|
TICKER |
EXCHANGE |
SHORT
DURATION |
|
|
PIMCO
Enhanced Short Maturity Active ESG Exchange-Traded
Fund |
EMNT |
NYSE
Arca |
PIMCO
Enhanced Short Maturity Active Exchange-Traded Fund |
MINT |
NYSE
Arca |
PIMCO
Prime Limited Maturity Active Exchange-Traded Fund |
PPRM |
|
PIMCO
Ultra Short Government Active Exchange-Traded Fund |
BILZ |
NYSE
Arca |
CORE |
|
|
PIMCO
Active Bond Exchange-Traded Fund |
BOND |
NYSE |
PIMCO
Enhanced Low Duration Active Exchange-Traded Fund |
LDUR |
NYSE
Arca |
TAX-EXEMPT
MUNICIPAL |
|
|
PIMCO
Short Term Municipal Bond Active Exchange-Traded
Fund |
SMMU |
NYSE
Arca |
PIMCO
Intermediate Municipal Bond Active Exchange-Traded
Fund |
MUNI |
NYSE
Arca |
PIMCO
Municipal Income Opportunities Active Exchange-Traded
Fund |
MINO |
NYSE
Arca |
SENIOR
LOANS |
|
|
PIMCO
Senior Loan Active Exchange-Traded Fund |
LONZ |
NYSE
Arca |
CREDIT |
|
|
PIMCO
Multisector Bond Active Exchange-Traded Fund |
PYLD |
NYSE
Arca |
COMMODITIES |
|
|
PIMCO
Commodity Strategy Active Exchange-Traded Fund |
CMDT |
NYSE
Arca |
CREDIT
BONDS |
|
|
PIMCO
Preferred and Capital Securities Active Exchange-Traded
Fund |
PRFD |
NYSE
Arca |
|
|
Management
Fees |
|
Other
Expenses(1) |
|
Total
Annual Fund Operating Expenses |
|
1
Year |
3
Years |
5
Years |
10
Years |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
|
1
Year |
5
Years |
10
Years |
Return
Before Taxes |
- |
- |
|
Return
After Taxes on Distributions(1) |
- |
- |
|
Return
After Taxes on Distributions and Sales of Fund
Shares(1) |
- |
- |
|
Bloomberg
U.S. Aggregate Index (reflects no
deductions
for fees, expenses or taxes) |
- |
|
|
|
|
Management
Fees |
|
Other
Expenses(1) |
|
Acquired
Fund Fees and Expenses |
|
Total
Annual Fund Operating Expenses |
|
Fee
Waiver and/or Expense Reimbursement(2)(3)(4) |
( |
Total
Annual Fund Operating Expenses After Fee Waiver and/or Expense
Reimbursement |
|
1
Year |
3
Years |
$ |
$ |
|
|
Management
Fees |
|
Other
Expenses(1) |
|
Total
Annual Fund Operating Expenses |
|
1
Year |
3
Years |
5
Years |
10
Years |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
|
1
Year |
5
Years |
Since
Inception |
Inception
Date |
Return
Before Taxes |
- |
|
|
|
Return
After Taxes on Distributions(1) |
- |
|
|
|
Return
After Taxes on Distributions and
Sales
of Fund Shares(1) |
- |
|
|
|
ICE
BofA 1-3 Year U.S. Treasury
Index (reflects
no deductions for fees,
expenses
or taxes) |
- |
|
|
|
|
|
Management
Fees |
|
Total
Annual Fund Operating Expenses |
|
Fee
Waiver and/or Expense Reimbursement(1) |
( |
Total
Annual Fund Operating Expenses After Fee Waiver and/or Expense
Reimbursement |
|
1
Year |
3
Years |
5
Years |
10
Years |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
|
1
Year |
Since
Inception |
Inception
Date |
Return
Before Taxes |
- |
|
|
Return
After Taxes on Distributions(1) |
- |
- |
|
Return
After Taxes on Distributions and Sales of
Fund
Shares(1) |
- |
|
|
FTSE
3-Month Treasury Bill Index (reflects no
deductions
for fees, expenses or taxes) |
|
|
|
|
|
Management
Fees |
|
Total
Annual Fund Operating Expenses |
|
1
Year |
3
Years |
5
Years |
10
Years |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
|
1
Year |
5
Years |
10
Years |
Return
Before Taxes |
- |
|
|
Return
After Taxes on Distributions(1) |
- |
|
|
Return
After Taxes on Distributions and Sales of Fund
Shares(1) |
- |
|
|
FTSE
3-Month Treasury Bill Index (reflects no deductions
for
fees, expenses or taxes) |
|
|
|
|
|
Management
Fees |
|
Total
Annual Fund Operating Expenses |
|
1
Year |
3
Years |
5
Years |
10
Years |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
|
1
Year |
5
Years |
10
Years |
Return
Before Taxes |
- |
|
|
Return
After Taxes on Distributions(1) |
- |
|
|
Return
After Taxes on Distributions and Sales of Fund
Shares(1) |
- |
|
|
Bloomberg
1-15 Year Municipal Bond Index (reflects no
deductions
