Fund |
Principal
U.S. Listing Exchange |
Ticker |
Invesco
0-5 Yr US TIPS ETF (formerly,
Invesco PureBetaSM
0-5 Yr US TIPS
ETF) |
Cboe
BZX Exchange, Inc. |
PBTP |
Invesco
Alerian Galaxy Blockchain Users and Decentralized Commerce
ETF |
Cboe
BZX Exchange, Inc. |
BLKC |
Invesco
Alerian Galaxy Crypto Economy ETF |
Cboe
BZX Exchange, Inc |
SATO |
Invesco
China Technology ETF |
NYSE
Arca, Inc. |
CQQQ |
Invesco
Dorsey
Wright Developed Markets Momentum ETF (formerly,
Invesco
DWA
Developed Markets Momentum ETF) |
The
Nasdaq Stock Market LLC |
PIZ |
Invesco
Dorsey
Wright Emerging Markets Momentum ETF (formerly,
Invesco
DWA
Emerging Markets Momentum ETF) |
The
Nasdaq Stock Market LLC |
PIE |
Invesco
Emerging Markets Sovereign Debt ETF |
NYSE
Arca, Inc. |
PCY |
Invesco
FTSE RAFI Developed Markets ex-U.S. ETF |
NYSE
Arca, Inc. |
PXF |
Invesco
FTSE RAFI Developed Markets ex-U.S. Small-Mid ETF |
NYSE
Arca, Inc. |
PDN |
Invesco
FTSE RAFI Emerging Markets ETF |
NYSE
Arca, Inc. |
PXH |
Invesco
Global Clean Energy ETF |
NYSE
Arca, Inc. |
PBD |
Invesco
Global ex-US
High Yield Corporate Bond ETF (formerly,
Invesco Global
Short
Term High Yield Bond ETF) |
NYSE
Arca, Inc. |
PGHY |
Invesco
Global Water ETF |
The
Nasdaq Stock Market LLC |
PIO |
Invesco
International BuyBack Achievers™ ETF |
The
Nasdaq Stock Market LLC |
IPKW |
Invesco
International Corporate Bond ETF |
NYSE
Arca, Inc. |
PICB |
Invesco
MSCI Global Timber ETF |
NYSE
Arca, Inc. |
CUT |
Invesco
MSCI Green Building ETF |
NYSE
Arca, Inc. |
GBLD |
Invesco
S&P Emerging Markets Low Volatility ETF |
NYSE
Arca, Inc. |
EELV |
Invesco
S&P Emerging Markets Momentum ETF |
NYSE
Arca, Inc. |
EEMO |
Invesco
S&P Global Water Index ETF |
NYSE
Arca, Inc. |
CGW |
Invesco
S&P International Developed Low Volatility ETF |
NYSE
Arca,
Inc. |
IDLV |
Invesco
S&P International Developed Momentum ETF |
NYSE
Arca, Inc. |
IDMO |
Invesco
S&P International Developed Quality ETF |
NYSE
Arca, Inc. |
IDHQ |
Fund |
Fund
History |
Invesco
0-5 Yr US TIPS ETF |
Prior
to August 28, 2023, the Fund was known as Invesco PureBetaSM
0-5 Yr US TIPS ETF. |
Invesco
Dorsey Wright Developed
Markets
Momentum ETF |
Prior
to August 28, 2023, the Fund was known as Invesco DWA Developed Markets
Momentum
ETF. |
Invesco
Dorsey Wright Emerging
Markets
Momentum ETF |
Prior
to August 28, 2023, the Fund was known as Invesco DWA Emerging Markets
Momentum
ETF. |
Invesco
Global ex-US High Yield
Corporate
Bond ETF |
Prior
to August 28, 2023, the Fund was known as Invesco Global Short Term High
Yield Bond
ETF. |
Fund |
2023 |
2022 |
Invesco
Global
ex-US High Yield Corporate Bond
ETF(1) |
141% |
58% |
Name,
Address and
Year
of Birth
of
Independent Trustees |
Position(s)
Held
with
Trust |
Term
of
Office
and
Length
of
Time
Served* |
Principal
Occupation(s)
During
the Past 5 Years |
Number
of
Portfolios
in
Fund
Complex
Overseen
by
Independent
Trustees |
Other
Directorships
Held
by
Independent
Trustees
During
the Past 5 Years |
Ronn
R. Bagge—1958
c/o
Invesco Capital
Management
LLC
3500
Lacey Road,
Suite
700
Downers
Grove, IL 60515 |
Vice
Chair of
the
Board;
Chair
of the
Nominating
and
Governance
Committee
and
Trustee |
Vice
Chair since
2018;
Chair of
the
Nominating
and
Governance
Committee
and
Trustee
since
2007 |
Founder
and Principal,
YQA
Capital Management
LLC
(1998-Present);
formerly,
Owner/CEO of
Electronic
Dynamic
Balancing
Co., Inc. (high-
speed
rotating equipment
service
provider) (1988-
2001). |
210 |
Chair
(since 2021) and
member
(since 2017)
of
the Joint Investment
Committee,
Mission
Aviation
Fellowship
and
MAF Foundation;
Trustee,
Mission
Aviation
Fellowship
(2017-Present). |
Todd
J. Barre—1957
c/o
Invesco Capital
Management
LLC
3500
Lacey Road,
Suite
700
Downers
Grove, IL 60515 |
Trustee |
Since
2010 |
Formerly,
Assistant
Professor
of Business,
Trinity
Christian
College (2010-2016);
Vice
President
and Senior
Investment
Strategist
(2001-2008),
Director of
Open
Architecture and
Trading
(2007-2008),
Head
of Fundamental
Research
(2004-2007)
and
Vice President and
Senior
Fixed Income
Strategist
(1994-2001),
BMO
Financial
Group/Harris
Private
Bank. |
210 |
None. |
Edmund
P.
Giambastiani, Jr.—1948
c/o
Invesco Capital
Management
LLC
3500 Lacey Road,
Suite 700
Downers
Grove, IL 60515 |
Trustee |
Since
2019 |
President,
Giambastiani
Group
LLC (national
security
and energy
consulting)
(2007-
Present);
Advisory Board
Member,
Massachusetts
Institute
of Technology
Lincoln
Laboratory
(federally-funded
research
development)
(2010-
Present);
Defense
Advisory
Board Member,
Lawrence
Livermore
National
Laboratory (2013-
Present);
formerly,
Director,
First
Eagle
Alternative
Credit LLC
(2020-2023);
Director,
The
Boeing
Company (2009-
2021);
Trustee, MITRE
Corporation
(federally
funded
research
development)
(2008-
2020);
Director, THL
Credit,
Inc. (alternative
credit
investment |
210 |
Trustee,
U.S. Naval
Academy
Foundation
Athletic
& Scholarship
Program
(2010-
Present);
formerly,
Trustee,
certain funds
of
the Oppenheimer
Funds
complex (2013-
2019) |
Name,
Address and
Year
of Birth
of
Independent Trustees |
Position(s)
Held
with
Trust |
Term
of
Office
and
Length
of
Time
Served* |
Principal
Occupation(s)
During
the Past 5 Years |
Number
of
Portfolios
in
Fund
Complex
Overseen
by
Independent
Trustees |
Other
Directorships
Held
by
Independent
Trustees
During
the Past 5 Years |
|
|
|
manager)
(2016-2020);
Chair
(2015-2016), Lead
Director
(2011-2015) and
Director
(2008-2011),
Monster
Worldwide, Inc.
(career
services); United
States
Navy, career
nuclear
submarine officer
(1970-2007);
Seventh Vice
Chairman
of the Joint
Chiefs
of Staff (2005-
2007);
first NATO
Supreme
Allied
Commander
Transformation
(2003-
2005);
Commander, U.S.
