AMPLIFY ETF TRUST
Amplify High Income ETF YYY
Amplify Online Retail ETF IBUY
Amplify CWP Enhanced Dividend Income ETF DIVO
Amplify Transformational Data Sharing ETF BLOK
Amplify Lithium & Battery Technology ETF BATT
Amplify BlackSwan Growth & Treasury Core ETF SWAN
Amplify International Online Retail ETF XBUY
Amplify Seymour Cannabis ETF CNBS
Amplify Pure Junior Gold Miners ETF JGLD
Amplify BlackSwan ISWN ETF ISWN
Amplify Cleaner Living ETF DTOX
Amplify Thematic All-Stars ETF MVPS
Amplify Digital & Online Trading ETF BIDS
ANNUAL REPORT
October 31, 2021
Beginning on January 1, 2022, as permitted by regulations adopted by the U.S. Securities and Exchange Commission, paper copies of the Amplify Seymour Cannabis ETF shareholder reports will no longer be sent by mail, unless you specifically request paper copies of the Amplify Seymour Cannabis ETF’s reports from your financial intermediary, such as a broker-dealer or bank. Instead, the reports will be made available on a website, and you will be notified by mail each time a report is posted and provided with a website link to access the report.
If you already elected to receive shareholder reports electronically, you will not be affected by this change and you need not take any action. Please contact your financial intermediary to elect to receive shareholder reports and other Fund communications electronically.
You may elect to receive all future reports in paper free of charge. Please contact your financial intermediary to inform them that you wish to continue receiving paper copies of shareholder reports and for details about whether your election to receive reports in paper will apply to all funds held with your financial intermediary.
Amplify ETF Trust
Table of Contents
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Amplify ETF Trust (the “Trust”) files its complete schedule of fund holdings with the Securities and Exchange Commission (the “Commission”) for the first and third quarters of each fiscal year on Part F of Form N-PORT within sixty days after the end of the period. The Trust’s Part F of Form N-PORT is available on the Commission’s website at www.sec.gov, and may be reviewed and copied at the Commission’s Public Reference Room in Washington, DC. Information on the operation of the Public Reference Room may be obtained by calling 1-800-SEC-0330.
A description of the policies and procedures that Amplify Investments LLC (the “Adviser”) uses to determine how to vote proxies relating to portfolio securities, as well as information relating to how a fund voted proxies relating to portfolio securities during the most recent 12-month period ended June 30, is available (i) without charge, upon request, by calling 1-855-267-3837 and (ii) on the Commission’s website at www.sec.gov.
1
Equity investors experienced healthy returns across the board through the end of October of 2021. Despite risks of new COVID outbreaks, the potential for increased US taxes and inflation rising, broad-based US stock indexes surged. The Dow Jones Industrial Average, the S&P 500 and the Nasdaq 100 had positive returns ranging between 18-24% through the end of October. In addition, market capitalization and style indexes including the S&P Mid Cap Growth, S&P Mid Cap Value, S&P Small Cap Growth and S&P Small Cap Value all returned double digit positive returns. Besides healthy returns, the behavior of equity markets in 2021 was also quite calm with virtually no material corrections in the year. The first ten months of 2021 were a refreshing break for investors after a volatile 2020.
The S&P 500 delivered 24% year-to-date as of the end of October, which placed it in the middle of the various sector returns making up this well-known index. Reviewing the eleven sectors that comprise the S&P 500 index shows a variety of significant performance differences. In fact, three of the eleven S&P 500 sectors gained more than 30% year-to-date as of October 31. Leading the pack with just over a 57% gain was the Energy sector. Energy stocks continued to see their products in increased demand as the economy worldwide ramped up from the COVID slowdown of 2020. The energy sector declined 33% in 2020 amidst the worldwide economic slowdown, so 2021’s performance is a welcome sign for energy stock investors. Coming in a distant second and third place were the Financials sector with a 38% gain and the Real Estate sector with a 33% move upward. Both sectors were on the rebound in 2021 after experiencing slightly negative returns in 2020. After the top three sector winners, there were a mix of sectors that hovered around the 20% gain mark. Communication Services gained 25% and Technology and Consumer Discretionary followed closely with a 24% and 22% gain respectively. Returning 46% in 2020, the Technology sector has been on quite a roll the last 22 months. Healthcare, Industrials and Materials sectors returned between 18-19%, just underperforming the S&P 500. Utilities and Consumer Staples took the two bottom sector return positions with just single digit returns of 9% and 8% respectively. It’s notable there were no negative sectors returns in 2021 after 2020 saw three of eleven sectors in the red.
Looking forward to 2022, US investors will be watching the Federal Reserve’s tone, pace of interest rate increases, inflation data and geopolitical tensions with nations including China, Iran, and Russia. US equity markets have been abnormally rosy since the 2020 COVID lows, and it would not be surprising to see equity market volatility increase in 2022.
Past performance does not guarantee future results.
Investing involves risk; Principal loss is possible.
Fund holdings are subject to change and should not be considered a recommendation to buy or sell any security. Please see the Schedule of Investments for a complete list of Fund holdings.
