IndexIQ ETF Trust
Semi-Annual Report
October 31, 2023
IQ Hedge Multi-Strategy Tracker ETF (QAI)
IQ Merger Arbitrage ETF (MNA)
IQ 500 International ETF (IQIN)
IQ Candriam International Equity ETF (IQSI)
(formerly, IQ Candriam ESG International Equity ETF)
IQ Candriam U.S. Mid Cap Equity ETF (IQSM)
(formerly, IQ Candriam ESG U.S. Mid Cap Equity ETF)
IQ Candriam U.S. Large Cap Equity ETF (IQSU)
(formerly, IQ Candriam ESG U.S. Large Cap Equity ETF)
IQ U.S. Large Cap ETF (CLRG)
(formerly, IQ Chaikin U.S. Large Cap ETF)
IQ U.S. Small Cap ETF (CSML)
(formerly, IQ Chaikin U.S. Small Cap ETF)
IQ CBRE NextGen Real Estate ETF (ROOF)
IQ FTSE International Equity Currency Neutral ETF (HFXI)
IQ U.S. Mid Cap R&D Leaders ETF (MRND)
IQ U.S. Large Cap R&D Leaders ETF (LRND)
IQ Global Equity R&D Leaders ETF (WRND)
IQ Global Resources ETF (GRES)
IQ Real Return ETF (CPI)
IQ Clean Oceans ETF (OCEN)
IQ Cleaner Transport ETF (CLNR)
IQ Engender Equality ETF (EQUL)
IQ Healthy Hearts ETF (HART)
Not FDIC Insured | May Lose Value | No Bank Guarantee
Special Notice:
Beginning in July 2024, new regulations issued by the Securities and Exchange Commission (SEC) will take effect requiring open-end mutual fund companies and ETFs to (1) overhaul the content of their shareholder reports and (2) mail paper copies of the new tailored shareholder reports to shareholders who have not opted to receive these documents electronically.
If you have not yet elected to receive your shareholder reports electronically, please contact your financial intermediary or visit www.fundreports.com.
The investment return and value of each of the Funds’ shares will fluctuate so that an investor’s shares, when sold, may be worth more or less than their original cost. Performance may be lower or higher than performance data quoted. Consider the Funds’ investment objectives, risks, charges and expenses carefully before investing. The prospectus and the statement of additional information include this and other relevant information about the Funds and are available by visiting newyorklifeinvestments.com/etf or by calling 1-888-474-7725. Read the prospectus carefully before investing.
Each of the Funds’ performance that is current to the most recent month-end is available by visiting newyorklifeinvestments.com/etf or by calling 1-888-474-7725.
Availability of Proxy Voting Policies and Proxy Voting Records
You may obtain a description of the IndexIQ ETF Trust proxy voting policies, procedures and information regarding how each Fund voted proxies relating to portfolio securities during the 12-month period ending June 30 (available by August 31) without charge, upon request, by calling 1-888-474-7725, visiting neworklifeinvestments.com/etf, or by accessing the SEC’s website at www.sec.gov.
Availability of Quarterly Schedule of Investments
The Funds file their complete schedules of portfolio holdings with the SEC for the first and third quarters of each fiscal year on Form N-PORT. The Funds’ Forms N-PORT are available on the SEC’s website at www.sec.gov. Additionally, the Funds’ makes its portfolio holdings for the first and third quarters of each fiscal year available on the Funds’ website at newyorklifeinvestments.com/documents.
Availablity of Premium/Discount Information
Each Funds’ premium/discount information is available, free of charge, on the Funds’ website newyorklifeinvestments.com/etf or by calling 1-888-474-7725.
Electronic Delivery
Receive email notifications when your most recent shareholder communications are available for review. Access prospectuses, annual reports and semi-annual reports online.
To enroll:
Visit https://www.fundreports.com
If you have questions about IndexIQ e-Delivery services, contact a representative at 1-888-474-7725.
IndexIQ® and IQ® are registered service marks of New York Life Insurance Company.
“New York Life Investments” is both a service mark, and the common trade name, of certain investment advisors affiliated with New York Life Insurance Company. IndexIQ® is the indirect wholly owned subsidiary of New York Life Investment Management Holdings LLC and serves as the advisor to the IndexIQ ETFs. ALPS Distributors, Inc. (ALPS) is the principal underwriter of the ETFs, and NYLIFE Distributors LLC is a distributor of the ETFs. NYLIFE Distributors LLC is located at 30 Hudson Street, Jersey City, NJ 07302. ALPS Distributors, Inc. is not affiliated with NYLIFE Distributors LLC. NYLIFE Distributors LLC is a Member FINRA/SIPC.
3
Table of Contents
4 | |
5 | |
7 | |
| |
12 | |
16 | |
19 | |
25 | |
32 | |
35 | |
39 | |
41 | |
47 | |
49 | |
59 | |
61 | |
63 | |
66 | |
69 | |
75 | |
77 | |
79 | |
81 | |
83 | |
88 | |
93 | |
103 | |
122 |
4
Message from the President
Interest rates and inflation were the primary forces driving market behavior during the six-month reporting period ended October 31, 2023, with equity indices delivering mixed performance while bond indices generally declined.
U.S. inflation levels, as measured by the Consumer Price Index, ranged between 3.0% and 4.0% throughout the reporting period, down from the peak of 9.1% in June 2022, although well above the 2% target set by the U.S. Federal Reserve (the “Fed”). At the same time, the benchmark federal funds rate climbed to over 5%, its highest level since the financial crisis of 2007, as the Fed attempted to drive inflation still lower. Comments from Fed members reinforced the central bank’s hawkish stance in response to surprisingly robust U.S. economic growth and rising wage pressures, thus increasing the likelihood that interest rates would stay higher for longer. International developed markets exhibited similar dynamics of persistently elevated inflation and rising interest rates.
Against a backdrop of high interest rates, political dysfunction in Washington D.C. and intensifying global geopolitical instability—including the ongoing war in Ukraine and the outbreak of hostilities in the Middle East—equity markets struggled to advance. The S&P 500® Index, a widely regarded benchmark of large-cap U.S. market performance, eked out a slight gain, bolstered by the strong performance of mega-cap, growth-oriented, technology-related shares as investors flocked to companies creating the infrastructure for developments in artificial intelligence. However, smaller-cap stocks and value-oriented shares trended lower. Among industry sectors, information technology posted the strongest gains, followed by consumer discretionary, which rose in response to healthy consumer spending trends, while energy shares benefited from rising petroleum prices. All other sectors lost ground. Utilities declined most sharply as rising interest rates undermined the appeal of high-yielding stocks, while real estate came under pressure from rising mortgage rates and weak levels of office occupancy, and consumer staples declined as market sentiment turned away from defensive, value-oriented businesses. International equities broadly trailed their U.S. counterparts as economic growth in the rest of world generally lagged that of the United States, and as the U.S. dollar rose in value compared to most other global currencies.
Bond prices were driven lower by rising yields and increasing expectations of high interest rates for an extended period of time. The U.S. yield curve steepened, with the 30-year Treasury yield exceeding 5% for the first time in more than a decade. The yield curve remained inverted, with the 10-year Treasury yield ending the period at 4.88%, compared with 5.07% for the 2-year Treasury yield. Corporate bonds outperformed long-term Treasury bonds, but still trended lower under pressure from rising yields and an uptick in default rates. Among corporates, lower-credit-quality instruments performed relatively well compared to their higher-credit-quality counterparts, while floating rate securities performed better still.
In the face of today’s uncertain market environment, New York Life Investments remains dedicated to providing the guidance, resources and investment solutions you need to pursue your financial goals.
Thank you for trusting us to help meet your investment needs.
Sincerely,
The opinions expressed are as of the date of this report and are subject to change. There is no guarantee that any forecast made will come to pass. This material does not constitute investment advice and is not intended as an endorsement of any specific investment. Past performance is no guarantee of future results.
5
As a shareholder of a fund, you incur two types of costs: (1) transaction costs on purchases and sales and (2) ongoing costs, including Advisory fees and other fund expenses. This example is intended to help you understand your ongoing costs (in dollars) of investing in a fund and to compare these costs with the ongoing costs of investing in other funds. Shareholders may pay brokerage commissions on their purchase and sale of a Fund, which are not reflected in the example.
The examples are based on an investment of $1,000 invested at the beginning of the period and held for the entire period as indicated below.
Actual Expenses
The first line of the table below provides information about actual account values and actual expenses. You may use the information together with the amount you invested, in a particular fund, to estimate the expenses that you paid over the period. Simply divide your account value by $1,000 (for example, an $8,600 account value divided by $1,000 = 8.6), then multiply the result by the number in the first line under the heading entitled “Expenses Paid During the Period 05/01/23 to 10/31/23” to estimate the expenses you paid on your account during this period. To the extent a Fund invests in other ETFs, that Fund will indirectly bear its pro rata share of the expenses incurred by the underlying ETF investments in which each such Fund invests. These expenses are not included in the table.
Hypothetical Example for Comparison Purposes
The second line of the table below also provides information about hypothetical account values and hypothetical expenses based on each Fund’s actual expense ratio and an assumed annual rate of return of 5% before expenses, which are not the Funds’ actual returns. The hypothetical account values and expenses may not be used to estimate the actual ending account balance or expenses you paid for the period. You may use this information to compare the ongoing costs of investing in a fund and other funds. To do so, compare this 5% hypothetical example with the 5% hypothetical examples that appear in the shareholder reports of other funds. To the extent a Fund invests in other ETFs, that Fund will indirectly bear its pro rata share of the expenses incurred by the underlying fund investments in which the Fund invests. These expenses are not included in the table.
Please note that the expenses shown in the table are meant to highlight your ongoing costs only and do not reflect any transactional costs. Therefore, the hypothetical example is useful in comparing ongoing costs only, and will not help you determine the relative total costs of owning different funds. In addition, if these transactional costs were included, your costs would have been higher.
|
|
Beginning |
|
Ending |
|
Annualized |
|
Expenses |
IQ Hedge Multi-Strategy Tracker ETF |
|
|
|
|
|
|
|
|
Actual |
|
$1,000.00 |
|
$1,010.70 |
|
0.54% |
|
$2.73 |
Hypothetical (assuming a 5% return before expenses) |
|
$1,000.00 |
|
$1,022.42 |
|
0.54% |
|
$2.75 |
IQ Merger Arbitrage ETF |
|
|
|
|
|
|
|
|
Actual |
|
$1,000.00 |
|
$990.70 |
|
0.76% |
|
$3.80 |
Hypothetical (assuming a 5% return before expenses) |
|
$1,000.00 |
|
$1,021.32 |
|
0.76% |
|
$3.86 |
IQ 500 International ETF |
|
|
|
|
|
|
|
|
Actual |
|
$1,000.00 |
|
$949.60 |
|
0.25% |
|
$1.23 |
Hypothetical (assuming a 5% return before expenses) |
|
$1,000.00 |
|
$1,023.88 |
|
0.25% |
|
$1.27 |
IQ Candriam International Equity ETF |
|
|
|
|
|
|
|
|
Actual |
|
$1,000.00 |
|
$921.60 |
|
0.15% |
|
$0.72 |
Hypothetical (assuming a 5% return before expenses) |
|
$1,000.00 |
|
$1,024.38 |
|
0.15% |
|
$0.76 |
IQ Candriam U.S. Mid Cap Equity ETF |
|
|
|
|
|
|
|
|
Actual |
|
$1,000.00 |
|
$939.50 |
|
0.15% |
|
$0.73 |
Hypothetical (assuming a 5% return before expenses) |
|
$1,000.00 |
|
$1,024.38 |
|
0.15% |
|
$0.76 |
6
Fund Expenses (unaudited) (continued)
|
|
Beginning |
|
Ending |
|
Annualized |
|
Expenses |
IQ Candriam U.S. Large Cap Equity ETF |
|
|
|
|
|
|
|
|
Actual |
|
$1,000.00 |
|
$1,033.10 |
|
0.09% |
|
$0.46 |
Hypothetical (assuming a 5% return before expenses) |
|
$1,000.00 |
|
$1,024.68 |
|
0.09% |
|
$0.46 |
IQ U.S. Large Cap ETF |
|
|
|
|
|
|
|
|
Actual |
|
$1,000.00 |
|
$974.00 |
|
0.25% |
|
$1.24 |
Hypothetical (assuming a 5% return before expenses) |
|
$1,000.00 |
|
$1,023.88 |
|
0.25% |
|
$1.27 |
IQ U.S. Small Cap ETF |
|
|
|
|
|
|
|
|
Actual |
|
$1,000.00 |
|
$966.70 |
|
0.35% |
|
$1.73 |
Hypothetical (assuming a 5% return before expenses) |
|
$1,000.00 |
|
$1,023.38 |
|
0.35% |
|
$1.78 |
IQ CBRE NextGen Real Estate ETF |
|
|
|
|
|
|
|
|
Actual |
|
$1,000.00 |
|
$887.00 |
|
0.60% |
|
$2.85 |
Hypothetical (assuming a 5% return before expenses) |
|
$1,000.00 |
|
$1,022.12 |
|
0.60% |
|
$3.05 |
IQ FTSE International Equity Currency Neutral ETF |
|
|
|
|
|
|
|
|
Actual |
|
$1,000.00 |
|
$956.50 |
|
0.20% |
|
$0.98 |
Hypothetical (assuming a 5% return before expenses) |
|
$1,000.00 |
|
$1,024.13 |
|
0.20% |
|
$1.02 |
IQ U.S. Mid Cap R&D Leaders ETF |
|
|
|
|
|
|
|
|
Actual |
|
$1,000.00 |
|
$982.20 |
|
0.16% |
|
$0.80 |
Hypothetical (assuming a 5% return before expenses) |
|
$1,000.00 |
|
$1,024.33 |
|
0.16% |
|
$0.81 |
IQ U.S. Large Cap R&D Leaders ETF |
|
|
|
|
|
|
|
|
Actual |
|
$1,000.00 |
|
$1,069.60 |
|
0.14% |
|
$0.73 |
Hypothetical (assuming a 5% return before expenses) |
|
$1,000.00 |
|
$1,024.43 |
|
0.14% |
|
$0.71 |
IQ Global Equity R&D Leaders ETF |
|
|
|
|
|
|
|
|
Actual |
|
$1,000.00 |
|
$1,009.70 |
|
0.18% |
|
$0.91 |
Hypothetical (assuming a 5% return before expenses) |
|
$1,000.00 |
|
$1,024.23 |
|
0.18% |
|
$0.92 |
IQ Global Resources ETF |
|
|
|
|
|
|
|
|
Actual |
|
$1,000.00 |
|
$933.70 |
|
0.30% |
|
$1.46 |
Hypothetical (assuming a 5% return before expenses) |
|
$1,000.00 |
|
$1,023.63 |
|
0.30% |
|
$1.53 |
IQ Real Return ETF |
|
|
|
|
|
|
|
|
Actual |
|
$1,000.00 |
|
$993.20 |
|
0.24% |
|
$1.20 |
Hypothetical (assuming a 5% return before expenses) |
|
$1,000.00 |
|
$1,023.93 |
|
0.24% |
|
$1.22 |
IQ Clean Oceans ETF |
|
|
|
|
|
|
|
|
Actual |
|
$1,000.00 |
|
$874.60 |
|
0.45% |
|
$2.12 |
Hypothetical (assuming a 5% return before expenses) |
|
$1,000.00 |
|
$1,022.87 |
|
0.45% |
|
$2.29 |
IQ Cleaner Transport ETF |
|
|
|
|
|
|
|
|
Actual |
|
$1,000.00 |
|
$952.00 |
|
0.45% |
|
$2.21 |
Hypothetical (assuming a 5% return before expenses) |
|
$1,000.00 |
|
$1,022.87 |
|
0.45% |
|
$2.29 |
IQ Engender Equality ETF |
|
|
|
|
|
|
|
|
Actual |
|
$1,000.00 |
|
$898.60 |
|
0.45% |
|
$2.15 |
Hypothetical (assuming a 5% return before expenses) |
|
$1,000.00 |
|
$1,022.87 |
|
0.45% |
|
$2.29 |
IQ Healthy Hearts ETF |
|
|
|
|
|
|
|
|
Actual |
|
$1,000.00 |
|
$930.80 |
|
0.45% |
|
$2.18 |
Hypothetical (assuming a 5% return before expenses) |
|
$1,000.00 |
|
$1,022.87 |
|
0.45% |
|
$2.29 |
1Unless otherwise indicated, expenses are calculated using the Fund’s annualized expense ratio, multiplied by the average account value for the period, multiplied by 184/366
7
See notes to financial statements.
IQ Hedge Multi-Strategy Tracker
ETF
Net Assets ($ mil):
$593.7
Asset Class |
|
% of | |
Floating Rate — Investment Grade Funds |
|
24.5 |
% |
Bank Loan Funds |
|
24.3 |
|
Money Market Fund |
|
17.5 |
|
Convertible Bond Funds |
|
12.0 |
|
Emerging Small Cap Equity Fund |
|
10.8 |
|
Derivative Income Funds |
|
9.1 |
|
US Large Cap Core Funds |
|
7.0 |
|
Merger Arbitrage Funds |
|
6.1 |
|
International Small Cap Equity Fund |
|
2.9 |
|
Volatility Fund |
|
1.0 |
|
Broad Fund |
|
0.7 |
|
BRIC Equity Fund |
|
0.5 |
|
US Small Cap Core Funds |
|
0.5 |
|
Private Equity Replication Fund |
|
0.3 |
|
Total Investments |
|
117.2 |
|
Other Assets and Liabilities, Net |
|
(17.2 |
) |
Total Net Assets |
|
100.0 |
% |
IQ Merger Arbitrage ETF
Net Assets ($ mil): $449.6
Industry |
|
% of | |
Health Care |
|
23.8 |
% |
Materials |
|
15.4 |
|
Money Market Funds |
|
11.6 |
|
Information Technology |
|
10.6 |
|
Consumer Discretionary |
|
8.1 |
|
Energy |
|
6.2 |
|
Consumer Staples |
|
5.4 |
|
Utilities |
|
4.9 |
|
Financials |
|
4.9 |
|
Real Estate |
|
3.7 |
|
Industrials |
|
3.1 |
|
Communication Services |
|
0.5 |
|
Fixed Income Fund |
|
0.1 |
|
Total Investments |
|
98.3 |
|
Other Assets and Liabilities, Net |
|
1.7 |
|
Total Net Assets |
|
100.0 |
% |
*Each Fund’s portfolio is subject to change.
(a)Less than 0.05%.
IQ 500 International ETF
Net Assets ($ mil): $184.4
Industry |
|
% of | |
Industrials |
|
21.9 |
% |
Consumer Discretionary |
|
13.1 |
|
Consumer Staples |
|
10.1 |
|
Materials |
|
10.0 |
|
Energy |
|
9.8 |
|
Financials |
|
9.8 |
|
Utilities |
|
7.0 |
|
Communication Services |
|
6.6 |
|
Health Care |
|
6.1 |
|
Information Technology |
|
4.3 |
|
Money Market Funds |
|
2.7 |
|
Investment Companies |
|
0.7 |
|
Total Investments |
|
102.1 |
|
Other Assets and Liabilities, Net |
|
(2.1 |
) |
Total Net Assets |
|
100.0 |
% |
IQ Candriam International Equity
ETF
Net Assets ($ mil): $177.2
Industry |
|
% of | |
Financials |
|
17.6 |
% |
Health Care |
|
16.3 |
|
Industrials |
|
13.2 |
|
Consumer Discretionary |
|
12.8 |
|
Information Technology |
|
8.8 |
|
Consumer Staples |
|
8.5 |
|
Materials |
|
6.3 |
|
Energy |
|
6.1 |
|
Communication Services |
|
4.6 |
|
Real Estate |
|
2.7 |
|
Utilities |
|
2.5 |
|
Money Market Funds |
|
0.3 |
|
Total Investments |
|
99.7 |
|
Other Assets and Liabilities, Net |
|
0.3 |
|
Total Net Assets |
|
100.0 |
% |
8
See notes to financial statements.
Portfolio Summaries* (unaudited) (continued)
October 31, 2023
IQ Candriam U.S. Mid Cap Equity
ETF
Net Assets ($ mil): $157.5
Industry |
|
% of | |
Industrials |
|
19.6 |
% |
Consumer Discretionary |
|
14.9 |
|
Financials |
|
14.3 |
|
Information Technology |
|
13.8 |
|
Health Care |
|
10.9 |
|
Real Estate |
|
9.6 |
|
Materials |
|
5.8 |
|
Consumer Staples |
|
4.9 |
|
Communication Services |
|
3.3 |
|
Energy |
|
1.6 |
|
Utilities |
|
1.2 |
|
Money Market Funds |
|
0.1 |
|
Total Investments |
|
100.0 |
|
Other Assets and Liabilities, Net |
|
0.0 |
|
Total Net Assets |
|
100.0 |
% |
IQ Candriam U.S. Large Cap Equity
ETF
Net Assets ($ mil): $308.6
Industry |
|
% of | |
Information Technology |
|
36.2 |
% |
Consumer Discretionary |
|
12.9 |
|
Health Care |
|
11.8 |
|
Financials |
|
11.4 |
|
Communication Services |
|
7.4 |
|
Consumer Staples |
|
5.8 |
|
Industrials |
|
4.7 |
|
Energy |
|
3.2 |
|
Real Estate |
|
2.7 |
|
Materials |
|
2.6 |
|
Utilities |
|
1.3 |
|
Money Market Funds |
|
0.0 |
(a) |
Total Investments |
|
100.0 |
|
Other Assets and Liabilities, Net |
|
0.0 |
(a) |
Total Net Assets |
|
100.0 |
% |
*Each Fund’s portfolio is subject to change.
(a)Less than 0.05%.
IQ U.S. Large Cap ETF
Net Assets ($ mil): $216.0
Industry |
|
% of | |
Information Technology |
|
19.6 |
% |
Health Care |
|
16.9 |
|
Financials |
|
16.6 |
|
Industrials |
|
14.1 |
|
Consumer Discretionary |
|
9.3 |
|
Consumer Staples |
|
8.7 |
|
Energy |
|
5.2 |
|
Communication Services |
|
3.3 |
|
Real Estate |
|
2.6 |
|
Utilities |
|
1.8 |
|
Materials |
|
1.8 |
|
Money Market Funds |
|
0.0 |
(a) |
Total Investments |
|
99.9 |
|
Other Assets and Liabilities, Net |
|
0.1 |
|
Total Net Assets |
|
100.0 |
% |
IQ U.S. Small Cap ETF
Net Assets ($ mil): $161.5
Industry |
|
% of | |
Industrials |
|
21.7 |
% |
Financials |
|
21.5 |
|
Information Technology |
|
13.4 |
|
Health Care |
|
12.1 |
|
Consumer Discretionary |
|
9.2 |
|
Real Estate |
|
5.1 |
|
Materials |
|
4.8 |
|
Consumer Staples |
|
4.1 |
|
Energy |
|
3.0 |
|
Utilities |
|
2.2 |
|
Communication Services |
|
2.1 |
|
Money Market Funds |
|
1.0 |
|
Investment Companies |
|
0.7 |
|
Total Investments |
|
100.9 |
|
Other Assets and Liabilities, Net |
|
(0.9 |
) |
Total Net Assets |
|
100.0 |
% |
9
See notes to financial statements.
Portfolio Summaries* (unaudited) (continued)
October 31, 2023
IQ CBRE NextGen Real Estate
ETF
Net Assets ($ mil): $16.7
Industry |
|
% of | |
Industrial |
|
32.2 |
% |
Infrastructure (Tower) |
|
20.4 |
|
Data Center |
|
14.1 |
|
Multi-Family Residential |
|
13.7 |
|
Health Care |
|
12.7 |
|
Single-Family Residential |
|
3.3 |
|
Manufactured Homes |
|
3.0 |
|
Money Market Funds |
|
1.6 |
|
Student Housing |
|
0.5 |
|
Total Investments |
|
101.5 |
|
Other Assets and Liabilities, Net |
|
(1.5 |
) |
Total Net Assets |
|
100.0 |
% |
IQ FTSE International Equity Currency Neutral
ETF
Net Assets ($ mil): $395.4
Industry |
|
% of | |
Financials |
|
18.4 |
% |
Industrials |
|
16.2 |
|
Health Care |
|
12.0 |
|
Consumer Discretionary |
|
11.5 |
|
Information Technology |
|
9.4 |
|
Consumer Staples |
|
9.3 |
|
Materials |
|
7.7 |
|
Energy |
|
4.6 |
|
Communication Services |
|
4.2 |
|
Utilities |
|
3.2 |
|
Real Estate |
|
2.7 |
|
Money Market Fund |
|
1.2 |
|
Total Investments |
|
100.4 |
|
Other Assets and Liabilities, Net |
|
(0.4 |
) |
Total Net Assets |
|
100.0 |
% |
*Each Fund’s portfolio is subject to change.
(a)Less than 0.05%.
IQ U.S. Mid Cap R&D Leaders
ETF
Net Assets ($ mil): $4.0
Industry |
|
% of | |
Information Technology |
|
33.0 |
% |
Health Care |
|
24.9 |
|
Consumer Discretionary |
|
12.3 |
|
Communication Services |
|
11.9 |
|
Industrials |
|
8.4 |
|
Materials |
|
4.6 |
|
Financials |
|
3.4 |
|
Money Market Funds |
|
0.9 |
|
Energy |
|
0.8 |
|
Real Estate |
|
0.6 |
|
Total Investments |
|
100.8 |
|
Other Assets and Liabilities, Net |
|
(0.8 |
) |
Total Net Assets |
|
100.0 |
% |
IQ U.S. Large Cap R&D Leaders
ETF
Net Assets ($ mil): $4.9
Industry |
|
% of | |
Information Technology |
|
38.8 |
% |
Health Care |
|
24.8 |
|
Communication Services |
|
16.3 |
|
Consumer Discretionary |
|
13.2 |
|
Industrials |
|
5.1 |
|
Financials |
|
1.0 |
|
Money Market Funds |
|
0.7 |
|
Consumer Staples |
|
0.4 |
|
Materials |
|
0.3 |
|
Total Investments |
|
100.6 |
|
Other Assets and Liabilities, Net |
|
(0.6 |
) |
Total Net Assets |
|
100.0 |
% |
10
See notes to financial statements.
Portfolio Summaries* (unaudited) (continued)
October 31, 2023
IQ Global Equity R&D Leaders
ETF
Net Assets ($ mil): $6.3
Industry |
|
% of | |
Information Technology |
|
31.2 |
% |
Health Care |
|
23.4 |
|
Consumer Discretionary |
|
21.9 |
|
Communication Services |
|
12.9 |
|
Industrials |
|
7.4 |
|
Materials |
|
0.9 |
|
Energy |
|
0.8 |
|
Consumer Staples |
|
0.6 |
|
Money Market Funds |
|
0.6 |
|
Financials |
|
0.5 |
|
Total Investments |
|
100.2 |
|
Other Assets and Liabilities, Net |
|
(0.2 |
) |
Total Net Assets |
|
100.0 |
% |
IQ Global Resources ETF
Net Assets ($ mil): $37.8
Industry |
|
% of | |
Energy |
|
29.8 |
% |
Grains Food Fiber |
|
26.4 |
|
Industrial Metals |
|
23.0 |
|
Precious Metals |
|
7.1 |
|
Water |
|
5.0 |
|
Timber |
|
4.9 |
|
Livestock |
|
3.3 |
|
Money Market Fund |
|
0.1 |
|
Total Investments |
|
99.6 |
|
Other Assets and Liabilities, Net |
|
0.4 |
|
Total Net Assets |
|
100.0 |
% |
*Each Fund’s portfolio is subject to change.
(a)Less than 0.05%.
IQ Real Return ETF
Net Assets ($ mil): $6.2
Industry |
|
% of | |
Government |
|
59.5 |
% |
Commodity Funds |
|
9.9 |
|
Information Technology |
|
6.8 |
|
Money Market Funds |
|
5.4 |
|
Financials |
|
5.0 |
|
Industrials |
|
3.6 |
|
Health Care |
|
3.1 |
|
Consumer Discretionary |
|
2.4 |
|
Energy |
|
2.1 |
|
Communication Services |
|
2.1 |
|
Consumer Staples |
|
1.5 |
|
Utilities |
|
1.1 |
|
Materials |
|
1.0 |
|
Real Estate |
|
1.0 |
|
Total Investments |
|
104.5 |
|
Other Assets and Liabilities, Net |
|
(4.5 |
) |
Total Net Assets |
|
100.0 |
% |
IQ Clean Oceans ETF
Net Assets ($ mil): $4.1
Industry |
|
% of | |
Information Technology |
|
29.2 |
% |
Industrials |
|
25.9 |
|
Utilities |
|
17.0 |
|
Materials |
|
13.0 |
|
Consumer Discretionary |
|
12.6 |
|
Real Estate |
|
1.5 |
|
Consumer Staples |
|
0.5 |
|
Money Market Fund |
|
0.0 |
(a) |
Total Investments |
|
99.7 |
|
Other Assets and Liabilities, Net |
|
0.3 |
|
Total Net Assets |
|
100.0 |
% |
11
See notes to financial statements.
Portfolio Summaries* (unaudited) (continued)
October 31, 2023
IQ Cleaner Transport ETF
Net Assets ($ mil): $5.3
Industry |
|
% of | |
Information Technology |
|
30.1 |
% |
Consumer Discretionary |
|
29.5 |
|
Industrials |
|
20.6 |
|
Utilities |
|
16.1 |
|
Communication Services |
|
3.2 |
|
Materials |
|
0.3 |
|
Money Market Fund |
|
0.2 |
|
Total Investments |
|
100.0 |
|
Other Assets and Liabilities, Net |
|
0.0 |
|
Total Net Assets |
|
100.0 |
% |
IQ Engender Equality ETF
Net Assets ($ mil): $5.1
Industry |
|
% of | |
Financials |
|
18.8 |
% |
Health Care |
|
17.7 |
|
Consumer Discretionary |
|
15.5 |
|
Consumer Staples |
|
14.9 |
|
Industrials |
|
8.9 |
|
Information Technology |
|
8.5 |
|
Communication Services |
|
7.5 |
|
Materials |
|
4.2 |
|
Utilities |
|
2.5 |
|
Real Estate |
|
1.4 |
|
Money Market Funds |
|
0.0 |
(a) |
Total Investments |
|
99.9 |
|
Other Assets and Liabilities, Net |
|
0.1 |
|
Total Net Assets |
|
100.0 |
% |
*Each Fund’s portfolio is subject to change.
(a)Less than 0.05%.
IQ Healthy Hearts ETF
Net Assets ($ mil): $7.9
Industry |
|
% of | |
Health Care |
|
70.2 |
% |
Consumer Discretionary |
|
14.5 |
|
Information Technology |
|
5.1 |
|
Communication Services |
|
5.1 |
|
Consumer Staples |
|
4.0 |
|
Industrials |
|
0.9 |
|
Money Market Funds |
|
0.5 |
|
Total Investments |
|
100.3 |
|
Other Assets and Liabilities, Net |
|
(0.3 |
) |
Total Net Assets |
|
100.0 |
% |
12
See notes to financial statements.
|
|
Shares |
|
Value |
|
Exchange Traded Vehicle — 0.7% |
|
| |||
Broad Fund — 0.7% |
|
| |||
iShares GSCI Commodity Dynamic(a) |
|
|
|
|
|
|
147,473 |
|
$4,154,314 |
| |
Investment Companies — 99.0% |
|
| |||
Bank Loan Funds — 24.3% |
|
| |||
Invesco Senior Loan ETF(a) |
|
3,597,154 |
|
74,820,803 |
|
SPDR Blackstone Senior Loan ETF(a) |
|
1,672,479 |
|
69,491,503 |
|
Total Bank Loan Funds |
|
|
|
144,312,306 |
|
BRIC Equity Fund — 0.5% |
|
| |||
iShares MSCI India ETF |
|
75,228 |
|
3,252,859 |
|
Convertible Bond Funds — 12.0% |
|
| |||
iShares Convertible Bond ETF |
|
239,254 |
|
16,958,324 |
|
SPDR Bloomberg Convertible Securities ETF |
|
838,114 |
|
54,326,549 |
|
Total Convertible Bond Funds |
|
|
|
71,284,873 |
|
Derivative Income Funds — 9.1% |
|
| |||
JPMorgan Equity Premium |
|
543,884 |
|
28,619,176 |
|
JPMorgan Nasdaq Equity Premium Income ETF |
|
548,226 |
|
25,306,112 |
|
Total Derivative Income Funds |
|
|
|
53,925,288 |
|
Emerging Small Cap Equity Fund — 10.8% |
|
| |||
SPDR S&P Emerging Markets SmallCap ETF |
|
1,240,293 |
|
63,937,104 |
|
Floating Rate - Investment Grade Funds — 24.5% |
|
| |||
iShares Floating Rate Bond ETF(b) |
|
2,154,461 |
|
109,640,520 |
|
SPDR Bloomberg Investment Grade Floating Rate ETF |
|
1,171,510 |
|
35,953,642 |
|
Total Floating Rate - Investment Grade Funds |
|
|
|
145,594,162 |
|
International Small Cap Equity Fund — 2.9% |
|
| |||
Schwab International Small-Cap Equity ETF(a) |
|
567,161 |
|
17,355,126 |
|
Merger Arbitrage Funds — 6.1% |
|
| |||
AltShares Merger Arbitrage ETF |
|
267,726 |
|
7,025,130 |
|
IQ Merger Arbitrage ETF*†(a) |
|
921,992 |
|
29,015,088 |
|
Total Merger Arbitrage Funds |
|
|
|
36,040,218 |
|
Private Equity Replication Fund — 0.3% |
|
| |||
Invesco Global Listed Private Equity ETF |
|
36,164 |
|
1,738,089 |
|
U.S. Large Cap Core Funds — 7.0% |
|
| |||
Energy Select Sector SPDR Fund |
|
4,746 |
|
404,312 |
|
Financial Select Sector SPDR Fund |
|
718,706 |
|
23,257,326 |
|
Materials Select Sector SPDR Fund |
|
96,020 |
|
7,303,281 |
|
Vanguard Energy ETF |
|
749 |
|
89,835 |
|
Vanguard Financials ETF(a) |
|
80,559 |
|
6,282,797 |
|
Vanguard Materials ETF |
|
25,316 |
|
4,199,418 |
|
Total U.S. Large Cap Core Funds |
|
|
|
41,536,969 |
|
U.S. Small Cap Core Funds — 0.5% |
|
| |||
iShares Core S&P Small-Cap ETF |
|
17,116 |
|
1,521,441 |
|
Schwab U.S. Small-Cap ETF(a) |
|
7,959 |
|
308,491 |
|
Vanguard Small-Cap ETF |
|
5,593 |
|
995,834 |
|
Total U.S. Small Cap Core Funds |
|
|
|
2,825,766 |
|
|
|
Shares |
|
Value |
|
Investment Companies (continued) |
|
|
|
|
|
Volatility Fund — 1.0% |
|
| |||
iPath Series B S&P 500 VIX Short-Term Futures ETN*(a) |
|
251,364 |
|
$5,894,486 |
|
Total Investment Companies |
|
|
|
587,697,246 |
|
Short-Term Investment — 17.5% |
|
| |||
Money Market Fund — 17.5% |
|
| |||
Dreyfus Government Cash Management Fund,
Institutional Shares, 5.24%(c)(d) |
|
103,985,582 |
|
103,985,582 |
|
Total Investments — 117.2% |
|
|
|
695,837,142 |
|
Other Assets and Liabilities, |
|
|
|
(102,131,128 |
) |
Net Assets — 100% |
|
|
|
$593,706,014 |
|
1e
*Non-income producing securities.
†Affiliated fund.
(a)All or a portion of the security was on loan. In addition, “Other Assets and Liabilities, Net” may include pending sales that are also on loan. The aggregate market value of securities on loan was $145,512,590; total market value of collateral held by the Fund was $149,031,727. Market value of the collateral held includes non-cash U.S. Treasury securities collateral having a value of $45,046,145.
(b)All or a portion of these securities have been segregated as collateral for swap contracts. The total value of securities segregated amounted to $1,424,920.
(c)Reflects the 1-day yield at October 31, 2023.
(d)Represents security purchased with cash collateral received for securities on loan.
1
13
See notes to financial statements.