Joint
Forces Command
(2002-2005). |
|
|
Victoria
J. Herget—1951
c/o
Invesco Capital
Management
LLC
3500 Lacey Road,
Suite 700
Downers
Grove, IL 60515 |
Trustee |
Since
2019 |
Formerly,
Managing
Director
(1993-2001),
Principal
(1985-1993),
Vice
President (1978-
1985)
and Assistant Vice
President
(1973-1978),
Zurich
Scudder
Investments
(investment
adviser)
(and its
predecessor
firms). |
210 |
Trustee
Emerita (2017-
present),
Trustee
(2000-2017)
and Chair
(2010-2017),
Newberry
Library;
Member
(2002-present),
Rockefeller
Trust
Committee;
formerly,
Trustee,
Chikaming
Open
Lands (2014-
2023);
Trustee,
Mather
LifeWays
(2001-2021);
Trustee,
certain funds
in
the Oppenheimer
Funds
complex (2012-
2019);
Board Chair
(2008-2015)
and
Director
(2004-2018),
United
Educators
Insurance
Company;
Independent
Director,
First
American Funds
(2003-2011);
Trustee
(1992-2007),
Chair of
the
Board of Trustees
(1999-2007),
Investment
Committee
Chair
(1994-1999) and
Investment
Committee
member
(2007-2010),
Wellesley
College;
Trustee,
BoardSource
(2006-2009);
Trustee,
Chicago
City Day
School
(1994-2005). |
Marc
M. Kole—1960 |
Chair
of the |
Chair
of the |
Formerly,
Managing |
210 |
Formerly,
Treasurer |
Name,
Address and
Year
of Birth
of
Independent Trustees |
Position(s)
Held
with
Trust |
Term
of
Office
and
Length
of
Time
Served* |
Principal
Occupation(s)
During
the Past 5 Years |
Number
of
Portfolios
in
Fund
Complex
Overseen
by
Independent
Trustees |
Other
Directorships
Held
by
Independent
Trustees
During
the Past 5 Years |
c/o
Invesco Capital
Management
LLC
3500
Lacey Road,
Suite
700
Downers
Grove, IL 60515 |
Audit
Committee
and
Trustee |
Audit
Committee
since
2008;
Trustee
since
2007 |
Director
of Finance (2020-
2021)
and Senior Director
of
Finance (2015-2020),
By
The Hand Club for
Kids
(not-for-profit); Chief
Financial
Officer, Hope
Network
(social services)
(2008-2012);
Assistant
Vice
President and
Controller,
Priority Health
(health
insurance) (2005-
2008);
Regional Chief
Financial
Officer, United
Healthcare
(2005); Chief
Accounting
Officer, Senior
Vice
President of Finance,
Oxford
Health Plans
(2000-2004);
Audit
Partner,
Arthur Andersen
LLP
(1996-2000). |
|
(2018-2021),
Finance
Committee
Member
(2015-2021)
and Audit
Committee
Member
(2015),
Thornapple
Evangelical
Covenant
Church;
Board and
Finance
Committee
Member
(2009-2017)
and
Treasurer (2010-
2015,
2017),
NorthPointe
Christian
Schools. |
Yung
Bong Lim—1964
c/o
Invesco Capital
Management
LLC
3500
Lacey Road,
Suite
700
Downers
Grove, IL 60515 |
Chair
of the
Investment
Oversight
Committee
and
Trustee |
Chair
of the
Investment
Oversight
Committee
since
2014;
Trustee
since
2013 |
Managing
Partner, RDG
Funds
LLC (real estate)
(2008-Present);
formerly,
Managing
Director, Citadel
LLC
(1999-2007). |
210 |
Board
Director, Beacon
Power
Services, Corp.
(2019-Present);
formerly,
Advisory
Board
Member,
Performance
Trust
Capital
Partners, LLC
(2008-2020). |
Joanne
Pace—1958
c/o
Invesco Capital
Management
LLC
3500 Lacey Road,
Suite 700
Downers
Grove, IL 60515 |
Trustee |
Since
2019 |
Formerly,
Senior Advisor,
SECOR
Asset
Management,
LP (2010-
2011);
Managing Director
and
Chief Operating
Officer,
Morgan Stanley
Investment
Management
(2006-2010);
Partner and
Chief
Operating Officer,
FrontPoint
Partners, LLC
(alternative
investments)
(2005-2006);
Managing
Director
(2003-2005),
Global
Head of Human
Resources
and member of
Executive
Board and
Operating
Committee
(2004-2005),
Global Head
of
Operations and Product
Control
(2003-2004),
Credit
Suisse (investment
banking);
Managing
Director
(1997-2003),
Controller
and Principal
Accounting
Officer (1999-
2003),
Chief Financial
Officer
(temporary |
210 |
Board
Director, Horizon
Blue
Cross Blue Shield
of
New Jersey (2012-
Present);
Council
Member,
New York-
Presbyterian
Hospital’s
Leadership
Council on
Children’s
and
Women’s
Health
(2012-Present);
formerly,
Governing
Council
Member
(2016-2023)
and Chair
of
Education
Committee
(2017-
2021),
Independent
Directors
Council
(IDC);
Advisory Board
Director,
The Alberleen
Group
LLC (2012-
2021);
Board Member,
100
Women in Finance
(2015-2020);
Trustee,
certain
funds in the
Oppenheimer
Funds
complex
(2012-2019);
Lead
Independent |
Name,
Address and
Year
of Birth
of
Independent Trustees |
Position(s)
Held
with
Trust |
Term
of
Office
and
Length
of
Time
Served* |
Principal
Occupation(s)
During
the Past 5 Years |
Number
of
Portfolios
in
Fund
Complex
Overseen
by
Independent
Trustees |
Other
Directorships
Held
by
Independent
Trustees
During
the Past 5 Years |
|
|
|
assignment)
for the
Oversight
Committee,
Long
Term Capital
Management
(1998-1999),
Morgan
Stanley. |
|
Director
and Chair of
the
Audit and
Nominating
Committee
of
The Global Chartist
Fund,
LLC,
Oppenheimer
Asset
Management
(2011-
2012);
Board Director,
Managed
Funds
Association
(2008-
2010);
Board Director
(2007-2010)
and
Investment
Committee
Chair
(2008-2010),
Morgan
Stanley
Foundation. |
Gary
R. Wicker—1961
c/o
Invesco Capital
Management
LLC
3500
Lacey Road,
Suite
700
Downers
Grove, IL 60515 |
Trustee |
Since
2013 |
Senior
Vice President of
Global
Finance and Chief
Financial
Officer, RBC
Ministries
(publishing
company)
(2013-Present);
formerly,
Executive Vice
President
and Chief
Financial
Officer,
Zondervan
Publishing (a
division
of Harper
Collins/NewsCorp)
(2007-
2012);
Senior Vice
President
and Group
Controller
(2005- 2006),
Senior
Vice President and
Chief
Financial Officer
(2003-2004),
Chief
Financial
Officer (2001-
2003),
Vice President,
Finance
and Controller
(1999-2001)
and Assistant
Controller
(1997-1999),
divisions
of The Thomson
Corporation
(information
services
provider); Senior
Audit
Manager (1994-
1997),
PricewaterhouseCoopers
LLP. |
210 |
Board
Member and
Treasurer,
Our Daily
Bread
Ministries
Canada
(2015-
Present);
Board and
Finance
Committee
Member,
West
Michigan
Youth For
Christ
(2010-Present). |
Donald
H. Wilson—1959
c/o
Invesco Capital
Management
LLC
3500
Lacey Road,
Suite
700
Downers
Grove, IL 60515 |
Chair
of the
Board
and
Trustee |
Chair
since
2012;
Trustee
since
2007 |
Chair,
President and Chief
Executive
Officer,
McHenry
Bancorp Inc. and
McHenry
Savings Bank
(subsidiary)
(2018-
Present);
formerly, Chair
and
Chief Executive
Officer,
Stone Pillar
Advisors,
Ltd. (2010-
2017);
President and |
210 |
Director,
Penfield
Children’s
Center
(2004-Present);
Board
Chair,
Gracebridge
Alliance,
Inc.
(2015-Present). |
Name,
Address and
Year
of Birth
of
Independent Trustees |
Position(s)
Held
with
Trust |
Term
of
Office
and
Length
of
Time
Served* |
Principal
Occupation(s)
During
the Past 5 Years |
Number
of
Portfolios
in
Fund
Complex
Overseen
by
Independent
Trustees |
Other
Directorships
Held
by
Independent
Trustees
During
the Past 5 Years |
|
|
|
Chief
Executive Officer,
Stone
Pillar Investments,
Ltd.
(advisory services to
the
financial sector) (2016-
2018);
Chair, President
and
Chief Executive
Officer,
Community
Financial
Shares, Inc. and
Community
Bank—
Wheaton/Glen
Ellyn
(subsidiary)
(2013-2015);
Chief
Operating Officer,
AMCORE
Financial, Inc.
(bank
holding company)
(2007-2009);
Executive
Vice
President and Chief
Financial
Officer,
AMCORE
Financial, Inc.
(2006-2007);
Senior Vice
President
and Treasurer,
Marshall &
Ilsley Corp.
