XSVM
|
Invesco
S&P SmallCap Value with Momentum ETF |
NYSE
Arca, Inc. |
Management
Fees |
|
| |
Other
Expenses |
|
| |
Total Annual
Fund Operating Expenses |
|
| |
Fee Waivers
and Expense Assumption1
|
|
| |
Total Annual
Fund Operating Expenses After Fee Waivers and Expense
Assumption |
|
|
1
Year
|
3
Years
|
5
Years
|
10
Years
|
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
|
|
|
|
Inception
Date |
1
Year |
5
Years |
10
Years |
Return
Before Taxes |
|
|
|
|
Return
After Taxes on Distributions |
|
|
|
|
Return
After Taxes on Distributions and Sale
of Fund
Shares |
|
|
|
|
| ||||
S&P
SmallCap 600® High
Momentum Value
Index
(reflects no deduction for fees,
expenses
or taxes)1
|
|
|
|
|
| ||||
Blended -
S&P SmallCap 600® High
Momentum
Value Index (reflects no
deduction
for fees, expenses or taxes)2
|
|
|
|
|
| ||||
S&P
SmallCap 600® Index
(reflects no
deduction
for fees, expenses or taxes) |
|
|
|
|
|
Name |
Title
with Adviser/Trust |
Date
Began
Managing
the
Fund |
Peter
Hubbard |
Head of Equities and
Director of
Portfolio Management of the
Adviser
and Vice President of the
Trust |
June
2007 |
| ||
Michael
Jeanette |
Senior Portfolio Manager of
the
Adviser |
August
2008 |
| ||
Pratik
Doshi |
Portfolio Manager of the
Adviser |
August
2020 |
| ||
Tony
Seisser |
Portfolio Manager of the
Adviser |
August
2014 |
|
|
Years
Ended April 30, | ||||
|
2021 |
2020 |
2019 |
2018 |
2017
|
Per
Share Operating Performance: |
|
|
|
|
|
Net asset
value at beginning of year |
$22.95
|
$30.31 |
$30.37 |
$29.27 |
$23.87
|
Net
investment income(a)(b)
|
0.38 |
0.51 |
0.58 |
0.63 |
0.52
|
Net
realized and unrealized gain (loss) on investments
|
26.23 |
(7.27) |
0.03 |
1.04 |
5.55
|
Total
from investment operations
|
26.61 |
(6.76) |
0.61 |
1.67 |
6.07
|
Distributions
to shareholders from: |
|
|
|
|
|
Net
investment income
|
(0.35) |
(0.60) |
(0.67) |
(0.57) |
(0.67)
|
Net asset
value at end of year |
$49.21
|
$22.95 |
$30.31 |
$30.37 |
$29.27
|
Market
price at end of year(c)
|
$49.27
|
$22.92 |
$30.30 |
$30.40 |
$29.26
|
Net Asset
Value Total Return(d)
|
116.75% |
(22.43)% |
2.13% |
5.73% |
25.64%
|
Market
Price Total Return(d)
|
117.30% |
(22.51)% |
2.00% |
5.87% |
25.54%
|
Ratios/Supplemental
Data: |
|
|
|
|
|
Net assets
at end of year (000’s omitted) |
$259,319
|
$52,778 |
$78,794 |
$72,883 |
$83,415
|
Ratio to
average net assets of: |
|
|
|
|
|
Expenses,
after Waivers
|
0.39% |
0.40%(e)
|
0.39% |
0.39% |
0.39%
|
Expenses,
prior to Waivers
|
0.41% |
0.40%(e)
|
0.44% |
0.46% |
0.46%
|
Net
investment income(b)
|
1.11% |
1.73%(e)
|
1.88% |
2.12% |
1.90%
|
Portfolio
turnover rate(f)
|
75% |
136% |
52% |
56% |
50% |
(a)
|
Based on
average shares outstanding. |
(b)
|
Net
investment income (loss) is affected by the timing of the declaration of
dividends by the underlying funds in which the Fund invests. Ratio of net
investment income (loss) does not include net
investment
income of the underlying funds in which the Fund invests.
|
(c)
|
The mean
between the last bid and ask prices. |
(d)
|
Net asset
value total return is calculated assuming an initial investment made at
the net asset value at the beginning of the period, reinvestment of all
dividends and distributions at net asset value
during the
period, and redemption at net asset value on the last day of the period.
Net asset value total return includes adjustments in accordance with
accounting principles generally accepted in
the United
States of America and as such, the net asset value for financial reporting
purposes and the returns based upon those net asset values may differ from
the net asset value and returns
for
shareholder transactions. Market price total return is calculated assuming
an initial investment made at the market price at the beginning of the
period, reinvestment of all dividends and
distributions
at market price during the period, and sale at the market price on the
last day of the period. Total investment returns calculated for a period
of less than one year are not annualized. |
(e)
|
Ratios
include non-recurring costs associated with a proxy statement of 0.01%.
|
(f)
|
Portfolio
turnover rate is not annualized for periods less than one year, if
applicable, and does not include securities received or delivered from
processing creations or redemptions. For the year
ended
April 30, 2020, the portfolio turnover calculation includes the value of
securities purchased and sold in the effort to realign the Fund’s
portfolio holdings due to the underlying index
change. |
Call:
|
Invesco
Distributors, Inc. at 1-800-983-0903
Monday
through Friday
8:00
a.m. to 5:00 p.m. Central Time |
Write:
|
Invesco
Exchange-Traded Fund Trust
c/o
Invesco Distributors, Inc.
11
Greenway Plaza, Suite 1000
Houston,
Texas 77046-1173 |
Visit:
|
www.invesco.com/ETFs |
Invesco
Exchange-Traded Fund Trust
|
| |
3500
Lacey Road, Suite 700
|
|
www.invesco.com/ETFs
|
Downers
Grove, IL 60515
|
P-XSVM-PRO-1
|
800.983.0903
@InvescoETFs
|
Fund
|
Principal
U.S. Listing Exchange |
Ticker
|
Invesco
Aerospace & Defense ETF |
NYSE Arca,
Inc. |
PPA
|
Invesco
BuyBack AchieversTM ETF
|
The Nasdaq
Stock Market LLC |
PKW
|
Invesco
Dividend AchieversTM
ETF |
The Nasdaq
Stock Market LLC |
PFM |
Invesco
Dow Jones Industrial Average Dividend ETF |
NYSE Arca,
Inc. |
DJD |
Invesco
DWA Basic Materials Momentum ETF |
The Nasdaq
Stock Market LLC |
PYZ |
Invesco
DWA Consumer Cyclicals Momentum ETF |
The Nasdaq
Stock Market LLC |
PEZ |
Invesco
DWA Consumer Staples Momentum ETF |
The Nasdaq
Stock Market LLC |
PSL |
Invesco
DWA Energy Momentum ETF |
The Nasdaq
Stock Market LLC |
PXI |
Invesco
DWA Financial Momentum ETF |
The Nasdaq
Stock Market LLC |
PFI |
Invesco
DWA Healthcare Momentum ETF |
The Nasdaq
Stock Market LLC |
PTH |
Invesco
DWA Industrials Momentum ETF |
The Nasdaq
Stock Market LLC |
PRN |
Invesco
DWA Momentum ETF |
The Nasdaq
Stock Market LLC |
PDP |
Invesco
DWA Technology Momentum ETF |
The Nasdaq
Stock Market LLC |
PTF |
Invesco
DWA Utilities Momentum ETF |
The Nasdaq
Stock Market LLC |
PUI |
Invesco
Dynamic Biotechnology & Genome ETF |
NYSE Arca,
Inc. |
PBE |
Invesco
Dynamic Building & Construction ETF |
NYSE Arca,
Inc. |
PKB |
Invesco
Dynamic Energy Exploration & Production ETF |
NYSE Arca,
Inc. |
PXE |
Invesco
Dynamic Food & Beverage ETF |
NYSE Arca,
Inc. |
PBJ |
Invesco
Dynamic Large Cap Growth ETF |
NYSE Arca,
Inc. |
PWB |
Invesco
Dynamic Large Cap Value ETF |
NYSE Arca,
Inc. |
PWV |
Invesco
Dynamic Leisure and Entertainment ETF |
NYSE Arca,
Inc. |
PEJ |
Invesco
Dynamic Market ETF |
NYSE Arca,
Inc. |
PWC |
Invesco
Dynamic Media ETF |
NYSE Arca,
Inc. |
PBS |
Invesco
Dynamic Networking ETF |
NYSE Arca,
Inc. |
PXQ |
Invesco
Dynamic Oil & Gas Services ETF |
NYSE Arca,
Inc. |
PXJ |
Invesco
Dynamic Pharmaceuticals ETF |
NYSE Arca,
Inc. |
PJP |
Invesco
Dynamic Semiconductors ETF |
NYSE Arca,
Inc. |
PSI |
Invesco
Dynamic Software ETF |
NYSE Arca,
Inc. |
PSJ |
Invesco
Financial Preferred ETF |
NYSE Arca,
Inc. |
PGF |
Invesco
FTSE RAFI US 1000 ETF |
NYSE Arca,
Inc. |
PRF |
Invesco
FTSE RAFI US 1500 Small-Mid ETF |
The Nasdaq
Stock Market LLC |
PRFZ |
Invesco
Global Listed Private Equity ETF |
NYSE Arca,
Inc. |
PSP |
Invesco
Golden Dragon China ETF |
The Nasdaq
Stock Market LLC |
PGJ |
Invesco
High Yield Equity Dividend AchieversTM
ETF |
The Nasdaq
Stock Market LLC |
PEY |
Invesco
International Dividend AchieversTM
ETF |
The Nasdaq
Stock Market LLC |
PID |
Invesco
MSCI Sustainable Future ETF |
NYSE Arca,
Inc. |
ERTH |
Invesco
NASDAQ Internet ETF |
The Nasdaq
Stock Market LLC |
PNQI |
Invesco
Raymond James SB-1 Equity ETF |
NYSE Arca,
Inc. |
RYJ |
Invesco
S&P 100 Equal Weight ETF |
NYSE Arca,
Inc. |
EQWL |
Invesco
S&P 500 BuyWrite ETF |
NYSE Arca,
Inc. |
PBP |
Invesco
S&P 500®
Equal
Weight ETF |
NYSE Arca,
Inc. |
RSP |
Invesco
S&P 500®
Equal
Weight Communication Services ETF |
NYSE Arca,
Inc. |
EWCO |
Invesco
S&P 500®
Equal
Weight Consumer Discretionary ETF |
NYSE Arca,
Inc. |
RCD |
Invesco
S&P 500® Equal
Weight Consumer Staples ETF |
NYSE Arca,
Inc. |
RHS |
Invesco
S&P 500®
Equal
Weight Energy ETF |
NYSE Arca,
Inc. |
RYE |
Invesco
S&P 500®
Equal
Weight Financials ETF |
NYSE Arca,
Inc. |
RYF |
Invesco
S&P 500®
Equal
Weight Health Care ETF |
NYSE Arca,
Inc. |
RYH |
Invesco
S&P 500®
Equal
Weight Industrials ETF |
NYSE Arca,
Inc. |
RGI |
Fund
|
Principal
U.S. Listing Exchange |
Ticker
|
Invesco
S&P 500®
Equal
Weight Materials ETF |
NYSE
Arca, Inc. |
RTM |
Invesco
S&P 500®
Equal
Weight Real Estate ETF |
NYSE
Arca, Inc. |
EWRE |
Invesco
S&P 500®
Equal
Weight Technology ETF |
NYSE
Arca, Inc. |
RYT |
Invesco
S&P 500®
Equal
Weight Utilities ETF |
NYSE
Arca, Inc. |
RYU |
Invesco
S&P 500 GARP ETF |
NYSE
Arca, Inc. |
SPGP |
Invesco
S&P 500®
Pure Growth ETF |
NYSE
Arca, Inc. |
RPG |
Invesco
S&P 500®
Pure Value ETF |
NYSE
Arca, Inc. |
RPV |
Invesco
S&P 500®
Quality ETF |
NYSE
Arca, Inc. |
SPHQ |
Invesco
S&P 500®
Top 50 ETF |
NYSE
Arca, Inc. |
XLG |
Invesco
S&P 500 Value with Momentum ETF |
NYSE
Arca, Inc. |
SPVM |
Invesco
S&P MidCap 400®
Equal Weight ETF |
NYSE
Arca, Inc. |
EWMC |
Invesco
S&P MidCap 400®
Pure Growth ETF |
NYSE
Arca, Inc. |
RFG |
Invesco
S&P MidCap 400®
Pure Value ETF |
NYSE
Arca, Inc. |
RFV |
Invesco
S&P MidCap Momentum ETF |
NYSE
Arca, Inc. |
XMMO |
Invesco
S&P MidCap Quality ETF |
NYSE
Arca, Inc. |
XMHQ |
Invesco
S&P MidCap Value with Momentum ETF |
NYSE
Arca, Inc. |
XMVM |
Invesco
S&P SmallCap 600®
Equal Weight ETF |
NYSE
Arca, Inc. |
EWSC |
Invesco
S&P SmallCap 600®
Pure Growth ETF |
NYSE
Arca, Inc. |
RZG |
Invesco
S&P SmallCap 600®
Pure Value ETF |
NYSE
Arca, Inc. |
RZV |
Invesco
S&P SmallCap Momentum ETF |
NYSE
Arca, Inc. |
XSMO |
Invesco
S&P SmallCap Value with Momentum ETF |
NYSE
Arca, Inc. |
XSVM |
Invesco
S&P Spin-Off ETF |
NYSE
Arca, Inc. |
CSD |
Invesco
Water Resources ETF |
The
Nasdaq Stock Market LLC |
PHO |
Invesco
WilderHill Clean Energy ETF |
NYSE
Arca, Inc. |
PBW |
Invesco
Zacks Mid-Cap ETF |
NYSE
Arca, Inc. |
CZA |
Invesco
Zacks Multi-Asset Income ETF |
NYSE
Arca, Inc. |
CVY
|
|
Page
|
1 | |
2 | |
3 | |
7 | |
7 | |
7 | |
19 | |
20 | |
20 | |
89 | |
91 | |
94 | |
94 | |
94 | |
95 | |
96 | |
98 | |
99 | |
101 | |
102 | |
103 | |
104 | |
104 | |
118 | |
118 | |
119 | |
120 | |
120 | |
A-1 |
Fund
|
2020
|
2021
|
Invesco
BuyBack Achievers™ ETF (1) |
56% |
93% |
Invesco
Dow Jones Industrial Average Dividend Portfolio (1) |
14% |
50% |
Invesco
DWA Energy Momentum ETF (1) |
92% |
196% |
Invesco
DWA Industrials Momentum ETF (1) |
111% |
169% |
Fund
|
2020
|
2021
|
Invesco
DWA Momentum ETF (1) |
82% |
124% |
Invesco
International Dividend Achievers™ ETF (1) |
45% |
69% |
Invesco
MSCI Sustainable Future ETF (2) |
75% |
140% |
Invesco
S&P 100 Equal Weight ETF (1) |
51% |
20% |
Invesco
S&P MidCap Quality ETF (1) |
130% |
56% |
Invesco
WilderHill Clean Energy ETF (1) |
40% |
81% |
Name,
Address and
Year
of Birth
of
Independent Trustees |
Position(s)
Held
with Trust
|
Term
of
Office
and
Length
of
Time
Served* |
Principal
Occupation(s)
During the
Past 5 Years |
Number
of
Portfolios
in
Fund
Complex
Overseen
by
Independent
Trustees
|
Other
Directorships
Held
by
Independent
Trustees
During the
Past 5 Years |
Ronn R.
Bagge—1958
c/o
Invesco Capital
Management
LLC
3500 Lacey
Road,
Suite
700
Downers
Grove, IL 60515 |
Vice
Chairman
of the
Board;
Chairman
of the
Nominating
and
Governance
Committee
and
Trustee
|
Vice
Chairman
since
2018;
Chairman
of the
Nominating
and
Governance
Committee
and
Trustee
since
2003
|
Founder
and Principal,
YQA
Capital Management
LLC
(1998-Present);
formerly,
Owner/CEO of
Electronic
Dynamic
Balancing
Co., Inc. (high-
speed
rotating equipment
service
provider). |
231 |
Trustee
and
Investment
Oversight
Committee
member,
Mission
Aviation
Fellowship
(2017-
Present).
|
Todd J.
Barre—1957
c/o
Invesco Capital
Management
LLC
3500 Lacey
Road,
Suite
700
Downers
Grove, IL 60515 |
Trustee
|
Since 2010
|
Assistant
Professor of
Business,
Trinity Christian
College (2010-2016);
formerly,
Vice President
and Senior
Investment
Strategist
(2001-2008),
Director
of Open
Architecture
and Trading
(2007-2008),
Head of
Fundamental
Research
(2004-2007)
and Vice
President
and Senior
Fixed
Income Strategist
(1994-2001),
BMO
Financial
Group/Harris
Private
Bank. |
231 |
None
|
Edmund P.
Giambastiani, Jr.—1948
c/o
Invesco Capital
Management
LLC
3500 Lacey Road,
Suite 700
Downers
Grove, IL 60515 |
Trustee
|
Since 2019
|
President,
Giambastiani
Group LLC
(national
security
and energy
consulting)
(2007-
Present);
Director, The
Boeing
Company (2009-
Present);
Director, First
Eagle
Alternative Credit
LLC
(2020-Present);
Advisory
Board Member,
Massachusetts
Institute of
Technology
Lincoln
Laboratory
(federally-
funded
research
development)
(2010-
Present);
Defense
Advisory
Board Member,
Lawrence
Livermore
National
Laboratory (2013-
Present);
formerly,
Trustee,
MITRE
Corporation
(federally
funded
research
development)
(2008-
2020);
Director, THL
Credit,
Inc. (alternative
credit
investment
manager)
(2016-2020); |
231 |
Trustee,
U.S. Naval
Academy
Foundation
Athletic
& Scholarship
Program
(2010-
Present);
formerly,
Trustee,
certain funds
of the
Oppenheimer
Funds
complex (2013-
2019);
Advisory Board
Member,
Maxwell
School of
Citizenship
and Public
Affairs of
Syracuse
University
(2012-2016).
|
Name,
Address and
Year
of Birth
of
Independent Trustees |
Position(s)
Held
with
Trust |
Term
of
Office
and
Length
of
Time
Served* |
Principal
Occupation(s)
During
the Past 5 Years |
Number
of
Portfolios
in
Fund
Complex
Overseen
by
Independent
Trustees
|
Other
Directorships
Held
by
Independent
Trustees
During
the Past 5 Years |
|
|
|
Chairman
(2015-2016),
Lead
Director (2011-2015)
and
Director (2008-2011),
Monster
Worldwide, Inc.
(career
services); United
States
Navy, career
nuclear
submarine officer
(1970-2007);
Seventh Vice
Chairman
of the Joint
Chiefs
of Staff (2005-
2007);
first NATO
Supreme
Allied
Commander
Transformation
(2003-
2005);
Commander, U.S.
Joint
Forces Command
(2002-2005).
|
|
|
Victoria
J. Herget—1951
c/o
Invesco Capital
Management
LLC
3500 Lacey Road,
Suite 700
Downers
Grove, IL 60515 |
Trustee
|
Since
2019 |
Formerly,
Managing
Director
(1993-2001),
Principal
(1985-1993),
Vice
President (1978-
1985)
and Assistant Vice
President
(1973-1978),
Zurich
Scudder
Investments
(investment
adviser)
(and its
predecessor
firms). |
231
|
Trustee
(2000-Present)
and
Chair (2010-2017),
Newberry
Library;
Trustee,
Mather
LifeWays
(2001-
Present);
Trustee,
Chikaming
Open
Lands
(2014-Present);
formerly,
Trustee,
certain
funds in the
Oppenheimer
Funds
complex
(2012-2019);
Board
Chair (2008-
2015)
and Director
(2004-2018),
United
Educators
Insurance
Company;
Independent
Director,
First American
Funds
(2003-2011);
Trustee
(1992-2007),
Chair
of the Board of
Trustees
(1999-2007),
Investment
Committee
Chair
(1994-1999) and
Investment
Committee
member
(2007-2010),
Wellesley
College;
Trustee,
BoardSource
(2006-2009);
Trustee,
Chicago
City Day
School
(1994-2005). |
Marc
M. Kole—1960
c/o
Invesco Capital
Management
LLC
3500
Lacey Road,
Suite
700
Downers
Grove, IL 60515 |
Chairman
of the
Audit
Committee
and
Trustee |
Chairman
of the
Audit
Committee
since
2008;
Trustee
since
2006
|
Managing
Director of
Finance
(2020-Present)
and
Senior Director of
Finance
(2015-2020), By
The
Hand Club for Kids
(not-for-profit);
formerly,
Chief
Financial Officer, |
231
|
Formerly,
Treasurer
(2018-2021),
Finance
Committee
Member
(2015-2021)
and Audit
Committee
Member
(2015),
Thornapple
Evangelical
Covenant |
Name,
Address and
Year
of Birth
of
Independent Trustees |
Position(s)
Held
with
Trust |
Term
of
Office
and
Length
of
Time
Served* |
Principal
Occupation(s)
During
the Past 5 Years |
Number
of
Portfolios
in
Fund
Complex
Overseen
by
Independent
Trustees
|
Other
Directorships
Held
by
Independent
Trustees
During
the Past 5 Years |
|
|
|
Hope
Network (social
services)
(2008-2012);
Assistant
Vice President
and
Controller, Priority
Health
(health insurance)
(2005-2008);
Regional
Chief
Financial Officer,
United
Healthcare (2005);
Chief
Accounting Officer,
Senior
Vice President of
Finance,
Oxford Health
Plans
(2000-2004); Audit
Partner,
Arthur Andersen
LLP
(1996-2000). |
|
Church;
Board and
Finance
Committee
Member
(2009-2017)
and
Treasurer (2010-
2015,
2017),
NorthPointe
Christian
Schools.
|
Yung
Bong Lim—1964
c/o
Invesco Capital
Management
LLC
3500
Lacey Road,
Suite
700
Downers
Grove, IL 60515 |
Chairman
of the
Investment
Oversight
Committee
and
Trustee
|
Chairman
of the
Investment
Oversight
Committee
since
2014;
Trustee
since
2013 |
Managing
Partner, RDG
Funds
LLC (real estate)
(2008-Present);
formerly,
Managing
Director, Citadel
LLC
(1999-2007). |
231
|
Board
Director, Beacon
Power
Services, Corp.
(2019-Present);
formerly,
Advisory
Board
Member,
Performance
Trust
Capital
Partners, LLC
(2008-2020)
|
Joanne
Pace—1958
c/o
Invesco Capital
Management
LLC
3500 Lacey Road,
Suite 700
Downers
Grove, IL 60515 |
Trustee
|
Since
2019 |
Formerly,
Senior Advisor,
SECOR
Asset
Management,
LP (2010-
2011);
Managing Director
and
Chief Operating
Officer,
Morgan Stanley
Investment
Management
(2006-2010);
Partner and
Chief
Operating Officer,
FrontPoint
Partners, LLC
(alternative
investments)
(2005-2006);
Managing
Director
(2003-2005),
Global
Head of Human
Resources
and member of
Executive
Board and
Operating
Committee
(2004-2005),
Global Head
of
Operations and Product
Control
(2003-2004),
Credit
Suisse (investment
banking);
Managing
Director
(1997-2003),
Controller
and Principal
Accounting
Officer (1999-
2003),
Chief Financial
Officer
(temporary
assignment)
for the
Oversight
Committee,
Long
Term Capital
Management
(1998-1999),
Morgan
Stanley. |
231
|
Board
Director, Horizon
Blue
Cross Blue Shield
of
New Jersey (2012-
Present);
Advisory
Board
Director, The
Alberleen
Group LLC
(2012-Present);
Governing
Council
Member
(2016-
Present)
and Chair of
Education
Committee
(2017-Present),
Independent
Directors
Council
(IDC); Council
Member,
NewYork-
Presbyterian
Hospital’s
Leadership
Council on
Children’s
and
Women’s
Health
(2012-Present);
formerly,
Board
Member,
100 Women
in
Finance (2015-
2020);
Trustee, certain
funds
in the
Oppenheimer
Funds
complex
(2012-2019);
Lead
Independent
Director
and Chair of
the
Audit and
Nominating
Committee
of
The Global Chartist
Fund,
LLC, |
Name,
Address and
Year
of Birth
of
Independent Trustees |
Position(s)
Held
with
Trust |
Term
of
Office
and
Length
of
Time
Served* |
Principal
Occupation(s)
During
the Past 5 Years |
Number
of
Portfolios
in
Fund
Complex
Overseen
by
Independent
Trustees
|
Other
Directorships
Held
by
Independent
Trustees
During
the Past 5 Years |
|
|
|
|
|
Oppenheimer
Asset
Management
(2011-
2012);
Board Director,
Managed
Funds
Association
(2008-
2010);
Board Director
(2007-2010)
and
Investment
Committee
Chair
(2008-2010),
Morgan
Stanley
Foundation.
|
Gary
R. Wicker—1961
c/o
Invesco Capital
Management
LLC
3500
Lacey Road,
Suite
700
Downers
Grove, IL 60515 |
Trustee
|
Since
2013 |
Senior
Vice President of
Global
Finance and Chief
Financial
Officer, RBC
Ministries
(publishing
company)
(2013-Present);
formerly,
Executive Vice
President
and Chief
Financial
Officer,
Zondervan
Publishing (a
division
of Harper
Collins/NewsCorp)
(2007-
2012);
Senior Vice
President
and Group
Controller
(2005- 2006),
Senior
Vice President and
Chief
Financial Officer
(2003-2004),
Chief
Financial
Officer (2001-
2003),
Vice President,
Finance
and Controller
(1999-2001)
and Assistant
Controller
(1997-1999),
divisions
of The Thomson
Corporation
(information
services
provider); Senior
Audit
Manager (1994-
1997),
PricewaterhouseCoopers
LLP.
|
231
|
Board
Member and
Treasurer,
Our Daily
Bread
Ministries
Canada
(2015-
Present);
Board and
Finance
Committee
Member,
West
Michigan
Youth For
Christ
(2010-Present). |
Donald
H. Wilson—1959
c/o
Invesco Capital
Management
LLC
3500
Lacey Road,
Suite
700
Downers
Grove, IL 60515 |
Chairman
of the
Board
and
Trustee
|
Chairman
since 2012;
Trustee
since 2006
|
Chairman,
President and
Chief
Executive Officer,
McHenry
Bancorp Inc. and
McHenry
Savings Bank
(subsidiary)
(2018-
Present);
formerly,
Chairman
and Chief
Executive
Officer, Stone
Pillar
Advisors, Ltd. (2010-
2017);
President and
Chief
Executive Officer,
Stone
Pillar Investments,
Ltd.
