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76
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77
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77
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82
| |
85
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85
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92
| |
93
| |
94
| |
94
| |
95
| |
104
| |
105
| |
105
| |
105
| |
A-1
| |
B-1
| |
C-1
| |
D-1 |
Investment
Strategies |
Daily
Income
Fund |
Short-
Term
Government
Securities
Fund |
Short-
Term
Bond
Fund |
Intermediate
Bond
Fund |
Rural
America
Growth
&
Income
Fund |
Value
Fund |
Growth
Fund |
International
Equity
Fund |
Small-
Company
Stock
Fund |
Money
Market
Instruments |
X |
X |
X |
X |
X |
X |
X |
X |
X |
Funding
Agreements |
X |
X |
X |
X |
X |
X |
X |
X |
X |
Extendible
Commercial
Notes |
X |
X |
X |
X |
X |
X |
X |
X |
X |
Participation
Interests
|
X |
X |
X |
X |
X |
X |
X |
X |
X |
Bank
and
Savings
and
Loan
Obligations |
|
X(1)(2)
|
X(1)(2)
|
X(1)(2)
|
X(1)(2)
|
X(1)(2)
|
X(1)(2)
|
X(2)
|
X(1)(2)
|
Commercial
Paper
and
Other
Short-
Term
Corporate
Debt
Instruments |
|
X |
X |
X |
X |
X |
X |
X |
X |
Investment
Strategies |
Daily
Income
Fund |
Short-
Term
Government
Securities
Fund |
Short-
Term
Bond
Fund |
Intermediate
Bond
Fund |
Rural
America
Growth
&
Income
Fund |
Value
Fund |
Growth
Fund |
International
Equity
Fund |
Small-
Company
Stock
Fund |
Repurchase
Agreements |
X(3)(4)
|
X(4)(5)
|
X(4)
|
X(4)
|
X(4)
|
X(4)
|
X(17)
|
X(4)
|
X(4)
|
Reverse
Repurchase
Agreements |
|
X |
X |
X |
X |
X |
X |
X |
X |
Debt
Securities |
X |
X |
X |
X |
X |
X |
X |
X |
X |
Variable
And
Floating
Rate
Securities |
X |
X |
X |
X |
X |
|
|
|
|
U.S.
Government
Securities |
X |
X |
X |
X |
X |
X |
X |
X |
X |
Municipal
Securities |
|
X |
X |
X |
X |
X |
X |
X |
X |
Unrated,
Downgraded
and
Below
Investment
Grade
Investments |
X(6)
|
X |
X |
X |
X |
X |
X |
X |
X |
Loans,
Assignments,
and
Participations |
|
|
|
|
X |
|
|
|
|
Mortgage-
Backed
and
Asset-
Backed
Debt
Securities |
X(7)
|
X |
X |
X |
X |
|
|
|
|
Mortgage
Pass-
Through
Securities
|
X(7)
|
X |
X |
X |
X |
|
|
|
|
Collateralized
Mortgage
Obligations |
X(7)
|
X |
X |
X |
X |
|
|
|
|
Other
Mortgage-
Related
Securities |
X(7)
|
X |
X |
X |
X |
|
|
|
|
Asset-
Backed
Securities |
X(7)
|
X |
X |
X |
X |
|
|
|
|
Investment
Strategies |
Daily
Income
Fund |
Short-
Term
Government
Securities
Fund |
Short-
Term
Bond
Fund |
Intermediate
Bond
Fund |
Rural
America
Growth
&
Income
Fund |
Value
Fund |
Growth
Fund |
International
Equity
Fund |
Small-
Company
Stock
Fund |
Forward
Commitments
and
Dollar
Rolls |
|
|
|
X |
X |
|
|
|
|
Convertible
Securities |
|
X |
X |
X |
X |
X |
X |
X |
X |
Warrants
and
Rights |
X(8)
|
X(8)
|
X(9)
|
X(9)
|
X(9)
|
X(9)
|
X(18)
|
X(9)
|
X(9)
|
Equity
Securities |
|
|
X |
X |
X |
X |
X |
X |
X |
Illiquid
Securities |
X(10)
|
X(11)
|
X(11)
|
X(11)
|
X(11)
|
X(11)
|
X(11)
|
X(11)
|
X(11)
|
Restricted
Securities |
|
X |
X |
X |
X |
X |
X |
X |
X |
When-
Issued
Securities |
X |
X |
X |
X |
X |
X |
X |
X |
X |
Participation
Certificates |
X |
X |
X |
X |
X |
X |
X |
X |
X |
Investment
Companies
and
Exchange-
Traded
Funds |
X(12)
|
X |
X |
X |
X |
X |
X |
X |
X |
Technology
Securities |
|
X |
X |
X |
X |
X |
X |
X |
X |
Health
Care
Securities |
|
X |
X |
X |
X |
X |
X |
X |
X |
Financial
Sector |
X |
X |
X |
X |
X |
X |
X |
X |
X |
Loans
of
Portfolio
Securities |
X |
X |
X |
X |
X |
X |
X |
X |
X |
Borrowing |
X |
X |
X |
X |
X |
X |
X |
X |
X |
Securities
of
Foreign
Issuers |
X(13)(14)
|
X(13)(14)(15)
|
X(13)
|
X(13)
|
X(13)
|
X |
X(19)
|
X(20)
|
X(13)
|
U.S.