S&P 500 Index: The S&P 500 is a market value weighted index and one of the common benchmarks for the U.S. stock market. Investors cannot invest directly in an index.
2
Growth of a $10,000 Investment
(at Net Asset Value)
|
ANNUALIZED RETURNS | ||||||||||||||||
|
One Year |
Three Year |
Five Year |
Inception to Date(a) | |||||||||||||
|
Net
Asset |
Market |
Net
Asset |
Market |
Net
Asset |
Market |
Net
Asset |
Market | |||||||||
|
Amplify High Income ETF |
30.71% |
30.94% |
9.96% |
9.99% |
7.63% |
7.59% |
7.32% |
7.34% | ||||||||
|
Hybrid SWM/ISE High Income Index(b) |
31.70% |
31.70% |
10.64% |
10.64% |
8.23% |
8.23% |
7.56% |
7.56% | ||||||||
|
ISE High Income Index |
31.70% |
31.70% |
10.64% |
10.64% |
8.23% |
8.23% |
6.81%(c) |
6.81%(c) | ||||||||
|
S&P 500 Index |
42.91% |
42.91% |
21.48% |
21.48% |
18.93% |
18.93% |
16.64% |
16.64% | ||||||||
(a) Fund commenced operations on June 11, 2012.
(b) Reflects performance of Sustainable North American Oil Sands Index® through June 20, 2013 and ISE High Income Index thereafter.
(c) This figure represents performance of the ISE High Income IndexTM after the change in the index strategy utilized by the Fund beginning on June 20, 2013, and not since inception.
The Fund is the successor to the investment performance of the YieldShares High Income Fund (the “Predecessor High Income Fund”) as a result of the reorganization of the Predecessor High Income Fund into the Fund on October 7, 2019. Accordingly, the performance information shown in the chart and table above for periods prior to October 7, 2019 is that of the Predecessor High Income Fund’s Shares for the Fund. The Predecessor High Income Fund was managed by the same portfolio managers as the Fund and had substantially the same investment objectives, policies, and strategies as the Fund.
The performance data quoted herein represents past performance and the return and value of an investment in the Fund will fluctuate so that shares, when redeemed or sold in the market, may be worth more or less than their original cost. Prior to June 20, 2013, the Fund sought to provide investment results that, before fees and expenses, corresponded generally to the price and yield performance of the SWM Index. Past performance is no guarantee of future performance and should not be considered as a representation of the future results of the Fund. The Fund’s performance assumes the reinvestment of all dividends and all capital gains. Index returns assume reinvestment of dividends and, unlike a Fund’s returns, do not reflect any fees or expenses. If such fees and expenses were included in the index returns, the performance would have been lower. Please note that one cannot invest directly in an unmanaged index.
There are no assurances that the Fund will meet its stated objectives.
The Fund’s holdings and allocations are subject to change and should not be considered recommendations to buy individual securities.
Returns shown do not reflect the deduction of taxes that a shareholder would pay on Fund distributions or the redemption of Fund shares.
3
Amplify ETF Trust
Amplify Online Retail ETF
Fund Performance
October 31, 2021 (Unaudited)
Growth of a $10,000 Investment
(at Net Asset Value)
|
ANNUALIZED RETURNS | ||||||||||||||||
|
One Year |
Three Year |
Five Year |
Inception to Date(a) | |||||||||||||
|
Net
Asset |
Market
|
Net
Asset |
Market
|
Net
Asset |
Market
|
Net
Asset |
Market
| |||||||||
|
Amplify Online Retail ETF |
25.49% |
25.32% |
36.53% |
36.59% |
32.65% |
32.54% |
31.04% |
31.02% | ||||||||
|
EQM Online Retail Index |
26.34% |
26.34% |
36.97% |
36.97% |
33.11% |
33.11% |
31.53% |
31.53% | ||||||||
|
S&P 500 Index |
42.91% |
42.91% |
21.48% |
21.48% |
18.93% |
18.93% |
17.44% |
17.44% | ||||||||
(a) Fund commenced operations on April 19, 2016.
The performance data quoted herein represents past performance and the return and value of an investment in the Fund will fluctuate so that shares, when redeemed or sold in the market, may be worth more or less than their original cost. Past performance is no guarantee of future performance and should not be considered as a representation of the future results of the Fund. The Fund’s performance assumes the reinvestment of all dividends and all capital gains. Index returns assume reinvestment of dividends and, unlike a Fund’s returns, do not reflect any fees or expenses. If such fees and expenses were included in the index returns, the performance would have been lower. Please note that one cannot invest directly in an unmanaged index.
There are no assurances that the Fund will meet its stated objectives.
The Fund’s holdings and allocations are subject to change and should not be considered recommendations to buy individual securities.
Returns shown do not reflect the deduction of taxes that a shareholder would pay on Fund distributions or the redemption of Fund shares.
