First
Trust
Exchange-Traded
AlphaDEX®
Fund II |
FUND
NAME |
TICKER
SYMBOL |
EXCHANGE |
First
Trust Asia Pacific ex-Japan AlphaDEX®
Fund |
FPA |
Nasdaq |
First
Trust Brazil AlphaDEX®
Fund |
FBZ |
Nasdaq |
First
Trust China AlphaDEX®
Fund |
FCA |
Nasdaq |
First
Trust Developed Markets ex-US AlphaDEX®
Fund |
FDT |
Nasdaq |
First
Trust Developed Markets ex-US Small Cap AlphaDEX®
Fund |
FDTS |
Nasdaq |
First
Trust Emerging Markets AlphaDEX®
Fund |
FEM |
Nasdaq |
First
Trust Emerging Markets Small Cap AlphaDEX®
Fund |
FEMS |
Nasdaq |
First
Trust Europe AlphaDEX®
Fund |
FEP |
Nasdaq |
First
Trust Eurozone AlphaDEX®
ETF |
FEUZ |
Nasdaq |
First
Trust Germany AlphaDEX®
Fund |
FGM |
Nasdaq |
First
Trust India NIFTY 50 Equal Weight ETF |
NFTY |
Nasdaq |
First
Trust Japan AlphaDEX®
Fund |
FJP |
Nasdaq |
First
Trust Latin America AlphaDEX®
Fund |
FLN |
Nasdaq |
First
Trust Switzerland AlphaDEX®
Fund |
FSZ |
Nasdaq |
First
Trust United Kingdom AlphaDEX®
Fund |
FKU |
Nasdaq |
| |
3 | |
13 | |
22 | |
31 | |
40 | |
49 | |
58 | |
68 | |
76 | |
84 | |
92 | |
100 | |
109 | |
118 | |
127 | |
136 | |
138 | |
139 | |
152 | |
152 | |
153 | |
154 | |
154 | |
158 | |
158 | |
159 | |
159 | |
159 | |
161 | |
161 | |
167 | |
182 |
Maximum
Sales Charge (Load) Imposed on Purchases (as a percentage of offering
price) |
|
Management
Fees |
|
Distribution
and Service (12b-1) Fees |
|
Other
Expenses |
|
Total
Annual Fund Operating Expenses |
|
1
Year |
3
Years |
5
Years |
10
Years |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
1
Year |
5
Years |
10
Years |
Since
Inception |
Inception
Date |
Return Before
Taxes |
- |
- |
|
|
|
Return After
Taxes on Distributions |
- |
- |
|
|
|
Return After
Taxes on Distributions and Sale of
Fund
Shares |
- |
- |
|
|
|
Nasdaq
AlphaDEX® Asia Pacific
Ex-Japan Index(1)
(reflects no
deduction for fees, expenses or
taxes) |
- |
- |
|
|
|
Nasdaq DM
Asia Pacific Ex-Japan Index(1) (reflects
no deduction
for fees, expenses or taxes) |
- |
|
|
|
|
MSCI Pacific
ex-Japan Index (reflects no deduction
for fees,
expenses or taxes) |
- |
|
|
|
|
Maximum
Sales Charge (Load) Imposed on Purchases (as a percentage of offering
price) |
|
Management
Fees |
|
Distribution
and Service (12b-1) Fees |
|
Other
Expenses |
|
Total
Annual Fund Operating Expenses |
|
1
Year |
3
Years |
5
Years |
10
Years |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
1
Year |
5
Years |
10
Years |
Since
Inception |
Inception
Date |
Return Before
Taxes |
|
|
- |
- |
|
Return After
Taxes on Distributions |
- |
- |
- |
- |
|
Return After
Taxes on Distributions and Sale of
Fund
Shares |
|
- |
- |
- |
|
Nasdaq
AlphaDEX® Brazil
Index(1) (reflects no
deduction
for fees, expenses or taxes) |
|
|
|
|
|
Nasdaq Brazil
Index(1) (reflects no