(bank
holding company)
(1995-2006). |
|
|
Name,
Address and
Year
of Birth
of
Executive Officer |
Position(s)
Held
with
Trust |
Term
of
Office
and
Length
of
Time
Served* |
Principal
Occupation(s) During at Least the Past 5
Years |
Brian
Hartigan — 1978
Invesco
Capital
Management
LLC
3500
Lacey Road
Suite
700
Downers
Grove, IL 60515 |
President
and
Principal
Executive
Officer |
Since
2023 |
President
and Principal Executive Officer, Invesco Exchange-
Traded
Fund Trust, Invesco Exchange-Traded Fund Trust II,
Invesco
India Exchange-Traded Fund Trust, Invesco Actively
Managed
Exchange-Traded Fund Trust, Invesco Actively
Managed
Exchange-Traded Commodity Fund Trust and Invesco
Exchange-Traded
Self-Indexed Fund Trust (2023 – Present);
Managing
Director and Global Head of ETFs, Indexed Strategies,
SMAs
and Model Portfolios, Chief Executive Officer and Principal
Executive
Officer, Invesco Capital Management LLC (2023 -
Present);
Chief Executive Officer, Manager and Principal
Executive
Officer, Invesco Specialized Products, LLC (2023
–Present);
Director, Co-Chief Executive Officer and Co-President,
Invesco
Capital Markets, Inc. (2020 – Present); Manager and
President,
Invesco Investment Advisers LLC (2020 – Present) and
Manager,
Invesco Indexing LLC (2023 – Present); formerly,
Global
Head of ETF Investments and Indexed Strategy (2020-
2023);
Global Head of ETF Investments (2017-2020); Head of
Investments-PowerShares
(2015-2017) and Executive Director,
Product
Development, Invesco Capital Markets, Inc.
(2010-2015). |
Adrien
Deberghes — 1967
Invesco
Capital
Management
LLC, |
Vice
President |
Since
2020 |
Vice
President, Invesco Exchange-Traded Fund Trust, Invesco
Exchange-Traded
Fund Trust II, Invesco India Exchange-Traded
Fund
Trust, Invesco Actively Managed Exchange-Traded Fund
|
Name,
Address and
Year
of Birth
of
Executive Officer |
Position(s)
Held
with
Trust |
Term
of
Office
and
Length
of
Time
Served* |
Principal
Occupation(s) During at Least the Past 5
Years |
11
Greenway Plaza
Houston,
TX 77046 |
|
|
Trust,
Invesco Actively Managed Exchange-Traded Commodity
Fund
Trust and Invesco Exchange-Traded Self-Indexed Fund
Trust
(2020-Present); Head of the Fund Office of the CFO, Fund
Administration
and Vice President, Invesco Advisers, Inc. (2020-
Present);
Principal Financial Officer (2020-Present),
Treasurer
(2020-Present)
and Senior
Vice
President (2023-Present),
The
Invesco
Funds;
formerly,
Vice President, The Invesco Funds
(2020-2023);
Senior Vice President and Treasurer, Fidelity
Investments
(2008-2020). |
Kelli
Gallegos — 1970
Invesco
Capital
Management
LLC,
11
Greenway Plaza
Houston,
TX 77046 |
Vice
President
and
Treasurer |
Since
2018 |
Vice
President, Invesco Advisers, Inc. (2020-Present); Principal
Financial
and Accounting Officer- Pooled Investments, Invesco
Specialized
Products, LLC (2018-Present); Vice President and
Treasurer,
Invesco Exchange-Traded Fund Trust, Invesco
Exchange-Traded
Fund Trust II, Invesco India Exchange-Traded
Fund
Trust, Invesco Actively Managed Exchange-Traded Fund
Trust,
Invesco Actively Managed Exchange-Traded Commodity
Fund
Trust and Invesco Exchange-Traded Self-Indexed Fund
Trust
(2018-Present); Principal Financial and Accounting Officer-
Pooled
Investments, Invesco Capital Management LLC (2018-
Present);
Vice President and Assistant Treasurer (2008-Present),
The
Invesco Funds; formerly, Principal Financial Officer (2016-
2020)
and Assistant Vice President (2008-2016), The Invesco
Funds;
Assistant Treasurer, Invesco Specialized Products, LLC
(2018);
Assistant Treasurer, Invesco Exchange-Traded Fund
Trust,
Invesco Exchange-Traded Fund Trust II, Invesco India
Exchange-Traded
Fund Trust and Invesco Actively Managed
Exchange-Traded
Fund Trust (2012-2018), Invesco Actively
Managed
Exchange-Traded Commodity Fund Trust (2014-2018)
and
Invesco Exchange-Traded Self-Indexed Fund Trust (2016-
2018);
and Assistant Treasurer, Invesco Capital Management LLC
(2013-2018). |
Adam
Henkel — 1980
Invesco
Capital
Management
LLC
3500
Lacey Road
Suite
700
Downers
Grove, IL 60515 |
Secretary |
Since
2020 |
Head
of Legal and Secretary, Invesco Capital Management LLC
and
Invesco Specialized Products, LLC (2020-present); Secretary,
Invesco
Exchange-Traded Fund Trust, Invesco Exchange-Traded
Fund
Trust II, Invesco India Exchange-Traded Fund Trust, Invesco
Actively
Managed Exchange-Traded Fund Trust, Invesco Actively
Managed
Exchange-Traded Commodity Fund Trust and Invesco
Exchange-Traded
Self-Indexed Fund Trust (2020-Present);
Assistant
Secretary, Invesco Capital Markets, Inc. (2020-Present);
Assistant
Secretary, The Invesco Funds (2014-Present); Manager
(2020-Present)
and Secretary (2022-Present), Invesco Indexing
LLC;
Manager,
Invesco Investment Advisers LLC (2024-Present);
formerly,
Assistant Secretary,
Invesco
Investment Advisers LLC
(2020-2024);
Assistant Secretary of
Invesco Exchange-Traded
Fund
Trust, Invesco Exchange-Traded Fund Trust II, Invesco India
Exchange-Traded
Fund Trust, Invesco Actively Managed
Exchange-Traded
Fund Trust and Invesco Actively Managed
Exchange-Traded
Commodity Fund Trust (2014-2020); Chief
Compliance
Officer of Invesco Capital Management LLC (2017);
Chief
Compliance Officer of Invesco Exchange-Traded Fund
Trust,
Invesco Exchange-Traded Fund Trust II, Invesco India
Exchange-Traded
Fund Trust, Invesco Actively Managed
Exchange-Traded
Fund Trust and Invesco Actively Managed
Exchange-Traded
Commodity Fund Trust (2017); Senior Counsel,
Invesco,
Ltd. (2013-2020); Assistant Secretary, Invesco
Specialized
Products, LLC
(2018-2020). |
Name,
Address and
Year
of Birth
of
Executive Officer |
Position(s)
Held
with
Trust |
Term
of
Office
and
Length
of
Time
Served* |
Principal
Occupation(s) During at Least the Past 5
Years |
Peter
Hubbard — 1981
Invesco
Capital
Management
LLC
3500
Lacey Road
Suite
700
Downers
Grove, IL 60515 |
Vice
President |
Since
2009 |
Vice
President, Invesco Specialized Products, LLC (2018-
Present);
Vice President, Invesco Exchange-Traded Fund Trust,
Invesco
Exchange-Traded Fund Trust II, Invesco India Exchange-
Traded
Fund Trust, Invesco Actively Managed Exchange-Traded
Fund
Trust (2009-Present), Invesco Actively Managed Exchange-
Traded
Commodity Fund Trust (2014-Present) and Invesco
Exchange-Traded
Self-Indexed Fund Trust (2016-Present); Vice
President
and Director of Portfolio Management, Invesco Capital
Management
LLC (2010-Present); Vice President, Invesco
Advisers,
Inc. (2020-Present); formerly, Vice President of Portfolio
Management,
Invesco Capital Management LLC (2008-2010);
Portfolio
Manager, Invesco Capital Management LLC (2007-
2008);
Research Analyst, Invesco Capital Management LLC
(2005-2007);
Research Analyst and Trader, Ritchie Capital, a
hedge
fund operator (2003-2005). |
Rudolf
E. Reitmann — 1971
Invesco
Capital
Management
LLC
3500
Lacey Road
Suite
700
Downers
Grove, IL 60515 |
Vice
President |
Since
2013 |
Head
of Global Exchange Traded Funds Services, Invesco
Specialized
Products, LLC (2018-Present); Vice President,
Invesco
Exchange-Traded Fund Trust, Invesco Exchange-Traded
Fund
Trust II, Invesco India Exchange-Traded Fund Trust, Invesco
Actively