for fees, expenses or taxes) |
- |
|
|
|
|
Management
Fees |
|
Total
Annual Fund Operating Expenses |
|
Fee
Waiver and/or Expense Reimbursement(1)(2) |
( |
Total
Annual Fund Operating Expenses After Fee Waiver and/or Expense
Reimbursement |
|
1
Year |
3
Years |
$ |
$ |
|
|
Management
Fees |
|
Total
Annual Fund Operating Expenses |
|
Fee
Waiver and/or Expense Reimbursement(1)(2)
|
( |
Total
Annual Fund Operating Expenses After Fee Waiver and/or Expense
Reimbursement |
|
1
Year |
3
Years |
5
Years |
10
Years |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
|
1
Year |
Since
Inception |
Inception
Date |
Return
Before Taxes |
- |
- |
|
Return
After Taxes on Distributions |
- |
- |
|
Return
After Taxes on Distributions and Sales of
Fund
Shares |
- |
- |
|
Bloomberg
Municipal Bond Index (reflects no
deductions
for fees, expenses or taxes) |
- |
- |
|
|
|
Management
Fees |
|
Other
Expenses(1) |
|
Total
Annual Fund Operating Expenses |
|
Fee
Waiver and/or Expense Reimbursement(2)(3) |
( |
Total
Annual Fund Operating Expenses After Fee Waiver and/or Expense
Reimbursement |
|
1
Year |
3
Years |
$ |
$ |
|
|
Management
Fees |
|
Other
Expenses(1)
|
|
Total
Annual Fund Operating Expenses |
|
Fee
Waiver and/or Expense Reimbursement(2)
|
( |
Total
Annual Fund Operating Expenses After Fee Waiver and/or Expense
Reimbursement |
|
1
Year |
3
Years |
$ |
$ |
|
|
Management
Fees |
|
Other
Expenses(1)
|
|
Total
Annual Fund Operating Expenses |
|
Fee
Waiver and/or Expense Reimbursement(2)(3) |
( |
Total
Annual Fund Operating Expenses After Fee Waiver and/or Expense
Reimbursement(4) |
|
1
Year |
3
Years |
5
Years |
10
Years |
$ |
$ |
$ |
$ |
|
|
Management
Fees |
|
Total
Annual Fund Operating Expenses |
|
1
Year |
3
Years |
5
Years |
10
Years |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
|
1
Year |
5
Years |
10
Years |
Return
Before Taxes |
- |
|
|
Return
After Taxes on Distributions(1) |
- |
|
|
Return
After Taxes on Distributions and Sales of Fund
Shares(1) |
- |
|
|
Bloomberg
1-Year Municipal Bond Index (reflects no
deductions
for fees, expenses or taxes) |
- |
|
|
|
|
Management
Fees |
|
Total
Annual Fund Operating Expenses |
|
1
Year |
3
Years |
$ |
$ |
Fund
Name |
Management
Fees(1)
|
PIMCO
Active Bond Exchange-Traded Fund |
0.55% |
PIMCO
Enhanced Low Duration Active Exchange-Traded Fund |
0.46% |
PIMCO
Enhanced Short Maturity Active ESG Exchange-Traded
Fund |
0.36% |
PIMCO
Enhanced Short Maturity Active Exchange-Traded Fund |
0.35% |
PIMCO
Intermediate Municipal Bond Active Exchange-Traded
Fund |
0.35% |
PIMCO
Municipal Income Opportunities Active Exchange-Traded
Fund |
0.49% |
PIMCO
Senior Loan Active Exchange-Traded Fund |
0.70% |
PIMCO
Short Term Municipal Bond Active Exchange-Traded
Fund |
0.35% |
PIMCO
Preferred and Capital Securities Active Exchange-Traded
Fund |
0.84% |
PIMCO
Commodity Strategy Active Exchange-Traded Fund |
0.79% |
PIMCO
Multisector Bond Active Exchange-Traded Fund |
0.65% |
PIMCO
Ultra Short Government Active Exchange-Traded Fund |
0.14% |
Fund |
Portfolio
Manager |
Since |
Recent
Professional Experience |
PIMCO
Multisector Bond Active
Exchange-Traded
Fund |
Daniel
Ivascyn |
6/23* |
Group
Chief Investment Officer and Managing Director, PIMCO. Mr. Ivascyn joined
PIMCO in
1998,
previously having been associated with Bear Stearns in the asset backed
securities
group,
as well as T. Rowe Price and Fidelity Investments. He has investment
experience since
1992
and holds an MBA in analytic finance from the University of Chicago
Graduate School
of
Business and a bachelor’s degree in economics from Occidental
College. |
PIMCO
Enhanced Low Duration Active
Exchange-Traded
Fund |
Sonali
Pier |
7/19 |
Managing
Director, PIMCO. Ms. Pier is a portfolio manager focusing on multisector
credit
opportunities.
Prior to joining PIMCO in 2013, she was a senior credit trader at J.P.
