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Important Notice |
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As permitted by regulations adopted by
the Securities and Exchange Commission, paper copies of each Fund’s
shareholder reports will no longer be sent by mail, unless you
specifically request paper copies of the reports from the Fund or from
your financial intermediary, such as a broker-dealer or bank. Instead,
shareholder reports will be made available on
http://ark-funds.com/investor-resources, and you will be notified by mail
each time a report is posted and provided with a website link to access
the report.
If you already elected
to receive shareholder reports electronically, you will not be affected by
this change and you need not take any action. You may elect to receive
shareholder reports and other communications from the Funds electronically
anytime by contacting your financial intermediary or, if you are a direct
investor, by calling (727) 810-8160.
You may elect to receive
all future shareholder reports in paper free of charge. If you invest
through a financial intermediary, you can contact your financial
intermediary to request that you continue to receive paper copies of your
shareholder reports. If you invest directly with a Fund, you can call
(727) 810-8160 to let the Fund know you wish to continue receiving paper
copies of your shareholder reports. Your election to receive shareholder
reports in paper will apply to all funds held in your account if you
invest through your financial intermediary or all funds held with the fund
complex if you invest directly with the Funds. |
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| Schedule of Investments | | | | | | | |
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1 Year |
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3 Year |
| |
5 Year |
| |
Since Inception (Annualized) |
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ARK Genomic Revolution ETF (ARKG) | | ||||||||||||||||||||||||
Net Asset Value |
| | | | -56.27% | | | | | | 3.59% | | | | | | 12.26% | | | | | | 9.23% | | |
Market Price |
| | | | -56.32% | | | | | | 3.45% | | | | | | 12.17% | | | | | | 9.21% | | |
S&P 500 Index |
| | | | -4.64% | | | | | | 13.36% | | | | | | 12.83% | | | | | | 11.94% | | |
MSCI World Net
Index |
| | | | -9.16% | | | | | | 9.58% | | | | | | 8.81% | | | | | | 8.40% | | |
| | |
1 Year |
| |
3 Year |
| |
5 Year |
| |
Since Inception (Annualized) |
| ||||||||||||
ARK Autonomous Technology & Robotics ETF (ARKQ) | | ||||||||||||||||||||||||
Net Asset Value |
| | | | -30.27% | | | | | | 19.96% | | | | | | 15.03% | | | | | | 15.09% | | |
Market Price |
| | | | -30.38% | | | | | | 19.92% | | | | | | 14.99% | | | | | | 15.09% | | |
S&P 500 Index |
| | | | -4.64% | | | | | | 13.36% | | | | | | 12.83% | | | | | | 11.95% | | |
MSCI World Net
Index |
| | | | -9.16% | | | | | | 9.58% | | | | | | 8.81% | | | | | | 8.22% | | |
| | |
1 Year |
| |
3 Year |
| |
5 Year |
| |
Since Inception (Annualized) |
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ARK Innovation ETF (ARKK) | | ||||||||||||||||||||||||
Net Asset Value |
| | | | -62.04% | | | | | | -1.34% | | | | | | 10.41% | | | | | | 12.44% | | |
Market Price |
| | | | -62.08% | | | | | | -1.42% | | | | | | 10.39% | | | | | | 12.45% | | |
S&P 500 Index |
| | | | -4.64% | | | | | | 13.36% | | | | | | 12.83% | | | | | | 11.94% | | |
MSCI World Net Index |
| | | | -9.16% | | | | | | 9.58% | | | | | | 8.81% | | | | | | 8.40% | | |
| | |
1 Year |
| |
3 Year |
| |
5 Year |
| |
Since Inception (Annualized) |
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ARK Next Generation Internet ETF (ARKW) | | ||||||||||||||||||||||||
Net Asset Value |
| | | | -61.95% | | | | | | 2.78% | | | | | | 12.25% | | | | | | 16.71% | | |
Market Price |
| | | | -62.04% | | | | | | 2.64% | | | | | | 12.20% | | | | | | 16.70% | | |
S&P 500 Index |
| | | | -4.64% | | | | | | 13.36% | | | | | | 12.83% | | | | | | 11.95% | | |
MSCI World Net
Index |
| | | | -9.16% | | | | | | 9.58% | | | | | | 8.81% | | | | | | 8.22% | | |
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1 Year |
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3 Year |
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5 Year |
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Since Inception (Annualized) |
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ARK Fintech Innovation ETF (ARKF) | | ||||||||||||||||||||||||
Net Asset Value |
| | | | -64.66% | | | | | | -7.30% | | | | | | — | | | | | | -2.67% | | |
Market Price |
| | | | -64.72% | | | | | | -7.37% | | | | | | — | | | | | | -2.71% | | |
S&P 500 Index |
| | | | -4.64% | | | | | | 13.36% | | | | | | 12.83% | | | | | | 14.81% | | |
MSCI World Net
Index |
| | | | -9.16% | | | | | | 9.58% | | | | | | 8.81% | | | | | | 10.88% | | |
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1 Year |
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3 Year |
| |
5 Year |
| |
Since Inception (Annualized) |
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ARK Space Exploration & Innovation ETF (ARKX) | | ||||||||||||||||||||||||
Net Asset Value |
| | | | -26.64% | | | | | | — | | | | | | — | | | | | | -19.64% | | |
Market Price |
| | | | -26.60% | | | | | | — | | | | | | — | | | | | | -19.64% | | |
S&P 500 Index |
| | | | -4.64% | | | | | | 13.36% | | | | | | 12.83% | | | | | | 4.73% | | |
MSCI World Net
Index |
| | | | -9.16% | | | | | | 9.58% | | | | | | 8.81% | | | | | | -0.10% | | |
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1 Year |
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3 Year |
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5 Year |
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Since Inception (Annualized) |
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ARK Israel Innovative Technology ETF (IZRL) | | ||||||||||||||||||||||||
Net Asset Value |
| | | | -35.79% | | | | | | -1.14% | | | | | | — | | | | | | 0.50% | | |
Market Price |
| | | | -35.57% | | | | | | -1.31% | | | | | | — | | | | | | 0.49% | | |
S&P 500 Index |
| | | | -4.64% | | | | | | 13.36% | | | | | | 12.83% | | | | | | 12.05% | | |
MSCI World Net
Index |
| | | | -9.16% | | | | | | 9.58% | | | | | | 8.81% | | | | | | 8.09% | | |
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Beginning Account Value 2/1/2022 |
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Ending Account Value 7/31/2022 |
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Annualized Expense Ratios for the Period |
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Expenses Paid During the Period(a) |
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ARK Genomic Revolution ETF | | | | | | | | | | | | | | | | | | | | | | | | | |
Actual |
| | | $ | 1,000.00 | | | | | $ | 736.60 | | | | | | 0.75% | | | | | $ | 3.23 | | |
Hypothetical (5% return before expenses)
|
| | | $ | 1,000.00 | | | | | $ | 1,021.08 | | | | | | 0.75% | | | | | $ | 3.76 | | |
ARK Autonomous Technology & Robotics ETF | | | | | | | | | | | | | | | | | | | | | | | | | |
Actual |
| | | $ | 1,000.00 | | | | | $ | 850.70 | | | | | | 0.75% | | | | | $ | 3.44 | | |
Hypothetical (5% return before expenses)
|
| | | $ | 1,000.00 | | | | | $ | 1,021.08 | | | | | | 0.75% | | | | | $ | 3.76 | | |
ARK Innovation ETF | | | | | | | | | | | | | | | | | | | | | | | | | |
Actual |
| | | $ | 1,000.00 | | | | | $ | 599.20 | | | | | | 0.75% | | | | | $ | 2.97 | | |
Hypothetical (5% return before expenses)
|
| | | $ | 1,000.00 | | | | | $ | 1,021.08 | | | | | | 0.75% | | | | | $ | 3.76 | | |
ARK Next Generation Internet ETF | | | | | | | | | | | | | | | | | | | | | | | | | |
Actual |
| | | $ | 1,000.00 | | | | | $ | 575.30 | | | | | | 0.75% | | | | | $ | 2.93 | | |
Hypothetical (5% return before expenses)
|
| | | $ | 1,000.00 | | | | | $ | 1,021.08 | | | | | | 0.75% | | | | | $ | 3.76 | | |
ARK Fintech Innovation ETF | | | | | | | | | | | | | | | | | | | | | | | | | |
Actual |
| | | $ | 1,000.00 | | | | | $ | 552.10 | | | | | | 0.75% | | | | | $ | 2.89 | | |
Hypothetical (5% return before expenses)
|
| | | $ | 1,000.00 | | | | | $ | 1,021.08 | | | | | | 0.75% | | | | | $ | 3.76 | | |
ARK Space Exploration & Innovation ETF | | | | | | | | | | | | | | | | | | | | | | | | | |
Actual |
| | | $ | 1,000.00 | | | | | $ | 910.40 | | | | | | 0.70% | | | | | $ | 3.32 | | |
Hypothetical (5% return before expenses)
|
| | | $ | 1,000.00 | | | | | $ | 1,021.32 | | | | | | 0.70% | | | | | $ | 3.51 | | |
The 3D Printing ETF | | | | | | | | | | | | | | | | | | | | | | | | | |
Actual |
| | | $ | 1,000.00 | | | | | $ | 767.20 | | | | | | 0.66% | | | | | $ | 2.89 | | |
Hypothetical (5% return before expenses)
|
| | | $ | 1,000.00 | | | | | $ | 1,021.52 | | | | | | 0.66% | | | | | $ | 3.31 | | |
The ARK Israel Innovative Technology ETF | | | | | | | | | | | | | | | | | | | | | | | | | |
Actual |
| | | $ | 1,000.00 | | | | | $ | 772.50 | | | | | | 0.49% | | | | | $ | 2.15 | | |
Hypothetical (5% return before expenses)
|
| | | $ | 1,000.00 | | | | | $ | 1,022.36 | | | | | | 0.49% | | | | | $ | 2.46 | | |
| ■ | | |
Health Care |
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91.5% |
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|
■ |
| | Information Technology | | | | | 4.9 | | |
|
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| | Materials | | | | | 3.2 | | |
|
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| | Money Market Fund | | | | | 0.4 | | |
| | | | | | | | | 100.0 | | |
|
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| | Industrials | | | | | 38.7% | | |
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| | Information Technolorgy | | | | | 30.2 | | |
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| | Consumer Discretionary | | | | | 21.8 | | |
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| | Communication Services | | | | | 7.9 | | |
|
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| | Health Care | | | | | 1.1 | | |
|
■ |
| | Money Market Fund | | | | | 0.3 | | |
| | | | | | | | | 100.0 | | |
|
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| | Health Care | | | | | 35.4% | | |
|
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| | Information Technology | | | | | 32.5 | | |
|
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| | Consumer Discretionary | | | | | 13.1 | | |
|
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| | Communication Services | | | | | 10.1 | | |
|
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| | Financials | | | | | 5.5 | | |
|
■ |
| | Materials | | | | | 2.2 | | |
|
■ |
| | Industrials | | | | | 1.2 | | |
|
■ |
| | Money Market Fund | | | | | 0.0(a) | | |
| | | | | | | | | 100.0 | | |
|
■ |
| | Information Technology | | | | | 42.3% | | |
|
■ |
| | Consumer Discretionary | | | | | 19.2 | | |
|
■ |
| | Communication Services | | | | | 17.7 | | |
|
■ |
| | Financials | | | | | 14.5 | | |
|
■ |
| | Health Care | | | | | 6.3 | | |
|
■ |
| | Money Market Fund | | | | | 0.0(a) | | |
| | | | | | | | | 100.0 | | |
|
■ |
| | Information Technology | | | | | 49.5% | | |
|
■ |
| | Financials | | | | | 24.3 | | |
|
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| | Consumer Discretionary | | | | | 13.4 | | |
|
■ |
| | Communication Services | | | | | 5.6 | | |
|
■ |
| | Health Care | | | | | 3.5 | | |
|
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| | Real Estate | | | | | 3.1 | | |
|
■ |
| | Money Market Fund | | | | | 0.6 | | |
| | | | | | | | | 100.0 | | |
|
■ |
| | Industrials | | | | | 53.3% | | |
|
■ |
| | Information Technology | | | | | 26.1 | | |
|
■ |
| | Communication Services | | | | | 9.7 | | |
|
■ |
| | Equity Fund | | | | | 5.5 | | |
|
■ |
| | Consumer Discretionary | | | | | 5.3 | | |
|
■ |
| | Money Market Fund | | | | | 0.1 | | |
| | | | | | | | | 100.0 | | |
|
■ |
| | Information Technology | | | | | 52.4% | | |
|
■ |
| | Industrials | | | | | 28.4 | | |
|
■ |
| | Health Care | | | | | 7.4 | | |
|
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| | Consumer Discretionary | | | | | 5.5 | | |
|
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| | Materials | | | | | 3.3 | | |
|
■ |
| | Financial Services | | | | | 2.8 | | |
|
■ |
| | Money Market Fund | | | | | 0.1 | | |
|
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| | Consumer Staples | | | | | 0.1 | | |
| | | | | | | | | 100.0 | | |
|
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| | Information Technology | | | | | 64.2% | | |
|
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| | Health Care | | | | | 12.9 | | |
|
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| | Communication Services | | | | | 12.4 | | |
|
■ |
| | Industrials | | | | | 6.5 | | |
|
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| | Consumer Discretionary | | | | | 4.0 | | |
| | | | | | | | | 100.0 | | |
Investments |
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Shares |
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Value |
| ||||||
COMMON STOCKS – 99.7% | | ||||||||||||
Biotechnology – 56.4% | | ||||||||||||
Arcturus Therapeutics Holdings, Inc.*† | | | | | 2,268,443 | | | | | $ | 39,811,175 | | |
Beam Therapeutics, Inc.* | | | | | 2,028,004 | | | | | | 127,723,692 | | |
CareDx, Inc.*† | | | | | 4,390,146 | | | | | | 104,441,573 | | |
CRISPR Therapeutics AG (Switzerland)* | | | | | 1,741,089 | | | | | | 130,581,675 | | |
Exact Sciences Corp.* | | | | | 4,661,910 | | | | | | 210,252,141 | | |
Fate Therapeutics, Inc.* | | | | | 4,232,814 | | | | | | 129,227,811 | | |
Incyte Corp.* | | | | | 1,199,915 | | | | | | 93,209,397 | | |
Intellia Therapeutics, Inc.* | | | | | 1,763,198 | | | | | | 114,184,703 | | |
Ionis Pharmaceuticals, Inc.* | | | | | 3,860,299 | | | | | | 144,992,830 | | |
Iovance Biotherapeutics, Inc.* | | | | | 2,890,128 | | | | | | 33,669,991 | | |
Moderna, Inc.* | | | | | 170,027 | | | | | | 27,899,730 | | |
Nurix Therapeutics, Inc.* | | | | | 915,927 | | | | | | 14,618,195 | | |
Organovo Holdings, Inc.* | | | | | 192,850 | | | | | | 566,979 | | |
Recursion Pharmaceuticals, Inc., Class A* | | | | | 3,440,074 | | | | | | 29,103,026 | | |
Regeneron Pharmaceuticals, Inc.* | | | | | 54,859 | | | | | | 31,910,932 | | |
Repare Therapeutics, Inc. (Canada)*† | | | | | 2,736,630 | | | | | | 34,591,003 | | |
Senti Biosciences, Inc.* | | | | | 2,168,372 | | | | | | 6,787,004 | | |
Senti Biosciences, Inc.*(b) | | | | | 243,471 | | | | | | 647,755 | | |
Surface Oncology, Inc.*† | | | | | 6,323,533 | | | | | | 10,813,242 | | |
Twist Bioscience Corp.* | | | | | 2,605,186 | | | | | | 113,950,836 | | |
Veracyte, Inc.* | | | | | 1,843,569 | | | | | | 48,559,608 | | |
Vertex Pharmaceuticals, Inc.* | | | | | 233,047 | | | | | | 65,348,709 | | |
Verve Therapeutics, Inc.* | | | | | 2,232,863 | | | | | | 54,973,087 | | |
Total Biotechnology |
| | | | 1,567,865,094 | | | ||||||
Chemicals – 3.2% | | ||||||||||||
Ginkgo Bioworks Holdings, Inc.* | | | | | 23,831,222 | | | | | | 68,157,295 | | |
Zymergen, Inc.*† | | | | | 7,778,905 | | | | | | 19,213,895 | | |
Total Chemicals |
| | | | 87,371,190 | | | ||||||
Electronic Equipment, Instruments & Components – 2.9% | | ||||||||||||
908 Devices, Inc.*† | | | | | 3,570,847 | | | | | | 80,344,058 | | |
Health Care Equipment & Supplies – 2.1% | | ||||||||||||
Butterfly Network, Inc.* | | | | | 8,513,595 | | | | | | 36,949,002 | | |
Cerus Corp.* | | | | | 4,176,664 | | | | | | 22,553,986 | | |
Total Health Care Equipment & Supplies
|
| | | | 59,502,988 | | | ||||||
Health Care Providers & Services – 9.4% | | ||||||||||||
1Life Healthcare, Inc.* | | | | | 1,828,917 | | | | | | 30,981,854 | | |
Accolade, Inc.*† | | | | | 6,151,729 | | | | | | 56,841,976 | | |
Guardant Health, Inc.* | | | | | 563,761 | | | | | | 28,283,889 | | |
Invitae Corp.* | | | | | 5,369,358 | | | | | | 10,201,780 | | |
Signify Health, Inc., Class A* | | | | | 7,973,716 | | | | | | 136,430,281 | | |
Total Health Care Providers & Services
|
| | | | 262,739,780 | | | ||||||
Health Care Technology – 10.8% | | ||||||||||||
Schrodinger, Inc.*† | | | | | 3,432,098 | | | | | | 107,424,667 | | |
Teladoc Health, Inc.* | | | | | 3,767,146 | | | | | | 138,819,330 | | |
Veeva Systems, Inc., Class A* | | | | | 238,328 | | | | | | 53,285,375 | | |
Total Health Care Technology |
| | | | 299,529,372 | | |
Investments |
| |
Shares |
| |
Value |
| ||||||
Life Sciences Tools & Services – 11.3% | | ||||||||||||
10X Genomics, Inc., Class A* | | | | | 799,103 | | | | | $ | 32,083,986 | | |
Adaptive Biotechnologies Corp.*† | | | | | 8,641,074 | | | | | | 79,152,238 | | |
Berkeley Lights, Inc.* | | | | | 3,112,910 | | | | | | 13,976,966 | | |
Codexis, Inc.*† | | | | | 4,443,013 | | | | | | 30,479,069 | | |
