 |
|
0.85
(b) |
3.15 |
356.2 |
(a) |
Calculated based on average
shares outstanding during the period. | |||||||||||||
(b) |
Reflects Manager's
contractual expense
limit. |
FINANCIAL
HIGHLIGHTS | |||||||||||||||||
PRINCIPAL
FUNDS, INC. | |||||||||||||||||
Selected
data for a share of Capital Stock outstanding throughout each year ended
October 31 (except as noted): | |||||||||||||||||
Net Asset Value, Beginning of
Period |
Net Investment Income
(Loss)(a) |
Net Realized and Unrealized
Gain (Loss) on Investments |
Total From Investment
Operations |
Dividends from Net Investment
Income | |||||||||||||
DIVERSIFIED
INTERNATIONAL FUND |
|||||||||||||||||
Institutional
shares |
|||||||||||||||||
2013 |
$ |
9.87 |
|
$ |
0.20 |
|
$ |
1.92 |
|
$ |
2.12 |
|
$ |
(0.22 |
) | ||
2012 |
9.40 |
|
0.21 |
|
0.41 |
|
0.62 |
|
(0.15 |
) | |||||||
2011 |
9.79 |
|
0.20 |
|
(0.44 |
) |
(0.24 |
) |
(0.15 |
) | |||||||
2010 |
8.67 |
|
0.13 |
|
1.15 |
|
1.28 |
|
(0.16 |
) | |||||||
2009 |
7.44 |
|
0.14 |
|
1.31 |
|
1.45 |
|
(0.22 |
) | |||||||
R-1
shares |
|||||||||||||||||
2013 |
9.80 |
|
0.11 |
|
1.91 |
|
2.02 |
|
(0.12 |
) | |||||||
2012 |
9.33 |
|
0.13 |
|
0.40 |
|
0.53 |
|
(0.06 |
) | |||||||
2011 |
9.72 |
|
0.11 |
|
(0.44 |
) |
(0.33 |
) |
(0.06 |
) | |||||||
2010 |
8.62 |
|
0.05 |
|
1.15 |
|
1.20 |
|
(0.10 |
) | |||||||
2009 |
7.38 |
|
0.08 |
|
1.29 |
|
1.37 |
|
(0.13 |
) | |||||||
R-2
shares |
|||||||||||||||||
2013 |
9.77 |
|
0.12 |
|
1.92 |
|
2.04 |
|
(0.14 |
) | |||||||
2012 |
9.30 |
|
0.14 |
|
0.40 |
|
0.54 |
|
(0.07 |
) | |||||||
2011 |
9.69 |
|
0.12 |
|
(0.44 |
) |
(0.32 |
) |
(0.07 |
) | |||||||
2010 |
8.58 |
|
0.06 |
|
1.15 |
|
1.21 |
|
(0.10 |
) | |||||||
2009 |
7.34 |
|
0.09 |
|
1.28 |
|
1.37 |
|
(0.13 |
) | |||||||
R-3
shares |
|||||||||||||||||
2013 |
9.83 |
|
0.14 |
|
1.91 |
|
2.05 |
|
(0.16 |
) | |||||||
2012 |
9.35 |
|
0.16 |
|
0.41 |
|
0.57 |
|
(0.09 |
) | |||||||
2011 |
9.75 |
|
0.14 |
|
(0.45 |
) |
(0.31 |
) |
(0.09 |
) | |||||||
2010 |
8.64 |
|
0.08 |
|
1.15 |
|
1.23 |
|
(0.12 |
) | |||||||
2009 |
7.40 |
|
0.10 |
|
1.29 |
|
1.39 |
|
(0.15 |
) | |||||||
R-4
shares |
|||||||||||||||||
2013 |
9.97 |
|
0.16 |
|
1.95 |
|
2.11 |
|
(0.18 |
) | |||||||
2012 |
9.49 |
|
0.18 |
|
0.41 |
|
0.59 |
|
(0.11 |
) | |||||||
2011 |
9.89 |
|
0.17 |
|
(0.46 |
) |
(0.29 |
) |
(0.11 |
) | |||||||
2010 |
8.75 |
|
0.09 |
|
1.18 |
|
1.27 |
|
(0.13 |
) | |||||||
2009 |
7.51 |
|
0.12 |
|
1.30 |
|
1.42 |
|
(0.18 |
) | |||||||
R-5
shares |
|||||||||||||||||
2013 |
9.96 |
|
0.17 |
|
1.94 |
|
2.11 |
|
(0.19 |
) | |||||||
2012 |
9.48 |
|
0.19 |
|
0.41 |
|
0.60 |
|
(0.12 |
) | |||||||
2011 |
9.88 |
|
0.18 |
|
(0.46 |
) |
(0.28 |
) |
(0.12 |
) | |||||||
2010 |
8.67 |
|
0.11 |
|
1.24 |
|
1.35 |
|
(0.14 |
) | |||||||
2009 |
7.44 |
|
0.12 |
|
1.30 |
|
1.42 |
|
(0.19 |
) |
FINANCIAL
HIGHLIGHTS (CONTINUED) | |||||||||||||
PRINCIPAL
FUNDS, INC. | |||||||||||||
Total Dividends and
Distributions |
Net Asset Value, End of
Period |
Total
Return |
Net Assets, End of Period (in
thousands) |
Ratio of Expenses to Average
Net Assets |
Ratio of Gross Expenses to
Average Net Assets(b) |
Ratio of Net Investment
Income to Average Net Assets |
Portfolio Turnover
Rate | ||||||
$ |
(0.22 |
) |
$ |
11.77 |
|
21.79% |
$ |
4,208,838 |
|
0.87% |
0.87% |
1.89% |
76.9% |
(0.15 |
) |
9.87 |
|
6.76 |
2,833,609 |
|
0.89 |
0.89 |
2.25 |
74.2 | |||
(0.15 |
) |
9.40 |
|
(2.61) |
2,101,900 |
|
0.91 |
0.91 |
1.95 |
75.7
(c) | |||
(0.16 |
) |
9.79 |
|
14.90 |
1,087,289 |
|
0.92 |
0.92 |
1.49 |
105.9 | |||
(0.22 |
) |
8.67 |
|
20.01 |
736,705 |
|
0.91 |
0.91 |
1.95 |
115.6 | |||
(0.12 |
) |
11.70 |
|
20.82 |
7,021 |
|
1.74 |
– |
0.99 |
76.9 | |||
(0.06 |
) |
9.80 |
|
5.81 |
7,944 |
|
1.76 |
– |
1.42 |
74.2 | |||
(0.06 |
) |
9.33 |
|
(3.48) |
8,504 |
|
1.79 |
– |
1.11 |
75.7
(c) | |||
(0.10 |
) |
9.72 |
|
13.95 |
9,424 |
|
1.79 |
– |
0.60 |
105.9 | |||
(0.13 |
) |
8.62 |
|
18.88 |
9,081 |
|
1.79 |
– |
1.04 |
115.6 | |||
(0.14 |
) |
11.67 |
|
21.04 |
12,328 |
|
1.61 |
– |
1.13 |
76.9 | |||
(0.07 |
) |
9.77 |
|
5.92 |
13,572 |
|
1.63 |
– |
1.54 |
74.2 | |||
(0.07 |
) |
9.30 |
|
(3.39) |
15,277 |
|
1.66 |
– |
1.25 |
75.7
(c) | |||
(0.10 |
) |
9.69 |
|
14.18 |
19,385 |
|
1.66 |
– |
0.70 |
105.9 | |||
(0.13 |
) |
8.58 |
|
18.96 |
20,324 |
|
1.66 |
– |
1.17 |
115.6 | |||
(0.16 |
) |
11.72 |
|
21.11 |
56,229 |
|
1.43 |
– |
1.30 |
76.9 | |||
(0.09 |
) |
9.83 |
|
6.24 |
53,185 |
|
1.45 |
– |
1.70 |
74.2 | |||
(0.09 |
) |
9.35 |
|
(3.25) |
61,344 |
|
1.48 |
– |
1.44 |
75.7
(c) | |||
(0.12 |
) |
9.75 |
|
14.29 |
67,216 |
|
1.48 |
– |
0.88 |
105.9 | |||
(0.15 |
) |
8.64 |
|
19.23 |
69,007 |
|
1.48 |
– |
1.36 |
115.6 | |||
(0.18 |
) |
11.90 |
|
21.44 |
51,609 |
|
1.24 |
– |
1.51 |
76.9 | |||
(0.11 |
) |
9.97 |
|
6.35 |
41,896 |
|
1.26 |
– |
1.91 |
74.2 | |||
(0.11 |
) |
9.49 |
|
(3.04) |
43,879 |
|
1.29 |
– |
1.63 |
75.7
(c) | |||
(0.13 |
) |
9.89 |
|
14.63 |
49,117 |
|
1.29 |
– |
1.05 |
105.9 | |||
(0.18 |
) |
8.75 |
|
19.43 |
50,972 |
|
1.29 |
– |
1.55 |
115.6 | |||
(0.19 |
) |
11.88 |
|
21.51 |
81,793 |
|
1.12 |
– |
1.60 |
76.9 | |||
(0.12 |
) |
9.96 |
|
6.50 |
80,363 |
|
1.14 |
– |
2.00 |
74.2 | |||
(0.12 |
) |
9.48 |
|
(2.90) |
80,613 |
|
1.17 |
– |
1.75 |
75.7
(c) | |||
(0.14 |
) |
9.88 |
|
15.71
(d) |
76,608 |
|
1.17 |
– |
1.18 |
105.9 | |||
(0.19 |
) |
8.67 |
|
19.54 |
82,482 |
|
1.17 |
– |
1.66 |
115.6 |
(a) |
Calculated based on average
shares outstanding during the period. | ||||||||||||||
(b) |
Excludes expense
reimbursement from Manager and/or Distributor. | ||||||||||||||
(c) |
Portfolio turnover rate
excludes approximately $86,522,000 of sales from portfolio realignment
from the acquisition of International Growth Fund. | ||||||||||||||
(d) |
In March, 2010, the Class
experienced a significant one time gain of approximately $0.08/share as
the result of a settlement in an SEC administrative proceeding. If such
gain had not been recognized, the total return amounts expressed herein
would have been lower. | ||||||||||||||
FINANCIAL
HIGHLIGHTS | |||||||||||||||||
PRINCIPAL
FUNDS, INC. | |||||||||||||||||
Selected
data for a share of Capital Stock outstanding throughout each year ended
October 31 (except as noted): | |||||||||||||||||
Net Asset Value, Beginning of
Period |
Net Investment Income
(Loss)(a) |
Net Realized and Unrealized
Gain (Loss) on Investments |
Total From Investment
Operations |
Dividends from Net Investment
Income | |||||||||||||
EQUITY
INCOME FUND |
|||||||||||||||||
Institutional
shares |
|||||||||||||||||
2013 |
$ |
19.49 |
|
$ |
0.64 |
|
$ |
3.65 |
|
$ |
4.29 |
|
$ |
(0.61 |
) | ||
2012 |
17.59 |
|
0.58 |
|
1.87 |
|
2.45 |
|
(0.55 |
) | |||||||
2011 |
16.93 |
|
0.56 |
|
0.64 |
|
1.20 |
|
(0.54 |
) | |||||||
2010 |
14.40 |
|
0.50 |
|
2.49 |
|
2.99 |
|
(0.46 |
) | |||||||
2009 |
13.82 |
|
0.45 |
|
0.61 |
|
1.06 |
|
(0.48 |
) | |||||||
R-1
shares |
|||||||||||||||||
2013 |
19.40 |
|
0.45 |
|
3.64 |
|
4.09 |
|
(0.43 |
) | |||||||
2012 |
17.52 |
|
0.42 |
|
1.86 |
|
2.28 |
|
(0.40 |
) | |||||||
2011 |
16.89 |
|
0.39 |
|
0.66 |
|
1.05 |
|
(0.42 |
) | |||||||
2010(b) |
15.52 |
|
0.23 |
|
1.40 |
|
1.63 |
|
(0.26 |
) | |||||||
R-2
shares |
|||||||||||||||||
2013 |
19.46 |
|
0.48 |
|
3.65 |
|
4.13 |
|
(0.46 |
) | |||||||
2012 |
17.57 |
|
0.43 |
|
1.89 |
|
2.32 |
|
(0.43 |
) | |||||||
2011 |
16.89 |
|
0.41 |
|
0.66 |
|
1.07 |
|
(0.39 |
) | |||||||
2010(b) |
15.52 |
|
0.21 |
|
1.43 |
|
1.64 |
|
(0.27 |
) | |||||||
R-3
shares |
|||||||||||||||||
2013 |
19.41 |
|
0.51 |
|
3.65 |
|
4.16 |
|
(0.50 |
) | |||||||
2012 |
17.53 |
|
0.46 |
|
1.88 |
|
2.34 |
|
(0.46 |
) | |||||||
2011 |
16.89 |
|
0.45 |
|
0.64 |
|
1.09 |
|
(0.45 |
) | |||||||
2010(b) |
15.52 |
|
0.25 |
|
1.40 |
|
1.65 |
|
(0.28 |
) | |||||||
R-4
shares |
|||||||||||||||||
2013 |
19.45 |
|
0.55 |
|
3.66 |
|
4.21 |
|
(0.54 |
) | |||||||
2012 |
17.56 |
|
0.49 |
|
1.89 |
|
2.38 |
|
(0.49 |
) | |||||||
2011 |
16.92 |
|
0.46 |
|
0.66 |
|
1.12 |
|
(0.48 |
) | |||||||
2010(b) |
15.52 |
|
0.20 |
|
1.49 |
|
1.69 |
|
(0.29 |
) | |||||||
R-5
shares |
|||||||||||||||||
2013 |
19.47 |
|
0.59 |
|
3.65 |
|
4.24 |
|
(0.56 |
) | |||||||
2012 |
17.58 |
|
0.51 |
|
1.89 |
|
2.40 |
|
(0.51 |
) | |||||||
2011 |
16.93 |
|
0.50 |
|
0.65 |
|
1.15 |
|
(0.50 |
) | |||||||
2010(b) |
15.52 |
|
0.15 |
|
1.55 |
|
1.70 |
|
(0.29 |
) |
FINANCIAL
HIGHLIGHTS (CONTINUED) | ||||||||||||
PRINCIPAL
FUNDS, INC. | ||||||||||||
Total Dividends and
Distributions |
Net Asset Value,
End of Period |
Total
Return |
Net Assets,
End of Period
(in
thousands) |
Ratio of Expenses to Average
Net Assets |
Ratio of
Net Investment Income to
Average Net Assets |
Portfolio Turnover
Rate | ||||||
$ |
(0.61 |
) |
$ |
23.17 |
|
22.39% |
$ |
3,791,024 |
|
0.52% |
2.99% |
16.4% |
(0.55 |
) |
19.49 |
|
14.10 |
3,105,517 |
|
0.52 |
3.09 |
23.5 | |||
(0.54 |
) |
17.59 |
|
7.15 |
2,527,743 |
|
0.52 |
3.20 |
16.6 | |||
(0.46 |
) |
16.93 |
|
21.03 |
1,828,045 |
|
0.52 |
3.16 |
22.1 | |||
(0.48 |
) |
14.40 |
|
8.07 |
1,097,669 |
|
0.53 |
3.47 |
35.3 | |||
(0.43 |
) |
23.06 |
|
21.36 |
3,661 |
|
1.39 |
2.11 |
16.4 | |||
(0.40 |
) |
19.40 |
|
13.09 |
2,790 |
|
1.39 |
2.24 |
23.5 | |||
(0.42 |
) |
17.52 |
|
6.23 |
2,495 |
|
1.39 |
2.24 |
16.6 | |||
(0.26 |
) |
16.89 |
|
10.62
(c) |
374 |
|
1.42
(d) |
2.13
(d) |
22.1
(d) | |||
(0.46 |
) |
23.13 |
|
21.48 |
8,608 |
|
1.26 |
2.27 |
16.4 | |||
(0.43 |
) |
19.46 |
|
13.29 |
7,317 |
|
1.26 |
2.29 |
23.5 | |||
(0.39 |
) |
17.57 |
|
6.39 |
3,313 |
|
1.26 |
2.33 |
16.6 | |||
(0.27 |
) |
16.89 |
|
10.67
(c) |
371 |
|
1.29
(d) |
1.92
(d) |
22.1
(d) | |||
(0.50 |
) |
23.07 |
|
21.72 |
72,261 |
|
1.08 |
2.39 |
16.4 | |||
(0.46 |
) |
19.41 |
|
13.45 |
44,323 |
|
1.08 |
2.47 |
23.5 | |||
(0.45 |
) |
17.53 |
|
6.53 |
22,727 |
|
1.08 |
2.56 |
16.6 | |||
(0.28 |
) |
16.89 |
|
10.81
(c) |
3,815 |
|
1.11
(d) |
2.39
(d) |
22.1
(d) | |||
(0.54 |
) |
23.12 |
|
21.94 |
50,967 |
|
0.89 |
2.59 |
16.4 | |||
(0.49 |
) |
19.45 |
|
13.70 |
31,695 |
|
0.89 |
2.61 |
23.5 | |||
(0.48 |
) |
17.56 |
|
6.70 |
11,013 |
|
0.89 |
2.65 |
16.6 | |||
(0.29 |
) |
16.92 |
|
11.03
(c) |
750 |
|
0.92
(d) |
1.87
(d) |
22.1
(d) | |||
(0.56 |
) |
23.15 |
|
22.11 |
142,322 |
|
0.77 |
2.73 |
16.4 | |||
(0.51 |
) |
19.47 |
|
13.81 |
106,715 |
|
0.77 |
2.71 |
23.5 | |||
(0.50 |
) |
17.58 |
|
6.86 |
27,719 |
|
0.77 |
2.87 |
16.6 | |||
(0.29 |
) |
16.93 |
|
11.11
(c) |
5,904 |
|
0.80
(d) |
1.37
(d) |
22.1
(d) |
(a) |
Calculated based on average
shares outstanding during the period. | ||||||||||||
(b) |
Period from March 1, 2010,
date operations commenced, through October 31,
2010. | ||||||||||||
(c) |
Total return amounts have not
been annualized. | ||||||||||||
(d) |
Computed on an annualized
basis. |
FINANCIAL
HIGHLIGHTS | |||||||||||||||||
PRINCIPAL
FUNDS, INC. | |||||||||||||||||
Selected
data for a share of Capital Stock outstanding throughout each year ended
October 31 (except as noted): | |||||||||||||||||
Net Asset Value, Beginning of
Period |
Net Investment Income
(Loss)(a) |
Net Realized and Unrealized
Gain (Loss) on Investments |
Total From Investment
Operations |
Dividends from Net Investment
Income | |||||||||||||
GLOBAL
DIVERSIFIED INCOME FUND |
|||||||||||||||||
Institutional
shares |
|||||||||||||||||
2013 |
$ |
14.10 |
|
$ |
0.71 |
|
$ |
0.21 |
|
$ |
0.92 |
|
$ |
(0.71 |
) | ||
2012 |
12.94 |
|
0.81 |
|
1.15 |
|
1.96 |
|
(0.76 |
) | |||||||
2011 |
13.31 |
|
0.83 |
|
(0.35 |
) |
0.48 |
|
(0.74 |
) | |||||||
2010 |
12.72 |
|
0.77 |
|
1.67 |
|
2.44 |
|
(0.80 |
) | |||||||
2009(d) |
10.00 |
|
0.67 |
|
2.72 |
|
3.39 |
|
(0.67 |
) | |||||||
GLOBAL
REAL ESTATE SECURITIES FUND |
|||||||||||||||||
Institutional
shares |
|||||||||||||||||
2013 |
8.25 |
|
0.16 |
|
0.99 |
|
1.15 |
|
(0.46 |
) | |||||||
2012 |
7.07 |
|
0.15 |
|
1.21 |
|
1.36 |
|
(0.18 |
) | |||||||
2011 |
7.18 |
|
0.12 |
|
(0.07 |
) |
0.05 |
|
(0.12 |
) | |||||||
2010 |
5.67 |
|
0.13 |
|
1.66 |
|
1.79 |
|
(0.28 |
) | |||||||
2009 |
5.03 |
|
0.14 |
|
0.77 |
|
0.91 |
|
(0.27 |
) |
FINANCIAL
HIGHLIGHTS (CONTINUED) | ||||||||||||||||
PRINCIPAL
FUNDS, INC. | ||||||||||||||||
Distributions from Realized
Gains |
Total
Dividends and
Distributions |
Net Asset Value, End of
Period |
Total
Return |
Net Assets,
End of Period (in
thousands) |
Ratio of Expenses to Average
Net Assets |
Ratio of Expenses to Average
Net Assets (Excluding Dividends and Interest Expense on Shorts and Short
Sale Fees) |
Ratio of Net Investment
Income to Average Net Assets |
Portfolio Turnover
Rate | ||||||||
$ |
(0.12 |
) |
$ |
(0.83 |
) |
$ |
14.19 |
|
6.75% |
$ |
876,282 |
|
0.83% |
0.78
%(b),(c) |
5.02% |
79.0% |
(0.04 |
) |
(0.80 |
) |
14.10 |
|
15.67 |
751,759 |
|
0.80
(c) |
N/A |
6.01 |
50.8 | ||||
(0.11 |
) |
(0.85 |
) |
12.94 |
|
3.61 |
553,989 |
|
0.81
(c) |
N/A |
6.27 |
47.6 | ||||
(1.05 |
) |
(1.85 |
) |
13.31 |
|
21.42 |
224,071 |
|
0.87
(c) |
N/A |
6.13 |
75.5 | ||||
– |
|
(0.67 |
) |
12.72 |
|
35.24
(e) |
72,681 |
|
0.90
(c),(f) |
N/A |
7.00
(f) |
182.5
(f) | ||||
(0.15 |
) |
(0.61 |
) |
8.79 |
|
14.49 |
1,470,065 |
|
0.92
(c) |
N/A |
1.86 |
52.4 | ||||
– |
|
(0.18 |
) |
8.25 |
|
19.67 |
1,077,821 |
|
0.93
(c) |
N/A |
1.92 |
87.9 | ||||
(0.04 |
) |
(0.16 |
) |
7.07 |
|
0.74 |
246,174 |
|
0.95
(c) |
N/A |
1.67 |
78.8 | ||||
– |
|
(0.28 |
) |
7.18 |
|
32.52
(g) |
9 |
|
0.95
(c) |
N/A |
2.23 |
194.8 | ||||
– |
|
(0.27 |
) |
5.67 |
|
19.46 |
1,134 |
|
0.95
(c) |
N/A |
3.12 |
131.1 |
(a) |
Calculated based on average
shares outstanding during the period. | |||||||||||||
(b) |
Excludes dividends and
interest expense on short sales and short sale fees. See "Operating
Policies" in notes to financial statements. | |||||||||||||
(c) |
Reflects Manager's
contractual expense limit. | |||||||||||||
(d) |
Period from December 15,
2008, date operations commenced, through October 31,
2009. | |||||||||||||
(e) |
Total return amounts have not
been annualized. | |||||||||||||
(f) |
Computed on an annualized
basis. | |||||||||||||
(g) |
During 2010, the Class
experienced a significant withdrawal of monies by an affiliate. As the
remaining shareholders held relatively small positions, the total return
amounts expressed herein are greater than those that would have been
experienced without the
withdrawal. |
FINANCIAL
HIGHLIGHTS | |||||||||||||||||
PRINCIPAL
FUNDS, INC. | |||||||||||||||||
Selected
data for a share of Capital Stock outstanding throughout each year ended
October 31 (except as noted): | |||||||||||||||||
Net Asset Value, Beginning of
Period |
Net Investment Income
(Loss)(a) |
Net Realized and Unrealized
Gain (Loss) on Investments |
Total From Investment
Operations |
Dividends from Net Investment
Income | |||||||||||||
GOVERNMENT
& HIGH QUALITY BOND FUND |
|||||||||||||||||
Institutional
shares |
|||||||||||||||||
2013 |
$ |
11.37 |
|
$ |
0.27 |
|
$ |
(0.31 |
) |
$ |
(0.04 |
) |
$ |
(0.35 |
) | ||
2012 |
11.27 |
|
0.34 |
|
0.19 |
|
0.53 |
|
(0.43 |
) | |||||||
2011 |
11.29 |
|
0.40 |
|
0.03 |
|
0.43 |
|
(0.45 |
) | |||||||
2010 |
10.90 |
|
0.46 |
|
0.41 |
|
0.87 |
|
(0.48 |
) | |||||||
2009 |
10.35 |
|
0.50 |
|
0.56 |
|
1.06 |
|
(0.51 |
) | |||||||
R-1
shares |
|||||||||||||||||
2013 |
11.38 |
|
0.19 |
|
(0.31 |
) |
(0.12 |
) |
(0.27 |
) | |||||||
2012 |
11.27 |
|
0.26 |
|
0.19 |
|
0.45 |
|
(0.34 |
) | |||||||
2011 |
11.29 |
|
0.32 |
|
0.02 |
|
0.34 |
|
(0.36 |
) | |||||||
2010 |
10.90 |
|
0.37 |
|
0.41 |
|
0.78 |
|
(0.39 |
) | |||||||
2009(c) |
10.68 |
|
0.35 |
|
0.24 |
|
0.59 |
|
(0.37 |
) | |||||||
R-2
shares |
|||||||||||||||||
2013 |
11.38 |
|
0.20 |
|
(0.31 |
) |
(0.11 |
) |
(0.28 |
) | |||||||
2012 |
11.27 |
|
0.27 |
|
0.20 |
|
0.47 |
|
(0.36 |
) | |||||||
2011 |
11.29 |
|
0.33 |
|
0.03 |
|
0.36 |
|
(0.38 |
) | |||||||
2010 |
10.90 |
|
0.39 |
|
0.41 |
|
0.80 |
|
(0.41 |
) | |||||||
2009(c) |
10.68 |
|
0.36 |
|
0.24 |
|
0.60 |
|
(0.38 |
) | |||||||
R-3
shares |
|||||||||||||||||
2013 |
11.38 |
|
0.22 |
|
(0.31 |
) |
(0.09 |
) |
(0.30 |
) | |||||||
2012 |
11.27 |
|
0.29 |
|
0.20 |
|
0.49 |
|
(0.38 |
) | |||||||
2011 |
11.29 |
|
0.35 |
|
0.03 |
|
0.38 |
|
(0.40 |
) | |||||||
2010 |
10.90 |
|
0.40 |
|
0.42 |
|
0.82 |
|
(0.43 |
) | |||||||
2009(c) |
10.68 |
|
0.38 |
|
0.24 |
|
0.62 |
|
(0.40 |
) | |||||||
R-4
shares |
|||||||||||||||||
2013 |
11.38 |
|
0.24 |
|
(0.31 |
) |
(0.07 |
) |
(0.32 |
) | |||||||
2012 |
11.27 |
|
0.31 |
|
0.20 |
|
0.51 |
|
(0.40 |
) | |||||||
2011 |
11.29 |
|
0.37 |
|
0.03 |
|
0.40 |
|
(0.42 |
) | |||||||
2010 |
10.90 |
|
0.42 |
|
0.42 |
|
0.84 |
|
(0.45 |
) | |||||||
2009(c) |
10.68 |
|
0.39 |
|
0.24 |
|
0.63 |
|
(0.41 |
) | |||||||
R-5
shares |
|||||||||||||||||
2013 |
11.39 |
|
0.26 |
|
(0.32 |
) |
(0.06 |
) |
(0.33 |
) | |||||||
2012 |
11.28 |
|
0.32 |
|
0.20 |
|
0.52 |
|
(0.41 |
) | |||||||
2011 |
11.30 |
|
0.38 |
|
0.03 |
|
0.41 |
|
(0.43 |
) | |||||||
2010 |
10.90 |
|
0.44 |
|
0.42 |
|
0.86 |
|
(0.46 |
) | |||||||
2009(c) |
10.68 |
|
0.41 |
|
0.24 |
|
0.65 |
|
(0.43 |
) |
FINANCIAL
HIGHLIGHTS (CONTINUED) | ||||||||||||
PRINCIPAL
FUNDS, INC. | ||||||||||||
Total Dividends and
Distributions |
Net Asset Value,
End of Period |
Total
Return |
Net Assets, End of Period (in
thousands) |
Ratio of Expenses to Average
Net Assets |
Ratio of Net Investment
Income to Average Net Assets |
Portfolio Turnover
Rate | ||||||
$ |
(0.35 |
) |
$ |
10.98 |
|
(0.33)% |
$ |
1,098,217 |
|
0.51% |
2.45% |
41.1% |
(0.43 |
) |
11.37 |
|
4.80 |
1,044,466 |
|
0.51 |
3.04 |
52.8 | |||
(0.45 |
) |
11.27 |
|
3.91 |
1,020,836 |
|
0.51 |
3.60 |
104.7 | |||
(0.48 |
) |
11.29 |
|
8.16 |
980,476 |
|
0.51 |
4.13 |
51.2 | |||
(0.51 |
) |
10.90 |
|
10.42 |
893,919 |
|
0.51 |
4.66 |
26.6 | |||
(0.27 |
) |
10.99 |
|
(1.10) |
3,151 |
|
1.29
(b) |
1.67 |
41.1 | |||
(0.34 |
) |
11.38 |
|
4.07 |
3,722 |
|
1.29
(b) |
2.25 |
52.8 | |||
(0.36 |
) |
11.27 |
|
3.11 |
3,517 |
|
1.29
(b) |
2.84 |
104.7 | |||
(0.39 |
) |
11.29 |
|
7.32 |
4,485 |
|
1.29
(b) |
3.33 |
51.2 | |||
(0.37 |
) |
10.90 |
|
5.61
(d) |
2,796 |
|
1.29
(b),(e) |
3.66
(e) |
26.6
(e) | |||
(0.28 |
) |
10.99 |
|
(0.97) |
5,207 |
|
1.16
(b) |
1.80 |
41.1 | |||
(0.36 |
) |
11.38 |
|
4.21 |
6,464 |
|
1.16
(b) |
2.39 |
52.8 | |||
(0.38 |
) |
11.27 |
|
3.24 |
7,276 |
|
1.16
(b) |
2.96 |
104.7 | |||
(0.41 |
) |
11.29 |
|
7.46 |
8,002 |
|
1.16
(b) |
3.48 |
51.2 | |||
(0.38 |
) |
10.90 |
|
5.73
(d) |
8,843 |
|
1.16
(b),(e) |
3.80
(e) |
26.6
(e) | |||
(0.30 |
) |
10.99 |
|
(0.80) |
17,952 |
|
0.98
(b) |
1.98 |
41.1 | |||
(0.38 |
) |
11.38 |
|
4.40 |
21,930 |
|
0.98
(b) |
2.56 |
52.8 | |||
(0.40 |
) |
11.27 |
|
3.43 |
20,798 |
|
0.98
(b) |
3.13 |
104.7 | |||
(0.43 |
) |
11.29 |
|
7.66 |
20,070 |
|
0.98
(b) |
3.63 |
51.2 | |||
(0.40 |
) |
10.90 |
|
5.90
(d) |
11,551 |
|
0.98
(b),(e) |
3.98
(e) |
26.6
(e) | |||
(0.32 |
) |
10.99 |
|
(0.61) |
10,708 |
|
0.79
(b) |
2.17 |
41.1 | |||
(0.40 |
) |
11.38 |
|
4.59 |
11,093 |
|
0.79
(b) |
2.75 |
52.8 | |||
(0.42 |
) |
11.27 |
|
3.62 |
9,295 |
|
0.79
(b) |
3.31 |
104.7 | |||
(0.45 |
) |
11.29 |
|
7.86 |
7,364 |
|
0.79
(b) |
3.82 |
51.2 | |||
(0.41 |
) |
10.90 |
|
6.07
(d) |
4,235 |
|
0.79
(b),(e) |
4.17
(e) |
26.6
(e) | |||
(0.33 |
) |
11.00 |
|
(0.49) |
19,242 |
|
0.67
(b) |
2.29 |
41.1 | |||
(0.41 |
) |
11.39 |
|
4.72 |
21,996 |
|
0.67
(b) |
2.87 |
52.8 | |||
(0.43 |
) |
11.28 |
|
3.74 |
17,909 |
|
0.67
(b) |
3.44 |
104.7 | |||
(0.46 |
) |
11.30 |
|
8.08 |
15,243 |
|
0.67
(b) |
3.95 |
51.2 | |||
(0.43 |
) |
10.90 |
|
6.18
(d) |
11,805 |
|
0.67
(b),(e) |
4.29
(e) |
26.6
(e) |
(a) |
Calculated based on average
shares outstanding during the period. | ||||||||||||
(b) |
Reflects Manager's
contractual expense limit. | ||||||||||||
(c) |
Period from December 15,
2008, date operations commenced, through October 31,
2009. | ||||||||||||
(d) |
Total return amounts have not
been annualized. | ||||||||||||
(e) |
Computed on an annualized
basis. |
FINANCIAL
HIGHLIGHTS | |||||||||||||||||
PRINCIPAL
FUNDS, INC. | |||||||||||||||||
Selected
data for a share of Capital Stock outstanding throughout each year ended
October 31 (except as noted): | |||||||||||||||||
Net Asset Value, Beginning of
Period |
Net Investment Income
(Loss)(a) |
Net Realized and Unrealized
Gain (Loss) on Investments |
Total From Investment
Operations |
Dividends from Net Investment
Income | |||||||||||||
HIGH
YIELD FUND | |||||||||||||||||
Institutional
shares | |||||||||||||||||
2013 |
$ |
7.80 |
|
$ |
0.51 |
|
$ |
0.20 |
|
$ |
0.71 |
|
$ |
(0.54 |
) | ||
2012 |
7.69 |
|
0.55 |
|
0.39 |
|
0.94 |
|
(0.57 |
) | |||||||
2011 |
8.15 |
|
0.63 |
|
(0.28 |
) |
0.35 |
|
(0.66 |
) | |||||||
2010 |
7.59 |
|
0.68 |
|
0.57 |
|
1.25 |
|
(0.69 |
) | |||||||
2009 |
6.10 |
|
0.64 |
|
1.54 |
|
2.18 |
|
(0.69 |
) | |||||||
HIGH
YIELD FUND I | |||||||||||||||||
Institutional
shares | |||||||||||||||||
2013 |
11.37 |
|
0.65 |
|
0.27 |
|
0.92 |
|
(1.22 |
) | |||||||
2012 |
11.05 |
|
0.73 |
|
0.54 |
|
1.27 |
|
(0.73 |
) | |||||||
2011 |
11.64 |
|
0.83 |
|
(0.42 |
) |
0.41 |
|
(0.85 |
) | |||||||
2010 |
10.67 |
|
0.94 |
|
1.00 |
|
1.94 |
|
(0.97 |
) | |||||||
2009 |
8.19 |
|
0.91 |
|
2.33 |
|
3.24 |
|
(0.76 |
) |
FINANCIAL
HIGHLIGHTS (CONTINUED) | ||||||||||||||||
PRINCIPAL
FUNDS, INC. | ||||||||||||||||
Distributions from Realized
Gains |
Total Dividends and
Distributions |
Net Asset Value, End of
Period |
Total
Return |
Net Assets, End of Period (in
thousands) |
Ratio of Expenses to Average
Net Assets |
Ratio of Gross Expenses to
Average Net Assets |
Ratio of Net Investment
Income to Average Net Assets |
Portfolio Turnover
Rate | ||||||||
$ |
(0.07 |
) |
$ |
(0.61 |
) |
$ |
7.90 |
|
9.31% |
$ |
919,683 |
|
0.58% |
0.59(b) |
6.52% |
69.6% |
(0.26 |
) |
(0.83 |
) |
7.80 |
|
13.17 |
721,892 |
|
0.56 |
0.59(b) |
7.19 |
82.6 | ||||
(0.15 |
) |
(0.81 |
) |
7.69 |
|
4.45 |
744,655 |
|
0.56 |
0.57(b) |
7.91 |
82.8 | ||||
– |
|
(0.69 |
) |
8.15 |
|
17.23 |
975,311 |
|
0.56 |
0.57(b) |
8.64 |
77.8 | ||||
– |
|
(0.69 |
) |
7.59 |
|
37.90 |
800,853 |
|
0.54 |
– |
9.60 |
57.0 | ||||
(0.31 |
) |
(1.53 |
) |
10.76 |
|
8.72 |
1,495,205 |
|
0.65 |
– |
6.00 |
67.0 | ||||
(0.22 |
) |
(0.95 |
) |
11.37 |
|
12.65 |
1,189,513 |
|
0.65 |
– |
6.75 |
75.0 | ||||
(0.15 |
) |
(1 |
) |
11.05 |
|
3.87 |
1,633,132 |
|
0.65 |
– |
7.50 |
67.4 | ||||
– |
|
(0.97 |
) |
11.64 |
|
19.54 |
1,276,786 |
|
0.65 |
– |
8.77 |
100.0 | ||||
– |
|
(0.76 |
) |
10.67 |
|
44.36 |
1,015,076 |
|
0.65 |
– |
10.34 |
103.8 |
(a) |
Calculated based on average
shares outstanding during the period. | ||||||||||||||
(b) |
Excludes expense
reimbursement from
Manager. |
FINANCIAL
HIGHLIGHTS | |||||||||||||||||
PRINCIPAL
FUNDS, INC. | |||||||||||||||||
Selected
data for a share of Capital Stock outstanding throughout each year ended
October 31 (except as noted): | |||||||||||||||||
Net Asset Value, Beginning of
Period |
Net Investment Income
(Loss)(a) |
Net Realized and Unrealized
Gain (Loss) on Investments |
Total From Investment
Operations |
Dividends from Net Investment
Income | |||||||||||||
INCOME
FUND |
|||||||||||||||||
Institutional
shares |
|||||||||||||||||
2013 |
$ |
10.00 |
|
$ |
0.37 |
|
$ |
(0.30 |
) |
$ |
0.07 |
|
$ |
(0.40 |
) | ||
2012 |
9.57 |
|
0.44 |
|
0.46 |
|
0.90 |
|
(0.47 |
) | |||||||
2011 |
9.68 |
|
0.49 |
|
(0.08 |
) |
0.41 |
|
(0.52 |
) | |||||||
2010 |
9.28 |
|
0.54 |
|
0.42 |
|
0.96 |
|
(0.56 |
) | |||||||
2009 |
7.85 |
|
0.55 |
|
1.44 |
|
1.99 |
|
(0.56 |
) | |||||||
R-1
shares |
|||||||||||||||||
2013 |
10.00 |
|
0.29 |
|
(0.29 |
) |
– |
|
(0.32 |
) | |||||||
2012 |
9.57 |
|
0.36 |
|
0.45 |
|
0.81 |
|
(0.38 |
) | |||||||
2011 |
9.68 |
|
0.40 |
|
(0.07 |
) |
0.33 |
|
(0.44 |
) | |||||||
2010(b) |
9.27 |
|
0.30 |
|
0.40 |
|
0.70 |
|
(0.29 |
) | |||||||
R-2
shares |
|||||||||||||||||
2013 |
10.01 |
|
0.30 |
|
(0.30 |
) |
– |
|
(0.33 |
) | |||||||
2012 |
9.58 |
|
0.37 |
|
0.46 |
|
0.83 |
|
(0.40 |
) | |||||||
2011 |
9.67 |
|
0.42 |
|
(0.06 |
) |
0.36 |
|
(0.45 |
) | |||||||
2010(b) |
9.27 |
|
0.30 |
|
0.40 |
|
0.70 |
|
(0.30 |
) | |||||||
R-3
shares |
|||||||||||||||||
2013 |
10.01 |
|
0.32 |
|
(0.29 |
) |
0.03 |
|
(0.35 |
) | |||||||
2012 |
9.58 |
|
0.39 |
|
0.45 |
|
0.84 |
|
(0.41 |
) | |||||||
2011 |
9.68 |
|
0.43 |
|
(0.06 |
) |
0.37 |
|
(0.47 |
) | |||||||
2010(b) |
9.27 |
|
0.31 |
|
0.41 |
|
0.72 |
|
(0.31 |
) | |||||||
R-4
shares |
|||||||||||||||||
2013 |
10.01 |
|
0.34 |
|
(0.30 |
) |
0.04 |
|
(0.37 |
) | |||||||
2012 |
9.58 |
|
0.41 |
|
0.45 |
|
0.86 |
|
(0.43 |
) | |||||||
2011 |
9.68 |
|
0.45 |
|
(0.06 |
) |
0.39 |
|
(0.49 |
) | |||||||
2010(b) |
9.27 |
|
0.32 |
|
0.41 |
|
0.73 |
|
(0.32 |
) | |||||||
R-5
shares |
|||||||||||||||||
2013 |
10.00 |
|
0.35 |
|
(0.30 |
) |
0.05 |
|
(0.38 |
) | |||||||
2012 |
9.57 |
|
0.42 |
|
0.45 |
|
0.87 |
|
(0.44 |
) | |||||||
2011 |
9.67 |
|
0.46 |
|
(0.06 |
) |
0.40 |
|
(0.50 |
) | |||||||
2010(b) |
9.27 |
|
0.35 |
|
0.38 |
|
0.73 |
|
(0.33 |
) |
FINANCIAL
HIGHLIGHTS (CONTINUED) | ||||||||||||
PRINCIPAL
FUNDS, INC. | ||||||||||||
Total Dividends and
Distributions |
Net Asset Value, End of
Period |
Total Return |
Net Assets,
End of Period
(in
thousands) |
Ratio of Expenses to Average
Net Assets |
Ratio of Net Investment
Income to Average Net Assets |
Portfolio Turnover
Rate | ||||||
$ |
(0.40 |
) |
$ |
9.67 |
|
0.74% |
$ |
1,907,327 |
|
0.50% |
3.82% |
20.7% |
(0.47 |
) |
10.00 |
|
9.62 |
1,763,464 |
|
0.51 |
4.56 |
14.1 | |||
(0.52 |
) |
9.57 |
|
4.41 |
1,157,481 |
|
0.52 |
5.13 |
16.9 | |||
(0.56 |
) |
9.68 |
|
10.65 |
930,550 |
|
0.52 |
5.69 |
13.1 | |||
(0.56 |
) |
9.28 |
|
26.21 |
809,271 |
|
0.51 |
6.49 |
30.6 | |||
(0.32 |
) |
9.68 |
|
(0.02) |
5,593 |
|
1.37 |
2.94 |
20.7 | |||
(0.38 |
) |
10.00 |
|
8.68 |
1,084 |
|
1.38 |
3.69 |
14.1 | |||
(0.44 |
) |
9.57 |
|
3.51 |
415 |
|
1.38 |
4.14 |
16.9 | |||
(0.29 |
) |
9.68 |
|
7.68
(c) |
18 |
|
1.40
(d) |
4.69
(d) |
13.1
(d) | |||
(0.33 |
) |
9.68 |
|
0.00 |
1,208 |
|
1.24 |
3.07 |
20.7 | |||
(0.40 |
) |
10.01 |
|
8.81 |
1,157 |
|
1.25 |
3.77 |
14.1 | |||
(0.45 |
) |
9.58 |
|
3.85 |
291 |
|
1.25 |
4.37 |
16.9 | |||
(0.30 |
) |
9.67 |
|
7.67
(c) |
172 |
|
1.27
(d) |
4.71
(d) |
13.1
(d) | |||
(0.35 |
) |
9.69 |
|
0.28 |
21,640 |
|
1.06 |
3.25 |
20.7 | |||
(0.41 |
) |
10.01 |
|
9.00 |
16,508 |
|
1.07 |
4.01 |
14.1 | |||
(0.47 |
) |
9.58 |
|
3.93 |
8,180 |
|
1.07 |
4.52 |
16.9 | |||
(0.31 |
) |
9.68 |
|
7.91
(c) |
1,472 |
|
1.09
(d) |
4.95
(d) |
13.1
(d) | |||
(0.37 |
) |
9.68 |
|
0.37 |
15,785 |
|
0.87 |
3.45 |
20.7 | |||
(0.43 |
) |
10.01 |
|
9.21 |
8,155 |
|
0.88 |
4.17 |
14.1 | |||
(0.49 |
) |
9.58 |
|
4.13 |
2,835 |
|
0.88 |
4.74 |
16.9 | |||
(0.32 |
) |
9.68 |
|
8.04
(c) |
1,361 |
|
0.90
(d) |
5.03
(d) |
13.1
(d) | |||
(0.38 |
) |
9.67 |
|
0.50 |
15,858 |
|
0.75 |
3.56 |
20.7 | |||
(0.44 |
) |
10.00 |
|
9.35 |
13,785 |
|
0.76 |
4.31 |
14.1 | |||
(0.50 |
) |
9.57 |
|
4.26 |
10,322 |
|
0.76 |
4.80 |
16.9 | |||
(0.33 |
) |
9.67 |
|
8.03
(c) |
393 |
|
0.78
(d) |
5.43
(d) |
13.1
(d) |
(a) |
Calculated based on average
shares outstanding during the period. | ||||||||||||
(b) |
Period from March 1, 2010,
date operations commenced, through October 31,
2010. | ||||||||||||
(c) |
Total return amounts have not
been annualized. | ||||||||||||
(d) |
Computed on an annualized
basis. |
FINANCIAL
HIGHLIGHTS | |||||||||||||||||
PRINCIPAL
FUNDS, INC. | |||||||||||||||||
Selected
data for a share of Capital Stock outstanding throughout each year ended
October 31 (except as noted): | |||||||||||||||||
Net Asset Value, Beginning of
Period |
Net Investment Income
(Loss)(a) |
Net Realized and Unrealized
Gain (Loss) on Investments |
Total From Investment
Operations |
Dividends from Net Investment
Income | |||||||||||||
INFLATION
PROTECTION FUND |
|||||||||||||||||
Institutional
shares |
|||||||||||||||||
2013 |
$ |
9.29 |
|
$ |
0.07 |
|
$ |
(0.62 |
) |
$ |
(0.55 |
) |
$ |
(0.05 |
) | ||
2012 |
8.65 |
|
0.09 |
|
0.58 |
|
0.67 |
|
(0.03 |
) | |||||||
2011 |
8.24 |
|
0.28 |
|
0.38 |
|
0.66 |
|
(0.25 |
) | |||||||
2010 |
7.57 |
|
0.16 |
|
0.67 |
|
0.83 |
|
(0.16 |
) | |||||||
2009 |
7.08 |
|
0.11 |
|
0.39 |
|
0.50 |
|
(0.01 |
) | |||||||
R-1
shares |
|||||||||||||||||
2013 |
9.09 |
|
(0.02 |
) |
(0.6 |
) |
(0.62 |
) |
(0.01 |
) | |||||||
2012 |
8.51 |
|
0.02 |
|
0.57 |
|
0.59 |
|
(0.01 |
) | |||||||
2011 |
8.13 |
|
0.19 |
|
0.38 |
|
0.57 |
|
(0.19 |
) | |||||||
2010 |
7.48 |
|
0.09 |
|
0.67 |
|
0.76 |
|
(0.11 |
) | |||||||
2009 |
7.05 |
|
(0.02 |
) |
0.46 |
|
0.44 |
|
(0.01 |
) | |||||||
R-2
shares |
|||||||||||||||||
2013 |
9.11 |
|
– |
|
(0.61 |
) |
(0.61 |
) |
(0.01 |
) | |||||||
2012 |
8.52 |
|
0.03 |
|
0.57 |
|
0.60 |
|
(0.01 |
) | |||||||
2011 |
8.13 |
|
0.20 |
|
0.39 |
|
0.59 |
|
(0.2 |
) | |||||||
2010 |
7.48 |
|
0.10 |
|
0.66 |
|
0.76 |
|
(0.11 |
) | |||||||
2009 |
7.05 |
|
0.06 |
|
0.38 |
|
0.44 |
|
(0.01 |
) | |||||||
R-3
shares |
|||||||||||||||||
2013 |
9.16 |
|
0.02 |
|
(0.62 |
) |
(0.60 |
) |
(0.02 |
) | |||||||
2012 |
8.55 |
|
0.04 |
|
0.58 |
|
0.62 |
|
(0.01 |
) | |||||||
2011 |
8.16 |
|
0.22 |
|
0.38 |
|
0.60 |
|
(0.21 |
) | |||||||
2010 |
7.50 |
|
0.12 |
|
0.66 |
|
0.78 |
|
(0.12 |
) | |||||||
2009 |
7.06 |
|
0.08 |
|
0.37 |
|
0.45 |
|
(0.01 |
) | |||||||
R-4
shares |
|||||||||||||||||
2013 |
9.20 |
|
0.04 |
|
(0.63 |
) |
(0.59 |
) |
(0.03 |
) | |||||||
2012 |
8.58 |
|
0.08 |
|
0.55 |
|
0.63 |
|
(0.01 |
) | |||||||
2011 |
8.18 |
|
0.27 |
|
0.35 |
|
0.62 |
|
(0.22 |
) | |||||||
2010 |
7.52 |
|
0.13 |
|
0.67 |
|
0.80 |
|
(0.14 |
) | |||||||
2009 |
7.06 |
|
0.09 |
|
0.38 |
|
0.47 |
|
(0.01 |
) | |||||||
R-5
shares |
|||||||||||||||||
2013 |
9.24 |
|
0.06 |
|
(0.65 |
) |
(0.59 |
) |
(0.03 |
) | |||||||
2012 |
8.61 |
|
0.07 |
|
0.58 |
|
0.65 |
|
(0.02 |
) | |||||||
2011 |
8.21 |
|
0.25 |
|
0.38 |
|
0.63 |
|
(0.23 |
) | |||||||
2010 |
7.54 |
|
0.14 |
|
0.67 |
|
0.81 |
|
(0.14 |
) | |||||||
2009 |
7.07 |
|
0.04 |
|
0.44 |
|
0.48 |
|
(0.01 |
) |
FINANCIAL
HIGHLIGHTS (CONTINUED) | ||||||||||||
PRINCIPAL
FUNDS, INC. | ||||||||||||
Total Dividends and
Distributions |
Net Asset Value,
End of Period |
Total
Return |
Net Assets,
End of Period
(in
thousands) |
Ratio of Expenses to Average
Net Assets |
Ratio of Net Investment
Income to Average Net Assets |
Portfolio Turnover
Rate | ||||||
$ |
(0.05 |
) |
$ |
8.69 |
|
(6.00)% |
$ |
773,261 |
|
0.40% |
0.79% |
100.9% |
(0.03 |
) |
9.29 |
|
7.78 |
740,023 |
|
0.40 |
1.04 |
152.9 | |||
(0.25 |
) |
8.65 |
|
8.19 |
720,534 |
|
0.40 |
3.37 |
131.9 | |||
(0.16 |
) |
8.24 |
|
11.10 |
550,781 |
|
0.41 |
2.04 |
85.3 | |||
(0.01 |
) |
7.57 |
|
7.10 |
439,388 |
|
0.41 |
1.55 |
109.5 | |||
(0.01 |
) |
8.46 |
|
(6.83) |
910 |
|
1.28 |
(0.21) |
100.9 | |||
(0.01 |
) |
9.09 |
|
6.89 |
1,821 |
|
1.28 |
0.19 |
152.9 | |||
(0.19 |
) |
8.51 |
|
7.23 |
1,315 |
|
1.28 |
2.39 |
131.9 | |||
(0.11 |
) |
8.13 |
|
10.20 |
660 |
|
1.29 |
1.16 |
85.3 | |||
(0.01 |
) |
7.48 |
|
6.21 |
367 |
|
1.29 |
(0.31) |
109.5 | |||
(0.01 |
) |
8.49 |
|
(6.73) |
752 |
|
1.15 |
0.01 |
100.9 | |||
(0.01 |
) |
9.11 |
|
7.01 |
1,263 |
|
1.15 |
0.35 |
152.9 | |||
(0.20 |
) |
8.52 |
|
7.46 |
1,063 |
|
1.15 |
2.50 |
131.9 | |||
(0.11 |
) |
8.13 |
|
10.30 |
1,078 |
|
1.16 |
1.26 |
85.3 | |||
(0.01 |
) |
7.48 |
|
6.22 |
732 |
|
1.16 |
0.86 |
109.5 | |||
(0.02 |
) |
8.54 |
|
(6.54) |
6,353 |
|
0.97 |
0.22 |
100.9 | |||
(0.01 |
) |
9.16 |
|
7.24 |
5,447 |
|
0.97 |
0.47 |
152.9 | |||
(0.21 |
) |
8.55 |
|
7.57 |
4,487 |
|
0.97 |
2.74 |
131.9 | |||
(0.12 |
) |
8.16 |
|
10.56 |
2,759 |
|
0.98 |
1.49 |
85.3 | |||
(0.01 |
) |
7.50 |
|
6.37 |
1,041 |
|
0.98 |
1.12 |
109.5 | |||
(0.03 |
) |
8.58 |
|
(6.42) |
1,655 |
|
0.78 |
0.47 |
100.9 | |||
(0.01 |
) |
9.20 |
|
7.38 |
1,995 |
|
0.78 |
0.88 |
152.9 | |||
(0.22 |
) |
8.58 |
|
7.83 |
837 |
|
0.78 |
3.36 |
131.9 | |||
(0.14 |
) |
8.18 |
|
10.70 |
896 |
|
0.79 |
1.67 |
85.3 | |||
(0.01 |
) |
7.52 |
|
6.67 |
359 |
|
0.79 |
1.28 |
109.5 | |||
(0.03 |
) |
8.62 |
|
(6.37) |
2,516 |
|
0.66 |
0.71 |
100.9 | |||
(0.02 |
) |
9.24 |
|
7.55 |
4,539 |
|
0.66 |
0.81 |
152.9 | |||
(0.23 |
) |
8.61 |
|
7.90 |
2,309 |
|
0.66 |
3.06 |
131.9 | |||
(0.14 |
) |
8.21 |
|
10.91 |
1,230 |
|
0.67 |
1.73 |
85.3 | |||
(0.01 |
) |
7.54 |
|
6.81 |
635 |
|
0.67 |
0.53 |
109.5 |
(a) |
Calculated based on average
shares outstanding during the
period. |
FINANCIAL
HIGHLIGHTS | |||||||||||||||||
PRINCIPAL
FUNDS, INC. | |||||||||||||||||
Selected
data for a share of Capital Stock outstanding throughout each year ended
October 31 (except as noted): | |||||||||||||||||
Net Asset Value, Beginning of
Period |
Net Investment Income
(Loss)(a) |
Net Realized and Unrealized
Gain (Loss) on Investments |
Total From Investment
Operations |
Dividends from Net Investment
Income | |||||||||||||
INTERNATIONAL
EMERGING MARKETS FUND |
|||||||||||||||||
Institutional
shares |
|||||||||||||||||
2013 |
$ |
24.42 |
|
$ |
0.33 |
|
$ |
0.64 |
|
$ |
0.97 |
|
$ |
(0.38 |
) | ||
2012 |
23.67 |
|
0.34 |
|
0.73 |
|
1.07 |
|
(0.32 |
) | |||||||
2011 |
25.60 |
|
0.39 |
|
(2.16 |
) |
(1.77 |
) |
(0.16 |
) | |||||||
2010 |
