Xtrackers
MSCI Emerging Markets Hedged Equity ETF NYSE
Arca, Inc.: DBEM |
|
Xtrackers
MSCI EAFE Hedged Equity ETF NYSE
Arca, Inc.: DBEF |
|
Xtrackers
MSCI Japan Hedged Equity ETF NYSE
Arca, Inc.: DBJP |
|
Xtrackers
MSCI Europe Hedged Equity ETF NYSE
Arca, Inc.: DBEU |
|
Xtrackers
MSCI All World ex US Hedged Equity ETF NYSE
Arca, Inc.: DBAW |
|
Xtrackers
MSCI EAFE High Dividend Yield Equity ETF NYSE
Arca, Inc.: HDEF |
|
Xtrackers
MSCI Eurozone Hedged Equity ETF NYSE
Arca, Inc.: DBEZ |
|
|
|
Board
Member |
Xtrackers
MSCI
Emerging
Markets
Hedged Equity
ETF |
Xtrackers
MSCI
EAFE Hedged
Equity
ETF |
Xtrackers
MSCI
Japan Hedged
Equity
ETF |
Xtrackers
MSCI
Europe
Hedged Equity
ETF |
Independent
Board
Member: | ||||
Stephen
R. Byers |
None |
None |
None |
None |
George
O. Elston |
None |
None |
None |
None |
J.
David Officer |
None |
None |
None |
$50,001 -
$100,000 |
Board
Member |
Xtrackers
MSCI
All World
ex US
Hedged Equity
ETF |
Xtrackers
MSCI EAFE
High Dividend
Yield Equity
ETF |
Xtrackers
MSCI
Eurozone
Hedged Equity
ETF |
Independent
Board
Member: | |||
Stephen
R. Byers |
None |
None |
None |
George
O. Elston |
None |
None |
None |
J.
David Officer |
None |
None |
None |
|
Funds Overseen
by
Board Member in
the
Xtrackers
Funds |
Independent
Board Member: | |
Stephen
R. Byers |
None |
George
O. Elston |
None |
J.
David Officer |
$50,001 -
$100,000 |
Independent
Board
Member |
Owner and
Relationship to
Board
Member |
Company |
Title of
Class |
Value of
Securities on an
Aggregate
Basis |
Percent of
Class on an
Aggregate
Basis |
Stephen
R. Byers |
|
None |
|
|
|
George
O. Elston |
|
None |
|
|
|
J.
David Officer |
|
None |
|
|
|
Name and
Address |
Percentage
Ownership |
Charles
Schwab & Co., Inc.
2423
E. Lincoln Drive
Phoenix,
AZ 85016-1215 |
30.02% |
National
Financial Services LLC
499
Washington Blvd.
Jersey
City, NJ 07310 |
18.30% |
American
Enterprise Investment Services
901
3rd Ave. South
Minneapolis,
MN 55474 |
12.81% |
UBS
Financial Services Inc.
1000
Harbour Blvd.
Weehawken,
NJ 07086 |
9.07% |
Wells
Fargo Clearing Services LLC
2801
Market Street
H0006-09B
St.
Louis, MO 63102 |
6.28% |
Name and
Address |
Percentage
Ownership |
Charles
Schwab & Co., Inc.
2423
E. Lincoln Drive
Phoenix,
AZ 85016-1215 |
24.90% |
Goldman
Sachs & Co. LLC
30
Hudson Street
Proxy
Department
Jersey
City, NJ 07302 |
15.12% |
Name and
Address |
Percentage
Ownership |
American
Enterprise Investment Services
901
3rd Ave. South
Minneapolis,
MN 55474 |
12.46% |
Pershing
LLC
One
Pershing Plaza
Jersey
City, NJ 07399 |
9.27% |
National
Financial Services LLC
499
Washington Blvd.
Jersey
City, NJ 07310 |
8.67% |
Morgan
Stanley Smith Barney LLC
1300
Thames St., 6th Floor
Baltimore,
MD 21231 |
6.01% |
Name and
Address |
Percentage
Ownership |
Charles
Schwab & Co., Inc.