deduction for
fees,
expenses or taxes) |
|
- |
- |
|
|
MSCI Brazil
Index (reflects no deduction for fees,
expenses or
taxes) |
|
- |
- |
- |
|
Maximum
Sales Charge (Load) Imposed on Purchases (as a percentage of offering
price) |
|
Management
Fees |
|
Distribution
and Service (12b-1) Fees |
|
Other
Expenses |
|
Total
Annual Fund Operating Expenses |
|
1
Year |
3
Years |
5
Years |
10
Years |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
1
Year |
5
Years |
10
Years |
Since
Inception |
Inception
Date |
Return Before
Taxes |
- |
- |
|
|
|
Return After
Taxes on Distributions |
- |
- |
|
- |
|
Return After
Taxes on Distributions and Sale of
Fund
Shares |
- |
- |
|
- |
|
Nasdaq
AlphaDEX® China
Index(1) (reflects no
deduction
for fees, expenses or taxes) |
- |
- |
|
|
|
Nasdaq China
Index(1) (reflects no
deduction for
fees,
expenses or taxes) |
- |
- |
|
|
|
MSCI China
Index (reflects no deduction for fees,
expenses or
taxes) |
- |
- |
|
|
|
Maximum
Sales Charge (Load) Imposed on Purchases (as a percentage of offering
price) |
|
Management
Fees |
|
Distribution
and Service (12b-1) Fees |
|
Other
Expenses |
|
Total
Annual Fund Operating Expenses |
|
1
Year |
3
Years |
5
Years |
10
Years |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
1
Year |
5
Years |
10
Years |
Since
Inception |
Inception
Date |
Return Before
Taxes |
- |
- |
|
|
|
Return After
Taxes on Distributions |
- |
- |
|
|
|
Return After
Taxes on Distributions and Sale of
Fund
Shares |
- |
- |
|
|
|
Nasdaq
AlphaDEX® Developed
Markets Ex-US
Index(1) (reflects no
deduction for fees,
expenses or
taxes) |
- |
- |
|
|
|
Nasdaq
Developed Markets Ex-US Index(1)
(reflects no
deduction for fees, expenses or
taxes) |
- |
|
|
|
|
MSCI World ex
USA Index (reflects no deduction
for fees,
expenses or taxes) |
- |
|
|
|
|
Maximum
Sales Charge (Load) Imposed on Purchases (as a percentage of offering
price) |
|
Management
Fees |
|
Distribution
and Service (12b-1) Fees |
|
Other
Expenses |
|
Total
Annual Fund Operating Expenses |
|
1
Year |
3
Years |
5
Years |
10
Years |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
1
Year |
5
Years |
10
Years |
Since
Inception |
Inception
Date |
Return Before
Taxes |
- |
- |
|
|
|
Return After
Taxes on Distributions |
- |
- |
|
|
|
Return After
Taxes on Distributions and Sale of
Fund
Shares |
- |
- |
|
|
|
Nasdaq
AlphaDEX® Developed
Markets Ex-US
Small Cap
Index(1) (reflects no
deduction for
fees,
expenses or taxes) |
- |
- |
|
|
|
Nasdaq
Developed Markets Ex-US Small Cap
Index(1) (reflects no
deduction for fees,
expenses or
taxes) |
- |
- |
|
|
|
MSCI World
ex-USA Small Cap Index (reflects no
deduction
for fees, expenses or taxes) |
- |
|
|
|
|
MSCI World
ex-USA Index (reflects no deduction
for fees,
