Fund Name |
| |
Class I |
| |
Class M5 |
| |
Class M4 |
| |
Class M3 |
|
MassMutual Select T. Rowe Price Retirement Balanced Fund | | | MMBVX | | | MMBWX | | | MMBYX | | | MMBZX | |
MassMutual Select T. Rowe Price Retirement 2005 Fund | | | MMFBX | | | MMFDX | | | MMFEX | | | MMFGX | |
MassMutual Select T. Rowe Price Retirement 2010 Fund | | | MMXBX | | | MMXCX | | | MMXDX | | | MMXEX | |
MassMutual Select T. Rowe Price Retirement 2015 Fund | | | MMFHX | | | MMFJX | | | MMFKX | | | MMFLX | |
MassMutual Select T. Rowe Price Retirement 2020 Fund | | | MMTWX | | | MMTTX | | | MMTUX | | | MMTVX | |
MassMutual Select T. Rowe Price Retirement 2025 Fund | | | MMTFX | | | MMTGX | | | MMTHX | | | MMTIX | |
MassMutual Select T. Rowe Price Retirement 2030 Fund | | | MMTRX | | | MMTOX | | | MMTPX | | | MMTQX | |
MassMutual Select T. Rowe Price Retirement 2035 Fund | | | MMTJX | | | MMTKX | | | MMTLX | | | MMTMX | |
MassMutual Select T. Rowe Price Retirement 2040 Fund | | | MMFOX | | | MMFPX | | | MMFQX | | | MMFRX | |
MassMutual Select T. Rowe Price Retirement 2045 Fund | | | MMFTX | | | MMFUX | | | MMFWX | | | MMFZX | |
MassMutual Select T. Rowe Price Retirement 2050 Fund | | | MMDDX | | | MMDFX | | | MMDGX | | | MMDHX | |
MassMutual Select T. Rowe Price Retirement 2055 Fund | | | MMDJX | | | MMDKX | | | MMDMX | | | MMDOX | |
MassMutual Select T. Rowe Price Retirement 2060 Fund | | | MMSKX | | | MMSOX | | | MMSGX | | | MMSVX | |
MassMutual Select T. Rowe Price Retirement 2065 Fund | | | MMZIX | | | MMZLX | | | MMZKX | | | MMZJX | |
| | |
Page |
| |||
| | | | B-3 | | | |
| | | | B-3 | | | |
| | | | B-48 | | | |
| | | | B-49 | | | |
| | | | B-50 | | | |
| | | | B-60 | | | |
| | | | B-71 | | | |
| | | | B-81 | | | |
| | | | B-81 | | | |
| | | | B-82 | | | |
| | | | B-83 | | | |
| | | | B-83 | | | |
| | | | B-83 | | | |
| | | | B-83 | | | |
| | | | B-84 | | | |
| | | | B-85 | | | |
| | | | B-85 | | | |
| | | | B-87 | | | |
| | | | B-96 | | | |
| | | | B-97 | | | |
| | | | B-101 | | | |
| | | | B-105 | | | |
| | | | B-114 | | |
| Nabil N. El‑Hage 1295 State Street Springfield, MA 01111‑0001 Year of birth: 1958 Trustee of the Trust since 2012 Trustee of 113 portfolios in fund complex |
| | Trustee of the Trust | |
| Maria D. Furman 1295 State Street Springfield, MA 01111‑0001 Year of birth: 1954 Trustee of the Trust since 2012 Trustee of 113 portfolios in fund complex |
| | Trustee of the Trust | |
| R. Bradford Malt 1295 State Street Springfield, MA 01111‑0001 Year of birth: 1954 Trustee of the Trust since 2022 Trustee of 113 portfolios in fund complex |
| | Trustee of the Trust | |
| C. Ann Merrifield 1295 State Street Springfield, MA 01111‑0001 Year of birth: 1951 Trustee of the Trust since 2012 Trustee of 113 portfolios in fund complex |
| | Trustee of the Trust | |
| Cynthia R. Plouché 1295 State Street Springfield, MA 01111‑0001 Year of birth: 1957 Trustee of the Trust since 2022 Trustee of 113 portfolios in fund complex |
| | Trustee of the Trust | |
| Jason J. Price 1295 State Street Springfield, MA 01111‑0001 Year of birth: 1973 Trustee of the Trust since 2022 Trustee of 113 portfolios in fund complex |
| | Trustee of the Trust | |
| Susan B. Sweeney 1295 State Street Springfield, MA 01111‑0001 Year of birth: 1952 Chairperson of the Trust since 2022 Trustee of the Trust since 2009 Trustee of 115 portfolios in fund complex1 |
| | Chairperson and Trustee of the Trust | |
| Paul LaPiana2
1295 State Street Springfield, MA 01111‑0001 Year of birth: 1969 Trustee of the Trust since 2023 Officer of the Trust 2021‑2023; since 2023 Trustee and Officer of 113 portfolios in fund complex |
| | Trustee and President of the Trust | |
| Clifford M. Noreen3
1295 State Street Springfield, MA 01111‑0001 Year of birth: 1957 Trustee of the Trust since 2021 Trustee of 115 portfolios in fund complex4 |
| | Trustee of the Trust | |
| Andrew M. Goldberg 1295 State Street Springfield, MA 01111‑0001 Year of birth: 1966 Officer of the Trust since 2001 Officer of 113 portfolios in fund complex |
| | Vice President, Secretary, and Chief Legal Officer of the Trust | |
| Renee Hitchcock 1295 State Street Springfield, MA 01111‑0001 Year of birth: 1970 Officer of the Trust since 2007 Officer of 113 portfolios in fund complex |
| | Chief Financial Officer and Treasurer of the Trust | |
| Jill Nareau Robert 1295 State Street Springfield, MA 01111‑0001 Year of birth: 1972 Officer of the Trust since 2008 Officer of 113 portfolios in fund complex |
| | Vice President and Assistant Secretary of the Trust | |
| Douglas Steele 1295 State Street Springfield, MA 01111‑0001 Year of birth: 1975 Officer of the Trust since 2016 Officer of 113 portfolios in fund complex |
| | Vice President of the Trust | |
| Philip S. Wellman 1295 State Street Springfield, MA 01111‑0001 Year of birth: 1964 Officer of the Trust since 2007 Officer of 113 portfolios in fund complex |
| | Vice President and Chief Compliance Officer of the Trust | |
Name
of Trustee |
| |
The Dollar Range of Equity Securities Beneficially Owned in the Trust |
| |
Aggregate Dollar Range of Equity
Securities in All Registered Investment Companies Overseen by Trustee in Family of Investment Companies |
|
Independent Trustees | | | | | | | |
Nabil N. El-Hage |
| |
None
|
| |
None
|
|
Maria D. Furman |
| |
None
|
| |
None
|
|
R.
Bradford Malt |
| |
None
|
| |
None
|
|
C.
Ann Merrifield |
| |
None
|
| |
None
|
|
Cynthia R. Plouché |
| |
None |
| |
None |
|
Jason J. Price |
| |
None |
| |
None |
|
Susan B. Sweeney |
| |
None
|
| |
None
|
|
Interested Trustees | | | | | | | |
Name
of Trustee |
| |
The Dollar Range of Equity Securities Beneficially Owned in the Trust |
| |
Aggregate Dollar Range of Equity
Securities in All Registered Investment Companies Overseen by Trustee in Family of Investment Companies |
|
Paul
LaPiana |
| |
None |
| |
None |
|
Clifford M. Noreen |
| |
None |
| |
$10,001-$50,000 |
|
Name of Trustee |
| |
Aggregate Compensation from the Trust |
| |
Total Compensation from the Trust and Fund Complex Paid to Trustees |
| ||||||
Allan W. Blair 1
|
| | | $ | 189,063 | | | | | $ | 288,600 | | |
Name of Trustee |
| |
Aggregate Compensation from the Trust |
| |
Total Compensation from the Trust and Fund Complex Paid to Trustees |
| ||||||
Nabil N. El-Hage |
| | | $ | 194,174 2 | | | | | $ | 296,400 | | |
Michael R. Fanning 3
|
| | | $ | 0 | | | | | $ | 0 | | |
Maria D. Furman |
| | | $ | 177,138 | | | | | $ | 270,400 | | |
Paul
LaPiana 4
|
| | | $ | 0 | | | | | $ | 0 | | |
R.