4
Amplify ETF Trust
Amplify CWP Enhanced Dividend Income ETF
Fund Performance
October 31, 2021 (Unaudited)
Growth of a $10,000 Investment
(at Net Asset Value)
|
ANNUALIZED RETURNS | ||||||||||||
|
One Year |
Three Year |
Inception to Date(a) | ||||||||||
|
Net
Asset |
Market
|
Net
Asset |
Market
|
Net
Asset |
Market
| |||||||
|
Amplify CWP Enhanced Dividend Income ETF |
33.81% |
33.59% |
16.31% |
16.30% |
14.62% |
14.63% | ||||||
|
Cboe S&P 500 BuyWrite Index |
31.54% |
31.54% |
7.75% |
7.75% |
7.41% |
7.41% | ||||||
|
Dow Jones Industrial Average |
35.16% |
35.16% |
12.56% |
12.56% |
12.78% |
12.78% | ||||||
(a) Fund commenced operations on December 13, 2016.
The performance data quoted herein represents past performance and the return and value of an investment in the Fund will fluctuate so that shares, when redeemed or sold in the market, may be worth more or less than their original cost. Past performance is no guarantee of future performance and should not be considered as a representation of the future results of the Fund. The Fund’s performance assumes the reinvestment of all dividends and all capital gains. Index returns assume reinvestment of dividends and, unlike a Fund’s returns, do not reflect any fees or expenses. If such fees and expenses were included in the index returns, the performance would have been lower. Please note that one cannot invest directly in an unmanaged index.
There are no assurances that the Fund will meet its stated objectives.
The Fund’s holdings and allocations are subject to change and should not be considered recommendations to buy individual securities.
Returns shown do not reflect the deduction of taxes that a shareholder would pay on Fund distributions or the redemption of Fund shares.
5
Amplify ETF Trust
Amplify Transformational Data Sharing ETF
Fund Performance
October 31, 2021 (Unaudited)
Growth of a $10,000 Investment
(at Net Asset Value)
|
ANNUALIZED RETURNS | ||||||||||||
|
One Year |
Three Year |
Inception to Date(a) | ||||||||||
|
Net
Asset |
Market
|
Net
Asset |
Market
|
Net
Asset |
Market
| |||||||
|
Amplify Transformational Data Sharing ETF |
127.54% |
127.14% |
49.52% |
49.58% |
32.65% |
32.68% | ||||||
|
MSCI AC World Index Net |
37.28% |
37.28% |
17.47% |
17.47% |
11.18% |
11.18% | ||||||
|
S&P 500 Index |
42.91% |
42.91% |
21.48% |
21.48% |
16.38% |
16.38% | ||||||
(a) Fund commenced operations on January 16, 2018.
The performance data quoted herein represents past performance and the return and value of an investment in the Fund will fluctuate so that shares, when redeemed or sold in the market, may be worth more or less than their original cost. Past performance is no guarantee of future performance and should not be considered as a representation of the future results of the Fund. The Fund’s performance assumes the reinvestment of all dividends and all capital gains. Index returns assume reinvestment of dividends and, unlike a Fund’s returns, do not reflect any fees or expenses. If such fees and expenses were included in the index returns, the performance would have been lower. Please note that one cannot invest directly in an unmanaged index.
There are no assurances that the Fund will meet its stated objectives.
The Fund’s holdings and allocations are subject to change and should not be considered recommendations to buy individual securities.
Returns shown do not reflect the deduction of taxes that a shareholder would pay on Fund distributions or the redemption of Fund shares.
6
Amplify ETF Trust
Amplify Lithium & Battery Technology ETF
Fund Performance
October 31, 2021 (Unaudited)
Growth of a $10,000 Investment
(at Net Asset Value)
|
ANNUALIZED RETURNS | ||||||||||||
|
One Year |
Three Year |
Inception to Date(a) | ||||||||||
|
Net
Asset |
Market
|
Net
Asset |
Market
|
Net
Asset |
Market
| |||||||
|
Amplify Lithium & Battery Technology ETF |
81.32% |
81.13% |
16.70% |
16.76% |
0.67% |
0.75% | ||||||
|
EQM Lithium & Battery Technology Index(b) |
82.78% |
82.78% |
N/A |
N/A |
73.89%(c) |
73.89%(c) | ||||||
|
MSCI AC World Index Metals & Mining Net Index |
36.22% |
36.22% |
17.67% |
17.67% |
10.27% |
10.27% | ||||||
|
S&P 500 Index |
42.91% |
42.91% |
21.48% |
21.48% |
18.48% |
18.48% | ||||||
(a) Fund commenced operations on June 4, 2018.
(b) On October 14, 2020, the Fund ceased being an actively-managed fund and began following the EQM Lithium & Battery Technology Index. Therefore, the Fund’s performance and historical returns shown for the periods prior to October 14, 2020 are not necessarily indicative of the performance that the Fund, based on its current index and investment objective, would have generated. Performance data is not available for all the periods shown in the table for the Index because performance data does not exist for some of the entire periods.
(c) This figure represents performance of the EQM Lithium & Battery Technology Index after the change in the index strategy utilized by the Fund beginning on October 14, 2020, and not since inception. The Net Asset Value return for the period beginning on October 14, 2020 was 72.75%.