20.66 |
|
0.21 |
|
4.92 |
|
5.13 |
|
(0.19 |
) | |||||||
2009 |
13.78 |
|
0.25 |
|
6.84 |
|
7.09 |
|
(0.21 |
) | |||||||
R-1
shares |
|||||||||||||||||
2013 |
24.20 |
|
0.11 |
|
0.64 |
|
0.75 |
|
(0.16 |
) | |||||||
2012 |
23.37 |
|
0.13 |
|
0.75 |
|
0.88 |
|
(0.05 |
) | |||||||
2011 |
25.35 |
|
0.14 |
|
(2.12 |
) |
(1.98 |
) |
– |
| |||||||
2010 |
20.51 |
|
0.02 |
|
4.87 |
|
4.89 |
|
(0.05 |
) | |||||||
2009 |
13.60 |
|
0.10 |
|
6.83 |
|
6.93 |
|
(0.02 |
) | |||||||
R-2
shares |
|||||||||||||||||
2013 |
24.03 |
|
0.13 |
|
0.65 |
|
0.78 |
|
(0.18 |
) | |||||||
2012 |
23.26 |
|
0.16 |
|
0.74 |
|
0.90 |
|
(0.13 |
) | |||||||
2011 |
25.20 |
|
0.17 |
|
(2.11 |
) |
(1.94 |
) |
– |
| |||||||
2010 |
20.37 |
|
0.03 |
|
4.86 |
|
4.89 |
|
(0.06 |
) | |||||||
2009 |
13.50 |
|
0.12 |
|
6.78 |
|
6.90 |
|
(0.03 |
) | |||||||
R-3
shares |
|||||||||||||||||
2013 |
24.15 |
|
0.19 |
|
0.64 |
|
0.83 |
|
(0.24 |
) | |||||||
2012 |
23.38 |
|
0.22 |
|
0.72 |
|
0.94 |
|
(0.17 |
) | |||||||
2011 |
25.31 |
|
0.23 |
|
(2.13 |
) |
(1.90 |
) |
(0.03 |
) | |||||||
2010 |
20.46 |
|
0.08 |
|
4.87 |
|
4.95 |
|
(0.10 |
) | |||||||
2009 |
13.59 |
|
0.15 |
|
6.80 |
|
6.95 |
|
(0.08 |
) | |||||||
R-4
shares |
|||||||||||||||||
2013 |
24.35 |
|
0.24 |
|
0.64 |
|
0.88 |
|
(0.30 |
) | |||||||
2012 |
23.59 |
|
0.25 |
|
0.74 |
|
0.99 |
|
(0.23 |
) | |||||||
2011 |
25.52 |
|
0.28 |
|
(2.14 |
) |
(1.86 |
) |
(0.07 |
) | |||||||
2010 |
20.62 |
|
0.12 |
|
4.91 |
|
5.03 |
|
(0.13 |
) | |||||||
2009 |
13.72 |
|
0.18 |
|
6.86 |
|
7.04 |
|
(0.14 |
) | |||||||
R-5
shares |
|||||||||||||||||
2013 |
24.43 |
|
0.27 |
|
0.65 |
|
0.92 |
|
(0.33 |
) | |||||||
2012 |
23.67 |
|
0.29 |
|
0.72 |
|
1.01 |
|
(0.25 |
) | |||||||
2011 |
25.60 |
|
0.32 |
|
(2.15 |
) |
(1.83 |
) |
(0.10 |
) | |||||||
2010 |
20.67 |
|
0.15 |
|
4.93 |
|
5.08 |
|
(0.15 |
) | |||||||
2009 |
13.75 |
|
0.21 |
|
6.85 |
|
7.06 |
|
(0.14 |
) |
FINANCIAL
HIGHLIGHTS (CONTINUED) | |||||||||||||
PRINCIPAL
FUNDS, INC. | |||||||||||||
Total Dividends and
Distributions |
Net Asset Value, End of
Period |
Total
Return |
Net Assets, End of Period (in
thousands) |
Ratio of Expenses to Average
Net Assets |
Ratio of Gross Expenses to
Average Net Assets(b) |
Ratio of Net Investment
Income to Average Net Assets |
Portfolio Turnover
Rate | ||||||
$ |
(0.38 |
) |
$ |
25.01 |
|
3.96% |
$ |
1,537,280 |
|
1.24% |
1.24% |
1.35% |
117.2% |
(0.32 |
) |
24.42 |
|
4.67 |
1,219,393 |
|
1.25 |
1.25 |
1.45 |
104.8 | |||
(0.16 |
) |
23.67 |
|
(7.00) |
1,042,690 |
|
1.27 |
1.27 |
1.51 |
88.4 | |||
(0.19 |
) |
25.60 |
|
24.94 |
1,048,491 |
|
1.28 |
1.28 |
0.91 |
102.1 | |||
(0.21 |
) |
20.66 |
|
52.25 |
830,134 |
|
1.27 |
1.27 |
1.50 |
133.4 | |||
(0.16 |
) |
24.79 |
|
3.09 |
4,467 |
|
2.11 |
– |
0.43 |
117.2 | |||
(0.05 |
) |
24.20 |
|
3.77 |
5,362 |
|
2.11 |
– |
0.56 |
104.8 | |||
– |
|
23.37 |
|
(7.81) |
6,019 |
|
2.13 |
– |
0.56 |
88.4 | |||
(0.05 |
) |
25.35 |
|
23.87 |
10,335 |
|
2.14 |
– |
0.07 |
102.1 | |||
(0.02 |
) |
20.51 |
|
51.00 |
7,457 |
|
2.13 |
– |
0.62 |
133.4 | |||
(0.18 |
) |
24.63 |
|
3.21 |
6,610 |
|
1.98 |
– |
0.53 |
117.2 | |||
(0.13 |
) |
24.03 |
|
3.93 |
9,010 |
|
1.98 |
– |
0.69 |
104.8 | |||
– |
|
23.26 |
|
(7.70) |
10,638 |
|
2.00 |
– |
0.67 |
88.4 | |||
(0.06 |
) |
25.20 |
|
24.02 |
13,900 |
|
2.01 |
– |
0.15 |
102.1 | |||
(0.03 |
) |
20.37 |
|
51.18 |
11,600 |
|
2.00 |
– |
0.77 |
133.4 | |||
(0.24 |
) |
24.74 |
|
3.42 |
19,344 |
|
1.80 |
– |
0.77 |
117.2 | |||
(0.17 |
) |
24.15 |
|
4.08 |
37,931 |
|
1.80 |
– |
0.94 |
104.8 | |||
(0.03 |
) |
23.38 |
|
(7.52) |
32,869 |
|
1.82 |
– |
0.89 |
88.4 | |||
(0.10 |
) |
25.31 |
|
24.26 |
42,741 |
|
1.83 |
– |
0.38 |
102.1 | |||
(0.08 |
) |
20.46 |
|
51.48 |
31,084 |
|
1.82 |
– |
0.91 |
133.4 | |||
(0.30 |
) |
24.93 |
|
3.57 |
20,951 |
|
1.61 |
– |
0.98 |
117.2 | |||
(0.23 |
) |
24.35 |
|
4.28 |
21,453 |
|
1.61 |
– |
1.05 |
104.8 | |||
(0.07 |
) |
23.59 |
|
(7.33) |
24,222 |
|
1.63 |
– |
1.08 |
88.4 | |||
(0.13 |
) |
25.52 |
|
24.48 |
31,507 |
|
1.64 |
– |
0.54 |
102.1 | |||
(0.14 |
) |
20.62 |
|
51.79 |
25,197 |
|
1.63 |
– |
1.08 |
133.4 | |||
(0.33 |
) |
25.02 |
|
3.73 |
33,812 |
|
1.49 |
– |
1.08 |
117.2 | |||
(0.25 |
) |
24.43 |
|
4.41 |
37,421 |
|
1.49 |
– |
1.21 |
104.8 | |||
(0.10 |
) |
23.67 |
|
(7.21) |
33,187 |
|
1.51 |
– |
1.25 |
88.4 | |||
(0.15 |
) |
25.60 |
|
24.65 |
37,391 |
|
1.52 |
– |
0.65 |
102.1 | |||
(0.14 |
) |
20.67 |
|
51.90 |
33,821 |
|
1.51 |
– |
1.26 |
133.4 |
(a) |
Calculated based on average
shares outstanding during the period. | |||||||||||||
(b) |
Excludes expense
reimbursement from Manager and/or
Distributor. |
FINANCIAL
HIGHLIGHTS | |||||||||||||||||
PRINCIPAL
FUNDS, INC. | |||||||||||||||||
Selected
data for a share of Capital Stock outstanding throughout each year ended
October 31 (except as noted): | |||||||||||||||||
Net Asset Value, Beginning of
Period |
Net Investment Income
(Loss)(a) |
Net Realized and Unrealized
Gain (Loss) on Investments |
Total From Investment
Operations |
Dividends from Net Investment
Income | |||||||||||||
INTERNATIONAL
FUND I |
|||||||||||||||||
Institutional
shares |
|||||||||||||||||
2013 |
$ |
10.79 |
|
$ |
0.15 |
|
$ |
2.32 |
|
$ |
2.47 |
|
$ |
(0.21 |
) | ||
2012 |
10.31 |
|
0.20 |
|
0.45 |
|
0.65 |
|
(0.17 |
) | |||||||
2011 |
11.32 |
|
0.15 |
|
(0.99 |
) |
(0.84 |
) |
(0.17 |
) | |||||||
2010 |
10.31 |
|
0.14 |
|
1.03 |
|
1.17 |
|
(0.16 |
) | |||||||
2009 |
8.81 |
|
0.14 |
|
1.63 |
|
1.77 |
|
(0.27 |
) | |||||||
R-1
shares |
|||||||||||||||||
2013 |
10.70 |
|
0.06 |
|
2.29 |
|
2.35 |
|
(0.11 |
) | |||||||
2012 |
10.20 |
|
0.11 |
|
0.46 |
|
0.57 |
|
(0.07 |
) | |||||||
2011 |
11.21 |
|
0.05 |
|
(0.99 |
) |
(0.94 |
) |
(0.07 |
) | |||||||
2010 |
10.23 |
|
0.04 |
|
1.03 |
|
1.07 |
|
(0.09 |
) | |||||||
2009 |
8.73 |
|
0.06 |
|
1.62 |
|
1.68 |
|
(0.18 |
) | |||||||
R-2
shares |
|||||||||||||||||
2013 |
10.72 |
|
0.07 |
|
2.30 |
|
2.37 |
|
(0.13 |
) | |||||||
2012 |
10.21 |
|
0.12 |
|
0.46 |
|
0.58 |
|
(0.07 |
) | |||||||
2011 |
11.21 |
|
0.06 |
|
(0.99 |
) |
(0.93 |
) |
(0.07 |
) | |||||||
2010 |
10.22 |
|
0.05 |
|
1.04 |
|
1.09 |
|
(0.10 |
) | |||||||
2009 |
8.71 |
|
0.07 |
|
1.62 |
|
1.69 |
|
(0.18 |
) | |||||||
R-3
shares |
|||||||||||||||||
2013 |
10.71 |
|
0.10 |
|
2.29 |
|
2.39 |
|
(0.13 |
) | |||||||
2012 |
10.22 |
|
0.14 |
|
0.46 |
|
0.60 |
|
(0.11 |
) | |||||||
2011 |
11.22 |
|
0.08 |
|
(0.98 |
) |
(0.90 |
) |
(0.10 |
) | |||||||
2010 |
10.23 |
|
0.08 |
|
1.03 |
|
1.11 |
|
(0.12 |
) | |||||||
2009 |
8.73 |
|
0.09 |
|
1.61 |
|
1.70 |
|
(0.20 |
) | |||||||
R-4
shares |
|||||||||||||||||
2013 |
10.74 |
|
0.12 |
|
2.30 |
|
2.42 |
|
(0.16 |
) | |||||||
2012 |
10.26 |
|
0.16 |
|
0.45 |
|
0.61 |
|
(0.13 |
) | |||||||
2011 |
11.27 |
|
0.10 |
|
(0.98 |
) |
(0.88 |
) |
(0.13 |
) | |||||||
2010 |
10.26 |
|
0.10 |
|
1.03 |
|
1.13 |
|
(0.12 |
) | |||||||
2009 |
8.77 |
|
0.11 |
|
1.61 |
|
1.72 |
|
(0.23 |
) | |||||||
R-5
shares |
|||||||||||||||||
2013 |
10.76 |
|
0.14 |
|
2.31 |
|
2.45 |
|
(0.19 |
) | |||||||
2012 |
10.28 |
|
0.17 |
|
0.45 |
|
0.62 |
|
(0.14 |
) | |||||||
2011 |
11.28 |
|
0.11 |
|
(0.97 |
) |
(0.86 |
) |
(0.14 |
) | |||||||
2010 |
10.28 |
|
0.11 |
|
1.03 |
|
1.14 |
|
(0.14 |
) | |||||||
2009 |
8.77 |
|
0.12 |
|
1.62 |
|
1.74 |
|
(0.23 |
) |
FINANCIAL
HIGHLIGHTS (CONTINUED) | ||||||||||||||
PRINCIPAL
FUNDS, INC. | ||||||||||||||
Total Dividends and
Distributions |
Net Asset Value, End of
Period |
Total
Return |
Net Assets, End of Period (in
thousands) |
Ratio of Expenses to Average
Net Assets |
Ratio of Expenses to Average
Net Assets (Excluding Interest Expense Fees) |
Ratio of Gross Expenses to
Average Net Assets(b) |
Ratio of Net Investment
Income to Average Net Assets |
Portfolio Turnover
Rate | ||||||
$ |
(0.21 |
) |
$ |
13.05 |
|
23.23% |
$ |
610,764 |
|
0.97% |
N/A |
1.02% |
1.27% |
50.6% |
(0.17 |
) |
10.79 |
|
6.53 |
1,069,269 |
|
0.98 |
N/A |
1.01 |
1.95 |
57.3 | |||
(0.17 |
) |
10.31 |
|
(7.62) |
1,170,084 |
|
1.10 |
N/A |
1.13 |
1.34 |
90.5 | |||
(0.16 |
) |
11.32 |
|
11.49 |
1,323,249 |
|
1.10 |
N/A |
1.13 |
1.31 |
103.4 | |||
(0.27 |
) |
10.31 |
|
20.69 |
1,464,299 |
|
1.12 |
1.11 |
1.13 |
1.62 |
102.4 | |||
(0.11 |
) |
12.94 |
|
22.17 |
4,758 |
|
1.83
(c) |
N/A |
– |
0.54 |
50.6 | |||
(0.07 |
) |
10.70 |
|
5.61 |
4,294 |
|
1.85
(c) |
N/A |
– |
1.04 |
57.3 | |||
(0.07 |
) |
10.20 |
|
(8.45) |
4,972 |
|
1.97
(c) |
N/A |
– |
0.48 |
90.5 | |||
(0.09 |
) |
11.21 |
|
10.53 |
6,727 |
|
1.97
(c) |
N/A |
– |
0.43 |
103.4 | |||
(0.18 |
) |
10.23 |
|
19.63 |
6,204 |
|
2.00
(c) |
1.99 |
– |
0.74 |
102.4 | |||
(0.13 |
) |
12.96 |
|
22.25 |
4,108 |
|
1.70
(c) |
N/A |
– |
0.63 |
50.6 | |||
(0.07 |
) |
10.72 |
|
5.79 |
4,182 |
|
1.72
(c) |
N/A |
– |
1.22 |
57.3 | |||
(0.07 |
) |
10.21 |
|
(8.35) |
5,052 |
|
1.84
(c) |
N/A |
– |
0.55 |
90.5 | |||
(0.10 |
) |
11.21 |
|
10.72 |
10,031 |
|
1.84
(c) |
N/A |
– |
0.53 |
103.4 | |||
(0.18 |
) |
10.22 |
|
19.73 |
11,435 |
|
1.87
(c) |
1.86 |
– |
0.86 |
102.4 | |||
(0.13 |
) |
12.97 |
|
22.51 |
6,505 |
|
1.52
(c) |
N/A |
– |
0.88 |
50.6 | |||
(0.11 |
) |
10.71 |
|
5.97 |
7,223 |
|
1.54
(c) |
N/A |
– |
1.42 |
57.3 | |||
(0.10 |
) |
10.22 |
|
(8.15) |
10,939 |
|
1.66
(c) |
N/A |
– |
0.75 |
90.5 | |||
(0.12 |
) |
11.22 |
|
10.90 |
13,026 |
|
1.66
(c) |
N/A |
– |
0.74 |
103.4 | |||
(0.20 |
) |
10.23 |
|
19.95 |
12,634 |
|
1.69
(c) |
1.68 |
– |
1.07 |
102.4 | |||
(0.16 |
) |
13.00 |
|
22.82 |
8,174 |
|
1.33
(c) |
N/A |
– |
1.04 |
50.6 | |||
(0.13 |
) |
10.74 |
|
6.07 |
6,264 |
|
1.35
(c) |
N/A |
– |
1.56 |
57.3 | |||
(0.13 |
) |
10.26 |
|
(7.96) |
11,057 |
|
1.47
(c) |
N/A |
– |
0.90 |
90.5 | |||
(0.12 |
) |
11.27 |
|
11.13 |
14,358 |
|
1.47
(c) |
N/A |
– |
0.95 |
103.4 | |||
(0.23 |
) |
10.26 |
|
20.10 |
13,714 |
|
1.50
(c) |
1.49 |
– |
1.27 |
102.4 | |||
(0.19 |
) |
13.02 |
|
23.02 |
8,295 |
|
1.21
(c) |
N/A |
– |
1.15 |
50.6 | |||
(0.14 |
) |
10.76 |
|
6.17 |
6,265 |
|
1.23
(c) |
N/A |
– |
1.69 |
57.3 | |||
(0.14 |
) |
10.28 |
|
(7.79) |
8,738 |
|
1.35
(c) |
N/A |
– |
0.93 |
90.5 | |||
(0.14 |
) |
11.28 |
|
11.21 |
25,067 |
|
1.35
(c) |
N/A |
– |
1.07 |
103.4 | |||
(0.23 |
) |
10.28 |
|
20.39 |
22,619 |
|
1.38
(c) |
1.37 |
– |
1.36 |
102.4 |
(a) |
Calculated based on average
shares outstanding during the period. | ||||||||||||||
(b) |
Excludes expense
reimbursement from Manager. | ||||||||||||||
(c) |
Reflects Manager's
contractual expense
limit. |
FINANCIAL
HIGHLIGHTS | |||||||||||||||||
PRINCIPAL
FUNDS, INC. | |||||||||||||||||
Selected
data for a share of Capital Stock outstanding throughout each year ended
October 31 (except as noted): | |||||||||||||||||
Net Asset Value, Beginning of
Period |
Net Investment Income
(Loss)(a) |
Net Realized and Unrealized
Gain (Loss) on Investments |
Total From Investment
Operations |
Dividends from Net Investment
Income | |||||||||||||
LARGECAP
BLEND FUND II |
|||||||||||||||||
Institutional
shares |
|||||||||||||||||
2013 |
$ |
10.73 |
|
$ |
0.16 |
|
$ |
2.51 |
|
$ |
2.67 |
|
$ |
(0.18 |
) | ||
2012 |
9.48 |
|
0.14 |
|
1.23 |
|
1.37 |
|
(0.12 |
) | |||||||
2011 |
9.03 |
|
0.11 |
|
0.42 |
|
0.53 |
|
(0.08 |
) | |||||||
2010 |
7.95 |
|
0.10 |
|
1.09 |
|
1.19 |
|
(0.11 |
) | |||||||
2009 |
7.23 |
|
0.11 |
|
0.73 |
|
0.84 |
|
(0.12 |
) | |||||||
R-1
shares |
|||||||||||||||||
2013 |
10.65 |
|
0.06 |
|
2.50 |
|
2.56 |
|
(0.08 |
) | |||||||
2012 |
9.40 |
|
0.05 |
|
1.23 |
|
1.28 |
|
(0.03 |
) | |||||||
2011 |
8.95 |
|
0.03 |
|
0.42 |
|
0.45 |
|
– |
| |||||||
2010 |
7.90 |
|
0.03 |
|
1.07 |
|
1.10 |
|
(0.05 |
) | |||||||
2009 |
7.17 |
|
0.05 |
|
0.73 |
|
0.78 |
|
(0.05 |
) | |||||||
R-2
shares |
|||||||||||||||||
2013 |
10.61 |
|
0.07 |
|
2.50 |
|
2.57 |
|
(0.08 |
) | |||||||
2012 |
9.35 |
|
0.06 |
|
1.22 |
|
1.28 |
|
(0.02 |
) | |||||||
2011 |
8.90 |
|
0.04 |
|
0.42 |
|
0.46 |
|
(0.01 |
) | |||||||
2010 |
7.85 |
|
0.04 |
|
1.07 |
|
1.11 |
|
(0.06 |
) | |||||||
2009 |
7.10 |
|
0.06 |
|
0.73 |
|
0.79 |
|
(0.04 |
) | |||||||
R-3
shares |
|||||||||||||||||
2013 |
10.63 |
|
0.09 |
|
2.50 |
|
2.59 |
|
(0.12 |
) | |||||||
2012 |
9.38 |
|
0.08 |
|
1.23 |
|
1.31 |
|
(0.06 |
) | |||||||
2011 |
8.94 |
|
0.06 |
|
0.41 |
|
0.47 |
|
(0.03 |
) | |||||||
2010 |
7.88 |
|
0.05 |
|
1.08 |
|
1.13 |
|
(0.07 |
) | |||||||
2009 |
7.15 |
|
0.08 |
|
0.72 |
|
0.80 |
|
(0.07 |
) | |||||||
R-4
shares |
|||||||||||||||||
2013 |
10.70 |
|
0.12 |
|
2.50 |
|
2.62 |
|
(0.13 |
) | |||||||
2012 |
9.45 |
|
0.10 |
|
1.23 |
|
1.33 |
|
(0.08 |
) | |||||||
2011 |
9.00 |
|
0.08 |
|
0.42 |
|
0.50 |
|
(0.05 |
) | |||||||
2010 |
7.93 |
|
0.07 |
|
1.08 |
|
1.15 |
|
(0.08 |
) | |||||||
2009 |
7.20 |
|
0.09 |
|
0.73 |
|
0.82 |
|
(0.09 |
) | |||||||
R-5
shares |
|||||||||||||||||
2013 |
10.68 |
|
0.13 |
|
2.51 |
|
2.64 |
|
(0.15 |
) | |||||||
2012 |
9.44 |
|
0.11 |
|
1.23 |
|
1.34 |
|
(0.10 |
) | |||||||
2011 |
8.99 |
|
0.09 |
|
0.41 |
|
0.50 |
|
(0.05 |
) | |||||||
2010 |
7.92 |
|
0.08 |
|
1.08 |
|
1.16 |
|
(0.09 |
) | |||||||
2009 |
7.19 |
|
0.10 |
|
0.72 |
|
0.82 |
|
(0.09 |
) |
FINANCIAL
HIGHLIGHTS (CONTINUED) | ||||||||||||
PRINCIPAL
FUNDS, INC. | ||||||||||||
Total Dividends and
Distributions |
Net Asset Value,
End of Period |
Total
Return |
Net Assets,
End of Period
(in
thousands) |
Ratio of Expenses to Average
Net Assets |
Ratio of Net Investment
Income to Average Net Assets |
Portfolio Turnover
Rate | ||||||
$ |
(0.18 |
) |
$ |
13.22 |
|
25.27% |
$ |
520,980 |
|
0.74
%(b) |
1.39% |
47.0% |
(0.12 |
) |
10.73 |
|
14.66 |
897,545 |
|
0.75
(b) |
1.34 |
44.4 | |||
(0.08 |
) |
9.48 |
|
5.84 |
817,773 |
|
0.74
(b) |
1.14 |
43.7 | |||
(0.11 |
) |
9.03 |
|
15.02 |
538,314 |
|
0.76
(b) |
1.15 |
36.2 | |||
(0.12 |
) |
7.95 |
|
12.05 |
479,632 |
|
0.77
(b) |
1.64 |
79.8 | |||
(0.08 |
) |
13.13 |
|
24.21 |
3,323 |
|
1.61
(b) |
0.49 |
47.0 | |||
(0.03 |
) |
10.65 |
|
13.71 |
3,093 |
|
1.61
(b) |
0.48 |
44.4 | |||
– |
|
9.40 |
|
5.03 |
2,976 |
|
1.61
(b) |
0.29 |
43.7 | |||
(0.05 |
) |
8.95 |
|
13.97 |
3,297 |
|
1.62
(b) |
0.30 |
36.2 | |||
(0.05 |
) |
7.90 |
|
11.10 |
3,337 |
|
1.63
(b) |
0.75 |
79.8 | |||
(0.08 |
) |
13.10 |
|
24.39 |
5,134 |
|
1.48
(b) |
0.64 |
47.0 | |||
(0.02 |
) |
10.61 |
|
13.76 |
6,383 |
|
1.48
(b) |
0.63 |
44.4 | |||
(0.01 |
) |
9.35 |
|
5.12 |
8,374 |
|
1.48
(b) |
0.43 |
43.7 | |||
(0.06 |
) |
8.90 |
|
14.12 |
14,969 |
|
1.49
(b) |
0.43 |
36.2 | |||
(0.04 |
) |
7.85 |
|
11.27 |
15,413 |
|
1.50
(b) |
0.91 |
79.8 | |||
(0.12 |
) |
13.10 |
|
24.59 |
21,726 |
|
1.30
(b) |
0.79 |
47.0 | |||
(0.06 |
) |
10.63 |
|
14.06 |
19,168 |
|
1.30
(b) |
0.80 |
44.4 | |||
(0.03 |
) |
9.38 |
|
5.22 |
21,931 |
|
1.30
(b) |
0.60 |
43.7 | |||
(0.07 |
) |
8.94 |
|
14.41 |
25,154 |
|
1.31
(b) |
0.60 |
36.2 | |||
(0.07 |
) |
7.88 |
|
11.43 |
21,135 |
|
1.32
(b) |
1.12 |
79.8 | |||
(0.13 |
) |
13.19 |
|
24.82 |
10,944 |
|
1.11
(b) |
1.01 |
47.0 | |||
(0.08 |
) |
10.70 |
|
14.26 |
12,353 |
|
1.11
(b) |
1.00 |
44.4 | |||
(0.05 |
) |
9.45 |
|
5.52 |
14,417 |
|
1.11
(b) |
0.79 |
43.7 | |||
(0.08 |
) |
9.00 |
|
14.56 |
13,836 |
|
1.12
(b) |
0.80 |
36.2 | |||
(0.09 |
) |
7.93 |
|
11.63 |
13,463 |
|
1.13
(b) |
1.27 |
79.8 | |||
(0.15 |
) |
13.17 |
|
25.06 |
26,085 |
|
0.99
(b) |
1.08 |
47.0 | |||
(0.10 |
) |
10.68 |
|
14.31 |
20,971 |
|
0.99
(b) |
1.11 |
44.4 | |||
(0.05 |
) |
9.44 |
|
5.59 |
21,778 |
|
0.99
(b) |
0.90 |
43.7 | |||
(0.09 |
) |
8.99 |
|
14.75 |
21,473 |
|
1.00
(b) |
0.92 |
36.2 | |||
(0.09 |
) |
7.92 |
|
11.68 |
25,707 |
|
1.01
(b) |
1.40 |
79.8 |
(a) |
Calculated based on average
shares outstanding during the period. | ||||||||||||
(b) |
Reflects Manager's
contractual expense
limit. |
FINANCIAL
HIGHLIGHTS | |||||||||||||||||
PRINCIPAL
FUNDS, INC. | |||||||||||||||||
Selected
data for a share of Capital Stock outstanding throughout each year ended
October 31 (except as noted): | |||||||||||||||||
Net Asset Value, Beginning of
Period |
Net Investment Income
(Loss)(a) |
Net Realized and Unrealized
Gain (Loss) on Investments |
Total From Investment
Operations |
Dividends from Net Investment
Income | |||||||||||||
LARGECAP
GROWTH FUND |
|||||||||||||||||
Institutional
shares |
|||||||||||||||||
2013 |
$ |
8.93 |
|
$ |
0.07 |
|
$ |
2.64 |
|
$ |
2.71 |
|
$ |
(0.07 |
) | ||
2012 |
8.07 |
|
0.04 |
|
0.85 |
|
0.89 |
|
(0.03 |
) | |||||||
2011 |
7.69 |
|
0.02 |
|
0.36 |
|
0.38 |
|
– |
| |||||||
2010 |
6.35 |
|
– |
|
1.34 |
|
1.34 |
|
– |
| |||||||
2009 |
6.13 |
|
0.01 |
|
0.22 |
|
0.23 |
|
(0.01 |
) | |||||||
R-1
shares |
|||||||||||||||||
2013 |
8.49 |
|
(0.01 |
) |
2.50 |
|
2.49 |
|
– |
| |||||||
2012 |
7.72 |
|
(0.03 |
) |
0.80 |
|
0.77 |
|
– |
| |||||||
2011 |
7.42 |
|
(0.05 |
) |
0.35 |
|
0.30 |
|
– |
| |||||||
2010 |
6.17 |
|
(0.06 |
) |
1.31 |
|
1.25 |
|
– |
| |||||||
2009 |
6.00 |
|
(0.04 |
) |
0.21 |
|
0.17 |
|
– |
| |||||||
R-2
shares |
|||||||||||||||||
2013 |
8.57 |
|
– |
|
2.52 |
|
2.52 |
|
– |
| |||||||
2012 |
7.77 |
|
(0.02 |
) |
0.82 |
|
0.80 |
|
– |
| |||||||
2011 |
7.46 |
|
(0.04 |
) |
0.35 |
|
0.31 |
|
– |
| |||||||
2010 |
6.20 |
|
(0.05 |
) |
1.31 |
|
1.26 |
|
– |
| |||||||
2009 |
6.03 |
|
(0.03 |
) |
0.20 |
|
0.17 |
|
– |
| |||||||
R-3
shares |
|||||||||||||||||
2013 |
9.12 |
|
0.02 |
|
2.68 |
|
2.70 |
|
– |
| |||||||
2012 |
8.26 |
|
– |
|
0.86 |
|
0.86 |
|
– |
| |||||||
2011 |
7.92 |
|
(0.03 |
) |
0.37 |
|
0.34 |
|
– |
| |||||||
2010 |
6.52 |
|
(0.04 |
) |
1.44 |
|
1.40 |
|
– |
| |||||||
2009 |
6.32 |
|
(0.02 |
) |
0.22 |
|
0.20 |
|
– |
| |||||||
R-4
shares |
|||||||||||||||||
2013 |
9.06 |
|
0.03 |
|
2.68 |
|
2.71 |
|
(0.03 |
) | |||||||
2012 |
8.19 |
|
0.01 |
|
0.86 |
|
0.87 |
|
– |
| |||||||
2011 |
7.83 |
|
(0.01 |
) |
0.37 |
|
0.36 |
|
– |
| |||||||
2010 |
6.48 |
|
(0.02 |
) |
1.37 |
|
1.35 |
|
– |
| |||||||
2009 |
6.28 |
|
(0.01 |
) |
0.21 |
|
0.20 |
|
– |
| |||||||
R-5
shares |
|||||||||||||||||
2013 |
8.98 |
|
0.06 |
|
2.62 |
|
2.68 |
|
(0.04 |
) | |||||||
2012 |
8.11 |
|
0.02 |
|
0.85 |
|
0.87 |
|
– |
| |||||||
2011 |
7.75 |
|
– |
|
0.36 |
|
0.36 |
|
– |
| |||||||
2010 |
6.41 |
|
(0.01 |
) |
1.35 |
|
1.34 |
|
– |
| |||||||
2009 |
6.20 |
|
– |
|
0.21 |
|
0.21 |
|
– |
|
FINANCIAL
HIGHLIGHTS (CONTINUED) | ||||||||||||
PRINCIPAL
FUNDS, INC. | ||||||||||||
Total Dividends and
Distributions |
Net Asset Value, End of
Period |
Total Return |
Net Assets,
End of Period
(in
thousands) |
Ratio of Expenses to Average
Net Assets |
Ratio of Net Investment
Income to Average Net Assets |
Portfolio Turnover
Rate | ||||||
$ |
(0.07 |
) |
$ |
11.57 |
|
30.52% |
$ |
2,513,518 |
|
0.64% |
0.69% |
79.3% |
(0.03 |
) |
8.93 |
|
11.01 |
1,852,751 |
|
0.64 |
0.51 |
64.3 | |||
– |
|
8.07 |
|
4.94 |
1,699,349 |
|
0.65 |
0.23 |
64.8 | |||
– |
|
7.69 |
|
21.12 |
1,680,577 |
|
0.65 |
0.04 |
65.5 | |||
(0.01 |
) |
6.35 |
|
3.79 |
1,673,544 |
|
0.65 |
0.24 |
86.5 | |||
– |
|
10.98 |
|
29.33 |
6,534 |
|
1.51 |
(0.10) |
79.3 | |||
– |
|
8.49 |
|
9.97 |
8,500 |
|
1.52 |
(0.37) |
64.3 | |||
– |
|
7.72 |
|
4.04 |
15,012 |
|
1.52 |
(0.64) |
64.8 | |||
– |
|
7.42 |
|
20.26 |
17,427 |
|
1.52 |
(0.82) |
65.5 | |||
– |
|
6.17 |
|
2.83 |
10,130 |
|
1.53 |
(0.65) |
86.5 | |||
– |
|
11.09 |
|
29.40 |
7,383 |
|
1.38 |
0.01 |
79.3 | |||
– |
|
8.57 |
|
10.30 |
8,616 |
|
1.39 |
(0.23) |
64.3 | |||
– |
|
7.77 |
|
4.16 |
9,353 |
|
1.39 |
(0.51) |
64.8 | |||
– |
|
7.46 |
|
20.32 |
17,137 |
|
1.39 |
(0.69) |
65.5 | |||
– |
|
6.20 |
|
2.82 |
16,407 |
|
1.40 |
(0.50) |
86.5 | |||
– |
|
11.82 |
|
29.67 |
22,527 |
|
1.20 |
0.19 |
79.3 | |||
– |
|
9.12 |
|
10.41 |
25,611 |
|
1.21 |
(0.05) |
64.3 | |||
– |
|
8.26 |
|
4.29 |
38,490 |
|
1.21 |
(0.33) |
64.8 | |||
– |
|
7.92 |
|
21.47
(b) |
52,360 |
|
1.21 |
(0.52) |
65.5 | |||
– |
|
6.52 |
|
3.16 |
56,773 |
|
1.22 |
(0.34) |
86.5 | |||
(0.03 |
) |
11.74 |
|
29.94 |
18,484 |
|
1.01 |
0.32 |
79.3 | |||
– |
|
9.06 |
|
10.62 |
13,612 |
|
1.02 |
0.14 |
64.3 | |||
– |
|
8.19 |
|
4.60 |
22,675 |
|
1.02 |
(0.13) |
64.8 | |||
– |
|
7.83 |
|
20.83 |
30,517 |
|
1.02 |
(0.33) |
65.5 | |||
– |
|
6.48 |
|
3.18 |
35,761 |
|
1.03 |
(0.13) |
86.5 | |||
(0.04 |
) |
11.62 |
|
30.01 |
67,568 |
|
0.89 |
0.56 |
79.3 | |||
– |
|
8.98 |
|
10.77 |
129,852 |
|
0.90 |
0.26 |
64.3 | |||
– |
|
8.11 |
|
4.65 |
124,763 |
|
0.90 |
(0.02) |
64.8 | |||
– |
|
7.75 |
|
20.90 |
130,991 |
|
0.90 |
(0.20) |
65.5 | |||
– |
|
6.41 |
|
3.39 |
74,628 |
|
0.91 |
(0.02) |
86.5 |
(a) |
Calculated based on average
shares outstanding during the period. | ||||||||||||
(b) |
In March, 2010, the Class
experienced a significant one time gain of approximately $0.06/share as
the result of a settlement in an SEC administrative proceeding. If such
gain had not been recognized, the total return amounts expressed herein
would have been lower. |
FINANCIAL
HIGHLIGHTS | |||||||||||||||||
PRINCIPAL
FUNDS, INC. | |||||||||||||||||
Selected
data for a share of Capital Stock outstanding throughout each year ended
October 31 (except as noted): | |||||||||||||||||
Net Asset Value, Beginning of
Period |
Net Investment Income
(Loss)(a) |
Net Realized and Unrealized
Gain (Loss) on Investments |
Total From Investment
Operations |
Dividends from Net Investment
Income | |||||||||||||
LARGECAP
GROWTH FUND I |
|||||||||||||||||
Institutional
shares |
|||||||||||||||||
2013 |
$ |
10.04 |
|
$ |
0.05 |
|
$ |
3.15 |
|
$ |
3.20 |
|
$ |
(0.05 |
) | ||
2012 |
9.48 |
|
0.03 |
|
0.88 |
|
0.91 |
|
(0.01 |
) | |||||||
2011 |
8.66 |
|
0.02 |
|
0.81 |
|
0.83 |
|
(0.01 |
) | |||||||
2010 |
7.02 |
|
0.01 |
|
1.64 |
|
1.65 |
|
(0.01 |
) | |||||||
2009 |
5.45 |
|
0.01 |
|
1.56 |
|
1.57 |
|
– |
| |||||||
R-1
shares |
|||||||||||||||||
2013 |
9.40 |
|
(0.05 |
) |
2.95 |
|
2.90 |
|
– |
| |||||||
2012 |
8.97 |
|
(0.06 |
) |
0.83 |
|
0.77 |
|
– |
| |||||||
2011 |
8.25 |
|
(0.06 |
) |
0.78 |
|
0.72 |
|
– |
| |||||||
2010 |
6.75 |
|
(0.05 |
) |
1.55 |
|
1.50 |
|
– |
| |||||||
2009 |
5.28 |
|
(0.04 |
) |
1.51 |
|
1.47 |
|
– |
| |||||||
R-2
shares |
|||||||||||||||||
2013 |
9.21 |
|
(0.03 |
) |
2.89 |
|
2.86 |
|
– |
| |||||||
2012 |
8.78 |
|
(0.04 |
) |
0.81 |
|
0.77 |
|
– |
| |||||||
2011 |
8.07 |
|
(0.05 |
) |
0.76 |
|
0.71 |
|
– |
| |||||||
2010 |
6.59 |
|
(0.04 |
) |
1.52 |
|
1.48 |
|
– |
| |||||||
2009 |
5.15 |
|
(0.03 |
) |
1.47 |
|
1.44 |
|
– |
| |||||||
R-3
shares |
|||||||||||||||||
2013 |
9.61 |
|
(0.02 |
) |
3.03 |
|
3.01 |
|
(0.01 |
) | |||||||
2012 |
9.13 |
|
(0.03 |
) |
0.85 |
|
0.82 |
|
– |
| |||||||
2011 |
8.38 |
|
(0.04 |
) |
0.79 |
|
0.75 |
|
– |
| |||||||
2010 |
6.82 |
|
(0.03 |
) |
1.59 |
|
1.56 |
|
– |
| |||||||
2009 |
5.33 |
|
(0.02 |
) |
1.51 |
|
1.49 |
|
– |
| |||||||
R-4
shares |
|||||||||||||||||
2013 |
9.65 |
|
– |
|
3.03 |
|
3.03 |
|
(0.02 |
) | |||||||
2012 |
9.15 |
|
(0.01 |
) |
0.85 |
|
0.84 |
|
– |
| |||||||
2011 |
8.38 |
|
(0.02 |
) |
0.79 |
|
0.77 |
|
– |
| |||||||
2010 |
6.82 |
|
(0.02 |
) |
1.58 |
|
1.56 |
|
– |
| |||||||
2009 |
5.31 |
|
(0.01 |
) |
1.52 |
|
1.51 |
|
– |
| |||||||
R-5
shares |
|||||||||||||||||
2013 |
9.84 |
|
0.02 |
|
3.09 |
|
3.11 |
|
(0.03 |
) | |||||||
2012 |
9.31 |
|
– |
|
0.87 |
|
0.87 |
|
– |
| |||||||
2011 |
8.51 |
|
(0.01 |
) |
0.81 |
|
0.80 |
|
– |
| |||||||
2010 |
6.91 |
|
(0.01 |
) |
1.61 |
|
1.60 |
|
– |
| |||||||
2009 |
5.38 |
|
(0.01 |
) |
1.54 |
|
1.53 |
|
– |
|
FINANCIAL
HIGHLIGHTS (CONTINUED) | ||||||||||||||||
PRINCIPAL
FUNDS, INC. | ||||||||||||||||
Distributions from Realized
Gains |
Total Dividends and
Distributions |
Net Asset Value, End of
Period |
Total
Return |
Net Assets, End of Period (in
thousands) |
Ratio of Expenses to Average
Net Assets |
Ratio of Gross Expenses to
Average Net Assets(b) |
Ratio of Net Investment
Income to Average Net Assets |
Portfolio Turnover
Rate | ||||||||
$ |
(0.43 |
) |
$ |
(0.48 |
) |
$ |
12.76 |
|
33.23% |
$ |
6,240,772 |
|
0.61
%(c) |
– % |
0.41% |
37.0% |
(0.34 |
) |
(0.35 |
) |
10.04 |
|
10.22 |
4,523,083 |
|
0.61
(c) |
– |
0.29 |
33.7 | ||||
– |
|
(0.01 |
) |
9.48 |
|
9.60 |
3,025,782 |
|
0.61
(c) |
– |
0.18 |
52.0 | ||||
– |
|
(0.01 |
) |
8.66 |
|
23.44 |
2,685,536 |
|
0.64 |
0.69 |
0.15 |
49.8 | ||||
– |
|
– |
|
7.02 |
|
28.83 |
1,514,796 |
|
0.73
(c) |
– |
0.17 |
98.9 | ||||
(0.43 |
) |
(0.43 |
) |
11.87 |
|
32.09 |
8,519 |
|
1.47
(c) |
– |
(0.44) |
37.0 | ||||
(0.34 |
) |
(0.34 |
) |
9.40 |
|
9.14 |
5,708 |
|
1.48
(c) |
– |
(0.60) |
33.7 | ||||
– |
|
– |
|
8.97 |
|
8.73 |
3,664 |
|
1.49
(c) |
– |
(0.71) |
52.0 | ||||
– |
|
– |
|
8.25 |
|
22.22 |
2,882 |
|
1.52 |
1.57 |
(0.73) |
49.8 | ||||
– |
|
– |
|
6.75 |
|
27.84 |
1,717 |
|
1.61
(c) |
– |
(0.71) |
98.9 | ||||
(0.43 |
) |
(0.43 |
) |
11.64 |
|
32.32 |
16,060 |
|
1.34
(c) |
– |
(0.30) |
37.0 | ||||
(0.34 |
) |
(0.34 |
) |
9.21 |
|
9.34 |
13,403 |
|
1.35
(c) |
– |
(0.46) |
33.7 | ||||
– |
|
– |
|
8.78 |
|
8.80 |
9,498 |
|
1.36
(c) |
– |
(0.58) |
52.0 | ||||
– |
|
– |
|
8.07 |
|
22.46 |
7,759 |
|
1.39 |
1.44 |
(0.60) |
49.8 | ||||
– |
|
– |
|
6.59 |
|
27.96 |
9,273 |
|
1.48
(c) |
– |
(0.58) |
98.9 | ||||
(0.43 |
) |
(0.44 |
) |
12.18 |
|
32.55 |
152,377 |
|
1.16
(c) |
– |
(0.16) |
37.0 | ||||
(0.34 |
) |
(0.34 |
) |
9.61 |
|
9.54 |
91,042 |
|
1.17
(c) |
– |
(0.28) |
33.7 | ||||
– |
|
– |
|
9.13 |
|
8.95 |
59,494 |
|
1.18
(c) |
– |
(0.40) |
52.0 | ||||
– |
|
– |
|
8.38 |
|
22.87 |
31,002 |
|
1.21 |
1.26 |
(0.42) |
49.8 | ||||
– |
|
– |
|
6.82 |
|
27.95 |
13,590 |
|
1.30
(c) |
– |
(0.40) |
98.9 | ||||
(0.43 |
) |
(0.45 |
) |
12.23 |
|
32.75 |
95,501 |
|
0.97
(c) |
– |
0.04 |
37.0 | ||||
(0.34 |
) |
(0.34 |
) |
9.65 |
|
9.74 |
58,532 |
|
0.98
(c) |
– |
(0.09) |
33.7 | ||||
– |
|
– |
|
9.15 |
|
9.19 |
29,668 |
|
0.99
(c) |
– |
(0.23) |
52.0 | ||||
– |
|
– |
|
8.38 |
|
22.87 |
12,655 |
|
1.02 |
1.07 |
(0.22) |
49.8 | ||||
– |
|
– |
|
6.82 |
|
28.44 |
4,213 |
|
1.11
(c) |
– |
(0.20) |
98.9 | ||||
(0.43 |
) |
(0.46 |
) |
12.49 |
|
32.90 |
250,770 |
|
0.85
(c) |
– |
0.18 |
37.0 | ||||
(0.34 |
) |
(0.34 |
) |
9.84 |
|
9.91 |
182,770 |
|
0.86
(c) |
– |
0.02 |
33.7 | ||||
– |
|
– |
|
9.31 |
|
9.40 |
117,302 |
|
0.87
(c) |
– |
(0.09) |
52.0 | ||||
– |
|
– |
|
8.51 |
|
23.15 |
65,597 |
|
0.90 |
0.95 |
(0.12) |
49.8 | ||||
– |
|
– |
|
6.91 |
|
28.44 |
16,770 |
|
0.99
(c) |
– |
(0.09) |
98.9 |
(a) |
Calculated based on average
shares outstanding during the period. | ||||||||||||||
(b) |
Excludes expense
reimbursement from Manager and/or Distributor. | ||||||||||||||
(c) |
Reflects Manager's
contractual expense
limit. |
FINANCIAL
HIGHLIGHTS | |||||||||||||||||
PRINCIPAL
FUNDS, INC. | |||||||||||||||||
Selected
data for a share of Capital Stock outstanding throughout each year ended
October 31 (except as noted): | |||||||||||||||||
Net Asset Value, Beginning of
Period |
Net Investment Income
(Loss)(a) |
Net Realized and Unrealized
Gain (Loss) on Investments |
Total From Investment
Operations |
Dividends from Net Investment
Income | |||||||||||||
LARGECAP
GROWTH FUND II |
|||||||||||||||||
Institutional
shares |
|||||||||||||||||
2013 |
$ |
8.53 |
|
$ |
0.08 |
|
$ |
2.04 |
|
$ |
2.12 |
|
$ |
(0.08 |
) | ||
2012 |
8.39 |
|
0.06 |
|
0.81 |
|
0.87 |
|
(0.04 |
) | |||||||
2011 |
7.85 |
|
0.05 |
|
0.60 |
|
0.65 |
|
(0.07 |
) | |||||||
2010 |
6.83 |
|
0.05 |
|
1.00 |
|
1.05 |
|
(0.03 |
) | |||||||
2009 |
6.01 |
|
0.03 |
|
0.83 |
|
0.86 |
|
(0.04 |
) | |||||||
R-1
shares |
|||||||||||||||||
2013 |
8.11 |
|
– |
|
1.96 |
|
1.96 |
|
– |
| |||||||
2012 |
8.04 |
|
(0.02 |
) |
0.78 |
|
0.76 |
|
– |
| |||||||
2011 |
7.52 |
|
(0.02 |
) |
0.58 |
|
0.56 |
|
– |
| |||||||
2010 |
6.58 |
|
(0.02 |
) |
0.96 |
|
0.94 |
|
– |
| |||||||
2009 |
5.80 |
|
(0.02 |
) |
0.80 |
|
0.78 |
|
– |
| |||||||
R-2
shares |
|||||||||||||||||
2013 |
7.86 |
|
0.01 |
|
1.89 |
|
1.90 |
|
(0.01 |
) | |||||||
2012 |
7.81 |
|
– |
|
0.74 |
|
0.74 |
|
– |
| |||||||
2011 |
7.31 |
|
(0.01 |
) |
0.56 |
|
0.55 |
|
(0.01 |
) | |||||||
2010 |
6.38 |
|
(0.01 |
) |
0.94 |
|
0.93 |
|
– |
| |||||||
2009 |
5.62 |
|
(0.01 |
) |
0.77 |
|
0.76 |
|
– |
| |||||||
R-3
shares |
|||||||||||||||||
2013 |
8.03 |
|
0.03 |
|
1.93 |
|
1.96 |
|
(0.03 |
) | |||||||
2012 |
7.95 |
|
0.01 |
|
0.77 |
|
0.78 |
|
(0.01 |
) | |||||||
2011 |
7.45 |
|
– |
|
0.57 |
|
0.57 |
|
(0.03 |
) | |||||||
2010 |
6.49 |
|
– |
|
0.96 |
|
0.96 |
|
– |
| |||||||
2009 |
5.71 |
|
– |
|
0.78 |
|
0.78 |
|
– |
| |||||||
R-4
shares |
|||||||||||||||||
2013 |
8.23 |
|
0.05 |
|
1.98 |
|
2.03 |
|
(0.04 |
) | |||||||
2012 |
8.13 |
|
0.02 |
|
0.78 |
|
0.80 |
|
(0.01 |
) | |||||||
2011 |
7.61 |
|
0.02 |
|
0.58 |
|
0.60 |
|
(0.04 |
) | |||||||
2010 |
6.63 |
|
0.02 |
|
0.97 |
|
0.99 |
|
(0.01 |
) | |||||||
2009 |
5.81 |
|
0.01 |
|
0.81 |
|
0.82 |
|
– |
| |||||||
R-5
shares |
|||||||||||||||||
2013 |
8.31 |
|
0.06 |
|
2.00 |
|
2.06 |
|
(0.06 |
) | |||||||
2012 |
8.20 |
|
0.04 |
|
0.78 |
|
0.82 |
|
(0.02 |
) | |||||||
2011 |
7.67 |
|
0.03 |
|
0.59 |
|
0.62 |
|
(0.05 |
) | |||||||
2010 |
6.68 |
|
0.03 |
|
0.98 |
|
1.01 |
|
(0.02 |
) | |||||||
2009 |
5.87 |
|
0.02 |
|
0.81 |
|
0.83 |
|
(0.02 |
) |
FINANCIAL
HIGHLIGHTS (CONTINUED) | |||||||||||||||
PRINCIPAL
FUNDS, INC. | |||||||||||||||
Distributions from Realized
Gains |
Total Dividends and
Distributions |
Net Asset Value, End of
Period |
Total Return |
Net Assets, End of Period (in
thousands) |
Ratio of Expenses to Average
Net Assets |
Ratio of Net Investment
Income to Average Net Assets |
Portfolio Turnover
Rate | ||||||||
$ |
(0.12 |
) |
$ |
(0.20 |
) |
$ |
10.45 |
|
25.46% |
$ |
1,191,048 |
|
0.87
%(b) |
0.91% |
63.6% |
(0.69 |
) |
(0.73 |
) |
8.53 |
|
11.87 |
1,107,456 |
|
0.87
(b) |
0.71 |
64.8 | ||||
(0.04 |
) |
(0.11 |
) |
8.39 |
|
8.32 |
1,019,620 |
|
0.93
(b) |
0.62 |
73.7 | ||||
– |
|
(0.03 |
) |
7.85 |
|
15.38 |
1,291,759 |
|
0.92
(b) |
0.62 |
70.8 | ||||
– |
|
(0.04 |
) |
6.83 |
|
14.40 |
1,499,432 |
|
0.93
(b) |
0.56 |
140.0 | ||||
(0.12 |
) |
(0.12 |
) |
9.95 |
|
24.54 |
1,293 |
|
1.74
(b) |
0.06 |
63.6 | ||||
(0.69 |
) |
(0.69 |
) |
8.11 |
|
10.82 |
1,806 |
|
1.75
(b) |
(0.19) |
64.8 | ||||
(0.04 |
) |
(0.04 |
) |
8.04 |
|
7.46 |
1,316 |
|
1.81
(b) |
(0.25) |
73.7 | ||||
– |
|
– |
|
7.52 |
|
14.29 |
1,473 |
|
1.80
(b) |
(0.26) |
70.8 | ||||
– |
|
– |
|
6.58 |
|
13.45 |
1,472 |
|
1.81
(b) |
(0.34) |
140.0 | ||||
(0.12 |
) |
(0.13 |
) |
9.63 |
|
24.65 |
3,250 |
|
1.61
(b) |
0.16 |
63.6 | ||||
(0.69 |
) |
(0.69 |
) |
7.86 |
|
10.90 |
3,038 |
|
1.62
(b) |
0.00 |
64.8 | ||||
(0.04 |
) |
(0.05 |
) |
7.81 |
|
7.54 |
5,215 |
|
1.68
(b) |
(0.11) |
73.7 | ||||
– |
|
– |
|
7.31 |
|
14.58 |
7,359 |
|
1.67
(b) |
(0.13) |
70.8 | ||||
– |
|
– |
|
6.38 |
|
13.52 |
7,619 |
|
1.68
(b) |
(0.18) |
140.0 | ||||
(0.12 |
) |
(0.15 |
) |
9.84 |
|
24.87 |
11,438 |
|
1.43
(b) |
0.34 |
63.6 | ||||
(0.69 |
) |
(0.70 |
) |
8.03 |
|
11.21 |
11,537 |
|
1.44
(b) |
0.13 |
64.8 | ||||
(0.04 |
) |
(0.07 |
) |
7.95 |
|
7.65 |
9,751 |
|
1.50
(b) |
0.03 |
73.7 | ||||
– |
|
– |
|
7.45 |
|
14.79 |
8,490 |
|
1.49
(b) |
0.05 |
70.8 | ||||
– |
|
– |
|
6.49 |
|
13.66 |
9,327 |
|
1.50
(b) |
(0.02) |
140.0 | ||||
(0.12 |
) |
(0.16 |
) |
10.10 |
|
25.12 |
5,436 |
|
1.24
(b) |
0.54 |
63.6 | ||||
(0.69 |
) |
(0.70 |
) |
8.23 |
|
11.29 |
5,291 |
|
1.25
(b) |
0.31 |
64.8 | ||||
(0.04 |
) |
(0.08 |
) |
8.13 |
|
7.95 |
7,458 |
|
1.31
(b) |
0.25 |
73.7 | ||||
– |
|
(0.01 |
) |
7.61 |
|
14.95 |
9,396 |
|
1.30
(b) |
0.24 |
70.8 | ||||
– |
|
– |
|
6.63 |
|
14.11 |
6,499 |
|
1.31
(b) |
0.19 |
140.0 | ||||
(0.12 |
) |
(0.18 |
) |
10.19 |
|
25.28 |
17,351 |
|
1.12
(b) |
0.64 |
63.6 | ||||
(0.69 |
) |
(0.71 |
) |
8.31 |
|
11.41 |
22,643 |
|
1.13
(b) |
0.45 |
64.8 | ||||
(0.04 |
) |
(0.09 |
) |
8.20 |
|
8.13 |
15,637 |
|
1.19
(b) |
0.38 |
73.7 | ||||
– |
|
(0.02 |
) |
7.67 |
|
15.07 |
24,655 |
|
1.18
(b) |
0.36 |
70.8 | ||||
– |
|
(0.02 |
) |
6.68 |
|
14.13 |
17,233 |
|
1.19
(b) |
0.30 |
140.0 |
(a) |
Calculated based on average
shares outstanding during the period. | |||||||||||||
(b) |
Reflects Manager's
contractual expense
limit. |
FINANCIAL
HIGHLIGHTS | |||||||||||||||||
PRINCIPAL
FUNDS, INC. | |||||||||||||||||
Selected
data for a share of Capital Stock outstanding throughout each year ended
October 31 (except as noted): | |||||||||||||||||
Net Asset Value, Beginning of
Period |
Net Investment Income
(Loss)(a) |
Net Realized and Unrealized
Gain (Loss) on Investments |
Total From Investment
Operations |
Dividends from Net Investment
Income | |||||||||||||
LARGECAP
S&P 500 INDEX FUND |
|||||||||||||||||
Institutional
shares |
|||||||||||||||||
2013 |
$ |
10.02 |
|
$ |
0.23 |
|
$ |
2.42 |
|
$ |
2.65 |
|
$ |
(0.20 |
) | ||
2012 |
8.89 |
|
0.19 |
|
1.11 |
|
1.30 |
|
(0.17 |
) | |||||||
2011 |
8.35 |
|
0.16 |
|
0.50 |
|
0.66 |
|
(0.12 |
) | |||||||
2010 |
7.31 |
|
0.15 |
|
1.03 |
|
1.18 |
|
(0.14 |
) | |||||||
2009 |
6.87 |
|
0.14 |
|
0.48 |
|
0.62 |
|
(0.18 |
) | |||||||
R-1
shares |
|||||||||||||||||
2013 |
9.96 |
|
0.13 |
|
2.41 |
|
2.54 |
|
(0.11 |
) | |||||||
2012 |
8.83 |
|
0.11 |
|
1.11 |
|
1.22 |
|
(0.09 |
) | |||||||
2011 |
8.31 |
|
0.08 |
|
0.50 |
|
0.58 |
|
(0.06 |
) | |||||||
2010 |
7.29 |
|
0.08 |
|
1.03 |
|
1.11 |
|
(0.09 |
) | |||||||
2009 |
6.81 |
|
0.09 |
|
0.49 |
|
0.58 |
|
(0.10 |
) | |||||||
