Fund Name |
| |
Class I |
| |
Class R5 |
| |
Service
Class
|
| |
Administrative Class |
| |
Class A |
| |
Class R4 |
| |
Class R3 |
|
MassMutual 20/80 Allocation Fund | | | MRCUX | | | MRCSX | | | MRCYX | | | MRCLX | | | MCTAX | | | MRCZX | | | MRCVX | |
MassMutual 40/60 Allocation Fund | | | MRMUX | | | MROSX | | | MRMYX | | | MRMLX | | | MRMAX | | | MRMZX | | | MRMTX | |
MassMutual 60/40 Allocation Fund | | | MROUX | | | MRSSX | | | MROYX | | | MRSLX | | | MOGAX | | | MROZX | | | MROTX | |
MassMutual 80/20 Allocation Fund | | | MRGUX | | | MRRSX | | | MRGYX | | | MRGLX | | | MRRAX | | | MRGZX | | | MRGVX | |
MassMutual RetireSMARTSM
by JPMorgan In Retirement Fund |
| | MDRVX | | | MDRTX | | | MDRSX | | | MDRYX | | | MRDAX | | | MDRZX | | | MDRNX | |
MassMutual RetireSMARTSM
by JPMorgan 2020 Fund |
| | MRTDX | | | MRTBX | | | MRTSX | | | MRTYX | | | MRTAX | | | MRTHX | | | MRTNX | |
MassMutual RetireSMARTSM
by JPMorgan 2025 Fund |
| | MMNUX | | | MMNTX | | | MMISX | | | MMIYX | | | MMSDX | | | MMNZX | | | MMNRX | |
MassMutual RetireSMARTSM
by JPMorgan 2030 Fund |
| | MRYUX | | | MRYTX | | | MRYSX | | | MRYYX | | | MRYAX | | | MRYZX | | | MRYNX | |
MassMutual RetireSMARTSM
by JPMorgan 2035 Fund |
| | MMXUX | | | MMXTX | | | MMXSX | | | MMXYX | | | MMXAX | | | MMXZX | | | MMXNX | |
MassMutual RetireSMARTSM
by JPMorgan 2040 Fund |
| | MRFUX | | | MRFTX | | | MFRSX | | | MRFYX | | | MRFAX | | | MRFZX | | | MFRNX | |
MassMutual RetireSMARTSM
by JPMorgan 2045 Fund |
| | MMKUX | | | MMKTX | | | MMKSX | | | MMKYX | | | MMKAX | | | MMKZX | | | MMKNX | |
MassMutual RetireSMARTSM
by JPMorgan 2050 Fund |
| | MMRUX | | | MMRTX | | | MMTSX | | | MMRYX | | | MMARX | | | MMRZX | | | MMRNX | |
MassMutual RetireSMARTSM
by JPMorgan 2055 Fund |
| | MMWZX | | | MMWUX | | | MMWSX | | | MMWYX | | | MMWAX | | | MMWEX | | | MMWTX | |
MassMutual RetireSMARTSM
by JPMorgan 2060 Fund |
| | MMWIX | | | MMWHX | | | MMWGX | | | MMWFX | | | MMWDX | | | MMWCX | | | MMWBX | |
| | |
Page |
| |||
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| | | | B-55 | | | |
| | | | B-74 | | | |
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| | | | B-84 | | | |
| | | | B-84 | | | |
| | | | B-85 | | | |
| | | | B-86 | | | |
| | | | B-86 | | | |
| | | | B-87 | | | |
| | | | B-97 | | | |
| | | | B-98 | | | |
| | | | B-102 | | | |
| | | | B-106 | | | |
| | | | B-119 | | |
| Allan W. Blair 1295 State Street Springfield, MA 01111‑0001 Year of birth: 1948 Trustee of the Trust since 2003 Trustee of 115 portfolios in fund complex |
| | Trustee of the Trust | |
| Nabil N. El‑Hage 1295 State Street Springfield, MA 01111‑0001 Year of birth: 1958 Trustee of the Trust since 2012 Trustee of 116 portfolios in fund complex |
| | Trustee of the Trust | |
| Maria D. Furman 1295 State Street Springfield, MA 01111‑0001 Year of birth: 1954 Trustee of the Trust since 2012 Trustee of 115 portfolios in fund complex |
| | Trustee of the Trust | |
| R. Alan Hunter, Jr. 1295 State Street Springfield, MA 01111‑0001 Year of birth: 1946 Trustee of the Trust since 2003 Trustee of 115 portfolios in fund complex |
| | Trustee of the Trust | |
| C. Ann Merrifield 1295 State Street Springfield, MA 01111‑0001 Year of birth: 1951 Trustee of the Trust since 2012 Trustee of 115 portfolios in fund complex |
| | Trustee of the Trust | |
| Susan B. Sweeney 1295 State Street Springfield, MA 01111‑0001 Year of birth: 1952 Chairperson of the Trust since 2022 Trustee of the Trust since 2009 Trustee of 118 portfolios in fund complex1 |
| | Chairperson and Trustee of the Trust | |
| Michael R. Fanning2
1295 State Street Springfield, MA 01111‑0001 Year of birth: 1963 Trustee of the Trust since 2021 Trustee of 115 portfolios in fund complex |
| | Trustee of the Trust | |
| Clifford M. Noreen3
1295 State Street Springfield, MA 01111‑0001 Year of birth: 1957 Trustee of the Trust since 2021 Trustee of 117 portfolios in fund complex4 |
| | Trustee of the Trust | |
| Andrea Anastasio 1295 State Street Springfield, MA 01111‑0001 Year of birth: 1974 Officer of the Trust since 2021 Officer of 115 portfolios in fund complex |
| | Vice President | |
| Andrew M. Goldberg 1295 State Street Springfield, MA 01111‑0001 Year of birth: 1966 Officer of the Trust since 2001 Officer of 116 portfolios in fund complex |
| | Vice President, Secretary, and Chief Legal Officer of the Trust | |
| Renee Hitchcock 1295 State Street Springfield, MA 01111‑0001 Year of birth: 1970 Officer of the Trust since 2007 Officer of 116 portfolios in fund complex |
| | Chief Financial Officer and Treasurer of the Trust | |
| Aruna Hobbs 1295 State Street Springfield, MA 01111‑0001 Year of birth: 1960 Officer of the Trust since 2021 Officer of 115 portfolios in fund complex |
| | Vice President | |
| Paul LaPiana 1295 State Street Springfield, MA 01111‑0001 Year of birth: 1969 Officer of the Trust since 2021 Officer of 115 portfolios in fund complex |
| | President of the Trust | |
| Jill Nareau Robert 1295 State Street Springfield, MA 01111‑0001 Year of birth: 1972 Officer of the Trust since 2008 Officer of 116 portfolios in fund complex |
| | Vice President and Assistant Secretary of the Trust | |
| Douglas Steele 1295 State Street Springfield, MA 01111‑0001 Year of birth: 1975 Officer of the Trust since 2016 Officer of 115 portfolios in fund complex |
| | Vice President of the Trust | |
| Philip S. Wellman 1295 State Street Springfield, MA 01111‑0001 Year of birth: 1964 Officer of the Trust since 2007 Officer of 116 portfolios in fund complex |
| | Vice President and Chief Compliance Officer of the Trust | |
Name
of Trustee |
| |
The Dollar Range of Equity Securities Beneficially Owned in the Trust |
| |
Aggregate Dollar Range of Equity
Securities in All Registered Investment Companies Overseen by Trustee in Family of Investment Companies |
|
Independent Trustees | | | | | | | |
Allan W. Blair |
| |
None
|
| |
over
$100,000 |
|
Nabil N. El-Hage |
| |
None
|
| |
None
|
|
Maria D. Furman |
| |
None
|
| |
None
|
|
R.
Alan Hunter, Jr. |
| |
None
|
| |
None
|
|
C.
Ann Merrifield |
| |
None
|
| |
None
|
|
Susan B. Sweeney |
| |
None
|
| |
None
|
|
Interested Trustees | | | | | | | |
Michael R. Fanning |
| |
None
|
| |
None
|
|
Clifford M. Noreen |
| |
None |
| |
None |
|
Name of Trustee |
| |
Aggregate Compensation from the Trust |
| |
Deferred Compensation and Interest Accrued as part of Fund Expenses |
| |
Total Compensation from the Trust and Fund Complex Paid to Trustees |
| |||||||||
Allan W. Blair |
| | | $ | 183,832 | | | | | $ | 0 | | | | | $ | 281,404 | | |
Nabil N. El-Hage |
| | | $ | 188,801 | | | | | $ | 0 | | | | | $ | 288,904 | | |
Michael R. Fanning 1
|
| | | $ | 0 | | | | | $ | 0 | | | | | $ | 0 | | |
Maria D. Furman |
| | | $ | 172,238 | | | | | $ | 0 | | | | | $ | 263,904 | | |
Teresa A. Hassara 2
|
| | | $ | 0 | | | | | $ | 0 | | | | | $ | 0 | | |
R.