The performance data quoted herein represents past performance and the return and value of an investment in the Fund will fluctuate so that shares, when redeemed or sold in the market, may be worth more or less than their original cost. Past performance is no guarantee of future performance and should not be considered as a representation of the future results of the Fund. The Fund’s performance assumes the reinvestment of all dividends and all capital gains. Index returns assume reinvestment of dividends and, unlike a Fund’s returns, do not reflect any fees or expenses. If such fees and expenses were included in the index returns, the performance would have been lower. Please note that one cannot invest directly in an unmanaged index.
There are no assurances that the Fund will meet its stated objectives.
The Fund’s holdings and allocations are subject to change and should not be considered recommendations to buy individual securities.
Returns shown do not reflect the deduction of taxes that a shareholder would pay on Fund distributions or the redemption of Fund shares.
7
Amplify ETF Trust
Amplify BlackSwan Growth & Treasury Core ETF
Fund Performance
October 31, 2021 (Unaudited)
Growth of a $10,000 Investment
(at Net Asset Value)
|
ANNUALIZED RETURNS | ||||||||
|
One Year |
Inception to Date(a) | |||||||
|
Net
Asset |
Market
|
Net
Asset |
Market
| |||||
|
Amplify BlackSwan Growth & Treasury Core ETF |
17.44% |
17.64% |
14.93% |
14.92% | ||||
|
S-Network BlackSwan Core Total Return Index |
18.20% |
18.20% |
15.96% |
15.96% | ||||
|
S&P 500 Index |
42.91% |
42.91% |
21.18% |
21.18% | ||||
(a) Fund commenced operations on November 5, 2018.
The performance data quoted herein represents past performance and the return and value of an investment in the Fund will fluctuate so that shares, when redeemed or sold in the market, may be worth more or less than their original cost. Past performance is no guarantee of future performance and should not be considered as a representation of the future results of the Fund. The Fund’s performance assumes the reinvestment of all dividends and all capital gains. Index returns assume reinvestment of dividends and, unlike a Fund’s returns, do not reflect any fees or expenses. If such fees and expenses were included in the index returns, the performance would have been lower. Please note that one cannot invest directly in an unmanaged index.
There are no assurances that the Fund will meet its stated objectives.
The Fund’s holdings and allocations are subject to change and should not be considered recommendations to buy individual securities.
Returns shown do not reflect the deduction of taxes that a shareholder would pay on Fund distributions or the redemption of Fund shares.
8
Amplify ETF Trust
Amplify International Online Retail ETF
Fund Performance
October 31, 2021 (Unaudited)
Growth of a $10,000 Investment
(at Net Asset Value)
|
ANNUALIZED RETURNS | ||||||||
|
One Year |
Inception to Date(a) | |||||||
|
Net
Asset |
Market
|
Net
Asset |
Market
| |||||
|
Amplify International Online Retail ETF |
4.68% |
4.60% |
22.35% |
22.39% | ||||
|
EQM International Ecommerce Index |
4.99% |
4.99% |
23.17% |
23.17% | ||||
|
S&P 500 Index |
42.91% |
42.91% |
24.59% |
24.59% | ||||
(a) Fund commenced operations on January 29, 2019.
The performance data quoted herein represents past performance and the return and value of an investment in the Fund will fluctuate so that shares, when redeemed or sold in the market, may be worth more or less than their original cost. Past performance is no guarantee of future performance and should not be considered as a representation of the future results of the Fund. The Fund’s performance assumes the reinvestment of all dividends and all capital gains. Index returns assume reinvestment of dividends and, unlike a Fund’s returns, do not reflect any fees or expenses. If such fees and expenses were included in the index returns, the performance would have been lower. Please note that one cannot invest directly in an unmanaged index.
There are no assurances that the Fund will meet its stated objectives.
The Fund’s holdings and allocations are subject to change and should not be considered recommendations to buy individual securities.
Returns shown do not reflect the deduction of taxes that a shareholder would pay on Fund distributions or the redemption of Fund shares.
9
Amplify ETF Trust
Amplify Seymour Cannabis ETF
Fund Performance
October 31, 2021 (Unaudited)
Growth of a $10,000 Investment
(at Net Asset Value)
|
ANNUALIZED RETURNS | ||||||||
|
One Year |
Inception to Date(a) | |||||||
|
Net
Asset |
Market
|
Net
Asset |
Market
| |||||
|
Amplify Seymour Cannabis ETF |
47.93% |
46.81% |
-13.89% |
-13.92% | ||||
|
S&P 500 Index |
42.91% |
42.91% |
23.06% |
23.06% | ||||
(a) Fund commenced operations on July 22, 2019.
The performance data quoted herein represents past performance and the return and value of an investment in the Fund will fluctuate so that shares, when redeemed or sold in the market, may be worth more or less than their original cost. Past performance is no guarantee of future performance and should not be considered as a representation of the future results of the Fund. The Fund’s performance assumes the reinvestment of all dividends and all capital gains. Index returns assume reinvestment of dividends and, unlike a Fund’s returns, do not reflect any fees or expenses. If such fees and expenses were included in the index returns, the performance would have been lower. Please note that one cannot invest directly in an unmanaged index.