Schedule of Investments — IQ Hedge Multi-Strategy Tracker ETF (continued)
October 31, 2023 (unaudited)
Total Return Swap contracts outstanding at October 31, 2023:
Total Return Benchmark |
|
Counterparty |
|
Floating |
|
Expiration Date |
|
Payment Frequency |
|
Notional |
|
Value/ |
AltShares Merger Arbitrage ETF |
|
Merrill Lynch |
|
1-Day FEDEF + 0.50% |
|
8/30/2024 |
|
Monthly |
|
$121,937 |
|
$ — |
AltShares Merger Arbitrage ETF |
|
Morgan Stanley |
|
1-Day FEDEF + 0.50% |
|
7/02/2025 |
|
Monthly |
|
121,937 |
|
— |
Energy Select Sector SPDR Fund |
|
Merrill Lynch |
|
1-Day FEDEF + 0.50% |
|
8/30/2024 |
|
Monthly |
|
6,986 |
|
— |
Energy Select Sector SPDR Fund |
|
Morgan Stanley |
|
1-Day FEDEF + 0.50% |
|
7/02/2025 |
|
Monthly |
|
6,986 |
|
— |
Financial Select Sector SPDR Fund |
|
Merrill Lynch |
|
1-Day FEDEF + 0.50% |
|
8/30/2024 |
|
Monthly |
|
403,691 |
|
— |
Financial Select Sector SPDR Fund |
|
Morgan Stanley |
|
1-Day FEDEF + 0.50% |
|
7/02/2025 |
|
Monthly |
|
403,691 |
|
— |
Invesco Global Listed Private Equity ETF |
|
Merrill Lynch |
|
1-Day FEDEF + 0.50% |
|
8/30/2024 |
|
Monthly |
|
30,183 |
|
— |
Invesco Global Listed Private Equity ETF |
|
Morgan Stanley |
|
1-Day FEDEF + 0.50% |
|
7/02/2025 |
|
Monthly |
|
30,183 |
|
— |
Invesco Senior Loan ETF |
|
Merrill Lynch |
|
1-Day FEDEF + 0.50% |
|
8/30/2024 |
|
Monthly |
|
1,298,773 |
|
— |
Invesco Senior Loan ETF |
|
Morgan Stanley |
|
1-Day FEDEF + 0.50% |
|
7/02/2025 |
|
Monthly |
|
1,298,773 |
|
— |
iPath Series B S&P 500 VIX Short-Term Futures ETN |
|
Merrill Lynch |
|
1-Day FEDEF + 0.50% |
|
8/30/2024 |
|
Monthly |
|
102,312 |
|
— |
iPath Series B S&P 500 VIX Short-Term Futures ETN |
|
Morgan Stanley |
|
1-Day FEDEF + 0.50% |
|
7/02/2025 |
|
Monthly |
|
102,312 |
|
— |
IQ Merger Arbitrage ETF |
|
Merrill Lynch |
|
1-Day FEDEF + 0.50% |
|
8/30/2024 |
|
Monthly |
|
503,646 |
|
— |
IQ Merger Arbitrage ETF |
|
Morgan Stanley |
|
1-Day FEDEF + 0.50% |
|
7/02/2025 |
|
Monthly |
|
503,646 |
|
— |
iShares Convertible Bond ETF |
|
Merrill Lynch |
|
1-Day FEDEF + 0.50% |
|
8/30/2024 |
|
Monthly |
|
294,365 |
|
— |
iShares Convertible Bond ETF |
|
Morgan Stanley |
|
1-Day FEDEF + 0.50% |
|
7/02/2025 |
|
Monthly |
|
294,365 |
|
— |
iShares Core S&P Mid-Cap ETF |
|
Merrill Lynch |
|
1-Day FEDEF |
|
8/30/2024 |
|
Monthly |
|
(5,740,700 |
) |
— |
iShares Core S&P Mid-Cap ETF |
|
Morgan Stanley |
|
1-Day FEDEF - 0.35% |
|
7/02/2025 |
|
Monthly |
|
(5,740,700 |
) |
— |
iShares Core S&P Small-Cap ETF |
|
Merrill Lynch |
|
1-Day FEDEF + 0.50% |
|
8/30/2024 |
|
Monthly |
|
26,400 |
|
— |
iShares Core S&P Small-Cap ETF |
|
Morgan Stanley |
|
1-Day FEDEF + 0.50% |
|
7/02/2025 |
|
Monthly |
|
26,400 |
|
— |
iShares Floating Rate Bond ETF |
|
Merrill Lynch |
|
1-Day FEDEF + 0.50% |
|
8/30/2024 |
|
Monthly |
|
1,903,184 |
|
— |
iShares Floating Rate Bond ETF |
|
Morgan Stanley |
|
1-Day FEDEF + 0.50% |
|
7/02/2025 |
|
Monthly |
|
1,903,184 |
|
— |
iShares GSCI Commodity Dynamic |
|
Merrill Lynch |
|
1-Day FEDEF |
|
8/30/2024 |
|
Monthly |
|
72,115 |
|
— |
iShares GSCI Commodity Dynamic |
|
Morgan Stanley |
|
1-Day FEDEF + 0.50% |
|
7/02/2025 |
|
Monthly |
|
72,115 |
|
— |
iShares MSCI India ETF |
|
Merrill Lynch |
|
1-Day FEDEF + 0.50% |
|
8/30/2024 |
|
Monthly |
|
56,472 |
|
— |
iShares MSCI India ETF |
|
Morgan Stanley |
|
1-Day FEDEF + 0.50% |
|
7/02/2025 |
|
Monthly |
|
56,472 |
|
— |
JPMorgan Equity Premium Income ETF |
|
Merrill Lynch |
|
1-Day FEDEF + 0.50% |
|
8/30/2024 |
|
Monthly |
|
496,785 |
|
— |
JPMorgan Equity Premium Income ETF |
|
Morgan Stanley |
|
1-Day FEDEF + 0.50% |
|
7/02/2025 |
|
Monthly |
|
496,785 |
|
— |
JPMorgan Nasdaq Equity Premium Income ETF |
|
Merrill Lynch |
|
1-Day FEDEF + 0.50% |
|
8/30/2024 |
|
Monthly |
|
439,259 |
|
— |
JPMorgan Nasdaq Equity Premium Income ETF |
|
Morgan Stanley |
|
1-Day FEDEF + 0.50% |
|
7/02/2025 |
|
Monthly |
|
439,259 |
|
— |
14
See notes to financial statements.
Schedule of Investments — IQ Hedge Multi-Strategy Tracker ETF (continued)
October 31, 2023 (unaudited)
Total Return Swap contracts outstanding at October 31, 2023: (continued)
Total Return Benchmark |
|
Counterparty |
|
Floating |
|
Expiration Date |
|
Payment Frequency |
|
Notional |
|
Value/ |
Materials Select Sector SPDR Fund |
|
Merrill Lynch |
|
1-Day FEDEF + 0.50% |
|
8/30/2024 |
|
Monthly |
|
$126,792 |
|
$— |
Materials Select Sector SPDR Fund |
|
Morgan Stanley |
|
1-Day FEDEF + 0.50% |
|
7/02/2025 |
|
Monthly |
|
126,792 |
|
— |
Schwab International Small-Cap Equity ETF |
|
Merrill Lynch |
|
1-Day FEDEF + 0.50% |
|
8/30/2024 |
|
Monthly |
|
301,257 |
|
— |
Schwab International Small-Cap Equity ETF |
|
Morgan Stanley |
|
1-Day FEDEF + 0.50% |
|
7/02/2025 |
|
Monthly |
|
301,257 |
|
— |
Schwab US Small-Cap ETF |
|
Merrill Lynch |
|
1-Day FEDEF + 0.50% |
|
8/30/2024 |
|
Monthly |
|
5,349 |
|
— |
Schwab US Small-Cap ETF |
|
Morgan Stanley |
|
1-Day FEDEF + 0.50% |
|
7/02/2025 |
|
Monthly |
|
5,349 |
|
— |
SPDR Blackstone Senior Loan ETF |
|
Merrill Lynch |
|
1-Day FEDEF + 0.50% |
|
8/30/2024 |
|
Monthly |
|
1,206,238 |
|
— |
SPDR Blackstone Senior Loan ETF |
|
Morgan Stanley |
|
1-Day FEDEF + 0.50% |
|
7/02/2025 |
|
Monthly |
|
1,206,238 |
|
— |
SPDR Bloomberg Convertible Securities ETF |
|
Merrill Lynch |
|
1-Day FEDEF + 0.50% |
|
8/30/2024 |
|
Monthly |
|
943,001 |
|
— |
SPDR Bloomberg Convertible Securities ETF |
|
Morgan Stanley |
|
1-Day FEDEF + 0.50% |
|
7/02/2025 |
|
Monthly |
|
943,001 |
|
— |
SPDR Bloomberg Investment Grade Floating Rate ETF |
|
Merrill Lynch |
|
1-Day FEDEF + 0.50% |
|
8/30/2024 |
|
Monthly |
|
624,081 |
|
— |
SPDR Bloomberg Investment Grade Floating Rate ETF |
|
Morgan Stanley |
|
1-Day FEDEF + 0.50% |
|
7/02/2025 |
|
Monthly |
|
624,081 |
|
— |
SPDR S&P Emerging Markets SmallCap ETF |
|
Merrill Lynch |
|
1-Day FEDEF + 0.50% |
|
8/30/2024 |
|
Monthly |
|
1,109,820 |
|
— |
SPDR S&P Emerging Markets SmallCap ETF |
|
Morgan Stanley |
|
1-Day FEDEF + 0.50% |
|
7/02/2025 |
|
Monthly |
|
1,109,820 |
|
— |
Vanguard Energy ETF |
|
Merrill Lynch |
|
1-Day FEDEF + 0.50% |
|
8/30/2024 |
|
Monthly |
|
1,559 |
|
— |
Vanguard Energy ETF |
|
Morgan Stanley |
|
1-Day FEDEF + 0.50% |
|
7/02/2025 |
|
Monthly |
|
1,559 |
|
— |
Vanguard Financials ETF |
|
Merrill Lynch |
|
1-Day FEDEF + 0.50% |
|
8/30/2024 |
|
Monthly |
|
109,030 |
|
— |
Vanguard Financials ETF |
|
Morgan Stanley |
|
1-Day FEDEF + 0.50% |
|
7/02/2025 |
|
Monthly |
|
109,030 |
|
— |
Vanguard Materials ETF |
|
Merrill Lynch |
|
1-Day FEDEF + 0.50% |
|
8/30/2024 |
|
Monthly |
|
72,821 |
|
— |
Vanguard Materials ETF |
|
Morgan Stanley |
|
1-Day FEDEF + 0.50% |
|
7/02/2025 |
|
Monthly |
|
72,821 |
|
— |
Vanguard Mid-Cap ETF |
|
Merrill Lynch |
|
1-Day FEDEF |
|
8/30/2024 |
|
Monthly |
|
(4,251,728 |
) |
— |
Vanguard Mid-Cap ETF |
|
Morgan Stanley |
|
1-Day FEDEF - 0.53% |
|
7/02/2025 |
|
Monthly |
|
(4,251,728 |
) |
— |
Vanguard Small-Cap ETF |
|
Merrill Lynch |
|
1-Day FEDEF + 0.50% |
|
8/30/2024 |
|
Monthly |
|
17,271 |
|
— |
Vanguard Small-Cap ETF |
|
Morgan Stanley |
|
1-Day FEDEF + 0.50% |
|
7/02/2025 |
|
Monthly |
|
17,271 |
|
— |
|
|
|
|
|
|
|
|
|
$ — |
Cash posted has been segregated as collateral for swaps in the amount of $500,000 at October 31, 2023.
The total value of securities segregated as collateral for swap contracts with counterparty Morgan Stanley amounted to $1,424,920 and with Merrill Lynch amounted to $— at October 31, 2023. The Fund either receives fees from, or pays to the counterparty, the total return of the benchmark and the agreed-upon financing rate.
(e)Portfolio pays or receives the floating rate and receives or pays the total return of the reference rate entity.
(f)Reflects the value at reset date of October 31, 2023.
Abbreviation
FEDEF — Federal Funds Effective Rate
15
See notes to financial statements.
Schedule of Investments — IQ Hedge Multi-Strategy Tracker ETF (continued)
October 31, 2023 (unaudited)
The following is a summary of the inputs used to value the Fund’s investments as of October 31, 2023. For more information on the valuation techniques, and their aggregation into the levels used in the table below, please refer to Note 2.
Description |
|
Level 1 |
|
Level 2 |
|
Level 3 |
|
Total |
Asset Valuation Inputs |
|
|
|
|
|
|
|
|
Investments in Securities:(g) |
|
|
|
|
|
|
|
|
Exchange Traded Vehicle |
|
$4,154,314 |
|
$— |
|
$— |
|
$4,154,314 |
Investment Companies |
|
587,697,246 |
|
— |
|
— |
|
587,697,246 |
Short-Term Investment: |
|
|
|
|
|
|
|
|
Money Market Fund |
|
103,985,582 |
|
— |
|
— |
|
103,985,582 |
Total Investments in Securities |
|
695,837,142 |
|
— |
|
— |
|
695,837,142 |
Other Financial Instruments:(h) |
|
|
|
|
|
|
|
|
Swap Contracts |
|
— |
|
— |
|
— |
|
— |
Total Investments in Securities and Other Financial Instruments |
|
$695,837,142 |
|
$— |
|
$— |
|
$695,837,142 |
Liability Valuation Inputs |
|
|
|
|
|
|
|
|
Other Financial Instruments:(h) |
|
|
|
|
|
|
|
|
Swap Contracts |
|
$— |
|
$— |
|
$— |
|
$— |
(g)For a complete listing of investments and their industries, see the Schedule of Investments.
(h)Reflects the unrealized appreciation (depreciation) of the instruments.
For the period ended October 31, 2023, the Fund did not have any transfers into or out of Level 3 within the fair value hierarchy. (See Note 2)
A summary of the Fund’s transactions with any affiliated fund during the period ended October 31, 2023 is as follows:
Affiliated Holdings
|
|
Value |
|
Purchases |
|
Sales Proceeds |
|
Net |
|
Net |
|
Income
Distributions |
|
Capital |
|
Shares at 10/31/2023 |
|
Value |
IQ Merger Arbitrage ETF |
|
— |
|
32,412,814 |
|
(3,744,590) |
|
34,359 |
|
312,505 |
|
— |
|
— |
|
921,992 |
|
29,015,088 |
IQ Ultra Short Duration ETF |
|
18,603,843 |
|
33,162 |
|
(18,566,076) |
|
(221,397) |
|
150,468 |
|
115,733 |
|
— |
|
— |
|
— |
|
|
18,603,843 |
|
32,445,976 |
|
(22,310,666) |
|
(187,038) |
|
462,973 |
|
115,733 |
|
— |
|
921,992 |
|
29,015,088 |
For more information on the determination, please refer to Note 6.
16
See notes to financial statements.
|
|
Shares |
|
Value |
|
Common Stocks — 86.6% |
|
| |||
Communication Services — 0.5% |
|
| |||
EchoStar Corp., Class A* |
|
107,437 |
|
$1,489,077 |
|
Kahoot! ASA* |
|
305,712 |
|
955,033 |
|
Total Communication Services |
|
|
|
2,444,110 |
|
Consumer Discretionary — 8.1% |
|
| |||
Capri Holdings Ltd.* |
|
600,285 |
|
30,722,586 |
|
Chico’s FAS, Inc.* |
|
510,948 |
|
3,821,891 |
|
InvoCare Ltd. |
|
97,223 |
|
779,311 |
|
NEOGAMES SA* |
|
39,442 |
|
1,017,603 |
|
Total Consumer Discretionary |
|
|
|
36,341,391 |
|
Consumer Staples — 5.4% |
|
| |||
Costa Group Holdings Ltd. |
|
921,114 |
|
1,807,936 |
|
Hostess Brands, Inc.* |
|
410,673 |
|
13,716,478 |
|
Sovos Brands, Inc.* |
|
411,368 |
|
8,930,799 |
|
Total Consumer Staples |
|
|
|
24,455,213 |
|
Energy — 6.2% |
|
| |||
Denbury, Inc.* |
|
281,315 |
|
25,006,091 |
|
Holly Energy Partners LP |
|
126,985 |
|
2,698,431 |
|
Total Energy |
|
|
|
27,704,522 |
|
Financials — 4.9% |
|
| |||
American Equity Investment Life Holding Co. |
|
142,337 |
|
7,538,168 |
|
American National Bankshares, Inc. |
|
25,764 |
|
983,154 |
|
Avantax, Inc.* |
|
134,691 |
|
3,476,375 |
|
Cambridge Bancorp |
|
15,692 |
|
842,817 |
|
Greenhill & Co., Inc. |
|
113,188 |
|
1,676,314 |
|
Gresham House PLC |
|
72,277 |
|
947,205 |
|
PacWest Bancorp |
|
654,911 |
|
4,636,770 |
|
Sculptor Capital Management, Inc. |
|
135,223 |
|
1,710,571 |
|
Total Financials |
|
|
|
21,811,374 |
|
Health Care — 23.8% |
|
| |||
Abcam PLC* |
|
1,392,932 |
|
31,926,002 |
|
Amedisys, Inc.* |
|
80,218 |
|
7,339,145 |
|
Dechra Pharmaceuticals PLC |
|
167,565 |
|
7,742,841 |
|
EQRx, Inc.* |
|
584,306 |
|
1,273,787 |
|
Ergomed PLC* |
|
175,206 |
|
2,853,130 |
|
Intercept Pharmaceuticals, Inc.* |
|
1,199,066 |
|
22,698,319 |
|
NextGen Healthcare, Inc.* |
|
199,233 |
|
4,765,653 |
|
Seagen, Inc.* |
|
127,638 |
|
27,162,643 |
|
Tabula Rasa HealthCare, Inc.* |
|
119,226 |
|
1,243,527 |
|
Total Health Care |
|
|
|
107,005,047 |
|
Industrials — 3.1% |
|
| |||
NWS Holdings Ltd. |
|
3,140,081 |
|
3,716,120 |
|
Takisawa Machine Tool Co., Ltd.(b) |
|
42,804 |
|
734,009 |
|
Tatsuta Electric Wire and Cable Co., Ltd.*(b) |
|
413,870 |
|
1,888,370 |
|
Uponor OYJ |
|
65,247 |
|
1,969,679 |
|
Veritiv Corp. |
|
32,422 |
|
5,492,611 |
|
Total Industrials |
|
|
|
13,800,789 |
|
Information Technology — 10.6% |
|
| |||
Avid Technology, Inc.* |
|
102,020 |
|
2,756,580 |
|
New Relic, Inc.* |
|
194,210 |
|
16,832,181 |
|
Splunk, Inc.* |
|
191,247 |
|
28,143,909 |
|
Total Information Technology |
|
|
|
47,732,670 |
|
|
|
Shares |
|
Value |
|
Common Stocks (continued) |
|
|
|
|
|
Materials — 15.4% |
|
| |||
Chase Corp. |
|
24,801 |
|
$3,151,215 |
|
JSR Corp.(b) |
|
1,015,674 |
|
26,953,639 |
|
Livent Corp.*(b) |
|
1,142,107 |
|
16,663,341 |
|
Westrock Co. |
|
631,763 |
|
22,699,244 |
|
Total Materials |
|
|
|
69,467,439 |
|
Real Estate — 3.7% |
|
| |||
Hersha Hospitality Trust, Class A |
|
654,269 |
|
6,490,349 |
|
RPT Realty |
|
937,761 |
|
10,118,441 |
|
Total Real Estate |
|
|
|
16,608,790 |
|
Utilities — 4.9% |
|
| |||
Origin Energy Ltd. |
|
3,778,044 |
|
21,839,649 |
|
Total Common Stocks |
|
|
|
389,434,197 |
|
Exchange Traded Vehicle — 0.1% |
|
| |||
Fixed Income Fund — 0.1% |
|
| |||
iShares Short Treasury Bond ETF
|
|
2,772 |
|
306,306 |
|
Rights — 0.0%(c) |
|
|
|
|
|
Health Care — 0.0%(c) |
|
|
|
|
|
Chinook Therapeutics, Inc.*(a) |
|
435,560 |
|
169,868 |
|
Epizyme, Inc.*(a) |
|
1,957,185 |
|
39,144 |
|
Radius Health, Inc.*(a) |
|
177,390 |
|
14,191 |
|
Supernus Pharmaceuticals, Inc., expires 12/31/24*(a) |
|
333,265 |
|
19,996 |
|
Supernus Pharmaceuticals, Inc., expires 12/31/25*(a) |
|
333,265 |
|
19,996 |
|
Total Rights |
|
|
|
263,195 |
|
Short-Term Investments — 11.6% |
|
| |||
Money Market Funds — 11.6% |
|
| |||
Dreyfus Government Cash Management Fund, Institutional Shares, 5.24%(d)(e) |
|
11,492,534 |
|
11,492,534 |
|
Dreyfus Institutional Preferred Government Money Market Fund, Institutional Shares, 5.32%(d) |
|
40,646,243 |
|
40,646,243 |
|
Total Short-Term Investments |
|
|
|
52,138,777 |
|
Total Investments — 98.3% |
|
|
|
441,919,272 |
|
Other Assets and Liabilities, |
|
|
|
7,701,592 |
|
Net Assets — 100% |
|
|
|
$449,620,864 |
|
*Non-income producing securities.
(a)Securities are fair valued as determined in good faith in accordance with the procedures established by the Board of Trustees. The securities are fair valued using significant unobservable inputs.
(b)All or a portion of the security was on loan. In addition, “Other Assets and Liabilities, Net” may include pending sales that are also on loan. The aggregate market value of securities on loan was $19,378,101; total market value of collateral held by the Fund was $20,349,766. Market value of the collateral held includes non-cash U.S. Treasury securities collateral having a value of $8,857,232.
17
See notes to financial statements.
Schedule of Investments — IQ Merger Arbitrage ETF (continued)
October 31, 2023 (unaudited)
(c)Less than 0.05%.
(d)Reflects the 1-day yield at October 31, 2023.
(e)Represents security purchased with cash collateral received for securities on loan.
Total Return Swap contracts outstanding at October 31, 2023:
Total Return Benchmark |
|
Counterparty |
|
Floating Rate(f) |
|
Expiration Date |
|
Payment Frequency |
|
Notional |
|
Value/ |
Communication Services Select Sector SPDR Fund |
|
Merrill Lynch |
|
1-Day FEDEF |
|
8/30/2024 |
|
Monthly |
|
$(909,899) |
|
$ — |
Communication Services Select Sector SPDR Fund |
|
Morgan Stanley |
|
1-Day FEDEF - 1.33% |
|
2/05/2025 |
|
Monthly |
|
(909,899) |
|
— |
Consumer Staples Select Sector SPDR Fund |
|
Merrill Lynch |
|
1-Day FEDEF |
|
8/30/2024 |
|
Monthly |
|
(857,547) |
|
— |
Consumer Staples Select Sector SPDR Fund |
|
Morgan Stanley |
|
1-Day FEDEF - 0.35% |
|
2/05/2025 |
|
Monthly |
|
(857,547) |
|
— |
Energy Select Sector SPDR Fund |
|
Merrill Lynch |
|
1-Day FEDEF |
|
8/30/2024 |
|
Monthly |
|
(13,091,999) |
|
— |
Energy Select Sector SPDR Fund |
|
Morgan Stanley |
|
1-Day FEDEF - 0.1% |
|
2/05/2025 |
|
Monthly |
|
(13,091,999) |
|
— |
Health Care Select Sector SPDR Fund |
|
Merrill Lynch |
|
1-Day FEDEF |
|
8/30/2024 |
|
Monthly |
|
(642,751) |
|
— |
Health Care Select Sector SPDR Fund |
|
Morgan Stanley |
|
1-Day FEDEF - 0.1% |
|
2/05/2025 |
|
Monthly |
|
(642,751) |
|
— |
iShares MSCI Pacific ex Japan ETF |
|
Merrill Lynch |
|
1-Day FEDEF |
|
8/30/2024 |
|
Monthly |
|
(10,239,274) |
|
— |
iShares MSCI Pacific ex Japan ETF |
|
Morgan Stanley |
|
1-Day FEDEF - 6.82% |
|
2/05/2025 |
|
Monthly |
|
(10,239,273) |
|
— |
iShares U.S. Financial Services ETF |
|
Merrill Lynch |
|
1-Day FEDEF |
|
8/30/2024 |
|
Monthly |
|
(1,116,681) |
|
— |
iShares U.S. Financial Services ETF |
|
Morgan Stanley |
|
1-Day FEDEF - 0.83% |
|
2/05/2025 |
|
Monthly |
|
(1,116,681) |
|
— |
Schwab U.S. REIT ETF |
|
Merrill Lynch |
|
1-Day FEDEF |
|
8/30/2024 |
|
Monthly |
|
(4,837,438) |
|
— |
Schwab U.S. REIT ETF |
|
Morgan Stanley |
|
1-Day FEDEF - 1.5% |
|
2/05/2025 |
|
Monthly |
|
(4,837,438) |
|
— |
SPDR S&P Oil & Gas Exploration & Production ETF |
|
Merrill Lynch |
|
1-Day FEDEF |
|
8/30/2024 |
|
Monthly |
|
(1,036,290) |
|
— |
SPDR S&P Oil & Gas Exploration & Production ETF |
|
Morgan Stanley |
|
1-Day FEDEF - 1.15% |
|
2/05/2025 |
|
Monthly |
|
(1,036,290) |
|
— |
SPDR S&P Regional Banking ETF |
|
Merrill Lynch |
|
1-Day FEDEF |
|
8/30/2024 |
|
Monthly |
|
(3,471,403) |
|
— |
SPDR S&P Regional Banking ETF |
|
Morgan Stanley |
|
1-Day FEDEF - 0.75% |
|
2/05/2025 |
|
Monthly |
|
(3,471,403) |
|
— |
Vanguard FTSE Europe ETF |
|
Merrill Lynch |
|
1-Day FEDEF |
|
8/30/2024 |
|
Monthly |
|
(9,771,728) |
|
— |
Vanguard FTSE Europe ETF |
|
Morgan Stanley |
|
1-Day FEDEF |
|
2/05/2025 |
|
Monthly |
|
(9,771,728) |
|
— |
At October 31, 2023 there was no collateral held or posted. The Fund either receives fees from, or pays to the counterparty, the total return of the benchmark and the agreed-upon financing rate.
(f)Portfolio pays or receives the floating rate and receives or pays the total return of the reference rate entity.
(g)Reflects the value at reset date of October 31, 2023.
Abbreviation
FEDEF — Federal Funds Effective Rate
18
See notes to financial statements.
Schedule of Investments — IQ Merger Arbitrage ETF (continued)
October 31, 2023 (unaudited)
The following is a summary of the inputs used to value the Fund’s investments as of October 31, 2023. For more information on the valuation techniques, and their aggregation into the levels used in the table below, please refer to Note 2.
Description |
|
Level 1 |
|
Level 2 |
|
Level 3 |
|
Total |
Asset Valuation Inputs |
|
|
|
|
|
|
|
|
Investments in Securities:(h) |
|
|
|
|
|
|
|
|
Common Stocks |
|
$389,210,994 |
|
$— |
|
$— |
|
$389,434,197 |
Exchange Traded Vehicle |
|
306,306 |
|
— |
|
— |
|
306,306 |
Rights |
|
— |
|
— |
|
263,195 |
(i) |
39,992 |
Short-Term Investments: |
|
|
|
|
|
|
|
|
Money Market Funds |
|
52,138,777 |
|
— |
|
— |
|
52,138,777 |
Total Investments in Securities |
|
441,656,077 |
|
— |
|
263,195 |
|
441,919,272 |
Other Financial Instruments:(j) |
|
|
|
|
|
|
|
|
Swap Contracts |
|
— |
|
— |
|
— |
|
— |
Total Investments in Securities and Other Financial Instruments |
|
$441,656,077 |
|
$— |
|
$263,195 |
|
$441,919,272 |
Liability Valuation Inputs |
|
|
|
|
|
|
|
|
Other Financial Instruments:(j) |
|
|
|
|
|
|
|
|
Swap Contracts |
|
$— |
|
$— |
|
$— |
|
$— |
(h)For a complete listing of investments and their industries, see the Schedule of Investments.
(i)The Level 3 securities, valued in total at $263,195, have been fair valued in good faith in accordance with procedures established by the Board of Trustees.
(j)Reflects the unrealized appreciation (depreciation) of the instruments.
A reconciliation of assets in which Level 3 inputs are used in determining fair value is presented when there are significant Level 3 financial instruments at the beginning and/or end of period. (See Note 2)
19
See notes to financial statements.
|
|
Shares |
|
Value |
|
Common Stocks — 97.5% |
|
| |||
Australia — 4.8% |
|
| |||
AGL Energy Ltd. |
|
26,820 |
|
$182,547 |
|
Ampol Ltd. |
|
11,469 |
|
231,355 |
|
ANZ Group Holdings Ltd. |
|
11,253 |
|
176,055 |
|
Aristocrat Leisure Ltd. |
|
5,710 |
|
139,297 |
|
BHP Group Ltd. |
|
38,216 |
|
1,076,746 |
|
BlueScope Steel Ltd. |
|
12,893 |
|
153,469 |
|
Coles Group Ltd. |
|
28,668 |
|
277,169 |
|
Commonwealth Bank of Australia |
|
3,018 |
|
184,512 |
|
Downer EDI Ltd. |
|
72,658 |
|
173,433 |
|
EBOS Group Ltd. |
|
5,048 |
|
102,736 |
|
Flutter Entertainment PLC*(a) |
|
1,384 |
|
216,728 |
|
Fortescue Metals Group Ltd. |
|
18,664 |
|
263,522 |
|
Glencore PLC |
|
342,846 |
|
1,810,332 |
|
GrainCorp Ltd., Class A |
|
31,617 |
|
138,927 |
|
Metcash Ltd. |
|
68,219 |
|
158,950 |
|
National Australia Bank Ltd. |
|
8,500 |
|
150,959 |
|
Origin Energy Ltd. |
|
27,136 |
|
156,864 |
|
Qantas Airways Ltd.* |
|
42,196 |
|
131,178 |
|
Ramsay Health Care Ltd. |
|
6,130 |
|
188,938 |
|
Rio Tinto PLC |
|
16,036 |
|
1,022,560 |
|
Sonic Healthcare Ltd. |
|
9,648 |
|
175,624 |
|
South32 Ltd. |
|
52,944 |
|
111,292 |
|
Telstra Group Ltd. |
|
84,461 |
|
203,746 |
|
Viva Energy Group Ltd. |
|
85,652 |
|
153,473 |
|
Wesfarmers Ltd. |
|
11,812 |
|
377,829 |
|
Westpac Banking Corp. |
|
11,125 |
|
145,103 |
|
Woodside Energy Group Ltd. |
|
8,003 |
|
173,599 |
|
Woolworths Group Ltd. |
|
20,676 |
|
461,067 |
|
Worley Ltd. |
|
17,026 |
|
176,685 |
|
Total Australia |
|
|
|
8,914,695 |
|
Austria — 0.6% |
|
| |||
Mondi PLC |
|
10,034 |
|
161,815 |
|
OMV AG |
|
12,951 |
|
566,188 |
|
Verbund AG |
|
1,808 |
|
156,707 |
|
voestalpine AG |
|
7,700 |
|
191,753 |
|
Total Austria |
|
|
|
1,076,463 |
|
Belgium — 0.9% |
|
| |||
Anheuser-Busch InBev SA |
|
15,054 |
|
853,368 |
|
Colruyt Group NV |
|
5,222 |
|
215,654 |
|
KBC Group NV |
|
2,210 |
|
121,237 |
|
Solvay SA |
|
2,148 |
|
226,454 |
|
Umicore SA(a) |
|
10,683 |
|
253,505 |
|
Total Belgium |
|
|
|
1,670,218 |
|
Canada — 7.1% |
|
| |||
Air Canada* |
|
15,139 |
|
182,442 |
|
Alimentation Couche-Tard, Inc. |
|
18,581 |
|
1,010,394 |
|
AltaGas Ltd. |
|
8,921 |
|
165,536 |
|
Bank of Montreal |
|
3,070 |
|
231,734 |
|
Bank of Nova Scotia (The) |
|
5,742 |
|
232,244 |
|
Barrick Gold Corp. |
|
10,122 |
|
161,500 |
|
BCE, Inc. |
|
7,124 |
|
264,177 |
|
Brookfield Corp. |
|
18,723 |
|
544,865 |
|
Canadian Imperial Bank of Commerce |
|
5,131 |
|
180,772 |
|
Canadian National Railway Co. |
|
2,154 |
|
227,665 |
|
Canadian Natural Resources Ltd. |
|
5,419 |
|
343,740 |
|
Canadian Pacific Kansas City Ltd. |
|
1,950 |
|
138,302 |
|
Canadian Tire Corp., Ltd., Class A |
|
1,469 |
|
141,540 |
|
|
|
Shares |
|
Value |
|
Common Stocks (continued) |
|
|
|
|
|
Canada (continued) |
|
|
|
|
|
CCL Industries, Inc., Class B |
|
2,868 |
|
$112,014 |
|
Cenovus Energy, Inc. |
|
25,871 |
|
492,355 |
|
CGI, Inc.* |
|
2,565 |
|
247,363 |
|
Empire Co., Ltd., Class A |
|
10,460 |
|
286,317 |
|
Enbridge, Inc. |
|
26,335 |
|
843,024 |
|
George Weston Ltd. |
|
4,564 |
|
494,520 |
|
Gibson Energy, Inc. |
|
9,106 |
|
138,205 |
|
Great-West Lifeco, Inc. |
|
12,294 |
|
340,238 |
|
Imperial Oil Ltd. |
|
7,578 |
|
431,399 |
|
Intact Financial Corp. |
|
1,002 |
|
140,630 |
|
Keyera Corp. |
|
6,588 |
|
153,044 |
|
Loblaw Cos. Ltd. |
|
6,277 |
|
512,831 |
|
Magna International, Inc. |
|
7,720 |
|
370,582 |
|
Metro, Inc. |
|
3,589 |
|
182,106 |
|
Nutrien Ltd. |
|
8,691 |
|
466,275 |
|
Parkland Corp. |
|
16,034 |
|
484,745 |
|
Pembina Pipeline Corp. |
|
6,369 |
|
195,807 |
|
Power Corp. of Canada |
|
13,621 |
|
327,807 |
|
Restaurant Brands International, Inc. |
|
3,019 |
|
202,572 |
|
Rogers Communications, Inc., Class B |
|
4,536 |
|
167,880 |
|
Royal Bank of Canada |
|
4,413 |
|
352,086 |
|
Saputo, Inc. |
|
7,211 |
|
145,441 |
|
Sun Life Financial, Inc. |
|
4,731 |
|
215,856 |
|
Suncor Energy, Inc. |
|
12,849 |
|
415,666 |
|
TC Energy Corp. |
|
6,427 |
|
221,108 |
|
Teck Resources Ltd., Class B |
|
4,305 |
|
151,950 |
|
TELUS Corp. |
|
11,732 |
|
188,963 |
|
TFI International, Inc. |
|
1,474 |
|
162,886 |
|
Thomson Reuters Corp. |
|
1,334 |
|
159,619 |
|
Toronto-Dominion Bank (The) |
|
6,770 |
|
377,745 |
|
West Fraser Timber Co., Ltd. |
|
2,337 |
|
157,551 |
|
WSP Global, Inc. |
|
1,549 |
|
202,505 |
|
Total Canada |
|
|
|
13,166,001 |
|
Denmark — 0.8% |
|
| |||
Carlsberg A/S, Class B |
|
1,016 |
|
120,861 |
|
DSV A/S |
|
3,150 |
|
469,287 |
|
ISS A/S |
|
11,248 |
|
162,475 |
|
Novo Nordisk A/S, Class B |
|
5,837 |
|
559,617 |
|
Orsted A/S |
|
2,449 |
|
117,849 |
|
Vestas Wind Systems A/S* |
|
6,209 |
|
133,881 |
|
Total Denmark |
|
|
|
1,563,970 |
|
Finland — 1.1% |
|
| |||
Fortum OYJ |
|
64,969 |
|
769,132 |
|
Kesko OYJ, Class B |
|
8,066 |
|
136,114 |
|
Kone OYJ, Class B |
|
2,984 |
|
128,971 |
|
Neste OYJ |
|
4,974 |
|
166,716 |
|
Nokia OYJ |
|
89,192 |
|
296,028 |
|
Outokumpu OYJ(a) |
|
30,621 |
|
125,356 |
|
Stora Enso OYJ, Class R |
|
15,061 |
|
180,289 |
|
UPM-Kymmene OYJ(a) |
|
5,866 |
|
196,986 |
|
Total Finland |
|
|
|
1,999,592 |
|
France — 11.4% |
|
| |||
Accor SA |
|
4,303 |
|
136,767 |
|
Air France-KLM* |
|
21,956 |
|
247,254 |
|
Air Liquide SA |
|
3,178 |
|
543,109 |
|
Airbus SE |
|
6,754 |
|
901,514 |
|
Alstom SA |
|
7,445 |
|
100,335 |
|
Arkema SA |
|
1,940 |
|
181,231 |
|
20
See notes to financial statements.