Morgan,
trading
cash, recovery and credit default swaps across various sectors. She has
investment
experience
since 2003 and holds an undergraduate degree in economics from Princeton
University. |
PIMCO
Multisector Bond Active
Exchange-Traded
Fund |
6/23* | ||
PIMCO
Active Bond Exchange-Traded Fund |
David
Braun |
5/17 |
Managing
Director, PIMCO. Mr. Braun is head of the U.S. financial institutions
group portfolio
management
team and a senior member of both the liability driven investment portfolio
and
the
U.S. core management teams. Prior to joining PIMCO in 2009, he was a
derivatives
portfolio
manager and chief risk officer at Hartford Investment Management
Company. |
PIMCO
Enhanced Low Duration Active
Exchange-Traded
Fund |
5/17 | ||
PIMCO
Active Bond Exchange-Traded Fund |
Daniel
Hyman |
5/17 |
Managing
Director, PIMCO. Mr. Hyman is a portfolio manager focusing on
mortgage-backed
securities
and derivatives. Prior to joining PIMCO in 2008, he was a vice president
at Credit
Suisse
where he traded agency pass-throughs. |
PIMCO
Intermediate Municipal Bond Active
Exchange-Traded
Fund |
David
Hammer |
6/16 |
Managing
Director, PIMCO. Mr. Hammer is a managing director in the Newport Beach
office
and
leads municipal bond portfolio management, with oversight of the firm’s
municipal
investment
grade, high yield, taxable, and separately managed accounts. He is the
lead
portfolio
manager on PIMCO’s municipal bond fund complex, including investment
grade,
high
yield, state-specific, closed-end funds, and interval fund. Prior to
rejoining PIMCO in
2015,
he was a managing director at Morgan Stanley, where he was head of
municipal
trading,
risk management, and research. He has investment experience since 2002 and
holds
an
undergraduate degree from Syracuse University. |
PIMCO
Short Term Municipal Bond Active
Exchange-Traded
Fund |
8/15 | ||
PIMCO
Municipal Income Opportunities Active
Exchange-Traded
Fund |
9/21* | ||
PIMCO
Active Bond Exchange-Traded Fund |
Jerome
Schneider |
5/17 |
Managing
Director, PIMCO. Mr. Schneider joined PIMCO in 2008 as a portfolio manager
and
finance
specialist. Since 2011, he has served as the head of the short-term and
funding desk.
Prior
to joining PIMCO, he served as Senior Managing Director with Bear Stearns,
specializing
in
credit and mortgage-related funding transactions. Mr. Schneider joined
Bear Steams in
1995. |
PIMCO
Enhanced Low Duration Active
Exchange-Traded
Fund |
1/14 | ||
PIMCO
Enhanced Short Maturity Active ESG
Exchange-Traded
Fund |
12/19* | ||
PIMCO
Enhanced Short Maturity Active
Exchange-Traded
Fund |
11/09* | ||
PIMCO
Prime Limited Maturity Active
Exchange-Traded
Fund |
* | ||
PIMCO
Ultra Short Government Active
Exchange-Traded
Fund |
6/23* | ||
PIMCO
Commodity Strategy Active
Exchange-Traded
Fund |
5/23* | ||
PIMCO
Enhanced Short Maturity Active ESG
Exchange-Traded
Fund |
Jelle
Brons |
12/19* |
Executive
Vice President, PIMCO. Mr. Brons is a portfolio manager on the global
corporate
bond
team. Prior to joining PIMCO in 2005, Mr. Brons worked at UBS Investment
Bank in the
credit
fixed income department, initially in credit sales and then with the team
responsible for
CreditDelta,
a credit market and portfolio analysis tool. He has investment experience
since
2002
and holds a master’s degree in actuarial science and econometrics from the
University
of
Amsterdam and a master’s degree in financial engineering and quantitative
analysis from
the
ICMA Business School at the University of Reading. He is a Certified
Financial Risk
Manager
(FRM) and is a CFA charterholder. |
PIMCO
Enhanced Short Maturity Active ESG
Exchange-Traded
Fund |
Nathan
Chiaverini |
12/19* |
Senior
Vice President, PIMCO. Mr. Chiaverini is a portfolio manager on the
short-term desk.
Prior
to joining PIMCO in 2012, he was a vice president and portfolio manager at
BlackRock,
focusing
on institutional multi-sector portfolios. Prior to this, he held trading
and strategy
research
positions within interest rate derivatives and mortgage-backed securities
at Barclays
Capital.