Managed Exchange-Traded Fund Trust (2013-Present),
Invesco
Actively Managed Exchange-Traded Commodity Fund
Trust
(2014-Present) and Invesco Exchange-Traded Self-Indexed
Fund
Trust (2016-Present); Head of Global Exchange Traded
Funds
Services, Invesco Capital Management LLC (2013-
Present);
Vice President, Invesco Capital Markets, Inc. (2018-
Present). |
Melanie
Zimdars — 1976
Invesco
Capital
Management
LLC
3500
Lacey Road
Suite
700
Downers
Grove, IL 60515 |
Chief
Compliance
Officer |
Since
2017 |
Chief
Compliance Officer, Invesco Specialized Products, LLC
(2018-Present);
Chief Compliance Officer, Invesco Capital
Management
LLC (2017-Present); Chief Compliance Officer,
Invesco
Exchange-Traded Fund Trust, Invesco Exchange-Traded
Fund
Trust II, Invesco India Exchange-Traded Fund Trust, Invesco
Actively
Managed Exchange-Traded Fund Trust, Invesco Actively
Managed
Exchange-Traded Commodity Fund Trust and Invesco
Exchange-Traded
Self-Indexed Fund Trust (2017-Present);
formerly,
Vice President and Deputy Chief Compliance Officer,
ALPS
Holding, Inc. (2009-2017); Mutual Fund Treasurer/ Chief
Financial
Officer, Wasatch Advisors, Inc. (2005-2008); Compliance
Officer,
U.S. Bancorp Fund Services, LLC
(2001-2005). |
Name
of Trustee |
Dollar
Range of Equity Securities Per Fund |
Aggregate
Dollar Range of
Equity
Securities in All
Registered
Investment
Companies
Overseen by
Trustee
in Fund Family |
Independent
Trustees |
|
|
Ronn
R. Bagge |
Invesco
MSCI Global Timber ETF |
Over
$100,000 |
|
$10,001
- $50,000 |
|
Todd
J. Barre |
Invesco
FTSE RAFI Developed Markets ex-U.S. ETF |
Over
$100,000 |
|
$50,001
- $100,000 |
|
Edmund
P. Giambastiani, Jr. |
None |
$10,001 -
$50,000 |
Victoria
J. Herget |
Invesco
FTSE RAFI Developed Markets ex-U.S. ETF |
Over
$100,000 |
Name
of Trustee |
Dollar
Range of Equity Securities Per Fund |
Aggregate
Dollar Range of
Equity
Securities in All
Registered
Investment
Companies
Overseen by
Trustee
in Fund Family |
|
$50,001
- $100,000 |
|
|
Invesco
FTSE RAFI Emerging Markets ETF |
|
|
$50,001
- $100,000 |
|
Marc
M. Kole |
None |
Over
$100,000 |
Yung
Bong
Lim |
Invesco
Emerging Markets Sovereign Debt ETF |
Over
$100,000 |
|
Over
$100,000 |
|
|
Invesco
FTSE RAFI Developed Markets ex-U.S. ETF |
|
|
Over
$100,000 |
|
|
Invesco
FTSE RAFI Emerging Markets ETF |
|
|
Over
$100,000 |
|
Joanne
Pace |
None |
Over
$100,000 |
Gary
R. Wicker |
Invesco
Dorsey
Wright
Emerging Markets Momentum ETF |
Over
$100,000 |
|
10,001
- $50,000 |
|
|
Invesco
FTSE RAFI Developed Markets ex-U.S. Small-Mid
ETF |
|
|
$10,001
- $50,000 |
|
Donald
H. Wilson |
Invesco
FTSE RAFI Developed Markets ex-U.S ETF |
Over
$100,000 |
|
$50,001
- $100,000 |
|
|
Invesco
Global Water ETF |
|
|
$1
- $10,000 |
|
|
Invesco
International BuyBack Achievers ETF |
|
|
$10,001
- $50,000 |
|
Name
of Trustee |
Aggregate
Compensation
From
Funds |
Pension
or Retirement
Benefits
accrued as part of
Fund
Expenses |
Total
Compensation Paid
From
Fund Complex (2) |
Independent
Trustees |
|
|
|
Ronn
R. Bagge |
$30,804 |
N/A |
$370,000 |
Todd
J. Barre |
$29,139 |
N/A |
$350,000 |
Name
of Trustee |
Aggregate
Compensation
From
Funds |
Pension
or Retirement
Benefits
accrued as part of
Fund
Expenses |
Total
Compensation Paid
From
Fund Complex (2) |
Edmund
P. Giambastiani, Jr. |
$29,139 |
N/A |
$350,000 |
Victoria
J. Herget |
$29,139 |
N/A |
$350,000 |
Marc
M. Kole |
$32,053 |
N/A |
$385,000 |
Yung
Bong Lim |
$30,804 |
N/A |
$370,000 |
Joanne
Pace |
$29,139 |
N/A |
$350,000 |
Gary
R. Wicker |
$29,139 |
N/A |
$350,000 |
Donald
H. Wilson |
$39,130 |
N/A |
$470,000 |
Interested
Trustee |
|
|
|
Anna
Paglia (1) |
N/A |
N/A |
N/A |
Name
& Address |
%
Owned |
LPL
Financial
75
State Street
Boston,
MA 02109 |
42.54% |
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
13.57% |
State
Street
One
Lincoln Street
Boston,
MA 02111 |
10.15% |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
7.63% |
Bank
of America
100
N Tryon St
Charlotte,
NC 28255 |
6.78% |
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399 |
6.57% |
Name
& Address |
%
Owned |
Bank
of NY
One
Wall Street
New
York, NY 10286 |
19.33% |
JP
Morgan Securities
LLC/JPMC
383
Madison Avenue
New
York, NY 10179 |
17.97% |
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
17.16% |
Name
& Address |
%
Owned |
National
Financial Services
LLC
200
Liberty
Street
New
York,
NY
10281 |
14.63% |
Name
& Address |
%
Owned |
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
24.68% |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
20.05% |
Bank
of NY
One
Wall Street
New
York, NY 10286 |
14.67% |
J.P.
Morgan
Securities
LLC/JPMC
383
Madison Avenue
New
York,
NY
10179 |
11.10% |
Morgan
Stanley
1585
Broadway
New
York NY 10036 |
5.98% |
Vanguard
455
Devon Park Drive
Wayne,
PA 19087 |
5.60% |
Name
& Address |
%
Owned |
Citibank
399
Park Avenue
New
York, NY 10043 |
19.18% |
JP
Morgan Chase
Bank
14201
Dallas Pkwy,
Floor
12
75254 |
17.61% |
Euroclear
1
Boulevard Du Roi Albert II
Brussels,
1210 Belgium |
10.92% |
Charles
Schwab
& Co.,
Inc.
211
Main Street
San
Francisco,
CA
94105 |
6.98% |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
5.66% |
Name
& Address |
%
Owned |
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
24.52% |
Wells
Fargo
420
Montgomery Street
San
Francisco, CA 94104 |
10.80% |
Name
& Address |
%
Owned |
UBS
Financial
1200
Harbor Blvd Dte 6
Weehawken,
NJ 07086 |
9.97% |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
9.50% |
Raymond,
James & Associates, Inc.
880
Carillon Parkway
St.
Petersburg, FL 33716 |
8.76% |
Morgan
Stanley
1585
Broadway
New
York, NY 10036 |
7.97% |
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399 |
7.08% |
RBC
Capital Markets
Royal
Bank Plaza
200Bay
Street
Toronto,
ON
M5J 2W7 |
5.02% |
Name
& Address |
%
Owned |
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
19.82% |
Wells
Fargo
420
Montgomery Street
San
Francisco, CA 94104 |
14.46% |
Raymond,
James & Associates, Inc.
880
Carillon Parkway
St.
Petersburg, FL 33716 |
13.72% |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
10.33% |
Morgan
Stanley
1585
Broadway
New
York, NY 10036 |
8.72% |
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399 |
8.28% |
LPL
Financial
75
State
Street
Boston,
MA
02109 |
6.36% |
Name
& Address |
%
Owned |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
4
Corporate Place
Piscataway,
NJ 08854 |
38.55% |
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
17.94% |
Name
& Address |
%
Owned |
UBS
Financial
1200
Harbor Blvd. Dte 6
Weehawken,
NJ 07086 |
9.96% |
Name
& Address |
%
Owned |
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
51.98% |
State
Street
One
Lincoln Street
Boston,
MA 02111 |
9.43% |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
4
Corporate Place
Piscataway,
NJ 08854 |
6.36% |
Name
& Address |
%
Owned |
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
77.11% |
Bank
of New York
One
Wall Street
New
York, NY 10286 |
7.60% |
Name
& Address |
%
Owned |
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
55.26% |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
6.18% |
Bank
of NY
One
Wall Street
New
York, NY 10286 |
5.47% |
Name
& Address |
%
Owned |
J.P.