Compugen Ltd. (Israel)* | | | | | 2,636,012 | | | | | | 4,243,979 | | |
Pacific Biosciences of California, Inc.*† | | | | | 12,013,661 | | | | | | 52,499,699 | | |
Personalis, Inc.*† | | | | | 5,415,838 | | | | | | 19,984,442 | | |
Quantum-Si, Inc.*† | | | | | 11,680,602 | | | | | | 37,961,956 | | |
SomaLogic, Inc.* | | | | | 8,695,220 | | | | | | 43,910,861 | | |
Total Life Sciences Tools & Services
|
| | | | 314,293,196 | | | ||||||
Pharmaceuticals – 1.6% | | ||||||||||||
ATAI Life Sciences NV (Germany)* | | | | | 4,534,456 | | | | | | 17,503,000 | | |
Pfizer, Inc. | | | | | 553,501 | | | | | | 27,957,336 | | |
Total Pharmaceuticals |
| | | | 45,460,336 | | | ||||||
Software – 2.0% | | ||||||||||||
UiPath, Inc., Class A* | | | | | 3,085,604 | | | | | | 56,559,121 | | |
Total Common Stocks | | | | | | | | | | | | | |
(Cost $7,067,975,705) |
| | | | | | | | | | 2,773,665,135 | | |
MONEY MARKET FUND – 0.4% | | ||||||||||||
Dreyfus Government Cash
Management Fund, Institutional Shares, 1.83%(a)
|
| | | | | | | | | | | | |
(Cost $9,967,734) |
| | | | 9,967,734 | | | | | | 9,967,734 | | |
Total
Investments – 100.1% (Cost $7,077,943,439) |
| | | | | | | | | | 2,783,632,869 | | |
Liabilities in Excess of Other Assets – (0.1)% | | | | | (3,607,145) | | | ||||||
Net Assets – 100.0% | | | | | | | | | | $ | 2,780,025,724 | | |
Value ($) at 7/31/2021 |
| |
Purchases Cost ($) |
| |
Sales Proceeds ($) |
| |
Net Realized Gain/(Loss) ($) |
| |
Net Change in Unrealized Appreciation (Depreciation) ($) |
| |
Dividend Income ($) |
| |
Capital Gain Distributions ($) |
| |
Number of Shares at 7/31/2022 |
| |
Value ($) at 7/31/2022 |
| ||||||||||||||||||||||||
Common Stocks — 24.2% | | ||||||||||||||||||||||||||||||||||||||||||||||||
Biotechnology — 6.8% | | ||||||||||||||||||||||||||||||||||||||||||||||||
AquaBounty Technologies, Inc. | | ||||||||||||||||||||||||||||||||||||||||||||||||
32,699,225 |
| | | | 4,009,148 | | | | | | (16,947,272) | | | | | | (29,687,800) | | | | | | 9,926,699 | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | |
Arcturus Therapeutics Holdings, Inc. | | ||||||||||||||||||||||||||||||||||||||||||||||||
84,888,987 |
| | | | 56,107,146 | | | | | | (67,886,484) | | | | | | 8,446,450 | | | | | | (41,744,924) | | | | | | — | | | | | | — | | | | | | 2,268,443 | | | | | | 39,811,175 | | |
CareDx, Inc. | | ||||||||||||||||||||||||||||||||||||||||||||||||
310,172,395 |
| | | | 157,455,943 | | | | | | (141,292,075) | | | | | | (1,641,017) | | | | | | (220,253,673) | | | | | | — | | | | | | — | | | | | | 4,390,146 | | | | | | 104,441,573 | | |
Cellectis SA | | ||||||||||||||||||||||||||||||||||||||||||||||||
56,897,431 |
| | | | 8,557,317 | | | | | | (37,117,817) | | | | | | (67,316,016) | | | | | | 38,979,085 | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | |
Evogene Ltd. | | ||||||||||||||||||||||||||||||||||||||||||||||||
9,030,619 |
| | | | 1,370,733 | | | | | | (5,974,805) | | | | | | (1,103,073) | | | | | | (3,323,474) | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | |
Fate Therapeutics, Inc.^ | | ||||||||||||||||||||||||||||||||||||||||||||||||
357,383,678 |
| | | | 187,569,734 | | | | | | (178,190,322) | | | | | | (4,338,123) | | | | | | (233,197,156) | | | | | | — | | | | | | — | | | | | | 4,232,814 | | | | | | 129,227,811 | | |
Ionis Pharmaceuticals, Inc.^ | | ||||||||||||||||||||||||||||||||||||||||||||||||
335,200,942 |
| | | | 146,728,426 | | | | | | (325,753,351) | | | | | | (87,138,228) | | | | | | 75,955,041 | | | | | | — | | | | | | — | | | | | | 3,860,299 | | | | | | 144,992,830 | | |
Repare Therapeutics, Inc. | | ||||||||||||||||||||||||||||||||||||||||||||||||
93,387,201 |
| | | | 52,361,878 | | | | | | (49,805,988) | | | | | | (4,852,726) | | | | | | (56,499,362) | | | | | | — | | | | | | — | | | | | | 2,736,630 | | | | | | 34,591,003 | | |
Surface Oncology, Inc. | | ||||||||||||||||||||||||||||||||||||||||||||||||
26,008,455 |
| | | | 29,632,544 | | | | | | (19,457,716) | | | | | | (1,532,441) | | | | | | (23,837,600) | | | | | | — | | | | | | — | | | | | | 6,323,533 | | | | | | 10,813,242 | | |
Twist Bioscience Corp.^ | | ||||||||||||||||||||||||||||||||||||||||||||||||
303,792,362 |
| | | | 117,653,886 | | | | | | (141,976,792) | | | | | | 9,526,597 | | | | | | (175,045,217) | | | | | | — | | | | | | — | | | | | | 2,605,186 | | | | | | 113,950,836 | | |
Chemicals — 0.7% | | ||||||||||||||||||||||||||||||||||||||||||||||||
Zymergen, Inc. | | ||||||||||||||||||||||||||||||||||||||||||||||||
36,723,976 |
| | | | 43,782,640 | | | | | | (18,785,592) | | | | | | 878,423 | | | | | | (43,385,552) | | | | | | — | | | | | | — | | | | | | 7,778,905 | | | | | | 19,213,895 | | |
Electronic Equipment, Instruments & Components — 2.9% | | ||||||||||||||||||||||||||||||||||||||||||||||||
908 Devices, Inc. | | ||||||||||||||||||||||||||||||||||||||||||||||||
81,883,531 |
| | | | 85,898,782 | | | | | | (62,273,212) | | | | | | (390,933) | | | | | | (24,774,110) | | | | | | — | | | | | | — | | | | | | 3,570,847 | | | | | | 80,344,058 | | |
Financial Services — 0.0% | | ||||||||||||||||||||||||||||||||||||||||||||||||
Dynamics Special Purpose Corp. | | ||||||||||||||||||||||||||||||||||||||||||||||||
19,718,888 |
| | | | 15,447,878 | | | | | | (29,907,929) | | | | | | (5,579,469) | | | | | | 320,632 | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | |
Health Care Providers & Services — 2.0% | | ||||||||||||||||||||||||||||||||||||||||||||||||
Accolade, Inc. | | ||||||||||||||||||||||||||||||||||||||||||||||||
259,620,477 |
| | | | 88,944,236 | | | | | | (102,484,784) | | | | | | (14,069,197) | | | | | | (175,168,756) | | | | | | — | | | | | | — | | | | | | 6,151,729 | | | | | | 56,841,976 | | |
Castle Biosciences, Inc. | | ||||||||||||||||||||||||||||||||||||||||||||||||
156,646,658 |
| | | | 27,282,880 | | | | | | (108,453,903) | | | | | | (73,104,934) | | | | | | (2,370,701) | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | |
Signify Health, Inc.^ | | ||||||||||||||||||||||||||||||||||||||||||||||||
139,077,091 |
| | | | 187,506,352 | | | | | | (115,490,111) | | | | | | (5,120,662) | | | | | | (69,542,389) | | | | | | — | | | | | | — | | | | | | 7,973,716 | | | | | | 136,430,281 | | |
Health Care Technology — 3.9% | | ||||||||||||||||||||||||||||||||||||||||||||||||
Schrodinger, Inc. | | ||||||||||||||||||||||||||||||||||||||||||||||||
169,891,016 |
| | | | 138,702,351 | | | | | | (109,632,033) | | | | | | (16,510,304) | | | | | | (75,026,363) | | | | | | — | | | | | | — | | | | | | 3,432,098 | | | | | | 107,424,667 | | |
Life Sciences Tools & Services — 7.9% | | ||||||||||||||||||||||||||||||||||||||||||||||||
Adaptive Biotechnologies Corp. | | ||||||||||||||||||||||||||||||||||||||||||||||||
153,890,542 |
| | | | 188,211,846 | | | | | | (105,355,447) | | | | | | (1,022,016) | | | | | | (156,572,687) | | | | | | — | | | | | | — | | | | | | 8,641,074 | | | | | | 79,152,238 | | |
Berkeley Lights, Inc.^ | | ||||||||||||||||||||||||||||||||||||||||||||||||
145,389,853 |
| | | | 55,665,395 | | | | | | (42,605,054) | | | | | | (19,381,040) | | | | | | (125,092,188) | | | | | | — | | | | | | — | | | | | | 3,112,910 | | | | | | 13,976,966 | | |
Value ($) at 7/31/2021 |
| |
Purchases Cost ($) |
| |
Sales Proceeds ($) |
| |
Net Realized Gain/(Loss) ($) |
| |
Net Change in Unrealized Appreciation (Depreciation) ($) |
| |
Dividend Income ($) |
| |
Capital Gain Distributions ($) |
| |
Number of Shares at 7/31/2022 |
| |
Value ($) at 7/31/2022 |
| ||||||||||||||||||||||||
Life Sciences Tools & Services — 7.9% (continued) | | ||||||||||||||||||||||||||||||||||||||||||||||||
Codexis, Inc. | | ||||||||||||||||||||||||||||||||||||||||||||||||
135,791,147 |
| | | | 71,326,574 | | | | | | (149,599,335) | | | | | | 26,198,412 | | | | | | (53,237,729) | | | | | | — | | | | | | — | | | | | | 4,443,013 | | | | | | 30,479,069 | | |
Pacific Biosciences of California, Inc. | | ||||||||||||||||||||||||||||||||||||||||||||||||
460,481,139 |
| | | | 141,956,876 | | | | | | (182,088,086) | | | | | | 111,328,451 | | | | | | (479,178,681) | | | | | | — | | | | | | — | | | | | | 12,013,661 | | | | | | 52,499,699 | | |
Personalis, Inc. | | ||||||||||||||||||||||||||||||||||||||||||||||||
97,468,702 |
| | | | 64,254,700 | | | | | | (51,206,844) | | | | | | (3,572,137) | | | | | | (86,959,979) | | | | | | — | | | | | | — | | | | | | 5,415,838 | | | | | | 19,984,442 | | |
Quantum-Si, Inc. | | ||||||||||||||||||||||||||||||||||||||||||||||||
71,309,635 |
| | | | 90,635,483 | | | | | | (56,445,287) | | | | | | (1,105,650) | | | | | | (66,432,225) | | | | | | — | | | | | | — | | | | | | 11,680,602 | | | | | | 37,961,956 | | |
Molecular Diagnostics — 0.0% | | ||||||||||||||||||||||||||||||||||||||||||||||||
CM Life Sciences II, Inc. | | ||||||||||||||||||||||||||||||||||||||||||||||||
32,363,829 |
| | | | 1,149,934 | | | | | | (1,108,561) | | | | | | (144,970) | | | | | | 5,547,068 | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | |
$3,569,717,779 |
| | | $ | 1,962,212,682 | | | | | $ | (2,119,838,800) | | | | | $ | (181,232,403) | | | | | $ | (1,980,914,241) | | | | | $ | — | | | | | $ | — | | | | | | 100,631,444 | | | | | $ | 1,212,137,717 | | |
ARK
Genomic Revolution ETF |
| |
Level 1
|
| |
Level 2
|
| |
Level 3
|
| |
Total |
| ||||||||||||
Assets | | | | | | | | | | | | | | | | | | | | | | | | | |
Common Stocks‡ | | | | $ | 2,773,017,380 | | | | | $ | 647,755 | | | | | $ | — | | | | | $ | 2,773,665,135 | | |
Money
Market Fund |
| | | | 9,967,734 | | | | | | — | | | | | | — | | | | | | 9,967,734 | | |
Total | | | | $ | 2,782,985,114 | | | | | $ | 647,755 | | | | | $ | — | | | | | $ | 2,783,632,869 | | |
Investments |
| |
Shares |
| |
Value |
| ||||||
COMMON STOCKS – 99.7% | | ||||||||||||
Aerospace & Defense – 18.4% | | ||||||||||||
AeroVironment, Inc.* | | | | | 626,183 | | | | | $ | 54,252,495 | | |
Archer Aviation, Inc., Class A* | | | | | 7,874,850 | | | | | | 31,814,394 | | |
Elbit Systems Ltd. (Israel) | | | | | 126,102 | | | | | | 29,221,616 | | |
Kratos Defense & Security Solutions,
Inc.*†
|
| | | | 6,696,343 | | | | | | 96,360,376 | | |
Lockheed Martin Corp. | | | | | 27,586 | | | | | | 11,415,363 | | |
Total Aerospace & Defense |
| | | | | | | | | | 223,064,244 | | |
Airlines – 2.6% | | ||||||||||||
Blade Air Mobility, Inc.*† | | | | | 5,777,135 | | | | | | 32,091,985 | | |
Auto Components – 1.9% | | ||||||||||||
Magna International, Inc. (Canada) | | | | | 364,678 | | | | | | 23,288,337 | | |
Automobiles – 17.5% | | ||||||||||||
BYD Co. Ltd. (China)(a) | | | | | 353,288 | | | | | | 25,804,156 | | |
General Motors Co.* | | | | | 146,319 | | | | | | 5,305,527 | | |
Nio, Inc. (China)*(a) | | | | | 376,456 | | | | | | 7,427,477 | | |
Niu Technologies (China)*(a) | | | | | 2,389,963 | | | | | | 15,486,960 | | |
Tesla, Inc.* | | | | | 152,562 | | | | | | 136,001,395 | | |
XPeng, Inc., Class A (China)*(a) | | | | | 916,936 | | | | | | 22,400,746 | | |
Total Automobiles |
| | | | | | | | | | 212,426,261 | | |
Biotechnology – 0.0%(b) | | ||||||||||||
Organovo Holdings, Inc.* | | | | | 91,146 | | | | | | 267,969 | | |
Diversified Consumer Services – 0.5% | | ||||||||||||
2U, Inc.* | | | | | 644,176 | | | | | | 6,306,483 | | |
Diversified Telecommunication – 5.9% | | ||||||||||||
Iridium Communications, Inc.* | | | | | 1,594,400 | | | | | | 71,285,624 | | |
Electronic Equipment, Instruments & Components – 9.6% | | ||||||||||||
Teledyne Technologies, Inc.* | | | | | 35,889 | | | | | | 14,046,955 | | |
Trimble, Inc.* | | | | | 1,478,944 | | | | | | 102,683,082 | | |
Total Electronic
Equipment, Instruments & Components |
| | | | | | | | | | 116,730,037 | | |
Health Care Equipment & Services – 1.1% | | ||||||||||||
Intuitive Surgical, Inc.* | | | | | 56,396 | | | | | | 12,980,668 | | |
Household Durables – 1.9% | | ||||||||||||
Vuzix Corp.* | | | | | 2,795,601 | | | | | | 22,840,060 | | |
Interactive Media & Services – 2.0% | | ||||||||||||
Alphabet, Inc., Class C* | | | | | 211,520 | | | | | | 24,671,693 | | |
Machinery – 15.0% | | ||||||||||||
Caterpillar, Inc. | | | | | 99,885 | | | | | | 19,802,201 | | |
Deere & Co. | | | | | 157,480 | | | | | | 54,043,986 | | |
Komatsu Ltd. (Japan)(a) | | | | | 1,837,672 | | | | | | 42,652,367 | | |
Markforged Holding Corp.*† | | | | | 9,711,229 | | | | | | 21,267,591 | | |
Proto Labs, Inc.* | | | | | 423,809 | | | | | | 20,720,022 | | |
Velo3D Inc.* | | | | | 7,055,650 | | | | | | 22,648,637 | | |
Total Machinery |
| | | | | | | | | | 181,134,804 | | |
Investments |
| |
Shares |
| |
Value |
| ||||||
Road & Rail – 2.7% | | ||||||||||||
TuSimple Holdings, Inc., Class A* | | | | | 3,271,467 | | | | | $ | 32,583,811 | | |
Semiconductors & Semiconductor Equipment – 3.5% | | ||||||||||||
Teradyne, Inc. | | | | | 416,641 | | | | | | 42,034,911 | | |
Software – 11.2% | | ||||||||||||
ANSYS, Inc.* | | | | | 49,611 | | | | | | 13,840,973 | | |
Materialise NV (Belgium)*(a) | | | | | 1,029,510 | | | | | | 14,454,320 | | |
Synopsys, Inc.* | | | | | 45,577 | | | | | | 16,749,547 | | |
UiPath, Inc., Class A* | | | | | 3,879,966 | | | | | | 71,119,777 | | |
Unity Software, Inc.* | | | | | 505,553 | | | | | | 18,902,627 | | |
Total Software |
| | | | | | | | | | 135,067,244 | | |
Technology Hardware, Storage & Peripherals – 5.9% | | ||||||||||||
3D Systems Corp.* | | | | | 2,841,708 | | | | | | 32,509,139 | | |
Nano Dimension Ltd. (Israel)*(a) | | | | | 6,776,734 | | | | | | 22,295,455 | | |
Stratasys Ltd.* | | | | | 826,093 | | | | | | 17,009,255 | | |
Total Technology
Hardware, Storage & Peripherals |
| | | | | | | | | | 71,813,849 | | |
Total Common Stocks (Cost $1,941,568,643) |
| | | | | | | | | | 1,208,587,980 | | |
MONEY MARKET FUND – 0.3% | | ||||||||||||
Dreyfus Government Cash
Management Fund, Institutional Shares, 1.83%(c)
(Cost $3,748,165) |
| | | | 3,748,165 | | | | | | 3,748,165 | | |
Total
Investments – 100.0% (Cost $1,945,316,808) |
| | | | | | | | | | 1,212,336,145 | | |
Liabilities in Excess of Other Assets – (0.0)%(b) | | | | | (397,395) | | | ||||||
Net Assets – 100.0% | | | | | | | | | | $ | 1,211,938,750 | | |
Value ($) at 7/31/2021 |
| |
Purchases Cost ($) |
| |
Sales Proceeds ($) |
| |
Net Realized Gain/(Loss) ($) |
| |
Net Change in Unrealized Appreciation (Depreciation) ($) |
| |
Dividend Income ($) |
| |
Capital Gain Distributions ($) |
| |
Number of Shares at 7/31/2022 |
| |
Value ($) at 7/31/2022 |
| ||||||||||||||||||||||||
Common Stocks — 12.4% | | ||||||||||||||||||||||||||||||||||||||||||||||||
Aerospace & Defense — 8.0% | | ||||||||||||||||||||||||||||||||||||||||||||||||
Archer Aviation, Inc.^ | | ||||||||||||||||||||||||||||||||||||||||||||||||
28,560,815 |
| | | | 59,002,278 | | | | | | (18,836,402) | | | | | | (1,578,667) | | | | | | (35,333,630) | | | | | | — | | | | | | — | | | | | | 7,874,850 | | | | | | 31,814,394 | | |
Kratos Defense & Security Solutions, Inc. | | ||||||||||||||||||||||||||||||||||||||||||||||||
192,932,864 |
| | | | 65,093,226 | | | | | | (67,480,363) | | | | | | (10,873,490) | | | | | | (83,311,861) | | | | | | — | | | | | | — | | | | | | 6,696,343 | | | | | | 96,360,376 | | |
Airlines — 2.6% | | ||||||||||||||||||||||||||||||||||||||||||||||||
Blade Air Mobility, Inc. | | ||||||||||||||||||||||||||||||||||||||||||||||||
29,954,012 |
| | | | 39,626,275 | | | | | | (21,141,171) | | | | | | 474,681 | | | | | | (16,821,812) | | | | | | — | | | | | | — | | | | | | 5,777,135 | | | | | | 32,091,985 | | |
Machinery — 1.8% | | ||||||||||||||||||||||||||||||||||||||||||||||||
Markforged Holding Corp. | | ||||||||||||||||||||||||||||||||||||||||||||||||
28,017,642 |
| | | | 83,489,274 | | | | | | (22,154,066) | | | | | | (2,170,909) | | | | | | (65,914,350) | | | | | | — | | | | | | — | | | | | | 9,711,229 | | | | | | 21,267,591 | | |
Velo3D Inc.^ | | ||||||||||||||||||||||||||||||||||||||||||||||||
26,430,752 |
| | | | 53,144,681 | | | | | | (15,988,196) | | | | | | 465,542 | | | | | | (41,404,143) | | | | | | — | | | | | | — | | | | | | 7,055,650 | | | | | | 22,648,637 | | |
$305,896,085 |
| | | $ | 300,355,734 | | | | | $ | (145,600,198) | | | | | $ | (13,682,843) | | | | | $ | (242,785,796) | | | | | $ | — | | | | | $ | — | | | | | | 37,115,207 | | | | | $ | 204,182,983 | | |
ARK
Autonomous Technology & Robotics ETF |
| |
Level 1
|
| |
Level 2
|
| |
Level 3
|
| |
Total |
| ||||||||||||
Assets | | | | | | | | | | | | | | | | | | | | | | | | | |
Common Stocks‡ | | | | $ | 1,208,587,980 | | | | | $ | — | | | | | $ | — | | | | | $ | 1,208,587,980 | | |
Money Market Fund |
| | | | 3,748,165 | | | | | | — | | | | | | — | | | | | | 3,748,165 | | |
Total | | | | $ | 1,212,336,145 | | | | | $ | — | | | | | $ | — | | | | | $ | 1,212,336,145 | | |