Bradford Malt |
| | | $ | 177,138 | | | | | $ | 270,400 | | |
C.
Ann Merrifield |
| | | $ | 189,050 | | | | | $ | 288,600 | | |
Clifford M. Noreen |
| | | $ | 0 | | | | | $ | 0 | | |
Cynthia R. Plouché |
| | | $ | 177,138 | | | | | $ | 270,400 | | |
Jason J. Price |
| | | $ | 177,138 | | | | | $ | 270,400 | | |
Susan B. Sweeney |
| | | $ | 238,469 | | | | | $ | 490,150 | | |
Class |
| |
Name and Address of
Owner |
| |
Percent of Class |
| |||
Class I |
| |
Empower Trust Company,
LLC
8515
East Orchard Road
Greenwood Village, CO 80111
|
| | | | 69.63% | | |
| | |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111 |
| | | | 21.71% | | |
| | |
Talcott Resolution Life
Insurance Company
1
Griffin Road North
Windsor,
CT 06095 |
| | | | 8.37% | | |
Class M5 |
| |
Empower Trust Company,
LLC
8515
East Orchard Road
Greenwood Village, CO 80111
|
| | | | 97.08% | | |
Class M4 |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111 |
| | | | 69.70% | | |
| | |
Empower Trust Company,
LLC
8515
East Orchard Road
Greenwood Village, CO 80111
|
| | | | 15.66% | | |
Class |
| |
Name and Address of
Owner |
| |
Percent of Class |
| |||
| | |
Talcott Resolution Life
Insurance Company
1
Griffin Road North
Windsor,
CT 06095 |
| | | | 13.44% | | |
Class M3 |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111 |
| | | | 85.22% | | |
| | |
Talcott Resolution Life
Insurance Company
1
Griffin Road North
Windsor,
CT 06095 |
| | | | 13.89% | | |
Class |
| |
Name and Address of
Owner |
| |
Percent of
Class |
| |||
Class I |
| |
Empower Trust Company,
LLC
8515
East Orchard Road
Greenwood Village, CO 80111
|
| | | | 50.25% | | |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111 |
| | | | 48.58% | | | |
Class M5 |
| |
Empower Trust Company,
LLC
8515
East Orchard Road
Greenwood Village, CO 80111
|
| | | | 62.77% | | |
| | |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111 |
| | | | 34.20% | | |
Class M4 |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111 |
| | | | 57.58% | | |
| | |
Empower Trust Company,
LLC
8515
East Orchard Road
Greenwood Village, CO 80111
|
| | | | 36.64% | | |
| | |
The Hartford
One
Hartford Plaza
Hartford, CT 06155 |
| | | | 5.77% | | |
Class M3 |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111 |
| | | | 92.79% | | |
| | |
Talcott Resolution Life
Insurance Company
1
Griffin Road North
Windsor,
CT 06095 |
| | | | 6.60% | | |
Class |
| |
Name and Address of
Owner |
| |
Percent of Class |
| |||
Class I |
| |
Empower Trust Company,
LLC
8515
East Orchard Road
Greenwood Village, CO 80111
|
| | | | 68.12% | | |
Class |
| |
Name and Address of
Owner |
| |
Percent of Class |
| |||
| | |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111 |
| | | | 31.77% | | |
Class M5 |
| |
Empower Trust Company,
LLC
8515
East Orchard Road
Greenwood Village, CO 80111
|
| | | | 68.45% | | |
| | |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111 |
| | | | 30.18% | | |
Class M4 |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111 |
| | | | 66.45% | | |
| | |
Empower Trust Company,
LLC
8515
East Orchard Road
Greenwood Village, CO 80111
|
| | | | 30.23% | | |
Class M3 |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111 |
| | | | 75.71% | | |
| | |
Empower Trust Company,
LLC
8515
East Orchard Road
Greenwood Village, CO 80111
|
| | | | 22.33% | | |
Class |
| |
Name and Address of
Owner |
| |
Percent of Class |
| |||
Class I |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111 |
| | | | 50.91% | | |
| | |
Empower Trust Company,
LLC
8515
East Orchard Road
Greenwood Village, CO 80111
|
| | | | 48.36% | | |
Class M5 |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111 |
| | | | 81.21% | | |
| | |
Empower Trust Company,
LLC
8515
East Orchard Road
Greenwood Village, CO 80111
|
| | | | 15.23% | | |
Class M4 |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111 |
| | | | 67.23% | | |
| | |
Empower Trust Company,
LLC
8515
East Orchard Road
Greenwood Village, CO 80111
|
| | | | 29.56% | | |
Class M3 |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111 |
| | | | 82.35% | | |
Class |
| |
Name and Address of
Owner |
| |
Percent of Class |
| |||
| | |
Talcott Resolution Life
Insurance Company
1
Griffin Road North
Windsor,
CT 06095 |
| | | | 16.62% | | |
Class |
| |
Name and Address of
Owner |
| |
Percent of Class |
| |||
Class I |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111 |
| | | | 54.58% | | |
| | |
Empower Trust Company,
LLC
8515
East Orchard Road
Greenwood Village, CO 80111
|
| | | | 43.08% | | |
Class M5 |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111 |
| | | | 49.05% | | |
| | |
Empower Trust Company,
LLC
8515
East Orchard Road
Greenwood Village, CO 80111
|
| | | | 45.04% | | |
Class M4 |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111 |
| | | | 76.97% | | |
| | |
Empower Trust Company,
LLC
8515
East Orchard Road
Greenwood Village, CO 80111
|
| | | | 14.92% | | |
| | |
Talcott Resolution Life
Insurance Company
1
Griffin Road North
Windsor,
CT 06095 |
| | | | 8.10% | | |
Class M3 |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111 |
| | | | 71.73% | | |
| | |
Empower Trust Company,
LLC
8515
East Orchard Road
Greenwood Village, CO 80111
|
| | | | 18.99% | | |
| | |
Talcott Resolution Life
Insurance Company
1
Griffin Road North
Windsor,
CT 06095 |
| | | | 9.27% | | |
Class |
| |
Name and Address of
Owner |
| |
Percent of
Class |
| |||
Class I |
| |
Empower Trust Company,
LLC
8515
East Orchard Road
Greenwood Village, CO 80111
|
| | | | 49.08% | | |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111 |
| | | | 49.05% | | |
Class |
| |
Name and Address of
Owner |
| |
Percent of
Class |
| |||
Class M5 |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111 |
| | | | 56.45% | | |
| | |
Empower Trust Company,
LLC
8515
East Orchard Road
Greenwood Village, CO 80111
|
| | | | 34.95% | | |
| | |
Talcott Resolution Life
Insurance Company
1
Griffin Road North
Windsor,
CT 06095 |
| | | | 6.51% | | |
Class M4 |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111 |
| | | | 66.01% | | |
| | |
Empower Trust Company,
LLC
8515
East Orchard Road
Greenwood Village, CO 80111
|
| | | | 24.25% | | |
| | |
Talcott Resolution Life
Insurance Company
1
Griffin Road North
Windsor,
CT 06095 |
| | | | 9.64% | | |
Class M3 |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111 |