(advisory services to
the
financial sector) (2016-
2018);
Chairman, |
231
|
Director,
Penfield
Children’s
Center
(2004-Present);
Board
Chairman,
Gracebridge
Alliance,
Inc. (2015-
Present).
|
Name,
Address and
Year
of Birth
of
Independent Trustees |
Position(s)
Held
with
Trust |
Term
of
Office
and
Length
of
Time
Served* |
Principal
Occupation(s)
During
the Past 5 Years |
Number
of
Portfolios
in
Fund
Complex
Overseen
by
Independent
Trustees
|
Other
Directorships
Held
by
Independent
Trustees
During
the Past 5 Years |
|
|
|
President
and Chief
Executive
Officer,
Community
Financial
Shares,
Inc. and
Community
Bank—
Wheaton/Glen
Ellyn
(subsidiary)
(2013-2015);
Chief
Operating Officer,
AMCORE
Financial, Inc.
(bank
holding company)
(2007-2009);
Executive
Vice
President and Chief
Financial
Officer,
AMCORE
Financial, Inc.
(2006-2007);
Senior Vice
President
and Treasurer,
Marshall &
Ilsley Corp.
(bank
holding company)
(1995-2006).
|
|
|
Name,
Address and
Year
of Birth
of
Interested Trustee |
Position(s)
Held
with Trust
|
Term
of
Office
and
Length
of
Time
Served* |
Principal
Occupation(s)
During the
Past 5 Years |
Number
of
Portfolios
in
Fund
Complex
Overseen
by
Interested
Trustee
|
Other
Directorships
Held
by
Interested
Trustee
During the
Past 5 Years |
Kevin M.
Carome—1956
Invesco
Ltd.
Two
Peachtree Pointe
1555
Peachtree St., N.E.,
Suite
1800
Atlanta,
GA 30309 |
Trustee
|
Since 2010
|
Senior
Managing Director,
Secretary
and General
Counsel,
Invesco Ltd.
(2007-Present);
Director,
Invesco
Advisers, Inc.
(2009-Present);
Director
(2006-Present)
and
Executive
Vice President
(2008-Present),
Invesco
North
American Holdings,
Inc.;
Executive Vice
President
(2008-Present),
Invesco
Investments
(Bermuda)
Ltd.; Manager,
Horizon
Flight Works LLC;
and
Executive Vice
President
(2014-Present),
INVESCO
Asset
Management
(Bermuda)
Ltd.;
formerly, Director and
Secretary
(2012-2020),
Invesco
Services
(Bahamas)
Private |
231 |
None
|
Name,
Address and
Year
of Birth
of
Interested Trustee |
Position(s)
Held
with
Trust |
Term
of
Office
and
Length
of
Time
Served* |
Principal
Occupation(s)
During
the Past 5 Years |
Number
of
Portfolios
in
Fund
Complex
Overseen
by
Interested
Trustee
|
Other
Directorships
Held
by
Interested
Trustee
During
the Past 5 Years |
|
|
|
Limited;
Director, Invesco
Finance
PLC (2011-2019);
Director,
INVESCO Asset
Management
(Bermuda)
Ltd.
(2014-2019); Director
and
Executive Vice
President,
Invesco
Finance,
Inc. (2011-2018);
Director
(2006-2018) and
Executive
Vice President
(2008-2018),
Invesco
Group
Services, Inc.,
Invesco
Holding Company
(US),
Inc.; Director,
Invesco
Holding Company
Limited
(2007- 2019);
Director
and Chairman,
INVESCO
Funds Group,
Inc.,
Senior Vice
President,
Secretary and
General
Counsel, Invesco
Advisers,
Inc. (2003-
2006);
Director, Invesco
Investments
(Bermuda)
Ltd.
(2008-2016); Senior
Vice
President and
General
Counsel, Liberty
Financial
Companies, Inc.
(2000-2001);
General
Counsel
of certain
investment
management
subsidiaries
of Liberty
Financial
Companies, Inc.
(1998-2000);
Associate
General
Counsel, Liberty
Financial
Companies, Inc.
(1993-1998);
Associate,
Ropes &
Gray LLP. |
|
|
Name,
Address and
Year
of Birth
of
Executive Officer |
Position(s)
Held
with Trust
|
Term
of
Office
and
Length
of
Time
Served* |
Principal
Occupation(s) During at Least the Past 5 Years
|
Anna
Paglia — 1974
Invesco
Capital
Management
LLC
3500 Lacey
Road
Suite
700
Downers
Grove, IL 60515 |
President
and
Principal
Executive
Officer
|
Since 2020
|
President
and Principal Executive Officer, Invesco Exchange-
Traded
Fund Trust, Invesco Exchange-Traded Fund Trust II,
Invesco
India Exchange-Traded Fund Trust, Invesco Actively
Managed
Exchange-Traded Fund Trust, Invesco Actively
Managed
Exchange-Traded Commodity Fund Trust and Invesco
Exchange-Traded
Self-Indexed Fund Trust (2020-Present);
Managing
Director and Global Head of ETFs and Indexed
Strategies,
Chief Executive Officer and Principal Executive Officer,
Invesco
Capital Management LLC (2020-Present); Chief
Executive
Officer, Manager and Principal Executive Officer,
Invesco
Specialized Products, LLC (2020-Present); Authorized
Person,
Accretive Asset Management LLC (2018-Present); Vice
|
Name,
Address and
Year
of Birth
of
Executive Officer |
Position(s)
Held
with
Trust |
Term
of
Office
and
Length
of
Time
Served* |
Principal
Occupation(s) During at Least the Past 5 Years
|
|
|
|
President,
Invesco Indexing LLC (2020-Present); formerly,
Secretary,
Invesco Exchange-Traded Fund Trust, Invesco
Exchange-Traded
Fund Trust II, Invesco India Exchange-Traded
Fund
Trust and Invesco Actively Managed Exchange-Traded Fund
Trust
(2011-2020), Invesco Actively Managed Exchange-Traded
Commodity
Fund Trust (2014-2020) and Invesco Exchange-
Traded
Self-Indexed Fund Trust (2015-2020); Head of Legal
(2010-2020)
and Secretary (2015-2020), Invesco Capital
Management
LLC; Manager and Assistant Secretary, Invesco
Indexing
LLC (2017-2020); Head of Legal and Secretary, Invesco
Specialized
Products, LLC (2018-2020); Partner, K&L Gates LLP
(formerly,
Bell Boyd & Lloyd LLP) (2007-2010); and Associate
Counsel
at Barclays Global Investors Ltd. (2004-2006). |
Adrien
Deberghes — 1967
Invesco
Capital
Management
LLC,
11
Greenway Plaza
Suite
1000
Houston,
TX 77046 |
Vice
President |
Since
2020 |
Vice
President, Invesco Exchange-Traded Fund Trust, Invesco
Exchange-Traded
Fund Trust II, Invesco India Exchange-Traded
Fund
Trust, Invesco Actively Managed Exchange-Traded Fund
Trust,
Invesco Actively Managed Exchange-Traded Commodity
Fund
Trust and Invesco Exchange-Traded Self-Indexed Fund
Trust
(2020-Present); Head of the Fund Office of the CFO and
Fund
Administration, Invesco Advisers, Inc. (2020-Present);
Principal
Financial Officer, Treasurer and Vice President, The
Invesco
Funds (2020-Present); Vice President, Invesco Advisers,
Inc.
(2020-Present); formerly, Senior Vice President and
Treasurer,
Fidelity Investments (2008-2020). |
Kelli
Gallegos — 1970
Invesco
Capital
Management
LLC,
11
Greenway Plaza
Suite
1000
Houston,
TX 77046 |
Vice
President
and
Treasurer |
Since
2018 |
Vice
President, Invesco Advisers, Inc. (2020-Present); Principal
Financial
and Accounting Officer- Pooled Investments, Invesco
Specialized
Products, LLC (2018-Present); Vice President and
Treasurer,
Invesco Exchange-Traded Fund Trust, Invesco
Exchange-Traded
Fund Trust II, Invesco India Exchange-Traded
Fund
Trust, Invesco Actively Managed Exchange-Traded Fund
Trust,
Invesco Actively Managed Exchange-Traded Commodity
Fund
Trust and Invesco Exchange-Traded Self-Indexed Fund
Trust
(2018-Present); Principal Financial and Accounting Officer-
Pooled
Investments, Invesco Capital Management LLC (2018-
Present);
Vice President (2016-Present) and Assistant Treasurer
(2008-Present),
The Invesco Funds; formerly, Assistant Treasurer,
Invesco
Specialized Products, LLC (2018); Assistant Treasurer,
Invesco
Exchange-Traded Fund Trust, Invesco Exchange-Traded
Fund
Trust II, Invesco India Exchange-Traded Fund Trust and
Invesco
Actively Managed Exchange-Traded Fund Trust (2012-
2018),
Invesco Actively Managed Exchange-Traded Commodity
Fund
Trust (2014-2018) and Invesco Exchange-Traded Self-
Indexed
Fund Trust (2016-2018); Assistant Treasurer, Invesco
Capital
Management LLC (2013-2018); and Principal Financial
Officer
(2016-2020) and Assistant Vice President (2008-2016),
The
Invesco Funds. |
Adam
Henkel — 1980
Invesco
Capital
Management
LLC
3500
Lacey Road
Suite
700
Downers
Grove, IL 60515 |
Secretary |
Since
2020 |
Head
of Legal and Secretary, Invesco Capital Management LLC
and
Invesco Specialized Products, LLC (2020-present); Secretary,
Invesco
Exchange-Traded Fund Trust, Invesco Exchange-Traded
Fund
Trust II, Invesco India Exchange-Traded Fund Trust, Invesco
Actively
Managed Exchange-Traded Fund Trust, Invesco Actively
Managed
Exchange-Traded Commodity Fund Trust and Invesco
Exchange-Traded
Self-Indexed Fund Trust (2020-Present);
Assistant
Secretary, Invesco Capital Markets, Inc. (2020-Present);
Assistant
Secretary, the Invesco Funds (2014-Present); Manager
and
Assistant Secretary, Invesco Indexing LLC (2020-Present);
|
Name,
Address and
Year
of Birth
of
Executive Officer |
Position(s)
Held
with
Trust |
Term
of
Office
and
Length
of
Time
Served* |
Principal
Occupation(s) During at Least the Past 5 Years
|
|
|
|
Assistant
Secretary, Invesco Investment Advisers LLC (2020-
Present);
formerly, Assistant Secretary of Invesco Exchange-
Traded
Fund Trust, Invesco Exchange-Traded Fund Trust II,
Invesco
India Exchange-Traded Fund Trust, Invesco Actively
Managed
Exchange-Traded Fund Trust and Invesco Actively
Managed
Exchange-Traded Commodity Fund Trust (2014-2020);
Chief
Compliance Officer of Invesco Capital Management LLC
(2017);
Chief Compliance Officer of Invesco Exchange-Traded
Fund
Trust, Invesco Exchange-Traded Fund Trust II, Invesco India
Exchange-Traded
Fund Trust, Invesco Actively Managed
Exchange-Traded
Fund Trust and Invesco Actively Managed
Exchange-Traded
Commodity Fund Trust (2017); Senior Counsel,
Invesco,
Ltd. (2013-2020); Assistant Secretary, Invesco
Specialized
Products, LLC (2018-2020). |
Peter
Hubbard — 1981
Invesco
Capital
Management
LLC
3500
Lacey Road
Suite
700
Downers
Grove, IL 60515 |
Vice
President |
Since
2009 |
Vice
President, Invesco Specialized Products, LLC (2018-
Present);
Vice President, Invesco Exchange-Traded Fund Trust,
Invesco
Exchange-Traded Fund Trust II, Invesco India Exchange-
Traded
Fund Trust, Invesco Actively Managed Exchange-Traded
Fund
Trust (2009-Present), Invesco Actively Managed Exchange-
Traded
Commodity Fund Trust (2014-Present) and Invesco
Exchange-Traded
Self-Indexed Fund Trust (2016-Present); Vice
President
and Director of Portfolio Management, Invesco Capital
Management
LLC (2010-Present); formerly, Vice President of
Portfolio
Management, Invesco Capital Management LLC (2008-
2010);
Portfolio Manager, Invesco Capital Management LLC
(2007-2008);
Research Analyst, Invesco Capital Management LLC
(2005-2007);
Research Analyst and Trader, Ritchie Capital, a
hedge
fund operator (2003-2005). |
Michael
McMaster — 1962
Invesco
Capital
Management
LLC,
11
Greenway Plaza
Suite
1000
Houston,
TX 77046 |
Chief
Tax Officer |
Since
2020 |
Vice
President and Head of Global Fund Services Tax, Invesco
Advisers,
Inc. (2020-Present); Chief Tax Officer, Vice President
and
Assistant Treasurer, The Invesco Funds (2020-Present);
Assistant
Treasurer, Invesco Capital Management LLC (2020-
Present);
Chief Tax Officer and Assistant Treasurer, Invesco
Exchange-Traded
Fund Trust, Invesco Exchange-Traded Fund
Trust
II, Invesco India Exchange-Traded Fund Trust, Invesco
Actively
Managed Exchange-Traded Fund Trust Invesco Actively
Managed
Exchange-Traded Commodity Fund Trust and Invesco
Exchange-Traded
Self-Indexed Fund Trust (2020-Present);
Assistant
Treasurer, Invesco Specialized Products, LLC (2020-
Present);
formerly, Senior Vice President, Managing Director of
Tax
Services, U.S. Bank Global Fund Services (GFS) (2007-
2020). |
Sheri
Morris — 1964
Invesco
Capital
Management
LLC,
11
Greenway Plaza
Suite
1000
Houston,
TX 77046 |
Vice
President |
Since
2012 |
Head
of Global Fund Services, Invesco Ltd. (2019-Present); Vice
President,
OppenheimerFunds, Inc. (2019-Present); President and
Principal
Executive Officer, The Invesco Funds (2016-Present);
Senior
Vice President, Invesco Advisers, Inc. (formerly known as
Invesco
Institutional (N.A.), Inc.) (registered investment adviser)
(2020-Present)
and Vice President, Invesco Exchange-Traded
Fund
Trust, Invesco Exchange-Traded Fund Trust II, Invesco India
Exchange-Traded
Fund Trust, Invesco Actively Managed
Exchange-Traded
Fund Trust (2012-Present), Invesco Actively
Managed
Exchange-Traded Commodity Fund Trust (2014-
Present)
and Invesco Exchange-Traded Self-Indexed Fund Trust
(2016-Present);
formerly, Treasurer (2008-2020), Vice President
and
Principal Financial Officer, The Invesco Funds (2008-2016);
Treasurer,
Invesco Exchange-Traded Fund Trust, Invesco
Exchange-Traded
Fund Trust II, Invesco India Exchange-Traded
|
Name,
Address and
Year
of Birth
of
Executive Officer |
Position(s)
Held
with
Trust |
Term
of
Office
and
Length
of
Time
Served* |
Principal
Occupation(s) During at Least the Past 5 Years
|
|
|
|
Fund
Trust and Invesco Actively Managed Exchange-Traded Fund
Trust
(2011-2013); Vice President, Invesco Aim Advisers, Inc.,
Invesco
Aim Capital Management, Inc. and Invesco Aim Private
Asset
Management, Inc.; Treasurer, Assistant Vice President and
Assistant
Treasurer, The Invesco Funds and Assistant Vice
President,
Invesco Advisers, Inc., Invesco Aim Capital
Management,
Inc. and Invesco Aim Private Asset Management,
Inc.;
Vice President, Invesco Advisers, Inc.
(2009-2020). |
Rudolf
E. Reitmann — 1971
Invesco
Capital
Management
LLC
3500
Lacey Road
Suite
700
Downers
Grove, IL 60515 |
Vice
President |
Since
2013 |
Head
of Global Exchange Traded Funds Services, Invesco
Specialized
Products, LLC (2018-Present); Vice President,
Invesco
Exchange-Traded Fund Trust, Invesco Exchange-Traded
Fund
Trust II, Invesco India Exchange-Traded Fund Trust, Invesco
Actively
Managed Exchange-Traded Fund Trust (2013-Present),
Invesco
Actively Managed Exchange-Traded Commodity Fund
Trust
(2014-Present) and Invesco Exchange-Traded Self-Indexed
Fund
Trust (2016-Present); Head of Global Exchange Traded
Funds
Services, Invesco Capital Management LLC (2013-
Present);
Vice President, Invesco Capital Markets, Inc. (2018-
Present). |
Melanie
Zimdars — 1976
Invesco
Capital
Management
LLC
3500
Lacey Road
Suite
700
Downers
Grove, IL 60515 |
Chief
Compliance
Officer |
Since
2017 |
Chief
Compliance Officer, Invesco Specialized Products, LLC
(2018-Present);
Chief Compliance Officer, Invesco Capital
Management
LLC (2017-Present); Chief Compliance Officer,
Invesco
Exchange-Traded Fund Trust, Invesco Exchange-Traded
Fund
Trust II, Invesco India Exchange-Traded Fund Trust, Invesco
Actively
Managed Exchange-Traded Fund Trust, Invesco Actively
Managed
Exchange-Traded Commodity Fund Trust and Invesco
Exchange-Traded
Self-Indexed Fund Trust (2017-Present);
formerly,
Vice President and Deputy Chief Compliance Officer,
ALPS
Holding, Inc. (2009-2017); Mutual Fund Treasurer/ Chief
Financial
Officer, Wasatch Advisors, Inc. (2005-2008); Compliance
Officer,
U.S. Bancorp Fund Services, LLC (2001-2005).
|
Name
of Trustee |
Invesco
Aerospace
&
Defense
ETF |
Invesco
BuyBack
AchieversTM
ETF |
Invesco
Dividend
AchieversTM
ETF |
Invesco
Dow
Jones
Industrial
Average
Dividend
ETF |
Independent
Trustees
|
|
|
|
|
Ronn R.
Bagge |
None |
None |
None |
None
|
Todd J.
Barre |
None |
None |
None |
None
|
Edmund P.
Giambastiani, Jr. |
None |
None |
None |
None
|
Victoria
J. Herget |
None |
None |
None |
None
|
Marc M.
Kole |
None |
None |
None |
None
|
Yung Bong
Lim |
None |
None |
None |
None
|
Joanne
Pace |
None |
None |
None |
None
|
Gary R.
Wicker |
None |
None |
None |
None
|
Donald H.
Wilson |
None |
None |
None |
None
|
Interested
Trustee
|
|
|
|
|
Name
of Trustee |
Invesco
Aerospace
&
Defense
ETF |
Invesco
BuyBack
AchieversTM
ETF |
Invesco
Dividend
AchieversTM
ETF |
Invesco
Dow
Jones
Industrial
Average
Dividend
ETF |
Kevin
M. Carome |
None
|
None
|
None
|
None |
Name
of Trustee |
Invesco
DWA
Basic
Materials
Momentum
ETF |
Invesco
DWA
Consumer
Cyclicals
Momentum
ETF |
Invesco
DWA Consumer
Staples
Momentum
ETF |
Invesco
DWA
Energy
Momentum
ETF |
Independent
Trustees |
|
|
|
|
Ronn R.
Bagge |
None |
None |
None |
None |
Todd J.
Barre |
None |
None |
None |
None |
Edmund P.
Giambastiani, Jr. |
None |
None |
None |
None |
Victoria
J. Herget |
None |
None |
None |
None |
Marc M.
Kole |
None |
None |
None |
None |
Yung Bong
Lim |
None |
None |
None |
Over
$100,000 |
Joanne
Pace |
None |
None |
None |
None |
Gary R.
Wicker |
None |
None |
None |
None |
Donald H.
Wilson |
None |
None |
None |
None |
Interested
Trustee |
|
| ||
Kevin M.
Carome |
None |
None |
None |
None
|
Name
of Trustee |
Invesco
DWA
Financial
Momentum
ETF |
Invesco
DWA
Healthcare
Momentum
ETF |
Invesco
DWA
Industrials
Momentum ETF |
Invesco
DWA
Momentum
ETF |
Independent
Trustees
|
|
|
|
|
Ronn R.
Bagge |
None |
None |
None |
Over $100,000
|
Todd J.
Barre |
None |
None |
None |
None
|
Edmund P.
Giambastiani, Jr. |
None |
None |
None |
None
|
Victoria
J. Herget |
None |
None |
None |
None
|
Marc M.
Kole |
None |
None |
None |
None
|
Yung Bong
Lim |
None |
None |
None |
None
|
Joanne
Pace |
None |
None |
None |
None
|
Gary R.
Wicker |
None |
None |
None |
None
|
Donald H.
Wilson |
None |
None |
None |
None
|
Interested
Trustee
|
|
|
|
|
Kevin M.
Carome |
None |
None |
None |
None
|
Name
of Trustee |
Invesco
DWA
Technology
Momentum
ETF |
Invesco
DWA
Utilities
Momentum
ETF |
Invesco
Dynamic
Biotechnology
&
Genome ETF |
Invesco
Dynamic
Building
&
Construction
ETF
|
Invesco
Dynamic
Energy
Exploration
&
Production
ETF |
Independent
Trustees
|
|
|
|
|
|
Ronn R.
Bagge |
None |
None |
None |
None |
None
|
Todd J.
Barre |
None |
None |
None |
None |
None
|
Edmund P.
Giambastiani, Jr. |
None |
None |
$1-$10,000
|
None |
None
|
Victoria
J. Herget |
None |
None |
None |
None |
None
|
Marc M.
Kole |
None |
None |
None |
None |
None
|
Yung Bong
Lim |
None |
None |
None |
None |
None
|
Joanne
Pace |
None |
None |
None |
None |
None
|
Gary R.
Wicker |
None |
None |
None |
None |
$10,001-$50,000
|
Donald H.
Wilson |
None |
None |
None |
None |
None
|
Interested
Trustee
|
|
|
|
Name
of Trustee |
Invesco
DWA
Technology
Momentum
ETF |
Invesco
DWA
Utilities
Momentum
ETF |
Invesco
Dynamic
Biotechnology
&
Genome ETF |
Invesco
Dynamic
Building
&
Construction
ETF
|
Invesco
Dynamic
Energy
Exploration
&
Production
ETF |
Kevin
M. Carome |
None
|
None
|
None
|
None
|
None |
Name
of Trustee |
Invesco
Dynamic
Food
&
Beverage
ETF
|
Invesco
Dynamic
Large
Cap Growth
ETF |
Invesco
Dynamic
Large
Cap Value
ETF |
Invesco
Dynamic
Leisure
and
Entertainment
ETF
|
Invesco
Dynamic
Market
ETF
|
Independent
Trustees
|
|
|
|
|
|
Ronn R.
Bagge |
None |
None |
None |
None |
None
|
Todd J.