Alan Hunter, Jr. |
| | | $ | 231,863 | | | | | $ | 0 | | | | | $ | 353,904 | | |
Robert E. Joyal 3
|
| | | $ | 0 | | | | | $ | 124,655 | | | | | $ | 203,821 | | |
C.
Ann Merrifield |
| | | $ | 172,238 | | | | | $ | 0 | | | | | $ | 263,904 | | |
Clifford M. Noreen 1
|
| | | $ | 0 | | | | | $ | 0 | | | | | $ | 0 | | |
Susan B. Sweeney |
| | | $ | 182,176 | | | | | $ | 0 | | | | | $ | 403,804 | | |
Class |
| |
Name and Address of
Owner |
| |
Percent of
Class |
| |||
Class I |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111 |
| | | | 77.66% | | |
| | |
Reliance Trust Company
FBO
MassMutual RP
P.O.
Box 48529
Atlanta, GA 30362 |
| | | | 11.26% | | |
| | |
Talcott Resolution Life
Insurance Company
1
Griffin Road North
Windsor, CT 06095 |
| | | | 10.36% | | |
Class R5 |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111
|
| | | | 100.00% | | |
Service Class |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111
|
| | | | 99.01% | | |
Administrative Class |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111
|
| | | | 54.66% | | |
| | |
Reliance Trust Company
FBO
MassMutual RP
P.O.
Box 48529
Atlanta, GA 30362 |
| | | | 45.34% | | |
Class A |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111
|
| | | | 84.60% | | |
| | |
Reliance Trust Company
FBO
MassMutual RP
P.O.
Box 48529
Atlanta, GA 30362 |
| | | | 15.40% | | |
Class R4 |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111
|
| | | | 89.80% | | |
| | |
Reliance Trust Company
FBO
MassMutual RP
P.O.
Box 48529
Atlanta, GA 30362 |
| | | | 6.36% | | |
Class |
| |
Name and Address of
Owner |
| |
Percent of
Class |
| |||
Class R3 |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111
|
| | | | 74.38% | | |
| | |
Talcott Resolution Life
Insurance Company
1
Griffin Road North
Windsor, CT 06095 |
| | | | 19.55% | | |
| | |
Reliance Trust Company
FBO
Mutual Omnibus PPL/SMF
1100
Abernathy Road
Atlanta, GA 30328 |
| | | | 6.06% | | |
Class |
| |
Name and Address of
Owner |
| |
Percent of
Class |
| |||
Class I |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111
|
| | | | 83.81% | | |
| | |
Reliance Trust Company
FBO
MassMutual RP
P.O.
Box 48529
Atlanta, GA 30362 |
| | | | 10.13% | | |
| | |
Talcott Resolution Life
Insurance Company
1
Griffin Road North
Windsor, CT 06095 |
| | | | 6.07% | | |
Class R5 |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111
|
| | | | 98.37% | | |
Service Class |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111
|
| | | | 92.99% | | |
| | |
Reliance Trust Company
FBO
MassMutual RP
P.O.
Box 48529
Atlanta, GA 30362 |
| | | | 6.60% | | |
Administrative Class |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111
|
| | | | 83.44% | | |
| | |
Reliance Trust Company
FBO
MassMutual RP
P.O.
Box 48529
Atlanta, GA 30362 |
| | | | 16.56% | | |
Class A |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111
|
| | | | 84.66% | | |
| | |
Reliance Trust Company
FBO
MassMutual RP
P.O.
Box 48529
Atlanta, GA 30362 |
| | | | 15.34% | | |
Class |
| |
Name and Address of
Owner |
| |
Percent of
Class |
| |||
Class R4 |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111
|
| | | | 91.15% | | |
| | |
Talcott Resolution Life
Insurance Company
1
Griffin Road North
Windsor, CT 06095 |
| | | | 7.61% | | |
Class R3 |
| |
Talcott Resolution Life
Insurance Company
1
Griffin Road North
Windsor, CT 06095 |
| | | | 72.10% | | |
| | |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111
|
| | | | 24.87% | | |
Class |
| |
Name and Address of
Owner |
| |
Percent of
Class |
| |||
Class I |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111
|
| | | | 65.30% | | |
| | |
Reliance Trust Company
FBO
MassMutual RP
P.O.
Box 48529
Atlanta, GA 30362 |
| | | | 27.00% | | |
| | |
Talcott Resolution Life
Insurance Company
1
Griffin Road North
Windsor, CT 06095 |
| | | | 7.69% | | |
Class R5 |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111
|
| | | | 100.00% | | |
Service Class |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111
|
| | | | 96.77% | | |
Administrative Class |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111
|
| | | | 83.75% | | |
| | |
Reliance Trust Company
FBO
MassMutual RP
P.O.
Box 48529
Atlanta, GA 30362 |
| | | | 16.25% | | |
Class A |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111
|
| | | | 92.58% | | |
| | |
Reliance Trust Company
FBO
MassMutual RP
P.O.
Box 48529
Atlanta, GA 30362 |
| | | | 7.42% | | |
Class |
| |
Name and Address of
Owner |
| |
Percent of
Class |
| |||
Class R4 |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111
|
| | | | 72.33% | | |
| | |
Talcott Resolution Life
Insurance Company
1
Griffin Road North
Windsor, CT 06095 |
| | | | 12.73% | | |
| | |
Reliance Trust Company
FBO
Mutual Omnibus PPL/SMF
1100
Abernathy Road
Atlanta, GA 30328 |
| | | | 12.35% | | |
Class R3 |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111
|
| | | | 75.68% | | |
| | |
Reliance Trust Company
FBO
Mutual Omnibus PPL/SMF
1100
Abernathy Road
Atlanta, GA 30328 |
| | | | 21.49% | | |
Class |
| |
Name and Address of
Owner |
| |
Percent of
Class |
| |||
Class I |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111
|
| | | | 75.67% | | |
| | |
Reliance Trust Company
FBO
MassMutual RP
P.O.
Box 48529
Atlanta, GA 30362 |
| | | | 16.52% | | |
| | |
Talcott Resolution Life
Insurance Company
1
Griffin Road North
Windsor, CT 06095 |
| | | | 7.81% | | |
Class R5 |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111
|
| | | | 100.00% | | |
Service Class |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111
|
| | | | 99.04% | | |
Administrative Class |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111
|
| | | | 69.23% | | |
| | |
Reliance Trust Company
FBO
MassMutual RP
P.O.
Box 48529
Atlanta, GA 30362 |
| | | | 30.77% | | |
Class A |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111
|
| | | | 83.38% | | |
Class |
| |
Name and Address of
Owner |
| |
Percent of
Class |
| |||
| | |
Reliance Trust Company
FBO
MassMutual RP
P.O.
Box 48529
Atlanta, GA 30362 |
| | | | 16.40% | | |
Class R4 |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111
|
| | | | 84.33% | | |
| | |
Talcott Resolution Life
Insurance Company
1
Griffin Road North
Windsor, CT 06095 |
| | | | 11.03% | | |
Class R3 |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111
|
| | | | 56.83% | | |
| | |
Talcott Resolution Life
Insurance Company
1
Griffin Road North
Windsor, CT 06095 |
| | | | 36.16% | | |
| | |
Reliance Trust Company
FBO
Mutual Omnibus PPL/SMF
1100
Abernathy Road
Atlanta, GA 30328 |
| | | | 5.96% | | |
Class |
| |
Name and Address of
Owner |
| |
Percent of
Class |
| |||
Class I |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111
|
| | | | 46.95% | | |
| | |
Reliance Trust Company
FBO
MassMutual RP
P.O.
Box 48529
Atlanta, GA 30362 |
| | | | 38.89% | | |
| | |
Talcott Resolution Life
Insurance Company
1
Griffin Road North
Windsor, CT 06095 |
| | | | 14.16% | | |
Class R5 |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111
|
| | | | 94.28% | | |
| | |
Reliance Trust Company
FBO
MassMutual RP
P.O.
Box 48529
Atlanta, GA 30362 |
| | | | 5.72% | | |
Service Class |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111
|
| | | | 88.43% | | |
| | |
Reliance Trust Company
FBO
MassMutual RP
P.O.
Box 48529
Atlanta, GA 30362 |
| | | | 11.57% | | |
Class |
| |
Name and Address of
Owner |
| |
Percent of
Class |
| |||
Administrative Class |
| |
Reliance Trust Company
FBO
MassMutual RP
P.O.
Box 48529
Atlanta, GA 30362 |
| | | | 54.52% | | |
| | |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111
|
| | | | 38.35% | | |
| | |
First County Bank Trust
Department
3001
Summer Street
Stamford, CT 06905 |
| | | | 5.88% | | |
Class A |
| |
Pershing LLC
P.O.