R-2
shares |
|||||||||||||||||
2013 |
10.02 |
|
0.14 |
|
2.44 |
|
2.58 |
|
(0.13 |
) | |||||||
2012 |
8.88 |
|
0.12 |
|
1.12 |
|
1.24 |
|
(0.10 |
) | |||||||
2011 |
8.34 |
|
0.10 |
|
0.49 |
|
0.59 |
|
(0.05 |
) | |||||||
2010 |
7.31 |
|
0.09 |
|
1.03 |
|
1.12 |
|
(0.09 |
) | |||||||
2009 |
6.84 |
|
0.10 |
|
0.48 |
|
0.58 |
|
(0.11 |
) | |||||||
R-3
shares |
|||||||||||||||||
2013 |
10.02 |
|
0.16 |
|
2.42 |
|
2.58 |
|
(0.15 |
) | |||||||
2012 |
8.89 |
|
0.13 |
|
1.13 |
|
1.26 |
|
(0.13 |
) | |||||||
2011 |
8.35 |
|
0.11 |
|
0.50 |
|
0.61 |
|
(0.07 |
) | |||||||
2010 |
7.32 |
|
0.11 |
|
1.03 |
|
1.14 |
|
(0.11 |
) | |||||||
2009 |
6.85 |
|
0.11 |
|
0.49 |
|
0.60 |
|
(0.13 |
) | |||||||
R-4
shares |
|||||||||||||||||
2013 |
10.05 |
|
0.18 |
|
2.44 |
|
2.62 |
|
(0.17 |
) | |||||||
2012 |
8.92 |
|
0.15 |
|
1.12 |
|
1.27 |
|
(0.14 |
) | |||||||
2011 |
8.38 |
|
0.13 |
|
0.50 |
|
0.63 |
|
(0.09 |
) | |||||||
2010 |
7.34 |
|
0.12 |
|
1.04 |
|
1.16 |
|
(0.12 |
) | |||||||
2009 |
6.89 |
|
0.12 |
|
0.48 |
|
0.60 |
|
(0.15 |
) | |||||||
R-5
shares |
|||||||||||||||||
2013 |
10.13 |
|
0.20 |
|
2.45 |
|
2.65 |
|
(0.18 |
) | |||||||
2012 |
8.98 |
|
0.17 |
|
1.13 |
|
1.30 |
|
(0.15 |
) | |||||||
2011 |
8.44 |
|
0.14 |
|
0.50 |
|
0.64 |
|
(0.10 |
) | |||||||
2010 |
7.39 |
|
0.13 |
|
1.05 |
|
1.18 |
|
(0.13 |
) | |||||||
2009 |
6.93 |
|
0.13 |
|
0.49 |
|
0.62 |
|
(0.16 |
) |
FINANCIAL
HIGHLIGHTS (CONTINUED) | |||||||||||||
PRINCIPAL
FUNDS, INC. | |||||||||||||
Total Dividends and
Distributions |
Net Asset Value, End of
Period |
Total
Return |
Net Assets,
End of Period
(in
thousands) |
Ratio of Expenses to Average
Net Assets |
Ratio of Gross Expenses to
Average Net Assets(b) |
Ratio of Net Investment
Income to Average Net Assets |
Portfolio Turnover
Rate | ||||||
$ |
(0.20 |
) |
$ |
12.47 |
|
26.98% |
$ |
2,231,434 |
|
0.16% |
0.16% |
2.02% |
3.0% |
(0.17 |
) |
10.02 |
|
14.97 |
1,687,068 |
|
0.16 |
0.16 |
1.97 |
3.5 | |||
(0.12 |
) |
8.89 |
|
7.89 |
1,292,005 |
|
0.17 |
0.17 |
1.82 |
4.3 | |||
(0.14 |
) |
8.35 |
|
16.27 |
1,343,467 |
|
0.18 |
0.18 |
1.87 |
8.0 | |||
(0.18 |
) |
7.31 |
|
9.53 |
136,579 |
|
0.19 |
0.25 |
2.26 |
7.6 | |||
(0.11 |
) |
12.39 |
|
25.81 |
18,762 |
|
1.03 |
– |
1.17 |
3.0 | |||
(0.09 |
) |
9.96 |
|
13.98 |
16,940 |
|
1.04 |
– |
1.11 |
3.5 | |||
(0.06 |
) |
8.83 |
|
6.94 |
16,169 |
|
1.04 |
– |
0.95 |
4.3 | |||
(0.09 |
) |
8.31 |
|
15.32 |
16,843 |
|
1.04 |
– |
1.02 |
8.0 | |||
(0.10 |
) |
7.29 |
|
8.71 |
12,677 |
|
1.04 |
– |
1.35 |
7.6 | |||
(0.13 |
) |
12.47 |
|
26.00 |
43,560 |
|
0.90 |
– |
1.29 |
3.0 | |||
(0.10 |
) |
10.02 |
|
14.12 |
37,824 |
|
0.91 |
– |
1.24 |
3.5 | |||
(0.05 |
) |
8.88 |
|
7.05 |
36,188 |
|
0.91 |
– |
1.09 |
4.3 | |||
(0.09 |
) |
8.34 |
|
15.47 |
47,540 |
|
0.91 |
– |
1.15 |
8.0 | |||
(0.11 |
) |
7.31 |
|
8.82 |
47,447 |
|
0.91 |
– |
1.55 |
7.6 | |||
(0.15 |
) |
12.45 |
|
26.14 |
219,693 |
|
0.72 |
– |
1.47 |
3.0 | |||
(0.13 |
) |
10.02 |
|
14.35 |
170,210 |
|
0.73 |
– |
1.41 |
3.5 | |||
(0.07 |
) |
8.89 |
|
7.31 |
127,726 |
|
0.73 |
– |
1.26 |
4.3 | |||
(0.11 |
) |
8.35 |
|
15.61 |
115,162 |
|
0.73 |
– |
1.34 |
8.0 | |||
(0.13 |
) |
7.32 |
|
9.13 |
136,863 |
|
0.73 |
– |
1.72 |
7.6 | |||
(0.17 |
) |
12.50 |
|
26.43 |
179,047 |
|
0.53 |
– |
1.64 |
3.0 | |||
(0.14 |
) |
10.05 |
|
14.50 |
120,923 |
|
0.54 |
– |
1.61 |
3.5 | |||
(0.09 |
) |
8.92 |
|
7.51 |
120,723 |
|
0.54 |
– |
1.45 |
4.3 | |||
(0.12 |
) |
8.38 |
|
15.88 |
106,514 |
|
0.54 |
– |
1.51 |
8.0 | |||
(0.15 |
) |
7.34 |
|
9.18 |
83,855 |
|
0.54 |
– |
1.90 |
7.6 | |||
(0.18 |
) |
12.60 |
|
26.58 |
354,869 |
|
0.41 |
– |
1.77 |
3.0 | |||
(0.15 |
) |
10.13 |
|
14.74 |
260,492 |
|
0.42 |
– |
1.73 |
3.5 | |||
(0.10 |
) |
8.98 |
|
7.58 |
224,128 |
|
0.42 |
– |
1.57 |
4.3 | |||
(0.13 |
) |
8.44 |
|
16.03 |
190,814 |
|
0.42 |
– |
1.63 |
8.0 | |||
(0.16 |
) |
7.39 |
|
9.31 |
173,787 |
|
0.42 |
– |
2.02 |
7.6 |
(a) |
Calculated based on average
shares outstanding during the period. | |||||||||||||
(b) |
Excludes expense
reimbursement from Manager and/or
Distributor. |
FINANCIAL
HIGHLIGHTS | |||||||||||||||||
PRINCIPAL
FUNDS, INC. | |||||||||||||||||
Selected
data for a share of Capital Stock outstanding throughout each year ended
October 31 (except as noted): | |||||||||||||||||
Net Asset Value, Beginning of
Period |
Net Investment Income
(Loss)(a) |
Net Realized and Unrealized
Gain (Loss) on Investments |
Total From Investment
Operations |
Dividends from Net Investment
Income | |||||||||||||
LARGECAP
VALUE FUND |
|||||||||||||||||
Institutional
shares |
|||||||||||||||||
2013 |
$ |
10.90 |
|
$ |
0.25 |
|
$ |
2.66 |
|
$ |
2.91 |
|
$ |
(0.23 |
) | ||
2012 |
9.32 |
|
0.20 |
|
1.52 |
|
1.72 |
|
(0.14 |
) | |||||||
2011 |
8.81 |
|
0.14 |
|
0.49 |
|
0.63 |
|
(0.12 |
) | |||||||
2010 |
7.85 |
|
0.13 |
|
0.99 |
|
1.12 |
|
(0.16 |
) | |||||||
2009 |
7.95 |
|
0.17 |
|
(0.06 |
) |
0.11 |
|
(0.21 |
) | |||||||
R-1
shares |
|||||||||||||||||
2013 |
10.80 |
|
0.15 |
|
2.65 |
|
2.80 |
|
(0.13 |
) | |||||||
2012 |
9.23 |
|
0.10 |
|
1.52 |
|
1.62 |
|
(0.05 |
) | |||||||
2011 |
8.72 |
|
0.05 |
|
0.50 |
|
0.55 |
|
(0.04 |
) | |||||||
2010 |
7.79 |
|
0.06 |
|
0.99 |
|
1.05 |
|
(0.12 |
) | |||||||
2009 |
7.88 |
|
0.11 |
|
(0.07 |
) |
0.04 |
|
(0.13 |
) | |||||||
R-2
shares |
|||||||||||||||||
2013 |
10.84 |
|
0.16 |
|
2.67 |
|
2.83 |
|
(0.15 |
) | |||||||
2012 |
9.25 |
|
0.12 |
|
1.52 |
|
1.64 |
|
(0.05 |
) | |||||||
2011 |
8.74 |
|
0.07 |
|
0.49 |
|
0.56 |
|
(0.05 |
) | |||||||
2010 |
7.80 |
|
0.07 |
|
0.98 |
|
1.05 |
|
(0.11 |
) | |||||||
2009 |
7.88 |
|
0.12 |
|
(0.06 |
) |
0.06 |
|
(0.14 |
) | |||||||
R-3
shares |
|||||||||||||||||
2013 |
10.83 |
|
0.18 |
|
2.67 |
|
2.85 |
|
(0.18 |
) | |||||||
2012 |
9.26 |
|
0.14 |
|
1.51 |
|
1.65 |
|
(0.08 |
) | |||||||
2011 |
8.72 |
|
0.08 |
|
0.49 |
|
0.57 |
|
(0.03 |
) | |||||||
2010 |
7.78 |
|
0.09 |
|
0.98 |
|
1.07 |
|
(0.13 |
) | |||||||
2009 |
7.87 |
|
0.12 |
|
(0.05 |
) |
0.07 |
|
(0.16 |
) | |||||||
R-4
shares |
|||||||||||||||||
2013 |
10.81 |
|
0.20 |
|
2.65 |
|
2.85 |
|
(0.19 |
) | |||||||
2012 |
9.24 |
|
0.16 |
|
1.51 |
|
1.67 |
|
(0.10 |
) | |||||||
2011 |
8.74 |
|
0.10 |
|
0.49 |
|
0.59 |
|
(0.09 |
) | |||||||
2010 |
7.79 |
|
0.10 |
|
0.99 |
|
1.09 |
|
(0.14 |
) | |||||||
2009 |
7.89 |
|
0.15 |
|
(0.07 |
) |
0.08 |
|
(0.18 |
) | |||||||
R-5
shares |
|||||||||||||||||
2013 |
10.91 |
|
0.22 |
|
2.66 |
|
2.88 |
|
(0.22 |
) | |||||||
2012 |
9.32 |
|
0.17 |
|
1.53 |
|
1.70 |
|
(0.11 |
) | |||||||
2011 |
8.81 |
|
0.11 |
|
0.51 |
|
0.62 |
|
(0.11 |
) | |||||||
2010 |
7.85 |
|
0.12 |
|
0.98 |
|
1.10 |
|
(0.14 |
) | |||||||
2009 |
7.95 |
|
0.15 |
|
(0.06 |
) |
0.09 |
|
(0.19 |
) |
FINANCIAL
HIGHLIGHTS (CONTINUED) | ||||||||||||
PRINCIPAL
FUNDS, INC. | ||||||||||||
Total Dividends and
Distributions |
Net Asset Value,
End of Period |
Total Return |
Net Assets,
End of Period
(in
thousands) |
Ratio of Expenses to Average
Net Assets |
Ratio of Net Investment
Income to Average Net Assets |
Portfolio Turnover
Rate | ||||||
$ |
(0.23 |
) |
$ |
13.58 |
|
27.26% |
$ |
2,998,720 |
|
0.43% |
2.04% |
121.4% |
(0.14 |
) |
10.90 |
|
18.71 |
1,612,943 |
|
0.44 |
1.94 |
117.4 | |||
(0.12 |
) |
9.32 |
|
7.21 |
1,274,154 |
|
0.45 |
1.45 |
130.9 | |||
(0.16 |
) |
8.81 |
|
14.45 |
950,085 |
|
0.46 |
1.54 |
192.9 | |||
(0.21 |
) |
7.85 |
|
1.69 |
571,990 |
|
0.47 |
2.45 |
170.2 | |||
(0.13 |
) |
13.47 |
|
26.24 |
1,517 |
|
1.30 |
1.21 |
121.4 | |||
(0.05 |
) |
10.80 |
|
17.65 |
1,115 |
|
1.31 |
1.05 |
117.4 | |||
(0.04 |
) |
9.23 |
|
6.32 |
1,191 |
|
1.31 |
0.57 |
130.9 | |||
(0.12 |
) |
8.72 |
|
13.51 |
1,300 |
|
1.32 |
0.75 |
192.9 | |||
(0.13 |
) |
7.79 |
|
0.70 |
1,420 |
|
1.33 |
1.49 |
170.2 | |||
(0.15 |
) |
13.52 |
|
26.40 |
3,487 |
|
1.17 |
1.29 |
121.4 | |||
(0.05 |
) |
10.84 |
|
17.83 |
2,032 |
|
1.18 |
1.19 |
117.4 | |||
(0.05 |
) |
9.25 |
|
6.45 |
2,131 |
|
1.18 |
0.70 |
130.9 | |||
(0.11 |
) |
8.74 |
|
13.56 |
3,191 |
|
1.19 |
0.87 |
192.9 | |||
(0.14 |
) |
7.80 |
|
0.94 |
3,025 |
|
1.20 |
1.62 |
170.2 | |||
(0.18 |
) |
13.50 |
|
26.67 |
3,725 |
|
0.99 |
1.52 |
121.4 | |||
(0.08 |
) |
10.83 |
|
18.03 |
2,753 |
|
1.00 |
1.37 |
117.4 | |||
(0.03 |
) |
9.26 |
|
6.59 |
2,700 |
|
1.00 |
0.89 |
130.9 | |||
(0.13 |
) |
8.72 |
|
13.86 |
3,466 |
|
1.01 |
1.13 |
192.9 | |||
(0.16 |
) |
7.78 |
|
1.10 |
5,783 |
|
1.02 |
1.74 |
170.2 | |||
(0.19 |
) |
13.47 |
|
26.81 |
2,721 |
|
0.80 |
1.65 |
121.4 | |||
(0.10 |
) |
10.81 |
|
18.26 |
2,117 |
|
0.81 |
1.58 |
117.4 | |||
(0.09 |
) |
9.24 |
|
6.80 |
2,275 |
|
0.81 |
1.06 |
130.9 | |||
(0.14 |
) |
8.74 |
|
14.09 |
2,289 |
|
0.82 |
1.24 |
192.9 | |||
(0.18 |
) |
7.79 |
|
1.23 |
2,009 |
|
0.83 |
2.04 |
170.2 | |||
(0.22 |
) |
13.57 |
|
26.89 |
9,285 |
|
0.68 |
1.85 |
121.4 | |||
(0.11 |
) |
10.91 |
|
18.44 |
5,500 |
|
0.69 |
1.69 |
117.4 | |||
(0.11 |
) |
9.32 |
|
6.99 |
4,363 |
|
0.69 |
1.19 |
130.9 | |||
(0.14 |
) |
8.81 |
|
14.16 |
5,627 |
|
0.70 |
1.38 |
192.9 | |||
(0.19 |
) |
7.85 |
|
1.31 |
7,054 |
|
0.71 |
2.09 |
170.2 |
(a) |
Calculated based on average
shares outstanding during the
period. |
FINANCIAL
HIGHLIGHTS | |||||||||||||||||
PRINCIPAL
FUNDS, INC. | |||||||||||||||||
Selected
data for a share of Capital Stock outstanding throughout each year ended
October 31 (except as noted): | |||||||||||||||||
Net Asset Value, Beginning of
Period |
Net Investment Income
(Loss)(a) |
Net Realized and Unrealized
Gain (Loss) on Investments |
Total From Investment
Operations |
Dividends from Net Investment
Income | |||||||||||||
LARGECAP
VALUE FUND I |
|||||||||||||||||
Institutional
shares |
|||||||||||||||||
2013 |
$ |
11.73 |
|
$ |
0.24 |
|
$ |
2.69 |
|
$ |
2.93 |
|
$ |
(0.24 |
) | ||
2012 |
10.45 |
|
0.21 |
|
1.24 |
|
1.45 |
|
(0.17 |
) | |||||||
2011 |
10.07 |
|
0.16 |
|
0.37 |
|
0.53 |
|
(0.15 |
) | |||||||
2010 |
9.12 |
|
0.12 |
|
0.96 |
|
1.08 |
|
(0.13 |
) | |||||||
2009 |
8.77 |
|
0.15 |
|
0.39 |
|
0.54 |
|
(0.19 |
) | |||||||
R-1
shares |
|||||||||||||||||
2013 |
11.67 |
|
0.12 |
|
2.68 |
|
2.80 |
|
(0.13 |
) | |||||||
2012 |
10.37 |
|
0.11 |
|
1.25 |
|
1.36 |
|
(0.06 |
) | |||||||
2011 |
10.00 |
|
0.06 |
|
0.37 |
|
0.43 |
|
(0.06 |
) | |||||||
2010 |
9.08 |
|
0.04 |
|
0.95 |
|
0.99 |
|
(0.07 |
) | |||||||
2009 |
8.70 |
|
0.08 |
|
0.39 |
|
0.47 |
|
(0.09 |
) | |||||||
R-2
shares |
|||||||||||||||||
2013 |
11.67 |
|
0.13 |
|
2.69 |
|
2.82 |
|
(0.15 |
) | |||||||
2012 |
10.39 |
|
0.13 |
|
1.24 |
|
1.37 |
|
(0.09 |
) | |||||||
2011 |
9.98 |
|
0.08 |
|
0.37 |
|
0.45 |
|
(0.04 |
) | |||||||
2010 |
9.04 |
|
0.06 |
|
0.94 |
|
1.00 |
|
(0.06 |
) | |||||||
2009 |
8.68 |
|
0.09 |
|
0.38 |
|
0.47 |
|
(0.11 |
) | |||||||
R-3
shares |
|||||||||||||||||
2013 |
11.68 |
|
0.16 |
|
2.68 |
|
2.84 |
|
(0.17 |
) | |||||||
2012 |
10.39 |
|
0.15 |
|
1.24 |
|
1.39 |
|
(0.10 |
) | |||||||
2011 |
10.00 |
|
0.09 |
|
0.38 |
|
0.47 |
|
(0.08 |
) | |||||||
2010 |
9.07 |
|
0.07 |
|
0.95 |
|
1.02 |
|
(0.09 |
) | |||||||
2009 |
8.71 |
|
0.10 |
|
0.39 |
|
0.49 |
|
(0.13 |
) | |||||||
R-4
shares |
|||||||||||||||||
2013 |
11.67 |
|
0.19 |
|
2.68 |
|
2.87 |
|
(0.20 |
) | |||||||
2012 |
10.39 |
|
0.17 |
|
1.24 |
|
1.41 |
|
(0.13 |
) | |||||||
2011 |
10.01 |
|
0.12 |
|
0.37 |
|
0.49 |
|
(0.11 |
) | |||||||
2010 |
9.08 |
|
0.09 |
|
0.94 |
|
1.03 |
|
(0.10 |
) | |||||||
2009 |
8.73 |
|
0.11 |
|
0.40 |
|
0.51 |
|
(0.16 |
) | |||||||
R-5
shares |
|||||||||||||||||
2013 |
11.77 |
|
0.20 |
|
2.69 |
|
2.89 |
|
(0.23 |
) | |||||||
2012 |
10.44 |
|
0.18 |
|
1.25 |
|
1.43 |
|
(0.10 |
) | |||||||
2011 |
10.05 |
|
0.13 |
|
0.38 |
|
0.51 |
|
(0.12 |
) | |||||||
2010 |
9.10 |
|
0.10 |
|
0.95 |
|
1.05 |
|
(0.10 |
) | |||||||
2009 |
8.74 |
|
0.12 |
|
0.40 |
|
0.52 |
|
(0.16 |
) |
FINANCIAL
HIGHLIGHTS (CONTINUED) | ||||||||
PRINCIPAL
FUNDS, INC. | ||||||||
Total Dividends and
Distributions |
Net Asset Value, End of
Period |
Total Return |
Net Assets, End of Period (in
thousands) |
Ratio of Expenses to Average
Net Assets |
Ratio of Net Investment
Income to Average Net Assets |
Portfolio Turnover
Rate | ||
$(0.24) |
$14.42 |
25.39
%(c) |
$ |
898,307 |
|
0.76
%(b) |
1.89% |
68.2% |
(0.17) |
11.73 |
14.18 |
2,180,941 |
|
0.76
(b) |
1.89 |
68.2 | |
(0.15) |
10.45 |
5.21 |
1,975,267 |
|
0.76
(b) |
1.47 |
95.4 | |
(0.13) |
10.07 |
11.89 |
2,235,141 |
|
0.77
(b) |
1.28 |
73.6 | |
(0.19) |
9.12 |
6.56 |
1,245,238 |
|
0.79
(b) |
1.82 |
114.5 | |
(0.13) |
14.34 |
24.19
(c) |
2,966 |
|
1.64
(b) |
0.96 |
68.2 | |
(0.06) |
11.67 |
13.25 |
4,014 |
|
1.64
(b) |
1.02 |
68.2 | |
(0.06) |
10.37 |
4.24 |
4,025 |
|
1.64
(b) |
0.58 |
95.4 | |
(0.07) |
10.00 |
10.89 |
5,335 |
|
1.64
(b) |
0.41 |
73.6 | |
(0.09) |
9.08 |
5.59 |
4,784 |
|
1.66
(b) |
0.93 |
114.5 | |
(0.15) |
14.34 |
24.43 |
2,696 |
|
1.51
(b) |
1.03 |
68.2 | |
(0.09) |
11.67 |
13.28 |
2,332 |
|
1.51
(b) |
1.14 |
68.2 | |
(0.04) |
10.39 |
4.53 |
2,158 |
|
1.51
(b) |
0.72 |
95.4 | |
(0.06) |
9.98 |
11.04 |
4,021 |
|
1.51
(b) |
0.58 |
73.6 | |
(0.11) |
9.04 |
5.64 |
5,336 |
|
1.53
(b) |
1.12 |
114.5 | |
(0.17) |
14.35 |
24.56
(c) |
3,034 |
|
1.33
(b) |
1.26 |
68.2 | |
(0.10) |
11.68 |
13.51 |
2,854 |
|
1.33
(b) |
1.33 |
68.2 | |
(0.08) |
10.39 |
4.65 |
3,168 |
|
1.33
(b) |
0.89 |
95.4 | |
(0.09) |
10.00 |
11.27 |
5,526 |
|
1.33
(b) |
0.73 |
73.6 | |
(0.13) |
9.07 |
5.85 |
5,509 |
|
1.35
(b) |
1.27 |
114.5 | |
(0.20) |
14.34 |
24.87
(c) |
3,156 |
|
1.14
(b) |
1.49 |
68.2 | |
(0.13) |
11.67 |
13.76 |
3,250 |
|
1.14
(b) |
1.53 |
68.2 | |
(0.11) |
10.39 |
4.86 |
3,400 |
|
1.14
(b) |
1.09 |
95.4 | |
(0.10) |
10.01 |
11.38 |
4,096 |
|
1.14
(b) |
0.91 |
73.6 | |
(0.16) |
9.08 |
6.11 |
3,486 |
|
1.16
(b) |
1.41 |
114.5 | |
(0.23) |
14.43 |
25.03 |
1,911 |
|
1.02
(b) |
1.54 |
68.2 | |
(0.10) |
11.77 |
13.86 |
1,800 |
|
1.02
(b) |
1.63 |
68.2 | |
(0.12) |
10.44 |
5.06 |
2,399 |
|
1.02
(b) |
1.20 |
95.4 | |
(0.10) |
10.05 |
11.60 |
6,332 |
|
1.02
(b) |
1.08 |
73.6 | |
(0.16) |
9.10 |
6.29 |
9,613 |
|
1.04
(b) |
1.51 |
114.5 |
(a) |
Calculated based on average
shares outstanding during the period. | ||||||||||||
(b) |
Reflects Manager's
contractual expense limit. | ||||||||||||
(c) |
Total return is calculated
using the traded net asset value which may differ from the reported net
asset value. |
FINANCIAL
HIGHLIGHTS | |||||||||||||||||
PRINCIPAL
FUNDS, INC. | |||||||||||||||||
Selected
data for a share of Capital Stock outstanding throughout each year ended
October 31 (except as noted): | |||||||||||||||||
Net Asset Value, Beginning of
Period |
Net Investment Income
(Loss)(a) |
Net Realized and Unrealized
Gain (Loss) on Investments |
Total From Investment
Operations |
Dividends from Net Investment
Income | |||||||||||||
LARGECAP
VALUE FUND III |
|||||||||||||||||
Institutional
shares |
|||||||||||||||||
2013 |
$ |
11.07 |
|
$ |
0.19 |
|
$ |
2.75 |
|
$ |
2.94 |
|
$ |
(0.27 |
) | ||
2012 |
9.86 |
|
0.20 |
|
1.19 |
|
1.39 |
|
(0.18 |
) | |||||||
2011 |
9.70 |
|
0.15 |
|
0.16 |
|
0.31 |
|
(0.15 |
) | |||||||
2010 |
8.67 |
|
0.13 |
|
1.05 |
|
1.18 |
|
(0.15 |
) | |||||||
2009 |
8.49 |
|
0.16 |
|
0.24 |
|
0.40 |
|
(0.22 |
) | |||||||
R-1
shares |
|||||||||||||||||
2013 |
11.02 |
|
0.10 |
|
2.74 |
|
2.84 |
|
(0.15 |
) | |||||||
2012 |
9.79 |
|
0.10 |
|
1.19 |
|
1.29 |
|
(0.06 |
) | |||||||
2011 |
9.63 |
|
0.05 |
|
0.17 |
|
0.22 |
|
(0.06 |
) | |||||||
2010 |
8.61 |
|
0.05 |
|
1.05 |
|
1.10 |
|
(0.08 |
) | |||||||
2009 |
8.40 |
|
0.09 |
|
0.24 |
|
0.33 |
|
(0.12 |
) | |||||||
R-2
shares |
|||||||||||||||||
2013 |
10.98 |
|
0.11 |
|
2.74 |
|
2.85 |
|
(0.17 |
) | |||||||
2012 |
9.76 |
|
0.12 |
|
1.18 |
|
1.30 |
|
(0.08 |
) | |||||||
2011 |
9.59 |
|
0.07 |
|
0.17 |
|
0.24 |
|
(0.07 |
) | |||||||
2010 |
8.58 |
|
0.06 |
|
1.04 |
|
1.10 |
|
(0.09 |
) | |||||||
2009 |
8.35 |
|
0.10 |
|
0.25 |
|
0.35 |
|
(0.12 |
) | |||||||
R-3
shares |
|||||||||||||||||
2013 |
11.39 |
|
0.14 |
|
2.83 |
|
2.97 |
|
(0.18 |
) | |||||||
2012 |
10.13 |
|
0.14 |
|
1.23 |
|
1.37 |
|
(0.11 |
) | |||||||
2011 |
9.93 |
|
0.09 |
|
0.18 |
|
0.27 |
|
(0.07 |
) | |||||||
2010 |
8.86 |
|
0.08 |
|
1.07 |
|
1.15 |
|
(0.08 |
) | |||||||
2009 |
8.64 |
|
0.12 |
|
0.25 |
|
0.37 |
|
(0.15 |
) | |||||||
R-4
shares |
|||||||||||||||||
2013 |
11.03 |
|
0.16 |
|
2.73 |
|
2.89 |
|
(0.21 |
) | |||||||
2012 |
9.82 |
|
0.16 |
|
1.19 |
|
1.35 |
|
(0.14 |
) | |||||||
2011 |
9.66 |
|
0.11 |
|
0.16 |
|
0.27 |
|
(0.11 |
) | |||||||
2010 |
8.63 |
|
0.09 |
|
1.05 |
|
1.14 |
|
(0.11 |
) | |||||||
2009 |
8.43 |
|
0.13 |
|
0.24 |
|
0.37 |
|
(0.17 |
) | |||||||
R-5
shares |
|||||||||||||||||
2013 |
11.11 |
|
0.17 |
|
2.74 |
|
2.91 |
|
(0.25 |
) | |||||||
2012 |
9.87 |
|
0.17 |
|
1.20 |
|
1.37 |
|
(0.13 |
) | |||||||
2011 |
9.71 |
|
0.12 |
|
0.16 |
|
0.28 |
|
(0.12 |
) | |||||||
2010 |
8.68 |
|
0.10 |
|
1.05 |
|
1.15 |
|
(0.12 |
) | |||||||
2009 |
8.47 |
|
0.14 |
|
0.25 |
|
0.39 |
|
(0.18 |
) |
FINANCIAL
HIGHLIGHTS (CONTINUED) | ||||||||||||
PRINCIPAL
FUNDS, INC. | ||||||||||||
Total Dividends and
Distributions |
Net Asset Value,
End of Period |
Total Return |
Net Assets, End of Period (in
thousands) |
Ratio of Expenses to Average
Net Assets |
Ratio of Net Investment
Income to Average Net Assets |
Portfolio Turnover
Rate | ||||||
$ |
(0.27 |
) |
$ |
13.74 |
|
27.13% |
$ |
1,657,474 |
|
0.79
%(b) |
1.56% |
64.8% |
(0.18 |
) |
11.07 |
|
14.38 |
677,325 |
|
0.78
(b) |
1.92 |
58.3 | |||
(0.15 |
) |
9.86 |
|
3.16 |
1,056,201 |
|
0.78
(b) |
1.42 |
70.9 | |||
(0.15 |
) |
9.70 |
|
13.73 |
1,601,614 |
|
0.77
(b) |
1.39 |
80.6 | |||
(0.22 |
) |
8.67 |
|
5.12 |
1,688,856 |
|
0.78
(b) |
2.04 |
98.7 | |||
(0.15 |
) |
13.71 |
|
26.10 |
2,175 |
|
1.67
(b) |
0.79 |
64.8 | |||
(0.06 |
) |
11.02 |
|
13.31 |
2,369 |
|
1.66
(b) |
0.99 |
58.3 | |||
(0.06 |
) |
9.79 |
|
2.22 |
2,821 |
|
1.66
(b) |
0.53 |
70.9 | |||
(0.08 |
) |
9.63 |
|
12.79 |
4,179 |
|
1.65
(b) |
0.50 |
80.6 | |||
(0.12 |
) |
8.61 |
|
4.17 |
4,470 |
|
1.66
(b) |
1.19 |
98.7 | |||
(0.17 |
) |
13.66 |
|
26.27 |
5,605 |
|
1.54
(b) |
0.92 |
64.8 | |||
(0.08 |
) |
10.98 |
|
13.42 |
6,283 |
|
1.53
(b) |
1.15 |
58.3 | |||
(0.07 |
) |
9.76 |
|
2.43 |
9,411 |
|
1.53
(b) |
0.67 |
70.9 | |||
(0.09 |
) |
9.59 |
|
12.83 |
15,933 |
|
1.52
(b) |
0.64 |
80.6 | |||
(0.12 |
) |
8.58 |
|
4.36 |
19,786 |
|
1.53
(b) |
1.35 |
98.7 | |||
(0.18 |
) |
14.18 |
|
26.47 |
10,306 |
|
1.36
(b) |
1.09 |
64.8 | |||
(0.11 |
) |
11.39 |
|
13.64 |
9,792 |
|
1.35
(b) |
1.31 |
58.3 | |||
(0.07 |
) |
10.13 |
|
2.67 |
13,446 |
|
1.35
(b) |
0.85 |
70.9 | |||
(0.08 |
) |
9.93 |
|
13.05 |
23,390 |
|
1.34
(b) |
0.83 |
80.6 | |||
(0.15 |
) |
8.86 |
|
4.48 |
34,970 |
|
1.35
(b) |
1.55 |
98.7 | |||
(0.21 |
) |
13.71 |
|
26.67 |
5,773 |
|
1.17
(b) |
1.27 |
64.8 | |||
(0.14 |
) |
11.03 |
|
13.93 |
5,167 |
|
1.16
(b) |
1.58 |
58.3 | |||
(0.11 |
) |
9.82 |
|
2.74 |
10,525 |
|
1.16
(b) |
1.04 |
70.9 | |||
(0.11 |
) |
9.66 |
|
13.32 |
13,028 |
|
1.15
(b) |
1.02 |
80.6 | |||
(0.17 |
) |
8.63 |
|
4.71 |
20,289 |
|
1.16
(b) |
1.70 |
98.7 | |||
(0.25 |
) |
13.77 |
|
26.72 |
8,642 |
|
1.05
(b) |
1.40 |
64.8 | |||
(0.13 |
) |
11.11 |
|
14.10 |
8,898 |
|
1.04
(b) |
1.63 |
58.3 | |||
(0.12 |
) |
9.87 |
|
2.86 |
10,476 |
|
1.04
(b) |
1.15 |
70.9 | |||
(0.12 |
) |
9.71 |
|
13.38 |
22,321 |
|
1.03
(b) |
1.13 |
80.6 | |||
(0.18 |
) |
8.68 |
|
4.92 |
32,818 |
|
1.04
(b) |
1.81 |
98.7 |
(a) |
Calculated based on average
shares outstanding during the period. | ||||||||||||
(b) |
Reflects Manager's
contractual expense limit. |
FINANCIAL
HIGHLIGHTS | |||||||||||||||||
PRINCIPAL
FUNDS, INC. | |||||||||||||||||
Selected
data for a share of Capital Stock outstanding throughout each year ended
October 31 (except as noted): | |||||||||||||||||
Net Asset Value, Beginning of
Period |
Net Investment Income
(Loss)(a) |
Net Realized and Unrealized
Gain (Loss) on Investments |
Total From Investment
Operations |
Dividends from Net Investment
Income | |||||||||||||
MIDCAP
FUND(c) |
|||||||||||||||||
Institutional
shares |
|||||||||||||||||
2013 |
$ |
15.67 |
|
$ |
0.10 |
|
$ |
4.80 |
|
$ |
4.90 |
|
$ |
(0.19 |
) | ||
2012 |
14.22 |
|
0.12 |
|
2.22 |
|
2.34 |
|
(0.08 |
) | |||||||
2011 |
13.18 |
|
0.07 |
|
1.65 |
|
1.72 |
|
(0.19 |
) | |||||||
2010 |
10.56 |
|
0.15 |
|
2.56 |
|
2.71 |
|
(0.09 |
) | |||||||
2009 |
9.59 |
|
0.06 |
|
1.43 |
|
1.49 |
|
– |
| |||||||
R-1
shares |
|||||||||||||||||
2013 |
14.92 |
|
(0.04 |
) |
4.56 |
|
4.52 |
|
(0.12 |
) | |||||||
2012 |
13.62 |
|
– |
|
2.11 |
|
2.11 |
|
– |
| |||||||
2011 |
12.65 |
|
(0.04 |
) |
1.58 |
|
1.54 |
|
(0.08 |
) | |||||||
2010 |
10.17 |
|
0.05 |
|
2.45 |
|
2.50 |
|
(0.02 |
) | |||||||
2009 |
9.34 |
|
(0.03 |
) |
1.38 |
|
1.35 |
|
– |
| |||||||
R-2
shares |
|||||||||||||||||
2013 |
15.00 |
|
(0.02 |
) |
4.59 |
|
4.57 |
|
(0.11 |
) | |||||||
2012 |
13.66 |
|
0.01 |
|
2.14 |
|
2.15 |
|
– |
| |||||||
2011 |
12.71 |
|
(0.03 |
) |
1.59 |
|
1.56 |
|
(0.12 |
) | |||||||
2010 |
10.21 |
|
0.07 |
|
2.46 |
|
2.53 |
|
(0.03 |
) | |||||||
2009 |
9.36 |
|
(0.02 |
) |
1.39 |
|
1.37 |
|
– |
| |||||||
R-3
shares |
|||||||||||||||||
2013 |
15.32 |
|
0.01 |
|
4.68 |
|
4.69 |
|
(0.14 |
) | |||||||
2012 |
13.91 |
|
0.04 |
|
2.18 |
|
2.22 |
|
– |
| |||||||
2011 |
12.93 |
|
– |
|
1.61 |
|
1.61 |
|
(0.14 |
) | |||||||
2010 |
10.38 |
|
0.08 |
|
2.51 |
|
2.59 |
|
(0.04 |
) | |||||||
2009 |
9.48 |
|
– |
|
1.42 |
|
1.42 |
|
– |
| |||||||
R-4
shares |
|||||||||||||||||
2013 |
15.66 |
|
0.05 |
|
4.79 |
|
4.84 |
|
(0.15 |
) | |||||||
2012 |
14.23 |
|
0.07 |
|
2.22 |
|
2.29 |
|
(0.05 |
) | |||||||
2011 |
13.21 |
|
0.02 |
|
1.66 |
|
1.68 |
|
(0.17 |
) | |||||||
2010 |
10.59 |
|
0.10 |
|
2.57 |
|
2.67 |
|
(0.05 |
) | |||||||
2009 |
9.65 |
|
0.02 |
|
1.44 |
|
1.46 |
|
– |
| |||||||
R-5
shares |
|||||||||||||||||
2013 |
15.55 |
|
0.07 |
|
4.75 |
|
4.82 |
|
(0.16 |
) | |||||||
2012 |
14.12 |
|
0.08 |
|
2.21 |
|
2.29 |
|
(0.05 |
) | |||||||
2011 |
13.09 |
|
0.04 |
|
1.65 |
|
1.69 |
|
(0.17 |
) | |||||||
2010 |
10.50 |
|
0.11 |
|
2.55 |
|
2.66 |
|
(0.07 |
) | |||||||
2009 |
9.56 |
|
0.03 |
|
1.43 |
|
1.46 |
|
– |
|
FINANCIAL
HIGHLIGHTS (CONTINUED) | ||||||||||||||||
PRINCIPAL
FUNDS, INC. | ||||||||||||||||
Distributions from Realized
Gains |
Total Dividends and
Distributions |
Net Asset Value, End of
Period |
Total Return |
Net Assets, End of Period (in
thousands) |
Ratio of Expenses to Average
Net Assets |
Ratio of Gross Expenses to
Average Net Assets(b) |
Ratio of Net Investment
Income to Average Net Assets |
Portfolio Turnover
Rate | ||||||||
$ |
(0.23 |
) |
$ |
(0.42 |
) |
$ |
20.15 |
|
32.04% |
$ |
2,828,522 |
|
0.66% |
0.66% |
0.59% |
13.0% |
(0.81 |
) |
(0.89 |
) |
15.67 |
|
17.72 |
1,389,161 |
|
0.65 |
0.65 |
0.80 |
21.1 | ||||
(0.49 |
) |
(0.68 |
) |
14.22 |
|
13.48 |
580,128 |
|
0.65 |
0.65 |
0.53 |
33.2 | ||||
– |
|
(0.09 |
) |
13.18 |
|
25.78 |
392,309 |
|
0.66 |
0.66 |
1.22 |
26.7 | ||||
(0.52 |
) |
(0.52 |
) |
10.56 |
|
17.09 |
423,084 |
|
0.69 |
0.70 |
0.60 |
12.9 | ||||
(0.23 |
) |
(0.35 |
) |
19.09 |
|
30.96 |
20,791 |
|
1.48 |
– |
(0.25) |
13.0 | ||||
(0.81 |
) |
(0.81 |
) |
14.92 |
|
16.68 |
7,778 |
|
1.50 |
– |
(0.03) |
21.1 | ||||
(0.49 |
) |
(0.57 |
) |
13.62 |
|
12.57 |
1,985 |
|
1.51 |
– |
(0.32) |
33.2 | ||||
– |
|
(0.02 |
) |
12.65 |
|
24.64 |
2,261 |
|
1.52 |
– |
0.40 |
26.7 | ||||
(0.52 |
) |
(0.52 |
) |
10.17 |
|
15.99 |
1,879 |
|
1.53 |
– |
(0.33) |
12.9 | ||||
(0.23 |
) |
(0.34 |
) |
19.23 |
|
31.09 |
40,741 |
|
1.35 |
– |
(0.10) |
13.0 | ||||
(0.81 |
) |
(0.81 |
) |
15.00 |
|
16.93 |
21,181 |
|
1.37 |
– |
0.08 |
21.1 | ||||
(0.49 |
) |
(0.61 |
) |
13.66 |
|
12.66 |
8,697 |
|
1.38 |
– |
(0.21) |
33.2 | ||||
– |
|
(0.03 |
) |
12.71 |
|
24.81 |
5,421 |
|
1.39 |
– |
0.56 |
26.7 | ||||
(0.52 |
) |
(0.52 |
) |
10.21 |
|
16.18 |
4,048 |
|
1.40 |
– |
(0.19) |
12.9 | ||||
(0.23 |
) |
(0.37 |
) |
19.64 |
|
31.30 |
155,477 |
|
1.17 |
– |
0.08 |
13.0 | ||||
(0.81 |
) |
(0.81 |
) |
15.32 |
|
17.17 |
77,423 |
|
1.19 |
– |
0.28 |
21.1 | ||||
(0.49 |
) |
(0.63 |
) |
13.91 |
|
12.85 |
20,680 |
|
1.20 |
– |
(0.03) |
33.2 | ||||
– |
|
(0.04 |
) |
12.93 |
|
25.01 |
18,958 |
|
1.21 |
– |
0.72 |
26.7 | ||||
(0.52 |
) |
(0.52 |
) |
10.38 |
|
16.51 |
11,000 |
|
1.22 |
– |
(0.01) |
12.9 | ||||
(0.23 |
) |
(0.38 |
) |
20.12 |
|
31.59 |
163,047 |
|
0.98 |
– |
0.28 |
13.0 | ||||
(0.81 |
) |
(0.86 |
) |
15.66 |
|
17.33 |
90,257 |
|
1.00 |
– |
0.44 |
21.1 | ||||
(0.49 |
) |
(0.66 |
) |
14.23 |
|
13.08 |
44,862 |
|
1.01 |
– |
0.16 |
33.2 | ||||
– |
|
(0.05 |
) |
13.21 |
|
25.32 |
9,201 |
|
1.02 |
– |
0.86 |
26.7 | ||||
(0.52 |
) |
(0.52 |
) |
10.59 |
|
16.65 |
8,038 |
|
1.03 |
– |
0.19 |
12.9 | ||||
(0.23 |
) |
(0.39 |
) |
19.98 |
|
31.74 |
196,640 |
|
0.86 |
– |
0.37 |
13.0 | ||||
(0.81 |
) |
(0.86 |
) |
15.55 |
|
17.46 |
77,833 |
|
0.88 |
– |
0.57 |
21.1 | ||||
(0.49 |
) |
(0.66 |
) |
14.12 |
|
13.34 |
50,417 |
|
0.89 |
– |
0.28 |
33.2 | ||||
– |
|
(0.07 |
) |
13.09 |
|
25.42 |
36,636 |
|
0.90 |
– |
0.96 |
26.7 | ||||
(0.52 |
) |
(0.52 |
) |
10.50 |
|
16.82 |
15,132 |
|
0.91 |
– |
0.31 |
12.9 |
(a) |
Calculated based on average
shares outstanding during the period. | ||||||||||||||
(b) |
Excludes expense
reimbursement from Manager and/or Distributor. | ||||||||||||||
(c) |
Effective March 1, 2013,
MidCap Blend Fund changed its name to MidCap
Fund. |
FINANCIAL
HIGHLIGHTS | ||||||||||||||||
PRINCIPAL
FUNDS, INC. | ||||||||||||||||
Selected
data for a share of Capital Stock outstanding throughout each year ended
October 31 (except as noted): | ||||||||||||||||
Net Asset Value, Beginning of
Period |
Net Investment Income
(Loss)(a) |
Net Realized and Unrealized
Gain (Loss) on Investments |
Total From Investment
Operations |
Distributions from Realized
Gains | ||||||||||||
MIDCAP
GROWTH FUND |
||||||||||||||||
Institutional
shares |
||||||||||||||||
2013 |
$ |
7.31 |
|
$ – |
|
$ |
2.19 |
|
$ |
2.19 |
|
$ |
(0.42 |
) | ||
2012 |
7.86 |
|
– |
|
0.36 |
|
0.36 |
|
(0.91 |
) | ||||||
2011 |
7.10 |
|
(0.03 |
) |
0.79 |
|
0.76 |
|
– |
| ||||||
2010 |
5.56 |
|
(0.02 |
) |
1.56 |
|
1.54 |
|
– |
| ||||||
2009 |
5.43 |
|
(0.01 |
) |
0.14 |
|
0.13 |
|
– |
| ||||||
R-1
shares |
||||||||||||||||
2013 |
6.74 |
|
(0.06 |
) |
2.01 |
|
1.95 |
|
(0.42 |
) | ||||||
2012 |
7.38 |
|
(0.06 |
) |
0.33 |
|
0.27 |
|
(0.91 |
) | ||||||
2011 |
6.73 |
|
(0.09 |
) |
0.74 |
|
0.65 |
|
– |
| ||||||
2010 |
5.31 |
|
(0.07 |
) |
1.49 |
|
1.42 |
|
– |
| ||||||
2009 |
5.24 |
|
(0.06 |
) |
0.13 |
|
0.07 |
|
– |
| ||||||
R-2
shares |
||||||||||||||||
2013 |
6.98 |
|
(0.05 |
) |
2.09 |
|
2.04 |
|
(0.42 |
) | ||||||
2012 |
7.61 |
|
(0.05 |
) |
0.33 |
|
0.28 |
|
(0.91 |
) | ||||||
2011 |
6.92 |
|
(0.08 |
) |
0.77 |
|
0.69 |
|
– |
| ||||||
2010 |
5.46 |
|
(0.06 |
) |
1.52 |
|
1.46 |
|
– |
| ||||||
2009 |
5.38 |
|
(0.05 |
) |
0.13 |
|
0.08 |
|
– |
| ||||||
R-3
shares |
||||||||||||||||
2013 |
7.18 |
|
(0.04 |
) |
2.15 |
|
2.11 |
|
(0.42 |
) | ||||||
2012 |
7.78 |
|
(0.04 |
) |
0.35 |
|
0.31 |
|
(0.91 |
) | ||||||
2011 |
7.07 |
|
(0.07 |
) |
0.78 |
|
0.71 |
|
– |
| ||||||
2010 |
5.57 |
|
(0.05 |
) |
1.55 |
|
1.50 |
|
– |
| ||||||
2009 |
5.47 |
|
(0.05 |
) |
0.15 |
|
0.10 |
|
– |
| ||||||
R-4
shares |
||||||||||||||||
2013 |
7.36 |
|
(0.03 |
) |
2.21 |
|
2.18 |
|
(0.42 |
) | ||||||
2012 |
7.93 |
|
(0.03 |
) |
0.37 |
|
0.34 |
|
(0.91 |
) | ||||||
2011 |
7.19 |
|
(0.05 |
) |
0.79 |
|
0.74 |
|
– |
| ||||||
2010 |
5.65 |
|
(0.04 |
) |
1.58 |
|
1.54 |
|
– |
| ||||||
2009 |
5.54 |
|
(0.03 |
) |
0.14 |
|
0.11 |
|
– |
| ||||||
R-5
shares |
||||||||||||||||
2013 |
7.48 |
|
(0.02 |
) |
2.26 |
|
2.24 |
|
(0.42 |
) | ||||||
2012 |
8.05 |
|
(0.02 |
) |
0.36 |
|
0.34 |
|
(0.91 |
) | ||||||
2011 |
7.29 |
|
(0.05 |
) |
0.81 |
|
0.76 |
|
– |
| ||||||
2010 |
5.72 |
|
(0.04 |
) |
1.61 |
|
1.57 |
|
– |
| ||||||
2009 |
5.60 |
|
(0.03 |
) |
0.15 |
|
0.12 |
|
– |
|
FINANCIAL
HIGHLIGHTS (CONTINUED) | |||||||||||||
PRINCIPAL
FUNDS, INC. | |||||||||||||
Total Dividends and
Distributions |
Net Asset Value, End of
Period |
Total Return |
Net Assets, End of Period (in
thousands) |
Ratio of Expenses to Average
Net Assets |
Ratio of Gross Expenses to
Average Net Assets(b) |
Ratio of Net Investment
Income to Average Net Assets |
Portfolio Turnover
Rate | ||||||
$ |
(0.42 |
) |
$ |
9.08 |
|
31.57% |
$ |
65,325 |
|
0.74% |
0.77% |
(0.04)% |
222.6% |
(0.91 |
) |
7.31 |
|
6.40 |
49,383 |
|
0.70 |
0.78 |
(0.02) |
167.6 | |||
– |
|
7.86 |
|
10.70 |
53,210 |
|
0.70 |
0.73 |
(0.32) |
155.1 | |||
– |
|
7.10 |
|
27.72 |
34,798 |
|
0.70 |
0.75 |
(0.25) |
214.7 | |||
– |
|
5.56 |
|
2.39 |
34,450 |
|
0.70 |
0.77 |
(0.29) |
227.2 | |||
(0.42 |
) |
8.27 |
|
30.63 |
1,518 |
|
1.56 |
– |
(0.85) |
222.6 | |||
(0.91 |
) |
6.74 |
|
5.48 |
1,503 |
|
1.56 |
– |
(0.88) |
167.6 | |||
– |
|
7.38 |
|
9.66 |
1,441 |
|
1.55 |
– |
(1.18) |
155.1 | |||
– |
|
6.73 |
|
26.74 |
1,158 |
|
1.56 |
– |
(1.12) |
214.7 | |||
– |
|
5.31 |
|
1.34 |
1,109 |
|
1.55 |
– |
(1.15) |
227.2 | |||
(0.42 |
) |
8.60 |
|
30.86 |
2,699 |
|
1.43 |
– |
(0.72) |
222.6 | |||
(0.91 |
) |
6.98 |
|
5.45 |
2,609 |
|
1.43 |
– |
(0.76) |
167.6 | |||
– |
|
7.61 |
|
9.97 |
3,331 |
|
1.42 |
– |
(1.04) |
155.1 | |||
– |
|
6.92 |
|
26.74 |
3,152 |
|
1.43 |
– |
(0.99) |
214.7 | |||
– |
|
5.46 |
|
1.49 |
2,390 |
|
1.42 |
– |
(1.02) |
227.2 | |||
(0.42 |
) |
8.87 |
|
30.99 |
3,830 |
|
1.25 |
– |
(0.52) |
222.6 | |||
(0.91 |
) |
7.18 |
|
5.75 |
5,306 |
|
1.25 |
– |
(0.58) |
167.6 | |||
– |
|
7.78 |
|
10.04 |
6,698 |
|
1.24 |
– |
(0.86) |
155.1 | |||
– |
|
7.07 |
|
26.93 |
7,430 |
|
1.25 |
– |
(0.75) |
214.7 | |||
– |
|
5.57 |
|
1.83 |
10,722 |
|
1.24 |
– |
(0.86) |
227.2 | |||
(0.42 |
) |
9.12 |
|
31.20 |
2,239 |
|
1.06 |
– |
(0.35) |
222.6 | |||
(0.91 |
) |
7.36 |
|
6.05 |
2,608 |
|
1.06 |
– |
(0.45) |
167.6 | |||
– |
|
7.93 |
|
10.29 |
9,194 |
|
1.05 |
– |
(0.67) |
155.1 | |||
– |
|
7.19 |
|
27.26 |
8,584 |
|
1.06 |
– |
(0.62) |
214.7 | |||
– |
|
5.65 |
|
1.99 |
6,889 |
|
1.05 |
– |
(0.64) |
227.2 | |||
(0.42 |
) |
9.30 |
|
31.51 |
15,380 |
|
0.94 |
– |
(0.26) |
222.6 | |||
(0.91 |
) |
7.48 |
|
5.95 |
19,913 |
|
0.94 |
– |
(0.30) |
167.6 | |||
– |
|
8.05 |
|
10.43 |
33,603 |
|
0.93 |
– |
(0.55) |
155.1 | |||
– |
|
7.29 |
|
27.45 |
33,306 |
|
0.94 |
– |
(0.55) |
214.7 | |||
– |
|
5.72 |
|
2.14 |
8,446 |
|
0.93 |
– |
(0.52) |
227.2 |
(a) |
Calculated based on average
shares outstanding during the period. | |||||||||||||
(b) |
Excludes expense
reimbursement from Manager and/or
Distributor. |
FINANCIAL
HIGHLIGHTS | |||||||
PRINCIPAL
FUNDS, INC. | |||||||
Selected
data for a share of Capital Stock outstanding throughout each year ended
October 31 (except as noted): | |||||||
Net Asset Value, Beginning of
Period |
Net Investment Income
(Loss)(a) |
Net Realized and Unrealized
Gain (Loss) on Investments |
Total From Investment
Operations |
Dividends from Net Investment
Income | |||
MIDCAP
GROWTH FUND III |
|||||||
Institutional
shares |
|||||||
2013 |
$10.87 |
$ – |
$3.38 |
$3.38 |
$(0.04) | ||
2012 |
10.59 |
0.01 |
0.27 |
0.28 |
– | ||
2011 |
9.57 |
(0.01) |
1.03 |
1.02 |
– | ||
2010 |
7.44 |
(0.01) |
2.14 |
2.13 |
– | ||
2009 |
6.37 |
(0.01) |
1.08 |
1.07 |
– | ||
R-1
shares |
|||||||
2013 |
10.12 |
(0.10) |
3.13 |
3.03 |
– | ||
2012 |
9.95 |
(0.08) |
0.25 |
0.17 |
– | ||
2011 |
9.07 |
(0.10) |
0.98 |
0.88 |
– | ||
2010 |
7.11 |
(0.08) |
2.04 |
1.96 |
– | ||
2009 |
6.13 |
(0.07) |
1.05 |
0.98 |
– | ||
R-2
shares |
|||||||
2013 |
10.30 |
(0.09) |
3.19 |
3.10 |
– | ||
2012 |
10.11 |
(0.07) |
0.26 |
0.19 |
– | ||
2011 |
9.21 |
(0.08) |
0.98 |
0.90 |
– | ||
2010 |
7.21 |
(0.07) |
2.07 |
2.00 |
– | ||
2009 |
6.21 |
(0.06) |
1.06 |
1.00 |
– | ||
R-3
shares |
|||||||
2013 |
10.70 |
(0.07) |
3.32 |
3.25 |
– | ||
2012 |
10.48 |
(0.05) |
0.27 |
0.22 |
– | ||
2011 |
9.53 |
(0.07) |
1.02 |
0.95 |
– | ||
2010 |
7.45 |
(0.06) |
2.14 |
2.08 |
– | ||
2009 |
6.41 |
(0.05) |
1.09 |
1.04 |
– | ||
R-4
shares |
|||||||
2013 |
10.79 |
(0.05) |
3.35 |
3.30 |
– | ||
2012 |
10.55 |
(0.04) |
0.28 |
0.24 |
– | ||
2011 |
9.57 |
(0.05) |
1.03 |
0.98 |
– | ||
2010 |
7.47 |
(0.04) |
2.14 |
2.10 |
– | ||
2009 |
6.42 |
(0.03) |
1.08 |
1.05 |
– | ||
R-5
shares |
|||||||
2013 |
10.99 |
(0.03) |
3.41 |
3.38 |
– | ||
2012 |
10.74 |
(0.02) |
0.27 |
0.25 |
– | ||
2011 |
9.73 |
(0.04) |
1.05 |
1.01 |
– | ||
2010 |
7.58 |
(0.04) |
2.19 |
2.15 |
– | ||
2009 |
6.51 |
(0.03) |
1.10 |
1.07 |
– |
FINANCIAL
HIGHLIGHTS (CONTINUED) | |||||||||||||||
PRINCIPAL
FUNDS, INC. | |||||||||||||||
Distributions from Realized
Gains |
Total Dividends and
Distributions |
Net Asset Value, End of
Period |
Total
Return |
Net Assets, End of Period (in
thousands) |
Ratio of Expenses to Average
Net Assets |
Ratio of Net Investment
Income to Average Net Assets |
Portfolio Turnover
Rate | ||||||||
$ |
(0.24 |
) |
$ |
(0.28 |
) |
$ |
13.97 |
|
31.78% |
$ |
1,406,949 |
|
0.95
%(b) |
(0.04)% |
105.0% |
– |
|
– |
|
10.87 |
|
2.64 |
1,310,305 |
|
0.95
(b) |
0.07 |
127.6 | ||||
– |
|
– |
|
10.59 |
|
10.66 |
1,340,389 |
|
0.95
(b) |
(0.08) |
107.8 | ||||
– |
|
– |
|
9.57 |
|
28.63 |
1,206,656 |
|
0.96
(b) |
