First
Trust
Exchange-Traded
Fund III |
FUND
NAME |
TICKER
SYMBOL |
EXCHANGE
|
First
Trust Horizon Managed Volatility Domestic ETF |
HUSV
|
NYSE Arca
|
First
Trust Horizon Managed Volatility Developed International
ETF
|
HDMV
|
NYSE
Arca |
Maximum
Sales Charge (Load) Imposed on Purchases (as a percentage of offering
price)
|
|
Management
Fees
|
|
Distribution
and Service (12b-1) Fees
|
|
Other
Expenses
|
|
Total
Annual Fund Operating Expenses
|
|
1
Year
|
3
Years
|
5
Years
|
10
Years
|
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
1
Year
|
Since
Inception
|
Inception
Date
|
Return Before
Taxes
|
|
|
|
Return After
Taxes on Distributions
|
|
|
|
Return After
Taxes on Distributions and Sale of Fund Shares
|
|
|
|
S&P
500® Index
(reflects no deduction for fees, expenses or taxes)
|
|
|
|
Maximum
Sales Charge (Load) Imposed on Purchases (as a percentage of offering
price)
|
|
Management
Fees
|
|
Distribution
and Service (12b-1) Fees
|
|
Other
Expenses
|
|
Total
Annual Fund Operating Expenses
|
|
1
Year
|
3
Years
|
5
Years
|
10
Years
|
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
1
Year
|
Since
Inception
|
Inception
Date
|
Return Before
Taxes
|
- |
|
|
Return After
Taxes on Distributions
|
- |
|
|
Return After
Taxes on Distributions and Sale of Fund Shares
|
- |
|
|
MSCI EAFE
Index (reflects no deduction for fees, expenses or taxes)
|
|
|
|
Fund
|
Management
Fee |
First
Trust Horizon Managed Volatility Domestic ETF |
0.70%
|
First
Trust Horizon Managed Volatility Developed International ETF
|
0.80% |
|
|
Average
Annual |
Cumulative
|
|
1 Year
|
Inception
(8/24/2016)
|
Inception
(8/24/2016)
|
Fund
Performance
|
|
|
|
Net Asset
Value |
23.48% |
12.30% |
77.28% |
Market
Price |
23.48% |
12.30% |
77.28% |
Index
Performance
|
|
|
|
S&P
500® Index
|
36.45% |
17.53% |
121.86% |
|
|
Average
Annual |
Cumulative
|
|
1 Year
|
Inception
(8/24/2016)
|
Inception
(8/24/2016)
|
Fund
Performance
|
|
|
|
Net Asset
Value |
18.01% |
4.31% |
23.17% |
Market
Price |
18.55% |
4.33% |
23.29% |
Index
Performance
|
|
|
|
MSCI EAFE
Index |
30.31% |
9.17% |
54.17% |
|
Year
Ended July 31, |
Period
Ended
7/31/2017(a)
| |||
|
2021 |
2020 |
2019 |
2018 | |
Net
asset value, beginning of period |
$27.19 |
$26.71 |
$23.49 |
$22.03 |
$19.96 |
Income
from investment operations: |
|
|
|
|
|
Net
investment income (loss) |
0.46 |
0.37 |
0.37 |
0.30 |
0.24 |
Net
realized and unrealized gain (loss) |
5.87 |
0.52 |
3.17 |
1.46 |
2.05 |
Total from
investment operations |
6.33 |
0.89 |
3.54 |
1.76 |
2.29 |
Distributions
paid to shareholders from: |
|
|
|
|
|
Net
investment income |
(0.44) |
(0.41) |
(0.32) |
(0.30) |
(0.22) |
Net
asset value, end of period |
$33.08 |
$27.19 |
$26.71 |
$23.49 |
$22.03 |
Total
Return (b) |
23.48% |
3.41% |
15.24% |
8.04% |
11.51% |
Ratios/supplemental
data: |
|
|
|
|
|
Net
assets, end of period (in 000’s) |
$120,758 |
$214,822 |
$224,389 |
$133,888 |
$62,799 |
Ratios
to average net assets: |
|
|
|
|
|
Ratio of
total expenses to average net assets |
0.70% |
0.70% |
0.70% |
0.70% |
(c)0.70%
|
Ratio of
net investment income (loss) to average net assets |
1.42% |
1.39% |
1.58% |
1.37% |
(c)1.50%
|
Portfolio
turnover rate (d)
|
152% |
211% |
147% |
157% |
149% |
|
Year
Ended July 31, |
Period
Ended
7/31/2017(a)
| |||
|
2021 |
2020 |
2019 |
2018 | |
Net
asset value, beginning of period |
$28.12 |
$32.92 |
$33.72 |
$33.05 |
$29.89 |
Income
from investment operations: |
|
|
|
|
|
Net
investment income (loss) |
0.89 |
0.65 |
0.86 |
0.91 |
0.63 |
Net
realized and unrealized gain (loss) |
4.13 |
(4.61) |
(0.79) |
0.87 |
3.13 |
Total from
investment operations |
5.02 |
(3.96) |
0.07 |
1.78 |
3.76 |
Distributions
paid to shareholders from: |
|
|
|
|
|
Net
investment income |
(0.93) |
(0.84) |
(0.87) |
(1.11) |
(0.60) |
Net
asset value, end of period |
$32.21 |
$28.12 |
$32.92 |
$33.72 |
$33.05 |
Total
Return (b) |
(c)18.01%
|
(12.37)% |
0.21% |
5.48% |
12.68% |
Ratios/supplemental
data: |
|
|
|
|
|
Net
assets, end of period (in 000’s) |
$86,962 |
$123,714 |
$128,394 |
$59,010 |
$29,745 |
Ratios
to average net assets: |
|
|
|
|
|
Ratio of
total expenses to average net assets |
0.80% |
0.80% |
0.80% |
0.80% |
(d)0.80%
|
Ratio of
net investment income (loss) to average net assets |
2.68% |
2.08% |
2.74% |
2.73% |
(d)2.74%
|
Portfolio
turnover rate (e)
|
127% |
196% |
99% |
133% |
150% |
First
Trust
Exchange-Traded
Fund III |