Schedule of Investments — IQ 500 International ETF (continued)
October 31, 2023 (unaudited)
|
|
Shares |
|
Value |
|
Common Stocks (continued) |
|
|
|
|
|
France (continued) |
|
|
|
|
|
Atos SE*(a) |
|
20,879 |
|
$145,392 |
|
AXA SA |
|
23,167 |
|
684,551 |
|
BNP Paribas SA |
|
10,506 |
|
602,884 |
|
Bollore SE |
|
76,451 |
|
416,167 |
|
Bouygues SA |
|
24,118 |
|
846,617 |
|
Bureau Veritas SA |
|
5,550 |
|
126,068 |
|
Capgemini SE |
|
2,555 |
|
449,658 |
|
Carrefour SA |
|
44,694 |
|
783,268 |
|
Cie de Saint-Gobain SA |
|
12,180 |
|
661,740 |
|
Cie Generale des Etablissements Michelin SCA |
|
9,157 |
|
271,205 |
|
Credit Agricole SA |
|
29,598 |
|
355,963 |
|
Danone SA |
|
6,786 |
|
402,754 |
|
Dassault Systemes SE |
|
3,988 |
|
163,618 |
|
Eiffage SA |
|
4,188 |
|
379,371 |
|
Engie SA |
|
69,497 |
|
1,102,173 |
|
EssilorLuxottica SA |
|
2,182 |
|
393,561 |
|
Forvia SE* |
|
13,355 |
|
223,602 |
|
Kering SA |
|
481 |
|
194,826 |
|
Legrand SA |
|
1,845 |
|
158,900 |
|
L’Oreal SA |
|
1,374 |
|
575,338 |
|
LVMH Moet Hennessy Louis Vuitton SE |
|
1,937 |
|
1,380,983 |
|
Orange SA |
|
57,373 |
|
673,749 |
|
Pernod Ricard SA |
|
850 |
|
150,491 |
|
Publicis Groupe SA |
|
4,265 |
|
323,323 |
|
Renault SA |
|
9,972 |
|
348,362 |
|
Rexel SA |
|
12,427 |
|
252,659 |
|
Safran SA |
|
2,199 |
|
341,726 |
|
SCOR SE |
|
6,316 |
|
187,930 |
|
Societe Generale SA |
|
14,351 |
|
320,750 |
|
Sodexo SA |
|
5,500 |
|
580,655 |
|
SPIE SA |
|
6,197 |
|
162,708 |
|
Technip Energies NV |
|
7,581 |
|
165,472 |
|
Teleperformance SE |
|
860 |
|
98,311 |
|
Thales SA |
|
1,993 |
|
293,135 |
|
TotalEnergies SE |
|
33,738 |
|
2,253,788 |
|
Valeo SE |
|
11,202 |
|
147,297 |
|
Veolia Environnement SA |
|
17,068 |
|
465,998 |
|
Vinci SA |
|
14,588 |
|
1,611,037 |
|
Vivendi SE |
|
25,437 |
|
227,357 |
|
Total France |
|
|
|
21,033,597 |
|
Germany — 10.3% |
|
| |||
adidas AG |
|
1,715 |
|
303,094 |
|
Allianz SE |
|
3,730 |
|
870,926 |
|
Aurubis AG |
|
2,959 |
|
242,895 |
|
BASF SE |
|
25,514 |
|
1,174,070 |
|
Bayer AG |
|
11,976 |
|
514,702 |
|
Bayerische Motoren Werke AG |
|
12,005 |
|
1,111,967 |
|
Bechtle AG |
|
3,469 |
|
154,297 |
|
Beiersdorf AG |
|
1,123 |
|
147,249 |
|
Brenntag SE |
|
4,128 |
|
305,956 |
|
Continental AG |
|
4,406 |
|
286,136 |
|
Covestro AG* |
|
6,333 |
|
319,304 |
|
Daimler Truck Holding AG |
|
13,341 |
|
417,686 |
|
Deutsche Bank AG |
|
26,346 |
|
288,392 |
|
Deutsche Lufthansa AG* |
|
45,771 |
|
319,502 |
|
Deutsche Post AG |
|
54,305 |
|
2,110,047 |
|
Deutsche Telekom AG |
|
67,473 |
|
1,460,262 |
|
|
|
Shares |
|
Value |
|
Common Stocks (continued) |
|
|
|
|
|
Germany (continued) |
|
|
|
|
|
E.ON SE |
|
92,927 |
|
$1,102,076 |
|
Evonik Industries AG |
|
12,917 |
|
237,022 |
|
Fresenius Medical Care AG & Co. KGaA |
|
11,306 |
|
374,289 |
|
Fresenius SE & Co. KGaA |
|
22,383 |
|
573,492 |
|
Hannover Rueck SE |
|
1,200 |
|
264,209 |
|
Heidelberg Materials AG |
|
4,521 |
|
327,246 |
|
Infineon Technologies AG |
|
6,801 |
|
197,509 |
|
KION Group AG |
|
3,913 |
|
119,284 |
|
LANXESS AG |
|
3,661 |
|
83,585 |
|
Mercedes-Benz Group AG |
|
15,340 |
|
898,767 |
|
Merck KGaA |
|
2,205 |
|
331,774 |
|
Muenchener Rueckversicherungs-Gesellschaft AG in Muenchen |
|
1,352 |
|
540,903 |
|
ProSiebenSat.1 Media SE(a) |
|
14,996 |
|
83,661 |
|
RWE AG |
|
9,984 |
|
381,285 |
|
Salzgitter AG |
|
5,004 |
|
124,403 |
|
SAP SE |
|
5,937 |
|
795,349 |
|
Siemens AG |
|
5,866 |
|
774,800 |
|
Siemens Energy AG*(a) |
|
15,514 |
|
137,254 |
|
Siemens Healthineers AG |
|
10,449 |
|
511,588 |
|
Telefonica Deutschland Holding AG |
|
50,581 |
|
85,730 |
|
thyssenkrupp AG |
|
74,326 |
|
515,215 |
|
TUI AG* |
|
48,940 |
|
246,096 |
|
United Internet AG |
|
9,682 |
|
201,096 |
|
Zalando SE* |
|
3,535 |
|
82,166 |
|
Total Germany |
|
|
|
19,015,284 |
|
Hong Kong — 0.7% |
|
| |||
AIA Group Ltd. |
|
27,125 |
|
235,211 |
|
CLP Holdings Ltd. |
|
23,818 |
|
174,268 |
|
Nine Dragons Paper Holdings Ltd.* |
|
202,224 |
|
115,009 |
|
Orient Overseas International Ltd. |
|
21,295 |
|
268,480 |
|
Skyworth Group Ltd. |
|
292,095 |
|
105,645 |
|
Techtronic Industries Co., Ltd. |
|
14,043 |
|
127,964 |
|
WH Group Ltd. |
|
591,623 |
|
353,102 |
|
Total Hong Kong |
|
|
|
1,379,679 |
|
Ireland — 0.2% |
|
| |||
Kerry Group PLC, Class A |
|
1,462 |
|
112,624 |
|
Smurfit Kappa Group PLC |
|
5,727 |
|
186,522 |
|
Total Ireland |
|
|
|
299,146 |
|
Israel — 0.2% |
|
| |||
ICL Group Ltd. |
|
25,327 |
|
122,705 |
|
Teva Pharmaceutical Industries Ltd.* |
|
28,299 |
|
239,302 |
|
Total Israel |
|
|
|
362,007 |
|
Italy — 3.5% |
|
| |||
A2A SpA |
|
171,431 |
|
320,911 |
|
Assicurazioni Generali SpA |
|
30,768 |
|
609,623 |
|
Coca-Cola HBC AG* |
|
5,499 |
|
142,263 |
|
Enel SpA |
|
277,237 |
|
1,754,728 |
|
Eni SpA |
|
75,655 |
|
1,233,741 |
|
Hera SpA |
|
81,644 |
|
229,035 |
|
Intesa Sanpaolo SpA |
|
102,067 |
|
265,020 |
|
Iveco Group NV* |
|
15,811 |
|
132,929 |
|
Leonardo SpA |
|
21,378 |
|
321,663 |
|
Nexi SpA* |
|
17,485 |
|
101,206 |
|
Poste Italiane SpA(a) |
|
22,606 |
|
223,176 |
|
Prysmian SpA |
|
4,733 |
|
176,549 |
|
21
See notes to financial statements.
Schedule of Investments — IQ 500 International ETF (continued)
October 31, 2023 (unaudited)
|
|
Shares |
|
Value |
|
Common Stocks (continued) |
|
|
|
|
|
Italy (continued) |
|
|
|
|
|
Saipem SpA* |
|
114,308 |
|
$173,564 |
|
Saras SpA(a) |
|
99,933 |
|
144,977 |
|
Telecom Italia SpA*(a) |
|
773,666 |
|
199,617 |
|
UniCredit SpA |
|
10,533 |
|
263,027 |
|
Unipol Gruppo SpA |
|
28,041 |
|
151,517 |
|
Total Italy |
|
|
|
6,443,546 |
|
Japan — 30.0% |
|
| |||
Aeon Co., Ltd. |
|
35,835 |
|
749,377 |
|
AGC, Inc. |
|
4,323 |
|
145,894 |
|
Aisin Corp. |
|
12,916 |
|
443,653 |
|
Ajinomoto Co., Inc. |
|
4,437 |
|
160,552 |
|
Alfresa Holdings Corp. |
|
22,122 |
|
348,822 |
|
ANA Holdings, Inc.* |
|
9,203 |
|
179,387 |
|
Asahi Group Holdings Ltd. |
|
6,735 |
|
241,748 |
|
Asahi Kasei Corp. |
|
40,859 |
|
249,128 |
|
Astellas Pharma, Inc. |
|
13,643 |
|
171,162 |
|
Bridgestone Corp. |
|
7,078 |
|
264,855 |
|
Canon, Inc. |
|
21,171 |
|
496,406 |
|
Central Japan Railway Co. |
|
7,505 |
|
168,292 |
|
Chubu Electric Power Co., Inc. |
|
30,434 |
|
366,245 |
|
Chugai Pharmaceutical Co., Ltd. |
|
6,947 |
|
204,587 |
|
Chugoku Electric Power Co., Inc. (The) |
|
30,255 |
|
188,049 |
|
Cosmo Energy Holdings Co., Ltd. |
|
6,170 |
|
224,075 |
|
CyberAgent, Inc. |
|
17,550 |
|
91,513 |
|
Dai Nippon Printing Co., Ltd. |
|
8,119 |
|
209,562 |
|
Dai-ichi Life Holdings, Inc. |
|
18,837 |
|
395,037 |
|
Daiichi Sankyo Co., Ltd. |
|
4,375 |
|
111,451 |
|
Daikin Industries Ltd. |
|
1,931 |
|
275,793 |
|
Denso Corp. |
|
35,922 |
|
521,710 |
|
Dentsu Group, Inc. |
|
6,492 |
|
186,472 |
|
East Japan Railway Co. |
|
5,117 |
|
265,978 |
|
Electric Power Development Co., Ltd. |
|
11,093 |
|
169,166 |
|
ENEOS Holdings, Inc. |
|
230,063 |
|
847,213 |
|
Fast Retailing Co., Ltd. |
|
1,107 |
|
241,362 |
|
FUJIFILM Holdings Corp. |
|
3,937 |
|
213,247 |
|
Fujitsu Ltd. |
|
4,037 |
|
517,537 |
|
Hakuhodo DY Holdings, Inc. |
|
15,991 |
|
128,133 |
|
Hankyu Hanshin Holdings, Inc. |
|
5,065 |
|
158,092 |
|
Hitachi Ltd. |
|
16,171 |
|
1,011,935 |
|
Honda Motor Co., Ltd. |
|
100,842 |
|
1,003,126 |
|
Idemitsu Kosan Co., Ltd. |
|
26,486 |
|
597,944 |
|
Inpex Corp. |
|
17,808 |
|
256,634 |
|
Isuzu Motors Ltd. |
|
17,846 |
|
195,670 |
|
ITOCHU Corp.(a) |
|
44,211 |
|
1,568,528 |
|
Japan Airlines Co., Ltd. |
|
8,462 |
|
154,439 |
|
Japan Post Bank Co., Ltd. |
|
18,235 |
|
168,509 |
|
Japan Post Holdings Co., Ltd. |
|
63,837 |
|
562,307 |
|
Japan Post Insurance Co., Ltd. |
|
11,482 |
|
219,602 |
|
Japan Tobacco, Inc. |
|
13,394 |
|
311,402 |
|
JFE Holdings, Inc. |
|
41,075 |
|
565,359 |
|
JTEKT Corp. |
|
20,524 |
|
166,217 |
|
Kajima Corp. |
|
29,112 |
|
476,534 |
|
Kansai Electric Power Co., Inc. (The) |
|
32,695 |
|
415,906 |
|
Kao Corp. |
|
4,433 |
|
160,817 |
|
Kawasaki Heavy Industries Ltd. |
|
9,370 |
|
203,678 |
|
Kawasaki Kisen Kaisha Ltd. |
|
6,451 |
|
219,073 |
|
KDDI Corp. |
|
22,153 |
|
656,347 |
|
|
|
Shares |
|
Value |
|
Common Stocks (continued) |
|
|
|
|
|
Japan (continued) |
|
|
|
|
|
Keyence Corp. |
|
296 |
|
$113,654 |
|
Kintetsu Group Holdings Co., Ltd. |
|
5,595 |
|
156,606 |
|
Kirin Holdings Co., Ltd. |
|
13,049 |
|
182,623 |
|
Kobe Steel Ltd. |
|
31,849 |
|
370,550 |
|
Komatsu Ltd. |
|
11,954 |
|
273,345 |
|
Konica Minolta, Inc.* |
|
34,667 |
|
96,050 |
|
Kubota Corp. |
|
15,991 |
|
212,657 |
|
Kyocera Corp. |
|
4,742 |
|
230,892 |
|
Kyushu Electric Power Co., Inc.* |
|
34,258 |
|
218,019 |
|
Lixil Corp. |
|
8,879 |
|
96,796 |
|
LY Corp. |
|
102,113 |
|
257,769 |
|
Marubeni Corp. |
|
59,608 |
|
857,250 |
|
Mazda Motor Corp. |
|
25,629 |
|
240,983 |
|
Medipal Holdings Corp. |
|
25,189 |
|
420,801 |
|
Mitsubishi Chemical Group Corp. |
|
79,134 |
|
443,155 |
|
Mitsubishi Corp. |
|
41,641 |
|
1,912,332 |
|
Mitsubishi Electric Corp. |
|
35,149 |
|
389,332 |
|
Mitsubishi Heavy Industries Ltd. |
|
12,752 |
|
647,683 |
|
Mitsubishi Materials Corp. |
|
10,147 |
|
161,272 |
|
Mitsubishi Motors Corp. |
|
42,855 |
|
136,563 |
|
Mitsubishi UFJ Financial Group, Inc. |
|
62,940 |
|
522,405 |
|
Mitsui & Co., Ltd. |
|
34,987 |
|
1,251,442 |
|
Mitsui Chemicals, Inc. |
|
7,989 |
|
198,505 |
|
Mitsui OSK Lines Ltd.(a) |
|
8,704 |
|
223,168 |
|
Mizuho Financial Group, Inc. |
|
16,559 |
|
278,325 |
|
MS&AD Insurance Group Holdings, Inc. |
|
8,141 |
|
295,279 |
|
Murata Manufacturing Co., Ltd. |
|
11,949 |
|
195,475 |
|
NEC Corp. |
|
11,852 |
|
563,859 |
|
NIDEC CORP |
|
3,980 |
|
142,465 |
|
Nintendo Co., Ltd. |
|
3,877 |
|
159,258 |
|
NIPPON EXPRESS HOLDINGS INC |
|
5,992 |
|
305,406 |
|
Nippon Paint Holdings Co., Ltd. |
|
17,352 |
|
115,378 |
|
Nippon Sanso Holdings Corp. |
|
8,107 |
|
201,865 |
|
Nippon Steel Corp. |
|
32,191 |
|
686,991 |
|
Nippon Telegraph & Telephone Corp. |
|
1,274,059 |
|
1,487,363 |
|
Nippon Yusen K.K.(a) |
|
15,465 |
|
375,482 |
|
Nissan Motor Co., Ltd. |
|
148,612 |
|
556,786 |
|
Nitto Denko Corp. |
|
2,292 |
|
146,544 |
|
Nomura Holdings, Inc. |
|
36,453 |
|
139,583 |
|
Nomura Research Institute Ltd. |
|
6,320 |
|
164,588 |
|
NTT Data Group Corp. |
|
35,448 |
|
431,499 |
|
Obayashi Corp. |
|
19,913 |
|
169,355 |
|
Oji Holdings Corp. |
|
48,151 |
|
204,565 |
|
ORIX Corp. |
|
9,961 |
|
178,574 |
|
Osaka Gas Co., Ltd. |
|
12,218 |
|
229,282 |
|
Otsuka Corp. |
|
4,807 |
|
191,175 |
|
Otsuka Holdings Co., Ltd. |
|
6,792 |
|
226,482 |
|
Outsourcing, Inc. |
|
14,548 |
|
106,340 |
|
Pan Pacific International Holdings Corp. |
|
9,772 |
|
187,542 |
|
Panasonic Holdings Corp. |
|
58,758 |
|
507,869 |
|
Persol Holdings Co., Ltd. |
|
102,214 |
|
151,386 |
|
Rakuten Group, Inc. |
|
39,364 |
|
144,725 |
|
Recruit Holdings Co., Ltd. |
|
18,631 |
|
533,052 |
|
Renesas Electronics Corp.* |
|
14,372 |
|
185,575 |
|
Resonac Holdings Corp. |
|
9,725 |
|
155,560 |
|
Ricoh Co., Ltd. |
|
32,095 |
|
256,959 |
|
Secom Co., Ltd. |
|
3,352 |
|
231,295 |
|
22
See notes to financial statements.
Schedule of Investments — IQ 500 International ETF (continued)
October 31, 2023 (unaudited)
|
|
Shares |
|
Value |
|
Common Stocks (continued) |
|
|
|
|
|
Japan (continued) |
|
|
|
|
|
Seiko Epson Corp. |
|
12,230 |
|
$167,689 |
|
Sekisui Chemical Co., Ltd. |
|
10,712 |
|
145,283 |
|
Sekisui House Ltd. |
|
8,536 |
|
165,653 |
|
Seven & I Holdings Co., Ltd. |
|
25,023 |
|
907,599 |
|
SG Holdings Co., Ltd. |
|
14,416 |
|
202,944 |
|
Sharp Corp.*(a) |
|
25,068 |
|
155,544 |
|
Shimizu Corp. |
|
48,038 |
|
339,719 |
|
Shin-Etsu Chemical Co., Ltd. |
|
10,334 |
|
304,878 |
|
SoftBank Corp. |
|
60,139 |
|
677,058 |
|
SoftBank Group Corp. |
|
29,528 |
|
1,194,027 |
|
Sojitz Corp. |
|
12,641 |
|
259,255 |
|
Sompo Holdings, Inc. |
|
5,731 |
|
246,239 |
|
Sony Group Corp. |
|
15,865 |
|
1,301,612 |
|
Subaru Corp. |
|
14,917 |
|
252,105 |
|
Sumitomo Chemical Co., Ltd. |
|
91,042 |
|
229,641 |
|
Sumitomo Corp. |
|
37,686 |
|
731,225 |
|
Sumitomo Electric Industries Ltd. |
|
25,072 |
|
259,751 |
|
Sumitomo Forestry Co., Ltd. |
|
7,217 |
|
168,410 |
|
Sumitomo Metal Mining Co., Ltd. |
|
4,613 |
|
128,419 |
|
Sumitomo Mitsui Financial Group, Inc. |
|
7,420 |
|
353,742 |
|
Suntory Beverage & Food Ltd. |
|
4,424 |
|
130,811 |
|
Suzuken Co., Ltd. |
|
10,538 |
|
321,056 |
|
Suzuki Motor Corp. |
|
7,933 |
|
302,978 |
|
T&D Holdings, Inc. |
|
12,306 |
|
217,160 |
|
Taisei Corp. |
|
8,546 |
|
287,735 |
|
Takeda Pharmaceutical Co., Ltd. |
|
14,908 |
|
399,955 |
|
TDK Corp. |
|
7,755 |
|
284,607 |
|
Tohoku Electric Power Co., Inc. |
|
48,483 |
|
300,960 |
|
Tokio Marine Holdings, Inc. |
|
16,054 |
|
354,376 |
|
Tokyo Electric Power Co. Holdings, Inc.* |
|
164,315 |
|
691,133 |
|
Tokyo Electron Ltd. |
|
1,831 |
|
238,842 |
|
Tokyo Gas Co., Ltd. |
|
14,329 |
|
319,705 |
|
Tokyu Corp. |
|
10,802 |
|
121,255 |
|
TOPPAN Holdings, Inc. |
|
13,497 |
|
307,647 |
|
Toray Industries, Inc. |
|
44,208 |
|
211,575 |
|
Toshiba Corp.* |
|
8,184 |
|
248,527 |
|
Toyota Boshoku Corp. |
|
9,443 |
|
161,930 |
|
Toyota Industries Corp. |
|
4,827 |
|
352,356 |
|
Toyota Motor Corp. |
|
140,782 |
|
2,407,642 |
|
Toyota Tsusho Corp. |
|
20,621 |
|
1,076,494 |
|
West Japan Railway Co. |
|
4,270 |
|
162,009 |
|
Yamada Holdings Co., Ltd. |
|
48,009 |
|
151,466 |
|
Yamaha Motor Co., Ltd. |
|
6,510 |
|
156,340 |
|
Yamato Holdings Co., Ltd. |
|
14,685 |
|
242,803 |
|
Zensho Holdings Co., Ltd. |
|
5,733 |
|
300,003 |
|
Total Japan |
|
|
|
55,308,417 |
|
Luxembourg — 0.6% |
|
| |||
APERAM SA |
|
3,990 |
|
110,286 |
|
ArcelorMittal SA |
|
42,346 |
|
934,587 |
|
Eurofins Scientific SE(a) |
|
2,762 |
|
139,637 |
|
Total Luxembourg |
|
|
|
1,184,510 |
|
Netherlands — 3.3% |
|
| |||
Aegon Ltd.(a) |
|
36,514 |
|
176,921 |
|
Akzo Nobel NV |
|
2,270 |
|
151,786 |
|
ASML Holding NV |
|
614 |
|
366,880 |
|
Heineken Holding NV |
|
4,736 |
|
359,429 |
|
Heineken NV |
|
3,714 |
|
332,665 |
|
|
|
Shares |
|
Value |
|
Common Stocks (continued) |
|
|
|
|
|
Netherlands (continued) |
|
|
|
|
|
ING Groep NV |
|
13,878 |
|
$176,440 |
|
Koninklijke Ahold Delhaize NV |
|
27,628 |
|
817,681 |
|
Koninklijke Philips NV* |
|
15,548 |
|
294,141 |
|
NN Group NV |
|
4,470 |
|
142,973 |
|
OCI NV |
|
4,877 |
|
113,462 |
|
Randstad NV |
|
8,942 |
|
461,623 |
|
Shell PLC |
|
70,889 |
|
2,276,517 |
|
Universal Music Group NV |
|
10,428 |
|
254,618 |
|
Wolters Kluwer NV |
|
1,251 |
|
160,132 |
|
Total Netherlands |
|
|
|
6,085,268 |
|
Norway — 1.5% |
|
| |||
Aker BP ASA |
|
5,718 |
|
164,348 |
|
Equinor ASA |
|
62,176 |
|
2,083,998 |
|
Norsk Hydro ASA |
|
42,855 |
|
244,279 |
|
Telenor ASA |
|
17,794 |
|
181,815 |
|
Total Norway |
|
|
|
2,674,440 |
|
Portugal — 0.5% |
|
| |||
EDP - Energias de Portugal SA |
|
48,003 |
|
201,435 |
|
Galp Energia SGPS SA |
|
21,964 |
|
329,900 |
|
Jeronimo Martins SGPS SA |
|
13,290 |
|
305,957 |
|
Total Portugal |
|
|
|
837,292 |
|
Singapore — 0.6% |
|
| |||
DBS Group Holdings Ltd. |
|
6,017 |
|
144,271 |
|
Jardine Cycle & Carriage Ltd. |
|
8,905 |
|
183,294 |
|
Oversea-Chinese Banking Corp., Ltd. |
|
20,347 |
|
188,314 |
|
Singapore Airlines Ltd. |
|
41,267 |
|
184,038 |
|
Singapore Telecommunications Ltd. |
|
98,752 |
|
171,548 |
|
STMicroelectronics NV |
|
5,486 |
|
208,638 |
|
Total Singapore |
|
|
|
1,080,103 |
|
Spain — 3.1% |
|
| |||
Acciona SA |
|
1,232 |
|
154,965 |
|
Acerinox SA |
|
15,374 |
|
149,471 |
|
ACS Actividades de Construccion y Servicios SA |
|
19,512 |
|
704,731 |
|
Banco Bilbao Vizcaya Argentaria SA |
|
48,372 |
|
379,482 |
|
Banco Santander SA(a) |
|
176,065 |
|
645,028 |
|
Cia de Distribucion Integral Logista Holdings SA |
|
8,859 |
|
217,058 |
|
Endesa SA |
|
19,556 |
|
367,216 |
|
Iberdrola SA |
|
59,683 |
|
662,394 |
|
Industria de Diseno Textil SA(a) |
|
14,353 |
|
493,822 |
|
Mapfre SA(a) |
|
82,768 |
|
171,648 |
|
Naturgy Energy Group SA(a) |
|
13,935 |
|
393,274 |
|
Repsol SA |
|
41,780 |
|
610,535 |
|
Sacyr SA |
|
48,841 |
|
140,730 |
|
Telefonica SA |
|
164,234 |
|
632,931 |
|
Total Spain |
|
|
|
5,723,285 |
|
Sweden — 1.6% |
|
| |||
Assa Abloy AB, B Shares |
|
6,878 |
|
146,208 |
|
Atlas Copco AB, A Shares |
|
14,872 |
|
191,946 |
|
Boliden AB |
|
3,800 |
|
97,188 |
|
Electrolux AB, B Shares* |
|
11,643 |
|
97,540 |
|
Essity AB, B Shares |
|
7,509 |
|
170,912 |
|
H & M Hennes & Mauritz AB, B Shares(a) |
|
17,786 |
|
237,674 |
|
Sandvik AB |
|
7,327 |
|
124,339 |
|
Securitas AB, B Shares(a) |
|
31,477 |
|
251,475 |
|
Skanska AB, B Shares |
|
10,216 |
|
153,021 |
|
23
See notes to financial statements.
Schedule of Investments — IQ 500 International ETF (continued)
October 31, 2023 (unaudited)
|
|
Shares |
|
Value |
|
Common Stocks (continued) |
|
|
|
|
|
Sweden (continued) |
|
|
|
|
|
SKF AB, B Shares |
|
7,104 |
|
$114,515 |
|
SSAB AB, B Shares(a) |
|
22,726 |
|
131,645 |
|
Telefonaktiebolaget LM Ericsson, B Shares |
|
80,744 |
|
361,419 |
|
Telia Co. AB(a) |
|
62,002 |
|
131,022 |
|
Volvo AB, B Shares |
|
29,746 |
|
588,123 |
|
Volvo Car AB, B Shares*(a) |
|
64,031 |
|
219,556 |
|
Total Sweden |
|
|
|
3,016,583 |
|
Switzerland — 2.4% |
|
| |||
ABB Ltd. |
|
10,690 |
|
357,567 |
|
Adecco Group AG(a) |
|
12,474 |
|
469,326 |
|
Alcon, Inc. |
|
2,198 |
|
156,557 |
|
Cie Financiere Richemont SA, Class A |
|
1,335 |
|
156,817 |
|
DSM-Firmenich AG |
|
1,259 |
|
113,901 |
|
Kuehne + Nagel International AG |
|
2,455 |
|
659,576 |
|
Novartis AG |
|
10,316 |
|
958,315 |
|
Sandoz Group AG* |
|
2,063 |
|
53,612 |
|
Schindler Holding AG, Participating Certificate |
|
720 |
|
144,942 |
|
Sika AG |
|
644 |
|
153,490 |
|
Swiss Life Holding AG |
|
269 |
|
171,973 |
|
Swisscom AG |
|
319 |
|
190,688 |
|
UBS Group AG |
|
20,741 |
|
483,626 |
|
Zurich Insurance Group AG |
|
602 |
|
284,843 |
|
Total Switzerland |
|
|
|
4,355,233 |
|
United Kingdom — 8.0% |
|
| |||
Associated British Foods PLC |
|
11,563 |
|
284,269 |
|
AstraZeneca PLC |
|
4,727 |
|
587,935 |
|
BAE Systems PLC |
|
35,760 |
|
479,056 |
|
Balfour Beatty PLC |
|
42,367 |
|
158,960 |
|
Barclays PLC |
|
127,852 |
|
204,166 |
|
BP PLC |
|
236,239 |
|
1,440,768 |
|
British American Tobacco PLC |
|
15,752 |
|
469,062 |
|
BT Group PLC |
|
236,807 |
|
323,990 |
|
Bunzl PLC |
|
5,916 |
|
210,481 |
|
Centrica PLC |
|
283,752 |
|
541,611 |
|
CK Hutchison Holdings Ltd. |
|
77,201 |
|
390,218 |
|
Compass Group PLC |
|
29,980 |
|
754,138 |
|
Computacenter PLC |
|
7,549 |
|
235,053 |
|
DCC PLC |
|
5,228 |
|
289,599 |
|
Diageo PLC |
|
6,768 |
|
255,165 |
|
Drax Group PLC |
|
18,960 |
|
97,227 |
|
DS Smith PLC |
|
41,578 |
|
143,891 |
|
easyJet PLC* |
|
22,680 |
|
100,727 |
|
Entain PLC |
|
10,809 |
|
122,033 |
|
Hays PLC |
|
147,353 |
|
171,831 |
|
HSBC Holdings PLC |
|
74,941 |
|
538,619 |
|
Imperial Brands PLC |
|
13,456 |
|
285,905 |
|
Inchcape PLC |
|
14,914 |
|
120,528 |
|
International Distributions Services PLC* |
|
99,689 |
|
305,563 |
|
ITV PLC |
|
148,767 |
|
115,280 |
|
J Sainsbury PLC |
|
129,895 |
|
405,557 |
|
JD Sports Fashion PLC |
|
77,114 |
|
119,306 |
|
JET2 PLC |
|
9,842 |
|
119,666 |
|
John Wood Group PLC* |
|
59,680 |
|
102,762 |
|
Johnson Matthey PLC |
|
10,042 |
|
182,050 |
|
Kingfisher PLC |
|
66,669 |
|
169,726 |
|
|
|
Shares |
|
Value |
|
Common Stocks (continued) |
|
|
|
|
|
United Kingdom (continued) |
|
|
|
|
|
Lloyds Banking Group PLC |
|
309,604 |
|
$150,050 |
|
Marks & Spencer Group PLC* |
|
88,273 |
|
232,224 |
|
National Grid PLC |
|
24,687 |
|
293,153 |
|
NatWest Group PLC |
|
51,467 |
|
111,290 |
|
Pearson PLC |
|
14,602 |
|
168,611 |
|
Reckitt Benckiser Group PLC |
|
3,316 |
|
221,389 |
|
RELX PLC |
|
8,066 |
|
280,710 |
|
Rolls-Royce Holdings PLC* |
|
140,396 |
|
366,962 |
|
Serco Group PLC |
|
80,465 |
|
139,625 |
|
SSE PLC |
|
8,133 |
|
161,160 |
|
Standard Chartered PLC |
|
24,734 |
|
189,084 |
|
Tesco PLC |
|
272,499 |
|
891,797 |
|
Unilever PLC |
|
19,008 |
|
897,004 |
|
Vodafone Group PLC |
|
662,271 |
|
608,348 |
|
WPP PLC |
|
30,910 |
|
265,029 |
|
Total United Kingdom |
|
|
|
14,701,578 |
|
United States — 4.3% |
|
| |||
CSL Ltd. |
|
1,074 |
|
157,999 |
|
Experian PLC |
|
5,394 |
|
163,044 |
|
Ferrovial SE |
|
5,808 |
|
174,595 |
|
GSK PLC |
|
38,173 |
|
675,080 |
|
Haleon PLC |
|
56,303 |
|
225,116 |
|
Holcim AG* |
|
7,335 |
|
452,005 |
|
Nestle SA |
|
15,506 |
|
1,670,807 |
|
Roche Holding AG |
|
5,438 |
|
1,397,370 |
|
Sanofi SA |
|
7,606 |
|
688,992 |
|
Schneider Electric SE |
|
2,887 |
|
442,417 |
|
Stellantis NV |
|
64,362 |
|
1,197,344 |
|
Swiss Re AG |
|
2,807 |
|
305,730 |
|
Tenaris SA |
|
13,262 |
|
209,499 |
|
Waste Connections, Inc. |
|
1,112 |
|
143,829 |
|
Total United States |
|
|
|
7,903,827 |
|
Total Common Stocks |
|
|
|
179,794,734 |
|
Preferred Stocks — 1.2% |
|
| |||
Germany — 1.2% |
|
| |||
Dr Ing hc F Porsche AG, 1.23% |
|
2,950 |
|
257,373 |
|
Henkel AG & Co. KGaA, 2.72% |
|
4,355 |
|
313,390 |
|
Volkswagen AG, 27.97% |
|
15,655 |
|
1,651,927 |
|
Total Preferred Stocks |
|
|
|
2,222,690 |
|
Investment Companies — 0.7% |
|
| |||
International Equity Core Funds — 0.7% |
|
| |||
iShares Core MSCI EAFE ETF |
|
20,163 |
|
1,257,365 |
|
Short-Term Investments — 2.7% |
|
| |||
Money Market Funds — 2.7% |
|
| |||
Dreyfus Government Cash Management Fund, Institutional Shares, 5.24%(b)(c) |
|
4,889,242 |
|
4,889,242 |
|
Dreyfus Institutional Preferred Government Money Market Fund, Institutional Shares, 5.32%(b) |
|
112,070 |
|
112,070 |
|
Total Short-Term Investments |
|
|
|
5,001,312 |
|
24
See notes to financial statements.
Schedule of Investments — IQ 500 International ETF (continued)
October 31, 2023 (unaudited)
|
|
Shares |
|
Value |
|
Total Investments — 102.1% |
|
|
|
$188,276,101 |
|
Other Assets and Liabilities, |
|
|
|
(3,827,349 |
) |
Net Assets — 100% |
|
|
|
$184,448,752 |
|
*Non-income producing securities.
(a)All or a portion of the security was on loan. In addition, “Other Assets and Liabilities, Net” may include pending sales that are also on loan. The aggregate market value of securities on loan was $6,534,566; total market value of collateral held by the Fund was $6,943,265. Market value of the collateral held includes non-cash U.S. Treasury securities collateral having a value of $2,054,023.
(b)Reflects the 1-day yield at October 31, 2023.
(c)Represents security purchased with cash collateral received for securities on loan.
The following is a summary of the inputs used to value the Fund’s investments as of October 31, 2023. For more information on the valuation techniques, and their aggregation into the levels used in the table below, please refer to Note 2. 1
Description |
|
Level 1 |
|
Level 2 |
|
Level 3 |
|
Total |
Asset Valuation Inputs |
|
|
|
|
|
|
|
|
Investments in Securities:(d) |
|
|
|
|
|
|
|
|
Common Stocks |
|
$179,794,734 |
|
$— |
|
$— |
|
$179,794,734 |
Investment Companies |
|
1,257,365 |
|
— |
|
— |
|
1,257,365 |
Preferred Stocks |
|
2,222,690 |
|
— |
|
— |
|
2,222,690 |
Short-Term Investments: |
|
|
|
|
|
|
|
|
Money Market Funds |
|
5,001,312 |
|
— |
|
— |
|
5,001,312 |
Total Investments in Securities |
|
$188,276,101 |
|
$— |
|
$— |
|
$188,276,101 |
(d)For a complete listing of investments and their countries, see the Schedule of Investments.