Morgan Securities LLC/JPMC
383
Madison Avenue
New
York, NY 10179 |
19.30% |
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
18.95% |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
8.69% |
Morgan
Stanley
1585
Broadway
New
York,
NY
10036 |
6.85% |
Name
& Address |
%
Owned |
Edward
Jones
12555
Manchester Rd.
St.
Louis, MO 63131 |
5.68% |
Name
& Address |
%
Owned |
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
43.61% |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
18.97% |
Morgan
Stanley
1585
Broadway
New
York,
NY
10036 |
5.93% |
Edward
Jones
12555
Manchester Rd
St
Louis,
MO
63131 |
5.58% |
Name
& Address |
%
Owned |
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
14.50% |
Morgan
Stanley
1585
Broadway
New
York, NY 10036 |
12.54% |
National
Financial
Services
LLC
200
Liberty Street
New
York,
NY
10281 |
10.04% |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
4
Corporate Place
Piscataway,
NJ 08854 |
6.97% |
Citibank
399
Park Avenue
New
York, NY 10043 |
6.77% |
State
Street
One
Lincoln Street
Boston,
MA 02111 |
6.49% |
Bank
of America
100
N Tryon St
Charlotte,
NC 28255 |
5.86% |
Name
& Address |
%
Owned |
Charles
Schwab
&
Co.,
Inc.
211
Main Street
San
Francisco,
CA
94105 |
27.26% |
Raymond,
James & Associates, Inc.
880
Carillon Parkway
St.
Petersburg, FL 33716 |
10.88% |
Name
& Address |
%
Owned |
Goldman
Sachs
200
West
Street
New
York,
NY
10004 |
7.98% |
Wells
Fargo
420
Montgomery
Street
San
Francisco, CA 94104 |
7.76% |
LPL
Financial
75
State Street
Boston,
MA
02109 |
7.11% |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
6.22% |
Edward
Jones
12555
Manchester Rd
St
Louis, MO 63131 |
6.01% |
Name
& Address |
%
Owned |
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
33.75% |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
22.76% |
Bank
of New York
One
Wall Street
New
York, NY 10286 |
10.76% |
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399 |
9.81% |
Name
& Address |
%
Owned |
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
35.84% |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
11.92% |
Bank
of America
100
N Tryon St
Charlotte,
NC 28255 |
9.85% |
Morgan
Stanley
1585
Broadway
New
York, NY 10036 |
9.16% |
Name
& Address |
%
Owned |
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
67.50% |
Name
& Address |
%
Owned |
National
Financial
Services
LLC
200
Liberty Street
New
York, NY 10281 |
6.98% |
Name
& Address |
%
Owned |
State
Street
One
Lincoln Street
Boston,
MA 02111 |
32.52% |
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
14.90% |
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399 |
8.14% |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
7.88% |
LPL
Financial
75
State Street
Boston,
MA 02109 |
6.62% |
Bank
of New York
One
Wall Street
New
York, NY 10286 |
5.66% |
Morgan
Stanley
1585
Broadway
New
York, NY 10036 |
5.32% |
Name
& Address |
%
Owned |
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
27.22% |
LPL
Financial
75
State Street
Boston,
MA 02109 |
19.46% |
Goldman
Sachs
200
West Street
New
York, NY 10004 |
17.60% |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
9.01% |
J.P.
Morgan Securities LLC/JPMC
383
Madison Avenue
New
York, NY 10179 |
6.30% |
Name
& Address |
%
Owned |
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
19.28% |
Name
& Address |
%
Owned |
Morgan
Stanley
1585
Broadway
New
York, NY 10036 |
13.94% |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
13.65% |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
4
Corporate Place
Piscataway,
NJ 08854 |
7.61% |
UBS
Financial
1200
Harbor Blvd Dte 6
Weehawken,
NJ 07086 |
5.61% |
Name
& Address |
%
Owned |
Bank
of New York
One
Wall Street
New
York, NY 10286 |
24.76% |
State
Street
One
Lincoln Street
Boston,
MA 02111 |
23.69% |
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
15.83% |
SEI
Private Trust
100
Cider Mill Rd
Oaks,
PA
19456 |
7.77% |
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399 |
7.09% |
Name
& Address |
%
Owned |
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
31.15% |
LPL
Financial
75
State
Street
Boston,
MA 02109 |
30.32% |
Northern
Trust
50
S La Salle
Chicago,
IL
60603 |
21.46% |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
5.00% |
Name
& Address |
%
Owned |
LPL
Financial
75
State Street
Boston,
MA 02109 |
27.14% |
Name
& Address |
%
Owned |
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
24.08% |
National
Financial Services LLC
200
Liberty Street
New
York,
NY
10281 |
15.66% |
Morgan
Stanley
1585
Broadway
New
York,
NY
10036 |
13.07% |
Principal
Bank
PO
Box 219971
Kansas
City,
MO64121-9971 |
5.09% |
David
Hemming |
Dollar
Range | |||||
Fund |
$1
to
$10,000 |
$10,001
to
$50,000 |
$50,001
to
$100,000 |
$100,001
to
$500,000 |
$500,001
to
$1,000,000 |
over
$1,000,000 |
Invesco
China Technology ETF |
X |
|
|
|
|
|
Invesco
Alerian Galaxy Crypto Economy ETF |
|
X |
|
|
|
|
Fund |
Advisory
Fee |
Invesco
0-5 Yr US TIPS ETF |
0.07% |
Invesco
Alerian Galaxy Blockchain Users and Decentralized Commerce
ETF |
0.60% |
Invesco
Alerian Galaxy Crypto Economy ETF |
0.60% |
Invesco
China Technology ETF* |
0.65% |
Invesco
Dorsey
Wright
Developed Markets Momentum ETF |
0.80% |
Invesco
Dorsey
Wright
Emerging Markets Momentum ETF |
0.90% |
Invesco
Emerging Markets Sovereign Debt ETF |
0.50% |
Invesco
FTSE RAFI Developed Markets ex-U.S. ETF |
0.45% |
Invesco
FTSE RAFI Developed Markets ex-U.S. Small-Mid ETF |
0.49% |
Invesco
FTSE RAFI Emerging Markets ETF |
0.49% |
Invesco
Global Clean Energy ETF |
0.75% |
Invesco
Global ex-US
High Yield Corporate
Bond
ETF |
0.35% |
Invesco
Global Water ETF |
0.75% |
Invesco
International BuyBack Achievers™ ETF |
0.55% |
Invesco