(0.14) |
98.1 | ||||
– |
|
– |
|
7.44 |
|
16.80 |
1,000,791 |
|
0.98
(b) |
(0.16) |
126.2 | ||||
(0.24 |
) |
(0.24 |
) |
12.91 |
|
30.57 |
3,446 |
|
1.83
(b) |
(0.88) |
105.0 | ||||
– |
|
– |
|
10.12 |
|
1.71 |
3,731 |
|
1.83
(b) |
(0.82) |
127.6 | ||||
– |
|
– |
|
9.95 |
|
9.70 |
4,645 |
|
1.83
(b) |
(0.94) |
107.8 | ||||
– |
|
– |
|
9.07 |
|
27.57 |
5,095 |
|
1.84
(b) |
(1.01) |
98.1 | ||||
– |
|
– |
|
7.11 |
|
15.99 |
4,498 |
|
1.86
(b) |
(1.04) |
126.2 | ||||
(0.24 |
) |
(0.24 |
) |
13.16 |
|
30.72 |
6,205 |
|
1.70
(b) |
(0.78) |
105.0 | ||||
– |
|
– |
|
10.30 |
|
1.88 |
6,229 |
|
1.70
(b) |
(0.69) |
127.6 | ||||
– |
|
– |
|
10.11 |
|
9.77 |
7,782 |
|
1.70
(b) |
(0.77) |
107.8 | ||||
– |
|
– |
|
9.21 |
|
27.74 |
11,680 |
|
1.71
(b) |
(0.88) |
98.1 | ||||
– |
|
– |
|
7.21 |
|
16.10 |
10,939 |
|
1.73
(b) |
(0.90) |
126.2 | ||||
(0.24 |
) |
(0.24 |
) |
13.71 |
|
30.98 |
22,048 |
|
1.52
(b) |
(0.58) |
105.0 | ||||
– |
|
– |
|
10.70 |
|
2.10 |
23,334 |
|
1.52
(b) |
(0.50) |
127.6 | ||||
– |
|
– |
|
10.48 |
|
9.97 |
32,650 |
|
1.52
(b) |
(0.64) |
107.8 | ||||
– |
|
– |
|
9.53 |
|
27.92 |
38,227 |
|
1.53
(b) |
(0.70) |
98.1 | ||||
– |
|
– |
|
7.45 |
|
16.22 |
31,998 |
|
1.55
(b) |
(0.72) |
126.2 | ||||
(0.24 |
) |
(0.24 |
) |
13.85 |
|
31.19 |
27,086 |
|
1.33
(b) |
(0.39) |
105.0 | ||||
– |
|
– |
|
10.79 |
|
2.27 |
24,559 |
|
1.33
(b) |
(0.32) |
127.6 | ||||
– |
|
– |
|
10.55 |
|
10.24 |
33,364 |
|
1.33
(b) |
(0.45) |
107.8 | ||||
– |
|
– |
|
9.57 |
|
28.11 |
32,907 |
|
1.34
(b) |
(0.51) |
98.1 | ||||
– |
|
– |
|
7.47 |
|
16.36 |
27,501 |
|
1.36
(b) |
(0.53) |
126.2 | ||||
(0.24 |
) |
(0.24 |
) |
14.13 |
|
31.38 |
20,890 |
|
1.21
(b) |
(0.22) |
105.0 | ||||
– |
|
– |
|
10.99 |
|
2.33 |
37,395 |
|
1.21
(b) |
(0.19) |
127.6 | ||||
– |
|
– |
|
10.74 |
|
10.38 |
35,709 |
|
1.21
(b) |
(0.34) |
107.8 | ||||
– |
|
– |
|
9.73 |
|
28.36 |
22,341 |
|
1.22
(b) |
(0.41) |
98.1 | ||||
– |
|
– |
|
7.58 |
|
16.44 |
14,817 |
|
1.24
(b) |
(0.41) |
126.2 |
(a) |
Calculated based on average
shares outstanding during the period. | |||||||||||||
(b) |
Reflects Manager's
contractual expense
limit. |
FINANCIAL
HIGHLIGHTS | |||||||||||||||||
PRINCIPAL
FUNDS, INC. | |||||||||||||||||
Selected
data for a share of Capital Stock outstanding throughout each year ended
October 31 (except as noted): | |||||||||||||||||
Net Asset Value, Beginning of
Period |
Net Investment Income
(Loss)(a) |
Net Realized and Unrealized
Gain (Loss) on Investments |
Total From Investment
Operations |
Dividends from Net Investment
Income | |||||||||||||
MIDCAP
S&P 400 INDEX FUND |
|||||||||||||||||
Institutional
shares |
|||||||||||||||||
2013 |
$ |
14.73 |
|
$ |
0.22 |
|
$ |
4.47 |
|
$ |
4.69 |
|
$ |
(0.19 |
) | ||
2012 |
13.87 |
|
0.17 |
|
1.36 |
|
1.53 |
|
(0.13 |
) | |||||||
2011 |
13.04 |
|
0.14 |
|
0.95 |
|
1.09 |
|
(0.13 |
) | |||||||
2010 |
10.36 |
|
0.14 |
|
2.67 |
|
2.81 |
|
(0.13 |
) | |||||||
2009 |
9.59 |
|
0.13 |
|
1.35 |
|
1.48 |
|
(0.16 |
) | |||||||
R-1
shares |
|||||||||||||||||
2013 |
14.60 |
|
0.08 |
|
4.46 |
|
4.54 |
|
(0.07 |
) | |||||||
2012 |
13.74 |
|
0.05 |
|
1.36 |
|
1.41 |
|
(0.01 |
) | |||||||
2011 |
12.94 |
|
0.03 |
|
0.93 |
|
0.96 |
|
(0.03 |
) | |||||||
2010 |
10.31 |
|
0.04 |
|
2.65 |
|
2.69 |
|
(0.06 |
) | |||||||
2009 |
9.50 |
|
0.05 |
|
1.37 |
|
1.42 |
|
(0.06 |
) | |||||||
R-2
shares |
|||||||||||||||||
2013 |
14.89 |
|
0.10 |
|
4.55 |
|
4.65 |
|
(0.07 |
) | |||||||
2012 |
13.99 |
|
0.07 |
|
1.39 |
|
1.46 |
|
(0.02 |
) | |||||||
2011 |
13.16 |
|
0.05 |
|
0.95 |
|
1.00 |
|
(0.04 |
) | |||||||
2010 |
10.47 |
|
0.06 |
|
2.70 |
|
2.76 |
|
(0.07 |
) | |||||||
2009 |
9.64 |
|
0.07 |
|
1.38 |
|
1.45 |
|
(0.07 |
) | |||||||
R-3
shares |
|||||||||||||||||
2013 |
14.88 |
|
0.13 |
|
4.54 |
|
4.67 |
|
(0.12 |
) | |||||||
2012 |
14.01 |
|
0.09 |
|
1.39 |
|
1.48 |
|
(0.07 |
) | |||||||
2011 |
13.19 |
|
0.07 |
|
0.95 |
|
1.02 |
|
(0.07 |
) | |||||||
2010 |
10.49 |
|
0.08 |
|
2.71 |
|
2.79 |
|
(0.09 |
) | |||||||
2009 |
9.68 |
|
0.08 |
|
1.38 |
|
1.46 |
|
(0.10 |
) | |||||||
R-4
shares |
|||||||||||||||||
2013 |
14.93 |
|
0.16 |
|
4.55 |
|
4.71 |
|
(0.15 |
) | |||||||
2012 |
14.04 |
|
0.12 |
|
1.40 |
|
1.52 |
|
(0.09 |
) | |||||||
2011 |
13.21 |
|
0.10 |
|
0.95 |
|
1.05 |
|
(0.09 |
) | |||||||
2010 |
10.51 |
|
0.10 |
|
2.70 |
|
2.80 |
|
(0.10 |
) | |||||||
2009 |
9.70 |
|
0.10 |
|
1.39 |
|
1.49 |
|
(0.13 |
) | |||||||
R-5
shares |
|||||||||||||||||
2013 |
15.02 |
|
0.19 |
|
4.57 |
|
4.76 |
|
(0.16 |
) | |||||||
2012 |
14.12 |
|
0.14 |
|
1.40 |
|
1.54 |
|
(0.10 |
) | |||||||
2011 |
13.28 |
|
0.12 |
|
0.95 |
|
1.07 |
|
(0.10 |
) | |||||||
2010 |
10.55 |
|
0.12 |
|
2.72 |
|
2.84 |
|
(0.11 |
) | |||||||
2009 |
9.74 |
|
0.11 |
|
1.38 |
|
1.49 |
|
(0.13 |
) |
FINANCIAL
HIGHLIGHTS (CONTINUED) | ||||||||||||||||
PRINCIPAL
FUNDS, INC. | ||||||||||||||||
Distributions from Realized
Gains |
Total Dividends and
Distributions |
Net Asset Value, End of
Period |
Total
Return |
Net Assets, End of Period (in
thousands) |
Ratio of Expenses to Average
Net Assets |
Ratio of Gross Expenses to
Average Net Assets(b) |
Ratio of Net Investment
Income to Average Net Assets |
Portfolio Turnover
Rate | ||||||||
$ |
(0.49 |
) |
$ |
(0.68 |
) |
$ |
18.74 |
|
33.09% |
$ |
402,962 |
|
0.21% |
0.21% |
1.30% |
11.2% |
(0.54 |
) |
(0.67 |
) |
14.73 |
|
11.86 |
250,683 |
|
0.20 |
0.24 |
1.18 |
14.5 | ||||
(0.13 |
) |
(0.26 |
) |
13.87 |
|
8.35 |
177,993 |
|
0.20 |
0.26 |
1.01 |
15.8 | ||||
– |
|
(0.13 |
) |
13.04 |
|
27.35 |
90,574 |
|
0.20 |
0.35 |
1.19 |
17.5 | ||||
(0.55 |
) |
(0.71 |
) |
10.36 |
|
17.57 |
50,551 |
|
0.19 |
0.42 |
1.43 |
32.9 | ||||
(0.49 |
) |
(0.56 |
) |
18.58 |
|
32.08 |
12,674 |
|
1.04 |
– |
0.50 |
11.2 | ||||
(0.54 |
) |
(0.55 |
) |
14.60 |
|
10.92 |
9,930 |
|
1.04 |
– |
0.34 |
14.5 | ||||
(0.13 |
) |
(0.16 |
) |
13.74 |
|
7.43 |
9,042 |
|
1.04 |
– |
0.18 |
15.8 | ||||
– |
|
(0.06 |
) |
12.94 |
|
26.17 |
8,529 |
|
1.05 |
– |
0.36 |
17.5 | ||||
(0.55 |
) |
(0.61 |
) |
10.31 |
|
16.71 |
6,267 |
|
1.05 |
– |
0.56 |
32.9 | ||||
(0.49 |
) |
(0.56 |
) |
18.98 |
|
32.24 |
20,660 |
|
0.91 |
– |
0.62 |
11.2 | ||||
(0.54 |
) |
(0.56 |
) |
14.89 |
|
11.08 |
17,916 |
|
0.91 |
– |
0.47 |
14.5 | ||||
(0.13 |
) |
(0.17 |
) |
13.99 |
|
7.55 |
19,215 |
|
0.91 |
– |
0.31 |
15.8 | ||||
– |
|
(0.07 |
) |
13.16 |
|
26.43 |
22,947 |
|
0.92 |
– |
0.49 |
17.5 | ||||
(0.55 |
) |
(0.62 |
) |
10.47 |
|
16.76 |
18,523 |
|
0.92 |
– |
0.73 |
32.9 | ||||
(0.49 |
) |
(0.61 |
) |
18.94 |
|
32.42 |
133,208 |
|
0.73 |
– |
0.79 |
11.2 | ||||
(0.54 |
) |
(0.61 |
) |
14.88 |
|
11.31 |
83,360 |
|
0.73 |
– |
0.64 |
14.5 | ||||
(0.13 |
) |
(0.20 |
) |
14.01 |
|
7.68 |
61,273 |
|
0.73 |
– |
0.49 |
15.8 | ||||
– |
|
(0.09 |
) |
13.19 |
|
26.68 |
49,027 |
|
0.74 |
– |
0.68 |
17.5 | ||||
(0.55 |
) |
(0.65 |
) |
10.49 |
|
16.94 |
39,053 |
|
0.74 |
– |
0.90 |
32.9 | ||||
(0.49 |
) |
(0.64 |
) |
19.00 |
|
32.66 |
89,068 |
|
0.54 |
– |
0.97 |
11.2 | ||||
(0.54 |
) |
(0.63 |
) |
14.93 |
|
11.54 |
53,385 |
|
0.54 |
– |
0.84 |
14.5 | ||||
(0.13 |
) |
(0.22 |
) |
14.04 |
|
7.94 |
43,311 |
|
0.54 |
– |
0.68 |
15.8 | ||||
– |
|
(0.10 |
) |
13.21 |
|
26.82 |
37,573 |
|
0.55 |
– |
0.86 |
17.5 | ||||
(0.55 |
) |
(0.68 |
) |
10.51 |
|
17.28 |
25,880 |
|
0.55 |
– |
1.07 |
32.9 | ||||
(0.49 |
) |
(0.65 |
) |
19.13 |
|
32.85 |
181,266 |
|
0.42 |
– |
1.09 |
11.2 | ||||
(0.54 |
) |
(0.64 |
) |
15.02 |
|
11.62 |
113,313 |
|
0.42 |
– |
0.96 |
14.5 | ||||
(0.13 |
) |
(0.23 |
) |
14.12 |
|
8.08 |
93,033 |
|
0.42 |
– |
0.80 |
15.8 | ||||
– |
|
(0.11 |
) |
13.28 |
|
27.11 |
89,087 |
|
0.43 |
– |
0.98 |
17.5 | ||||
(0.55 |
) |
(0.68 |
) |
10.55 |
|
17.28 |
74,072 |
|
0.43 |
– |
1.18 |
32.9 |
(a) |
Calculated based on average
shares outstanding during the period. | ||||||||||||||
(b) |
Excludes expense
reimbursement from Manager and/or
Distributor. |
FINANCIAL
HIGHLIGHTS | |||||||||||||||||
PRINCIPAL
FUNDS, INC. | |||||||||||||||||
Selected
data for a share of Capital Stock outstanding throughout each year ended
October 31 (except as noted): | |||||||||||||||||
Net Asset Value, Beginning of
Period |
Net Investment Income
(Loss)(a) |
Net Realized and Unrealized
Gain (Loss) on Investments |
Total From Investment
Operations |
Dividends from Net Investment
Income | |||||||||||||
MIDCAP
VALUE FUND I |
|||||||||||||||||
Institutional
shares |
|||||||||||||||||
2013 |
$ |
14.14 |
|
$ |
0.15 |
|
$ |
4.34 |
|
$ |
4.49 |
|
$ |
(0.18 |
) | ||
2012 |
12.57 |
|
0.15 |
|
1.51 |
|
1.66 |
|
(0.09 |
) | |||||||
2011 |
12.17 |
|
0.10 |
|
0.45 |
|
0.55 |
|
(0.15 |
) | |||||||
2010 |
9.69 |
|
0.14 |
|
2.44 |
|
2.58 |
|
(0.10 |
) | |||||||
2009 |
8.56 |
|
0.09 |
|
1.16 |
|
1.25 |
|
(0.12 |
) | |||||||
R-1
shares |
|||||||||||||||||
2013 |
13.83 |
|
– |
|
4.27 |
|
4.27 |
|
(0.05 |
) | |||||||
2012 |
12.32 |
|
0.03 |
|
1.48 |
|
1.51 |
|
– |
| |||||||
2011 |
11.94 |
|
(0.02 |
) |
0.45 |
|
0.43 |
|
(0.05 |
) | |||||||
2010 |
9.53 |
|
0.05 |
|
2.40 |
|
2.45 |
|
(0.04 |
) | |||||||
2009 |
8.40 |
|
0.02 |
|
1.15 |
|
1.17 |
|
(0.04 |
) | |||||||
R-2
shares |
|||||||||||||||||
2013 |
13.87 |
|
0.02 |
|
4.28 |
|
4.30 |
|
(0.07 |
) | |||||||
2012 |
12.34 |
|
0.05 |
|
1.48 |
|
1.53 |
|
– |
| |||||||
2011 |
11.94 |
|
– |
|
0.45 |
|
0.45 |
|
(0.05 |
) | |||||||
2010 |
9.54 |
|
0.06 |
|
2.39 |
|
2.45 |
|
(0.05 |
) | |||||||
2009 |
8.41 |
|
0.03 |
|
1.16 |
|
1.19 |
|
(0.06 |
) | |||||||
R-3
shares |
|||||||||||||||||
2013 |
13.99 |
|
0.05 |
|
4.31 |
|
4.36 |
|
(0.10 |
) | |||||||
2012 |
12.43 |
|
0.07 |
|
1.50 |
|
1.57 |
|
(0.01 |
) | |||||||
2011 |
12.04 |
|
0.02 |
|
0.46 |
|
0.48 |
|
(0.09 |
) | |||||||
2010 |
9.61 |
|
0.08 |
|
2.41 |
|
2.49 |
|
(0.06 |
) | |||||||
2009 |
8.46 |
|
0.04 |
|
1.17 |
|
1.21 |
|
(0.06 |
) | |||||||
R-4
shares |
|||||||||||||||||
2013 |
14.03 |
|
0.08 |
|
4.32 |
|
4.40 |
|
(0.13 |
) | |||||||
2012 |
12.46 |
|
0.09 |
|
1.52 |
|
1.61 |
|
(0.04 |
) | |||||||
2011 |
12.08 |
|
0.05 |
|
0.44 |
|
0.49 |
|
(0.11 |
) | |||||||
2010 |
9.63 |
|
0.10 |
|
2.42 |
|
2.52 |
|
(0.07 |
) | |||||||
2009 |
8.50 |
|
0.06 |
|
1.16 |
|
1.22 |
|
(0.09 |
) | |||||||
R-5
shares |
|||||||||||||||||
2013 |
14.08 |
|
0.10 |
|
4.33 |
|
4.43 |
|
(0.15 |
) | |||||||
2012 |
12.52 |
|
0.11 |
|
1.51 |
|
1.62 |
|
(0.06 |
) | |||||||
2011 |
12.12 |
|
0.06 |
|
0.46 |
|
0.52 |
|
(0.12 |
) | |||||||
2010 |
9.66 |
|
0.11 |
|
2.43 |
|
2.54 |
|
(0.08 |
) | |||||||
2009 |
8.53 |
|
0.07 |
|
1.16 |
|
1.23 |
|
(0.10 |
) |
FINANCIAL
HIGHLIGHTS (CONTINUED) | ||||||||||||
PRINCIPAL
FUNDS, INC. | ||||||||||||
Total Dividends and
Distributions |
Net Asset Value, End of
Period |
Total Return |
Net Assets, End of Period (in
thousands) |
Ratio of Expenses to Average
Net Assets |
Ratio of Net Investment
Income to Average Net Assets |
Portfolio Turnover
Rate | ||||||
$ |
(0.18 |
) |
$ |
18.45 |
|
32.12% |
$ |
1,279,003 |
|
0.98
%(b) |
0.93% |
98.6% |
(0.09 |
) |
14.14 |
|
13.28 |
1,431,810 |
|
0.98
(b) |
1.09 |
87.3 | |||
(0.15 |
) |
12.57 |
|
4.49 |
1,256,845 |
|
0.98
(b) |
0.73 |
80.3 | |||
(0.10 |
) |
12.17 |
|
26.78 |
1,269,331 |
|
0.98
(b) |
1.30 |
83.6 | |||
(0.12 |
) |
9.69 |
|
15.00 |
1,010,989 |
|
1.00
(b) |
1.11 |
95.7 | |||
(0.05 |
) |
18.05 |
|
30.99 |
6,643 |
|
1.84
(b) |
0.00 |
98.6 | |||
– |
|
13.83 |
|
12.26 |
6,229 |
|
1.85
(b) |
0.22 |
87.3 | |||
(0.05 |
) |
12.32 |
|
3.59 |
5,985 |
|
1.85
(b) |
(0.14) |
80.3 | |||
(0.04 |
) |
11.94 |
|
25.75 |
7,222 |
|
1.85
(b) |
0.43 |
83.6 | |||
(0.04 |
) |
9.53 |
|
14.02 |
5,741 |
|
1.86
(b) |
0.22 |
95.7 | |||
(0.07 |
) |
18.10 |
|
31.14 |
15,229 |
|
1.71
(b) |
0.16 |
98.6 | |||
– |
|
13.87 |
|
12.40 |
14,689 |
|
1.72
(b) |
0.35 |
87.3 | |||
(0.05 |
) |
12.34 |
|
3.79 |
15,380 |
|
1.72
(b) |
0.01 |
80.3 | |||
(0.05 |
) |
11.94 |
|
25.77 |
19,875 |
|
1.72
(b) |
0.56 |
83.6 | |||
(0.06 |
) |
9.54 |
|
14.29 |
15,242 |
|
1.73
(b) |
0.30 |
95.7 | |||
(0.10 |
) |
18.25 |
|
31.32 |
39,275 |
|
1.53
(b) |
0.31 |
98.6 | |||
(0.01 |
) |
13.99 |
|
12.66 |
32,137 |
|
1.54
(b) |
0.53 |
87.3 | |||
(0.09 |
) |
12.43 |
|
3.95 |
39,064 |
|
1.54
(b) |
0.17 |
80.3 | |||
(0.06 |
) |
12.04 |
|
26.02 |
34,752 |
|
1.54
(b) |
0.76 |
83.6 | |||
(0.06 |
) |
9.61 |
|
14.48 |
34,211 |
|
1.55
(b) |
0.47 |
95.7 | |||
(0.13 |
) |
18.30 |
|
31.60 |
35,447 |
|
1.34
(b) |
0.50 |
98.6 | |||
(0.04 |
) |
14.03 |
|
12.92 |
27,235 |
|
1.35
(b) |
0.71 |
87.3 | |||
(0.11 |
) |
12.46 |
|
4.04 |
28,916 |
|
1.35
(b) |
0.36 |
80.3 | |||
(0.07 |
) |
12.08 |
|
26.32 |
28,066 |
|
1.35
(b) |
0.93 |
83.6 | |||
(0.09 |
) |
9.63 |
|
14.59 |
19,074 |
|
1.36
(b) |
0.71 |
95.7 | |||
(0.15 |
) |
18.36 |
|
31.77 |
68,821 |
|
1.22
(b) |
0.64 |
98.6 | |||
(0.06 |
) |
14.08 |
|
12.98 |
57,052 |
|
1.23
(b) |
0.85 |
87.3 | |||
(0.12 |
) |
12.52 |
|
4.26 |
40,902 |
|
1.23
(b) |
0.47 |
80.3 | |||
(0.08 |
) |
12.12 |
|
26.44 |
31,022 |
|
1.23
(b) |
1.04 |
83.6 | |||
(0.10 |
) |
9.66 |
|
14.67 |
27,117 |
|
1.24
(b) |
0.79 |
95.7 |
(a) |
Calculated based on average
shares outstanding during the period. | ||||||||||||
(b) |
Reflects Manager's
contractual expense
limit. |
FINANCIAL
HIGHLIGHTS | |||||||||||||||||
PRINCIPAL
FUNDS, INC. | |||||||||||||||||
Selected
data for a share of Capital Stock outstanding throughout each year ended
October 31 (except as noted): | |||||||||||||||||
Net Asset Value, Beginning of
Period |
Net Investment Income
(Loss)(a) |
Net Realized and Unrealized
Gain (Loss) on Investments |
Total From Investment
Operations |
Dividends from Net Investment
Income | |||||||||||||
MIDCAP
VALUE FUND III |
|||||||||||||||||
Institutional
shares |
|||||||||||||||||
2013 |
$ |
14.31 |
|
$ |
0.24 |
|
$ |
4.55 |
|
$ |
4.79 |
|
$ |
(0.22 |
) | ||
2012 |
12.59 |
|
0.23 |
|
1.66 |
|
1.89 |
|
(0.17 |
) | |||||||
2011 |
11.85 |
|
0.17 |
|
0.76 |
|
0.93 |
|
(0.19 |
) | |||||||
2010 |
9.62 |
|
0.17 |
|
2.24 |
|
2.41 |
|
(0.18 |
) | |||||||
2009 |
8.68 |
|
0.15 |
|
0.99 |
|
1.14 |
|
(0.20 |
) | |||||||
R-1
shares |
|||||||||||||||||
2013 |
13.69 |
|
0.10 |
|
4.36 |
|
4.46 |
|
(0.08 |
) | |||||||
2012 |
12.03 |
|
0.10 |
|
1.60 |
|
1.70 |
|
(0.04 |
) | |||||||
2011 |
11.34 |
|
0.08 |
|
0.70 |
|
0.78 |
|
(0.09 |
) | |||||||
2010 |
9.26 |
|
0.08 |
|
2.12 |
|
2.20 |
|
(0.12 |
) | |||||||
2009 |
8.33 |
|
0.10 |
|
0.93 |
|
1.03 |
|
(0.10 |
) | |||||||
R-2
shares |
|||||||||||||||||
2013 |
13.79 |
|
0.12 |
|
4.39 |
|
4.51 |
|
(0.12 |
) | |||||||
2012 |
12.11 |
|
0.12 |
|
1.61 |
|
1.73 |
|
(0.05 |
) | |||||||
2011 |
11.42 |
|
0.08 |
|
0.72 |
|
0.80 |
|
(0.11 |
) | |||||||
2010 |
9.31 |
|
0.09 |
|
2.15 |
|
2.24 |
|
(0.13 |
) | |||||||
2009 |
8.38 |
|
0.11 |
|
0.93 |
|
1.04 |
|
(0.11 |
) | |||||||
R-3
shares |
|||||||||||||||||
2013 |
13.73 |
|
0.14 |
|
4.37 |
|
4.51 |
|
(0.17 |
) | |||||||
2012 |
12.08 |
|
0.15 |
|
1.59 |
|
1.74 |
|
(0.09 |
) | |||||||
2011 |
11.39 |
|
0.10 |
|
0.72 |
|
0.82 |
|
(0.13 |
) | |||||||
2010 |
9.28 |
|
0.11 |
|
2.14 |
|
2.25 |
|
(0.14 |
) | |||||||
2009 |
8.36 |
|
0.13 |
|
0.92 |
|
1.05 |
|
(0.13 |
) | |||||||
R-4
shares |
|||||||||||||||||
2013 |
13.61 |
|
0.17 |
|
4.33 |
|
4.50 |
|
(0.19 |
) | |||||||
2012 |
11.98 |
|
0.17 |
|
1.58 |
|
1.75 |
|
(0.12 |
) | |||||||
2011 |
11.29 |
|
0.13 |
|
0.71 |
|
0.84 |
|
(0.15 |
) | |||||||
2010 |
9.18 |
|
0.13 |
|
2.12 |
|
2.25 |
|
(0.14 |
) | |||||||
2009 |
8.28 |
|
0.15 |
|
0.91 |
|
1.06 |
|
(0.16 |
) | |||||||
R-5
shares |
|||||||||||||||||
2013 |
13.70 |
|
0.20 |
|
4.33 |
|
4.53 |
|
(0.20 |
) | |||||||
2012 |
12.05 |
|
0.18 |
|
1.60 |
|
1.78 |
|
(0.13 |
) | |||||||
2011 |
11.36 |
|
0.14 |
|
0.71 |
|
0.85 |
|
(0.16 |
) | |||||||
2010 |
9.25 |
|
0.15 |
|
2.12 |
|
2.27 |
|
(0.16 |
) | |||||||
2009 |
8.36 |
|
0.15 |
|
0.92 |
|
1.07 |
|
(0.18 |
) |
FINANCIAL
HIGHLIGHTS (CONTINUED) | |||||||||||||
PRINCIPAL
FUNDS, INC. | |||||||||||||
Total Dividends and
Distributions |
Net Asset Value, End of
Period |
Total
Return |
Net Assets, End of Period (in
thousands) |
Ratio of Expenses to Average
Net Assets |
Ratio of Gross Expenses to
Average Net Assets(b) |
Ratio of Net Investment
Income to Average Net Assets |
Portfolio Turnover
Rate | ||||||
$ |
(0.22 |
) |
$ |
18.88 |
|
33.96% |
$ |
640,181 |
|
0.66% |
0.67% |
1.40% |
88.3% |
(0.17 |
) |
14.31 |
|
15.18 |
1,893 |
|
0.69 |
2.25 |
1.68 |
52.9 | |||
(0.19 |
) |
12.59 |
|
7.86 |
817 |
|
0.70 |
4.18 |
1.39 |
86.4 | |||
(0.18 |
) |
11.85 |
|
25.32 |
183 |
|
0.70 |
10.72 |
1.58 |
92.4 | |||
(0.20 |
) |
9.62 |
|
13.58 |
116 |
|
0.70 |
51.56 |
1.61 |
111.4 | |||
(0.08 |
) |
18.07 |
|
32.79 |
452 |
|
1.53
(c) |
– |
0.64 |
88.3 | |||
(0.04 |
) |
13.69 |
|
14.20 |
318 |
|
1.56
(c) |
– |
0.79 |
52.9 | |||
(0.09 |
) |
12.03 |
|
6.88 |
332 |
|
1.55
(c) |
– |
0.63 |
86.4 | |||
(0.12 |
) |
11.34 |
|
23.90 |
520 |
|
1.56
(c) |
– |
0.73 |
92.4 | |||
(0.10 |
) |
9.26 |
|
12.67 |
435 |
|
1.55 |
– |
1.25 |
111.4 | |||
(0.12 |
) |
18.18 |
|
32.94 |
1,176 |
|
1.40
(c) |
– |
0.77 |
88.3 | |||
(0.05 |
) |
13.79 |
|
14.38 |
871 |
|
1.43
(c) |
– |
0.93 |
52.9 | |||
(0.11 |
) |
12.11 |
|
6.97 |
981 |
|
1.42
(c) |
– |
0.68 |
86.4 | |||
(0.13 |
) |
11.42 |
|
24.22 |
1,455 |
|
1.43
(c) |
– |
0.88 |
92.4 | |||
(0.11 |
) |
9.31 |
|
12.64 |
1,325 |
|
1.42 |
– |
1.39 |
111.4 | |||
(0.17 |
) |
18.07 |
|
33.18 |
4,319 |
|
1.22
(c) |
– |
0.90 |
88.3 | |||
(0.09 |
) |
13.73 |
|
14.52 |
2,188 |
|
1.25
(c) |
– |
1.12 |
52.9 | |||
(0.13 |
) |
12.08 |
|
7.23 |
1,834 |
|
1.24
(c) |
– |
0.85 |
86.4 | |||
(0.14 |
) |
11.39 |
|
24.38 |
1,758 |
|
1.25
(c) |
– |
1.03 |
92.4 | |||
(0.13 |
) |
9.28 |
|
12.88 |
1,244 |
|
1.24 |
– |
1.64 |
111.4 | |||
(0.19 |
) |
17.92 |
|
33.44 |
4,061 |
|
1.03
(c) |
– |
1.04 |
88.3 | |||
(0.12 |
) |
13.61 |
|
14.72 |
1,125 |
|
1.06
(c) |
– |
1.30 |
52.9 | |||
(0.15 |
) |
11.98 |
|
7.46 |
1,049 |
|
1.05
(c) |
– |
1.07 |
86.4 | |||
(0.14 |
) |
11.29 |
|
24.66 |
1,252 |
|
1.06
(c) |
– |
1.24 |
92.4 | |||
(0.16 |
) |
9.18 |
|
13.17 |
1,368 |
|
1.05 |
– |
1.90 |
111.4 | |||
(0.20 |
) |
18.03 |
|
33.53 |
11,095 |
|
0.91
(c) |
– |
1.26 |
88.3 | |||
(0.13 |
) |
13.70 |
|
14.96 |
6,614 |
|
0.94
(c) |
– |
1.41 |
52.9 | |||
(0.16 |
) |
12.05 |
|
7.52 |
5,595 |
|
0.93
(c) |
– |
1.18 |
86.4 | |||
(0.16 |
) |
11.36 |
|
24.74 |
6,425 |
|
0.94
(c) |
– |
1.39 |
92.4 | |||
(0.18 |
) |
9.25 |
|
13.22 |
9,344 |
|
0.93 |
– |
1.83 |
111.4 |
(a) |
Calculated based on average
shares outstanding during the period. | |||||||||||||
(b) |
Excludes expense
reimbursement from Manager and/or Distributor. | |||||||||||||
(c) |
Reflects Manager's
contractual expense
limit. |
FINANCIAL
HIGHLIGHTS | |||||||||||||
PRINCIPAL
FUNDS, INC. | |||||||||||||
Selected
data for a share of Capital Stock outstanding throughout each year ended
October 31 (except as noted): | |||||||||||||
Net Asset Value, Beginning of
Period |
Net Investment Income
(Loss)(a) |
Net Realized and Unrealized
Gain (Loss) on Investments |
Total From Investment
Operations |
Dividends from Net Investment
Income | |||||||||
MONEY
MARKET FUND |
|||||||||||||
Institutional
shares |
|||||||||||||
2013 |
$ |
1.00 |
|
$ – |
|
$ – |
|
$ – |
|
$ – |
| ||
2012 |
1.00 |
|
– |
|
– |
|
– |
|
– |
| |||
2011 |
1.00 |
|
– |
|
– |
|
– |
|
– |
| |||
2010 |
1.00 |
|
– |
|
– |
|
– |
|
– |
| |||
2009 |
1.00 |
|
0.01 |
|
– |
|
0.01 |
|
(0.01 |
) | |||
OVERSEAS
FUND |
|||||||||||||
Institutional
shares |
|||||||||||||
2013 |
9.96 |
|
0.24 |
|
2.13 |
|
2.37 |
|
(0.22 |
) | |||
2012 |
9.89 |
|
0.24 |
|
0.47 |
|
0.71 |
|
(0.23 |
) | |||
2011 |
11.44 |
|
0.24 |
|
(0.88 |
) |
(0.64 |
) |
(0.14 |
) | |||
2010 |
10.70 |
|
0.18 |
|
1.01 |
|
1.19 |
|
(0.18 |
) | |||
2009 |
8.62 |
|
0.20 |
|
1.90 |
|
2.10 |
|
(0.02 |
) | |||
R-1
shares |
|||||||||||||
2013 |
9.90 |
|
0.15 |
|
2.11 |
|
2.26 |
|
(0.15 |
) | |||
2012(c) |
9.89 |
|
0.15 |
|
(0.14 |
) |
0.01 |
|
– |
| |||
R-2
shares |
|||||||||||||
2013 |
9.91 |
|
0.16 |
|
2.11 |
|
2.27 |
|
(0.16 |
) | |||
2012(c) |
9.89 |
|
0.16 |
|
(0.14 |
) |
0.02 |
|
– |
| |||
R-3
shares |
|||||||||||||
2013 |
9.92 |
|
0.20 |
|
2.09 |
|
2.29 |
|
(0.17 |
) | |||
2012(c) |
9.89 |
|
0.17 |
|
(0.14 |
) |
0.03 |
|
– |
| |||
R-4
shares |
|||||||||||||
2013 |
9.94 |
|
0.07 |
|
2.25 |
|
2.32 |
|
(0.19 |
) | |||
2012(c) |
9.89 |
|
0.18 |
|
(0.13 |
) |
0.05 |
|
– |
| |||
R-5
shares |
|||||||||||||
2013 |
9.95 |
|
0.21 |
|
2.12 |
|
2.33 |
|
(0.22 |
) | |||
2012(c) |
9.89 |
|
0.19 |
|
(0.13 |
) |
0.06 |
|
– |
|
FINANCIAL
HIGHLIGHTS (CONTINUED) | ||||||||||||||
PRINCIPAL
FUNDS, INC. | ||||||||||||||
Distributions from Realized
Gains |
Total Dividends and
Distributions |
Net Asset Value, End of
Period |
Total
Return |
Net Assets, End of Period (in
thousands) |
Ratio of Expenses to Average
Net Assets |
Ratio of Gross Expenses to
Average Net Assets(f) |
Ratio of Net Investment
Income to Average Net Assets |
Portfolio Turnover
Rate | ||||||
$ – |
|
$ – |
|
$ |
1.00 |
|
0.00% |
$ |
357,925 |
|
0.21% |
0.41% |
0.00% |
NA |
– |
|
– |
|
1.00 |
|
0.00 |
353,584 |
|
0.28 |
0.43 |
0.00 |
NA | ||
– |
|
– |
|
1.00 |
|
0.00 |
263,071 |
|
0.28 |
0.41 |
0.00 |
NA | ||
– |
|
– |
|
1.00 |
|
0.00 |
202,082 |
|
0.35 |
0.42 |
0.00 |
NA | ||
– |
|
(0.01 |
) |
1.00 |
|
0.59 |
231,887 |
|
0.43 |
0.44 |
0.63 |
NA | ||
– |
|
(0.22 |
) |
12.11 |
|
24.16 |
2,280,703 |
|
1.07
(b) |
— |
2.25 |
35.3 | ||
(0.41 |
) |
(0.64 |
) |
9.96 |
|
8.29 |
1,707,927 |
|
1.08
(b) |
— |
2.58 |
27.9 | ||
(0.77 |
) |
(0.91 |
) |
9.89 |
|
(6.01) |
1,351,191 |
|
1.08
(b) |
— |
2.25 |
38.6 | ||
(0.27 |
) |
(0.45 |
) |
11.44 |
|
11.38 |
1,137,569 |
|
1.09
(b) |
— |
1.73 |
87.2 | ||
– |
|
(0.02 |
) |
10.70 |
|
24.39 |
963,192 |
|
1.12
(b) |
— |
2.22 |
77.7 | ||
– |
|
(0.15 |
) |
12.01 |
|
23.09 |
12 |
|
1.94
(b) |
— |
1.35 |
35.3 | ||
– |
|
– |
|
9.90 |
|
0.10
(d) |
10 |
|
1.94
(b),(e) |
— |
2.31
(e) |
27.9
(e) | ||
– |
|
(0.16 |
) |
12.02 |
|
23.19 |
12 |
|
1.81
(b) |
— |
1.48 |
35.3 | ||
– |
|
– |
|
9.91 |
|
0.20
(d) |
10 |
|
1.82
(b),(e) |
— |
2.45
(e) |
27.9
(e) | ||
– |
|
(0.17 |
) |
12.04 |
|
23.42 |
172 |
|
1.63
(b) |
— |
1.85 |
35.3 | ||
– |
|
– |
|
9.92 |
|
0.30
(d) |
10 |
|
1.64
(b),(e) |
— |
2.61
(e) |
27.9
(e) | ||
– |
|
(0.19 |
) |
12.07 |
|
23.65 |
469 |
|
1.44
(b) |
— |
0.61 |
35.3 | ||
– |
|
– |
|
9.94 |
|
0.51
(d) |
10 |
|
1.45
(b),(e) |
— |
2.79
(e) |
27.9
(e) | ||
– |
|
(0.22 |
) |
12.06 |
|
23.75 |
606 |
|
1.32
(b) |
— |
1.99 |
35.3 | ||
– |
|
– |
|
9.95 |
|
0.61
(d) |
10 |
|
1.33
(b),(e) |
— |
2.94
(e) |
27.9
(e) |
(a) |
Calculated based on average
shares outstanding during the period. | ||||||||||||||
(b) |
Reflects Manager's
contractual expense limit. | ||||||||||||||
(c) |
Period from March 1, 2012,
date operations commenced, through October 31,
2012. | ||||||||||||||
(d) |
Total return amounts have not
been annualized. | ||||||||||||||
(e) |
Computed on an annualized
basis. | ||||||||||||||
(f) |
Excludes expense
reimbursement from Manager and/or
Distributor. |
FINANCIAL
HIGHLIGHTS | |||||||||||||||||
PRINCIPAL
FUNDS, INC. | |||||||||||||||||
Selected
data for a share of Capital Stock outstanding throughout each year ended
October 31 (except as noted): | |||||||||||||||||
Net Asset Value, Beginning of
Period |
Net Investment Income
(Loss)(a) |
Net Realized and Unrealized
Gain (Loss) on Investments |
Total From Investment
Operations |
Dividends from Net Investment
Income | |||||||||||||
PRINCIPAL
CAPITAL APPRECIATION FUND |
|||||||||||||||||
Institutional
shares |
|||||||||||||||||
2013 |
$ |
42.34 |
|
$ |
0.77 |
|
$ |
11.42 |
|
$ |
12.19 |
|
$ |
(0.73 |
) | ||
2012 |
38.63 |
|
0.56 |
|
4.05 |
|
4.61 |
|
(0.42 |
) | |||||||
2011 |
37.63 |
|
0.47 |
|
2.21 |
|
2.68 |
|
(0.57 |
) | |||||||
2010 |
32.93 |
|
0.67 |
|
4.56 |
|
5.23 |
|
(0.31 |
) | |||||||
2009 |
31.12 |
|
0.32 |
|
3.37 |
|
3.69 |
|
(0.36 |
) | |||||||
R-1
shares |
|||||||||||||||||
2013 |
41.64 |
|
0.38 |
|
11.24 |
|
11.62 |
|
(0.37 |
) | |||||||
2012 |
38.18 |
|
0.20 |
|
4.01 |
|
4.21 |
|
(0.27 |
) | |||||||
2011 |
37.42 |
|
0.08 |
|
2.24 |
|
2.32 |
|
(0.45 |
) | |||||||
2010(b) |
35.15 |
|
0.05 |
|
2.22 |
|
2.27 |
|
– |
| |||||||
R-2
shares |
|||||||||||||||||
2013 |
41.78 |
|
0.41 |
|
11.30 |
|
11.71 |
|
(0.44 |
) | |||||||
2012 |
38.26 |
|
0.26 |
|
4.00 |
|
4.26 |
|
(0.26 |
) | |||||||
2011 |
37.44 |
|
0.14 |
|
2.25 |
|
2.39 |
|
(0.46 |
) | |||||||
2010(b) |
35.15 |
|
0.53 |
|
1.76 |
|
2.29 |
|
– |
| |||||||
R-3
shares |
|||||||||||||||||
2013 |
41.85 |
|
0.46 |
|
11.33 |
|
11.79 |
|
(0.57 |
) | |||||||
2012 |
38.31 |
|
0.33 |
|
4.01 |
|
4.34 |
|
(0.32 |
) | |||||||
2011 |
37.49 |
|
0.21 |
|
2.25 |
|
2.46 |
|
(0.53 |
) | |||||||
2010(b) |
35.15 |
|
0.02 |
|
2.32 |
|
2.34 |
|
– |
| |||||||
R-4
shares |
|||||||||||||||||
2013 |
42.05 |
|
0.58 |
|
11.37 |
|
11.95 |
|
(0.60 |
) | |||||||
2012 |
38.42 |
|
0.40 |
|
4.03 |
|
4.43 |
|
(0.32 |
) | |||||||
2011 |
37.53 |
|
0.31 |
|
2.23 |
|
2.54 |
|
(0.54 |
) | |||||||
2010(b) |
35.15 |
|
0.11 |
|
2.27 |
|
2.38 |
|
– |
| |||||||
R-5
shares |
|||||||||||||||||
2013 |
42.15 |
|
0.64 |
|
11.39 |
|
12.03 |
|
(0.63 |
) | |||||||
2012 |
38.50 |
|
0.47 |
|
4.01 |
|
4.48 |
|
(0.35 |
) | |||||||
2011 |
37.57 |
|
0.37 |
|
2.22 |
|
2.59 |
|
(0.55 |
) | |||||||
2010(b) |
35.15 |
|
0.15 |
|
2.27 |
|
2.42 |
|
– |
|
FINANCIAL
HIGHLIGHTS (CONTINUED) | |||||||||||||||
PRINCIPAL
FUNDS, INC. | |||||||||||||||
Distributions from Realized
Gains |
Total Dividends and
Distributions |
Net Asset Value, End of
Period |
Total
Return |
Net Assets, End of Period (in
thousands) |
Ratio of Expenses to Average
Net Assets |
Ratio of Net Investment
Income to Average Net Assets |
Portfolio Turnover
Rate | ||||||||
$ |
(0.49 |
) |
$ |
(1.22 |
) |
$ |
53.31 |
|
29.52% |
$ |
1,357,704 |
|
0.48% |
1.63% |
14.3% |
(0.48 |
) |
(0.9 |
) |
42.34 |
|
12.28 |
1,053,972 |
|
0.50 |
1.38 |
8.2 | ||||
(1.11 |
) |
(1.68 |
) |
38.63 |
|
7.15 |
907,061 |
|
0.52 |
1.19 |
12.7 | ||||
(0.22 |
) |
(0.53 |
) |
37.63 |
|
16.02 |
578,458 |
|
0.58 |
1.89 |
15.3 | ||||
(1.52 |
) |
(1.88 |
) |
32.93 |
|
13.12 |
409,987 |
|
0.59 |
1.12 |
23.8 | ||||
(0.49 |
) |
(0.86 |
) |
52.40 |
|
28.39 |
1,424 |
|
1.35 |
0.82 |
14.3 | ||||
(0.48 |
) |
(0.75 |
) |
41.64 |
|
11.32 |
1,789 |
|
1.37 |
0.50 |
8.2 | ||||
(1.11 |
) |
(1.56 |
) |
38.18 |
|
6.22 |
1,585 |
|
1.39 |
0.22 |
12.7 | ||||
– |
|
– |
|
37.42 |
|
6.46
(c) |
245 |
|
1.47
(d) |
0.21
(d) |
15.3
(d) | ||||
(0.49 |
) |
(0.93 |
) |
52.56 |
|
28.56 |
2,228 |
|
1.22 |
0.88 |
14.3 | ||||
(0.48 |
) |
(0.74 |
) |
41.78 |
|
11.43 |
1,800 |
|
1.24 |
0.65 |
8.2 | ||||
(1.11 |
) |
(1.57 |
) |
38.26 |
|
6.41 |
1,840 |
|
1.26 |
0.36 |
12.7 | ||||
– |
|
– |
|
37.44 |
|
6.51
(c) |
82 |
|
1.34
(d) |
2.28
(d) |
15.3
(d) | ||||
(0.49 |
) |
(1.06 |
) |
52.58 |
|
28.79 |
19,700 |
|
1.04 |
0.97 |
14.3 | ||||
(0.48 |
) |
(0.8 |
) |
41.85 |
|
11.64 |
9,790 |
|
1.06 |
0.82 |
8.2 | ||||
(1.11 |
) |
(1.64 |
) |
38.31 |
|
6.59 |
7,551 |
|
1.08 |
0.54 |
12.7 | ||||
– |
|
– |
|
37.49 |
|
6.66
(c) |
1,084 |
|
1.16
(d) |
0.07
(d) |
15.3
(d) | ||||
(0.49 |
) |
(1.09 |
) |
52.91 |
|
29.05 |
16,588 |
|
0.85 |
1.22 |
14.3 | ||||
(0.48 |
) |
(0.8 |
) |
42.05 |
|
11.83 |
9,840 |
|
0.87 |
0.98 |
8.2 | ||||
(1.11 |
) |
(1.65 |
) |
38.42 |
|
6.80 |
7,661 |
|
0.89 |
0.81 |
12.7 | ||||
– |
|
– |
|
37.53 |
|
6.77
(c) |
2,816 |
|
0.97
(d) |
0.46
(d) |
15.3
(d) | ||||
(0.49 |
) |
(1.12 |
) |
53.06 |
|
29.20 |
29,179 |
|
0.73 |
1.35 |
14.3 | ||||
(0.48 |
) |
(0.83 |
) |
42.15 |
|
11.96 |
16,559 |
|
0.75 |
1.15 |
8.2 | ||||
(1.11 |
) |
(1.66 |
) |
38.50 |
|
6.91 |
17,231 |
|
0.77 |
0.94 |
12.7 | ||||
– |
|
– |
|
37.57 |
|
6.88
(c) |
11,504 |
|
0.85
(d) |
0.64
(d) |
15.3
(d) |
(a) |
Calculated based on average
shares outstanding during the period. | |||||||||||||
(b) |
Period from March 1, 2010,
date operations commenced, through October 31,
2010. | |||||||||||||
(c) |
Total return amounts have not
been annualized. | |||||||||||||
(d) |
Computed on an annualized
basis. |
FINANCIAL
HIGHLIGHTS | |||||||||||||||||
PRINCIPAL
FUNDS, INC. | |||||||||||||||||
Selected
data for a share of Capital Stock outstanding throughout each year ended
October 31 (except as noted): | |||||||||||||||||
Net Asset Value, Beginning of
Period |
Net Investment Income
(Loss)(a) |
Net Realized and Unrealized
Gain (Loss) on Investments |
Total From Investment
Operations |
Dividends from Net Investment
Income | |||||||||||||
PRINCIPAL
LIFETIME 2010 FUND |
|||||||||||||||||
Institutional
shares |
|||||||||||||||||
2013 |
$ |
12.14 |
|
$ |
0.30 |
|
$ |
0.99 |
|
$ |
1.29 |
|
$ |
(0.30 |
) | ||
2012 |
11.37 |
|
0.25 |
|
0.81 |
|
1.06 |
|
(0.29 |
) | |||||||
2011 |
11.16 |
|
0.29 |
|
0.21 |
|
0.50 |
|
(0.29 |
) | |||||||
2010 |
9.86 |
|
0.29 |
|
1.33 |
|
1.62 |
|
(0.32 |
) | |||||||
2009 |
9.22 |
|
0.27 |
|
1.02 |
|
1.29 |
|
(0.35 |
) | |||||||
R-1
shares |
|||||||||||||||||
2013 |
12.01 |
|
0.19 |
|
0.98 |
|
1.17 |
|
(0.18 |
) | |||||||
2012 |
11.24 |
|
0.15 |
|
0.80 |
|
0.95 |
|
(0.18 |
) | |||||||
2011 |
11.03 |
|
0.19 |
|
0.21 |
|
0.40 |
|
(0.19 |
) | |||||||
2010 |
9.77 |
|
0.20 |
|
1.31 |
|
1.51 |
|
(0.25 |
) | |||||||
2009 |
9.14 |
|
0.19 |
|
1.02 |
|
1.21 |
|
(0.28 |
) | |||||||
R-2
shares |
|||||||||||||||||
2013 |
12.00 |
|
0.22 |
|
0.97 |
|
1.19 |
|
(0.19 |
) | |||||||
2012 |
11.22 |
|
0.17 |
|
0.80 |
|
0.97 |
|
(0.19 |
) | |||||||
2011 |
11.02 |
|
0.22 |
|
0.19 |
|
0.41 |
|
(0.21 |
) | |||||||
2010 |
9.75 |
|
0.22 |
|
1.30 |
|
1.52 |
|
(0.25 |
) | |||||||
2009 |
9.10 |
|
0.21 |
|
1.01 |
|
1.22 |
|
(0.27 |
) | |||||||
R-3
shares |
|||||||||||||||||
2013 |
12.01 |
|
0.23 |
|
0.98 |
|
1.21 |
|
(0.23 |
) | |||||||
2012 |
11.24 |
|
0.19 |
|
0.79 |
|
0.98 |
|
(0.21 |
) | |||||||
2011 |
11.03 |
|
0.22 |
|
0.21 |
|
0.43 |
|
(0.22 |
) | |||||||
2010 |
9.76 |
|
0.23 |
|
1.31 |
|
1.54 |
|
(0.27 |
) | |||||||
2009 |
9.13 |
|
0.22 |
|
1.01 |
|
1.23 |
|
(0.30 |
) | |||||||
R-4
shares |
|||||||||||||||||
2013 |
12.03 |
|
0.24 |
|
1.00 |
|
1.24 |
|
(0.24 |
) | |||||||
2012 |
11.27 |
|
0.21 |
|
0.79 |
|
1.00 |
|
(0.24 |
) | |||||||
2011 |
11.07 |
|
0.25 |
|
0.20 |
|
0.45 |
|
(0.25 |
) | |||||||
2010 |
9.79 |
|
0.25 |
|
1.32 |
|
1.57 |
|
(0.29 |
) | |||||||
2009 |
9.16 |
|
0.23 |
|
1.01 |
|
1.24 |
|
(0.31 |
) | |||||||
R-5
shares |
|||||||||||||||||
2013 |
12.07 |
|
0.27 |
|
0.99 |
|
1.26 |
|
(0.27 |
) | |||||||
2012 |
11.30 |
|
0.22 |
|
0.81 |
|
1.03 |
|
(0.26 |
) | |||||||
2011 |
11.10 |
|
0.28 |
|
0.18 |
|
0.46 |
|
(0.26 |
) | |||||||
2010 |
9.81 |
|
0.28 |
|
1.31 |
|
1.59 |
|
(0.30 |
) | |||||||
2009 |
9.18 |
|
0.25 |
|
1.00 |
|
1.25 |
|
(0.32 |
) |
FINANCIAL
HIGHLIGHTS (CONTINUED) | ||||||||||||||
PRINCIPAL
FUNDS, INC. | ||||||||||||||
Distributions from Realized
Gains |
Total Dividends and
Distributions |
Net Asset Value, End of
Period |
Total
Return |
Net Assets, End of Period (in
thousands) |
Ratio of Expenses to Average
Net Assets(b) |
Ratio of Net Investment
Income to Average Net Assets |
Portfolio Turnover
Rate | |||||||
$ – |
|
$ |
(0.30 |
) |
$ |
13.13 |
|
10.81% |
$ |
1,093,311 |
|
0.04% |
2.42% |
15.2% |
– |
|
(0.29 |
) |
12.14 |
|
9.58 |
1,148,980 |
|
0.04 |
2.14 |
28.7 | |||
– |
|
(0.29 |
) |
11.37 |
|
4.52 |
1,074,682 |
|
0.04 |
2.55 |
16.4 | |||
– |
|
(0.32 |
) |
11.16 |
|
16.79 |
1,130,797 |
|
0.04 |
2.83 |
36.2 | |||
(0.30 |
) |
(0.65 |
) |
9.86 |
|
15.40 |
1,025,862 |
|
0.10 |
3.13 |
28.4 | |||
– |
|
(0.18 |
) |
13.00 |
|
9.90 |
18,403 |
|
0.91 |
1.53 |
15.2 | |||
– |
|
(0.18 |
) |
12.01 |
|
8.62 |
20,503 |
|
0.91 |
1.31 |
28.7 | |||
– |
|
(0.19 |
) |
11.24 |
|
3.63 |
21,110 |
|
0.92 |
1.65 |
16.4 | |||
– |
|
(0.25 |
) |
11.03 |
|
15.66 |
24,103 |
|
0.92 |
1.96 |
36.2 | |||
(0.30 |
) |
(0.58 |
) |
9.77 |
|
14.39 |
22,134 |
|
0.97 |
2.22 |
28.4 | |||
– |
|
(0.19 |
) |
13.00 |
|
10.09 |
20,762 |
|
0.78 |
1.76 |
15.2 | |||
– |
|
(0.19 |
) |
12.00 |
|
8.77 |
25,982 |
|
0.78 |
1.48 |
28.7 | |||
– |
|
(0.21 |
) |
11.22 |
|
3.70 |
30,298 |
|
0.79 |
1.91 |
16.4 | |||
– |
|
(0.25 |
) |
11.02 |
|
15.84 |
42,654 |
|
0.79 |
2.13 |
36.2 | |||
(0.30 |
) |
(0.57 |
) |
9.75 |
|
14.57 |
41,310 |
|
0.84 |
2.43 |
28.4 | |||
– |
|
(0.23 |
) |
12.99 |
|
10.20 |
76,245 |
|
0.60 |
1.83 |
15.2 | |||
– |
|
(0.21 |
) |
12.01 |
|
8.94 |
80,009 |
|
0.60 |
1.61 |
28.7 | |||
– |
|
(0.22 |
) |
11.24 |
|
3.95 |
81,172 |
|
0.61 |
1.98 |
16.4 | |||
– |
|
(0.27 |
) |
11.03 |
|
16.09 |
96,491 |
|
0.61 |
2.29 |
36.2 | |||
(0.30 |
) |
(0.60 |
) |
9.76 |
|
14.69 |
93,186 |
|
0.66 |
2.60 |
28.4 | |||
– |
|
(0.24 |
) |
13.03 |
|
10.52 |
68,271 |
|
0.41 |
1.94 |
15.2 | |||
– |
|
(0.24 |
) |
12.03 |
|
9.12 |
68,441 |
|
0.41 |
1.85 |
28.7 | |||
– |
|
(0.25 |
) |
11.27 |
|
4.09 |
77,085 |
|
0.42 |
2.17 |
16.4 | |||
– |
|
(0.29 |
) |
11.07 |
|
16.34 |
80,377 |
|
0.42 |
2.45 |
36.2 | |||
(0.30 |
) |
(0.61 |
) |
9.79 |
|
14.88 |
70,260 |
|
0.47 |
2.65 |
28.4 | |||
– |
|
(0.27 |
) |
13.06 |
|
10.59 |
113,248 |
|
0.29 |
2.16 |
15.2 | |||
– |
|
(0.26 |
) |
12.07 |
|
9.31 |
114,530 |
|
0.29 |
1.90 |
28.7 | |||
– |
|
(0.26 |
) |
11.30 |
|
4.16 |
115,406 |
|
0.30 |
2.44 |
16.4 | |||
– |
|
(0.30 |
) |
11.10 |
|
16.52 |
145,309 |
|
0.30 |
2.72 |
36.2 | |||