Box 2052
Jersey
City, NJ 07303 |
| | | | 34.65% | | |
| | |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111
|
| | | | 28.55% | | |
| | |
Millennium Trust Company,
LLC
2001
Spring Road, Suite 700
Oak
Brook, IL 60523 |
| | | | 11.60% | | |
| | |
Reliance Trust Company
FBO
MassMutual RP
P.O.
Box 48529
Atlanta, GA 30362 |
| | | | 11.35% | | |
| | |
National Financial Services
LLC
499
Washington Boulevard
Jersey
City, NJ 07310 |
| | | | 8.69% | | |
Class R4 |
| |
Talcott Resolution Life
Insurance Company
1
Griffin Road North
Windsor, CT 06095 |
| | | | 43.21% | | |
| | |
Reliance Trust Company
FBO
MassMutual RP
P.O.
Box 48529
Atlanta, GA 30362 |
| | | | 32.77% | | |
| | |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111
|
| | | | 20.42% | | |
Class R3 |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111
|
| | | | 80.05% | | |
| | |
Talcott Resolution Life
Insurance Company
1
Griffin Road North
Windsor, CT 06095 |
| | | | 19.49% | | |
Class |
| |
Name and Address of
Owner |
| |
Percent of
Class |
| |||
Class I |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111
|
| | | | 63.46% | | |
| | |
Reliance Trust Company
FBO
MassMutual RP
P.O.
Box 48529
Atlanta, GA 30362 |
| | | | 26.79% | | |
| | |
Talcott Resolution Life
Insurance Company
1
Griffin Road North
Windsor, CT 06095 |
| | | | 9.63% | | |
Class R5 |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111
|
| | | | 97.19% | | |
Service Class |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111
|
| | | | 63.25% | | |
| | |
Reliance Trust Company
FBO
MassMutual RP
P.O.
Box 48529
Atlanta, GA 30362 |
| | | | 36.75% | | |
Administrative Class |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111
|
| | | | 57.94% | | |
| | |
Reliance Trust Company
FBO
MassMutual RP
P.O.
Box 48529
Atlanta, GA 30362 |
| | | | 40.25% | | |
Class A |
| |
Pershing LLC
P.O.
Box 2052
Jersey
City, NJ 07303 |
| | | | 44.34% | | |
| | |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111
|
| | | | 27.07% | | |
| | |
Reliance Trust Company
FBO
MassMutual RP
P.O.
Box 48529
Atlanta, GA 30362 |
| | | | 17.48% | | |
Class R4 |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111
|
| | | | 58.12% | | |
| | |
Reliance Trust Company
FBO
MassMutual RP
P.O.
Box 48529
Atlanta, GA 30362 |
| | | | 22.49% | | |
Class |
| |
Name and Address of
Owner |
| |
Percent of
Class |
| |||
| | |
Talcott Resolution Life
Insurance Company
1
Griffin Road North
Windsor, CT 06095 |
| | | | 18.59% | | |
Class R3 |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111
|
| | | | 66.11% | | |
| | |
Talcott Resolution Life
Insurance Company
1
Griffin Road North
Windsor, CT 06095 |
| | | | 33.65% | | |
Class |
| |
Name and Address of
Owner |
| |
Percent of
Class |
| |||
Class I |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111
|
| | | | 46.56% | | |
| | |
Reliance Trust Company
FBO
MassMutual RP
P.O.
Box 48529
Atlanta, GA 30362 |
| | | | 40.65% | | |
| | |
Talcott Resolution Life
Insurance Company
1
Griffin Road North
Windsor, CT 06095 |
| | | | 12.79% | | |
Class R5 |
| |
Reliance Trust Company
FBO
MassMutual RP
P.O.
Box 48529
Atlanta, GA 30362 |
| | | | 50.56% | | |
| | |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111
|
| | | | 49.44% | | |
Service Class |
| |
Reliance Trust Company
FBO
MassMutual RP
P.O.
Box 48529
Atlanta, GA 30362 |
| | | | 59.16% | | |
| | |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111
|
| | | | 40.84% | | |
Administrative Class |
| |
Reliance Trust Company
FBO
MassMutual RP
P.O.
Box 48529
Atlanta, GA 30362 |
| | | | 59.25% | | |
| | |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111
|
| | | | 39.24% | | |
Class A |
| |
Reliance Trust Company
FBO
MassMutual RP
P.O.
Box 48529
Atlanta, GA 30362 |
| | | | 70.43% | | |
Class |
| |
Name and Address of
Owner |
| |
Percent of
Class |
| |||
| | |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111
|
| | | | 17.90% | | |
Class R4 |
| |
Talcott Resolution Life
Insurance Company
1
Griffin Road North
Windsor, CT 06095 |
| | | | 36.63% | | |
| | |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111
|
| | | | 33.13% | | |
| | |
Reliance Trust Company
FBO
Mutual Omnibus PPL/SMF
1100
Abernathy Road
Atlanta, GA 30328 |
| | | | 29.40% | | |
Class R3 |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111
|
| | | | 88.10% | | |
| | |
Talcott Resolution Life
Insurance Company
1
Griffin Road North
Windsor, CT 06095 |
| | | | 11.41% | | |
Class |
| |
Name and Address of
Owner |
| |
Percent of
Class |
| |||
Class I |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111
|
| | | | 46.43% | | |
| | |
Reliance Trust Company
FBO
MassMutual RP
P.O.
Box 48529
Atlanta, GA 30362 |
| | | | 37.31% | | |
| | |
Talcott Resolution Life
Insurance Company
1
Griffin Road North
Windsor, CT 06095 |
| | | | 15.34% | | |
Class R5 |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111
|
| | | | 87.19% | | |
| | |
Matrix Trust Company
717
17th Street, Suite 1300
Denver, CO 80202
|
| | | | 10.47% | | |
Service Class |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111
|
| | | | 70.58% | | |
| | |
Reliance Trust Company
FBO
MassMutual RP
P.O.
Box 48529
Atlanta, GA 30362 |
| | | | 29.42% | | |
Class |
| |
Name and Address of
Owner |
| |
Percent of
Class |
| |||
Administrative Class |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111
|
| | | | 62.16% | | |
| | |
Reliance Trust Company
FBO
MassMutual RP
P.O.
Box 48529
Atlanta, GA 30362 |
| | | | 36.76% | | |
Class A |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111
|
| | | | 43.23% | | |
| | |
Reliance Trust Company
FBO
MassMutual RP
P.O.
Box 48529
Atlanta, GA 30362 |
| | | | 30.84% | | |
| | |
Pershing LLC
P.O.
Box 2052
Jersey
City, NJ 07303 |
| | | | 20.01% | | |
Class R4 |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111
|
| | | | 56.74% | | |
| | |
Talcott Resolution Life
Insurance Company
1
Griffin Road North
Windsor, CT 06095 |
| | | | 27.94% | | |
| | |
Reliance Trust Company
FBO
MassMutual RP
P.O.
Box 48529
Atlanta, GA 30362 |
| | | | 15.07% | | |
Class R3 |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111
|
| | | | 72.75% | | |
| | |
Talcott Resolution Life
Insurance Company
1
Griffin Road North
Windsor, CT 06095 |
| | | | 26.96% | | |
Class |
| |
Name and Address of
Owner |
| |
Percent of
Class |
| |||
Class I |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111
|
| | | | 58.35% | | |
| | |
Reliance Trust Company
FBO
MassMutual RP
P.O.
Box 48529
Atlanta, GA 30362 |
| | | | 32.64% | | |
| | |
Talcott Resolution Life
Insurance Company
1
Griffin Road North
Windsor, CT 06095 |
| | | | 9.00% | | |
Class |
| |
Name and Address of
Owner |
| |
Percent of
Class |
| |||
Class R5 |
| |
Reliance Trust Company
FBO
Mutual Omnibus PPL/SMF
1100
Abernathy Road
Atlanta, GA 30328 |
| | | | 73.33% | | |
| | |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111
|
| | | | 24.87% | | |
Service Class |
| |
Reliance Trust Company
FBO
MassMutual RP
P.O.
Box 48529
Atlanta, GA 30362 |
| | | | 66.88% | | |
| | |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111
|
| | | | 33.12% | | |
Administrative Class |
| |
Reliance Trust Company
FBO
MassMutual RP
P.O.
Box 48529
Atlanta, GA 30362 |
| | | | 52.59% | | |
| | |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111
|
| | | | 42.71% | | |
Class A |
| |
Reliance Trust Company
FBO
Mutual Omnibus PPL/SMF
1100
Abernathy Road
Atlanta, GA 30328 |
| | | | 79.60% | | |
| | |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111
|
| | | | 19.64% | | |
Class R4 |
| |
Talcott Resolution Life
Insurance Company
1
Griffin Road North
Windsor, CT 06095 |
| | | | 41.75% | | |
| | |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111
|
| | | | 38.60% | | |
| | |
Reliance Trust Company
FBO
MassMutual RP
P.O.
