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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Options (Right to Buy) | $109.09 | 02/21/2018 | A | 5,216 | (8) | 02/21/2028 | Class A Ordinary Shares | 5,216 | $ 0 | 5,216 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Roudeix Richard 4TH FLOOR ONE VINE STREET LONDON, X0 W1J 0AH |
SVP, O&P - EAI |
/s/ Lara A. Mason, Attorney-in-Fact | 02/23/2018 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Represents shares required to satisfy tax withholding obligations in connection with the vesting of 442 shares of performance-based stock granted to the Reporting Person on April 2, 2015. |
(2) | Includes 2,717 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 45 granted on April 2, 2015 vest on April 2, 2018; 97 granted on July 1, 2015 which vest on July 1, 2018; 615 granted on February 16, 2016 that vest on February 16, 2019 and 926 granted on February 16, 2017 that vest on February 16, 2020. The 1,034 RSUs reported on this Form 4 vest on February 21, 2021. |
(3) | Represents shares required to satisfy tax withholding obligations in connection with the vesting of 112 shares of performance-based stock granted to the Reporting Person on February 17, 2015. |
(4) | Represents shares required to satisfy tax withholding obligations in connection with the vesting of 243 shares of performance-based stock granted to the Reporting Person on July 1, 2015. |
(5) | Represents shares earned in connection with the performance-based stock previously granted and unreportable on February 17, 2015 pursuant to the issuer's long-term incentive plan. Shares were earned based upon the level of attainment of certain performance objectives and continued employment. These shares fully vested on February 21, 2018 following certification by the Issuer's compensation committee. |
(6) | Represents shares earned in connection with the performance-based stock previously granted and unreportable on April 2, 2015 pursuant to the issuer's long-term incentive plan. Shares were earned based upon the level of attainment of certain performance objectives and continued employment. These shares fully vested on February 21, 2018 following certification by the Issuer's compensation committee. |
(7) | Represents shares earned in connection with the performance-based stock previously granted and unreportable on July 1, 2015 pursuant to the issuer's long-term incentive plan. Shares were earned based upon the level of attainment of certain performance objectives and continued employment. These shares fully vested on February 21, 2018 following certification by the Issuer's compensation committee. |
(8) | Granted pursuant to the issuer's long-term incentive plan. Award vests as follows: 1,740 vest on February 21, 2019, 1,738 vest on February 21, 2020 and 1,738 vest on February 21, 2021. |