Barre |
None |
None |
None |
None |
None
|
Edmund P.
Giambastiani, Jr. |
None |
None |
None |
None |
None
|
Victoria
J. Herget |
None |
None |
None |
None |
None
|
Marc M.
Kole |
None |
Over $100,000
|
Over $100,000
|
None |
None
|
Yung Bong
Lim |
None |
None |
None |
None |
None
|
Joanne
Pace |
None |
None |
None |
None |
None
|
Gary R.
Wicker |
None |
None |
None |
None |
None
|
Donald H.
Wilson |
None |
Over $100,000
|
Over $100,000
|
None |
$10,001-$50,000
|
Interested
Trustee
|
|
|
| ||
Kevin M.
Carome |
None |
None |
None |
None |
None
|
Name
of Trustee |
Invesco
Dynamic
Media
ETF
|
Invesco
Dynamic
Networking
ETF |
Invesco
Dynamic
Oil &
Gas
Services
ETF
|
Invesco
Dynamic
Pharmaceuticals
ETF
|
Independent
Trustees
|
|
|
|
|
Ronn
R. Bagge |
None
|
None
|
None
|
None
|
Todd
J. Barre |
None
|
None
|
None
|
None
|
Edmund
P. Giambastiani, Jr. |
None
|
None
|
None
|
None
|
Victoria
J. Herget |
None
|
None
|
None
|
None
|
Marc
M. Kole |
None
|
None
|
None
|
None
|
Yung
Bong Lim |
None
|
None
|
None
|
None
|
Joanne
Pace |
None
|
None
|
None
|
None
|
Gary
R. Wicker |
None
|
None
|
None
|
None
|
Donald
H. Wilson |
None
|
None
|
None
|
None
|
Interested
Trustee
|
|
|
|
|
Kevin
M. Carome |
None
|
None
|
None
|
None
|
Name
of Trustee |
Invesco
Dynamic
Semiconductors
ETF
|
Invesco
Dynamic
Software
ETF |
Invesco
Financial
Preferred
ETF |
Invesco
FTSE
RAFI US
1000 ETF |
Invesco
FTSE
RAFI US
1500
Small-Mid
ETF |
Independent
Trustees
|
|
|
|
|
|
Ronn R.
Bagge |
None |
None |
None |
$10,001-$50,000
|
None
|
Todd J.
Barre |
None |
None |
None |
Over $100,000
|
Over $100,000
|
Edmund P.
Giambastiani, Jr. |
None |
None |
None |
None |
None
|
Victoria
J. Herget |
None |
None |
None |
None |
None
|
Marc M.
Kole |
None |
None |
None |
None |
None
|
Yung Bong
Lim |
None |
None |
None |
None |
None
|
Joanne
Pace |
None |
None |
None |
None |
None
|
Gary R.
Wicker |
None |
None |
None |
None |
$50,001-$100,000
|
Donald H.
Wilson |
None |
None |
None |
None |
None
|
Name
of Trustee |
Invesco
Dynamic
Semiconductors
ETF
|
Invesco
Dynamic
Software
ETF |
Invesco
Financial
Preferred
ETF |
Invesco
FTSE
RAFI
US 1000 ETF |
Invesco
FTSE
RAFI
US 1500
Small-Mid
ETF |
Interested
Trustee
|
|
|
|
|
|
Kevin
M. Carome |
None
|
None
|
None
|
None
|
None |
Name
of Trustee |
Invesco
Global
Listed
Private
Equity
ETF |
Invesco
Golden
Dragon
China
ETF |
Invesco
High
Yield
Equity
Dividend
AchieversTM
ETF |
Invesco
International
Dividend
AchieversTM
ETF |
Invesco
MSCI
Sustainable
Future ETF |
Independent
Trustees |
|
|
|
|
|
Ronn R.
Bagge |
None |
None |
None |
None |
None |
Todd J.
Barre |
None |
None |
None |
None |
None |
Edmund P.
Giambastiani, Jr. |
None |
None |
None |
None |
None |
Victoria
J. Herget |
None |
None |
None |
None |
None |
Marc M.
Kole |
None |
None |
None |
None |
None |
Yung Bong
Lim |
None |
None |
None |
Over
$100,000 |
None |
Joanne
Pace |
None |
None |
None |
None |
None |
Gary R.
Wicker |
None |
None |
None |
$50,001-$100,000 |
None |
Donald H.
Wilson |
None |
None |
$10,001-$50,000 |
None |
None |
Interested
Trustee |
|
|
|
|
|
Kevin M.
Carome |
None |
None |
None |
None |
None
|
Name
of Trustee |
Invesco
NASDAQ
Internet
ETF |
Invesco
Raymond
James
SB-1
Equity ETF |
Invesco
S&P
100 Equal
Weight
ETF |
Invesco
S&P 500
BuyWrite
ETF |
Invesco
S&P 500®
Equal
Weight ETF |
Independent
Trustees
|
|
|
|
|
|
Ronn
R. Bagge |
None
|
None
|
None
|
None
|
Over
$100,000 |
Todd
J. Barre |
None
|
None
|
None
|
None
|
Over
$100,000 |
Edmund
P. Giambastiani, Jr. |
None
|
None
|
None
|
None
|
None
|
Victoria
J. Herget |
None
|
None
|
None
|
None
|
None
|
Marc
M. Kole |
None
|
None
|
None
|
None
|
None
|
Yung
Bong Lim |
None
|
None
|
None
|
None
|
None
|
Joanne
Pace |
None
|
None
|
None
|
None
|
None
|
Gary
R. Wicker |
None
|
None
|
None
|
None
|
$10,001-$50,000
|
Donald
H. Wilson |
None
|
None
|
None
|
None
|
None
|
Interested
Trustee
|
|
|
|
|
|
Kevin
M. Carome |
None
|
None
|
None
|
None
|
None
|
Name
of Trustee |
Invesco
S&P
500®
Equal
Weight
Communication
Services
ETF |
Invesco
S&P
500®
Equal
Weight
Consumer
Discretionary
ETF
|
Invesco
S&P
500®
Equal
Weight
Consumer
Staples
ETF |
Invesco
S&P 500®
Equal
Weight
Energy
ETF |
Invesco
S&P 500®
Equal
Weight
Financials
ETF |
Independent
Trustees
|
|
|
|
|
|
Ronn
R. Bagge |
None
|
None
|
None
|
None
|
None
|
Todd
J. Barre |
None
|
None
|
None
|
None
|
None
|
Edmund
P. Giambastiani, Jr. |
None
|
None
|
None
|
None
|
None
|
Victoria
J. Herget |
None
|
None
|
None
|
None
|
None
|
Marc
M. Kole |
None
|
None
|
None
|
None
|
None
|
Yung
Bong Lim |
None
|
None
|
None
|
None
|
None
|
Joanne
Pace |
None
|
None
|
None
|
None
|
None
|
Gary
R. Wicker |
None
|
None
|
None
|
None
|
None
|
Donald
H. Wilson |
None
|
None
|
None
|
None
|
None
|
Name
of Trustee |
Invesco
S&P
500®
Equal
Weight
Communication
Services
ETF |
Invesco
S&P
500®
Equal
Weight
Consumer
Discretionary
ETF
|
Invesco
S&P
500®
Equal
Weight
Consumer
Staples
ETF |
Invesco
S&P 500®
Equal
Weight
Energy
ETF |
Invesco
S&P 500®
Equal
Weight
Financials
ETF |
Interested
Trustee
|
|
|
|
|
|
Kevin
M. Carome |
None
|
None
|
None
|
None
|
None |
Name
of Trustee |
Invesco
S&P
500®
Equal
Weight
Health
Care
ETF |
Invesco
S&P
500®
Equal
Weight
Industrials
ETF |
Invesco
S&P
500®
Equal
Weight
Materials
ETF
|
Invesco
S&P 500®
Equal
Weight
Real
Estate ETF |
Invesco
S&P 500®
Equal
Weight
Technology
ETF |
Independent
Trustees
|
|
|
|
|
|
Ronn
R. Bagge |
None
|
None
|
None
|
None
|
None
|
Todd
J. Barre |
None
|
None
|
None
|
None
|
None
|
Edmund
P. Giambastiani, Jr. |
None
|
None
|
None
|
None
|
None
|
Victoria
J. Herget |
None
|
None
|
None
|
None
|
None
|
Marc
M. Kole |
None
|
None
|
None
|
None
|
None
|
Yung
Bong Lim |
None
|
None
|
None
|
None
|
None
|
Joanne
Pace |
None
|
None
|
None
|
None
|
None
|
Gary
R. Wicker |
None
|
None
|
None
|
None
|
None
|
Donald
H. Wilson |
None
|
None
|
None
|
None
|
None
|
Interested
Trustee
|
|
|
|
|
|
Kevin
M. Carome |
None
|
None
|
None
|
None
|
None
|
Name
of Trustee |
Invesco
S&P
500®
Equal
Weight
Utilities
ETF
|
Invesco
S&P
500 GARP
ETF |
Invesco
S&P
500®
Pure
Growth ETF
|
Invesco
S&P 500®
Pure Value
ETF |
Invesco
S&P 500®
Quality
ETF |
Independent
Trustees
|
|
|
|
|
|
Ronn R.
Bagge |
None |
None |
None |
None |
None
|
Todd J.
Barre |
None |
None |
None |
None |
None
|
Edmund P.
Giambastiani, Jr. |
None |
None |
None |
None |
None
|
Victoria
J. Herget |
None |
None |
None |
None |
None
|
Marc M.
Kole |
None |
None |
None |
None |
None
|
Yung Bong
Lim |
None |
None |
None |
None |
None
|
Joanne
Pace |
None |
None |
None |
None |
$50,001-$100,000
|
Gary R.
Wicker |
None |
None |
None |
None |
Over $100,000
|
Donald H.
Wilson |
None |
None |
None |
None |
None
|
Interested
Trustee
|
|
|
|
|
|
Kevin M.
Carome |
None |
None |
None |
None |
None
|
Name
of Trustee |
Invesco
S&P
500®
Top 50
ETF
|
Invesco
S&P
500
Value with
Momentum
ETF |
Invesco
S&P
MidCap
400®
Equal
Weight
ETF
|
Invesco
S&P
MidCap
400®
Pure
Growth
ETF |
Invesco
S&P
MidCap
400®
Pure
Value
ETF |
Independent
Trustees
|
|
|
|
|
|
Ronn
R. Bagge |
None
|
None
|
None
|
None
|
None
|
Todd
J. Barre |
None
|
None
|
None
|
None
|
None
|
Edmund
P. Giambastiani, Jr. |
None
|
None
|
None
|
None
|
None
|
Victoria
J. Herget |
None
|
None
|
None
|
None
|
None
|
Marc
M. Kole |
None
|
None
|
None
|
None
|
None
|
Yung
Bong Lim |
None
|
None
|
None
|
None
|
None
|
Joanne
Pace |
None
|
None
|
None
|
None
|
None
|
Gary
R. Wicker |
None
|
None
|
None
|
None
|
None
|
Name
of Trustee |
Invesco
S&P
500®
Top 50
ETF
|
Invesco
S&P
500
Value with
Momentum
ETF |
Invesco
S&P
MidCap
400®
Equal
Weight
ETF
|
Invesco
S&P
MidCap
400®
Pure
Growth
ETF |
Invesco
S&P
MidCap
400®
Pure
Value
ETF |
Donald
H. Wilson |
None
|
None
|
Over
$100,000 |
None
|
None
|
Interested
Trustee
|
|
|
|
|
|
Kevin
M. Carome |
None
|
None
|
None
|
None
|
None
|
Name
of Trustee |
Invesco
S&P
MidCap
Momentum
ETF |
Invesco
S&P
MidCap
Quality
ETF
|
Invesco
S&P
MidCap
Value
with
Momentum
ETF
|
Invesco
S&P
SmallCap
600®
Equal
Weight ETF |
Invesco
S&P
SmallCap
600®
Pure
Growth ETF |
Independent
Trustees
|
|
|
|
|
|
Ronn
R. Bagge |
None
|
None
|
None
|
None
|
None
|
Todd
J. Barre |
None
|
None
|
None
|
None
|
None
|
Edmund
P. Giambastiani, Jr. |
None
|
None
|
None
|
None
|
None
|
Victoria
J. Herget |
None
|
None
|
None
|
None
|
None
|
Marc
M. Kole |
Over
$100,000 |
None
|
None
|
None
|
None
|
Yung
Bong Lim |
None
|
None
|
None
|
None
|
None
|
Joanne
Pace |
None
|
None
|
None
|
None
|
None
|
Gary
R. Wicker |
None
|
None
|
None
|
None
|
None
|
Donald
H. Wilson |
None
|
Over
$100,000 |
None
|
None
|
None
|
Interested
Trustee
|
|
|
|
|
|
Kevin
M. Carome |
None
|
None
|
None
|
None
|
None
|
Name
of Trustee |
Invesco
S&P
SmallCap
600®
Pure Value
ETF |
Invesco
S&P
SmallCap
Momentum
ETF |
Invesco
S&P
SmallCap
Value
with
Momentum
ETF
|
Invesco
S&P
Spin-Off
ETF |
Invesco
Water
Resources
ETF |
Independent
Trustees
|
|
|
|
|
|
Ronn R.
Bagge |
None |
None |
None |
None |
None
|
Todd J.
Barre |
None |
None |
None |
None |
None
|
Edmund P.
Giambastiani, Jr. |
None |
None |
None |
None |
None
|
Victoria
J. Herget |
None |
None |
None |
None |
None
|
Marc M.
Kole |
None |
None |
None |
None |
None
|
Yung Bong
Lim |
None |
None |
None |
None |
None
|
Joanne
Pace |
None |
None |
None |
None |
None
|
Gary R.
Wicker |
None |
None |
None |
None |
None
|
Donald H.
Wilson |
None |
None |
$50,001-$100,000
|
None |
$50,001-$100,000
|
Interested
Trustee
|
|
|
|
|
|
Kevin M.
Carome |
None |
None |
None |
None |
None
|
Name
of Trustee |
Invesco
WilderHill
Clean
Energy
ETF
|
Invesco
Zacks
Mid-Cap
ETF |
Invesco
Zacks
Multi-Asset
Income ETF
|
Aggregate
Dollar Range
of
Equity
Securities
in
All Registered
Investment
Companies
Overseen
by
Trustee
in Family of
Investment
Companies |
Independent
Trustees
|
|
|
|
|
Ronn R.
Bagge |
None |
None |
None |
Over $100,000
|
Todd J.
Barre |
None |
None |
None |
Over $100,000
|
Edmund P.
Giambastiani, Jr. |
None |
None |
None |
$10,001-$50,000
|
Victoria
J. Herget |
None |
None |
None |
None (1)
|
Name
of Trustee |
Invesco
WilderHill
Clean
Energy
ETF
|
Invesco
Zacks
Mid-Cap
ETF |
Invesco
Zacks
Multi-Asset
Income
ETF |
Aggregate
Dollar Range
of
Equity
Securities
in
All Registered
Investment
Companies
Overseen
by
Trustee
in Family of
Investment
Companies |
Marc
M. Kole |
$10,001-$50,000
|
None
|
None
|
Over
$100,000 |
Yung
Bong Lim |
None
|
None
|
None
|
Over
$100,000 |
Joanne
Pace |
None
|
None
|
None
|
Over
$100,000 |
Gary
R. Wicker |
None
|
None
|
None
|
Over
$100,000 |
Donald
H. Wilson |
None
|
None
|
None
|
Over
$100,000 |
Interested
Trustee
|
|
|
|
|
Kevin
M. Carome |
None
|
None
|
None
|
Over
$100,000 |
Name
of Trustee |
Aggregate
Compensation
From
the Trust
|
Pension or
Retirement
Benefits
accrued as part of
Fund
Expenses |
Total
Compensation Paid
From Fund
Complex(1) |
Independent
Trustees
|
|
|
|
Ronn R.
Bagge |
$
134,452 |
N/A |
$
340,000 |
Todd J.
Barre |
$
126,543 |
N/A |
$
320,000 |
Edmund P.
Giambastiani, Jr. |
$
126,543 |
N/A |
$
320,000 |
Victoria
J. Herget |
$
126,543 |
N/A |
$
320,000 |
Marc M.
Kole |
$
140,383 |
N/A |
$
355,000 |
Name
of Trustee |
Aggregate
Compensation
From
the
Trust |
Pension
or Retirement
Benefits
accrued as part of
Fund
Expenses |
Total
Compensation Paid
From
Fund Complex(1) |
Yung
Bong Lim |
$
134,452 |
N/A |
$
340,000 |
Joanne
Pace |
$
126,543 |
N/A |
$
320,000 |
Gary
R. Wicker |
$
126,543 |
N/A |
$
320,000 |
Donald
H. Wilson |
$
173,997 |
N/A |
$
440,000 |
Interested
Trustee
|
|
|
|
Kevin
M. Carome |
N/A |
N/A |
N/A |
Name
& Address |
% Owned
|
Charles
Schwab & Co., Inc.
211 Main
Street
San
Francisco, CA 94105 |
13.60% |
National
Financial Services LLC
200
Liberty Street
New York,
NY 10281 |
11.99% |
TD
Ameritrade Clearing, Inc.
4211 South
102nd Street
Omaha, NE
68127 |
11.00% |
Edward D.
Jones & Co.
12555
Manchester Road
St. Louis,
MO 63131 |
8.36% |
Morgan
Stanley
1585
Broadway
New York,
NY 10036 |
7.88% |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
4
Corporate Place
Piscataway,
NJ 08854 |
7.34% |
LPL
Financial
75 State
Street
Boston, MA
02109 |
6.04% |
Pershing
LLC
1 Pershing
Plaza
Jersey
City, NJ 07399 |
5.40% |
Wells
Fargo
420
Montgomery Street
San
Francisco, CA 94104 |
5.02% |
Name
& Address |
% Owned
|
Charles
Schwab & Co., Inc.
211 Main
Street
San
Francisco, CA 94105 |
17.31% |
Name
& Address |
%
Owned |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
13.17% |
Citibank
399
Park Avenue
New
York, NY 10043 |
8.68% |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
4
Corporate Place
Piscataway,
NJ 08854 |
8.24% |
TD
Ameritrade Clearing, Inc.
4211
South 102nd Street
Omaha,
NE 68127 |
5.86% |
LPL
Financial
75
State Street
Boston,
MA 02109 |
5.45% |
Morgan
Stanley
1585
Broadway
New
York, NY 10036 |
5.44% |
Name
& Address |
%
Owned |
LPL
Financial
75 State
Street
Boston, MA
02109 |
22.18% |
Pershing
LLC
1 Pershing
Plaza
Jersey
City, NJ 07399 |
13.25% |
Charles
Schwab & Co., Inc.
211 Main
Street
San
Francisco, CA 94105 |
11.37% |
National
Financial Services LLC
200
Liberty Street
New York,
NY 10281 |
7.96% |
Morgan
Stanley
1585
Broadway
New York,
NY 10036 |
7.08% |
Raymond
James
880
Carillon Parkway
St.
Petersburg, FL 33716 |
6.28% |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
4
Corporate Place
Piscataway,
NJ 08854 |
5.04% |
Name
& Address |
% Owned
|
Charles
Schwab & Co., Inc.
211 Main
Street
San
Francisco, CA 94105 |
21.52% |
National
Financial Services LLC
200
Liberty Street
New York,
NY 10281 |
15.61% |
LPL
Financial
75 State
Street
Boston, MA
02109 |
11.19% |
Name
& Address |
%
Owned |
TD
Ameritrade Clearing, Inc.
4211
South 102nd
Street
Omaha,
NE 68127 |
9.73% |
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399 |
9.54% |
E*Trade
Securities LLC
Harborside
2
200
Hudson Street, Suite 501
Jersey
City, NJ 07311 |
6.42% |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
4
Corporate Place
Piscataway,
NJ 08854 |
5.42% |
Name
& Address |
%
Owned |
Charles
Schwab & Co., Inc.
211 Main
Street
San
Francisco, CA 94105 |
13.89% |
National
Financial Services LLC
200
Liberty Street
New York,
NY 10281 |
13.69% |
LPL
Financial
75 State
Street
Boston, MA
02109 |
9.85% |
Morgan
Stanley
1585
Broadway
New York,
NY 10036 |
9.80% |
Folio
Investments
8180
Greensboro Dr., 8th Floor
McLean, VA
22102 |
7.68% |
TD
Ameritrade Clearing, Inc.
4211 South
102nd Street
Omaha, NE
68127 |
7.17% |
Wells
Fargo
420
Montgomery Street
San
Francisco, CA 94104 |
6.49% |
Raymond,
James & Associates, Inc.
880
Carillion Parkway
St.
Petersburg, FL 33716 |
5.49% |
Name
& Address |
%
Owned |
Wells
Fargo
420
Montgomery Street
San
Francisco, CA 94104 |
17.48% |
Folio
Investments
8180
Greensboro Drive 8th Floor
McLean, VA
22102 |
14.25% |
Charles
Schwab & Co., Inc.
211 Main
Street
San
Francisco, CA 94105 |
12.87% |
Name
& Address |
%
Owned |
LPL
Financial
75
State Street
Boston,
MA 02109 |
9.31% |
Morgan
Stanley
1585
Broadway
New
York, NY 10036 |
6.06% |
Raymond,
James & Associates, Inc.
880
Carillon Parkway
St.
Petersburg, FL 33716 |
5.50% |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
5.04% |
Name
& Address |
%
Owned |
National
Financial Services LLC
200
Liberty Street
New York,
NY 10281 |
16.00% |
Charles
Schwab & Co., Inc.
211 Main
Street
San
Francisco, CA 94105 |
12.38% |
Pershing
LLC
1 Pershing
Plaza
Jersey
City, NJ 07399 |
10.16% |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
4
Corporate Place
Piscataway,
NJ 08854 |
9.61% |
TD
Ameritrade Clearing, Inc.
4211 South
102nd Street
Omaha, NE
68127 |
7.94% |
American
Enterprise Investment Services Inc.
707 2nd
Avenue S.
Minneapolis,
MN 55402 |
7.59% |
Morgan
Stanley
1585
Broadway
New York,
NY 10036 |
6.90% |
LPL
Financial
75 State
Street
Boston, MA
02109 |
6.41% |
Name
& Address |
%
Owned |
Charles
Schwab & Co., Inc.
211 Main
Street
San
Francisco, CA 94105 |
13.68% |
Morgan
Stanley
1585
Broadway
New York,
NY 10036 |
13.38% |
Wells
Fargo
420
Montgomery Street
San
Francisco, CA 94104 |
9.47% |
Folio
Investments
8180
Greensboro Dr. 8th
Floor
McLean, VA
222102 |
9.08% |
Name
& Address |
%
Owned |
LPL
Financial
75
State Street
Boston,
MA 02109 |
7.96% |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
6.50% |
TD
Ameritrade Clearing, Inc.
4211
South 102nd
Street
Omaha,
NE 68127 |
6.17% |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
4
Corporate Place
Piscataway,
NJ 08854 |
5.38% |
Raymond,
James & Associates, Inc.
880
Carillon Parkway
St.
Petersburg, FL 33716 |
5.13% |
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399 |
5.03% |
Name
& Address |
%
Owned |
Charles
Schwab & Co., Inc.
211 Main
Street
San
Francisco, CA 94105 |
24.69% |
National
Financial Services LLC
200
Liberty Street
New York,
NY 10281 |
12.76% |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
4
Corporate Place
Piscataway,
NJ 08854 |
10.87% |
Morgan
Stanley
1585
Broadway
New York,
NY 10036 |
8.94% |
American
Enterprise Investment Services Inc.
707
2nd Avenue
S.
Minneapolis,
MN 55402 |
6.48% |
Pershing
LLC
1 Pershing
Plaza
Jersey
City, NJ 07399 |
5.18% |
Name
& Address |
%
Owned |
National
Financial Services LLC
200
Liberty Street
New York,
NY 10281 |
13.98% |
Charles
Schwab & Co., Inc.
211 Main
Street
San
Francisco, CA 94105 |
12.96% |
Morgan
Stanley
1585
Broadway
New York,
NY 10036 |
6.95% |
LPL
Financial
75 State
Street
Boston, MA
02109 |
6.90% |
Name
& Address |
%
Owned |
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399 |
6.87% |
Wells
Fargo
420
Montgomery Street
San
Francisco, CA 94104 |
6.62% |
Raymond
James & Associates, Inc.
880
Carillon Parkway
St.
Petersburg, FL 33716 |
6.16% |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
4
Corporate Place
Piscataway,
NJ 08854 |
6.05% |
Name
& Address |
%
Owned |
Charles
Schwab & Co., Inc.