There are no assurances that the Fund will meet its stated objectives.
The Fund’s holdings and allocations are subject to change and should not be considered recommendations to buy individual securities.
Returns shown do not reflect the deduction of taxes that a shareholder would pay on Fund distributions or the redemption of Fund shares.
10
Amplify ETF Trust
Amplify Pure Junior Gold Miners ETF
Fund Performance
October 31, 2021 (Unaudited)
Growth of a $10,000 Investment
(at Net Asset Value)
|
TOTAL
RETURN FOR THE PERIOD | ||||
|
Inception to Date(a) | ||||
|
Net
Asset |
Market
| |||
|
Amplify Pure Junior Gold Miners ETF |
-6.31% |
-6.08% | ||
|
EQM Pure Junior Gold Miners Index |
-5.63% |
-5.63% | ||
|
S&P 500 Index |
28.81% |
28.81% | ||
(a) Fund commenced operations on Novemer 30, 2020.
The performance data quoted herein represents past performance and the return and value of an investment in the Fund will fluctuate so that shares, when redeemed or sold in the market, may be worth more or less than their original cost. Past performance is no guarantee of future performance and should not be considered as a representation of the future results of the Fund. The Fund’s performance assumes the reinvestment of all dividends and all capital gains. Index returns assume reinvestment of dividends and, unlike a Fund’s returns, do not reflect any fees or expenses. If such fees and expenses were included in the index returns, the performance would have been lower. Please note that one cannot invest directly in an unmanaged index.
There are no assurances that the Fund will meet its stated objectives.
The Fund’s holdings and allocations are subject to change and should not be considered recommendations to buy individual securities.
Returns shown do not reflect the deduction of taxes that a shareholder would pay on Fund distributions or the redemption of Fund shares.
11
Amplify ETF Trust
Amplify BlackSwan ISWN ETF
Fund Performance
October 31, 2021 (Unaudited)
Growth of a $10,000 Investment
(at Net Asset Value)
|
TOTAL RETURN FOR THE PERIOD ENDED OCTOBER 31, 2021 | ||||
|
Inception to Date(a) | ||||
|
Net
Asset |
Market
| |||
|
Amplify BlackSwan ISWN ETF |
2.23% |
2.12% | ||
|
S-Network BlackSwan International Index |
2.57% |
2.57% | ||
|
MSCI EAFE Net Index |
8.97% |
8.97% | ||
(a) Fund commenced operations on January 25, 2021.
The performance data quoted herein represents past performance and the return and value of an investment in the Fund will fluctuate so that shares, when redeemed or sold in the market, may be worth more or less than their original cost. Past performance is no guarantee of future performance and should not be considered as a representation of the future results of the Fund. The Fund’s performance assumes the reinvestment of all dividends and all capital gains. Index returns assume reinvestment of dividends and, unlike a Fund’s returns, do not reflect any fees or expenses. If such fees and expenses were included in the index returns, the performance would have been lower. Please note that one cannot invest directly in an unmanaged index.
There are no assurances that the Fund will meet its stated objectives.
The Fund’s holdings and allocations are subject to change and should not be considered recommendations to buy individual securities.
Returns shown do not reflect the deduction of taxes that a shareholder would pay on Fund distributions or the redemption of Fund shares.
12
Amplify ETF Trust
Amplify Cleaner Living ETF
Fund Performance
October 31, 2021 (Unaudited)
Growth of a $10,000 Investment
(at Net Asset Value)
|
TOTAL RETURN FOR THE PERIOD ENDED OCTOBER 31, 2021 | ||||
|
Inception to Date(a) | ||||
|
Net
Asset |
Market
| |||
|
Amplify Cleaner Living ETF |
-3.54% |
-3.25% | ||
|
Tematica BITA Cleaner Living Index |
-3.38% |
-3.38% | ||
|
S&P 500 Index |
9.07% |
9.07% | ||
(a) Fund commenced operations on June 23, 2021.
The performance data quoted herein represents past performance and the return and value of an investment in the Fund will fluctuate so that shares, when redeemed or sold in the market, may be worth more or less than their original cost. Past performance is no guarantee of future performance and should not be considered as a representation of the future results of the Fund. The Fund’s performance assumes the reinvestment of all dividends and all capital gains. Index returns assume reinvestment of dividends and, unlike a Fund’s returns, do not reflect any fees or expenses. If such fees and expenses were included in the index returns, the performance would have been lower. Please note that one cannot invest directly in an unmanaged index.
There are no assurances that the Fund will meet its stated objectives.
The Fund’s holdings and allocations are subject to change and should not be considered recommendations to buy individual securities.
Returns shown do not reflect the deduction of taxes that a shareholder would pay on Fund distributions or the redemption of Fund shares.