Box 48529
Atlanta, GA 30362 |
| | | | 18.87% | | |
Class R3 |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111
|
| | | | 88.89% | | |
| | |
Talcott Resolution Life
Insurance Company
1
Griffin Road North
Windsor, CT 06095 |
| | | | 10.03% | | |
Class |
| |
Name and Address of
Owner |
| |
Percent of
Class |
| |||
Class I |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111
|
| | | | 57.17% | | |
| | |
Reliance Trust Company
FBO
MassMutual RP
P.O.
Box 48529
Atlanta, GA 30362 |
| | | | 23.59% | | |
| | |
Talcott Resolution Life
Insurance Company
1
Griffin Road North
Windsor, CT 06095 |
| | | | 18.95% | | |
Class R5 |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111
|
| | | | 97.10% | | |
Service Class |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111
|
| | | | 71.96% | | |
| | |
Reliance Trust Company
FBO
MassMutual RP
P.O.
Box 48529
Atlanta, GA 30362 |
| | | | 28.04% | | |
Administrative Class |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111
|
| | | | 51.96% | | |
| | |
Reliance Trust Company
FBO
MassMutual RP
P.O.
Box 48529
Atlanta, GA 30362 |
| | | | 47.01% | | |
Class A |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111
|
| | | | 53.83% | | |
| | |
Reliance Trust Company
FBO
MassMutual RP
P.O.
Box 48529
Atlanta, GA 30362 |
| | | | 30.65% | | |
| | |
Pershing LLC
P.O.
Box 2052
Jersey
City, NJ 07303 |
| | | | 11.22% | | |
Class R4 |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111
|
| | | | 56.49% | | |
| | |
Talcott Resolution Life
Insurance Company
1
Griffin Road North
Windsor, CT 06095 |
| | | | 27.32% | | |
Class |
| |
Name and Address of
Owner |
| |
Percent of
Class |
| |||
| | |
Reliance Trust Company
FBO
MassMutual RP
P.O.
Box 48529
Atlanta, GA 30362 |
| | | | 15.13% | | |
Class R3 |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111
|
| | | | 84.60% | | |
| | |
Talcott Resolution Life
Insurance Company
1
Griffin Road North
Windsor, CT 06095 |
| | | | 14.86% | | |
Class |
| |
Name and Address of
Owner |
| |
Percent of
Class |
| |||
Class I |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111
|
| | | | 60.92% | | |
| | |
Reliance Trust Company
FBO
MassMutual RP
P.O.
Box 48529
Atlanta, GA 30362 |
| | | | 27.71% | | |
| | |
Talcott Resolution Life
Insurance Company
1
Griffin Road North
Windsor, CT 06095 |
| | | | 11.37% | | |
Class R5 |
| |
Reliance Trust Company
FBO
MassMutual RP
P.O.
Box 48529
Atlanta, GA 30362 |
| | | | 65.29% | | |
| | |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111
|
| | | | 31.50% | | |
Service Class |
| |
Reliance Trust Company
FBO
MassMutual RP
P.O.
Box 48529
Atlanta, GA 30362 |
| | | | 74.25% | | |
| | |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111
|
| | | | 25.75% | | |
Administrative Class |
| |
Reliance Trust Company
FBO
MassMutual RP
P.O.
Box 48529
Atlanta, GA 30362 |
| | | | 61.48% | | |
| | |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111
|
| | | | 36.08% | | |
Class |
| |
Name and Address of
Owner |
| |
Percent of
Class |
| |||
Class A |
| |
Reliance Trust Company
FBO
Mutual Omnibus PPL/SMF
1100
Abernathy Road
Atlanta, GA 30328 |
| | | | 74.32% | | |
| | |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111
|
| | | | 25.39% | | |
Class R4 |
| |
Talcott Resolution Life
Insurance Company
1
Griffin Road North
Windsor, CT 06095 |
| | | | 49.66% | | |
| | |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111
|
| | | | 29.79% | | |
| | |
Reliance Trust Company
FBO
MassMutual RP
P.O.
Box 48529
Atlanta, GA 30362 |
| | | | 19.94% | | |
Class R3 |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111
|
| | | | 86.00% | | |
| | |
Talcott Resolution Life
Insurance Company
1
Griffin Road North
Windsor, CT 06095 |
| | | | 13.68% | | |
Class |
| |
Name and Address of
Owner |
| |
Percent of
Class |
| |||
Class I |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111
|
| | | | 51.61% | | |
| | |
Reliance Trust Company
FBO
MassMutual RP
P.O.
Box 48529
Atlanta, GA 30362 |
| | | | 32.54% | | |
| | |
Talcott Resolution Life
Insurance Company
1
Griffin Road North
Windsor, CT 06095 |
| | | | 15.52% | | |
Class R5 |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111
|
| | | | 96.94% | | |
Service Class |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111
|
| | | | 67.48% | | |
| | |
Reliance Trust Company
FBO
MassMutual RP
P.O.
Box 48529
Atlanta, GA 30362 |
| | | | 32.52% | | |
Class |
| |
Name and Address of
Owner |
| |
Percent of
Class |
| |||
Administrative Class |
| |
Reliance Trust Company
FBO
MassMutual RP
P.O.
Box 48529
Atlanta, GA 30362 |
| | | | 60.47% | | |
| | |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111
|
| | | | 35.37% | | |
Class A |
| |
Reliance Trust Company
FBO
MassMutual RP
P.O.
Box 48529
Atlanta, GA 30362 |
| | | | 56.62% | | |
| | |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111
|
| | | | 42.99% | | |
Class R4 |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111
|
| | | | 50.23% | | |
| | |
Talcott Resolution Life
Insurance Company
1
Griffin Road North
Windsor, CT 06095 |
| | | | 27.94% | | |
| | |
Reliance Trust Company
FBO
MassMutual RP
P.O.
Box 48529
Atlanta, GA 30362 |
| | | | 21.53% | | |
Class R3 |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111
|
| | | | 86.16% | | |
| | |
Talcott Resolution Life
Insurance Company
1
Griffin Road North
Windsor, CT 06095 |
| | | | 13.53% | | |
Class |
| |
Name and Address of
Owner |
| |
Percent of
Class |
| |||
Class I |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111
|
| | | | 47.27% | | |
| | |
Reliance Trust Company
FBO
MassMutual RP
P.O.
Box 48529
Atlanta, GA 30362 |
| | | | 38.62% | | |
| | |
Talcott Resolution Life
Insurance Company
1
Griffin Road North
Windsor, CT 06095 |
| | | | 14.10% | | |
Class R5 |
| |
Reliance Trust Company
FBO
MassMutual RP
P.O.
Box 48529
Atlanta, GA 30362 |
| | | | 61.25% | | |
Class |
| |
Name and Address of
Owner |
| |
Percent of
Class |
| |||
| | |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111
|
| | | | 30.20% | | |
| | |
Talcott Resolution Life
Insurance Company
1
Griffin Road North
Windsor, CT 06095 |
| | | | 8.55% | | |
Service Class |
| |
Reliance Trust Company
FBO
MassMutual RP
P.O.
Box 48529
Atlanta, GA 30362 |
| | | | 53.77% | | |
| | |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111
|
| | | | 46.23% | | |
Administrative Class |
| |
Reliance Trust Company
FBO
MassMutual RP
P.O.
Box 48529
Atlanta, GA 30362 |
| | | | 51.64% | | |
| | |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111
|
| | | | 42.61% | | |
Class A |
| |
Reliance Trust Company
FBO
MassMutual RP
P.O.
Box 48529
Atlanta, GA 30362 |
| | | | 76.27% | | |
| | |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111
|
| | | | 23.72% | | |
Class R4 |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111
|
| | | | 58.36% | | |
| | |
Reliance Trust Company
FBO
MassMutual RP
P.O.
Box 48529
Atlanta, GA 30362 |
| | | | 25.04% | | |
| | |
Talcott Resolution Life
Insurance Company
1
Griffin Road North
Windsor, CT 06095 |
| | | | 16.28% | | |
Class R3 |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111
|
| | | | 93.28% | | |
| | |
Talcott Resolution Life
Insurance Company
1
Griffin Road North
Windsor, CT 06095 |
| | | | 6.56% | | |
Class |
| |
Name and Address of
Owner |
| |
Percent of
Class |
| |||
Class I |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111
|
| | | | 91.56% | | |
Class R5 |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111
|
| | | | 93.83% | | |
| | |
Reliance Trust Company
FBO
MassMutual RP
P.O.