Investments |
| |
Shares |
| |
Value |
| ||||||
COMMON STOCKS – 100.0% | | ||||||||||||
Automobiles – 10.0% | | ||||||||||||
Tesla, Inc.* | | | | | 1,041,513 | | | | | $ | 928,456,764 | | |
Biotechnology – 24.8% | | ||||||||||||
Beam Therapeutics, Inc.*† | | | | | 6,753,101 | | | | | | 425,310,301 | | |
CRISPR Therapeutics AG
(Switzerland)*†
|
| | | | 6,341,771 | | | | | | 475,632,825 | | |
Exact Sciences Corp.*† | | | | | 10,053,642 | | | | | | 453,419,254 | | |
Fate Therapeutics, Inc.*† | | | | | 7,145,093 | | | | | | 218,139,689 | | |
Intellia Therapeutics, Inc.*† | | | | | 6,652,418 | | | | | | 430,810,590 | | |
Twist Bioscience Corp.*† | | | | | 4,089,618 | | | | | | 178,879,891 | | |
Veracyte, Inc.*† | | | | | 5,216,029 | | | | | | 137,390,204 | | |
Total Biotechnology |
| | | | | | | | | | 2,319,582,754 | | |
Capital Markets – 5.5% | | ||||||||||||
Coinbase Global, Inc., Class A* | | | | | 4,994,141 | | | | | | 314,431,117 | | |
Robinhood Markets, Inc., Class A* | | | | | 22,001,400 | | | | | | 199,112,670 | | |
Total Capital Markets |
| | | | | | | | | | 513,543,787 | | |
Chemicals – 2.1% | | ||||||||||||
Ginkgo Bioworks Holdings, Inc.*† | | | | | 70,022,979 | | | | | | 200,265,720 | | |
Diversified Consumer Services – 0.7% | | ||||||||||||
2U, Inc.*† | | | | | 6,564,563 | | | | | | 64,267,072 | | |
Entertainment – 10.1% | | ||||||||||||
ROBLOX Corp., Class A* | | | | | 6,058,093 | | | | | | 260,073,933 | | |
Roku, Inc.*† | | | | | 9,111,942 | | | | | | 597,014,440 | | |
Spotify Technology SA* | | | | | 778,158 | | | | | | 87,947,417 | | |
Total Entertainment |
| | | | | | | | | | 945,035,790 | | |
Health Care Equipment & Supplies – 0.7% | | ||||||||||||
Cerus Corp.*† | | | | | 11,914,339 | | | | | | 64,337,431 | | |
Health Care Providers & Services – 2.8% | | ||||||||||||
Invitae Corp.*† | | | | | 18,534,029 | | | | | | 35,214,655 | | |
Signify Health, Inc., Class A*† | | | | | 13,363,378 | | | | | | 228,647,398 | | |
Total Health Care Providers & Services
|
| | | | | | | | | | 263,862,053 | | |
Health Care Technology – 4.7% | | ||||||||||||
Teladoc Health, Inc.*† | | | | | 11,927,889 | | | | | | 439,542,710 | | |
Hotels, Restaurants & Leisure – 2.5% | | ||||||||||||
DraftKings, Inc., Class A* | | | | | 16,787,858 | | | | | | 230,497,290 | | |
IT Services – 12.1% | | ||||||||||||
Block, Inc.* | | | | | 6,281,745 | | | | | | 477,789,525 | | |
Shopify, Inc., Class A (Canada)* | | | | | 9,117,361 | | | | | | 317,557,684 | | |
Twilio, Inc., Class A* | | | | | 3,945,847 | | | | | | 334,607,825 | | |
Total IT Services |
| | | | | | | | | | 1,129,955,034 | | |
Investments |
| |
Shares |
| |
Value |
| ||||||
Life Sciences Tools & Services – 2.4% | | ||||||||||||
10X Genomics, Inc., Class A* | | | | | 3,298,387 | | | | | $ | 132,430,238 | | |
Berkeley Lights, Inc.*† | | | | | 4,064,643 | | | | | | 18,250,247 | | |
Compugen Ltd. (Israel)*† | | | | | 5,913,683 | | | | | | 9,521,030 | | |
Pacific Biosciences of California, Inc.*† | | | | | 14,078,988 | | | | | | 61,525,177 | | |
Total Life Sciences Tools & Services
|
| | | | | | | | | | 221,726,692 | | |
Road & Rail – 1.2% | | ||||||||||||
TuSimple Holdings, Inc., Class A*† | | | | | 10,787,186 | | | | | | 107,440,372 | | |
Semiconductors & Semiconductor Equipment – 1.0% | | ||||||||||||
NVIDIA Corp. | | | | | 490,096 | | | | | | 89,016,137 | | |
Software – 19.4% | | ||||||||||||
Materialise NV (Belgium)*†(a) | | | | | 4,247,609 | | | | | | 59,636,430 | | |
PagerDuty, Inc.*† | | | | | 8,319,627 | | | | | | 215,727,928 | | |
UiPath, Inc., Class A* | | | | | 22,542,083 | | | | | | 413,196,381 | | |
Unity Software, Inc.* | | | | | 8,560,447 | | | | | | 320,075,113 | | |
Zoom Video
Communications, Inc., Class A* |
| | | | 7,803,524 | | | | | | 810,474,003 | | |
Total Software |
| | | | | | | | | | 1,819,109,855 | | |
Total Common Stocks (Cost $21,299,412,263) |
| | | | | | | | | | 9,336,639,461 | | |
MONEY MARKET FUND – 0.0%(b) | | ||||||||||||
Dreyfus Government Cash
Management Fund, Institutional Shares, 1.83%(c)
(Cost $3,169,465) |
| | | | 3,169,465 | | | | | | 3,169,465 | | |
Total
Investments – 100.0% (Cost $21,302,581,728) |
| | | | | | | | | | 9,339,808,926 | | |
Liabilities in Excess of Other Assets – (0.0)%(b) | | | | | (2,989,907) | | | ||||||
Net Assets – 100.0% | | | | | | | | | | $ | 9,336,819,019 | | |
Value ($) at 7/31/2021 |
| |
Purchases Cost ($) |
| |
Sales Proceeds ($) |
| |
Net Realized Gain/(Loss) ($) |
| |
Net Change in Unrealized Appreciation (Depreciation) ($) |
| |
Dividend Income ($) |
| |
Capital Gain Distributions ($) |
| |
Number of Shares at 7/31/2022 |
| |
Value ($) at 7/31/2022 |
| ||||||||||||||||||||||||
Common Stocks — 47.3% | | ||||||||||||||||||||||||||||||||||||||||||||||||
Biotechnology — 24.8% | | ||||||||||||||||||||||||||||||||||||||||||||||||
Beam Therapeutics, Inc. | | ||||||||||||||||||||||||||||||||||||||||||||||||
429,666,220 |
| | | | 676,046,277 | | | | | | (524,849,273) | | | | | | 14,774,288 | | | | | | (170,327,211) | | | | | | — | | | | | | — | | | | | | 6,753,101 | | | | | | 425,310,301 | | |
CRISPR Therapeutics AG | | ||||||||||||||||||||||||||||||||||||||||||||||||
590,141,202 |
| | | | 721,847,564 | | | | | | (607,804,852) | | | | | | 62,101,963 | | | | | | (290,653,052) | | | | | | — | | | | | | — | | | | | | 6,341,771 | | | | | | 475,632,825 | | |
Editas Medicine, Inc. | | ||||||||||||||||||||||||||||||||||||||||||||||||
179,157,870 |
| | | | 60,451,666 | | | | | | (169,471,797) | | | | | | (22,174,212) | | | | | | (47,963,527) | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | |
Exact Sciences Corp. | | ||||||||||||||||||||||||||||||||||||||||||||||||
685,472,559 |
| | | | 1,027,694,317 | | | | | | (765,962,446) | | | | | | (2,261,206) | | | | | | (491,523,970) | | | | | | — | | | | | | — | | | | | | 10,053,642 | | | | | | 453,419,254 | | |
Fate Therapeutics, Inc. | | ||||||||||||||||||||||||||||||||||||||||||||||||
368,294,731 |
| | | | 499,627,377 | | | | | | (349,543,311) | | | | | | (4,105,330) | | | | | | (296,133,778) | | | | | | — | | | | | | — | | | | | | 7,145,093 | | | | | | 218,139,689 | | |
Intellia Therapeutics, Inc. | | ||||||||||||||||||||||||||||||||||||||||||||||||
588,966,306 |
| | | | 866,751,840 | | | | | | (646,075,201) | | | | | | 350,605,514 | | | | | | (729,437,869) | | | | | | — | | | | | | — | | | | | | 6,652,418 | | | | | | 430,810,590 | | |
Iovance Biotherapeutics, Inc. | | ||||||||||||||||||||||||||||||||||||||||||||||||
189,057,134 |
| | | | 36,882,663 | | | | | | (203,371,000) | | | | | | (164,614,792) | | | | | | 142,045,995 | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | |
Twist Bioscience Corp. | | ||||||||||||||||||||||||||||||||||||||||||||||||
226,589,192 |
| | | | 271,361,821 | | | | | | (181,514,464) | | | | | | 18,064,266 | | | | | | (155,620,924) | | | | | | — | | | | | | — | | | | | | 4,089,618 | | | | | | 178,879,891 | | |
Veracyte, Inc. | | ||||||||||||||||||||||||||||||||||||||||||||||||
146,417,966 |
| | | | 258,969,781 | | | | | | (185,067,705) | | | | | | 24,060,275 | | | | | | (106,990,113) | | | | | | — | | | | | | — | | | | | | 5,216,029 | | | | | | 137,390,204 | | |
Chemcials — 2.1% | | ||||||||||||||||||||||||||||||||||||||||||||||||
Ginkgo Bioworks Holdings, Inc. | | ||||||||||||||||||||||||||||||||||||||||||||||||
— |
| | | | 632,655,332 | | | | | | (221,911,062) | | | | | | 19,926,262 | | | | | | (230,404,812) | | | | | | — | | | | | | — | | | | | | 70,022,979 | | | | | | 200,265,720 | | |
Diversified Consumer Services — 0.7% | | ||||||||||||||||||||||||||||||||||||||||||||||||
2U, Inc. | | ||||||||||||||||||||||||||||||||||||||||||||||||
223,797,134 |
| | | | 148,393,884 | | | | | | (129,821,240) | | | | | | 15,640,578 | | | | | | (193,743,284) | | | | | | — | | | | | | — | | | | | | 6,564,563 | | | | | | 64,267,072 | | |
Diversified Telecommunication — 0.0% | | ||||||||||||||||||||||||||||||||||||||||||||||||
Iridium Communications, Inc. | | ||||||||||||||||||||||||||||||||||||||||||||||||
351,317,071 |
| | | | 128,645,635 | | | | | | (427,230,884) | | | | | | (44,184,594) | | | | | | (8,547,228) | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | |
Entertainment — 6.4% | | ||||||||||||||||||||||||||||||||||||||||||||||||
Roku, Inc. | | ||||||||||||||||||||||||||||||||||||||||||||||||
1,277,506,103 |
| | | | 2,073,736,883 | | | | | | (1,143,452,929) | | | | | | 188,702,111 | | | | | | (1,799,477,728) | | | | | | — | | | | | | — | | | | | | 9,111,942 | | | | | | 597,014,440 | | |
Health Care Equipment & Supplies — 0.7% | | ||||||||||||||||||||||||||||||||||||||||||||||||
Cerus Corp. | | ||||||||||||||||||||||||||||||||||||||||||||||||
61,502,127 |
| | | | 77,679,735 | | | | | | (81,802,924) | | | | | | 3,105,813 | | | | | | 3,852,680 | | | | | | — | | | | | | — | | | | | | 11,914,339 | | | | | | 64,337,431 | | |
Health Care Providers & Services — 2.8% | | ||||||||||||||||||||||||||||||||||||||||||||||||
Invitae Corp. | | ||||||||||||||||||||||||||||||||||||||||||||||||
331,826,516 |
| | | | 408,986,992 | | | | | | (261,982,756) | | | | | | 33,660,916 | | | | | | (477,277,013) | | | | | | — | | | | | | — | | | | | | 18,534,029 | | | | | | 35,214,655 | | |
Signify Health, Inc. | | ||||||||||||||||||||||||||||||||||||||||||||||||
— |
| | | | 496,645,082 | | | | | | (219,584,785) | | | | | | 6,807,469 | | | | | | (55,220,368) | | | | | | — | | | | | | — | | | | | | 13,363,378 | | | | | | 228,647,398 | | |
Health Care Technology — 4.7% | | ||||||||||||||||||||||||||||||||||||||||||||||||
Teladoc Health, Inc. | | ||||||||||||||||||||||||||||||||||||||||||||||||
1,309,104,544 |
| | | | 1,377,423,723 | | | | | | (1,088,068,284) | | | | | | (11,221,955) | | | | | | (1,147,695,318) | | | | | | — | | | | | | — | | | | | | 11,927,889 | | | | | | 439,542,710 | | |
Life Sciences Tools & Services — 1.0% | | ||||||||||||||||||||||||||||||||||||||||||||||||
Berkeley Lights, Inc. | | ||||||||||||||||||||||||||||||||||||||||||||||||
158,277,143 |
| | | | 117,143,552 | | | | | | (82,435,191) | | | | | | (63,530,302) | | | | | | (111,204,955) | | | | | | — | | | | | | — | | | | | | 4,064,643 | | | | | | 18,250,247 | | |
Value ($) at 7/31/2021 |
| |
Purchases Cost ($) |
| |
Sales Proceeds ($) |
| |
Net Realized Gain/(Loss) ($) |
| |
Net Change in Unrealized Appreciation (Depreciation) ($) |
| |
Dividend Income ($) |
| |
Capital Gain Distributions ($) |
| |
Number of Shares at 7/31/2022 |
| |
Value ($) at 7/31/2022 |
| ||||||||||||||||||||||||
Life Sciences Tools & Services — 1.0% (continued) | | ||||||||||||||||||||||||||||||||||||||||||||||||
Compugen Ltd. | | ||||||||||||||||||||||||||||||||||||||||||||||||
43,591,664 |
| | | | 25,473,574 | | | | | | (30,347,286) | | | | | | (11,029,221) | | | | | | (18,167,701) | | | | | | — | | | | | | — | | | | | | 5,913,683 | | | | | | 9,521,030 | | |
Pacific Biosciences of California, Inc. | | ||||||||||||||||||||||||||||||||||||||||||||||||
246,859,499 |
| | | | 323,925,942 | | | | | | (202,294,174) | | | | | | 61,620,306 | | | | | | (368,586,396) | | | | | | — | | | | | | — | | | | | | 14,078,988 | | | | | | 61,525,177 | | |
Machinery — 0.0% | | ||||||||||||||||||||||||||||||||||||||||||||||||
Proto Labs, Inc. | | ||||||||||||||||||||||||||||||||||||||||||||||||
155,624,215 |
| | | | 12,316,665 | | | | | | (150,882,022) | | | | | | (120,312,087) | | | | | | 103,253,229 | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | |
Road & Rail — 1.2% | | ||||||||||||||||||||||||||||||||||||||||||||||||
TuSimple Holdings, Inc. | | ||||||||||||||||||||||||||||||||||||||||||||||||
166,882,333 |
| | | | 321,930,785 | | | | | | (204,369,338) | | | | | | 9,473,421 | | | | | | (186,476,829) | | | | | | — | | | | | | — | | | | | | 10,787,186 | | | | | | 107,440,372 | | |
Software — 2.9% | | ||||||||||||||||||||||||||||||||||||||||||||||||
Materialise NV | | ||||||||||||||||||||||||||||||||||||||||||||||||
80,375,733 |
| | | | 115,139,235 | | | | | | (102,529,469) | | | | | | (7,578,555) | | | | | | (25,770,514) | | | | | | — | | | | | | — | | | | | | 4,247,609 | | | | | | 59,636,430 | | |
PagerDuty, Inc. | | ||||||||||||||||||||||||||||||||||||||||||||||||
224,620,189 |
| | | | 417,064,119 | | | | | | (320,555,028) | | | | | | 49,335,161 | | | | | | (154,736,513) | | | | | | — | | | | | | — | | | | | | 8,319,627 | | | | | | 215,727,928 | | |
Technology Hardware, Storage & Peripherals — 0.0% | | ||||||||||||||||||||||||||||||||||||||||||||||||
Stratasys Ltd. | | ||||||||||||||||||||||||||||||||||||||||||||||||
81,818,214 |
| | | | 169,816,565 | | | | | | (239,686,218) | | | | | | (16,888,732) | | | | | | 4,940,171 | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | |
$8,116,865,665 |
| | | $ | 11,266,611,009 | | | | | $ | (8,540,613,639) | | | | | $ | 389,977,357 | | | | | $ | (6,811,867,028) | | | | | $ | — | | | | | $ | — | | | | | | 235,102,527 | | | | | $ | 4,420,973,364 | | |
ARK
Innovation ETF |
| |
Level 1
|
| |
Level 2
|
| |
Level 3
|
| |
Total |
| ||||||||||||
Assets | | | | | | | | | | | | | | | | | | | | | | | | | |
Common Stocks‡ | | | | $ | 9,336,639,461 | | | | | $ | — | | | | | $ | — | | | | | $ | 9,336,639,461 | | |
Money Market Fund | | | | | 3,169,465 | | | | | | — | | | | | | — | | | | | | 3,169,465 | | |
Total | | | | $ | 9,339,808,926 | | | | | $ | — | | | | | $ | — | | | | | $ | 9,339,808,926 | | |
Investments |
| |
Shares |
| |
Value |
| ||||||
COMMON STOCKS – 94.0% | | ||||||||||||
Automobiles – 9.4% | | ||||||||||||
Tesla, Inc.* | | | | | 153,836 | | | | | $ | 137,137,102 | | |
Banks – 0.5% | | | | ||||||||||
NU Holdings Ltd., Class A (Brazil)* | | | | | 1,583,909 | | | | | | 6,668,257 | | |
Biotechnology – 1.7% | | | | ||||||||||
Veracyte, Inc.* | | | | | 946,325 | | | | | | 24,926,200 | | |
Capital Markets – 7.9% | | | | ||||||||||
Coinbase Global, Inc., Class A* | | | | | 1,269,174 | | | | | | 79,907,195 | | |
Robinhood Markets, Inc., Class A* | | | | | 3,826,117 | | | | | | 34,626,359 | | |
Total Capital Markets |
| | | | | | | | | | 114,533,554 | | |
Diversified Consumer Services – 0.8% | | | | ||||||||||
2U, Inc.* | | | | | 1,158,339 | | | | | | 11,340,139 | | |
Entertainment – 16.6% | | | | ||||||||||
Endeavor Group Holdings, Inc., Class A* | | | | | 467,749 | | | | | | 10,660,000 | | |
ROBLOX Corp., Class A* | | | | | 1,551,199 | | | | | | 66,592,973 | | |
Roku, Inc.* | | | | | 1,513,810 | | | | | | 99,184,831 | | |
Sea Ltd. (Singapore)*(a) | | | | | 321,024 | | | | | | 24,500,552 | | |
Spotify Technology SA* | | | | | 361,049 | | | | | | 40,805,758 | | |
Total Entertainment |
| | | | | | | | | | 241,744,114 | | |
Health Care Technology – 4.6% | | | | ||||||||||
Teladoc Health, Inc.* | | | | | 1,812,061 | | | | | | 66,774,448 | | |
Hotels, Restaurants & Leisure – 4.9% | | | | ||||||||||
DraftKings, Inc., Class A* | | | | | 4,272,184 | | | | | | 58,657,087 | | |
Genius Sports Ltd. (United Kingdom)* | | | | | 5,203,314 | | | | | | 13,476,583 | | |
Total Hotels, Restaurants & Leisure
|
| | | | | | | | | | 72,133,670 | | |
Household Durables – 2.3% | | | | ||||||||||
Vuzix Corp.*† | | | | | 3,981,596 | | | | | | 32,529,639 | | |
Interactive Media & Services – 1.2% | | | | ||||||||||
Nextdoor Holdings, Inc.* | | | | | 5,028,586 | | | | | | 16,845,763 | | |
Twitter, Inc.* | | | | | 241 | | | | | | 10,028 | | |
Total Interactive Media & Services
|
| | | | | | | | | | 16,855,791 | | |
Internet & Direct Marketing Retail – 1.8% | | ||||||||||||
MercadoLibre, Inc. (Brazil)* | | | | | 32,777 | | | | | | 26,670,973 | | |
IT Services – 19.0% | | | | ||||||||||
Adyen NV (Netherlands)*(a) | | | | | 1,141,211 | | | | | | 20,564,622 | | |
Block, Inc.* | | | | | 1,309,232 | | | | | | 99,580,186 | | |
Cloudflare, Inc., Class A* | | | | | 318,665 | | | | | | 16,035,223 | | |
Shopify, Inc., Class A (Canada)* | | | | | 2,071,725 | | | | | | 72,158,182 | | |
Twilio, Inc., Class A* | | | | | 808,468 | | | | | | 68,558,086 | | |
Total IT Services |
| | | | | | | | | | 276,896,299 | | |
Semiconductors & Semiconductor Equipment – 1.3% | | ||||||||||||
NVIDIA Corp. | | | | | 102,248 | | | | | | 18,571,304 | | |
Investments |
| |
Shares |
| |
Value |
| ||||||
Software – 20.7% | | | | ||||||||||
Crowdstrike Holdings, Inc., Class A* | | | | | 119,013 | | | | | $ | 21,850,787 | | |
monday.com Ltd.* | | | | | 245,855 | | | | | | 25,256,684 | | |
PagerDuty, Inc.* | | | | | 1,483,394 | | | | | | 38,464,406 | | |
UiPath, Inc., Class A* | | | | | 3,238,327 | | | | | | 59,358,534 | | |
Unity Software, Inc.* | | | | | 1,117,431 | | | | | | 41,780,745 | | |
Zoom Video Communications, Inc.,
Class A* |
| | | | 1,109,421 | | | | | | 115,224,465 | | |
Total Software |
| | | | | | | | | | 301,935,621 | | |