(0.30 |
) |
(0.62 |
) |
9.81 |
|
14.99 |
166,419 |
|
0.35 |
2.90 |
28.4 |
(a) |
Calculated based on average
shares outstanding during the period. | |||||||||||||
(b) |
Does not include expenses of
the investment companies in which the Fund
invests. |
FINANCIAL
HIGHLIGHTS | |||||||||||||||||
PRINCIPAL
FUNDS, INC. | |||||||||||||||||
Selected
data for a share of Capital Stock outstanding throughout each year ended
October 31 (except as noted): | |||||||||||||||||
Net Asset Value, Beginning of
Period |
Net Investment Income
(Loss)(a) |
Net Realized and Unrealized
Gain (Loss) on Investments |
Total From Investment
Operations |
Dividends from Net Investment
Income | |||||||||||||
PRINCIPAL
LIFETIME 2015 FUND |
|||||||||||||||||
Institutional
shares |
|||||||||||||||||
2013 |
$ |
10.27 |
|
$ |
0.22 |
|
$ |
1.09 |
|
$ |
1.31 |
|
$ |
(0.23 |
) | ||
2012 |
9.70 |
|
0.20 |
|
0.73 |
|
0.93 |
|
(0.22 |
) | |||||||
2011 |
9.71 |
|
0.22 |
|
0.19 |
|
0.41 |
|
(0.22 |
) | |||||||
2010 |
8.48 |
|
0.20 |
|
1.23 |
|
1.43 |
|
(0.20 |
) | |||||||
2009 |
7.52 |
|
0.12 |
|
0.98 |
|
1.10 |
|
(0.14 |
) | |||||||
R-1
shares |
|||||||||||||||||
2013 |
10.03 |
|
0.14 |
|
1.05 |
|
1.19 |
|
(0.14 |
) | |||||||
2012 |
9.48 |
|
0.12 |
|
0.71 |
|
0.83 |
|
(0.14 |
) | |||||||
2011 |
9.52 |
|
0.14 |
|
0.17 |
|
0.31 |
|
(0.15 |
) | |||||||
2010 |
8.34 |
|
0.12 |
|
1.22 |
|
1.34 |
|
(0.16 |
) | |||||||
2009 |
7.44 |
|
0.08 |
|
0.95 |
|
1.03 |
|
(0.13 |
) | |||||||
R-2
shares |
|||||||||||||||||
2013 |
10.08 |
|
0.16 |
|
1.04 |
|
1.20 |
|
(0.16 |
) | |||||||
2012 |
9.51 |
|
0.13 |
|
0.72 |
|
0.85 |
|
(0.14 |
) | |||||||
2011 |
9.54 |
|
0.14 |
|
0.18 |
|
0.32 |
|
(0.15 |
) | |||||||
2010 |
8.35 |
|
0.14 |
|
1.22 |
|
1.36 |
|
(0.17 |
) | |||||||
2009 |
7.45 |
|
0.10 |
|
0.93 |
|
1.03 |
|
(0.13 |
) | |||||||
R-3
shares |
|||||||||||||||||
2013 |
10.09 |
|
0.16 |
|
1.07 |
|
1.23 |
|
(0.18 |
) | |||||||
2012 |
9.54 |
|
0.14 |
|
0.72 |
|
0.86 |
|
(0.17 |
) | |||||||
2011 |
9.57 |
|
0.16 |
|
0.18 |
|
0.34 |
|
(0.17 |
) | |||||||
2010 |
8.37 |
|
0.15 |
|
1.22 |
|
1.37 |
|
(0.17 |
) | |||||||
2009 |
7.46 |
|
0.12 |
|
0.92 |
|
1.04 |
|
(0.13 |
) | |||||||
R-4
shares |
|||||||||||||||||
2013 |
10.15 |
|
0.19 |
|
1.05 |
|
1.24 |
|
(0.19 |
) | |||||||
2012 |
9.59 |
|
0.18 |
|
0.71 |
|
0.89 |
|
(0.19 |
) | |||||||
2011 |
9.61 |
|
0.18 |
|
0.19 |
|
0.37 |
|
(0.19 |
) | |||||||
2010 |
8.40 |
|
0.17 |
|
1.22 |
|
1.39 |
|
(0.18 |
) | |||||||
2009 |
7.47 |
|
0.12 |
|
0.95 |
|
1.07 |
|
(0.14 |
) | |||||||
R-5
shares |
|||||||||||||||||
2013 |
10.17 |
|
0.19 |
|
1.08 |
|
1.27 |
|
(0.21 |
) | |||||||
2012 |
9.61 |
|
0.15 |
|
0.75 |
|
0.90 |
|
(0.20 |
) | |||||||
2011 |
9.63 |
|
0.21 |
|
0.16 |
|
0.37 |
|
(0.19 |
) | |||||||
2010 |
8.41 |
|
0.19 |
|
1.22 |
|
1.41 |
|
(0.19 |
) | |||||||
2009 |
7.47 |
|
0.14 |
|
0.94 |
|
1.08 |
|
(0.14 |
) |
FINANCIAL
HIGHLIGHTS (CONTINUED) | |||||||||||||||
PRINCIPAL
FUNDS, INC. | |||||||||||||||
Distributions from Realized
Gains |
Total Dividends and
Distributions |
Net Asset Value, End of
Period |
Total
Return |
Net Assets, End of Period (in
thousands) |
Ratio of Expenses to Average
Net Assets(b) |
Ratio of Net Investment
Income to Average Net Assets |
Portfolio Turnover
Rate | ||||||||
$ |
(0.22 |
) |
$ |
(0.45 |
) |
$ |
11.13 |
|
13.25% |
$ |
735,777 |
|
0.04
%(c) |
2.13% |
21.4% |
(0.14 |
) |
(0.36 |
) |
10.27 |
|
10.01 |
580,784 |
|
0.04
(c) |
1.99 |
22.7 | ||||
(0.20 |
) |
(0.42 |
) |
9.70 |
|
4.22 |
451,374 |
|
0.04
(c) |
2.21 |
14.0 | ||||
– |
|
(0.20 |
) |
9.71 |
|
17.17 |
362,671 |
|
0.05
(c) |
2.23 |
32.0 | ||||
– |
|
(0.14 |
) |
8.48 |
|
15.03 |
225,418 |
|
0.10
(c) |
1.56 |
9.1 | ||||
(0.22 |
) |
(0.36 |
) |
10.86 |
|
12.27 |
16,354 |
|
0.91 |
1.38 |
21.4 | ||||
(0.14 |
) |
(0.28 |
) |
10.03 |
|
9.08 |
15,687 |
|
0.92 |
1.21 |
22.7 | ||||
(0.20 |
) |
(0.35 |
) |
9.48 |
|
3.22 |
14,925 |
|
0.92 |
1.47 |
14.0 | ||||
– |
|
(0.16 |
) |
9.52 |
|
16.21 |
13,567 |
|
0.92
(c) |
1.41 |
32.0 | ||||
– |
|
(0.13 |
) |
8.34 |
|
14.07 |
8,570 |
|
0.96
(c) |
1.04 |
9.1 | ||||
(0.22 |
) |
(0.38 |
) |
10.90 |
|
12.31 |
14,150 |
|
0.78 |
1.57 |
21.4 | ||||
(0.14 |
) |
(0.28 |
) |
10.08 |
|
9.26 |
13,920 |
|
0.79 |
1.30 |
22.7 | ||||
(0.20 |
) |
(0.35 |
) |
9.51 |
|
3.42 |
12,704 |
|
0.79 |
1.49 |
14.0 | ||||
– |
|
(0.17 |
) |
9.54 |
|
16.44 |
11,681 |
|
0.79
(c) |
1.58 |
32.0 | ||||
– |
|
(0.13 |
) |
8.35 |
|
14.16 |
7,304 |
|
0.83
(c) |
1.36 |
9.1 | ||||
(0.22 |
) |
(0.40 |
) |
10.92 |
|
12.58 |
82,506 |
|
0.60 |
1.55 |
21.4 | ||||
(0.14 |
) |
(0.31 |
) |
10.09 |
|
9.39 |
66,650 |
|
0.61 |
1.43 |
22.7 | ||||
(0.20 |
) |
(0.37 |
) |
9.54 |
|
3.62 |
49,584 |
|
0.61 |
1.62 |
14.0 | ||||
– |
|
(0.17 |
) |
9.57 |
|
16.58 |
38,096 |
|
0.61
(c) |
1.73 |
32.0 | ||||
– |
|
(0.13 |
) |
8.37 |
|
14.27 |
21,602 |
|
0.65
(c) |
1.55 |
9.1 | ||||
(0.22 |
) |
(0.41 |
) |
10.98 |
|
12.68 |
61,034 |
|
0.41 |
1.83 |
21.4 | ||||
(0.14 |
) |
(0.33 |
) |
10.15 |
|
9.63 |
50,724 |
|
0.42 |
1.88 |
22.7 | ||||
(0.20 |
) |
(0.39 |
) |
9.59 |
|
3.84 |
57,060 |
|
0.42 |
1.85 |
14.0 | ||||
– |
|
(0.18 |
) |
9.61 |
|
16.80 |
42,226 |
|
0.42
(c) |
1.88 |
32.0 | ||||
– |
|
(0.14 |
) |
8.40 |
|
14.60 |
28,026 |
|
0.46
(c) |
1.54 |
9.1 | ||||
(0.22 |
) |
(0.43 |
) |
11.01 |
|
12.93 |
87,721 |
|
0.29 |
1.83 |
21.4 | ||||
(0.14 |
) |
(0.34 |
) |
10.17 |
|
9.72 |
66,279 |
|
0.30 |
1.53 |
22.7 | ||||
(0.20 |
) |
(0.39 |
) |
9.61 |
|
3.92 |
36,237 |
|
0.30 |
2.12 |
14.0 | ||||
– |
|
(0.19 |
) |
9.63 |
|
16.99 |
33,843 |
|
0.30
(c) |
2.09 |
32.0 | ||||
– |
|
(0.14 |
) |
8.41 |
|
14.73 |
23,592 |
|
0.34
(c) |
1.88 |
9.1 |
(a) |
Calculated based on average
shares outstanding during the period. | |||||||||||||
(b) |
Does not include expenses of
the investment companies in which the Fund invests. | |||||||||||||
(c) |
Reflects Manager's
contractual expense
limit. |
FINANCIAL
HIGHLIGHTS | |||||||||||||||||
PRINCIPAL
FUNDS, INC. | |||||||||||||||||
Selected
data for a share of Capital Stock outstanding throughout each year ended
October 31 (except as noted): | |||||||||||||||||
Net Asset Value, Beginning of
Period |
Net Investment Income
(Loss)(a) |
Net Realized and Unrealized
Gain (Loss) on Investments |
Total From Investment
Operations |
Dividends from Net Investment
Income | |||||||||||||
PRINCIPAL
LIFETIME 2020 FUND |
|||||||||||||||||
Institutional
shares |
|||||||||||||||||
2013 |
$ |
12.61 |
|
$ |
0.30 |
|
$ |
1.66 |
|
$ |
1.96 |
|
$ |
(0.30 |
) | ||
2012 |
11.65 |
|
0.25 |
|
0.98 |
|
1.23 |
|
(0.27 |
) | |||||||
2011 |
11.48 |
|
0.26 |
|
0.17 |
|
0.43 |
|
(0.26 |
) | |||||||
2010 |
10.04 |
|
0.26 |
|
1.47 |
|
1.73 |
|
(0.29 |
) | |||||||
2009 |
9.32 |
|
0.25 |
|
1.12 |
|
1.37 |
|
(0.29 |
) | |||||||
R-1
shares |
|||||||||||||||||
2013 |
12.48 |
|
0.19 |
|
1.64 |
|
1.83 |
|
(0.19 |
) | |||||||
2012 |
11.53 |
|
0.14 |
|
0.98 |
|
1.12 |
|
(0.17 |
) | |||||||
2011 |
11.36 |
|
0.15 |
|
0.18 |
|
0.33 |
|
(0.16 |
) | |||||||
2010 |
9.96 |
|
0.16 |
|
1.46 |
|
1.62 |
|
(0.22 |
) | |||||||
2009 |
9.25 |
|
0.17 |
|
1.11 |
|
1.28 |
|
(0.21 |
) | |||||||
R-2
shares |
|||||||||||||||||
2013 |
12.47 |
|
0.20 |
|
1.63 |
|
1.83 |
|
(0.20 |
) | |||||||
2012 |
11.50 |
|
0.17 |
|
0.97 |
|
1.14 |
|
(0.17 |
) | |||||||
2011 |
11.33 |
|
0.18 |
|
0.17 |
|
0.35 |
|
(0.18 |
) | |||||||
2010 |
9.93 |
|
0.18 |
|
1.44 |
|
1.62 |
|
(0.22 |
) | |||||||
2009 |
9.20 |
|
0.19 |
|
1.10 |
|
1.29 |
|
(0.20 |
) | |||||||
R-3
shares |
|||||||||||||||||
2013 |
12.49 |
|
0.22 |
|
1.64 |
|
1.86 |
|
(0.23 |
) | |||||||
2012 |
11.54 |
|
0.18 |
|
0.97 |
|
1.15 |
|
(0.20 |
) | |||||||
2011 |
11.36 |
|
0.19 |
|
0.19 |
|
0.38 |
|
(0.20 |
) | |||||||
2010 |
9.96 |
|
0.20 |
|
1.44 |
|
1.64 |
|
(0.24 |
) | |||||||
2009 |
9.24 |
|
0.20 |
|
1.11 |
|
1.31 |
|
(0.23 |
) | |||||||
R-4
shares |
|||||||||||||||||
2013 |
12.51 |
|
0.23 |
|
1.66 |
|
1.89 |
|
(0.25 |
) | |||||||
2012 |
11.56 |
|
0.21 |
|
0.97 |
|
1.18 |
|
(0.23 |
) | |||||||
2011 |
11.39 |
|
0.21 |
|
0.18 |
|
0.39 |
|
(0.22 |
) | |||||||
2010 |
9.98 |
|
0.21 |
|
1.46 |
|
1.67 |
|
(0.26 |
) | |||||||
2009 |
9.26 |
|
0.21 |
|
1.12 |
|
1.33 |
|
(0.25 |
) | |||||||
R-5
shares |
|||||||||||||||||
2013 |
12.55 |
|
0.26 |
|
1.66 |
|
1.92 |
|
(0.27 |
) | |||||||
2012 |
11.60 |
|
0.22 |
|
0.97 |
|
1.19 |
|
(0.24 |
) | |||||||
2011 |
11.42 |
|
0.24 |
|
0.17 |
|
0.41 |
|
(0.23 |
) | |||||||
2010 |
10.00 |
|
0.24 |
|
1.45 |
|
1.69 |
|
(0.27 |
) | |||||||
2009 |
9.28 |
|
0.23 |
|
1.11 |
|
1.34 |
|
(0.26 |
) |
FINANCIAL
HIGHLIGHTS (CONTINUED) | ||||||||||||||
PRINCIPAL
FUNDS, INC. | ||||||||||||||
Distributions from Realized
Gains |
Total Dividends and
Distributions |
Net Asset Value, End of
Period |
Total
Return |
Net Assets, End of Period (in
thousands) |
Ratio of Expenses to Average
Net Assets(b) |
Ratio of Net Investment
Income to Average Net Assets |
Portfolio Turnover
Rate | |||||||
$ – |
|
$ |
(0.30 |
) |
$ |
14.27 |
|
15.82% |
$ |
4,348,221 |
|
0.04% |
2.22% |
25.7% |
– |
|
(0.27 |
) |
12.61 |
|
10.84 |
3,856,280 |
|
0.04 |
2.03 |
21.9 | |||
– |
|
(0.26 |
) |
11.65 |
|
3.76 |
3,310,509 |
|
0.04 |
2.17 |
8.8 | |||
– |
|
(0.29 |
) |
11.48 |
|
17.51 |
3,146,852 |
|
0.04 |
2.40 |
32.0 | |||
(0.36 |
) |
(0.65 |
) |
10.04 |
|
16.13 |
2,628,327 |
|
0.09 |
2.88 |
15.7 | |||
– |
|
(0.19 |
) |
14.12 |
|
14.81 |
57,842 |
|
0.91 |
1.43 |
25.7 | |||
– |
|
(0.17 |
) |
12.48 |
|
9.84 |
62,546 |
|
0.91 |
1.21 |
21.9 | |||
– |
|
(0.16 |
) |
11.53 |
|
2.93 |
58,270 |
|
0.91 |
1.30 |
8.8 | |||
– |
|
(0.22 |
) |
11.36 |
|
16.43 |
58,931 |
|
0.92 |
1.56 |
32.0 | |||
(0.36 |
) |
(0.57 |
) |
9.96 |
|
15.05 |
50,924 |
|
0.97 |
1.98 |
15.7 | |||
– |
|
(0.20 |
) |
14.10 |
|
14.87 |
78,817 |
|
0.78 |
1.51 |
25.7 | |||
– |
|
(0.17 |
) |
12.47 |
|
10.06 |
77,610 |
|
0.78 |
1.40 |
21.9 | |||
– |
|
(0.18 |
) |
11.50 |
|
3.05 |
80,491 |
|
0.78 |
1.54 |
8.8 | |||
– |
|
(0.22 |
) |
11.33 |
|
16.54 |
107,791 |
|
0.79 |
1.70 |
32.0 | |||
(0.36 |
) |
(0.56 |
) |
9.93 |
|
15.34 |
94,161 |
|
0.84 |
2.19 |
15.7 | |||
– |
|
(0.23 |
) |
14.12 |
|
15.10 |
291,200 |
|
0.60 |
1.64 |
25.7 | |||
– |
|
(0.20 |
) |
12.49 |
|
10.19 |
263,407 |
|
0.60 |
1.49 |
21.9 | |||
– |
|
(0.20 |
) |
11.54 |
|
3.32 |
227,897 |
|
0.60 |
1.58 |
8.8 | |||
– |
|
(0.24 |
) |
11.36 |
|
16.70 |
234,218 |
|
0.61 |
1.91 |
32.0 | |||
(0.36 |
) |
(0.59 |
) |
9.96 |
|
15.53 |
212,779 |
|
0.66 |
2.33 |
15.7 | |||
– |
|
(0.25 |
) |
14.15 |
|
15.32 |
263,543 |
|
0.41 |
1.74 |
25.7 | |||
– |
|
(0.23 |
) |
12.51 |
|
10.40 |
212,684 |
|
0.41 |
1.78 |
21.9 | |||
– |
|
(0.22 |
) |
11.56 |
|
3.44 |
227,971 |
|
0.41 |
1.77 |
8.8 | |||
– |
|
(0.26 |
) |
11.39 |
|
16.97 |
216,623 |
|
0.42 |
2.00 |
32.0 | |||
(0.36 |
) |
(0.61 |
) |
9.98 |
|
15.73 |
167,470 |
|
0.47 |
2.41 |
15.7 | |||
– |
|
(0.27 |
) |
14.20 |
|
15.54 |
439,570 |
|
0.29 |
1.98 |
25.7 | |||
– |
|
(0.24 |
) |
12.55 |
|
10.50 |
384,604 |
|
0.29 |
1.83 |
21.9 | |||
– |
|
(0.23 |
) |
11.60 |
|
3.61 |
341,102 |
|
0.29 |
2.05 |
8.8 | |||
– |
|
(0.27 |
) |
11.42 |
|
17.14 |
365,913 |
|
0.30 |
2.25 |
32.0 | |||
(0.36 |
) |
(0.62 |
) |
10.00 |
|
15.84 |
356,589 |
|
0.35 |
2.63 |
15.7 |
(a) |
Calculated based on average
shares outstanding during the period. | |||||||||||||
(b) |
Does not include expenses of
the investment companies in which the Fund
invests. |
FINANCIAL
HIGHLIGHTS | |||||||||||||||||
PRINCIPAL
FUNDS, INC. | |||||||||||||||||
Selected
data for a share of Capital Stock outstanding throughout each year ended
October 31 (except as noted): | |||||||||||||||||
Net Asset Value, Beginning of
Period |
Net Investment Income
(Loss)(a) |
Net Realized and Unrealized
Gain (Loss) on Investments |
Total From Investment
Operations |
Dividends from Net Investment
Income | |||||||||||||
PRINCIPAL
LIFETIME 2025 FUND |
|||||||||||||||||
Institutional
shares |
|||||||||||||||||
2013 |
$ |
10.22 |
|
$ |
0.22 |
|
$ |
1.49 |
|
$ |
1.71 |
|
$ |
(0.22 |
) | ||
2012 |
9.47 |
|
0.19 |
|
0.82 |
|
1.01 |
|
(0.22 |
) | |||||||
2011 |
9.45 |
|
0.17 |
|
0.18 |
|
0.35 |
|
(0.19 |
) | |||||||
2010 |
8.20 |
|
0.17 |
|
1.27 |
|
1.44 |
|
(0.19 |
) | |||||||
2009 |
7.27 |
|
0.09 |
|
0.98 |
|
1.07 |
|
(0.14 |
) | |||||||
R-1
shares |
|||||||||||||||||
2013 |
10.04 |
|
0.14 |
|
1.45 |
|
1.59 |
|
(0.14 |
) | |||||||
2012 |
9.30 |
|
0.12 |
|
0.80 |
|
0.92 |
|
(0.14 |
) | |||||||
2011 |
9.30 |
|
0.10 |
|
0.16 |
|
0.26 |
|
(0.12 |
) | |||||||
2010 |
8.10 |
|
0.10 |
|
1.24 |
|
1.34 |
|
(0.14 |
) | |||||||
2009 |
7.22 |
|
0.06 |
|
0.94 |
|
1.00 |
|
(0.12 |
) | |||||||
R-2
shares |
|||||||||||||||||
2013 |
10.06 |
|
0.16 |
|
1.44 |
|
1.60 |
|
(0.16 |
) | |||||||
2012 |
9.32 |
|
0.13 |
|
0.80 |
|
0.93 |
|
(0.15 |
) | |||||||
2011 |
9.31 |
|
0.10 |
|
0.18 |
|
0.28 |
|
(0.13 |
) | |||||||
2010 |
8.11 |
|
0.11 |
|
1.24 |
|
1.35 |
|
(0.15 |
) | |||||||
2009 |
7.23 |
|
0.08 |
|
0.94 |
|
1.02 |
|
(0.14 |
) | |||||||
R-3
shares |
|||||||||||||||||
2013 |
10.08 |
|
0.15 |
|
1.47 |
|
1.62 |
|
(0.17 |
) | |||||||
2012 |
9.35 |
|
0.13 |
|
0.81 |
|
0.94 |
|
(0.17 |
) | |||||||
2011 |
9.34 |
|
0.12 |
|
0.18 |
|
0.30 |
|
(0.15 |
) | |||||||
2010 |
8.13 |
|
0.12 |
|
1.25 |
|
1.37 |
|
(0.16 |
) | |||||||
2009 |
7.23 |
|
0.10 |
|
0.93 |
|
1.03 |
|
(0.13 |
) | |||||||
R-4
shares |
|||||||||||||||||
2013 |
10.14 |
|
0.18 |
|
1.48 |
|
1.66 |
|
(0.19 |
) | |||||||
2012 |
9.40 |
|
0.19 |
|
0.77 |
|
0.96 |
|
(0.18 |
) | |||||||
2011 |
9.39 |
|
0.14 |
|
0.17 |
|
0.31 |
|
(0.16 |
) | |||||||
2010 |
8.16 |
|
0.13 |
|
1.27 |
|
1.40 |
|
(0.17 |
) | |||||||
2009 |
7.25 |
|
0.09 |
|
0.96 |
|
1.05 |
|
(0.14 |
) | |||||||
R-5
shares |
|||||||||||||||||
2013 |
10.17 |
|
0.19 |
|
1.48 |
|
1.67 |
|
(0.20 |
) | |||||||
2012 |
9.43 |
|
0.16 |
|
0.81 |
|
0.97 |
|
(0.19 |
) | |||||||
2011 |
9.41 |
|
0.16 |
|
0.17 |
|
0.33 |
|
(0.17 |
) | |||||||
2010 |
8.18 |
|
0.16 |
|
1.24 |
|
1.40 |
|
(0.17 |
) | |||||||
2009 |
7.26 |
|
0.13 |
|
0.92 |
|
1.05 |
|
(0.13 |
) |
FINANCIAL
HIGHLIGHTS (CONTINUED) | ||||||||||||||||
PRINCIPAL
FUNDS, INC. | ||||||||||||||||
Distributions from Realized
Gains |
Total Dividends and
Distributions |
Net Asset Value, End of
Period |
Total
Return |
Net Assets, End of Period (in
thousands) |
Ratio of Expenses to Average
Net Assets(b) |
Ratio of Net Investment
Income to Average Net Assets |
Portfolio Turnover
Rate | |||||||||
$ |
(0.21 |
) |
$ |
(0.43 |
) |
$ |
11.50 |
|
17.4 |
% |
$ |
1,067,809 |
|
0.04 %(c) |
2.03% |
22.2% |
(0.04 |
) |
(0.26 |
) |
10.22 |
|
10.92 |
|
751,118 |
|
0.04 (c) |
1.95 |
15.4 | ||||
(0.14 |
) |
(0.33 |
) |
9.47 |
|
3.72 |
|
528,466 |
|
0.04 (c) |
1.80 |
12.7 | ||||
– |
|
(0.19 |
) |
9.45 |
|
17.77 |
|
401,632 |
|
0.05 (c) |
1.94 |
25.2 | ||||
– |
|
(0.14 |
) |
8.20 |
|
15.14 |
|
233,404 |
|
0.10 (c) |
1.30 |
8.5 | ||||
(0.21 |
) |
(0.35 |
) |
11.28 |
|
16.33 |
|
18,515 |
|
0.91 |
1.35 |
22.2 | ||||
(0.04 |
) |
(0.18 |
) |
10.04 |
|
10.04 |
|
16,380 |
|
0.92 |
1.25 |
15.4 | ||||
(0.14 |
) |
(0.26 |
) |
9.30 |
|
2.81 |
|
15,335 |
|
0.92 |
1.10 |
12.7 | ||||
– |
|
(0.14 |
) |
9.30 |
|
16.74 |
|
14,338 |
|
0.92 (c) |
1.16 |
25.2 | ||||
– |
|
(0.12 |
) |
8.10 |
|
14.22 |
|
8,486 |
|
0.96 (c) |
0.87 |
8.5 | ||||
(0.21 |
) |
(0.37 |
) |
11.29 |
|
16.41 |
|
19,431 |
|
0.78 |
1.49 |
22.2 | ||||
(0.04 |
) |
(0.19 |
) |
10.06 |
|
10.13 |
|
17,174 |
|
0.79 |
1.38 |
15.4 | ||||
(0.14 |
) |
(0.27 |
) |
9.32 |
|
3.02 |
|
15,375 |
|
0.79 |
1.07 |
12.7 | ||||
– |
|
(0.15 |
) |
9.31 |
|
16.79 |
|
11,582 |
|
0.79 (c) |
1.23 |
25.2 | ||||
– |
|
(0.14 |
) |
8.11 |
|
14.41 |
|
6,788 |
|
0.83 (c) |
1.07 |
8.5 | ||||
(0.21 |
) |
(0.38 |
) |
11.32 |
|
16.65 |
|
127,846 |
|
0.60 |
1.44 |
22.2 | ||||
(0.04 |
) |
(0.21 |
) |
10.08 |
|
10.28 |
|
90,350 |
|
0.61 |
1.37 |
15.4 | ||||
(0.14 |
) |
(0.29 |
) |
9.35 |
|
3.22 |
|
62,421 |
|
0.61 |
1.27 |
12.7 | ||||
– |
|
(0.16 |
) |
9.34 |
|
16.98 |
|
47,011 |
|
0.61 (c) |
1.41 |
25.2 | ||||
– |
|
(0.13 |
) |
8.13 |
|
14.60 |
|
23,811 |
|
0.65 (c) |
1.35 |
8.5 | ||||
(0.21 |
) |
(0.4 |
) |
11.40 |
|
16.93 |
|
72,332 |
|
0.41 |
1.70 |
22.2 | ||||
(0.04 |
) |
(0.22 |
) |
10.14 |
|
10.50 |
|
51,138 |
|
0.42 |
1.95 |
15.4 | ||||
(0.14 |
) |
(0.3 |
) |
9.40 |
|
3.33 |
|
53,261 |
|
0.42 |
1.49 |
12.7 | ||||
– |
|
(0.17 |
) |
9.39 |
|
17.31 |
|
42,079 |
|
0.42 (c) |
1.55 |
25.2 | ||||
– |
|
(0.14 |
) |
8.16 |
|
14.77 |
|
23,462 |
|
0.46 (c) |
1.25 |
8.5 | ||||
(0.21 |
) |
(0.41 |
) |
11.43 |
|
17.04 |
|
133,941 |
|
0.29 |
1.79 |
22.2 | ||||
(0.04 |
) |
(0.23 |
) |
10.17 |
|
10.59 |
|
92,048 |
|
0.30 |
1.60 |
15.4 | ||||
(0.14 |
) |
(0.31 |
) |
9.43 |
|
3.53 |
|
56,588 |
|
0.30 |
1.69 |
12.7 | ||||
– |
|
(0.17 |
) |
9.41 |
|
17.36 |
|
47,050 |
|
0.30 (c) |
1.87 |
25.2 | ||||
– |
|
(0.13 |
) |
8.18 |
|
14.86 |
|
31,597 |
|
0.34 (c) |
1.87 |
8.5 |
(a) |
Calculated based on average
shares outstanding during the period. | |||||||||||||
(b) |
Does not include expenses of
the investment companies in which the Fund invests. | |||||||||||||
(c) |
Reflects Manager's
contractual expense
limit. |
FINANCIAL
HIGHLIGHTS | |||||||||||||||||
PRINCIPAL
FUNDS, INC. | |||||||||||||||||
Selected
data for a share of Capital Stock outstanding throughout each year ended
October 31 (except as noted): | |||||||||||||||||
Net Asset Value, Beginning of
Period |
Net Investment Income
(Loss)(a) |
Net Realized and Unrealized
Gain (Loss) on Investments |
Total From Investment
Operations |
Dividends from Net Investment
Income | |||||||||||||
PRINCIPAL
LIFETIME 2030 FUND |
|||||||||||||||||
Institutional
shares |
|||||||||||||||||
2013 |
$ |
12.44 |
|
$ |
0.29 |
|
$ |
2.01 |
|
$ |
2.30 |
|
$ |
(0.28 |
) | ||
2012 |
11.47 |
|
0.24 |
|
0.99 |
|
1.23 |
|
(0.26 |
) | |||||||
2011 |
11.28 |
|
0.22 |
|
0.20 |
|
0.42 |
|
(0.23 |
) | |||||||
2010 |
9.78 |
|
0.23 |
|
1.52 |
|
1.75 |
|
(0.25 |
) | |||||||
2009 |
9.07 |
|
0.22 |
|
1.09 |
|
1.31 |
|
(0.24 |
) | |||||||
R-1
shares |
|||||||||||||||||
2013 |
12.31 |
|
0.19 |
|
1.98 |
|
2.17 |
|
(0.17 |
) | |||||||
2012 |
11.35 |
|
0.14 |
|
0.98 |
|
1.12 |
|
(0.16 |
) | |||||||
2011 |
11.16 |
|
0.12 |
|
0.20 |
|
0.32 |
|
(0.13 |
) | |||||||
2010 |
9.70 |
|
0.14 |
|
1.50 |
|
1.64 |
|
(0.18 |
) | |||||||
2009 |
8.99 |
|
0.14 |
|
1.09 |
|
1.23 |
|
(0.16 |
) | |||||||
R-2
shares |
|||||||||||||||||
2013 |
12.33 |
|
0.21 |
|
1.97 |
|
2.18 |
|
(0.18 |
) | |||||||
2012 |
11.36 |
|
0.16 |
|
0.98 |
|
1.14 |
|
(0.17 |
) | |||||||
2011 |
11.17 |
|
0.14 |
|
0.19 |
|
0.33 |
|
(0.14 |
) | |||||||
2010 |
9.70 |
|
0.16 |
|
1.50 |
|
1.66 |
|
(0.19 |
) | |||||||
2009 |
8.97 |
|
0.15 |
|
1.10 |
|
1.25 |
|
(0.16 |
) | |||||||
R-3
shares |
|||||||||||||||||
2013 |
12.37 |
|
0.21 |
|
2.01 |
|
2.22 |
|
(0.21 |
) | |||||||
2012 |
11.41 |
|
0.18 |
|
0.97 |
|
1.15 |
|
(0.19 |
) | |||||||
2011 |
11.21 |
|
0.15 |
|
0.21 |
|
0.36 |
|
(0.16 |
) | |||||||
2010 |
9.74 |
|
0.18 |
|
1.49 |
|
1.67 |
|
(0.20 |
) | |||||||
2009 |
9.02 |
|
0.17 |
|
1.09 |
|
1.26 |
|
(0.18 |
) | |||||||
R-4
shares |
|||||||||||||||||
2013 |
12.68 |
|
0.23 |
|
2.08 |
|
2.31 |
|
(0.23 |
) | |||||||
2012 |
11.69 |
|
0.21 |
|
1.00 |
|
1.21 |
|
(0.22 |
) | |||||||
2011 |
11.49 |
|
0.18 |
|
0.20 |
|
0.38 |
|
(0.18 |
) | |||||||
2010 |
9.97 |
|
0.19 |
|
1.55 |
|
1.74 |
|
(0.22 |
) | |||||||
2009 |
9.22 |
|
0.18 |
|
1.13 |
|
1.31 |
|
(0.20 |
) | |||||||
R-5
shares |
|||||||||||||||||
2013 |
12.41 |
|
0.26 |
|
2.01 |
|
2.27 |
|
(0.25 |
) | |||||||
2012 |
11.45 |
|
0.22 |
|
0.97 |
|
1.19 |
|
(0.23 |
) | |||||||
2011 |
11.26 |
|
0.21 |
|
0.18 |
|
0.39 |
|
(0.20 |
) | |||||||
2010 |
9.77 |
|
0.21 |
|
1.51 |
|
1.72 |
|
(0.23 |
) | |||||||
2009 |
9.05 |
|
0.19 |
|
1.10 |
|
1.29 |
|
(0.21 |
) |
FINANCIAL
HIGHLIGHTS (CONTINUED) | ||||||||||||||
PRINCIPAL
FUNDS, INC. | ||||||||||||||
Distributions from Realized
Gains |
Total Dividends and
Distributions |
Net Asset Value, End of
Period |
Total
Return |
Net Assets, End of Period (in
thousands) |
Ratio of Expenses to Average
Net Assets(b) |
Ratio of Net Investment
Income to Average Net Assets |
Portfolio Turnover
Rate | |||||||
$ – |
|
$ |
(0.28 |
) |
$ |
14.46 |
|
18.85% |
$ |
4,198,702 |
|
0.04% |
2.17% |
25.1% |
– |
|
(0.26 |
) |
12.44 |
|
11.03 |
3,573,298 |
|
0.04 |
2.02 |
20.0 | |||
– |
|
(0.23 |
) |
11.47 |
|
3.66 |
3,001,123 |
|
0.04 |
1.87 |
10.7 | |||
– |
|
(0.25 |
) |
11.28 |
|
18.17 |
2,804,667 |
|
0.04 |
2.23 |
32.1 | |||
(0.36 |
) |
(0.60 |
) |
9.78 |
|
15.88 |
2,333,820 |
|
0.09 |
2.55 |
9.5 | |||
– |
|
(0.17 |
) |
14.31 |
|
17.83 |
47,197 |
|
0.91 |
1.41 |
25.1 | |||
– |
|
(0.16 |
) |
12.31 |
|
10.01 |
53,082 |
|
0.91 |
1.22 |
20.0 | |||
– |
|
(0.13 |
) |
11.35 |
|
2.85 |
50,502 |
|
0.91 |
1.00 |
10.7 | |||
– |
|
(0.18 |
) |
11.16 |
|
17.11 |
50,109 |
|
0.92 |
1.34 |
32.1 | |||
(0.36 |
) |
(0.52 |
) |
9.70 |
|
14.91 |
41,365 |
|
0.97 |
1.66 |
9.5 | |||
– |
|
(0.18 |
) |
14.33 |
|
17.93 |
75,964 |
|
0.78 |
1.55 |
25.1 | |||
– |
|
(0.17 |
) |
12.33 |
|
10.17 |
76,588 |
|
0.78 |
1.40 |
20.0 | |||
– |
|
(0.14 |
) |
11.36 |
|
2.94 |
79,776 |
|
0.78 |
1.22 |
10.7 | |||
– |
|
(0.19 |
) |
11.17 |
|
17.27 |
99,779 |
|
0.79 |
1.52 |
32.1 | |||
(0.36 |
) |
(0.52 |
) |
9.70 |
|
15.16 |
88,072 |
|
0.84 |
1.83 |
9.5 | |||
– |
|
(0.21 |
) |
14.38 |
|
18.22 |
263,892 |
|
0.60 |
1.59 |
25.1 | |||
– |
|
(0.19 |
) |
12.37 |
|
10.31 |
230,818 |
|
0.60 |
1.52 |
20.0 | |||
– |
|
(0.16 |
) |
11.41 |
|
3.21 |
208,383 |
|
0.60 |
1.30 |
10.7 | |||
– |
|
(0.20 |
) |
11.21 |
|
17.40 |
222,202 |
|
0.61 |
1.73 |
32.1 | |||
(0.36 |
) |
(0.54 |
) |
9.74 |
|
15.32 |
193,474 |
|
0.66 |
2.00 |
9.5 | |||
– |
|
(0.23 |
) |
14.76 |
|
18.50 |
246,295 |
|
0.41 |
1.69 |
25.1 | |||
– |
|
(0.22 |
) |
12.68 |
|
10.55 |
197,788 |
|
0.41 |
1.77 |
20.0 | |||
– |
|
(0.18 |
) |
11.69 |
|
3.33 |
199,240 |
|
0.41 |
1.50 |
10.7 | |||
– |
|
(0.22 |
) |
11.49 |
|
17.67 |
194,301 |
|
0.42 |
1.83 |
32.1 | |||
(0.36 |
) |
(0.56 |
) |
9.97 |
|
15.52 |
153,804 |
|
0.47 |
2.10 |
9.5 | |||
– |
|
(0.25 |
) |
14.43 |
|
18.60 |
416,542 |
|
0.29 |
1.93 |
25.1 | |||
– |
|
(0.23 |
) |
12.41 |
|
10.65 |
346,730 |
|
0.29 |
1.81 |
20.0 | |||
– |
|
(0.20 |
) |
11.45 |
|
3.42 |
305,169 |
|
0.29 |
1.78 |
10.7 | |||
– |
|
(0.23 |
) |
11.26 |
|
17.85 |
337,439 |
|
0.30 |
2.06 |
32.1 | |||
(0.36 |
) |
(0.57 |
) |
9.77 |
|
15.68 |
316,224 |
|
0.35 |
2.23 |
9.5 |
(a) |
Calculated based on average
shares outstanding during the period. | |||||||||||||
(b) |
Does not include expenses of
the investment companies in which the Fund
invests. |
FINANCIAL
HIGHLIGHTS | |||||||||||||||||
PRINCIPAL
FUNDS, INC. | |||||||||||||||||
Selected
data for a share of Capital Stock outstanding throughout each year ended
October 31 (except as noted): | |||||||||||||||||
Net Asset Value, Beginning of
Period |
Net Investment Income
(Loss)(a) |
Net Realized and Unrealized
Gain (Loss) on Investments |
Total From Investment
Operations |
Dividends from Net Investment
Income | |||||||||||||
PRINCIPAL
LIFETIME 2035 FUND |
|||||||||||||||||
Institutional
shares |
|||||||||||||||||
2013 |
$ |
10.12 |
|
$ |
0.21 |
|
$ |
1.82 |
|
$ |
2.03 |
|
$ |
(0.22 |
) | ||
2012 |
9.33 |
|
0.17 |
|
0.85 |
|
1.02 |
|
(0.20 |
) | |||||||
2011 |
9.32 |
|
0.16 |
|
0.17 |
|
0.33 |
|
(0.16 |
) | |||||||
2010 |
8.05 |
|
0.15 |
|
1.29 |
|
1.44 |
|
(0.17 |
) | |||||||
2009 |
7.13 |
|
0.07 |
|
0.99 |
|
1.06 |
|
(0.14 |
) | |||||||
R-1
shares |
|||||||||||||||||
2013 |
9.95 |
|
0.14 |
|
1.76 |
|
1.90 |
|
(0.13 |
) | |||||||
2012 |
9.18 |
|
0.10 |
|
0.82 |
|
0.92 |
|
(0.12 |
) | |||||||
2011 |
9.18 |
|
0.08 |
|
0.17 |
|
0.25 |
|
(0.09 |
) | |||||||
2010 |
7.96 |
|
0.08 |
|
1.26 |
|
1.34 |
|
(0.12 |
) | |||||||
2009 |
7.10 |
|
0.04 |
|
0.94 |
|
0.98 |
|
(0.12 |
) | |||||||
R-2
shares |
|||||||||||||||||
2013 |
9.96 |
|
0.14 |
|
1.78 |
|
1.92 |
|
(0.16 |
) | |||||||
2012 |
9.19 |
|
0.11 |
|
0.82 |
|
0.93 |
|
(0.13 |
) | |||||||
2011 |
9.18 |
|
0.08 |
|
0.19 |
|
0.27 |
|
(0.10 |
) | |||||||
2010 |
7.96 |
|
0.09 |
|
1.26 |
|
1.35 |
|
(0.13 |
) | |||||||
2009 |
7.10 |
|
0.03 |
|
0.96 |
|
0.99 |
|
(0.13 |
) | |||||||
R-3
shares |
|||||||||||||||||
2013 |
10.00 |
|
0.14 |
|
1.81 |
|
1.95 |
|
(0.17 |
) | |||||||
2012 |
9.23 |
|
0.12 |
|
0.83 |
|
0.95 |
|
(0.15 |
) | |||||||
2011 |
9.23 |
|
0.10 |
|
0.18 |
|
0.28 |
|
(0.12 |
) | |||||||
2010 |
7.99 |
|
0.11 |
|
1.27 |
|
1.38 |
|
(0.14 |
) | |||||||
2009 |
7.10 |
|
0.08 |
|
0.93 |
|
1.01 |
|
(0.12 |
) | |||||||
R-4
shares |
|||||||||||||||||
2013 |
10.05 |
|
0.17 |
|
1.81 |
|
1.98 |
|
(0.19 |
) | |||||||
2012 |
9.27 |
|
0.16 |
|
0.81 |
|
0.97 |
|
(0.16 |
) | |||||||
2011 |
9.26 |
|
0.13 |
|
0.17 |
|
0.30 |
|
(0.13 |
) | |||||||
2010 |
8.02 |
|
0.11 |
|
1.27 |
|
1.38 |
|
(0.14 |
) | |||||||
2009 |
7.12 |
|
0.09 |
|
0.94 |
|
1.03 |
|
(0.13 |
) | |||||||
R-5
shares |
|||||||||||||||||
2013 |
10.08 |
|
0.18 |
|
1.81 |
|
1.99 |
|
(0.20 |
) | |||||||
2012 |
9.30 |
|
0.14 |
|
0.85 |
|
0.99 |
|
(0.18 |
) | |||||||
2011 |
9.29 |
|
0.14 |
|
0.17 |
|
0.31 |
|
(0.14 |
) | |||||||
2010 |
8.04 |
|
0.14 |
|
1.26 |
|
1.40 |
|
(0.15 |
) | |||||||
2009 |
7.13 |
|
0.11 |
|
0.93 |
|
1.04 |
|
(0.13 |
) |
FINANCIAL
HIGHLIGHTS (CONTINUED) | |||||||||||||||
PRINCIPAL
FUNDS, INC. | |||||||||||||||
Distributions from Realized
Gains |
Total Dividends and
Distributions |
Net Asset Value, End of
Period |
Total
Return |
Net Assets, End of Period (in
thousands) |
Ratio of Expenses to Average
Net Assets(b) |
Ratio of Net Investment
Income to Average Net Assets |
Portfolio Turnover
Rate | ||||||||
$ |
(0.18 |
) |
$ |
(0.40 |
) |
$ |
11.75 |
|
20.69% |
$ |
734,686 |
|
0.04 %(c) |
1.94% |
22.2% |
(0.03 |
) |
(0.23 |
) |
10.12 |
|
11.23 |
490,889 |
|
0.04 (c) |
1.78 |
13.0 | ||||
(0.16 |
) |
(0.32 |
) |
9.33 |
|
3.48 |
335,624 |
|
0.05 (c) |
1.62 |
6.1 | ||||
– |
|
(0.17 |
) |
9.32 |
|
18.04 |
248,902 |
|
0.05 (c) |
1.71 |
25.0 | ||||
– |
|
(0.14 |
) |
8.05 |
|
15.17 |
143,330 |
|
0.10 (c) |
0.95 |
7.0 | ||||
(0.18 |
) |
(0.31 |
) |
11.54 |
|
19.61 |
14,704 |
|
0.91 |
1.28 |
22.2 | ||||
(0.03 |
) |
(0.15 |
) |
9.95 |
|
10.23 |
14,603 |
|
0.92 |
1.01 |
13.0 | ||||
(0.16 |
) |
(0.25 |
) |
9.18 |
|
2.68 |
12,855 |
|
0.92 |
0.85 |
6.1 | ||||
– |
|
(0.12 |
) |
9.18 |
|
16.99 |
11,246 |
|
0.92 (c) |
0.89 |
25.0 | ||||
– |
|
(0.12 |
) |
7.96 |
|
14.10 |
6,405 |
|
0.97 (c) |
0.55 |
7.0 | ||||
(0.18 |
) |
(0.34 |
) |
11.54 |
|
19.77 |
11,998 |
|
0.78 |
1.30 |
22.2 | ||||
(0.03 |
) |
(0.16 |
) |
9.96 |
|
10.30 |
9,549 |
|
0.79 |
1.10 |
13.0 | ||||
(0.16 |
) |
(0.26 |
) |
9.19 |
|
2.89 |
7,776 |
|
0.79 |
0.89 |
6.1 | ||||
– |
|
(0.13 |
) |
9.18 |
|
17.10 |
6,266 |
|
0.79 (c) |
1.03 |
25.0 | ||||
– |
|
(0.13 |
) |
7.96 |
|
14.23 |
3,378 |
|
0.84 (c) |
0.46 |
7.0 | ||||
(0.18 |
) |
(0.35 |
) |
11.60 |
|
20.03 |
91,530 |
|
0.60 |
1.36 |
22.2 | ||||
(0.03 |
) |
(0.18 |
) |
10.00 |
|
10.55 |
62,383 |
|
0.61 |
1.26 |
13.0 | ||||
(0.16 |
) |
(0.28 |
) |
9.23 |
|
2.95 |
44,844 |
|
0.61 |
1.09 |
6.1 | ||||
– |
|
(0.14 |
) |
9.23 |
|
17.37 |
34,593 |
|
0.61 (c) |
1.23 |
25.0 | ||||
– |
|
(0.12 |
) |
7.99 |
|
14.61 |
19,038 |
|
0.66 (c) |
1.20 |
7.0 | ||||
(0.18 |
) |
(0.37 |
) |
11.66 |
|
20.25 |
53,662 |
|
0.41 |
1.61 |
22.2 | ||||
(0.03 |
) |
(0.19 |
) |
10.05 |
|
10.79 |
40,305 |
|
0.42 |
1.70 |
13.0 | ||||
(0.16 |
) |
(0.29 |
) |
9.27 |
|
3.20 |
36,070 |
|
0.42 |
1.32 |
6.1 | ||||
– |
|
(0.14 |
) |
9.26 |
|
17.43 |
29,669 |
|
0.42 (c) |
1.28 |
25.0 | ||||
– |
|
(0.13 |
) |
8.02 |
|
14.77 |
15,202 |
|
0.47 (c) |
1.27 |
7.0 | ||||
(0.18 |
) |
(0.38 |
) |
11.69 |
|
20.32 |
95,411 |
|
0.29 |
1.65 |
22.2 | ||||
(0.03 |
) |
(0.21 |
) |
10.08 |
|
10.90 |
57,005 |
|
0.30 |
1.45 |
13.0 | ||||
(0.16 |
) |
(0.30 |
) |
9.30 |
|
3.29 |
35,360 |
|
0.30 |
1.44 |
6.1 | ||||
– |
|
(0.15 |
) |
9.29 |
|
17.62 |
26,306 |
|
0.30 (c) |
1.63 |
25.0 | ||||
– |
|
(0.13 |
) |
8.04 |
|
14.91 |
17,760 |
|
0.35 (c) |
1.49 |
7.0 |
(a) |
Calculated based on average
shares outstanding during the period. | |||||||||||||
(b) |
Does not include expenses of
the investment companies in which the Fund invests. | |||||||||||||
(c) |
Reflects Manager's
contractual expense
limit. |
FINANCIAL
HIGHLIGHTS | |||||||||||||||||
PRINCIPAL
FUNDS, INC. | |||||||||||||||||
Selected
data for a share of Capital Stock outstanding throughout each year ended
October 31 (except as noted): | |||||||||||||||||
Net Asset Value, Beginning of
Period |
Net Investment Income
(Loss)(a) |
Net Realized and Unrealized
Gain (Loss) on Investments |
Total From Investment
Operations |
Dividends from Net Investment
Income | |||||||||||||
PRINCIPAL
LIFETIME 2040 FUND |
|||||||||||||||||
Institutional
shares |
|||||||||||||||||
2013 |
$ |
12.59 |
|
$ |
0.28 |
|
$ |
2.42 |
|
$ |
2.70 |
|
$ |
(0.27 |
) | ||
2012 |
11.57 |
|
0.22 |
|
1.04 |
|
1.26 |
|
(0.24 |
) | |||||||
2011 |
11.37 |
|
0.20 |
|
0.20 |
|
0.40 |
|
(0.20 |
) | |||||||
2010 |
9.82 |
|
0.21 |
|
1.56 |
|
1.77 |
|
(0.22 |
) | |||||||
2009 |
9.09 |
|
0.19 |
|
1.09 |
|
1.28 |
|
(0.21 |
) | |||||||
R-1
shares |
|||||||||||||||||
2013 |
12.44 |
|
0.17 |
|
2.38 |
|
2.55 |
|
(0.16 |
) | |||||||
2012 |
11.42 |
|
0.12 |
|
1.04 |
|
1.16 |
|
(0.14 |
) | |||||||
2011 |
11.24 |
|
0.10 |
|
0.18 |
|
0.28 |
|
(0.10 |
) | |||||||
2010 |
9.73 |
|
0.12 |
|
1.54 |
|
1.66 |
|
(0.15 |
) | |||||||
2009 |
9.01 |
|
0.11 |
|
1.08 |
|
1.19 |
|
(0.13 |
) | |||||||
R-2
shares |
|||||||||||||||||
2013 |
12.45 |
|
0.19 |
|
2.38 |
|
2.57 |
|
(0.18 |
) | |||||||
2012 |
11.43 |
|
0.14 |
|
1.03 |
|
1.17 |
|
(0.15 |
) | |||||||
2011 |
11.24 |
|
0.12 |
|
0.18 |
|
0.30 |
|
(0.11 |
) | |||||||
2010 |
9.73 |
|
0.14 |
|
1.53 |
|
1.67 |
|
(0.16 |
) | |||||||
2009 |
8.99 |
|
0.13 |
|
1.08 |
|
1.21 |
|
(0.13 |
) | |||||||
R-3
shares |
|||||||||||||||||
2013 |
12.45 |
|
0.20 |
|
2.39 |
|
2.59 |
|
(0.20 |
) | |||||||
2012 |
11.44 |
|
0.16 |
|
1.02 |
|
1.18 |
|
(0.17 |
) | |||||||
2011 |
11.24 |
|
0.13 |
|
0.20 |
|
0.33 |
|
(0.13 |
) | |||||||
2010 |
9.73 |
|
0.15 |
|
1.54 |
|
1.69 |
|
(0.18 |
) | |||||||
2009 |
9.01 |
|
0.14 |
|
1.08 |
|
1.22 |
|
(0.16 |
) | |||||||
R-4
shares |
|||||||||||||||||
2013 |
12.47 |
|
0.22 |
|
2.41 |
|
2.63 |
|
(0.23 |
) | |||||||
2012 |
11.46 |
|
0.18 |
|
1.03 |
|
1.21 |
|
(0.20 |
) | |||||||
2011 |
11.27 |
|
0.15 |
|
0.20 |
|
0.35 |
|
(0.16 |
) | |||||||
2010 |
9.74 |
|
0.17 |
|
1.55 |
|
1.72 |
|
(0.19 |
) | |||||||
2009 |
9.02 |
|
0.14 |
|
1.09 |
|
1.23 |
|
(0.17 |
) | |||||||
R-5
shares |
|||||||||||||||||
2013 |
12.54 |
|
0.25 |
|
2.40 |
|
2.65 |
|
(0.24 |
) | |||||||
2012 |
11.52 |
|
0.19 |
|
1.04 |
|
1.23 |
|
(0.21 |
) | |||||||
2011 |
11.32 |
|
0.20 |
|
0.17 |
|
0.37 |
|
(0.17 |
) | |||||||
2010 |
9.79 |
|
0.18 |
|
1.55 |
|
1.73 |
|
(0.20 |
) | |||||||
2009 |
9.06 |
|
0.16 |
|
1.09 |
|
1.25 |
|
(0.18 |
) |
FINANCIAL
HIGHLIGHTS (CONTINUED) | ||||||||||||||
PRINCIPAL
FUNDS, INC. | ||||||||||||||
Distributions from Realized
Gains |
Total Dividends and
Distributions |
Net Asset Value, End of
Period |
Total
Return |
Net Assets, End of Period (in
thousands) |
Ratio of Expenses to Average
Net Assets(b) |
Ratio of Net Investment
Income to Average Net Assets |
Portfolio Turnover
Rate | |||||||
$ – |
|
$ |
(0.27 |
) |
$ |
15.02 |
|
21.87% |
$ |
2,718,326 |
|
0.04% |
2.07% |
30.1% |
– |
|
(0.24 |
) |
12.59 |
|
11.18 |
2,235,924 |
|
0.04 |
1.83 |
12.5 | |||
– |
|
(0.20 |
) |
11.57 |
|
3.46 |
1,851,739 |
|
0.04 |
1.69 |
12.6 | |||
– |
|
(0.22 |
) |
11.37 |
|
18.27 |
1,716,164 |
|
0.04 |
2.02 |
31.4 | |||
(0.34 |
) |
(0.55 |
) |
9.82 |
|
15.45 |
1,387,751 |
|
0.09 |
2.20 |
5.8 | |||
– |
|
(0.16 |
) |
14.83 |
|
20.71 |
33,757 |
|
0.91 |
1.26 |
30.1 | |||
– |
|
(0.14 |
) |
12.44 |
|
10.29 |
37,999 |
|
0.91 |
0.98 |
12.5 | |||
– |
|
(0.10 |
) |
11.42 |
|
2.51 |
33,918 |
|
0.91 |
0.81 |
12.6 | |||
– |
|
(0.15 |
) |
11.24 |
|
17.26 |
32,593 |
|
0.92 |
1.12 |
31.4 | |||
(0.34 |
) |
(0.47 |
) |
9.73 |
|
14.41 |
25,814 |
|
0.97 |
1.28 |
5.8 | |||
– |
|
(0.18 |
) |
14.84 |
|
20.94 |
55,940 |
|
0.78 |
1.40 |
30.1 | |||
– |
|
(0.15 |
) |
12.45 |
|
10.36 |
47,947 |
|
0.78 |
1.17 |
12.5 | |||
– |
|
(0.11 |
) |
11.43 |
|
2.68 |
45,698 |
|
0.78 |
1.02 |
12.6 | |||
– |
|
(0.16 |
) |
11.24 |
|
17.33 |
55,281 |
|
0.79 |
1.31 |
31.4 | |||
(0.34 |
) |
(0.47 |
) |
9.73 |
|
14.65 |
46,331 |
|
0.84 |
1.48 |
5.8 | |||
– |
|
(0.20 |
) |
14.84 |
|
21.11 |
151,677 |
|
0.60 |
1.50 |
30.1 | |||
– |
|
(0.17 |
) |
12.45 |
|
10.54 |
132,770 |
|
0.60 |
1.36 |
12.5 | |||
– |
|
(0.13 |
) |
11.44 |
|
2.94 |
122,973 |
|
0.60 |
1.10 |
12.6 | |||
– |
|
(0.18 |
) |
11.24 |
|
17.50 |
125,392 |
|
0.61 |
1.47 |
31.4 | |||
(0.34 |
) |
(0.50 |
) |
9.73 |
|
14.77 |
104,315 |
|
0.66 |
1.64 |
5.8 | |||
– |
|
(0.23 |
) |
14.87 |
|
21.39 |
153,849 |
|
0.41 |
1.59 |
30.1 | |||
– |
|
(0.20 |
) |
12.47 |
|
10.76 |
123,706 |
|
0.41 |
1.53 |
12.5 | |||
– |
|
(0.16 |
) |
11.46 |
|
3.06 |
111,132 |
|
0.41 |
1.29 |
12.6 | |||
– |
|
(0.19 |
) |
11.27 |
|
17.87 |
101,237 |
|
0.42 |
1.67 |
31.4 | |||
(0.34 |
) |
(0.51 |
) |
9.74 |
|
14.98 |
86,178 |
|
0.47 |
1.69 |
5.8 | |||
– |
|
(0.24 |
) |
14.95 |
|
21.50 |
260,420 |
|
0.29 |
1.84 |
30.1 | |||
– |
|
(0.21 |
) |