He has investment experience since 2004 and holds a bachelor’s degree in
economics
and history from the University of Colorado and an MBA in analytic finance
and
economics
from the University of Chicago Booth School of
Business. |
PIMCO
Enhanced Short Maturity Active
Exchange-Traded
Fund |
7/21
|
Fund |
Portfolio
Manager |
Since |
Recent
Professional Experience |
PIMCO
Enhanced Short Maturity Active ESG
Exchange-Traded
Fund |
Andrew
Wittkop |
12/19* |
Executive
Vice President, PIMCO. Mr. Wittkop is a portfolio manager focusing on
short and
low
duration portfolios. He previously worked on the U.S. interest rate desk
trading Treasuries,
agencies
and interest rate derivatives. Prior to that, he worked on the real return
desk. He has
investment
experience since 2001 and holds an MBA from Stern School of Business at
New
York University and an undergraduate degree from the University of
California, Los
Angeles. |
PIMCO
Enhanced Short Maturity Active
Exchange-Traded
Fund |
7/21 | ||
PIMCO
Ultra Short Government Active
Exchange-Traded
Fund |
6/23* | ||
PIMCO
Commodity Strategy Active
Exchange-Traded
Fund |
5/23* | ||
PIMCO
Intermediate Municipal Bond Active
Exchange-Traded
Fund |
Kyle
Christine |
4/23 |
Senior
Vice President, PIMCO. Mr. Christine is a senior vice president and
municipal bond
portfolio
manager in the Newport Beach office. Prior to joining PIMCO in 2017, he
was an
institutional
high yield and taxable municipal bond trader at Morgan Stanley. He has
eight
years
of investment and financial services experience and holds an undergraduate
degree
from
Union College (NY). |
PIMCO
Short Term Municipal Bond
ActiveExchange-Traded
Fund |
4/23 | ||
PIMCO
Municipal Income Opportunities Active
Exchange-Traded
Fund |
9/21* | ||
PIMCO
Senior Loan Active Exchange-Traded
Fund |
Giang
Bui |
6/22* |
Executive
Vice President, PIMCO. Ms. Bui is an executive vice president in the
Newport Beach
office
and a portfolio manager and trader of securitized debt instruments,
focusing on
collateralized
loan obligations (CLOs), asset-backed collateralized debt obligations, and
off-the-run
sectors within structured products. Ms. Bui joined PIMCO in 2000 and was
previously
a member of the bank loan portfolio management team, responsible for bank
loan
investments
and the management of PIMCO-issued CLOs. She has investment experience
since
2000 and holds an MBA from the Anderson School of Management at the
University of
California,
Los Angeles and an undergraduate degree from the University of California,
San
Diego. |
PIMCO
Senior Loan Active Exchange-Traded
Fund |
Tanuj
Dora |
6/22* |
Vice
President, PIMCO. Mr. Dora heads Capital Markets for PIMCO’s ETF business
and works
on
efficient trading and portfolio management of PIMCO ETFs. Prior to joining
PIMCO in
2021,
Mr. Dora was a Portfolio Manager for Fixed Income ETFs and index mandates
at DWS
(formerly
Deutsche Asset Management), managing over $7 billion in ETF assets. Mr.
Dora
joined
DWS in 2016 and was responsible for launching and building out DWS's fixed
income
ETF
business in the US. Prior to his role at DWS, he was based in London
working for
Deutsche
Bank AG as an ETF market maker and trader. He holds B. Tech and M.Tech
degrees
in
industrial engineering and management from Indian Institute of Technology
Kharagpur. |
PIMCO
Preferred and Capital Securities Active
Exchange-Traded
Fund |
1/23* | ||
PIMCO
Senior Loan Active Exchange-Traded
Fund |
Jason
Duko |
5/23 |
Executive
Vice President, PIMCO. Mr. Duko is an executive vice president and
portfolio
manager
in the Newport Beach office focusing on U.S. leveraged finance, including
bank
loans
and collateralized loan obligations (CLOs), high yield, and multi-sector
credit strategies.
Prior
to rejoining PIMCO in 2023, he was at Ares Management, where he was a
partner and
portfolio
manager responsible for managing U.S. bank loan credit strategies. He was
at
PIMCO
from 2011–2018, managing bank loan portfolios and responsible for
secondary loan
trading
across all sectors. Previously, he held roles at Lord Abbett, Nomura
Corporate
Research
and Asset Management (NCRAM), and ING Pilgrim Research. He has 25 years of
investment
experience and holds an undergraduate degree in finance from Arizona State
University. |
PIMCO
Multisector Bond Active
Exchange-Traded
Fund |
6/23* | ||
PIMCO
Senior Loan Active Exchange-Traded
Fund |
David
Forgash |
6/22* |
Managing
Director, PIMCO. Mr. Forgash is a portfolio manager and head of global
leveraged
loans.
In addition to being the lead portfolio manager for leveraged loans, he is
also a
member
of the high yield and multi-sector credit teams. Prior to joining PIMCO in
2018, he
was
a senior portfolio manager at Millennium Capital Partners, investing
across European
credit.
Previously, he was an executive director of European credit trading at
Morgan Stanley,
a
managing director of U.S. credit trading at Greenwich Capital and a vice
president in credit
trading
at Lehman Brothers. He has investment experience since 1994 and holds an
MBA
from
the Stern School of Business at New York University. He received an
undergraduate
degree
in economics from the University of Delaware. |
PIMCO
Ultra Short Government Active
Exchange-Traded
Fund |
Geoffrey
Miles |
6/23* |
Vice
President, PIMCO. Mr. Miles is a portfolio manager on the short-term desk.