Box 48529
Atlanta, GA 30362 |
| | | | 6.17% | | |
Service Class |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111
|
| | | | 61.51% | | |
| | |
Reliance Trust Company
FBO
MassMutual RP
P.O.
Box 48529
Atlanta, GA 30362 |
| | | | 38.49% | | |
Administrative Class |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111
|
| | | | 50.50% | | |
| | |
Reliance Trust Company
FBO
MassMutual RP
P.O.
Box 48529
Atlanta, GA 30362 |
| | | | 49.24% | | |
Class A |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111
|
| | | | 61.92% | | |
| | |
Reliance Trust Company
FBO
MassMutual RP
P.O.
Box 48529
Atlanta, GA 30362 |
| | | | 38.08% | | |
Class R4 |
| |
Reliance Trust Company
FBO
Mutual Omnibus PPL/SMF
1100
Abernathy Road
Atlanta, GA 30328 |
| | | | 54.88% | | |
| | |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111
|
| | | | 37.08% | | |
| | |
Talcott Resolution Life
Insurance Company
1
Griffin Road North
Windsor, CT 06095 |
| | | | 8.04% | | |
Class R3 |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111
|
| | | | 73.50% | | |
Class |
| |
Name and Address of
Owner |
| |
Percent of
Class |
| |||
| | |
Reliance Trust Company
FBO
MassMutual RP
P.O.
Box 48529
Atlanta, GA 30362 |
| | | | 20.15% | | |
| | |
Talcott Resolution Life
Insurance Company
1
Griffin Road North
Windsor, CT 06095 |
| | | | 6.35% | | |
| | | |
Class I |
| |
Class R5 |
| |
Service Class |
| |
Administrative Class |
| |
Class A |
| |
Class R4 |
| |
Class R3 |
| |||||||||||||||||||||
|
20/80 Allocation Fund |
| | | | None | | | | | | 0.10% | | | | | | 0.20% | | | | | | 0.30% | | | | | | 0.30% | | | | | | 0.20% | | | | | | 0.20% | | |
|
40/60 Allocation Fund |
| | | | None | | | | | | 0.10% | | | | | | 0.20% | | | | | | 0.30% | | | | | | 0.30% | | | | | | 0.20% | | | | | | 0.20% | | |
|
60/40 Allocation Fund |
| | | | None | | | | | | 0.10% | | | | | | 0.20% | | | | | | 0.30% | | | | | | 0.30% | | | | | | 0.20% | | | | | | 0.20% | | |
|
80/20 Allocation Fund |
| | | | None | | | | | | 0.10% | | | | | | 0.20% | | | | | | 0.30% | | | | | | 0.30% | | | | | | 0.20% | | | | | | 0.20% | | |
|
MM RetireSMART by
JPMorgan In Retirement Fund
|
| | | | None | | | | | | 0.10% | | | | | | 0.20% | | | | | | 0.30% | | | | | | 0.30% | | | | | | 0.20% | | | | | | 0.20% | | |
|
MM RetireSMART by JPMorgan 2020
Fund |
| | | | None | | | | | | 0.10% | | | | | | 0.20% | | | | | | 0.30% | | | | | | 0.30% | | | | | | 0.20% | | | | | | 0.20% | | |
|
MM RetireSMART by JPMorgan 2025
Fund |
| | | | None | | | | | | 0.10% | | | | | | 0.20% | | | | | | 0.30% | | | | | | 0.30% | | | | | | 0.20% | | | | | | 0.20% | | |
|
MM RetireSMART by JPMorgan 2030
Fund |
| | | | None | | | | | | 0.10% | | | | | | 0.20% | | | | | | 0.30% | | | | | | 0.30% | | | | | | 0.20% | | | | | | 0.20% | | |
|
MM RetireSMART by JPMorgan 2035
Fund |
| | | | None | | | | | | 0.10% | | | | | | 0.20% | | | | | | 0.30% | | | | | | 0.30% | | | | | | 0.20% | | | | | | 0.20% | | |
|
MM RetireSMART by JPMorgan 2040
Fund |
| | | | None | | | | | | 0.10% | | | | | | 0.20% | | | | | | 0.30% | | | | | | 0.30% | | | | | | 0.20% | | | | | | 0.20% | | |
|
MM RetireSMART by JPMorgan 2045
Fund |
| | | | None | | | | | | 0.10% | | | | | | 0.20% | | | | | | 0.30% | | | | | | 0.30% | | | | | | 0.20% | | | | | | 0.20% | | |
|
MM RetireSMART by JPMorgan 2050
Fund |
| | | | None | | | | | | 0.10% | | | | | | 0.20% | | | | | | 0.30% | | | | | | 0.30% | | | | | | 0.20% | | | | | | 0.20% | | |
|
MM RetireSMART by JPMorgan 2055
Fund |
| | | | None | | | | | | 0.10% | | | | | | 0.20% | | | | | | 0.30% | | | | | | 0.30% | | | | | | 0.20% | | | | | | 0.20% | | |
| | | |
Class I |
| |
Class R5 |
| |
Service Class |
| |
Administrative Class |
| |
Class A |
| |
Class R4 |
| |
Class R3 |
| |||||||||||||||||||||
|
MM RetireSMART by JPMorgan 2060
Fund |
| | | | None | | | | | | 0.10% | | | | | | 0.20% | | | | | | 0.30% | | | | | | 0.30% | | | | | | 0.20% | | | | | | 0.20% | | |
| | |
Fiscal Year Ended
September 30, 2021 |
| |||||||||||||||||||||||||||
| | |
Advisory Fees Paid |
| |
Subadvisory Fees Paid |
| |
Administrative Fees Paid |
| |
Supplemental Shareholder Services Fees Paid |
| |
Other Expenses Reimbursed |
| |||||||||||||||
20/80 Allocation Fund 1
|
| | | $ | — | | | | | $ | — | | | | | $ | 392,566 | | | | | $ | 35,510 | | | | | $ | (180,508) | | |
40/60 Allocation Fund 2
|
| | | | — | | | | | | — | | | | | | 424,130 | | | | | | 47,907 | | | | | | (130,987) | | |
60/40 Allocation Fund 2
|
| | | | — | | | | | | — | | | | | | 446,523 | | | | | | 49,403 | | | | | | (131,357) | | |
80/20 Allocation Fund 3
|
| | | | — | | | | | | — | | | | | | 249,143 | | | | | | 22,099 | | | | | | (112,916) | | |
MM RetireSMART by JPMorgan In
Retirement Fund4
|
| | | | — | | | | | | — | | | | | | 342,361 | | | | | | 42,764 | | | | | | (131,280) | | |
MM RetireSMART by JPMorgan 2020
Fund5
|
| | | | — | | | | | | — | | | | | | 570,618 | | | | | | 56,827 | | | | | | (149,888) | | |
MM RetireSMART by JPMorgan 2025
Fund6
|
| | | | — | | | | | | — | | | | | | 463,731 | | | | | | 44,705 | | | | | | (238,805) | | |
MM RetireSMART by JPMorgan 2030
Fund5
|
| | | | — | | | | | | — | | | | | | 831,046 | | | | | | 71,718 | | | | | | (111,707) | | |
MM RetireSMART by JPMorgan 2035
Fund7
|
| | | | — | | | | | | — | | | | | | 367,947 | | | | | | 29,453 | | | | | | (145,929) | | |
MM RetireSMART by JPMorgan 2040
Fund5
|
| | | | — | | | | | | — | | | | | | 561,971 | | | | | | 44,792 | | | | | | (142,705) | | |
MM RetireSMART by JPMorgan 2045
Fund8
|
| | | | — | | | | | | — | | | | | | 277,870 | | | | | | 20,382 | | | | | | (213,004) | | |
MM RetireSMART by JPMorgan 2050
Fund8
|
| | | | — | | | | | | — | | | | | | 358,410 | | | | | | 26,407 | | | | | | (210,794) | | |
MM RetireSMART by JPMorgan 2055
Fund9
|
| | | | — | | | | | | — | | | | | | 128,166 | | | | | | 7,593 | | | | | | (229,606) | | |
MM RetireSMART by JPMorgan 2060
Fund9
|
| | | | — | | | | | | — | | | | | | 17,543 | | | | | | 1,189 | | | | | | (231,149) | | |
| | |
Fiscal Year Ended
September 30, 2020 |
| |||||||||||||||||||||||||||
| | |
Advisory Fees Paid |
| |
Subadvisory Fees Paid |
| |
Administrative Fees Paid |
| |
Supplemental Shareholder Services Fees Paid |
| |
Other Expenses Reimbursed |
| |||||||||||||||
20/80 Allocation Fund 1
|
| | | $ | — | | | | | $ | — | | | | | $ | 338,818 | | | | | $ | 112,794 | | | | | $ | (196,799) | | |
40/60 Allocation Fund 2
|
| | | | — | | | | | | — | | | | | | 316,883 | | | | | | 201,406 | | | | | | (147,855) | | |
60/40 Allocation Fund 2
|
| | | | — | | | | | | — | | | | | | 296,054 | | | | | | 197,585 | | | | | | (152,186) | | |
80/20 Allocation Fund 3
|
| | | | — | | | | | | — | | | | | | 164,077 | | | | | | 86,589 | | | | | | (138,309) | | |
MM RetireSMART by JPMorgan In
Retirement Fund4
|
| | | | — | | | | | | — | | | | | | 283,720 | | | | | | 159,884 | | | | | | (119,368) | | |