12.54 |
|
10.93 |
204,880 |
|
0.29 |
1.63 |
12.5 | |||
– |
|
(0.17 |
) |
11.52 |
|
3.24 |
177,248 |
|
0.29 |
1.68 |
12.6 | |||
– |
|
(0.20 |
) |
11.32 |
|
17.89 |
200,260 |
|
0.30 |
1.74 |
31.4 | |||
(0.34 |
) |
(0.52 |
) |
9.79 |
|
15.16 |
165,669 |
|
0.35 |
1.85 |
5.8 |
(a) |
Calculated based on average
shares outstanding during the period. | |||||||||||||
(b) |
Does not include expenses of
the investment companies in which the Fund
invests. |
FINANCIAL
HIGHLIGHTS | |||||||||||||||||
PRINCIPAL
FUNDS, INC. | |||||||||||||||||
Selected
data for a share of Capital Stock outstanding throughout each year ended
October 31 (except as noted): | |||||||||||||||||
Net Asset Value, Beginning of
Period |
Net Investment Income
(Loss)(a) |
Net Realized and Unrealized
Gain (Loss) on Investments |
Total From Investment
Operations |
Dividends from Net Investment
Income | |||||||||||||
PRINCIPAL
LIFETIME 2045 FUND |
|||||||||||||||||
Institutional
shares |
|||||||||||||||||
2013 |
$ |
10.06 |
|
$ |
0.20 |
|
$ |
2.00 |
|
$ |
2.20 |
|
$ |
(0.21 |
) | ||
2012 |
9.26 |
|
0.16 |
|
0.85 |
|
1.01 |
|
(0.18 |
) | |||||||
2011 |
9.23 |
|
0.14 |
|
0.19 |
|
0.33 |
|
(0.14 |
) | |||||||
2010 |
7.95 |
|
0.13 |
|
1.30 |
|
1.43 |
|
(0.15 |
) | |||||||
2009 |
7.04 |
|
0.05 |
|
0.99 |
|
1.04 |
|
(0.13 |
) | |||||||
R-1
shares |
|||||||||||||||||
2013 |
9.82 |
|
0.14 |
|
1.92 |
|
2.06 |
|
(0.14 |
) | |||||||
2012 |
9.04 |
|
0.08 |
|
0.84 |
|
0.92 |
|
(0.11 |
) | |||||||
2011 |
9.05 |
|
0.06 |
|
0.17 |
|
0.23 |
|
(0.08 |
) | |||||||
2010 |
7.82 |
|
0.05 |
|
1.29 |
|
1.34 |
|
(0.11 |
) | |||||||
2009 |
6.97 |
|
0.01 |
|
0.96 |
|
0.97 |
|
(0.12 |
) | |||||||
R-2
shares |
|||||||||||||||||
2013 |
9.84 |
|
0.14 |
|
1.94 |
|
2.08 |
|
(0.16 |
) | |||||||
2012 |
9.06 |
|
0.08 |
|
0.85 |
|
0.93 |
|
(0.12 |
) | |||||||
2011 |
9.06 |
|
0.07 |
|
0.18 |
|
0.25 |
|
(0.09 |
) | |||||||
2010 |
7.83 |
|
0.07 |
|
1.28 |
|
1.35 |
|
(0.12 |
) | |||||||
2009 |
6.98 |
|
0.03 |
|
0.95 |
|
0.98 |
|
(0.13 |
) | |||||||
R-3
shares |
|||||||||||||||||
2013 |
9.89 |
|
0.14 |
|
1.96 |
|
2.10 |
|
(0.16 |
) | |||||||
2012 |
9.11 |
|
0.12 |
|
0.83 |
|
0.95 |
|
(0.14 |
) | |||||||
2011 |
9.10 |
|
0.09 |
|
0.18 |
|
0.27 |
|
(0.10 |
) | |||||||
2010 |
7.85 |
|
0.10 |
|
1.27 |
|
1.37 |
|
(0.12 |
) | |||||||
2009 |
6.99 |
|
0.08 |
|
0.90 |
|
0.98 |
|
(0.12 |
) | |||||||
R-4
shares |
|||||||||||||||||
2013 |
9.94 |
|
0.18 |
|
1.96 |
|
2.14 |
|
(0.19 |
) | |||||||
2012 |
9.15 |
|
0.11 |
|
0.86 |
|
0.97 |
|
(0.15 |
) | |||||||
2011 |
9.14 |
|
0.11 |
|
0.18 |
|
0.29 |
|
(0.12 |
) | |||||||
2010 |
7.88 |
|
0.09 |
|
1.30 |
|
1.39 |
|
(0.13 |
) | |||||||
2009 |
7.00 |
|
0.08 |
|
0.92 |
|
1.00 |
|
(0.12 |
) | |||||||
R-5
shares |
|||||||||||||||||
2013 |
9.97 |
|
0.16 |
|
1.98 |
|
2.14 |
|
(0.19 |
) | |||||||
2012 |
9.17 |
|
0.13 |
|
0.86 |
|
0.99 |
|
(0.16 |
) | |||||||
2011 |
9.16 |
|
0.12 |
|
0.18 |
|
0.30 |
|
(0.13 |
) | |||||||
2010 |
7.90 |
|
0.12 |
|
1.28 |
|
1.40 |
|
(0.14 |
) | |||||||
2009 |
7.01 |
|
0.07 |
|
0.95 |
|
1.02 |
|
(0.13 |
) |
FINANCIAL
HIGHLIGHTS (CONTINUED) | |||||||||||||||
PRINCIPAL
FUNDS, INC. | |||||||||||||||
Distributions from Realized
Gains |
Total Dividends and
Distributions |
Net Asset Value, End of
Period |
Total Return |
Net Assets, End of Period (in
thousands) |
Ratio of Expenses to Average
Net Assets(b) |
Ratio of Net Investment
Income to Average Net Assets |
Portfolio Turnover
Rate | ||||||||
$ |
(0.15 |
) |
$ |
(0.36 |
) |
$ |
11.90 |
|
22.58% |
$ |
399,463 |
|
0.05 %(c) |
1.87% |
23.3% |
(0.03 |
) |
(0.21 |
) |
10.06 |
|
11.27 |
244,484 |
|
0.05 (c) |
1.63 |
8.1 | ||||
(0.16 |
) |
(0.30 |
) |
9.26 |
|
3.57 |
154,522 |
|
0.06 (c) |
1.48 |
4.5 | ||||
– |
|
(0.15 |
) |
9.23 |
|
18.22 |
105,004 |
|
0.08 (c) |
1.50 |
23.8 | ||||
– |
|
(0.13 |
) |
7.95 |
|
15.09 |
53,836 |
|
0.10 (c) |
0.69 |
4.8 | ||||
(0.15 |
) |
(0.29 |
) |
11.59 |
|
21.44 |
9,201 |
|
0.92 |
1.28 |
23.3 | ||||
(0.03 |
) |
(0.14 |
) |
9.82 |
|
10.40 |
9,027 |
|
0.92 |
0.85 |
8.1 | ||||
(0.16 |
) |
(0.24 |
) |
9.04 |
|
2.53 |
7,195 |
|
0.92 (c) |
0.70 |
4.5 | ||||
– |
|
(0.11 |
) |
9.05 |
|
17.33 |
5,821 |
|
0.93 (c) |
0.65 |
23.8 | ||||
– |
|
(0.12 |
) |
7.82 |
|
14.23 |
2,675 |
|
0.97 (c) |
0.18 |
4.8 | ||||
(0.15 |
) |
(0.31 |
) |
11.61 |
|
21.65 |
9,204 |
|
0.79 |
1.29 |
23.3 | ||||
(0.03 |
) |
(0.15 |
) |
9.84 |
|
10.53 |
6,674 |
|
0.79 |
0.89 |
8.1 | ||||
(0.16 |
) |
(0.25 |
) |
9.06 |
|
2.73 |
4,130 |
|
0.79 (c) |
0.71 |
4.5 | ||||
– |
|
(0.12 |
) |
9.06 |
|
17.42 |
2,780 |
|
0.80 (c) |
0.79 |
23.8 | ||||
– |
|
(0.13 |
) |
7.83 |
|
14.32 |
1,160 |
|
0.84 (c) |
0.38 |
4.8 | ||||
(0.15 |
) |
(0.31 |
) |
11.68 |
|
21.79 |
46,505 |
|
0.61 |
1.35 |
23.3 | ||||
(0.03 |
) |
(0.17 |
) |
9.89 |
|
10.69 |
30,592 |
|
0.61 |
1.32 |
8.1 | ||||
(0.16 |
) |
(0.26 |
) |
9.11 |
|
2.96 |
28,181 |
|
0.61 (c) |
0.96 |
4.5 | ||||
– |
|
(0.12 |
) |
9.10 |
|
17.64 |
20,005 |
|
0.62 (c) |
1.16 |
23.8 | ||||
– |
|
(0.12 |
) |
7.85 |
|
14.40 |
11,557 |
|
0.66 (c) |
1.21 |
4.8 | ||||
(0.15 |
) |
(0.34 |
) |
11.74 |
|
22.11 |
27,277 |
|
0.42 |
1.68 |
23.3 | ||||
(0.03 |
) |
(0.18 |
) |
9.94 |
|
10.90 |
29,088 |
|
0.42 |
1.20 |
8.1 | ||||
(0.16 |
) |
(0.28 |
) |
9.15 |
|
3.10 |
16,819 |
|
0.42 (c) |
1.17 |
4.5 | ||||
– |
|
(0.13 |
) |
9.14 |
|
17.84 |
12,730 |
|
0.43 (c) |
1.08 |
23.8 | ||||
– |
|
(0.12 |
) |
7.88 |
|
14.68 |
5,832 |
|
0.47 (c) |
1.13 |
4.8 | ||||
(0.15 |
) |
(0.34 |
) |
11.77 |
|
22.13 |
69,834 |
|
0.30 |
1.52 |
23.3 | ||||
(0.03 |
) |
(0.19 |
) |
9.97 |
|
11.15 |
28,899 |
|
0.30 |
1.36 |
8.1 | ||||
(0.16 |
) |
(0.29 |
) |
9.17 |
|
3.19 |
17,728 |
|
0.30 (c) |
1.26 |
4.5 | ||||
– |
|
(0.14 |
) |
9.16 |
|
17.91 |
11,045 |
|
0.31 (c) |
1.45 |
23.8 | ||||
– |
|
(0.13 |
) |
7.90 |
|
14.87 |
6,559 |
|
0.35 (c) |
0.95 |
4.8 |
(a) |
Calculated based on average
shares outstanding during the period. | |||||||||||||
(b) |
Does not include expenses of
the investment companies in which the Fund invests. | |||||||||||||
(c) |
Reflects Manager's
contractual expense
limit. |
FINANCIAL
HIGHLIGHTS | |||||||||||||||||
PRINCIPAL
FUNDS, INC. | |||||||||||||||||
Selected
data for a share of Capital Stock outstanding throughout each year ended
October 31 (except as noted): | |||||||||||||||||
Net Asset Value, Beginning of
Period |
Net Investment Income
(Loss)(a) |
Net Realized and Unrealized
Gain (Loss) on Investments |
Total From Investment
Operations |
Dividends from Net Investment
Income | |||||||||||||
PRINCIPAL
LIFETIME 2050 FUND |
|||||||||||||||||
Institutional
shares |
|||||||||||||||||
2013 |
$ |
12.07 |
|
$ |
0.27 |
|
$ |
2.49 |
|
$ |
2.76 |
|
$ |
(0.26 |
) | ||
2012 |
11.05 |
|
0.20 |
|
1.04 |
|
1.24 |
|
(0.22 |
) | |||||||
2011 |
10.86 |
|
0.18 |
|
0.18 |
|
0.36 |
|
(0.17 |
) | |||||||
2010 |
9.34 |
|
0.18 |
|
1.53 |
|
1.71 |
|
(0.19 |
) | |||||||
2009 |
8.70 |
|
0.16 |
|
1.02 |
|
1.18 |
|
(0.18 |
) | |||||||
R-1
shares |
|||||||||||||||||
2013 |
11.92 |
|
0.16 |
|
2.46 |
|
2.62 |
|
(0.15 |
) | |||||||
2012 |
10.91 |
|
0.10 |
|
1.03 |
|
1.13 |
|
(0.12 |
) | |||||||
2011 |
10.74 |
|
0.08 |
|
0.18 |
|
0.26 |
|
(0.09 |
) | |||||||
2010 |
9.26 |
|
0.09 |
|
1.52 |
|
1.61 |
|
(0.13 |
) | |||||||
2009 |
8.62 |
|
0.08 |
|
1.03 |
|
1.11 |
|
(0.11 |
) | |||||||
R-2
shares |
|||||||||||||||||
2013 |
11.94 |
|
0.18 |
|
2.46 |
|
2.64 |
|
(0.18 |
) | |||||||
2012 |
10.92 |
|
0.12 |
|
1.03 |
|
1.15 |
|
(0.13 |
) | |||||||
2011 |
10.74 |
|
0.10 |
|
0.17 |
|
0.27 |
|
(0.09 |
) | |||||||
2010 |
9.26 |
|
0.11 |
|
1.50 |
|
1.61 |
|
(0.13 |
) | |||||||
2009 |
8.61 |
|
0.11 |
|
1.01 |
|
1.12 |
|
(0.11 |
) | |||||||
R-3
shares |
|||||||||||||||||
2013 |
11.95 |
|
0.19 |
|
2.47 |
|
2.66 |
|
(0.19 |
) | |||||||
2012 |
10.95 |
|
0.14 |
|
1.01 |
|
1.15 |
|
(0.15 |
) | |||||||
2011 |
10.76 |
|
0.11 |
|
0.19 |
|
0.30 |
|
(0.11 |
) | |||||||
2010 |
9.27 |
|
0.13 |
|
1.51 |
|
1.64 |
|
(0.15 |
) | |||||||
2009 |
8.63 |
|
0.12 |
|
1.01 |
|
1.13 |
|
(0.13 |
) | |||||||
R-4
shares |
|||||||||||||||||
2013 |
11.99 |
|
0.21 |
|
2.50 |
|
2.71 |
|
(0.22 |
) | |||||||
2012 |
10.99 |
|
0.15 |
|
1.03 |
|
1.18 |
|
(0.18 |
) | |||||||
2011 |
10.80 |
|
0.13 |
|
0.19 |
|
0.32 |
|
(0.13 |
) | |||||||
2010 |
9.30 |
|
0.15 |
|
1.51 |
|
1.66 |
|
(0.16 |
) | |||||||
2009 |
8.66 |
|
0.13 |
|
1.02 |
|
1.15 |
|
(0.15 |
) | |||||||
R-5
shares |
|||||||||||||||||
2013 |
12.03 |
|
0.23 |
|
2.48 |
|
2.71 |
|
(0.23 |
) | |||||||
2012 |
11.01 |
|
0.17 |
|
1.04 |
|
1.21 |
|
(0.19 |
) | |||||||
2011 |
10.82 |
|
0.16 |
|
0.18 |
|
0.34 |
|
(0.15 |
) | |||||||
2010 |
9.32 |
|
0.15 |
|
1.52 |
|
1.67 |
|
(0.17 |
) | |||||||
2009 |
8.67 |
|
0.13 |
|
1.04 |
|
1.17 |
|
(0.16 |
) |
FINANCIAL
HIGHLIGHTS (CONTINUED) | |||||||||
PRINCIPAL
FUNDS, INC. | |||||||||
Distributions from Realized
Gains |
Total Dividends and
Distributions |
Net Asset Value, End of
Period |
Total
Return |
Net Assets, End of Period (in
thousands) |
Ratio of Expenses to Average
Net Assets(b) |
Ratio of Net Investment
Income to Average Net Assets |
Portfolio Turnover
Rate | ||
$ – |
$(0.26) |
$14.57 |
23.28% |
$ |
1,370,372 |
|
0.04% |
2.01% |
29.5% |
– |
(0.22) |
12.07 |
11.45 |
1,031,138 |
|
0.04 |
1.72 |
10.5 | |
– |
(0.17) |
11.05 |
3.30 |
829,516 |
|
0.04 |
1.58 |
15.5 | |
– |
(0.19) |
10.86 |
18.51 |
788,351 |
|
0.04 |
1.83 |
30.1 | |
(0.36) |
(0.54) |
9.34 |
14.95 |
629,384 |
|
0.10 |
2.02 |
15.2 | |
– |
(0.15) |
14.39 |
22.20 |
16,286 |
|
0.91 |
1.19 |
29.5 | |
– |
(0.12) |
11.92 |
10.49 |
17,885 |
|
0.91 |
0.84 |
10.5 | |
– |
(0.09) |
10.91 |
2.38 |
14,614 |
|
0.92 |
0.67 |
15.5 | |
– |
(0.13) |
10.74 |
17.49 |
13,401 |
|
0.92 |
0.90 |
30.1 | |
(0.36) |
(0.47) |
9.26 |
14.01 |
9,869 |
|
0.97 |
1.03 |
15.2 | |
– |
(0.18) |
14.40 |
22.39 |
29,353 |
|
0.78 |
1.35 |
29.5 | |
– |
(0.13) |
11.94 |
10.64 |
21,922 |
|
0.78 |
1.04 |
10.5 | |
– |
(0.09) |
10.92 |
2.52 |
20,121 |
|
0.79 |
0.90 |
15.5 | |
– |
(0.13) |
10.74 |
17.55 |
24,165 |
|
0.79 |
1.13 |
30.1 | |
(0.36) |
(0.47) |
9.26 |
14.17 |
20,114 |
|
0.84 |
1.33 |
15.2 | |
– |
(0.19) |
14.42 |
22.59 |
68,416 |
|
0.60 |
1.43 |
29.5 | |
– |
(0.15) |
11.95 |
10.73 |
52,457 |
|
0.60 |
1.26 |
10.5 | |
– |
(0.11) |
10.95 |
2.79 |
46,829 |
|
0.61 |
0.94 |
15.5 | |
– |
(0.15) |
10.76 |
17.82 |
42,918 |
|
0.61 |
1.30 |
30.1 | |
(0.36) |
(0.49) |
9.27 |
14.36 |
35,212 |
|
0.66 |
1.45 |
15.2 | |
– |
(0.22) |
14.48 |
22.93 |
69,616 |
|
0.41 |
1.60 |
29.5 | |
– |
(0.18) |
11.99 |
10.91 |
57,975 |
|
0.41 |
1.30 |
10.5 | |
– |
(0.13) |
10.99 |
2.96 |
45,442 |
|
0.42 |
1.15 |
15.5 | |
– |
(0.16) |
10.80 |
18.05 |
39,183 |
|
0.42 |
1.50 |
30.1 | |
(0.36) |
(0.51) |
9.30 |
14.55 |
33,076 |
|
0.47 |
1.56 |
15.2 | |
– |
(0.23) |
14.51 |
22.91 |
133,924 |
|
0.29 |
1.76 |
29.5 | |
– |
(0.19) |
12.03 |
11.19 |
90,201 |
|
0.29 |
1.48 |
10.5 | |
– |
(0.15) |
11.01 |
3.08 |
72,123 |
|
0.30 |
1.42 |
15.5 | |
– |
(0.17) |
10.82 |
18.11 |
71,470 |
|
0.30 |
1.55 |
30.1 | |
(0.36) |
(0.52) |
9.32 |
14.78 |
58,596 |
|
0.35 |
1.59 |
15.2 |
(a) |
Calculated based on average
shares outstanding during the period. | |||||||||||||
(b) |
Does not include expenses of
the investment companies in which the Fund
invests. |
FINANCIAL
HIGHLIGHTS | |||||||||||||||||
PRINCIPAL
FUNDS, INC. | |||||||||||||||||
Selected
data for a share of Capital Stock outstanding throughout each year ended
October 31 (except as noted): | |||||||||||||||||
Net Asset Value, Beginning of
Period |
Net Investment Income
(Loss)(a) |
Net Realized and Unrealized
Gain (Loss) on Investments |
Total From Investment
Operations |
Dividends from Net Investment
Income | |||||||||||||
PRINCIPAL
LIFETIME 2055 FUND |
|||||||||||||||||
Institutional
shares |
|||||||||||||||||
2013 |
$ |
10.02 |
|
$ |
0.19 |
|
$ |
2.09 |
|
$ |
2.28 |
|
$ |
(0.21 |
) | ||
2012 |
9.22 |
|
0.14 |
|
0.87 |
|
1.01 |
|
(0.17 |
) | |||||||
2011 |
9.21 |
|
0.13 |
|
0.14 |
|
0.27 |
|
(0.13 |
) | |||||||
2010 |
7.93 |
|
0.12 |
|
1.31 |
|
1.43 |
|
(0.15 |
) | |||||||
2009 |
6.99 |
|
0.06 |
|
1.00 |
|
1.06 |
|
(0.12 |
) | |||||||
R-1
shares |
|||||||||||||||||
2013 |
9.78 |
|
0.13 |
|
2.00 |
|
2.13 |
|
(0.14 |
) | |||||||
2012 |
9.01 |
|
0.07 |
|
0.85 |
|
0.92 |
|
(0.11 |
) | |||||||
2011 |
9.02 |
|
0.04 |
|
0.15 |
|
0.19 |
|
(0.07 |
) | |||||||
2010 |
7.80 |
|
0.06 |
|
1.27 |
|
1.33 |
|
(0.11 |
) | |||||||
2009 |
6.95 |
|
0.02 |
|
0.95 |
|
0.97 |
|
(0.12 |
) | |||||||
R-2
shares |
|||||||||||||||||
2013 |
9.81 |
|
0.13 |
|
2.03 |
|
2.16 |
|
(0.16 |
) | |||||||
2012 |
9.02 |
|
0.06 |
|
0.87 |
|
0.93 |
|
(0.10 |
) | |||||||
2011 |
9.05 |
|
0.07 |
|
0.13 |
|
0.20 |
|
(0.10 |
) | |||||||
2010 |
7.82 |
|
0.02 |
|
1.33 |
|
1.35 |
|
(0.12 |
) | |||||||
2009 |
6.95 |
|
0.03 |
|
0.96 |
|
0.99 |
|
(0.12 |
) | |||||||
R-3
shares |
|||||||||||||||||
2013 |
9.86 |
|
0.12 |
|
2.07 |
|
2.19 |
|
(0.17 |
) | |||||||
2012 |
9.08 |
|
0.08 |
|
0.87 |
|
0.95 |
|
(0.13 |
) | |||||||
2011 |
9.09 |
|
0.08 |
|
0.13 |
|
0.21 |
|
(0.09 |
) | |||||||
2010 |
7.85 |
|
0.09 |
|
1.28 |
|
1.37 |
|
(0.13 |
) | |||||||
2009 |
6.96 |
|
0.02 |
|
0.99 |
|
1.01 |
|
(0.12 |
) | |||||||
R-4
shares |
|||||||||||||||||
2013 |
9.91 |
|
0.15 |
|
2.06 |
|
2.21 |
|
(0.18 |
) | |||||||
2012 |
9.12 |
|
0.11 |
|
0.86 |
|
0.97 |
|
(0.14 |
) | |||||||
2011 |
9.12 |
|
0.09 |
|
0.15 |
|
0.24 |
|
(0.11 |
) | |||||||
2010 |
7.88 |
|
0.09 |
|
1.29 |
|
1.38 |
|
(0.14 |
) | |||||||
2009 |
6.97 |
|
0.02 |
|
1.01 |
|
1.03 |
|
(0.12 |
) | |||||||
R-5
shares |
|||||||||||||||||
2013 |
9.93 |
|
0.15 |
|
2.08 |
|
2.23 |
|
(0.19 |
) | |||||||
2012 |
9.15 |
|
0.10 |
|
0.87 |
|
0.97 |
|
(0.15 |
) | |||||||
2011 |
9.14 |
|
0.11 |
|
0.15 |
|
0.26 |
|
(0.12 |
) | |||||||
2010 |
7.89 |
|
0.11 |
|
1.28 |
|
1.39 |
|
(0.14 |
) | |||||||
2009 |
6.98 |
|
0.09 |
|
0.94 |
|
1.03 |
|
(0.12 |
) |
FINANCIAL
HIGHLIGHTS (CONTINUED) | |||||||||||||||
PRINCIPAL
FUNDS, INC. | |||||||||||||||
Distributions from Realized
Gains |
Total Dividends and
Distributions |
Net Asset Value, End of
Period |
Total
Return |
Net Assets, End of Period (in
thousands) |
Ratio of Expenses to Average
Net Assets(b) |
Ratio of Net Investment
Income to Average Net Assets |
Portfolio Turnover
Rate | ||||||||
$ |
(0.11 |
) |
$ |
(0.32 |
) |
$ |
11.98 |
|
23.32% |
$ |
84,497 |
|
0.09 %(c) |
1.77% |
29.1% |
(0.04 |
) |
(0.21 |
) |
10.02 |
|
11.27 |
47,528 |
|
0.08 (c) |
1.46 |
15.1 | ||||
(0.13 |
) |
(0.26 |
) |
9.22 |
|
2.97 |
26,746 |
|
0.08 (c) |
1.35 |
22.5 | ||||
– |
|
(0.15 |
) |
9.21 |
|
18.18 |
17,421 |
|
0.08 (c) |
1.35 |
44.0 | ||||
– |
|
(0.12 |
) |
7.93 |
|
15.43 |
8,036 |
|
0.08 (c) |
0.78 |
34.0 | ||||
(0.11 |
) |
(0.25 |
) |
11.66 |
|
22.21 |
1,453 |
|
0.93 (c) |
1.21 |
29.1 | ||||
(0.04 |
) |
(0.15 |
) |
9.78 |
|
10.36 |
1,148 |
|
0.94 (c) |
0.79 |
15.1 | ||||
(0.13 |
) |
(0.20 |
) |
9.01 |
|
2.06 |
868 |
|
0.96 (c) |
0.48 |
22.5 | ||||
– |
|
(0.11 |
) |
9.02 |
|
17.22 |
532 |
|
0.96 (c) |
0.76 |
44.0 | ||||
– |
|
(0.12 |
) |
7.80 |
|
14.21 |
382 |
|
0.80 (c) |
0.29 |
34.0 | ||||
(0.11 |
) |
(0.27 |
) |
11.70 |
|
22.47 |
1,142 |
|
0.80 (c) |
1.26 |
29.1 | ||||
(0.04 |
) |
(0.14 |
) |
9.81 |
|
10.43 |
715 |
|
0.81 (c) |
0.59 |
15.1 | ||||
(0.13 |
) |
(0.23 |
) |
9.02 |
|
2.16 |
345 |
|
0.83 (c) |
0.70 |
22.5 | ||||
– |
|
(0.12 |
) |
9.05 |
|
17.38 |
398 |
|
0.83 (c) |
0.26 |
44.0 | ||||
– |
|
(0.12 |
) |
7.82 |
|
14.50 |
71 |
|
0.70 (c) |
0.42 |
34.0 | ||||
(0.11 |
) |
(0.28 |
) |
11.77 |
|
22.65 |
7,790 |
|
0.62 (c) |
1.13 |
29.1 | ||||
(0.04 |
) |
(0.17 |
) |
9.86 |
|
10.69 |
3,765 |
|
0.63 (c) |
0.83 |
15.1 | ||||
(0.13 |
) |
(0.22 |
) |
9.08 |
|
2.33 |
2,066 |
|
0.65 (c) |
0.82 |
22.5 | ||||
– |
|
(0.13 |
) |
9.09 |
|
17.54 |
1,345 |
|
0.65 (c) |
1.12 |
44.0 | ||||
– |
|
(0.12 |
) |
7.85 |
|
14.77 |
906 |
|
0.52 (c) |
0.33 |
34.0 | ||||
(0.11 |
) |
(0.29 |
) |
11.83 |
|
22.84 |
6,590 |
|
0.43 (c) |
1.37 |
29.1 | ||||
(0.04 |
) |
(0.18 |
) |
9.91 |
|
10.89 |
3,511 |
|
0.44 (c) |
1.18 |
15.1 | ||||
(0.13 |
) |
(0.24 |
) |
9.12 |
|
2.61 |
2,397 |
|
0.46 (c) |
0.99 |
22.5 | ||||
– |
|
(0.14 |
) |
9.12 |
|
17.64 |
1,477 |
|
0.46 (c) |
1.07 |
44.0 | ||||
– |
|
(0.12 |
) |
7.88 |
|
15.04 |
764 |
|
0.23 (c) |
0.33 |
34.0 | ||||
(0.11 |
) |
(0.30 |
) |
11.86 |
|
23.01 |
11,694 |
|
0.31 (c) |
1.36 |
29.1 | ||||
(0.04 |
) |
(0.19 |
) |
9.93 |
|
10.91 |
4,519 |
|
0.32 (c) |
1.07 |
15.1 | ||||
(0.13 |
) |
(0.25 |
) |
9.15 |
|
2.80 |
2,023 |
|
0.34 (c) |
1.17 |
22.5 | ||||
– |
|
(0.14 |
) |
9.14 |
|
17.82 |
1,398 |
|
0.34 (c) |
1.30 |
44.0 | ||||
– |
|
(0.12 |
) |
7.89 |
|
15.02 |
917 |
|
0.20 (c) |
1.27 |
34.0 |
(a) |
Calculated based on average
shares outstanding during the period. | |||||||||||||
(b) |
Does not include expenses of
the investment companies in which the Fund invests. | |||||||||||||
(c) |
Reflects Manager's
contractual expense
limit. |
FINANCIAL
HIGHLIGHTS | |||||||||||||||||
PRINCIPAL
FUNDS, INC. | |||||||||||||||||
Selected
data for a share of Capital Stock outstanding throughout each year ended
October 31 (except as noted): | |||||||||||||||||
Net Asset Value, Beginning of
Period |
Net Investment Income
(Loss)(a) |
Net Realized and Unrealized
Gain (Loss) on Investments |
Total From Investment
Operations |
Net Asset Value, End of
Period | |||||||||||||
PRINCIPAL
LIFETIME 2060 FUND |
|||||||||||||||||
Institutional
shares |
|||||||||||||||||
2013(b) |
$ |
10.00 |
|
$ |
0.02 |
|
$ |
1.50 |
|
$ |
1.52 |
|
$ |
11.52 |
| ||
R-1
shares |
|||||||||||||||||
2013(b) |
10.00 |
|
(0.04 |
) |
1.49 |
|
1.45 |
|
11.45 |
| |||||||
R-2
shares |
|||||||||||||||||
2013(b) |
10.00 |
|
(0.03 |
) |
1.49 |
|
1.46 |
|
11.46 |
| |||||||
R-3
shares |
|||||||||||||||||
2013(b) |
10.00 |
|
(0.02 |
) |
1.52 |
|
1.50 |
|
11.50 |
| |||||||
R-4
shares |
|||||||||||||||||
2013(b) |
10.00 |
|
(0.01 |
) |
1.50 |
|
1.49 |
|
11.49 |
| |||||||
R-5
shares |
|||||||||||||||||
2013(b) |
10.00 |
|
– |
|
1.50 |
|
1.50 |
|
11.50 |
|
FINANCIAL
HIGHLIGHTS (CONTINUED) | ||||||||
PRINCIPAL
FUNDS, INC. | ||||||||
Total Return |
Net Assets,
End of Period
(in
thousands) |
Ratio of Expenses to Average
Net Assets |
Ratio of Net Investment
Income to Average Net Assets |
Portfolio Turnover
Rate |
||||
15.20 %(c) |
$ |
13 |
|
0.13
%(d),(e),(f) |
0.25 %(d) |
42.5 %(d) |
||
14.50
(c) |
11 |
|
0.96
%(d),(e),(f) |
(0.59)(d) |
42.5 (d) |
|||
14.60
(c) |
11 |
|
0.83
%(d),(e),(f) |
(0.46)(d) |
42.5 (d) |
|||
15.00
(c) |
69 |
|
0.65
%(d),(e),(f) |
(0.26)(d) |
42.5 (d) |
|||
14.90
(c) |
11 |
|
0.46
%(d),(e),(f) |
(0.10)(d) |
42.5 (d) |
|||
15.00
(c) |
12 |
|
0.34
%(d),(e),(f) |
0.02 (d) |
42.5 (d) |
(a) |
Calculated based on average
shares outstanding during the period. | ||||||||||
(b) |
Period from March 1, 2013,
date operations commenced, through October 31,
2013. | ||||||||||
(c) |
Total return amounts have not
been annualized. | ||||||||||
(d) |
Computed on an annualized
basis. | ||||||||||
(e) |
Reflects Manager's
contractual expense limit. | ||||||||||
(f) |
Does not include expenses of
the investment companies in which the Fund
invests. |
FINANCIAL
HIGHLIGHTS | |||||||||||||||||
PRINCIPAL
FUNDS, INC. | |||||||||||||||||
Selected
data for a share of Capital Stock outstanding throughout each year ended
October 31 (except as noted): | |||||||||||||||||
Net Asset Value, Beginning of
Period |
Net Investment Income
(Loss)(a) |
Net Realized and Unrealized
Gain (Loss) on Investments |
Total From Investment
Operations |
Dividends from Net Investment
Income | |||||||||||||
PRINCIPAL
LIFETIME STRATEGIC INCOME FUND |
|||||||||||||||||
Institutional
shares |
|||||||||||||||||
2013 |
$ |
11.55 |
|
$ |
0.30 |
|
$ |
0.34 |
|
$ |
0.64 |
|
$ |
(0.30 |
) | ||
2012 |
10.96 |
|
0.25 |
|
0.66 |
|
0.91 |
|
(0.32 |
) | |||||||
2011 |
10.89 |
|
0.35 |
|
0.06 |
|
0.41 |
|
(0.34 |
) | |||||||
2010 |
9.91 |
|
0.35 |
|
1.01 |
|
1.36 |
|
(0.38 |
) | |||||||
2009 |
9.40 |
|
0.30 |
|
0.84 |
|
1.14 |
|
(0.50 |
) | |||||||
R-1
shares |
|||||||||||||||||
2013 |
11.46 |
|
0.20 |
|
0.34 |
|
0.54 |
|
(0.19 |
) | |||||||
2012 |
10.87 |
|
0.17 |
|
0.63 |
|
0.80 |
|
(0.21 |
) | |||||||
2011 |
10.80 |
|
0.25 |
|
0.07 |
|
0.32 |
|
(0.25 |
) | |||||||
2010 |
9.86 |
|
0.25 |
|
1.00 |
|
1.25 |
|
(0.31 |
) | |||||||
2009 |
9.32 |
|
0.22 |
|
0.84 |
|
1.06 |
|
(0.39 |
) | |||||||
R-2
shares |
|||||||||||||||||
2013 |
11.47 |
|
0.22 |
|
0.34 |
|
0.56 |
|
(0.21 |
) | |||||||
2012 |
10.89 |
|
0.17 |
|
0.64 |
|
0.81 |
|
(0.23 |
) | |||||||
2011 |
10.79 |
|
0.27 |
|
0.07 |
|
0.34 |
|
(0.24 |
) | |||||||
2010 |
9.83 |
|
0.30 |
|
0.96 |
|
1.26 |
|
(0.30 |
) | |||||||
2009 |
9.30 |
|
0.23 |
|
0.84 |
|
1.07 |
|
(0.41 |
) | |||||||
R-3
shares |
|||||||||||||||||
2013 |
11.42 |
|
0.22 |
|
0.35 |
|
0.57 |
|
(0.24 |
) | |||||||
2012 |
10.83 |
|
0.18 |
|
0.66 |
|
0.84 |
|
(0.25 |
) | |||||||
2011 |
10.77 |
|
0.28 |
|
0.07 |
|
0.35 |
|
(0.29 |
) | |||||||
2010 |
9.81 |
|
0.30 |
|
0.98 |
|
1.28 |
|
(0.32 |
) | |||||||
2009 |
9.30 |
|
0.25 |
|
0.83 |
|
1.08 |
|
(0.44 |
) | |||||||
R-4
shares |
|||||||||||||||||
2013 |
11.44 |
|
0.25 |
|
0.35 |
|
0.60 |
|
(0.25 |
) | |||||||
2012 |
10.87 |
|
0.23 |
|
0.62 |
|
0.85 |
|
(0.28 |
) | |||||||
2011 |
10.80 |
|
0.30 |
|
0.07 |
|
0.37 |
|
(0.30 |
) | |||||||
2010 |
9.83 |
|
0.31 |
|
1.00 |
|
1.31 |
|
(0.34 |
) | |||||||
2009 |
9.33 |
|
0.26 |
|
0.84 |
|
1.10 |
|
(0.47 |
) | |||||||
R-5
shares |
|||||||||||||||||
2013 |
11.52 |
|
0.27 |
|
0.34 |
|
0.61 |
|
(0.27 |
) | |||||||
2012 |
10.93 |
|
0.22 |
|
0.66 |
|
0.88 |
|
(0.29 |
) | |||||||
2011 |
10.87 |
|
0.32 |
|
0.06 |
|
0.38 |
|
(0.32 |
) | |||||||
2010 |
9.89 |
|
0.35 |
|
0.98 |
|
1.33 |
|
(0.35 |
) | |||||||
2009 |
9.38 |
|
0.28 |
|
0.83 |
|
1.11 |
|
(0.47 |
) |
FINANCIAL
HIGHLIGHTS (CONTINUED) | ||||||||||||||
PRINCIPAL
FUNDS, INC. | ||||||||||||||
Distributions from Realized
Gains |
Total Dividends and
Distributions |
Net Asset Value, End of
Period |
Total
Return |
Net Assets, End of Period (in
thousands) |
Ratio of Expenses to Average
Net Assets(b) |
Ratio of Net Investment
Income to Average Net Assets |
Portfolio Turnover
Rate | |||||||
$ – |
|
$ |
(0.30 |
) |
$ |
11.89 |
|
5.64% |
$ |
543,521 |
|
0.04% |
2.57% |
14.6% |
– |
|
(0.32 |
) |
11.55 |
|
8.52 |
551,533 |
|
0.04 |
2.25 |
31.1 | |||
– |
|
(0.34 |
) |
10.96 |
|
3.88 |
468,065 |
|
0.04 |
3.18 |
19.8 | |||
– |
|
(0.38 |
) |
10.89 |
|
14.08 |
459,110 |
|
0.04 |
3.42 |
46.9 | |||
(0.13 |
) |
(0.63 |
) |
9.91 |
|
13.23 |
365,053 |
|
0.10 |
3.32 |
35.9 | |||
– |
|
(0.19 |
) |
11.81 |
|
4.79 |
9,473 |
|
0.91 |
1.77 |
14.6 | |||
– |
|
(0.21 |
) |
11.46 |
|
7.55 |
10,740 |
|
0.92 |
1.51 |
31.1 | |||
– |
|
(0.25 |
) |
10.87 |
|
3.00 |
11,393 |
|
0.92 |
2.33 |
19.8 | |||
– |
|
(0.31 |
) |
10.80 |
|
13.03 |
11,735 |
|
0.92 |
2.48 |
46.9 | |||
(0.13 |
) |
(0.52 |
) |
9.86 |
|
12.25 |
8,850 |
|
0.98 |
2.43 |
35.9 | |||
– |
|
(0.21 |
) |
11.82 |
|
4.93 |
9,572 |
|
0.78 |
1.93 |
14.6 | |||
– |
|
(0.23 |
) |
11.47 |
|
7.63 |
11,148 |
|
0.79 |
1.57 |
31.1 | |||
– |
|
(0.24 |
) |
10.89 |
|
3.20 |
11,365 |
|
0.79 |
2.53 |
19.8 | |||
– |
|
(0.30 |
) |
10.79 |
|
13.15 |
16,425 |
|
0.79 |
3.00 |
46.9 | |||
(0.13 |
) |
(0.54 |
) |
9.83 |
|
12.47 |
19,416 |
|
0.85 |
2.62 |
35.9 | |||
– |
|
(0.24 |
) |
11.75 |
|
5.04 |
38,997 |
|
0.60 |
1.95 |
14.6 | |||
– |
|
(0.25 |
) |
11.42 |
|
7.97 |
39,193 |
|
0.61 |
1.66 |
31.1 | |||
– |
|
(0.29 |
) |
10.83 |
|
3.30 |
32,636 |
|
0.61 |
2.60 |
19.8 | |||
– |
|
(0.32 |
) |
10.77 |
|
13.43 |
31,798 |
|
0.61 |
2.91 |
46.9 | |||
(0.13 |
) |
(0.57 |
) |
9.81 |
|
12.59 |
26,642 |
|
0.67 |
2.79 |
35.9 | |||
– |
|
(0.25 |
) |
11.79 |
|
5.33 |
22,865 |
|
0.41 |
2.18 |
14.6 | |||
– |
|
(0.28 |
) |
11.44 |
|
8.01 |
24,227 |
|
0.42 |
2.08 |
31.1 | |||
– |
|
(0.30 |
) |
10.87 |
|
3.51 |
28,249 |
|
0.42 |
2.77 |
19.8 | |||
– |
|
(0.34 |
) |
10.80 |
|
13.73 |
27,722 |
|
0.42 |
3.04 |
46.9 | |||
(0.13 |
) |
(0.60 |
) |
9.83 |
|
12.80 |
23,304 |
|
0.48 |
2.95 |
35.9 | |||
– |
|
(0.27 |
) |
11.86 |
|
5.39 |
45,658 |
|
0.29 |
2.34 |
14.6 | |||
– |
|
(0.29 |
) |
11.52 |
|
8.26 |
43,874 |
|
0.30 |
2.00 |
31.1 | |||
– |
|
(0.32 |
) |
10.93 |
|
3.54 |
38,375 |
|
0.30 |
2.99 |
19.8 | |||
– |
|
(0.35 |
) |
10.87 |
|
13.86 |
37,720 |
|
0.30 |
3.40 |
46.9 | |||
(0.13 |
) |
(0.60 |
) |
9.89 |
|
12.89 |
38,223 |
|
0.36 |
3.09 |
35.9 |
(a) |
Calculated based on average
shares outstanding during the period. | |||||||||||||
(b) |
Does not include expenses of
the investment companies in which the Fund
invests. |
FINANCIAL
HIGHLIGHTS | |||||||||||||||||
PRINCIPAL
FUNDS, INC. | |||||||||||||||||
Selected
data for a share of Capital Stock outstanding throughout each year ended
October 31 (except as noted): | |||||||||||||||||
Net Asset Value, Beginning of
Period |
Net Investment Income
(Loss)(a) |
Net Realized and Unrealized
Gain (Loss) on Investments |
Total From Investment
Operations |
Dividends from Net Investment
Income | |||||||||||||
REAL
ESTATE SECURITIES FUND |
|||||||||||||||||
Institutional
shares |
|||||||||||||||||
2013 |
$ |
19.54 |
|
$ |
0.39 |
|
$ |
2.02 |
|
$ |
2.41 |
|
$ |
(0.31 |
) | ||
2012 |
17.41 |
|
0.28 |
|
2.07 |
|
2.35 |
|
(0.22 |
) | |||||||
2011 |
15.84 |
|
0.14 |
|
1.65 |
|
1.79 |
|
(0.22 |
) | |||||||
2010 |
11.62 |
|
0.30 |
|
4.23 |
|
4.53 |
|
(0.31 |
) | |||||||
2009 |
11.83 |
|
0.31 |
|
(0.20 |
) |
0.11 |
|
(0.32 |
) | |||||||
R-1
shares |
|||||||||||||||||
2013 |
19.36 |
|
0.21 |
|
1.99 |
|
2.20 |
|
(0.13 |
) | |||||||
2012 |
17.25 |
|
0.12 |
|
2.06 |
|
2.18 |
|
(0.07 |
) | |||||||
2011 |
15.70 |
|
(0.01 |
) |
1.64 |
|
1.63 |
|
(0.08 |
) | |||||||
2010 |
11.52 |
|
0.17 |
|
4.20 |
|
4.37 |
|
(0.19 |
) | |||||||
2009 |
11.74 |
|
0.22 |
|
(0.20 |
) |
0.02 |
|
(0.24 |
) | |||||||
R-2
shares |
|||||||||||||||||
2013 |
18.87 |
|
0.23 |
|
1.94 |
|
2.17 |
|
(0.16 |
) | |||||||
2012 |
16.82 |
|
0.14 |
|
2.01 |
|
2.15 |
|
(0.10 |
) | |||||||
2011 |
15.31 |
|
0.01 |
|
1.60 |
|
1.61 |
|
(0.10 |
) | |||||||
2010 |
11.24 |
|
0.19 |
|
4.09 |
|
4.28 |
|
(0.21 |
) | |||||||
2009 |
11.46 |
|
0.24 |
|
(0.20 |
) |
0.04 |
|
(0.26 |
) | |||||||
R-3
shares |
|||||||||||||||||
2013 |
19.20 |
|
0.27 |
|
1.98 |
|
2.25 |
|
(0.20 |
) | |||||||
2012 |
17.11 |
|
0.17 |
|
2.05 |
|
2.22 |
|
(0.13 |
) | |||||||
2011 |
15.57 |
|
0.04 |
|
1.63 |
|
1.67 |
|
(0.13 |
) | |||||||
2010 |
11.42 |
|
0.22 |
|
4.17 |
|
4.39 |
|
(0.24 |
) | |||||||
2009 |
11.64 |
|
0.26 |
|
(0.21 |
) |
0.05 |
|
(0.27 |
) | |||||||
R-4
shares |
|||||||||||||||||
2013 |
19.05 |
|
0.30 |
|
1.97 |
|
2.27 |
|
(0.24 |
) | |||||||
2012 |
16.98 |
|
0.21 |
|
2.02 |
|
2.23 |
|
(0.16 |
) | |||||||
2011 |
15.45 |
|
0.07 |
|
1.62 |
|
1.69 |
|
(0.16 |
) | |||||||
2010 |
11.34 |
|
0.24 |
|
4.13 |
|
4.37 |
|
(0.26 |
) | |||||||
2009 |
11.56 |
|
0.27 |
|
(0.20 |
) |
0.07 |
|
(0.29 |
) | |||||||
R-5
shares |
|||||||||||||||||
2013 |
19.08 |
|
0.33 |
|
1.96 |
|
2.29 |
|
(0.26 |
) | |||||||
2012 |
17.00 |
|
0.23 |
|
2.03 |
|
2.26 |
|
(0.18 |
) | |||||||
2011 |
15.48 |
|
0.09 |
|
1.61 |
|
1.70 |
|
(0.18 |
) | |||||||
2010 |
11.36 |
|
0.26 |
|
4.14 |
|
4.40 |
|
(0.28 |
) | |||||||
2009 |
11.57 |
|
0.28 |
|
(0.19 |
) |
0.09 |
|
(0.30 |
) |
FINANCIAL
HIGHLIGHTS (CONTINUED) | ||||||||||||
PRINCIPAL
FUNDS, INC. | ||||||||||||
Total Dividends and
Distributions |
Net Asset Value,
End of Period |
Total Return |
Net Assets,
End of Period
(in
thousands) |
Ratio of Expenses to Average
Net Assets |
Ratio of Net Investment
Income to Average Net Assets |
Portfolio Turnover
Rate | ||||||
$ |
(0.31 |
) |
$ |
21.64 |
|
12.38% |
$ |
807,558 |
|
0.88% |
1.86% |
42.1% |
(0.22 |
) |
19.54 |
|
13.55 |
897,798 |
|
0.86 |
1.52 |
44.6 | |||
(0.22 |
) |
17.41 |
|
11.39 |
1,252,657 |
|
0.85 |
0.81 |
29.3 | |||
(0.31 |
) |
15.84 |
|
39.37 |
1,303,556 |
|
0.85 |
2.14 |
52.2 | |||
(0.32 |
) |
11.62 |
|
1.74 |
1,137,929 |
|
0.85 |
3.22 |
57.3 | |||
(0.13 |
) |
21.43 |
|
11.39 |
6,737 |
|
1.71 |
1.00 |
42.1 | |||
(0.07 |
) |
19.36 |
|
12.63 |
7,692 |
|
1.71 |
0.62 |
44.6 | |||
(0.08 |
) |
17.25 |
|
10.44 |
6,951 |
|
1.71 |
(0.05) |
29.3 | |||
(0.19 |
) |
15.70 |
|
38.22 |
6,794 |
|
1.71 |
1.22 |
52.2 | |||
(0.24 |
) |
11.52 |
|
0.82 |
4,205 |
|
1.72 |
2.30 |
57.3 | |||
(0.16 |
) |
20.88 |
|
11.54 |
14,360 |
|
1.58 |
1.12 |
42.1 | |||
(0.10 |
) |
18.87 |
|
12.76 |
15,354 |
|
1.58 |
0.76 |
44.6 | |||
(0.10 |
) |
16.82 |
|
10.56 |
13,043 |
|
1.58 |
0.08 |
29.3 | |||
(0.21 |
) |
15.31 |
|
38.36 |
14,881 |
|
1.58 |
1.38 |
52.2 | |||
(0.26 |
) |
11.24 |
|
0.95 |
11,684 |
|
1.59 |
2.56 |
57.3 | |||
(0.20 |
) |
21.25 |
|
11.75 |
47,905 |
|
1.40 |
1.30 |
42.1 | |||
(0.13 |
) |
19.20 |
|
12.97 |
48,924 |
|
1.40 |
0.94 |
44.6 | |||
(0.13 |
) |
17.11 |
|
10.77 |
39,405 |
|
1.40 |
0.25 |
29.3 | |||
(0.24 |
) |
15.57 |
|
38.69 |
39,463 |
|
1.40 |
1.58 |
52.2 | |||
(0.27 |
) |
11.42 |
|
1.12 |
32,669 |
|
1.41 |
2.70 |
57.3 | |||
(0.24 |
) |
21.08 |
|
11.97 |
48,216 |
|
1.21 |
1.47 |
42.1 | |||
(0.16 |
) |
19.05 |
|
13.16 |
40,509 |
|
1.21 |
1.13 |
44.6 | |||
(0.16 |
) |
16.98 |
|
11.02 |
32,332 |
|
1.21 |
0.42 |
29.3 | |||
(0.26 |
) |
15.45 |
|
38.89 |
23,587 |
|
1.21 |
1.73 |
52.2 | |||
(0.29 |
) |
11.34 |
|
1.32 |
14,963 |
|
1.22 |
2.85 |
57.3 | |||
(0.26 |
) |
21.11 |
|
12.08 |
105,831 |
|
1.09 |
1.61 |
42.1 | |||
(0.18 |
) |
19.08 |
|
13.33 |
107,275 |
|
1.09 |
1.26 |
44.6 | |||
(0.18 |
) |
17.00 |
|
11.07 |
95,630 |
|
1.09 |
0.53 |
29.3 | |||
(0.28 |
) |
15.48 |
|
39.05 |
59,168 |
|
1.09 |
1.91 |
52.2 | |||
(0.30 |
) |
11.36 |
|
1.52 |
52,653 |
|
1.10 |
2.90 |
57.3 |
(a) |
Calculated based on average
shares outstanding during the
period. |
FINANCIAL
HIGHLIGHTS | |||||||||||||||||
PRINCIPAL
FUNDS, INC. | |||||||||||||||||
Selected
data for a share of Capital Stock outstanding throughout each year ended
October 31 (except as noted): | |||||||||||||||||
Net Asset Value, Beginning of
Period |
Net Investment Income
(Loss)(a) |
Net Realized and Unrealized
Gain (Loss) on Investments |
Total From Investment
Operations |
Dividends from Net Investment
Income | |||||||||||||
SAM
BALANCED PORTFOLIO |
|||||||||||||||||
Institutional
shares |
|||||||||||||||||
2013 |
$ |
13.54 |
|
$ |
0.30 |
|
$ |
1.89 |
|
$ |
2.19 |
|
$ |
(0.31 |
) | ||
2012 |
12.52 |
|
0.27 |
|
1.05 |
|
1.32 |
|
(0.30 |
) | |||||||
2011 |
12.31 |
|
0.31 |
|
0.23 |
|
0.54 |
|
(0.33 |
) | |||||||
2010 |
10.88 |
|
0.28 |
|
1.46 |
|
1.74 |
|
(0.31 |
) | |||||||
2009 |
10.74 |
|
0.30 |
|
1.07 |
|
1.37 |
|
(0.32 |
) | |||||||
R-1
shares |
|||||||||||||||||
2013 |
13.51 |
|
0.19 |
|
1.88 |
|
2.07 |
|
(0.19 |
) | |||||||
2012 |
12.50 |
|
0.20 |
|
1.00 |
|
1.20 |
|
(0.19 |
) | |||||||
2011 |
12.29 |
|
0.21 |
|
0.22 |
|
0.43 |
|
(0.22 |
) | |||||||
2010 |
10.86 |
|
0.19 |
|
1.45 |
|
1.64 |
|
(0.21 |
) | |||||||
2009 |
10.73 |
|
0.21 |
|
1.08 |
|
1.29 |
|
(0.25 |
) | |||||||
R-2
shares |
|||||||||||||||||
2013 |
13.48 |
|
0.20 |
|
1.87 |
|
2.07 |
|
(0.21 |
) | |||||||
2012 |
12.48 |
|
0.20 |
|
1.01 |
|
1.21 |
|
(0.21 |
) | |||||||
2011 |
12.27 |
|
0.22 |
|
0.22 |
|
0.44 |
|
(0.23 |
) | |||||||
2010 |
10.86 |
|
0.18 |
|
1.47 |
|
1.65 |
|
(0.24 |
) | |||||||
2009 |
10.73 |
|
0.21 |
|
1.09 |
|
1.30 |
|
(0.26 |
) | |||||||
R-3
shares |
|||||||||||||||||
2013 |
13.50 |
|
0.21 |
|
1.89 |
|
2.10 |
|
(0.23 |
) | |||||||
2012 |
12.50 |
|
0.22 |
|
1.01 |
|
1.23 |
|
(0.23 |
) | |||||||
2011 |
12.29 |
|
0.25 |
|
0.22 |
|
0.47 |
|
(0.26 |
) | |||||||
2010 |
10.87 |
|
0.22 |
|
1.45 |
|
1.67 |
|
(0.25 |
) | |||||||
2009 |
10.73 |
|
0.26 |
|
1.07 |
|
1.33 |
|
(0.28 |
) | |||||||
R-4
shares |
|||||||||||||||||
2013 |
13.52 |
|
0.24 |
|
1.90 |
|
2.14 |
|
(0.26 |
) | |||||||
2012 |
12.52 |
|
0.23 |
|
1.03 |
|
1.26 |
|
(0.26 |
) | |||||||
2011 |
12.31 |
|
0.25 |
|
0.24 |
|
0.49 |
|
(0.28 |
) | |||||||
2010 |
10.88 |
|
0.23 |
|
1.47 |
|
1.70 |
|
(0.27 |
) | |||||||
2009 |
10.74 |
|
0.25 |
|
1.09 |
|
1.34 |
|
(0.29 |
) | |||||||
R-5
shares |
|||||||||||||||||
2013 |
13.52 |
|
0.26 |
|
1.89 |
|
2.15 |
|
(0.27 |
) | |||||||
2012 |
12.52 |
|
0.25 |
|
1.02 |
|
1.27 |
|
(0.27 |
) | |||||||
2011 |
12.31 |
|
0.26 |
|
0.24 |
|
0.50 |
|
(0.29 |
) | |||||||
2010 |
10.88 |
|
0.27 |
|
1.45 |
|
1.72 |
|
(0.29 |
) | |||||||
2009 |
10.74 |
|
0.26 |
|
1.09 |
|
1.35 |
|
(0.30 |
) |
FINANCIAL
HIGHLIGHTS (CONTINUED) | ||||||||||||||||
PRINCIPAL
FUNDS, INC. | ||||||||||||||||
Distributions from Realized
Gains |
Total Dividends and
Distributions |
Net Asset Value, End of
Period |
Total Return |
Net Assets, End of Period (in
thousands) |
Ratio of Expenses to Average
Net Assets(b) |
Ratio of Gross Expenses to
Average Net Assets(b),(c) |
Ratio of Net Investment
Income to Average Net Assets |
Portfolio Turnover
Rate | ||||||||
$ – |
|
$ |
(0.31 |
) |
$ |
15.42 |
|
16.42 |
% |
$ |
719,100 |
|
0.33% |
0.33% |
2.11% |
16.9% |
– |
|
(0.3 |
) |
13.54 |
|
10.71 |
|
612,372 |
|
0.35 |
0.35 |
2.06 |
9.6 | |||
– |
|
(0.33 |
) |
12.52 |
|
4.36 |
|
227,083 |
|
0.36 |
0.36 |
2.44 |
29.6 | |||
– |
|
(0.31 |
) |
12.31 |
|
16.23 |
|
122,317 |
|
0.38 |
0.38 |
2.43 |
13.2 | |||
(0.91 |
) |
(1.23 |
) |
10.88 |
|
14.89 |
|
65,662 |
|