Technology Hardware, Storage & Peripherals – 1.3% | | ||||||||||||
Nano Dimension Ltd. (Israel)*(a) | | | | | 5,981,150 | | | | | | 19,677,983 | | |
Total Common Stocks (Cost $3,559,665,416) |
| | | | | | | | | | 1,368,395,094 | | |
UNIT TRUST – 6.1% | | | | | | | | | | | | | |
Financials – 6.1% | | | | ||||||||||
Grayscale Bitcoin Trust
BTC* (Cost $229,843,474) |
| | | | 6,005,197 | | | | | | 88,876,916 | | |
MONEY MARKET FUND – 0.0%(b) | | | | | | | | | | | | | |
Dreyfus Government Cash
Management Fund, Institutional Shares, 1.83%(c)
(Cost $129,914) |
| | | | 129,914 | | | | | | 129,914 | | |
Total
Investments – 100.1% (Cost $3,789,638,804) |
| | | | | | | | | | 1,457,401,924 | | |
Liabilities in Excess of Other Assets – (0.1)% | | | | | (902,745) | | | ||||||
Net Assets – 100.0% | | | | | | | | | | $ | 1,456,499,179 | | |
Value ($) at 7/31/2021 |
| |
Purchases Cost ($) |
| |
Sales Proceeds ($) |
| |
Net Realized Gain/(Loss) ($) |
| |
Net Change in
Unrealized Appreciation (Depreciation) ($) |
| |
Dividend Income ($) |
| |
Capital Gain Distributions ($) |
| |
Number of Shares at 7/31/2022 |
| |
Value ($) at 7/31/2022 |
| | | | | | | | | ||||||||||||||||||||||||||||||||||||||||
Common Stocks — 2.2% | | | | | | | | | | ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
Capital Markets — 0.0% | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | ||||||||||||||||
Concord Acquisition Corp. | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | ||||||||||||||||
28,340,692 |
| | | | 20,297,582 | | | | | | (47,415,233) | | | | | | (2,135,524) | | | | | | 912,483 | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | | | | | | ||||||||||||||||
Household Durables — 2.2% |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | ||||||||||||||||
Vuzix Corp. | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | ||||||||||||||||
59,763,791 |
| | | | 38,747,199 | | | | | | (33,006,503) | | | | | | (8,009,875) | | | | | | (24,964,973) | | | | | | — | | | | | | — | | | | | | 3,981,596 | | | | | | 32,529,639 | | | | | | | | | | | ||||||||||||||||
Interactive Media & Services — 0.0% | | | | | | | | | | | | | | | | | | | | | | | | | | ||||||||||||||||||||||||||||||||||||||||||||||||
Nextdoor Holdings, Inc.^ | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | ||||||||||||||||
44,079,858 |
| | | | 33,256,362 | | | | | | (26,538,105) | | | | | | (1,758,727) | | | | | | (32,193,625) | | | | | | — | | | | | | — | | | | | | 5,028,586 | | | | | | 16,845,763 | | | | | | | | | | | ||||||||||||||||
$132,184,341 |
| | | $ | 92,301,143 | | | | | $ | (106,959,841) | | | | | $ | (11,904,126) | | | | | $ | (56,246,115) | | | | | $ | — | | | | | $ | — | | | | | | 9,010,182 | | | | | $ | 49,375,402 | | | | | | | | | | |
ARK
Next Generation Internet ETF |
| |
Level 1
|
| |
Level 2
|
| |
Level 3
|
| |
Total |
| ||||||||||||
Assets | | | | | | | | | | | | | | | | | | | | | | | | | |
Common Stocks‡ | | | | $ | 1,368,395,094 | | | | | $ | — | | | | | $ | — | | | | | $ | 1,368,395,094 | | |
Unit Trust‡ | | | | | 88,876,916 | | | | | | — | | | | | | — | | | | | | 88,876,916 | | |
Money Market Fund |
| | | | 129,914 | | | | | | — | | | | | | — | | | | | | 129,914 | | |
Total | | | | $ | 1,457,401,924 | | | | | $ | — | | | | | $ | — | | | | | $ | 1,457,401,924 | | |
Investments |
| |
Shares |
| |
Value |
| ||||||
COMMON STOCKS – 99.6% | | | | ||||||||||
Banks – 6.0% | | ||||||||||||
NU Holdings Ltd., Class A (Brazil)* | | | | | 3,317,768 | | | | | $ | 13,967,803 | | |
Silvergate Capital Corp., Class A* | | | | | 448,454 | | | | | | 41,836,274 | | |
TCS Group Holding PLC,
Class Reg S (Russia)*(a)(b)
|
| | | | 607,059 | | | | | | 6,071 | | |
Total Banks |
| | | | | | | | | | 55,810,148 | | |
Capital Markets – 12.6% | | | | ||||||||||
Coinbase Global, Inc., Class A* | | | | | 973,406 | | | | | | 61,285,642 | | |
Intercontinental Exchange, Inc. | | | | | 106,233 | | | | | | 10,834,704 | | |
Robinhood Markets, Inc., Class A* | | | | | 5,037,531 | | | | | | 45,589,655 | | |
Total Capital Markets |
| | | | | | | | | | 117,710,001 | | |
Consumer Finance – 1.2% | | | | ||||||||||
Kaspi.KZ JSC (Kazakhstan)(a) | | | | | 211,599 | | | | | | 11,108,947 | | |
Entertainment – 3.8% | | | | ||||||||||
Roku, Inc.* | | | | | 143,185 | | | | | | 9,381,481 | | |
Sea Ltd. (Singapore)*(c) | | | | | 339,125 | | | | | | 25,882,020 | | |
Total Entertainment |
| | | | | | | | | | 35,263,501 | | |
Health Care Technology – 3.5% | | | | ||||||||||
Teladoc Health, Inc.* | | | | | 887,202 | | | | | | 32,693,394 | | |
Hotels, Restaurants & Leisure – 3.8% | | | | ||||||||||
DraftKings, Inc., Class A* | | | | | 2,626,224 | | | | | | 36,058,055 | | |
Insurance – 4.6% | | | | ||||||||||
Discovery Ltd. (South Africa)* | | | | | 5,632,323 | | | | | | 43,475,976 | | |
Interactive Media & Services – 1.8% | | | | ||||||||||
Twitter, Inc.* | | | | | 1,510 | | | | | | 62,831 | | |
Z Holdings Corp. (Japan) | | | | | 4,837,114 | | | | | | 17,016,049 | | |
Total Interactive Media & Services
|
| | | | | | | | | | 17,078,880 | | |
Internet & Direct Marketing
Retail – 9.6% |
| | | ||||||||||
Farfetch Ltd., Class A (United Kingdom)* | | | | | 736,211 | | | | | | 5,845,516 | | |
Global-e Online Ltd. (Israel)* | | | | | 1,061,462 | | | | | | 24,158,875 | | |
JD.com, Inc. (China)(c) | | | | | 177,716 | | | | | | 10,574,102 | | |
MercadoLibre, Inc. (Brazil)* | | | | | 61,110 | | | | | | 49,725,818 | | |
Total Internet & Direct Marketing Retail
|
| | | | | | | | | | 90,304,311 | | |
IT Services – 38.0% | | | | ||||||||||
Adyen NV (Netherlands)*(d) | | | | | 25,343 | | | | | | 45,198,466 | | |
Block, Inc.* | | | | | 1,294,493 | | | | | | 98,459,137 | | |
Shopify, Inc., Class A (Canada)* | | | | | 2,692,724 | | | | | | 93,787,577 | | |
StoneCo Ltd., Class A (Brazil)* | | | | | 2,765,473 | | | | | | 26,493,231 | | |
Toast, Inc., Class A* | | | | | 1,654,495 | | | | | | 26,438,830 | | |
Twilio, Inc., Class A* | | | | | 767,497 | | | | | | 65,083,746 | | |
Total IT Services |
| | | | | | | | | | 355,460,987 | | |
Investments |
| |
Shares |
| |
Value |
| ||||||
Real Estate Management & Development – 3.1% | | ||||||||||||
Zillow Group, Inc., Class C* | | | | | 842,301 | | | | | $ | 29,379,459 | | |
Semiconductors & Semiconductor Equipment – 1.0% | | | |||||||||||
NVIDIA Corp. | | | | | 52,760 | | | | | | 9,582,799 | | |
Software – 10.6% | | | | ||||||||||
Bill.com Holdings, Inc.* | | | | | 179,144 | | | | | | 24,198,772 | | |
Intuit, Inc. | | | | | 32,871 | | | | | | 14,994,764 | | |
UiPath, Inc., Class A* | | | | | 3,266,847 | | | | | | 59,881,305 | | |
Total Software |
| | | | | | | | | | 99,074,841 | | |
Total Common Stocks (Cost $2,271,779,875) |
| | | | | | | | | | 933,001,299 | | |
MONEY MARKET FUND – 0.6% | | | | ||||||||||
Dreyfus Government Cash
Management Fund, Institutional Shares, 1.83%(e)
(Cost $5,456,756) |
| | | | 5,456,756 | | | | | | 5,456,756 | | |
Total
Investments – 100.2% (Cost $2,277,236,631) |
| | | | | | | | | | 938,458,055 | | |
Liabilities in Excess of Other
Assets – (0.2)% |
| | | | | | | | | | (2,026,508) | | |
Net Assets – 100.0% | | | | | | | | | | $ | 936,431,547 | | |
ARK
Fintech Innovation ETF |
| |
Level 1
|
| |
Level 2
|
| |
Level 3
|
| |
Total |
| ||||||||||||
Assets | | | | | | | | | | | | | | | | | | | | | | | | | |
Common Stocks‡ | | | | $ | 932,995,228 | | | | | | — | | | | | $ | 6,071 | | | | | $ | 933,001,299 | | |
Money Market Fund | | | | | 5,456,756 | | | | | | — | | | | | | — | | | | | | 5,456,756 | | |
Total | | | | $ | 938,451,984 | | | | | | — | | | | | $ | 6,071 | | | | | $ | 938,458,055 | | |
Investments |
| |
Shares |
| |
Value |
| ||||||
COMMON STOCKS – 94.4% | | | | ||||||||||
Aerospace & Defense – 33.2% | | ||||||||||||
AeroVironment, Inc.* | | | | | 243,494 | | | | | $ | 21,096,320 | | |
Airbus SE (France) | | | | | 33,697 | | | | | | 3,612,053 | | |
Archer Aviation, Inc., Class A* | | | | | 1,947,825 | | | | | | 7,869,213 | | |
Elbit Systems Ltd. (Israel) | | | | | 28,945 | | | | | | 6,707,425 | | |
HEICO Corp. | | | | | 22,269 | | | | | | 3,512,044 | | |
Kratos Defense & Security Solutions, Inc.* | | | | | 1,766,084 | | | | | | 25,413,949 | | |
L3Harris Technologies, Inc. | | | | | 77,026 | | | | | | 18,483,929 | | |
Lockheed Martin Corp. | | | | | 7,728 | | | | | | 3,197,924 | | |
Mynaric AG (Germany)*(a) | | | | | 553,583 | | | | | | 4,838,315 | | |
Spirit AeroSystems Holdings, Inc., Class A | | | | | 170,241 | | | | | | 5,587,310 | | |
Thales SA (France) | | | | | 46,253 | | | | | | 5,736,539 | | |
Total Aerospace & Defense |
| | | | | | | | | | 106,055,021 | | |
Air Freight & Logistics – 2.6% | | ||||||||||||
JD Logistics, Inc. (China)*(b) | | | | | 4,156,626 | | | | | | 8,451,031 | | |
Airlines – 5.4% | | ||||||||||||
Blade Air Mobility, Inc.* | | | | | 1,801,632 | | | | | | 10,008,066 | | |
Joby Aviation, Inc.* | | | | | 1,292,910 | | | | | | 7,162,721 | | |
Total Airlines |
| | | | | | | | | | 17,170,787 | | |
Diversified Telecommunication – 7.6% | | ||||||||||||
Iridium Communications, Inc.* | | | | | 541,165 | | | | | | 24,195,487 | | |
Electronic Equipment, Instruments & Components – 11.8% | | ||||||||||||
Teledyne Technologies, Inc.* | | | | | 8,715 | | | | | | 3,411,051 | | |
Trimble, Inc.* | | | | | 495,892 | | | | | | 34,429,782 | | |
Total Electronic
Equipment, Instruments & Components |
| | | | | | | | | | 37,840,833 | | |
Household Durables – 2.4% | | ||||||||||||
Garmin Ltd. | | | | | 78,433 | | | | | | 7,656,629 | | |
Industrial Conglomerates – 1.4% | | ||||||||||||
Honeywell International, Inc. | | | | | 23,872 | | | | | | 4,594,405 | | |
Interactive Media & Services – 2.1% | | ||||||||||||
Alphabet, Inc., Class C* | | | | | 58,792 | | | | | | 6,857,499 | | |
Internet & Direct Marketing Retail – 2.9% | | ||||||||||||
Amazon.com, Inc.* | | | | | 67,426 | | | | | | 9,099,139 | | |
Machinery – 10.7% | | ||||||||||||
Deere & Co. | | | | | 25,374 | | | | | | 8,707,849 | | |
Komatsu Ltd. (Japan) | | | | | 584,788 | | | | | | 13,195,554 | | |
Markforged Holding Corp.* | | | | | 2,170,334 | | | | | | 4,753,031 | | |
Proto Labs, Inc.* | | | | | 28,737 | | | | | | 1,404,952 | | |
Velo3D, Inc.* | | | | | 1,875,675 | | | | | | 6,020,917 | | |
Total Machinery |
| | | | | | | | | | 34,082,303 | | |
Investments |
| |
Shares |
| |
Value |
| ||||||
Semiconductors & Semiconductor Equipment – 2.7% | | ||||||||||||
Teradyne, Inc. | | | | | 85,004 | | | | | $ | 8,576,054 | | |
Software – 9.7% | | ||||||||||||
ANSYS, Inc.* | | | | | 11,180 | | | | | | 3,119,108 | | |
Dassault Systemes SE (France) | | | | | 232,900 | | | | | | 9,916,513 | | |
Synopsys, Inc.* | | | | | 11,783 | | | | | | 4,330,253 | | |
UiPath, Inc., Class A* | | | | | 484,977 | | | | | | 8,889,628 | | |
Unity Software, Inc.* | | | | | 122,918 | | | | | | 4,595,904 | | |
Total Software |
| | | | | | | | | | 30,851,406 | | |
Technology Hardware, Storage & Peripherals – 1.9% | | ||||||||||||
3D Systems Corp.* | | | | | 532,495 | | | | | | 6,091,743 | | |
Total Common Stocks (Cost $409,457,723) |
| | | | | | | | | | 301,522,337 | | |
EXCHANGE-TRADED FUND – 5.5% | | ||||||||||||
Equity Fund – 5.5% | | ||||||||||||
The 3D Printing ETF†
(Cost $29,959,499) |
| | | | 763,815 | | | | | | 17,689,955 | | |
MONEY MARKET FUND – 0.1% | | | | ||||||||||
Dreyfus Government Cash
Management Fund, Institutional Shares, 1.83%(c)
(Cost $376,616) |
| | | | 376,616 | | | | | | 376,616 | | |
Total
Investments – 100.0% (Cost $439,793,838) |
| | | | | | | | | | 319,588,908 | | |
Liabilities in Excess of Other Assets – (0.0)%(d) | | | | | (53,091) | | | ||||||
Net Assets – 100.0% | | | | | | | | | | $ | 319,535,817 | | |
Value ($) at 7/31/2021 |
| |
Purchases Cost ($) |
| |
Sales Proceeds ($) |
| |
Net Realized Gain/(Loss) ($) |
| |
Net Change in Unrealized Appreciation (Depreciation) ($) |
| |
Dividend Income ($) |
| |
Capital Gain Distributions ($) |
| |
Number of Shares at 7/31/2022 |
| |
Value ($) at 7/31/2022 |
| ||||||||||||||||||||||||
Exchange-Traded Fund — 5.5% | | ||||||||||||||||||||||||||||||||||||||||||||||||
Equity Fund — 5.5% | | ||||||||||||||||||||||||||||||||||||||||||||||||
The 3D Printing ETF | | ||||||||||||||||||||||||||||||||||||||||||||||||
41,642,604 |
| | | | 6,315,301 | | | | | | (14,688,369) | | | | | | (4,506,722) | | | | | | (11,072,859) | | | | | | 604 | | | | | | — | | | | | | 763,815 | | | | | | 17,689,955 | | |
$41,642,604 |
| | | $ | 6,315,301 | | | | | $ | (14,688,369) | | | | | $ | (4,506,722) | | | | | $ | (11,072,859) | | | | | $ | 604 | | | | | $ | — | | | | | | 763,815 | | | | | $ | 17,689,955 | | |
ARK
Space Exploration & Innovation ETF |
| |
Level 1
|
| |
Level 2
|
| |
Level 3
|
| |
Total |
| ||||||||||||
Assets | | | | | | | | | | | | | | | | | | | | | | | | | |
Common Stocks‡ | | | | $ | 301,522,337 | | | | | $ | — | | | | | $ | — | | | | | $ | 301,522,337 | | |
Exchange – Traded Fund | | | | | 17,689,955 | | | | | | — | | | | | | — | | | | | | 17,689,955 | | |
Money Market Fund | | | | | 376,616 | | | | | | — | | | | | | — | | | | | | 376,616 | | |
Total | | | | $ | 319,588,908 | | | | | $ | — | | | | | $ | — | | | | | $ | 319,588,908 | | |
Investments |
| |
Shares |
| |
Value |
| ||||||
COMMON STOCKS – 99.8% | | | | ||||||||||
Aerospace & Defense – 2.5% | | ||||||||||||
Aerojet Rocketdyne Holdings, Inc.* | | | | | 57,056 | | | | | $ | 2,492,777 | | |
Hexcel Corp. | | | | | 4,256 | | | | | | 257,530 | | |
Moog, Inc., Class A | | | | | 28,613 | | | | | | 2,450,417 | | |
Total Aerospace & Defense |
| | | | | | | | | | 5,200,724 | | |
Air Freight & Logistics – 1.2% | | ||||||||||||
United Parcel Service, Inc., Class B | | | | | 12,517 | | | | | | 2,439,438 | | |
Auto Components – 2.3% | | ||||||||||||
Cie Generale des
Etablissements Michelin SCA (France) |
| | | | 84,894 | | | | | | 2,356,986 | | |
Exco Technologies Ltd. (Canada) | | | | | 371,949 | | | | | | 2,538,623 | | |
Total Auto Components |
| | | | | | | | | | 4,895,609 | | |
Chemicals – 0.7% | | ||||||||||||
Arkema SA (France) | | | | | 2,698 | | | | | | 254,515 | | |
DuPont de Nemours, Inc. | | | | | 4,243 | | | | | | 259,799 | | |
Eastman Chemical Co. | | | | | 2,540 | | | | | | 243,662 | | |
Evonik Industries AG (Germany) | | | | | 11,879 | | | | | | 252,288 | | |
Koninklijke DSM NV (Netherlands) | | | | | 1,601 | | | | | | 255,098 | | |
Toray Industries, Inc. (Japan) | | | | | 43,853 | | | | | | 240,920 | | |
Total Chemicals |
| | | | | | | | | | 1,506,282 | | |
Commercial Services & Supplies – 0.9% | | ||||||||||||
PyroGenesis Canada, Inc. (Canada)* | | | | | 138,798 | | | | | | 208,108 | | |
Shapeways Holdings, Inc.* | | | | | 1,954,678 | | | | | | 1,673,204 | | |
Total Commercial Services & Supplies
|
| | | | | | | | | | 1,881,312 | | |
Electrical Equipment – 1.8% | | ||||||||||||
AMETEK, Inc. | | | | | 28,781 | | | | | | 3,554,454 | | |
SGL Carbon SE (Germany)* | | | | | 38,499 | | | | | | 289,796 | | |
Total Electrical Equipment |
| | | | | | | | | | 3,844,250 | | |
Electronic Equipment, Instruments & Components – 12.8% | | ||||||||||||
FARO Technologies, Inc.* | | | | | 238,546 | | | | | | 7,757,516 | | |
Hexagon AB, Class B (Sweden) | | | | | 306,752 | | | | | | 3,590,576 | | |
Renishaw PLC (United Kingdom) | | | | | 128,446 | | | | | | 6,785,590 | | |
Trimble, Inc.* | | | | | 124,143 | | | | | | 8,619,249 | | |
Total Electronic
Equipment, Instruments & Components |
| | | | | | | | | | 26,752,931 | | |
Health Care Equipment & Supplies – 5.8% | | ||||||||||||
Align Technology, Inc.* | | | | | 12,605 | | | | | | 3,541,627 | | |
Conformis, Inc.* | | | | | 7,239,109 | | | | | | 1,889,408 | | |
Straumann Holding AG (Switzerland) | | | | | 49,285 | | | | | | 6,617,243 | | |
Total Health Care Equipment & Supplies
|
| | | | | | | | | | 12,048,278 | | |
Investments |
| |
Shares |
| |
Value |
| ||||||
Industrial Conglomerates – 2.6% | | ||||||||||||
3M Co. | | | | | 1,807 | | | | | $ | 258,835 | | |
General Electric Co. | | | | | 36,529 | | | | | | 2,699,858 | | |
Siemens AG (Germany) | | | | | 23,091 | | | | | | 2,561,550 | | |
Total Industrial Conglomerates |
| | | | | | | | | | 5,520,243 | | |
Internet & Direct Marketing Retail – 3.2% | | ||||||||||||
Xometry, Inc., Class A* | | | | | 176,631 | | | | | | 6,711,978 | | |
Life Sciences Tools & Services – 1.6% | | ||||||||||||
BICO Group AB (Sweden)* | | | | | 840,930 | | | | | | 3,314,996 | | |
Machinery – 19.4% | | ||||||||||||
Desktop Metal, Inc., Class A* | | | | | 2,237,286 | | | | | | 4,765,419 | | |
Fathom Digital Manufacturing C* | | | | | 1,094,827 | | | | | | 4,685,860 | | |
Lincoln Electric Holdings, Inc. | | | | | 18,658 | | | | | | 2,638,987 | | |
Markforged Holding Corp.* | | | | | 2,592,583 | | | | | | 5,677,757 | | |
Massivit 3d Printing Technologies Ltd.