MM RetireSMART by JPMorgan 2020
Fund2
|
| | | | — | | | | | | — | | | | | | 497,249 | | | | | | 219,735 | | | | | | (120,508) | | |
MM RetireSMART by JPMorgan 2025
Fund5
|
| | | | — | | | | | | — | | | | | | 390,215 | | | | | | 155,458 | | | | | | (223,681) | | |
MM RetireSMART by JPMorgan 2030
Fund2
|
| | | | — | | | | | | — | | | | | | 663,959 | | | | | | 263,038 | | | | | | (86,318) | | |
MM RetireSMART by JPMorgan 2035
Fund6
|
| | | | — | | | | | | — | | | | | | 296,289 | | | | | | 102,899 | | | | | | (138,579) | | |
MM RetireSMART by JPMorgan 2040
Fund2
|
| | | | — | | | | | | — | | | | | | 417,623 | | | | | | 166,320 | | | | | | (135,494) | | |
MM RetireSMART by JPMorgan 2045
Fund1
|
| | | | — | | | | | | — | | | | | | 201,763 | | | | | | 64,986 | | | | | | (204,747) | | |
MM RetireSMART by JPMorgan 2050
Fund1
|
| | | | — | | | | | | — | | | | | | 250,018 | | | | | | 98,127 | | | | | | (202,855) | | |
MM RetireSMART by JPMorgan 2055
Fund7
|
| | | | — | | | | | | — | | | | | | 90,581 | | | | | | 24,652 | | | | | | (221,854) | | |
MM RetireSMART by JPMorgan 2060
Fund7
|
| | | | — | | | | | | — | | | | | | 8,564 | | | | | | 2,938 | | | | | | (206,712) | | |
| | |
Fiscal Year Ended
September 30, 2019 |
| |||||||||||||||||||||||||||
| | |
Advisory Fees Paid |
| |
Subadvisory Fees Paid |
| |
Administrative Fees Paid |
| |
Supplemental Shareholder Services Fees Paid |
| |
Other Expenses Reimbursed |
| |||||||||||||||
20/80 Allocation Fund 1
|
| | | $ | — | | | | | $ | — | | | | | $ | 355,744 | | | | | $ | 97,619 | | | | | $ | (207,174) | | |
40/60 Allocation Fund 2
|
| | | | — | | | | | | — | | | | | | 377,113 | | | | | | 250,330 | | | | | | (152,661) | | |
60/40 Allocation Fund 2
|
| | | | — | | | | | | — | | | | | | 342,931 | | | | | | 239,996 | | | | | | (161,917) | | |
80/20 Allocation Fund 3
|
| | | | — | | | | | | — | | | | | | 154,441 | | | | | | 96,056 | | | | | | (153,865) | | |
MM RetireSMART by JPMorgan In
Retirement Fund4
|
| | | | — | | | | | | — | | | | | | 240,958 | | | | | | 124,462 | | | | | | (246,917) | | |
MM RetireSMART by JPMorgan 2020
Fund2
|
| | | | — | | | | | | — | | | | | | 567,179 | | | | | | 235,761 | | | | | | (140,270) | | |
MM RetireSMART by JPMorgan 2025
Fund5
|
| | | | — | | | | | | — | | | | | | 426,994 | | | | | | 131,464 | | | | | | (242,503) | | |
MM RetireSMART by JPMorgan 2030
Fund2
|
| | | | — | | | | | | — | | | | | | 739,186 | | | | | | 278,424 | | | | | | (115,100) | | |
MM RetireSMART by JPMorgan 2035
Fund6
|
| | | | — | | | | | | — | | | | | | 335,641 | | | | | | 95,170 | | | | | | (150,991) | | |
MM RetireSMART by JPMorgan 2040
Fund2
|
| | | | — | | | | | | — | | | | | | 464,008 | | | | | | 178,900 | | | | | | (154,438) | | |
MM RetireSMART by JPMorgan 2045
Fund1
|
| | | | — | | | | | | — | | | | | | 216,786 | | | | | | 58,560 | | | | | | (216,807) | | |
MM RetireSMART by JPMorgan 2050
Fund1
|
| | | | — | | | | | | — | | | | | | 267,421 | | | | | | 105,195 | | | | | | (216,224) | | |
MM RetireSMART by JPMorgan 2055
Fund7
|
| | | | — | | | | | | — | | | | | | 90,901 | | | | | | 22,519 | | | | | | (229,004) | | |
MM RetireSMART by JPMorgan 2060
Fund7
|
| | | | — | | | | | | — | | | | | | 5,501 | | | | | | 1,489 | | | | | | (220,330) | | |
| | |
Class A 12b-1 Servicing Fees |
| |
Class R4 12b-1 Servicing Fees |
| |
Class R3 12b-1 Servicing Fees |
| |
Class R3 12b-1 Distribution Fees |
| ||||||||||||
20/80 Allocation Fund |
| | | $ | 51,001 | | | | | $ | 14,861 | | | | | $ | 16,555 | | | | | $ | 16,555 | | |
40/60 Allocation Fund |
| | | | 165,699 | | | | | | 78,873 | | | | | | 21,049 | | | | | | 21,049 | | |
60/40 Allocation Fund
|
| | | | 146,389 | | | | | | 27,304 | | | | | | 38,592 | | | | | | 38,592 | | |
80/20 Allocation Fund |
| | | | 78,940 | | | | | | 34,703 | | | | | | 49,732 | | | | | | 49,732 | | |
MM
RetireSMART by JPMorgan In Retirement Fund |
| | | | 147,224 | | | | | | 32,780 | | | | | | 66,901 | | | | | | 66,901 | | |
MM
RetireSMART by JPMorgan 2020 Fund |
| | | | 187,184 | | | | | | 68,472 | | | | | | 135,844 | | | | | | 135,844 | | |
MM
RetireSMART by JPMorgan 2025 Fund |
| | | | 147,270 | | | | | | 78,533 | | | | | | 164,373 | | | | | | 164,373 | | |
MM
RetireSMART by JPMorgan 2030 Fund |
| | | | 204,959 | | | | | | 90,030 | | | | | | 225,733 | | | | | | 225,733 | | |
MM
RetireSMART by JPMorgan 2035 Fund |
| | | | 96,791 | | | | | | 64,156 | | | | | | 140,014 | | | | | | 140,014 | | |
MM
RetireSMART by JPMorgan 2040 Fund |
| | | | 120,893 | | | | | | 61,034 | | | | | | 140,327 | | | | | | 140,327 | | |
| | |
Class A 12b-1 Servicing Fees |
| |
Class R4 12b-1 Servicing Fees |
| |
Class R3 12b-1 Servicing Fees |
| |
Class R3 12b-1 Distribution Fees |
| ||||||||||||
MM
RetireSMART by JPMorgan 2045 Fund |
| | | | 68,980 | | | | | | 52,529 | | | | | | 108,773 | | | | | | 108,773 | | |
MM
RetireSMART by JPMorgan 2050 Fund |
| | | | 66,905 | | | | | | 42,517 | | | | | | 86,268 | | | | | | 86,268 | | |
MM
RetireSMART by JPMorgan 2055 Fund |
| | | | 26,846 | | | | | | 20,416 | | | | | | 62,995 | | | | | | 62,995 | | |
MM
RetireSMART by JPMorgan 2060 Fund |
| | | | 3,363 | | | | | | 2,345 | | | | | | 4,302 | | | | | | 4,302 | | |
| | | | $ | 1,512,444 | | | | | $ | 668,553 | | | | | $ | 1,261,458 | | | | | $ | 1,261,458 | | |
|
| | | |
Number of Accounts Managed* |
| |
Total
Assets* |
| |
Number of Accounts Managed for which Advisory Fee is Performance- Based* |
| |
Total
Assets* |
| ||||||
|
Frederick Schulitz |
| | | | | | | | | | | | | | | | | | |
|
Registered investment companies**
|
| | | | 19 | | | |
$7,491,758,819 |
| | | | 0 | | | |
$0 |
|
|
Other
pooled investment vehicles |
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
|
Other
accounts |
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
| | | |
Number of Accounts Managed* |
| |
Total
Assets* |
| |
Number of Accounts Managed for which Advisory Fee is Performance- Based* |
| |
Total
Assets* |
| ||||||
|
Frederick Schulitz |
| | | | | | | | | | | | | | | | | | |
|
Registered investment companies**
|
| | | | 19 | | | |
$7,426,405,999 |
| | | | 0 | | | |
$0 |
|
|
Other
pooled investment vehicles |
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
|
Other
accounts |
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
| | | |
Number of Accounts Managed* |
| |
Total
Assets* |
| |
Number of Accounts Managed for which Advisory Fee is Performance- Based* |
| |
Total
Assets* |
| ||||||
|
Frederick Schulitz |
| | | | | | | | | | | | | | | | | | |
|
Registered investment companies**
|
| | | | 19 | | | |
$7,424,415,223 |
| | | | 0 | | | |
$0 |
|
|
Other
pooled investment vehicles |
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
|
Other
accounts |
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
| | | |
Number of Accounts Managed* |
| |
Total