211 Main
Street
San
Francisco, CA 94105 |
10.21% |
Wells
Fargo
420
Montgomery Street
San
Francisco, CA 94104 |
9.47% |
National
Financial Services LLC
200
Liberty Street
New York,
NY 10281 |
8.80% |
American
Enterprise Investment Services Inc.
707
2nd Avenue
S.
Minneapolis,
MN 55402 |
8.61% |
LPL
Financial
75 State
Street
Boston, MA
02109 |
7.29% |
TD
Ameritrade Clearing, Inc.
4211 South
102nd
Street
Omaha, NE
68127 |
6.54% |
Morgan
Stanley
1585
Broadway
New York,
NY 10036 |
6.24% |
Folio
Investments
8180
Greensboro Dr. 8th
Floor
McLean, VA
222102 |
6.12% |
Axos
Clearing LLC
1200
Landmark Center, Ste. 800
Omaha, NE
68102 |
5.99% |
UBS
Financial
1200
Harbor Blvd. Dte. 6
Weehawken,
NJ 07086 |
5.72% |
Name
& Address |
%
Owned |
Charles
Schwab & Co., Inc.
211 Main
Street
San
Francisco, CA 94105 |
14.77% |
National
Financial Services LLC
200
Liberty Street
New York,
NY 10281 |
12.83% |
Name
& Address |
%
Owned |
Wells
Fargo
420
Montgomery Street
San
Francisco, CA 94104 |
12.54% |
Raymond,
James & Associates, Inc.
880
Carillon Parkway
St.
Petersburg, FL 33716 |
10.06% |
Morgan
Stanley
1585
Broadway
New
York, NY 10036 |
9.60% |
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399 |
5.10% |
LPL
Financial
75
State Street
Boston,
MA 02109 |
5.04% |
Name
& Address |
%
Owned |
National
Financial Services LLC
200
Liberty Street
New York,
NY 10281 |
13.25% |
Morgan
Stanley
1585
Broadway
New York,
NY 10036 |
11.31% |
Charles
Schwab & Co., Inc.
211 Main
Street
San
Francisco, CA 94105 |
10.24% |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
4 Corporate
Place
Piscataway,
NJ 08854 |
9.45% |
Wells
Fargo
420
Montgomery Street
San
Francisco, CA 94104 |
6.55% |
LPL
Financial
75 State
Street
Boston, MA
02109 |
5.87% |
Name
& Address |
%
Owned |
Charles
Schwab & Co., Inc.
211 Main
Street
San
Francisco, CA 94105 |
15.01% |
National
Financial Services LLC
200
Liberty Street
New York,
NY 10281 |
10.92% |
TD
Ameritrade Clearing, Inc.
4211 South
102nd Street
Omaha, NE
68127 |
10.89% |
LPL
Financial
75 State
Street
Boston, MA
02109 |
10.75% |
Morgan
Stanley
1585
Broadway
New York,
NY 10036 |
7.43% |
Name
& Address |
%
Owned |
Wells
Fargo
420
Montgomery Street
San
Francisco, CA 94104 |
5.85% |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
4 Corporate
Place
Piscataway,
NJ 08854 |
5.83% |
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399 |
5.22% |
Edward
D. Jones & Co.
12555
Manchester Road
St.
Louis, MO 63131 |
5.03% |
Name
& Address |
%
Owned |
Charles
Schwab & Co., Inc.
211 Main
Street
San
Francisco, CA 94105 |
14.67% |
Morgan
Stanley
1585
Broadway
New York,
NY 10036 |
12.53% |
National
Financial Services LLC
200
Liberty Street
New York,
NY 10281 |
10.32% |
Wells
Fargo
420
Montgomery Street
San
Francisco, CA 94104 |
8.82% |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
4
Corporate Place
Piscataway,
NJ 08854 |
8.11% |
TD
Ameritrade Clearing, Inc.
4211 South
102nd Street
Omaha, NE
68127 |
5.48% |
Name
& Address |
%
Owned |
Charles
Schwab & Co., Inc.
211 Main
Street
San
Francisco, CA 94105 |
12.59% |
National
Financial Services LLC
200
Liberty Street
New York,
NY 10281 |
11.52% |
Morgan
Stanley
1585
Broadway
New York,
NY 10036 |
8.28% |
LPL
Financial
75 State
Street
Boston, MA
02109 |
7.93% |
TD
Ameritrade Clearing, Inc.
4211 South
102nd Street
Omaha, NE
68127 |
7.37% |
American
Enterprise Investment Services Inc.
707
2nd Avenue
S.
Minneapolis,
MN 55402 |
6.50% |
Name
& Address |
%
Owned |
Raymond
James & Associates, Inc.
880
Carillon Parkway
St.
Petersburg, FL 33716 |
6.40% |
Wells
Fargo
420
Montgomery Street
San
Francisco, CA 94104 |
6.26% |
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399 |
5.62% |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
4
Corporate Place
Piscataway,
NJ 08854 |
5.39% |
Name
& Address |
%
Owned |
National
Financial Services LLC
200
Liberty Street
New York,
NY 10281 |
15.77% |
Charles
Schwab & Co., Inc.
211 Main
Street
San
Francisco, CA 94105 |
15.01% |
Morgan
Stanley
1585
Broadway
New York,
NY 10036 |
10.51% |
Raymond
James & Associates, Inc.
880
Carillon Parkway
St.
Petersburg, FL 33716 |
10.21% |
TD
Ameritrade Clearing, Inc.
4211 South
102nd Street
Omaha, NE
68127 |
7.93% |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
4
Corporate Place
Piscataway,
NJ 08854 |
7.72% |
LPL
Financial
75 State
Street
Boston, MA
02109 |
6.80% |
Name
& Address |
%
Owned |
National
Financial Services LLC
200
Liberty Street
New York,
NY 10281 |
19.03% |
Charles
Schwab & Co., Inc.
211 Main
Street
San
Francisco, CA 94105 |
8.62% |
LPL
Financial
75 State
Street
Boston, MA
02109 |
7.29% |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
4
Corporate Place
Piscataway,
NJ 08854 |
6.83% |
Pershing
LLC
1 Pershing
Plaza
Jersey
City, NJ 07399 |
6.14% |
Name
& Address |
%
Owned |
Morgan
Stanley
1585
Broadway
New
York, NY 10036 |
5.60% |
TD
Ameritrade Clearing, Inc.
4211
South 102nd Street
Omaha,
NE 68127 |
5.44% |
Name
& Address |
%
Owned |
Charles
Schwab & Co., Inc.
211 Main
Street
San
Francisco, CA 94105 |
14.96% |
National
Financial Services LLC
200
Liberty Street
New York,
NY 10281 |
14.74% |
Morgan
Stanley
1585
Broadway
New York,
NY 10036 |
12.43% |
LPL
Financial
75 State
Street
Boston, MA
02109 |
9.97% |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
4
Corporate Place
Piscataway,
NJ 08854 |
7.92% |
American
Enterprise Investment Services Inc.
707
2nd Avenue
S.
Minneapolis,
MN 55402 |
6.50% |
Pershing
LLC
1 Pershing
Plaza
Jersey
City, NJ 07399 |
6.33% |
Name
& Address |
%
Owned |
Morgan
Stanley
1585
Broadway
New York,
NY 10036 |
29.08% |
National
Financial Services LLC
200
Liberty Street
New York,
NY 10281 |
12.29% |
Charles
Schwab & Co., Inc.
211 Main
Street
San
Francisco, CA 94105 |
10.59% |
TD
Ameritrade Clearing, Inc.
4211 South
102nd
Street
Omaha, NE
68127 |
7.54% |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
4
Corporate Place
Piscataway,
NJ 08854 |
7.27% |
LPL
Financial
75 State
Street
Boston, MA
02109 |
6.98% |
Pershing
LLC
1 Pershing
Plaza
Jersey
City, NJ 07399 |
5.05% |
Name
& Address |
%
Owned |
National
Financial Services LLC
200
Liberty Street
New York,
NY 10281 |
14.68% |
The Bank
of New York
One Wall
Street
New York,
NY 10286 |
11.91% |
Charles
Schwab & Co., Inc.
211 Main
Street
San
Francisco, CA 94105 |
9.65% |
Pershing
LLC
1 Pershing
Plaza
Jersey
City, NJ 07399 |
7.48% |
UBS
Financial
1200
Harbor Blvd. Dte. 6
Weehawken,
NJ 07086 |
5.19% |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
4
Corporate Place
Piscataway,
NJ 08854 |
5.14% |
Morgan
Stanley
1585
Broadway
New York,
NY 10036 |
5.00% |
LPL
Financial
75 State
Street
Boston, MA
02109 |
5.00% |
Name
& Address |
%
Owned |
American
Enterprise Investment Services Inc.
707
2nd Avenue
S.
Minneapolis,
MN 55402 |
18.52% |
Morgan
Stanley
1585
Broadway
New York,
NY 10036 |
14.41% |
Charles
Schwab & Co., Inc.
211 Main
Street
San
Francisco, CA 94105 |
10.55% |
National
Financial Services LLC
200
Liberty Street
New York,
NY 10281 |
9.43% |
TD
Ameritrade Clearing, Inc.
4211 South
102nd Street
Omaha, NE
68127 |
7.56% |
Wells
Fargo
420
Montgomery Street
San
Francisco, CA 94104 |
6.40% |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
4
Corporate Place
Piscataway,
NJ 08854 |
6.03% |
Name
& Address |
%
Owned |
Charles
Schwab & Co., Inc.
211 Main
Street
San
Francisco, CA 94105 |
22.20% |
National
Financial Services LLC
200
Liberty Street
New York,
NY 10281 |
19.16% |
Raymond,
James & Associates, Inc.
880
Carillon Parkway
St.
Petersburg, FL 33716 |
11.70% |
UBS
Financial
1200
Harbord Blvd. Dte. 6
Weehawken,
NJ 07086 |
7.03% |
Pershing
LLC
1 Pershing
Plaza
Jersey
City, NJ 07399 |
5.76% |
Morgan
Stanley
1585
Broadway
New York,
NY 10036 |
5.12% |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
4
Corporate Place
Piscataway,
NJ 08854 |
5.11% |
Name
& Address |
%
Owned |
Charles
Schwab & Co., Inc.
211 Main
Street
San
Francisco, CA 94105 |
9.87% |
National
Financial Services LLC
200
Liberty Street
New York,
NY 10281 |
9.71% |
LPL
Financial
75 State
Street
Boston, MA
02109 |
8.00% |
Pershing
LLC
1 Pershing
Plaza
Jersey
City, NJ 07399 |
7.65% |
Wells
Fargo
420
Montgomery Street
San
Francisco, CA 94104 |
7.47% |
Raymond,
James & Associates, Inc.
880
Carillon Parkway
St.
Petersburg, FL 33716 |
6.93% |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
4
Corporate Place
Piscataway,
NJ 08854 |
6.46% |
UBS
Financial
1200
Harbor Blvd Dte. 6
Weehawken,
NJ 07086 |
6.13% |
TD
Ameritrade Clearing, Inc.
4211 South
102nd Street
Omaha, NE
68127 |
5.81% |
Morgan
Stanley
1585
Broadway
New York,
NY 10036 |
5.54% |
Name
& Address |
%
Owned |
National
Financial Services LLC
200
Liberty Street
New York,
NY 10281 |
17.95% |
Charles
Schwab & Co., Inc.
211 Main
Street
San
Francisco, CA 94105 |
16.36% |
TD
Ameritrade Clearing, Inc.
4211 South
102nd Street
Omaha, NE
68127 |
15.01% |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
4
Corporate Place
Piscataway,
NJ 08854 |
6.41% |
SEI
Private Trust
100 Cider
Mill Rd.
Oaks, PA
19456 |
5.61% |
E*TRADE
Securities LLC
Harborside
2
200 Hudson
Street, Ste. 501
Jersey
City, NJ 07311 |
5.18% |
Name
& Address |
%
Owned |
J.P.
Morgan Securities LLC
383
Madison Avenue
New York,
NY 10179 |
18.66% |
National
Financial Services LLC
200
Liberty Street
New York,
NY 10281 |
11.91% |
Charles
Schwab & Co., Inc.
211 Main
Street
San
Francisco, CA 94105 |
11.87% |
TD
Ameritrade Clearing, Inc.
4211 South
102nd Street
Omaha, NE
68127 |
8.79% |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
4
Corporate Place
Piscataway,
NJ 08854 |
6.33% |
Pershing
LLC
1 Pershing
Plaza
Jersey
City, NJ 07399 |
6.05% |
Name
& Address |
%
Owned |
National
Financial Services LLC
200
Liberty Street
New York,
NY 10281 |
16.66% |
Charles
Schwab & Co., Inc.
211 Main
Street
San
Francisco, CA 94105 |
13.47% |
Citibank
399 Park
Avenue
New York,
NY 10043 |
12.65% |
Name
& Address |
%
Owned |
TD
Ameritrade Clearing, Inc.
4211
South 102nd Street
Omaha,
NE 68127 |
7.93% |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
4
Corporate Place
Piscataway,
NJ 08854 |
5.30% |
Name
& Address |
%
Owned |
Charles
Schwab & Co., Inc.
211 Main
Street
San
Francisco, CA 94105 |
15.18% |
National
Financial Services LLC
200
Liberty Street
New York,
NY 10281 |
13.71% |
Wells
Fargo
420
Montgomery Street
San
Francisco, CA 94104 |
9.79% |
TD
Ameritrade Clearing, Inc.
4211 South
102nd Street
Omaha, NE
68127 |
8.18% |
LPL
Financial
75 State
Street
Boston, MA
02109 |
5.83% |
Pershing
LLC
1 Pershing
Plaza
Jersey
City, NJ 07399 |
5.52% |
Name
& Address |
%
Owned |
Charles
Schwab & Co., Inc.
211 Main
Street
San
Francisco, CA 94105 |
16.67% |
National
Financial Services LLC
200
Liberty Street
New York,
NY 10281 |
15.42% |
Morgan
Stanley
1585
Broadway
New York,
NY 10036 |
10.12% |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
4
Corporate Place
Piscataway,
NJ 08854 |
9.61% |
TD
Ameritrade Clearing, Inc.
4211 South
102nd Street
Omaha, NE
68127 |
9.19% |
Wells
Fargo
420
Montgomery Street
San
Francisco, CA 94104 |
6.83% |
Name
& Address |
%
Owned |
Charles
Schwab & Co., Inc.
211 Main
Street
San
Francisco, CA 94105 |
27.84% |
National
Financial Services LLC
200
Liberty Street
New York,
NY 10281 |
18.03% |
TD
Ameritrade Clearing, Inc.
4211 South
102nd Street
Omaha, NE
68127 |
7.02% |
Pershing
LLC
1 Pershing
Plaza
Jersey
City, NJ 07399 |
6.73% |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
4
Corporate Place
Piscataway,
NJ 08854 |
5.98% |
American
Enterprise Investment Services Inc.
707 2nd
Avenue S.
Minneapolis,
MN 55402 |
5.12% |
Name
& Address |
%
Owned |
Charles
Schwab & Co., Inc.
211 Main
Street
San
Francisco, CA 94105 |
42.84% |
The Bank
of New York
One Wall
Street
New York,
NY 10286 |
8.99% |
Pershing
LLC
1 Pershing
Plaza
Jersey
City, NJ 07399 |
7.31% |
National
Financial Services LLC
200
Liberty Street
New York,
NY 10281 |
7.01% |
TD
Ameritrade Clearing, Inc.
4211 South
102nd Street
Omaha, NE
68127 |
6.83% |
Name
& Address |
%
Owned |
National
Financial Services LLC
200
Liberty Street
New York,
NY 10281 |
17.83% |
TD
Ameritrade Clearing, Inc.
4211 South
102nd Street
Omaha, NE
68127 |
15.48% |
Charles
Schwab & Co., Inc.
211 Main
Street
San
Francisco, CA 94105 |
9.98% |
LPL
Financial
75 State
Street
Boston, MA
02109 |
8.20% |
Name
& Address |
%
Owned |
Wells
Fargo
420
Montgomery Street
San
Francisco, CA 94104 |
7.96% |
Morgan
Stanley
1585
Broadway
New
York, NY 10036 |
5.86% |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
4
Corporate Place
Piscataway,
NJ 08854 |
5.40% |
Name
& Address |
%
Owned |
National
Financial Services LLC
200
Liberty Street
New York,
NY 10281 |
14.72% |
Charles
Schwab & Co., Inc.
211 Main
Street
San
Francisco, CA 94105 |
14.29% |
Morgan
Stanley
1585
Broadway
New York,
NY 10036 |
9.81% |
TD
Ameritrade Clearing, Inc.
4211 South
102nd Street
Omaha, NE
68127 |
9.31% |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
4
Corporate Place
Piscataway,
NJ 08854 |
6.35% |
Name
& Address |
%
Owned |
Charles
Schwab & Co., Inc.
211 Main
Street
San
Francisco, CA 94105 |
19.28% |
National
Financial Services LLC
200
Liberty Street
New York,
NY 10281 |
14.79% |
Bank of
America
100 North
Tryon Street
Charlotte,
NC 28255 |
9.29% |
TD
Ameritrade Clearing, Inc.
4211 South
102nd Street
Omaha, NE
68127 |
7.45% |
Morgan
Stanley
1585
Broadway
New York,
NY 10036 |
6.49% |
Pershing
LLC
1 Pershing
Plaza
Jersey
City, NJ 07399 |
6.13% |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
4
Corporate Place
Piscataway,
NJ 08854 |
5.27% |
Name
& Address |
%
Owned |
Edward D.
Jones & Co.
12555
Manchester Road
St. Louis,
MO 63131 |
32.57% |
Charles
Schwab & Co., Inc.
211 Main
Street
San
Francisco, CA 94105 |
14.39% |
National
Financial Services LLC
200
Liberty Street
New York,
NY 10281 |
9.02% |
Morgan
Stanley
1585
Broadway
New York,
NY 10036 |
8.19% |
Name
& Address |
%
Owned |
Charles
Schwab & Co., Inc.
211 Main
Street
San
Francisco, CA 94105 |
15.87% |
National
Financial Services LLC
200
Liberty Street
New York,
NY 10281 |
11.06% |
Bank of
America
100 N.
Tryon Street
Charlotte,
NC 28255 |
9.03% |
Edward D.
Jones & Co.
12555
Manchester Road
St. Louis,
MO 63131 |
5.50% |
UBS
Financial
1200
Harbor Blvd. Dte. 6
Weehawken,
NJ 07086 |
5.27% |
Name
& Address |
%
Owned |
National
Financial Services LLC
200
Liberty Street
New York,
NY 10281 |
16.56% |
Pershing
LLC
1 Pershing
Plaza
Jersey
City, NJ 07399 |
15.78% |
Charles
Schwab & Co., Inc.
211 Main
Street
San
Francisco, CA 94105 |
12.72% |
TD
Ameritrade Clearing, Inc.
4211 South
102nd Street
Omaha, NE
68127 |
9.43% |
Name
& Address |
%
Owned |
Raymond,
James & Associates, Inc.
880
Carillon Parkway
St.
Petersburg, FL 33716 |
78.02% |
Name
& Address |
%
Owned |
National
Financial Services LLC
200
Liberty Street
New York,
NY 10281 |
14.97% |
American
Enterprise Investment Services Inc.
707 2nd
Avenue S.
Minneapolis,
MN 55402 |
13.99% |
LPL
Financial
75 State
Street
Boston, MA
02109 |
13.91% |
Charles
Schwab & Co., Inc.
211 Main
Street
San
Francisco, CA 94105 |
11.75% |
Pershing
LLC
1 Pershing
Plaza
Jersey
City, NJ 07399 |
6.68% |
TD
Ameritrade Clearing, Inc.
4211 South
102nd Street
Omaha, NE
68127 |
5.82% |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
4
Corporate Place
Piscataway,
NJ 08854 |
5.52% |
Name
& Address |
%
Owned | |
Charles
Schwab & Co., Inc.
211 Main
Street
San
Francisco, CA 94105 |
31.40% |
|
TD
Ameritrade Clearing, Inc.
4211 South
102nd Street
Omaha, NE
68127 |
10.23% |
|
National
Financial Services LLC
200
Liberty Street
New York,
NY 10281 |
8.63% |
|
Pershing
LLC
1 Pershing
Plaza
Jersey
City, NJ 07399 |
8.49% |
|
Morgan
Stanley
1585
Broadway
New York,
NY 10036 |
8.03% |
|
Name
& Address |
%
Owned |
Charles
Schwab & Co., Inc.
211 Main
Street
San
Francisco, CA 94105 |
14.24% |
National
Financial Services LLC
200
Liberty Street
New York,
NY 10281 |
11.10% |
Morgan
Stanley
1585
Broadway
New York,
NY 10036 |
9.57% |
Name
& Address |
%
Owned |
TD
Ameritrade Clearing, Inc.
4211
South 102nd Street
Omaha,
NE 68127 |
6.13% |
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399 |
5.67% |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
4
Corporate Place
Piscataway,
NJ 08854 |
5.65% |
Name
& Address |
%
Owned |
Charles
Schwab & Co., Inc.
211 Main
Street
San
Francisco, CA 94105 |
32.50% |
LPL
Financial
75 State
Street
Boston, MA
02109 |
24.53% |
National
Financial Services LLC
200
Liberty Street
New York,
NY 10281 |
13.18% |
Raymond
James & Associates Inc.
880
Carillon Parkway
St.
Petersburg, FL 33716 |
9.81% |
Name
& Address |
%
Owned |
J.P.
Morgan Securities LLC
383
Madison Avenue
New York,
NY 10179 |
23.34% |
The Bank
of New York
One Wall
Street
New York,
NY 1086 |
16.38% |
Charles
Schwab & Co., Inc.
211 Main
Street
San
Francisco, CA 94105 |
8.87% |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
4
Corporate Place
Piscataway,
NJ 08854 |
6.23% |
National
Financial Services LLC
200
Liberty Street
New York,
NY 10281 |
5.98% |
Name
& Address |
%
Owned |
Charles
Schwab & Co., Inc.
211 Main
Street
San
Francisco, CA 94105 |
24.20% |
National
Financial Services LLC
200
Liberty Street
New York,
NY 10281 |
13.07% |
Name
& Address |
%
Owned |
TD
Ameritrade Clearing, Inc.
4211
South 102nd Street
Omaha,
NE 68127 |
12.16% |
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399 |
10.64% |
Morgan
Stanley
1585
Broadway
New
York, NY 10036 |
9.02% |
LPL
Financial
75
State Street
Boston,
MA 02109 |
6.83% |
Name
& Address |
%
Owned |
Charles
Schwab & Co., Inc.
211 Main
Street
San
Francisco, CA 94105 |
17.96% |
UBS
Financial
1200
Harbor Blvd. Dte. 6
Weehawken,
NJ 07086 |
13.55% |
National
Financial Services LLC
200
Liberty Street
New York,
NY 10281 |
11.90% |
Raymond,
James & Associates, Inc.
880
Carillon Parkway
St.
Petersburg, FL 33716 |
8.93% |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
4
Corporate Place
Piscataway,
NJ 08854 |
7.43% |
Name
& Address |
%
Owned |
Charles
Schwab & Co., Inc.
211 Main
Street
San
Francisco, CA 94105 |
32.04% |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
4
Corporate Place
Piscataway,
NJ 08854 |
12.93% |
National
Financial Services LLC
200
Liberty Street
New York,
NY 10281 |
9.10% |
Pershing
LLC
1 Pershing
Plaza
Jersey
City, NJ 07399 |
8.80% |
Raymond
James & Associates, Inc.
880
Carillon Parkway
St.
Petersburg, FL 33716 |
8.59% |
TD
Ameritrade Clearing, Inc.
4211 South
102nd Street
Omaha, NE
68127 |
6.41% |
Name
& Address |
%
Owned |
Charles
Schwab & Co., Inc.
211 Main
Street
San
Francisco, CA 94105 |
41.44% |
National
Financial Services LLC
200
Liberty Street
New York,
NY 10281 |
10.92% |
Citibank
399 Park
Avenue
New York,
NY 10043 |
6.53% |
TD
Ameritrade Clearing, Inc.
4211 South
102nd Street
Omaha, NE
68127 |
6.48% |
Name
& Address |
%
Owned |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
4
Corporate Place
Piscataway,
NJ 08854 |
20.57% |
Charles
Schwab & Co., Inc.
211 Main
Street
San
Francisco, CA 94105 |
15.67% |
LPL
Financial
75 State
Street
Boston, MA
02109 |
10.06% |
National
Financial Services LLC
200
Liberty Street
New York,
NY 10281 |
8.33% |
TD
Ameritrade Clearing, Inc
4211 South
102nd Street
Omaha, NE
68127 |
6.72% |
J.P.