expenses or taxes) |
- |
|
|
|
|
Maximum
Sales Charge (Load) Imposed on Purchases (as a percentage of offering
price) |
|
Management
Fees |
|
Distribution
and Service (12b-1) Fees |
|
Other
Expenses |
|
Total
Annual Fund Operating Expenses |
|
1
Year |
3
Years |
5
Years |
10
Years |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
1
Year |
5
Years |
10
Years |
Since
Inception |
Inception
Date |
Return Before
Taxes |
- |
- |
|
|
|
Return After
Taxes on Distributions |
- |
- |
- |
- |
|
Return After
Taxes on Distributions and Sale of
Fund
Shares |
- |
- |
|
- |
|
Nasdaq
AlphaDEX® Emerging
Markets Index(1)
(reflects no
deduction for fees, expenses or
taxes) |
- |
- |
|
|
|
Nasdaq
Emerging Markets Index(1) (reflects no
deduction
for fees, expenses or taxes) |
- |
- |
|
|
|
MSCI Emerging
Markets Index (reflects no
deduction
for fees, expenses or taxes) |
- |
- |
|
|
|
Maximum
Sales Charge (Load) Imposed on Purchases (as a percentage of offering
price) |
|
Management
Fees |
|
Distribution
and Service (12b-1) Fees |
|
Other
Expenses |
|
Total
Annual Fund Operating Expenses |
|
1
Year |
3
Years |
5
Years |
10
Years |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
1
Year |
5
Years |
10
Years |
Since
Inception |
Inception
Date |
Return Before
Taxes |
|
|
|
|
|
Return After
Taxes on Distributions |
- |
|
|
|
|
Return After
Taxes on Distributions and Sale of
Fund
Shares |
|
|
|
|
|
Nasdaq
AlphaDEX® Emerging
Markets Small Cap
Index(1) (reflects no
deduction for fees,
expenses or
taxes) |
|
|
|
|
|
Nasdaq
Emerging Markets Small Cap Index(1)
(reflects no
deduction for fees, expenses or
taxes) |
- |
|
|
|
|
MSCI Emerging
Markets Small Cap Index (reflects
no deduction
for fees, expenses or taxes) |
- |
|
|
|
|
MSCI Emerging
Markets Index (reflects no
deduction
for fees, expenses or taxes) |
- |
- |
|
|
|
Maximum
Sales Charge (Load) Imposed on Purchases (as a percentage of offering
price) |
|
Management
Fees |
|
Distribution
and Service (12b-1) Fees |
|
Other
Expenses |
|
Total
Annual Fund Operating Expenses |
|
1
Year |
3
Years |
5
Years |
10
Years |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
1
Year |
5
Years |
10
Years |
Since
Inception |
Inception
Date |
Return Before
Taxes |
- |
- |
|
|
|
Return After
Taxes on Distributions |
- |
- |
|
|
|
Return After
Taxes on Distributions and Sale of
Fund
Shares |
- |
- |
|
|
|
Nasdaq
AlphaDEX® Europe
Index(1) (reflects no
deduction
for fees, expenses or taxes) |
- |
- |
|
|
|
Nasdaq DM
Europe Index(1) (reflects no
deduction
for fees,
expenses or taxes) |
- |
|
|
|
|
MSCI Europe
Index (reflects no deduction for fees,
expenses or
taxes) |
- |
|
|
|
|
Maximum
Sales Charge (Load) Imposed on Purchases (as a percentage of offering
price) |
|
Management