Assets* |
| |
Number of Accounts Managed for which Advisory Fee is Performance- Based* |
| |
Total
Assets* |
| ||||||
|
Frederick Schulitz |
| | | | | | | | | | | | | | | | | | |
|
Registered investment companies**
|
| | | | 19 | | | |
$7,438,630,419 |
| | | | 0 | | | |
$0 |
|
|
Other
pooled investment vehicles |
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
|
Other
accounts |
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
| | | |
Number of Accounts Managed* |
| |
Total
Assets* |
| |
Number of Accounts Managed for which Advisory Fee is Performance- Based* |
| |
Total
Assets* |
| ||||||
|
Frederick Schulitz |
| | | | | | | | | | | | | | | | | | |
|
Registered investment companies**
|
| | | | 19 | | | |
$7,527,105,331 |
| | | | 0 | | | |
$0 |
|
|
Other
pooled investment vehicles |
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
|
Other
accounts |
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
| | | |
Number of Accounts Managed* |
| |
Total
Assets* |
| |
Number of Accounts Managed for which Advisory Fee is Performance- Based* |
| |
Total
Assets* |
| ||||||
|
Frederick Schulitz |
| | | | | | | | | | | | | | | | | | |
|
Registered investment companies**
|
| | | | 19 | | | |
$7,376,272,910 |
| | | | 0 | | | |
$0 |
|
|
Other
pooled investment vehicles |
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
|
Other
accounts |
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
| | | |
Number of Accounts Managed* |
| |
Total
Assets* |
| |
Number of Accounts Managed for which Advisory Fee is Performance- Based* |
| |
Total
Assets* |
| ||||||
|
Frederick Schulitz |
| | | | | | | | | | | | | | | | | | |
|
Registered investment companies**
|
| | | | 19 | | | |
$7,439,552,991 |
| | | | 0 | | | |
$0 |
|
|
Other
pooled investment vehicles |
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
|
Other
accounts |
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
| | | |
Number of Accounts Managed* |
| |
Total
Assets* |
| |
Number of Accounts Managed for which Advisory Fee is Performance- Based* |
| |
Total
Assets* |
| ||||||
|
Frederick Schulitz |
| | | | | | | | | | | | | | | | | | |
|
Registered investment companies**
|
| | | | 19 | | | |
$7,217,887,492 |
| | | | 0 | | | |
$0 |
|
|
Other
pooled investment vehicles |
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
|
Other
accounts |
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
| | | |
Number of Accounts Managed* |
| |
Total
Assets* |
| |
Number of Accounts Managed for which Advisory Fee is Performance- Based* |
| |
Total
Assets* |
| ||||||
|
Frederick Schulitz |
| | | | | | | | | | | | | | | | | | |
|
Registered investment companies**
|
| | | | 19 | | | |
$7,453,711,605 |
| | | | 0 | | | |
$0 |
|
|
Other
pooled investment vehicles |
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
|
Other
accounts |
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
| | | |
Number of Accounts Managed* |
| |
Total
Assets* |
| |
Number of Accounts Managed for which Advisory Fee is Performance- Based* |
| |
Total
Assets* |
| ||||||
|
Frederick Schulitz |
| | | | | | | | | | | | | | | | | | |
|
Registered investment companies**
|
| | | | 19 | | | |
$7,336,262,046 |
| | | | 0 | | | |
$0 |
|
|
Other
pooled investment vehicles |
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
|
Other
accounts |
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
| | | |
Number of Accounts Managed* |
| |
Total
Assets* |
| |
Number of Accounts Managed for which Advisory Fee is Performance- Based* |
| |
Total
Assets* |
| ||||||
|
Frederick Schulitz |
| | | | | | | | | | | | | | | | | | |
|
Registered investment companies**
|
| | | | 19 | | | |
$7,509,726,380 |
| | | | 0 | | | |
$0 |
|
|
Other
pooled investment vehicles |
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
|
Other
accounts |
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
| | | |
Number of Accounts Managed* |
| |
Total
Assets* |
| |
Number of Accounts Managed for which Advisory Fee is Performance- Based* |
| |
Total
Assets* |
| ||||||
|
Frederick Schulitz |
| | | | | | | | | | | | | | | | | | |
|
Registered investment companies**
|
| | | | 19 | | | |
$7,442,162,108 |
| | | | 0 | | | |
$0 |
|
|
Other
pooled investment vehicles |
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
|
Other
accounts |
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
| | | |
Number of Accounts Managed* |
| |
Total
Assets* |
| |
Number of Accounts Managed for which Advisory Fee is Performance- Based* |
| |
Total
Assets* |
| ||||||
|
Frederick Schulitz |
| | | | | | | | | | | | | | | | | | |
|
Registered investment companies**
|
| | | | 19 | | | |
$7,576,212,020 |
| | | | 0 | | | |
$0 |
|
|
Other
pooled investment vehicles |
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
|
Other
accounts |
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
| | | |
Number of Accounts Managed* |
| |
Total
Assets* |
| |
Number of Accounts Managed for which Advisory Fee is Performance- Based* |
| |
Total
Assets* |
| ||||||
|
Frederick Schulitz |
| | | | | | | | | | | | | | | | | | |
|
Registered investment companies**
|
| | | | 19 | | | |
$7,620,421,351 |
| | | | 0 | | | |
$0 |
|
|
Other
pooled investment vehicles |
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
|
Other
accounts |
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
| | | |
Number of Accounts Managed* |
| |
Total
Assets* |
| |
Number of Accounts Managed for which Advisory Fee is Performance- Based* |
| |
Total
Assets* |
| ||||||
|
Daniel Oldroyd |
| | | | | | | | | | | | | | | | | | |
|
Registered investment companies**
|
| | | | 31 | | | |
$54,060 million |
| | | | 0 | | | |
$0 |
|
|
Other
pooled investment vehicles |
| | | | 40 | | | |
$56,143 million |
| | | | 0 | | | |
$0 |
|
|
Other
accounts |
| | | | 5 | | | |
$19,147 million |
| | | | 0 | | | |
$0 |
|
|
Silvia Trillo |
| | | | | | | | | | | | | | | | | | |
|
Registered investment companies**
|
| | | | 32 | | | |
$54,295 million |
| | | | 0 | | | |
$0 |
|
|
Other
pooled investment vehicles |
| | | | 40 | | | |
$56,143 million |
| | | | 0 | | | |
$0 |
|
|
Other
accounts |
| | | | 3 | | | |
$33
million |
| | | | 0 | | | |
$0 |
|
| | | |
Number of Accounts Managed* |
| |
Total
Assets* |
| |
Number of Accounts Managed for which Advisory Fee is Performance- Based* |
| |
Total
Assets* |
| ||||||
|
Daniel Oldroyd |
| | | | | | | | | | | | | | | | | | |
|
Registered investment companies**
|
| | | | 31 | | | |
$53,908 million |
| | | | 0 | | | |
$0 |
|
|
Other
pooled investment vehicles |
| | | | 40 | | | |
$56,143 million |
| | | | 0 | | | |
$0 |
|
|
Other
accounts |
| | | | 5 | | | |
$19,147 million |
| | | | 0 | | | |
$0 |
|
|
Silvia Trillo |
| | | | | | | | | | | | | | | | | | |
|
Registered investment companies**
|
| | | | 32 | | | |
$54,143 million |
| | | | 0 | | | |
$0 |
|
|