2423
E. Lincoln Drive
Phoenix,
AZ 85016-1215 |
20.29% |
Morgan
Stanley Smith Barney LLC
1300
Thames St., 6th Floor
Baltimore,
MD 21231 |
18.52% |
FID
SSB
3000
Schwab Way
Westlake,
TX 76262 |
9.31% |
The
Bank of New York Mellon
525
William Penn Place
Suite
153-0400
Pittsburgh,
PA 15259 |
6.15% |
JPMorgan
Chase Bank, NA
500
Stanton Christiana Road, 2nd Fl.
Newark,
DE 19713-2107 |
5.92% |
Name and
Address |
Percentage
Ownership |
Morgan
Stanley Smith Barney LLC
1300
Thames St., 6th Floor
Baltimore,
MD 21231 |
24.95% |
Morgan
Stanley Smith Barney LLC
1300
Thames St., 6th Floor
Baltimore,
MD 21231 |
18.93% |
J.P.
Morgan Securities LLC
500
Stanton Christiana Road, 2nd Fl.
Newark,
DE 19713-2107 |
14.70% |
JPMorgan
Chase Bank, Nat’l Association
14201
Dallas Parkway
Dallas,
TX 75254 |
6.34% |
Name and
Address |
Percentage
Ownership |
Charles
Schwab & Co., Inc.
2423
E. Lincoln Drive
Phoenix,
AZ 85016-1215 |
24.79% |
RBC
Capital Markets, LLC
60
S. 6th St – P09
Minneapolis,
MN 55402-4400 |
17.86% |
Merrill
Lynch, Pierce, Fenner & Smith Inc.
101
Hudson St.
Jersey
City, NJ 07302-3997 |
15.35% |
American
Enterprise Investment Services
901
3rd Ave. South
Minneapolis,
MN 55474 |
11.30% |
LPL
Financial Corporation
9785
Towne Centre Drive
San
Diego, CA 92121-1968 |
8.31% |
National
Financial Services LLC
499
Washington Blvd.
Jersey
City, NJ 07310 |
6.91% |
Name and
Address |
Percentage
Ownership |
Charles
Schwab & Co., Inc.
2423
E. Lincoln Drive
Phoenix,
AZ 85016-1215 |
83.07% |
Name and
Address |
Percentage
Ownership |
Charles
Schwab & Co., Inc.
2423
E. Lincoln Drive
Phoenix,
AZ 85016-1215 |
66.65% |
Morgan
Stanley Smith Barney LLC
1300
Thames St., 6th Floor
Baltimore,
MD 21231 |
11.63% |
Name of
Committee |
Number of
Meetings in Last
Fiscal
Year |
Functions |
Current
Board Members |
AUDIT
COMMITTEE |
3 |
The
Audit Committee has the responsibility,
among
other things, to: (i) approve the
selection,
retention, termination and
compensation
of the Trust’s Independent
Registered
Public Accounting Firm; (ii) review
the
scope of the Independent Registered
Public
Accounting Firm’s audit activity; (iii)
review
the audited financial statements; and
(iv)
review with such Independent Registered
Public
Accounting Firm the adequacy and the
effectiveness
of the Trust’s internal controls. |
George
O. Elston
(Chairperson),
Stephen R.
Byers
and J. David Officer |
Name of
Committee |
Number of
Meetings in Last
Fiscal
Year |
Functions |
Current
Board Members |
NOMINATING
COMMITTEE |
0 |
The
Nominating Committee has the
responsibility,
among other things, to identify
and
recommend individuals for Board
membership,
and evaluate candidates for
Board
membership. The Board will consider
recommendations
for Board Members from
shareholders.
Nominations from shareholders
should
be in writing and sent to the Board, to
the
attention of the Chairperson of the
Nominating
Committee, as described in Part II
SAI
Appendix II-A under the caption
“Shareholder
Communications to the Board.” |
J.
David Officer
(Chairperson),
Stephen R.
Byers
and George O. Elston |
Board
Member |
Total Compensation from
the
Xtrackers Fund
Complex(1)
|
Independent
Board Member: | |
Stephen
R. Byers(2)
|
$200,000 |
George
O. Elston(3)
|
$190,000 |
J.