| | | | 64.81% | | |
| | |
Talcott Resolution Life
Insurance Company
1
Griffin Road North
Windsor,
CT 06095 |
| | | | 16.98% | | |
| | |
Empower Trust Company,
LLC
8515
East Orchard Road
Greenwood Village, CO 80111
|
| | | | 15.97% | | |
Class |
| |
Name and Address of
Owner |
| |
Percent of Class |
| |||
Class I |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111 |
| | | | 59.95% | | |
| | |
Empower Trust Company,
LLC
8515
East Orchard Road
Greenwood Village, CO 80111
|
| | | | 38.99% | | |
Class M5 |
| |
Empower Trust Company,
LLC
8515
East Orchard Road
Greenwood Village, CO 80111
|
| | | | 51.37% | | |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111 |
| | | | 46.74% | | | |
Class M4 |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111 |
| | | | 77.81% | | |
Class |
| |
Name and Address of
Owner |
| |
Percent of Class |
| |||
| | |
Empower Trust Company,
LLC
8515
East Orchard Road
Greenwood Village, CO 80111
|
| | | | 17.74% | | |
Class M3 |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111 |
| | | | 72.80% | | |
| | |
Empower Trust Company,
LLC
8515
East Orchard Road
Greenwood Village, CO 80111
|
| | | | 21.16% | | |
| | |
Talcott Resolution Life
Insurance Company
1
Griffin Road North
Windsor,
CT 06095 |
| | | | 6.02% | | |
Class |
| |
Name and Address of
Owner |
| |
Percent of Class |
| |||
Class I |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111 |
| | | | 58.38% | | |
| | |
Empower Trust Company,
LLC
8515
East Orchard Road
Greenwood Village, CO 80111
|
| | | | 39.88% | | |
Class M5 |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111 |
| | | | 59.35% | | |
| | |
Empower Trust Company,
LLC
8515
East Orchard Road
Greenwood Village, CO 80111
|
| | | | 33.88% | | |
| | |
Talcott Resolution Life
Insurance Company
1
Griffin Road North
Windsor,
CT 06095 |
| | | | 5.48% | | |
Class M4 |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111 |
| | | | 55.75% | | |
| | |
Empower Trust Company,
LLC
8515
East Orchard Road
Greenwood Village, CO 80111
|
| | | | 33.72% | | |
| | |
Talcott Resolution Life
Insurance Company
1
Griffin Road North
Windsor,
CT 06095 |
| | | | 10.50% | | |
Class M3 |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111 |
| | | | 77.21% | | |
| | |
Empower Trust Company,
LLC
8515
East Orchard Road
Greenwood Village, CO 80111
|
| | | | 11.62% | | |
Class |
| |
Name and Address of
Owner |
| |
Percent of Class |
| |||
| | |
Talcott Resolution Life
Insurance Company
1
Griffin Road North
Windsor,
CT 06095 |
| | | | 10.93% | | |
Class |
| |
Name and Address of
Owner |
| |
Percent of Class |
| |||
Class I |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111 |
| | | | 66.31% | | |
| | |
Empower Trust Company,
LLC
8515
East Orchard Road
Greenwood Village, CO 80111
|
| | | | 32.26% | | |
Class M5 |
| |
Empower Trust Company,
LLC
8515
East Orchard Road
Greenwood Village, CO 80111
|
| | | | 51.97% | | |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111 |
| | | | 46.37% | | | |
Class M4 |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111 |
| | | | 73.02% | | |
| | |
Empower Trust Company,
LLC
8515
East Orchard Road
Greenwood Village, CO 80111
|
| | | | 22.64% | | |
Class M3 |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111 |
| | | | 73.02% | | |
| | |
Empower Trust Company,
LLC
8515
East Orchard Road
Greenwood Village, CO 80111
|
| | | | 23.00% | | |
| | |
Talcott Resolution Life
Insurance Company
1
Griffin Road North
Windsor,
CT 06095 |
| | | | 5.43% | | |
Class |
| |
Name and Address of
Owner |
| |
Percent of Class |
| |||
Class I |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111 |
| | | | 65.24% | | |
| | |
Empower Trust Company,
LLC
8515
East Orchard Road
Greenwood Village, CO 80111
|
| | | | 33.91% | | |
Class M5 |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111 |
| | | | 57.69% | | |
Class |
| |
Name and Address of
Owner |
| |
Percent of Class |
| |||
| | |
Empower Trust Company,
LLC
8515
East Orchard Road
Greenwood Village, CO 80111
|
| | | | 30.50% | | |
| | |
Talcott Resolution Life
Insurance Company
1
Griffin Road North
Windsor,
CT 06095 |
| | | | 9.75% | | |
Class M4 |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111 |
| | | | 47.24% | | |
| | |
Empower Trust Company,
LLC
8515
East Orchard Road
Greenwood Village, CO 80111
|
| | | | 30.80% | | |
| | |
Talcott Resolution Life
Insurance Company
1
Griffin Road North
Windsor,
CT 06095 |
| | | | 21.96% | | |
Class M3 |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111 |
| | | | 75.21% | | |
| | |
Talcott Resolution Life
Insurance Company
1
Griffin Road North
Windsor,
CT 06095 |
| | | | 14.40% | | |
| | |
Empower Trust Company,
LLC
8515
East Orchard Road
Greenwood Village, CO 80111
|
| | | | 10.36% | | |
Class |
| |
Name and Address of
Owner |
| |
Percent of Class |
| |||
Class I |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111 |
| | | | 67.50% | | |
| | |
Empower Trust Company,
LLC
8515
East Orchard Road
Greenwood Village, CO 80111
|
| | | | 31.10% | | |
Class M5 |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111 |
| | | | 59.30% | | |
| | |
Empower Trust Company,
LLC
8515
East Orchard Road
Greenwood Village, CO 80111
|
| | | | 39.80% | | |
Class M4 |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111 |
| | | | 73.51% | | |
| | |
Empower Trust Company,
LLC
8515
East Orchard Road
Greenwood Village, CO 80111
|
| | | | 23.49% | | |
Class |
| |
Name and Address of
Owner |
| |
Percent of Class |
| |||
Class M3 |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111 |
| | | | 72.80% | | |
| | |
Empower Trust Company,
LLC
8515
East Orchard Road
Greenwood Village, CO 80111
|
| | | | 22.48% | | |
Class |
| |
Name and Address of
Owner |
| |
Percent of Class |
| |||
Class I |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111 |
| | | | 74.43% | | |
| | |
Empower Trust Company,
LLC
8515
East Orchard Road
Greenwood Village, CO 80111
|
| | | | 24.92% | | |
Class M5 |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111 |
| | | | 64.19% | | |
| | |
Empower Trust Company,
LLC
8515
East Orchard Road
Greenwood Village, CO 80111
|
| | | | 31.00% | | |
Class M4 |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111 |
| | | | 61.05% | | |
| | |
Empower Trust Company,
LLC
8515
East Orchard Road
Greenwood Village, CO 80111
|
| | | | 31.89% | | |
| | |