Dollar-
Denominated
Securities
of
Foreign
Issuers |
X |
X(15)(16)
|
X |
X |
X |
X |
X |
X |
X |
Investment
Strategies |
Daily
Income
Fund |
Short-
Term
Government
Securities
Fund |
Short-
Term
Bond
Fund |
Intermediate
Bond
Fund |
Rural
America
Growth
&
Income
Fund |
Value
Fund |
Growth
Fund |
International
Equity
Fund |
Small-
Company
Stock
Fund |
ADRs,
EDRs
and
GDRs |
|
|
X |
X |
X |
X |
X |
X |
X |
Yankee
Securities |
X(13)(14)
|
X(13)(14)(15)
|
X(13)
|
X(13)
|
X |
X |
X(19)
|
X(20)
|
X(13)
|
Eurodollar
Securities |
X(13)(14)
|
X(13)(14)(15)
|
X(13)
|
X(13)
|
X |
X |
X(19)
|
X(20)
|
X(13)
|
European
Union |
X(13)(14)
|
X(13)(14)(15)
|
X(13)
|
X(13)
|
X |
X |
X(19)
|
X(20)
|
X(13)
|
Participation
Notes |
|
|
|
|
|
|
|
X |
|
Obligations
of
Foreign
Governments,
Supranational
Entities
and
Banks |
X |
X |
X |
X |
X |
X |
X |
X |
X |
Initial
Public
Offerings |
|
|
|
|
X |
X |
X |
|
X |
Real
Estate
Investment
Trusts |
|
|
|
|
|
|
X |
|
|
Derivatives |
|
|
|
|
|
|
|
X |
|
Fund |
2022 |
2021 |
Short-Term
Government Securities Fund(1)
|
202% |
155% |
Short-Term
Bond Fund(1)
|
328% |
355% |
Intermediate
Bond Fund(1)
|
258% |
249% |
Rural
America Growth & Income Fund(2)(3)
|
44% |
9% |
Stock
Index Fund(4)
|
13% |
6% |
Value
Fund |
10% |
9% |
Growth
Fund |
23% |
26% |
International
Equity Fund |
13% |
13% |
Small-Company
Stock Fund |
16% |
24% |
Name,
Address
and
Year of Birth(1)
|
Position(s)
Held
with
Homestead Funds |
Term
of
Office
and
Length
of
Time
Served |
Principal
Occupation(s)
During
Past Five Years |
Number
of
Portfolios
Overseen
by
Director
in
the
Fund
Complex(2)
|
Other
Directorships
Held
by
Director |
James
F. Perna
1947 |
Director/Trustee,
Chairman of
the
Board, Member of Audit
Committee,
Member of
Compensation
Committee |
1990-present
(Homestead
Funds,
Inc.);
since
inception
(Homestead
Funds
Trust) |
Solo
Practitioner (attorney)
(2008-present) |
10 |
None |
Douglas
W. Johnson
1955 |
Director/Trustee,
Chairman of
Audit
Committee, Member of
Compensation
Committee |
2003-present
(Homestead
Funds,
Inc.);
since
inception
(Homestead
Funds
Trust) |
CEO,
Blue Ridge Electric
Membership
Corporation (1989-
present) |
10 |
None |
Kenneth
R. Meyer
1944 |
Director/Trustee,
Member of
Audit
Committee, Chairman of
Compensation
Committee |
2005-present
(Homestead
Funds,
Inc,);
since
inception
(Homestead
Funds
Trust) |
Retired
(2004-present) |
10 |
None |
Anthony
M.