International Corporate Bond ETF |
0.50% |
Invesco
MSCI Global Timber ETF |
0.50% |
Invesco
MSCI Green Building ETF |
0.39% |
Invesco
S&P Emerging Markets Low Volatility ETF |
0.29% |
Invesco
S&P Emerging Markets Momentum ETF |
0.29% |
Invesco
S&P Global Water Index ETF |
0.50% |
Invesco
S&P International Developed Low Volatility ETF |
0.25% |
Invesco
S&P International Developed Momentum ETF |
0.25% |
Invesco
S&P International Developed Quality ETF |
0.29% |
Fund |
Expense
Cap |
Invesco
MSCI Global Timber ETF |
0.55% |
Invesco
S&P Global Water Index ETF |
0.63% |
|
Advisory
Fees Paid for the
Fiscal
Year Ended October 31 |
Advisory
Fees Waived for the
Fiscal
Year Ended October 31* | ||||
Fund |
2023 |
2022 |
2021 |
2023 |
2022 |
2021 |
Invesco
0-5 Yr US TIPS ETF |
$64,899 |
$67,411 |
$18,775 |
$(66) |
$(105) |
$(7) |
Invesco
Alerian Galaxy Blockchain Users and Decentralized Commerce ETF1 |
$13,718 |
$20,226 |
$2,164 |
N/A |
N/A |
N/A |
Invesco
Alerian Galaxy Crypto Economy ETF1 |
$20,816 |
$38,066 |
$3,188 |
$(2) |
N/A |
N/A |
Invesco
China Technology ETF |
$6,119,691 |
$7,959,167 |
$10,892,022 |
$(1,380) |
$(1,468) |
$(979) |
Invesco
Dorsey
Wright
Developed Markets Momentum ETF |
$1,001,229 |
$1,367,819 |
$1,640,320 |
$(40) |
$(38) |
$(17) |
Invesco
Dorsey
Wright
Emerging Markets Momentum ETF |
$1,323,184 |
$1,718,178 |
$1,961,635 |
$(123) |
$(75) |
$(77) |
Invesco
Emerging Markets Sovereign Debt ETF |
$7,860,873 |
$10,295,190 |
$14,053,340 |
$(4,654) |
$(3,068) |
$(4,391) |
Invesco
FTSE RAFI Developed Markets ex-U.S. ETF |
$6,609,690 |
$5,068,212 |
$5,117,421 |
$(567) |
$(608) |
$(335) |
Invesco
FTSE RAFI Developed Markets ex-U.S. Small-Mid ETF |
$2,684,906 |
$2,381,922 |
$1,961,006 |
$(266) |
$(271) |
$(117) |
Invesco
FTSE RAFI Emerging Markets ETF |
$6,242,932 |
$6,633,814 |
$6,636,551 |
$(3,702) |
$(2,552) |
$(853) |
Invesco
Global Clean Energy ETF |
$1,486,998 |
$2,048,041 |
$2,842,466 |
$(71) |
$(67) |
$(74) |
Invesco
Global ex-US
High Yield Corporate
Bond
ETF |
$608,772 |
$713,749 |
$794,750 |
$(2,362) |
$(1,452) |
$(2,460) |
Invesco
Global Water ETF |
$2,035,009 |
$2,196,437 |
$2,048,766 |
$(72) |
$(133) |
$(42) |
Invesco
International BuyBack AchieversTM
ETF |
$444,907 |
$558,907 |
$671,090 |
$(20) |
$(97) |
$(16) |
Invesco
International Corporate Bond ETF |
$561,042 |
$628,648 |
$574,396 |
$(40) |
$(22) |
$(51) |
Invesco
MSCI Global Timber ETF |
$291,890 |
$403,416 |
$502,877 |
$(87,963) |
$(65,125) |
$(83,177) |
Invesco
MSCI Green Building ETF2 |
$23,587 |
$19,106 |
$10,266 |
$(372) |
$(11) |
N/A |
Invesco
S&P Emerging Markets Low Volatility ETF |
$2,467,190 |
$2,160,076 |
$903,997 |
$(335) |
$(860) |
$(38) |
Invesco
S&P Emerging Markets Momentum ETF |
$14,076 |
$15,752 |
$25,356 |
$(4) |
$(5) |
$(19) |
Invesco
S&P Global Water Index ETF |
$4,820,351 |
$5,220,552 |
$4,754,728 |
$(214) |
$(58) |
$(480) |
Invesco
S&P International Developed Low Volatility ETF |
$1,357,811 |
$1,471,387 |
$1,910,745 |
$(213) |
$(402) |
$(330) |
Invesco
S&P International Developed Momentum ETF |
$90,975 |
$21,045 |
$29,753 |
$(29) |
$(9) |
$(3) |
Invesco
S&P International Developed Quality ETF |
$427,065 |
$335,922 |
$309,556 |
$(31) |
$(73) |
$(35) |
Fund |
October
31, 2023 |
October
31, 2022 |
October
31, 2021 |
Invesco
MSCI Global Timber ETF |
$17,939 |
$20,833 |
$18,742 |
Invesco
S&P Global Water Index ETF |
$74,847 |
$64,782 |
$62,687 |
|
Gross
income
from
securities
lending
activities |
Fees
paid
to
Securities
Lending
Agent
from
a
revenue
split |
Fees
paid for
any
cash
collateral
management
service
(including
fees
deducted
from
a
pooled
cash
collateral
reinvestment
vehicle)
not
included
in
the
revenue
split |
Administrative
fees
not
included
in
the
revenue
split |
Indemnification
fees
not
included
in
the
revenue
split |
Rebate
(paid
to
borrower) |
Other
fees
not
included
in
the
revenue
split |
Aggregate
fees/
compensation
for
securities
lending
activities |
Net
income
from
securities
lending
activities |
Invesco
Alerian Galaxy
Blockchain
Users
and
Decentralized
Commerce
ETF |
$8,474.94 |
$1,615.47 |
$321.00 |
$0.00 |
$0.00 |
$(8,014.67) |
$0.00 |
$(6,078.20) |
$14,553.14 |
Invesco
Alerian Galaxy
Crypto
Economy ETF |
$24,918.49 |
$4,502.35 |
$896.00 |
$0.00 |
$0.00 |
$(21,020.67) |
$0.00 |
$(15,622.32) |
$40,540.81 |
Invesco
China
Technology
ETF |
$1,280,757.35 |
$46,156.95 |
$33,847.00 |
$0.00 |
$0.00 |
$785,298.59 |
$0.00 |
$865,302.54 |
$415,454.81 |
Invesco
Dorsey
Wright
Developed
Markets
Momentum
ETF |
$434,014.37 |
$3,259.32 |
$8,528.00 |
$0.00 |
$0.00 |
$392,877.82 |
$0.00 |
$404,665.14 |
$29,349.23 |
Invesco
Dorsey
Wright
Emerging
Markets
Momentum
ETF |
$133,509.95 |
$2,907.17 |
$2,529.00 |
$0.00 |
$0.00 |
$101,899.50 |
$0.00 |
$107,335.67 |
$26,174.28 |
Invesco
Emerging
Markets
Sovereign
Debt
ETF |
$2,061,010.28 |
$84,132.88 |
$40,941.00 |
$0.00 |
$0.00 |
$1,178,722.88 |
$0.00 |
$1,303,796.76 |
$757,213.52 |
Invesco
FTSE RAFI
Developed
Markets
ex-U.S.
ETF |
$6,139,965.29 |
$99,830.94 |
$120,642.00 |
$0.00 |
$0.00 |
$5,020,661.52 |
$0.00 |
$5,241,134.46 |
$898,830.83 |
|
Gross
income
from
securities
lending
activities |
Fees
paid
to
Securities
Lending
Agent
from
a
revenue
split |
Fees
paid for
any
cash
collateral
management
service
(including
fees
deducted
from
a
pooled
cash
collateral
reinvestment
vehicle)
not
included
in
the
revenue
split |
Administrative
fees
not
included
in
the
revenue
split |
Indemnification
fees
not
included
in
the
revenue
split |
Rebate
(paid
to
borrower) |
Other
fees
not
included
in
the
revenue
split |
Aggregate
fees/
compensation
for
securities
lending
activities |
Net
income
from
securities
lending
activities |
Invesco
FTSE RAFI
Developed
Markets
ex-U.S.