Talcott Resolution Life
Insurance Company
1
Griffin Road North
Windsor,
CT 06095 |
| | | | 6.98% | | |
Class M3 |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111 |
| | | | 83.14% | | |
| | |
Empower Trust Company,
LLC
8515
East Orchard Road
Greenwood Village, CO 80111
|
| | | | 12.85% | | |
Class |
| |
Name and Address of
Owner |
| |
Percent of Class |
| |||
Class I |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111 |
| | | | 62.97% | | |
| | |
Empower Trust Company,
LLC
8515
East Orchard Road
Greenwood Village, CO 80111
|
| | | | 35.02% | | |
Class |
| |
Name and Address of
Owner |
| |
Percent of Class |
| |||
Class M5 |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111 |
| | | | 51.56% | | |
| | |
Empower Trust Company,
LLC
8515
East Orchard Road
Greenwood Village, CO 80111
|
| | | | 46.92% | | |
Class M4 |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111 |
| | | | 66.47% | | |
| | |
Empower Trust Company,
LLC
8515
East Orchard Road
Greenwood Village, CO 80111
|
| | | | 30.78% | | |
Class M3 |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111 |
| | | | 64.13% | | |
| | |
Empower Trust Company,
LLC
8515
East Orchard Road
Greenwood Village, CO 80111
|
| | | | 30.93% | | |
Class |
| |
Name and Address of
Owner |
| |
Percent of
Class |
| |||
Class I |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111 |
| | | | 74.38% | | |
| | |
Empower Trust Company,
LLC
8515
East Orchard Road
Greenwood Village, CO 80111
|
| | | | 25.62% | | |
Class M5 |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111 |
| | | | 96.36% | | |
Class M4 |
| |
Empower Trust Company,
LLC
8515
East Orchard Road
Greenwood Village, CO 80111
|
| | | | 86.33% | | |
| | |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111 |
| | | | 13.67% | | |
Class M3 |
| |
Massachusetts Mutual Life
Insurance Company
1295
State Street
Springfield, MA 01111 |
| | | | 100.00% | | |
| | |
Annual Fee Rate
(%) |
| |||||||||||||||||||||
Years to Target Date |
| |
Class I |
| |
Class M5 |
| |
Class M4 |
| |
Class M3 |
| ||||||||||||
All
Prior Years |
| | | | 0.614% | | | | | | 0.764% | | | | | | 0.764% | | | | | | 0.764% | | |
31
|
| | | | 0.613% | | | | | | 0.763% | | | | | | 0.763% | | | | | | 0.763% | | |
30 | | | | | 0.613% | | | | | | 0.763% | | | | | | 0.763% | | | | | | 0.763% | | |
29 | | | | | 0.613% | | | | | | 0.763% | | | | | | 0.763% | | | | | | 0.763% | | |
28 | | | | | 0.613% | | | | | | 0.763% | | | | | | 0.763% | | | | | | 0.763% | | |
27 | | | | | 0.613% | | | | | | 0.763% | | | | | | 0.763% | | | | | | 0.763% | | |
26 | | | | | 0.613% | | | | | | 0.763% | | | | | | 0.763% | | | | | | 0.763% | | |
25 | | | | | 0.610% | | | | | | 0.760% | | | | | | 0.760% | | | | | | 0.760% | | |
24 | | | | | 0.608% | | | | | | 0.758% | | | | | | 0.758% | | | | | | 0.758% | | |
23 | | | | | 0.605% | | | | | | 0.755% | | | | | | 0.755% | | | | | | 0.755% | | |
22 | | | | | 0.603% | | | | | | 0.753% | | | | | | 0.753% | | | | | | 0.753% | | |
21 | | | | | 0.599% | | | | | | 0.749% | | | | | | 0.749% | | | | | | 0.749% | | |
20 | | | | | 0.595% | | | | | | 0.745% | | | | | | 0.745% | | | | | | 0.745% | | |
19 | | | | | 0.591% | | | | | | 0.741% | | | | | | 0.741% | | | | | | 0.741% | | |
18 | | | | | 0.586% | | | | | | 0.736% | | | | | | 0.736% | | | | | | 0.736% | | |
| | |
Annual Fee Rate
(%) |
| |||||||||||||||||||||
Years to Target Date |
| |
Class I |
| |
Class M5 |
| |
Class M4 |
| |
Class M3 |
| ||||||||||||
17 | | | | | 0.582% | | | | | | 0.732% | | | | | | 0.732% | | | | | | 0.732% | | |
16 | | | | | 0.578% | | | | | | 0.728% | | | | | | 0.728% | | | | | | 0.728% | | |
15 | | | | | 0.573% | | | | | | 0.723% | | | | | | 0.723% | | | | | | 0.723% | | |
14 | | | | | 0.567% | | | | | | 0.717% | | | | | | 0.717% | | | | | | 0.717% | | |
13 | | | | | 0.562% | | | | | | 0.712% | | | | | | 0.712% | | | | | | 0.712% | | |
12 | | | | | 0.556% | | | | | | 0.706% | | | | | | 0.706% | | | | | | 0.706% | | |
11 | | | | | 0.551% | | | | | | 0.701% | | | | | | 0.701% | | | | | | 0.701% | | |
10 | | | | | 0.544% | | | | | | 0.694% | | | | | | 0.694% | | | | | | 0.694% | | |
9 | | | | | 0.537% | | | | | | 0.687% | | | | | | 0.687% | | | | | | 0.687% | | |
8 | | | | | 0.531% | | | | | | 0.681% | | | | | | 0.681% | | | | | | 0.681% | | |
7 | | | | | 0.524% | | | | | | 0.674% | | | | | | 0.674% | | | | | | 0.674% | | |
6 | | | | | 0.517% | | | | | | 0.667% | | | | | | 0.667% | | | | | | 0.667% | | |
5 | | | | | 0.510% | | | | | | 0.660% | | | | | | 0.660% | | | | | | 0.660% | | |
4 | | | | | 0.502% | | | | | | 0.652% | | | | | | 0.652% | | | | | | 0.652% | | |
3 | | | | | 0.495% | | | | | | 0.645% | | | | | | 0.645% | | | | | | 0.645% | | |
2 | | | | | 0.487% | | | | | | 0.637% | | | | | | 0.637% | | | | | | 0.637% | | |
1 | | | | | 0.480% | | | | | | 0.630% | | | | | | 0.630% | | | | | | 0.630% | | |
0 | | | | | 0.474% | | | | | | 0.624% | | | | | | 0.624% | | | | | | 0.624% | | |
(1) | | | | | 0.469% | | | | | | 0.619% | | | | | | 0.619% | | | | | | 0.619% | | |
(2) | | | | | 0.463% | | | | | | 0.613% | | | | | | 0.613% | | | | | | 0.613% | | |
(3) | | | | | 0.458% | | | | | | 0.608% | | | | | | 0.608% | | | | | | 0.608% | | |
(4) | | | | | 0.452% | | | | | | 0.602% | | | | | | 0.602% | | | | | | 0.602% | | |
(5) | | | | | 0.446% | | | | | | 0.596% | | | | | | 0.596% | | | | | | 0.596% | | |
(6) | | | | | 0.440% | | | | | | 0.590% | | | | | | 0.590% | | | | | | 0.590% | | |
(7) | | | | | 0.433% | | | | | | 0.583% | | | | | | 0.583% | | | | | | 0.583% | | |
(8) | | | | | 0.427% | | | | | | 0.577% | | | | | | 0.577% | | | | | | 0.577% | | |
Thereafter | | | | | 0.421% | | | | | | 0.571% | | | | | | 0.571% | | | | | | 0.571% | | |
| | |
Annual Fee Rate
(%) |
| |||||||||||||||||||||
| | |
Class I |
| |
Class M5 |
| |
Class M4 |
| |
Class M3 |
| ||||||||||||
MM Select T. Rowe Price
Retirement Balanced
Fund |
| | | | 0.396% | | | | | | 0.546% | | | | | | 0.546% | | | | | | 0.546% | | |
| | |
Class I |
| |
Class M5 |
| |
Class M4 |
| |
Class M3 |
| ||||||||||||
MM
Select T. Rowe Price Retirement 2005 Fund |
| | | | None | | | | | | 0.15% | | | | | | 0.15% | | | | | | 0.15% | | |
MM
Select T. Rowe Price Retirement 2010 Fund |
| | | | None | | | | | | 0.15% | | | | | | 0.15% | | | | | | 0.15% | | |
MM
Select T. Rowe Price Retirement 2015 Fund |