David Officer(4)
|
$175,000 |
Name of
Portfolio Manager |
Dollar Range of
Fund Shares
Owned |
Patrick
Dwyer |
$0 |
Shlomo
Bassous |
$0 |
Ashif
Shaikh |
$0 |
Name of
Portfolio Manager |
Dollar Range of
Fund Shares
Owned |
Patrick
Dwyer |
$0 |
Shlomo
Bassous |
$0 |
Ashif
Shaikh |
$0 |
Name of
Portfolio Manager |
Dollar Range of
Fund Shares
Owned |
Patrick
Dwyer |
$0 |
Shlomo
Bassous |
$0 |
Ashif
Shaikh |
$0 |
Name of
Portfolio Manager |
Dollar Range of
Fund Shares
Owned |
Patrick
Dwyer |
$0 |
Shlomo
Bassous |
$0 |
Ashif
Shaikh |
$0 |
Name of
Portfolio Manager |
Dollar Range of
Fund Shares
Owned |
Patrick
Dwyer |
$0 |
Shlomo
Bassous |
$0 |
Ashif
Shaikh |
$0 |
Name of
Portfolio Manager |
Dollar Range of
Fund Shares
Owned |
Patrick
Dwyer |
$0 |
Shlomo
Bassous |
$0 |
Ashif
Shaikh |
$0 |
Name of
Portfolio Manager |
Dollar Range of
Fund Shares
Owned |
Patrick
Dwyer |
$0 |
Shlomo
Bassous |
$0 |
Ashif
Shaikh |
$0 |
Name
of
Portfolio
Manager |
Number of
Registered
Investment
Companies |
Total Assets of
Registered
Investment
Companies |
Number of
Investment
Company Accounts
with
Performance-
Based
Fee |
Total Assets of
Performance-Based
Fee
Accounts |
Patrick
Dwyer |
29 |
$14,979,432,209 |
0 |
$0 |
Shlomo
Bassous |
29 |
$14,979,432,209 |
0 |
$0 |
Ashif
Shaikh |
29 |
$14,979,432,209 |
0 |
$0 |
Name
of
Portfolio
Manager |
Number of
Registered
Investment
Companies |
Total Assets of
Registered
Investment
Companies |
Number of
Investment
Company Accounts
with
Performance-
Based
Fee |
Total Assets of
Performance-Based
Fee
Accounts |
Patrick
Dwyer |
29 |
$9,067,714,766 |
0 |
$0 |
Shlomo
Bassous |
29 |
$9,067,714,766 |
0 |
$0 |
Ashif
Shaikh |
29 |
$9,067,714,766 |
0 |
$0 |
Name
of
Portfolio
Manager |
Number of
Registered
Investment
Companies |
Total Assets of
Registered
Investment
Companies |
Number of
Investment
Company Accounts
with
Performance-
Based
Fee |
Total Assets of
Performance-Based
Fee
Accounts |
Patrick
Dwyer |
29 |
$14,620,736,669 |
0 |
$0 |
Shlomo
Bassous |
29 |
$14,620,736,669 |
0 |
$0 |
Ashif
Shaikh |
29 |
$14,620,736,669 |
0 |
$0 |
Name
of
Portfolio
Manager |
Number of
Registered
Investment
Companies |
Total Assets of
Registered
Investment
Companies |
Number of
Investment
Company Accounts
with
Performance-
Based
Fee |
Total Assets of
Performance-Based
Fee
Accounts |
Patrick
Dwyer |
29 |
$14,494,814,048 |
0 |
$0 |
Shlomo
Bassous |
29 |
$14,494,814,048 |
0 |
$0 |
Ashif
Shaikh |
29 |
$14,494,814,048 |
0 |
$0 |
Name
of
Portfolio
Manager |
Number of
Registered
Investment
Companies |
Total Assets of
Registered
Investment
Companies |
Number of
Investment
Company Accounts
with
Performance-
Based
Fee |
Total Assets of
Performance-Based
Fee
Accounts |
Patrick
Dwyer |
29 |
$14,898,153,403 |
0 |
$0 |
Shlomo
Bassous |
29 |
$14,898,153,403 |
0 |
$0 |
Ashif
Shaikh |
29 |
$14,898,153,403 |
0 |
$0 |
Name
of
Portfolio
Manager |
Number of
Registered
Investment
Companies |
Total Assets of
Registered
Investment
Companies |
Number of
Investment
