|
Class |
Ticker
Symbol |
Alger
Capital Appreciation
Fund
(“Capital Appreciation
Fund”) |
A
C
Z |
ACAAX
ALCCX
ACAZX |
Alger
International Focus
Fund
(“International Focus
Fund”) |
A
B
C
I
Z |
ALGAX
AFGPX
ALGCX
AIGIX
ALCZX |
Alger
Mid Cap Focus Fund
(“Mid
Cap Focus Fund”) |
A
C
I
Y
Z |
ALOAX
ALOCX
AFOIX
ALOYX
AFOZX |
Alger
Mid Cap Growth Fund
(“Mid
Cap Growth Fund”) |
A
B
C
Z |
AMGAX
AMCGX
AMGCX
AMCZX |
|
Class |
Ticker
Symbol |
Alger
Weatherbie Specialized
Growth
Fund (“Specialized
Growth
Fund”) |
A
C
I
Y
Z |
ALMAX
ALMCX
ASIMX
ASYMX
ASMZX |
Alger
Small Cap Growth Fund
(“Small
Cap Growth Fund”) |
A
B
C
Y
Z |
ALSAX
ALSCX
AGSCX
ASCYX
ASCZX |
Alger
Small Cap Focus Fund
(“Small
Cap Focus Fund”) |
A
C
I
Y
Z |
AOFAX
AOFCX
AOFIX
AOFYX
AGOZX |
Alger
Health Sciences Fund
(“Health
Sciences Fund”) |
A
C
Z |
AHSAX
AHSCX
AHSZX |
Alger
Growth & Income Fund
(“Growth
& Income Fund”) |
A
C
Z |
ALBAX
ALBCX
AGIZX |
Alger
35 Fund |
Z |
ATVPX |
|
Broker
Commissions Paid for 2021 |
| ||||
|
|
Paid
to Alger LLC |
Soft
Dollar Transactions | |||
|
Total
Paid
by
the
Fund |
Dollar
Amount
Paid
to
Alger
LLC |
%
of
Brokerage
Commissions
Paid
to
Alger
LLC |
%
of
Dollar
Amount
of
Transactions
Effected
through
Alger
LLC |
Value
of
Transactions |
Commissions |
Capital
Appreciation Fund |
$1,775,325
|
$313,010 |
18% |
14% |
$1,590,940,985 |
$529,603 |
International
Focus Fund |
470,619 |
- |
0% |
0% |
- |
- |
Mid
Cap Growth Fund |
465,342 |
82,380 |
18% |
20% |
194,963,401 |
107,138 |
Mid
Cap Focus Fund |
1,745,744 |
271,423 |
16% |
16% |
512,220,643 |
395,381 |
Specialized
Growth Fund |
1,004,748 |
- |
0% |
0% |
706,114,957 |
393,917 |
Small
Cap Growth Fund |
319,727 |
51,412 |
16% |
16% |
96,306,331 |
69,974 |
Small
Cap Focus Fund |
4,111,699 |
562,826 |
14% |
16% |
1,940,482,297 |
1,196,012 |
Health
Sciences Fund |
716,576 |
75,124 |
10% |
17% |
191,168,477 |
181,652 |
Growth
& Income Fund |
9,372 |
- |
0% |
0% |
3,165,354 |
1,149 |
Alger
35 |
28,928 |
8,041 |
28% |
27% |
4,342,730 |
2,755 |
|
$10,648,080 |
$1,364,216 |
13% |
14% |
$5,239,705,175 |
$2,877,581 |
|
Broker
Commissions Paid for 2022 |
| ||||
|
|
Paid
to Alger LLC |
Soft
Dollar Transactions | |||
|
Total
Paid
by
the
Fund |
Dollar
Amount
Paid
to
Alger
LLC |
%
of
Brokerage
Commissions
Paid
to
Alger
LLC |
%
of
Dollar
Amount
of
Transactions
Effected
through
Alger
LLC |
Value
of
Transactions |
Commissions |
Capital
Appreciation Fund |
$1,779,110
|
$255,413 |
14% |
14% |
$698,810,420
|
$303,264 |
International
Focus Fund |
258,588 |
300 |
0% |
0% |
- |
- |
Mid
Cap Focus Fund |
1,439,667 |
195,114 |
14% |
17% |
573,972,609 |
386,864 |
Mid
Cap Growth Fund |
416,723 |
77,465 |
19% |
20% |
210,861,281 |
91,639 |
Enduring
Growth Fund* |
2,181 |
- |
0% |
0% |
- |
- |
Specialized
Growth Fund |
2,144,853 |
- |
0% |
0% |
174,020,528 |
171,236 |
Small
Cap Growth Fund |
131,577 |
15,989 |
12% |
14% |
50,403,380 |
55,639 |
Small
Cap Focus Fund |
2,944,853 |
389,927 |
13% |
14% |
1,389,829,625 |
995,073 |
Health
Sciences Fund |
876,879 |
127,351 |
15% |
21% |
67,475,003 |
103,002 |
Growth
& Income Fund |
35,669 |
2,116 |
6% |
4% |
12,245,423 |
3,477 |
Alger
35 |
59,804 |
12,239 |
20% |
23% |
5,311,224 |
3,793 |
|
$10,089,904 |
$1,075,914 |
11% |
14% |
$3,182,929,493 |
$2,113,987 |
|
Broker
Commissions Paid for 2023 |
| ||||
|
|
Paid
to Alger LLC |
Soft
Dollar Transactions | |||
|
Total
Paid
by
the
Fund |
Dollar
Amount
Paid
to
Alger
LLC |
%
of
Brokerage
Commissions
Paid
to
Alger
LLC |
%
of
Dollar
Amount
of
Transactions
Effected
through
Alger
LLC |
Value
of
Transactions |
Commissions |
Capital
Appreciation Fund |
$1,155,812 |
$233,685 |
20% |
17% |
$910,260,058
|
$391,586 |
International
Focus Fund |
267,360 |
14,698 |
5% |
4% |
3,425,663 |
2,539 |
Mid
Cap Focus Fund |
505,076 |
126,270 |
25% |
22% |
271,739,030 |
155,018 |
Mid
Cap Growth Fund |
117,149 |
11,464 |
10% |
6% |
85,863,850 |
35,752 |
Specialized
Growth Fund |
602,776 |
- |
0% |
0% |
183,556,682 |
163,486 |
Small
Cap Growth Fund |
269,470 |
75,252 |
28% |
20% |
68,308,097 |
74,553 |
Small
Cap Focus Fund |
2,925,744 |
273,713 |
9% |
11% |
1,281,214,492 |
1,190,181 |
Health
Sciences Fund |
635,693 |
98,068 |
15% |
14% |
253,256,521 |
164,655 |
Growth
& Income Fund |
24,463 |
556 |
2% |
1% |
10,456,456 |
3,282 |
Alger
35 |
141,455 |
25,185 |
18% |
12% |
67,631,716 |
45,241 |
|
$6,644,998 |
$858,891 |
13% |
13% |
$3,135,712,565 |
$2,226,293 |
Growth
& Income Fund |
Dollar
Value of Securities Owned |
Bank
of America Corp. |
$3,135,830 |
Morgan
Stanley |
$5,441,455 |
JP
Morgan Chase & Co. |
$9,040,151 |