| | | | None | | | | | | 0.15% | | | | | | 0.15% | | | | | | 0.15% | | |
MM
Select T. Rowe Price Retirement 2020 Fund |
| | | | None | | | | | | 0.15% | | | | | | 0.15% | | | | | | 0.15% | | |
MM
Select T. Rowe Price Retirement 2025 Fund |
| | | | None | | | | | | 0.15% | | | | | | 0.15% | | | | | | 0.15% | | |
MM
Select T. Rowe Price Retirement 2030 Fund |
| | | | None | | | | | | 0.15% | | | | | | 0.15% | | | | | | 0.15% | | |
MM
Select T. Rowe Price Retirement 2035 Fund |
| | | | None | | | | | | 0.15% | | | | | | 0.15% | | | | | | 0.15% | | |
MM
Select T. Rowe Price Retirement 2040 Fund |
| | | | None | | | | | | 0.15% | | | | | | 0.15% | | | | | | 0.15% | | |
MM
Select T. Rowe Price Retirement 2045 Fund |
| | | | None | | | | | | 0.15% | | | | | | 0.15% | | | | | | 0.15% | | |
MM
Select T. Rowe Price Retirement 2050 Fund |
| | | | None | | | | | | 0.15% | | | | | | 0.15% | | | | | | 0.15% | | |
MM
Select T. Rowe Price Retirement 2055 Fund |
| | | | None | | | | | | 0.15% | | | | | | 0.15% | | | | | | 0.15% | | |
MM
Select T. Rowe Price Retirement 2060 Fund |
| | | | None | | | | | | 0.15% | | | | | | 0.15% | | | | | | 0.15% | | |
MM
Select T. Rowe Price Retirement 2065 Fund |
| | | | None | | | | | | 0.15% | | | | | | 0.15% | | | | | | 0.15% | | |
MM
Select T. Rowe Price Retirement Balanced Fund |
| | | | None | | | | | | 0.15% | | | | | | 0.15% | | | | | | 0.15% | | |
| | |
Fiscal Year Ended
September 30, 2023 |
| |||||||||||||||||||||
| | |
Advisory Fees Paid |
| |
Subadvisory Fees Paid |
| |
Administrative Fees Paid |
| |
Other Expenses Reimbursed |
| ||||||||||||
MM
Select T. Rowe Price Retirement Balanced Fund 1
|
| | | $ | 897,993 | | | | | $ | 294,710 | | | | | $ | — | | | | | $ | (193,486) | | |
MM
Select T. Rowe Price Retirement 2005 Fund 1
|
| | | | 108,345 | | | | | | 38,690 | | | | | | — | | | | | | (30,896) | | |
MM
Select T. Rowe Price Retirement 2010 Fund 1
|
| | | | 493,024 | | | | | | 186,525 | | | | | | — | | | | | | (141,282) | | |
MM
Select T. Rowe Price Retirement 2015 Fund 2
|
| | | | 555,140 | | | | | | 207,748 | | | | | | — | | | | | | (141,181) | | |
MM
Select T. Rowe Price Retirement 2020 Fund 3
|
| | | | 2,771,036 | | | | | | 992,021 | | | | | | — | | | | | | (724,886) | | |
| | |
Fiscal Year Ended
September 30, 2023 |
| |||||||||||||||||||||
| | |
Advisory Fees Paid |
| |
Subadvisory Fees Paid |
| |
Administrative Fees Paid |
| |
Other Expenses Reimbursed |
| ||||||||||||
MM
Select T. Rowe Price Retirement 2025 Fund 4
|
| | | | 2,943,584 | | | | | | 1,089,698 | | | | | | — | | | | | | (802,457) | | |
MM
Select T. Rowe Price Retirement 2030 Fund 5
|
| | | | 7,661,346 | | | | | | 2,757,809 | | | | | | — | | | | | | (1,907,057) | | |
MM
Select T. Rowe Price Retirement 2035 Fund 6
|
| | | | 4,235,020 | | | | | | 1,613,656 | | | | | | — | | | | | | (1,138,182) | | |
MM
Select T. Rowe Price Retirement 2040 Fund 7
|
| | | | 7,712,419 | | | | | | 2,905,726 | | | | | | — | | | | | | (1,960,354) | | |
MM
Select T. Rowe Price Retirement 2045 Fund 8
|
| | | | 3,628,068 | | | | | | 1,432,873 | | | | | | — | | | | | | (963,242) | | |
MM
Select T. Rowe Price Retirement 2050 Fund 9
|
| | | | 5,652,559 | | | | | | 2,135,505 | | | | | | — | | | | | | (1,360,578) | | |
MM
Select T. Rowe Price Retirement 2055 Fund 10
|
| | | | 2,331,140 | | | | | | 931,065 | | | | | | — | | | | | | (578,497) | | |
MM
Select T. Rowe Price Retirement 2060 Fund 10
|
| | | | 1,218,502 | | | | | | 469,174 | | | | | | — | | | | | | (281,683) | | |
MM
Select T. Rowe Price Retirement 2065 Fund 11
|
| | | | 4,599 | | | | | | 1,742 | | | | | | — | | | | | | (1,026) | | |
| | |
Fiscal Year Ended
September 30, 2022 |
| |||||||||||||||||||||
| | |
Advisory Fees Paid |
| |
Subadvisory Fees Paid |
| |
Administrative Fees Paid |
| |
Other Expenses Reimbursed |
| ||||||||||||
MM
Select T. Rowe Price Retirement Balanced Fund 1
|
| | | $ | 977,044 | | | | | $ | 299,874 | | | | | $ | — | | | | | $ | (229,077) | | |
MM
Select T. Rowe Price Retirement 2005 Fund 2
|
| | | | 134,724 | | | | | | 46,221 | | | | | | — | | | | | | (40,707) | | |
MM
Select T. Rowe Price Retirement 2010 Fund 2
|
| | | | 644,351 | | | | | | 223,301 | | | | | | — | | | | | | (189,101) | | |
MM
Select T. Rowe Price Retirement 2015 Fund 3
|
| | | | 741,754 | | | | | | 249,954 | | | | | | — | | | | | | (202,717) | | |
MM
Select T. Rowe Price Retirement 2020 Fund 4
|
| | | | 3,696,809 | | | | | | 1,178,094 | | | | | | — | | | | | | (1,017,474) | | |
MM
Select T. Rowe Price Retirement 2025 Fund 5
|
| | | | 3,721,561 | | | | | | 1,231,885 | | | | | | — | | | | | | (1,057,728) | | |
MM
Select T. Rowe Price Retirement 2030 Fund 6
|
| | | | 9,197,480 | | | | | | 2,988,248 | | | | | | — | | | | | | (2,352,628) | | |
MM
Select T. Rowe Price Retirement 2035 Fund 7
|
| | | | 4,632,791 | | | | | | 1,614,426 | | | | | | — | | | | | | (1,245,815) | | |
MM
Select T. Rowe Price Retirement 2040 Fund 8
|
| | | | 8,617,743 | | | | | | 3,011,606 | | | | | | — | | | | | | (2,147,412) | | |
MM
Select T. Rowe Price Retirement 2045 Fund 9
|
| | | | 3,801,306 | | | | | | 1,384,097 | | | | | | — | | | | | | (958,883) | | |
MM
Select T. Rowe Price Retirement 2050 Fund 10
|
| | | | 6,039,469 | | | | | | 2,132,465 | | | | | | — | | | | | | (1,376,690) | | |
MM
Select T. Rowe Price Retirement 2055 Fund 11
|
| | | | 2,271,656 | | | | | | 833,890 | | | | | | — | | | | | | (516,878) | | |
MM
Select T. Rowe Price Retirement 2060 Fund 11
|
| | | | 890,301 | | | | | | 327,357 | | | | | | — | | | | | | (199,086) | | |
| | |
Fiscal Year Ended
September 30, 2021 |
| |||||||||||||||||||||
| | |
Advisory Fees Paid |
| |
Subadvisory Fees Paid |
| |
Administrative Fees Paid |
| |
Other Expenses Reimbursed |
| ||||||||||||
MM
Select T. Rowe Price Retirement Balanced Fund 1
|
| | | $ | 1,018,300 | | | | | $ | 319,762 | | | | | $ | — | | | | | $ | (245,378) | | |
MM
Select T. Rowe Price Retirement 2005 Fund 2
|
| | | | 162,394 | | | | | | 55,573 | | | | | | — | | | | | | (48,233) | | |
MM
Select T. Rowe Price Retirement 2010 Fund 2
|
| | | | 768,326 | | | | | | 266,294 | | | | | | — | | | | | | (218,425) | | |
MM
Select T. Rowe Price Retirement 2015 Fund 3
|
| | | | 831,968 | | | | | | 297,738 | | | | | | — | | | | | | (193,060) | | |
MM
Select T. Rowe Price Retirement 2020 Fund 4
|
| | | | 4,569,127 | | | | | | 1,585,393 | | | | | | — | | | | | | (996,637) | | |