Morgan Securities LLC
383
Madison Avenue
New York,
NY 10179 |
5.70% |
Morgan
Stanley
1585
Broadway
New York,
NY 10036 |
5.33% |
Raymond,
James & Associates, Inc.
880
Carillon Parkway
St.
Petersburg, FL 33716 |
5.05% |
Name
& Address |
%
Owned |
Charles
Schwab & Co., Inc.
211 Main
Street
San
Francisco, CA 94105 |
18.05% |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
4
Corporate Place
Piscataway,
NJ 08854 |
12.17% |
TD
Ameritrade Clearing, Inc.
4211 South
102nd Street
Omaha, NE
68127 |
12.14% |
Name
& Address |
%
Owned |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
10.05% |
J.P.
Morgan Securities LLC
383
Madison Avenue
New
York, NY 10179 |
9.87% |
LPL
Financial
75
State Street
Boston,
MA 02109 |
7.62% |
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399 |
7.00% |
Name
& Address |
%
Owned |
Charles
Schwab & Co., Inc.
211 Main
Street
San
Francisco, CA 94105 |
30.52% |
National
Financial Services LLC
200
Liberty Street
New York,
NY 10281 |
20.56% |
Pershing
LLC
1 Pershing
Plaza
Jersey
City, NJ 07399 |
14.94% |
TD
Ameritrade Clearing, Inc.
4211 South
102nd Street
Omaha, NE
68127 |
7.60% |
Morgan
Stanley
1585
Broadway
New York,
NY 10036 |
6.13% |
Name
& Address |
%
Owned |
Charles
Schwab & Co., Inc.
211 Main
Street
San
Francisco, CA 94105 |
27.59% |
National
Financial Services LLC
200
Liberty Street
New York,
NY 10281 |
11.89% |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
4
Corporate Place
Piscataway,
NJ 08854 |
7.93% |
Wells
Fargo
420
Montgomery Street
San
Francisco, CA 94104 |
7.30% |
TD
Ameritrade Clearing, Inc.
4211 S.
102nd
Street
Omaha, NE
68127 |
5.66% |
Raymond,
James & Associates, Inc.
880
Carillon Parkway
St.
Petersburg, FL 33716 |
5.50% |
Pershing
LLC
1 Pershing
Plaza
Jersey
City, NJ 07399 |
5.04% |
Name
& Address |
%
Owned |
Charles
Schwab & Co., Inc.
211 Main
Street
San
Francisco, CA 94105 |
29.06% |
Pershing
LLC
1 Pershing
Plaza
Jersey
City, NJ 07399 |
15.56% |
National
Financial Services LLC
200
Liberty Street
New York,
NY 10281 |
13.13% |
TD
Ameritrade Clearing, Inc.
4211 South
102nd
Street
Omaha, NE
68127 |
8.27% |
American
Enterprise Investment Services Inc.
707 2nd
Avenue S.
Minneapolis,
MN 55402 |
5.95% |
Name
& Address |
%
Owned |
National
Financial Services LLC
200
Liberty Street
New York,
NY 10281 |
25.27% |
Charles
Schwab & Co., Inc.
211 Main
Street
San
Francisco, CA 94105 |
16.69% |
TD
Ameritrade Clearing, Inc.
4211 South
102nd Street
Omaha, NE
68127 |
16.34% |
Morgan
Stanley
1585
Broadway
New York,
NY 10036 |
7.24% |
Name
& Address |
%
Owned |
Charles
Schwab & Co., Inc.
211 Main
Street
San
Francisco, CA 94105 |
26.50% |
State
Street Bank and Trust Company
One
Lincoln Street
Boston, MA
02111 |
12.20% |
The Bank
of New York
One Wall
Street
New York,
NY 10286 |
10.62% |
National
Financial Services LLC
200
Liberty Street
New York,
NY 10281 |
9.51% |
Name
& Address |
%
Owned |
Morgan
Stanley
1585
Broadway
New York,
NY 10036 |
15.43% |
Name
& Address |
%
Owned |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
14.22% |
Charles
Schwab & Co., Inc.
211
Main Street
San
Francisco, CA 94105 |
10.05% |
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399 |
7.16% |
SEI
Private Trust
100
Cider Mill Rd.
Oaks,
PA 19456 |
6.81% |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
4
Corporate Place
Piscataway,
NJ 08854 |
5.64% |
The
Bank of New York
One
Wall Street
New
York, NY 10286 |
5.29% |
Name
& Address |
%
Owned |
Charles
Schwab & Co., Inc.
211 Main
Street
San
Francisco, CA 94105 |
18.02% |
National
Financial Services LLC
200
Liberty Street
New York,
NY 10281 |
16.56% |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
4
Corporate Place
Piscataway,
NJ 08854 |
10.67% |
TD
Ameritrade Clearing, Inc.
4211 South
102nd Street
Omaha, NE
68127 |
8.81% |
Pershing
LLC
1 Pershing
Plaza
Jersey
City, NJ 07399 |
8.70% |
LPL
Financial
75 State
Street
Boston, MA
02109 |
8.27% |
Name
& Address |
%
Owned |
Charles
Schwab & Co., Inc.
211 Main
Street
San
Francisco, CA 94105 |
17.69% |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
4
Corporate Place
Piscataway,
NJ 08854 |
13.75% |
National
Financial Services LLC
200
Liberty Street
New York,
NY 10281 |
11.14% |
TD
Ameritrade Clearing, Inc.
4211 South
102nd Street
Omaha, NE
68127 |
10.87% |
Name
& Address |
%
Owned |
LPL
Financial
75
State Street
Boston,
MA 02109 |
5.70% |
Morgan
Stanley
1585
Broadway
New
York, NY 10036 |
5.20% |
UBS
Financial
1200
Harbor Blvd. Dte. 6
Weehawken,
NJ 07086 |
5.03% |
Name
& Address |
%
Owned |
Charles
Schwab & Co., Inc.
211 Main
Street
San
Francisco, CO 94105 |
26.80% |
LPL
Financial
75 State
Street
Boston, MA
02109 |
12.94% |
TD
Ameritrade Clearing, Inc.
4211 South
102nd Street
Omaha, NE
68127 |
12.68% |
National
Financial Services LLC
200
Liberty Street
New York,
NY 10281 |
8.71% |
American
Enterprise Investment Services Inc.
707 2nd
Avenue S.
Minneapolis,
MN 55402 |
7.40% |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
4
Corporate Place
Piscataway,
NJ 08854 |
6.44% |
Name
& Address |
%
Owned |
Charles
Schwab & Co., Inc.
211 Main
Street
San
Francisco, CA 94105 |
30.94% |
TD
Ameritrade Clearing, Inc.
4211 South
102nd Street
Omaha, NE
68127 |
20.43% |
National
Financial Services LLC
200
Liberty Street
New York,
NY 10281 |
7.92% |
Raymond,
James & Associates, Inc.
880
Carillon Parkway
St.
Petersburg, FL 33716 |
7.07% |
LPL
Financial
75 State
Street
Boston, MA
02109 |
5.11% |
Wells
Fargo
420
Montgomery Street
San
Francisco, CA 94104 |
5.08% |
Name
& Address |
%
Owned |
Charles
Schwab & Co., Inc.
211 Main
Street
San
Francisco, CA 94105 |
21.83% |
National
Financial Services LLC
200
Liberty Street
New York,
NY 10281 |
17.59% |
TD
Ameritrade Clearing, Inc.
4211 South
102nd Street
Omaha, NE
68127 |
8.16% |
LPL
Financial
75 State
Street
Boston, MA
02109 |
6.39% |
Manufacturers
and Traders Trust Company
One M and
T Plaza, 3rd Fl.
Buffalo,
NY 14203 |
6.32% |
Name
& Address |
%
Owned |
Charles
Schwab & Co., Inc.
211 Main
Street
San
Francisco, CA 94105 |
20.14% |
National
Financial Services LLC
200
Liberty Street
New York,
NY 10281 |
16.18% |
TD
Ameritrade Clearing, Inc.
4211 South
102nd
Street
Omaha, NE
68127 |
14.89% |
Morgan
Stanley
1585
Broadway
New York,
NY 10036 |
6.92% |
American
Enterprise Investment Services Inc.
707 2nd
Avenue S.
Minneapolis,
MN 55402 |
5.93% |
LPL
Financial
75 State
Street
Boston, MA
02109 |
5.42% |
Name
& Address |
%
Owned |
Charles
Schwab & Co., Inc.
211 Main
Street
San
Francisco, CA 94105 |
15.58% |
National
Financial Services LLC
200
Liberty Street
New York,
NY 10281 |
13.17% |
TD
Ameritrade Clearing, Inc.
4211 South
102nd Street
Omaha, NE
68127 |
12.71% |
Morgan
Stanley
1585
Broadway
New York,
NY 10036 |
9.41% |
Name
& Address |
%
Owned |
LPL
Financial
75
State Street
Boston,
MA 02109 |
7.98% |
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399 |
7.83% |
Wells
Fargo
420
Montgomery Street
San
Francisco, CA 94104 |
7.34% |
Name
& Address |
%
Owned |
LPL
Financial
75 State
Street
Boston, MA
02109 |
17.04% |
TD
Ameritrade Clearing, Inc.
4211 South
102nd Street
Omaha, NE
68127 |
12.55% |
American
Enterprise Investment Services Inc.
707 2nd
Avenue S.
Minneapolis,
MN 55402 |
12.45% |
Charles
Schwab & Co., Inc.
211 Main
Street
San
Francisco, CA 94105 |
11.52% |
Morgan
Stanley
1585
Broadway
New York,
NY 10036 |
11.24% |
National
Financial Services LLC
200
Liberty Street
New York,
NY 10281 |
10.74% |
Pershing
LLC
1 Pershing
Plaza
Jersey
City, NJ 07399 |
8.45% |
Raymond,
James & Associates, Inc.
880
Carillon Parkway
St.
Petersburg, FL 33716 |
5.71% |
Name
& Address |
%
Owned |
Raymond,
James & Associates, Inc.
880
Carillon Parkway
St.
Petersburg, FL 33716 |
28.56% |
Pershing
LLC
1 Pershing
Plaza
Jersey
City, NJ 07399 |
11.57% |
American
Enterprise Investment Services Inc.
707 2nd
Avenue S.
Minneapolis,
MN 55402 |
9.95% |
LPL
Financial
75 State
Street
Boston, MA
02109 |
9.80% |
Charles
Schwab & Co., Inc.
211 Main
Street
San
Francisco, CA 94105 |
8.34% |
Name
& Address |
%
Owned |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
7.36% |
Morgan
Stanley
1585
Broadway
New
York, NY 10036 |
5.52% |
Name
& Address |
%
Owned |
Morgan
Stanley
1585
Broadway
New York,
NY 10036 |
22.44% |
Charles
Schwab & Co., Inc.
211 Main
Street
San
Francisco, CA 94105 |
20.22% |
National
Financial Services LLC
200
Liberty Street
New York,
NY 10281 |
13.37% |
LPL
Financial
75 State
Street
Boston, MA
02109 |
9.05% |
TD
Ameritrade Clearing, Inc.
4211 South
102nd Street
Omaha, NE
68127 |
6.69% |
UBS
Financial
1200
Harbor Blvd. Dte. 6
Weehawken,
NJ 07086 |
6.58% |
Name
& Address |
%
Owned |
Charles
Schwab & Co., Inc.
211 Main
Street
San
Francisco, CA 94105 |
26.88% |
National
Financial Services LLC
200
Liberty Street
New York,
NY 10281% |
14.88% |
TD
Ameritrade Clearing, Inc.
4211 South
102nd Street
Omaha, NE
68127 |
10.33% |
LPL
Financial
75 State
Street
Boston, MA
02109 |
8.20% |
Wells
Fargo
420
Montgomery Street
San
Francisco, CA 94104 |
5.34% |
Name
& Address |
%
Owned |
Charles
Schwab & Co., Inc.
211 Main
Street
San
Francisco, CA 94105 |
19.16% |
Name
& Address |
%
Owned |
TD
Ameritrade Clearing, Inc.
4211
South 102nd Street
Omaha,
NE 68127 |
13.16% |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
11.01% |
Northern
Trust
50
S. La Salle
Chicago,
IL 60603 |
7.81% |
Morgan
Stanley
1585
Broadway
New
York, NY 10036 |
6.93% |
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399 |
5.83% |
Name
& Address |
%
Owned |
Charles
Schwab & Co., Inc.
211 Main
Street
San
Francisco, CA 94105 |
23.41% |
TD
Ameritrade Clearing, Inc.
4211 South
102nd Street
Omaha, NE
68127 |
22.65% |
LPL
Financial
75 State
Street
Boston, MA
02109 |
12.58% |
National
Financial Services LLC
200
Liberty Street
New York,
NY 10281 |
9.73% |
Morgan
Stanley
1585
Broadway
New York,
NY 10036 |
7.62% |
Wells
Fargo
420
Montgomery Street
San
Francisco, CA 94104 |
7.40% |
Name
& Address |
%
Owned |
Charles
Schwab & Co., Inc.
211 Main
Street
San
Francisco, CA 94105 |
16.18% |
TD
Ameritrade Clearing, Inc.
4211 South
102nd Street
Omaha, NE
68127 |
13.65% |
National
Financial Services LLC
200
Liberty Street
New York,
NY 10281 |
13.63% |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
4
Corporate Place
Piscataway,
NJ 08854 |
10.37% |
LPL
Financial
75 State
Street
Boston, MA
02109 |
9.15% |
Name
& Address |
%
Owned |
Pershing
LLC
1
Pershing Plaza
Jersey
City, NJ 07399 |
8.87% |
American
Enterprise Investment Services Inc.
707
2nd Avenue S.
Minneapolis,
MN 55402 |
5.36% |
Name
& Address |
%
Owned |
Charles
Schwab & Co., Inc.
211 Main
Street
San
Francisco, CA 94105 |
19.98% |
TD
Ameritrade Clearing, Inc.
4211 South
102nd Street
Omaha, NE
68127 |
13.04% |
National
Financial Services LLC
200
Liberty Street
New York,
NY 10281 |
12.62% |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
4
Corporate Place
Piscataway,
NJ 08854 |
9.83% |
Wells
Fargo
420
Montgomery Street
San
Francisco, CA 94104 |
7.32% |
Morgan
Stanley
1585
Broadway
New York,
NY 10036 |
6.39% |
Name
& Address |
%
Owned |
National
Financial Services LLC
200
Liberty Street
New York,
NY 10281 |
12.72% |
Charles
Schwab & Co., Inc.
211 Main
Street
San
Francisco, CA 94105 |
12.38% |
Morgan
Stanley
1585
Broadway
New York,
NY 10036 |
7.91% |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
4
Corporate Place
Piscataway,
NJ 08854 |
6.98% |
UBS
Financial
1200
Harbor Blvd. Dte. 6
Weehawken,
NJ 07086 |
5.26% |
J.P.
Morgan Securities LLC
383
Madison Avenue
New York,
NY 10179 |
5.18% |
Name
& Address |
%
Owned |
National
Financial Services LLC
200
Liberty Street
New York,
NY 10281 |
15.48% |
Charles
Schwab & Co., Inc.
211 Main
Street
San
Francisco, CA 94105 |
11.15% |
Citibank
399 Park
Avenue
New York,
NY 10043 |
10.24% |
Morgan
Stanley
1585
Broadway
New York,
NY 10036 |
6.99% |
TD
Ameritrade Clearing, Inc.
4211 South
102nd Street
Omaha, NE
68127 |
6.34% |
Pershing
LLC
1 Pershing
Plaza
Jersey
City, NJ 07399 |
5.18% |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
4
Corporate Place
Piscataway,
NJ 08854 |
5.11% |
Name
& Address |
%
Owned |
National
Financial Services LLC
200
Liberty Street
New York,
NY 10281 |
16.87% |
TD
Ameritrade Clearing, Inc.
4211 South
102nd Street
Omaha, NE
68127 |
14.02% |
LPL
Financial
75 State
Street
Boston, MA
02109 |
11.46% |
American
Enterprise Investment Services Inc.
707 2nd
Avenue S.
Minneapolis,
MN 55402 |
11.06% |
Charles
Schwab & Co., Inc.
211 Main
Street
San
Francisco, CA 94105 |
9.44% |
Wells
Fargo
420
Montgomery Street
San
Francisco, CA 94104 |
6.89% |
Pershing
LLC
1 Pershing
Plaza
Jersey
City, NJ 07399 |
6.81% |
Name
& Address |
%
Owned |
Charles
Schwab & Co., Inc.
211 Main
Street
San
Francisco, CA 94105 |
22.04% |
Name
& Address |
%
Owned |
National
Financial Services LLC
200
Liberty Street
New
York, NY 10281 |
14.52% |
Morgan
Stanley
1585
Broadway
New
York, NY 10036 |
10.35% |
Wells
Fargo
420
Montgomery Street
San
Francisco, CA 94104 |
7.30% |
TD
Ameritrade Clearing, Inc.
4211
South 102nd Street
Omaha,
NE 68127 |
6.81% |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
4
Corporate Place
Piscataway,
NJ 08854 |
6.22% |
Raymond,
James & Associates, Inc.
880
Carillion Parkway
St.
Petersburg, FL 33716 |
5.16% |
Tom
Boksa |
Dollar
Range | |||||
Fund
|
$1
to
$10,000
|
$10,001
to
$50,000
|
$50,001
to
$100,000
|
$100,001
to
$500,000
|
$500,001
to
$1,000,000
|
over
$1,000,000
|
Invesco
S&P 500® Pure
Value ETF |
X |
|
|
|
|
|
Tom
Boksa |
Dollar
Range | |||||
Fund
|
$1
to
$10,000
|
$10,001
to
$50,000
|
$50,001
to
$100,000
|
$100,001
to
$500,000
|
$500,001
to
$1,000,000
|
over
$1,000,000
|
Invesco
S&P 500®
Quality ETF |
|
X |
|
|
|
|
Invesco
S&P 500®
Equal Weight ETF |
|
|
X |
|
|
|
Michael
Jeanette |
Dollar
Range | |||||
Fund
|
$1
to
$10,000
|
$10,001
to
$50,000
|
$50,001
to
$100,000
|
$100,001
to
$500,000
|
$500,001
to
$1,000,000
|
over
$1,000,000
|
Invesco
Dynamic Large Cap Value ETF |
|
|
X |
|
|
|
Fund
|
Advisory
Fee |
Invesco
Aerospace & Defense ETF |
0.50% |
Invesco
BuyBack Achievers™ ETF
|
0.50% |
Invesco
Dividend Achievers™
ETF |
0.40% |
Invesco
Dow Jones Industrial Average Dividend ETF (1) |
0.07% |
Invesco
DWA Basic Materials Momentum ETF |
0.50% |
Invesco
DWA Consumer Cyclicals Momentum ETF |
0.50% |
Invesco
DWA Consumer Staples Momentum ETF |
0.50% |
Invesco
DWA Energy Momentum ETF |
0.50% |
Invesco
DWA Financial Momentum ETF |
0.50% |
Invesco
DWA Healthcare Momentum ETF |
0.50% |
Invesco
DWA Industrials Momentum ETF |
0.50% |
Invesco
DWA Momentum ETF |
0.50% |
Invesco
DWA Technology Momentum ETF |
0.50% |
Invesco
DWA Utilities Momentum ETF |
0.50% |
Invesco
Dynamic Biotechnology & Genome ETF |
0.50% |
Invesco
Dynamic Building & Construction ETF |
0.50% |
Invesco
Dynamic Energy Exploration & Production ETF |
0.50% |
Invesco
Dynamic Food & Beverage ETF |
0.50% |
Invesco
Dynamic Large Cap Growth ETF |
0.50% |
Invesco
Dynamic Large Cap Value ETF |
0.50% |
Invesco
Dynamic Leisure and Entertainment ETF |
0.50% |
Invesco
Dynamic Market ETF |
0.50% |
Invesco
Dynamic Media ETF |
0.50% |
Invesco
Dynamic Networking ETF |
0.50% |
Invesco
Dynamic Oil & Gas Services ETF |
0.50% |
Invesco
Dynamic Pharmaceuticals ETF |
0.50% |
Invesco
Dynamic Semiconductors ETF |
0.50% |
Invesco
Dynamic Software ETF |
0.50% |
Invesco
Financial Preferred ETF |
0.50% |
Invesco
FTSE RAFI US 1000 ETF |
0.29% |
Invesco
FTSE RAFI US 1500 Small-Mid ETF |
0.29% |
Invesco
Global Listed Private Equity ETF |
0.50% |
Invesco
Golden Dragon China ETF |
0.50% |
Invesco
High Yield Equity Dividend Achievers™
ETF |
0.40% |
Invesco
International Dividend Achievers™
ETF |
0.40% |
Invesco
MSCI Sustainable Future ETF |
0.50% |
Fund
|
Advisory
Fee |
Invesco
NASDAQ Internet ETF |
0.60% |
Invesco
Raymond James SB-1 Equity ETF |
0.75% |
Invesco
S&P 100 Equal Weight ETF |
0.25% |
Invesco
S&P 500 BuyWrite ETF (2) |
0.49% |
Invesco
S&P 500®
Equal Weight ETF |
0.20% |
Invesco
S&P 500®
Equal Weight Communication Services ETF |
0.40% |
Invesco
S&P 500®
Equal Weight Consumer Discretionary ETF |
0.40% |
Invesco
S&P 500®
Equal Weight Consumer Staples ETF |
0.40% |
Invesco
S&P 500®
Equal Weight Energy ETF |
0.40% |
Invesco
S&P 500®
Equal Weight Financials ETF |
0.40% |
Invesco
S&P 500®
Equal Weight Health Care ETF |
0.40% |
Invesco
S&P 500®
Equal Weight Industrials ETF |
0.40% |
Invesco
S&P 500®
Equal Weight Materials ETF |
0.40% |
Invesco
S&P 500®
Equal Weight Real Estate ETF |
0.40% |
Invesco
S&P 500®
Equal Weight Technology ETF |
0.40% |
Invesco
S&P 500®
Equal Weight Utilities ETF |
0.40% |
Invesco
S&P 500 GARP ETF |
0.29% |
Invesco
S&P 500®
Pure Growth ETF |
0.35% |
Invesco
S&P 500®
Pure Value ETF |
0.35% |
Invesco
S&P 500®
Quality ETF (3) |
0.15% |