13
Amplify ETF Trust
Amplify Thematic All-Stars ETF
Fund Performance
October 31, 2021 (Unaudited)
Growth of a $10,000 Investment
(at Net Asset Value)
|
TOTAL RETURN FOR THE PERIOD ENDED OCTOBER 31, 2021 | ||||
|
Inception to Date(a) | ||||
|
Net
Asset |
Market
| |||
|
Amplify Thematic All-Stars ETF |
12.85% |
13.16% | ||
|
ETF All-Stars Thematic Composite Index |
13.21% |
13.21% | ||
|
S&P 500 Index |
6.92% |
6.92% | ||
(a) Fund commenced operations on July 20, 2021.
The performance data quoted herein represents past performance and the return and value of an investment in the Fund will fluctuate so that shares, when redeemed or sold in the market, may be worth more or less than their original cost. Past performance is no guarantee of future performance and should not be considered as a representation of the future results of the Fund. The Fund’s performance assumes the reinvestment of all dividends and all capital gains. Index returns assume reinvestment of dividends and, unlike a Fund’s returns, do not reflect any fees or expenses. If such fees and expenses were included in the index returns, the performance would have been lower. Please note that one cannot invest directly in an unmanaged index.
There are no assurances that the Fund will meet its stated objectives.
The Fund’s holdings and allocations are subject to change and should not be considered recommendations to buy individual securities.
Returns shown do not reflect the deduction of taxes that a shareholder would pay on Fund distributions or the redemption of Fund shares.
14
Amplify ETF Trust
Amplify Digital & Online Trading ETF
Fund Performance
October 31, 2021 (Unaudited)
Growth of a $10,000 Investment
(at Net Asset Value)
|
TOTAL RETURN FOR THE PERIOD ENDED OCTOBER 31, 2021 | ||||
|
Inception to Date(a) | ||||
|
Net
Asset |
Market
| |||
|
Amplify Digital & Online Trading ETF |
5.97% |
6.17% | ||
|
BlueStar® Global E-Brokers and Digital Capital Markets Index |
6.02% |
6.02% | ||
|
S&P 500 Index |
5.89% |
5.89% | ||
(a) Fund commenced operations on September 21, 2021.
The performance data quoted herein represents past performance and the return and value of an investment in the Fund will fluctuate so that shares, when redeemed or sold in the market, may be worth more or less than their original cost. Past performance is no guarantee of future performance and should not be considered as a representation of the future results of the Fund. The Fund’s performance assumes the reinvestment of all dividends and all capital gains. Index returns assume reinvestment of dividends and, unlike a Fund’s returns, do not reflect any fees or expenses. If such fees and expenses were included in the index returns, the performance would have been lower. Please note that one cannot invest directly in an unmanaged index.
There are no assurances that the Fund will meet its stated objectives.
The Fund’s holdings and allocations are subject to change and should not be considered recommendations to buy individual securities.
Returns shown do not reflect the deduction of taxes that a shareholder would pay on Fund distributions or the redemption of Fund shares.
15
|
Description |
Shares |
Value | |||
|
INVESTMENT COMPANIES — 99.7% |
|
||||
|
Equity — 9.3% |
|
||||
|
Aberdeen
Total Dynamic |
1,237,101 |
$ |
12,432,865 | ||
|
BlackRock
Enhanced Equity |
669,182 |
|
6,905,958 | ||
|
BlackRock Enhanced Global Dividend Trust(a) |
287,642 |
|
3,500,603 | ||
|
John Hancock Tax-Advantaged Dividend Income Fund |
172,217 |
|
4,224,483 | ||
|
Liberty All-Star Equity Fund(a) |
1,723,776 |
|
14,531,432 | ||
|
|
41,595,341 | ||||
|
Fixed Income — 90.4% |
|
||||
|
AllianceBernstein Global High Income Fund, Inc. |
1,043,268 |
|
12,978,254 | ||
|
BlackRock Corporate High Yield Fund, Inc. |
705,748 |
|
8,588,953 | ||
|
BlackRock Credit Allocation Income Trust |
869,615 |
|
13,244,236 | ||
|
BlackRock Debt Strategies Fund, Inc. |
173,390 |
|
2,035,599 | ||
|
BlackRock