0.39 |
0.42 |
2.99 |
5.1 | |||
– |
|
(0.19 |
) |
15.39 |
|
15.45 |
|
4,303 |
|
1.20 |
– |
1.29 |
16.9 | |||
– |
|
(0.19 |
) |
13.51 |
|
9.67 |
|
4,166 |
|
1.22 |
– |
1.52 |
9.6 | |||
– |
|
(0.22 |
) |
12.50 |
|
3.48 |
|
5,207 |
|
1.22 |
– |
1.65 |
29.6 | |||
– |
|
(0.21 |
) |
12.29 |
|
15.28 |
|
4,716 |
|
1.23 |
– |
1.63 |
13.2 | |||
(0.91 |
) |
(1.16 |
) |
10.86 |
|
13.94 |
|
3,442 |
|
1.24 |
– |
2.14 |
5.1 | |||
– |
|
(0.21 |
) |
15.34 |
|
15.51 |
|
9,478 |
|
1.07 |
– |
1.36 |
16.9 | |||
– |
|
(0.21 |
) |
13.48 |
|
9.83 |
|
9,131 |
|
1.09 |
– |
1.50 |
9.6 | |||
– |
|
(0.23 |
) |
12.48 |
|
3.62 |
|
6,834 |
|
1.09 |
– |
1.72 |
29.6 | |||
– |
|
(0.24 |
) |
12.27 |
|
15.40 |
|
4,134 |
|
1.10 |
– |
1.56 |
13.2 | |||
(0.91 |
) |
(1.17 |
) |
10.86 |
|
14.07 |
|
907 |
|
1.11 |
– |
2.07 |
5.1 | |||
– |
|
(0.23 |
) |
15.37 |
|
15.77 |
|
64,428 |
|
0.89 |
– |
1.46 |
16.9 | |||
– |
|
(0.23 |
) |
13.50 |
|
9.99 |
|
43,574 |
|
0.91 |
– |
1.65 |
9.6 | |||
– |
|
(0.26 |
) |
12.50 |
|
3.84 |
|
26,556 |
|
0.91 |
– |
1.94 |
29.6 | |||
– |
|
(0.25 |
) |
12.29 |
|
15.55 |
|
17,127 |
|
0.92 |
– |
1.94 |
13.2 | |||
(0.91 |
) |
(1.19 |
) |
10.87 |
|
14.36 |
|
10,185 |
|
0.93 |
– |
2.59 |
5.1 | |||
– |
|
(0.26 |
) |
15.40 |
|
16.03 |
|
48,779 |
|
0.70 |
– |
1.66 |
16.9 | |||
– |
|
(0.26 |
) |
13.52 |
|
10.16 |
|
31,774 |
|
0.72 |
– |
1.77 |
9.6 | |||
– |
|
(0.28 |
) |
12.52 |
|
4.01 |
|
19,290 |
|
0.72 |
– |
2.00 |
29.6 | |||
– |
|
(0.27 |
) |
12.31 |
|
15.80 |
|
8,067 |
|
0.73 |
– |
2.02 |
13.2 | |||
(0.91 |
) |
(1.2 |
) |
10.88 |
|
14.53 |
|
5,895 |
|
0.74 |
– |
2.45 |
5.1 | |||
– |
|
(0.27 |
) |
15.40 |
|
16.16 |
|
86,523 |
|
0.58 |
– |
1.83 |
16.9 | |||
– |
|
(0.27 |
) |
13.52 |
|
10.29 |
|
69,681 |
|
0.60 |
– |
1.94 |
9.6 | |||
– |
|
(0.29 |
) |
12.52 |
|
4.11 |
|
39,852 |
|
0.60 |
– |
2.08 |
29.6 | |||
– |
|
(0.29 |
) |
12.31 |
|
15.97 |
|
21,643 |
|
0.61 |
– |
2.31 |
13.2 | |||
(0.91 |
) |
(1.21 |
) |
10.88 |
|
14.64 |
|
13,328 |
|
0.62 |
– |
2.61 |
5.1 |
(a) |
Calculated based on average
shares outstanding during the period. | ||||||||||||||
(b) |
Does not include expenses of
the investment companies in which the Portfolio
invests. | ||||||||||||||
(c) |
Excludes expense
reimbursement from Manager and/or
Distributor. |
FINANCIAL
HIGHLIGHTS | |||||||||||||||||
PRINCIPAL
FUNDS, INC. | |||||||||||||||||
Selected
data for a share of Capital Stock outstanding throughout each year ended
October 31 (except as noted): | |||||||||||||||||
Net Asset Value, Beginning of
Period |
Net Investment Income
(Loss)(a) |
Net Realized and Unrealized
Gain (Loss) on Investments |
Total From Investment
Operations |
Dividends from Net Investment
Income | |||||||||||||
SAM
CONSERVATIVE BALANCED PORTFOLIO |
|||||||||||||||||
Institutional
shares |
|||||||||||||||||
2013 |
$ |
11.13 |
|
$ |
0.28 |
|
$ |
0.90 |
|
$ |
1.18 |
|
$ |
(0.29 |
) | ||
2012 |
10.48 |
|
0.29 |
|
0.71 |
|
1.00 |
|
(0.30 |
) | |||||||
2011 |
10.39 |
|
0.32 |
|
0.10 |
|
0.42 |
|
(0.33 |
) | |||||||
2010 |
9.41 |
|
0.31 |
|
1.00 |
|
1.31 |
|
(0.33 |
) | |||||||
2009 |
8.78 |
|
0.34 |
|
1.00 |
|
1.34 |
|
(0.34 |
) | |||||||
R-1
shares |
|||||||||||||||||
2013 |
11.10 |
|
0.18 |
|
0.88 |
|
1.06 |
|
(0.19 |
) | |||||||
2012 |
10.45 |
|
0.21 |
|
0.70 |
|
0.91 |
|
(0.21 |
) | |||||||
2011 |
10.36 |
|
0.24 |
|
0.09 |
|
0.33 |
|
(0.24 |
) | |||||||
2010 |
9.39 |
|
0.22 |
|
1.01 |
|
1.23 |
|
(0.26 |
) | |||||||
2009 |
8.78 |
|
0.26 |
|
0.99 |
|
1.25 |
|
(0.27 |
) | |||||||
R-2
shares |
|||||||||||||||||
2013 |
11.15 |
|
0.19 |
|
0.90 |
|
1.09 |
|
(0.21 |
) | |||||||
2012 |
10.50 |
|
0.23 |
|
0.69 |
|
0.92 |
|
(0.22 |
) | |||||||
2011 |
10.39 |
|
0.26 |
|
0.09 |
|
0.35 |
|
(0.24 |
) | |||||||
2010 |
9.42 |
|
0.23 |
|
1.01 |
|
1.24 |
|
(0.27 |
) | |||||||
2009 |
8.78 |
|
0.26 |
|
1.02 |
|
1.28 |
|
(0.27 |
) | |||||||
R-3
shares |
|||||||||||||||||
2013 |
11.12 |
|
0.23 |
|
0.87 |
|
1.10 |
|
(0.23 |
) | |||||||
2012 |
10.47 |
|
0.24 |
|
0.70 |
|
0.94 |
|
(0.24 |
) | |||||||
2011 |
10.38 |
|
0.27 |
|
0.10 |
|
0.37 |
|
(0.28 |
) | |||||||
2010 |
9.40 |
|
0.27 |
|
0.99 |
|
1.26 |
|
(0.28 |
) | |||||||
2009 |
8.78 |
|
0.28 |
|
1.01 |
|
1.29 |
|
(0.30 |
) | |||||||
R-4
shares |
|||||||||||||||||
2013 |
11.13 |
|
0.23 |
|
0.90 |
|
1.13 |
|
(0.25 |
) | |||||||
2012 |
10.48 |
|
0.24 |
|
0.72 |
|
0.96 |
|
(0.26 |
) | |||||||
2011 |
10.38 |
|
0.30 |
|
0.09 |
|
0.39 |
|
(0.29 |
) | |||||||
2010 |
9.40 |
|
0.29 |
|
0.99 |
|
1.28 |
|
(0.30 |
) | |||||||
2009 |
8.78 |
|
0.30 |
|
1.00 |
|
1.30 |
|
(0.31 |
) | |||||||
R-5
shares |
|||||||||||||||||
2013 |
11.13 |
|
0.25 |
|
0.89 |
|
1.14 |
|
(0.26 |
) | |||||||
2012 |
10.48 |
|
0.27 |
|
0.70 |
|
0.97 |
|
(0.27 |
) | |||||||
2011 |
10.38 |
|
0.28 |
|
0.13 |
|
0.41 |
|
(0.31 |
) | |||||||
2010 |
9.41 |
|
0.29 |
|
0.99 |
|
1.28 |
|
(0.31 |
) | |||||||
2009 |
8.78 |
|
0.32 |
|
1.00 |
|
1.32 |
|
(0.32 |
) |
FINANCIAL
HIGHLIGHTS (CONTINUED) | |||||||||||||||||
PRINCIPAL
FUNDS, INC. | |||||||||||||||||
Distributions from Realized
Gains |
Total Dividends and
Distributions |
Net Asset Value, End of
Period |
Total
Return |
Net Assets, End of Period (in
thousands) |
Ratio of Expenses to Average
Net Assets(b) |
Ratio of Gross Expenses to
Average Net Assets(b),(c) |
Ratio of Net Investment
Income to Average Net Assets |
Portfolio Turnover
Rate | |||||||||
$ |
(0.06 |
) |
$ |
(0.35 |
) |
$ |
11.96 |
|
10.83 |
% |
$ |
268,881 |
|
0.34% |
0.34% |
2.46% |
13.1% |
(0.05 |
) |
(0.35 |
) |
11.13 |
|
9.74 |
|
236,776 |
|
0.35 |
0.35 |
2.64 |
6.8 | ||||
– |
|
(0.33 |
) |
10.48 |
|
4.08 |
|
92,804 |
|
0.37 |
0.37 |
3.06 |
21.4 | ||||
– |
|
(0.33 |
) |
10.39 |
|
14.18 |
|
60,420 |
|
0.39 |
0.39 |
3.18 |
11.4 | ||||
(0.37 |
) |
(0.71 |
) |
9.41 |
|
16.57 |
|
36,114 |
|
0.39 |
0.44 |
3.89 |
9.2 | ||||
(0.06 |
) |
(0.25 |
) |
11.91 |
|
9.75 |
|
4,436 |
|
1.20 |
– |
1.60 |
13.1 | ||||
(0.05 |
) |
(0.26 |
) |
11.10 |
|
8.86 |
|
3,753 |
|
1.22 |
– |
1.94 |
6.8 | ||||
– |
|
(0.24 |
) |
10.45 |
|
3.23 |
|
3,256 |
|
1.22 |
– |
2.24 |
21.4 | ||||
– |
|
(0.26 |
) |
10.36 |
|
13.27 |
|
2,580 |
|
1.23 |
– |
2.25 |
11.4 | ||||
(0.37 |
) |
(0.64 |
) |
9.39 |
|
15.47 |
|
983 |
|
1.24 |
– |
2.98 |
9.2 | ||||
(0.06 |
) |
(0.27 |
) |
11.97 |
|
9.93 |
|
3,019 |
|
1.07 |
– |
1.64 |
13.1 | ||||
(0.05 |
) |
(0.27 |
) |
11.15 |
|
8.92 |
|
2,532 |
|
1.09 |
– |
2.17 |
6.8 | ||||
– |
|
(0.24 |
) |
10.50 |
|
3.43 |
|
3,083 |
|
1.09 |
– |
2.43 |
21.4 | ||||
– |
|
(0.27 |
) |
10.39 |
|
13.32 |
|
4,251 |
|
1.10 |
– |
2.29 |
11.4 | ||||
(0.37 |
) |
(0.64 |
) |
9.42 |
|
15.74 |
|
1,167 |
|
1.11 |
– |
2.99 |
9.2 | ||||
(0.06 |
) |
(0.29 |
) |
11.93 |
|
10.05 |
|
20,157 |
|
0.89 |
– |
2.04 |
13.1 | ||||
(0.05 |
) |
(0.29 |
) |
11.12 |
|
9.18 |
|
22,210 |
|
0.91 |
– |
2.20 |
6.8 | ||||
– |
|
(0.28 |
) |
10.47 |
|
3.57 |
|
15,468 |
|
0.91 |
– |
2.52 |
21.4 | ||||
– |
|
(0.28 |
) |
10.38 |
|
13.63 |
|
8,726 |
|
0.92 |
– |
2.69 |
11.4 | ||||
(0.37 |
) |
(0.67 |
) |
9.40 |
|
15.90 |
|
5,014 |
|
0.93 |
– |
3.18 |
9.2 | ||||
(0.06 |
) |
(0.31 |
) |
11.95 |
|
10.34 |
|
17,604 |
|
0.70 |
– |
1.99 |
13.1 | ||||
(0.05 |
) |
(0.31 |
) |
11.13 |
|
9.39 |
|
11,581 |
|
0.72 |
– |
2.26 |
6.8 | ||||
– |
|
(0.29 |
) |
10.48 |
|
3.83 |
|
4,674 |
|
0.72 |
– |
2.81 |
21.4 | ||||
– |
|
(0.30 |
) |
10.38 |
|
13.82 |
|
4,294 |
|
0.73 |
– |
2.90 |
11.4 | ||||
(0.37 |
) |
(0.68 |
) |
9.40 |
|
16.04 |
|
3,438 |
|
0.74 |
– |
3.43 |
9.2 | ||||
(0.06 |
) |
(0.32 |
) |
11.95 |
|
10.48 |
|
29,141 |
|
0.58 |
– |
2.14 |
13.1 | ||||
(0.05 |
) |
(0.32 |
) |
11.13 |
|
9.49 |
|
18,477 |
|
0.60 |
– |
2.46 |
6.8 | ||||
– |
|
(0.31 |
) |
10.48 |
|
3.96 |
|
11,243 |
|
0.60 |
– |
2.67 |
21.4 | ||||
– |
|
(0.31 |
) |
10.38 |
|
13.86 |
|
4,233 |
|
0.61 |
– |
2.98 |
11.4 | ||||
(0.37 |
) |
(0.69 |
) |
9.41 |
|
16.29 |
|
1,605 |
|
0.62 |
– |
3.68 |
9.2 |
(a) |
Calculated based on average
shares outstanding during the period. | ||||||||||||||
(b) |
Does not include expenses of
the investment companies in which the Portfolio
invests. | ||||||||||||||
(c) |
Excludes expense
reimbursement from Manager and/or
Distributor. |
FINANCIAL
HIGHLIGHTS | |||||||||||||||||
PRINCIPAL
FUNDS, INC. | |||||||||||||||||
Selected
data for a share of Capital Stock outstanding throughout each year ended
October 31 (except as noted): | |||||||||||||||||
Net Asset Value, Beginning of
Period |
Net Investment Income
(Loss)(a) |
Net Realized and Unrealized
Gain (Loss) on Investments |
Total From Investment
Operations |
Dividends from Net Investment
Income | |||||||||||||
SAM
CONSERVATIVE GROWTH PORTFOLIO |
|||||||||||||||||
Institutional
shares |
|||||||||||||||||
2013 |
$ |
14.52 |
|
$ |
0.26 |
|
$ |
2.78 |
|
$ |
3.04 |
|
$ |
(0.29 |
) | ||
2012 |
13.29 |
|
0.20 |
|
1.28 |
|
1.48 |
|
(0.25 |
) | |||||||
2011 |
12.94 |
|
0.23 |
|
0.36 |
|
0.59 |
|
(0.24 |
) | |||||||
2010 |
11.22 |
|
0.20 |
|
1.75 |
|
1.95 |
|
(0.23 |
) | |||||||
2009 |
11.45 |
|
0.21 |
|
0.98 |
|
1.19 |
|
(0.27 |
) | |||||||
R-1
shares |
|||||||||||||||||
2013 |
14.29 |
|
0.13 |
|
2.74 |
|
2.87 |
|
(0.17 |
) | |||||||
2012 |
13.07 |
|
0.12 |
|
1.23 |
|
1.35 |
|
(0.13 |
) | |||||||
2011 |
12.76 |
|
0.12 |
|
0.33 |
|
0.45 |
|
(0.14 |
) | |||||||
2010 |
11.09 |
|
0.09 |
|
1.74 |
|
1.83 |
|
(0.16 |
) | |||||||
2009 |
11.36 |
|
0.14 |
|
0.95 |
|
1.09 |
|
(0.21 |
) | |||||||
R-2
shares |
|||||||||||||||||
2013 |
14.29 |
|
0.13 |
|
2.76 |
|
2.89 |
|
(0.17 |
) | |||||||
2012 |
13.08 |
|
0.12 |
|
1.24 |
|
1.36 |
|
(0.15 |
) | |||||||
2011 |
12.77 |
|
0.13 |
|
0.34 |
|
0.47 |
|
(0.16 |
) | |||||||
2010 |
11.09 |
|
0.10 |
|
1.75 |
|
1.85 |
|
(0.17 |
) | |||||||
2009 |
11.37 |
|
0.15 |
|
0.95 |
|
1.10 |
|
(0.23 |
) | |||||||
R-3
shares |
|||||||||||||||||
2013 |
14.35 |
|
0.16 |
|
2.76 |
|
2.92 |
|
(0.22 |
) | |||||||
2012 |
13.15 |
|
0.15 |
|
1.24 |
|
1.39 |
|
(0.19 |
) | |||||||
2011 |
12.83 |
|
0.18 |
|
0.32 |
|
0.50 |
|
(0.18 |
) | |||||||
2010 |
11.15 |
|
0.14 |
|
1.74 |
|
1.88 |
|
(0.20 |
) | |||||||
2009 |
11.40 |
|
0.15 |
|
0.98 |
|
1.13 |
|
(0.23 |
) | |||||||
R-4
shares |
|||||||||||||||||
2013 |
14.46 |
|
0.21 |
|
2.76 |
|
2.97 |
|
(0.23 |
) | |||||||
2012 |
13.24 |
|
0.16 |
|
1.27 |
|
1.43 |
|
(0.21 |
) | |||||||
2011 |
12.90 |
|
0.17 |
|
0.37 |
|
0.54 |
|
(0.20 |
) | |||||||
2010 |
11.19 |
|
0.15 |
|
1.75 |
|
1.90 |
|
(0.19 |
) | |||||||
2009 |
11.41 |
|
0.17 |
|
0.99 |
|
1.16 |
|
(0.23 |
) | |||||||
R-5
shares |
|||||||||||||||||
2013 |
14.43 |
|
0.22 |
|
2.77 |
|
2.99 |
|
(0.26 |
) | |||||||
2012 |
13.21 |
|
0.18 |
|
1.26 |
|
1.44 |
|
(0.22 |
) | |||||||
2011 |
12.87 |
|
0.16 |
|
0.39 |
|
0.55 |
|
(0.21 |
) | |||||||
2010 |
11.17 |
|
0.18 |
|
1.74 |
|
1.92 |
|
(0.22 |
) | |||||||
2009 |
11.42 |
|
0.19 |
|
0.97 |
|
1.16 |
|
(0.26 |
) |
FINANCIAL
HIGHLIGHTS (CONTINUED) | ||||||||||||||||
PRINCIPAL
FUNDS, INC. | ||||||||||||||||
Distributions from Realized
Gains |
Total Dividends and
Distributions |
Net Asset Value, End of
Period |
Total
Return |
Net Assets, End of Period (in
thousands) |
Ratio of Expenses to Average
Net Assets(b) |
Ratio of Gross Expenses to
Average Net Assets(b),(c) |
Ratio of Net Investment
Income to Average Net Assets |
Portfolio Turnover
Rate | ||||||||
$ – |
|
$ |
(0.29 |
) |
$ |
17.27 |
|
21.30 |
% |
$ |
487,967 |
|
0.33% |
0.33% |
1.67% |
20.2% |
– |
|
(0.25 |
) |
14.52 |
|
11.37 |
|
401,459 |
|
0.34 |
0.34 |
1.40 |
13.1 | |||
– |
|
(0.24 |
) |
13.29 |
|
4.51 |
|
146,347 |
|
0.35 |
0.35 |
1.68 |
31.9 | |||
– |
|
(0.23 |
) |
12.94 |
|
17.60 |
|
94,846 |
|
0.38 |
0.38 |
1.63 |
15.4 | |||
(1.15 |
) |
(1.42 |
) |
11.22 |
|
12.76 |
|
54,041 |
|
0.39 |
0.42 |
2.10 |
4.2 | |||
– |
|
(0.17 |
) |
16.99 |
|
20.30 |
|
4,190 |
|
1.20 |
– |
0.83 |
20.2 | |||
– |
|
(0.13 |
) |
14.29 |
|
10.40 |
|
3,657 |
|
1.21 |
– |
0.86 |
13.1 | |||
– |
|
(0.14 |
) |
13.07 |
|
3.52 |
|
3,541 |
|
1.22 |
– |
0.92 |
31.9 | |||
– |
|
(0.16 |
) |
12.76 |
|
16.63 |
|
3,766 |
|
1.23 |
– |
0.75 |
15.4 | |||
(1.15 |
) |
(1.36 |
) |
11.09 |
|
11.80 |
|
2,213 |
|
1.24 |
– |
1.44 |
4.2 | |||
– |
|
(0.17 |
) |
17.01 |
|
20.45 |
|
8,384 |
|
1.07 |
– |
0.82 |
20.2 | |||
– |
|
(0.15 |
) |
14.29 |
|
10.54 |
|
5,916 |
|
1.08 |
– |
0.90 |
13.1 | |||
– |
|
(0.16 |
) |
13.08 |
|
3.67 |
|
5,411 |
|
1.09 |
– |
0.99 |
31.9 | |||
– |
|
(0.17 |
) |
12.77 |
|
16.80 |
|
5,194 |
|
1.10 |
– |
0.82 |
15.4 | |||
(1.15 |
) |
(1.38 |
) |
11.09 |
|
11.95 |
|
2,476 |
|
1.11 |
– |
1.54 |
4.2 | |||
– |
|
(0.22 |
) |
17.05 |
|
20.60 |
|
26,667 |
|
0.89 |
– |
1.01 |
20.2 | |||
– |
|
(0.19 |
) |
14.35 |
|
10.76 |
|
17,863 |
|
0.90 |
– |
1.06 |
13.1 | |||
– |
|
(0.18 |
) |
13.15 |
|
3.86 |
|
12,199 |
|
0.91 |
– |
1.36 |
31.9 | |||
– |
|
(0.20 |
) |
12.83 |
|
16.98 |
|
10,094 |
|
0.92 |
– |
1.14 |
15.4 | |||
(1.15 |
) |
(1.38 |
) |
11.15 |
|
12.11 |
|
7,308 |
|
0.93 |
– |
1.43 |
4.2 | |||
– |
|
(0.23 |
) |
17.20 |
|
20.87 |
|
21,406 |
|
0.70 |
– |
1.31 |
20.2 | |||
– |
|
(0.21 |
) |
14.46 |
|
10.96 |
|
15,442 |
|
0.71 |
– |
1.15 |
13.1 | |||
– |
|
(0.20 |
) |
13.24 |
|
4.14 |
|
10,662 |
|
0.72 |
– |
1.29 |
31.9 | |||
– |
|
(0.19 |
) |
12.90 |
|
17.16 |
|
7,704 |
|
0.73 |
– |
1.23 |
15.4 | |||
(1.15 |
) |
(1.38 |
) |
11.19 |
|
12.40 |
|
6,393 |
|
0.74 |
– |
1.66 |
4.2 | |||
– |
|
(0.26 |
) |
17.16 |
|
21.04 |
|
67,284 |
|
0.58 |
– |
1.37 |
20.2 | |||
– |
|
(0.22 |
) |
14.43 |
|
11.10 |
|
47,638 |
|
0.59 |
– |
1.32 |
13.1 | |||
– |
|
(0.21 |
) |
13.21 |
|
4.23 |
|
31,447 |
|
0.60 |
– |
1.18 |
31.9 | |||
– |
|
(0.22 |
) |
12.87 |
|
17.35 |
|
12,668 |
|
0.61 |
– |
1.47 |
15.4 | |||
(1.15 |
) |
(1.41 |
) |
11.17 |
|
12.53 |
|
8,327 |
|
0.62 |
– |
1.84 |
4.2 |
(a) |
Calculated based on average
shares outstanding during the period. | ||||||||||||||
(b) |
Does not include expenses of
the investment companies in which the Portfolio
invests. | ||||||||||||||
(c) |
Excludes expense
reimbursement from Manager and/or
Distributor. |
FINANCIAL
HIGHLIGHTS | |||||||||||||||||
PRINCIPAL
FUNDS, INC. | |||||||||||||||||
Selected
data for a share of Capital Stock outstanding throughout each year ended
October 31 (except as noted): | |||||||||||||||||
Net Asset Value, Beginning of
Period |
Net Investment Income
(Loss)(a) |
Net Realized and Unrealized
Gain (Loss) on Investments |
Total From Investment
Operations |
Dividends from Net Investment
Income | |||||||||||||
SAM
FLEXIBLE INCOME PORTFOLIO |
|||||||||||||||||
Institutional
shares |
|||||||||||||||||
2013 |
$ |
11.96 |
|
$ |
0.37 |
|
$ |
0.50 |
|
$ |
0.87 |
|
$ |
(0.38 |
) | ||
2012 |
11.29 |
|
0.39 |
|
0.69 |
|
1.08 |
|
(0.39 |
) | |||||||
2011 |
11.28 |
|
0.42 |
|
0.02 |
|
0.44 |
|
(0.43 |
) | |||||||
2010 |
10.42 |
|
0.41 |
|
0.91 |
|
1.32 |
|
(0.46 |
) | |||||||
2009 |
9.48 |
|
0.44 |
|
1.18 |
|
1.62 |
|
(0.44 |
) | |||||||
R-1
shares |
|||||||||||||||||
2013 |
11.92 |
|
0.26 |
|
0.50 |
|
0.76 |
|
(0.27 |
) | |||||||
2012 |
11.25 |
|
0.30 |
|
0.68 |
|
0.98 |
|
(0.29 |
) | |||||||
2011 |
11.25 |
|
0.33 |
|
0.01 |
|
0.34 |
|
(0.34 |
) | |||||||
2010 |
10.39 |
|
0.32 |
|
0.91 |
|
1.23 |
|
(0.37 |
) | |||||||
2009 |
9.47 |
|
0.36 |
|
1.17 |
|
1.53 |
|
(0.37 |
) | |||||||
R-2
shares |
|||||||||||||||||
2013 |
11.94 |
|
0.28 |
|
0.50 |
|
0.78 |
|
(0.29 |
) | |||||||
2012 |
11.27 |
|
0.31 |
|
0.68 |
|
0.99 |
|
(0.30 |
) | |||||||
2011 |
11.27 |
|
0.35 |
|
– |
|
0.35 |
|
(0.35 |
) | |||||||
2010 |
10.41 |
|
0.33 |
|
0.91 |
|
1.24 |
|
(0.38 |
) | |||||||
2009 |
9.48 |
|
0.37 |
|
1.17 |
|
1.54 |
|
(0.37 |
) | |||||||
R-3
shares |
|||||||||||||||||
2013 |
11.94 |
|
0.30 |
|
0.50 |
|
0.80 |
|
(0.31 |
) | |||||||
2012 |
11.27 |
|
0.33 |
|
0.68 |
|
1.01 |
|
(0.32 |
) | |||||||
2011 |
11.27 |
|
0.37 |
|
– |
|
0.37 |
|
(0.37 |
) | |||||||
2010 |
10.41 |
|
0.36 |
|
0.90 |
|
1.26 |
|
(0.40 |
) | |||||||
2009 |
9.47 |
|
0.38 |
|
1.19 |
|
1.57 |
|
(0.39 |
) | |||||||
R-4
shares |
|||||||||||||||||
2013 |
11.95 |
|
0.31 |
|
0.50 |
|
0.81 |
|
(0.33 |
) | |||||||
2012 |
11.28 |
|
0.35 |
|
0.69 |
|
1.04 |
|
(0.35 |
) | |||||||
2011 |
11.27 |
|
0.38 |
|
0.02 |
|
0.40 |
|
(0.39 |
) | |||||||
2010 |
10.41 |
|
0.37 |
|
0.91 |
|
1.28 |
|
(0.42 |
) | |||||||
2009 |
9.47 |
|
0.40 |
|
1.19 |
|
1.59 |
|
(0.41 |
) | |||||||
R-5
shares |
|||||||||||||||||
2013 |
11.94 |
|
0.33 |
|
0.51 |
|
0.84 |
|
(0.35 |
) | |||||||
2012 |
11.28 |
|
0.36 |
|
0.68 |
|
1.04 |
|
(0.36 |
) | |||||||
2011 |
11.27 |
|
0.39 |
|
0.03 |
|
0.42 |
|
(0.41 |
) | |||||||
2010 |
10.41 |
|
0.40 |
|
0.89 |
|
1.29 |
|
(0.43 |
) | |||||||
2009 |
9.47 |
|
0.41 |
|
1.19 |
|
1.60 |
|
(0.42 |
) |
FINANCIAL
HIGHLIGHTS (CONTINUED) | ||||||||||||||||
PRINCIPAL
FUNDS, INC. | ||||||||||||||||
Distributions from Realized
Gains |
Total Dividends and
Distributions |
Net Asset Value, End of
Period |
Total
Return |
Net Assets, End of Period (in
thousands) |
Ratio of Expenses to Average
Net Assets(b) |
Ratio of Gross Expenses to
Average Net Assets(b),(c) |
Ratio of Net Investment
Income to Average Net Assets |
Portfolio Turnover
Rate | ||||||||
$ |
(0.11 |
) |
$ |
(0.49 |
) |
$ |
12.34 |
|
7.45% |
$ |
174,501 |
|
0.34% |
0.34% |
3.05% |
10.5% |
(0.02 |
) |
(0.41 |
) |
11.96 |
|
9.68 |
168,309 |
|
0.36 |
0.36 |
3.30 |
5.5 | ||||
– |
|
(0.43 |
) |
11.29 |
|
3.96 |
58,782 |
|
0.39 |
0.39 |
3.71 |
19.6 | ||||
– |
|
(0.46 |
) |
11.28 |
|
12.91 |
37,271 |
|
0.40 |
0.43 |
3.79 |
9.5 | ||||
(0.24 |
) |
(0.68 |
) |
10.42 |
|
18.12 |
18,965 |
|
0.39 |
0.58 |
4.50 |
11.4 | ||||
(0.11 |
) |
(0.38 |
) |
12.30 |
|
6.56 |
1,044 |
|
1.20 |
– |
2.16 |
10.5 | ||||
(0.02 |
) |
(0.31 |
) |
11.92 |
|
8.78 |
820 |
|
1.21 |
– |
2.58 |
5.5 | ||||
– |
|
(0.34 |
) |
11.25 |
|
3.02 |
801 |
|
1.22 |
– |
2.95 |
19.6 | ||||
– |
|
(0.37 |
) |
11.25 |
|
12.01 |
908 |
|
1.23 |
– |
2.97 |
9.5 | ||||
(0.24 |
) |
(0.61 |
) |
10.39 |
|
17.06 |
377 |
|
1.24 |
– |
3.70 |
11.4 | ||||
(0.11 |
) |
(0.40 |
) |
12.32 |
|
6.68 |
1,682 |
|
1.07 |
– |
2.31 |
10.5 | ||||
(0.02 |
) |
(0.32 |
) |
11.94 |
|
8.90 |
1,767 |
|
1.08 |
– |
2.67 |
5.5 | ||||
– |
|
(0.35 |
) |
11.27 |
|
3.16 |
1,312 |
|
1.09 |
– |
3.04 |
19.6 | ||||
– |
|
(0.38 |
) |
11.27 |
|
12.15 |
955 |
|
1.10 |
– |
3.05 |
9.5 | ||||
(0.24 |
) |
(0.61 |
) |
10.41 |
|
17.19 |
332 |
|
1.11 |
– |
3.83 |
11.4 | ||||
(0.11 |
) |
(0.42 |
) |
12.32 |
|
6.87 |
10,544 |
|
0.89 |
– |
2.47 |
10.5 | ||||
(0.02 |
) |
(0.34 |
) |
11.94 |
|
9.11 |
8,821 |
|
0.90 |
– |
2.85 |
5.5 | ||||
– |
|
(0.37 |
) |
11.27 |
|
3.35 |
6,181 |
|
0.91 |
– |
3.30 |
19.6 | ||||
– |
|
(0.40 |
) |
11.27 |
|
12.34 |
5,283 |
|
0.92 |
– |
3.31 |
9.5 | ||||
(0.24 |
) |
(0.63 |
) |
10.41 |
|
17.56 |
2,547 |
|
0.93 |
– |
3.88 |
11.4 | ||||
(0.11 |
) |
(0.44 |
) |
12.32 |
|
6.99 |
12,416 |
|
0.70 |
– |
2.55 |
10.5 | ||||
(0.02 |
) |
(0.37 |
) |
11.95 |
|
9.31 |
6,962 |
|
0.71 |
– |
3.01 |
5.5 | ||||
– |
|
(0.39 |
) |
11.28 |
|
3.62 |
4,365 |
|
0.72 |
– |
3.37 |
19.6 | ||||
– |
|
(0.42 |
) |
11.27 |
|
12.54 |
2,535 |
|
0.73 |
– |
3.40 |
9.5 | ||||
(0.24 |
) |
(0.65 |
) |
10.41 |
|
17.74 |
1,065 |
|
0.74 |
– |
4.15 |
11.4 | ||||
(0.11 |
) |
(0.46 |
) |
12.32 |
|
7.20 |
17,297 |
|
0.58 |
– |
2.77 |
10.5 | ||||
(0.02 |
) |
(0.38 |
) |
11.94 |
|
9.35 |
12,966 |
|
0.59 |
– |
3.08 |
5.5 | ||||
– |
|
(0.41 |
) |
11.28 |
|
3.74 |
4,862 |
|
0.60 |
– |
3.47 |
19.6 | ||||
– |
|
(0.43 |
) |
11.27 |
|
12.69 |
3,039 |
|
0.61 |
– |
3.68 |
9.5 | ||||
(0.24 |
) |
(0.66 |
) |
10.41 |
|
17.87 |
1,683 |
|
0.62 |
– |
4.21 |
11.4 |
(a) |
Calculated based on average
shares outstanding during the period. | ||||||||||||||
(b) |
Does not include expenses of
the investment companies in which the Portfolio
invests. | ||||||||||||||
(c) |
Excludes expense
reimbursement from Manager and/or
Distributor. |
FINANCIAL
HIGHLIGHTS | |||||||||||||||||
PRINCIPAL
FUNDS, INC. | |||||||||||||||||
Selected
data for a share of Capital Stock outstanding throughout each year ended
October 31 (except as noted): | |||||||||||||||||
Net Asset Value, Beginning of
Period |
Net Investment Income
(Loss)(a) |
Net Realized and Unrealized
Gain (Loss) on Investments |
Total From Investment
Operations |
Dividends from Net Investment
Income | |||||||||||||
SAM
STRATEGIC GROWTH PORTFOLIO |
|||||||||||||||||
Institutional
shares |
|||||||||||||||||
2013 |
$ |
15.89 |
|
$ |
0.25 |
|
$ |
3.73 |
|
$ |
3.98 |
|
$ |
(0.26 |
) | ||
2012 |
14.40 |
|
0.14 |
|
1.53 |
|
1.67 |
|
(0.18 |
) | |||||||
2011 |
13.97 |
|
0.15 |
|
0.47 |
|
0.62 |
|
(0.19 |
) | |||||||
2010 |
11.97 |
|
0.16 |
|
2.04 |
|
2.20 |
|
(0.20 |
) | |||||||
2009 |
12.12 |
|
0.18 |
|
0.97 |
|
1.15 |
|
(0.14 |
) | |||||||
R-1
shares |
|||||||||||||||||
2013 |
15.65 |
|
0.09 |
|
3.69 |
|
3.78 |
|
(0.13 |
) | |||||||
2012 |
14.18 |
|
0.06 |
|
1.46 |
|
1.52 |
|
(0.05 |
) | |||||||
2011 |
13.78 |
|
0.05 |
|
0.43 |
|
0.48 |
|
(0.08 |
) | |||||||
2010 |
11.84 |
|
0.05 |
|
2.02 |
|
2.07 |
|
(0.13 |
) | |||||||
2009 |
12.02 |
|
0.10 |
|
0.95 |
|
1.05 |
|
(0.07 |
) | |||||||
R-2
shares |
|||||||||||||||||
2013 |
15.68 |
|
0.09 |
|
3.72 |
|
3.81 |
|
(0.13 |
) | |||||||
2012 |
14.22 |
|
0.05 |
|
1.49 |
|
1.54 |
|
(0.08 |
) | |||||||
2011 |
13.83 |
|
0.04 |
|
0.47 |
|
0.51 |
|
(0.12 |
) | |||||||
2010 |
11.88 |
|
0.05 |
|
2.04 |
|
2.09 |
|
(0.14 |
) | |||||||
2009 |
12.03 |
|
0.13 |
|
0.94 |
|
1.07 |
|
(0.06 |
) | |||||||
R-3
shares |
|||||||||||||||||
2013 |
15.72 |
|
0.14 |
|
3.71 |
|
3.85 |
|
(0.18 |
) | |||||||
2012 |
14.25 |
|
0.08 |
|
1.49 |
|
1.57 |
|
(0.10 |
) | |||||||
2011 |
13.85 |
|
0.07 |
|
0.46 |
|
0.53 |
|
(0.13 |
) | |||||||
2010 |
11.89 |
|
0.09 |
|
2.03 |
|
2.12 |
|
(0.16 |
) | |||||||
2009 |
12.06 |
|
0.12 |
|
0.96 |
|
1.08 |
|
(0.09 |
) | |||||||
R-4
shares |
|||||||||||||||||
2013 |
15.81 |
|
0.11 |
|
3.79 |
|
3.90 |
|
(0.21 |
) | |||||||
2012 |
14.34 |
|
0.11 |
|
1.50 |
|
1.61 |
|
(0.14 |
) | |||||||
2011 |
13.92 |
|
0.09 |
|
0.47 |
|
0.56 |
|
(0.14 |
) | |||||||
2010 |
11.92 |
|
0.11 |
|
2.04 |
|
2.15 |
|
(0.15 |
) | |||||||
2009 |
12.07 |
|
0.14 |
|
0.97 |
|
1.11 |
|
(0.10 |
) | |||||||
R-5
shares |
|||||||||||||||||
2013 |
15.78 |
|
0.21 |
|
3.70 |
|
3.91 |
|
(0.23 |
) | |||||||
2012 |
14.30 |
|
0.12 |
|
1.50 |
|
1.62 |
|
(0.14 |
) | |||||||
2011 |
13.89 |
|
0.07 |
|
0.50 |
|
0.57 |
|
(0.16 |
) | |||||||
2010 |
11.92 |
|
0.14 |
|
2.02 |
|
2.16 |
|
(0.19 |
) | |||||||
2009 |
12.09 |
|
0.17 |
|
0.95 |
|
1.12 |
|
(0.13 |
) |
FINANCIAL
HIGHLIGHTS (CONTINUED) | |||||||||||||||
PRINCIPAL
FUNDS, INC. | |||||||||||||||
Distributions from Realized
Gains |
Total Dividends and
Distributions |
Net Asset Value, End of
Period |
Total Return |
Net Assets, End of Period (in
thousands) |
Ratio of Expenses to Average
Net Assets(b) |
Ratio of Gross Expenses to
Average Net Assets(b),(c) |
Ratio of Net Investment
Income to Average Net Assets |
Portfolio Turnover
Rate | |||||||
$ – |
|
$ |
(0.26 |
) |
$ |
19.61 |
|
25.43% |
$ |
255,114 |
|
0.33% |
0.33% |
1.41% |
26.5% |
– |
|
(0.18 |
) |
15.89 |
|
11.74 |
199,595 |
|
0.36 |
0.36 |
0.88 |
13.6 | |||
– |
|
(0.19 |
) |
14.40 |
|
4.40 |
72,005 |
|
0.37 |
0.37 |
1.05 |
37.7 | |||
– |
|
(0.20 |
) |
13.97 |
|
18.53 |
46,704 |
|
0.40 |
0.40 |
1.23 |
15.6 | |||
(1.16 |
) |
(1.30 |
) |
11.97 |
|
11.51 |
27,844 |
|
0.39 |
0.48 |
1.66 |
3.7 | |||
– |
|
(0.13 |
) |
19.30 |
|
24.35 |
4,215 |
|
1.20 |
– |
0.52 |
26.5 | |||
– |
|
(0.05 |
) |
15.65 |
|
10.74 |
2,904 |
|
1.22 |
– |
0.41 |
13.6 | |||
– |
|
(0.08 |
) |
14.18 |
|
3.49 |
3,184 |
|
1.22 |
– |
0.34 |
37.7 | |||
– |
|
(0.13 |
) |
13.78 |
|
17.54 |
3,515 |
|
1.23 |
– |
0.41 |
15.6 | |||
(1.16 |
) |
(1.23 |
) |
11.84 |
|
10.59 |
2,477 |
|
1.24 |
– |
0.91 |
3.7 | |||
– |
|
(0.13 |
) |
19.36 |
|
24.51 |
4,290 |
|
1.07 |
– |
0.54 |
26.5 | |||
– |
|
(0.08 |
) |
15.68 |
|
10.88 |
2,597 |
|
1.09 |
– |
0.31 |
13.6 | |||
– |
|
(0.12 |
) |
14.22 |
|
3.66 |
2,097 |
|
1.09 |
– |
0.25 |
37.7 | |||
– |
|
(0.14 |
) |
13.83 |
|
17.74 |
1,449 |
|
1.10 |
– |
0.42 |
15.6 | |||
(1.16 |
) |
(1.22 |
) |
11.88 |
|
10.75 |
508 |
|
1.11 |
– |
1.21 |
3.7 | |||
– |
|
(0.18 |
) |
19.39 |
|
24.77 |
19,357 |
|
0.89 |
– |
0.79 |
26.5 | |||
– |
|
(0.10 |
) |
15.72 |
|
11.13 |
13,780 |
|
0.91 |
– |
0.56 |
13.6 | |||
– |
|
(0.13 |
) |
14.25 |
|
3.81 |
9,964 |
|
0.91 |
– |
0.48 |
37.7 | |||
– |
|
(0.16 |
) |
13.85 |
|
17.91 |
6,761 |
|
0.92 |
– |
0.72 |
15.6 | |||
(1.16 |
) |
(1.25 |
) |
11.89 |
|
10.89 |
4,093 |
|
0.93 |
– |
1.15 |
3.7 | |||
– |
|
(0.21 |
) |
19.50 |
|
24.94 |
15,061 |
|
0.70 |
– |
0.63 |
26.5 | |||
– |
|
(0.14 |
) |
15.81 |
|
11.33 |
6,644 |
|
0.72 |
– |
0.70 |
13.6 | |||
– |
|
(0.14 |
) |
14.34 |
|
4.04 |
4,660 |
|
0.72 |
– |
0.63 |
37.7 | |||
– |
|
(0.15 |
) |
13.92 |
|
18.17 |
2,638 |
|
0.73 |
– |
0.85 |
15.6 | |||
(1.16 |
) |
(1.26 |
) |
11.92 |
|
11.12 |
2,638 |
|
0.74 |
– |
1.33 |
3.7 | |||
– |
|
(0.23 |
) |
19.46 |
|
25.09 |
27,490 |
|
0.58 |
– |
1.17 |
26.5 | |||
– |
|
(0.14 |
) |
15.78 |
|
11.48 |
18,765 |
|
0.60 |
– |
0.81 |
13.6 | |||
– |
|
(0.16 |
) |
14.30 |
|
4.10 |
12,656 |
|
0.60 |
– |
0.51 |
37.7 | |||
– |
|
(0.19 |
) |
13.89 |
|
18.27 |
4,517 |
|
0.61 |
– |
1.11 |
15.6 | |||
(1.16 |
) |
(1.29 |
) |
11.92 |
|
11.27 |
1,324 |
|
0.62 |
– |
1.60 |
3.7 |
(a) |
Calculated based on average
shares outstanding during the period. | ||||||||||||||
(b) |
Does not include expenses of
the investment companies in which the Portfolio
invests. | ||||||||||||||
(c) |
Excludes expense
reimbursement from Manager and/or
Distributor. |
FINANCIAL
HIGHLIGHTS | |||||||||||||||||
PRINCIPAL
FUNDS, INC. | |||||||||||||||||
Selected
data for a share of Capital Stock outstanding throughout each year ended
October 31 (except as noted): | |||||||||||||||||
Net Asset Value, Beginning of
Period |
Net Investment Income
(Loss)(a) |
Net Realized and Unrealized
Gain (Loss) on Investments |
Total From Investment
Operations |
Dividends from Net Investment
Income | |||||||||||||
SHORT-TERM
INCOME FUND |
|||||||||||||||||
Institutional
shares |
|||||||||||||||||
2013 |
$ |
12.28 |
|
$ |
0.20 |
|
$ |
(0.03 |
) |
$ |
0.17 |
|
$ |
(0.19 |
) | ||
2012 |
11.96 |
|
0.25 |
|
0.32 |
|
0.57 |
|
(0.25 |
) | |||||||
2011 |
12.16 |
|
0.31 |
|
(0.18 |
) |
0.13 |
|
(0.33 |
) | |||||||
2010 |
11.84 |
|
0.36 |
|
0.32 |
|
0.68 |
|
(0.36 |
) | |||||||
2009 |
11.17 |
|
0.46 |
|
0.67 |
|
1.13 |
|
(0.46 |
) | |||||||
R-1
shares |
|||||||||||||||||
2013 |
12.28 |
|
0.10 |
|
(0.03 |
) |
0.07 |
|
(0.09 |
) | |||||||
2012 |
11.96 |
|
0.15 |
|
0.32 |
|
0.47 |
|
(0.15 |
) | |||||||
2011 |
12.17 |
|
0.21 |
|
(0.19 |
) |
0.02 |
|
(0.23 |
) | |||||||
2010(e) |
12.00 |
|
0.07 |
|
0.17 |
|
0.24 |
|
(0.07 |
) | |||||||
R-2
shares |
|||||||||||||||||
2013 |
12.28 |
|
0.12 |
|
(0.03 |
) |
0.09 |
|
(0.11 |
) | |||||||
2012 |
11.96 |
|
0.16 |
|
0.32 |
|
0.48 |
|
(0.16 |
) | |||||||
2011 |
12.17 |
|
0.22 |
|
(0.19 |
) |
0.03 |
|
(0.24 |
) | |||||||
2010(e) |
12.00 |
|
0.07 |
|
0.17 |
|
0.24 |
|
(0.07 |
) | |||||||
R-3
shares |
|||||||||||||||||
2013 |
12.28 |
|
0.14 |
|
(0.02 |
) |
0.12 |
|
(0.13 |
) | |||||||
2012 |
11.96 |
|
0.19 |
|
0.31 |
|
0.50 |
|
(0.18 |
) | |||||||
2011 |
12.17 |
|
0.25 |
|
(0.20 |
) |
0.05 |
|
(0.26 |
) | |||||||
2010(e) |
12.00 |
|
0.08 |
|
0.17 |
|
0.25 |
|
(0.08 |
) | |||||||
R-4
shares |
|||||||||||||||||
2013 |
12.28 |
|
0.16 |
|
(0.02 |
) |
0.14 |
|
(0.15 |
) | |||||||
2012 |
11.97 |
|
0.21 |
|
0.31 |
|
0.52 |
|
(0.21 |
) | |||||||
2011 |
12.17 |
|
0.27 |
|
(0.18 |
) |
0.09 |
|
(0.29 |
) | |||||||
2010(e) |
12.00 |
|
0.09 |
|
0.16 |
|
0.25 |
|
(0.08 |
) | |||||||
R-5
shares |
|||||||||||||||||
2013 |
12.28 |
|
0.18 |
|
(0.02 |
) |
0.16 |
|
(0.17 |
) | |||||||
2012 |
11.96 |
|
0.23 |
|
0.31 |
|
0.54 |
|
(0.22 |
) | |||||||
2011 |
12.17 |
|
0.28 |
|
(0.19 |
) |
0.09 |
|
(0.30 |
) | |||||||
2010(e) |
12.00 |
|
0.09 |
|
0.17 |
|
0.26 |
|
(0.09 |
) |
FINANCIAL
HIGHLIGHTS (CONTINUED) | |||||||||||||
PRINCIPAL
FUNDS, INC. | |||||||||||||
Total Dividends and
Distributions |
Net Asset Value, End of
Period |
Total Return |
Net Assets, End of Period (in
thousands) |
Ratio of Expenses to Average
Net Assets |
Ratio of Gross Expenses to
Average Net Assets(b) |
Ratio of Net Investment
Income to Average Net Assets |
Portfolio Turnover
Rate | ||||||
$ |
(0.19 |
) |
$ |
12.26 |
|
1.43% |
$ |
1,134,768 |
|
0.45% |
0.45% |
1.67% |
50.1% |
(0.25 |
) |
12.28 |
|
4.79 |
897,254 |
|
0.46 |
0.46 |
2.10 |
47.9 | |||
(0.33 |
) |
11.96 |
|
1.05 |
626,736 |
|
0.47 |
0.47 |
2.55 |
43.6 | |||
(0.36 |
) |
12.16 |
|
5.82 |
473,931 |
|
0.50 |
0.50 |
3.04 |
54.7 (c) | |||
(0.46 |
) |
11.84 |
|
10.35 |
291,633 |
|
0.53 |
0.53 |
4.01 |
40.8 | |||
(0.09 |
) |
12.26 |
|
0.57 |
1,851 |
|
1.30 (d) |
– |
0.82 |
50.1 | |||
(0.15 |
) |
12.28 |
|
3.92 |
2,247 |
|
1.30 (d) |
– |
1.22 |
47.9 | |||
(0.23 |
) |
11.96 |
|
0.14 |
1,076 |
|
1.30 (d) |
– |
1.73 |
43.6 | |||
(0.07 |
) |
12.17 |
|
1.97 (f) |
788 |
|
1.30 (d),(g) |
– |
1.88 (g) |
54.7
(c),(g) | |||
(0.11 |
) |
12.26 |
|
0.70 |
1,640 |
|
1.18 (d) |
– |
0.94 |
50.1 | |||
(0.16 |
) |
12.28 |
|
4.04 |
1,194 |
|
1.18 (d) |
– |
1.30 |
47.9 | |||
(0.24 |
) |
11.96 |
|
0.26 |
243 |
|
1.18 (d) |
– |
1.80 |
43.6 | |||
(0.07 |
) |
12.17 |
|
2.01 (f) |
229 |
|
1.18 (d),(g) |
– |
2.00 (g) |
54.7
(c),(g) | |||
(0.13 |
) |
12.27 |
|
0.96 |
10,748 |
|
0.99 (d) |
– |
1.13 |
50.1 | |||
(0.18 |
) |
12.28 |
|
4.24 |
10,336 |
|
0.99 (d) |
– |
1.56 |
47.9 | |||
(0.26 |
) |
11.96 |
|
0.45 |
2,997 |
|
0.99 (d) |
– |
2.04 |
43.6 | |||
(0.08 |
) |
12.17 |
|
2.06 (f) |
3,302 |
|
0.99 (d),(g) |
– |
2.19 (g) |
54.7
(c),(g) | |||
(0.15 |
) |
12.27 |
|
1.17 |
4,377 |
|
0.79 (d) |
– |
1.33 |
50.1 | |||
(0.21 |
) |
12.28 |
|
4.36 |
3,106 |
|
0.79 (d) |
– |
1.72 |
47.9 | |||
(0.29 |
) |
11.97 |
|
0.73 |
1,063 |
|
0.79 (d) |
– |
2.22 |
43.6 | |||
(0.08 |
) |
12.17 |
|
2.13 (f) |
505 |
|
0.79 (d),(g) |
– |
2.40 (g) |
54.7
(c),(g) | |||
(0.17 |
) |
12.27 |
|
1.28 |
4,735 |
|
0.68 (d) |
– |
1.44 |
50.1 | |||
(0.22 |
) |
12.28 |
|
4.56 |
3,373 |
|
0.68 (d) |
– |
1.89 |
47.9 | |||
(0.30 |
) |
11.96 |
|
0.77 |
2,377 |
|
0.68 (d) |
– |
2.33 |
43.6 | |||
(0.09 |
) |
12.17 |
|
2.16 (f) |
1,540 |
|
0.68 (d),(g) |
– |
2.51 (g) |
54.7
(c),(g) |
(a) |
Calculated based on average
shares outstanding during the period. | |||||||||||||
(b) |
Excludes expense
reimbursement from Manager and/or Distributor. | |||||||||||||
(c) |
Portfolio turnover rate
excludes approximately $13,017,000 of sales from portfolio realignment
from the acquisition of Short-Term Bond Fund. | |||||||||||||
(d) |
Reflects Manager's
contractual expense limit. | |||||||||||||
(e) |
Period from July 12, 2010,
date operations commenced, through October 31,
2010. | |||||||||||||
(f) |
Total return amounts have not
been annualized. | |||||||||||||
(g) |
Computed on an annualized
basis. |
FINANCIAL
HIGHLIGHTS | |||||||||||||||||
PRINCIPAL
FUNDS, INC. | |||||||||||||||||
Selected
data for a share of Capital Stock outstanding throughout each year ended
October 31 (except as noted): | |||||||||||||||||
Net Asset Value, Beginning of
Period |
Net Investment Income
(Loss)(a) |
Net Realized and Unrealized
Gain (Loss) on Investments |
Total From Investment
Operations |
Dividends from Net Investment
Income | |||||||||||||
SMALLCAP
BLEND FUND |
|||||||||||||||||
Institutional
shares |
|||||||||||||||||
2013 |
$ |
16.14 |
|
$ |
0.13 |
|
$ |
6.47 |
|
$ |
6.60 |
|
$ |
(0.14 |
) | ||
2012 |
14.24 |
|
0.09 |
|
1.81 |
|
1.90 |
|
– |
| |||||||
2011 |
13.37 |
|
0.01 |
|
0.86 |
|
0.87 |
|
– |
| |||||||
2010 |
10.74 |
|
0.05 |
|
2.63 |
|
2.68 |
|
(0.05 |
) | |||||||
2009 |
10.62 |
|
0.08 |
|
0.11 |
|
0.19 |
|
(0.07 |
) | |||||||
R-1
shares |
|||||||||||||||||
2013 |
15.16 |
|
(0.02 |
) |
6.08 |
|
6.06 |
|
(0.01 |
) | |||||||
2012 |
13.50 |
|
(0.01 |
) |
1.67 |
|
1.66 |
|
– |
| |||||||
2011 |
12.78 |
|
(0.10 |
) |
0.82 |
|
0.72 |
|
– |
| |||||||
2010 |
10.31 |
|
(0.05 |
) |
2.52 |
|
2.47 |
|
– |
| |||||||
2009 |
10.20 |
|
– |
|
0.11 |
|
0.11 |
|
– |
| |||||||
R-2
shares |
|||||||||||||||||
2013 |
15.21 |
|
– |
|
6.11 |
|
6.11 |
|
(0.01 |
) | |||||||
2012 |
13.52 |
|
(0.01 |
) |
1.70 |
|
1.69 |
|
– |
| |||||||
2011 |
12.78 |
|
(0.09 |
) |
0.83 |
|
0.74 |
|
– |
| |||||||
2010 |
10.30 |
|
(0.04 |
) |
2.52 |
|
2.48 |
|
– |
| |||||||
2009 |
10.18 |
|
0.01 |
|
0.11 |
|
0.12 |
|
– |
| |||||||
R-3
shares |
|||||||||||||||||
2013 |
15.54 |
|
0.03 |
|
6.23 |
|
6.26 |
|
(0.06 |
) | |||||||
2012 |
13.79 |
|
0.03 |
|
1.72 |
|
1.75 |
|
– |
| |||||||
2011 |
13.01 |
|
(0.06 |
) |
0.84 |
|
0.78 |
|
– |
| |||||||
2010 |
10.47 |
|
(0.02 |
) |
2.56 |
|
2.54 |
|
– |
| |||||||
2009 |
10.32 |
|
0.03 |
|
0.12 |
|
0.15 |
|
– |
| |||||||
R-4
shares |
|||||||||||||||||
2013 |
15.87 |
|
0.07 |
|
6.37 |
|
6.44 |
|
(0.08 |
) | |||||||
2012 |
14.06 |
|
0.04 |
|
1.77 |
|
1.81 |
|
– |
| |||||||
2011 |
13.24 |
|
(0.04 |
) |
0.86 |
|
0.82 |
|
– |
| |||||||
2010 |
10.65 |
|
0.01 |
|
2.60 |
|
2.61 |
|
(0.02 |
) | |||||||
2009 |
10.51 |
|
0.05 |
|
0.12 |
|
0.17 |
|
(0.03 |
) | |||||||
R-5
shares |
|||||||||||||||||
2013 |
16.08 |
|
0.09 |
|
6.44 |
|
6.53 |
|
(0.10 |
) | |||||||
2012 |
14.22 |
|
0.07 |
|
1.79 |
|
1.86 |
|
– |
| |||||||