Fees |
|
Distribution
and Service (12b-1) Fees |
|
Other
Expenses |
|
Total
Annual Fund Operating Expenses |
|
1
Year |
3
Years |
5
Years |
10
Years |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
1
Year |
5
Years |
Since
Inception |
Inception
Date |
Return Before
Taxes |
- |
- |
|
|
Return After
Taxes on Distributions |
- |
- |
|
|
Return After
Taxes on Distributions and Sale of Fund Shares |
- |
- |
|
|
Nasdaq
AlphaDEX® Eurozone
Index (reflects no deduction for
fees,
expenses or taxes) |
- |
- |
|
|
Nasdaq
Eurozone Index (reflects no deduction for fees,
expenses or
taxes) |
- |
|
|
|
MSCI EMU
Index (reflects no deduction for fees, expenses or
taxes) |
- |
|
|
|
Maximum
Sales Charge (Load) Imposed on Purchases (as a percentage of offering
price) |
|
Management
Fees |
|
Distribution
and Service (12b-1) Fees |
|
Other
Expenses |
|
Total
Annual Fund Operating Expenses |
|
1
Year |
3
Years |
5
Years |
10
Years |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
1
Year |
5
Years |
10
Years |
Since
Inception |
Inception
Date |
Return Before
Taxes |
- |
- |
|
|
|
Return After
Taxes on Distributions |
- |
- |
|
|
|
Return After
Taxes on Distributions and Sale of
Fund
Shares |
- |
- |
|
|
|
Nasdaq
AlphaDEX® Germany
Index(1) (reflects no
deduction
for fees, expenses or taxes) |
- |
- |
|
|
|
Nasdaq
Germany Index(1) (reflects no
deduction
for fees,
expenses or taxes) |
- |
- |
|
|
|
MSCI Germany
Index (reflects no deduction for
fees,
expenses or taxes) |
- |
- |
|
|
|
Maximum
Sales Charge (Load) Imposed on Purchases (as a percentage of offering
price) |
|
Management
Fees |
|
Distribution
and Service (12b-1) Fees |
|
Other
Expenses |
|
Total
Annual Fund Operating Expenses |
|
1
Year |
3
Years |
5
Years |
10
Years |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
1
Year |
5
Years |
10
Years |
Since
Inception |
Inception
Date |
Return Before
Taxes |
- |
|
|
|
|
Return After
Taxes on Distributions |
- |
|
|
|
|
Return After
Taxes on Distributions and Sale of Fund
Shares |
- |
|
|
|
|
NIFTY 50
Equal Weight Index(1) (reflects no
deduction
for fees, expenses or taxes) |
- |
|
|
|
|
NIFTY 50
Index (reflects no deduction for fees,
expenses or
taxes) |
- |
|
|
|
|
MSCI India
Index (reflects no deduction for fees,
expenses or
taxes) |
- |
|
|
|
|
Maximum
Sales Charge (Load) Imposed on Purchases (as a percentage of offering
price) |
|
Management
Fees |
|
Distribution
and Service (12b-1) Fees |
|
Other
Expenses |
|
Total
Annual Fund Operating Expenses |
|
1
Year |
3
Years |
5
Years |
10
Years |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
1
Year |
5
Years |
10
Years |
Since
Inception |
Inception
Date |
Return Before
Taxes |
- |
- |
|
|
|
Return After
Taxes on Distributions |
- |
- |
|