He was
previously
a portfolio associate and before that, worked in both operations and the
legal and
compliance
department. He has investment experience since 2007 and holds an MBA from
the
UCLA Anderson School of Management and an undergraduate degree in
economics from
the
University of Virginia. |
PIMCO
Ultra Short Government Active
Exchange-Traded
Fund |
William
Martinez |
6/23* |
Senior
Vice President, PIMCO. Mr. Martinez is portfolio manager on the short-term
desk in the
Newport
Beach office, primarily focused on funding and collateral trading
strategies. Prior to
joining
PIMCO in 2013, he was an associate director at Barclays, focusing on
short-term fixed
income
markets and global funding trading strategies. He investment experience
since 2005
and
holds an undergraduate degree from Columbia University.
|
Fund |
Portfolio
Manager |
Since |
Recent
Professional Experience |
PIMCO
Commodity Strategy Active
Exchange-Traded
Fund |
Greg
Sharenow |
5/23* |
Managing
Director, PIMCO. Mr. Sharenow is a portfolio manager in the Newport Beach
office,
focusing
on commodities, real assets, and inflation solutions. He leads PIMCO’s
commodity
portfolio
management group. He also co-manages PIMCO’s Energy and Tactical Credit
Opportunities
strategy. Prior to joining PIMCO in 2011, he was an energy trader at Hess
Energy
Trading, Goldman Sachs, and DE Shaw. He was previously senior energy
economist at
Goldman
Sachs and before that, worked as a quantitative analyst in the Global
Portfolio
Analysis
group at Goldman Sachs. His co-authored article, “Beating Benchmarks,” won
the
Second
Annual Berstein Fabozzi/Jacobs Levy Award for Outstanding Article after it
was
published
in the Journal of Portfolio Management. He has investment and financial
services
experience
since 2000 and holds bachelor’s degrees in mathematical methods in the
social
sciences
and in economics from Northwestern University. He is a member of the
Council on
Foreign
Relations. |
PIMCO
Commodity Strategy Active
Exchange-Traded
Fund |
Lewis
Hagedorn |
5/23* |
Executive
Vice President, PIMCO. Mr. Hagedorn is a commodities portfolio manager in
the
Newport
Beach office. He has spent the entirety of his career in commodity
markets, with a
primary
focus on agriculture. Prior to joining PIMCO in 2018, he was a proprietary
trader at
TrailStone
Group in London, and previously worked at Citadel and Brevan Howard. Mr.
Hagedorn
began his career as an economist for the Chicago Board of Trade before
joining J.P.
Morgan,
where he was head of agricultural commodities research and strategy. He
has
investment
experience since 2005 and holds a master of science degree in agricultural
economics
and undergraduate degrees in economics and psychology from the University
of
Illinois
at Urbana Champaign. |
PIMCO
Commodity Strategy Active
Exchange-Traded
Fund |
Andrew
DeWitt |
5/23* |
Senior
Vice President, PIMCO. Mr. DeWitt is a portfolio manager in the Newport
Beach office,
focusing
on commodity and multi-real asset strategies. Previously, he managed
PIMCO’s
portfolio
associate group and focused on portfolio optimization and other technology
initiatives.
He has investment experience since 2006 and holds undergraduate degrees in
economics
and sociology from Brown University. |
PIMCO
Multisector Bond Active
Exchange-Traded
Fund |
Alfred
Murata |
6/23* |
Managing
Director, PIMCO. Mr. Murata is a portfolio manager focusing on mortgage-
and
asset-backed
securities. Prior to joining PIMCO in 2001, he researched and implemented
exotic
equity and interest-rate derivatives at Nikko Financial
Technologies. |
PIMCO
Multisector Bond Active
Exchange-Traded
Fund |
Amit
Arora |
6/23* |
Executive
Vice President, PIMCO. Mr. Arora is a portfolio manager on the global
corporate
bond
team. He was previously a senior member of PIMCO’s global risk management
team.
Prior
to joining PIMCO in 2009, he was an executive director, responsible for
credit hybrids
and
exotics trading, at J.P. Morgan. Mr. Arora was previously with Bear
Stearns as a managing
director
on the structured credit derivatives trading desk, responsible for
pricing, trading and
hedging
of all non-single name credit derivative products in investment grade and
high yield
credits.
Before joining Bear Stearns, he worked on the foreign exchange Treasury
desk at
Citibank.
He has investment experience since 1997 and holds an MBA from NYU Stern
School
of Business and a bachelor’s degree in mechanical engineering from the
Indian
Institute
of Technology (IIT Bombay). He is a Certified Financial Risk Manager
(FRM). |
PIMCO
Preferred and Capital Securities Active
Exchange-Traded
Fund |
1/23* | ||
PIMCO
Multisector Bond Active
Exchange-Traded
Fund |
Mukundan
Devarajan |
6/23* |
Executive
Vice President, PIMCO. Mr. Devarajan is an empirical research analyst.
Prior to
joining
PIMCO in 2011, he was an executive director in the quantitative strategies
group at
Nomura
International, focusing on systematic frameworks for macro investing in
the global
fixed
income markets. Previously, Mr. Devarajan was director, quantitative
strategies at
Lehman
Brothers International. He has investment and financial services
experience since
2005
and holds a postgraduate diploma in management from the Indian Institute
of
Management
Ahmedabad in India. He received a bachelor of commerce degree from Delhi
University. |
PIMCO
Preferred and Capital Securities Active
Exchange-Traded
Fund |
Philippe
Bodereau |
1/23* |
Managing
Director and global head of financial research. Mr. Bodereau is also the
lead
analyst
for global financial institutions. Prior to joining PIMCO in 2004, he was
a senior
banking
analyst at Société Générale in London and Paris. Mr. Bodereau started his
career at
J.P.