(Israel)* |
| | | | 185,574 | | | | | | 557,407 | | |
OC Oerlikon Corp. AG (Switzerland) | | | | | 332,930 | | | | | | 2,565,574 | | |
Proto Labs, Inc.* | | | | | 128,771 | | | | | | 6,295,614 | | |
Sandvik AB (Sweden) | | | | | 13,505 | | | | | | 247,383 | | |
SLM Solutions Group AG (Germany)* | | | | | 523,645 | | | | | | 6,475,787 | | |
Velo3D, Inc.* | | | | | 2,091,641 | | | | | | 6,714,168 | | |
Total Machinery |
| | | | | | | | | | 40,623,956 | | |
Metals & Mining – 2.6% | | ||||||||||||
Arconic Corp.* | | | | | 79,638 | | | | | | 2,405,864 | | |
ATI Inc.* | | | | | 10,042 | | | | | | 249,945 | | |
Carpenter Technology Corp. | | | | | 8,259 | | | | | | 265,444 | | |
Kaiser Aluminum Corp. | | | | | 30,006 | | | | | | 2,273,555 | | |
voestalpine AG (Austria) | | | | | 11,868 | | | | | | 265,639 | | |
Total Metals & Mining |
| | | | | | | | | | 5,460,447 | | |
Shell Companies – 2.8% | | ||||||||||||
Atlantic Coastal Acquisition Corp., Class A* | | | | | 604,595 | | | | | | 5,931,077 | | |
Software – 26.9% | | ||||||||||||
Altair Engineering, Inc., Class A* | | | | | 140,878 | | | | | | 8,299,123 | | |
ANSYS, Inc.* | | | | | 30,255 | | | | | | 8,440,843 | | |
Autodesk, Inc.* | | | | | 40,682 | | | | | | 8,800,330 | | |
Dassault Systemes SE (France) | | | | | 190,408 | | | | | | 8,107,271 | | |
Materialise NV (Belgium)*(a) | | | | | 437,685 | | | | | | 6,145,097 | | |
Microsoft Corp. | | | | | 27,911 | | | | | | 7,835,734 | | |
PTC, Inc.* | | | | | 70,738 | | | | | | 8,727,655 | | |
Total Software |
| | | | | | | | | | 56,356,053 | | |
Investments |
| |
Shares |
| |
Value |
| ||||||
Technology Hardware, Storage & Peripherals – 12.7% | | ||||||||||||
3D Systems Corp.* | | | | | 621,090 | | | | | $ | 7,105,270 | | |
Eastman Kodak Co.* | | | | | 46,502 | | | | | | 256,226 | | |
HP, Inc. | | | | | 189,834 | | | | | | 6,338,557 | | |
Nano Dimension Ltd. (Israel)*(a) | | | | | 1,746,013 | | | | | | 5,744,383 | | |
Stratasys Ltd.* | | | | | 330,699 | | | | | | 6,809,092 | | |
Xerox Holdings Corp. | | | | | 16,350 | | | | | | 280,076 | | |
Total Technology
Hardware, Storage & Peripherals |
| | | | | | | | | | 26,533,604 | | |
Total Common Stocks (Cost $330,851,342) |
| | | | | | | | | | 209,021,178 | | |
PREFERRED STOCK – 0.1% | | ||||||||||||
Household Products – 0.1% | | ||||||||||||
Henkel AG & Co. KGaA
(Germany) (Cost $383,545) |
| | | | 3,754 | | | | | | 238,953 | | |
Investments |
| |
Shares |
| |
Value |
| ||||||
MONEY MARKET FUND – 0.1% | | ||||||||||||
Dreyfus Government Cash
Management Fund, Institutional Shares, 1.83%(b) (Cost $273,185) |
| | | | 273,185 | | | | | $ | 273,185 | | |
Total
Investments – 100.0% (Cost $331,508,072) |
| | | | | | | | | | 209,533,316 | | |
Other Assets in Excess of Liabilities – 0.0%(c) | | | | | 16,976 | | | ||||||
Net Assets – 100.0% | | | | | | | | | | $ | 209,550,292 | | |
Value ($) at 7/31/2021 |
| |
Purchases Cost ($) |
| |
Sales Proceeds ($) |
| |
Net Realized Gain/(Loss) ($) |
| |
Net Change
in Unrealized Appreciation (Depreciation) ($) |
| |
Dividend Income ($) |
| |
Capital Gain Distributions ($) |
| |
Number of Shares at 7/31/2022 |
| |
Value ($) at 7/31/2022 |
| ||||||||||||||||||||||||
Common Stock — 0.0% | | ||||||||||||||||||||||||||||||||||||||||||||||||
Commercial Services & Supplies — 0.0% | | ||||||||||||||||||||||||||||||||||||||||||||||||
Shapeways Holdings, Inc.^ | | ||||||||||||||||||||||||||||||||||||||||||||||||
— |
| | | | 8,080,687 | | | | | | (1,145,418) | | | | | | (1,553,949) | | | | | | (3,708,116) | | | | | | — | | | | | | — | | | | | | 1,954,678 | | | | | | 1,673,204 | | |
Health Care Equipment & Supplies — 0.0% | | ||||||||||||||||||||||||||||||||||||||||||||||||
Conformis, Inc.^ | | ||||||||||||||||||||||||||||||||||||||||||||||||
19,209,575 |
| | | | 5,760,620 | | | | | | (5,893,761) | | | | | | (6,360,283) | | | | | | (10,826,743) | | | | | | — | | | | | | — | | | | | | 7,239,109 | | | | | | 1,889,408 | | |
Machinery — 0.0% | | ||||||||||||||||||||||||||||||||||||||||||||||||
ExOne (The) Co. | | ||||||||||||||||||||||||||||||||||||||||||||||||
18,815,801 |
| | | | — | | | | | | (35,228,058) | | | | | | (6,866,123) | | | | | | 23,278,380 | | | | | | — | | | | | | — | | | | | | — | | | | | | — | | |
$38,025,376 |
| | | $ | 13,841,307 | | | | | $ | (42,267,237) | | | | | $ | (14,780,355) | | | | | $ | 8,743,521 | | | | | $ | — | | | | | $ | — | | | | | | 9,193,787 | | | | | $ | 3,562,612 | | |
The 3D Printing ETF |
| |
Level 1
|
| |
Level 2
|
| |
Level 3
|
| |
Total |
| ||||||||||||
Assets | | | | | | | | | | | | | | | | | | | | | | | | | |
Common Stocks‡ | | | | $ | 209,021,178 | | | | | $ | — | | | | | $ | — | | | | | $ | 209,021,178 | | |
Preferred Stock‡ | | | | | 238,953 | | | | | | — | | | | | | — | | | | | | 238,953 | | |
Money Market Fund | | | | | 273,185 | | | | | | — | | | | | | — | | | | | | 273,185 | | |
Total | | | | $ | 209,533,316 | | | | | $ | — | | | | | $ | — | | | | | $ | 209,533,316 | | |
Investments |
| |
Shares |
| |
Value |
| ||||||
COMMON STOCKS – 99.4% | | | | ||||||||||
Aerospace & Defense – 4.4% | | ||||||||||||
Elbit Systems Ltd. (Israel) | | | | | 11,244 | | | | | $ | 2,563,942 | | |
RADA Electronic Industries Ltd. (Israel)* | | | | | 261,170 | | | | | | 2,643,041 | | |
Total Aerospace & Defense |
| | | | | | | | | | 5,206,983 | | |
Biotechnology – 2.2% | | ||||||||||||
Enlivex Therapeutics Ltd. (Israel)* | | | | | 64,500 | | | | | | 274,125 | | |
UroGen Pharma Ltd.* | | | | | 291,303 | | | | | | 2,283,816 | | |
Total Biotechnology |
| | | | | | | | | | 2,557,941 | | |
Communications Equipment – 13.3% | | ||||||||||||
AudioCodes Ltd. (Israel) | | | | | 107,862 | | | | | | 2,621,047 | | |
Ceragon Networks Ltd. (Israel)* | | | | | 953,973 | | | | | | 2,480,330 | | |
Gilat Satellite Networks Ltd. (Israel)* | | | | | 379,697 | | | | | | 2,513,594 | | |
Ituran Location and Control Ltd. (Israel) | | | | | 102,006 | | | | | | 2,590,952 | | |
Radware Ltd. (Israel)* | | | | | 111,606 | | | | | | 2,581,447 | | |
Silicom Ltd. (Israel)* | | | | | 68,587 | | | | | | 2,879,968 | | |
Total Communications Equipment |
| | | | | | | | | | 15,667,338 | | |
Diversified Telecommunication – 2.2% | | ||||||||||||
Bezeq The
Israeli Telecommunication Corp. Ltd. (Israel) |
| | | | 1,538,298 | | | | | | 2,612,593 | | |
Entertainment – 2.0% | | ||||||||||||
Playtika Holding Corp.* | | | | | 192,478 | | | | | | 2,361,705 | | |
Health Care Equipment & Supplies – 4.3% | | ||||||||||||
Inmode Ltd.* | | | | | 85,421 | | | | | | 2,839,394 | | |
Nano-X Imaging Ltd. (Israel)* | | | | | 186,628 | | | | | | 2,247,001 | | |
Total Health Care Equipment & Supplies
|
| | | | | | | | | | 5,086,395 | | |
Hotels, Restaurants & Leisure – 2.1% | | ||||||||||||
Fattal Holdings 1998 Ltd. (Israel)* | | | | | 21,957 | | | | | | 2,525,686 | | |
Interactive Media & Services – 1.9% | | ||||||||||||
Taboola.com Ltd. (Israel)* | | | | | 847,510 | | | | | | 2,220,476 | | |
Internet & Direct Marketing Retail – 1.8% | | ||||||||||||
Fiverr International Ltd.* | | | | | 66,235 | | | | | | 2,124,819 | | |
IT Services – 9.0% | | ||||||||||||
HUB Cyber Security Israel Ltd. (Israel)* | | | | | 750,223 | | | | | | 1,030,997 | | |
Malam – Team Ltd. (Israel) | | | | | 106,188 | | | | | | 2,357,963 | | |
Matrix IT Ltd. (Israel) | | | | | 100,998 | | | | | | 2,535,090 | | |
One Software Technologies Ltd. (Israel) | | | | | 157,950 | | | | | | 2,568,723 | | |
Wix.com Ltd. (Israel)* | | | | | 37,640 | | | | | | 2,233,181 | | |
Total IT Services |
| | | | | | | | | | 10,725,954 | | |
Life Sciences Tools & Services – 1.6% | | ||||||||||||
Compugen Ltd. (Israel)* | | | | | 1,196,958 | | | | | | 1,927,102 | | |
Media – 2.0% | | ||||||||||||
Perion Network Ltd. (Israel)* | | | | | 127,403 | | | | | | 2,386,258 | | |
Pharmaceuticals – 4.7% | | ||||||||||||
Taro Pharmaceutical Industries Ltd.* | | | | | 63,375 | | | | | | 2,261,854 | | |
Teva Pharmaceutical Industries Ltd. (Israel)*(a) | | | | | 346,906 | | | | | | 3,253,978 | | |
Total Pharmaceuticals |
| | | | | | | | | | 5,515,832 | | |
Professional Services – 2.1% | | ||||||||||||
Danel Adir Yeoshua Ltd. (Israel) | | | | | 19,601 | | | | | | 2,450,738 | | |
Investments |
| |
Shares |
| |
Value |
| ||||||
Semiconductors & Semiconductor Equipment – 6.5% | | ||||||||||||
Camtek Ltd. (Israel)* | | | | | 84,748 | | | | | $ | 2,470,404 | | |
Nova Ltd. (Israel)* | | | | | 24,911 | | | | | | 2,624,374 | | |
Tower Semiconductor Ltd. (Israel)* | | | | | 54,816 | | | | | | 2,623,494 | | |
Total Semiconductors
& Semiconductor Equipment |
| | | | | | | | | | 7,718,272 | | |
Software – 32.8% | | | | ||||||||||
Allot Ltd. (Israel)* | | | | | 445,615 | | | | | | 2,277,093 | | |
Cellebrite DI Ltd. (Japan)* | | | | | 438,663 | | | | | | 2,215,248 | | |
Check Point Software
Technologies Ltd. (Israel)* |
| | | | 19,734 | | | | | | 2,458,856 | | |
Cognyte Software Ltd. (Israel)* | | | | | 570,776 | | | | | | 2,574,200 | | |
CyberArk Software Ltd.* | | | | | 17,981 | | | | | | 2,339,867 | | |
Hilan Ltd. (Israel) | | | | | 43,512 | | | | | | 2,502,566 | | |
ironSource Ltd., Class A (Israel)* | | | | | 597,892 | | | | | | 2,331,779 | | |
JFrog Ltd. (Israel)* | | | | | 111,489 | | | | | | 2,475,056 | | |
Magic Software Enterprises Ltd. (Israel) | | | | | 128,361 | | | | | | 2,538,785 | | |
Monday.com Ltd.* | | | | | 23,106 | | | | | | 2,373,679 | | |
Nice Ltd. (Israel)*(a) | | | | | 11,930 | | | | | | 2,553,258 | | |
Riskified Ltd., Class A* | | | | | 600,376 | | | | | | 2,635,651 | | |
Sapiens International Corp. NV (Israel) | | | | | 99,514 | | | | | | 2,618,213 | | |
SimilarWeb Ltd. (Israel)* | | | | | 238,360 | | | | | | 1,985,539 | | |
Tufin Software Technologies Ltd. (Israel)* | | | | | 201,054 | | | | | | 2,487,038 | | |
WalkMe Ltd. (Israel)* | | | | | 258,459 | | | | | | 2,429,515 | | |
Total Software |
| | | | | | | | | | 38,796,343 | | |
Technology Hardware, Storage & Peripherals – 2.2% | | ||||||||||||
Stratasys Ltd.* | | | | | 126,022 | | | | | | 2,594,793 | | |
Wireless Telecommunication Services – 4.3% | | ||||||||||||
Cellcom Israel Ltd. (Israel)* | | | | | 467,862 | | | | | | 2,528,463 | | |
Partner Communications Co. Ltd. (Israel)* | | | | | 318,965 | | | | | | 2,517,638 | | |
Total Wireless Telecommunication Services
|
| | | | | | | | | | 5,046,101 | | |
Total Common Stocks (Cost $159,707,917) |
| | | | | | | | | | 117,525,329 | | |
Total Investments – 99.4% (Cost $159,707,917) |
| | | | | | | | |
|
117,525,329 |
| |
Other Assets in Excess of Liabilities – 0.6% | | | | | 608,760 | | | ||||||
Net Assets – 100.0% | | | | | | | | | | $ | 118,134,089 | | |
Country |
| |
Value |
| |
% of Net Assets |
| ||||||
Israel | | | | $ | 93,494,503 | | | | | | 79.1% | | |
Japan | | | | | 2,215,248 | | | | | | 1.9 | | |
United States | | | | | 21,815,578 | | | | | | 18.5 | | |
Total Investments |
| | |
|
117,525,329 |
| | | |
|
99.5 |
| |
Other Assets in Excess of Liabilities | | | | | 608,760 | | | | | | 0.5 | | |
Net Assets | | | | $ | 118,134,089 | | | | | | 100.0% | | |
The
ARK Israel Innovative Technology ETF |
| |
Level 1
|
| |
Level 2
|
| |
Level 3
|
| |
Total |
| ||||||||||||
Assets | | | | | | | | | | | | | | | | | | | | | | | | | |
Common Stocks‡ | | | | $ | 117,525,329 | | | | | $ | — | | | | | $ | — | | | | | $ | 117,525,329 | | |
Total | | | | $ | 117,525,329 | | | | | $ | — | | | | | $ | — | | | | | $ | 117,525,329 | | |
| | |
ARK Genomic Revolution ETF |
| |
ARK Autonomous Technology & Robotics ETF |
| |
ARK Innovation ETF |
| |
ARK Next Generation Internet ETF |
| ||||||||||||
ASSETS: | | | | | | | | | | | | | | | | | | | | | | | | | |
Investments in
non-affiliated securities at market value (Note 2) |
| | | $ | 2,110,073,876 | | | | | $ | 1,062,616,193 | | | | | $ | 4,918,835,562 | | | | | $ | 1,424,872,285 | | |
Investments in
affiliated securities at market value (Note 2) |
| | | | 673,558,993 | | | | | | 149,719,952 | | | | | | 4,420,973,364 | | | | | | 32,529,639 | | |
Cash |
| | | | — | | | | | | — | | | | | | 2,737,598 | | | | | | 429,120 | | |
Receivables: |
| | | | | | | | | | | | | | | | | | | | | | | | |
Dividends and interest |
| | | | 244,028 | | | | | | 315,924 | | | | | | 28,850 | | | | | | 1,217 | | |
Capital shares sold |
| | | | — | | | | | | — | | | | | | 13,848,772 | | | | | | — | | |
Investment securities sold |
| | | | 36,627,342 | | | | | | — | | | | | | 57,057,771 | | | | | | 5,138,013 | | |
Tax reclaims |
| | | | 5,173,433 | | | | | | 9,177 | | | | | | 1,778,642 | | | | | | — | | |
Total Assets |
| | | | 2,825,677,672 | | | | | | 1,212,661,246 | | | | | | 9,415,260,559 | | | | | | 1,462,970,274 | | |
LIABILITIES: | | | | | | | | | | | | | | | | | | | | | | | | | |
Payables: |
| | | | | | | | | | | | | | | | | | | | | | | | |
Capital shares purchased |
| | | | 25,700,634 | | | | | | — | | | | | | 22,825,172 | | | | | | — | | |
Investment securities purchased |
| | | | 18,162,397 | | | | | | — | | | | | | 49,766,057 | | | | | | 5,554,431 | | |
Management fees (Note 3) |
| | | | 1,788,917 | | | | | | 722,496 | | | | | | 5,850,311 | | | | | | 916,664 | | |
Total
Liabilities |
| | | | 45,651,948 | | | | | | 722,496 | | | | | | 78,441,540 | | | | | | 6,471,095 | | |
NET ASSETS |
| | | $ | 2,780,025,724 | | | | | $ | 1,211,938,750 | | | | | $ | 9,336,819,019 | | | | | $ | 1,456,499,179 | | |
NET ASSETS CONSIST OF: | | | | | | | | | | | | | | | | | | | | | | | | | |
Paid-in capital |
| | | $ | 7,598,011,751 | | | | | $ | 1,981,479,815 | | | | | $ | 23,388,439,361 | | | | | $ | 4,275,533,919 | | |
Total accumulated loss |
| | | | (4,817,986,027) | | | | | | (769,541,065) | | | | | | (14,051,620,342) | | | | | | (2,819,034,740) | | |
NET ASSETS |
| | | $ | 2,780,025,724 | | | | | $ | 1,211,938,750 | | | | | $ | 9,336,819,019 | | | | | $ | 1,456,499,179 | | |
Shares outstanding no
par value (unlimited shares authorized) |
| | | | 75,805,000 | | | | | | 21,600,000 | | | | | | 206,850,000 | | | | | | 26,700,000 | | |
Net asset value, per share |
| | | $ | 36.67 | | | | | $ | 56.11 | | | | | $ | 45.14 | | | | | $ | 54.55 | | |
Investments in non-affiliated securities at
cost |
| | | $ | 4,981,170,618 | | | | | $ | 1,601,136,348 | | | | | $ | 10,588,486,730 | | | | | $ | 3,720,357,957 | | |
Investments in affiliated securities at cost
|
| | | $ | 2,096,772,821 | | | | | $ | 344,180,460 | | | | | $ | 10,714,094,998 | | | | | $ | 69,280,847 | | |
| | |
ARK Fintech Innovation ETF |
| |
ARK Space Exploration & Innovation ETF |
| |
The 3D Printing ETF |
| |
The ARK Israel Innovative Technology ETF |
| ||||||||||||
ASSETS: | | | | | | | | | | | | | | | | | | | | | | | | | |
Investments in
non-affiliated securities at market value (Note 2) |
| | | $ | 938,458,055 | | | | | $ | 301,898,953 | | | | | $ | 209,533,316 | | | | | $ | 117,525,329 | | |
Investments in
affiliated securities at market value (Note 2) |
| | | | — | | | | | | 17,689,955 | | | | | | — | | | | | | — | | |
Cash |
| | | | 636,866 | | | | | | — | | | | | | — | | | | | | 474,007 | | |
Foreign currency |
| | | | — | | | | | | — | | | | | | — | | | | | | 392,253 | | |
Receivables: |
| | | | | | | | | | | | | | | | | | | | | | | | |
Dividends and interest |
| | | | 2,627 | | | | | | 30,188 | | | | | | 28,567 | | | | | | 148 | | |
Investment securities sold |
| | | | 6,001,222 | | | | | | — | | | | | | 202,993 | | | | | | 851,127 | | |
Tax reclaims |
| | | | 10,511 | | | | | | 102,124 | | | | | | 184,123 | | | | | | — | | |
Total Assets |
| | | | 945,109,281 | | | | | | 319,721,220 | | | | | | 209,948,999 | | | | | | 119,242,864 | | |
LIABILITIES: | | | | | | | | | | | | | | | | | | | | | | | | | |
Due to custodian for foreign currency
|
| | | | 4,360,239 | | | | | | 3,700 | | | | | | 49,990 | | | | | | — | | |
Payables: |
| | | | | | | | | | | | | | | | | | | | | | | | |
Investment securities purchased |
| | | | 3,752,121 | | | | | | — | | | | | | 237,205 | | | | | | 1,059,805 | | |
Management fees (Note 3) |
| | | | 565,374 | | | | | | 181,703 | | | | | | 109,817 | | | | | | 47,964 | | |
Other accrued expenses |
| | | | — | | | | | | — | | | | | | 1,695 | | | | | | 1,006 | | |
Total
Liabilities |
| | | | 8,677,734 | | | | | | 185,403 | | | | | | 398,707 | | | | | | 1,108,775 | | |
NET ASSETS |
| | | $ | 936,431,547 | | | | | $ | 319,535,817 | | | | | $ | 209,550,292 | | | | | $ | 118,134,089 | | |
NET ASSETS CONSIST OF: | | | | | | | | | | | | | | | | | | | | | | | | | |
Paid-in capital |