For the period ended October 31, 2023, the Fund did not have any transfers into or out of Level 3 within the fair value hierarchy. (See Note 2)
25
See notes to financial statements.
|
|
Shares |
|
Value |
|
Common Stocks — 99.1% |
|
| |||
Australia — 7.4% |
|
| |||
Alumina Ltd.* |
|
40,714 |
|
$20,107 |
|
Ampol Ltd. |
|
3,977 |
|
80,225 |
|
ANZ Group Holdings Ltd. |
|
50,489 |
|
789,910 |
|
APA Group |
|
19,705 |
|
102,804 |
|
ASX Ltd. |
|
3,203 |
|
113,831 |
|
BlueScope Steel Ltd. |
|
7,583 |
|
90,262 |
|
Brambles Ltd. |
|
23,180 |
|
192,408 |
|
Charter Hall Group |
|
8,084 |
|
44,377 |
|
Cochlear Ltd. |
|
1,092 |
|
166,517 |
|
Coles Group Ltd. |
|
21,634 |
|
209,162 |
|
Commonwealth Bank of Australia |
|
28,150 |
|
1,721,011 |
|
Computershare Ltd. |
|
8,788 |
|
137,935 |
|
Dexus |
|
17,758 |
|
72,858 |
|
EBOS Group Ltd. |
|
2,609 |
|
53,098 |
|
Evolution Mining Ltd. |
|
29,799 |
|
67,356 |
|
Goodman Group |
|
30,688 |
|
402,982 |
|
GPT Group (The) |
|
31,820 |
|
72,932 |
|
IDP Education Ltd. |
|
3,552 |
|
48,690 |
|
IGO Ltd. |
|
11,163 |
|
67,216 |
|
Insurance Australia Group Ltd. |
|
40,712 |
|
146,155 |
|
Lendlease Corp., Ltd. |
|
11,491 |
|
45,181 |
|
Lynas Rare Earths Ltd.* |
|
15,456 |
|
68,991 |
|
Macquarie Group Ltd. |
|
6,093 |
|
621,028 |
|
Medibank Pvt Ltd. |
|
45,970 |
|
99,834 |
|
Mineral Resources Ltd. |
|
2,791 |
|
102,069 |
|
Mirvac Group |
|
65,568 |
|
75,556 |
|
National Australia Bank Ltd. |
|
52,608 |
|
934,313 |
|
Orica Ltd. |
|
7,575 |
|
70,311 |
|
Pilbara Minerals Ltd.(a) |
|
45,742 |
|
106,289 |
|
QBE Insurance Group Ltd. |
|
24,889 |
|
245,833 |
|
Ramsay Health Care Ltd. |
|
3,024 |
|
93,205 |
|
REA Group Ltd. |
|
838 |
|
76,250 |
|
Rio Tinto Ltd. |
|
6,186 |
|
460,523 |
|
Rio Tinto PLC |
|
17,993 |
|
1,147,351 |
|
Santos Ltd. |
|
54,182 |
|
263,123 |
|
Scentre Group |
|
86,472 |
|
133,042 |
|
SEEK Ltd. |
|
5,718 |
|
74,616 |
|
Sonic Healthcare Ltd. |
|
7,514 |
|
136,778 |
|
Stockland |
|
39,691 |
|
88,962 |
|
Suncorp Group Ltd. |
|
21,092 |
|
178,682 |
|
Telstra Group Ltd. |
|
192,628 |
|
464,678 |
|
Transurban Group |
|
51,375 |
|
384,483 |
|
Vicinity Ltd. |
|
64,102 |
|
68,997 |
|
Wesfarmers Ltd. |
|
18,909 |
|
604,839 |
|
Westpac Banking Corp. |
|
58,725 |
|
765,946 |
|
WiseTech Global Ltd. |
|
2,858 |
|
105,243 |
|
Woodside Energy Group Ltd. |
|
31,889 |
|
691,729 |
|
Woolworths Group Ltd. |
|
20,176 |
|
449,917 |
|
Total Australia |
|
|
|
13,157,605 |
|
Austria — 0.3% |
|
| |||
ams-OSRAM AG*(a) |
|
4,533 |
|
16,084 |
|
ANDRITZ AG |
|
1,189 |
|
54,544 |
|
BAWAG Group AG* |
|
1,303 |
|
57,763 |
|
CA Immobilien Anlagen AG |
|
765 |
|
25,795 |
|
Erste Group Bank AG |
|
5,460 |
|
194,779 |
|
EVN AG |
|
614 |
|
16,647 |
|
OMV AG |
|
2,361 |
|
103,217 |
|
Verbund AG |
|
563 |
|
48,798 |
|
|
|
Shares |
|
Value |
|
Common Stocks (continued) |
|
|
|
|
|
Austria (continued) |
|
|
|
|
|
Wienerberger AG |
|
1,866 |
|
$45,246 |
|
Total Austria |
|
|
|
562,873 |
|
Belgium — 0.6% |
|
| |||
Ageas SA |
|
2,532 |
|
97,044 |
|
Azelis Group NV |
|
1,735 |
|
29,526 |
|
Colruyt Group NV |
|
876 |
|
36,176 |
|
D’ieteren Group |
|
348 |
|
51,534 |
|
Elia Group SA |
|
468 |
|
44,348 |
|
KBC Group NV |
|
4,173 |
|
228,925 |
|
Proximus SADP |
|
2,467 |
|
20,397 |
|
Sofina SA |
|
250 |
|
47,301 |
|
Solvay SA |
|
1,167 |
|
123,032 |
|
UCB SA |
|
2,006 |
|
146,431 |
|
Umicore SA |
|
3,371 |
|
79,993 |
|
Warehouses De Pauw CVA |
|
2,774 |
|
68,377 |
|
Total Belgium |
|
|
|
973,084 |
|
Chile — 0.1% |
|
| |||
Antofagasta PLC |
|
5,776 |
|
94,269 |
|
China — 0.8% |
|
| |||
Alibaba Health Information Technology Ltd.* |
|
87,492 |
|
51,547 |
|
BYD Electronic International Co., Ltd. |
|
12,628 |
|
52,613 |
|
China Gas Holdings Ltd. |
|
46,897 |
|
42,134 |
|
China Mengniu Dairy Co., Ltd.* |
|
50,021 |
|
163,336 |
|
Chow Tai Fook Jewellery Group Ltd. |
|
30,379 |
|
42,863 |
|
CSPC Pharmaceutical Group Ltd. |
|
140,397 |
|
122,551 |
|
ESR Group Ltd. |
|
49,891 |
|
64,017 |
|
Fosun International Ltd. |
|
37,840 |
|
22,633 |
|
NXP Semiconductors NV |
|
4,363 |
|
752,312 |
|
Wilmar International Ltd. |
|
34,842 |
|
90,535 |
|
Xinyi Glass Holdings Ltd. |
|
27,434 |
|
31,520 |
|
Total China |
|
|
|
1,436,061 |
|
Denmark — 4.2% |
|
| |||
AP Moller - Maersk A/S, Class A |
|
45 |
|
73,286 |
|
AP Moller - Maersk A/S, Class B |
|
72 |
|
119,552 |
|
Chr Hansen Holding A/S |
|
1,714 |
|
116,632 |
|
Coloplast A/S, Class B |
|
2,058 |
|
214,213 |
|
Demant A/S* |
|
1,412 |
|
53,730 |
|
DSV A/S |
|
2,978 |
|
443,662 |
|
Genmab A/S* |
|
1,082 |
|
304,925 |
|
Novo Nordisk A/S, Class B |
|
53,444 |
|
5,123,891 |
|
Novozymes A/S, Class B |
|
3,418 |
|
153,248 |
|
Orsted A/S |
|
3,151 |
|
151,630 |
|
Pandora A/S |
|
1,480 |
|
167,296 |
|
Tryg A/S |
|
5,322 |
|
103,744 |
|
Vestas Wind Systems A/S* |
|
16,802 |
|
362,292 |
|
Total Denmark |
|
|
|
7,388,101 |
|
Faroe Islands — 0.0%(b) |
|
|
|
|
|
Bakkafrost P/F |
|
862 |
|
38,850 |
|
Finland — 1.1% |
|
| |||
Elisa OYJ |
|
2,346 |
|
99,388 |
|
Huhtamaki OYJ |
|
1,809 |
|
61,972 |
|
Kesko OYJ, Class B |
|
4,499 |
|
75,921 |
|
Kone OYJ, Class B |
|
5,538 |
|
239,357 |
|
Metso Outotec OYJ |
|
11,624 |
|
102,052 |
|
Nokia OYJ(a) |
|
88,205 |
|
292,752 |
|
26
See notes to financial statements.
Schedule of Investments — IQ Candriam International Equity ETF (continued)
October 31, 2023 (unaudited)
|
|
Shares |
|
Value |
|
Common Stocks (continued) |
|
|
|
|
|
Finland (continued) |
|
|
|
|
|
Nordea Bank Abp |
|
53,567 |
|
$562,751 |
|
Orion OYJ, Class B |
|
1,775 |
|
70,432 |
|
Stora Enso OYJ, Class R |
|
9,524 |
|
114,008 |
|
UPM-Kymmene OYJ |
|
8,815 |
|
296,017 |
|
Wartsila OYJ Abp |
|
8,101 |
|
96,246 |
|
Total Finland |
|
|
|
2,010,896 |
|
France — 9.1% |
|
| |||
Adevinta ASA* |
|
3,420 |
|
30,016 |
|
Air Liquide SA |
|
8,584 |
|
1,466,975 |
|
AXA SA |
|
29,960 |
|
885,275 |
|
BioMerieux |
|
701 |
|
67,057 |
|
BNP Paribas SA |
|
18,061 |
|
1,036,426 |
|
Bouygues SA |
|
3,248 |
|
114,015 |
|
Capgemini SE |
|
2,642 |
|
464,969 |
|
Carrefour SA |
|
9,804 |
|
171,816 |
|
Cie de Saint-Gobain SA |
|
7,768 |
|
422,036 |
|
Cie Generale des Etablissements Michelin SCA |
|
11,211 |
|
332,039 |
|
Credit Agricole SA |
|
18,506 |
|
222,564 |
|
Dassault Systemes SE |
|
11,334 |
|
465,007 |
|
EssilorLuxottica SA |
|
4,822 |
|
869,731 |
|
Hermes International SCA |
|
545 |
|
1,013,648 |
|
Kering SA |
|
1,199 |
|
485,648 |
|
Legrand SA |
|
4,278 |
|
368,441 |
|
L’Oreal SA |
|
3,773 |
|
1,579,877 |
|
LVMH Moet Hennessy Louis Vuitton SE |
|
4,376 |
|
3,119,866 |
|
Sartorius Stedim Biotech |
|
406 |
|
75,765 |
|
Societe Generale SA |
|
12,476 |
|
278,843 |
|
Sodexo SA |
|
1,355 |
|
143,052 |
|
TotalEnergies SE |
|
38,458 |
|
2,569,097 |
|
Total France |
|
|
|
16,182,163 |
|
Germany — 6.8% |
|
| |||
adidas AG |
|
2,768 |
|
489,192 |
|
Bayerische Motoren Werke AG |
|
5,116 |
|
473,871 |
|
Beiersdorf AG |
|
1,634 |
|
214,252 |
|
Carl Zeiss Meditec AG, Bearer |
|
632 |
|
54,604 |
|
Deutsche Boerse AG |
|
3,067 |
|
503,132 |
|
Deutsche Post AG |
|
15,897 |
|
617,685 |
|
Deutsche Telekom AG |
|
54,373 |
|
1,176,749 |
|
E.ON SE |
|
36,956 |
|
438,283 |
|
Evonik Industries AG |
|
3,354 |
|
61,545 |
|
Fresenius Medical Care AG & Co. KGaA |
|
3,324 |
|
110,042 |
|
Fresenius SE & Co. KGaA |
|
6,871 |
|
176,047 |
|
Hapag-Lloyd AG(a) |
|
104 |
|
14,961 |
|
Heidelberg Materials AG |
|
2,301 |
|
166,555 |
|
Infineon Technologies AG |
|
21,903 |
|
636,089 |
|
Knorr-Bremse AG |
|
1,104 |
|
61,311 |
|
Mercedes-Benz Group AG |
|
13,241 |
|
775,787 |
|
Merck KGaA |
|
2,158 |
|
324,703 |
|
Muenchener Rueckversicherungs-Gesellschaft AG in Muenchen |
|
2,292 |
|
916,974 |
|
Puma SE |
|
1,680 |
|
94,648 |
|
SAP SE |
|
17,238 |
|
2,309,284 |
|
Siemens AG |
|
12,465 |
|
1,646,418 |
|
Symrise AG |
|
2,217 |
|
225,433 |
|
Talanx AG |
|
747 |
|
46,941 |
|
Telefonica Deutschland Holding AG |
|
15,484 |
|
26,244 |
|
|
|
Shares |
|
Value |
|
Common Stocks (continued) |
|
|
|
|
|
Germany (continued) |
|
|
|
|
|
Volkswagen AG |
|
478 |
|
$54,971 |
|
Vonovia SE |
|
11,619 |
|
266,505 |
|
Zalando SE* |
|
3,674 |
|
85,397 |
|
Total Germany |
|
|
|
11,967,623 |
|
Guatemala — 0.0%(b) |
|
|
|
|
|
Millicom International Cellular SA*(a) |
|
2,162 |
|
33,864 |
|
Hong Kong — 2.5% |
|
| |||
AIA Group Ltd. |
|
194,752 |
|
1,688,767 |
|
CK Asset Holdings Ltd. |
|
32,041 |
|
160,111 |
|
Futu Holdings Ltd.* |
|
1,188 |
|
65,874 |
|
Hang Lung Properties Ltd. |
|
30,699 |
|
40,489 |
|
Hang Seng Bank Ltd. |
|
12,122 |
|
138,887 |
|
HKT Trust & HKT Ltd. |
|
60,738 |
|
62,876 |
|
Hong Kong & China Gas Co., Ltd. |
|
154,157 |
|
107,374 |
|
Hong Kong Exchanges & Clearing Ltd. |
|
20,069 |
|
705,336 |
|
Link REIT |
|
42,895 |
|
196,806 |
|
MTR Corp., Ltd. |
|
26,336 |
|
98,449 |
|
Prudential PLC |
|
45,953 |
|
478,322 |
|
Sino Biopharmaceutical Ltd. |
|
170,511 |
|
66,247 |
|
Sino Land Co., Ltd. |
|
57,911 |
|
57,803 |
|
Sun Hung Kai Properties Ltd. |
|
24,492 |
|
251,506 |
|
Swire Pacific Ltd., Class A |
|
6,892 |
|
44,129 |
|
Swire Pacific Ltd., Class B |
|
13,995 |
|
14,362 |
|
Swire Properties Ltd. |
|
18,316 |
|
35,440 |
|
Techtronic Industries Co., Ltd. |
|
22,949 |
|
209,118 |
|
Wharf Real Estate Investment Co., Ltd. |
|
26,034 |
|
90,999 |
|
Total Hong Kong |
|
|
|
4,512,895 |
|
Ireland — 0.5% |
|
| |||
AerCap Holdings NV* |
|
2,764 |
|
171,700 |
|
Bank of Ireland Group PLC |
|
17,844 |
|
159,377 |
|
Kerry Group PLC, Class A |
|
2,619 |
|
201,753 |
|
Kingspan Group PLC |
|
2,557 |
|
171,571 |
|
Smurfit Kappa Group PLC(a) |
|
4,321 |
|
140,730 |
|
Total Ireland |
|
|
|
845,131 |
|
Israel — 0.5% |
|
| |||
Bank Hapoalim BM |
|
20,754 |
|
148,106 |
|
Bank Leumi Le-Israel BM |
|
24,471 |
|
157,210 |
|
Check Point Software Technologies Ltd.* |
|
1,530 |
|
205,403 |
|
Israel Discount Bank Ltd., Class A |
|
20,659 |
|
90,642 |
|
Mizrahi Tefahot Bank Ltd. |
|
2,511 |
|
77,585 |
|
Nice Ltd.* |
|
1,057 |
|
163,192 |
|
Tower Semiconductor Ltd.* |
|
1,905 |
|
44,070 |
|
Wix.com Ltd.* |
|
916 |
|
73,188 |
|
Total Israel |
|
|
|
959,396 |
|
Italy — 2.3% |
|
| |||
A2A SpA |
|
27,049 |
|
50,634 |
|
Amplifon SpA |
|
2,030 |
|
57,162 |
|
Assicurazioni Generali SpA |
|
17,144 |
|
339,683 |
|
Banca Mediolanum SpA |
|
3,522 |
|
28,688 |
|
DiaSorin SpA |
|
387 |
|
34,566 |
|
Enel SpA |
|
129,153 |
|
817,453 |
|
Eni SpA |
|
35,676 |
|
581,785 |
|
FinecoBank Banca Fineco SpA |
|
10,189 |
|
119,706 |
|
Intesa Sanpaolo SpA |
|
260,920 |
|
677,487 |
|
Mediobanca Banca di Credito Finanziario SpA |
|
10,099 |
|
120,304 |
|
27
See notes to financial statements.
Schedule of Investments — IQ Candriam International Equity ETF (continued)
October 31, 2023 (unaudited)
|
|
Shares |
|
Value |
|
Common Stocks (continued) |
|
|
|
|
|
Italy (continued) |
|
|
|
|
|
Moncler SpA |
|
3,240 |
|
$167,604 |
|
Nexi SpA* |
|
8,116 |
|
46,977 |
|
Pirelli & C SpA |
|
4,378 |
|
19,440 |
|
Poste Italiane SpA |
|
7,613 |
|
75,159 |
|
Prysmian SpA |
|
4,269 |
|
159,241 |
|
UniCredit SpA |
|
30,361 |
|
758,167 |
|
Total Italy |
|
|
|
4,054,056 |
|
Japan — 23.7% |
|
| |||
Advantest Corp. |
|
12,248 |
|
308,535 |
|
Aeon Co., Ltd. |
|
13,073 |
|
273,381 |
|
Ajinomoto Co., Inc. |
|
8,735 |
|
316,074 |
|
Alfresa Holdings Corp. |
|
3,132 |
|
49,386 |
|
Asahi Intecc Co., Ltd. |
|
3,563 |
|
59,087 |
|
Asahi Kasei Corp. |
|
22,669 |
|
138,219 |
|
Astellas Pharma, Inc. |
|
29,827 |
|
374,204 |
|
Azbil Corp. |
|
2,182 |
|
63,596 |
|
Bandai Namco Holdings, Inc. |
|
9,681 |
|
198,357 |
|
Bridgestone Corp. |
|
9,154 |
|
342,538 |
|
Brother Industries Ltd. |
|
4,197 |
|
64,821 |
|
Canon, Inc. |
|
16,710 |
|
391,807 |
|
Capcom Co., Ltd. |
|
2,793 |
|
89,242 |
|
Central Japan Railway Co. |
|
15,555 |
|
348,805 |
|
Chiba Bank Ltd. (The) |
|
12,207 |
|
90,236 |
|
Chugai Pharmaceutical Co., Ltd. |
|
10,677 |
|
314,434 |
|
Coca-Cola Bottlers Japan Holdings, Inc. |
|
2,447 |
|
32,622 |
|
Concordia Financial Group Ltd. |
|
18,723 |
|
86,108 |
|
CyberAgent, Inc. |
|
7,186 |
|
37,471 |
|
Dai Nippon Printing Co., Ltd. |
|
3,966 |
|
102,368 |
|
Daifuku Co., Ltd. |
|
5,710 |
|
92,996 |
|
Daiichi Sankyo Co., Ltd. |
|
32,226 |
|
820,944 |
|
Daikin Industries Ltd. |
|
4,574 |
|
653,278 |
|
Daito Trust Construction Co., Ltd. |
|
1,001 |
|
106,746 |
|
Daiwa House Industry Co., Ltd. |
|
10,195 |
|
277,822 |
|
Daiwa House REIT Investment Corp. |
|
35 |
|
61,844 |
|
Daiwa Securities Group, Inc. |
|
23,887 |
|
136,276 |
|
Denso Corp. |
|
29,740 |
|
431,927 |
|
Dentsu Group, Inc. |
|
3,321 |
|
95,390 |
|
Disco Corp. |
|
1,488 |
|
256,982 |
|
East Japan Railway Co. |
|
6,086 |
|
316,346 |
|
Ebara Corp. |
|
1,542 |
|
67,201 |
|
Eisai Co., Ltd. |
|
4,721 |
|
248,168 |
|
ENEOS Holdings, Inc. |
|
46,445 |
|
171,035 |
|
FANUC Corp. |
|
15,707 |
|
378,868 |
|
Fast Retailing Co., Ltd. |
|
2,808 |
|
612,236 |
|
Fuji Electric Co., Ltd. |
|
2,273 |
|
85,220 |
|
FUJIFILM Holdings Corp. |
|
5,105 |
|
276,512 |
|
Fujitsu Ltd. |
|
3,174 |
|
406,902 |
|
GLP J-Reit |
|
76 |
|
67,998 |
|
GMO Payment Gateway, Inc. |
|
769 |
|
30,395 |
|
Hakuhodo DY Holdings, Inc. |
|
3,798 |
|
30,433 |
|
Hankyu Hanshin Holdings, Inc. |
|
3,942 |
|
123,040 |
|
Haseko Corp. |
|
4,252 |
|
51,955 |
|
Hikari Tsushin, Inc. |
|
331 |
|
47,253 |
|
Hirose Electric Co., Ltd. |
|
489 |
|
54,730 |
|
Hitachi Construction Machinery Co., Ltd. |
|
1,792 |
|
45,579 |
|
Hitachi Ltd. |
|
15,433 |
|
965,753 |
|
|
|
Shares |
|
Value |
|
Common Stocks (continued) |
|
|
|
|
|
Japan (continued) |
|
|
|
|
|
Honda Motor Co., Ltd. |
|
85,692 |
|
$852,422 |
|
Hoshizaki Corp. |
|
1,806 |
|
57,813 |
|
Hoya Corp. |
|
5,826 |
|
551,459 |
|
Hulic Co., Ltd. |
|
8,016 |
|
72,885 |
|
Ibiden Co., Ltd. |
|
2,080 |
|
87,090 |
|
Isetan Mitsukoshi Holdings Ltd. |
|
5,658 |
|
63,288 |
|
Isuzu Motors Ltd. |
|
10,083 |
|
110,554 |
|
Itochu Techno-Solutions Corp. |
|
1,476 |
|
42,132 |
|
J Front Retailing Co., Ltd. |
|
4,332 |
|
40,919 |
|
Japan Exchange Group, Inc. |
|
8,828 |
|
172,806 |
|
Japan Metropolitan Fund Invest |
|
115 |
|
74,037 |
|
Japan Post Bank Co., Ltd. |
|
6,434 |
|
59,456 |
|
JFE Holdings, Inc.(a) |
|
8,848 |
|
121,784 |
|
JSR Corp. |
|
3,385 |
|
89,830 |
|
JTEKT Corp. |
|
3,900 |
|
31,585 |
|
Kajima Corp. |
|
7,387 |
|
120,918 |
|
Kakaku.com, Inc. |
|
2,066 |
|
19,767 |
|
Kao Corp. |
|
7,544 |
|
273,675 |
|
Kawasaki Kisen Kaisha Ltd. |
|
2,108 |
|
71,587 |
|
KDDI Corp. |
|
25,908 |
|
767,600 |
|
Keikyu Corp. |
|
4,523 |
|
38,168 |
|
Keio Corp. |
|
1,835 |
|
54,161 |
|
Keisei Electric Railway Co., Ltd. |
|
2,637 |
|
98,501 |
|
Kikkoman Corp. |
|
2,567 |
|
144,431 |
|
Kintetsu Group Holdings Co., Ltd. |
|
3,156 |
|
88,338 |
|
Kobayashi Pharmaceutical Co., Ltd. |
|
879 |
|
36,101 |
|
Kobe Bussan Co., Ltd. |
|
2,360 |
|
58,328 |
|
Koei Tecmo Holdings Co., Ltd. |
|
1,968 |
|
25,522 |
|
Koito Manufacturing Co., Ltd. |
|
4,000 |
|
59,150 |
|
Komatsu Ltd. |
|
14,967 |
|
342,241 |
|
Kose Corp. |
|
582 |
|
38,072 |
|
Kubota Corp. |
|
17,749 |
|
236,036 |
|
Kuraray Co., Ltd. |
|
5,416 |
|
61,511 |
|
Kurita Water Industries Ltd. |
|
1,877 |
|
56,244 |
|
Kyocera Corp. |
|
5,556 |
|
270,527 |
|
Kyowa Kirin Co., Ltd. |
|
4,153 |
|
64,662 |
|
Kyushu Railway Co. |
|
2,346 |
|
47,727 |
|
Lion Corp. |
|
4,439 |
|
42,545 |
|
Lixil Corp. |
|
4,647 |
|
50,660 |
|
M3, Inc. |
|
6,827 |
|
104,313 |
|
Makita Corp. |
|
4,073 |
|
103,839 |
|
McDonald’s Holdings Co. Japan Ltd. |
|
1,424 |
|
55,382 |
|
MEIJI Holdings Co., Ltd. |
|
4,427 |
|
108,684 |
|
MINEBEA MITSUMI, Inc. |
|
6,466 |
|
99,459 |
|
Mitsubishi Chemical Group Corp. |
|
23,789 |
|
133,220 |
|
Mitsubishi Estate Co., Ltd. |
|
21,266 |
|
268,765 |
|
Mitsui Chemicals, Inc. |
|
2,967 |
|
73,722 |
|
Mitsui Fudosan Co., Ltd. |
|
14,615 |
|
313,347 |
|
Mitsui OSK Lines Ltd. |
|
6,033 |
|
154,684 |
|
Mizuho Financial Group, Inc. |
|
42,434 |
|
713,234 |
|
MonotaRO Co., Ltd. |
|
4,292 |
|
34,023 |
|
MS&AD Insurance Group Holdings, Inc. |
|
7,103 |
|
257,630 |
|
Nabtesco Corp. |
|
1,887 |
|
33,019 |
|
NEC Corp. |
|
4,241 |
|
201,766 |
|
NGK Insulators Ltd. |
|
4,829 |
|
58,415 |
|
Nichirei Corp. |
|
2,118 |
|
45,704 |
|
NIDEC CORP |
|
8,009 |
|
286,683 |
|
Nihon M&A Center Holdings, Inc. |
|
5,238 |
|
23,709 |
|
28
See notes to financial statements.
Schedule of Investments — IQ Candriam International Equity ETF (continued)
October 31, 2023 (unaudited)
|
|
Shares |
|
Value |
|
Common Stocks (continued) |
|
|
|
|
|
Japan (continued) |
|
|
|
|
|
Nikon Corp. |
|
5,437 |
|
$50,836 |
|
Nintendo Co., Ltd. |
|
19,356 |
|
795,098 |
|
Nippon Building Fund, Inc. |
|
28 |
|
112,226 |
|
Nippon Paint Holdings Co., Ltd. |
|
14,850 |
|
98,742 |
|
Nippon Prologis REIT, Inc. |
|
38 |
|
67,446 |
|
Nippon Sanso Holdings Corp. |
|
3,115 |
|
77,564 |
|
Nippon Shinyaku Co., Ltd. |
|
1,063 |
|
42,774 |
|
Nippon Steel Corp. |
|
14,252 |
|
304,153 |
|
Nippon Telegraph & Telephone Corp. |
|
902,801 |
|
1,053,948 |
|
Nippon Yusen K.K. |
|
8,251 |
|
200,330 |
|
Nissan Chemical Corp. |
|
2,180 |
|
87,735 |
|
Nissan Motor Co., Ltd. |
|
36,715 |
|
137,555 |
|
Nisshin Seifun Group, Inc. |
|
4,267 |
|
64,155 |
|
Nissin Foods Holdings Co., Ltd. |
|
1,015 |
|
88,133 |
|
Nitori Holdings Co., Ltd. |
|
1,366 |
|
148,014 |
|
Nitto Denko Corp. |
|
2,471 |
|
157,989 |
|
Nomura Holdings, Inc. |
|
49,688 |
|
190,261 |
|
Nomura Real Estate Holdings, Inc. |
|
1,790 |
|
41,427 |
|
Nomura Real Estate Master Fund, Inc. |
|
71 |
|
78,246 |
|
Nomura Research Institute Ltd. |
|
6,483 |
|
168,833 |
|
NSK Ltd. |
|
8,451 |
|
44,938 |
|
NTT Data Group Corp. |
|
10,363 |
|
126,146 |
|
Obayashi Corp. |
|
11,543 |
|
98,170 |
|
Odakyu Electric Railway Co., Ltd. |
|
5,300 |
|
74,927 |
|
Oji Holdings Corp. |
|
15,505 |
|
65,872 |
|
Olympus Corp. |
|
20,937 |
|
276,358 |
|
Omron Corp. |
|
3,127 |
|
110,404 |
|
Ono Pharmaceutical Co., Ltd. |
|
7,343 |
|
126,137 |
|
Open House Group Co., Ltd. |
|
1,307 |
|
42,530 |
|
Oriental Land Co., Ltd. |
|
18,522 |
|
594,020 |
|
ORIX Corp. |
|
19,194 |
|
344,097 |
|
Otsuka Holdings Co., Ltd. |
|
7,393 |
|
246,523 |
|
Pan Pacific International Holdings Corp. |
|
6,379 |
|
122,424 |
|
Panasonic Holdings Corp. |
|
37,636 |
|
325,303 |
|
Persol Holdings Co., Ltd. |
|
30,740 |
|
45,528 |
|
Pola Orbis Holdings, Inc. |
|
1,379 |
|
13,786 |
|
Rakuten Group, Inc. |
|
23,707 |
|
87,161 |
|
Recruit Holdings Co., Ltd. |
|
24,209 |
|
692,645 |
|
Renesas Electronics Corp.* |
|
20,143 |
|
260,092 |
|
Resona Holdings, Inc. |
|
39,629 |
|
210,254 |
|
Resonac Holdings Corp. |
|
3,079 |
|
49,251 |
|
Ricoh Co., Ltd. |
|
9,447 |
|
75,635 |
|
Rohm Co., Ltd. |
|
5,864 |
|
92,387 |
|
Ryohin Keikaku Co., Ltd. |
|
4,298 |
|
60,208 |
|
Santen Pharmaceutical Co., Ltd. |
|
6,084 |
|
52,526 |
|
SBI Holdings, Inc. |
|
4,030 |
|
85,871 |
|
Secom Co., Ltd. |
|
3,468 |
|
239,299 |
|
Seibu Holdings, Inc. |
|
3,723 |
|
36,125 |
|
Seiko Epson Corp. |
|
4,592 |
|
62,962 |
|
Sekisui Chemical Co., Ltd. |
|
6,298 |
|
85,418 |
|
Sekisui House Ltd. |
|
9,971 |
|
193,501 |
|
SG Holdings Co., Ltd. |
|
7,562 |
|
106,456 |
|
Sharp Corp.* |
|
4,823 |
|
29,926 |
|
Shimano, Inc. |
|
1,310 |
|
186,451 |
|
Shimizu Corp. |
|
9,053 |
|
64,022 |
|
Shin-Etsu Chemical Co., Ltd. |
|
33,004 |
|
973,699 |
|
Shinko Electric Industries Co., Ltd. |
|
1,064 |
|
33,519 |
|
Shionogi & Co., Ltd. |
|
4,898 |
|
225,972 |
|
|
|
Shares |
|
Value |
|
Common Stocks (continued) |
|
|
|
|
|
Japan (continued) |
|
|
|
|
|
Shiseido Co., Ltd. |
|
6,537 |
|
$205,548 |
|
SMC Corp. |
|
941 |
|
426,742 |
|
Sompo Holdings, Inc. |
|
5,435 |
|
233,521 |
|
Sony Group Corp. |
|
20,747 |
|
1,702,146 |
|
Square Enix Holdings Co., Ltd. |
|
1,526 |
|
50,381 |
|
Stanley Electric Co., Ltd. |
|
2,491 |
|
39,303 |
|
SUMCO Corp. |
|
5,684 |
|
72,624 |
|
Sumitomo Chemical Co., Ltd. |
|
23,902 |
|
60,290 |
|
Sumitomo Electric Industries Ltd. |
|
12,176 |
|
126,146 |
|
Sumitomo Metal Mining Co., Ltd. |
|
4,171 |
|
116,114 |
|
Sumitomo Mitsui Financial Group, Inc. |
|
20,961 |
|
999,296 |
|
Sumitomo Mitsui Trust Holdings, Inc. |
|
5,553 |
|
205,701 |
|
Sumitomo Rubber Industries Ltd. |
|
3,049 |
|
30,491 |
|
Sundrug Co., Ltd. |
|
1,178 |
|
31,845 |
|
Suntory Beverage & Food Ltd. |
|
2,091 |
|
61,828 |
|
Suzuki Motor Corp. |
|
6,628 |
|
253,137 |
|
Sysmex Corp. |
|
2,651 |
|
125,211 |
|
T&D Holdings, Inc. |
|
9,020 |
|
159,173 |
|
Taisei Corp. |
|
2,786 |
|
93,802 |
|
Taisho Pharmaceutical Holdings Co., Ltd. |
|
813 |
|
32,000 |
|
Takeda Pharmaceutical Co., Ltd. |
|
25,682 |
|
689,002 |
|
TDK Corp. |
|
6,250 |
|
229,374 |
|
Terumo Corp. |
|
11,992 |
|
324,020 |
|
TIS, Inc. |
|
3,934 |
|
83,254 |
|
Tobu Railway Co., Ltd. |
|
3,486 |
|
83,418 |
|
Tokyo Electron Ltd. |
|
7,617 |
|
993,587 |
|
Tokyu Corp. |
|
9,196 |
|
103,227 |
|
TOPPAN Holdings, Inc. |
|
4,341 |
|
98,948 |
|
Toshiba Corp.* |
|
6,958 |
|
211,297 |
|
Tosoh Corp. |
|
5,004 |
|
60,714 |
|
TOTO Ltd. |
|
2,550 |
|
61,003 |
|
Toyota Motor Corp. |
|
191,740 |
|
3,279,122 |
|
Unicharm Corp. |
|
6,901 |
|
233,352 |
|
United Urban Investment Corp. |
|
51 |
|
51,322 |
|
USS Co., Ltd. |
|
3,311 |
|
57,422 |
|
Welcia Holdings Co., Ltd. |
|
1,604 |
|
26,473 |
|
West Japan Railway Co. |
|
3,970 |
|
150,626 |
|
Yakult Honsha Co., Ltd. |
|
4,432 |
|
104,095 |
|
Yamaha Corp. |
|
2,708 |
|
71,149 |
|
Yamaha Motor Co., Ltd. |
|
5,106 |
|
122,622 |
|
Yamato Holdings Co., Ltd. |
|
5,145 |
|
85,068 |
|
Yaskawa Electric Corp. |
|
4,372 |
|
140,792 |
|
Yokohama Rubber Co., Ltd. (The) |
|
2,285 |
|
41,590 |
|
ZOZO, Inc. |
|
2,032 |
|
38,327 |
|
Total Japan |
|
|
|
42,050,361 |
|
Jordan — 0.0%(b) |
|
|
|
|
|
Hikma Pharmaceuticals PLC |
|
2,633 |
|
60,753 |
|
Mexico — 0.0%(b) |
|
|
|
|
|
Fresnillo PLC |
|
3,202 |
|
21,518 |
|
Netherlands — 6.4% |
|
| |||
Adyen NV* |
|
502 |
|
336,358 |
|
Akzo Nobel NV |
|
2,849 |
|
190,502 |
|
Argenx SE* |
|
930 |
|
436,700 |
|
ASM International NV |
|
768 |
|
315,376 |
|
ASML Holding NV |
|
6,646 |
|
3,971,148 |
|
ING Groep NV |
|
59,124 |
|
751,682 |
|
JDE Peet’s NV |
|
1,695 |
|
47,012 |
|
29
See notes to financial statements.