MM
Select T. Rowe Price Retirement 2025 Fund 5
|
| | | | 4,062,257 | | | | | | 1,482,110 | | | | | | — | | | | | | (821,257) | | |
MM
Select T. Rowe Price Retirement 2030 Fund 6
|
| | | | 10,136,366 | | | | | | 3,647,345 | | | | | | — | | | | | | (1,799,482) | | |
MM
Select T. Rowe Price Retirement 2035 Fund 7
|
| | | | 4,616,676 | | | | | | 1,789,382 | | | | | | — | | | | | | (820,385) | | |
MM
Select T. Rowe Price Retirement 2040 Fund 8
|
| | | | 8,975,883 | | | | | | 3,490,220 | | | | | | — | | | | | | (1,386,873) | | |
MM
Select T. Rowe Price Retirement 2045 Fund 9
|
| | | | 3,604,132 | | | | | | 1,469,081 | | | | | | — | | | | | | (569,060) | | |
MM
Select T. Rowe Price Retirement 2050 Fund 10
|
| | | | 5,926,167 | | | | | | 2,338,830 | | | | | | — | | | | | | (841,255) | | |
MM
Select T. Rowe Price Retirement 2055 Fund 11
|
| | | | 2,048,094 | | | | | | 820,518 | | | | | | — | | | | | | (298,984) | | |
MM
Select T. Rowe Price Retirement 2060 Fund 11
|
| | | | 638,979 | | | | | | 263,973 | | | | | | — | | | | | | (101,495) | | |
| | | |
Class M4 12b-1 Fees |
| |
Class M3 12b-1 Fees |
| ||||||
|
MM Select T. Rowe Price Retirement Balanced
Fund |
| | | $ | 18,715 | | | | | $ | 17,582 | | |
| | | |
Class M4 12b-1 Fees |
| |
Class M3 12b-1 Fees |
| ||||||
|
MM Select T. Rowe Price Retirement 2005
Fund |
| | | | 5,021 | | | | | | 7,634 | | |
|
MM Select T. Rowe Price Retirement 2010
Fund |
| | | | 25,308 | | | | | | 36,958 | | |
|
MM Select T. Rowe Price Retirement 2015
Fund |
| | | | 12,726 | | | | | | 10,030 | | |
|
MM Select T. Rowe Price Retirement 2020
Fund |
| | | | 173,274 | | | | | | 168,882 | | |
|
MM Select T. Rowe Price Retirement 2025
Fund |
| | | | 137,239 | | | | | | 145,598 | | |
|
MM Select T. Rowe Price Retirement 2030
Fund |
| | | | 400,943 | | | | | | 379,146 | | |
|
MM Select T. Rowe Price Retirement 2035
Fund |
| | | | 190,485 | | | | | | 186,330 | | |
|
MM Select T. Rowe Price Retirement 2040
Fund |
| | | | 352,700 | | | | | | 349,158 | | |
|
MM Select T. Rowe Price Retirement 2045
Fund |
| | | | 142,217 | | | | | | 144,696 | | |
|
MM Select T. Rowe Price Retirement 2050
Fund |
| | | | 209,636 | | | | | | 248,526 | | |
|
MM Select T. Rowe Price Retirement 2055
Fund |
| | | | 78,807 | | | | | | 104,348 | | |
|
MM Select T. Rowe Price Retirement 2060
Fund |
| | | | 52,392 | | | | | | 44,160 | | |
|
MM Select T. Rowe Price Retirement 2065
Fund 1
|
| | | | 173 | | | | | | 331 | | |
| | | | | $ | 1,799,636 | | | | | $ | 1,843,379 | | |
|
| | | |
Number of Accounts Managed* |
| |
Total
Assets* |
| |
Number of Accounts Managed for which Advisory Fee is Performance- Based* |
| |
Total
Assets* |
| ||||||
| Kimberly E. DeDominicis | | | | | | | | | | | | | | | | | | | |
|
Registered investment companies**
|
| | | | 73 | | | |
$164,329,809,430 |
| | | | 0 | | | |
$0 |
|
|
Other
pooled investment vehicles |
| | | | 142 | | | |
$237,581,051,094 |
| | | | 0 | | | |
$0 |
|
|
Other
accounts |
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
| Andrew Jacobs van Merlen | | | | | | | | | | | | | | | | | | | |
|
Registered investment companies**
|
| | | | 73 | | | |
$169,917,923,953 |
| | | | 0 | | | |
$0 |
|
|
Other
pooled investment vehicles |
| | | | 80 | | | |
$228,624,587,255 |
| | | | 0 | | | |
$0 |
|
|
Other
accounts |
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
| Wyatt A. Lee | | | | | | | | | | | | | | | | | | | |
|
Registered investment companies**
|
| | | | 73 | | | |
$164,472,694,052 |
| | | | 0 | | | |
$0 |
|
|
Other
pooled investment vehicles |
| | | | 79 | | | |
$215,992,051,307 |
| | | | 0 | | | |
$0 |
|
|
Other
accounts |
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
| | | |
Number of Accounts Managed* |
| |
Total
Assets* |
| |
Number of Accounts Managed for which Advisory Fee is Performance- Based* |
| |
Total Assets
* |
| ||||||
| Kimberly E. DeDominicis | | | | | | | | | | | | | | | | | | | |
|
Registered investment companies**
|
| | | | 73 | | | |
$164,490,491,430 |
| | | | 0 | | | |
$0 |
|
|
Other
pooled investment vehicles |
| | | | 142 | | | |
$237,581,051,094 |
| | | | 0 | | | |
$0 |
|
|
Other
accounts |
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
| Andrew Jacobs van Merlen | | | | | | | | | | | | | | | | | | | |
|
Registered investment companies**
|
| | | | 73 | | | |
$170,078,605,954 |
| | | | 0 | | | |
$0 |
|
|
Other
pooled investment vehicles |
| | | | 80 | | | |
$228,624,587,255 |
| | | | 0 | | | |
$0 |
|
|
Other
accounts |
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
| Wyatt A. Lee | | | | | | | | | | | | | | | | | | | |
|
Registered investment companies**
|
| | | | 73 | | | |
$164,633,376,053 |
| | | | 0 | | | |
$0 |
|
|
Other
pooled investment vehicles |
| | | | 79 | | | |
$215,992,051,307 |
| | | | 0 | | | |
$0 |
|
|
Other
accounts |
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
| | | |
Number of Accounts Managed* |
| |
Total
Assets* |
| |
Number of Accounts Managed for which Advisory Fee is Performance- Based* |
| |
Total
Assets* |
| ||||||
| Kimberly E. DeDominicis | | | | | | | | | | | | | | | | | | | |
|
Registered investment companies**
|
| | | | 73 | | | |
$164,411,212,452 |
| | | | 0 | | | |
$0 |
|
|
Other
pooled investment vehicles |
| | | | 142 | | | |
$237,581,051,094 |
| | | | 0 | | | |
$0 |
|
|
Other
accounts |
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
| Andrew Jacobs van Merlen | | | | | | | | | | | | | | | | | | | |
|
Registered investment companies**
|
| | | | 73 | | | |
$169,999,326,975 |
| | | | 0 | | | |
$0 |
|
|
Other
pooled investment vehicles |
| | | | 80 | | | |
$228,624,587,255 |
| | | | 0 | | | |
$0 |
|
|
Other
accounts |
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
| Wyatt A. Lee | | | | | | | | | | | | | | | | | | | |
|
Registered investment companies**
|
| | | | 73 | | | |
$164,554,097,074 |
| | | | 0 | | | |
$0 |
|
|
Other
pooled investment vehicles |
| | | | 79 | | | |
$215,992,051,307 |
| | | | 0 | | | |
$0 |
|
|
Other
accounts |
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
| | | |
Number of Accounts Managed* |
| |
Total
Assets* |
| |
Number of Accounts Managed for which Advisory Fee is Performance- Based* |
| |
Total
Assets* |
| ||||||
| Kimberly E. DeDominicis | | | | | | | | | | | | | | | | | | | |
|
Registered investment companies**