Invesco
S&P 500®
Top 50 ETF |
0.20% |
Invesco
S&P 500 Value with Momentum ETF |
0.29% |
Invesco
S&P MidCap 400®
Equal Weight ETF |
0.40% |
Invesco
S&P MidCap 400®
Pure Growth ETF |
0.35% |
Invesco
S&P MidCap 400®
Pure Value ETF |
0.35% |
Invesco
S&P MidCap Momentum ETF |
0.29% |
Invesco
S&P MidCap Quality ETF (2) |
0.25% |
Invesco
S&P MidCap Value with Momentum ETF |
0.29% |
Invesco
S&P SmallCap 600®
Equal Weight ETF |
0.40% |
Invesco
S&P SmallCap 600®
Pure Growth ETF |
0.35% |
Invesco
S&P SmallCap 600®
Pure Value ETF |
0.35% |
Invesco
S&P SmallCap Momentum ETF |
0.29% |
Invesco
S&P SmallCap Value with Momentum ETF |
0.29% |
Invesco
S&P Spin-Off ETF |
0.50% |
Invesco
Water Resources ETF |
0.50% |
Invesco
WilderHill Clean Energy ETF |
0.50% |
Invesco
Zacks Mid-Cap ETF |
0.50% |
Invesco
Zacks Multi-Asset Income ETF |
0.50% |
Fund
|
Expense
Cap |
Invesco
Aerospace & Defense ETF |
0.60% |
Invesco
BuyBack Achievers™ ETF
|
0.60% |
Invesco
Dividend Achievers™
ETF |
0.50% |
Invesco
DWA Basic Materials Momentum ETF(1) |
0.60% |
Invesco
DWA Consumer Cyclicals Momentum ETF(1) |
0.60% |
Invesco
DWA Consumer Staples Momentum ETF(1) |
0.60% |
Fund
|
Expense
Cap |
Invesco
DWA Energy Momentum ETF(1) |
0.60% |
Invesco
DWA Financial Momentum ETF(1) |
0.60% |
Invesco
DWA Healthcare Momentum ETF(1) |
0.60% |
Invesco
DWA Industrials Momentum ETF(1) |
0.60% |
Invesco
DWA Momentum ETF |
0.60% |
Invesco
DWA Technology Momentum ETF(1) |
0.60% |
Invesco
DWA Utilities Momentum ETF(1) |
0.60% |
Invesco
Dynamic Biotechnology & Genome ETF |
0.60% |
Invesco
Dynamic Building & Construction ETF |
0.60% |
Invesco
Dynamic Energy Exploration & Production ETF |
0.60% |
Invesco
Dynamic Food & Beverage ETF |
0.60% |
Invesco
Dynamic Large Cap Growth ETF |
0.60% |
Invesco
Dynamic Large Cap Value ETF |
0.60% |
Invesco
Dynamic Leisure and Entertainment ETF |
0.60% |
Invesco
Dynamic Market ETF(2) |
0.60% |
Invesco
Dynamic Media ETF |
0.60% |
Invesco
Dynamic Networking ETF |
0.60% |
Invesco
Dynamic Oil & Gas Services ETF |
0.60% |
Invesco
Dynamic Pharmaceuticals ETF |
0.60% |
Invesco
Dynamic Semiconductors ETF |
0.60% |
Invesco
Dynamic Software ETF |
0.60% |
Invesco
Financial Preferred ETF |
0.60% |
Invesco
FTSE RAFI US 1000 ETF(1) |
0.39% |
Invesco
FTSE RAFI US 1500 Small-Mid ETF(1) |
0.39% |
Invesco
Global Listed Private Equity ETF |
0.60% |
Invesco
Golden Dragon China ETF |
0.60% |
Invesco
High Yield Equity Dividend Achievers™
ETF |
0.50% |
Invesco
International Dividend Achievers™
ETF |
0.50% |
Invesco
MSCI Sustainable Future ETF |
0.60% |
Invesco
S&P 100 Equal Weight ETF (1) |
0.25% |
Invesco
S&P 500 GARP ETF(1) |
0.39% |
Invesco
S&P 500®
Quality ETF (1)(3) |
0.15% |
Invesco
S&P 500 Value with Momentum ETF(1) |
0.39% |
Invesco
S&P MidCap Momentum ETF(1) |
0.39% |
Invesco
S&P MidCap Quality ETF (1) |
0.25% |
Invesco
S&P MidCap Value with Momentum ETF(1) |
0.39% |
Invesco
S&P SmallCap Momentum ETF(1) |
0.39% |
Invesco
S&P SmallCap Value with Momentum ETF(1) |
0.39% |
Invesco
S&P Spin-Off ETF |
0.60% |
Invesco
Water Resources ETF |
0.60% |
Invesco
WilderHill Clean Energy ETF |
0.60% |
Invesco
Zacks Mid-Cap ETF |
0.60% |
Invesco
Zacks Multi-Asset Income ETF |
0.60% |
Fund |
Advisory
Fees Paid for the
Fiscal
Year Ended |
(Waivers)
and/or Recaptured for the
Fiscal
Year Ended | ||||
2019 |
2020 |
2021 |
2019 |
2020 |
2021 | |
Invesco
Aerospace & Defense ETF |
$4,702,920 |
$5,075,824 |
$3,465,596 |
$(1,300) |
$(1,972) |
$(888) |
Invesco
BuyBack Achievers™
ETF |
$6,378,251 |
$5,741,679 |
$4,576,061 |
$(2,143) |
$(2,337) |
$(1,187) |
Invesco
Dividend Achievers™
ETF |
$1,199,023 |
$1,210,459 |
$1,792,518 |
$(548) |
$(740) |
$(466) |
Invesco Dow
Jones Industrial Average Dividend ETF (2) |
$41,367 |
$55,010 |
$74,094 |
$(3,250) |
$(183) |
$(199) |
Invesco DWA
Basic Materials Momentum ETF |
$425,449 |
$257,605 |
$276,799 |
$(132,810) |
$(90,722) |
$(120,420) |
Invesco DWA
Consumer Cyclicals Momentum ETF |
$263,879 |
$193,238 |
$280,320 |
$(107,760) |
$(80,603) |
$(113,699) |
Invesco DWA
Consumer Staples Momentum ETF |
$747,592 |
$786,832 |
$554,025 |
$(161,293) |
$(165,742) |
$(164,221) |
Invesco DWA
Energy Momentum ETF |
$431,622 |
$164,715 |
$238,285 |
$(132,817) |
$(80,340) |
$(117,221) |
Invesco DWA
Financial Momentum ETF |
$194,242 |
$262,884 |
$173,001 |
$(75,711) |
$(54,088) |
$(75,792) |
Invesco DWA
Healthcare Momentum ETF |
$1,190,901 |
$750,068 |
$2,925,445 |
$(224,675) |
$(184,543) |
$(426,645) |
Invesco DWA
Industrials Momentum ETF |
$525,421 |
$494,582 |
$683,919 |
$(39,696) |
$(14,746) |
$(60,997) |
Invesco DWA
Momentum ETF |
$7,474,101 |
$7,906,611 |
$8,687,287 |
$(2,155) |
$(2,677) |
$(878) |
Invesco DWA
Technology Momentum ETF |
$680,207 |
$1,046,000 |
$1,452,809 |
$(161,738) |
$(178,584) |
$(256,052) |
Invesco DWA
Utilities Momentum ETF |
$517,909 |
$978,463 |
$310,577 |
$(135,984) |
$(175,520) |
$(131,769) |
Invesco
Dynamic Biotechnology & Genome ETF |
$1,372,674 |
$1,135,432 |
$1,264,827 |
$(452) |
$(388) |
$(319) |
Invesco
Dynamic Building & Construction ETF |
$878,742 |
$530,047 |
$771,974 |
$(380) |
$(300) |
$(162) |
Invesco
Dynamic Energy Exploration & Production ETF |
$383,290 |
$130,261 |
$122,339 |
$(7,210) |
$(55,956) |
$(77,547) |
Invesco
Dynamic Food & Beverage ETF |
$367,527 |
$345,517 |
$359,694 |
$(16,236) |
$(247) |
$(32,828) |
Fund |
Advisory
Fees Paid for the
Fiscal
Year Ended |
(Waivers)
and/or Recaptured for the
Fiscal
Year Ended | ||||
2019 |
2020 |
2021 |
2019 |
2020 |
2021 | |
Invesco
Dynamic Large Cap Growth ETF |
$3,314,831 |
$3,575,053 |
$3,652,439 |
$(653) |
$(421) |
$(367) |
Invesco
Dynamic Large Cap Value ETF |
$6,255,455 |
$4,790,662 |
$3,373,183 |
$(1,706) |
$(1,533) |
$(699) |
Invesco
Dynamic Leisure and Entertainment ETF |
$590,580 |
$269,516 |
$3,351,858 |
$16,776 |
$(31,386) |
$(386) |
Invesco
Dynamic Market ETF |
$813,705 |
$710,578 |
$628,514 |
$(329) |
$(1,016) |
$(31,021) |
Invesco
Dynamic Media ETF |
$297,365 |
$270,447 |
$252,473 |
$(24,788) |
$(14,458) |
$(45,507) |
Invesco
Dynamic Networking ETF |
$341,513 |
$311,674 |
$251,883 |
$(10,342) |
$(9,149) |
$(48,182) |
Invesco
Dynamic Oil & Gas Services ETF |
$135,932 |
$57,639 |
$75,110 |
$(53,706) |
$(48,044) |
$(81,309) |
Invesco
Dynamic Pharmaceuticals ETF |
$2,589,176 |
$1,838,459 |
$1,755,473 |
$(574) |
$(1,537) |
$(306) |
Invesco
Dynamic Semiconductors ETF |
$1,210,781 |
$1,011,179 |
$1,837,107 |
$(545) |
$(433) |
$(303) |
Invesco
Dynamic Software ETF |
$1,370,219 |
$2,407,148 |
$2,820,132 |
$30,250 |
$(440) |
$(455) |
Invesco
Financial Preferred ETF |
$7,405,390 |
$7,557,346 |
$8,314,208 |
$(10,761) |
$(21,857) |
$(8,720) |
Invesco
FTSE RAFI US 1000 ETF |
$15,160,982 |
$15,110,920 |
$12,321,498 |
$(281,921) |
$(175,965) |
$(394,776) |
Invesco
FTSE RAFI US 1500 Small-Mid ETF |
$5,925,397 |
$5,399,055 |
$4,775,040 |
$(186,219) |
$(140,554) |
$(183,358) |
Invesco
Global Listed Private Equity ETF |
$1,195,293 |
$1,009,464 |
$874,269 |
$(46,624) |
$(28,285) |
$(11,390) |
Invesco
Golden Dragon China ETF |
$1,071,033 |
$922,054 |
$1,151,708 |
$12,008 |
$(4,370) |
($457) |
Invesco
High Yield Equity Dividend Achievers™
ETF |
$3,043,464 |
$3,382,159 |
$2,854,332 |
$(1,114) |
$(1,672) |
$(1,142) |
Invesco
International Dividend Achievers™
ETF |
$3,059,855 |
$2,828,931 |
$2,073,816 |
$(1,122) |
$(1,063) |
$(466) |
Invesco
MSCI Sustainable Future ETF |
$816,552 |
$1,012,819 |
$1,815,936 |
$43,159 |
$(204) |
$(4,692) |
Invesco
NASDAQ Internet ETF (2) |
$3,581,189 |
$3,214,787 |
$5,379,136 |
$(292) |
$(297) |
$(318) |
Invesco
Raymond James SB-1 Equity ETF (1)(2) |
$850,297 |
$1,109,093 |
$886,394 |
$(490) |
$(308) |
$(78) |
Invesco
S&P 100 Equal Weight ETF |
$151,948 |
$148,598 |
$168,215 |
$(100,450) |
$(83,466) |
$(102,453) |
Invesco
S&P 500 BuyWrite ETF (2) |
$1,736,106 |
$1,384,298 |
$848,636 |
$(273) |
$(517) |
$(84) |
Invesco
S&P 500®
Equal Weight ETF (2) |
$30,141,548 |
$30,795,468 |
$32,415,604 |
$(21,448) |
$(17,076) |
$(8,500) |
Invesco
S&P 500®
Equal Weight Communication Services ETF (2)(3) |
$17,367 |
$97,376 |
$101,775 |
$(15) |
$(25) |
$(15) |
Invesco
S&P 500®
Equal Weight Consumer Discretionary ETF (2) |
$401,110 |
$338,267 |
$1,240,051 |
$(131) |
$(92) |
$(90) |
Invesco
S&P 500®
Equal Weight Consumer Staples ETF (2) |
$1,836,074 |
$1,892,604 |
$1,991,601 |
$(688) |
$(599) |
$(378) |
Invesco
S&P 500®
Equal Weight Energy ETF (2) |
$1,003,847 |
$509,415 |
$359,028 |
$(289) |
$(133) |
$(120) |
Invesco
S&P 500®
Equal Weight Financials ETF (2) |
$1,424,975 |
$1,025,357
|
$766,579 |
$(595) |
$(291) |
$(140) |
Invesco
S&P 500®
Equal Weight Health Care ETF (2) |
$2,736,345 |
$2,906,856
|
$2,971,326 |
$(656) |
$(437) |
$(291) |
Invesco
S&P 500®
Equal Weight Industrials ETF (2) |
$957,516 |
$845,096 |
$1,348,583 |
$(290) |
$(221) |
$(196) |
Invesco
S&P 500®
Equal Weight Materials ETF (2) |
$586,922 |
$521,435 |
$1,261,135 |
$(228) |
$(168) |
$(307) |
Invesco
S&P 500®
Equal Weight Real Estate ETF (2) |
$84,354 |
$151,301 |
$86,460 |
$(34) |
$(64) |
$(19) |
Invesco
S&P 500®
Equal Weight Technology ETF (2) |
$6,642,171 |
$6,766,601 |
$8,175,612 |
$(1,574) |
$(2,525) |
$(956) |
Invesco
S&P 500®
Equal Weight Utilities ETF (2) |
$866,815 |
$1,480,758 |
$933,564 |
$(333) |
$(656) |
$(276) |
Invesco
S&P 500 GARP ETF |
$732,879 |
$931,643 |
$737,119 |
$(369) |
$(458) |
$(207) |
Invesco
S&P 500®
Pure Growth ETF (2) |
$8,398,311 |
$9,198,243 |
$8,978,872 |
$(1,608) |
$(2,894) |
$(719) |
Invesco
S&P 500®
Pure Value ETF (2) |
$3,202,836 |
$3,057,387 |
$3,469,047 |
$(1,606) |
$(1,397) |
$(817) |
Invesco
S&P 500®
Quality ETF |
$2,764,621 |
$2,368,012 |
$3,395,551 |
$(845,827) |
$(945,302) |
$(996,442) |
Invesco
S&P 500®
Top 50 ETF (2) |
$1,492,502 |
$1,741,897 |
$3,186,724 |
$(862) |
$(1,179) |
$(889) |
Invesco
S&P 500 Value with Momentum ETF |
$293,128 |
$156,637 |
$95,995 |
$(24,914) |
$(25,287) |
$(58,147) |
Invesco
S&P MidCap 400®
Equal Weight ETF (2) |
$407,610 |
$340,494 |
$319,404 |
$(118) |
$(114) |
$(62) |
Invesco
S&P MidCap 400®
Pure Growth ETF (2) |
$1,990,495 |
$1,359,377 |
$1,227,739 |
$(705) |
$(443) |
$(221) |
Invesco
S&P MidCap 400®
Pure Value ETF (2) |
$407,005 |
$457,180 |
$271,374 |
$(693) |
$(179) |
$(59) |
Invesco
S&P MidCap Momentum ETF |
$887,750 |
$1,782,839 |
$2,243,869 |
$101,391 |
$(884) |
$(554) |
Invesco
S&P MidCap Quality ETF |
$60,624 |
$62,835 |
$242,740 |
$(88,365) |
$(73,306) |
$(120,756) |
Invesco
S&P MidCap Value with Momentum ETF |
$139,938 |
$162,565 |
$178,792 |
$(44,978) |
$(20,667) |
$(46,319) |
Invesco
S&P SmallCap 600®
Equal Weight ETF (2) |
$148,410 |
$117,522 |
$122,622 |
$(32) |
$(32) |
$(16) |
Invesco
S&P SmallCap 600®
Pure Growth ETF (2) |
$1,032,676 |
$646,367 |
$420,865 |
$(208) |
$(106) |
$(60) |
Invesco
S&P SmallCap 600®
Pure Value ETF (2) |
$633,238 |
$590,967 |
$565,201 |
$(256) |
$(206) |
$(59) |
Invesco
S&P SmallCap Momentum ETF |
$233,272 |
$237,158 |
$341,534 |
$(38,107) |
$(5,227) |
$(12,217) |
Invesco
S&P SmallCap Value with Momentum ETF |
$215,742 |
$215,109 |
$316,105 |
$(36,121) |
$(3,048) |
$(21,760) |
Invesco
S&P Spin-Off ETF |
$905,308 |
$534,765 |
$327,165 |
$14,191 |
$(480) |
$(20,111) |
Fund |
Advisory
Fees Paid for the
Fiscal
Year Ended |
(Waivers)
and/or Recaptured for the
Fiscal
Year Ended | ||||
2019 |
2020 |
2021 |
2019 |
2020 |
2021 | |
Invesco
Water Resources ETF |
$4,215,575 |
$5,082,781 |
$6,122,313 |
$(1,681) |
$(2,140) |
$(1,453) |
Invesco
WilderHill Clean Energy ETF |
$566,379 |
$1,024,140 |
$7,201,400 |
$(16,898) |
$(490) |
$(884) |
Invesco
Zacks Mid-Cap ETF |
$1,265,401 |
$1,408,028 |
$1,132,461 |
$(115,956) |
$(70,160) |
$(527) |
Invesco
Zacks Multi-Asset Income ETF |
$1,311,014
|
$993,085 |
$612,265 |
$(145,107) |
$(70,180) |
$(293)
|
Fund
|
|
2019
|
2020
|
2021
|
Invesco
Aerospace & Defense ETF |
|
$94,521
|
$76,144
|
$73,309
|
Invesco
BuyBack Achievers™ ETF
|
|
$116,305
|
$105,111
|
$68,235
|
Invesco
Dividend Achievers™
ETF |
|
$45,570 |
$35,813 |
$33,418 |
Invesco Dow
Jones Industrial Average Dividend ETF (2) |
|
N/A |
N/A |
N/A |
Fund
|
|
2019
|
2020
|
2021
|
Invesco
DWA Basic Materials Momentum ETF |
|
$32,620 |
$16,959 |
$15,739 |
Invesco
DWA Consumer Cyclicals Momentum ETF |
|
$28,980 |
$16,245 |
$13,600 |
Invesco
DWA Consumer Staples Momentum ETF |
|
$31,591 |
$29,495 |
$21,282 |
Invesco
DWA Energy Momentum ETF |
|
$31,172 |
$17,532 |
$13,678 |
Invesco
DWA Financial Momentum ETF |
|
$30,692 |
$13,119 |
$15,214 |
Invesco
DWA Healthcare Momentum ETF |
|
$37,678 |
$30,560 |
$25,037 |
Invesco
DWA Industrials Momentum ETF |
|
$33,740 |
$18,795 |
$17,388 |
Invesco
DWA Momentum ETF |
|
$142,080 |
$108,598 |
$114,127 |
Invesco
DWA Technology Momentum ETF |
|
$35,692 |
$21,864 |
$24,256 |
Invesco
DWA Utilities Momentum ETF |
|
$28,015 |
$33,157 |
$20,182 |
Invesco
Dynamic Biotechnology & Genome ETF |
|
$41,481 |
$34,295 |
$26,512 |
Invesco
Dynamic Building & Construction ETF |
|
$46,047 |
$12,186 |
$17,962 |
Invesco
Dynamic Energy Exploration & Production ETF |
|
$28,280 |
$19,289 |
$13,371 |
Invesco
Dynamic Food & Beverage ETF |
|
$30,397 |
$18,681 |
$16,499 |
Invesco
Dynamic Large Cap Growth ETF |
|
$63,668 |
$72,458 |
$55,064 |
Invesco
Dynamic Large Cap Value ETF |
|
$120,124 |
$87,018 |
$67,902 |
Invesco
Dynamic Leisure and Entertainment ETF |
|
$32,134 |
$20,286 |
$15,783 |
Invesco
Dynamic Market ETF |
|
$35,466 |
$25,652 |
$20,666 |
Invesco
Dynamic Media ETF |
|
$28,707 |
$19,462 |
$15,287 |
Invesco
Dynamic Networking ETF |
|
$29,005 |
$20,153 |
$15,598 |
Invesco
Dynamic Oil & Gas Services ETF |
|
$26,887 |
$15,890 |
$12,823 |
Invesco
Dynamic Pharmaceuticals ETF |
|
$63,684 |
$42,451 |
$35,021 |
Invesco
Dynamic Semiconductors ETF |
|
$49,012 |
$19,179 |
$27,744 |
Invesco
Dynamic Software ETF |
|
$34,898 |
$47,400 |
$40,849 |
Invesco
Financial Preferred ETF |
|
$134,700 |
$113,404 |
$112,106 |
Invesco
FTSE RAFI US 1000 ETF |
|
$380,113 |
$429,488 |
$320,075 |
Invesco
FTSE RAFI US 1500 Small-Mid ETF |
|
$155,284 |
$198,418 |
$126,195 |
Invesco
Global Listed Private Equity ETF |
|
$41,508 |
$35,375 |
$24,423 |
Invesco
Golden Dragon China ETF |
|
$43,433 |
$24,932 |
$24,531 |
Invesco
High Yield Equity Dividend Achievers™
ETF |
|
$78,546 |
$69,204 |
$59,048 |
Invesco
International Dividend Achievers™
ETF |
|
$84,746 |
$62,609 |
$50,676 |
Invesco
MSCI Sustainable Future ETF |
|
$36,032 |
$25,543 |
$27,503 |
Invesco
NASDAQ Internet ETF (2) |
|
N/A |
N/A |
N/A |
Invesco
Raymond James SB-1 Equity ETF (1)(2) |
|
N/A |
N/A |
N/A |
Invesco
S&P 100 Equal Weight ETF |
|
$29,003 |
$19,043 |
$16,040 |
Invesco
S&P 500 BuyWrite ETF (2) |
|
N/A |
N/A |
N/A |
Invesco
S&P 500®
Equal Weight ETF (2) |
|
N/A |
N/A |
N/A |
Invesco
S&P 500®
Equal Weight Communication Services ETF (2) |
|
N/A |
N/A |
N/A |
Invesco
S&P 500®
Equal Weight Consumer Discretionary ETF (2) |
|
N/A |
N/A |
N/A |
Invesco
S&P 500®
Equal Weight Consumer Staples ETF (2) |
|
N/A |
N/A |
N/A |
Invesco
S&P 500®
Equal Weight Energy ETF (2) |
|
N/A |
N/A |
N/A |
Invesco
S&P 500®
Equal Weight Financials ETF (2) |
|
N/A |
N/A |
N/A |
Invesco
S&P 500®
Equal Weight Health Care ETF (2) |
|
N/A |
N/A |
N/A |
Invesco
S&P 500®
Equal Weight Industrials ETF (2) |
|
N/A |
N/A |
N/A |
Invesco
S&P 500®
Equal Weight Materials ETF (2) |
|
N/A |
N/A |
N/A |
Invesco
S&P 500®
Equal Weight Real Estate ETF (2) |
|
N/A |
N/A |
N/A |
Invesco
S&P 500®
Equal Weight Technology ETF (2) |
|
N/A |
N/A |
N/A |
Invesco
S&P 500®
Equal Weight Utilities ETF (2) |
|
N/A |
N/A |
N/A |
Invesco
S&P 500 GARP ETF |
|
$38,729 |
$36,634 |
$34,509 |
Invesco
S&P 500®
Pure Growth ETF (2) |
|
N/A |
N/A |
N/A |
Invesco
S&P 500®
Pure Value ETF (2) |
|
N/A |
N/A |
N/A |
Invesco
S&P 500®
Quality ETF |
|
$119,699 |
$111,302 |
$119,955 |
Invesco
S&P 500®
Top 50 ETF (2) |
|
N/A |
N/A |
N/A |
Invesco
S&P 500 Value with Momentum ETF |
|
$31,906 |
$20,749 |
$15,144 |
Invesco
S&P MidCap 400®
Equal Weight ETF (2) |
|
N/A |
N/A |
N/A |
Invesco
S&P MidCap 400®
Pure Growth ETF (2) |
|
N/A |
N/A |
N/A |
Fund
|
|
2019
|
2020
|
2021
|
Invesco
S&P MidCap 400®
Pure Value ETF (2) |
|
N/A |
N/A |
N/A |
Invesco
S&P MidCap Momentum ETF |
|
$33,661 |
$59,887 |
$51,566 |
Invesco
S&P MidCap Quality ETF |
|
$26,865 |
$19,741 |
$14,058 |
Invesco
S&P MidCap Value with Momentum ETF |
|
$28,145 |
$18,778 |
$16,203 |
Invesco
S&P SmallCap 600®
Equal Weight ETF (2) |
|
N/A |
N/A |
N/A |
Invesco
S&P SmallCap 600®
Pure Growth ETF (2) |
|
N/A |
N/A |
N/A |
Invesco
S&P SmallCap 600®
Pure Value ETF (2) |
|
N/A |
N/A |
N/A |
Invesco
S&P SmallCap Momentum ETF |
|
$28,100 |
$25,508 |
$17,800 |
Invesco
S&P SmallCap Value with Momentum ETF |
|
$29,740 |
$22,724 |
$16,703 |
Invesco