Schedule of Investments — IQ Candriam International Equity ETF (continued)
October 31, 2023 (unaudited)
|
|
Shares |
|
Value |
|
Common Stocks (continued) |
|
|
|
|
|
Netherlands (continued) |
|
|
|
|
|
Koninklijke Ahold Delhaize NV |
|
16,026 |
|
$474,307 |
|
Koninklijke KPN NV |
|
53,576 |
|
179,800 |
|
NN Group NV |
|
4,176 |
|
133,569 |
|
Shell PLC |
|
113,268 |
|
3,637,468 |
|
Universal Music Group NV |
|
12,835 |
|
313,390 |
|
Wolters Kluwer NV |
|
4,136 |
|
529,421 |
|
Total Netherlands |
|
|
|
11,316,733 |
|
New Zealand — 0.3% |
|
| |||
a2 Milk Co., Ltd. (The)* |
|
11,279 |
|
27,423 |
|
Auckland International Airport Ltd. |
|
20,150 |
|
86,027 |
|
Chorus Ltd. |
|
7,144 |
|
29,814 |
|
Fisher & Paykel Healthcare Corp., Ltd. |
|
9,160 |
|
110,874 |
|
Mercury NZ Ltd. |
|
11,346 |
|
38,936 |
|
Meridian Energy Ltd. |
|
21,123 |
|
59,342 |
|
Spark New Zealand Ltd. |
|
30,503 |
|
88,178 |
|
Xero Ltd.* |
|
2,122 |
|
143,343 |
|
Total New Zealand |
|
|
|
583,937 |
|
Norway — 0.8% |
|
| |||
Aker ASA, A Shares |
|
379 |
|
22,730 |
|
DNB Bank ASA |
|
14,839 |
|
267,380 |
|
Equinor ASA |
|
16,612 |
|
556,796 |
|
Gjensidige Forsikring ASA |
|
3,149 |
|
47,157 |
|
Leroy Seafood Group ASA |
|
4,661 |
|
18,441 |
|
NEL ASA*(a) |
|
29,011 |
|
19,009 |
|
Nordic Semiconductor ASA* |
|
2,866 |
|
23,130 |
|
Norsk Hydro ASA |
|
21,820 |
|
124,377 |
|
Orkla ASA |
|
13,278 |
|
91,446 |
|
Schibsted ASA, Class A |
|
1,189 |
|
23,755 |
|
Schibsted ASA, B Shares |
|
1,662 |
|
30,795 |
|
SpareBank 1 SR-Bank ASA |
|
2,953 |
|
32,037 |
|
Storebrand ASA |
|
7,259 |
|
60,519 |
|
Telenor ASA |
|
10,752 |
|
109,862 |
|
TOMRA Systems ASA |
|
4,054 |
|
32,042 |
|
Wallenius Wilhelmsen ASA |
|
1,778 |
|
14,921 |
|
Total Norway |
|
|
|
1,474,397 |
|
Poland — 0.5% |
|
| |||
Allegro.eu SA* |
|
7,008 |
|
50,140 |
|
Bank Polska Kasa Opieki SA |
|
2,946 |
|
89,275 |
|
CD Projekt SA(a) |
|
1,209 |
|
30,124 |
|
Dino Polska SA* |
|
800 |
|
75,653 |
|
InPost SA* |
|
2,897 |
|
28,564 |
|
KGHM Polska Miedz SA |
|
2,278 |
|
60,680 |
|
mBank SA* |
|
231 |
|
28,494 |
|
ORLEN SA |
|
9,714 |
|
153,294 |
|
Powszechna Kasa Oszczednosci Bank Polski SA* |
|
14,323 |
|
147,920 |
|
Powszechny Zaklad Ubezpieczen SA |
|
9,491 |
|
107,230 |
|
Santander Bank Polska SA* |
|
579 |
|
62,709 |
|
Total Poland |
|
|
|
834,083 |
|
Portugal — 0.2% |
|
| |||
Banco Comercial Portugues SA, Class R* |
|
127,409 |
|
39,001 |
|
EDP - Energias de Portugal SA |
|
46,839 |
|
196,551 |
|
Jeronimo Martins SGPS SA |
|
4,590 |
|
105,669 |
|
Navigator Co. SA (The) |
|
3,714 |
|
14,760 |
|
Total Portugal |
|
|
|
355,981 |
|
|
|
|
|
|
|
|
|
Shares |
|
Value |
|
Common Stocks (continued) |
|
| |||
Singapore — 1.7% |
|
| |||
CapitaLand Ascendas REIT |
|
58,475 |
|
$110,971 |
|
CapitaLand Integrated Commercial Trust |
|
84,874 |
|
109,031 |
|
Capitaland Investment Ltd. |
|
40,086 |
|
86,021 |
|
City Developments Ltd. |
|
7,673 |
|
35,395 |
|
DBS Group Holdings Ltd. |
|
30,743 |
|
737,132 |
|
Keppel Corp., Ltd. |
|
23,159 |
|
104,972 |
|
Keppel REIT |
|
4,631 |
|
2,687 |
|
Mapletree Logistics Trust |
|
56,019 |
|
60,106 |
|
Mapletree Pan Asia Commercial Trust |
|
37,802 |
|
36,697 |
|
Oversea-Chinese Banking Corp., Ltd. |
|
53,625 |
|
496,307 |
|
Singapore Exchange Ltd. |
|
13,661 |
|
94,427 |
|
Singapore Telecommunications Ltd. |
|
119,274 |
|
207,198 |
|
STMicroelectronics NV |
|
10,863 |
|
413,131 |
|
United Overseas Bank Ltd. |
|
22,333 |
|
440,449 |
|
UOL Group Ltd. |
|
9,135 |
|
39,339 |
|
Total Singapore |
|
|
|
2,973,863 |
|
South Africa — 0.3% |
|
| |||
Anglo American PLC |
|
19,283 |
|
490,557 |
|
South Korea — 0.0%(b) |
|
|
|
|
|
Delivery Hero SE* |
|
3,337 |
|
84,548 |
|
Spain — 2.1% |
|
| |||
ACS Actividades de Construccion y Servicios SA |
|
3,407 |
|
123,054 |
|
Amadeus IT Group SA |
|
7,503 |
|
426,830 |
|
Banco Bilbao Vizcaya Argentaria SA |
|
100,119 |
|
785,442 |
|
Cellnex Telecom SA* |
|
9,507 |
|
278,557 |
|
Corp. ACCIONA Energias Renovables SA |
|
1,000 |
|
27,038 |
|
EDP Renovaveis SA |
|
4,924 |
|
79,059 |
|
Iberdrola SA |
|
97,876 |
|
1,086,281 |
|
Mapfre SA |
|
15,896 |
|
32,966 |
|
Naturgy Energy Group SA |
|
2,086 |
|
58,871 |
|
Red Electrica Corp. SA |
|
6,745 |
|
104,839 |
|
Repsol SA |
|
21,304 |
|
311,317 |
|
Telefonica SA |
|
86,269 |
|
332,467 |
|
Total Spain |
|
|
|
3,646,721 |
|
Sweden — 2.3% |
|
| |||
AAK AB |
|
2,931 |
|
55,615 |
|
Alfa Laval AB |
|
4,709 |
|
151,984 |
|
Atlas Copco AB, A Shares |
|
42,575 |
|
549,495 |
|
Atlas Copco AB, B Shares |
|
25,118 |
|
281,133 |
|
Avanza Bank Holding AB(a) |
|
2,057 |
|
34,613 |
|
Axfood AB |
|
1,823 |
|
40,237 |
|
Beijer Ref AB(a) |
|
6,239 |
|
59,025 |
|
Boliden AB |
|
4,484 |
|
114,682 |
|
Castellum AB |
|
6,331 |
|
60,377 |
|
Electrolux AB, B Shares* |
|
3,638 |
|
30,478 |
|
Elekta AB, B Shares |
|
6,021 |
|
40,903 |
|
Embracer Group AB*(a) |
|
12,499 |
|
20,255 |
|
EQT AB |
|
7,463 |
|
135,531 |
|
Essity AB, B Shares |
|
10,062 |
|
229,021 |
|
Fabege AB(a) |
|
4,366 |
|
32,458 |
|
H & M Hennes & Mauritz AB, B Shares(a) |
|
10,231 |
|
136,717 |
|
Holmen AB, B Shares |
|
1,513 |
|
56,971 |
|
Husqvarna AB, B Shares |
|
6,666 |
|
43,017 |
|
30
See notes to financial statements.
Schedule of Investments — IQ Candriam International Equity ETF (continued)
October 31, 2023 (unaudited)
|
|
Shares |
|
Value |
|
Common Stocks (continued) |
|
|
|
|
|
Sweden (continued) |
|
|
|
|
|
Indutrade AB |
|
4,460 |
|
$78,700 |
|
Investment AB Latour, B Shares |
|
2,341 |
|
40,387 |
|
Kinnevik AB, B Shares* |
|
4,129 |
|
35,101 |
|
Nibe Industrier AB, B Shares |
|
24,628 |
|
141,473 |
|
Securitas AB, B Shares |
|
8,384 |
|
66,981 |
|
Skandinaviska Enskilda Banken AB, A Shares |
|
26,479 |
|
294,589 |
|
SKF AB, B Shares |
|
6,226 |
|
100,361 |
|
SSAB AB, B Shares |
|
10,591 |
|
61,351 |
|
SSAB AB, A Shares |
|
3,823 |
|
22,871 |
|
Svenska Cellulosa AB SCA, B Shares |
|
9,976 |
|
136,568 |
|
Svenska Handelsbanken AB, A Shares |
|
24,454 |
|
207,930 |
|
Svenska Handelsbanken AB, B Shares(a) |
|
611 |
|
6,289 |
|
Sweco AB, B Shares |
|
3,144 |
|
28,844 |
|
Swedbank AB, A Shares |
|
16,639 |
|
272,163 |
|
Swedish Orphan Biovitrum AB* |
|
3,897 |
|
80,014 |
|
Tele2 AB, B Shares |
|
9,229 |
|
65,372 |
|
Telia Co. AB(a) |
|
37,642 |
|
79,545 |
|
Thule Group AB |
|
1,813 |
|
41,103 |
|
Trelleborg AB, B Shares |
|
3,442 |
|
86,754 |
|
Vitrolife AB |
|
1,295 |
|
16,818 |
|
Volvo Car AB, B Shares* |
|
8,258 |
|
28,316 |
|
Wallenstam AB, B Shares |
|
6,058 |
|
20,409 |
|
Total Sweden |
|
|
|
3,984,451 |
|
Switzerland — 5.2% |
|
| |||
ABB Ltd. |
|
26,355 |
|
881,541 |
|
Alcon, Inc. |
|
8,268 |
|
588,904 |
|
DSM-Firmenich AG |
|
4,388 |
|
396,978 |
|
Geberit AG |
|
551 |
|
255,384 |
|
Givaudan SA |
|
154 |
|
511,049 |
|
Kuehne + Nagel International AG |
|
855 |
|
229,710 |
|
Lonza Group AG |
|
1,247 |
|
434,097 |
|
Novartis AG |
|
33,120 |
|
3,076,715 |
|
Partners Group Holding AG |
|
360 |
|
378,493 |
|
Sandoz Group AG* |
|
6,624 |
|
172,142 |
|
SGS SA |
|
2,477 |
|
201,361 |
|
Sika AG |
|
2,450 |
|
583,929 |
|
Swisscom AG |
|
424 |
|
253,454 |
|
Zurich Insurance Group AG |
|
2,494 |
|
1,180,063 |
|
Total Switzerland |
|
|
|
9,143,820 |
|
United Kingdom — 10.4% |
|
| |||
3i Group PLC |
|
15,749 |
|
369,693 |
|
abrdn PLC |
|
32,663 |
|
62,088 |
|
Admiral Group PLC |
|
3,188 |
|
94,507 |
|
Ashtead Group PLC |
|
7,307 |
|
417,087 |
|
Associated British Foods PLC |
|
5,776 |
|
141,999 |
|
AstraZeneca PLC |
|
25,231 |
|
3,138,184 |
|
Auto Trader Group PLC |
|
15,218 |
|
114,712 |
|
Aviva PLC |
|
45,689 |
|
220,434 |
|
Barratt Developments PLC |
|
16,245 |
|
81,590 |
|
Berkeley Group Holdings PLC |
|
1,746 |
|
85,510 |
|
BP PLC |
|
262,908 |
|
1,603,417 |
|
British Land Co. PLC (The) |
|
14,994 |
|
54,128 |
|
BT Group PLC |
|
105,248 |
|
143,996 |
|
Bunzl PLC |
|
5,610 |
|
199,594 |
|
Burberry Group PLC |
|
6,319 |
|
129,738 |
|
CK Hutchison Holdings Ltd. |
|
44,673 |
|
225,803 |
|
|
|
Shares |
|
Value |
|
Common Stocks (continued) |
|
|
|
|
|
United Kingdom (continued) |
|
|
|
|
|
Coca-Cola Europacific Partners PLC |
|
3,388 |
|
$198,232 |
|
Compass Group PLC |
|
29,146 |
|
733,159 |
|
ConvaTec Group PLC |
|
27,549 |
|
68,262 |
|
Croda International PLC |
|
2,327 |
|
123,621 |
|
DCC PLC |
|
1,649 |
|
91,344 |
|
DS Smith PLC |
|
22,279 |
|
77,102 |
|
Halma PLC |
|
6,300 |
|
141,045 |
|
Hargreaves Lansdown PLC |
|
5,901 |
|
50,596 |
|
Informa PLC |
|
23,378 |
|
201,866 |
|
InterContinental Hotels Group PLC |
|
2,716 |
|
191,481 |
|
Intermediate Capital Group PLC |
|
4,829 |
|
76,440 |
|
Intertek Group PLC |
|
2,687 |
|
124,650 |
|
J Sainsbury PLC |
|
29,331 |
|
91,577 |
|
JD Sports Fashion PLC |
|
41,703 |
|
64,520 |
|
Johnson Matthey PLC |
|
3,044 |
|
55,184 |
|
Kingfisher PLC |
|
32,002 |
|
81,471 |
|
Land Securities Group PLC |
|
11,237 |
|
77,586 |
|
Legal & General Group PLC |
|
99,139 |
|
254,314 |
|
Lloyds Banking Group PLC |
|
1,081,378 |
|
524,090 |
|
London Stock Exchange Group PLC |
|
6,051 |
|
607,964 |
|
M&G PLC |
|
37,226 |
|
89,530 |
|
Melrose Industries PLC |
|
22,339 |
|
126,590 |
|
National Grid PLC |
|
61,908 |
|
735,143 |
|
NatWest Group PLC |
|
75,132 |
|
162,462 |
|
Next PLC |
|
1,999 |
|
166,984 |
|
Pearson PLC |
|
11,944 |
|
137,919 |
|
Phoenix Group Holdings PLC |
|
12,491 |
|
68,783 |
|
Reckitt Benckiser Group PLC |
|
12,028 |
|
803,034 |
|
RELX PLC |
|
31,797 |
|
1,106,587 |
|
Rentokil Initial PLC |
|
41,857 |
|
211,698 |
|
Rightmove PLC |
|
13,584 |
|
77,967 |
|
Sage Group PLC (The) |
|
17,035 |
|
200,633 |
|
Schroders PLC |
|
14,695 |
|
65,852 |
|
Segro PLC |
|
20,423 |
|
176,647 |
|
Severn Trent PLC |
|
4,206 |
|
135,556 |
|
Smith & Nephew PLC |
|
14,584 |
|
162,953 |
|
Spirax-Sarco Engineering PLC |
|
1,227 |
|
121,970 |
|
St James’s Place PLC |
|
9,139 |
|
70,930 |
|
Taylor Wimpey PLC |
|
58,934 |
|
79,237 |
|
Unilever PLC |
|
41,979 |
|
1,981,026 |
|
United Utilities Group PLC |
|
11,388 |
|
146,893 |
|
Vodafone Group PLC |
|
406,826 |
|
373,701 |
|
Whitbread PLC |
|
3,310 |
|
133,669 |
|
Wise PLC, Class A* |
|
9,787 |
|
79,047 |
|
WPP PLC |
|
17,922 |
|
153,667 |
|
Total United Kingdom |
|
|
|
18,485,462 |
|
United States — 9.0% |
|
| |||
CSL Ltd. |
|
8,080 |
|
1,188,672 |
|
CyberArk Software Ltd.* |
|
673 |
|
110,130 |
|
Experian PLC |
|
15,347 |
|
463,892 |
|
GSK PLC |
|
68,934 |
|
1,219,080 |
|
Haleon PLC |
|
84,900 |
|
339,456 |
|
James Hardie Industries PLC* |
|
7,350 |
|
181,912 |
|
Nestle SA |
|
44,904 |
|
4,838,510 |
|
Roche Holding AG, Bearer |
|
479 |
|
130,112 |
|
Roche Holding AG |
|
11,830 |
|
3,039,883 |
|
Sanofi SA |
|
18,621 |
|
1,686,788 |
|
Schneider Electric SE |
|
9,067 |
|
1,389,468 |
|
31
See notes to financial statements.
Schedule of Investments — IQ Candriam International Equity ETF (continued)
October 31, 2023 (unaudited)
|
|
Shares |
|
Value |
|
Common Stocks (continued) |
|
|
|
|
|
United States (continued) |
|
|
|
|
|
Stellantis NV |
|
36,729 |
|
$683,280 |
|
Swiss Re AG |
|
4,822 |
|
525,198 |
|
Tenaris SA |
|
7,782 |
|
122,932 |
|
Total United States |
|
|
|
15,919,313 |
|
Total Common Stocks |
|
|
|
175,643,365 |
|
Preferred Stocks — 0.3% |
|
| |||
Germany — 0.3% |
|
| |||
Bayerische Motoren Werke AG, 10.62% |
|
971 |
|
82,262 |
|
Sartorius AG, 0.61% |
|
411 |
|
102,612 |
|
Volkswagen AG, 27.97% |
|
3,057 |
|
322,577 |
|
Total Preferred Stocks |
|
|
|
507,451 |
|
Short-Term Investments — 0.3% |
|
| |||
Money Market Funds — 0.3% |
|
| |||
Dreyfus Government Cash Management Fund, Institutional Shares, 5.24%(c)(d) |
|
443,654 |
|
443,654 |
|
Dreyfus Institutional Preferred Government Money Market Fund, Institutional Shares, 5.32%(c) |
|
116,477 |
|
116,477 |
|
|
Shares |
|
Value |
|
Total Short-Term Investments |
|
|
|
$560,131 |
|
Total Investments — 99.7% |
|
|
|
176,710,947 |
|
Other Assets and Liabilities, |
|
|
|
509,982 |
|
Net Assets — 100% |
|
|
|
$177,220,929 |
|
*Non-income producing securities.
(a)All or a portion of the security was on loan. In addition, “Other Assets and Liabilities, Net” may include pending sales that are also on loan. The aggregate market value of securities on loan was $867,845; total market value of collateral held by the Fund was $922,513. Market value of the collateral held includes non-cash U.S. Treasury securities collateral having a value of $478,859.
(b)Less than 0.05%.
(c)Reflects the 1-day yield at October 31, 2023.
(d)Represents security purchased with cash collateral received for securities on loan.
The following is a summary of the inputs used to value the Fund’s investments as of October 31, 2023. For more information on the valuation techniques, and their aggregation into the levels used in the table below, please refer to Note 2.
Description |
|
Level 1 |
|
Level 2 |
|
Level 3 |
|
Total |
Asset Valuation Inputs |
|
|
|
|
|
|
|
|
Investments in Securities:(e) |
|
|
|
|
|
|
|
|
Common Stocks |
|
$175,643,365 |
|
$— |
|
$— |
|
$175,643,365 |
Preferred Stocks |
|
507,451 |
|
— |
|
— |
|
507,451 |
Short-Term Investment: |
|
|
|
|
|
|
|
|
Money Market Funds |
|
560,131 |
|
— |
|
— |
|
560,131 |
Total Investments in Securities |
|
$176,710,947 |
|
$— |
|
$— |
|
$176,710,947 |
(e)For a complete listing of investments and their countries, see the Schedule of Investments.
For the period ended October 31, 2023, Shimao Group Holding LTD. transferred out of Level 3 and was within the fair value hierarchy. The security is no longer held in the Fund. (See Note 2)
32
See notes to financial statements.
|
|
Shares |
|
Value |
|
Common Stocks — 99.9% |
|
| |||
Communication Services — 3.3% |
|
| |||
AMC Entertainment Holdings, Inc., Class A* |
|
6,225 |
|
$66,483 |
|
Interpublic Group of Cos., Inc. (The) |
|
41,113 |
|
1,167,609 |
|
New York Times Co. (The), Class A |
|
17,130 |
|
690,510 |
|
News Corp., Class B |
|
11,176 |
|
239,613 |
|
News Corp., Class A |
|
40,504 |
|
837,623 |
|
Nexstar Media Group, Inc. |
|
3,647 |
|
510,872 |
|
Paramount Global, Class B |
|
52,104 |
|
566,892 |
|
Roku, Inc.* |
|
13,171 |
|
784,597 |
|
ZoomInfo Technologies, Inc.* |
|
30,365 |
|
393,530 |
|
Total Communication Services |
|
|
|
5,257,729 |
|
Consumer Discretionary — 14.9% |
|
| |||
Aramark |
|
27,733 |
|
746,850 |
|
Autoliv, Inc. |
|
8,171 |
|
748,872 |
|
Bath & Body Works, Inc. |
|
24,347 |
|
721,888 |
|
Burlington Stores, Inc.* |
|
6,932 |
|
838,980 |
|
CarMax, Inc.* |
|
16,886 |
|
1,031,566 |
|
Crocs, Inc.* |
|
6,499 |
|
580,491 |
|
Deckers Outdoor Corp.* |
|
2,770 |
|
1,653,856 |
|
Domino’s Pizza, Inc. |
|
3,762 |
|
1,275,280 |
|
Etsy, Inc.* |
|
13,030 |
|
811,769 |
|
Gentex Corp. |
|
24,937 |
|
715,193 |
|
H&R Block, Inc. |
|
16,185 |
|
664,394 |
|
Harley-Davidson, Inc. |
|
15,200 |
|
408,120 |
|
Hasbro, Inc. |
|
13,698 |
|
618,465 |
|
Hyatt Hotels Corp., Class A |
|
4,886 |
|
500,522 |
|
Lear Corp. |
|
6,305 |
|
818,137 |
|
Levi Strauss & Co., Class A |
|
9,934 |
|
135,798 |
|
Lithia Motors, Inc. |
|
2,876 |
|
696,596 |
|
LKQ Corp. |
|
27,129 |
|
1,191,506 |
|
Mohawk Industries, Inc.* |
|
5,620 |
|
451,736 |
|
Norwegian Cruise Line Holdings Ltd.* |
|
44,886 |
|
610,450 |
|
Planet Fitness, Inc., Class A* |
|
8,831 |
|
488,089 |
|
Polaris, Inc. |
|
5,728 |
|
495,014 |
|
PVH Corp. |
|
6,687 |
|
497,178 |
|
Ralph Lauren Corp. |
|
4,224 |
|
475,327 |
|
RH* |
|
1,630 |
|
355,275 |
|
Tapestry, Inc. |
|
24,707 |
|
680,925 |
|
Toll Brothers, Inc. |
|
11,575 |
|
818,468 |
|
TopBuild Corp.* |
|
3,378 |
|
772,751 |
|
Vail Resorts, Inc. |
|
4,082 |
|
866,404 |
|
Valvoline, Inc. |
|
17,685 |
|
524,714 |
|
VF Corp. |
|
39,335 |
|
579,404 |
|
Williams-Sonoma, Inc. |
|
6,754 |
|
1,014,721 |
|
Wyndham Hotels & Resorts, Inc. |
|
8,993 |
|
651,093 |
|
Total Consumer Discretionary |
|
|
|
23,439,832 |
|
Consumer Staples — 4.9% |
|
| |||
BJ’s Wholesale Club Holdings, Inc.* |
|
14,247 |
|
970,506 |
|
Bunge Ltd. |
|
15,977 |
|
1,693,243 |
|
Coty, Inc., Class A* |
|
38,335 |
|
359,199 |
|
Darling Ingredients, Inc.* |
|
16,846 |
|
746,109 |
|
Flowers Foods, Inc. |
|
20,842 |
|
457,065 |
|
Ingredion, Inc. |
|
7,049 |
|
659,645 |
|
Lamb Weston Holdings, Inc. |
|
15,247 |
|
1,369,181 |
|
Post Holdings, Inc.* |
|
5,659 |
|
454,305 |
|
US Foods Holding Corp.* |
|
24,809 |
|
966,062 |
|
Total Consumer Staples |
|
|
|
7,675,315 |
|
|
|
|
|
|
|
|
|
Shares |
|
Value |
|
Common Stocks (continued) |
|
|
|
|
|
Energy — 1.6% |
|
|
|
|
|
ChampionX Corp. |
|
20,990 |
|
$646,492 |
|
HF Sinclair Corp. |
|
15,462 |
|
856,286 |
|
New Fortress Energy, Inc. |
|
7,911 |
|
239,703 |
|
NOV, Inc. |
|
41,811 |
|
834,547 |
|
Total Energy |
|
|
|
2,577,028 |
|
Financials — 14.3% |
|
| |||
Affiliated Managers Group, Inc. |
|
3,810 |
|
467,716 |
|
AGNC Investment Corp. |
|
63,249 |
|
466,778 |
|
Ally Financial, Inc. |
|
28,908 |
|
699,284 |
|
Annaly Capital Management, Inc. |
|
52,463 |
|
818,947 |
|
Assurant, Inc. |
|
5,661 |
|
842,923 |
|
Axis Capital Holdings Ltd. |
|
6,880 |
|
392,848 |
|
Axis Capital Holdings Ltd. |
|
1,311 |
|
74,858 |
|
Carlyle Group, Inc. (The) |
|
21,509 |
|
592,358 |
|
Cboe Global Markets, Inc. |
|
11,245 |
|
1,842,943 |
|
CNA Financial Corp. |
|
2,695 |
|
108,878 |
|
Comerica, Inc. |
|
14,018 |
|
552,309 |
|
East West Bancorp, Inc. |
|
14,867 |
|
797,168 |
|
Equitable Holdings, Inc. |
|
37,949 |
|
1,008,305 |
|
First American Financial Corp. |
|
10,554 |
|
542,898 |
|
Globe Life, Inc. |
|
10,018 |
|
1,165,694 |
|
Jack Henry & Associates, Inc. |
|
7,749 |
|
1,092,531 |
|
Jefferies Financial Group, Inc. |
|
19,727 |
|
634,815 |
|
KeyCorp |
|
99,780 |
|
1,019,752 |
|
MarketAxess Holdings, Inc. |
|
3,934 |
|
840,892 |
|
Popular, Inc. |
|
7,514 |
|
488,711 |
|
Primerica, Inc. |
|
3,854 |
|
736,731 |
|
Reinsurance Group of America, Inc. |
|
7,086 |
|
1,059,144 |
|
RenaissanceRe Holdings Ltd. |
|
5,281 |
|
1,159,655 |
|
RLI Corp. |
|
4,299 |
|
572,799 |
|
SEI Investments Co. |
|
11,710 |
|
628,359 |
|
Selective Insurance Group, Inc. |
|
6,296 |
|
655,477 |
|
Unum Group |
|
20,928 |
|
1,023,379 |
|
Voya Financial, Inc. |
|
10,426 |
|
696,144 |
|
Webster Financial Corp. |
|
18,235 |
|
692,383 |
|
WEX, Inc.* |
|
4,555 |
|
758,316 |
|
Total Financials |
|
|
|
22,432,995 |
|
Health Care — 10.9% |
|
| |||
Acadia Healthcare Co., Inc.* |
|
9,577 |
|
704,005 |
|
Bio-Techne Corp. |
|
16,548 |
|
904,017 |
|
Catalent, Inc.* |
|
19,230 |
|
661,320 |
|
Charles River Laboratories International, Inc.* |
|
5,379 |
|
905,609 |
|
DaVita, Inc.* |
|
5,768 |
|
445,463 |
|
DENTSPLY SIRONA, Inc. |
|
22,522 |
|
684,894 |
|
Encompass Health Corp. |
|
10,524 |
|
658,381 |
|
Exact Sciences Corp.* |
|
19,120 |
|
1,177,601 |
|
Exelixis, Inc.* |
|
33,846 |
|
696,889 |
|
Henry Schein, Inc.* |
|
13,904 |
|
903,482 |
|
Jazz Pharmaceuticals PLC* |
|
6,699 |
|
850,907 |
|
Karuna Therapeutics, Inc.* |
|
3,798 |
|
632,785 |
|
Medpace Holdings, Inc.* |
|
2,483 |
|
602,550 |
|
Neurocrine Biosciences, Inc.* |
|
10,261 |
|
1,138,355 |
|
Option Care Health, Inc.* |
|
19,140 |
|
530,752 |
|
Organon & Co. |
|
27,298 |
|
403,737 |
|
Penumbra, Inc.* |
|
3,916 |
|
748,543 |
|
QIAGEN NV* |
|
24,274 |
|
908,576 |
|
QuidelOrtho Corp.* |
|
5,134 |
|
313,585 |
|
33
See notes to financial statements.
Schedule of Investments — IQ Candriam U.S. Mid Cap Equity ETF (continued)
October 31, 2023 (unaudited)
|
|
Shares |
|
Value |
|
Common Stocks (continued) |
|
|
|
|
|
Health Care (continued) |
|
|
|
|
|
Repligen Corp.* |
|
5,543 |
|
$745,866 |
|
Sarepta Therapeutics, Inc.* |
|
9,363 |
|
630,224 |
|
Shockwave Medical, Inc.* |
|
3,862 |
|
796,576 |
|
United Therapeutics Corp.* |
|
4,933 |
|
1,099,368 |
|
Total Health Care |
|
|
|
17,143,485 |
|
Industrials — 19.6% |
|
| |||
A O Smith Corp. |
|
13,110 |
|
914,554 |
|
Acuity Brands, Inc. |
|
3,332 |
|
539,684 |
|
Advanced Drainage Systems, Inc. |
|
7,334 |
|
783,491 |
|
AECOM |
|
14,816 |
|
1,134,165 |
|
AGCO Corp. |
|
6,659 |
|
763,521 |
|
Alaska Air Group, Inc.* |
|
13,647 |
|
431,655 |
|
API Group Corp.* |
|
22,534 |
|
582,954 |
|
Atkore, Inc.* |
|
3,996 |
|
496,623 |
|
Avis Budget Group, Inc.* |
|
2,169 |
|
353,113 |
|
Ceridian HCM Holding, Inc.* |
|
15,927 |
|
1,019,487 |
|
CH Robinson Worldwide, Inc. |
|
12,336 |
|
1,009,455 |
|
Chart Industries, Inc.* |
|
4,468 |
|
519,316 |
|
Clarivate PLC* |
|
43,394 |
|
276,854 |
|
Donaldson Co., Inc. |
|
12,894 |
|
743,468 |
|
EMCOR Group, Inc. |
|
5,026 |
|
1,038,623 |
|
Fortune Brands Innovations, Inc. |
|
13,458 |
|
750,956 |
|
FTI Consulting, Inc.* |
|
3,555 |
|
754,584 |
|
Graco, Inc. |
|
17,848 |
|
1,326,999 |
|
GXO Logistics, Inc.* |
|
12,481 |
|
630,415 |
|
Hertz Global Holdings, Inc.* |
|
14,479 |
|
122,058 |
|
ITT, Inc. |
|
8,768 |
|
818,493 |
|
Knight-Swift Transportation Holdings, Inc. |
|
16,076 |
|
785,956 |
|
Landstar System, Inc. |
|
3,810 |
|
627,812 |
|
Lincoln Electric Holdings, Inc. |
|
6,023 |
|
1,052,820 |
|
Masco Corp. |
|
24,034 |
|
1,251,931 |
|
MasTec, Inc.* |
|
6,697 |
|
398,070 |
|
MSA Safety, Inc. |
|
3,940 |
|
622,047 |
|
Owens Corning |
|
9,565 |
|
1,084,384 |
|
Paylocity Holding Corp.* |
|
4,506 |
|
808,376 |
|
Pentair PLC |
|
17,580 |
|
1,021,750 |
|
Plug Power, Inc.* |
|
56,858 |
|
334,894 |
|
Regal Rexnord Corp. |
|
7,022 |
|
831,475 |
|
Robert Half, Inc. |
|
11,209 |
|
838,097 |
|
Saia, Inc.* |
|
2,822 |
|
1,011,659 |
|
Tetra Tech, Inc. |
|
5,645 |
|
851,887 |
|
Timken Co. (The) |
|
6,869 |
|
474,785 |
|
Toro Co. (The) |
|
11,072 |
|
895,060 |
|
Trex Co., Inc.* |
|
11,579 |
|
650,855 |
|
Vestis Corp.* |
|
13,777 |
|
210,650 |
|
Watts Water Technologies, Inc., Class A |
|
2,892 |
|
500,345 |
|
WESCO International, Inc. |
|
4,783 |
|
613,181 |
|
XPO, Inc.* |
|
12,131 |
|
919,651 |
|
Total Industrials |
|
|
|
30,796,153 |
|
Information Technology — 13.8% |
|
| |||
Altair Engineering, Inc., Class A* |
|
5,584 |
|
346,878 |
|
Arrow Electronics, Inc.* |
|
6,027 |
|
683,522 |
|
BILL Holdings, Inc.* |
|
10,785 |
|
984,563 |
|
Ciena Corp.* |
|
15,774 |
|
665,663 |
|
DocuSign, Inc.* |
|
21,462 |
|
834,442 |
|
Dolby Laboratories, Inc., Class A |
|
6,324 |
|
511,864 |
|
|
|
Shares |
|
Value |
|
Common Stocks (continued) |
|
|
|
|
|
Information Technology (continued) |
|
|
|
|
|
Dynatrace, Inc.* |
|
24,978 |
|
$1,116,766 |
|
Elastic NV* |
|
8,316 |
|
624,033 |
|
Entegris, Inc. |
|
15,921 |
|
1,401,685 |
|
F5, Inc.* |
|
6,438 |
|
975,936 |
|
Flex Ltd.* |
|
46,715 |
|
1,201,510 |
|
Gen Digital, Inc. |
|
66,304 |
|
1,104,625 |
|
Globant SA* |
|
4,421 |
|
752,852 |
|
GoDaddy, Inc., Class A* |
|
16,420 |
|
1,202,437 |
|
Guidewire Software, Inc.* |
|
8,606 |
|
775,659 |
|
Juniper Networks, Inc. |
|
33,967 |
|
914,392 |
|
Lattice Semiconductor Corp.* |
|
14,553 |
|
809,292 |
|
Littelfuse, Inc. |
|
2,613 |
|
566,159 |
|
Manhattan Associates, Inc.* |
|
6,552 |
|
1,277,509 |
|
MKS Instruments, Inc. |
|
6,407 |
|
420,684 |
|
Nutanix, Inc., Class A* |
|
25,082 |
|
907,718 |
|
PTC, Inc.* |
|
11,870 |
|
1,666,785 |
|
Twilio, Inc., Class A* |
|
18,531 |
|
949,899 |
|
Universal Display Corp. |
|
4,666 |
|
649,414 |
|
Wolfspeed, Inc.* |
|
13,134 |
|
444,454 |
|
Total Information Technology |
|
|
|
21,788,741 |
|
Materials — 5.8% |
|
| |||
Alcoa Corp. |
|
18,914 |
|
484,955 |
|
Axalta Coating Systems Ltd.* |
|
23,627 |
|
619,736 |
|
Commercial Metals Co. |
|
12,368 |
|
523,043 |
|
Crown Holdings, Inc. |
|
12,744 |
|
1,027,166 |
|
Graphic Packaging Holding Co. |
|
32,504 |
|
699,161 |
|
Huntsman Corp. |
|
18,399 |
|
429,249 |
|
Packaging Corp. of America |
|
9,500 |
|
1,453,975 |
|
Reliance Steel & Aluminum Co. |
|
6,234 |
|
1,585,805 |
|
Sonoco Products Co. |
|
10,404 |
|
539,031 |
|
United States Steel Corp. |
|
23,919 |
|
810,615 |
|
Westrock Co. |
|
27,294 |
|
980,674 |
|
Total Materials |
|
|
|
9,153,410 |
|
Real Estate — 9.6% |
|
| |||
American Homes 4 Rent, Class A |
|
35,626 |
|
1,166,395 |
|
Boston Properties, Inc. |
|
16,756 |
|
897,619 |
|
Brixmor Property Group, Inc. |
|
31,973 |
|
664,719 |
|
Equity LifeStyle Properties, Inc. |
|
18,924 |
|
1,245,199 |
|
Federal Realty Investment Trust |
|
8,634 |
|
787,334 |
|
First Industrial Realty Trust, Inc. |
|
14,036 |
|
593,723 |
|
Healthcare Realty Trust, Inc. |
|
40,350 |
|
579,022 |
|
Host Hotels & Resorts, Inc. |
|
75,248 |
|
1,164,839 |
|
Iron Mountain, Inc. |
|
30,953 |
|
1,828,394 |
|
Jones Lang LaSalle, Inc.* |
|
5,065 |
|
647,915 |
|
Kimco Realty Corp. |
|
64,885 |
|
1,164,037 |
|
NNN REIT, Inc. |
|
19,305 |
|
701,351 |
|
Omega Healthcare Investors, Inc. |
|
25,017 |
|
828,063 |
|
Regency Centers Corp. |
|
18,143 |
|
1,093,297 |
|
Rexford Industrial Realty, Inc. |
|
22,904 |
|
990,369 |
|
Zillow Group, Inc., Class A* |
|
5,940 |
|
211,048 |
|
Zillow Group, Inc., Class C* |
|
16,709 |
|
605,701 |
|
Total Real Estate |
|
|
|
15,169,025 |
|
Utilities — 1.2% |
|
| |||
Brookfield Renewable Corp., Class A |
|
19,173 |
|
436,377 |
|
Clearway Energy, Inc., Class C |
|
8,704 |
|
188,964 |
|
Clearway Energy, Inc., Class A |
|
3,469 |
|
70,664 |
|
Essential Utilities, Inc. |
|
28,237 |
|
944,810 |
|
34
See notes to financial statements.