International
Focus Fund |
Dollar
Value of Securities Owned |
Banco
BTG Pactual SA |
$2,231,370 |
Fund |
Class
A |
Class
C |
Class
I |
Alger
Capital Appreciation Fund |
$1,924,811 |
$789,689 |
$—
|
Alger
International Focus Fund |
$267,056 |
$13,684 |
$2,924 |
Alger
Mid Cap Focus Fund |
$12,657 |
$24,685 |
$84,584 |
Alger
Mid Cap Growth Fund |
$369,261 |
$40,671 |
$—
|
Alger
Weatherbie Specialized Growth Fund |
$269,458 |
$383,891 |
$59,890 |
Alger
Small Cap Growth Fund |
$328,041 |
$182,123 |
$—
|
Alger
Small Cap Focus Fund |
$465,334 |
$874,245 |
$236,861 |
Alger
Health Sciences Fund |
$203,871 |
$66,870 |
$—
|
Alger
Growth & Income Fund |
$307,524 |
$243,041 |
$—
|
Fund |
Carryforward
Amounts |
Alger
International Focus Fund |
$20,892,933 |
Alger
Mid Cap Growth Fund |
$13,402,169 |
Alger
Small Cap Growth Fund |
$21,133,510 |
Fund |
Class
B |
Alger
International Focus Fund |
$137,615 |
Alger
Mid Cap Growth Fund |
$104,730 |
Alger
Small Cap Growth Fund |
$26,201 |
|
Capital
Appreciation
Fund |
International
Focus
Fund |
Mid
Cap
Growth
Fund |
Specialized
Growth
Fund |
Small
Cap
Growth
Fund |
Small
Cap
Focus
Fund |
Health
Sciences
Fund |
Growth
&
Income
Fund |
Mid
Cap
Focus
Fund |
Total |
Advertising
&
Promotion |
$53,306
|
$7,579 |
$10,257 |
$7,717 |
$9,357 |
$13,772 |
$6,040 |
$8,457 |
$377 |
$116,862
|
Compensation
to
Dealers |
1,863,086 |
261,649 |
358,091 |
278,508 |
296,977 |
493,245 |
211,025 |
291,838 |
17,153 |
4,071,572 |
Compensation
to
Sales
Personnel |
144,769 |
20,597 |
27,870 |
20,997 |
25,436 |
37,481 |
16,458 |
22,983 |
1,024 |
317,615 |
Printing |
6,492 |
923 |
1,249 |
941 |
1,140 |
1,679 |
737 |
1,030 |
46 |
14,237 |
Total
Selling
Expenses |
$2,067,653 |
$290,748 |
$397,467 |
$308,163 |
$332,910 |
$546,177 |
$234,260 |
$324,308 |
$18,600 |
$4,520,286 |
|
International
Focus
Fund |
Mid
Cap
Growth
Fund |
Small
Cap
Growth
Fund |
Total |
Advertising
& Promotion |
$976 |
$725 |
$188 |
$1,889
|
Compensation
to Dealers |
8,085 |
39,756 |
30,449 |
78,290 |
Compensation
to Sales Personnel |
2,652 |
1,971 |
513 |
5,136 |
Interest |
1,356,660 |
870,304 |
1,372,526 |
3,599,490 |
Printing |
119 |
88 |
23 |
230 |
Total
Selling Expenses |
$1,368,492 |
$912,844 |
$1,403,699 |
$3,685,035 |
|
Capital
Appreciation
Fund |
International
Focus
Fund |
Mid
Cap
Growth
Fund |
Specialized
Growth
Fund |
Small
Cap
Growth
Fund |
Small
Cap
Focus
Fund |
Health
Sciences
Fund |
Growth
&
Income
Fund |
Mid
Cap
Focus
Fund |
Total |
Advertising
&
Promotion |
$5,628 |
$94 |
$291 |
$2,763 |
$1,289 |
$6,479 |
$514 |
$1,737 |
$189 |
$18,984
|
Compensation
to
Dealers |
725,854 |
12,740 |
38,879 |
365,829 |
173,485 |
863,593 |
64,344 |
215,935 |
22,749 |
2,483,408 |
Compensation
to
Sales
Personnel |
15,304 |
256 |
791 |
7,517 |
3,506 |
17,633 |
1,402 |
4,725 |
515 |
51,649 |
Printing |
686 |
11 |
35 |
337 |
157 |
790 |
63 |
212 |
23 |
2,314 |
Total
Selling
Expenses |
$747,472 |
$13,101 |
$39,996 |
$376,446 |
$178,437 |
$888,495 |
$66,323 |
$222,609 |
$23,476 |
$2,556,355 |
|
International
Focus
Fund |
Specialized
Growth
Fund |
Small
Cap
Focus
Fund |
Mid
Cap
Focus
Fund |
Total |
Advertising
& Promotion |
$83 |
$1,898 |
$7,123 |
$2,239 |
$11,343 |
Compensation
to Dealers |
7,924 |
66,346 |
248,705 |
53,589 |
376,564 |
Compensation
to Sales Personnel |
226 |
5,163 |
19,459 |
6,212 |
31,060 |
Printing |
10 |
231 |
869 |
275 |
1,385 |
Total
Selling Expenses |
$8,243 |
$73,638 |
$276,156 |
$62,315 |
$420,352 |
Name,
(Year of Birth), and
Address(1) |
Position(s)
Held
with
the
Trust
and
Length
of
Time
Served |
Principal
Occupation(s) During
Past
Five Years |
Number
of
Funds
in
the Alger
Fund
Complex(3)
which
are
Overseen
by
Trustee |
Other
Directorships
Held
by Trustee
During
Past
Five
Years |
Interested
Trustee(2):
|
|
|
|
|
Hilary
M. Alger (1961) |
Trustee
since
2003 |
Non-profit
Fundraising Consultant since
2015,
Schultz & Williams; Non-profit
Fundraising
Consultant since 2014, Hilary
Alger
Consulting; Emeritus Trustee since
2020
and Trustee from 2013 to 2020,
Philadelphia
Ballet; School Committee
Member
from 2017 to 2023, Germantown
Friends
School; Trustee, Target Margin
Theatre
from 1995 to 2023. |
28 |
Board
of Directors, Alger
Associates,
Inc. |
Non-Interested
Trustees: |
|
|
|
|
Charles
F. Baird, Jr. (1953) |
Trustee
since
2000 |
Managing
Partner of North Castle Partners
(private
equity securities group). |
28 |
|
Name,
(Year of Birth), and
Address(1) |
Position(s)
Held
with
the
Trust
and
Length
of
Time
Served |
Principal
Occupation(s) During
Past
Five Years |
Number
of
Funds
in
the Alger
Fund
Complex(3)