Small-Mid ETF |
$4,117,362.94 |
$81,638.23 |
$81,415.00 |
$0.00 |
$0.00 |
$3,218,947.49 |
$0.00 |
$3,382,000.72 |
$735,362.22 |
Invesco
FTSE RAFI
Emerging
Markets ETF |
$1,064,182.54 |
$31,916.79 |
$22,834.00 |
$0.00 |
$0.00 |
$722,138.28 |
$0.00 |
$776,889.07 |
$287,293.47 |
Invesco
Global Clean
Energy
ETF |
$2,068,649.61 |
$138,340.46 |
$59,256.00 |
$0.00 |
$0.00 |
$625,791.10 |
$0.00 |
$823,387.56 |
$1,245,262.05 |
Invesco
Global ex-US
High
Yield Corporate
Bond
ETF |
$295,317.40 |
$7,770.41 |
$6,076.00 |
$0.00 |
$0.00 |
$211,510.26 |
$0.00 |
$225,356.67 |
$69,960.73 |
Invesco
Global Water
ETF |
$356,937.56 |
$2,936.41 |
$9,462.00 |
$0.00 |
$0.00 |
$318,104.09 |
$0.00 |
$330,502.50 |
$26,435.06 |
Invesco
International
BuyBack
Achievers™
ETF |
$226,000.81 |
$7,900.58 |
$4,589.00 |
$0.00 |
$0.00 |
$142,388.53 |
$0.00 |
$154,878.11 |
$71,122.70 |
Invesco
International
Corporate
Bond ETF |
$5,655.27 |
$0.03 |
$152.00 |
$0.00 |
$0.00 |
$5,502.30 |
$0.00 |
$5,654.33 |
$0.94 |
Invesco
MSCI Global
Timber
ETF |
$357,198.34 |
$2,083.46 |
$9,369.00 |
$0.00 |
$0.00 |
$326,977.91 |
$0.00 |
$338,430.37 |
$18,767.97 |
Invesco
MSCI Green
Building
ETF |
$14,277.29 |
$78.91 |
$636.00 |
$0.00 |
$0.00 |
$12,841.54 |
$0.00 |
$13,556.45 |
$720.84 |
Invesco
S&P Emerging
Markets
Low Volatility
ETF |
$420,459.87 |
$17,405.10 |
$10,477.00 |
$0.00 |
$0.00 |
$235,921.97 |
$0.00 |
$263,804.07 |
$156,655.80 |
Invesco
S&P Emerging
Markets
Momentum
ETF |
$1,680.87 |
$8.26 |
$40.00 |
$0.00 |
$0.00 |
$1,554.49 |
$0.00 |
$1,602.75 |
$78.12 |
Invesco
S&P Global
Water
Index ETF |
$1,697,153.30 |
$10,282.22 |
$59,696.00 |
$0.00 |
$0.00 |
$1,534,596.31 |
$0.00 |
$1,604,574.53 |
$92,578.77 |
Invesco
S&P
International
Developed
Low
Volatility ETF |
$2,267,961.21 |
$32,368.17 |
$44,929.00 |
$0.00 |
$0.00 |
$1,899,291.98 |
$0.00 |
$1,976,589.15 |
$291,372.06 |
Invesco
S&P
International
Developed
Momentum
ETF |
$94,999.64 |
$1,082.48 |
$1,841.00 |
$0.00 |
$0.00 |
$82,301.83 |
$0.00 |
$85,225.31 |
$9,774.33 |
Invesco
S&P
International
Developed
Quality
ETF |
$337,659.56 |
$4,859.21 |
$6,724.00 |
$0.00 |
$0.00 |
$282,307.61 |
$0.00 |
$293,890.82 |
$43,768.74 |
|
Gross
income
from
securities
lending
activities |
Fees
paid
to
Securities
Lending
Agent
from
a
revenue
split* |
Fees
paid for
any
cash
collateral
management
service
(including
fees
deducted
from
a
pooled
cash
collateral
reinvestment
vehicle)
not
included
in
the
revenue
split |
Administrative
fees
not
included
in
the
revenue
split |
Indemnification
fees
not
included
in
the
revenue
split |
Rebate
(paid
to
borrower) |
Other
fees
not
included
in
the
revenue
split |
Aggregate
fees/
compensation
for
securities
lending
activities |
Net
income
from
securities
lending
activities |
Invesco
Alerian Galaxy
Blockchain
Users
and
Decentralized
Commerce
ETF |
$7,853.71 |
$221.98 |
$0.00 |
$893.81 |
$0.00 |
$(7,496.69) |
$0.00 |
$(6,380.90) |
$14,234.61 |
Invesco
Alerian Galaxy
Crypto
Economy ETF |
$20,989.00 |
$832.38 |
$0.00 |
$3,337.24 |
$0.00 |
$(25,740.46) |
$0.00 |
$(21,570.84) |
$42,559.84 |
Invesco
China
Technology
ETF |
$446,504.87 |
$452.20 |
$0.00 |
$1,820.63 |
$0.00 |
$422,874.26 |
$0.00 |
$425,147.09 |
$21,357.78 |
Invesco
FTSE RAFI
Emerging
Markets ETF |
$112,497.63 |
$103.94 |
$0.00 |
$421.54 |
$0.00 |
$105,998.67 |
$0.00 |
$106,524.15 |
$5,973.48 |
Invesco
Global Clean
Energy
ETF |
$887,357.81 |
$19,087.26 |
$0.00 |
$76,397.91 |
$0.00 |
$(387,335.26) |
$0.00 |
$(291,850.09) |
$1,179,207.90 |
Invesco
Global ex-US
High
Yield Corporate
Bond
ETF |
$0.01 |
$0.00 |
$0.00 |
$0.00 |
$0.00 |
$0.00 |
$0.00 |
$0.00 |
$0.01 |
Invesco
Global Water
ETF |
$116,588.25 |
$67.01 |
$0.00 |
$270.62 |
$0.00 |
$112,862.08 |
$0.00 |
$113,199.71 |
$3,388.54 |
Invesco
MSCI Global
Timber
ETF |
$131,416.70 |
$118.39 |
$0.00 |
$485.43 |
$0.00 |
$123,821.43 |
$0.00 |
$124,425.25 |
$6,991.45 |
Invesco
MSCI Green
Building
ETF |
$18,848.00 |
$18.20 |
$0.00 |
$80.37 |
$0.00 |
$17,601.60 |
$0.00 |
$17,700.17 |
$1,147.83 |
Invesco
S&P Emerging
Markets
Low Volatility
ETF |
$111,413.38 |
$69.43 |
$0.00 |
$282.66 |
$0.00 |
$107,465.19 |
$0.00 |
$107,817.28 |
$3,596.10 |
Invesco
S&P Emerging
Markets
Momentum
ETF |
$333.50 |
$0.10 |
$0.00 |
$0.68 |
$0.00 |
$325.67 |
$0.00 |
$326.45 |
$7.05 |
Invesco
S&P Global
Water
Index ETF |
$1,271,629.81 |
$790.96 |
$0.00 |
$3,186.00 |
$0.00 |
$1,225,523.73 |
$0.00 |
$1,229,500.69 |
$42,129.12 |
Invesco
S&P
International
Developed
Low
Volatility ETF |
$2,142.08 |
$1.10 |
$0.00 |
$4.44 |
$0.00 |
$2,086.64 |
$0.00 |
$2,092.18 |
$49.90 |
Invesco
S&P
International
Developed
Momentum
ETF |
$42.89 |
$1.59 |
$0.00 |
$6.49 |
$0.00 |
$(233.00) |
$0.00 |
$(224.92) |
$267.81 |
Invesco
S&P
International
Developed
Quality
ETF |
$4,203.42 |
$39.48 |
$0.00 |
$158.84 |
$0.00 |
$2,060.81 |
$0.00 |
$2,259.13 |
$1,944.29 |
Fund |
Underlying
Index |
Invesco 0-5
Yr US TIPS ETF |
ICE
BofA 0-5 Year US Inflation-Linked Treasury Index |
Invesco
Alerian Galaxy Blockchain
Users
and Decentralized Commerce
ETF |
Alerian
Galaxy Global Blockchain Equity, Trusts and ETPs
Index |
Alerian
Galaxy Crypto Economy
ETF |
Alerian
Galaxy Global Cryptocurrency-Focused Blockchain Equity, Trusts and ETPs
Index |
Invesco
China Technology ETF |
FTSE
China Incl A 25% Technology Capped Index |
Invesco
Dorsey
Wright
Developed
Markets
Momentum ETF |
Dorsey
Wright® Developed Markets Technical Leaders
Index |
Invesco
Dorsey
Wright
Emerging
Markets
Momentum ETF |
Dorsey
Wright® Emerging Markets Technical Leaders
Index |
Invesco
Emerging Markets
Sovereign
Debt ETF |
DBIQ
Emerging Market USD Liquid Balanced Index |
Invesco
FTSE RAFI Developed
Markets
ex-U.S. ETF |
FTSE
RAFITM Developed
ex-U.S. 1000 Index |
Invesco
FTSE RAFI Developed
Markets
ex-U.S. Small-Mid ETF |
FTSE
RAFITM Developed
ex-U.S. Mid-Small 1500 Index |
Invesco
FTSE RAFI Emerging
Markets
ETF |
FTSE
RAFITM Emerging
Index |
Invesco
Global Clean Energy ETF |
WilderHill
New Energy Global Innovation Index |
Invesco
Global ex-US
High Yield
Corporate
Bond
ETF |
ICE
USD Global High Yield Excluding US Issuers Constrained
Index |
Invesco
Global Water ETF |
NASDAQ
OMX Global Water IndexSM
|
Invesco
International BuyBack