| | | $ | 2,999,357,909 | | | | | $ | 468,059,020 | | | | | $ | 446,955,206 | | | | | $ | 242,250,967 | | |
Total accumulated loss |
| | | | (2,062,926,362) | | | | | | (148,523,203) | | | | | | (237,404,914) | | | | | | (124,116,878) | | |
NET ASSETS |
| | | $ | 936,431,547 | | | | | $ | 319,535,817 | | | | | $ | 209,550,292 | | | | | $ | 118,134,089 | | |
Shares outstanding no
par value (unlimited shares authorized) |
| | | | 52,300,001 | | | | | | 21,400,001 | | | | | | 9,050,001 | | | | | | 6,100,001 | | |
Net asset value, per share |
| | | $ | 17.91 | | | | | $ | 14.93 | | | | | $ | 23.15 | | | | | $ | 19.37 | | |
Investments in non-affiliated securities at
cost |
| | | $ | 2,277,236,631 | | | | | $ | 409,834,339 | | | | | $ | 331,508,072 | | | | | $ | 159,707,917 | | |
Investments in affiliated securities at cost
|
| | | $ | — | | | | | $ | 29,959,499 | | | | | $ | — | | | | | $ | — | | |
Foreign currency at cost |
| | | $ | — | | | | | $ | — | | | | | $ | — | | | | | $ | 392,253 | | |
| | |
ARK Genomic Revolution ETF |
| |
ARK Autonomous Technology & Robotics ETF |
| |
ARK Innovation ETF |
| |
ARK Next Generation Internet ETF |
| ||||||||||||
INVESTMENT INCOME: | | | | | | | | | | | | | | | | | | | | | | | | | |
Unaffiliated dividend income |
| | | $ | 7,093,608 | | | | | $ | 6,919,184 | | | | | $ | 724,822 | | | | | $ | 12,173 | | |
Foreign withholding tax |
| | | | (603,721) | | | | | | (637,371) | | | | | | (79,832) | | | | | | — | | |
Total Income |
| | | | 6,489,887 | | | | | | 6,281,813 | | | | | | 644,990 | | | | | | 12,173 | | |
EXPENSES: | | | | | | | | | | | | | | | | | | | | | | | | | |
Management fees (Note 3) |
| | | | 36,549,450 | | | | | | 14,382,558 | | | | | | 109,826,484 | | | | | | 25,369,077 | | |
Overdraft expense |
| | | | 71 | | | | | | 29 | | | | | | — | | | | | | 3 | | |
Total Expenses |
| | | | 36,549,521 | | | | | | 14,382,587 | | | | | | 109,826,484 | | | | | | 25,369,080 | | |
Net Investment
Loss |
| | | | (30,059,634) | | | | | | (8,100,774) | | | | | | (109,181,494) | | | | | | (25,356,907) | | |
NET REALIZED AND
UNREALIZED GAIN (LOSS) ON INVESTMENTS AND FOREIGN CURRENCY TRANSLATION: |
| | | | | | | | | | | | | | | | | | | | | | | | |
Net realized gain (loss) on: |
| | | | | | | | | | | | | | | | | | | | | | | | |
Investments in non-affiliated securities
|
| | | | (350,563,722) | | | | | | 3,790,238 | | | | | | (1,768,790,020) | | | | | | (437,944,832) | | |
Investments in affiliated securities
|
| | | | (258,964,589) | | | | | | — | | | | | | (552,126,432) | | | | | | (6,262,035) | | |
In-kind redemptions – non-affiliated
securities |
| | | | 80,729,152 | | | | | | 100,455,268 | | | | | | 1,367,643,045 | | | | | | 344,476,234 | | |
In-kind redemptions – affiliated securities
|
| | | | 77,732,186 | | | | | | (13,682,843) | | | | | | 942,103,789 | | | | | | (5,642,091) | | |
Net realized gain (loss) |
| | | | (451,066,973) | | | | | | 90,562,663 | | | | | | (11,169,618) | | | | | | (105,372,724) | | |
Change in unrealized appreciation
(depreciation) on: |
| | | | | | | | | | | | | | | | | | | | | | | | |
Investments in non-affiliated securities
|
| | | | (2,285,609,696) | | | | | | (563,068,471) | | | | | | (6,455,885,782) | | | | | | (2,576,866,617) | | |
Investments in affiliated securities
|
| | | | (1,408,652,226) | | | | | | (163,319,150) | | | | | | (6,324,598,841) | | | | | | (24,016,183) | | |
Change in unrealized depreciation |
| | | | (3,694,261,922) | | | | | | (726,387,621) | | | | | | (12,780,484,623) | | | | | | (2,600,882,800) | | |
Net realized and
unrealized loss on investments and foreign currency translation |
| | | | (4,145,328,895) | | | | | | (635,824,958) | | | | | | (12,791,654,241) | | | | | | (2,706,255,524) | | |
Net Decrease in Net
Assets Resulting From Operations |
| | | $ | (4,175,388,529) | | | | | $ | (643,925,732) | | | | | $ | (12,900,835,735) | | | | | $ | (2,731,612,431) | | |
| | |
ARK Fintech Innovation ETF |
| |
ARK Space Exploration & Innovation ETF |
| |
The 3D Printing ETF |
| |
The ARK Israel Innovative Technology ETF |
| ||||||||||||
INVESTMENT INCOME: | | | | | | | | | | | | | | | | | | | | | | | | | |
Unaffiliated dividend income |
| | | $ | 2,153,427 | | | | | $ | 2,420,658 | | | | | $ | 1,900,317 | | | | | $ | 864,657 | | |
Affiliated dividend income |
| | | | — | | | | | | 604 | | | | | | — | | | | | | — | | |
Foreign withholding tax |
| | | | (34,812) | | | | | | (133,889) | | | | | | (104,950) | | | | | | (205,471) | | |
Total Income |
| | | | 2,118,615 | | | | | | 2,287,373 | | | | | | 1,795,367 | | | | | | 659,186 | | |
EXPENSES: | | | | | | | | | | | | | | | | | | | | | | | | | |
Management fees (Note 3) |
| | | | 15,713,286 | | | | | | 3,314,423 | | | | | | 2,286,380 | | | | | | 931,222 | | |
Overdraft expense |
| | | | 10,729 | | | | | | 1,232 | | | | | | 4,257 | | | | | | 3,455 | | |
Other expenses |
| | | | — | | | | | | — | | | | | | 35,080 | | | | | | 19,409 | | |
Total Expenses |
| | | | 15,724,015 | | | | | | 3,315,655 | | | | | | 2,325,717 | | | | | | 954,086 | | |
Less expense waivers and reimbursements
|
| | | | — | | | | | | (213,008)(1) | | | | | | — | | | | | | — | | |
Net Expenses |
| | | | 15,724,015 | | | | | | 3,102,647 | | | | | | 2,325,717 | | | | | | 954,086 | | |
Net Investment
Loss |
| | | | (13,605,400) | | | | | | (815,274) | | | | | | (530,350) | | | | | | (294,900) | | |
NET REALIZED AND
UNREALIZED GAIN (LOSS) ON INVESTMENTS AND FOREIGN CURRENCY
TRANSLATION: |
| | | | | | | | | | | | | | | | | | | | | | | | |
Net realized gain (loss) on: |
| | | | | | | | | | | | | | | | | | | | | | | | |
Investments in non-affiliated securities
|
| | | | (534,798,248) | | | | | | (9,781,904) | | | | | | (85,942,117) | | | | | | (62,619,027) | | |
Investments in affiliated securities
|
| | | | — | | | | | | (2,638,854) | | | | | | (14,792,631) | | | | | | — | | |
Foreign currency transactions |
| | | | (437,903) | | | | | | (23,104) | | | | | | (113,910) | | | | | | (215,462) | | |
In-kind redemptions – non-affiliated
securities |
| | | | 131,648,233 | | | | | | 5,757,701 | | | | | | (2,505,201) | | | | | | 6,084,932 | | |
In-kind redemptions – affiliated securities
|
| | | | — | | | | | | (1,867,868) | | | | | | 12,276 | | | | | | — | | |
Net realized loss |
| | | | (403,587,918) | | | | | | (8,554,029) | | | | | | (103,341,583) | | | | | | (56,749,557) | | |
Change in unrealized appreciation
(depreciation) on: |
| | | | | | | | | | | | | | | | | | | | | | | | |
Investments in non-affiliated securities
|
| | | | (1,364,480,058) | | | | | | (113,709,181) | | | | | | (78,987,471) | | | | | | (18,576,798) | | |
Investments in affiliated securities
|
| | | | — | | | | | | (11,072,859) | | | | | | 18,488,243 | | | | | | — | | |
Foreign currency translation |
| | | | (11,424) | | | | | | (11,078) | | | | | | (11,075) | | | | | | 402 | | |
Change in unrealized depreciation |
| | | | (1,364,491,482) | | | | | | (124,793,118) | | | | | | (60,510,303) | | | | | | (18,576,396) | | |
Net realized and
unrealized loss on investments and foreign currency translation |
| | | | (1,768,079,400) | | | | | | (133,347,147) | | | | | | (163,851,886) | | | | | | (75,325,953) | | |
Net Decrease in Net
Assets Resulting From Operations |
| | | $ | (1,781,684,800) | | | | | $ | (134,162,421) | | | | | $ | (164,382,236) | | | | | $ | (75,620,853) | | |
| | |
ARK Genomic Revolution ETF |
| |
ARK Autonomous Technology & Robotics ETF |
| ||||||||||||||||||
| | |
Year Ended July 31, 2022 |
| |
Year Ended July 31, 2021 |
| |
Year Ended July 31, 2022 |
| |
Year Ended July 31, 2021 |
| ||||||||||||
OPERATIONS: | | | | | | | | | | | | | | | | | | | | | | | | | |
Net investment loss |
| | | $ | (30,059,634) | | | | | $ | (19,302,419) | | | | | $ | (8,100,774) | | | | | $ | (8,696,574) | | |
Net realized gain (loss)
on investments and foreign currency transactions |
| | | | (451,066,973) | | | | | | 1,031,287,805 | | | | | | 90,562,663 | | | | | | 327,433,269 | | |
Net change in unrealized
depreciation on investments and foreign currency translations |
| | | | (3,694,261,922) | | | | | | (1,002,959,757) | | | | | | (726,387,621) | | | | | | (98,689,408) | | |
Net increase (decrease) in net assets
resulting from operations |
| | | | (4,175,388,529) | | | | | | 9,025,629 | | | | | | (643,925,732) | | | | | | 220,047,287 | | |
DISTRIBUTIONS TO SHAREHOLDERS | | | | | | | | | | | | | | | | | | | | | | | | | |
Distributions from distributable earnings
|
| | | | (32,103,552) | | | | | | (62,384,714) | | | | | | (17,227,749) | | | | | | (14,434,200) | | |
SHAREHOLDER TRANSACTIONS: | | | | | | | | | | | | | | | | | | | | | | | | | |
Proceeds from shares sold |
| | | | 2,552,890,394 | | | | | | 10,605,437,472 | | | | | | 32,917,320 | | | | | | 3,123,783,591 | | |
Cost of shares redeemed |
| | | | (4,153,386,338) | | | | | | (3,553,920,853) | | | | | | (966,464,826) | | | | | | (970,644,388) | | |
Net increase (decrease)
in net assets resulting from shareholder transactions |
| | | | (1,600,495,944) | | | | | | 7,051,516,619 | | | | | | (933,547,506) | | | | | | 2,153,139,203 | | |
Increase (decrease) in net assets |
| | | | (5,807,988,025) | | | | | | 6,998,157,534 | | | | | | (1,594,700,987) | | | | | | 2,358,752,290 | | |
NET ASSETS: | | | | | | | | | | | | | | | | | | | | | | | | | |
Beginning of year |
| | | | 8,588,013,749 | | | | | | 1,589,856,215 | | | | | | 2,806,639,737 | | | | | | 447,887,447 | | |
End of year |
| | | $ | 2,780,025,724 | | | | | $ | 8,588,013,749 | | | | | $ | 1,211,938,750 | | | | | $ | 2,806,639,737 | | |
CHANGES IN SHARES OUTSTANDING: | | | | | | | | | | | | | | | | | | | | | | | | | |
Shares outstanding, beginning of year
|
| | | | 101,755,000 | | | | | | 29,605,000 | | | | | | 34,600,000 | | | | | | 8,500,000 | | |
Shares sold |
| | | | 51,950,000 | | | | | | 113,400,000 | | | | | | 500,000 | | | | | | 38,100,000 | | |
Shares redeemed |
| | | | (77,900,000) | | | | | | (41,250,000) | | | | | | (13,500,000) | | | | | | (12,000,000) | | |
Shares outstanding, end of year |
| | | | 75,805,000 | | | | | | 101,755,000 | | | | | | 21,600,000 | | | | | | 34,600,000 | | |
| | |
ARK Innovation ETF
|
| |
ARK Next Generation
Internet ETF |
| ||||||||||||||||||
| | |
Year Ended July 31, 2022 |
| |
Year Ended July 31, 2021 |
| |
Year Ended July 31, 2022 |
| |
Year Ended July 31, 2021 |
| ||||||||||||
OPERATIONS: | | | | | | | | | | | | | | | | | | | | | | | | | |
Net investment loss |
| | | $ | (109,181,494) | | | | | $ | (112,129,063) | | | | | $ | (25,356,907) | | | | | $ | (35,094,816) | | |
Net realized gain (loss)
on investments and foreign currency transactions |
| | | | (11,169,618) | | | | | | 4,139,590,008 | | | | | | (105,372,724) | | | | | | 1,184,280,101 | | |
Net change in unrealized
depreciation on investments and foreign currency translations |
| | | | (12,780,484,623) | | | | | | (1,127,085,783) | | | | | | (2,600,882,800) | | | | | | (245,805,204) | | |
Net increase (decrease)
in net assets resulting from operations |
| | | | (12,900,835,735) | | | | | | 2,900,375,162 | | | | | | (2,731,612,431) | | | | | | 903,380,081 | | |
DISTRIBUTIONS TO SHAREHOLDERS | | | | | | | | | | | | | | | | | | | | | | | | | |
Distributions from distributable earnings
|
| | | | (133,975,984) | | | | | | (291,314,175) | | | | | | (106,224,276) | | | | | | (68,580,176) | | |
SHAREHOLDER TRANSACTIONS: | | | | | | | | | | | | | | | | | | | | | | | | | |
Proceeds from shares sold |
| | | | 18,069,518,927 | | | | | | 24,078,752,000 | | | | | | 1,093,086,885 | | | | | | 6,018,769,322 | | |
Cost of shares redeemed |
| | | | (18,193,317,043) | | | | | | (10,324,983,217) | | | | | | (2,612,390,915) | | | | | | (2,959,974,254) | | |
Net increase (decrease)
in net assets resulting from shareholder transactions |
| | | | (123,798,116) | | | | | | 13,753,768,783 | | | | | | (1,519,304,030) | | | | | | 3,058,795,068 | | |
Increase (decrease) in net assets |
| | | | (13,158,609,835) | | | | | | 16,362,829,770 | | | | | | (4,357,140,737) | | | | | | 3,893,594,973 | | |
NET ASSETS: | | | | | | | | | | | | | | | | | | | | | | | | | |
Beginning of year |
| | | | 22,495,428,854 | | | | | | 6,132,599,084 | | | | | | 5,813,639,916 | | | | | | 1,920,044,943 | | |
End of year |
| | | $ | 9,336,819,019 | | | | | $ | 22,495,428,854 | | | | | $ | 1,456,499,179 | | | | | $ | 5,813,639,916 | | |
CHANGES IN SHARES OUTSTANDING: | | | | | | | | | | | | | | | | | | | | | | | | | |
Shares outstanding, beginning of year
|
| | | | 187,600,000 | | | | | | 76,300,000 | | | | | | 39,450,000 | | | | | | 19,300,000 | | |
Shares sold |
| | | | 268,700,000 | | | | | | 198,750,000 | | | | | | 11,850,000 | | | | | | 41,000,000 | | |
Shares redeemed |
| | | | (249,450,000) | | | | | | (87,450,000) | | | | | | (24,600,000) | | | | | | (20,850,000) | | |
Shares outstanding, end of year |
| | | | 206,850,000 | | | | | | 187,600,000 | | | | | | 26,700,000 | | | | | | 39,450,000 | | |
| | |
ARK Fintech
Innovation ETF |
| |
ARK Space Exploration & Innovation ETF |
| ||||||||||||||||||
| | |
Year Ended July 31, 2022 |
| |
Year Ended July 31, 2021 |
| |
Year Ended July 31, 2022 |
| |
March 30, 2021(1) to July 31, 2021 |
| ||||||||||||
OPERATIONS: | | | | | | | | | | | | | | | | | | | | | | | | | |
Net investment loss |
| | | $ | (13,605,400) | | | | | $ | (15,112,557) | | | | | $ | (815,274) | | | | | $ | (527,856) | | |
Net realized gain (loss)
on investments and foreign currency transactions |
| | | | (403,587,918) | | | | | | 50,001,871 | | | | | | (8,554,029) | | | | | | (15,013,887) | | |
Net change in unrealized
appreciation (depreciation) on investments and foreign currency
translations |
| | | | (1,364,491,482) | | | | | | (57,496,048) | | | | | | (124,793,118) | | | | | | 4,575,517 | | |
Net decrease in net assets resulting from
operations |
| | | | (1,781,684,800) | | | | | | (22,606,734) | | | | | | (134,162,421) | | | | | | (10,966,226) | | |
DISTRIBUTIONS TO SHAREHOLDERS | | | | | | | | | | | | | | | | | | | | | | | | | |
Distributions from distributable earnings
|
| | | | — | | | | | | (7,191,728) | | | | | | — | | | | | | — | | |
SHAREHOLDER TRANSACTIONS: | | | | | | | | | | | | | | | | | | | | | | | | | |
Proceeds from shares sold |
| | | | 254,740,340 | | | | | | 4,293,672,073 | | | | | | 5,118,747 | | | | | | 692,463,575 | | |
Cost of shares redeemed |
| | | | (1,146,893,053) | | | | | | (1,000,941,520) | | | | | | (158,973,813) | | | | | | (73,944,045) | | |
Net increase (decrease)
in net assets resulting from shareholder transactions |
| | | | (892,152,713) | | | | | | 3,292,730,553 | | | | | | (153,855,066) | | | | | | 618,519,530 | | |
Increase (decrease) in net assets |
| | | | (2,673,837,513) | | | | | | 3,262,932,091 | | | | | | (288,017,487) | | | | | | 607,553,304 | | |
NET ASSETS: | | | | | | | | | | | | | | | | | | | | | | | | | |
Beginning of period |
| | | | 3,610,269,060 | | | | | | 347,336,969 | | | | | | 607,553,304 | | | | | | — | | |
End of period |
| | | $ | 936,431,547 | | | | | $ | 3,610,269,060 | | | | | $ | 319,535,817 | | | | | $ | 607,553,304 | | |
CHANGES IN SHARES OUTSTANDING: | | | | | | | | | | | | | | | | | | | | | | | | | |
Shares outstanding, beginning of period
|
| | | | 71,250,001 | | | | | | 9,600,001 | | | | | | 29,850,001 | | | | | | — | | |
Shares sold |
| | | | 9,850,000 | | | | | | 81,600,000 | | | | | | 300,000 | | | | | | 33,500,001 | | |
Shares redeemed |
| | | | (28,800,000) | | | | | | (19,950,000) | | | | | | (8,750,000) | | | | | | (3,650,000) | | |
Shares outstanding, end of period |
| | | | 52,300,001 | | | | | | 71,250,001 | | | | | | 21,400,001 | | | | | | 29,850,001 | | |
| | |
The 3D Printing ETF
|
| |
The ARK Israel Innovative Technology ETF |
| ||||||||||||||||||
| | |
Year Ended July 31, 2022 |
| |
Year Ended July 31, 2021 |
| |
Year Ended July 31, 2022 |
| |
Year Ended July 31, 2021 |
| ||||||||||||
OPERATIONS: | | | | | | | | | | | | | | | | | | | | | | | | | |
Net investment income (loss) |
| | | $ | (530,350) | | | | | $ | 15,921 | | | | | $ | (294,900) | | | | | $ | 287,036 | | |
Net realized gain (loss)
on investments and foreign currency transactions |
| | | | (103,341,583) | | | | | | 37,422,039 | | | | | | (56,749,557) | | | | | | (5,519,914) | | |
Net change in unrealized
depreciation on investments and foreign currency translations |
| | | | (60,510,303) | | | | | | (65,606,758) | | | | | | (18,576,396) | | | | | | (28,479,379) | | |