|
|
Return After
Taxes on Distributions and Sale of
Fund
Shares |
- |
- |
|
|
|
Nasdaq
AlphaDEX® Japan
Index(1) (reflects no
deduction
for fees, expenses or taxes) |
- |
- |
|
|
|
Nasdaq Japan
Index(1) (reflects no
deduction for
fees,
expenses or taxes) |
- |
- |
|
|
|
MSCI Japan
Index (reflects no deduction for fees,
expenses or
taxes) |
- |
|
|
|
|
Maximum
Sales Charge (Load) Imposed on Purchases (as a percentage of offering
price) |
|
Management
Fees |
|
Distribution
and Service (12b-1) Fees |
|
Other
Expenses |
|
Total
Annual Fund Operating Expenses |
|
1
Year |
3
Years |
5
Years |
10
Years |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
1
Year |
5
Years |
10
Years |
Since
Inception |
Inception
Date |
Return Before
Taxes |
|
- |
- |
- |
|
Return After
Taxes on Distributions |
- |
- |
- |
- |
|
Return After
Taxes on Distributions and Sale of Fund
Shares |
|
- |
- |
- |
|
Nasdaq
AlphaDEX® Latin
America Index (1) (reflects
no deduction
for fees, expenses or taxes) |
|
|
|
|
|
Nasdaq Latin
America Index (1) (reflects no
deduction
for fees, expenses or taxes) |
|
- |
- |
|
|
MSCI EM Latin
America Index (reflects no deduction
for fees,
expenses or taxes) |
|
- |
- |
- |
|
Maximum
Sales Charge (Load) Imposed on Purchases (as a percentage of offering
price) |
|
Management
Fees |
|
Distribution
and Service (12b-1) Fees |
|
Other
Expenses |
|
Total
Annual Fund Operating Expenses |
|
1
Year |
3
Years |
5
Years |
10
Years |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
1
Year |
5
Years |
10
Years |
Since
Inception |
Inception
Date |
Return Before
Taxes |
- |
|
|
|
|
Return After
Taxes on Distributions |
- |
|
|
|
|
Return After
Taxes on Distributions and Sale of
Fund
Shares |
- |
|
|
|
|
Nasdaq
AlphaDEX® Switzerland
Index(1) (reflects
no deduction
for fees, expenses or taxes) |
- |
|
|
|
|
Nasdaq
Switzerland Index(1) (reflects no
deduction
for fees,
expenses or taxes) |
- |
|
|
|
|
MSCI
Switzerland Index (reflects no deduction for
fees,
expenses or taxes) |
- |
|
|
|
|
Maximum
Sales Charge (Load) Imposed on Purchases (as a percentage of offering
price) |
|
Management
Fees |
|
Distribution
and Service (12b-1) Fees |
|
Other
Expenses |
|
Total
Annual Fund Operating Expenses |
|
1
Year |
3
Years |
5
Years |
10
Years |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
1
Year |
5
Years |
10
Years |
Since
Inception |
Inception
Date |
Return Before
Taxes |
- |
- |
|
|
|
Return After
Taxes on Distributions |
- |
- |
|
|
|
Return After
Taxes on Distributions and Sale of
Fund
Shares |
- |
- |
|
|
|
Nasdaq
AlphaDEX® United
Kingdom Index(1)
(reflects no
deduction for fees, expenses or
taxes) |
- |
|
|
|
|
Nasdaq United
Kingdom Index(1) (reflects no
deduction
for fees, expenses or taxes) |
- |