which
are
Overseen
by
Trustee |
Other
Directorships
Held
by Trustee
During
Past
Five
Years |
David
Rosenberg (1962) |
Trustee
since
2007 |
Associate
Professor of Law since August
2000,
Zicklin School of Business, Baruch
College,
City University of New York. |
28 |
|
Nathan
E. Saint-Amand M.D.
(1938) |
Trustee
since
1986 |
Medical
doctor in private practice since
1970;
Member of the Board of the
Manhattan
Institute (non-profit policy
research)
since 1988. |
28 |
|
Name
(Year of Birth),
Position
with
Trust
and Address(1) |
Principal
Occupations |
Officer
Since |
Officers(2): |
|
|
Hal
Liebes (1964)
President,
Principal
Executive Officer |
Executive
Vice President, Chief Operating Officer (“COO”), and Secretary, Alger
Management;
COO and Secretary, Alger Associates, Inc. and Weatherbie Capital, LLC;
COO,
Vice President, Secretary and Manager, Alger Group Holdings, LLC and Alger
Capital,
LLC; Director, Alger SICAV; Executive Director and Chairman, Alger
Management,
Ltd.; Manager and Secretary, Alger Apple Real Estate LLC; Manager, Alger
Partners
Investors I, LLC, Alger Partners Investors II, LLC, Alger Partners
Investors KEIGF,
Alger
Partners Investors-Crossbay LLC and Redwood Investments, LLC; Secretary,
Alger
Boulder
I LLC. |
2005 |
Tina
Payne (1974)
Secretary,
Chief
Compliance Officer,
Chief
Legal Officer |
Senior
Vice President, General Counsel, Chief Compliance Officer (“CCO”) and
Assistant
Secretary,
Alger Management; Senior Vice President, General Counsel and Secretary,
Alger
LLC;
CCO, Alger Management, Ltd. and Redwood Investments, LLC; Assistant
Secretary,
Weatherbie
Capital, LLC; Vice President and Assistant Secretary, Alger Group
Holdings,
LLC. |
2017 |
Michael
D. Martins (1965)
Treasurer,
Principal
Financial Officer |
Senior
Vice President, Alger Management. |
2005 |
Sergio
M. Pavone (1961)
Assistant
Treasurer |
Vice
President, Alger Management. |
2007 |
Mia
G. Pillinger (1989)
Assistant
Secretary |
Vice
President, Associate Counsel of Alger Management since 2020. Formerly,
Associate at
Willkie
Farr & Gallagher, LLP, from 2016 to 2020. |
2020 |
Sushmita
Sahu (1981)
AML
Compliance Officer |
Vice
President, Alger Management. |
2021 |
Name
of Person |
Aggregate
Compensation
from
The Alger Funds* |
Total
Compensation
Paid
to Trustee from
The
Alger Fund Complex* |
Charles
F. Baird, Jr |
$73,808 |
$169,000 |
David
Rosenberg |
$72,346 |
$165,750 |
Nathan
E. Saint-Amand |
$73,812 |
$169,000 |
|
Hilary
M.
Alger |
Charles
F.
Baird,
Jr. |
David
Rosenberg |
Nathan
E.
Saint-Amand |
Capital
Appreciation Fund |
E |
E |
A |
A |
International
Focus Fund |
E |
A |
A |
A |
Mid
Cap Focus Fund |
E |
A |
A |
A |
Mid
Cap Growth Fund |
E |
A |
A |
A |
Specialized
Growth Fund |
E |
E |
A |
E |
Small
Cap Growth Fund |
E |
D |
A |
A |
Small
Cap Focus Fund |
E |
E |
C |
A |
Health
Sciences Fund |
E |
E |
B |
C |
Growth
& Income Fund |
E |
A |
C |
A |
Alger
35 Fund |
E |
A |
A |
A |
Aggregate
Equity Securities of Funds in the Alger Fund Complex |
E |
E |
C |
E |
Fund |
Annual
Fee as a Percentage
of
Average Daily Net Assets |
Alger
Capital Appreciation Fund |
.81% for
assets up to $2 billion;
.65% for
assets between $2 billion and $3 billion;
.60% for
assets between $3 billion and $4 billion;
.55% for
assets between $4 billion and $5 billion;
.45% for
assets in excess of $5 billion |
Alger
International Focus Fund |
.71% for
assets up to $1 billion;
.60% for
assets in excess of $1 billion |
Alger
Mid Cap Focus Fund |
.70% for
assets up to $250 million;
.50% for
assets in excess of $250 million |
Alger
Mid Cap Growth Fund |
.76% for
assets up to $1 billion;
.70% for
assets in excess of $1 billion |
Alger
Weatherbie Specialized Growth Fund |
.81% for
assets up to $1 billion;
.75% for
assets in excess of $1 billion |
Alger
Small Cap Growth Fund |
.81% for
assets up to $1 billion;
.75% for
assets in excess of $1 billion |
Alger
Small Cap Focus Fund |
.75% |
Alger
Health Sciences Fund |
.55% |
Alger
Growth & Income Fund |
.50% |
Alger
35 Fund* |
.45% |
Fund |
Class |
Waiver |
Alger
Capital Appreciation Fund1 |
Z |
0.04% |
Alger
International Focus Fund2 |
I |
0.54% |
Z |
0.13% | |
Alger
Mid Cap Focus Fund3 |
A |
0.53% |
C |
1.28% | |
I |
0.58% | |
Y |
0.07% | |
Z |
0.37% | |
Alger
Mid Cap Growth Fund4 |
Z |
0.23% |
Alger
Weatherbie Specialized Growth Fund5 |
Y |
0.07% |
Alger
Small Cap Growth Fund6 |
Y |
0.03% |
Z |
0.18% | |
Alger
Small Cap Focus Fund7 |
Y |
0.10% |
Alger
Health Sciences Fund8 |
Z |
0.20% |
Fund |
2023 |
2022 |
2021 |
Alger
Capital Appreciation Fund |
$13,930,219 |
$18,966,853 |
$24,040,397 |
Alger
International Focus Fund |
$1,009,184 |
$1,163,396 |
$1,406,325 |
Alger
Mid Cap Focus Fund |
$2,222,125 |
$3,638,059 |
$4,041,718 |
Alger
Mid Cap Growth Fund |
$1,493,216 |
$1,794,863 |
$2,287,642 |
Alger
Weatherbie Specialized Growth Fund |
$5,446,099 |
$8,738,128 |
$11,557,216 |
Alger
Small Cap Growth Fund |
$2,754,333 |
$3,846,321 |
$4,958,536 |
Alger
Small Cap Focus Fund |
$16,742,742 |
$32,446,171 |
$58,391,557 |
Alger
Health Sciences Fund |
$828,941
|
$1,235,763 |
$1,747,715 |
Alger
Growth & Income Fund |
$1,516,864 |
$985,435
|
$695,601 |
Alger
35 Fund |
$118,568
|
$146,126
|
$87,862 |
Fund |
2023 |
2022 |
2021 |
Alger
Capital Appreciation Fund |
$620,626 |
$179,703 |
$—
|
Alger
International Focus Fund |
$120,145 |
$133,498 |
$7,047 |
Alger
Mid Cap Focus Fund |
$948 |
$83 |
$15 |
Alger
Mid Cap Growth Fund |
$69,459 |
$80,610 |
$—
|
Alger
Weatherbie Specialized Growth Fund |
$35,423 |
$21,864 |
$8,083 |
Alger
Small Cap Growth Fund |
$28,456 |
$26,687 |
$—
|
Alger
Small Cap Focus Fund |
$92,140 |
$—
|
$—
|
Alger
Health Sciences Fund |
$17,284 |
$—
|
$—
|
Alger
Growth & Income Fund |
$—
|
$—
|
$486 |
Alger
35 Fund |
$105,739 |
$126,948 |
$150,818 |
Fund |
2023 |
2022 |
2021 |
Alger
Capital Appreciation Fund |
$472,940 |
$670,692 |
$886,499 |
Alger
International Focus Fund |
$39,088 |
$45,061 |
$54,470 |
Alger
Mid Cap Focus Fund |
$94,759 |
$172,443 |
$194,682 |
Alger
Mid Cap Growth Fund |
$54,031 |
$64,946 |
$82,777 |
Alger
Weatherbie Specialized Growth Fund |
$184,898 |
$300,216 |
$401,773 |
Alger
Small Cap Growth Fund |
$93,511 |
$130,585 |
$168,345 |
Alger
Small Cap Focus Fund |
$613,901 |
$1,189,693 |
$2,141,024 |
Alger
Health Sciences Fund |
$41,447 |
$61,788 |
$87,386 |
Alger
Growth & Income Fund |
$83,428 |
$54,199 |
$38,258 |
Alger
35 Fund |
$7,246 |
$8,930 |
$8,020 |
|
Registered
Investment
Companies |
Other
Pooled
Investment
Vehicles |
Other
Accounts | |||
|
|
|
|
|
|
|
Gregory
Adams* |
4 |
$424,559,938 |
2 |
$94,783,051 |
6 |
$15,122,233 |
Joshua
D. Bennettx† |
1 |
$263,923,343 |
5 |
$189,164,087 |
17 |
$900,132,728 |
Dan
C. Chung*# |
10 |
$5,855,717,933 |
7 |
$1,127,214,888 |
34 |
$1,824,922,580 |
Ankur
Crawford# |
5 |
$6,099,665,315 |
10 |
$1,335,501,400 |
39 |
$1,968,682,931 |
H.