|
| | | | 73 | | | |
$164,402,736,004 |
| | | | 0 | | | |
$0 |
|
|
Other
pooled investment vehicles |
| | | | 142 | | | |
$237,581,051,094 |
| | | | 0 | | | |
$0 |
|
|
Other
accounts |
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
| Andrew Jacobs van Merlen | | | | | | | | | | | | | | | | | | | |
|
Registered investment companies**
|
| | | | 73 | | | |
$169,990,850,527 |
| | | | 0 | | | |
$0 |
|
|
Other
pooled investment vehicles |
| | | | 80 | | | |
$228,624,587,255 |
| | | | 0 | | | |
$0 |
|
|
Other
accounts |
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
| Wyatt A. Lee | | | | | | | | | | | | | | | | | | | |
|
Registered investment companies**
|
| | | | 73 | | | |
$164,545,620,626 |
| | | | 0 | | | |
$0 |
|
|
Other
pooled investment vehicles |
| | | | 79 | | | |
$215,992,051,307 |
| | | | 0 | | | |
$0 |
|
|
Other
accounts |
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
| | | |
Number of Accounts Managed* |
| |
Total
Assets* |
| |
Number of Accounts Managed for which Advisory Fee is Performance- Based* |
| |
Total
Assets* |
| ||||||
| Kimberly E. DeDominicis | | | | | | | | | | | | | | | | | | | |
|
Registered investment companies**
|
| | | | 73 | | | |
$164,017,515,359 |
| | | | 0 | | | |
$0 |
|
|
Other
pooled investment vehicles |
| | | | 142 | | | |
$237,581,051,094 |
| | | | 0 | | | |
$0 |
|
|
Other
accounts |
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
| Andrew Jacobs van Merlen | | | | | | | | | | | | | | | | | | | |
|
Registered investment companies**
|
| | | | 73 | | | |
$169,605,629,882 |
| | | | 0 | | | |
$0 |
|
|
Other
pooled investment vehicles |
| | | | 80 | | | |
$228,624,587,255 |
| | | | 0 | | | |
$0 |
|
|
Other
accounts |
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
| Wyatt A. Lee | | | | | | | | | | | | | | | | | | | |
|
Registered investment companies**
|
| | | | 73 | | | |
$164,160,399,981 |
| | | | 0 | | | |
$0 |
|
|
Other
pooled investment vehicles |
| | | | 79 | | | |
$215,992,051,307 |
| | | | 0 | | | |
$0 |
|
|
Other
accounts |
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
| | | |
Number of Accounts Managed* |
| |
Total
Assets* |
| |
Number of Accounts Managed for which Advisory Fee is Performance- Based* |
| |
Total
Assets* |
| ||||||
| Kimberly E. DeDominicis | | | | | | | | | | | | | | | | | | | |
|
Registered investment companies**
|
| | | | 73 | | | |
$163,986,737,711 |
| | | | 0 | | | |
$0 |
|
|
Other
pooled investment vehicles |
| | | | 142 | | | |
$237,581,051,094 |
| | | | 0 | | | |
$0 |
|
|
Other
accounts |
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
| Andrew Jacobs van Merlen | | | | | | | | | | | | | | | | | | | |
|
Registered investment companies**
|
| | | | 73 | | | |
$169,574,852,234 |
| | | | 0 | | | |
$0 |
|
|
Other
pooled investment vehicles |
| | | | 80 | | | |
$228,624,587,255 |
| | | | 0 | | | |
$0 |
|
|
Other
accounts |
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
| Wyatt A. Lee | | | | | | | | | | | | | | | | | | | |
|
Registered investment companies**
|
| | | | 73 | | | |
$164,129,622,333 |
| | | | 0 | | | |
$0 |
|
|
Other
pooled investment vehicles |
| | | | 79 | | | |
$215,992,051,307 |
| | | | 0 | | | |
$0 |
|
|
Other
accounts |
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
| | | |
Number of Accounts Managed* |
| |
Total
Assets* |
| |
Number of Accounts Managed for which Advisory Fee is Performance- Based* |
| |
Total
Assets* |
| ||||||
| Kimberly E. DeDominicis | | | | | | | | | | | | | | | | | | | |
|
Registered investment companies**
|
| | | | 73 | | | |
$163,221,287,712 |
| | | | 0 | | | |
$0 |
|
|
Other
pooled investment vehicles |
| | | | 142 | | | |
$237,581,051,094 |
| | | | 0 | | | |
$0 |
|
|
Other
accounts |
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
| Andrew Jacobs van Merlen | | | | | | | | | | | | | | | | | | | |
|
Registered investment companies**
|
| | | | 73 | | | |
$168,809,402,236 |
| | | | 0 | | | |
$0 |
|
|
Other
pooled investment vehicles |
| | | | 80 | | | |
$228,624,587,255 |
| | | | 0 | | | |
$0 |
|
|
Other
accounts |
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
| Wyatt A. Lee | | | | | | | | | | | | | | | | | | | |
|
Registered investment companies**
|
| | | | 73 | | | |
$163,364,172,335 |
| | | | 0 | | | |
$0 |
|
|
Other
pooled investment vehicles |
| | | | 79 | | | |
$215,992,051,307 |
| | | | 0 | | | |
$0 |
|
|
Other
accounts |
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
| | | |
Number of Accounts Managed* |
| |
Total
Assets* |
| |
Number of Accounts Managed for which Advisory Fee is Performance- Based* |
| |
Total
Assets* |
| ||||||
| Kimberly E. DeDominicis | | | | | | | | | | | | | | | | | | | |
|
Registered investment companies**
|
| | | | 73 | | | |
$163,795,520,422 |
| | | | 0 | | | |
$0 |
|
|
Other
pooled investment vehicles |
| | | | 142 | | | |
$237,581,051,094 |
| | | | 0 | | | |
$0 |
|
|
Other
accounts |
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
| Andrew Jacobs van Merlen | | | | | | | | | | | | | | | | | | | |
|
Registered investment companies**
|
| | | | 73 | | | |
$169,383,634,946 |
| | | | 0 | | | |
$0 |
|
|
Other
pooled investment vehicles |
| | | | 80 | | | |
$228,624,587,255 |
| | | | 0 | | | |
$0 |
|
|
Other
accounts |
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
| Wyatt A. Lee | | | | | | | | | | | | | | | | | | | |
|
Registered investment companies**
|
| | | | 73 | | | |
$163,938,405,045 |
| | | | 0 | | | |
$0 |
|
|
Other
pooled investment vehicles |
| | | | 79 | | | |
$215,992,051,307 |
| | | | 0 | | | |
$0 |
|
|
Other
accounts |
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
| | | |
Number of Accounts Managed* |
| |
Total
Assets* |
| |
Number of Accounts Managed for which Advisory Fee is Performance- Based* |
| |
Total
Assets* |
| ||||||
| Kimberly E. DeDominicis | | | | | | | | | | | | | | | | | | | |
|
Registered investment companies**
|
| | | | 73 | | | |
$163,292,224,440 |
| | | | 0 | | | |
$0 |
|
|
Other
pooled investment vehicles |
| | | | 142 | | | |
$237,581,051,094 |
| | | | 0 | | | |
$0 |
|
|
Other
accounts |
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
| Andrew Jacobs van Merlen | | | | | | | | | | | | | | | | | | | |
|
Registered investment companies**
|
| | | | 73 | | | |
$168,880,338,964 |
| | | | 0 | | | |
$0 |
|
|
Other
pooled investment vehicles |