Net decrease in net assets resulting from
operations |
| | | | (164,382,236) | | | | | | (28,168,798) | | | | | | (75,620,853) | | | | | | (33,712,257) | | |
DISTRIBUTIONS TO SHAREHOLDERS | | | | | | | | | | | | | | | | | | | | | | | | | |
Distributions from distributable earnings
|
| | | | (6,527) | | | | | | — | | | | | | (731,187) | | | | | | — | | |
SHAREHOLDER TRANSACTIONS: | | | | | | | | | | | | | | | | | | | | | | | | | |
Proceeds from shares sold |
| | | | — | | | | | | 660,321,260 | | | | | | 4,381,509 | | | | | | 347,145,781 | | |
Cost of shares redeemed |
| | | | (141,564,471) | | | | | | (157,866,003) | | | | | | (93,611,726) | | | | | | (77,840,654) | | |
Net increase (decrease)
in net assets resulting from shareholder transactions |
| | | | (141,564,471) | | | | | | 502,455,257 | | | | | | (89,230,217) | | | | | | 269,305,127 | | |
Increase (decrease) in net assets |
| | | | (305,953,234) | | | | | | 474,286,459 | | | | | | (165,582,257) | | | | | | 235,592,870 | | |
NET ASSETS: | | | | | | | | | | | | | | | | | | | | | | | | | |
Beginning of year |
| | | | 515,503,526 | | | | | | 41,217,067 | | | | | | 283,716,346 | | | | | | 48,123,476 | | |
End of year |
| | | $ | 209,550,292 | | | | | $ | 515,503,526 | | | | | $ | 118,134,089 | | | | | $ | 283,716,346 | | |
CHANGES IN SHARES OUTSTANDING: | | | | | | | | | | | | | | | | | | | | | | | | | |
Shares outstanding, beginning of year
|
| | | | 13,550,001 | | | | | | 1,850,001 | | | | | | 9,375,001 | | | | | | 1,925,001 | | |
Shares sold |
| | | | — | | | | | | 15,800,000 | | | | | | 200,000 | | | | | | 10,100,000 | | |
Shares redeemed |
| | | | (4,500,000) | | | | | | (4,100,000) | | | | | | (3,475,000) | | | | | | (2,650,000) | | |
Shares outstanding, end of year |
| | | | 9,050,001 | | | | | | 13,550,001 | | | | | | 6,100,001 | | | | | | 9,375,001 | | |
| | |
Year Ended July 31, 2022 |
| |
Year Ended July 31, 2021 |
| |
Year Ended July 31, 2020 |
| |
Year Ended July 31, 2019 |
| |
Year Ended July 31, 2018 |
| |||||||||||||||
Per Share Data: | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Net asset value, beginning of year |
| | | $ | 84.40 | | | | | $ | 53.70 | | | | | $ | 34.50 | | | | | $ | 29.36 | | | | | $ | 22.24 | | |
Net investment loss(1)
|
| | | | (0.35) | | | | | | (0.24) | | | | | | (0.28) | | | | | | (0.19) | | | | | | (0.18) | | |
Net realized and unrealized gain (loss) on
investments |
| | | | (47.00) | | | | | | 31.73 | | | | | | 20.53 | | | | | | 5.80 | | | | | | 7.63 | | |
Total gain (loss) from investment operations
|
| | | | (47.35) | | | | | | 31.49 | | | | | | 20.25 | | | | | | 5.61 | | | | | | 7.45 | | |
Distributions to shareholders: | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Net realized gains |
| | | | (0.38) | | | | | | (0.79) | | | | | | (1.05) | | | | | | (0.47) | | | | | | (0.33) | | |
Total distributions |
| | | | (0.38) | | | | | | (0.79) | | | | | | (1.05) | | | | | | (0.47) | | | | | | (0.33) | | |
Net asset value, end of year |
| | | $ | 36.67 | | | | | $ | 84.40 | | | | | $ | 53.70 | | | | | $ | 34.50 | | | | | $ | 29.36 | | |
Market value, end of year |
| | | $ | 36.61 | | | | | $ | 84.35 | | | | | $ | 53.70 | | | | | $ | 34.58 | | | | | $ | 29.40 | | |
Total Return at Net Asset Value(2) |
| | | | (56.27)% | | | | | | 58.48% | | | | | | 60.41% | | | | | | 19.87% | | | | | | 33.80% | | |
Total Return at Market Value(2) |
| | | | (56.32)% | | | | | | 58.39% | | | | | | 60.05% | | | | | | 20.00% | | | | | | 33.66% | | |
Ratios/Supplemental Data: | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Net assets, end of year (000’s omitted)
|
| | | $ | 2,780,026 | | | | | $ | 8,588,014 | | | | | $ | 1,589,856 | | | | | $ | 465,966 | | | | | $ | 232,115 | | |
Ratio to average net assets of: |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Expenses |
| | | | 0.75% | | | | | | 0.75% | | | | | | 0.75% | | | | | | 0.75% | | | | | | 0.75% | | |
Net investment loss |
| | | | (0.62)% | | | | | | (0.28)% | | | | | | (0.73)% | | | | | | (0.63)% | | | | | | (0.64)% | | |
Portfolio turnover rate(3) |
| | | | 51% | | | | | | 45% | | | | | | 50% | | | | | | 64% | | | | | | 80% | | |
| | |
Year Ended July 31, 2022 |
| |
Year Ended July 31, 2021 |
| |
Year Ended July 31, 2020 |
| |
Year Ended July 31, 2019 |
| |
Year Ended July 31, 2018 |
| |||||||||||||||
Per Share Data: | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Net asset value, beginning of year |
| | | $ | 81.12 | | | | | $ | 52.69 | | | | | $ | 33.05 | | | | | $ | 34.93 | | | | | $ | 29.59 | | |
Net investment loss(1)
|
| | | | (0.30) | | | | | | (0.33) | | | | | | (0.13) | | | | | | (0.13) | | | | | | (0.05) | | |
Net realized and unrealized gain (loss) on
investments |
| | | | (24.10) | | | | | | 29.42 | | | | | | 19.77 | | | | | | (0.91) | | | | | | 5.89 | | |
Total gain (loss) from investment operations
|
| | | | (24.40) | | | | | | 29.09 | | | | | | 19.64 | | | | | | (1.04) | | | | | | 5.84 | | |
Distributions to shareholders: | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Net investment income |
| | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | (0.02) | | |
Net realized gains |
| | | | (0.61) | | | | | | (0.66) | | | | | | — | | | | | | (0.84) | | | | | | (0.48) | | |
Total distributions |
| | | | (0.61) | | | | | | (0.66) | | | | | | — | | | | | | (0.84) | | | | | | (0.50) | | |
Net asset value, end of year |
| | | $ | 56.11 | | | | | $ | 81.12 | | | | | $ | 52.69 | | | | | $ | 33.05 | | | | | $ | 34.93 | | |
Market value, end of year |
| | | $ | 56.07 | | | | | $ | 81.18 | | | | | $ | 52.78 | | | | | $ | 33.06 | | | | | $ | 35.01 | | |
Total Return at Net Asset Value(2) |
| | | | (30.27)% | | | | | | 55.31% | | | | | | 59.43% | | | | | | (2.66)% | | | | | | 19.86% | | |
Total Return at Market Value(2) |
| | | | (30.38)% | | | | | | 55.17% | | | | | | 59.65% | | | | | | (2.84)% | | | | | | 19.98% | | |
Ratios/Supplemental Data: | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Net assets, end of year (000’s omitted)
|
| | | $ | 1,211,939 | | | | | $ | 2,806,640 | | | | | $ | 447,887 | | | | | $ | 166,897 | | | | | $ | 155,448 | | |
Ratio to average net assets of: |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Expenses |
| | | | 0.75% | | | | | | 0.75% | | | | | | 0.75% | | | | | | 0.75% | | | | | | 0.75% | | |
Net investment loss |
| | | | (0.42)% | | | | | | (0.41)% | | | | | | (0.34)% | | | | | | (0.39)% | | | | | | (0.15)% | | |
Portfolio turnover rate(3) |
| | | | 54% | | | | | | 86% | | | | | | 71% | | | | | | 54% | | | | | | 57% | | |
| | |
Year Ended July 31, 2022 |
| |
Year Ended July 31, 2021 |
| |
Year Ended July 31, 2020 |
| |
Year Ended July 31, 2019 |
| |
Year Ended July 31, 2018 |
| |||||||||||||||
Per Share Data: | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Net asset value, beginning of year |
| | | $ | 119.91 | | | | | $ | 80.37 | | | | | $ | 48.36 | | | | | $ | 44.51 | | | | | $ | 29.59 | | |
Net investment loss(1)
|
| | | | (0.60) | | | | | | (0.75) | | | | | | (0.38) | | | | | | (0.30) | | | | | | (0.13) | | |
Net realized and unrealized gain (loss) on
investments |
| | | | (73.39) | | | | | | 42.33 | | | | | | 32.58 | | | | | | 5.32 | | | | | | 15.54(2) | | |
Total gain (loss) from investment operations
|
| | | | (73.99) | | | | | | 41.58 | | | | | | 32.20 | | | | | | 5.02 | | | | | | 15.41 | | |
Distributions to shareholders: | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Net investment income |
| | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | (0.09) | | |
Net realized gains |
| | | | (0.78) | | | | | | (2.04) | | | | | | (0.19) | | | | | | (1.17) | | | | | | (0.40) | | |
Total distributions |
| | | | (0.78) | | | | | | (2.04) | | | | | | (0.19) | | | | | | (1.17) | | | | | | (0.49) | | |
Net asset value, end of year |
| | | $ | 45.14 | | | | | $ | 119.91 | | | | | $ | 80.37 | | | | | $ | 48.36 | | | | | $ | 44.51 | | |
Market value, end of year |
| | | $ | 45.13 | | | | | $ | 120.00 | | | | | $ | 80.37 | | | | | $ | 48.46 | | | | | $ | 44.55 | | |
Total Return at Net Asset Value(3) |
| | | | (62.04)% | | | | | | 51.65% | | | | | | 66.82% | | | | | | 12.14% | | | | | | 52.38%(2) | | |
Total Return at Market Value(3) |
| | | | (62.08)% | | | | | | 51.76% | | | | | | 66.47% | | | | | | 12.27% | | | | | | 52.38%(2) | | |
Ratios/Supplemental Data: | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Net assets, end of year (000’s omitted)
|
| | | $ | 9,336,819 | | | | | $ | 22,495,429 | | | | | $ | 6,132,599 | | | | | $ | 1,731,253 | | | | | $ | 1,170,588 | | |
Ratio to average net assets of: |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Expenses |
| | | | 0.75% | | | | | | 0.75% | | | | | | 0.75% | | | | | | 0.75% | | | | | | 0.75% | | |
Net investment loss |
| | | | (0.75)% | | | | | | (0.63)% | | | | | | (0.70)% | | | | | | (0.67)% | | | | | | (0.33)% | | |
Portfolio turnover rate(4) |
| | | | 55% | | | | | | 71% | | | | | | 80% | | | | | | 80% | | | | | | 89% | | |
| | |
Year Ended July 31, 2022 |
| |
Year Ended July 31, 2021 |
| |
Year Ended July 31, 2020 |
| |
Year Ended July 31, 2019 |
| |
Year Ended July 31, 2018 |
| |||||||||||||||
Per Share Data: | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Net asset value, beginning of year |
| | | $ | 147.37 | | | | | $ | 99.48 | | | | | $ | 52.32 | | | | | $ | 55.10 | | | | | $ | 36.82 | | |
Net investment loss(1)
|
| | | | (0.81) | | | | | | (0.98) | | | | | | (0.45) | | | | | | (0.33) | | | | | | (0.09) | | |
Net realized and unrealized gain (loss) on
investments |
| | | | (88.70) | | | | | | 50.76 | | | | | | 47.61 | | | | | | 3.09 | | | | | | 19.32(2) | | |
Total gain (loss) from investment operations
|
| | | | (89.51) | | | | | | 49.78 | | | | | | 47.16 | | | | | | 2.76 | | | | | | 19.23 | | |
Distributions to shareholders: | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Net investment income |
| | | | — | | | | | | — | | | | | | — | | | | | | — | | | | | | (0.13) | | |
Net realized gains |
| | | | (3.31) | | | | | | (1.89) | | | | | | — | | | | | | (5.54) | | | | | | (0.82) | | |
Total distributions |
| | | | (3.31) | | | | | | (1.89) | | | | | | — | | | | | | (5.54) | | | | | | (0.95) | | |
Net asset value, end of year |
| | | $ | 54.55 | | | | | $ | 147.37 | | | | | $ | 99.48 | | | | | $ | 52.32 | | | | | $ | 55.10 | | |
Market value, end of year |
| | | $ | 54.48 | | | | | $ | 147.55 | | | | | $ | 99.49 | | | | | $ | 52.48 | | | | | $ | 55.08 | | |
Total Return at Net Asset Value(3) |
| | | | (61.95)% | | | | | | 50.06% | | | | | | 90.13% | | | | | | 7.49% | | | | | | 52.71%(2) | | |
Total Return at Market Value(3) |
| | | | (62.04)% | | | | | | 50.24% | | | | | | 89.58% | | | | | | 7.80% | | | | | | 52.53%(2) | | |
Ratios/Supplemental Data: | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Net assets, end of year (000’s omitted)
|
| | | $ | 1,456,499 | | | | | $ | 5,813,640 | | | | | $ | 1,920,045 | | | | | $ | 431,660 | | | | | $ | 672,276 | | |
Ratio to average net assets of: |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Expenses |
| | | | 0.75% | | | | | | 0.75% | | | | | | 0.75% | | | | | | 0.75% | | | | | | 0.75% | | |
Net investment loss |
| | | | (0.75)% | | | | | | (0.69)% | | | | | | (0.68)% | | | | | | (0.63)% | | | | | | (0.18)% | | |
Portfolio turnover rate(4) |
| | | | 76% | | | | | | 120% | | | | | | 93% | | | | | | 92% | | | | | | 68% | | |
| | |
Year Ended July 31, 2022 |
| |
Year Ended July 31, 2021 |
| |
Year Ended July 31, 2020 |
| |
For the Period February 4, 2019(1) through July 31, 2019 |
| ||||||||||||
Per Share Data: | | | | | | | | | | | | | | | | | | | | | | | | | |
Net asset value, beginning of period
|
| | | $ | 50.67 | | | | | $ | 36.18 | | | | | $ | 22.84 | | | | | $ | 20.00 | | |
Net investment loss(2)
|
| | | | (0.24) | | | | | | (0.30) | | | | | | (0.10) | | | | | | (0.03) | | |
Net realized and unrealized gain (loss) on
investments |
| | | | (32.52) | | | | | | 14.97 | | | | | | 13.74 | | | | | | 2.87 | | |
Total gain (loss) from investment operations
|
| | | | (32.76) | | | | | | 14.67 | | | | | | 13.64 | | | | | | 2.84 | | |
Distributions to shareholders: | | | | | | | | | | | | | | | | | | | | | | | | | |
Net realized gains |
| | | | — | | | | | | (0.18) | | | | | | (0.30) | | | | | | — | | |
Total distributions |
| | | | — | | | | | | (0.18) | | | | | | (0.30) | | | | | | — | | |
Net asset value, end of period |
| | | $ | 17.91 | | | | | $ | 50.67 | | | | | $ | 36.18 | | | | | $ | 22.84 | | |
Market value, end of period |
| | | $ | 17.88 | | | | | $ | 50.68 | | | | | $ | 36.26 | | | | | $ | 22.86 | | |
Total Return at Net Asset Value(3) |
| | | | (64.66)% | | | | | | 40.58% | | | | | | 60.36% | | | | | | 14.21% | | |
Total Return at Market Value(3) |
| | | | (64.72)% | | | | | | 40.29% | | | | | | 60.59% | | | | | | 14.30% | | |
Ratios/Supplemental Data: | | | | | | | | | | | | | | | | | | | | | | | | | |
Net assets, end of period (000’s omitted)
|
| | | $ | 936,432 | | | | | $ | 3,610,269 | | | | | $ | 347,337 | | | | | $ | 74,233 | | |
Ratio to average net assets of: |
| | | | | | | | | | | | | | | | | | | | | | | | |
Expenses |
| | | | 0.75% | | | | | | 0.75% | | | | | | 0.75% | | | | | | 0.75%(4) | | |
Net investment loss |
| | | | (0.65)% | | | | | | (0.60)% | | | | | | (0.40)% | | | | | | (0.24)%(4) | | |
Portfolio turnover rate(5) |
| | | | 75% | | | | | | 78% | | | | | | 55% | | | | | | 22% | | |
| | |
Year Ended July 31, 2022 |
| |
For the Period March 30, 2021(1) through July 31, 2021 |
| ||||||
Per Share Data: | | | | | | | | | | | | | |
Net asset value, beginning of period
|
| | | $ | 20.35 | | | | | $ | 20.00 | | |
Net investment loss(2)
|
| | | | (0.03) | | | | | | (0.02) | | |
Net realized and unrealized gain (loss) on
investments |
| | | | (5.39) | | | | | | 0.37 | | |
Total gain (loss) from investment operations
|
| | | | (5.42) | | | | | | 0.35 | | |
Total distributions |
| | | | — | | | | | | — | | |
Net asset value, end of period |
| | | $ | 14.93 | | | | | $ | 20.35 | | |
Market value, end of period |
| | | $ | 14.93 | | | | | $ | 20.34 | | |
Total Return at Net Asset Value(3) |
| | | | (26.64)% | | | | | | 1.77% | | |
Total Return at Market Value(3) |
| | | | (26.60)% | | | | | | 1.70% | | |
Ratios/Supplemental Data: | | | | | | | | | | | | | |
Net assets, end of period (000’s omitted)
|
| | | $ | 319,536 | | | | | $ | 607,553 | | |
Ratio to average net assets of: |
| | | | | | | | | | | | |
Expenses, prior to expense waivers and
reimbursements |
| | | | 0.75% | | | | | | 0.75%(4) | | |
Expenses, net of expense waivers and
reimbursements |
| | | | 0.70% | | | | | | 0.71%(4) | | |
Net investment loss |
| | | | (0.18)% | | | | | | (0.26)%(4) | | |
Portfolio turnover rate(5) |
| | | | 41% | | | | | | 46% | | |
| | |
Year Ended July 31, 2022 |
| |
Year Ended July 31, 2021 |
| |
Year Ended July 31, 2020 |
| |
Year Ended July 31, 2019 |
| |
Year Ended July 31, 2018 |
| |||||||||||||||
Per Share Data: | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Net asset value, beginning of year |
| | | $ | 38.04 | | | | | $ | 22.28 | | | | | $ | 22.04 | | | | | $ | 24.22 | | | | | $ | 25.52 | | |
Net investment loss(1)
|
| | | | (0.05) | | | | | | 0.00(2) | | | | | | (0.00)(2) | | | | | | (0.01) | | | | | | (0.04) | | |
Net realized and unrealized gain (loss) on
investments |
| | | | (14.84) | | | | | | 15.76 | | | | | | 0.25 | | | | | | (2.01) | | | | | | (0.73) | | |
Total gain (loss) from investment operations
|
| | | | (14.89) | | | | | | 15.76 | | | | | | 0.25 | | | | | | (2.02) | | | | | | (0.77) | | |
Distributions to shareholders: | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Net investment income |
| | | | (0.00)(2) | | | | | | — | | | | | | (0.01) | | | | | | — | | | | | | — | | |
Net realized gains |
| | | | — | | | | | | — | | | | | | — | | | | | | (0.16) | | | | | | (0.53) | | |
Total distributions |
| | | | (0.00) | | | | | | — | | | | | | (0.01) | | | | | | (0.16) | | | | | | (0.53) | | |
Net asset value, end of year |
| | | $ | 23.15 | | | | | $ | 38.04 | | | | | $ | 22.28 | | | | | $ | 22.04 | | | | | $ | 24.22 | | |
Market value, end of year |
| | | $ | 23.16 | | | | | $ | 38.00 | | | | | $ | 22.16 | | | | | $ | 22.25 | | | | | $ | 24.32 | | |
Total Return at Net Asset Value(3) |
| | | | (39.14)% | | | | | | 70.76% | | | | | | 1.15% | | | | | | (8.25)% | | | | | | (3.05)% | | |
Total Return at Market Value(3) |