George Daix† |
1 |
$263,923,343 |
5 |
$189,164,087 |
17 |
$900,132,728 |
Brandon
A. Geisler |
2 |
$168,454,187 |
|
|
1 |
$2,322,169 |
Patrick
Kelly# |
5 |
$6,099,665,315 |
10 |
$1,335,501,400 |
39 |
$1,968,682,931 |
Edward
Minnx^ |
|
|
4 |
$216,937,828 |
18 |
$902,946,320 |
Michael
Mufson± |
3 |
$59,181,112 |
3 |
$49,145,853 |
143 |
$1,555,640,508 |
George
Ortega*± |
2 |
$261,318,984 |
3 |
$111,225,213 |
1 |
$94,991 |
Ezra
Samet± |
3 |
$59,181,112 |
3 |
$49,145,853 |
143 |
$1,555,640,508 |
Donald
Smith± |
1 |
$20,469,966 |
2 |
$35,349,468 |
34 |
$1,284,325,004 |
Sanjiv
Talwar§ |
1 |
$258,014,777 |
1 |
$13,127,809 |
2 |
$8,343,250 |
Amy
Y. Zhang |
3 |
$265,141,527 |
2 |
$85,471,645 |
5 |
$112,447,249 |
Portfolio
Manager |
Fund |
Range |
Gregory
S. Adams |
Growth
& Income |
E* |
Joshua
D. Bennett |
Specialized
Growth |
E* |
Dan
C. Chung |
Capital
Appreciation
Mid
Cap Growth
Small
Cap Growth
Health
Sciences
Alger
35 |
D
E
E
G
G |
Ankur
Crawford |
Capital
Appreciation |
A |
H.
George Dai |
Specialized
Growth |
E |
Brandon
A. Geisler |
Mid
Cap Growth |
F* |
Patrick
Kelly |
Capital
Appreciation |
A |
Edward
Minn |
Specialized
Growth |
E* |
Michael
Mufson |
International
Focus |
A** |
George
Ortega |
Alger
35 |
A** |
Portfolio
Manager |
Fund |
Range |
Ezra
Samet |
International
Focus |
A** |
Donald
Smith |
International
Focus |
A** |
Sanjiv
Talwar |
Health
Sciences |
F |
Amy
Y. Zhang |
Mid
Cap Focus
Small
Cap Growth
Small
Cap Focus |
E
C
E |
Fund |
2023 |
2022 |
2021 |
Alger
Capital Appreciation Fund |
$227,156 |
$321,364 |
$430,219 |
Alger
International Focus Fund |
$22,141 |
$25,587 |
$31,109 |
Alger
Mid Cap Focus Fund |
$34,948 |
$63,093 |
$70,817 |
Alger
Mid Cap Growth Fund |
$30,193 |
$36,400 |
$46,896 |
Alger
Weatherbie Specialized Growth Fund |
$76,737 |
$123,661 |
$166,958 |
Alger
Small Cap Growth Fund |
$43,887 |
$60,872 |
$79,962 |
Alger
Small Cap Focus Fund |
$241,018 |
$463,212 |
$837,472 |
Alger
Health Sciences Fund |
$20,807 |
$29,867 |
$41,953 |
Alger
Growth & Income Fund |
$39,913 |
$28,130 |
$21,029 |
Alger
35 Fund |
$2,635 |
$3,247 |
$3,173 |
Name
and Address |
Fund
Classes |
Percentage
of
Total
Shares Held |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
For
the Sole Benefit of Its Customers
ATTN:
Fund Administration
4800
Deer Lk. Dr. E, 2nd Fl.
Jacksonville,
FL 32246 |
A |
17.68% |
Morgan
Stanley
For
the Exclusive Benefit of its Customers
1
New York Plz., Fl. 12
New
York, NY 10004 |
A |
7.65% |
LPL
Financial
Omnibus
Customer Account
ATTN:
Mutual Fund Trading
9785
Towne Centre Drive
San
Diego, CA 92121 |
C |
18.46% |
Pershing
LLC
1
Pershing Plz.
Jersey
City, NJ 07399 |
C |
18.38% |
Wells
Fargo Bank
Special
Custody Acct
2801
Market St.
Saint
Louis, MO 63103 |
C |
15.38% |
UBS
WM USA
1000
Harbor Blvd.
Weehawken,
NJ 07086 |
C |
6.03% |
American
Enterprise Inv. Svcs.
707
2nd Ave. S.
Minneapolis,
MN 55402 |
C |
6.55% |
National
Financial Services
For
Exclusive Benefit of our Customers
ATTN:
Mutual Funds Dept, 4th Fl.
499
Washington Blvd.
Jersey
City, NJ 07310 |
Z |
16.20% |
Name
and Address |
Fund
Classes |
Percentage
of
Total
Shares Held |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
For
the Sole Benefit of Its Customers
ATTN:
Fund Administration
4800
Deer Lk. Dr. E, 2nd Fl.
Jacksonville,
FL 32246 |
Z |
13.07% |
American
Enterprise Inv. Svcs.
707
2nd Ave. S.
Minneapolis,
MN 55402 |
Z |
7.80% |
Pershing
LLC
1
Pershing Plz.
Jersey
City, NJ 07399 |
Z |
6.23% |
SEI
Private Trust Company
C/O
Truist
1
Freedom Valley Dr.