Schedule of Investments — IQ Candriam U.S. Mid Cap Equity ETF (continued)
October 31, 2023 (unaudited)
|
|
Shares |
|
Value |
|
Common Stocks (continued) |
|
|
|
|
|
Utilities (continued) |
|
|
|
|
|
NextEra Energy Partners LP |
|
9,306 |
|
$251,913 |
|
Total Utilities |
|
|
|
1,892,728 |
|
Total Common Stocks |
|
|
|
157,326,441 |
|
Short-Term Investment — 0.1% |
|
| |||
Money Market Funds — 0.1% |
|
| |||
Dreyfus Institutional Preferred Government
Money Market Fund, Institutional Shares, 5.32%(a) |
|
191,673 |
|
191,673 |
|
|
Shares |
|
Value |
|
Total Investments — 100.0% |
|
|
|
$157,518,114 |
|
Other Assets and Liabilities, |
|
|
|
(28,588 |
) |
Net Assets — 100% |
|
|
|
$157,489,526 |
|
*Non-income producing securities.
(a)Reflects the 1-day yield at October 31, 2023.
The following is a summary of the inputs used to value the Fund’s investments as of October 31, 2023. For more information on the valuation techniques, and their aggregation into the levels used in the table below, please refer to Note 2.
Description |
|
Level 1 |
|
Level 2 |
|
Level 3 |
|
Total |
Asset Valuation Inputs |
|
|
|
|
|
|
|
|
Investments in Securities:(b) |
|
|
|
|
|
|
|
|
Common Stocks |
|
$157,326,441 |
|
$— |
|
$— |
|
$157,326,441 |
Short-Term Investment: |
|
|
|
|
|
|
|
|
Money Market Funds |
|
191,673 |
|
— |
|
— |
|
191,673 |
Total Investments in Securities |
|
$157,518,114 |
|
$— |
|
$— |
|
$157,518,114 |
(b) For a complete listing of investments and their industries, see the Schedule of Investments.
For the period ended October 31, 2023, the Fund did not have any transfers into or out of Level 3 within the fair value hierarchy.
35
See notes to financial statements.
|
|
Shares |
|
Value |
|
Common Stocks — 100.0% |
|
| |||
Communication Services — 7.4% |
|
| |||
Alphabet, Inc., Class A* |
|
72,306 |
|
$8,971,729 |
|
Alphabet, Inc., Class C* |
|
62,159 |
|
7,788,523 |
|
Charter Communications, Inc., Class A* |
|
1,219 |
|
491,013 |
|
Comcast Corp., Class A |
|
50,149 |
|
2,070,652 |
|
Electronic Arts, Inc. |
|
3,281 |
|
406,155 |
|
Omnicom Group, Inc. |
|
2,424 |
|
181,582 |
|
Paramount Global, Class B(a) |
|
5,859 |
|
63,746 |
|
Pinterest, Inc., Class A* |
|
7,058 |
|
210,893 |
|
ROBLOX Corp., Class A* |
|
4,320 |
|
137,419 |
|
Snap, Inc., Class A* |
|
11,920 |
|
119,319 |
|
Take-Two Interactive Software, Inc.* |
|
2,026 |
|
270,978 |
|
Walt Disney Co. (The)* |
|
22,204 |
|
1,811,624 |
|
Warner Bros Discovery, Inc.* |
|
26,984 |
|
268,221 |
|
Warner Music Group Corp., Class A |
|
1,517 |
|
47,482 |
|
Total Communication Services |
|
|
|
22,839,336 |
|
Consumer Discretionary — 12.9% |
|
| |||
Amazon.com, Inc.* |
|
109,526 |
|
14,576,815 |
|
Aptiv PLC* |
|
3,409 |
|
297,265 |
|
AutoZone, Inc.* |
|
220 |
|
544,969 |
|
Best Buy Co., Inc. |
|
2,332 |
|
155,824 |
|
Burlington Stores, Inc.* |
|
802 |
|
97,066 |
|
CarMax, Inc.* |
|
1,903 |
|
116,254 |
|
Chipotle Mexican Grill, Inc.* |
|
333 |
|
646,753 |
|
Coupang, Inc.* |
|
13,194 |
|
224,298 |
|
Domino’s Pizza, Inc. |
|
442 |
|
149,834 |
|
eBay, Inc. |
|
6,445 |
|
252,837 |
|
Etsy, Inc.* |
|
1,506 |
|
93,824 |
|
Hasbro, Inc. |
|
1,543 |
|
69,666 |
|
Hilton Worldwide Holdings, Inc. |
|
3,166 |
|
479,744 |
|
Home Depot, Inc. (The) |
|
12,216 |
|
3,477,773 |
|
LKQ Corp. |
|
3,042 |
|
133,605 |
|
Lowe’s Cos., Inc. |
|
7,116 |
|
1,356,096 |
|
Lucid Group, Inc.*(a) |
|
9,027 |
|
37,191 |
|
Lululemon Athletica, Inc.* |
|
1,350 |
|
531,198 |
|
Marriott International, Inc., Class A |
|
3,239 |
|
610,746 |
|
McDonald’s Corp. |
|
8,872 |
|
2,325,972 |
|
MercadoLibre, Inc.* |
|
542 |
|
672,481 |
|
NIKE, Inc., Class B |
|
14,814 |
|
1,522,435 |
|
NVR, Inc.* |
|
38 |
|
205,680 |
|
Rivian Automotive, Inc., Class A* |
|
7,994 |
|
129,663 |
|
Ross Stores, Inc. |
|
4,059 |
|
470,722 |
|
Royal Caribbean Cruises Ltd.* |
|
2,664 |
|
225,721 |
|
Starbucks Corp. |
|
13,660 |
|
1,259,998 |
|
Tesla, Inc.* |
|
33,374 |
|
6,702,834 |
|
TJX Cos., Inc. (The) |
|
13,955 |
|
1,229,017 |
|
Tractor Supply Co.(a) |
|
1,331 |
|
256,297 |
|
Ulta Beauty, Inc.* |
|
589 |
|
224,592 |
|
Vail Resorts, Inc. |
|
502 |
|
106,550 |
|
Yum China Holdings, Inc. |
|
4,881 |
|
256,545 |
|
Yum! Brands, Inc. |
|
3,383 |
|
408,869 |
|
Total Consumer Discretionary |
|
|
|
39,849,134 |
|
Consumer Staples — 5.8% |
|
| |||
Archer-Daniels-Midland Co. |
|
6,550 |
|
468,784 |
|
Campbell Soup Co. |
|
2,291 |
|
92,579 |
|
Church & Dwight Co., Inc. |
|
2,945 |
|
267,818 |
|
Clorox Co. (The) |
|
1,505 |
|
177,139 |
|
Colgate-Palmolive Co. |
|
10,075 |
|
756,834 |
|
|
|
Shares |
|
Value |
|
Common Stocks (continued) |
|
|
|
|
|
Consumer Staples (continued) |
|
|
|
|
|
Conagra Brands, Inc. |
|
5,695 |
|
$155,815 |
|
Costco Wholesale Corp. |
|
5,382 |
|
2,973,232 |
|
Dollar Tree, Inc.* |
|
2,513 |
|
279,169 |
|
Estee Lauder Cos., Inc. (The), Class A |
|
2,583 |
|
332,871 |
|
General Mills, Inc. |
|
7,098 |
|
463,074 |
|
Hershey Co. (The) |
|
1,777 |
|
332,921 |
|
Hormel Foods Corp. |
|
3,492 |
|
113,665 |
|
J M Smucker Co. (The) |
|
1,194 |
|
135,925 |
|
Kellanova |
|
3,075 |
|
155,195 |
|
Keurig Dr Pepper, Inc. |
|
10,902 |
|
330,658 |
|
Kimberly-Clark Corp. |
|
4,094 |
|
489,806 |
|
Kraft Heinz Co. (The) |
|
9,523 |
|
299,594 |
|
Kroger Co. (The) |
|
8,615 |
|
390,863 |
|
McCormick & Co., Inc. |
|
3,007 |
|
192,147 |
|
Mondelez International, Inc., Class A |
|
16,502 |
|
1,092,597 |
|
PepsiCo, Inc. |
|
16,752 |
|
2,735,267 |
|
Procter & Gamble Co. (The) |
|
28,658 |
|
4,299,560 |
|
Sysco Corp. |
|
6,150 |
|
408,913 |
|
Target Corp. |
|
5,599 |
|
620,313 |
|
Walgreens Boots Alliance, Inc. |
|
8,565 |
|
180,550 |
|
WK Kellogg Co.* |
|
771 |
|
7,725 |
|
Total Consumer Staples |
|
|
|
17,753,014 |
|
Energy — 3.2% |
|
| |||
Baker Hughes Co. |
|
12,224 |
|
420,750 |
|
Cheniere Energy, Inc. |
|
2,924 |
|
486,612 |
|
Exxon Mobil Corp. |
|
49,195 |
|
5,207,291 |
|
Halliburton Co. |
|
10,925 |
|
429,789 |
|
Marathon Petroleum Corp. |
|
5,151 |
|
779,089 |
|
ONEOK, Inc. |
|
5,392 |
|
351,558 |
|
Schlumberger NV |
|
17,288 |
|
962,250 |
|
Valero Energy Corp. |
|
4,453 |
|
565,531 |
|
Williams Cos., Inc. (The) |
|
14,779 |
|
508,398 |
|
Total Energy |
|
|
|
9,711,268 |
|
Financials — 11.4% |
|
| |||
Aflac, Inc. |
|
6,642 |
|
518,807 |
|
Allstate Corp. (The) |
|
3,164 |
|
405,403 |
|
Ally Financial, Inc. |
|
3,214 |
|
77,747 |
|
American Express Co. |
|
7,182 |
|
1,048,787 |
|
American International Group, Inc. |
|
8,920 |
|
546,885 |
|
Ameriprise Financial, Inc. |
|
1,264 |
|
397,616 |
|
Apollo Global Management, Inc. |
|
4,884 |
|
378,217 |
|
Arch Capital Group Ltd.* |
|
4,309 |
|
373,504 |
|
Arthur J Gallagher & Co. |
|
2,574 |
|
606,151 |
|
Bank of America Corp. |
|
84,313 |
|
2,220,804 |
|
Bank of New York Mellon Corp. (The) |
|
9,334 |
|
396,695 |
|
Blackstone, Inc. |
|
8,531 |
|
787,838 |
|
Capital One Financial Corp. |
|
4,582 |
|
464,111 |
|
Cboe Global Markets, Inc. |
|
1,267 |
|
207,649 |
|
Charles Schwab Corp. (The) |
|
16,768 |
|
872,607 |
|
Cincinnati Financial Corp. |
|
1,863 |
|
185,685 |
|
Citigroup, Inc. |
|
22,977 |
|
907,362 |
|
Citizens Financial Group, Inc. |
|
5,811 |
|
136,152 |
|
CME Group, Inc. |
|
4,357 |
|
930,045 |
|
Discover Financial Services |
|
3,158 |
|
259,209 |
|
Everest Re Group Ltd. |
|
514 |
|
203,349 |
|
Fidelity National Information Services, Inc. |
|
7,144 |
|
350,842 |
|
Fifth Third Bancorp |
|
8,128 |
|
192,715 |
|
36
See notes to financial statements.
Schedule of Investments — IQ Candriam U.S. Large Cap Equity ETF (continued)
October 31, 2023 (unaudited)
|
|
Shares |
|
Value |
|
Common Stocks (continued) |
|
|
|
|
|
Financials (continued) |
|
|
|
|
|
Fiserv, Inc.* |
|
7,475 |
|
$850,281 |
|
FleetCor Technologies, Inc.* |
|
862 |
|
194,096 |
|
Franklin Resources, Inc. |
|
3,418 |
|
77,896 |
|
Global Payments, Inc. |
|
3,164 |
|
336,080 |
|
Globe Life, Inc. |
|
1,163 |
|
135,327 |
|
Hartford Financial Services Group, Inc. (The) |
|
3,753 |
|
275,658 |
|
Huntington Bancshares, Inc. |
|
17,221 |
|
166,183 |
|
Intercontinental Exchange, Inc. |
|
6,727 |
|
722,749 |
|
KeyCorp |
|
11,160 |
|
114,055 |
|
KKR & Co., Inc. |
|
7,856 |
|
435,222 |
|
Loews Corp. |
|
2,293 |
|
146,775 |
|
M&T Bank Corp. |
|
2,004 |
|
225,951 |
|
Markel Group Inc.* |
|
164 |
|
241,165 |
|
Marsh & McLennan Cos., Inc. |
|
5,999 |
|
1,137,710 |
|
Mastercard, Inc., Class A |
|
10,202 |
|
3,839,523 |
|
Moody’s Corp. |
|
1,926 |
|
593,208 |
|
Morgan Stanley |
|
15,690 |
|
1,111,166 |
|
MSCI, Inc. |
|
944 |
|
445,143 |
|
Nasdaq, Inc. |
|
4,108 |
|
203,757 |
|
Northern Trust Corp. |
|
2,521 |
|
166,159 |
|
PayPal Holdings, Inc.* |
|
13,589 |
|
703,910 |
|
PNC Financial Services Group, Inc. (The) |
|
4,836 |
|
553,577 |
|
Principal Financial Group, Inc. |
|
2,926 |
|
198,032 |
|
Progressive Corp. (The) |
|
7,093 |
|
1,121,332 |
|
Prudential Financial, Inc. |
|
4,431 |
|
405,171 |
|
Raymond James Financial, Inc. |
|
2,338 |
|
223,139 |
|
Regions Financial Corp. |
|
11,219 |
|
163,012 |
|
S&P Global, Inc. |
|
3,894 |
|
1,360,213 |
|
Synchrony Financial |
|
5,220 |
|
146,421 |
|
Travelers Cos., Inc. (The) |
|
2,794 |
|
467,827 |
|
Truist Financial Corp. |
|
16,169 |
|
458,553 |
|
US Bancorp |
|
17,998 |
|
573,776 |
|
Visa, Inc., A Shares(a) |
|
19,687 |
|
4,628,414 |
|
Willis Towers Watson PLC |
|
1,276 |
|
300,996 |
|
Total Financials |
|
|
|
35,190,657 |
|
Health Care — 11.8% |
|
| |||
Abbott Laboratories |
|
21,027 |
|
1,988,103 |
|
Alnylam Pharmaceuticals, Inc.* |
|
1,515 |
|
229,977 |
|
Avantor, Inc.* |
|
7,829 |
|
136,459 |
|
Biogen, Inc.* |
|
1,748 |
|
415,220 |
|
Bristol-Myers Squibb Co. |
|
25,512 |
|
1,314,633 |
|
Cardinal Health, Inc. |
|
3,104 |
|
282,464 |
|
Catalent, Inc.* |
|
2,185 |
|
75,142 |
|
Cigna Group (The) |
|
3,573 |
|
1,104,772 |
|
Cooper Cos., Inc. (The) |
|
593 |
|
184,868 |
|
CVS Health Corp. |
|
15,560 |
|
1,073,796 |
|
Danaher Corp. |
|
8,171 |
|
1,568,995 |
|
Dexcom, Inc.* |
|
4,663 |
|
414,214 |
|
Edwards Lifesciences Corp.* |
|
7,318 |
|
466,303 |
|
Elevance Health, Inc. |
|
2,876 |
|
1,294,459 |
|
Eli Lilly & Co. |
|
10,289 |
|
5,699,386 |
|
Gilead Sciences, Inc. |
|
15,137 |
|
1,188,860 |
|
Henry Schein, Inc.* |
|
1,535 |
|
99,744 |
|
Hologic, Inc.* |
|
2,975 |
|
196,856 |
|
Humana, Inc. |
|
1,522 |
|
797,056 |
|
IDEXX Laboratories, Inc.* |
|
993 |
|
396,674 |
|
|
|
Shares |
|
Value |
|
Common Stocks (continued) |
|
|
|
|
|
Health Care (continued) |
|
|
|
|
|
Incyte Corp.* |
|
2,249 |
|
$121,288 |
|
Intuitive Surgical, Inc.* |
|
4,232 |
|
1,109,715 |
|
IQVIA Holdings, Inc.* |
|
2,198 |
|
397,464 |
|
Laboratory Corp. of America Holdings |
|
1,071 |
|
213,911 |
|
Merck & Co., Inc. |
|
30,866 |
|
3,169,938 |
|
Mettler-Toledo International, Inc.* |
|
264 |
|
260,093 |
|
Quest Diagnostics, Inc. |
|
1,346 |
|
175,115 |
|
ResMed, Inc. |
|
1,754 |
|
247,700 |
|
Seagen, Inc.* |
|
1,668 |
|
354,967 |
|
Teleflex, Inc. |
|
564 |
|
104,199 |
|
Thermo Fisher Scientific, Inc. |
|
4,681 |
|
2,081,968 |
|
UnitedHealth Group, Inc. |
|
11,287 |
|
6,044,866 |
|
Veeva Systems, Inc., Class A* |
|
1,760 |
|
339,170 |
|
Vertex Pharmaceuticals, Inc.* |
|
3,126 |
|
1,131,956 |
|
Waters Corp.* |
|
711 |
|
169,595 |
|
West Pharmaceutical Services, Inc. |
|
889 |
|
282,960 |
|
Zimmer Biomet Holdings, Inc. |
|
2,535 |
|
264,679 |
|
Zoetis, Inc. |
|
5,613 |
|
881,241 |
|
Total Health Care |
|
|
|
36,278,806 |
|
Industrials — 4.7% |
|
| |||
3M Co. |
|
6,693 |
|
608,728 |
|
A O Smith Corp. |
|
1,523 |
|
106,245 |
|
Automatic Data Processing, Inc. |
|
5,020 |
|
1,095,464 |
|
Broadridge Financial Solutions, Inc. |
|
1,414 |
|
241,285 |
|
Carrier Global Corp. |
|
10,151 |
|
483,797 |
|
CH Robinson Worldwide, Inc. |
|
1,380 |
|
112,925 |
|
Cintas Corp. |
|
1,052 |
|
533,490 |
|
Dover Corp. |
|
1,695 |
|
220,265 |
|
Emerson Electric Co. |
|
6,933 |
|
616,829 |
|
Equifax, Inc. |
|
1,494 |
|
253,338 |
|
Expeditors International of Washington, Inc. |
|
1,858 |
|
202,987 |
|
FedEx Corp. |
|
2,803 |
|
673,000 |
|
Fortive Corp. |
|
4,263 |
|
278,289 |
|
Illinois Tool Works, Inc. |
|
3,683 |
|
825,434 |
|
Ingersoll Rand, Inc. |
|
4,877 |
|
295,936 |
|
JB Hunt Transport Services, Inc. |
|
981 |
|
168,604 |
|
Johnson Controls International PLC |
|
8,292 |
|
406,474 |
|
Masco Corp. |
|
2,698 |
|
140,539 |
|
Old Dominion Freight Line, Inc. |
|
1,171 |
|
441,069 |
|
Otis Worldwide Corp. |
|
5,020 |
|
387,594 |
|
Parker-Hannifin Corp. |
|
1,551 |
|
572,179 |
|
Paychex, Inc. |
|
3,910 |
|
434,206 |
|
Paycom Software, Inc. |
|
617 |
|
151,147 |
|
Quanta Services, Inc. |
|
1,735 |
|
289,953 |
|
Rockwell Automation, Inc. |
|
1,387 |
|
364,518 |
|
Stanley Black & Decker, Inc. |
|
1,848 |
|
157,172 |
|
Trane Technologies PLC |
|
2,756 |
|
524,494 |
|
TransUnion |
|
2,301 |
|
100,968 |
|
United Parcel Service, Inc., Class B |
|
8,821 |
|
1,245,966 |
|
United Rentals, Inc. |
|
851 |
|
345,736 |
|
Veralto Corp.* |
|
2,708 |
|
186,852 |
|
Verisk Analytics, Inc. |
|
1,740 |
|
395,606 |
|
Waste Management, Inc. |
|
4,935 |
|
810,969 |
|
Westinghouse Air Brake Technologies Corp. |
|
2,169 |
|
229,957 |
|
WW Grainger, Inc. |
|
493 |
|
359,806 |
|
Xylem, Inc. |
|
2,883 |
|
269,676 |
|
Total Industrials |
|
|
|
14,531,497 |
|
37
See notes to financial statements.
Schedule of Investments — IQ Candriam U.S. Large Cap Equity ETF (continued)
October 31, 2023 (unaudited)
|
|
Shares |
|
Value |
|
Common Stocks (continued) |
|
|
|
|
|
Information Technology — 36.2% |
|
| |||
Accenture PLC, Class A |
|
8,080 |
|
$2,400,487 |
|
Adobe, Inc.* |
|
5,535 |
|
2,944,952 |
|
Advanced Micro Devices, Inc.* |
|
19,429 |
|
1,913,757 |
|
Akamai Technologies, Inc.* |
|
1,858 |
|
191,987 |
|
Analog Devices, Inc. |
|
6,126 |
|
963,804 |
|
ANSYS, Inc.* |
|
1,048 |
|
291,617 |
|
Apple, Inc. |
|
176,566 |
|
30,152,176 |
|
Applied Materials, Inc. |
|
10,180 |
|
1,347,323 |
|
Autodesk, Inc.* |
|
2,595 |
|
512,850 |
|
Cadence Design Systems, Inc.* |
|
3,281 |
|
786,948 |
|
CDW Corp. |
|
1,623 |
|
325,249 |
|
Cisco Systems, Inc. |
|
49,595 |
|
2,585,387 |
|
Cognizant Technology Solutions Corp., Class A |
|
6,120 |
|
394,556 |
|
Crowdstrike Holdings, Inc., Class A* |
|
2,651 |
|
468,617 |
|
Dell Technologies, Inc., Class C |
|
2,995 |
|
200,395 |
|
DocuSign, Inc.* |
|
2,399 |
|
93,273 |
|
Enphase Energy, Inc.* |
|
1,599 |
|
127,248 |
|
EPAM Systems, Inc.* |
|
670 |
|
145,772 |
|
Fair Isaac Corp.* |
|
294 |
|
248,686 |
|
Fortinet, Inc.* |
|
8,174 |
|
467,308 |
|
Gartner, Inc.* |
|
922 |
|
306,141 |
|
Gen Digital, Inc. |
|
7,420 |
|
123,617 |
|
Hewlett Packard Enterprise Co. |
|
15,503 |
|
238,436 |
|
HP, Inc. |
|
11,965 |
|
315,038 |
|
HubSpot, Inc.* |
|
568 |
|
240,701 |
|
Intel Corp. |
|
50,670 |
|
1,849,455 |
|
International Business Machines Corp. |
|
11,029 |
|
1,595,235 |
|
Intuit, Inc. |
|
3,309 |
|
1,637,790 |
|
Keysight Technologies, Inc.* |
|
2,156 |
|
263,140 |
|
KLA Corp. |
|
1,665 |
|
782,051 |
|
Lam Research Corp. |
|
1,627 |
|
957,034 |
|
Marvell Technology, Inc. |
|
10,424 |
|
492,221 |
|
Micron Technology, Inc. |
|
13,255 |
|
886,362 |
|
Microsoft Corp. |
|
89,225 |
|
30,167,865 |
|
MongoDB, Inc.* |
|
840 |
|
289,456 |
|
Motorola Solutions, Inc. |
|
2,034 |
|
566,388 |
|
NetApp, Inc. |
|
2,580 |
|
187,772 |
|
NVIDIA Corp. |
|
28,866 |
|
11,771,555 |
|
Okta, Inc.* |
|
1,820 |
|
122,686 |
|
ON Semiconductor Corp.* |
|
5,237 |
|
328,046 |
|
Palo Alto Networks, Inc.* |
|
3,657 |
|
888,724 |
|
QUALCOMM, Inc. |
|
13,521 |
|
1,473,654 |
|
Roper Technologies, Inc. |
|
1,291 |
|
630,744 |
|
Salesforce, Inc.* |
|
11,445 |
|
2,298,499 |
|
Seagate Technology Holdings PLC |
|
2,297 |
|
156,770 |
|
ServiceNow, Inc.* |
|
2,474 |
|
1,439,497 |
|
Skyworks Solutions, Inc. |
|
1,915 |
|
166,107 |
|
Splunk, Inc.* |
|
1,852 |
|
272,540 |
|
Synopsys, Inc.* |
|
1,848 |
|
867,525 |
|
TE Connectivity Ltd. |
|
3,813 |
|
449,362 |
|
Teradyne, Inc. |
|
1,863 |
|
155,132 |
|
Texas Instruments, Inc. |
|
10,981 |
|
1,559,412 |
|
Trimble, Inc.* |
|
2,937 |
|
138,421 |
|
Twilio, Inc., Class A* |
|
2,140 |
|
109,696 |
|
VeriSign, Inc.* |
|
1,111 |
|
221,822 |
|
Western Digital Corp.* |
|
3,856 |
|
154,818 |
|
Workday, Inc., Class A* |
|
2,472 |
|
523,347 |
|
Zebra Technologies Corp., Class A* |
|
616 |
|
129,009 |
|
|
|
Shares |
|
Value |
|
Common Stocks (continued) |
|
|
|
|
|
Information Technology (continued) |
|
|
|
|
|
Zoom Video Communications, Inc., Class A* |
|
3,027 |
|
$181,559 |
|
Zscaler, Inc.* |
|
1,049 |
|
166,466 |
|
Total Information Technology |
|
|
|
111,666,485 |
|
Materials — 2.6% |
|
| |||
Air Products and Chemicals, Inc. |
|
2,660 |
|
751,290 |
|
Albemarle Corp. |
|
1,418 |
|
179,774 |
|
Ball Corp. |
|
3,724 |
|
179,311 |
|
DuPont de Nemours, Inc. |
|
5,071 |
|
369,574 |
|
Ecolab, Inc. |
|
3,070 |
|
514,962 |
|
Freeport-McMoRan, Inc. |
|
17,376 |
|
586,961 |
|
International Flavors & Fragrances, Inc. |
|
3,064 |
|
209,424 |
|
Linde PLC |
|
5,950 |
|
2,273,852 |
|
LyondellBasell Industries NV, Class A |
|
3,073 |
|
277,308 |
|
Martin Marietta Materials, Inc. |
|
758 |
|
309,977 |
|
Mosaic Co. (The) |
|
4,019 |
|
130,537 |
|
Newmont Corp. |
|
9,648 |
|
361,511 |
|
Nucor Corp. |
|
3,046 |
|
450,168 |
|
Packaging Corp. of America |
|
1,075 |
|
164,529 |
|
PPG Industries, Inc. |
|
2,847 |
|
349,526 |
|
Sherwin-Williams Co. (The) |
|
2,877 |
|
685,330 |
|
Vulcan Materials Co. |
|
1,600 |
|
314,384 |
|
Total Materials |
|
|
|
8,108,418 |
|
Real Estate — 2.7% |
|
| |||
Alexandria Real Estate Equities, Inc. |
|
2,062 |
|
192,034 |
|
American Tower Corp. |
|
5,657 |
|
1,008,021 |
|
AvalonBay Communities, Inc. |
|
1,710 |
|
283,415 |
|
CBRE Group, Inc., Class A* |
|
3,740 |
|
259,332 |
|
Crown Castle, Inc. |
|
5,254 |
|
488,517 |
|
Digital Realty Trust, Inc. |
|
3,519 |
|
437,623 |
|
Equinix, Inc. |
|
1,133 |
|
826,682 |
|
Equity Residential |
|
4,489 |
|
248,376 |
|
Essex Property Trust, Inc. |
|
791 |
|
169,211 |
|
Extra Space Storage, Inc. |
|
1,606 |
|
166,366 |
|
Healthpeak Properties, Inc. |
|
6,570 |
|
102,163 |
|
Host Hotels & Resorts, Inc. |
|
8,477 |
|
131,224 |
|
Invitation Homes, Inc. |
|
6,882 |
|
204,327 |
|
Iron Mountain, Inc. |
|
3,485 |
|
205,859 |
|
Mid-America Apartment Communities, Inc. |
|
1,401 |
|
165,528 |
|
Prologis, Inc. |
|
11,183 |
|
1,126,687 |
|
Public Storage |
|
1,917 |
|
457,607 |
|
SBA Communications Corp. |
|
1,291 |
|
269,341 |
|
Simon Property Group, Inc. |
|
3,922 |
|
430,989 |
|
UDR, Inc. |
|
3,905 |
|
124,218 |
|
Ventas, Inc. |
|
4,805 |
|
204,020 |
|
Welltower, Inc. |
|
6,046 |
|
505,506 |
|
Weyerhaeuser Co. |
|
8,896 |
|
255,226 |
|
WP Carey, Inc. |
|
2,528 |
|
135,627 |
|
Total Real Estate |
|
|
|
8,397,899 |
|
Utilities — 1.3% |
|
| |||
American Water Works Co., Inc. |
|
2,349 |
|
276,360 |
|
Avangrid, Inc. |
|
851 |
|
25,419 |
|
Consolidated Edison, Inc. |
|
4,233 |
|
371,615 |
|
Edison International |
|
4,623 |
|
291,526 |
|
Eversource Energy |
|
4,197 |
|
225,757 |
|
Exelon Corp. |
|
12,083 |
|
470,512 |
|
38
See notes to financial statements.
Schedule of Investments — IQ Candriam U.S. Large Cap Equity ETF (continued)
October 31, 2023 (unaudited)
|
|
Shares |
|
Value |
|
Common Stocks (continued) |
|
|
|
|
|
Utilities (continued) |
|
|
|
|
|
NextEra Energy, Inc. |
|
24,572 |
|
$1,432,548 |
|
Public Service Enterprise Group, Inc. |
|
6,024 |
|
371,380 |
|
Sempra |
|
7,645 |
|
535,379 |
|
Total Utilities |
|
|
|
4,000,496 |
|
Total Common Stocks |
|
|
|
308,327,010 |
|
Short-Term Investments — 0.0%(b) |
|
|
|
|
|
Money Market Funds — 0.0%(b) |
|
|
|
|
|
Dreyfus Government Cash Management Fund, Institutional Shares, 5.24%(c)(d) |
|
7,795 |
|
7,795 |
|
Dreyfus Institutional Preferred Government Money Market Fund, Institutional Shares, 5.32%(c) |
|
141,386 |
|
141,386 |
|
|
Shares |
|
Value |
|
Total Short-Term Investments |
|
|
|
$149,181 |
|
Total Investments — 100.0% |
|
|
|
308,476,191 |
|
Other Assets and Liabilities, |
|
|
|
152,581 |
|
Net Assets — 100% |
|
|
|
$308,628,772 |
|
*Non-income producing securities.
(a)All or a portion of the security was on loan. In addition, “Other Assets and Liabilities, Net” may include pending sales that are also on loan. The aggregate market value of securities on loan was $4,885,790; total market value of collateral held by the Fund was $4,943,548. Market value of the collateral held includes non-cash U.S. Treasury securities collateral having a value of $4,935,753.
(b)Less than 0.05%.
(c)Reflects the 1-day yield at October 31, 2023.
(d)Represents security purchased with cash collateral received for securities on loan.
The following is a summary of the inputs used to value the Fund’s investments as of October 31, 2023. For more information on the valuation techniques, and their aggregation into the levels used in the table below, please refer to Note 2.
Description |
|
Level 1 |
|
Level 2 |
|
Level 3 |
|
Total |
Asset Valuation Inputs |
|
|
|
|
|
|
|
|
Investments in Securities:(e) |
|
|
|
|
|
|
|
|
Common Stocks |
|
$308,327,010 |
|
$— |
|
$— |
|
$308,327,010 |
Short-Term Investments: |
|
|
|
|
|
|
|
|
Money Market Funds |
|
149,181 |
|
— |
|
— |
|
149,181 |
Total Investments in Securities |
|
$308,476,191 |
|
$— |
|
$— |
|
$308,476,191 |
(e)For a complete listing of investments and their industries, see the Schedule of Investments.
For the period ended October 31, 2023, the Fund did not have any transfers into or out of Level 3 within the fair value hierarchy.