Company Accounts
with
Performance-
Based
Fee |
Total Assets of
Performance-Based
Fee
Accounts |
Patrick
Dwyer |
29 |
$13,486,270,226 |
0 |
$0 |
Shlomo
Bassous |
29 |
$13,486,270,226 |
0 |
$0 |
Ashif
Shaikh |
29 |
$13,486,270,226 |
0 |
$0 |
Name
of
Portfolio
Manager |
Number of
Registered
Investment
Companies |
Total Assets of
Registered
Investment
Companies |
Number of
Investment
Company Accounts
with
Performance-
Based
Fee |
Total Assets of
Performance-Based
Fee
Accounts |
Patrick
Dwyer |
29 |
$15,012,380,996 |
0 |
$0 |
Shlomo
Bassous |
29 |
$15,012,380,996 |
0 |
$0 |
Ashif
Shaikh |
29 |
$15,012,380,996 |
0 |
$0 |
Name
of
Portfolio
Manager |
Number of
Pooled
Investment
Vehicles |
Total Assets of
Pooled
Investment
Vehicles |
Number of Pooled
Investment
Vehicle
Accounts with
Performance-
Based
Fee |
Total Assets of
Performance-
Based Fee
Accounts |
Patrick
Dwyer |
0 |
$0 |
0 |
$0 |
Shlomo
Bassous |
0 |
$0 |
0 |
$0 |
Ashif
Shaikh |
0 |
$0 |
0 |
$0 |
Name
of
Portfolio
Manager |
Number of
Pooled
Investment
Vehicles |
Total Assets of
Pooled
Investment
Vehicles |
Number of Pooled
Investment
Vehicle
Accounts with
Performance-
Based
Fee |
Total Assets of
Performance-
Based Fee
Accounts |
Patrick
Dwyer |
0 |
$0 |
0 |
$0 |
Shlomo
Bassous |
0 |
$0 |
0 |
$0 |
Ashif
Shaikh |
0 |
$0 |
0 |
$0 |
Name
of
Portfolio
Manager |
Number of
Pooled
Investment
Vehicles |
Total Assets of
Pooled
Investment
Vehicles |
Number of Pooled
Investment
Vehicle
Accounts with
Performance-
Based
Fee |
Total Assets of
Performance-
Based Fee
Accounts |
Patrick
Dwyer |
0 |
$0 |
0 |
$0 |
Shlomo
Bassous |
0 |
$0 |
0 |
$0 |
Ashif
Shaikh |
0 |
$0 |
0 |
$0 |
Name
of
Portfolio
Manager |
Number of
Pooled
Investment
Vehicles |
Total Assets of
Pooled
Investment
Vehicles |
Number of Pooled
Investment
Vehicle
Accounts with
Performance-
Based
Fee |
Total Assets of
Performance-
Based Fee
Accounts |
Patrick
Dwyer |
0 |
$0 |
0 |
$0 |
Shlomo
Bassous |
0 |
$0 |
0 |
$0 |
Ashif
Shaikh |
0 |
$0 |
0 |
$0 |
Name
of
Portfolio
Manager |
Number of
Pooled
Investment
Vehicles |
Total Assets of
Pooled
Investment
Vehicles |
Number of Pooled
Investment
Vehicle
Accounts with
Performance-
Based
Fee |
Total Assets of
Performance-
Based Fee
Accounts |
Patrick
Dwyer |
0 |
$0 |
0 |
$0 |
Shlomo
Bassous |
0 |
$0 |
0 |
$0 |
Ashif
Shaikh |
0 |
$0 |
0 |
$0 |
Name
of
Portfolio
Manager |
Number of
Pooled
Investment
Vehicles |
Total Assets of
Pooled
Investment
Vehicles |
Number of Pooled
Investment
Vehicle
Accounts with
Performance-
Based
Fee |
Total Assets of
Performance-
Based Fee
Accounts |
Patrick
Dwyer |
0 |
$0 |
0 |
$0 |
Shlomo
Bassous |
0 |
$0 |
0 |
$0 |
Ashif
Shaikh |
0 |
$0 |
0 |
$0 |
Name
of
Portfolio
Manager |
Number of
Pooled
Investment
Vehicles |
Total Assets of
Pooled
Investment
Vehicles |
Number of Pooled
Investment
Vehicle
Accounts with
Performance-
Based
Fee |
Total Assets of
Performance-
Based Fee
Accounts |
Patrick
Dwyer |
0 |
$0 |
0 |
$0 |
Shlomo
Bassous |
0 |
$0 |
0 |
$0 |