Taxable Municipal |
182,562 |
|
4,772,171 | ||
|
Blackstone Strategic Credit Fund |
921,529 |
|
12,855,330 | ||
|
Calamos
Global Dynamic |
297,623 |
|
3,092,303 | ||
|
DoubleLine Income Solutions Fund |
737,425 |
|
13,022,925 | ||
|
DoubleLine Yield Opportunities Fund |
665,199 |
|
12,931,469 | ||
|
Eaton
Vance Floating-Rate Income |
676,784 |
|
10,144,992 | ||
|
Eaton Vance Limited Duration Income Fund |
1,001,721 |
|
13,222,717 | ||
|
Eaton Vance Senior Floating - Rate Trust(a) |
808,551 |
|
12,047,410 | ||
|
First Trust High Income Long/Short Fund |
759,159 |
|
12,184,502 | ||
|
First Trust High Yield Opportunities 2027 Term Fund |
644,369 |
|
13,493,087 | ||
|
First Trust Intermediate Duration Preferred & Income Fund(a) |
134,374 |
|
3,423,850 | ||
|
Flaherty & Crumrine Preferred and Income Securities Fund, Inc. |
115,102 |
|
2,587,493 | ||
|
Description |
Shares |
Value | |||
|
Highland Income Fund |
970,242 |
$ |
11,051,056 | ||
|
NexPoint Strategic Opportunities Fund |
520,844 |
|
7,911,620 | ||
|
Nuveen AMT-Free Quality Municipal Income Fund |
451,679 |
|
6,856,487 | ||
|
Nuveen Core Plus Impact Fund(a) |
674,781 |
|
12,490,196 | ||
|
Nuveen Credit Strategies Income Fund |
917,136 |
|
6,043,926 | ||
|
Nuveen Floating Rate Income Fund |
1,302,338 |
|
13,335,941 | ||
|
Nuveen Municipal Credit Opportunities Fund |
382,066 |
|
5,746,273 | ||
|
Nuveen Preferred & Income Opportunities Fund |
516,669 |
|
5,156,357 | ||
|
Nuveen Preferred & Income Securities Fund |
783,150 |
|
7,784,511 | ||
|
Nuveen
Quality Municipal |
334,947 |
|
5,235,222 | ||
|
Oxford Lane Capital Corp. |
2,080,916 |
|
16,647,328 | ||
|
PGIM Global High Yield Fund, Inc. |
811,915 |
|
12,730,827 | ||
|
PGIM High Yield Bond Fund, Inc.(a) |
790,650 |
|
13,037,818 | ||
|
PIMCO Corporate & Income Opportunity Fund |
782,533 |
|
14,187,323 | ||
|
PIMCO Dynamic Credit and Mortgage Income Fund |
663,575 |
|
14,266,863 | ||
|
PIMCO Dynamic Income Fund |
516,683 |
|
13,841,938 | ||
|
PIMCO Dynamic Income Opportunities Fund |
443,555 |
|
9,217,073 | ||
|
PIMCO High Income Fund |
1,388,671 |
|
8,915,268 | ||
|
PIMCO Income Strategy Fund II |
1,010,018 |
|
10,191,082 | ||
|
Templeton Global Income Fund |
2,337,933 |
|
12,765,114 | ||
|
Virtus AllianzGI Convertible & Income Fund |
2,162,960 |
|
13,605,018 | ||
|
Wells
Fargo Income Opportunities |
1,476,453 |
|
13,214,254 | ||
|
Western Asset Emerging Markets Debt Fund, Inc. |
815,698 |
|
11,142,435 | ||
|
Western Asset High Income Opportunity Fund, Inc. |
1,883,211 |
|
9,830,361 | ||
|
|
405,829,582 | ||||
|
Total
Investment Companies |
|
447,424,923 | |||
|
|
|||||
|
RIGHTS — 0.0%(b) |
|
||||
|
Liberty All-Star Equity Fund(a)(c) |
1,671,456 |
|
61,510 | ||
|
Total
Rights |
|
61,510 | |||
|
|
|||||
|
MONEY MARKET FUNDS — 0.1% |
|
||||
|
Invesco
Government & Agency Portfolio - Institutional |
479,599 |
|
479,599 | ||
|
Total Money
Market Funds
|
|
479,599 | |||
The accompanying notes are an integral part of the financial statements.
16
Amplify ETF Trust
Amplify High Income ETF
Schedule of Investments
October 31, 2021 (Continued)
|
Description |
Shares |
Value | |||
|
INVESTMENTS PURCHASED WITH PROCEEDS FROM SECURITIES LENDING — 3.8% |
|
||||
|
First American Government Obligations Fund - Class X — 0.03%(d) |
17,004,950 |
$ |
17,004,950 | ||
|
Total
Investments Purchased with Proceeds from Securities Lending |
|
17,004,950 | |||
|
|
|||||
|
Total Investments — 103.6% |
|
||||
|
(Cost $450,339,357) |
$ |
464,970,982 | |||
Percentages are based on Net Assets of $448,970,862.
(a) All or a portion of this security is out on loan as of October 31, 2021. Total value of securities out on loan is $16,328,804 or 3.6% of net assets.
(b) Less than 0.05%.
(c) Illiquid security. At October 31, 2021, the value of these securities amounted to $61,510 or 0.0% of net assets.
(d) Seven-day yield as of October 31, 2021.
The accompanying notes are an integral part of the financial statements.