39
See notes to financial statements.
|
|
Shares |
|
Value |
|
Common Stocks — 99.9% |
|
| |||
Communication Services — 3.3% |
|
| |||
Alphabet, Inc., Class A* |
|
21,564 |
|
$2,675,661 |
|
Electronic Arts, Inc. |
|
18,580 |
|
2,300,018 |
|
T-Mobile U.S., Inc.* |
|
15,405 |
|
2,216,164 |
|
Total Communication Services |
|
|
|
7,191,843 |
|
Consumer Discretionary — 9.3% |
|
| |||
AutoZone, Inc.* |
|
913 |
|
2,261,620 |
|
Home Depot, Inc. (The) |
|
7,579 |
|
2,157,665 |
|
Lowe’s Cos., Inc. |
|
11,186 |
|
2,131,716 |
|
McDonald’s Corp. |
|
7,980 |
|
2,092,117 |
|
O’Reilly Automotive, Inc.* |
|
2,630 |
|
2,447,057 |
|
Ross Stores, Inc. |
|
21,077 |
|
2,444,300 |
|
Starbucks Corp. |
|
21,475 |
|
1,980,854 |
|
TJX Cos., Inc. (The) |
|
28,546 |
|
2,514,046 |
|
Yum! Brands, Inc. |
|
16,883 |
|
2,040,479 |
|
Total Consumer Discretionary |
|
|
|
20,069,854 |
|
Consumer Staples — 8.7% |
|
| |||
Altria Group, Inc. |
|
49,984 |
|
2,007,857 |
|
Archer-Daniels-Midland Co. |
|
28,006 |
|
2,004,390 |
|
Costco Wholesale Corp. |
|
4,496 |
|
2,483,770 |
|
Dollar General Corp. |
|
10,615 |
|
1,263,610 |
|
Dollar Tree, Inc.* |
|
15,593 |
|
1,732,226 |
|
Estee Lauder Cos., Inc. (The), Class A |
|
9,084 |
|
1,170,655 |
|
Keurig Dr Pepper, Inc. |
|
63,367 |
|
1,921,921 |
|
Kraft Heinz Co. (The) |
|
57,847 |
|
1,819,867 |
|
PepsiCo, Inc. |
|
12,231 |
|
1,997,078 |
|
Walmart, Inc. |
|
15,132 |
|
2,472,720 |
|
Total Consumer Staples |
|
|
|
18,874,094 |
|
Energy — 5.2% |
|
| |||
Cheniere Energy, Inc. |
|
14,193 |
|
2,361,999 |
|
Chevron Corp. |
|
13,712 |
|
1,998,250 |
|
Exxon Mobil Corp. |
|
20,346 |
|
2,153,624 |
|
Kinder Morgan, Inc. |
|
127,704 |
|
2,068,805 |
|
Williams Cos., Inc. (The) |
|
74,911 |
|
2,576,938 |
|
Total Energy |
|
|
|
11,159,616 |
|
Financials — 16.6% |
|
| |||
Aflac, Inc. |
|
34,669 |
|
2,707,996 |
|
Allstate Corp. (The) |
|
20,186 |
|
2,586,432 |
|
American International Group, Inc. |
|
44,417 |
|
2,723,206 |
|
Aon PLC, Class A |
|
7,095 |
|
2,195,193 |
|
Bank of New York Mellon Corp. (The) |
|
49,207 |
|
2,091,298 |
|
Charles Schwab Corp. (The) |
|
42,577 |
|
2,215,707 |
|
Chubb Ltd. |
|
11,523 |
|
2,473,066 |
|
Fiserv, Inc.* |
|
19,736 |
|
2,244,970 |
|
Global Payments, Inc. |
|
21,202 |
|
2,252,076 |
|
Goldman Sachs Group, Inc. (The) |
|
6,836 |
|
2,075,478 |
|
MetLife, Inc. |
|
38,606 |
|
2,316,746 |
|
Morgan Stanley |
|
25,477 |
|
1,804,281 |
|
Nasdaq, Inc. |
|
40,906 |
|
2,028,938 |
|
PNC Financial Services Group, Inc. (The) |
|
17,552 |
|
2,009,177 |
|
Travelers Cos., Inc. (The) |
|
13,050 |
|
2,185,092 |
|
US Bancorp |
|
62,017 |
|
1,977,102 |
|
Total Financials |
|
|
|
35,886,758 |
|
Health Care — 16.9% |
|
| |||
Abbott Laboratories |
|
22,097 |
|
2,089,271 |
|
AbbVie, Inc. |
|
14,051 |
|
1,983,720 |
|
|
|
Shares |
|
Value |
|
Common Stocks (continued) |
|
|
|
|
|
Health Care (continued) |
|
|
|
|
|
Biogen, Inc.* |
|
8,028 |
|
$1,906,971 |
|
Centene Corp.* |
|
35,388 |
|
2,441,064 |
|
Cigna Group (The) |
|
8,754 |
|
2,706,737 |
|
CVS Health Corp. |
|
30,094 |
|
2,076,787 |
|
Danaher Corp. |
|
8,856 |
|
1,700,529 |
|
Elevance Health, Inc. |
|
4,865 |
|
2,189,688 |
|
Gilead Sciences, Inc. |
|
26,953 |
|
2,116,889 |
|
Humana, Inc. |
|
4,605 |
|
2,411,593 |
|
McKesson Corp. |
|
6,282 |
|
2,860,572 |
|
Pfizer, Inc. |
|
54,825 |
|
1,675,452 |
|
Regeneron Pharmaceuticals, Inc.* |
|
2,722 |
|
2,122,861 |
|
ResMed, Inc. |
|
10,209 |
|
1,441,715 |
|
Thermo Fisher Scientific, Inc. |
|
3,872 |
|
1,722,149 |
|
UnitedHealth Group, Inc. |
|
4,724 |
|
2,529,985 |
|
Vertex Pharmaceuticals, Inc.* |
|
7,100 |
|
2,570,981 |
|
Total Health Care |
|
|
|
36,546,964 |
|
Industrials — 14.1% |
|
| |||
AMETEK, Inc. |
|
15,349 |
|
2,160,679 |
|
Copart, Inc.* |
|
59,483 |
|
2,588,700 |
|
CSX Corp. |
|
74,504 |
|
2,223,944 |
|
Deere & Co. |
|
5,418 |
|
1,979,520 |
|
Eaton Corp. PLC |
|
13,055 |
|
2,714,265 |
|
General Dynamics Corp. |
|
9,802 |
|
2,365,321 |
|
L3Harris Technologies, Inc. |
|
11,374 |
|
2,040,609 |
|
Lockheed Martin Corp. |
|
4,723 |
|
2,147,265 |
|
Northrop Grumman Corp. |
|
4,843 |
|
2,283,136 |
|
PACCAR, Inc. |
|
30,558 |
|
2,521,952 |
|
Republic Services, Inc. |
|
16,500 |
|
2,450,085 |
|
Trane Technologies PLC |
|
12,129 |
|
2,308,270 |
|
Veralto Corp.* |
|
2,946 |
|
203,274 |
|
WW Grainger, Inc. |
|
3,245 |
|
2,368,298 |
|
Total Industrials |
|
|
|
30,355,318 |
|
Information Technology — 19.6% |
|
| |||
Accenture PLC, Class A |
|
7,816 |
|
2,322,055 |
|
Amphenol Corp., Class A |
|
27,290 |
|
2,198,209 |
|
Analog Devices, Inc. |
|
11,315 |
|
1,780,189 |
|
Broadcom, Inc. |
|
3,487 |
|
2,933,857 |
|
Cadence Design Systems, Inc.* |
|
10,647 |
|
2,553,683 |
|
Cisco Systems, Inc. |
|
42,668 |
|
2,224,283 |
|
Cognizant Technology Solutions Corp., Class A |
|
36,712 |
|
2,366,823 |
|
Corning, Inc. |
|
63,224 |
|
1,691,874 |
|
HP, Inc. |
|
76,193 |
|
2,006,162 |
|
Intel Corp. |
|
68,468 |
|
2,499,082 |
|
International Business Machines Corp. |
|
17,018 |
|
2,461,484 |
|
Microsoft Corp. |
|
7,741 |
|
2,617,310 |
|
Motorola Solutions, Inc. |
|
7,804 |
|
2,173,102 |
|
Oracle Corp. |
|
24,073 |
|
2,489,148 |
|
Roper Technologies, Inc. |
|
5,069 |
|
2,476,561 |
|
Snowflake, Inc., Class A* |
|
14,509 |
|
2,105,691 |
|
TE Connectivity Ltd. |
|
17,010 |
|
2,004,628 |
|
Texas Instruments, Inc. |
|
11,988 |
|
1,702,416 |
|
Zoom Video Communications, Inc., Class A* |
|
30,267 |
|
1,815,415 |
|
Total Information Technology |
|
|
|
42,421,972 |
|
40
See notes to financial statements.
Schedule of Investments — IQ U.S. Large Cap ETF (continued)
October 31, 2023 (unaudited)
|
|
Shares |
|
Value |
|
Common Stocks (continued) |
|
| |||
Materials — 1.8% |
|
| |||
Corteva, Inc. |
|
37,081 |
|
$1,785,080 |
|
Dow, Inc. |
|
40,683 |
|
1,966,616 |
|
Total Materials |
|
|
|
3,751,696 |
|
Real Estate — 2.6% |
|
| |||
AvalonBay Communities, Inc. |
|
13,306 |
|
2,205,336 |
|
Public Storage |
|
7,382 |
|
1,762,157 |
|
Realty Income Corp. |
|
35,323 |
|
1,673,604 |
|
Total Real Estate |
|
|
|
5,641,097 |
|
Utilities — 1.8% |
|
| |||
American Water Works Co., Inc. |
|
15,253 |
|
1,794,515 |
|
Sempra Energy |
|
29,598 |
|
2,072,748 |
|
Total Utilities |
|
|
|
3,867,263 |
|
Total Common Stocks |
|
|
|
215,766,475 |
|
|
Shares |
|
Value |
|
Short-Term Investment — 0.0%(a) |
|
|
|
|
|
Money Market Funds — 0.0%(a) |
|
|
|
|
|
Dreyfus Institutional Preferred Government
Money Market Fund, Institutional Shares, Institutional Shares,
5.32%(b) |
|
87,275 |
|
$87,275 |
|
Total Investments — 99.9% |
|
|
|
215,853,750 |
|
Other Assets and Liabilities, |
|
|
|
187,180 |
|
Net Assets — 100% |
|
|
|
$216,040,930 |
|
*Non-income producing securities.
(a)Less than 0.05%.
(b)Reflects the 1-day yield at October 31, 2023.
The following is a summary of the inputs used to value the Fund’s investments as of October 31, 2023. For more information on the valuation techniques, and their aggregation into the levels used in the table below, please refer to Note 2.
Description |
|
Level 1 |
|
Level 2 |
|
Level 3 |
|
Total |
Asset Valuation Inputs |
|
|
|
|
|
|
|
|
Investments in Securities:(c) |
|
|
|
|
|
|
|
|
Common Stocks |
|
$215,766,475 |
|
$— |
|
$— |
|
$215,766,475 |
Short-Term Investment: |
|
|
|
|
|
|
|
|
Money Market Funds |
|
87,275 |
|
— |
|
— |
|
87,275 |
Total Investments in Securities |
|
$215,853,750 |
|
$— |
|
$— |
|
$215,853,750 |
(c)For a complete listing of investments and their industries, see the Schedule of Investments.
For the period ended October 31, 2023, the Fund did not have any transfers into or out of Level 3 within the fair value hierarchy. (See Note 2)
41
See notes to financial statements.
|
|
Shares |
|
Value |
|
Common Stocks — 99.2% |
|
| |||
Communication Services — 2.1% |
|
| |||
AMC Networks, Inc., Class A* |
|
19,798 |
|
$233,616 |
|
EchoStar Corp., Class A* |
|
19,032 |
|
263,783 |
|
IDT Corp., Class B* |
|
10,213 |
|
286,475 |
|
Liberty Latin America Ltd., Class C* |
|
42,140 |
|
288,659 |
|
Madison Square Garden Entertainment Corp.* |
|
5,893 |
|
179,619 |
|
QuinStreet, Inc.* |
|
21,935 |
|
248,085 |
|
Scholastic Corp. |
|
10,158 |
|
374,830 |
|
Sinclair, Inc.(a) |
|
20,284 |
|
220,487 |
|
Sphere Entertainment Co.* |
|
5,893 |
|
193,938 |
|
Stagwell, Inc.* |
|
46,915 |
|
193,290 |
|
Thryv Holdings, Inc.* |
|
15,095 |
|
263,106 |
|
United States Cellular Corp.* |
|
16,763 |
|
704,549 |
|
Total Communication Services |
|
|
|
3,450,437 |
|
Consumer Discretionary — 9.2% |
|
| |||
Academy Sports & Outdoors, Inc. |
|
5,336 |
|
239,266 |
|
Accel Entertainment, Inc.* |
|
38,151 |
|
375,787 |
|
Adtalem Global Education, Inc.* |
|
9,000 |
|
466,200 |
|
Arko Corp. |
|
41,002 |
|
309,565 |
|
Asbury Automotive Group, Inc.* |
|
1,653 |
|
316,335 |
|
Bowlero Corp., Class A*(a) |
|
20,536 |
|
207,208 |
|
Buckle, Inc. (The) |
|
9,751 |
|
329,291 |
|
Carriage Services, Inc. |
|
11,406 |
|
246,370 |
|
Cavco Industries, Inc.* |
|
1,096 |
|
273,463 |
|
Cheesecake Factory, Inc. (The)(a) |
|
9,933 |
|
308,618 |
|
Chegg, Inc.* |
|
21,353 |
|
160,788 |
|
Clarus Corp. |
|
36,836 |
|
213,280 |
|
Denny’s Corp.* |
|
31,189 |
|
268,849 |
|
Dillard’s, Inc., Class A |
|
1,130 |
|
350,809 |
|
Dorman Products, Inc.* |
|
4,037 |
|
251,021 |
|
Duolingo, Inc.* |
|
2,438 |
|
356,070 |
|
Ethan Allen Interiors, Inc. |
|
12,846 |
|
337,336 |
|
GoPro, Inc., Class A* |
|
69,204 |
|
173,702 |
|
Graham Holdings Co., Class B |
|
583 |
|
337,394 |
|
Grand Canyon Education, Inc.* |
|
3,056 |
|
361,616 |
|
Group 1 Automotive, Inc. |
|
1,537 |
|
387,831 |
|
Hyatt Hotels Corp., Class A(a) |
|
3,115 |
|
319,101 |
|
Johnson Outdoors, Inc., Class A |
|
5,525 |
|
262,714 |
|
KB Home |
|
8,647 |
|
382,197 |
|
Kontoor Brands, Inc. |
|
7,193 |
|
334,115 |
|
La-Z-Boy, Inc. |
|
11,949 |
|
349,389 |
|
LCI Industries(a) |
|
3,170 |
|
343,913 |
|
Levi Strauss & Co., Class A(a) |
|
19,095 |
|
261,029 |
|
Malibu Boats, Inc., Class A* |
|
6,167 |
|
269,005 |
|
MarineMax, Inc.* |
|
12,090 |
|
331,024 |
|
MDC Holdings, Inc. |
|
8,940 |
|
339,273 |
|
Meritage Homes Corp. |
|
2,975 |
|
339,210 |
|
Monarch Casino & Resort, Inc. |
|
4,696 |
|
282,652 |
|
Movado Group, Inc. |
|
12,541 |
|
349,392 |
|
OneSpaWorld Holdings Ltd.* |
|
29,030 |
|
304,234 |
|
Papa John’s International, Inc.(a) |
|
4,646 |
|
302,083 |
|
Perdoceo Education Corp. |
|
25,879 |
|
468,151 |
|
Playa Hotels & Resorts NV* |
|
36,258 |
|
262,145 |
|
Ralph Lauren Corp. |
|
2,982 |
|
335,564 |
|
RCI Hospitality Holdings, Inc. |
|
4,454 |
|
242,788 |
|
Standard Motor Products, Inc. |
|
9,431 |
|
329,425 |
|
Steven Madden Ltd. |
|
9,670 |
|
317,079 |
|
Strategic Education, Inc. |
|
3,874 |
|
318,869 |
|
|
|
Shares |
|
Value |
|
Common Stocks (continued) |
|
|
|
|
|
Consumer Discretionary (continued) |
|
|
|
|
|
Stride, Inc.*(a) |
|
8,857 |
|
$486,958 |
|
Travel + Leisure Co. |
|
8,878 |
|
302,118 |
|
Tri Pointe Homes, Inc.* |
|
13,725 |
|
343,949 |
|
Vacasa, Inc., Class A*(a) |
|
18,086 |
|
138,358 |
|
Vista Outdoor, Inc.* |
|
12,544 |
|
315,105 |
|
Total Consumer Discretionary |
|
|
|
14,900,639 |
|
Consumer Staples — 4.1% |
|
| |||
Andersons, Inc. (The) |
|
8,413 |
|
421,744 |
|
Calavo Growers, Inc. |
|
12,100 |
|
306,614 |
|
Cal-Maine Foods, Inc. |
|
5,717 |
|
259,037 |
|
Central Garden & Pet Co., Class A* |
|
8,908 |
|
353,559 |
|
Coca-Cola Consolidated, Inc. |
|
649 |
|
413,030 |
|
Duckhorn Portfolio, Inc. (The)* |
|
21,893 |
|
228,344 |
|
Fresh Del Monte Produce, Inc. |
|
11,560 |
|
289,000 |
|
Herbalife Ltd.* |
|
21,620 |
|
308,085 |
|
Hostess Brands, Inc.* |
|
13,968 |
|
466,531 |
|
Ingles Markets, Inc., Class A |
|
3,924 |
|
314,783 |
|
Inter Parfums, Inc. |
|
2,448 |
|
311,165 |
|
John B Sanfilippo & Son, Inc. |
|
3,675 |
|
375,805 |
|
Medifast, Inc. |
|
3,359 |
|
232,308 |
|
MGP Ingredients, Inc. |
|
3,595 |
|
340,303 |
|
PriceSmart, Inc. |
|
4,863 |
|
303,889 |
|
SpartanNash Co. |
|
14,036 |
|
315,670 |
|
TreeHouse Foods, Inc.* |
|
6,901 |
|
287,703 |
|
United Natural Foods, Inc.* |
|
13,212 |
|
192,631 |
|
Universal Corp. |
|
6,582 |
|
296,190 |
|
USANA Health Sciences, Inc.* |
|
5,535 |
|
252,119 |
|
Vector Group Ltd. |
|
28,981 |
|
297,925 |
|
Total Consumer Staples |
|
|
|
6,566,435 |
|
Energy — 3.0% |
|
| |||
Archrock, Inc. |
|
35,570 |
|
450,672 |
|
Bristow Group, Inc.* |
|
15,515 |
|
405,562 |
|
California Resources Corp. |
|
9,028 |
|
474,783 |
|
CNX Resources Corp.*(a) |
|
21,695 |
|
471,215 |
|
Crescent Energy Co., Class A |
|
30,729 |
|
374,279 |
|
Dril-Quip, Inc.* |
|
12,135 |
|
262,844 |
|
Expro Group Holdings NV* |
|
18,927 |
|
298,100 |
|
Gulfport Energy Corp.* |
|
4,344 |
|
536,962 |
|
International Seaways, Inc. |
|
8,352 |
|
401,648 |
|
REX American Resources Corp.* |
|
12,154 |
|
461,974 |
|
Valaris Ltd.* |
|
5,344 |
|
352,918 |
|
World Kinect Corp. |
|
13,625 |
|
252,062 |
|
Total Energy |
|
|
|
4,743,019 |
|
Financials — 21.5% |
|
| |||
Amalgamated Financial Corp. |
|
19,677 |
|
358,908 |
|
A-Mark Precious Metals, Inc. |
|
10,045 |
|
272,019 |
|
American Equity Investment Life Holding Co. |
|
9,522 |
|
504,285 |
|
Ameris Bancorp |
|
9,503 |
|
354,462 |
|
AssetMark Financial Holdings, Inc.* |
|
11,066 |
|
264,588 |
|
Associated Banc-Corp. |
|
19,358 |
|
313,793 |
|
Atlantic Union Bankshares Corp. |
|
9,933 |
|
286,170 |
|
Axis Capital Holdings Ltd. |
|
6,385 |
|
364,583 |
|
Axos Financial, Inc.* |
|
9,429 |
|
339,727 |
|
Bancorp, Inc. (The)* |
|
12,479 |
|
444,876 |
|
Bank of Marin Bancorp |
|
15,900 |
|
267,120 |
|
Bridge Investment Group Holdings, Inc., Class A |
|
30,725 |
|
223,678 |
|
42
See notes to financial statements.
Schedule of Investments — IQ U.S. Small Cap ETF (continued)
October 31, 2023 (unaudited)
|
|
Shares |
|
Value |
|
Common Stocks (continued) |
|
|
|
|
|
Financials (continued) |
|
|
|
|
|
Bridgewater Bancshares, Inc.* |
|
32,110 |
|
$309,219 |
|
Brighthouse Financial, Inc.* |
|
7,879 |
|
356,919 |
|
Business First Bancshares, Inc. |
|
20,287 |
|
396,408 |
|
Byline Bancorp, Inc. |
|
16,099 |
|
305,398 |
|
Capital City Bank Group, Inc. |
|
11,877 |
|
339,326 |
|
Capstar Financial Holdings, Inc. |
|
22,976 |
|
348,776 |
|
Cass Information Systems, Inc. |
|
8,036 |
|
303,841 |
|
Central Pacific Financial Corp. |
|
19,446 |
|
306,858 |
|
CNO Financial Group, Inc. |
|
15,660 |
|
362,999 |
|
Coastal Financial Corp.* |
|
9,652 |
|
358,765 |
|
Columbia Banking System, Inc. |
|
16,252 |
|
319,677 |
|
Community Trust Bancorp, Inc. |
|
9,172 |
|
344,500 |
|
ConnectOne Bancorp, Inc. |
|
19,688 |
|
320,718 |
|
CrossFirst Bankshares, Inc.* |
|
33,214 |
|
351,404 |
|
Diamond Hill Investment Group, Inc. |
|
2,110 |
|
331,481 |
|
Employers Holdings, Inc. |
|
8,350 |
|
317,300 |
|
Enova International, Inc.* |
|
7,821 |
|
311,901 |
|
Enstar Group Ltd.* |
|
1,501 |
|
355,692 |
|
Enterprise Financial Services Corp. |
|
7,805 |
|
271,380 |
|
Equity Bancshares, Inc., Class A |
|
14,285 |
|
345,697 |
|
Evercore, Inc., Class A |
|
3,011 |
|
391,972 |
|
EVERTEC, Inc. |
|
10,298 |
|
327,270 |
|
Farmers National Banc Corp. |
|
27,538 |
|
310,904 |
|
Federated Hermes, Inc. |
|
8,670 |
|
274,839 |
|
First Bancshares, Inc. (The) |
|
13,474 |
|
326,340 |
|
First Busey Corp. |
|
17,114 |
|
339,884 |
|
First Commonwealth Financial Corp. |
|
28,004 |
|
341,089 |
|
First Financial Corp. |
|
9,289 |
|
319,634 |
|
First Foundation, Inc. |
|
46,721 |
|
212,113 |
|
FirstCash Holdings, Inc. |
|
3,642 |
|
396,687 |
|
Flushing Financial Corp. |
|
23,377 |
|
288,472 |
|
FNB Corp. |
|
30,008 |
|
320,786 |
|
Genworth Financial, Inc., Class A* |
|
69,228 |
|
414,676 |
|
Green Dot Corp., Class A* |
|
20,260 |
|
226,507 |
|
Hancock Whitney Corp. |
|
9,562 |
|
329,220 |
|
Hanmi Financial Corp. |
|
18,743 |
|
275,147 |
|
HarborOne Bancorp, Inc. |
|
28,534 |
|
280,775 |
|
Heartland Financial USA, Inc. |
|
9,077 |
|
248,710 |
|
Heritage Commerce Corp. |
|
41,787 |
|
341,818 |
|
Hilltop Holdings, Inc. |
|
11,730 |
|
323,983 |
|
Horace Mann Educators Corp. |
|
10,395 |
|
329,833 |
|
Horizon Bancorp, Inc. |
|
31,472 |
|
298,669 |
|
International Bancshares Corp. |
|
8,130 |
|
356,338 |
|
James River Group Holdings Ltd. |
|
16,857 |
|
231,784 |
|
Kearny Financial Corp. |
|
42,868 |
|
297,504 |
|
Kemper Corp. |
|
6,369 |
|
253,996 |
|
Lazard Ltd., Class A |
|
10,513 |
|
291,946 |
|
Live Oak Bancshares, Inc. |
|
14,262 |
|
411,459 |
|
MBIA, Inc.* |
|
37,590 |
|
258,619 |
|
Mercantile Bank Corp. |
|
11,383 |
|
374,956 |
|
Merchants Bancorp |
|
13,346 |
|
398,912 |
|
Mercury General Corp. |
|
10,967 |
|
338,661 |
|
Metropolitan Bank Holding Corp.* |
|
10,271 |
|
332,883 |
|
MGIC Investment Corp. |
|
25,899 |
|
436,139 |
|
Mid Penn Bancorp, Inc. |
|
13,592 |
|
259,064 |
|
Midland States Bancorp, Inc. |
|
16,252 |
|
354,619 |
|
MidWestOne Financial Group, Inc. |
|
14,255 |
|
283,960 |
|
Mr Cooper Group, Inc.* |
|
8,482 |
|
479,487 |
|
|
|
Shares |
|
Value |
|
Common Stocks (continued) |
|
|
|
|
|
Financials (continued) |
|
|
|
|
|
National Western Life Group, Inc., Class A |
|
1,430 |
|
$684,827 |
|
Nicolet Bankshares, Inc. |
|
5,513 |
|
401,457 |
|
NMI Holdings, Inc., Class A* |
|
15,565 |
|
425,703 |
|
OceanFirst Financial Corp. |
|
18,836 |
|
238,464 |
|
OFG Bancorp |
|
13,934 |
|
412,725 |
|
Old Second Bancorp, Inc. |
|
24,758 |
|
335,718 |
|
Oscar Health, Inc., Class A* |
|
53,225 |
|
272,512 |
|
PacWest Bancorp |
|
35,773 |
|
253,273 |
|
Pathward Financial, Inc. |
|
8,391 |
|
380,028 |
|
Peapack-Gladstone Financial Corp. |
|
11,751 |
|
274,621 |
|
PennyMac Financial Services, Inc. |
|
5,828 |
|
391,642 |
|
Peoples Bancorp, Inc. |
|
13,517 |
|
372,799 |
|
Piper Sandler Cos. |
|
2,513 |
|
351,443 |
|
PJT Partners, Inc., Class A |
|
4,814 |
|
377,225 |
|
Premier Financial Corp. |
|
16,790 |
|
291,306 |
|
QCR Holdings, Inc. |
|
7,928 |
|
376,184 |
|
Radian Group, Inc. |
|
15,725 |
|
398,471 |
|
Renasant Corp. |
|
11,383 |
|
277,631 |
|
Repay Holdings Corp.* |
|
52,897 |
|
316,853 |
|
S&T Bancorp, Inc. |
|
11,066 |
|
285,060 |
|
Safety Insurance Group, Inc. |
|
4,672 |
|
351,194 |
|
SiriusPoint Ltd.* |
|
42,750 |
|
421,087 |
|
Southern Missouri Bancorp, Inc. |
|
9,292 |
|
375,861 |
|
Stewart Information Services Corp. |
|
8,628 |
|
376,785 |
|
StoneX Group, Inc.* |
|
3,364 |
|
320,656 |
|
Towne Bank |
|
13,060 |
|
312,656 |
|
UMB Financial Corp. |
|
6,019 |
|
377,512 |
|
United Community Banks, Inc. |
|
12,377 |
|
273,408 |
|
United Fire Group, Inc. |
|
13,110 |
|
264,035 |
|
Univest Financial Corp. |
|
14,663 |
|
244,286 |
|
Victory Capital Holdings, Inc., Class A |
|
11,875 |
|
349,837 |
|
Virtu Financial, Inc., Class A |
|
18,418 |
|
340,549 |
|
Virtus Investment Partners, Inc. |
|
1,827 |
|
336,588 |
|
WaFd, Inc. |
|
11,556 |
|
285,202 |
|
Total Financials |
|
|
|
34,679,721 |
|
Health Care — 12.1% |
|
| |||
ACADIA Pharmaceuticals, Inc.* |
|
18,469 |
|
416,845 |
|
Addus HomeCare Corp.* |
|
3,260 |
|
257,214 |
|
Alkermes PLC* |
|
12,350 |
|
298,746 |
|
Alphatec Holdings, Inc.* |
|
22,313 |
|
204,833 |
|
Amphastar Pharmaceuticals, Inc.* |
|
9,270 |
|
419,653 |
|
AngioDynamics, Inc.* |
|
33,664 |
|
208,717 |
|
Arcus Biosciences, Inc.* |
|
19,085 |
|
299,825 |
|
Artivion, Inc.* |
|
26,531 |
|
338,005 |
|
Atea Pharmaceuticals, Inc.* |
|
103,906 |
|
337,694 |
|
Avanos Medical, Inc.* |
|
11,702 |
|
214,849 |
|
Bridgebio Pharma, Inc.* |
|
20,960 |
|
545,798 |
|
CareDx, Inc.* |
|
38,084 |
|
206,034 |
|
Century Therapeutics, Inc.* |
|
100,311 |
|
153,476 |
|
Coherus Biosciences, Inc.* |
|
50,888 |
|
170,475 |
|
Collegium Pharmaceutical, Inc.* |
|
14,511 |
|
315,759 |
|
Computer Programs and Systems, Inc.* |
|
11,525 |
|
162,387 |
|
Cross Country Healthcare, Inc.* |
|
15,572 |
|
360,648 |
|
Cullinan Oncology, Inc.* |
|
34,024 |
|
317,444 |
|
Deciphera Pharmaceuticals, Inc.* |
|
22,530 |
|
270,135 |
|
Dyne Therapeutics, Inc.* |
|
30,216 |
|
213,023 |
|
43
See notes to financial statements.
Schedule of Investments — IQ U.S. Small Cap ETF (continued)
October 31, 2023 (unaudited)
|
|
Shares |
|
Value |
|
Common Stocks (continued) |
|
|
|
|
|
Health Care (continued) |
|
|
|
|
|
Emergent BioSolutions, Inc.* |
|
33,597 |
|
$70,218 |
|
EQRx, Inc.* |
|
179,144 |
|
390,534 |
|
Evolent Health, Inc., Class A* |
|
10,727 |
|
262,061 |
|
GoodRx Holdings, Inc., Class A* |
|
55,692 |
|
274,562 |
|
Haemonetics Corp.* |
|
4,207 |
|
358,563 |
|
Harmony Biosciences Holdings, Inc.* |
|
10,660 |
|
250,936 |
|
HealthStream, Inc. |
|
12,843 |
|
326,212 |
|
ICU Medical, Inc.*(a) |
|
2,109 |
|
206,809 |
|
ImmunityBio, Inc.*(a) |
|
191,259 |
|
600,553 |
|
Immunovant, Inc.* |
|
22,410 |
|
740,650 |
|
Innoviva, Inc.* |
|
30,894 |
|
383,395 |
|
Inogen, Inc.* |
|
27,890 |
|
124,668 |
|
Integer Holdings Corp.* |
|
4,484 |
|
363,966 |
|
Iovance Biotherapeutics, Inc.* |
|
56,973 |
|
217,637 |
|
iRadimed Corp. |
|
8,834 |
|
359,897 |
|
Krystal Biotech, Inc.* |
|
4,340 |
|
507,216 |
|
Ligand Pharmaceuticals, Inc.* |
|
4,731 |
|
247,384 |
|
Lyell Immunopharma, Inc.* |
|
147,496 |
|
244,106 |
|
Maravai LifeSciences Holdings, Inc., Class A* |
|
24,844 |
|
170,430 |
|
Merit Medical Systems, Inc.* |
|
4,705 |
|
323,422 |
|
ModivCare, Inc.* |
|
4,140 |
|
174,874 |
|
Multiplan Corp.* |
|
327,867 |
|
554,095 |
|
National HealthCare Corp. |
|
5,996 |
|
403,891 |
|
Nkarta, Inc.* |
|
98,054 |
|
199,050 |
|
Nuvation Bio, Inc.* |
|
209,689 |
|
202,056 |
|
Orthofix Medical, Inc.* |
|
20,781 |
|
229,422 |
|
OrthoPediatrics Corp.* |
|
7,859 |
|
192,231 |
|
Pacira BioSciences, Inc.* |
|
8,529 |
|
241,030 |
|
Patterson Cos., Inc. |
|
12,984 |
|
395,493 |
|
PMV Pharmaceuticals, Inc.* |
|
72,860 |
|
110,019 |
|
Prestige Consumer Healthcare, Inc.* |
|
5,559 |
|
329,982 |
|
PTC Therapeutics, Inc.* |
|
7,185 |
|
134,719 |
|
Pulmonx Corp.* |
|
31,136 |
|
273,685 |
|
REGENXBIO, Inc.* |
|
18,408 |
|
237,279 |
|
Sana Biotechnology, Inc.* |
|
106,281 |
|
314,592 |
|
Scilex Holding Co.* |
|
34,109 |
|
63,784 |
|
Sharecare, Inc.* |
|
245,130 |
|
257,386 |
|
SI-BONE, Inc.* |
|
17,667 |
|
300,516 |
|
SIGA Technologies, Inc. |
|
65,524 |
|
334,172 |
|
Supernus Pharmaceuticals, Inc.* |
|
9,607 |
|
229,127 |
|
Travere Therapeutics, Inc.* |
|
15,476 |
|
100,284 |
|
UFP Technologies, Inc.* |
|
2,678 |
|
417,554 |
|
Vanda Pharmaceuticals, Inc.* |
|
51,266 |
|
224,545 |
|
Varex Imaging Corp.* |
|
19,137 |
|
345,423 |
|
Veradigm, Inc.* |
|
26,673 |
|
351,817 |
|
Vir Biotechnology, Inc.* |
|
14,960 |
|
118,633 |
|
Xencor, Inc.*(a) |
|
12,481 |
|
216,545 |
|
Y-mAbs Therapeutics, Inc.* |
|
69,370 |
|
370,436 |
|
Total Health Care |
|
|
|
19,457,419 |
|
Industrials — 21.7% |
|
| |||
AAR Corp.* |
|
6,372 |
|
378,242 |
|
ABM Industries, Inc. |
|
7,747 |
|
304,767 |
|
ACCO Brands Corp. |
|
65,325 |
|
330,545 |
|
Air Lease Corp. |
|
8,843 |
|
306,233 |
|
Alamo Group, Inc. |
|
1,885 |
|
302,165 |
|
Allison Transmission Holdings, Inc. |
|
7,683 |
|
387,377 |
|
Ameresco, Inc., Class A* |
|
7,073 |
|
184,959 |
|
|
|
Shares |
|
Value |
|
Common Stocks (continued) |
|
|
|
|
|
Industrials (continued) |
|
|
|
|
|
API Group Corp.* |
|
15,458 |
|
$399,898 |
|
Applied Industrial Technologies, Inc. |
|
2,446 |
|
375,485 |
|
Arcosa, Inc. |
|
5,516 |
|
380,990 |
|
Argan, Inc. |
|
8,589 |
|
392,861 |
|
Astec Industries, Inc. |
|
8,423 |
|
337,257 |
|
AZZ, Inc. |
|
8,425 |
|
398,250 |
|
Barrett Business Services, Inc. |
|
3,920 |
|
358,523 |
|
Beacon Roofing Supply, Inc.* |
|
5,905 |
|
420,259 |
|
Boise Cascade Co. |
|
5,718 |
|
536,063 |
|
Brady Corp., Class A |
|
6,466 |
|
332,740 |
|
BrightView Holdings, Inc.* |
|
61,838 |
|
416,788 |
|
Brink’s Co. (The) |
|
5,210 |
|
348,341 |
|
CBIZ, Inc.* |
|
7,034 |
|
365,487 |
|
Columbus McKinnon Corp. |
|
9,367 |
|
286,349 |
|
Comfort Systems USA, Inc. |
|
2,380 |
|
432,803 |
|
Conduent, Inc.* |
|
101,483 |
|
323,731 |
|
CoreCivic, Inc.* |
|
37,775 |
|
479,743 |
|
CSW Industrials, Inc. |
|
2,507 |
|
444,391 |
|
Custom Truck One Source, Inc.* |
|
51,266 |
|
295,805 |
|
Douglas Dynamics, Inc. |
|
10,915 |
|
265,016 |
|
Ducommun, Inc.* |
|
6,363 |
|
304,406 |
|
Eagle Bulk Shipping, Inc.(a) |
|
7,650 |
|
312,120 |
|
Encore Wire Corp. |
|
1,873 |
|
334,949 |
|
Energy Vault Holdings, Inc.*(a) |
|
162,402 |
|
326,428 |
|
EnerSys |
|
4,008 |
|
343,005 |
|
Ennis, Inc. |
|
16,507 |
|
352,590 |
|
ESCO Technologies, Inc. |
|
3,639 |
|
353,784 |
|
First Advantage Corp. |
|
27,645 |
|
359,661 |
|
Flowserve Corp. |
|
10,220 |
|
375,278 |
|
Forrester Research, Inc.* |
|
10,761 |
|
249,655 |
|
Forward Air Corp. |
|
3,229 |
|
207,980 |
|
Franklin Electric Co., Inc. |
|
3,699 |
|
320,777 |
|
Genco Shipping & Trading Ltd. |
|
22,226 |
|
292,716 |
|
GEO Group, Inc. (The)* |
|
44,116 |
|
385,574 |
|
Gibraltar Industries, Inc.* |
|
7,165 |
|
436,062 |
|
Global Industrial Co. |
|
12,950 |
|
413,753 |
|
Gorman-Rupp Co. (The) |
|
13,899 |
|
410,715 |
|
Granite Construction, Inc.(a) |
|
8,472 |
|
342,947 |
|
Great Lakes Dredge & Dock Corp.* |
|
64,002 |
|
486,415 |
|
Healthcare Services Group, Inc. |
|
25,095 |
|
238,403 |
|
Heartland Express, Inc. |
|
21,865 |
|
254,946 |
|
Heidrick & Struggles International, Inc. |
|
11,467 |
|
279,107 |
|
Helios Technologies, Inc. |
|
5,324 |
|
275,357 |
|
HireRight Holdings Corp.* |
|
32,807 |
|
302,152 |
|
HNI Corp. |
|
12,484 |
|
433,070 |
|
Hub Group, Inc., Class A* |
|
4,147 |
|
285,106 |
|
Hyster-Yale Materials Handling, Inc. |
|
6,977 |
|
279,150 |
|
IES Holdings, Inc.* |
|
8,065 |
|
501,885 |
|
Insperity, Inc. |
|
2,864 |
|
303,126 |
|
Insteel Industries, Inc. |
|
12,493 |
|
348,680 |
|
Kadant, Inc. |
|
1,665 |
|
366,300 |
|
Kaman Corp. |
|
15,225 |
|
283,337 |
|
Kforce, Inc. |
|
5,505 |
|
336,025 |
|
Korn Ferry |
|
6,727 |
|
306,213 |
|
Kratos Defense & Security Solutions, Inc.* |
|
25,781 |
|
439,566 |
|
Lindsay Corp. |
|
2,301 |
|
287,441 |
|
ManpowerGroup, Inc. |
|
4,219 |
|
295,203 |
|
44
See notes to financial statements.