2011 |
13.38 |
|
(0.02 |
) |
0.86 |
|
0.84 |
|
– |
| |||||||
2010 |
10.76 |
|
0.02 |
|
2.63 |
|
2.65 |
|
(0.03 |
) | |||||||
2009 |
10.61 |
|
0.06 |
|
0.12 |
|
0.18 |
|
(0.03 |
) |
FINANCIAL
HIGHLIGHTS (CONTINUED) | ||||||||||||||||
PRINCIPAL
FUNDS, INC. | ||||||||||||||||
Distributions from Realized
Gains |
Total Dividends and
Distributions |
Net Asset Value, End of
Period |
Total Return |
Net Assets, End of Period (in
thousands) |
Ratio of Expenses to Average
Net Assets |
Ratio of Gross Expenses to
Average Net Assets(b) |
Ratio of Net Investment
Income to Average Net Assets |
Portfolio Turnover
Rate | ||||||||
$ |
(0.09 |
) |
$ |
(0.23 |
) |
$ |
22.51 |
|
41.38% |
$ |
65,062 |
|
0.80% |
0.80% |
0.70% |
95.2% |
– |
|
– |
|
16.14 |
|
13.34 |
45,620 |
|
0.79 |
0.79 |
0.61 |
90.2 | ||||
– |
|
– |
|
14.24 |
|
6.51 |
38,016 |
|
0.80 |
0.80 |
0.09 |
76.1 | ||||
– |
|
(0.05 |
) |
13.37 |
|
25.03 |
35,729 |
|
0.80 |
0.83 |
0.39 |
65.2 | ||||
– |
|
(0.07 |
) |
10.74 |
|
1.92 |
28,365 |
|
0.79 |
0.85 |
0.84 |
89.5 | ||||
(0.09 |
) |
(0.10 |
) |
21.12 |
|
40.21 |
2,401 |
|
1.64 |
– |
(0.11) |
95.2 | ||||
– |
|
– |
|
15.16 |
|
12.30 |
2,001 |
|
1.64 |
– |
(0.10) |
90.2 | ||||
– |
|
– |
|
13.50 |
|
5.63 |
151 |
|
1.65 |
– |
(0.74) |
76.1 | ||||
– |
|
– |
|
12.78 |
|
23.96 |
232 |
|
1.65 |
– |
(0.46) |
65.2 | ||||
– |
|
– |
|
10.31 |
|
1.08 |
203 |
|
1.65 |
– |
(0.02) |
89.5 | ||||
(0.09 |
) |
(0.10 |
) |
21.22 |
|
40.35 |
3,018 |
|
1.51 |
– |
0.01 |
95.2 | ||||
– |
|
– |
|
15.21 |
|
12.50 |
2,852 |
|
1.51 |
– |
(0.05) |
90.2 | ||||
– |
|
– |
|
13.52 |
|
5.79 |
1,169 |
|
1.52 |
– |
(0.62) |
76.1 | ||||
– |
|
– |
|
12.78 |
|
24.08 |
1,195 |
|
1.52 |
– |
(0.33) |
65.2 | ||||
– |
|
– |
|
10.30 |
|
1.18 |
1,091 |
|
1.52 |
– |
0.12 |
89.5 | ||||
(0.09 |
) |
(0.15 |
) |
21.65 |
|
40.62 |
6,143 |
|
1.33 |
– |
0.18 |
95.2 | ||||
– |
|
– |
|
15.54 |
|
12.69 |
4,907 |
|
1.33 |
– |
0.22 |
90.2 | ||||
– |
|
– |
|
13.79 |
|
6.00 |
629 |
|
1.34 |
– |
(0.44) |
76.1 | ||||
– |
|
– |
|
13.01 |
|
24.26 |
889 |
|
1.34 |
– |
(0.15) |
65.2 | ||||
– |
|
– |
|
10.47 |
|
1.45 |
700 |
|
1.34 |
– |
0.30 |
89.5 | ||||
(0.09 |
) |
(0.17 |
) |
22.14 |
|
40.93 |
4,200 |
|
1.14 |
– |
0.37 |
95.2 | ||||
– |
|
– |
|
15.87 |
|
12.87 |
2,944 |
|
1.14 |
– |
0.26 |
90.2 | ||||
– |
|
– |
|
14.06 |
|
6.19 |
2,011 |
|
1.15 |
– |
(0.25) |
76.1 | ||||
– |
|
(0.02 |
) |
13.24 |
|
24.52 |
2,139 |
|
1.15 |
– |
0.04 |
65.2 | ||||
– |
|
(0.03 |
) |
10.65 |
|
1.63 |
1,914 |
|
1.15 |
– |
0.50 |
89.5 | ||||
(0.09 |
) |
(0.19 |
) |
22.42 |
|
41.04 |
11,690 |
|
1.02 |
– |
0.49 |
95.2 | ||||
– |
|
– |
|
16.08 |
|
13.08 |
8,943 |
|
1.02 |
– |
0.45 |
90.2 | ||||
– |
|
– |
|
14.22 |
|
6.28 |
3,418 |
|
1.03 |
– |
(0.13) |
76.1 | ||||
– |
|
(0.03 |
) |
13.38 |
|
24.72 |
3,314 |
|
1.03 |
– |
0.16 |
65.2 | ||||
– |
|
(0.03 |
) |
10.76 |
|
1.76 |
2,856 |
|
1.03 |
– |
0.60 |
89.5 |
(a) |
Calculated based on average
shares outstanding during the period. | ||||||||||||||
(b) |
Excludes expense
reimbursement from Manager and/or
Distributor. |
FINANCIAL
HIGHLIGHTS | |||||||||||||||||
PRINCIPAL
FUNDS, INC. | |||||||||||||||||
Selected
data for a share of Capital Stock outstanding throughout each year ended
October 31 (except as noted): | |||||||||||||||||
Net Asset Value, Beginning of
Period |
Net Investment Income
(Loss)(a) |
Net Realized and Unrealized
Gain (Loss) on Investments |
Total From Investment
Operations |
Distributions from Realized
Gains | |||||||||||||
SMALLCAP
GROWTH FUND I |
|||||||||||||||||
Institutional
shares |
|||||||||||||||||
2013 |
$ |
11.47 |
|
$ |
(0.09 |
) |
$ |
4.14 |
|
$ |
4.05 |
|
$ |
(0.72 |
) | ||
2012 |
10.89 |
|
(0.07 |
) |
1.23 |
|
1.16 |
|
(0.58 |
) | |||||||
2011 |
9.62 |
|
(0.08 |
) |
1.35 |
|
1.27 |
|
– |
| |||||||
2010 |
7.03 |
|
(0.06 |
) |
2.65 |
|
2.59 |
|
– |
| |||||||
2009 |
6.16 |
|
(0.04 |
) |
0.91 |
|
0.87 |
|
– |
| |||||||
R-1
shares |
|||||||||||||||||
2013 |
10.63 |
|
(0.18 |
) |
3.79 |
|
3.61 |
|
(0.72 |
) | |||||||
2012 |
10.22 |
|
(0.16 |
) |
1.15 |
|
0.99 |
|
(0.58 |
) | |||||||
2011 |
9.11 |
|
(0.17 |
) |
1.28 |
|
1.11 |
|
– |
| |||||||
2010 |
6.72 |
|
(0.13 |
) |
2.52 |
|
2.39 |
|
– |
| |||||||
2009 |
5.92 |
|
(0.10 |
) |
0.90 |
|
0.80 |
|
– |
| |||||||
R-2
shares |
|||||||||||||||||
2013 |
10.42 |
|
(0.16 |
) |
3.71 |
|
3.55 |
|
(0.72 |
) | |||||||
2012 |
10.01 |
|
(0.14 |
) |
1.13 |
|
0.99 |
|
(0.58 |
) | |||||||
2011 |
8.91 |
|
(0.15 |
) |
1.25 |
|
1.10 |
|
– |
| |||||||
2010 |
6.56 |
|
(0.11 |
) |
2.46 |
|
2.35 |
|
– |
| |||||||
2009 |
5.78 |
|
(0.08 |
) |
0.86 |
|
0.78 |
|
– |
| |||||||
R-3
shares |
|||||||||||||||||
2013 |
10.68 |
|
(0.15 |
) |
3.83 |
|
3.68 |
|
(0.72 |
) | |||||||
2012 |
10.24 |
|
(0.13 |
) |
1.15 |
|
1.02 |
|
(0.58 |
) | |||||||
2011 |
9.09 |
|
(0.14 |
) |
1.29 |
|
1.15 |
|
– |
| |||||||
2010 |
6.69 |
|
(0.10 |
) |
2.50 |
|
2.40 |
|
– |
| |||||||
2009 |
5.88 |
|
(0.08 |
) |
0.89 |
|
0.81 |
|
– |
| |||||||
R-4
shares |
|||||||||||||||||
2013 |
10.96 |
|
(0.13 |
) |
3.93 |
|
3.80 |
|
(0.72 |
) | |||||||
2012 |
10.46 |
|
(0.11 |
) |
1.19 |
|
1.08 |
|
(0.58 |
) | |||||||
2011 |
9.28 |
|
(0.12 |
) |
1.30 |
|
1.18 |
|
– |
| |||||||
2010 |
6.81 |
|
(0.09 |
) |
2.56 |
|
2.47 |
|
– |
| |||||||
2009 |
5.97 |
|
(0.07 |
) |
0.91 |
|
0.84 |
|
– |
| |||||||
R-5
shares |
|||||||||||||||||
2013 |
11.18 |
|
(0.11 |
) |
4.01 |
|
3.90 |
|
(0.72 |
) | |||||||
2012 |
10.65 |
|
(0.10 |
) |
1.21 |
|
1.11 |
|
(0.58 |
) | |||||||
2011 |
9.43 |
|
(0.11 |
) |
1.33 |
|
1.22 |
|
– |
| |||||||
2010 |
6.91 |
|
(0.08 |
) |
2.60 |
|
2.52 |
|
– |
| |||||||
2009 |
6.06 |
|
(0.06 |
) |
0.91 |
|
0.85 |
|
– |
|
FINANCIAL
HIGHLIGHTS (CONTINUED) | |||||||||||||
PRINCIPAL
FUNDS, INC. | |||||||||||||
Total Dividends and
Distributions |
Net Asset Value, End of
Period |
Total Return |
Net Assets, End of Period (in
thousands) |
Ratio of Expenses to Average
Net Assets |
Ratio of Gross Expenses to
Average Net Assets(b) |
Ratio of Net Investment
Income to Average Net Assets |
Portfolio Turnover
Rate | ||||||
$ |
(0.72 |
) |
$ |
14.80 |
|
37.45% |
$ |
1,729,462 |
|
1.07% |
1.09% |
(0.68)% |
74.7% |
(0.58 |
) |
11.47 |
|
11.58 |
1,329,439 |
|
1.08 |
1.10 |
(0.65) |
79.9 | |||
– |
|
10.89 |
|
13.20 |
1,185,260 |
|
1.07 |
1.09 |
(0.74) |
90.3 | |||
– |
|
9.62 |
|
36.85 |
748,898 |
|
1.09 |
1.12 |
(0.71) |
125.2 | |||
– |
|
7.03 |
|
14.12 |
367,233 |
|
1.11 |
1.12 |
(0.69) |
159.5 | |||
(0.72 |
) |
13.52 |
|
36.19 |
2,783 |
|
1.94 (c) |
– |
(1.54) |
74.7 | |||
(0.58 |
) |
10.63 |
|
10.63 |
2,531 |
|
1.95 (c) |
– |
(1.52) |
79.9 | |||
– |
|
10.22 |
|
12.18 |
2,314 |
|
1.95 (c) |
– |
(1.61) |
90.3 | |||
– |
|
9.11 |
|
35.57 |
1,905 |
|
1.97 (c) |
– |
(1.59) |
125.2 | |||
– |
|
6.72 |
|
13.51 |
1,139 |
|
1.98 (c) |
– |
(1.55) |
159.5 | |||
(0.72 |
) |
13.25 |
|
36.36 |
4,061 |
|
1.81 (c) |
– |
(1.41) |
74.7 | |||
(0.58 |
) |
10.42 |
|
10.86 |
3,100 |
|
1.82 (c) |
– |
(1.39) |
79.9 | |||
– |
|
10.01 |
|
12.35 |
2,867 |
|
1.82 (c) |
– |
(1.48) |
90.3 | |||
– |
|
8.91 |
|
35.82 |
3,735 |
|
1.84 (c) |
– |
(1.45) |
125.2 | |||
– |
|
6.56 |
|
13.49 |
2,280 |
|
1.85 (c) |
– |
(1.44) |
159.5 | |||
(0.72 |
) |
13.64 |
|
36.70 |
18,858 |
|
1.63 (c) |
– |
(1.25) |
74.7 | |||
(0.58 |
) |
10.68 |
|
10.91 |
11,606 |
|
1.64 (c) |
– |
(1.21) |
79.9 | |||
– |
|
10.24 |
|
12.65 |
12,559 |
|
1.64 (c) |
– |
(1.31) |
90.3 | |||
– |
|
9.09 |
|
35.87 |
7,952 |
|
1.66 (c) |
– |
(1.27) |
125.2 | |||
– |
|
6.69 |
|
13.78 |
4,753 |
|
1.67 (c) |
– |
(1.26) |
159.5 | |||
(0.72 |
) |
14.04 |
|
36.88 |
16,584 |
|
1.44 (c) |
– |
(1.05) |
74.7 | |||
(0.58 |
) |
10.96 |
|
11.27 |
12,347 |
|
1.45 (c) |
– |
(1.01) |
79.9 | |||
– |
|
10.46 |
|
12.72 |
8,266 |
|
1.45 (c) |
– |
(1.11) |
90.3 | |||
– |
|
9.28 |
|
36.27 |
5,503 |
|
1.47 (c) |
– |
(1.08) |
125.2 | |||
– |
|
6.81 |
|
14.07 |
3,536 |
|
1.48 (c) |
– |
(1.07) |
159.5 | |||
(0.72 |
) |
14.36 |
|
37.05 |
31,647 |
|
1.32 (c) |
– |
(0.93) |
74.7 | |||
(0.58 |
) |
11.18 |
|
11.36 |
23,202 |
|
1.33 (c) |
– |
(0.90) |
79.9 | |||
– |
|
10.65 |
|
12.94 |
21,633 |
|
1.33 (c) |
– |
(1.00) |
90.3 | |||
– |
|
9.43 |
|
36.47 |
13,515 |
|
1.35 (c) |
– |
(0.97) |
125.2 | |||
– |
|
6.91 |
|
14.03 |
6,124 |
|
1.36 (c) |
– |
(0.97) |
159.5 |
(a) |
Calculated based on average
shares outstanding during the period. | |||||||||||||
(b) |
Excludes expense
reimbursement from Manager and/or Distributor. | |||||||||||||
(c) |
Reflects Manager's
contractual expense
limit. |
FINANCIAL
HIGHLIGHTS | |||||||||||||||||
PRINCIPAL
FUNDS, INC. | |||||||||||||||||
Selected
data for a share of Capital Stock outstanding throughout each year ended
October 31 (except as noted): | |||||||||||||||||
Net Asset Value, Beginning of
Period |
Net Investment Income
(Loss)(a) |
Net Realized and Unrealized
Gain (Loss) on Investments |
Total From Investment
Operations |
Net Asset Value, End of
Period | |||||||||||||
SMALLCAP
GROWTH FUND II |
|||||||||||||||||
Institutional
shares |
|||||||||||||||||
2013 |
$ |
9.46 |
|
$ |
(0.07 |
) |
$ |
4.29 |
|
$ |
4.22 |
|
$ |
13.68 |
| ||
2012 |
8.39 |
|
(0.06 |
) |
1.13 |
|
1.07 |
|
9.46 |
| |||||||
2011 |
7.79 |
|
(0.06 |
) |
0.66 |
|
0.60 |
|
8.39 |
| |||||||
2010 |
6.03 |
|
(0.05 |
) |
1.81 |
|
1.76 |
|
7.79 |
| |||||||
2009 |
5.66 |
|
(0.04 |
) |
0.41 |
|
0.37 |
|
6.03 |
| |||||||
R-1
shares |
|||||||||||||||||
2013 |
8.80 |
|
(0.15 |
) |
3.96 |
|
3.81 |
|
12.61 |
| |||||||
2012 |
7.87 |
|
(0.14 |
) |
1.07 |
|
0.93 |
|
8.80 |
| |||||||
2011 |
7.38 |
|
(0.13 |
) |
0.62 |
|
0.49 |
|
7.87 |
| |||||||
2010 |
5.76 |
|
(0.10 |
) |
1.72 |
|
1.62 |
|
7.38 |
| |||||||
2009 |
5.45 |
|
(0.08 |
) |
0.39 |
|
0.31 |
|
5.76 |
| |||||||
R-2
shares |
|||||||||||||||||
2013 |
8.52 |
|
(0.14 |
) |
3.85 |
|
3.71 |
|
12.23 |
| |||||||
2012 |
7.61 |
|
(0.12 |
) |
1.03 |
|
0.91 |
|
8.52 |
| |||||||
2011 |
7.12 |
|
(0.11 |
) |
0.60 |
|
0.49 |
|
7.61 |
| |||||||
2010 |
5.55 |
|
(0.09 |
) |
1.66 |
|
1.57 |
|
7.12 |
| |||||||
2009 |
5.25 |
|
(0.07 |
) |
0.37 |
|
0.30 |
|
5.55 |
| |||||||
R-3
shares |
|||||||||||||||||
2013 |
8.81 |
|
(0.12 |
) |
3.99 |
|
3.87 |
|
12.68 |
| |||||||
2012 |
7.86 |
|
(0.11 |
) |
1.06 |
|
0.95 |
|
8.81 |
| |||||||
2011 |
7.34 |
|
(0.10 |
) |
0.62 |
|
0.52 |
|
7.86 |
| |||||||
2010 |
5.71 |
|
(0.08 |
) |
1.71 |
|
1.63 |
|
7.34 |
| |||||||
2009 |
5.40 |
|
(0.06 |
) |
0.37 |
|
0.31 |
|
5.71 |
| |||||||
R-4
shares |
|||||||||||||||||
2013 |
8.99 |
|
(0.11 |
) |
4.08 |
|
3.97 |
|
12.96 |
| |||||||
2012 |
8.01 |
|
(0.09 |
) |
1.07 |
|
0.98 |
|
8.99 |
| |||||||
2011 |
7.47 |
|
(0.09 |
) |
0.63 |
|
0.54 |
|
8.01 |
| |||||||
2010 |
5.80 |
|
(0.07 |
) |
1.74 |
|
1.67 |
|
7.47 |
| |||||||
2009 |
5.47 |
|
(0.05 |
) |
0.38 |
|
0.33 |
|
5.80 |
| |||||||
R-5
shares |
|||||||||||||||||
2013 |
9.16 |
|
(0.10 |
) |
4.16 |
|
4.06 |
|
13.22 |
| |||||||
2012 |
8.14 |
|
(0.09 |
) |
1.11 |
|
1.02 |
|
9.16 |
| |||||||
2011 |
7.59 |
|
(0.08 |
) |
0.63 |
|
0.55 |
|
8.14 |
| |||||||
2010 |
5.88 |
|
(0.06 |
) |
1.77 |
|
1.71 |
|
7.59 |
| |||||||
2009 |
5.54 |
|
(0.05 |
) |
0.39 |
|
0.34 |
|
5.88 |
|
FINANCIAL
HIGHLIGHTS (CONTINUED) | ||||||
PRINCIPAL
FUNDS, INC. | ||||||
Total Return |
Net Assets,
End of Period
(in
thousands) |
Ratio of Expenses to Average
Net Assets |
Ratio of Net Investment
Income to Average Net Assets |
Portfolio Turnover
Rate | ||
44.61% |
$ |
166,118 |
|
1.02 %(b) |
(0.62)% |
78.5% |
12.75 |
120,222 |
|
1.01 (b) |
(0.69) |
88.9 | |
7.70 |
132,587 |
|
1.01 (b) |
(0.62) |
77.0 | |
29.19 |
215,546 |
|
1.01 (b) |
(0.67) |
81.0 | |
6.54 |
271,187 |
|
1.01 (b) |
(0.65) |
131.8 | |
43.30 |
1,157 |
|
1.88 (b) |
(1.47) |
78.5 | |
11.82 |
1,192 |
|
1.89 (b) |
(1.57) |
88.9 | |
6.64 |
1,007 |
|
1.89 (b) |
(1.53) |
77.0 | |
28.12 |
1,239 |
|
1.89 (b) |
(1.55) |
81.0 | |
5.69 |
1,212 |
|
1.89 (b) |
(1.52) |
131.8 | |
43.54 |
2,952 |
|
1.75 (b) |
(1.34) |
78.5 | |
11.96 |
2,448 |
|
1.76 (b) |
(1.44) |
88.9 | |
6.88 |
3,061 |
|
1.76 (b) |
(1.37) |
77.0 | |
28.29 |
5,723 |
|
1.76 (b) |
(1.42) |
81.0 | |
5.71 |
6,173 |
|
1.76 (b) |
(1.39) |
131.8 | |
43.93 |
3,774 |
|
1.57 (b) |
(1.16) |
78.5 | |
12.09 |
3,276 |
|
1.58 (b) |
(1.26) |
88.9 | |
7.08 |
5,675 |
|
1.58 (b) |
(1.23) |
77.0 | |
28.55 |
5,728 |
|
1.58 (b) |
(1.24) |
81.0 | |
5.74 |
6,620 |
|
1.58 (b) |
(1.21) |
131.8 | |
44.16 |
3,970 |
|
1.38 (b) |
(0.98) |
78.5 | |
12.23 |
2,833 |
|
1.39 (b) |
(1.07) |
88.9 | |
7.23 |
4,035 |
|
1.39 (b) |
(1.04) |
77.0 | |
28.79 |
4,205 |
|
1.39 (b) |
(1.05) |
81.0 | |
6.03 |
5,824 |
|
1.39 (b) |
(1.03) |
131.8 | |
44.32 |
6,207 |
|
1.26 (b) |
(0.90) |
78.5 | |
12.53 |
3,944 |
|
1.27 (b) |
(0.96) |
88.9 | |
7.25 |
8,033 |
|
1.27 (b) |
(0.92) |
77.0 | |
29.08 |
10,129 |
|
1.27 (b) |
(0.93) |
81.0 | |
6.14 |
16,391 |
|
1.27 (b) |
(0.91) |
131.8 |
(a) |
Calculated based on average
shares outstanding during the period. | ||||||||||
(b) |
Reflects Manager's
contractual expense
limit. |
FINANCIAL
HIGHLIGHTS | |||||||||||||||||
PRINCIPAL
FUNDS, INC. | |||||||||||||||||
Selected
data for a share of Capital Stock outstanding throughout each year ended
October 31 (except as noted): | |||||||||||||||||
Net Asset Value, Beginning of
Period |
Net Investment Income
(Loss)(a) |
Net Realized and Unrealized
Gain (Loss) on Investments |
Total From Investment
Operations |
Dividends from Net Investment
Income | |||||||||||||
SMALLCAP
S&P 600 INDEX FUND |
|||||||||||||||||
Institutional
shares |
|||||||||||||||||
2013 |
$ |
17.58 |
|
$ |
0.26 |
|
$ |
6.44 |
|
$ |
6.70 |
|
$ |
(0.26 |
) | ||
2012 |
15.63 |
|
0.19 |
|
1.88 |
|
2.07 |
|
(0.12 |
) | |||||||
2011 |
14.31 |
|
0.15 |
|
1.32 |
|
1.47 |
|
(0.15 |
) | |||||||
2010 |
11.48 |
|
0.11 |
|
2.83 |
|
2.94 |
|
(0.11 |
) | |||||||
2009 |
11.91 |
|
0.12 |
|
0.36 |
|
0.48 |
|
(0.18 |
) | |||||||
R-1
shares |
|||||||||||||||||
2013 |
17.35 |
|
0.09 |
|
6.38 |
|
6.47 |
|
(0.11 |
) | |||||||
2012 |
15.43 |
|
0.05 |
|
1.87 |
|
1.92 |
|
– |
| |||||||
2011 |
14.15 |
|
0.02 |
|
1.29 |
|
1.31 |
|
(0.03 |
) | |||||||
2010 |
11.37 |
|
– |
|
2.81 |
|
2.81 |
|
(0.03 |
) | |||||||
2009 |
11.77 |
|
0.03 |
|
0.37 |
|
0.40 |
|
(0.07 |
) | |||||||
R-2
shares |
|||||||||||||||||
2013 |
17.67 |
|
0.12 |
|
6.50 |
|
6.62 |
|
(0.12 |
) | |||||||
2012 |
15.70 |
|
0.07 |
|
1.90 |
|
1.97 |
|
– |
| |||||||
2011 |
14.39 |
|
0.04 |
|
1.31 |
|
1.35 |
|
(0.04 |
) | |||||||
2010 |
11.54 |
|
0.02 |
|
2.86 |
|
2.88 |
|
(0.03 |
) | |||||||
2009 |
11.94 |
|
0.05 |
|
0.36 |
|
0.41 |
|
(0.08 |
) | |||||||
R-3
shares |
|||||||||||||||||
2013 |
17.82 |
|
0.15 |
|
6.55 |
|
6.70 |
|
(0.18 |
) | |||||||
2012 |
15.83 |
|
0.10 |
|
1.92 |
|
2.02 |
|
(0.03 |
) | |||||||
2011 |
14.50 |
|
0.07 |
|
1.33 |
|
1.40 |
|
(0.07 |
) | |||||||
2010 |
11.63 |
|
0.04 |
|
2.88 |
|
2.92 |
|
(0.05 |
) | |||||||
2009 |
12.04 |
|
0.07 |
|
0.36 |
|
0.43 |
|
(0.11 |
) | |||||||
R-4
shares |
|||||||||||||||||
2013 |
17.93 |
|
0.19 |
|
6.59 |
|
6.78 |
|
(0.20 |
) | |||||||
2012 |
15.94 |
|
0.13 |
|
1.93 |
|
2.06 |
|
(0.07 |
) | |||||||
2011 |
14.61 |
|
0.10 |
|
1.33 |
|
1.43 |
|
(0.10 |
) | |||||||
2010 |
11.71 |
|
0.07 |
|
2.90 |
|
2.97 |
|
(0.07 |
) | |||||||
2009 |
12.13 |
|
0.09 |
|
0.36 |
|
0.45 |
|
(0.14 |
) | |||||||
R-5
shares |
|||||||||||||||||
2013 |
18.00 |
|
0.22 |
|
6.61 |
|
6.83 |
|
(0.22 |
) | |||||||
2012 |
16.00 |
|
0.16 |
|
1.92 |
|
2.08 |
|
(0.08 |
) | |||||||
2011 |
14.65 |
|
0.12 |
|
1.35 |
|
1.47 |
|
(0.12 |
) | |||||||
2010 |
11.75 |
|
0.08 |
|
2.90 |
|
2.98 |
|
(0.08 |
) | |||||||
2009 |
12.15 |
|
0.10 |
|
0.38 |
|
0.48 |
|
(0.15 |
) |
FINANCIAL
HIGHLIGHTS (CONTINUED) | |||||||||||||||
PRINCIPAL
FUNDS, INC. | |||||||||||||||
Distributions from Realized
Gains |
Total Dividends and
Distributions |
Net Asset Value, End of
Period |
Total Return |
Net Assets, End of Period (in
thousands) |
Ratio of Expenses to Average
Net Assets |
Ratio of Gross Expenses to
Average Net Assets(b) |
Ratio of Net Investment
Income to Average Net Assets |
Portfolio Turnover
Rate | |||||||
$ – |
|
$ |
(0.26 |
) |
$ |
24.02 |
|
38.62% |
$ |
384,824 |
|
0.21% |
0.21% |
1.24% |
14.6% |
– |
|
(0.12 |
) |
17.58 |
|
13.36 |
203,079 |
|
0.20 |
0.25 |
1.12 |
16.0 | |||
– |
|
(0.15 |
) |
15.63 |
|
10.25 |
143,892 |
|
0.20 |
0.28 |
0.94 |
19.1 | |||
– |
|
(0.11 |
) |
14.31 |
|
25.70 |
85,231 |
|
0.20 |
0.30 |
0.83 |
30.1 | |||
(0.73 |
) |
(0.91 |
) |
11.48 |
|
5.40 |
201,800 |
|
0.19 |
0.22 |
1.18 |
22.8 | |||
– |
|
(0.11 |
) |
23.71 |
|
37.53 |
14,560 |
|
1.04 |
– |
0.43 |
14.6 | |||
– |
|
– |
|
17.35 |
|
12.44 |
9,183 |
|
1.04 |
– |
0.28 |
16.0 | |||
– |
|
(0.03 |
) |
15.43 |
|
9.26 |
8,033 |
|
1.04 |
– |
0.11 |
19.1 | |||
– |
|
(0.03 |
) |
14.15 |
|
24.71 |
7,286 |
|
1.05 |
– |
(0.02) |
30.1 | |||
(0.73 |
) |
(0.80 |
) |
11.37 |
|
4.57 |
5,360 |
|
1.04 |
– |
0.31 |
22.8 | |||
– |
|
(0.12 |
) |
24.17 |
|
37.71 |
19,526 |
|
0.91 |
– |
0.57 |
14.6 | |||
– |
|
– |
|
17.67 |
|
12.55 |
14,892 |
|
0.91 |
– |
0.42 |
16.0 | |||
– |
|
(0.04 |
) |
15.70 |
|
9.39 |
15,045 |
|
0.91 |
– |
0.26 |
19.1 | |||
– |
|
(0.03 |
) |
14.39 |
|
24.98 |
19,492 |
|
0.92 |
– |
0.11 |
30.1 | |||
(0.73 |
) |
(0.81 |
) |
11.54 |
|
4.58 |
16,679 |
|
0.91 |
– |
0.46 |
22.8 | |||
– |
|
(0.18 |
) |
24.34 |
|
37.91 |
106,891 |
|
0.73 |
– |
0.73 |
14.6 | |||
– |
|
(0.03 |
) |
17.82 |
|
12.78 |
58,655 |
|
0.73 |
– |
0.59 |
16.0 | |||
– |
|
(0.07 |
) |
15.83 |
|
9.66 |
46,472 |
|
0.73 |
– |
0.43 |
19.1 | |||
– |
|
(0.05 |
) |
14.50 |
|
25.18 |
47,049 |
|
0.74 |
– |
0.30 |
30.1 | |||
(0.73 |
) |
(0.84 |
) |
11.63 |
|
4.78 |
41,150 |
|
0.73 |
– |
0.65 |
22.8 | |||
– |
|
(0.20 |
) |
24.51 |
|
38.20 |
84,904 |
|
0.54 |
– |
0.92 |
14.6 | |||
– |
|
(0.07 |
) |
17.93 |
|
12.99 |
47,925 |
|
0.54 |
– |
0.78 |
16.0 | |||
– |
|
(0.10 |
) |
15.94 |
|
9.79 |
45,058 |
|
0.54 |
– |
0.61 |
19.1 | |||
– |
|
(0.07 |
) |
14.61 |
|
25.44 |
36,410 |
|
0.55 |
– |
0.49 |
30.1 | |||
(0.73 |
) |
(0.87 |
) |
11.71 |
|
4.98 |
28,218 |
|
0.54 |
– |
0.83 |
22.8 | |||
– |
|
(0.22 |
) |
24.61 |
|
38.36 |
197,548 |
|
0.42 |
– |
1.04 |
14.6 | |||
– |
|
(0.08 |
) |
18.00 |
|
13.09 |
108,147 |
|
0.42 |
– |
0.92 |
16.0 | |||
– |
|
(0.12 |
) |
16.00 |
|
10.02 |
101,159 |
|
0.42 |
– |
0.73 |
19.1 | |||
– |
|
(0.08 |
) |
14.65 |
|
25.49 |
87,847 |
|
0.43 |
– |
0.61 |
30.1 | |||
(0.73 |
) |
(0.88 |
) |
11.75 |
|
5.17 |
71,575 |
|
0.42 |
– |
0.95 |
22.8 |
(a) |
Calculated based on average
shares outstanding during the period. | |||||||||||||
(b) |
Excludes expense
reimbursement from Manager and/or
Distributor. |
FINANCIAL
HIGHLIGHTS | |||||||||||||||||
PRINCIPAL
FUNDS, INC. | |||||||||||||||||
Selected
data for a share of Capital Stock outstanding throughout each year ended
October 31 (except as noted): | |||||||||||||||||
Net Asset Value, Beginning of
Period |
Net Investment Income
(Loss)(a) |
Net Realized and Unrealized
Gain (Loss) on Investments |
Total From Investment
Operations |
Dividends from Net Investment
Income | |||||||||||||
SMALLCAP
VALUE FUND II |
|||||||||||||||||
Institutional
shares |
|||||||||||||||||
2013 |
$ |
10.19 |
|
$ |
0.11 |
|
$ |
3.62 |
|
$ |
3.73 |
|
$ |
(0.13 |
) | ||
2012 |
9.06 |
|
0.08 |
|
1.09 |
|
1.17 |
|
(0.04 |
) | |||||||
2011 |
8.67 |
|
0.04 |
|
0.39 |
|
0.43 |
|
(0.04 |
) | |||||||
2010 |
6.87 |
|
0.03 |
|
1.80 |
|
1.83 |
|
(0.03 |
) | |||||||
2009 |
6.97 |
|
0.03 |
|
0.50 |
|
0.53 |
|
(0.05 |
) | |||||||
R-1
shares |
|||||||||||||||||
2013 |
9.69 |
|
0.01 |
|
3.45 |
|
3.46 |
|
(0.05 |
) | |||||||
2012 |
8.65 |
|
– |
|
1.04 |
|
1.04 |
|
– |
| |||||||
2011 |
8.33 |
|
(0.04 |
) |
0.37 |
|
0.33 |
|
(0.01 |
) | |||||||
2010 |
6.64 |
|
(0.04 |
) |
1.73 |
|
1.69 |
|
– |
| |||||||
2009 |
6.75 |
|
(0.03 |
) |
0.50 |
|
0.47 |
|
– |
| |||||||
R-2
shares |
|||||||||||||||||
2013 |
9.74 |
|
0.03 |
|
3.47 |
|
3.50 |
|
(0.06 |
) | |||||||
2012 |
8.69 |
|
0.01 |
|
1.04 |
|
1.05 |
|
– |
| |||||||
2011 |
8.36 |
|
(0.03 |
) |
0.38 |
|
0.35 |
|
(0.02 |
) | |||||||
2010 |
6.65 |
|
(0.03 |
) |
1.74 |
|
1.71 |
|
– |
| |||||||
2009 |
6.76 |
|
(0.02 |
) |
0.49 |
|
0.47 |
|
– |
| |||||||
R-3
shares |
|||||||||||||||||
2013 |
9.93 |
|
0.04 |
|
3.55 |
|
3.59 |
|
(0.06 |
) | |||||||
2012 |
8.84 |
|
0.02 |
|
1.07 |
|
1.09 |
|
– |
| |||||||
2011 |
8.48 |
|
(0.01 |
) |
0.37 |
|
0.36 |
|
– |
| |||||||
2010 |
6.74 |
|
(0.01 |
) |
1.75 |
|
1.74 |
|
– |
| |||||||
2009 |
6.83 |
|
(0.01 |
) |
0.50 |
|
0.49 |
|
– |
| |||||||
R-4
shares |
|||||||||||||||||
2013 |
10.00 |
|
0.07 |
|
3.56 |
|
3.63 |
|
(0.09 |
) | |||||||
2012 |
8.90 |
|
0.04 |
|
1.08 |
|
1.12 |
|
(0.02 |
) | |||||||
2011 |
8.54 |
|
– |
|
0.39 |
|
0.39 |
|
(0.03 |
) | |||||||
2010 |
6.78 |
|
– |
|
1.76 |
|
1.76 |
|
– |
| |||||||
2009 |
6.88 |
|
– |
|
0.51 |
|
0.51 |
|
(0.03 |
) | |||||||
R-5
shares |
|||||||||||||||||
2013 |
10.08 |
|
0.08 |
|
3.59 |
|
3.67 |
|
(0.11 |
) | |||||||
2012 |
8.96 |
|
0.06 |
|
1.08 |
|
1.14 |
|
(0.02 |
) | |||||||
2011 |
8.59 |
|
0.02 |
|
0.38 |
|
0.40 |
|
(0.03 |
) | |||||||
2010 |
6.82 |
|
0.01 |
|
1.77 |
|
1.78 |
|
(0.01 |
) | |||||||
2009 |
6.92 |
|
0.01 |
|
0.51 |
|
0.52 |
|
(0.04 |
) |
FINANCIAL
HIGHLIGHTS (CONTINUED) | |||||||||||||||
PRINCIPAL
FUNDS, INC. | |||||||||||||||
Distributions from Realized
Gains |
Total Dividends and
Distributions |
Net Asset Value, End of
Period |
Total Return |
Net Assets, End of Period (in
thousands) |
Ratio of Expenses to Average
Net Assets |
Ratio of Gross Expenses to
Average Net Assets(b) |
Ratio of Net Investment
Income to Average Net Assets |
Portfolio Turnover
Rate | |||||||
$ – |
|
$ |
(0.13 |
) |
$ |
13.79 |
|
37.05% |
$ |
1,475,200 |
|
0.98% |
1.00% |
0.93% |
60.5% |
– |
|
(0.04 |
) |
10.19 |
|
13.00 |
1,046,022 |
|
0.99 |
1.01 |
0.83 |
53.5 | |||
– |
|
(0.04 |
) |
9.06 |
|
4.93 |
957,766 |
|
0.98 |
1.00 |
0.45 |
54.4 | |||
– |
|
(0.03 |
) |
8.67 |
|
26.64 |
736,530 |
|
1.00 |
1.02 |
0.41 |
54.5 | |||
(0.58 |
) |
(0.63 |
) |
6.87 |
|
10.02 |
319,448 |
|
1.01 |
1.03 |
0.43 |
79.1 | |||
– |
|
(0.05 |
) |
13.10 |
|
35.82 |
2,106 |
|
1.85 (c) |
– |
0.07 |
60.5 | |||
– |
|
– |
|
9.69 |
|
12.02 |
1,901 |
|
1.86 (c) |
– |
(0.05) |
53.5 | |||
– |
|
(0.01 |
) |
8.65 |
|
3.95 |
2,059 |
|
1.86 (c) |
– |
(0.43) |
54.4 | |||
– |
|
– |
|
8.33 |
|
25.45 |
1,038 |
|
1.87 (c) |
– |
(0.47) |
54.5 | |||
(0.58 |
) |
(0.58 |
) |
6.64 |
|
9.18 |
741 |
|
1.88 (c) |
– |
(0.45) |
79.1 | |||
– |
|
(0.06 |
) |
13.18 |
|
36.09 |
6,141 |
|
1.72 (c) |
– |
0.24 |
60.5 | |||
– |
|
– |
|
9.74 |
|
12.08 |
5,677 |
|
1.73 (c) |
– |
0.08 |
53.5 | |||
– |
|
(0.02 |
) |
8.69 |
|
4.12 |
5,607 |
|
1.73 (c) |
– |
(0.31) |
54.4 | |||
– |
|
– |
|
8.36 |
|
25.71 |
2,189 |
|
1.74 (c) |
– |
(0.33) |
54.5 | |||
(0.58 |
) |
(0.58 |
) |
6.65 |
|
9.16 |
2,226 |
|
1.75 (c) |
– |
(0.31) |
79.1 | |||
– |
|
(0.06 |
) |
13.46 |
|
36.35 |
11,825 |
|
1.54 (c) |
– |
0.37 |
60.5 | |||
– |
|
– |
|
9.93 |
|
12.33 |
8,601 |
|
1.55 (c) |
– |
0.26 |
53.5 | |||
– |
|
– |
|
8.84 |
|
4.29 |
11,461 |
|
1.55 (c) |
– |
(0.11) |
54.4 | |||
– |
|
– |
|
8.48 |
|
25.82 |
12,722 |
|
1.56 (c) |
– |
(0.15) |
54.5 | |||
(0.58 |
) |
(0.58 |
) |
6.74 |
|
9.42 |
10,045 |
|
1.57 (c) |
– |
(0.13) |
79.1 | |||
– |
|
(0.09 |
) |
13.54 |
|
36.58 |
11,430 |
|
1.35 (c) |
– |
0.58 |
60.5 | |||
– |
|
(0.02 |
) |
10.00 |
|
12.56 |
9,258 |
|
1.36 (c) |
– |
0.44 |
53.5 | |||
– |
|
(0.03 |
) |
8.90 |
|
4.53 |
11,939 |
|
1.36 (c) |
– |
0.05 |
54.4 | |||
– |
|
– |
|
8.54 |
|
26.03 |
2,703 |
|
1.37 (c) |
– |
0.06 |
54.5 | |||
(0.58 |
) |
(0.61 |
) |
6.78 |
|
9.71 |
2,456 |
|
1.38 (c) |
– |
0.08 |
79.1 | |||
– |
|
(0.11 |
) |
13.64 |
|
36.78 |
21,954 |
|
1.23 (c) |
– |
0.72 |
60.5 | |||
– |
|
(0.02 |
) |
10.08 |
|
12.69 |
19,962 |
|
1.24 (c) |
– |
0.60 |
53.5 | |||
– |
|
(0.03 |
) |
8.96 |
|
4.63 |
12,994 |
|
1.24 (c) |
– |
0.20 |
54.4 | |||
– |
|
(0.01 |
) |
8.59 |
|
26.16 |
6,871 |
|
1.25 (c) |
– |
0.16 |
54.5 | |||
(0.58 |
) |
(0.62 |
) |
6.82 |
|
9.76 |
7,404 |
|
1.26 (c) |
– |
0.19 |
79.1 |
(a) |
Calculated based on average
shares outstanding during the period. | ||||||||||||||
(b) |
Excludes expense
reimbursement from Manager and/or Distributor. | ||||||||||||||
(c) |
Reflects Manager's
contractual expense
limit. |
Aaa: |
Obligations rated Aaa are
judged to be of the highest quality, with minimal credit
risk. |
Aa: |
Obligations rated Aa are
judged to be of high quality and are subject to very low credit
risk. |
A: |
Obligations rated A are
considered upper-medium grade and are subject to low credit
risk. |
Baa: |
Obligations rated Baa are
subject to moderate credit risk. They are considered medium-grade and as
such may possess certain speculative characteristics. |
Ba: |
Obligations rated Ba are
judged to have speculative elements and are subject to substantial credit
risk. |
B: |
Obligations rated B are
considered speculative and are subject to high credit
risk. |
Caa: |
Obligations rated Caa are
judged to be of poor standing and are subject to very high credit
risk. |
Ca: |
Obligations rated Ca are
highly speculative and are likely in, or very near, default, with some
prospect of recovery of principal and interest. |
C: |
Obligations rated C are the
lowest rated class of bonds and are typically in default, with little
prospect for recovery of principal or
interest. |
I. |
Likelihood of default -
capacity and willingness of the obligor as to the timely payment of
interest and repayment of principal in accordance with the terms of the
obligation;
| |
II. |
Nature of and provisions of
the obligation; | |
III. |
Protection afforded by, and
relative position of, the obligation in the event of bankruptcy,
reorganization, or other arrangement under the laws of bankruptcy and
other laws affecting creditor’s rights. | |
AAA: |
Debt rated “AAA” has the
highest rating assigned by Standard & Poor’s. Capacity to pay interest
and repay principal is extremely strong. | |
AA: |
Debt rated “AA” has a very
strong capacity to pay interest and repay principal and differs from the
highest-rated issues only in small degree. | |
A: |
Debt rated “A” has a strong
capacity to pay interest and repay principal although they are somewhat
more susceptible to the adverse effects of changes in circumstances and
economic conditions than debt in higher-rated
categories. | |
BBB: |
Debt rated “BBB” is regarded
as having an adequate capacity to pay interest and repay principal.
Whereas it normally exhibits adequate protection parameters, adverse
economic conditions or changing circumstances are more likely to lead to a
weakened capacity to pay interest and repay principal for debt in this
category than for debt in higher-rated categories. | |
BB, B, CCC,
CC: |
Debt rated “BB,” “B,” “CCC,”
and “CC” is regarded, on balance, as predominantly speculative with
respect to capacity to pay interest and repay principal in accordance with
the terms of the obligation. “BB” indicates the lowest degree of
speculation and “CC” the highest degree of speculation. While such debt
will likely have some quality and protective characteristics, these are
outweighed by large uncertainties or major risk exposures to adverse
conditions. | |
C: |
The rating “C” is reserved for
income bonds on which no interest is being paid. | |
D: |
Debt rated “D” is in default,
and payment of interest and/or repayment of principal is in
arrears. |
NR: |
Indicates that no rating has
been requested, that there is insufficient information on which to base a
rating or that Standard & Poor’s does not rate a particular type of
obligation as a matter of
policy. |
A: |
Issues assigned the highest
rating are regarded as having the greatest capacity for timely payment.
Issues in this category are delineated with the numbers 1, 2, and 3 to
indicate the relative degree of safety. |
A-1: |
This designation indicates
that the degree of safety regarding timely payment is either overwhelming
or very strong. Issues that possess overwhelming safety characteristics
will be given a “+” designation. |
A-2: |
Capacity for timely payment on
issues with this designation is strong. However, the relative degree of
safety is not as high as for issues designated “A-1.” |
A-3: |
Issues carrying this
designation have a satisfactory capacity for timely payment. They are,
however, somewhat more vulnerable to the adverse effects of changes in
circumstances than obligations carrying the highest
designations. |
B: |
Issues rated “B” are regarded
as having only an adequate capacity for timely payment. However, such
capacity may be damaged by changing conditions or short-term
adversities. |
C: |
This rating is assigned to
short-term debt obligations with a doubtful capacity for
payment. |
D: |
This rating indicates that the
issue is either in default or is expected to be in default upon
maturity. |
SP-1: |
A very strong, or strong,
capacity to pay principal and interest. Issues that possess overwhelming
safety characteristics will be given a “+” designation. |
SP-2: |
A satisfactory capacity to pay
principal and interest. |
SP-3: |
A speculative capacity to pay
principal and interest. |
AAA: |
Highest credit quality. ‘AAA’
ratings denote the lowest expectation of credit risk. They are assigned
only in case of exceptionally strong capacity for payment of financial
commitments. This capacity is highly unlikely to be adversely affected by
foreseeable events. |
AA: |
Very high credit quality. “AA”
ratings denote expectations of very low credit risk. They indicate very
strong capacity for timely payment of financial commitments. This capacity
is not significantly vulnerable to foreseeable
events. |
A: |
High credit quality. “A”
ratings denote low expectation of credit risk. The capacity for timely
payment of financial commitments is considered strong. This capacity may,
nevertheless, be more vulnerable to adverse business or economic
conditions than is the case for higher
ratings. |
BBB: |
Good credit quality. “BBB”
ratings indicate that expectations of credit risk are currently low. The
capacity for payment of financial commitments is considered adequate, but
adverse business or economic conditions are more likely to impair this
capacity. |
BB: |
Speculative. ‘BB’ ratings
indicate an elevated vulnerability to credit risk, particularly in the
event of adverse changes in business or economic conditions over time;
however, business or financial alternatives may be available to allow
financial commitments to be met. |
B: |
Highly speculative. ‘B’
ratings indicate that material credit risk is
present. |
CCC: |
Substantial credit risk. ‘CCC’
ratings indicate that substantial credit risk is
present. |
CC: |
Very high levels of credit
risk. ‘CC’ ratings indicate very high levels of credit
risk. |
C: |
Exceptionally high levels of
credit risk. ‘C’ indicates exceptionally high levels of credit
risk. |
RR1: |
Outstanding
recovery prospects given default. ‘RR1’ rated securities have
characteristics consistent with securities historically recovering
91%-100% of current principal and related
interest. |
RR2: |
Superior
recovery prospects given default. ‘RR2’ rated securities have
characteristics consistent with securities historically recovering 71%-90%
of current principal and related
interest. |
RR3: |
Good
recovery prospects given default. ‘RR3’ rated securities have
characteristics consistent with securities historically recovering 51%-70%
of current principal and related
interest. |
RR4: |
Average
recovery prospects given default. ‘RR4’ rated securities have
characteristics consistent with securities historically recovering 31%-50%
of current principal and related
interest. |
RR5: |
Below
average recovery prospects given default. ‘RR5’ rated securities have
characteristics consistent with securities historically recovering 11%-30%
of current principal and related
interest. |
RR6: |
Poor
recovery prospects given default. ‘RR6’ rated securities have
characteristics consistent with securities historically recovering 0%-10%
of current principal and related
interest. |
F1: |
Highest short-term credit
quality. Indicates the strongest intrinsic capacity for timely payment of
financial commitments; may have an added “+” to denote any exceptionally
strong credit feature. |
F2: |
Good short-term credit
quality. Good intrinsic capacity for timely payment of financial
commitments. |
F3: |
Fair short-term credit
quality. The intrinsic capacity for timely payment of financial
commitments is adequate. |
B: |
Speculative short-term credit
quality. Minimal capacity for timely payment of financial commitments,
plus heightened vulnerability to near term adverse changes in financial
and economic conditions. |
C: |
High short-term default risk.
Default is a real possibility. |
RD: |
Restricted default. Indicates
an entity that has defaulted on one or more of its financial commitments,
although it continues to meet other financial obligations. Applicable to
entity ratings only. |
D: |
Default. Indicates a
broad-based default event for an entity, or the default of a specific
short-term obligation. |