S&P Spin-Off ETF |
|
$45,618 |
$15,886 |
$17,207 |
Invesco
Water Resources ETF |
|
$81,901 |
$80,362 |
$81,962 |
Invesco
WilderHill Clean Energy ETF |
|
$32,738 |
$22,297 |
$29,891 |
Invesco
Zacks Mid-Cap ETF |
|
$48,370 |
$26,358 |
$30,942 |
Invesco
Zacks Multi-Asset Income ETF |
|
$52,637 |
$22,881 |
$23,966
|
|
Gross
income
from
securities
lending
activities
|
Fees
paid
to
Securities
Lending
Agent
from
a
revenue
split
|
Fees paid
for
any
cash
collateral
management
service
(including
fees
deducted
from
a
pooled
cash
collateral
reinvestment
vehicle)
not
included
in
the
revenue
split
|
Administrative
fees
not
included in
the
revenue
split |
Indemnification
fees
not
included in
the
revenue
split |
Rebate
(paid
to
borrower)
|
Other
fees
not
included
in
the
revenue
split
|
Aggregate
fees/
compensation
for
securities
lending
activities
|
Net
income
from
securities
lending
activities
|
Invesco
Aerospace &
Defense ETF
|
$6,420.14
|
$757.37 |
$3,467.00
|
$0.00 |
$0.00 |
($4,629.41)
|
$0.00 |
($405.04)
|
$6,825.18
|
Invesco
Buyback
AchieversTM ETF
|
$28,841.25
|
$10,610.86
|
$15,634.00
|
$0.00 |
$0.00 |
($92,964.84)
|
$0.00 |
($66,719.98)
|
$95,561.23
|
Invesco
Dividend
AchieversTM
ETF |
$1,035.25 |
$899.22 |
$632.00 |
$0.00 |
$0.00 |
($8,607.98) |
$0.00 |
($7,076.76) |
$8,112.01 |
Invesco DWA
Basic
Materials
Momentum
ETF |
$5,237.45 |
$1,424.04 |
$2,933.00 |
$0.00 |
$0.00 |
($11,948.96) |
$0.00 |
($7,591.92) |
$12,829.37 |
Invesco DWA
Consumer
Cyclicals
Momentum
ETF |
$12,577.98 |
$19,105.02 |
$6,875.00 |
$0.00 |
$0.00 |
($185,381.27) |
$0.00 |
($159,401.25) |
$171,979.23 |
Invesco DWA
Consumer
Staples
Momentum
ETF |
$8,346.47 |
$18,239.79 |
$4,650.00 |
$0.00 |
$0.00 |
($178,721.69) |
$0.00 |
($155,831.90) |
$164,178.37 |
Invesco DWA
Energy
Momentum
ETF |
$5,900.55 |
$1,508.66 |
$3,337.00 |
$0.00 |
$0.00 |
($12,540.96) |
$0.00 |
($7,695.30) |
$13,595.85 |
Invesco DWA
Financial
Momentum
ETF |
$1,888.77 |
$1,270.61 |
$1,040.00 |
$0.00 |
$0.00 |
($11,866.03) |
$0.00 |
($9,555.42) |
$11,444.19 |
Invesco DWA
Healthcare
Momentum
ETF |
$102,155.82 |
$111,617.17 |
$57,200.00 |
$0.00 |
$0.00 |
($1,071,298.00) |
$0.00 |
($902,480.83) |
$1,004,636.65 |
Invesco DWA
Industrials
Momentum
ETF |
$8,023.82 |
$9,887.07 |
$4,379.00 |
$0.00 |
$0.00 |
($95,234.83) |
$0.00 |
($80,968.76) |
$88,992.58 |
Invesco DWA
Momentum
ETF |
$45,443.34 |
$5,943.47 |
$25,282.00 |
$0.00 |
$0.00 |
($39,296.07) |
$0.00 |
($8,070.60) |
$53,513.94 |
Invesco DWA
Technology
Momentum
ETF |
$26,594.74 |
$34,663.95 |
$14,235.00 |
$0.00 |
$0.00 |
($334,308.54) |
$0.00 |
($285,409.59) |
$312,004.33 |
|
Gross
income
from
securities
lending
activities
|
Fees
paid
to
Securities
Lending
Agent
from
a
revenue
split
|
Fees
paid for
any
cash
collateral
management
service
(including
fees
deducted
from
a
pooled
cash
collateral
reinvestment
vehicle)
not
included
in
the
revenue
split
|
Administrative
fees
not
included
in
the
revenue
split |
Indemnification
fees
not
included
in
the
revenue
split |
Rebate
(paid
to
borrower)
|
Other
fees
not
included
in
the
revenue
split
|
Aggregate
fees/
compensation
for
securities
lending
activities
|
Net
income
from
securities
lending
activities
|
Invesco
DWA Utilities
Momentum
ETF |
$771.17 |
$196.02 |
$428.00 |
$0.00 |
$0.00 |
($1,618.04) |
$0.00 |
($994.02) |
$1,765.19 |
Invesco
Dynamic
Biotechnology
&
Genome
ETF |
$38,560.83 |
$25,005.01 |
$20,849.00 |
$0.00 |
$0.00 |
($232,379.15) |
$0.00 |
($186,525.14) |
$225,085.97 |
Invesco
Dynamic
Building
& Construction
ETF |
$2,532.72 |
$875.00 |
$1,367.00 |
$0.00 |
$0.00 |
($7,586.65) |
$0.00 |
($5,344.65) |
$7,877.37 |
Invesco
Dynamic
Energy
Exploration &
Production
ETF |
$2,979.29 |
$1,206.91 |
$1,734.00 |
$0.00 |
$0.00 |
($10,840.13) |
$0.00 |
($7,899.22) |
$10,878.51 |
Invesco
Dynamic Food
&
Beverage ETF |
$5,901.06 |
$8,768.33 |
$3,140.00 |
$0.00 |
$0.00 |
($84,937.30) |
$0.00 |
($73,028.97) |
$78,930.03 |
Invesco
Dynamic Large
Cap
Growth ETF |
$4,706.89 |
$358.52 |
$2,547.00 |
$0.00 |
$0.00 |
($1,427.47) |
$0.00 |
$1,478.05 |
$3,228.84 |
Invesco
Dynamic
Leisure
and
Entertainment
ETF |
$125,171.98 |
$48,560.43 |
$66,366.00 |
$0.00 |
$0.00 |
($426,856.97) |
$0.00 |
($311,930.54) |
$437,102.52 |
Invesco
Dynamic
Market
ETF |
$4,507.72 |
$1,931.29 |
$2,408.00 |
$0.00 |
$0.00 |
($17,234.82) |
$0.00 |
($12,895.53) |
$17,403.25 |
Invesco
Dynamic
Media
ETF |
$7,457.40 |
$5,695.90 |
$4,133.00 |
$0.00 |
$0.00 |
($53,652.48) |
$0.00 |
($43,823.58) |
$51,280.98 |
Invesco
Dynamic
Networking
ETF |
$2,976.30 |
$8,494.76 |
$1,752.00 |
$0.00 |
$0.00 |
($83,731.34) |
$0.00 |
($73,484.58) |
$76,460.88 |
Invesco
Dynamic Oil &
Gas
Services ETF |
$2,944.91 |
$1,599.95 |
$1,630.00 |
$0.00 |
$0.00 |
($14,696.52) |
$0.00 |
($11,466.57) |
$14,411.48 |
Invesco
Dynamic
Pharmaceuticals
ETF |
$16,187.15 |
$6,882.64 |
$9,124.00 |
$0.00 |
$0.00 |
($61,777.07) |
$0.00 |
($45,770.43) |
$61,957.58 |
Invesco
Dynamic
Semiconductors
ETF |
$4,438.22 |
$329.38 |
$2,410.00 |
$0.00 |
$0.00 |
($1,267.68) |
$0.00 |
$1,471.70 |
$2,966.52 |
Invesco
Dynamic
Software
ETF |
$27,716.84 |
$10,961.64 |
$14,833.00 |
$0.00 |
$0.00 |
($96,744.87) |
$0.00 |
($70,950.23) |
$98,667.07 |
Invesco
Financial
Preferred
ETF |
$40,693.60 |
$87,097.50 |
$22,310.00 |
$0.00 |
$0.00 |
($852,806.94) |
$0.00 |
($743,399.44) |
$784,093.04 |
Invesco
FTSE RAFI US
1000
ETF |
$61,112.89 |
$197,733.09 |
$34,162.00 |
$0.00 |
$0.00 |
($1,950,534.10) |
$0.00 |
($1,718,639.01) |
$1,779,751.90 |
Invesco
FTSE RAFI US
1500
Small-Mid ETF |
$137,598.06 |
$238,797.39 |
$78,249.00 |
$0.00 |
$0.00 |
($2,329,295.90) |
$0.00 |
($2,012,249.51) |
$2,149,847.57 |
Invesco
Global Listed
Private
Equity ETF |
$16,788.53 |
$37,748.18 |
$9,754.00 |
$0.00 |
$0.00 |
($370,507.74) |
$0.00 |
($323,005.56) |
$339,794.09 |
Invesco
Golden Dragon
China
ETF |
$40,881.11 |
$40,497.23 |
$22,320.00 |
$0.00 |
$0.00 |
($386,563.30) |
$0.00 |
($323,746.07) |
$364,627.18 |
Invesco
High Yield
Equity
Dividend
Achievers™
ETF |
$3,216.41 |
$240.66 |
$2,094.00 |
$0.00 |
$0.00 |
($1,286.92) |
$0.00 |
$1,047.74 |
$2,168.67 |
Invesco
International
Dividend
Achievers™
ETF |
$71,831.69 |
$50,019.53 |
$40,548.00 |
$0.00 |
$0.00 |
($469,009.27) |
$0.00 |
($378,441.74) |
$450,273.43 |
Invesco
MSCI
Sustainable
Future ETF |
$14,420.43 |
$5,184.68 |
$8,175.00 |
$0.00 |
$0.00 |
($45,613.07) |
$0.00 |
($32,253.39) |
$46,673.82 |
|
Gross
income
from
securities
lending
activities
|
Fees
paid
to
Securities
Lending
Agent
from
a
revenue
split
|
Fees
paid for
any
cash
collateral
management
service
(including
fees
deducted
from
a
pooled
cash
collateral
reinvestment
vehicle)
not
included
in
the
revenue
split
|
Administrative
fees
not
included
in
the
revenue
split |
Indemnification
fees
not
included
in
the
revenue
split |
Rebate
(paid
to
borrower)
|
Other
fees
not
included
in
the
revenue
split
|
Aggregate
fees/
compensation
for
securities
lending
activities
|
Net
income
from
securities
lending
activities
|
Invesco
NASDAQ
Internet
ETF |
$34,192.29 |
$10,088.70 |
$19,327.00 |
$0.00 |
$0.00 |
($86,075.44) |
$0.00 |
($56,659.74) |
$90,852.03 |
Invesco
Raymond
James
SB-1 Equity
ETF |
$8,373.07 |
$3,443.65 |
$4,690.00 |
$0.00 |
$0.00 |
($30,801.78) |
$0.00 |
($22,668.13) |
$31,041.20 |
Invesco
S&P 100 Equal
Weight
ETF |
$125.69 |
$1,134.37 |
$76.00 |
$0.00 |
$0.00 |
($11,294.48) |
$0.00 |
($10,084.11) |
$10,209.80 |
Invesco
S&P 500®
Equal
Weight ETF |
$259,549.49 |
$212,370.43 |
$141,171.00 |
$0.00 |
$0.00 |
($2,005,427.60) |
$0.00 |
($1,651,886.17) |
$1,911,435.66 |
Invesco
S&P 500®
Equal
Weight
Communication
Services
ETF |
$435.84 |
$51.52 |
$234.00 |
$0.00 |
$0.00 |
($315.79) |
$0.00 |
($30.27) |
$466.11 |
Invesco
S&P 500®
Equal
Weight
Consumer
Discretionary
ETF |
$13,190.53 |
$2,090.24 |
$7,069.00 |
$0.00 |
$0.00 |
($14,794.76) |
$0.00 |
($5,635.52) |
$18,826.05 |
Invesco
S&P 500®
Equal
Weight
Consumer
Staples ETF |
$3,102.56 |
$201.42 |
$1,662.00 |
$0.00 |
$0.00 |
($574.40) |
$0.00 |
$1,289.02 |
$1,813.54 |
Invesco
S&P 500®
Equal
Weight Energy
ETF |
$153.67 |
$11.05 |
$133.00 |
$0.00 |
$0.00 |
($89.82) |
$0.00 |
$54.23 |
$99.44 |
Invesco
S&P 500®
Equal
Weight
Financials
ETF |
$2.17 |
$0.29 |
$1.00 |
$0.00 |
$0.00 |
($1.92) |
$0.00 |
($0.63) |
$2.80 |
Invesco
S&P 500®
Equal
Weight Health
Care
ETF |
$227.20 |
$15.54 |
$125.00 |
$0.00 |
$0.00 |
($53.35) |
$0.00 |
$87.19 |
$140.01 |
Invesco
S&P 500®
Equal
Weight
Industrials
ETF |
$6,477.57 |
$4,254.52 |
$3,536.00 |
$0.00 |
$0.00 |
($39,614.96) |
$0.00 |
($31,824.44) |
$38,302.01 |
Invesco
S&P 500®
Equal
Weight Materials
ETF |
$6,210.41 |
$46,931.50 |
$3,486.00 |
$0.00 |
$0.00 |
($466,596.19) |
$0.00 |
($416,178.69) |
$422,389.10 |
Invesco
S&P 500®
Equal
Weight Real
Estate
ETF |
$572.33 |
$64.37 |
$317.00 |
$0.00 |
$0.00 |
($390.74) |
$0.00 |
($9.37) |
$581.70 |
Invesco
S&P 500®
Equal
Weight
Technology
ETF |
$15,160.28 |
$982.45 |
$7,903.00 |
$0.00 |
$0.00 |
($2,569.06) |
$0.00 |
$6,316.39 |
$8,843.89 |
Invesco
S&P 500®
Equal
Weight Utilities
ETF |
$921.64 |
$62.22 |
$496.00 |
$0.00 |
$0.00 |
($196.87) |
$0.00 |
$361.35 |
$560.29 |
Invesco
S&P 500
GARP
ETF |
$607.92 |
$2,095.54 |
$408.00 |
$0.00 |
$0.00 |
($20,756.33) |
$0.00 |
($18,252.79) |
$18,860.71 |
Invesco
S&P 500®
Pure
Growth ETF |
$11,578.04 |
$741.34 |
$6,023.00 |
$0.00 |
$0.00 |
($1,860.50) |
$0.00 |
$4,903.84 |
$6,674.20 |
Invesco
S&P 500®
Pure
Value ETF |
$16,403.82 |
$9,748.72 |
$9,117.00 |
$0.00 |
$0.00 |
($90,222.50) |
$0.00 |
($71,356.78) |
$87,760.60 |
|
Gross
income
from
securities
lending
activities
|
Fees
paid
to
Securities
Lending
Agent
from
a
revenue
split
|
Fees
paid for
any
cash
collateral
management
service
(including
fees
deducted
from
a
pooled
cash
collateral
reinvestment
vehicle)
not
included
in
the
revenue
split
|
Administrative
fees
not
included
in
the
revenue
split |
Indemnification
fees
not
included
in
the
revenue
split |
Rebate
(paid
to
borrower)
|
Other
fees
not
included
in
the
revenue
split
|
Aggregate
fees/
compensation
for
securities
lending
activities
|
Net
income
from
securities
lending
activities
|
Invesco
S&P 500®
Quality
ETF |
$4,810.00 |
$30,739.27 |
$2,560.00 |
$0.00 |
$0.00 |
($305,145.27) |
$0.00 |
($271,846.00) |
$276,656.00 |
Invesco
S&P 500 Top
50
ETF |
$54.87 |
$3.36 |
$28.00 |
$0.00 |
$0.00 |
($6.81) |
$0.00 |
$24.55 |
$30.32 |
Invesco
S&P 500 Value
with
Momentum ETF |
$82.22 |
$11.72 |
$52.00 |
$0.00 |
$0.00 |
($88.06) |
$0.00 |
($24.34) |
$106.56 |
Invesco
S&P MidCap
400®
Equal Weight
ETF |
$4,667.53 |
$2,228.87 |
$2,691.00 |
$0.00 |
$0.00 |
($20,358.40) |
$0.00 |
($15,438.53) |
$20,106.06 |
Invesco
S&P MidCap
400®
Pure Growth ETF |
$18,119.20 |
$4,590.20 |
$10,350.00 |
$0.00 |
$0.00 |
($38,145.44) |
$0.00 |
($23,205.24) |
$41,324.44 |
Invesco
S&P MidCap
400®
Pure Value ETF |
$6,138.49 |
$3,751.32 |
$3,585.00 |
$0.00 |
$0.00 |
($34,979.76) |
$0.00 |
($27,643.44) |
$33,781.93 |
Invesco
S&P MidCap
Momentum
ETF |
$38,783.30 |
$3,799.40 |
$20,384.00 |
$0.00 |
$0.00 |
($19,615.82) |
$0.00 |
$4,567.58 |
$34,215.72 |
Invesco
S&P MidCap
Quality
ETF |
$1,330.34 |
$136.06 |
$725.00 |
$0.00 |
$0.00 |
($763.66) |
$0.00 |
$97.40 |
$1,232.94 |
Invesco
S&P MidCap
Value
with Momentum
ETF |
$1,319.66 |
$714.35 |
$771.00 |
$0.00 |
$0.00 |
($6,601.25) |
$0.00 |
($5,115.90) |
$6,435.56 |
Invesco
S&P SmallCap
600®
Equal Weight
ETF |
$3,292.18 |
$4,358.55 |
$1,876.00 |
$0.00 |
$0.00 |
($42,295.88) |
$0.00 |
($36,061.33) |
$39,353.51 |
Invesco
S&P SmallCap
600®
Pure Growth ETF |
$14,062.92 |
$6,360.65 |
$7,706.00 |
$0.00 |
$0.00 |
($57,292.87) |
$0.00 |
($43,226.22) |
$57,289.14 |
Invesco
S&P SmallCap
600®
Pure Value ETF |
$14,523.83 |
$21,781.11 |
$8,213.00 |
$0.00 |
$0.00 |
($211,566.47) |
$0.00 |
($181,572.36) |
$196,096.19 |
Invesco
S&P SmallCap
Momentum
ETF |
$8,742.80 |
$3,970.35 |
$4,756.00 |
$0.00 |
$0.00 |
($35,749.07) |
$0.00 |
($27,022.72) |
$35,765.52 |
Invesco
S&P SmallCap
Value
with Momentum
ETF |
$10,363.50 |
$21,739.12 |
$5,697.00 |
$0.00 |
$0.00 |
($212,751.38) |
$0.00 |
($185,315.26) |
$195,678.76 |
Invesco
S&P Spin-Off
ETF |
$2,983.62 |
$1,341.00 |
$1,777.00 |
$0.00 |
$0.00 |
($12,219.70) |
$0.00 |
($9,101.70) |
$12,085.32 |
Invesco
Water
Resources
ETF |
$3,989.33 |
$14,953.11 |
$2,698.00 |
$0.00 |
$0.00 |
($148,243.81) |
$0.00 |
($130,592.70) |
$134,582.03 |
Invesco
WilderHill
Clean
Energy ETF |
$504,601.45 |
$1,957,175.02 |
$267,615.00 |
$0.00 |
$0.00 |
($19,335,116.00) |
$0.00 |
($17,110,325.98) |
$17,614,927.43 |
Invesco
Zacks Mid-Cap
ETF |
$4,167.01 |
$1,649.86 |
$2,435.00 |
$0.00 |
$0.00 |
($14,778.28) |
$0.00 |
($10,693.42) |
$14,860.43 |
Invesco
Zacks Multi-
Asset
Income ETF |
$9,310.27 |
$11,127.91 |
$5,316.00 |
$0.00 |
$0.00 |
($107,358.42) |
$0.00 |
($90,914.51) |
$100,224.78
|
Fund
|
Underlying
Index |
Invesco
Aerospace & Defense ETF |
SPADE® Defense
Index |
Invesco
BuyBack Achievers™ ETF
|
NASDAQ US
BuyBack Achievers™ Index
|
Invesco
Dividend Achievers™
ETF |
NASDAQ US
Broad Dividend Achievers™
Index |
Invesco
Dow Jones Industrial Average
Dividend
ETF |
Dow Jones
Industrial Average Yield Weighted |
Invesco
DWA Basic Materials Momentum
ETF |
Dorsey
Wright® Basic
Materials Technical Leaders Index |
Invesco
DWA Consumer Cyclicals
Momentum
ETF |
Dorsey
Wright® Consumer
Cyclicals Technical Leaders Index |
Invesco
DWA Consumer Staples
Momentum
ETF |
Dorsey
Wright® Consumer
Staples Technical Leaders Index |
Invesco
DWA Energy Momentum ETF |
Dorsey
Wright® Energy
Technical Leaders Index |
Invesco
DWA Financial Momentum ETF |
Dorsey
Wright®
Financials Technical Leaders Index |
Invesco
DWA Healthcare Momentum ETF |
Dorsey
Wright®
Healthcare Technical Leaders Index |
Invesco
DWA Industrials Momentum ETF |
Dorsey
Wright®
Industrials Technical Leaders Index |
Invesco
DWA Momentum ETF |
Dorsey
Wright® Technical
Leaders Index |
Invesco
DWA Technology Momentum ETF |
Dorsey
Wright®
Technology Technical Leaders Index |
Invesco
DWA Utilities Momentum ETF |
Dorsey
Wright® Utilities
Technical Leaders Index |
Invesco
Dynamic Biotechnology & Genome
ETF |
Dynamic
Biotech & Genome IntellidexSM
Index |
Invesco
Dynamic Building & Construction
ETF |
Dynamic
Building & Construction IntellidexSM
Index |
Invesco
Dynamic Energy Exploration &
Production
ETF |
Dynamic
Energy Exploration & Production IntellidexSM Index |
Invesco
Dynamic Food & Beverage ETF |
Dynamic
Food & Beverage IntellidexSM
Index |
Invesco
Dynamic Large Cap Growth ETF |
Dynamic
Large Cap Growth IntellidexSM
Index |
Invesco
Dynamic Large Cap Value ETF |
Dynamic
Large Cap Value IntellidexSM
Index |
Invesco
Dynamic Leisure and
Entertainment
ETF |
Dynamic
Leisure & Entertainment IntellidexSM
Index |
Invesco
Dynamic Market ETF |
Dynamic
Market IntellidexSM
Index |
Invesco
Dynamic Media ETF |
Dynamic
Media IntellidexSM
Index |
Invesco
Dynamic Networking ETF |
Dynamic
Networking IntellidexSM
Index |
Invesco
Dynamic Oil & Gas Services ETF |
Dynamic
Oil Services IntellidexSM
Index |
Invesco
Dynamic Pharmaceuticals ETF |
Dynamic
Pharmaceutical IntellidexSM
Index |
Invesco
Dynamic Semiconductors ETF |
Dynamic
Semiconductor IntellidexSM
Index |
Invesco
Dynamic Software ETF |
Dynamic
Software IntellidexSM
Index |
Invesco
Financial Preferred ETF |
ICE
Exchange-Listed Fixed Rate Financial Preferred Securities
Index |
Invesco
FTSE RAFI US 1000 ETF |
FTSE
RAFI™ US 1000
Index |
Invesco
FTSE RAFI US 1500 Small-Mid
ETF |
FTSE
RAFI™ US Mid
Small 1500 Index |
Invesco
Global Listed Private Equity ETF |
Red Rocks
Global Listed Private Equity Index |
Invesco
Golden Dragon China ETF |
NASDAQ
Golden Dragon China
Index |
Fund
|
Underlying
Index |
Invesco
High Yield Equity Dividend
Achievers™
ETF |
NASDAQ
US Dividend Achievers™
50 Index |
Invesco
International Dividend Achievers™
ETF |
NASDAQ
International Dividend Achievers™
Index |
Invesco
MSCI Sustainable Future ETF |
MSCI
Global Environment Select Index |
Invesco
NASDAQ Internet ETF |
Nasdaq
CTA Internet IndexSM
|
Invesco
Raymond James SB-1 Equity ETF |
Raymond
James SB-1 Equity Index |
Invesco
S&P 100 Equal Weight ETF |
S&P
100 Equal Weight Index |
Invesco
S&P 500 BuyWrite ETF |
CBOE
S&P 500 BuyWrite IndexSM
|
Invesco
S&P 500®
Equal Weight ETF |
S&P
500®
Equal Weight Index |
Invesco
S&P 500®
Equal Weight
Communication
Services ETF |
S&P
500®
Equal Weight Communication Services Plus Index |
Invesco
S&P 500®
Equal Weight
Consumer
Discretionary ETF |
S&P
500®
Equal Weight Consumer Discretionary Index |
Invesco
S&P 500®
Equal Weight
Consumer
Staples ETF |
S&P
500®
Equal Weight Consumer Staples Index |
Invesco
S&P 500®
Equal Weight Energy
ETF |
S&P
500®
Equal Weight Energy Index |
Invesco
S&P 500®
Equal Weight Financials
ETF |
S&P
500®
Equal Weight Financials Index |