Schedule of Investments — IQ U.S. Small Cap ETF (continued)
October 31, 2023 (unaudited)
|
|
Shares |
|
Value |
|
Common Stocks (continued) |
|
|
|
|
|
Industrials (continued) |
|
|
|
|
|
Marten Transport Ltd. |
|
16,615 |
|
$292,092 |
|
Matson, Inc. |
|
5,822 |
|
506,805 |
|
McGrath RentCorp |
|
3,725 |
|
374,735 |
|
MillerKnoll, Inc. |
|
16,993 |
|
399,335 |
|
Moog, Inc., Class A |
|
3,448 |
|
400,140 |
|
MSC Industrial Direct Co., Inc., Class A |
|
4,137 |
|
391,981 |
|
Mueller Industries, Inc. |
|
9,458 |
|
356,661 |
|
Mueller Water Products, Inc., Class A |
|
24,971 |
|
308,891 |
|
MYR Group, Inc.* |
|
2,756 |
|
319,227 |
|
National Presto Industries, Inc. |
|
4,829 |
|
360,968 |
|
NOW, Inc.* |
|
31,167 |
|
343,460 |
|
NV5 Global, Inc.* |
|
3,349 |
|
315,978 |
|
PGT Innovations, Inc.* |
|
13,842 |
|
414,429 |
|
Planet Labs PBC*(a) |
|
88,571 |
|
191,313 |
|
Primoris Services Corp. |
|
14,095 |
|
423,696 |
|
Proto Labs, Inc.* |
|
10,500 |
|
247,905 |
|
Quanex Building Products Corp. |
|
16,141 |
|
433,386 |
|
Resources Connection, Inc. |
|
20,405 |
|
274,855 |
|
Rush Enterprises, Inc., Class A |
|
9,546 |
|
339,647 |
|
Ryder System, Inc. |
|
3,893 |
|
379,723 |
|
Schneider National, Inc., Class B |
|
12,994 |
|
329,138 |
|
SP Plus Corp.* |
|
10,153 |
|
513,031 |
|
Standex International Corp. |
|
2,838 |
|
407,452 |
|
Sterling Check Corp.* |
|
31,167 |
|
348,447 |
|
Sterling Infrastructure, Inc.* |
|
9,174 |
|
668,326 |
|
Tennant Co. |
|
5,080 |
|
377,038 |
|
Terex Corp. |
|
7,183 |
|
328,981 |
|
Thermon Group Holdings, Inc.* |
|
13,945 |
|
372,192 |
|
TrueBlue, Inc.* |
|
19,557 |
|
216,496 |
|
TTEC Holdings, Inc. |
|
9,349 |
|
192,402 |
|
Universal Logistics Holdings, Inc. |
|
11,940 |
|
267,217 |
|
V2X, Inc.* |
|
8,750 |
|
446,863 |
|
VSE Corp. |
|
7,742 |
|
416,520 |
|
Wabash National Corp. |
|
14,154 |
|
292,846 |
|
Watts Water Technologies, Inc., Class A |
|
2,070 |
|
358,131 |
|
Werner Enterprises, Inc. |
|
7,652 |
|
277,921 |
|
Total Industrials |
|
|
|
35,097,178 |
|
Information Technology — 13.4% |
|
| |||
A10 Networks, Inc. |
|
22,471 |
|
244,260 |
|
ACI Worldwide, Inc.* |
|
12,902 |
|
262,814 |
|
Adeia, Inc. |
|
39,227 |
|
330,684 |
|
ADTRAN Holdings, Inc.(a) |
|
21,949 |
|
144,205 |
|
Advanced Energy Industries, Inc. |
|
3,547 |
|
309,511 |
|
Alkami Technology, Inc.* |
|
27,449 |
|
492,710 |
|
Alteryx, Inc., Class A* |
|
5,916 |
|
189,371 |
|
American Software, Inc., Class A |
|
27,605 |
|
302,827 |
|
Belden, Inc. |
|
4,013 |
|
284,522 |
|
Benchmark Electronics, Inc. |
|
14,694 |
|
355,742 |
|
Blackbaud, Inc.* |
|
5,023 |
|
328,504 |
|
Box, Inc., Class A* |
|
12,995 |
|
323,056 |
|
Cohu, Inc.* |
|
9,069 |
|
273,340 |
|
Couchbase, Inc.* |
|
24,718 |
|
384,612 |
|
CTS Corp. |
|
7,038 |
|
263,292 |
|
Diodes, Inc.* |
|
3,753 |
|
244,245 |
|
Edgio, Inc.* |
|
440,002 |
|
344,170 |
|
Enfusion, Inc., Class A* |
|
33,149 |
|
275,137 |
|
|
|
Shares |
|
Value |
|
Common Stocks (continued) |
|
|
|
|
|
Information Technology (continued) |
|
|
|
|
|
ePlus, Inc.* |
|
7,089 |
|
$443,062 |
|
Everbridge, Inc.* |
|
10,040 |
|
206,924 |
|
FARO Technologies, Inc.* |
|
14,143 |
|
182,020 |
|
FormFactor, Inc.* |
|
10,911 |
|
369,665 |
|
Grid Dynamics Holdings, Inc.* |
|
30,373 |
|
307,982 |
|
Hackett Group, Inc. (The) |
|
18,806 |
|
419,186 |
|
Insight Enterprises, Inc.* |
|
2,435 |
|
348,936 |
|
InterDigital, Inc. |
|
4,766 |
|
358,642 |
|
Jamf Holding Corp.*(a) |
|
17,924 |
|
287,859 |
|
Kimball Electronics, Inc.* |
|
14,420 |
|
377,804 |
|
Knowles Corp.* |
|
20,474 |
|
265,957 |
|
LiveRamp Holdings, Inc.* |
|
15,850 |
|
438,411 |
|
MeridianLink, Inc.* |
|
20,121 |
|
330,387 |
|
Mitek Systems, Inc.* |
|
36,238 |
|
387,022 |
|
N-able, Inc.* |
|
26,368 |
|
341,729 |
|
NETGEAR, Inc.* |
|
18,805 |
|
237,695 |
|
NetScout Systems, Inc.* |
|
12,148 |
|
265,191 |
|
New Relic, Inc.* |
|
4,617 |
|
400,155 |
|
Onto Innovation, Inc.* |
|
3,955 |
|
444,423 |
|
OSI Systems, Inc.* |
|
3,393 |
|
353,788 |
|
PDF Solutions, Inc.* |
|
8,208 |
|
217,758 |
|
Pegasystems, Inc. |
|
7,179 |
|
306,830 |
|
Perficient, Inc.* |
|
4,822 |
|
280,592 |
|
Photronics, Inc.* |
|
20,960 |
|
384,826 |
|
Plexus Corp.* |
|
3,569 |
|
350,904 |
|
PowerSchool Holdings, Inc., Class A*(a) |
|
17,536 |
|
349,317 |
|
Progress Software Corp. |
|
6,058 |
|
311,260 |
|
PROS Holdings, Inc.* |
|
12,684 |
|
395,107 |
|
Rambus, Inc.* |
|
6,780 |
|
368,357 |
|
Rapid7, Inc.* |
|
7,568 |
|
351,836 |
|
Ribbon Communications, Inc.* |
|
101,782 |
|
191,350 |
|
Rimini Street, Inc.* |
|
84,488 |
|
183,339 |
|
RingCentral, Inc., Class A* |
|
11,349 |
|
301,656 |
|
Sanmina Corp.* |
|
5,708 |
|
290,366 |
|
ScanSource, Inc.* |
|
11,436 |
|
347,654 |
|
SMART Global Holdings, Inc.* |
|
20,160 |
|
276,192 |
|
Smartsheet, Inc., Class A* |
|
7,283 |
|
287,970 |
|
SolarWinds Corp.* |
|
40,410 |
|
372,176 |
|
Sprinklr, Inc., Class A* |
|
26,814 |
|
364,402 |
|
SPS Commerce, Inc.* |
|
2,287 |
|
366,698 |
|
Squarespace, Inc., Class A* |
|
10,957 |
|
311,288 |
|
Telos Corp.* |
|
137,583 |
|
319,193 |
|
Teradata Corp.* |
|
8,630 |
|
368,674 |
|
TTM Technologies, Inc.* |
|
25,803 |
|
296,476 |
|
Unisys Corp.* |
|
89,713 |
|
249,402 |
|
Veeco Instruments, Inc.* |
|
16,449 |
|
393,789 |
|
Verint Systems, Inc.* |
|
9,346 |
|
175,798 |
|
Viavi Solutions, Inc.* |
|
32,141 |
|
250,057 |
|
Vishay Intertechnology, Inc. |
|
15,365 |
|
341,718 |
|
Workiva, Inc.* |
|
3,391 |
|
295,322 |
|
Yext, Inc.* |
|
36,220 |
|
218,407 |
|
Total Information Technology |
|
|
|
21,638,554 |
|
Materials — 4.8% |
|
| |||
American Vanguard Corp. |
|
15,908 |
|
148,899 |
|
Arch Resources, Inc. |
|
2,644 |
|
398,795 |
|
Avient Corp. |
|
8,456 |
|
267,379 |
|
Cabot Corp. |
|
4,541 |
|
301,886 |
|
Clearwater Paper Corp.* |
|
10,397 |
|
351,523 |
|
45
See notes to financial statements.
Schedule of Investments — IQ U.S. Small Cap ETF (continued)
October 31, 2023 (unaudited)
|
|
Shares |
|
Value |
|
Common Stocks (continued) |
|
|
|
|
|
Materials (continued) |
|
|
|
|
|
Ecovyst, Inc.* |
|
31,501 |
|
$289,809 |
|
Greif, Inc., Class A |
|
5,493 |
|
348,805 |
|
Hawkins, Inc. |
|
7,940 |
|
455,994 |
|
Haynes International, Inc. |
|
6,948 |
|
298,938 |
|
HB Fuller Co. |
|
5,086 |
|
336,439 |
|
Ingevity Corp.* |
|
4,868 |
|
196,083 |
|
Innospec, Inc. |
|
3,387 |
|
331,926 |
|
Koppers Holdings, Inc. |
|
9,940 |
|
363,506 |
|
Materion Corp. |
|
3,000 |
|
290,940 |
|
NewMarket Corp. |
|
955 |
|
460,453 |
|
O-I Glass, Inc.* |
|
15,328 |
|
236,818 |
|
Orion SA |
|
13,342 |
|
270,843 |
|
Pactiv Evergreen, Inc. |
|
43,510 |
|
375,056 |
|
Sensient Technologies Corp. |
|
4,546 |
|
256,485 |
|
Stepan Co. |
|
3,380 |
|
252,824 |
|
Summit Materials, Inc., Class A* |
|
12,197 |
|
401,281 |
|
SunCoke Energy, Inc. |
|
38,701 |
|
368,046 |
|
Warrior Met Coal, Inc. |
|
9,469 |
|
461,424 |
|
Worthington Industries, Inc. |
|
5,374 |
|
331,146 |
|
Total Materials |
|
|
|
7,795,298 |
|
Real Estate — 5.1% |
|
| |||
Alexander & Baldwin, Inc. |
|
18,408 |
|
290,846 |
|
American Assets Trust, Inc. |
|
18,723 |
|
332,333 |
|
Apartment Investment and Management Co., Class A* |
|
45,265 |
|
265,253 |
|
Apple Hospitality REIT, Inc. |
|
22,426 |
|
351,640 |
|
Armada Hoffler Properties, Inc. |
|
29,473 |
|
293,551 |
|
Brandywine Realty Trust |
|
73,594 |
|
275,242 |
|
Chatham Lodging Trust |
|
33,181 |
|
306,924 |
|
COPT Defense Properties |
|
14,681 |
|
334,727 |
|
DiamondRock Hospitality Co. |
|
42,814 |
|
330,952 |
|
Douglas Emmett, Inc. |
|
28,231 |
|
316,470 |
|
Elme Communities |
|
19,490 |
|
248,692 |
|
EPR Properties |
|
9,120 |
|
389,424 |
|
Equity Commonwealth |
|
16,807 |
|
318,325 |
|
Forestar Group, Inc.* |
|
22,336 |
|
530,480 |
|
Highwoods Properties, Inc. |
|
15,009 |
|
268,511 |
|
Industrial Logistics Properties Trust |
|
113,385 |
|
283,463 |
|
JBG SMITH Properties |
|
23,112 |
|
297,451 |
|
Office Properties Income Trust |
|
28,301 |
|
127,071 |
|
Outfront Media, Inc. |
|
21,447 |
|
209,323 |
|
Pebblebrook Hotel Trust |
|
24,794 |
|
295,792 |
|
Piedmont Office Realty Trust, Inc., Class A |
|
47,683 |
|
248,428 |
|
Plymouth Industrial REIT, Inc. |
|
16,567 |
|
330,346 |
|
PotlatchDeltic Corp. |
|
7,033 |
|
301,364 |
|
RLJ Lodging Trust |
|
32,839 |
|
308,687 |
|
Sunstone Hotel Investors, Inc. |
|
35,232 |
|
327,658 |
|
Whitestone REIT |
|
37,835 |
|
376,458 |
|
Xenia Hotels & Resorts, Inc. |
|
26,590 |
|
309,242 |
|
Total Real Estate |
|
|
|
8,268,653 |
|
Utilities — 2.2% |
|
| |||
ALLETE, Inc. |
|
5,406 |
|
289,437 |
|
Avista Corp. |
|
8,201 |
|
259,890 |
|
California Water Service Group |
|
5,982 |
|
291,204 |
|
Chesapeake Utilities Corp. |
|
2,721 |
|
241,108 |
|
Clearway Energy, Inc., Class C |
|
11,109 |
|
241,176 |
|
Montauk Renewables, Inc.*(a) |
|
44,159 |
|
444,240 |
|
|
|
Shares |
|
Value |
|
Common Stocks (continued) |
|
|
|
|
|
Utilities (continued) |
|
|
|
|
|
New Jersey Resources Corp. |
|
6,543 |
|
$265,515 |
|
Northwest Natural Holding Co. |
|
7,321 |
|
268,754 |
|
Northwestern Energy Group, Inc. |
|
6,014 |
|
288,732 |
|
Otter Tail Corp. |
|
4,809 |
|
370,004 |
|
SJW Group |
|
4,572 |
|
285,659 |
|
Unitil Corp. |
|
6,102 |
|
278,678 |
|
Total Utilities |
|
|
|
3,524,397 |
|
Total Common Stocks |
|
|
|
160,121,750 |
|
Investment Company — 0.7% |
|
| |||
iShares Core S&P Small-Cap
ETF |
|
13,400 |
|
1,191,126 |
|
Short-Term Investments — 1.0% |
|
| |||
Money Market Funds — 1.0% |
|
| |||
Dreyfus Government Cash Management Fund, Institutional Shares, 5.24%(b)(c) |
|
1,507,181 |
|
1,507,181 |
|
Dreyfus Institutional Preferred Government Money Market Fund, Institutional Shares, 5.32%(b) |
|
150,672 |
|
150,672 |
|
Total Short-Term Investments |
|
|
|
1,657,853 |
|
Total Investments — 100.9% |
|
|
|
162,970,729 |
|
Other Assets and Liabilities, |
|
|
|
(1,498,073 |
) |
Net Assets — 100% |
|
|
|
$161,472,656 |
|
*Non-income producing securities.
(a)All or a portion of the security was on loan. In addition, “Other Assets and Liabilities, Net” may include pending sales that are also on loan. The aggregate market value of securities on loan was $4,990,138; total market value of collateral held by the Fund was $5,051,406. Market value of the collateral held includes non-cash U.S. Treasury securities collateral having a value of $3,544,225.
(b)Reflects the 1-day yield at October 31, 2023.
(c)Represents security purchased with cash collateral received for securities on loan.
46
See notes to financial statements.
Schedule of Investments — IQ U.S. Small Cap ETF (continued)
October 31, 2023 (unaudited)
The following is a summary of the inputs used to value the Fund’s investments as of October 31, 2023. For more information on the valuation techniques, and their aggregation into the levels used in the table below, please refer to Note 2.
Description |
|
Level 1 |
|
Level 2 |
|
Level 3 |
|
Total |
Asset Valuation Inputs |
|
|
|
|
|
|
|
|
Investments in Securities:(d) |
|
|
|
|
|
|
|
|
Common Stocks |
|
$160,121,750 |
|
$— |
|
$— |
|
$160,121,750 |
Investment Companies |
|
1,191,126 |
|
— |
|
— |
|
1,191,126 |
Short-Term Investments: |
|
|
|
|
|
|
|
|
Money Market Funds |
|
1,657,853 |
|
— |
|
— |
|
1,657,853 |
Total Investments in Securities |
|
$162,970,729 |
|
$— |
|
$— |
|
$162,970,729 |
(d) For a complete listing of investments and their industries, see the Schedule of Investments.
For the year ended October 31, 2023, the Fund did not have any transfers into or out of Level 3 within the fair value hierarchy. (See Note 2).
47
See notes to financial statements.
|
|
Shares |
|
Value |
|
Common Stocks — 99.9% |
|
| |||
Data Center — 14.1% |
|
| |||
Digital Realty Trust, Inc. |
|
6,384 |
|
$793,914 |
|
Equinix, Inc. |
|
1,251 |
|
912,780 |
|
Keppel DC REIT |
|
519,844 |
|
641,244 |
|
Total Data Center |
|
|
|
2,347,938 |
|
Health Care — 12.7% |
|
| |||
Aedifica SA |
|
877 |
|
47,694 |
|
Alexandria Real Estate Equities, Inc. |
|
3,190 |
|
297,085 |
|
Assura PLC |
|
54,314 |
|
26,982 |
|
CareTrust REIT, Inc. |
|
1,834 |
|
39,467 |
|
Chartwell Retirement Residences |
|
4,414 |
|
32,304 |
|
Cofinimmo SA(a) |
|
627 |
|
38,903 |
|
Community Healthcare Trust, Inc. |
|
485 |
|
13,905 |
|
Diversified Healthcare Trust |
|
4,384 |
|
9,075 |
|
Global Medical REIT, Inc. |
|
1,198 |
|
10,375 |
|
Healthcare Realty Trust, Inc. |
|
7,014 |
|
100,651 |
|
Healthpeak Properties, Inc. |
|
10,086 |
|
156,837 |
|
LTC Properties, Inc. |
|
758 |
|
23,960 |
|
Medical Properties Trust, Inc.(a) |
|
11,033 |
|
52,738 |
|
National Health Investors, Inc. |
|
795 |
|
39,782 |
|
NorthWest Healthcare Properties Real Estate Investment Trust(a) |
|
4,432 |
|
12,802 |
|
Primary Health Properties PLC |
|
24,479 |
|
26,659 |
|
Sabra Health Care REIT, Inc. |
|
4,258 |
|
58,079 |
|
Universal Health Realty Income Trust |
|
252 |
|
9,687 |
|
Ventas, Inc. |
|
7,419 |
|
315,011 |
|
Welltower, Inc. |
|
9,564 |
|
799,646 |
|
Total Health Care |
|
|
|
2,111,642 |
|
Industrial — 32.2% |
|
| |||
Americold Realty Trust, Inc. |
|
11,545 |
|
302,710 |
|
Catena AB |
|
2,136 |
|
70,546 |
|
CRE Logistics REIT, Inc. |
|
27 |
|
28,347 |
|
Dream Industrial Real Estate Investment Trust(a) |
|
11,414 |
|
96,278 |
|
EastGroup Properties, Inc. |
|
1,939 |
|
316,542 |
|
ESR-LOGOS REIT |
|
328,549 |
|
65,947 |
|
First Industrial Realty Trust, Inc. |
|
5,650 |
|
238,995 |
|
Frasers Logistics & Commercial Trust |
|
159,164 |
|
120,821 |
|
GLP J-Reit |
|
211 |
|
188,785 |
|
Granite Real Estate Investment Trust(a) |
|
2,718 |
|
123,639 |
|
Industrial & Infrastructure Fund Investment Corp. |
|
90 |
|
80,643 |
|
Innovative Industrial Properties, Inc. |
|
1,197 |
|
85,980 |
|
Japan Logistics Fund, Inc. |
|
40 |
|
73,928 |
|
LaSalle Logiport REIT |
|
80 |
|
78,286 |
|
LondonMetric Property PLC |
|
46,617 |
|
93,562 |
|
LXP Industrial Trust |
|
12,486 |
|
98,764 |
|
Mapletree Logistics Trust |
|
211,890 |
|
227,348 |
|
Mitsubishi Estate Logistics REIT Investment Corp. |
|
22 |
|
55,274 |
|
Mitsui Fudosan Logistics Park, Inc. |
|
26 |
|
78,372 |
|
Nippon Prologis REIT, Inc. |
|
121 |
|
214,763 |
|
Plymouth Industrial REIT, Inc. |
|
1,891 |
|
37,707 |
|
Prologis, Inc. |
|
8,500 |
|
856,375 |
|
Rexford Industrial Realty, Inc. |
|
8,819 |
|
381,334 |
|
Sagax AB, Class B |
|
14,767 |
|
266,325 |
|
Segro PLC |
|
52,417 |
|
453,377 |
|
SOSiLA Logistics REIT, Inc. |
|
31 |
|
24,522 |
|
|
|
Shares |
|
Value |
|
Common Stocks (continued) |
|
|
|
|
|
Industrial (continued) |
|
|
|
|
|
STAG Industrial, Inc. |
|
7,675 |
|
$254,963 |
|
Terreno Realty Corp. |
|
3,585 |
|
191,009 |
|
Tritax Big Box REIT PLC |
|
81,354 |
|
135,047 |
|
Urban Logistics REIT PLC |
|
20,031 |
|
25,327 |
|
VGP NV(a) |
|
1,167 |
|
94,673 |
|
Total Industrial |
|
|
|
5,360,189 |
|
Infrastructure (Tower) — 20.4% |
|
| |||
American Tower Corp. |
|
5,756 |
|
1,025,662 |
|
Crown Castle, Inc. |
|
8,361 |
|
777,406 |
|
SBA Communications Corp. |
|
3,825 |
|
798,010 |
|
Uniti Group, Inc. |
|
172,144 |
|
791,862 |
|
Total Infrastructure (Tower) |
|
|
|
3,392,940 |
|
Manufactured Homes — 3.0% |
|
| |||
Equity LifeStyle Properties, Inc. |
|
3,434 |
|
225,957 |
|
Sun Communities, Inc. |
|
2,294 |
|
255,185 |
|
UMH Properties, Inc. |
|
1,193 |
|
16,475 |
|
Total Manufactured Homes |
|
|
|
497,617 |
|
Multi-Family Residential — 13.7% |
|
| |||
Advance Residence Investment Corp. |
|
26 |
|
56,397 |
|
Apartment Income REIT Corp. |
|
2,748 |
|
80,269 |
|
Apartment Investment and Management Co., Class A* |
|
2,702 |
|
15,834 |
|
AvalonBay Communities, Inc. |
|
2,618 |
|
433,907 |
|
Boardwalk Real Estate Investment Trust |
|
843 |
|
39,325 |
|
Camden Property Trust |
|
1,968 |
|
167,044 |
|
Canadian Apartment Properties REIT |
|
3,082 |
|
90,623 |
|
CapitaLand Ascott Trust |
|
69,355 |
|
45,560 |
|
Centerspace |
|
273 |
|
13,262 |
|
Comforia Residential REIT, Inc. |
|
15 |
|
31,794 |
|
Daiwa Securities Living Investments Corp. |
|
42 |
|
31,005 |
|
Elme Communities |
|
1,606 |
|
20,492 |
|
Equity Residential |
|
6,988 |
|
386,646 |
|
Essex Property Trust, Inc. |
|
1,182 |
|
252,853 |
|
Independence Realty Trust, Inc. |
|
4,143 |
|
51,332 |
|
InterRent Real Estate Investment Trust |
|
2,632 |
|
22,296 |
|
Killam Apartment Real Estate Investment Trust(a) |
|
2,152 |
|
24,291 |
|
Mid-America Apartment Communities, Inc. |
|
2,151 |
|
254,141 |
|
NexPoint Residential Trust, Inc. |
|
470 |
|
12,685 |
|
Sekisui House Reit, Inc. |
|
81 |
|
42,574 |
|
UDR, Inc. |
|
6,075 |
|
193,246 |
|
Veris Residential, Inc. |
|
1,684 |
|
22,549 |
|
Total Multi-Family Residential |
|
|
|
2,288,125 |
|
Single-Family Residential — 3.3% |
|
| |||
American Homes 4 Rent, Class A |
|
6,662 |
|
218,114 |
|
Invitation Homes, Inc. |
|
11,282 |
|
334,962 |
|
Total Single-Family Residential |
|
|
|
553,076 |
|
Student Housing — 0.5% |
|
| |||
UNITE Group PLC (The) |
|
8,049 |
|
84,827 |
|
Total Common Stocks |
|
|
|
16,636,354 |
|
|
|
|
|
|
|
48
See notes to financial statements.
Schedule of Investments — IQ CBRE NextGen Real Estate ETF (continued)
October 31, 2023 (unaudited)
|
|
Shares |
|
Value |
|
Short-Term Investments — 1.6% |
|
| |||
Money Market Funds — 1.6% |
|
| |||
Dreyfus Government Cash Management Fund, Institutional Shares, 5.24%(b)(c) |
|
252,832 |
|
$252,832 |
|
Dreyfus Institutional Preferred Government Money Market Fund, Institutional Shares, 5.32%(b) |
|
5,438 |
|
5,438 |
|
Total Short-Term Investments |
|
|
|
258,270 |
|
Total Investments — 101.5% |
|
|
|
16,894,624 |
|
|
Shares |
|
Value |
|
Other Assets and Liabilities, |
|
|
|
$(242,182 |
) |
Net Assets — 100% |
|
|
|
$16,652,442 |
|
*Non-income producing securities.
(a)All or a portion of the security was on loan. In addition, “Other Assets and Liabilities, Net” may include pending sales that are also on loan. The aggregate market value of securities on loan was $381,355; total market value of collateral held by the Fund was $400,049. Market value of the collateral held includes non-cash U.S. Treasury securities collateral having a value of $147,217.
(b)Reflects the 1-day yield at October 31, 2023.
(c)Represents security purchased with cash collateral received for securities on loan.
The following is a summary of the inputs used to value the Fund’s investments as of October 31, 2023. For more information on the valuation techniques, and their aggregation into the levels used in the table below, please refer to Note 2.
Description |
|
Level 1 |
|
Level 2 |
|
Level 3 |
|
Total |
Asset Valuation Inputs |
|
|
|
|
|
|
|
|
Investments in Securities:(d) |
|
|
|
|
|
|
|
|
Common Stocks |
|
$16,636,354 |
|
$— |
|
$— |
|
$16,636,354 |
Short-Term Investments: |
|
|
|
|
|
|
|
|
Money Market Funds |
|
258,270 |
|
— |
|
— |
|
258,270 |
Total Investments in Securities |
|
$16,894,624 |
|
$— |
|
$— |
|
$16,894,624 |
(d)For a complete listing of investments and their industries, see the Schedule of Investments.
For the period ended October 31, 2023, the Fund did not have any transfers into or out of Level 3 within the fair value hierarchy. (See Note 2)
49
See notes to financial statements.
Schedule of Investments — IQ FTSE International Equity Currency Neutral ETF
October 31, 2023 (unaudited)
|
|
Shares |
|
Value |
|
Common Stocks — 98.8% |
|
| |||
Australia — 7.6% |
|
| |||
Allkem Ltd.*(a) |
|
17,868 |
|
$107,928 |
|
ALS Ltd. |
|
17,769 |
|
120,718 |
|
ANZ Group Holdings Ltd. |
|
77,429 |
|
1,211,391 |
|
APA Group |
|
36,837 |
|
192,185 |
|
Aristocrat Leisure Ltd. |
|
19,392 |
|
473,074 |
|
ASX Ltd. |
|
6,236 |
|
221,620 |
|
Atlas Arteria Ltd. |
|
50,148 |
|
168,599 |
|
Aurizon Holdings Ltd. |
|
74,700 |
|
161,754 |
|
BHP Group Ltd. |
|
125,589 |
|
3,538,502 |
|
BlueScope Steel Ltd. |
|
16,182 |
|
192,618 |
|
Brambles Ltd. |
|
41,464 |
|
344,177 |
|
carsales.com Ltd. |
|
12,334 |
|
215,771 |
|
Challenger Ltd. |
|
23,756 |
|
87,991 |
|
Charter Hall Group |
|
21,690 |
|
119,066 |
|
Cochlear Ltd. |
|
1,879 |
|
286,526 |
|
Coles Group Ltd. |
|
35,380 |
|
342,062 |
|
Commonwealth Bank of Australia |
|
42,126 |
|
2,575,463 |
|
Computershare Ltd. |
|
17,562 |
|
275,650 |
|
Dexus |
|
44,640 |
|
183,150 |
|
Endeavour Group Ltd. |
|
42,424 |
|
132,693 |
|
Flutter Entertainment PLC*(a) |
|
4,509 |
|
706,087 |
|
Fortescue Metals Group Ltd. |
|
42,595 |
|
601,411 |
|
Glencore PLC |
|
317,273 |
|
1,675,298 |
|
Goodman Group |
|
50,737 |
|
666,256 |
|
GPT Group (The) |
|
88,326 |
|
202,444 |
|
IDP Education Ltd.(a) |
|
8,717 |
|
119,490 |
|
Insurance Australia Group Ltd. |
|
74,343 |
|
266,889 |
|
Lendlease Corp., Ltd. |
|
24,735 |
|
97,255 |
|
Lottery Corp., Ltd. (The) |
|
71,412 |
|
204,822 |
|
Lynas Rare Earths Ltd.* |
|
29,848 |
|
133,233 |
|
Macquarie Group Ltd. |
|
9,356 |
|
953,608 |
|
Medibank Pvt Ltd. |
|
83,728 |
|
181,833 |
|
Mineral Resources Ltd. |
|
5,000 |
|
182,854 |
|
Mirvac Group |
|
147,417 |
|
169,874 |
|
National Australia Bank Ltd. |
|
80,309 |
|
1,426,281 |
|
Origin Energy Ltd. |
|
52,209 |
|
301,803 |
|
Pilbara Minerals Ltd. |
|
81,251 |
|
188,800 |
|
Qantas Airways Ltd.* |
|
29,189 |
|
90,742 |
|
QBE Insurance Group Ltd. |
|
42,813 |
|
422,871 |
|
Ramsay Health Care Ltd. |
|
5,432 |
|
167,424 |
|
Region RE Ltd. |
|
105,940 |
|
131,805 |
|
Rio Tinto Ltd. |
|
9,441 |
|
702,845 |
|
Rio Tinto PLC |
|
28,019 |
|
1,786,675 |
|
Santos Ltd. |
|
85,208 |
|
413,793 |
|
Scentre Group |
|
186,372 |
|
286,744 |
|
SEEK Ltd. |
|
12,645 |
|
165,008 |
|
Sonic Healthcare Ltd. |
|
13,965 |
|
254,207 |
|
South32 Ltd. |
|
138,261 |
|
290,634 |
|
Steadfast Group Ltd. |
|
52,605 |
|
179,858 |
|
Stockland |
|
98,157 |
|
220,005 |
|
Suncorp Group Ltd. |
|
37,575 |
|
318,319 |
|
Telstra Group Ltd. |
|
117,293 |
|
282,947 |
|
Transurban Group |
|
78,790 |
|
589,653 |
|
Treasury Wine Estates Ltd. |
|
24,491 |
|
187,629 |
|
Vicinity Ltd. |
|
164,637 |
|
177,208 |
|
Wesfarmers Ltd. |
|
29,780 |
|
952,568 |
|
Westpac Banking Corp. |
|
87,482 |
|
1,141,021 |
|
Whitehaven Coal Ltd. |
|
23,303 |
|
109,182 |
|
WiseTech Global Ltd. |
|
4,597 |
|
169,280 |
|
|
|
Shares |
|
Value |
|
Common Stocks (continued) |
|
|
|
|
|
Australia (continued) |
|
|
|
|
|
Woodside Energy Group Ltd. |
|
49,349 |
|
$1,070,468 |
|
Woolworths Group Ltd. |
|
31,948 |
|
712,428 |
|
Total Australia |
|
|
|
29,852,490 |
|
Austria — 0.3% |
|
| |||
ANDRITZ AG |
|
1,301 |
|
59,682 |
|
Erste Group Bank AG |
|
9,250 |
|
329,984 |
|
Mondi PLC |
|
13,131 |
|
211,759 |
|
OMV AG |
|
4,001 |
|
174,915 |
|
Verbund AG |
|
1,683 |
|
145,873 |
|
voestalpine AG |
|
2,442 |
|
60,813 |
|
Total Austria |
|
|
|
983,026 |
|
Belgium — 0.7% |
|
| |||
Ageas SA |
|
5,234 |
|
200,603 |
|
Anheuser-Busch InBev SA |
|
21,487 |
|
1,218,037 |
|
Groupe Bruxelles Lambert NV |
|
3,201 |
|
233,459 |
|
KBC Group NV |
|
6,736 |
|
369,527 |
|
Sofina SA(a) |
|
550 |
|
104,062 |
|
Solvay SA |
|
2,386 |
|
251,546 |
|
UCB SA |
|
3,457 |
|
252,350 |
|
Umicore SA(a) |
|
5,975 |
|
141,785 |
|
Warehouses De Pauw CVA |
|
5,373 |
|
132,441 |
|
Total Belgium |
|
|
|
2,903,810 |
|
Brazil — 0.0%(b) |
|
|
|
|
|
Yara International ASA |
|
3,994 |
|
130,491 |
|
Burkina Faso — 0.0%(b) |
|
|
|
|
|
Endeavour Mining PLC |
|
4,516 |
|
93,159 |
|
Chile — 0.0%(b) |
|
|
|
|
|
Antofagasta PLC |
|
8,510 |
|
138,890 |
|
China — 0.5% |
|
| |||
BOC Hong Kong Holdings Ltd. |
|
96,793 |
|
256,066 |
|
Budweiser Brewing Co. APAC Ltd. |
|
45,800 |
|
87,098 |
|
ESR Group Ltd. |
|
86,311 |
|
110,748 |
|
Lenovo Group Ltd. |
|
223,966 |
|
260,472 |
|
Prosus NV* |
|
38,384 |
|
1,072,319 |
|
Wilmar International Ltd. |
|
54,646 |
|
141,995 |
|
Xinyi Glass Holdings Ltd. |
|
68,448 |
|
78,643 |
|
Total China |
|
|
|
2,007,341 |
|
Denmark — 3.0% |
|
| |||
AP Moller - Maersk A/S, Class B |
|
198 |
|
328,768 |
|
Carlsberg A/S, Class B |
|
2,664 |
|
316,902 |
|
Chr Hansen Holding A/S |
|
2,930 |
|
199,376 |
|
Coloplast A/S, Class B |
|
3,256 |
|
338,910 |
|
Danske Bank A/S |
|
18,368 |
|
429,849 |
|
DSV A/S |
|
4,760 |
|
709,145 |
|
Genmab A/S* |
|
1,706 |
|
480,778 |
|
Novo Nordisk A/S, Class B |
|
78,493 |
|
7,525,439 |
|
Novozymes A/S, Class B (a) |
|
5,275 |
|
236,508 |
|
Orsted A/S |
|
4,746 |
|
228,383 |
|
Pandora A/S |
|
2,642 |
|
298,646 |
|
Royal Unibrew A/S |
|
1,141 |
|
82,375 |
|
Vestas Wind Systems A/S* |
|
26,071 |
|
562,155 |
|
Total Denmark |
|
|
|
11,737,234 |
|
Finland — 1.0% |
|
| |||
Elisa OYJ |
|
4,322 |
|
183,100 |
|
Fortum OYJ |
|
11,741 |
|
138,995 |
|
Kesko OYJ, Class B |
|
7,792 |
|
131,491 |
|