|
|
|
|
MSCI United
Kingdom Index (reflects no
deduction
for fees, expenses or taxes) |
- |
|
|
|
|
|
|
Average
Annual |
Cumulative | ||||
|
1
Year |
5
Years |
10
Years |
Inception
(4/18/2011) |
5
Years |
10
Years |
Inception
(4/18/2011) |
Fund
Performance |
|
|
|
|
|
|
|
Net Asset
Value |
-15.62% |
-3.25% |
2.36% |
1.65% |
-15.22% |
26.30% |
21.06% |
Market
Price |
-15.27% |
-3.26% |
2.17% |
1.57% |
-15.28% |
23.93% |
20.01% |
Index
Performance |
|
|
|
|
|
|
|
Nasdaq
AlphaDEX® Asia
Pacific Ex-Japan
Index(1) |
-14.51% |
-2.24% |
N/A |
N/A |
-10.70% |
N/A |
N/A |
Nasdaq DM
Asia Pacific Ex-Japan Index(1) |
-13.59% |
0.83% |
N/A |
N/A |
4.21% |
N/A |
N/A |
MSCI
Pacific ex-Japan Index |
-5.94% |
2.18% |
3.81% |
3.55% |
11.38% |
45.32% |
50.50% |
|
|
Average
Annual |
Cumulative | ||||
|
1
Year |
5
Years |
10
Years |
Inception
(4/18/2011) |
5
Years |
10
Years |
Inception
(4/18/2011) |
Fund
Performance |
|
|
|
|
|
|
|
Net Asset
Value |
1.45% |
0.71% |
-1.43% |
-2.77% |
3.62% |
-13.43% |
-28.04% |
Market
Price |
1.27% |
0.66% |
-1.58% |
-2.80% |
3.37% |
-14.69% |
-28.24% |
Index
Performance |
|
|
|
|
|
|
|
Nasdaq
AlphaDEX® Brazil
Index(1) |
2.31% |
2.59% |
N/A |
N/A |
13.67% |
N/A |
N/A |
Nasdaq
Brazil Index(1) |
7.14% |
-2.27% |
-2.63% |
N/A |
-10.86% |
-23.38% |
N/A |
MSCI
Brazil Index |
14.15% |
-0.82% |
-1.75% |
-3.47% |
-4.03% |
-16.22% |
-33.89% |
|
|
Average
Annual |
Cumulative | ||||
|
1
Year |
5
Years |
10
Years |
Inception
(4/18/2011) |
5
Years |
10
Years |
Inception
(4/18/2011) |
Fund
Performance |
|
|
|
|
|
|
|
Net Asset
Value |
-17.10% |
-2.16% |
2.24% |
0.58% |
-10.33% |
24.81% |
6.96% |
Market
Price |
-17.58% |
-2.22% |
1.99% |
0.48% |
-10.62% |
21.73% |
5.73% |
Index
Performance |
|
|
|
|
|
|
|
Nasdaq
AlphaDEX® China
Index(1) |
-16.04% |
-1.28% |
N/A |
N/A |
-6.22% |
N/A |
N/A |
Nasdaq
China Index(1) |
-20.26% |
-5.66% |
2.00% |
N/A |
-25.25% |
21.91% |
N/A |
MSCI China
Index |
-21.93% |
-4.54% |
2.43% |
1.63% |
-20.74% |
27.08% |
20.83% |
|
|
Average
Annual |
Cumulative | ||||
|
1
Year |
5
Years |
10
Years |
Inception
(4/18/2011) |
5
Years |
10
Years |
Inception
(4/18/2011) |
Fund
Performance |
|
|
|
|
|
|
|
Net Asset
Value |
-18.57% |
-2.42% |
3.21% |
2.05% |
-11.53% |
37.11% |
26.83% |
Market
Price |
-18.86% |
-2.52% |
3.10% |
2.02% |
-11.99% |
35.77% |
26.36% |
Index
Performance |
|
|
|
|
|
|
|
Nasdaq
AlphaDEX® Developed
Markets
Ex-US
Index(1) |
-18.23% |
-1.71% |
N/A |
N/A |
-8.24% |
N/A |
N/A |
Nasdaq
Developed Markets Ex-US Index(1) |
-15.51% |
1.23% |
4.56% |
N/A |
6.32% |
56.27% |
N/A |
MSCI World
ex USA Index |
-14.29% |
1.79% |
4.59% |
3.86% |
9.29% |
56.59% |
55.77% |
|
|
Average
Annual |
Cumulative | ||||
|
1
Year |
5
Years |
10
Years |
Inception
(2/15/2012) |
5
Years |