Oaks,
PA 19456 |
Z |
7.73% |
Name
and Address |
Fund
Classes |
Percentage
of
Total
Shares Held |
Wuerttembergische
LV AG
c/o
BSW-RWF/AS
Sicherungsvermoegen
Postfach
D-71630
Ludwigsburg
Germany |
A |
38.56% |
Wuerttembergische
LV AG
c/o
BSW-RWF/AS
Sicherungsvermoegen
Postfach
D-71630
Ludwigsburg
Germany |
B |
94.61% |
UBS
WM USA
1000
Harbor Blvd.
Weehawken,
NJ 07086 |
C |
30.49% |
RBC
Capital Markets LLC
Mutual
Fund Omnibus Processing
ATTN
Mutual Fund Ops Manager
250
Nicollet Mall, Suite 1400
Minneapolis,
MN 55401 |
C |
18.91% |
Wells
Fargo Bank
Special
Custody Acct
2801
Market St.
Saint
Louis, MO 63103 |
C |
18.77% |
Raymond
James and Associates Inc.
Omnibus
for Mutual Funds
880
Carillon Pkwy.
St.
Petersburg, FL 33716 |
C |
12.27% |
LPL
Financial
Omnibus
Customer Account
ATTN:
Mutual Fund Trading
9785
Towne Centre Drive
San
Diego, CA 92121 |
C |
5.19% |
Empower
Trust
FBO
Employee Benefits Clients 401K
8515
E Orchard Rd, 2T2
Greenwood
Village, CO 80111 |
I |
72.92% |
Name
and Address |
Fund
Classes |
Percentage
of
Total
Shares Held |
Mid
Atlantic Trust Company
FBO
Farley Capital LP 401K Profit Sharing
1251
Waterfront Place, Suite 525
Pittsburgh,
PA 15222 |
I |
5.79% |
Pershing
LLC
1
Pershing Plz.
Jersey
City, NJ 07399 |
I |
5.23% |
Raymond
James and Associates Inc.
Omnibus
for Mutual Funds
880
Carillon Pkwy.
St.
Petersburg, FL 33716 |
Z |
62.48% |
Charles
Schwab & Co., Inc.
Special
Custody Acct FBO Customers
ATTN:
Mutual Funds
211
Main St.
San
Francisco, CA 94105 |
Z |
7.69% |
RBC
Capital Markets LLC
Mutual
Fund Omnibus Processing
ATTN
Mutual Fund Ops Manager
250
Nicollet Mall, Suite 1400
Minneapolis,
MN 55401 |
Z |
6.31% |
LPL
Financial
Omnibus
Customer Account
ATTN:
Mutual Fund Trading
9785
Towne Centre Drive
San
Diego, CA 92121 |
Z |
5.11% |
Name
and Address |
Fund
Classes |
Percentage
of
Total
Shares Held |
Wells
Fargo Bank
Special
Custody Acct
2801
Market St.
Saint
Louis, MO 63103 |
A |
49.18% |
LPL
Financial
Omnibus
Customer Account
ATTN:
Mutual Fund Trading
9785
Towne Centre Drive
San
Diego, CA 92121 |
A |
15.55% |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
For
the Sole Benefit of Its Customers
ATTN:
Fund Administration
4800
Deer Lk. Dr. E, 2nd Fl.
Jacksonville,
FL 32246 |
A |
9.75% |
Charles
Schwab & Co., Inc.
ATTN
Mutual Fund Ops
211
Main St.
San
Francisco, CA 94105 |
A |
6.08% |
Wells
Fargo Bank
Special
Custody Acct
2801
Market St.
Saint
Louis, MO 63103 |
C |
35.53% |
Name
and Address |
Fund
Classes |
Percentage
of
Total
Shares Held |
Raymond
James and Associates Inc.
Omnibus
for Mutual Funds
880
Carillon Pkwy.
St.
Petersburg, FL 33716 |
C |
22.26% |
LPL
Financial
Omnibus
Customer Account
ATTN:
Mutual Fund Trading
9785
Towne Centre Drive
San
Diego, CA 92121 |
C |
18.13% |
American
Enterprise Inv. Svcs.
707
2nd Ave. S.
Minneapolis,
MN 55402 |
C |
11.00% |
Pershing
LLC
1
Pershing Plz.
Jersey
City, NJ 07399 |
C |
6.76% |
Charles
Schwab & Co., Inc.
Special
Custody Acct FBO Customers
ATTN:
Mutual Funds
211
Main St.
San
Francisco, CA 94105 |
I |
36.23% |
Alger
Capital, LLC
100
Pearl Street, 27th Floor
New
York, NY 10004 |
I |
12.11% |
State
Street Bank and Trust
As
Trustee and Custodian
1
Lincoln St.
Boston,
MA 02111 |
Y |
56.33% |
J
P Morgan Securities LLC
Omnibus
Account
3rd
Floor Mutual Fund Department
4
Chase Metrotech Ctr.
Brooklyn,
NY 11245 |
Y |
28.60% |
Pershing
LLC
PO
Box 2052
Jersey
City, NJ 07303 |
Y |
10.39% |
LPL
Financial
FBO
Customer Accounts
ATTN
Mutual Fund Operations
9785
Towne Centre Drive
San
Diego, CA 92121 |
Z |
21.39% |
Charles
Schwab & Co., Inc.
Special
Custody Acct FBO Customers
ATTN:
Mutual Funds
211
Main St.
San
Francisco, CA 94105 |
Z |
21.38% |
National
Financial Services
For
Exclusive Benefit of our Customers
ATTN:
Mutual Funds Dept, 4th Fl.
499
Washington Blvd.
Jersey
City, NJ 07310 |
Z |
10.76% |
Raymond
James and Associates Inc.
Omnibus
for Mutual Funds
880
Carillon Pkwy.
St.
Petersburg, FL 33716 |
Z |
8.85% |
Name
and Address |
Fund
Classes |
Percentage
of
Total
Shares Held |
Charles
Schwab & Co., Inc.
Special
Custody Acct FBO Customers
ATTN:
Mutual Funds
211
Main St.
San
Francisco, CA 94105 |
Z |
7.21% |
American
Enterprise Inv. Svcs.
707
2nd Ave. S.
Minneapolis,
MN 55402 |
Z |
5.65% |
Alger
Capital, LLC
100
Pearl Street, 27th Floor
New
York, NY 10004 |
Z |
5.37% |
Name
and Address |
Fund
Classes |
Percentage
of
Total
Shares Held |
Wuerttembergische
LV AG
c/o
BSW-RWF/AS
Sicherungsvermoegen
Postfach
D-71630
Ludwigsburg
Germany |
A |
21.47% |
Pershing
LLC
1
Pershing Plz.
Jersey
City, NJ 07399 |
A |
5.98% |
Wuerttembergische
LV AG
c/o
BSW-RWF/AS
Sicherungsvermoegen
Postfach
D-71630
Ludwigsburg
Germany |
B |
91.78% |
Pershing
LLC
1
Pershing Plz.
Jersey
City, NJ 07399 |
C |
34.81% |
LPL
Financial
Omnibus
Customer Account
ATTN:
Mutual Fund Trading
9785
Towne Centre Drive
San
Diego, CA 92121 |
C |
19.93% |
Wells
Fargo Bank
Special
Custody Acct
2801
Market St.