Other
pooled investment vehicles |
| | | | 40 | | | |
$56,143 million |
| | | | 0 | | | |
$0 |
|
|
Other
accounts |
| | | | 3 | | | |
$33
million |
| | | | 0 | | | |
$0 |
|
| | | |
Number of Accounts Managed* |
| |
Total
Assets* |
| |
Number of Accounts Managed for which Advisory Fee is Performance- Based* |
| |
Total
Assets* |
| ||||||
|
Daniel Oldroyd |
| | | | | | | | | | | | | | | | | | |
|
Registered investment companies**
|
| | | | 31 | | | |
$53,972 million |
| | | | 0 | | | |
$0 |
|
|
Other
pooled investment vehicles |
| | | | 40 | | | |
$56,143 million |
| | | | 0 | | | |
$0 |
|
|
Other
accounts |
| | | | 5 | | | |
$19,147 million |
| | | | 0 | | | |
$0 |
|
|
Silvia Trillo |
| | | | | | | | | | | | | | | | | | |
|
Registered investment companies**
|
| | | | 32 | | | |
$54,207 million |
| | | | 0 | | | |
$0 |
|
|
Other
pooled investment vehicles |
| | | | 40 | | | |
$56,143 million |
| | | | 0 | | | |
$0 |
|
|
Other
accounts |
| | | | 3 | | | |
$33
million |
| | | | 0 | | | |
$0 |
|
| | | |
Number of Accounts Managed* |
| |
Total
Assets* |
| |
Number of Accounts Managed for which Advisory Fee is Performance- Based* |
| |
Total
Assets* |
| ||||||
|
Daniel Oldroyd |
| | | | | | | | | | | | | | | | | | |
|
Registered investment companies**
|
| | | | 31 | | | |
$53,750 million |
| | | | 0 | | | |
$0 |
|
|
Other
pooled investment vehicles |
| | | | 40 | | | |
$56,143 million |
| | | | 0 | | | |
$0 |
|
|
Other
accounts |
| | | | 5 | | | |
$19,147 million |
| | | | 0 | | | |
$0 |
|
|
Silvia Trillo |
| | | | | | | | | | | | | | | | | | |
|
Registered investment companies**
|
| | | | 32 | | | |
$53,985 million |
| | | | 0 | | | |
$0 |
|
|
Other
pooled investment vehicles |
| | | | 40 | | | |
$56,143 million |
| | | | 0 | | | |
$0 |
|
|
Other
accounts |
| | | | 3 | | | |
$33
million |
| | | | 0 | | | |
$0 |
|
| | | |
Number of Accounts Managed * |
| |
Total
Assets* |
| |
Number of Accounts Managed for which Advisory Fee is Performance- Based* |
| |
Total
Assets* |
| ||||||
|
Daniel Oldroyd |
| | | | | | | | | | | | | | | | | | |
|
Registered investment companies**
|
| | | | 31 | | | |
$53,986 million |
| | | | 0 | | | |
$0 |
|
|
Other
pooled investment vehicles |
| | | | 40 | | | |
$56,143 million |
| | | | 0 | | | |
$0 |
|
|
Other
accounts |
| | | | 5 | | | |
$19,147 million |
| | | | 0 | | | |
$0 |
|
|
Silvia Trillo |
| | | | | | | | | | | | | | | | | | |
|
Registered investment companies**
|
| | | | 32 | | | |
$54,221 million |
| | | | 0 | | | |
$0 |
|
|
Other
pooled investment vehicles |
| | | | 40 | | | |
$56,143 million |
| | | | 0 | | | |
$0 |
|
|
Other
accounts |
| | | | 3 | | | |
$33
million |
| | | | 0 | | | |
$0 |
|
| | | |
Number of Accounts Managed* |
| |
Total
Assets* |
| |
Number of Accounts Managed for which Advisory Fee is Performance- Based* |
| |
Total
Assets* |
| ||||||
|
Daniel Oldroyd |
| | | | | | | | | | | | | | | | | | |
|
Registered investment companies**
|
| | | | 31 | | | |
$53,869 million |
| | | | 0 | | | |
$0 |
|
|
Other
pooled investment vehicles |
| | | | 40 | | | |
$56,143 million |
| | | | 0 | | | |
$0 |
|
|
Other
accounts |
| | | | 5 | | | |
$19,147 million |
| | | | 0 | | | |
$0 |
|
|
Silvia Trillo |
| | | | | | | | | | | | | | | | | | |
|
Registered investment companies**
|
| | | | 32 | | | |
$54,104 million |
| | | | 0 | | | |
$0 |
|
|
Other
pooled investment vehicles |
| | | | 40 | | | |
$56,143 million |
| | | | 0 | | | |
$0 |
|
|
Other
accounts |
| | | | 3 | | | |
$33
million |
| | | | 0 | | | |
$0 |
|
| | | |
Number of Accounts Managed* |
| |
Total
Assets* |
| |
Number of Accounts Managed for which Advisory Fee is Performance- Based* |
| |
Total
Assets* |
| ||||||
|
Daniel Oldroyd |
| | | | | | | | | | | | | | | | | | |
|
Registered investment companies**
|
| | | | 31 | | | |
$54,042 million |
| | | | 0 | | | |
$0 |
|
|
Other
pooled investment vehicles |
| | | | 40 | | | |
$56,143 million |
| | | | 0 | | | |
$0 |
|
|
Other
accounts |
| | | | 5 | | | |
$19,147 million |
| | | | 0 | | | |
$0 |
|
|
Silvia Trillo |
| | | | | | | | | | | | | | | | | | |
|
Registered investment companies**
|
| | | | 32 | | | |
$54,227 million |
| | | | 0 | | | |
$0 |
|
|
Other
pooled investment vehicles |
| | | | 40 | | | |
$56,143 million |
| | | | 0 | | | |
$0 |
|
|
Other
accounts |
| | | | 3 | | | |
$33
million |
| | | | 0 | | | |
$0 |
|
| | | |
Number of Accounts Managed* |
| |
Total
Assets* |
| |
Number of Accounts Managed for which Advisory Fee is Performance- Based* |
| |
Total
Assets* |
| ||||||
|
Daniel Oldroyd |
| | | | | | | | | | | | | | | | | | |
|
Registered investment companies**
|
| | | | 31 | | | |
$53,974 million |
| | | | 0 | | | |
$0 |
|
|
Other
pooled investment vehicles |
| | | | 40 | | | |
$56,143 million |
| | | | 0 | | | |
$0 |
|
|
Other
accounts |
| | | | 5 | | | |
$19,147 million |
| | | | 0 | | | |
$0 |
|
|
Silvia Trillo |
| | | | | | | | | | | | | | | | | | |
|
Registered investment companies**
|
| | | | 32 | | | |
$54,209 million |
| | | | 0 | | | |
$0 |
|
|
Other
pooled investment vehicles |
| | | | 40 | | | |
$56,143 million |
| | | | 0 | | | |
$0 |
|
|
Other
accounts |
| | | | 3 | | | |
$33
million |
| | | | 0 | | | |
$0 |
|
| | | |
Number of Accounts Managed* |
| |
Total
Assets* |
| |
Number of Accounts Managed for which Advisory Fee is Performance- Based* |
| |
Total
Assets* |
| ||||||
|
Daniel Oldroyd |
| | | | | | | | | | | | | | | | | | |
|
Registered investment companies**
|
| | | | 31 | | | |
$54,108 million |
| | | | 0 | | | |
$0 |
|
|
Other
pooled investment vehicles |
| | | | 40 | | | |
$56,143 million |
| | | | 0 | | | |
$0 |
|
|
Other
accounts |
| | | | 5 | | | |
$19,147 million |
| | | | 0 | | | |
$0 |
|
|
Silvia Trillo |
| | | | | | | | | | | | | | | | | | |
|
Registered investment companies**
|
| | | | 32 | | | |
$54,343 million |
| | | | 0 | | | |
$0 |
|
|
Other
pooled investment vehicles |
| | | | 40 | | | |
$56,143 million |
| | | | 0 | | | |
$0 |
|
|
Other
accounts |
| | | | 3 | | | |
$33
million |
| | | | 0 | | | |
$0 |
|
| | | |
Number of Accounts Managed* |
| |
Total
Assets* |
| |
Number of Accounts Managed for which Advisory Fee is Performance- Based* |
| |
Total
Assets* |
| ||||||
|
Daniel Oldroyd |
| | | | | | | | | | | | | | | | | | |
|
Registered investment companies**
|
| | | | 31 | | | |
$54,152 million |
| | | | 0 | | | |
$0 |
|
|
Other
pooled investment vehicles |
| | | | 40 | | | |
$56,143 million |
| | | | 0 | | | |
$0 |
|
|
Other
accounts |
| | | | 5 | | | |
$19,147 million |
| | | | 0 | | | |
$0 |
|
|
Silvia Trillo |
| | | | | | | | | | | | | | | | | | |
|
Registered investment companies**
|
| | | | 32 | | | |
$54,387 million |
| | | | 0 | | | |
$0 |
|
|
Other
pooled investment vehicles |
| | | | 40 | | | |
$56,143 million |
| | | | 0 | | | |
$0 |
|
|
Other
accounts |
| | | | 3 | | | |
$33
million |
| | | | 0 | | | |
$0 |
|