Ashif
Shaikh |
0 |
$0 |
0 |
$0 |
Name
of
Portfolio
Manager |
Number of
Other
Accounts |
Total Assets
of Other
Accounts |
Number of Other
Accounts with
Performance-
Based
Fee |
Total Assets of
Performance-
Based Fee
Accounts |
Patrick
Dwyer |
24 |
$2,214,210,084 |
0 |
$0 |
Shlomo
Bassous |
24 |
$2,214,210,084 |
0 |
$0 |
Ashif
Shaikh |
24 |
$2,214,210,084 |
0 |
$0 |
Name
of
Portfolio
Manager |
Number of
Other
Accounts |
Total Assets
of Other
Accounts |
Number of Other
Accounts with
Performance-
Based
Fee |
Total Assets of
Performance-
Based Fee
Accounts |
Patrick
Dwyer |
24 |
$2,214,210,084 |
0 |
$0 |
Shlomo
Bassous |
24 |
$2,214,210,084 |
0 |
$0 |
Ashif
Shaikh |
24 |
$2,214,210,084 |
0 |
$0 |
Name
of
Portfolio
Manager |
Number of
Other
Accounts |
Total Assets
of Other
Accounts |
Number of Other
Accounts with
Performance-
Based
Fee |
Total Assets of
Performance-
Based Fee
Accounts |
Patrick
Dwyer |
24 |
$2,214,210,084 |
0 |
$0 |
Shlomo
Bassous |
24 |
$2,214,210,084 |
0 |
$0 |
Ashif
Shaikh |
24 |
$2,214,210,084 |
0 |
$0 |
Name
of
Portfolio
Manager |
Number of
Other
Accounts |
Total Assets
of Other
Accounts |
Number of Other
Accounts with
Performance-
Based
Fee |
Total Assets of
Performance-
Based Fee
Accounts |
Patrick
Dwyer |
24 |
$2,214,210,084 |
0 |
$0 |
Shlomo
Bassous |
24 |
$2,214,210,084 |
0 |
$0 |
Ashif
Shaikh |
24 |
$2,214,210,084 |
0 |
$0 |
Name
of
Portfolio
Manager |
Number of
Other
Accounts |
Total Assets
of Other
Accounts |
Number of Other
Accounts with
Performance-
Based
Fee |
Total Assets of
Performance-
Based Fee
Accounts |
Patrick
Dwyer |
24 |
$2,214,210,084 |
0 |
$0 |
Shlomo
Bassous |
24 |
$2,214,210,084 |
0 |
$0 |
Ashif
Shaikh |
24 |
$2,214,210,084 |
0 |
$0 |
Name
of
Portfolio
Manager |
Number of
Other
Accounts |
Total Assets
of Other
Accounts |
Number of Other
Accounts with
Performance-
Based
Fee |
Total Assets of
Performance-
Based Fee
Accounts |
Patrick
Dwyer |
24 |
$2,214,210,084 |
0 |
$0 |
Shlomo
Bassous |
24 |
$2,214,210,084 |
0 |
$0 |
Ashif
Shaikh |
24 |
$2,214,210,084 |
0 |
$0 |
Name
of
Portfolio
Manager |
Number of
Other
Accounts |
Total Assets
of Other
Accounts |
Number of Other
Accounts with
Performance-
Based
Fee |
Total Assets of
Performance-
Based Fee
Accounts |
Patrick
Dwyer |
24 |
$2,214,210,084 |
0 |
$0 |
Shlomo
Bassous |
24 |
$2,214,210,084 |
0 |
$0 |
Ashif
Shaikh |
24 |
$2,214,210,084 |
0 |
$0 |
Fiscal Year
Ended |
Gross Amount
Paid to DBX
for Advisory
Services |
Amount Waived
by DBX for
Advisory
Services |
2024 |
$618,457 |
$1,497 |
2023 |
$588,824 |
$597 |
2022 |
$716,474 |
$526 |
Fiscal Year
Ended |
Gross Amount
Paid to DBX
for Advisory
Services |
Amount Waived
by DBX for
Advisory
Services |
2024 |
$16,456,931 |
$68,772 |
2023 |
$13,981,604 |
$39,289 |
2022 |
$14,601,480 |
$41,152 |
Fiscal Year
Ended |
Gross Amount
Paid to DBX
for Advisory
Services |
Amount Waived
by DBX for
Advisory
Services |
2024 |
$1,462,419 |
$3,930 |
2023 |
$1,017,205 |
$2,792 |
2022 |
$872,880 |
$2,384 |