Morgan in 1996, where he held various positions in the private banking and
global
markets
divisions in Brussels and London. Mr. Bodereau has investment experience
since
1996
and holds a master’s degree in finance from French business school
EDHEC. |
PIMCO
Preferred and Capital Securities Active
Exchange-Traded
Fund |
Matthieu
Loriferne |
1/23* |
Executive
Vice President, PIMCO. Mr. Loriferne is an executive vice president and
credit
analyst
in the London office. In addition, he is a portfolio manager for the
Capital Securities
strategy.
He focuses on European and North American systemically important financial
institutions.
Prior to joining PIMCO in 2005, he was a credit analyst at Societe
Generale in
London
and in Paris. He has investment experience since 2003 and holds a master’s
degree in
finance
from the French business school SKEMA (ex-CERAM Sophia
Antipolis). |
|
|
Investment
Operations |
Less
Distributions(c)
| |||||
|
|
|
| |||||
Selected
Per Share Data for
the
Year or Period Ended^: |
Net
Asset Value
Beginning
of
Year
or Period(a)
|
Net
Investment
Income
(Loss)(b)
|
Net
Realized/
Unrealized
Gain
(Loss) |
Total |
From
Net
Investment
Income |
From
Net
Realized
Capital
Gains |
Tax
Basis
Return
of
Capital |
Total |
PIMCO
Active Bond Exchange-Traded Fund | ||||||||
06/30/2023 |
$95.16 |
$3.65 |
$(3.80) |
$(0.15) |
$(3.39) |
$0.00 |
$0.00 |
$(3.39) |
06/30/2022 |
111.01 |
2.52 |
(15.52) |
(13.00) |
(2.85) |
0.00 |
0.00 |
(2.85) |
06/30/2021 |
111.39 |
2.27 |
0.16 |
2.43 |
(2.81) |
0.00 |
0.00 |
(2.81) |
06/30/2020 |
107.54 |
2.88 |
4.42 |
7.30 |
(3.45) |
0.00 |
0.00 |
(3.45) |
06/30/2019 |
103.19 |
3.54 |
4.49 |
8.03 |
(3.68) |
0.00 |
0.00 |
(3.68) |
PIMCO
Enhanced Low Duration Active Exchange-Traded Fund | ||||||||
06/30/2023 |
$96.16 |
$3.30 |
$(2.83) |
$0.47 |
$(2.77) |
$0.00 |
$0.00 |
$(2.77) |
06/30/2022 |
101.78 |
1.43 |
(5.87) |
(4.44) |
(1.18) |
0.00 |
0.00 |
(1.18) |
06/30/2021 |
101.79 |
1.16 |
0.43 |
1.59 |
(1.60) |
0.00 |
0.00 |
(1.60) |
06/30/2020 |
100.15 |
2.61 |
2.06 |
4.67 |
(3.03) |
0.00 |
0.00 |
(3.03) |
06/30/2019 |
99.61 |
2.96 |
0.62 |
3.58 |
(3.04) |
0.00 |
0.00 |
(3.04) |
PIMCO
Enhanced Short Maturity Active ESG Exchange-Traded
Fund | ||||||||
06/30/2023 |
$98.43 |
$3.15 |
$0.27 |
$3.42 |
$(3.91) |
$0.00 |
$0.00 |
$(3.91) |
06/30/2022 |
100.66 |
0.67 |
(2.11) |
(1.44) |
(0.71) |
(0.08) |
0.00 |
(0.79) |
06/30/2021 |
100.64 |
0.74 |
0.26 |
1.00 |
(0.98) |
0.00 |
0.00 |
(0.98) |
12/10/2019
- 06/30/2020 |
100.00 |
1.04 |
0.49 |
1.53 |
(0.89) |
0.00 |
0.00 |
(0.89) |
PIMCO
Enhanced Short Maturity Active Exchange-Traded
Fund | ||||||||
06/30/2023 |
$99.13 |
$3.48 |
$0.49 |
$3.97 |
$(3.32) |
$0.00 |
$0.00 |
$(3.32) |
06/30/2022 |
101.99 |
0.67 |
(2.90) |
(2.23) |
(0.62) |
(0.01) |
0.00 |
(0.63) |
06/30/2021 |
101.65 |
0.52 |
0.39 |
0.91 |
(0.57) |
0.00 |
0.00 |
(0.57) |
06/30/2020 |
101.75 |
2.06 |
0.15 |
2.21 |
(2.31) |
0.00 |
0.00 |
(2.31) |
06/30/2019 |
101.58 |
2.73 |
0.11 |
2.84 |
(2.67) |
0.00 |
0.00 |
(2.67) |
PIMCO