Saint
Louis, MO 63103 |
C |
19.71% |
Raymond
James and Associates Inc.
Omnibus
for Mutual Funds
880
Carillon Pkwy.
St.
Petersburg, FL 33716 |
C |
6.14% |
Wells
Fargo Bank
Special
Custody Acct
2801
Market St.
Saint
Louis, MO 63103 |
Z |
28.04% |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
For
the Sole Benefit of Its Customers
ATTN:
Fund Administration
4800
Deer Lk. Dr. E, 2nd Fl.
Jacksonville,
FL 32246 |
Z |
15.54% |
Name
and Address |
Fund
Classes |
Percentage
of
Total
Shares Held |
American
Enterprise Inv. Svcs.
707
2nd Ave. S.
Minneapolis,
MN 55402 |
Z |
12.00% |
Pershing
LLC
1
Pershing Plz.
Jersey
City, NJ 07399 |
Z |
11.51% |
Name
and Address |
Fund
Classes |
Percentage
of
Total
Shares Held |
Wells
Fargo Bank
Special
Custody Acct
2801
Market St.
Saint
Louis, MO 63103 |
A |
13.09% |
Morgan
Stanley
For
the Exclusive Benefit of its Customers
1
New York Plz., Fl. 12
New
York, NY 10004 |
A |
9.40% |
LPL
Financial
Omnibus
Customer Account
ATTN:
Mutual Fund Trading
9785
Towne Centre Drive
San
Diego, CA 92121 |
A |
7.69% |
Pershing
LLC
1
Pershing Plz.
Jersey
City, NJ 07399 |
A |
8.23% |
National
Financial Svcs.
499
Washington Blvd.
Jersey
City, NJ 07310 |
A |
6.81% |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
For
the Sole Benefit of Its Customers
ATTN:
Fund Administration
4800
Deer Lk. Dr. E, 2nd Fl.
Jacksonville,
FL 32246 |
A |
6.17% |
Pershing
LLC
1
Pershing Plz.
Jersey
City, NJ 07399 |
A |
5.68% |
Wells
Fargo Bank
Special
Custody Acct
2801
Market St.
Saint
Louis, MO 63103 |
C |
23.88% |
Morgan
Stanley
For
the Exclusive Benefit of its Customers
1
New York Plz., Fl. 12
New
York, NY 10004 |
C |
22.36% |
Raymond
James and Associates Inc.
Omnibus
for Mutual Funds
880
Carillon Pkwy.
St.
Petersburg, FL 33716 |
C |
12.99% |
LPL
Financial
Omnibus
Customer Account
ATTN:
Mutual Fund Trading
9785
Towne Centre Drive
San
Diego, CA 92121 |
C |
6.30% |
Name
and Address |
Fund
Classes |
Percentage
of
Total
Shares Held |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
For
the Sole Benefit of Its Customers
ATTN:
Fund Administration
4800
Deer Lk. Dr. E, 2nd Fl.
Jacksonville,
FL 32246 |
C |
5.96% |
RBC
Capital Markets LLC
Mutual
Fund Omnibus Processing
ATTN
Mutual Fund Ops Manager
250
Nicollet Mall, Suite 1400
Minneapolis,
MN 55401 |
C |
5.33% |
American
Enterprise Inv. Svcs.
707
2nd Ave. S.
Minneapolis,
MN 55402 |
C |
5.28% |
Morgan
Stanley
For
the Exclusive Benefit of its Customers
1
New York Plz., Fl. 12
New
York, NY 10004 |
I |
23.90% |
Charles
Schwab & Co., Inc.
ATTN
Mutual Fund Ops
211
Main St.
San
Francisco, CA 94105 |
I |
23.85% |
Wells
Fargo Bank
Special
Custody Acct
2801
Market St.
Saint
Louis, MO 63103 |
I |
6.81% |
Pershing
LLC
1
Pershing Plz.
Jersey
City, NJ 07399 |
I |
6.01% |
LPL
Financial
Omnibus
Customer Account
ATTN:
Mutual Fund Trading
9785
Towne Centre Drive
San
Diego, CA 92121 |
I |
5.54% |
Capinco
c/o
US Bank NA
1555
N Rivercenter Drive, Ste 302
Milwaukee,
WI 53212 |
Y |
33.67% |
SEI
Private Trust Company
C/O
Legacy SWP
1
Freedom Valley Dr.
Oaks,
PA 19456 |
Y |
29.39% |
Edward
D Jones and Co.
Shareholder
Accounting
ATTN:
Mutual Funds
201
Progress Pkwy
Maryland
Hts., MO 63043 |
Y |
15.75% |
Empower
Trust
FBO
Employee Benefits Clients 401K
8515
E Orchard Rd, 2T2
Greenwood
Village, CO 80111 |
Y |
15.29% |
Name
and Address |
Fund
Classes |
Percentage
of
Total
Shares Held |
National
Financial Services
For
Exclusive Benefit of our Customers
ATTN:
Mutual Funds Dept, 4th Fl.
499
Washington Blvd.
Jersey
City, NJ 07310 |
Z |
21.72% |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
For
the Sole Benefit of Its Customers
ATTN:
Fund Administration
4800
Deer Lk. Dr. E, 2nd Fl.
Jacksonville,
FL 32246 |
Z |
14.99% |
Morgan
Stanley
For
the Exclusive Benefit of its Customers
1
New York Plz., Fl. 12
New
York, NY 10004 |
Z |
10.10% |
LPL
Financial
Omnibus
Customer Account
ATTN:
Mutual Fund Trading
9785
Towne Centre Drive
San
Diego, CA 92121 |
Z |
6.51% |
Wells
Fargo Bank
Special
Custody Acct
2801
Market St.
Saint
Louis, MO 63103 |
Z |
6.43% |
Raymond
James and Associates Inc.
Omnibus
for Mutual Funds
880
Carillon Pkwy.
St.
Petersburg, FL 33716 |
Z |
6.02% |
Pershing
LLC
1
Pershing Plz.
Jersey
City, NJ 07399 |
Z |
5.19% |
Name
and Address |
Fund
Classes |
Percentage
of
Total
Shares Held |
Wells
Fargo Bank
Special
Custody Acct
2801
Market St.
Saint
Louis, MO 63103 |
A |
8.51% |
Charles
Schwab & Co., Inc.
ATTN
Mutual Fund Ops
211
Main St.
San
Francisco, CA 94105 |
A |
6.55% |
Raymond
James and Associates Inc.
Omnibus
for Mutual Funds
880
Carillon Pkwy.
St.
Petersburg, FL 33716 |
A |
5.93% |
Wuerttembergische
LV AG
c/o
BSW-RWF/AS
Sicherungsvermoegen
Postfach
D-71630
Ludwigsburg
Germany |
A |
5.04% |
Name
and Address |
Fund
Classes |
Percentage
of
Total
Shares Held |
Wuerttembergische
LV AG
c/o
BSW-RWF/AS
Sicherungsvermoegen
Postfach
D-71630
Ludwigsburg
Germany |
B |
81.00% |
Raymond
James and Associates Inc.
