First
Trust
Exchange-Traded
Fund VI |
FUND
NAME |
TICKER
SYMBOL |
EXCHANGE |
First
Trust BuyWrite Income ETF |
FTHI |
Nasdaq |
First
Trust Hedged BuyWrite Income ETF |
FTLB |
Nasdaq |
Maximum
Sales Charge (Load) Imposed on Purchases (as a percentage of offering
price) |
|
Management
Fees |
|
Distribution
and Service (12b-1) Fees |
|
Other
Expenses |
|
Total
Annual Fund Operating Expenses |
|
1
Year |
3
Years |
5
Years |
10
Years |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
1
Year |
5
Years |
Since
Inception |
Inception
Date |
Return Before
Taxes |
|
|
|
|
Return After
Taxes on Distributions |
|
|
|
|
Return After
Taxes on Distributions and Sale of Fund Shares |
|
|
|
|
CBOE S&P
500 BuyWrite Monthly Index(1) (reflects no
deduction
for fees,
expenses or taxes) |
|
|
|
|
S&P
500® Index
(reflects no deduction for fees, expenses or
taxes) |
|
|
|
|
Maximum
Sales Charge (Load) Imposed on Purchases (as a percentage of offering
price) |
|
Management
Fees |
|
Distribution
and Service (12b-1) Fees |
|
Other
Expenses |
|
Total
Annual Fund Operating Expenses |
|
1
Year |
3
Years |
5
Years |
10
Years |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
1
Year |
5
Years |
Since
Inception |
Inception
Date |
Return Before
Taxes |
|
|
|
|
Return After
Taxes on Distributions |
|
|
|
|
Return After
Taxes on Distributions and Sale of Fund Shares |
|
|
|
|
CBOE S&P
500 95-110 Collar IndexSM(1) (reflects no
deduction for
fees,
expenses or taxes) |
|
|
|
|
S&P
500® Index
(reflects no deduction for fees, expenses or
taxes) |
|
|
|
|
|
|
Average
Annual |
Cumulative | ||
|
1
Year |
5
Years |
Inception
(1/6/2014) |
5
Years |
Inception
(1/6/2014) |
Fund
Performance |
|
|
|
|
|
Net Asset
Value |
17.31% |
5.40% |
5.57% |
30.06% |
52.08% |
Market
Price |
16.93% |
5.39% |
5.58% |
29.99% |
52.16% |
Index
Performance |
|
|
|
|
|
CBOE
S&P 500 BuyWrite Monthly Index(1)
|
21.10% |
6.95% |
6.47% |
39.93% |
62.36% |
S&P
500®
Index |
30.00% |
16.90% |
13.95% |
118.26% |
174.44% |
|
|
Average
Annual |
Cumulative | ||
|
1
Year |
5
Years |
Inception
(1/6/2014) |
5
Years |
Inception
(1/6/2014) |
Fund
Performance |
|
|
|
|
|
Net Asset
Value |
13.66% |
3.89% |
4.03% |
21.03% |
35.75% |
Market
Price |
13.71% |
4.35% |
4.04% |
23.75% |
35.84% |
Index
Performance |
|
|
|
|
|
CBOE
S&P 500 95-110 Collar IndexSM (1)
|
18.81% |
15.10% |
10.52% |
102.03% |
116.72% |
S&P
500®
Index |
30.00% |
16.90% |
13.95% |
118.26% |
174.44% |
|
Year
Ended September 30, | |||||
|
2021 |
2020 |
2019 |
2018 |
2017 |
|
|
|
|
|
|
|
|
Net
asset value, beginning of period |
$19.12 |
$22.43 |
$23.28 |
$22.54 |
$20.57 |
|
Income
from investment operations: |
|
|
|
|
|
|
Net
investment income (loss) |
0.12 |
0.23 |
0.40 |
0.35 |
0.30 |
|
Net
realized and unrealized gain (loss) |
3.14 |
(2.58) |
(0.29) |
1.35 |
2.60 |
|
Total
from investment operations |
3.26 |
(2.35) |
0.11 |
1.70 |
2.90 |
|
Distributions
paid to shareholders from: |
|
|
|
|
|
|
Net
investment income |
(0.96) |
(0.23) |
(0.86) |
(0.96) |
(0.13) |
|
Return
of capital |
— |
(0.73) |
(0.10) |
— |
(0.80) |
|
Total
distributions |
(0.96) |
(0.96) |
(0.96) |
(0.96) |
(0.93) |
|
Net
asset value, end of period |
$21.42 |
$19.12 |
$22.43 |
$23.28 |
$22.54 |
|
Total
Return (a) |
17.31% |
(10.63)% |
0.72% |
8.12% |
13.93% |
|
Ratios/supplemental
data: |
|
|
|
|
|
|
Net assets,
end of period (in 000’s) |
$46,575 |
$59,733 |
$80,155 |
$66,898 |
$52,385 |
|
Ratios
to average net assets: |
|
|
|
|
|
|
Ratio of
total expenses to average net assets |
0.85% |
0.85% |
0.85% |
0.85% |
(b)0.87%
|
|
Ratio of
net investment income (loss) to average net assets |
1.29% |
1.10% |
1.43% |
1.34% |
1.43% |
|
Portfolio
turnover rate (c)
|
199% |
210% |
209% |
239% |
(d)315%
|
|
|
Year
Ended September 30, | |||||
|
2021 |
2020 |
2019 |
2018 |
2017 |
|
|
|
|
|
|
|
|
Net
asset value, beginning of period |
$19.23 |
$22.30 |
$22.92 |
$22.27 |
$20.38 |
|
Income
from investment operations: |
|
|
|
|
|
|
Net
investment income (loss) |
0.34 |
0.21 |
0.27 |
0.40 |
0.38 |
|
Net
realized and unrealized gain (loss) |
2.26 |
(2.62) |
(0.23) |
0.91 |
2.14 |
|
Total
from investment operations |
2.60 |
(2.41) |
0.04 |
1.31 |
2.52 |
|
Distributions
paid to shareholders from: |
|
|
|
|
|
|
Net
investment income |
(0.66) |
(0.21) |
(0.58) |
(0.66) |
(0.63) |
|
Return of
capital |
— |
(0.45) |
(0.08) |
— |
— |
|
Total
distributions |
(0.66) |
(0.66) |
(0.66) |
(0.66) |
(0.63) |
|
Net
asset value, end of period |
$21.17 |
$19.23 |
$22.30 |
$22.92 |
$22.27 |
|
Total
Return (a) |
13.66% |
(10.98)% |
0.29% |
5.95% |
12.57% |
|
Ratios/supplemental
data: |
|
|
|
|
|
|
Net assets,
end of period (in 000’s) |
$9,527 |
$4,807 |
$8,919 |
$13,751 |
$7,794 |
|
Ratios
to average net assets: |
|
|
|
|
|
|
Ratio of
total expenses to average net assets |
0.85% |
0.85% |
0.85% |
0.85% |
0.85% |
|
Ratio of
net investment income (loss) to average net assets |
1.16% |
0.96% |
1.40% |
1.32% |
1.45% |
|
Portfolio
turnover rate (b)
|
182% |
207% |
205% |
219% |
184% |
|
First
Trust
Exchange-Traded
Fund VI |