Intermediate Municipal Bond Active Exchange-Traded
Fund | ||||||||
06/30/2023 |
$51.56 |
$1.48 |
$0.17 |
$1.65 |
$(1.39) |
$0.00 |
$0.00 |
$(1.39) |
06/30/2022 |
56.72 |
0.92 |
(5.19) |
(4.27) |
(0.89) |
0.00 |
0.00 |
(0.89) |
06/30/2021 |
55.73 |
0.97 |
1.00 |
1.97 |
(0.98) |
0.00 |
0.00 |
(0.98) |
06/30/2020 |
54.77 |
1.24 |
0.96 |
2.20 |
(1.24) |
0.00 |
0.00 |
(1.24) |
06/30/2019 |
52.84 |
1.40 |
1.93 |
3.33 |
(1.40) |
0.00 |
0.00 |
(1.40) |
PIMCO
Multisector Bond Active Exchange-Traded Fund | ||||||||
06/21/2023
- 06/30/2023 |
$25.00 |
$0.04 |
$(0.02) |
$0.02 |
$0.00 |
$0.00 |
$0.00 |
$0.00 |
PIMCO
Municipal Income Opportunities Active Exchange-Traded
Fund | ||||||||
06/30/2023 |
$44.06 |
$1.69 |
$0.40 |
$2.09 |
$(1.57) |
$0.00 |
$0.00 |
$(1.57) |
09/08/2021
- 06/30/2022 |
50.00 |
0.66 |
(6.07) |
(5.41) |
(0.53) |
0.00 |
0.00 |
(0.53) |
PIMCO
Preferred and Capital Securities Active Exchange-Traded
Fund | ||||||||
01/18/2023
- 06/30/2023 |
$50.00 |
$1.11 |
$(3.69) |
$(2.58) |
$(0.81) |
$0.00 |
$0.00 |
$(0.81) |
PIMCO
Senior Loan Active Exchange-Traded Fund | ||||||||
06/30/2023 |
$48.18 |
$3.93 |
$1.18 |
$5.11 |
$(3.42) |
$0.00 |
$0.00 |
$(3.42) |
06/08/2022
- 06/30/2022 |
50.00 |
0.06 |
(1.88) |
(1.82) |
0.00 |
0.00 |
0.00 |
0.00 |
PIMCO
Short Term Municipal Bond Active Exchange-Traded
Fund | ||||||||
06/30/2023 |
$49.56 |
$1.12 |
$(0.06) |
$1.06 |
$(1.05) |
$0.00 |
$0.00 |
$(1.05) |
06/30/2022 |
51.41 |
0.34 |
(1.89) |
(1.55) |
(0.30) |
0.00 |
0.00 |
(0.30) |
06/30/2021 |
51.04 |
0.42 |
0.42 |
0.84 |
(0.47) |
0.00 |
0.00 |
(0.47) |
06/30/2020 |
50.53 |
0.81 |
0.51 |
1.32 |
(0.81) |
0.00 |
0.00 |
(0.81) |
06/30/2019 |
49.91 |
0.95 |
0.61 |
1.56 |
(0.94) |
0.00 |
0.00 |
(0.94) |
|
|
Ratios/Supplemental
Data | ||||||
|
|
|
Ratios
to Average Net Assets |
| ||||
Net
Asset Value End
of
Year or Period(a)
|
Total
Return(d)
|
Net
Assets End of
Year
or Period
(000s) |
Expenses |
Expenses
Excluding
Waivers |
Expenses
Excluding
Interest
Expense |
Expenses
Excluding
Interest
Expense
and
Waivers |
Net
Investment
Income
(Loss) |
Portfolio
Turnover
Rate(e)
|
| ||||||||
$91.62 |
(0.13
)% |
$3,478,849 |
0.58
% |
0.58
% |
0.55
% |
0.55
% |
3.93
% |
352
% |
95.16 |
(11.96
) |
3,224,915 |
0.56 |
0.56 |
0.55 |
0.55 |
2.37 |
368 |
111.01 |
2.20 |
4,282,895 |
0.55 |
0.55 |
0.55 |
0.55 |
2.04 |
273 |
111.39 |
6.92 |
3,400,704 |
0.57 |
0.57 |
0.55 |
0.55 |
2.65 |
146 |
107.54 |
7.99 |
2,422,925 |
0.73 |
0.73 |
0.55 |
0.55 |
3.42 |
155 |
| ||||||||
$93.86 |
0.51
% |
$1,041,832 |
0.51
% |
0.51
% |
0.46
% |
0.46
% |
3.47
% |
133
% |
96.16 |
(4.38
) |
1,444,341 |
0.53 |
0.53 |
0.46 |
0.46 |
1.44 |
269 |
101.78 |
1.57 |
1,129,706 |
0.47 |
0.49 |
0.44 |
0.46 |
1.13 |
73 |
101.79 |
4.77 |
496,743 |
0.49 |
0.56 |
0.39 |
0.46 |
2.61 |
378 |
100.15 |
3.66 |
352,514 |
0.79 |
0.86 |
0.39 |
0.46 |
2.98 |
1,613 |
| ||||||||
$97.94 |
3.56
% |
$150,823 |
0.24
% |
0.36
% |
0.24
% |
0.36
% |
3.20
% |
53
% |
98.43 |
(1.43
) |
184,071 |
0.25 |
0.37 |
0.24 |
0.36 |
0.67 |
75 |
100.66 |
0.99 |