Omnibus
for Mutual Funds
880
Carillon Pkwy.
St.
Petersburg, FL 33716 |
C |
20.33% |
Wells
Fargo Bank
Special
Custody Acct
2801
Market St.
Saint
Louis, MO 63103 |
C |
18.71% |
Morgan
Stanley
For
the Exclusive Benefit of its Customers
1
New York Plz., Fl. 12
New
York, NY 10004 |
C |
14.70% |
Pershing
LLC
1
Pershing Plz.
Jersey
City, NJ 07399 |
C |
7.30% |
LPL
Financial
Omnibus
Customer Account
ATTN:
Mutual Fund Trading
9785
Towne Centre Drive
San
Diego, CA 92121 |
C |
6.25% |
Charles
Schwab & Co., Inc.
Special
Custody Acct FBO Customers
ATTN:
Mutual Funds
211
Main St.
San
Francisco, CA 94105 |
C |
6.08% |
TIAA
Trust NA
As
CUST TTEE of Retirement Plans
ATTN:
Fund Operations
8500
Andrew Carnegie Blvd.
Charlotte,
NC 28262 |
Y |
88.31% |
J
P Morgan Securities LLC
Omnibus
Account
3rd
Floor Mutual Fund Department
4
Chase Metrotech Ctr.
Brooklyn,
NY 11245 |
Y |
8.24% |
Pershing
LLC
PO
Box 2052
Jersey
City, NJ 07303 |
Z |
26.36% |
National
Financial Services
For
Exclusive Benefit of our Customers
ATTN:
Mutual Funds Dept, 4th Fl.
499
Washington Blvd.
Jersey
City, NJ 07310 |
Z |
14.60% |
American
Enterprise Inv. Svcs.
707
2nd Ave. S.
Minneapolis,
MN 55402 |
Z |
13.91% |
Name
and Address |
Fund
Classes |
Percentage
of
Total
Shares Held |
LPL
Financial
Omnibus
Customer Account
ATTN:
Mutual Fund Trading
9785
Towne Centre Drive
San
Diego, CA 92121 |
Z |
10.27% |
Raymond
James and Associates Inc.
Omnibus
for Mutual Funds
880
Carillon Pkwy.
St.
Petersburg, FL 33716 |
Z |
8.27% |
Charles
Schwab & Co., Inc.
ATTN
Mutual Fund Ops
211
Main St.
San
Francisco, CA 94105 |
Z |
5.56% |
Name
and Address |
Fund
Classes |
Percentage
of
Total
Shares Held |
Wells
Fargo Bank
Special
Custody Acct
2801
Market St.
Saint
Louis, MO 63103 |
A |
13.20% |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
For
the Sole Benefit of Its Customers
ATTN:
Fund Administration
4800
Deer Lk. Dr. E, 2nd Fl.
Jacksonville,
FL 32246 |
A |
11.91% |
Morgan
Stanley
For
the Exclusive Benefit of its Customers
1
New York Plz., Fl. 12
New
York, NY 10004 |
A |
10.33% |
Charles
Schwab & Co., Inc.
ATTN
Mutual Fund Ops
211
Main St.
San
Francisco, CA 94105 |
A |
6.42% |
Charles
Schwab & Co., Inc.
Special
Custody Acct FBO Customers
ATTN:
Mutual Funds
211
Main St.
San
Francisco, CA 94105 |
A |
5.76% |
Wells
Fargo Bank
Special
Custody Acct
2801
Market St.
Saint
Louis, MO 63103 |
C |
27.15% |
Morgan
Stanley
For
the Exclusive Benefit of its Customers
1
New York Plz., Fl. 12
New
York, NY 10004 |
C |
10.87% |
Raymond
James and Associates Inc.
Omnibus
for Mutual Funds
880
Carillon Pkwy.
St.
Petersburg, FL 33716 |
C |
9.47% |
Pershing
LLC
1
Pershing Plz.
Jersey
City, NJ 07399 |
C |
9.22% |
Name
and Address |
Fund
Classes |
Percentage
of
Total
Shares Held |
American
Enterprise Inv. Svcs.
707
2nd Ave. S.
Minneapolis,
MN 55402 |
C |
9.06% |
LPL
Financial
Omnibus
Customer Account
ATTN:
Mutual Fund Trading
9785
Towne Centre Drive
San
Diego, CA 92121 |
C |
7.71% |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
For
the Sole Benefit of Its Customers
ATTN:
Fund Administration
4800
Deer Lk. Dr. E, 2nd Fl.
Jacksonville,
FL 32246 |
C |
7.22% |
Charles
Schwab & Co., Inc.
Special
Custody Acct FBO Customers
ATTN:
Mutual Funds
211
Main St.
San
Francisco, CA 94105 |
C |
6.15% |
Charles
Schwab & Co., Inc.
ATTN
Mutual Fund Ops
211
Main St.
San
Francisco, CA 94105 |
I |
45.96% |
Pershing
LLC
1
Pershing Plz.
Jersey
City, NJ 07399 |
I |
11.67% |
Matrix
Trust Company
FBO
Twin City Pipe Trades Pension Supply
P.O.
Box 52129
Phoenix,
AZ 85072 |
Y |
42.22% |
Empower
Trust
FBO
Employee Benefit Clients 401K
8515
E Orchard Rd, 2T2
Greenwood
Village, CO 80111 |
Y |
11.97% |
Northern
Trust Co.
FBO
SWMF TR
P.O.
Box 92956
Chicago,
IL 60675 |
Y |
10.27% |
MAC
Attn:
Mutual Fund Operations
Room
151-1010
Pittsburgh,
PA 15258 |
Y |
9.47% |
LPL
Financial
Omnibus
Customer Account
ATTN:
Mutual Fund Trading
9785
Towne Centre Drive
San
Diego, CA 92121 |
Z |
16.01% |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
For
the Sole Benefit of Its Customers
ATTN:
Fund Administration
4800
Deer Lk. Dr. E, 2nd Fl.
Jacksonville,
FL 32246 |
Z |
13.52% |
Name
and Address |
Fund
Classes |
Percentage
of
Total
Shares Held |
National
Financial Services
For
Exclusive Benefit of our Customers
ATTN:
Mutual Funds Dept, 4th Fl.
499
Washington Blvd.
Jersey
City, NJ 07310 |
Z |
11.14% |
Charles
Schwab & Co., Inc.
ATTN
Mutual Fund Ops
211
Main St.
San
Francisco, CA 94105 |
Z |
9.47% |
Wells
Fargo Bank
Special
Custody Acct
2801
Market St.
Saint
Louis, MO 63103 |
Z |
8.54% |
Morgan
Stanley
For
the Exclusive Benefit of its Customers
1
New York Plz., Fl. 12
New
York, NY 10004 |
Z |
7.49% |
Raymond
James and Associates Inc.
Omnibus
for Mutual Funds
880
Carillon Pkwy.
St.
Petersburg, FL 33716 |
Z |
6.37% |
UBS
WM USA
1000
Harbor Blvd.
Weehawken,
NJ 07086 |
Z |
5.92% |
Name
and Address |
Fund
Classes |
Percentage
of
Total
Shares Held |
Wells
Fargo Bank
Special
Custody Acct
2801
Market St.