| | | | 80 | | | |
$228,624,587,255 |
| | | | 0 | | | |
$0 |
|
|
Other
accounts |
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
| Wyatt A. Lee | | | | | | | | | | | | | | | | | | | |
|
Registered investment companies**
|
| | | | 73 | | | |
$163,435,109,063 |
| | | | 0 | | | |
$0 |
|
|
Other
pooled investment vehicles |
| | | | 79 | | | |
$215,992,051,307 |
| | | | 0 | | | |
$0 |
|
|
Other
accounts |
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
| | | |
Number of Accounts Managed* |
| |
Total
Assets* |
| |
Number of Accounts Managed for which Advisory Fee is Performance- Based* |
| |
Total
Assets* |
| ||||||
| Kimberly E. DeDominicis | | | | | | | | | | | | | | | | | | | |
|
Registered investment companies**
|
| | | | 73 | | | |
$163,921,988,174 |
| | | | 0 | | | |
$0 |
|
|
Other
pooled investment vehicles |
| | | | 142 | | | |
$237,581,051,094 |
| | | | 0 | | | |
$0 |
|
|
Other
accounts |
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
| Andrew Jacobs van Merlen | | | | | | | | | | | | | | | | | | | |
|
Registered investment companies**
|
| | | | 73 | | | |
$169,510,102,698 |
| | | | 0 | | | |
$0 |
|
|
Other
pooled investment vehicles |
| | | | 80 | | | |
$228,624,587,255 |
| | | | 0 | | | |
$0 |
|
|
Other
accounts |
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
| Wyatt A. Lee | | | | | | | | | | | | | | | | | | | |
|
Registered investment companies**
|
| | | | 73 | | | |
$164,064,872,797 |
| | | | 0 | | | |
$0 |
|
|
Other
pooled investment vehicles |
| | | | 79 | | | |
$215,992,051,307 |
| | | | 0 | | | |
$0 |
|
|
Other
accounts |
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
| | | |
Number of Accounts Managed* |
| |
Total
Assets* |
| |
Number of Accounts Managed for which Advisory Fee is Performance- Based* |
| |
Total
Assets* |
| ||||||
| Kimberly E. DeDominicis | | | | | | | | | | | | | | | | | | | |
|
Registered investment companies**
|
| | | | 73 | | | |
$158,361,315,532 |
| | | | 0 | | | |
$0 |
|
|
Other
pooled investment vehicles |
| | | | 142 | | | |
$237,581,051,094 |
| | | | 0 | | | |
$0 |
|
|
Other
accounts |
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
| Andrew Jacobs van Merlen | | | | | | | | | | | | | | | | | | | |
|
Registered investment companies**
|
| | | | 73 | | | |
$169,224,493,673 |
| | | | 0 | | | |
$0 |
|
|
Other
pooled investment vehicles |
| | | | 80 | | | |
$228,624,587,255 |
| | | | 0 | | | |
$0 |
|
|
Other
accounts |
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
| Wyatt A. Lee | | | | | | | | | | | | | | | | | | | |
|
Registered investment companies**
|
| | | | 73 | | | |
$163,779,263,772 |
| | | | 0 | | | |
$0 |
|
|
Other
pooled investment vehicles |
| | | | 79 | | | |
$215,992,051,307 |
| | | | 0 | | | |
$0 |
|
|
Other
accounts |
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
| | | |
Number of Accounts Managed* |
| |
Total
Assets* |
| |
Number of Accounts Managed for which Advisory Fee is Performance- Based* |
| |
Total
Assets* |
| ||||||
| Kimberly E. DeDominicis | | | | | | | | | | | | | | | | | | | |
|
Registered investment companies**
|
| | | | 73 | | | |
$164,119,615,234 |
| | | | 0 | | | |
$0 |
|
|
Other
pooled investment vehicles |
| | | | 142 | | | |
$237,581,051,094 |
| | | | 0 | | | |
$0 |
|
|
Other
accounts |
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
| Andrew Jacobs van Merlen | | | | | | | | | | | | | | | | | | | |
|
Registered investment companies**
|
| | | | 73 | | | |
$169,707,729,757 |
| | | | 0 | | | |
$0 |
|
|
Other
pooled investment vehicles |
| | | | 80 | | | |
$228,624,587,255 |
| | | | 0 | | | |
$0 |
|
|
Other
accounts |
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
| Wyatt A. Lee | | | | | | | | | | | | | | | | | | | |
|
Registered investment companies**
|
| | | | 73 | | | |
$164,262,499,856 |
| | | | 0 | | | |
$0 |
|
|
Other
pooled investment vehicles |
| | | | 79 | | | |
$215,992,051,307 |
| | | | 0 | | | |
$0 |
|
|
Other
accounts |
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
| | | |
Number of Accounts Managed* |
| |
Total
Assets* |
| |
Number of Accounts Managed for which Advisory Fee is Performance- Based* |
| |
Total
Assets* |
| ||||||
| Kimberly E. DeDominicis | | | | | | | | | | | | | | | | | | | |
|
Registered investment companies**
|
| | | | 73 | | | |
$164,289,160,352 |
| | | | 0 | | | |
$0 |
|
|
Other
pooled investment vehicles |
| | | | 142 | | | |
$237,581,051,094 |
| | | | 0 | | | |
$0 |
|
|
Other
accounts |
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
| Andrew Jacobs van Merlen | | | | | | | | | | | | | | | | | | | |
|
Registered investment companies**
|
| | | | 73 | | | |
$169,877,274,876 |
| | | | 0 | | | |
$0 |
|
|
Other
pooled investment vehicles |
| | | | 80 | | | |
$228,624,587,255 |
| | | | 0 | | | |
$0 |
|
|
Other
accounts |
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
| Wyatt A. Lee | | | | | | | | | | | | | | | | | | | |
|
Registered investment companies**
|
| | | | 73 | | | |
$164,432,044,975 |
| | | | 0 | | | |
$0 |
|
|
Other
pooled investment vehicles |
| | | | 79 | | | |
$215,992,051,307 |
| | | | 0 | | | |
$0 |
|
|
Other
accounts |
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
| | | |
Number of Accounts Managed* |
| |
Total
Assets* |
| |
Number of Accounts Managed for which Advisory Fee is Performance- Based* |
| |
Total
Assets* |
| ||||||
| Kimberly E. DeDominicis | | | | | | | | | | | | | | | | | | | |
|
Registered investment companies**
|
| | | | 73 | | | |
$164,506,866,478 |
| | | | 0 | | | |
$0 |
|
|
Other
pooled investment vehicles |
| | | | 142 | | | |
$237,581,051,094 |
| | | | 0 | | | |
$0 |
|
|
Other
accounts |
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
| Andrew Jacobs van Merlen | | | | | | | | | | | | | | | | | | | |
|
Registered investment companies**
|
| | | | 73 | | | |
$170,094,981,001 |
| | | | 0 | | | |
$0 |
|
|
Other
pooled investment vehicles |
| | | | 80 | | | |
$228,624,587,255 |
| | | | 0 | | | |
$0 |
|
|
Other
accounts |
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|
| Wyatt A. Lee | | | | | | | | | | | | | | | | | | | |
|
Registered investment companies**
|
| | | | 73 | | | |
$164,649,751,100 |
| | | | 0 | | | |
$0 |
|
|
Other
pooled investment vehicles |
| | | | 79 | | | |
$215,992,051,307 |
| | | | 0 | | | |
$0 |
|
|
Other
accounts |
| | | | 0 | | | |
$0 |
| | | | 0 | | | |
$0 |
|