10
Years |
Inception
(2/15/2012) |
Fund
Performance |
|
|
|
|
|
|
|
Net Asset
Value |
-15.00% |
-0.84% |
4.55% |
4.51% |
-4.13% |
56.08% |
61.58% |
Market
Price |
-14.88% |
-0.78% |
4.44% |
4.49% |
-3.85% |
54.46% |
61.15% |
Index
Performance |
|
|
|
|
|
|
|
Nasdaq
AlphaDEX® Developed
Markets
Ex-US
Small Cap Index(1) |
-14.80% |
-0.08% |
N/A |
N/A |
-0.40% |
N/A |
N/A |
Nasdaq
Developed Markets Ex-US Small Cap
Index(1) |
-18.14% |
-0.81% |
4.65% |
N/A |
-3.99% |
57.58% |
N/A |
MSCI World
ex-USA Small Cap Index |
-20.59% |
0.45% |
5.77% |
5.80% |
2.27% |
75.21% |
84.64% |
MSCI World
ex-USA Index |
-14.29% |
1.79% |
4.59% |
4.87% |
9.29% |
56.59% |
67.76% |
|
|
Average
Annual |
Cumulative | ||||
|
1
Year |
5
Years |
10
Years |
Inception
(4/18/2011) |
5
Years |
10
Years |
Inception
(4/18/2011) |
Fund
Performance |
|
|
|
|
|
|
|
Net Asset
Value |
-14.33% |
-1.49% |
1.25% |
0.43% |
-7.25% |
13.19% |
5.17% |
Market
Price |
-14.30% |
-1.65% |
1.07% |
0.38% |
-7.99% |
11.26% |
4.59% |
Index
Performance |
|
|
|
|
|
|
|
Nasdaq
AlphaDEX® Emerging
Markets
Index(1) |
-14.38% |
-0.58% |
N/A |
N/A |
-2.88% |
N/A |
N/A |
Nasdaq
Emerging Markets Index(1) |
-15.31% |
-0.39% |
2.18% |
N/A |
-1.93% |
24.04% |
N/A |
MSCI
Emerging Markets Index |
-20.09% |
-1.40% |
1.44% |
0.79% |
-6.79% |
15.33% |
9.65% |
|
|
Average
Annual |
Cumulative | ||||
|
1
Year |
5
Years |
10
Years |
Inception
(2/15/2012) |
5
Years |
10
Years |
Inception
(2/15/2012) |
Fund
Performance |
|
|
|
|
|
|
|
Net Asset
Value |
1.36% |
2.64% |
5.14% |
6.11% |
13.94% |
65.00% |
90.67% |
Market
Price |
1.91% |
2.62% |
5.04% |
6.15% |
13.78% |
63.54% |
91.39% |
Index
Performance |
|
|
|
|
|
|
|
Nasdaq
AlphaDEX® Emerging
Markets
Small
Cap Index(1) |
2.75% |
4.16% |
N/A |
N/A |
22.63% |
N/A |
N/A |
Nasdaq
Emerging Markets Small Cap
Index(1) |
-13.78% |
1.72% |
4.07% |
N/A |
8.91% |
49.05% |
N/A |
MSCI
Emerging Markets Small Cap Index |
-18.02% |
1.06% |
3.21% |
3.23% |
5.41% |
37.20% |
41.27% |
MSCI
Emerging Markets Index |
-20.09% |
-1.40% |
1.44% |
1.52% |
-6.79% |
15.33% |
17.86% |
|
|
Average
Annual |
Cumulative | ||||
|
1
Year |
5
Years |
10
Years |
Inception
(4/18/2011) |
5
Years |
10
Years |
Inception
(4/18/2011) |
Fund
Performance |
|
|
|
|
|
|
|
Net Asset
Value |
-22.87% |
-0.93% |
4.87% |
3.41% |
-4.55% |
60.83% |
48.06% |
Market
Price |
-22.73% |
-0.98% |
4.63% |
3.37% |
-4.82% |
57.28% |
47.34% |
Index
Performance |
|
|
|
|
|
|
|
Nasdaq
AlphaDEX® Europe
Index(1) |
-22.82% |
-0.40% |
N/A |
N/A |
-2.00% |
N/A |
N/A |
Nasdaq DM
Europe Index(1) |
-16.42% |
1.51% |
N/A |
N/A |
7.80% |
N/A |
N/A |
MSCI
Europe Index |
-15.06% |
1.87% |
4.58% |
3.93% |
9.70% |
56.53% |
56.96% |
|
|
Average
Annual |
Cumulative | ||
|
1
Year |
5
Years |
Inception