Achievers™ ETF |
NASDAQ
International BuyBack Achievers™ Index |
Invesco
International Corporate
Bond
ETF |
S&P
International Corporate Bond Index®* |
Invesco
MSCI Global Timber ETF |
MSCI
ACWI IMI Timber Select Capped Index |
Invesco
MSCI Green Building ETF |
MSCI
Global Green Building Index |
Invesco
S&P Emerging Markets Low
Volatility
ETF |
S&P
BMI Emerging Markets Low Volatility
Index* |
Fund |
Underlying
Index |
Invesco
S&P Emerging Markets
Momentum
ETF |
S&P
Momentum Emerging Plus LargeMidCap Index* |
Invesco
S&P Global Water Index
ETF |
S&P
Global Water Index |
Invesco
S&P International
Developed
Low Volatility ETF |
S&P
BMI International Developed Low Volatility Index* |
Invesco
S&P International
Developed
Momentum ETF |
S&P
Momentum Developed ex-U.S. & South Korea LargeMidCap
Index* |
Invesco
S&P International
Developed
Quality ETF |
S&P
Quality Developed ex-U.S. LargeMidCap
Index* |
|
Total
$ Amount
of
Brokerage
Commissions
Paid |
Total
$ Amount
of
Brokerage
Commissions
Paid
to
Affiliated
Brokers |
%
of Total
Brokerage
Commissions
Paid
to the
Affiliated
Brokers |
%
of Total
Transaction
Dollars
Effected
Through
Affiliated
Brokers | ||||
Fund |
2023 |
2022 |
2021 |
2023 |
2022 |
2021 |
2023 |
2023 |
Invesco
0-5
Yr US TIPS ETF |
$0 |
$0 |
$0 |
$0 |
$0 |
$0 |
- |
- |
Invesco
Alerian Galaxy Blockchain Users and Decentralized
Commerce
ETF1 |
$11,511 |
$21,141 |
$977 |
$5,020 |
$5,151 |
$157 |
44.72% |
44.73% |
Invesco
Alerian Galaxy Crypto Economy ETF 1 |
$29,840 |
$45,609 |
$2,219 |
$13,955 |
$11,395 |
$484 |
47.55% |
66.85% |
Invesco
China Technology ETF |
$454,194 |
$500,087 |
$681,674 |
$8,484 |
$20,870 |
$1,633 |
1.87% |
4.92% |
Invesco
Dorsey
Wright
Developed Markets Momentum ETF |
$99,204 |
$155,020 |
$207,656 |
$17,222 |
$4 |
$0 |
17.33% |
18.47% |
Invesco
Dorsey
Wright
Emerging Markets Momentum ETF |
$191,303 |
$352,570 |
$477,994 |
$5,196 |
$4,339 |
$7,051 |
2.71% |
4.71% |
Invesco
Emerging Markets Sovereign Debt ETF |
$0 |
$0 |
$0 |
$0 |
$0 |
$0 |
- |
- |
Invesco
FTSE RAFI Developed Markets ex-U.S. ETF |
$106,297 |
$119,536 |
$120,298 |
$18,115 |
$0 |
$0 |
17.05% |
16.95% |
Invesco
FTSE RAFI Developed Markets ex-U.S. Small-Mid ETF |
$122,457 |
$137,946 |
$112,719 |
$15,114 |
$0 |
$0 |
12.37% |
18.24% |
Invesco
FTSE RAFI Emerging Markets ETF |
$279,096 |
$662,818 |
$559,210 |
$10,788 |
$17,930 |
$16 |
3.86% |
2.10% |
Invesco
Global Clean Energy ETF |
$163,627 |
$236,551 |
$256,919 |
$47,996 |
$26,353 |
$7,738 |
29.32% |
25.99% |
Invesco
Global ex-US
High Yield Corporate
Bond
ETF |
$0 |
$100 |
$686 |
$0 |
$0 |
$0 |
- |
- |
Invesco
Global Water ETF |
$50,843 |
$47,660 |
$41,762 |
$9,861 |
$868 |
$0 |
19.41% |
31.18% |
Invesco
International BuyBack Achievers™ ETF |
$43,126 |
$70,817 |
$95,026 |
$11,807 |
$0 |
$438 |
30.23% |
31.90% |
Invesco
International Corporate Bond ETF |
$0 |
$0 |
$0 |
$0 |
$0 |
$0 |
- |
- |
Invesco
MSCI Global Timber ETF |
$3,354 |
$6,863 |
$8,233 |
$1,374 |
$1,789 |
$1,455 |
40.92% |
43.31% |
Invesco
MSCI Green Building ETF 2 |
$893 |
$512 |
$592 |
$134 |
$93 |
$57 |
15.01% |
20.87% |
Invesco
S&P Emerging Markets Low Volatility ETF |
$700,567 |
$2,602,850 |
$569,803 |
$1,590 |
$1,158 |
$0 |
0.23% |
0.63% |
Invesco
S&P Emerging Markets Momentum ETF |
$5,570 |
$11,117 |
$17,274 |
$35 |
$38 |
$0 |
0.62% |
1.02% |
Invesco
S&P Global Water Index ETF |
$168,114 |
$165,671 |
$72,006 |
$15,847 |
$6,901 |
$7,199 |
8.64% |
20.55% |
Invesco
S&P International Developed Low Volatility ETF |
$208,227 |
$274,571 |
$355,725 |
$10,553 |
$0 |
$0 |
5.07% |
6.12% |
Invesco
S&P International Developed Momentum ETF |
$26,876 |
$5,031 |
$6,210 |
$3,204 |
$0 |
$0 |
11.92% |
12.87% |
Invesco
S&P International Developed Quality ETF |
$42,386 |
$42,981 |
$40,394 |
$6,022 |
$2 |
$0 |
14.19% |
16.36% |
Fund |
Base
Administrative
Fee
(Payable
to BNYM) |
Maximum
Administrative
Fee
(Payable
To BNYM) |
Invesco
Alerian Galaxy Blockchain Users
and
Decentralized Commerce ETF |
$250 |
$1,000 |
Invesco
Alerian Galaxy Crypto Economy
ETF |
$250 |
$1,000 |
Invesco
China Technology ETF |
$500 |
$2,000 |
Invesco
Dorsey
Wright
Developed
Markets
Momentum ETF |
$1,500 |
$6,000 |
Invesco
Dorsey
Wright
Emerging
Markets
Momentum ETF |
$2,500 |
$10,000 |
Invesco
Emerging Markets Sovereign
Debt
ETF |
$500 |
$2,000 |
Invesco
FTSE RAFI Developed Markets
ex-U.S.
ETF |
$10,000 |
$40,000 |
Invesco
FTSE RAFI Developed Markets
ex-U.S.
Small-Mid ETF |
$10,000 |
$40,000 |
Invesco
FTSE RAFI Emerging Markets
ETF |
$4,000 |
$16,000 |
Invesco
Global Clean Energy ETF |
$1,500 |
$6,000 |
Invesco
Global ex-US
High Yield
Corporate
Bond
ETF |
$500 |
$2,000 |
Invesco
Global Water ETF |
$1,000 |
$4,000 |
Invesco
International BuyBack
AchieversTM ETF |
$500 |
$2,000 |
Invesco
International Corporate Bond
ETF |
$500 |
$2,000 |
Invesco
MSCI Global Timber ETF |
$500 |
$2,000 |
Invesco
MSCI Green Building ETF |
$500 |
$2,000 |
Invesco
0-5 Yr US TIPS ETF |
$0 |
$0 |
Invesco
S&P Emerging Markets Low
Volatility
ETF |
$2,000 |
$8,000 |
Invesco
S&P Emerging Markets
Momentum
ETF |
$2,000 |
$8,000 |
Invesco
S&P Global Water Index ETF |
$500 |
$2,000 |
Invesco
S&P International Developed
Low
Volatility ETF |
$2,100 |
$8,400 |
Invesco
S&P International Developed
Momentum
ETF |
$1,800 |
$7,200 |
Invesco
S&P International Developed
Quality
ETF |
$2,300 |
$9,200 |
|
|
|
I. |
Introduction |
A-1 |
A. |
Our
Approach
to Proxy Voting |
A-1 |
B. |
Applicability
of Policy |
A-2 |
|
|
|
II. |
Global
Proxy Voting Operational Procedures |
A-2 |
A. |
Oversight
and Governance |
A-2 |
B. |
The
Proxy Voting Process |
A-3 |
C. |
Retention
and Oversight of Proxy Service Providers |
A-3 |
D. |
Disclosures
and Recordkeeping |
A-4 |
E. |
Market
and Operational Limitations |
A-5 |
F. |
Securities
Lending |
A-6 |
G. |
Conflicts
of Interest |
A-6 |
H. |
Review
of Policy |
A-7 |
|
|
|
III. |
Our
Good Governance Principles |
A-7 |
A. |
Transparency |
A-8 |
B. |
Accountability |
A-8 |
C. |
Board
Composition and Effectiveness |
A-10 |
D. |
Long-Term
Stewardship of Capital |
A-12 |
E. |
Environmental,
Social and Governance Risk Oversight |
A-13 |
F. |
Executive
Compensation and Alignment |
A-14 |
|
Exhibit
A |
A-16 |