17
Amplify ETF Trust
Amplify Online Retail ETF
Schedule of Investments
October 31, 2021
|
Description |
Shares |
Value | |||
|
COMMON STOCKS — 99.7% |
|
||||
|
Marketplace — 37.2% |
|
||||
|
Alibaba Group Holding Ltd. - ADR(a) |
35,159 |
$ |
5,799,125 | ||
|
BigCommerce Holdings, Inc.(a) |
370,291 |
|
17,111,147 | ||
|
ContextLogic, Inc. - Class A(a)(b) |
1,761,419 |
|
8,983,237 | ||
|
Copart, Inc.(a) |
138,924 |
|
21,573,508 | ||
|
Coupang, Inc.(a) |
202,167 |
|
6,016,490 | ||
|
Dada Nexus Ltd. - ADR(a) |
335,218 |
|
6,808,278 | ||
|
Delivery Hero SE (a)(c) |
57,897 |
|
7,198,223 | ||
|
DoorDash, Inc. - Class A(a) |
122,242 |
|
23,812,742 | ||
|
Etsy, Inc.(a) |
105,726 |
|
26,504,451 | ||
|
Fiverr International Ltd. - ADR(a) |
43,405 |
|
7,394,042 | ||
|
Groupon, Inc. (a)(b) |
372,929 |
|
7,913,553 | ||
|
Jumia Technologies AG - ADR(a)(b) |
283,483 |
|
4,952,448 | ||
|
Just Eat Takeaway.com NV(a)(c) |
281,394 |
|
20,207,150 | ||
|
KE Holdings, Inc. - ADR(a) |
147,296 |
|
2,683,733 | ||
|
Liquidity Services, Inc.(a) |
634,218 |
|
14,003,533 | ||
|
Lyft, Inc. - Class A(a) |
347,322 |
|
15,931,660 | ||
|
MercadoLibre, Inc.(a) |
5,569 |
|
8,247,800 | ||
|
Ozon Holdings PLC - ADR(a)(b) |
131,914 |
|
5,936,130 | ||
|
PayPal Holdings, Inc.(a) |
70,017 |
|
16,285,254 | ||
|
Pinduoduo, Inc. - ADR(a) |
62,240 |
|
5,534,381 | ||
|
Poshmark, Inc. - Class A(a)(b) |
471,418 |
|
11,469,600 | ||
|
Rakuten Group, Inc. |
617,800 |
|
6,775,609 | ||
|
Shopify, Inc. - Class A - ADR(a) |
6,793 |
|
9,963,497 | ||
|
The RealReal, Inc.(a) |
1,192,550 |
|
15,538,927 | ||
|
ThredUp, Inc. - Class A(a)(b) |
949,052 |
|
20,537,485 | ||
|
Uber Technologies, Inc.(a) |
363,654 |
|
15,935,318 | ||
|
Upwork, Inc.(a) |
431,219 |
|
20,319,039 | ||
|
|
333,436,360 | ||||
|
Traditional Retail — 52.5% |
|
||||
|
1-800-Flowers.com, Inc. - Class A(a) |
522,082 |
|
16,769,274 | ||
|
Amazon.com, Inc.(a) |
5,350 |
|
18,042,500 | ||
|
AO World PLC(a) |
2,056,845 |
|
4,118,194 | ||
|
ASKUL Corp. |
444,000 |
|
6,022,584 | ||
|
ASOS PLC(a) |
105,331 |
|
3,577,823 | ||
|
CarParts.com, Inc.(a) |
1,133,004 |
|
17,255,651 | ||
|
Carvana Co.(a) |
72,599 |
|
22,010,565 | ||
|
Description |
Shares |
Value | |||
|
Casper Sleep, Inc.(a)(b) |
1,811,371 |
$ |
6,593,390 | ||
|
Chegg, Inc.(a) |
222,939 |
|
13,251,494 | ||
|
Chewy, Inc. - Class A(a)(b) |
254,528 |
|
19,293,222 | ||
|
Cimpress PLC - ADR(a) |
70,659 |
|
6,311,262 | ||
|
eBay, Inc. |
284,866 |
|
21,854,919 | ||
|
Farfetch Ltd. - Class A - ADR(a) |
175,776 |
|
6,892,177 | ||
|
HelloFresh SE(a) |
90,492 |
|
7,322,629 | ||
|
IAC/InterActiveCorp(a) |
110,607 |
|
16,853,189 | ||
|
iQIYI, Inc. - ADR(a)(b) |
573,581 |
|
4,749,251 | ||
|
JD.com, Inc. - ADR(a) |
108,067 |
|
8,459,485 | ||
|
Lands’ End, Inc.(a) |
769,151 |
|
20,213,288 | ||
|
MYT Netherlands Parent BV - ADR(a)(b) |
261,998 |
|
6,916,747 | ||
|
Netflix, Inc.(a) |
34,956 |
|
24,130,476 | ||
|
Ocado Group PLC(a) |
262,997 |
|
6,489,443 | ||
|
Overstock.com, Inc.(a) |
242,400 |
|
23,083,752 | ||
|
Peloton Interactive, Inc. - Class A(a) |
178,549 |
|
16,326,521 | ||
|
PetMed Express, Inc.(b) |
611,504 |
|
17,385,059 | ||
|
Purple Innovation, Inc.(a) |
552,705 |
|
10,667,206 | ||
|
Qurate Retail, Inc. - Class A |
1,306,382 |
|
13,638,628 | ||
|
Revolve Group, Inc.(a) |
365,190 |
|
27,403,858 | ||
|
Shutterstock, Inc. |
197,523 |
|
23,929,911 | ||
|
Spotify Technology SA - ADR(a) |
32,940 |
|
9,532,836 | ||
|
Stitch Fix, Inc. - Class A(a) |
400,470 |
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