153,000 |
0.25 |
0.37 |
0.25 |
0.37 |
0.74 |
120 |
100.64 |
1.54 |
87,553 |
0.27
* |
0.51
* |
0.24
* |
0.48
* |
1.87
* |
102 |
| ||||||||
$99.78 |
4.09
% |
$9,257,897 |
0.35
% |
0.35
% |
0.35
% |
0.35
% |
3.49
% |
35
% |
99.13 |
(2.20
) |
11,757,526 |
0.36 |
0.36 |
0.35 |
0.35 |
0.67 |
100 |
101.99 |
0.89 |
14,024,433 |
0.35 |
0.35 |
0.35 |
0.35 |
0.51 |
71 |
101.65 |
2.21 |
13,914,440 |
0.37 |
0.37 |
0.35 |
0.35 |
2.03 |
81 |
101.75 |
2.84 |
11,939,913 |
0.36 |
0.36 |
0.35 |
0.35 |
2.70 |
72 |
| ||||||||
$51.82 |
3.26
% |
$981,032 |
0.35
% |
0.35
% |
0.35
% |
0.35
% |
2.86
% |
47
% |
51.56 |
(7.63
) |
847,128 |
0.35 |
0.35 |
0.35 |
0.35 |
1.68 |
50 |
56.72 |
3.56 |
647,152 |
0.35 |
0.35 |
0.35 |
0.35 |
1.72 |
16 |
55.73 |
4.06 |
468,662 |
0.35 |
0.35 |
0.35 |
0.35 |
2.25 |
34 |
54.77 |
6.41 |
304,515 |
0.35 |
0.35 |
0.35 |
0.35 |
2.63 |
39 |
| ||||||||
$25.02 |
0.08
% |
$65,053 |
0.55
%* |
0.82
%* |
0.55
%* |
0.82
%* |
4.29
%* |
20
% |
| ||||||||
$44.58 |
4.87
% |
$74,899 |
0.39
% |
0.49
% |
0.39
% |
0.49
% |
3.80
% |
84
% |
44.06 |
(10.89
) |
42,296 |
0.40
* |
0.68
* |
0.40
* |
0.68
* |
1.71
* |
238 |
| ||||||||
$46.61 |
(5.18
)% |
$93,214 |
0.74
%* |
1.04
%* |
0.69
%* |
0.99
%* |
5.18
%* |
22
% |
| ||||||||
$49.87 |
10.94
% |
$165,559 |
0.52
% |
0.72
% |
0.50
% |
0.70
% |
7.98
% |
46
% |
48.18 |
(3.64
) |
64,557 |
0.50
* |
0.95
* |
0.50
* |
0.95
* |
1.95
* |
0 |
| ||||||||
$49.57 |
2.16
% |
$525,450 |
0.35
% |
0.35
% |
0.35
% |
0.35
% |
2.26
% |
64
% |
49.56 |
(3.03
) |
562,994 |
0.35 |
0.35 |
0.35 |
0.35 |
0.67 |
64 |
51.41 |
1.66 |
452,932 |
0.35 |
0.35 |
0.35 |
0.35 |
0.83 |
27 |
51.04 |
2.64 |
176,581 |
0.35 |
0.35 |
0.35 |
0.35 |
1.60 |
55 |
50.53 |
3.17 |
96,505 |
0.35 |
0.35 |
0.35 |
0.35 |
1.91 |
49 |
|
|
Investment
Operations |
Less
Distributions(c)
| |||||
|
|
|
| |||||
Selected
Per Share Data for
the
Year or Period Ended^: |
Net
Asset Value
Beginning
of
Year
or Period(a)
|
Net
Investment
Income
(Loss)(b)
|
Net
Realized/
Unrealized
Gain
(Loss) |
Total |
From
Net
Investment
Income |
From
Net
Realized
Capital
Gains |
Tax
Basis
Return
of
Capital |
Total |
PIMCO
Ultra Short Government Active Exchange-Traded
Fund | ||||||||
06/21/2023
- 06/30/2023 |
$100.00 |
$0.18 |
$(0.03) |
$0.15 |
$0.00 |
$0.00 |
$0.00 |
$0.00 |
PIMCO
Commodity Strategy Active Exchange-Traded Fund
(Consolidated) | ||||||||
05/09/2023
- 06/30/2023 |
$25.00 |
$0.18 |
$0.05 |
$0.23 |
$0.00 |
$0.00 |
$0.00 |
$0.00 |
|
|
Ratios/Supplemental
Data | ||||||
|
|
|
Ratios
to Average Net Assets |
| ||||
Net
Asset Value End
of
Year or Period(a)
|
Total
Return(d)
|
Net
Assets End of
Year
or Period
(000s) |
Expenses |
Expenses
Excluding
Waivers |
Expenses
Excluding
Interest
Expense |
Expenses
Excluding
Interest
Expense
and
Waivers |
Net
Investment
Income
(Loss) |
Portfolio
Turnover
Rate(e)
|
| ||||||||
$100.15 |
0.15
% |
$13,019 |
0.14
%* |
0.69
%* |
0.14
%* |
0.69
%* |
5.01
%* |
0
% |
| ||||||||
$25.23 |
0.92
% |
$198,722 |
0.64
%* |
1.13
%* |
0.63
%* |
1.12
%* |
4.10
%* |
7
% |