Fiscal Year
Ended |
Gross Amount
Paid to DBX
for Advisory
Services |
Amount Waived
by DBX for
Advisory
Services |
2024 |
$2,350,132 |
$6,861 |
2023 |
$2,237,736 |
$4,951 |
2022 |
$2,622,041 |
$5,348 |
Fiscal Year
Ended |
Gross Amount
Paid to DBX
for Advisory
Services |
Amount Waived
by DBX for
Advisory
Services |
2024 |
$556,497 |
$3,191 |
2023 |
$538,523 |
$1,633 |
2022 |
$563,611 |
$1,444 |
Fiscal Year
Ended |
Gross Amount
Paid to DBX
for Advisory
Services(1) |
Amount Waived
by DBX for
Advisory
Services |
2024 |
$2,776,379 |
$1,047,626 |
2023 |
$2,149,850 |
$1,039 |
2022 |
$1,697,492 |
$412 |
Fiscal Year
Ended |
Gross Amount
Paid to DBX
for Advisory
Services |
Amount Waived
by DBX for
Advisory
Services |
2024 |
$170,827 |
$74 |
2023 |
$70,718 |
$27 |
2022 |
$66,856 |
$1 |
Fund |
2024 |
2023 |
Xtrackers
MSCI Emerging Markets Hedged Equity ETF |
17% |
16% |
Xtrackers
MSCI EAFE Hedged Equity ETF |
11% |
19% |
Xtrackers
MSCI Japan Hedged Equity ETF |
15% |
18% |
Xtrackers
MSCI Europe Hedged Equity ETF |
12% |
13% |
Xtrackers
MSCI All World ex US Hedged Equity ETF |
9% |
14% |
Xtrackers
MSCI EAFE High Dividend Yield Equity ETF |
26% |
29% |
Xtrackers
MSCI Eurozone Hedged Equity ETF |
14% |
14% |
|
Fiscal
Year |
Brokerage
Commissions
Paid by
Fund |
Xtrackers
MSCI Emerging Markets Hedged Equity
ETF |
2024 |
$14,720 |
|
2023 |
$10,196 |
|
2022 |
$12,693 |
Xtrackers
MSCI EAFE Hedged Equity ETF |
2024 |
$107,493 |
|
2023(1) |
$181,019 |
|
2022 |
$82,275 |
Xtrackers
MSCI Japan Hedged Equity ETF |
2024 |
$14,262 |
|
2023(2) |
$10,279 |
|
2022 |
$5,666 |
Xtrackers
MSCI Europe Hedged Equity ETF |
2024 |
$11,509 |
|
2023 |
$11,396 |
|
2022 |
$12,602 |
Xtrackers
MSCI All World ex US Hedged Equity ETF |
2024 |
$3,966 |
|
2023 |
$8,702 |
|
2022 |
$8,275 |
Xtrackers
MSCI EAFE High Dividend Yield Equity ETF |
2024(3) |
$51,613 |
|
2023 |
$19,387 |
|
2022 |
$20,034 |
Xtrackers
MSCI Eurozone Hedged Equity ETF |
2024 |
$925 |
|
2023 |
$346 |
|
2022 |
$376 |
Name of
Regular Broker or Dealer or Parent
(Issuer) |
Securities of Regular Broker
Dealers |
UBS
Securities LLC |
$35,656,592 |
Barclays
Capital, Inc. |
$14,708,371 |
Name of
Regular Broker or Dealer or Parent
(Issuer) |
Securities of Regular Broker
Dealers |
Mizuho
Securities USA, Inc. |
$5,483,450 |
Name of
Regular Broker or Dealer or Parent
(Issuer) |
Securities of Regular Broker
Dealers |
UBS
Securities LLC |
$5,094,796 |
Barclays
Capital, Inc. |
$2,084,522 |
Name of
Regular Broker or Dealer or Parent
(Issuer) |
Securities of Regular Broker
Dealers |
Barclays
Capital, Inc. |
$604,625 |
UBS
Securities LLC |
$250,076 |
|
Xtrackers
MSCI
Emerging
Markets
Hedged
Equity
ETF |
Xtrackers
MSCI
EAFE
Hedged
Equity
ETF |
Xtrackers
MSCI
Japan
Hedged
Equity
ETF |
Xtrackers
MSCI
Europe
Hedged
Equity
ETF |
Gross
income from securities lending activities
(including
income
from cash collateral reinvestment) |
$7,445 |
$2,907,685 |
$236,341 |
$149,889 |
Fees
and/or compensation for securities lending activities and related