Invesco
S&P 500®
Equal Weight Health
Care
ETF |
S&P
500®
Equal Weight Health Care Index |
Invesco
S&P 500®
Equal Weight
Industrials
ETF |
S&P
500®
Equal Weight Industrials Index |
Invesco
S&P 500®
Equal Weight Materials
ETF |
S&P
500®
Equal Weight Materials Index |
Invesco
S&P 500®
Equal Weight Real
Estate
ETF |
S&P
500®
Equal Weight Real Estate Index |
Invesco
S&P 500®
Equal Weight
Technology
ETF |
S&P
500®
Equal Weight Information Technology Index |
Invesco
S&P 500®
Equal Weight Utilities
ETF |
S&P
500®
Equal Weight Utilities Plus Index |
Invesco
S&P 500 GARP ETF |
S&P
500 GARP Index |
Invesco
S&P 500®
Pure Growth ETF |
S&P
500®
Pure Growth Index |
Invesco
S&P 500®
Pure Value ETF |
S&P
500®
Pure Value Index |
Invesco
S&P 500®
Quality ETF |
S&P
500®
Quality Index |
Invesco
S&P 500®
Top 50 ETF |
S&P
500®
Top 50 Index |
Invesco
S&P 500 Value with Momentum
ETF |
S&P
500 High Momentum Value Index |
Invesco
S&P MidCap 400®
Equal Weight
ETF |
S&P
MidCap 400®
Equal Weight Index |
Invesco
S&P MidCap 400®
Pure Growth
ETF |
S&P
MidCap 400®
Pure Growth Index |
Invesco
S&P MidCap 400®
Pure Value
ETF |
S&P
MidCap 400®
Pure Value Index |
Invesco
S&P MidCap Momentum ETF |
S&P
MidCap 400 Momentum Index |
Invesco
S&P MidCap Quality ETF |
S&P
MidCap 400 Quality Index |
Invesco
S&P MidCap Value with
Momentum
ETF |
S&P
MidCap 400 High Momentum Value Index |
Invesco
S&P SmallCap 600®
Equal Weight
ETF |
S&P
SmallCap 600®
Equal Weight Index |
Invesco
S&P SmallCap 600®
Pure Growth
ETF |
S&P
SmallCap 600®
Pure Growth Index |
Invesco
S&P SmallCap 600®
Pure Value
ETF |
S&P
SmallCap 600®
Pure Value Index |
Invesco
S&P SmallCap Momentum ETF |
S&P
SmallCap 600 Momentum
Index |
Fund
|
Underlying
Index |
Invesco
S&P SmallCap Value with
Momentum
ETF |
S&P
SmallCap 600 High Momentum Value Index |
Invesco
S&P Spin-Off ETF |
S&P
U.S. Spin-Off Index |
Invesco
Water Resources ETF |
NASDAQ
OMX US Water IndexSM
|
Invesco
WilderHill Clean Energy ETF |
WilderHill
Clean Energy Index |
Invesco
Zacks Mid-Cap ETF |
Zacks
Mid-Cap Core Index |
Invesco
Zacks Multi-Asset Income ETF |
Zacks
Multi-Asset Income Index |
Fund |
Total $
Amount
of
Brokerage
Commissions
Paid |
Total $
Amount
of
Brokerage
Commissions
Paid
to
Affiliated
Brokers |
% of
Total
Brokerage
Commissions
Paid to
the
Affiliated
Brokers |
% of
Total
Transaction
Dollars
Effected
Through
Affiliated
Brokers | ||||
2021 |
2020 |
2019 |
2021 |
2020 |
2019 |
2021 |
2021 | |
Invesco
Aerospace & Defense ETF |
$41,589 |
$53,629 |
$30,560 |
$15,196 |
$957 |
$912 |
29.89% |
42.06% |
Invesco
BuyBack Achievers™ ETF |
$276,885 |
$243,901 |
$338,444 |
$52,261 |
$24,524 |
$6,075 |
17.58% |
21.70% |
Invesco
Dividend Achievers™ ETF |
$24,576 |
$14,374 |
$11,674 |
$2,983 |
$431 |
$607 |
9.89% |
11.51% |
Invesco Dow
Jones Industrial Average Dividend ETF |
$10,730 |
$3,150 |
$1,899 |
$5,924 |
$76 |
$254 |
47.64% |
44.41% |
Invesco DWA
Basic Materials Momentum ETF |
$54,996 |
$41,664 |
$42,090 |
$12,668 |
$10,358 |
$117 |
19.62% |
25.47% |
Invesco DWA
Consumer Cyclicals Momentum ETF |
$50,958 |
$25,246 |
$33,864 |
$12,627 |
$5,077 |
$46 |
20.32% |
38.81% |
Invesco DWA
Consumer Staples Momentum ETF |
$52,112 |
$84,051 |
$76,290 |
$9,346 |
$4,973 |
$150 |
13.28% |
26.91% |
Invesco DWA
Energy Momentum ETF |
$93,259 |
$54,962 |
$113,355 |
$24,785 |
$17,466 |
$25 |
26.58% |
40.37% |
Invesco DWA
Financial Momentum ETF |
$28,547 |
$32,109 |
$21,921 |
$17,971 |
$2,247 |
$28 |
52.87% |
61.93% |
Invesco DWA
Healthcare Momentum ETF |
$915,666 |
$158,369 |
$246,589 |
$6,198 |
$5,908 |
$194 |
0.61% |
2.86% |
Invesco DWA
Industrials Momentum ETF |
$106,131 |
$38,272 |
$35,537 |
$23,738 |
$2,405 |
$17 |
20.70% |
29.42% |
Invesco DWA
Momentum ETF |
$346,935 |
$263,125 |
$268,903 |
$62,157 |
$6,188 |
$136 |
14.59% |
17.58% |
Invesco DWA
Technology Momentum ETF |
$188,354 |
$169,972 |
$82,974 |
$31,647 |
$12,926 |
$10 |
13.60% |
31.74% |
Invesco DWA
Utilities Momentum ETF |
$14,675 |
$50,860 |
$19,057 |
$8,399 |
$8,528 |
$52 |
57.24% |
62.13% |
Invesco
Dynamic Biotechnology & Genome ETF |
$293,483 |
$359,528 |
$182,205 |
$9,373 |
$15,609 |
$3,108 |
2.82% |
12.40% |
Invesco
Dynamic Building & Construction ETF |
$72,925 |
$70,765 |
$135,809 |
$6,373 |
$2,727 |
$147 |
6.37% |
15.44% |
Invesco
Dynamic Energy Exploration & Production ETF |
$23,450 |
$94,084 |
$102,262 |
$21,169 |
$36,280 |
$1,900 |
78.39% |
75.72% |
Invesco
Dynamic Food & Beverage ETF |
$32,909 |
$39,128 |
$42,970 |
$13,541 |
$3,832 |
$73 |
37.04% |
44.55% |
Invesco
Dynamic Large Cap Growth ETF |
$127,279 |
$178,703 |
$340,802 |
$40,155 |
$34,793 |
$408 |
25.48% |
40.20% |
Invesco
Dynamic Large Cap Value ETF |
$248,518 |
$451,424 |
$764,382 |
$81,762 |
$85,741 |
$40,436 |
28.64% |
34.80% |
Invesco
Dynamic Leisure and Entertainment ETF |
$409,874 |
$52,693 |
$106,397 |
$23,802 |
$6,506 |
$211 |
4.96% |
6.92% |
Invesco
Dynamic Market ETF |
$116,955 |
$170,579 |
$168,848 |
$70,307 |
$55,766 |
$826 |
54.57% |
65.83% |
Invesco
Dynamic Media ETF |
$28,994 |
$64,378 |
$47,799 |
$9,091 |
$3,932 |
$1,119 |
25.77% |
40.79% |
Invesco
Dynamic Networking ETF |
$24,443 |
$33,041 |
$34,718 |
$6,920 |
$1,544 |
$486 |
21.79% |
46.31% |
Invesco
Dynamic Oil & Gas Services ETF |
$19,026 |
$22,724 |
$30,834 |
$8,250 |
$7,212 |
$3,711 |
43.36% |
51.81% |
Invesco
Dynamic Pharmaceuticals ETF |
$97,076 |
$165,528 |
$223,366 |
$10,519 |
$5,173 |
$705 |
8.22% |
27.28% |
Invesco
Dynamic Semiconductors ETF |
$126,879 |
$116,072 |
$150,346 |
$15,902 |
$1,066 |
$1,370 |
11.18% |
23.71% |
Invesco
Dynamic Software ETF |
$434,081 |
$492,797 |
$211,096 |
$28,075 |
$714 |
$1,657 |
5.75% |
16.92% |
Invesco
Financial Preferred ETF |
$26,877 |
$1,655 |
$710 |
$0 |
$0 |
N/A |
- |
- |
Invesco
FTSE RAFI US 1000 ETF |
$174,497 |
$393,929 |
$213,934 |
$60,244 |
$13,270 |
$134,168 |
26.21% |
40.25% |
Invesco
FTSE RAFI US 1500 Small-Mid ETF |
$577,931 |
$1,020,295 |
$752,844 |
$29,525 |
$24,434 |
$69,352 |
4.39% |
11.88% |
Invesco
Global Listed Private Equity ETF |
$50,984 |
$88,406 |
$122,402 |
$661 |
$489 |
N/A |
1.30% |
1.99% |
Invesco
Golden Dragon China ETF |
$52,626 |
$38,572 |
$54,054 |
$9,301 |
$3,867 |
$149 |
15.58% |
23.81% |
Invesco
High Yield Equity Dividend Achievers™ ETF |
$275,632 |
$247,994 |
$222,298 |
$24,797 |
$8,339 |
$1,154 |
7.51% |
13.79% |
Invesco
International Dividend Achievers™ ETF |
$519,068 |
$308,091 |
$260,994 |
$12,588 |
$809 |
$727 |
2.23% |
7.16% |
Invesco
MSCI Sustainable Future ETF |
$234,077 |
$84,899 |
$23,200 |
$887 |
$837 |
$1,154 |
0.38% |
1.35% |
Invesco
NASDAQ Internet ETF |
$24,255 |
$66,379 |
$32,189 |
$5,241 |
$4,910 |
$1,978 |
14.48% |
17.40% |
Invesco
Raymond James SB-1 Equity ETF (1) |
$108,434 |
$211,261 |
$121,360 |
$42,545 |
$43,173 |
$2,974 |
34.13% |
47.68% |
Invesco
S&P 100 Equal Weight ETF |
$3,065 |
$9,758 |
$5,898 |
$2,529 |
$442 |
$637 |
45.47% |
57.65% |
Invesco
S&P 500 BuyWrite ETF |
$19,118 |
$29,939 |
$19,579 |
$7 |
$85 |
$691 |
0.04% |
0.08% |
Invesco
S&P 500® Equal
Weight ETF |
$1,307,512 |
$1,307,250 |
$1,070,214 |
$281,650 |
$182,942 |
$6,476 |
18.81% |
32.11% |
Fund |
Total
$ Amount
of
Brokerage
Commissions
Paid |
Total
$ Amount
of
Brokerage
Commissions
Paid
to
Affiliated
Brokers |
%
of Total
Brokerage
Commissions
Paid
to the
Affiliated
Brokers |
%
of Total
Transaction
Dollars
Effected
Through
Affiliated
Brokers | ||||
2021 |
2020 |
2019 |
2021 |
2020 |
2019 |
2021 |
2021 | |
Invesco
S&P 500®
Equal Weight Communication Services
ETF
(2) |
$2,177 |
$3,279 |
$425 |
$1,050 |
$1,675 |
$464 |
37.99% |
50.21% |
Invesco
S&P 500®
Equal Weight Consumer Discretionary
ETF |
$29,698 |
$10,565 |
$14,998 |
$15,327 |
$3,856 |
$1,702 |
51.61% |
58.32% |
Invesco
S&P 500®
Equal Weight Consumer Staples ETF |
$45,929 |
$45,582 |
$45,613 |
$6,153 |
$9,422 |
$285 |
12.91% |
38.23% |
Invesco
S&P 500®
Equal Weight Energy ETF |
$24,322 |
$31,246 |
$43,972 |
$10,728 |
$8,609 |
$1,569 |
44.11% |
57.35% |
Invesco
S&P 500®
Equal Weight Financials ETF |
$12,207 |
$22,103 |
$18,334 |
$3,661 |
$5,860 |
$1,389 |
29.70% |
46.07% |
Invesco
S&P 500®
Equal Weight Health Care ETF |
$18,767 |
$33,144 |
$29,929 |
$8,590 |
$12,314 |
$1,457 |
36.91% |
39.87% |
Invesco
S&P 500®
Equal Weight Industrials ETF |
$14,927 |
$16,505 |
$19,900 |
$8,172 |
$5,206 |
$3,495 |
45.44% |
48.63% |
Invesco
S&P 500®
Equal Weight Materials ETF |
$14,666 |
$14,114 |
$10,458 |
$7,133 |
$4,530 |
$678 |
36.09% |
53.01% |
Invesco
S&P 500®
Equal Weight Real Estate ETF |
$1,518 |
$2,373 |
$980 |
$828 |
$668 |
$42 |
48.50% |
58.12% |
Invesco
S&P 500®
Equal Weight Technology ETF |
$100,752 |
$107,523 |
$122,935 |
$23,547 |
$27,456 |
$14,260 |
15.77% |
25.81% |
Invesco
S&P 500®
Equal Weight Utilities ETF |
$9,352 |
$18,088 |
$29,163 |
$2,899 |
$6,733 |
$2,382 |
25.45% |
31.42% |
Invesco
S&P 500 GARP ETF |
$38,909 |
$76,250 |
$6,841 |
$11,925 |
$21,913 |
N/A |
27.53% |
27.79% |
Invesco
S&P 500®
Pure Growth ETF |
$160,467 |
$432,447 |
$417,365 |
$15,700 |
$4,733 |
$3,919 |
7.14% |
13.60% |
Invesco
S&P 500®
Pure Value ETF |
$220,518 |
$224,329 |
$200,631 |
$45,240 |
$6,263 |
$1,773 |
20.52% |
30.60% |
Invesco
S&P 500®
Quality ETF |
$248,053 |
$220,925 |
$260,493 |
$25,054 |
$12,420 |
$31,814 |
8.05% |
12.00% |
Invesco
S&P 500®
Top 50 ETF |
$14,376 |
$15,548 |
$12,225 |
$6,879 |
$13,147 |
$34 |
47.85% |
44.80% |
Invesco
S&P 500 Value with Momentum ETF |
$10,705 |
$30,881 |
$15,991 |
$6,898 |
$13,848 |
$465 |
59.53% |
64.52% |
Invesco
S&P MidCap 400®
Equal Weight ETF |
$13,223 |
$22,451 |
$16,722 |
$4,636 |
$9,430 |
$174 |
28.41% |
34.47% |
Invesco
S&P MidCap 400®
Pure Growth ETF |
$65,701 |
$170,008 |
$269,958 |
$8,949 |
$6,717 |
$8,240 |
11.48% |
22.82% |
Invesco
S&P MidCap 400®
Pure Value ETF |
$30,246 |
$129,631 |
$60,600 |
$12,146 |
$10,707 |
$1,001 |
32.93% |
43.92% |
Invesco
S&P MidCap Momentum ETF |
$175,493 |
$347,018 |
$22,963 |
$9,913 |
$3,976 |
N/A |
4.15% |
5.27% |
Invesco
S&P MidCap Quality ETF |
$14,718 |
$17,552 |
$6,897 |
$7,448 |
$188 |
N/A |
36.38% |
35.43% |
Invesco
S&P MidCap Value with Momentum ETF |
$28,803 |
$78,169 |
$17,581 |
$9,459 |
$1,054 |
N/A |
29.41% |
39.65% |
Invesco
S&P SmallCap 600®
Equal Weight ETF |
$28,030 |
$41,017 |
$19,027 |
$8,357 |
$1,839 |
$68 |
27.99% |
44.51% |
Invesco
S&P SmallCap 600®
Pure Growth ETF |
$53,037 |
$191,573 |
$239,771 |
$3,587 |
$5,433 |
$3,720 |
6.72% |
12.44% |
Invesco
S&P SmallCap 600®
Pure Value ETF |
$216,546 |
$287,697 |
$200,800 |
$16,114 |
$5,361 |
$3,934 |
6.72% |
7.75% |
Invesco
S&P SmallCap Momentum ETF |
$66,612 |
$108,338 |
$34,735 |
$8,668 |
$2,321 |
N/A |
10.07% |
17.14% |
Invesco
S&P SmallCap Value with Momentum ETF |
$112,731 |
$152,176 |
$73,415 |
$5,946 |
$2,589 |
N/A |
4.72% |
7.22% |
Invesco
S&P Spin-Off ETF |
$18,158 |
$42,244 |
$55,286 |
$9,858 |
$8,037 |
$4,404 |
49.28% |
49.27% |
Invesco
Water Resources ETF |
$104,122 |
$97,115 |
$170,626 |
$1,392 |
$354 |
$3 |
1.08% |
3.36% |
Invesco
WilderHill Clean Energy ETF |
$929,851 |
$187,749 |
$107,474 |
$42,683 |
$1,554 |
$5,172 |
3.65% |
9.23% |
Invesco
Zacks Mid-Cap ETF |
$114,842 |
$180,287 |
$192,966 |
$18,523 |
$17,668 |
$176 |
11.59% |
15.27% |
Invesco
Zacks Multi-Asset Income ETF |
$189,336 |
$399,574 |
$477,863 |
$44,015 |
$29,985 |
$1,681 |
21.02% |
38.27%
|
Fund
|
Base
Administrative
Fee
(Payable
to BNYM) |
Maximum
Administrative
Fee
(Payable
to BNYM) |
Invesco
Aerospace & Defense ETF |
$500 |
$2,000
|
Invesco
BuyBack Achievers™ ETF |
$500 |
$2,000
|
Invesco
Dividend Achievers™ ETF |
$500 |
$2,000 |
Invesco Dow
Jones Industrial Average
Dividend
ETF |
$500 |
$2,000 |
Invesco DWA
Basic Materials
Momentum
ETF |
$500 |
$2,000 |
Invesco DWA
Consumer Cyclicals
Momentum
ETF |
$500 |
$2,000 |
Invesco DWA
Consumer Staples
Momentum
ETF |
$500 |
$2,000 |
Invesco DWA
Energy Momentum ETF |
$500 |
$2,000 |
Invesco DWA
Financial Momentum ETF |
$500 |
$2,000 |
Invesco DWA
Healthcare Momentum
ETF |
$500 |
$2,000 |
Invesco DWA
Industrials Momentum ETF |
$500 |
$2,000 |
Invesco DWA
Momentum ETF |
$500 |
$2,000 |
Invesco DWA
Technology Momentum
ETF |
$500 |
$2,000 |
Invesco DWA
Utilities Momentum ETF |
$500 |
$2,000 |
Invesco
Dynamic Biotechnology &
Genome
ETF |
$500 |
$2,000 |
Invesco
Dynamic Building &
Construction
ETF |
$500 |
$2,000 |
Invesco
Dynamic Energy Exploration &
Production
ETF |
$500 |
$2,000 |
Invesco
Dynamic Food & Beverage ETF |
$500 |
$2,000 |
Invesco
Dynamic Large Cap Growth
ETF |
$500 |
$2,000 |
Invesco
Dynamic Large Cap Value ETF |
$500 |
$2,000 |
Invesco
Dynamic Leisure and
Entertainment
ETF |
$500 |
$2,000 |
Invesco
Dynamic Market ETF |
$500 |
$2,000 |
Invesco
Dynamic Media ETF |
$500 |
$2,000 |
Invesco
Dynamic Networking ETF |
$500 |
$2,000 |
Invesco
Dynamic Oil & Gas Services
ETF |
$500 |
$2,000 |
Invesco
Dynamic Pharmaceuticals ETF |
$500 |
$2,000 |
Invesco
Dynamic Semiconductors ETF |
$500 |
$2,000 |
Invesco
Dynamic Software ETF |
$500 |
$2,000 |
Invesco
Financial Preferred ETF |
$500 |
$2,000 |
Invesco
FTSE RAFI US 1000 ETF |
$500 |
$2,000 |
Invesco
FTSE RAFI US 1500 Small-Mid
ETF |
$500 |
$2,000 |
Invesco
Global Listed Private Equity ETF |
$1,000 |
$4,000 |
Invesco
Golden Dragon China ETF |
$500 |
$2,000 |
Fund
|
Base
Administrative
Fee
(Payable
to BNYM) |
Maximum
Administrative
Fee
(Payable
to BNYM) |
Invesco
High Yield Equity Dividend
Achievers™
ETF |
$500 |
$2,000 |
Invesco
International Dividend
Achievers™
ETF |
$500 |
$2,000 |
Invesco
MSCI Sustainable Future ETF |
$500 |
$2,000 |
Invesco
NASDAQ Internet ETF |
$500 |
$2,000 |
Invesco
Raymond James SB-1 Equity
ETF |
$1,000 |
$4,000 |
Invesco
S&P 100 Equal Weight ETF |
$500 |
$2,000 |
Invesco
S&P 500 BuyWrite ETF |
$2,000 |
$8,000 |
Invesco
S&P 500® Equal Weight ETF |
$2,000 |
$8,000 |
Invesco
S&P 500® Equal Weight
Communication
Services ETF |
$250 |
$1,000 |
Invesco
S&P 500® Equal Weight
Consumer
Discretionary ETF |
$500 |
$2,000 |
Invesco
S&P 500® Equal Weight
Consumer
Staples ETF |
$500 |
$2,000 |
Invesco
S&P 500® Equal Weight Energy
ETF |
$500 |
$2,000 |
Invesco
S&P 500® Equal Weight
Financials
ETF |
$500 |
$2,000 |
Invesco
S&P 500® Equal Weight Health
Care
ETF |
$500 |
$2,000 |
Invesco
S&P 500® Equal Weight
Industrials
ETF |
$500 |
$2,000 |
Invesco
S&P 500® Equal Weight
Materials
ETF |
$500 |
$2,000 |
Invesco
S&P 500® Equal Weight Real
Estate
ETF |
$500 |
$2,000 |
Invesco
S&P 500® Equal Weight
Technology
ETF |
$500 |
$2,000 |
Invesco
S&P 500® Equal Weight Utilities
ETF |
$500 |
$2,000 |
Invesco
S&P 500 GARP ETF |
$500 |
$2,000 |
Invesco
S&P 500®
Pure Growth ETF |
$1,000 |
$4,000 |
Invesco
S&P 500®
Pure Value ETF |
$1,000 |
$4,000 |
Invesco
S&P 500® Quality ETF |
$500 |
$2,000 |
Invesco
S&P 500® Top 50 ETF |
$500 |
$2,000 |
Invesco
S&P 500 Value with Momentum
ETF |
$500 |
$2,000 |
Invesco
S&P MidCap 400® Equal
Weight
ETF |
$500 |
$2,000 |
Invesco
S&P MidCap 400® Pure Growth
ETF |
$500 |
$2,000 |
Invesco
S&P MidCap 400® Pure Value
ETF |
$500 |
$2,000 |
Invesco
S&P MidCap Momentum ETF |
$500 |
$2,000 |
Invesco
S&P MidCap Quality ETF |
$500 |
$2,000 |
Invesco
S&P MidCap Value with
Momentum
ETF |
$500 |
$2,000 |
Invesco
S&P SmallCap 600® Equal
Weight
ETF |
$500 |
$2,000 |
Invesco
S&P SmallCap 600® Pure
Growth
ETF |
$1,000 |
$4,000 |
Invesco
S&P SmallCap 600® Pure Value
ETF |
$1,000 |
$4,000 |
Invesco
S&P SmallCap Momentum ETF |
$500 |
$2,000 |
Invesco
S&P SmallCap Value with
Momentum
ETF |
$500 |
$2,000 |
Fund
|
Base
Administrative
Fee
(Payable
to BNYM) |
Maximum
Administrative
Fee
(Payable
to BNYM) |
Invesco
S&P Spin-Off ETF |
$500 |
$1,000 |
Invesco
Water Resources ETF |
$500 |
$2,000 |
Invesco
WilderHill Clean Energy ETF |
$500 |
$2,000 |
Invesco
Zacks Mid-Cap ETF |
$500 |
$2,000 |
Invesco
Zacks Multi-Asset Income ETF |
$1,000 |
$4,000
|
|
|
|
I. |
Introduction |
A-1 |
A. |
Our
Commitment to Environmental, Social and Governance Investment Stewardship
and
Proxy
Voting |
A-2 |
B. |
Applicability
of Policy |
A-2 |
|
|
|
II. |
Global
Proxy Voting Operational Procedures |
A-3 |
A. |
Proprietary
Proxy Voting Platform |
A-3 |
B. |
Oversight
of Voting Operations |
A-3 |
C. |
Disclosures
and Record Keeping |
A-3 |
D. |
Global
Invesco Proxy Advisory Committee |
A-4 |
E. |
Market and
Operational Limitations |
A-5 |
F. |
Securities
Lending |
A-5 |
G. |
Conflicts
of Interest |
A-5 |
H. |
Use of
Third-Party Proxy Advisory Services |
A-7 |
I. |
Review of
Policy |
A-7 |
|
|
|
III. |
Our Good
Governance Principles |
A-8 |
A. |
Transparency |
A-8 |
B. |
Accountability |
A-8 |
C. |
Board
Composition |
A-10 |
D. |
Long Term
Stewardship of Capital |
A-11 |
E. |
Environmental,
Social and Governance Risk Oversight |
A-12 |
F. |
Executive
Compensation and Alignment |
A-13 |
|
Exhibit
A |
A-15 |