Marinello
1946 |
Director/Trustee,
Member of
Audit
Committee, Member of
Compensation
Committee |
1990-present
(Homestead
Funds,
Inc.);
since
inception
(Homestead
Funds
Trust) |
Retired
(2004-present) |
10 |
None |
Name,
Address
and
Year of Birth(1) |
Position(s)
Held
with
Homestead Funds |
Term
of
Office
and
Length
of
Time
Served |
Principal
Occupation(s)
During
Past Five Years |
Number
of
Portfolios
Overseen
by
Director
in
the
Fund
Complex(2) |
Other
Directorships
Held
by
Director |
Sheldon
C. Petersen
1953 |
Director/Trustee,
Member of
Audit
Committee, Member of
Compensation
Committee |
2005-present
(Homestead
Funds,
Inc.);
since
inception
(Homestead
Funds
Trust) |
Retired
(2021-present); CEO,
National
Rural Utilities
Cooperative
Finance
Corporation
(1995-2021) |
10 |
None |
Mark
Rose
1953 |
Director/Trustee,
Member of
Audit
Committee, Member of
Compensation
Committee |
2005-present
(Homestead
Funds,
Inc.);
since
inception
(Homestead
Funds
Trust) |
Consultant,
public affairs (2017-
present)
(self-employed); CEO
and
General Manager,
Bluebonnet
Electric Cooperative
(2002-2017) |
10 |
None |
Peter
J. Tonetti
1953 |
Director/Trustee,
Member of
Audit
Committee, Member of
Compensation
Committee |
2010-present
(Homestead
Funds,
Inc,);
since
inception
(Homestead
Funds
Trust) |
Retired
(2015-present) |
10 |
None |
Julie
H. Dellinger
1953 |
Director/Trustee,
Vice Chair of
Audit
Committee, Member of
Compensation
Committee |
2019-present
|
Westminster
Investment
Consultants,
CEO (2017-
present);
Managing Vice
President
of Investments, ICMA-
RC
and Manager, Vantagepoint
Investment
Advisers, LLC
(1998-2017) |
10 |
None |
Judith
H. McKinney
1950 |
Director/Trustee,
Member of
Audit
Committee, Member of
Compensation
Committee |
2019-present
|
Retired
(2019-present);
Executive
Vice President and
Manager,
Callan LLC (2007-
2019) |
10 |
None |
Name,
Address(1)
and
Year of Birth |
Position(s)
Held
with
Homestead Funds |
Term
of
Office
and
Length
of
Time
Served |
Principal
Occupation(s)
During
Past Five Years |
Number
of
Portfolios
Overseen
by
Director
in
the
Fund
Complex(2)
|
Other
Directorships
Held
by
Director |
Mark
D. Santero(3)
1961 |
Director/Trustee,
President
and
Chief
Executive
Officer |
2018-present
(Homestead
Funds,
Inc.);
since
inception
(Homestead
Funds
Trust) |
Homestead
Advisers Corp.,
President,
Chief Executive
Officer
and Director (2018-
present);
Chief Executive
Officer,
The Dreyfus
Corporation
(2016-2017); Chief
Operating
Officer, BNY Mellon
Investment
Management (2014-
2016) |
10 |
None |
Name,
Address(1)
and
Year of Birth |
Position(s)
Held
with
Homestead Funds |
Term
of
Office
and
Length
of
Time
Served |
Principal
Occupation(s)
During
Past Five Years |
Number
of
Portfolios
Overseen
by
Director
in
the
Fund
Complex(2) |
Other
Directorships
Held
by
Director |
Danielle
C.
Sieverling
1971 |
Chief
Compliance
Officer |
Chief
Compliance
Officer
(2005-
present);
(Homestead
Funds,
Inc.);
since
inception
(Homestead
Funds
Trust);
|
Chief
Compliance Officer,
Homestead
Advisers (2005-
present);
Vice President, Chief
Risk
and Compliance Officer,
NRECA
(2015-present); Chief
Compliance
Officer, Homestead
Financial
Services Corp. (2017-
present);
Secretary, Homestead
Advisers
(2017-2018; 2020-
2021);
Chief Executive Officer
and
Director, Homestead
Financial
Services Corp. (2017-
2018);
Director, Homestead
Financial
Services Corp. (2016);
Vice
President and Director,
Homestead
Financial Services
Corp.
(2015-2016); Vice
President
and Chief Compliance
Officer,
Management Advisory
Services,
NRECA (2008-2015) |
N/A |
N/A |
Amy
M. DiMauro
1971 |
Treasurer
and Principal Financial
Officer |
2007-present
(Homestead
Funds,
Inc,);
since
inception
(Homestead
Funds
Trust) |
Treasurer
and Director,
Homestead
Financial Services
Corp.
(2006- present); Treasurer
and
Director, Homestead
Advisers
Corp. (2010-present);
Senior
Director, Finance &
Accounting—Mutual
Funds,
NRECA
(2014-present);
Treasurer
and Director, Electric
Cooperative
Life Insurance Co.
(2013-2021);
Treasurer and
Director,
Cooperating Insurance
Services
Co. (2013-present) |
N/A |
N/A |
Jennifer
(Laurie)
Webster
1963 |
Chief
Operations
Officer |
2017-present
(Homestead
Funds,
Inc.);
since
inception
(Homestead
Funds
Trust) |
President
and Director,
Homestead
Financial Services
Corp.
(2018- present); Chief
Operations
Officer, Homestead
Financial
Services Corp. (2017-
present);
Vice President of
Operations
and Client Services,
Homestead
Advisers (2017-
2020);
Chief Operations Officer,
Homestead
Advisers Corp.
(2020-present);
Chief Operating
Officer,
Solomon Hess Capital
Management
(2017-2017); V.P.
Investment
Operations and
Indexing,
Calvert Investments
(2014-2017) |
N/A |
N/A |
Name,
Address(1)
and
Year of Birth |
Position(s)
Held
with
Homestead Funds |
Term
of
Office
and
Length
of
Time
Served |
Principal
Occupation(s)
During
Past Five Years |
Number
of
Portfolios
Overseen
by
Director
in
the
Fund
Complex(2) |
Other
Directorships
Held
by
Director |
Jeremy
Sperlazza
1990 |
Secretary |
2021-present |
Secretary
and Counsel,
Homestead
Advisers Corp.
(2021-present);
Counsel,
Homestead
Financial Services
Corp.
(2021-present); Associate,
Dechert
LLP (2015-2021) |
N/A |
N/A |
|