services | ||||
Fees
paid to securities lending agent from a revenue split1 |
$267 |
$55,754 |
$2,492 |
$6,637 |
Fees
paid for any cash collateral management service
(including
fees deducted from a pooled cash collateral
reinvestment
vehicle) that are not included in the revenue
split |
$1,494 |
$95,894 |
$11,314 |
$7,160 |
Administrative
fees not included in revenue split |
$0 |
$0 |
$0 |
$0 |
Indemnification
fees not included in revenue split |
$0 |
$0 |
$0 |
$0 |
|
Xtrackers
MSCI
Emerging
Markets
Hedged
Equity
ETF |
Xtrackers
MSCI
EAFE
Hedged
Equity
ETF |
Xtrackers
MSCI
Japan
Hedged
Equity
ETF |
Xtrackers
MSCI
Europe
Hedged
Equity
ETF |
Rebate
(paid to borrower) |
$3,127 |
$2,230,992 |
$197,417 |
$70,978 |
Other
fees not included in revenue split |
$0 |
$0 |
$0 |
$0 |
Aggregate
fees/compensation for securities lending
activities
and related services |
$4,888 |
$2,382,640 |
$211,223 |
$84,775 |
Net
income from securities lending activities |
$2,557 |
$525,045 |
$25,118 |
$65,114 |
|
Xtrackers
MSCI All
World ex US
Hedged
Equity
ETF |
Xtrackers
MSCI EAFE
High Dividend
Yield
Equity
ETF |
Xtrackers MSCI
Eurozone
Hedged Equity
ETF |
Gross
income from securities lending activities
(including
income from cash collateral reinvestment) |
$13,728 |
$1,711,722 |
$7,636 |
Fees
and/or compensation for securities lending activities and related
services | |||
Fees
paid to securities lending agent from a revenue
split1 |
$535 |
$28,167 |
$302 |
Fees
paid for any cash collateral management service
(including
fees deducted from a pooled cash collateral
reinvestment
vehicle) that are not included in the
revenue
split |
$5,762 |
$56,678 |
$534 |
Administrative
fees not included in revenue split |
$0 |
$0 |
$0 |
Indemnification
fees not included in revenue split |
$0 |
$0 |
$0 |
Rebate
(paid to borrower) |
$3,801 |
$1,334,257 |
$3,380 |
Other
fees not included in revenue split |
$0 |
$0 |
$0 |
Aggregate
fees/compensation for securities lending
activities
and related services |
$10,098 |
$1,419,102 |
$4,216 |
Net
income from securities lending activities |
$3,630 |
$292,620 |
$3,420 |
Fund and
its Fiscal Year End |
Exchange |
CUSIP
Number |
Xtrackers
MSCI Emerging Markets Hedged Equity
ETF |
NYSE
Arca, Inc. |
233051101 |
Fiscal
Year End: 5/31 |
|
|
Xtrackers
MSCI EAFE Hedged Equity ETF |
NYSE
Arca, Inc. |
233051200 |
Fiscal
Year End: 5/31 |
|
|
Xtrackers
MSCI Japan Hedged Equity ETF |
NYSE
Arca, Inc. |
233051507 |
Fiscal
Year End: 5/31 |
|
|
Xtrackers
MSCI Europe Hedged Equity ETF |
NYSE
Arca, Inc. |
233051853 |
Fiscal
Year End: 5/31 |
|
|
Xtrackers
MSCI All World ex US Hedged Equity ETF |
NYSE
Arca, Inc. |
233051820 |
Fiscal
Year End: 5/31 |
|
|
Xtrackers
MSCI EAFE High Dividend Yield Equity ETF |
NYSE
Arca, Inc. |
233051713 |
Fiscal
Year End: 5/31 |
|
|
Xtrackers
MSCI Eurozone Hedged Equity ETF |
NYSE
Arca, Inc. |
233051697 |
Fiscal
Year End: 5/31 |
|
|
|
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