| | | | (39.05)% | | | | | | 71.48% | | | | | | (0.34)% | | | | | | (7.76)% | | | | | | (2.64)% | | |
Ratios/Supplemental Data: | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Net assets, end of year (000’s omitted)
|
| | | $ | 209,550 | | | | | $ | 515,504 | | | | | $ | 41,217 | | | | | $ | 39,672 | | | | | $ | 47,220 | | |
Ratio to average net assets of: |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Expenses |
| | | | 0.66% | | | | | | 0.66% | | | | | | 0.66% | | | | | | 0.66% | | | | | | 0.66% | | |
Net investment loss |
| | | | (0.15)% | | | | | | 0.00%(4) | | | | | | 0.00%(4) | | | | | | (0.04)% | | | | | | (0.17)% | | |
Portfolio turnover rate(5) |
| | | | 37% | | | | | | 59% | | | | | | 37% | | | | | | 51% | | | | | | 53% | | |
| | |
Year Ended July 31, 2022 |
| |
Year Ended July 31, 2021 |
| |
Year Ended July 31, 2020 |
| |
Year Ended July 31, 2019 |
| |
For the Period December 5, 2017(1) through July 31, 2018 |
| |||||||||||||||
Per Share Data: | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Net asset value, beginning of period
|
| | | $ | 30.26 | | | | | $ | 25.00 | | | | | $ | 20.54 | | | | | $ | 20.85 | | | | | $ | 20.00 | | |
Net investment income (loss)(2)
|
| | | | (0.04) | | | | | | 0.05 | | | | | | (0.03) | | | | | | 0.08 | | | | | | (0.00)(3) | | |
Net realized and
unrealized gain (loss) on investments |
| | | | (10.75) | | | | | | 5.21 | | | | | | 4.97 | | | | | | 0.18 | | | | | | 0.85 | | |
Total gain (loss) from
investment operations |
| | | | (10.79) | | | | | | 5.26 | | | | | | 4.94 | | | | | | 0.26 | | | | | | 0.85 | | |
Distributions to shareholders: | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Net investment income |
| | | | (0.10) | | | | | | — | | | | | | (0.48) | | | | | | (0.57) | | | | | | — | | |
Total distributions |
| | | | (0.10) | | | | | | — | | | | | | (0.48) | | | | | | (0.57) | | | | | | — | | |
Net asset value, end of period |
| | | $ | 19.37 | | | | | $ | 30.26 | | | | | $ | 25.00 | | | | | $ | 20.54 | | | | | $ | 20.85 | | |
Market value, end of period |
| | | $ | 19.36 | | | | | $ | 30.15 | | | | | $ | 24.74 | | | | | $ | 20.64 | | | | | $ | 21.04 | | |
Total Return at Net Asset Value(4) |
| | | | (35.79)% | | | | | | 21.06% | | | | | | 24.31% | | | | | | 1.57% | | | | | | 4.27% | | |
Total Return at Market Value(4) |
| | | | (35.57)% | | | | | | 21.87% | | | | | | 22.41% | | | | | | 1.20% | | | | | | 5.20% | | |
Ratios/Supplemental Data: | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Net assets, end of period (000’s omitted)
|
| | | $ | 118,134 | | | | | $ | 283,716 | | | | | $ | 48,123 | | | | | $ | 19,512 | | | | | $ | 21,896 | | |
Ratio to average net assets of: |
| | | | | | | | | | | | | | | | | | | | | | | | | | | | | | |
Expenses |
| | | | 0.49% | | | | | | 0.49% | | | | | | 0.49% | | | | | | 0.49% | | | | | | 0.49%(5) | | |
Net investment income (loss) |
| | | | (0.15)% | | | | | | 0.15% | | | | | | (0.14)% | | | | | | 0.37% | | | | | | (0.03)%(5) | | |
Portfolio turnover rate(6) |
| | | | 58% | | | | | | 88% | | | | | | 86% | | | | | | 57% | | | | | | 40% | | |
Fund |
| |
Purchases |
| |
Sales |
| ||||||
ARK Genomic Revolution ETF | | | | $ | 2,486,135,657 | | | | | $ | 2,485,900,438 | | |
ARK Autonomous Technology & Robotics ETF | | | | | 1,070,823,703 | | | | | | 1,040,309,936 | | |
ARK Innovation ETF | | | | | 8,332,286,798 | | | | | | 8,197,924,262 | | |
ARK Next Generation Internet ETF | | | | | 2,596,189,851 | | | | | | 2,717,484,250 | | |
ARK Fintech Innovation ETF | | | | | 1,591,986,899 | | | | | | 1,603,145,338 | | |
ARK Space Exploration & Innovation ETF | | | | | 182,535,187 | | | | | | 191,346,282 | | |
The 3D Printing ETF | | | | | 130,028,347 | | | | | | 135,467,143 | | |
The ARK Israel Innovative Technology ETF | | | | | 112,959,571 | | | | | | 118,743,341 | | |
| | |
In-Kind |
| |||||||||
Fund |
| |
Subscriptions
|
| |
Redemptions |
| ||||||
ARK Genomic Revolution ETF | | | | $ | 2,481,719,510 | | | | | $ | 4,136,940,630 | | |
ARK Autonomous Technology & Robotics ETF | | | | | 32,817,941 | | | | | | 964,009,230 | | |
ARK Innovation ETF | | | | | 17,700,507,147 | | | | | | 18,167,037,086 | | |
ARK Next Generation Internet ETF | | | | | 1,083,960,167 | | | | | | 2,608,546,796 | | |
ARK Fintech Innovation ETF | | | | | 245,457,604 | | | �� | | | 1,136,425,900 | | |
ARK Space Exploration & Innovation ETF | | | | | 4,331,610 | | | | | | 148,780,074 | | |
The 3D Printing ETF | | | | | — | | | | | | 136,597,367 | | |
The ARK Israel Innovative Technology ETF | | | | | 4,350,524 | | | | | | 87,968,363 | | |
Fund |
| |
Cost |
| |
Gross Unrealized Appreciation |
| |
Gross Unrealized Depreciation |
| |
Net
Unrealized Appreciation (Depreciation) |
| ||||||||||||
ARK Genomic Revolution ETF | | | | $ | 7,124,859,398 | | | | | $ | 22,754,308 | | | | | $ | (4,363,980,837) | | | | | $ | (4,341,226,529) | | |
ARK Autonomous Technology & Robotics ETF | | | | | 1,949,785,642 | | | | | | 76,227,294 | | | | | | (813,676,791) | | | | | | (737,449,497) | | |
ARK Innovation ETF | | | | | 21,904,169,165 | | | | | | 112,009,979 | | | | | | (12,676,370,218) | | | | | | (12,564,360,239) | | |
ARK Next Generation Internet ETF | | | | | 3,850,218,530 | | | | | | 43,186,923 | | | | | | (2,436,003,529) | | | | | | (2,392,816,606) | | |
ARK Fintech Innovation ETF | | | | | 2,311,308,820 | | | | | | 9,055,893 | | | | | | (1,381,906,658) | | | | | | (1,372,850,765) | | |
ARK Space Exploration & Innovation ETF | | | | | 446,389,764 | | | | | | 5,047,101 | | | | | | (131,847,957) | | | | | | (126,800,856) | | |
The 3D Printing ETF | | | | | 333,848,436 | | | | | | 2,708,935 | | | | | | (127,024,055) | | | | | | (124,315,120) | | |
The ARK Israel Innovative Technology ETF | | | | | 161,897,822 | | | | | | 6,209,639 | | | | | | (50,582,132) | | | | | | (44,372,493) | | |
Fund |
| |
Undistributed Income |
| |
Undistributed Long-term Capital Gains |
| |
Accumulated Capital Gains/(Losses) |
| |
Net
Unrealized Appreciation (Depreciation) |
| |
Total Earnings (Losses) |
| |||||||||||||||
ARK Genomic Revolution ETF | | | | $ | — | | | | | $ | — | | | | | $ | (476,759,498) | | | | | $ | (4,341,226,529) | | | | | $ | (4,817,986,027) | | |
ARK Autonomous Technology & Robotics
ETF |
| | | | (32,091,568) | | | | | | — | | | | | | — | | | | | | (737,449,497) | | | | | | (769,541,065) | | |
ARK Innovation ETF | | | | | — | | | | | | — | | | | | | (1,487,260,103) | | | | | | (12,564,360,239) | | | | | | (14,051,620,342) | | |
ARK Next Generation Internet ETF | | | | | (426,218,134) | | | | | | — | | | | | | — | | | | | | (2,392,816,606) | | | | | | (2,819,034,740) | | |
ARK Fintech Innovation ETF | | | | | — | | | | | | — | | | | | | (690,049,837) | | | | | | (1,372,876,525) | | | | | | (2,062,926,362) | | |
ARK Space Exploration & Innovation ETF | | | | | — | | | | | | — | | | | | | (21,709,676) | | | | | | (126,813,527) | | | | | | (148,523,203) | | |
The 3D Printing ETF | | | | | — | | | | | | — | | | | | | (113,077,053) | | | | | | (124,327,861) | | | | | | (237,404,914) | | |
The ARK Israel Innovative Technology ETF | | | | | (900,158) | | | | | | — | | | | | | (78,844,112) | | | | | | (44,372,608) | | | | | | (124,116,878) | | |
Fund |
| |
Accumulated Earnings |
| |
Paid-in Capital
|
| ||||||
ARK Genomic Revolution ETF | | | | $ | 34,926,455 | | | | | $ | (34,926,455) | | |
ARK Autonomous Technology & Robotics ETF | | | | | (78,040,733) | | | | | | 78,040,733 | | |
ARK Innovation ETF | | | | | (1,755,435,406) | | | | | | 1,755,435,406 | | |
ARK Next Generation Internet ETF | | | | | (230,455,091) | | | | | | 230,455,091 | | |
ARK Fintech Innovation ETF | | | | | (52,834,075) | | | | | | 52,834,075 | | |
ARK Space Exploration & Innovation ETF | | | | | (2,103,798) | | | | | | 2,103,798 | | |
The 3D Printing ETF | | | | | 8,541,798 | | | | | | (8,541,798) | | |
The ARK Israel Innovative Technology ETF | | | | | (3,182,486) | | | | | | 3,182,486 | | |
| | |
Period Ended
July 31, 2022 |
| |
Period Ended
July 31, 2021 |
| ||||||||||||||||||
Fund |
| |
Ordinary Income* |
| |
Long-Term Capital Gain |
| |
Ordinary Income* |
| |
Long-Term Capital Gain |
| ||||||||||||
ARK Genomic Revolution ETF | | | | $ | 32,103,552 | | | | | $ | — | | | | | $ | 39,550,514 | | | | | $ | 22,834,200 | | |
ARK Autonomous Technology & Robotics ETF | | | | | 8,785,214 | | | | | | 8,442,535 | | | | | | 6,569,669 | | | | | | 7,864,531 | | |
ARK Innovation ETF | | | | | 87,374,812 | | | | | | 46,601,172 | | | | | | 231,952,950 | | | | | | 59,361,225 | | |
ARK Next Generation Internet ETF | | | | | 6,287,889 | | | | | | 99,936,387 | | | | | | 68,580,176 | | | | | | — | | |
ARK Fintech Innovation ETF | | | | | — | | | | | | — | | | | | | 7,119,392 | | | | | | 72,336 | | |
ARK Space Exploration & Innovation ETF | | | | | — | | | | | | — | | | | | | — | | | | | | — | | |
The 3D Printing ETF | | | | | 6,527 | | | | | | — | | | | | | — | | | | | | — | | |
The ARK Israel Innovative Technology ETF | | | | | 731,187 | | | | | | — | | | | | | — | | | | | | — | | |
Fund |
| |
Late Year Ordinary Deferral |
| |
Capital Post-October Loss |
| ||||||
ARK Autonomous Technology & Robotics ETF | | | | $ | — | | | | | $ | (32,091,568) | | |
ARK Next Generation Internet ETF | | | | | (8,978,617) | | | | | | (417,239,517) | | |
The ARK Israel Innovative Technology ETF | | | | | (900,158) | | | | | | — | | |
| | |
Short-Term |
| |
Long-Term |
| |
Total Amount
|
| |||||||||
ARK Genomic Revolution ETF | | | | $ | 239,669,771 | | | | | $ | 237,089,727 | | | | | $ | 476,759,498 | | |
ARK Autonomous Technology & Robotics ETF | | | | | — | | | | | | — | | | | | | — | | |
ARK Innovation ETF | | | | | 948,020,853 | | | | | | 539,239,250 | | | | | | 1,487,260,103 | | |
ARK Next Generation Internet ETF | | | | | — | | | | | | — | | | | | | — | | |
ARK Fintech Innovation ETF | | | | | 541,948,870 | | | | | | 148,100,967 | | | | | | 690,049,837 | | |
ARK Space Exploration & Innovation ETF | | | | | 16,436,434 | | | | | | 5,273,242 | | | | | | 21,709,676 | | |
The 3D Printing ETF | | | | | 86,427,247 | | | | | | 26,649,806 | | | | | | 113,077,053 | | |
The ARK Israel Innovative Technology ETF | | | | | 52,369,545 | | | | | | 26,474,567 | | | | | | 78,844,112 | | |
Funds
comprising the ARK ETF Trust |
| |
Statement of changes in net assets |
| |
Financial highlights
|
|
ARK
Genomic Revolution ETF ARK Autonomous Technology & Robotics ETF ARK Innovation ETF ARK Next Generation Internet ETF The 3D Printing ETF |
| | For the year ended July 31, 2021 | | | For each of the four years in the period ended July 31, 2021 | |
ARK Fintech Innovation ETF | | | For the year ended July 31, 2021 | | | For each of the two years in the period ended July 31, 2021 and for the period from February 4, 2019 (commencement of operations) through July 31, 2019 | |
ARK Space Exploration & Innovation ETF | | | For the period from March 30, 2021 (commencement of operations) to July 31, 2021 | | | For the period from March 30, 2021 (commencement of operations) through July 31, 2021 | |
ARK Israel Innovative Technology ETF | | | For the year ended July 31, 2021 | | | For each of the three years in the period ended July 31, 2021 and for the period from December 5, 2017 (commencement of operations) through July 31, 2018 | |
| | |
Qualified Dividend Income* |
| |
Dividends Received Deduction* |
| ||||||
ARK Genomic Revolution ETF | | | | | 24% | | | | | | 5% | | |
ARK Autonomous Technology & Robotics ETF | | | | | 48% | | | | | | 34% | | |
ARK Innovation ETF | | | | | 5% | | | | | | 2% | | |
ARK Next Generation Internet ETF | | | | | 4% | | | | | | 1% | | |
ARK Fintech Innovation ETF | | | | | 0% | | | | | | 0% | | |
ARK Space Exploration & Innovation ETF | | | | | 0% | | | | | | 0% | | |
The 3D Printing ETF | | | | | 0% | | | | | | 0% | | |
The ARK Israel Innovative Technology ETF | | | | | 1% | | | | | | 0% | | |
Name, Address(1)
and Age |
| |
Position(s) Held with the Trust |
| |
Term of Office(2)
and Length of Time Served |
| |
Principal Occupation(s) During Past Five Years |
| |
Other Directorships Held By Trustee During Past Five Years |
|
Scott R. Chichester, 52 | | | Trustee | | |
Since June 30, 2014 |
| |
Chief Financial Officer, Sterling
Consolidated Corp (since 2011); Director and Founder, DirectPay USA LLC
(since 2006) (payroll company); Founder, Madison Park Advisors LLC (since
2011) (public company advisory); Proprietor, Scott R. Chichester CPA
(since 2001) (CPA firm). |
| |
Trustee and audit committee chairman of
Global X ETF fund complex (2008 – 2018); Director of Sterling Consolidated
Corp (since 2011). |
|
Darlene T. DeRemer, 66 | | | Trustee | | |
Since June 30, 2014 |
| |
Managing Partner, Grail Partners LLC
(2005 – 2019). |
| |
Trustee, Member of Investment and
Endowment Committee of Syracuse University (since 2010); Interested
Trustee, American Independence Funds (2015 – 2019); Trustee, Risk X
Investment Funds (2016 – 2020); Director, United Capital Financial
Planners (2008 – 2019); Director, Hillcrest Asset Management (since 2007);
Board Member, Confluence Technologies LLC (2018 – 2021). |
|
Robert G. Zack, 74 | | | Trustee | | |
Since June 30, 2014 |
| |
Adjunct Professor at the University of
Virginia School of Law (since 2014); Counsel, Dechert LLP
(2012 – 2014); Executive Vice President, OppenheimerFunds, Inc. (2004 – 2011); General Counsel, OppenheimerFunds, Inc. (2002 – 2010); Secretary and General Counsel, Oppenheimer Acquisition Corp. (2001 – 2011); Executive Vice President, General Counsel and Director, OFI Trust Co. (2001 – 2011); Vice President and Secretary, Oppenheimer Funds (2002 – 2011). |
| |
Trustee of University of Virginia Law
School Foundation 2011 – 2022. |
|
Name, Address(1)
and Age |
| |
Position(s) Held with the Trust |
| |
Term of Office(2)
and Length of Time Served |
| |
Principal Occupation(s) During Past Five Years |
| |
Other Directorships Held By Trustee During Past Five Years |
|
Catherine D. Wood, 66 |
| |
Chief Executive Officer, Chief Investment
Officer and Trustee |
| |
Since June 7, 2013 |
| |
Managing Member, Founder and Chief
Executive Officer, ARK Investment Management LLC (since 2013); President,
ARK ETF Trust (2014 – 2015); Senior Vice President and Chief Investment
Officer of Thematic Portfolios, AllianceBernstein L.P. (2009 – 2013).
|
| |
Executive Director, Wall Street
Blockchain Alliance (since 2018); Independent Non-Executive Director, Amun
Holdings Ltd (since 2018); Director, NexPoint Advisors: NexPoint
Residential Trust Inc., NexPoint Real Estate Finance Inc. and VineBrook
Homes Trust Inc. (since 2020); Director, MIMIK Technologies Inc. (since
2021); Board Member, Strange Brewing SA (since 2018). |
|
Officer’s Name, Address(1)
and Age |
| |
Position(s) Held with the Trust |
| |
Term of Office(2)
and Length of Time Served |
| |
Principal Occupation(s) During The Past Five Years |
|
Catherine D. Wood, 66 | | | Trustee, Chief Executive Officer and Chief Investment Officer | | | Since 6/30/14 | | | Managing Member, Founder and Chief Executive Officer, ARK Investment Management LLC (since 2013); President, ARK ETF Trust (2014 – 2015). | |
William C. Cox, 56 | | | Treasurer and Chief Financial Officer | | | Since 6/30/14 | | | Principal Financial Officer, Investment Products, ARK Investment Management LLC (since June 2018); Fund Principal Financial Officer, Foreside Financial Group, LLC (2013 – 2018). | |
Kellen Carter, 39 | | | Chief Compliance Officer; Secretary; Chief Legal Officer | | | Since
5/26/16 Since 5/26/16 Since 12/16/16 |
| | Chief Compliance Officer, Associate General Counsel (since April 2016), Interim General Counsel, ARK Investment Management LLC (2016 – 2018), Corporate Counsel, ARK Investment Management LLC (since July 2018); Management Consultant, Wealth and Asset Management Division Ernst & Young LLP (2014 – 2016). | |
Forest Wolfe, 49 | | |
Chief Legal Officer |
| | Since 12/16/22 | | | General Counsel, ARK Investment Management LLC (since August 2021); General Counsel, Angelo, Gordon & Co., L.P. (2012 – 2021). | |
Thomas G. Staudt, 34 | | | President
Vice President |
| | Since
12/16/16 03/27/15 – 12/16/16 |
| | Director of Product Development and Associate Operating Officer (2015 – 2016), Interim Chief Operating Officer, ARK Investment Management LLC (2016 – 2018), Chief Operating Officer, ARK Investment Management LLC (since April 2018); Associate Portfolio Manager, ARK Investment Management LLC (2014 – 2015). | |