Saint
Louis, MO 63103 |
A |
11.07% |
Pershing
LLC
1
Pershing Plz.
Jersey
City, NJ 07399 |
A |
9.67% |
Merrill
Lynch, Pierce, Fenner & Smith Incorporated
For
the Sole Benefit of Its Customers
ATTN:
Fund Administration
4800
Deer Lk. Dr. E, 2nd Fl.
Jacksonville,
FL 32246 |
A |
8.47% |
Charles
Schwab & Co., Inc.
ATTN:
Mutual Fund Ops
211
Main St.
San
Francisco, CA 94105 |
A |
7.95% |
Morgan
Stanley
For
the Exclusive Benefit of its Customers
1
New York Plz., Fl. 12
New
York, NY 10004 |
A |
5.80% |
Wells
Fargo Bank
Special
Custody Acct
2801
Market St.
Saint
Louis, MO 63103 |
C |
26.14% |
Name
and Address |
Fund
Classes |
Percentage
of
Total
Shares Held |
LPL
Financial
Omnibus
Customer Account
ATTN:
Mutual Fund Trading
9785
Towne Centre Drive
San
Diego, CA 92121 |
C |
13.35% |
Pershing
LLC
1
Pershing Plz.
Jersey
City, NJ 07399 |
C |
11.56% |
American
Enterprise Inv. Svcs.
707
2nd Ave. S.
Minneapolis,
MN 55402 |
C |
9.77% |
Raymond
James and Associates Inc.
Omnibus
for Mutual Funds
880
Carillon Pkwy.
St.
Petersburg, FL 33716 |
C |
6.54% |
Charles
Schwab & Co., Inc.
Special
Custody Acct FBO Customers
ATTN:
Mutual Funds
211
Main St.
San
Francisco, CA 94105 |
C |
5.64% |
LPL
Financial
4707
Executive Drive
San
Diego, CA 92121 |
Z |
17.08% |
American
Enterprise Inv. Svcs.
707
2nd Ave. S.
Minneapolis,
MN 55402 |
Z |
16.96% |
Wells
Fargo Bank
Special
Custody Acct
2801
Market St.
Saint
Louis, MO 63103 |
Z |
14.91% |
National
Financial Services
For
Exclusive Benefit of our Customers
ATTN:
Mutual Funds Dept, 4th Fl.
499
Washington Blvd.
Jersey
City, NJ 07310 |
Z |
11.48% |
Charles
Schwab & Co., Inc.
ATTN:
Mutual Fund Ops
211
Main St.
San
Francisco, CA 94105 |
Z |
6.47% |
UBS
WM USA
1000
Harbor Blvd.
Weehawken,
NJ 07086 |
Z |
5.07% |
Raymond
James and Associates Inc.
Omnibus
for Mutual Funds
880
Carillon Pkwy.
St.
Petersburg, FL 33716 |
Z |
5.00% |
Name
and Address |
Fund
Classes |
Percentage
of
Total
Shares Held |
LPL
Financial
Omnibus
Customer Account
ATTN:
Mutual Fund Trading
9785
Towne Centre Drive
San
Diego, CA 92121 |
A |
12.73% |
Wells
Fargo Bank
Special
Custody Acct
2801
Market St.
Saint
Louis, MO 63103 |
A |
10.29% |
American
Enterprise Inv. Svcs.
707
2nd Ave. S.
Minneapolis,
MN 55402 |
A |
5.83% |
Morgan
Stanley
For
the Exclusive Benefit of its Customers
1
New York Plz., Fl. 12
New
York, NY 10004 |
A |
5.52% |
Pershing
LLC
1
Pershing Plz.
Jersey
City, NJ 07399 |
A |
5.52% |
Charles
Schwab & Co., Inc.
ATTN:
Mutual Fund Ops
211
Main St.
San
Francisco, CA 94105 |
A |
5.44% |
Wells
Fargo Bank
Special
Custody Acct
2801
Market St.
Saint
Louis, MO 63103 |
C |
20.23% |
Charles
Schwab & Co., Inc.
Special
Custody Acct FBO Customers
ATTN:
Mutual Funds
211
Main St.
San
Francisco, CA 94105 |
C |
16.08% |
Pershing
LLC
1
Pershing Plz.
Jersey
City, NJ 07399 |
C |
10.61% |
LPL
Financial
Omnibus
Customer Account
ATTN:
Mutual Fund Trading
9785
Towne Centre Drive
San
Diego, CA 92121 |
C |
9.86% |
Raymond
James and Associates Inc.
Omnibus
for Mutual Funds
880
Carillon Pkwy.
St.
Petersburg, FL 33716 |
C |
8.86% |
UBS
WM USA
1000
Harbor Blvd.
Weehawken,
NJ 07086 |
C |
7.40% |
RBC
Capital Markets LLC
Mutual
Fund Omnibus Processing
ATTN
Mutual Fund Ops Manager
250
Nicollet Mall, Suite 1400
Minneapolis,
MN 55401 |
C |
5.31% |
Name
and Address |
Fund
Classes |
Percentage
of
Total
Shares Held |
American
Enterprise Inv. Svcs.
707
2nd Ave. S.
Minneapolis,
MN 55402 |
Z |
22.61% |
LPL
Financial
Omnibus
Customer Account
ATTN:
Mutual Fund Trading
9785
Towne Centre Drive
San
Diego, CA 92121 |
Z |
13.79% |
National
Financial Services
For
Exclusive Benefit of our Customers
ATTN:
Mutual Funds Dept, 4th Fl.
499
Washington Blvd.
Jersey
City, NJ 07310 |
Z |
13.05% |
Raymond
James and Associates Inc.
Omnibus
for Mutual Funds
880
Carillon Pkwy.
St.
Petersburg, FL 33716 |
Z |
11.56% |
Pershing
LLC
PO
Box 2052
Jersey
City, NJ 07303 |
Z |
11.49% |
Wells
Fargo Bank
Special
Custody Acct
2801
Market St.
Saint
Louis, MO 63103 |
Z |
8.44% |
Name
and Address |
Fund
Class |
Percentage
of
Total
Shares Held |
J
P Morgan Securities LLC
Omnibus
Account
3rd
Floor Mutual Fund Department
4
Chase Metrotech Ctr.
Brooklyn,
NY 11245 |
Z |
64.87% |
Brown
Brother Harriman and Co.
FBO
The Alger Portfolios, Alger Large Cap Growth Portfolio
140
Broadway
New
York, NY 10005 |
Z |
21.47% |
Charles
Schwab & Co., Inc.
Special
Custody Acct FBO Customers
ATTN:
Mutual Funds
211
Main St.
San
Francisco, CA 94105 |
Z |
10.10% |
Name
and Address |
Percentage
of
Total
Shares Held |
Wuerttembergische
LV AG
c/o
BSW-RWF/AS
Sicherungsvermoegen
Postfach
D-71630
Ludwigsburg
Germany |
34.64% |
Name
and Address |
Percentage
of
Total
Shares Held |
J
P Morgan Securities LLC
Omnibus
Account for the Exclusive Benefit of Customers
3rd
Fl Mutual Fund Department
4
Chase Metrotech Ctr
Brooklyn,
NY 11245 |
64.87% |