(10/21/2014) |
5
Years |
Inception
(10/21/2014) |
Fund
Performance |
|
|
|
|
|
Net Asset
Value |
-19.65% |
-1.60% |
4.08% |
-7.74% |
38.80% |
Market
Price |
-19.96% |
-1.82% |
3.95% |
-8.76% |
37.37% |
Index
Performance |
|
|
|
|
|
Nasdaq
AlphaDEX® Eurozone
Index |
-19.54% |
-1.14% |
4.60% |
-5.56% |
44.59% |
Nasdaq
Eurozone Index |
-17.95% |
0.35% |
3.67% |
1.75% |
34.37% |
MSCI EMU
Index |
-17.86% |
0.60% |
3.59% |
3.03% |
33.52% |
|
|
Average
Annual |
Cumulative | ||||
|
1
Year |
5
Years |
10
Years |
Inception
(2/14/2012) |
5
Years |
10
Years |
Inception
(2/14/2012) |
Fund
Performance |
|
|
|
|
|
|
|
Net Asset
Value |
-30.39% |
-4.76% |
2.73% |
3.67% |
-21.63% |
30.89% |
48.02% |
Market
Price |
-30.61% |
-4.77% |
2.64% |
3.64% |
-21.69% |
29.74% |
47.51% |
Index
Performance |
|
|
|
|
|
|
|
Nasdaq
AlphaDEX® Germany
Index(1) |
-30.51% |
-4.53% |
N/A |
N/A |
-20.70% |
N/A |
N/A |
Nasdaq
Germany Index(1) |
-22.28% |
-3.41% |
2.58% |
N/A |
-15.94% |
29.00% |
N/A |
MSCI
Germany Index |
-22.34% |
-3.02% |
2.66% |
3.64% |
-14.23% |
30.02% |
47.46% |
|
|
Average
Annual |
Cumulative | ||||
|
1
Year |
5
Years |
10
Years |
Inception
(2/14/2012) |
5
Years |
10
Years |
Inception
(2/14/2012) |
Fund
Performance |
|
|
|
|
|
|
|
Net Asset
Value |
-4.45% |
5.50% |
6.30% |
5.84% |
30.70% |
84.14% |
85.43% |
Market
Price |
-3.97% |
5.79% |
6.25% |
5.91% |
32.48% |
83.33% |
86.65% |
Index
Performance |
|
|
|
|
|
|
|
NIFTY 50
Equal Weight Index (1) |
-2.86% |
N/A |
N/A |
N/A |
N/A |
N/A |
N/A |
NIFTY 50
Index |
-5.14% |
7.25% |
8.66% |
7.88% |
41.89% |
129.44% |
128.10% |
MSCI India
Index |
-7.95% |
6.01% |
7.43% |
6.77% |
33.89% |
104.77% |
103.95% |
|
|
Average
Annual |
Cumulative | ||||
|
1
Year |
5
Years |
10
Years |
Inception
(4/18/2011) |
5
Years |
10
Years |
Inception
(4/18/2011) |
Fund
Performance |
|
|
|
|
|
|
|
Net Asset
Value |
-12.04% |
-4.56% |
3.49% |
2.14% |
-20.79% |
40.94% |
28.18% |
Market
Price |
-13.15% |
-4.80% |
3.29% |
2.03% |
-21.81% |
38.28% |
26.51% |
Index
Performance |
|
|
|
|
|
|
|
Nasdaq
AlphaDEX® Japan
Index(1) |
-12.24% |
-4.09% |
N/A |
N/A |
-18.84% |
N/A |
N/A |
Nasdaq
Japan Index(1) |
-15.52% |
-0.31% |
5.59% |
N/A |
-1.55% |
72.30% |
N/A |
MSCI Japan
Index |
-16.65% |
0.23% |
5.55% |
4.76% |
1.14% |
71.68% |
72.32% |
|
|
Average
Annual |
Cumulative | ||||
|
1
Year |
5
Years |
10
Years |
Inception
(4/18/2011) |
5
Years |
10
Years |
Inception
(4/18/2011) |
Fund
Performance |
|
|
|
|
|
|
|
Net Asset
Value |
2.17% |
-0.47% |
-1.03% |
-1.34% |
-2.34% |
-9.85% |
-14.58% |
Market
Price |
2.58% |
-0.48% |
-1.19% |
-1.35% |
-2.38% |
-11.31% |
-14.73% |
Index
Performance |
|
|
|
|
|
|
|
Nasdaq
AlphaDEX® Latin
America Index(1) |
3.05% |
0.82% |
N/A |
N/A |
4.18% |
N/A |
N/A |
Nasdaq
Latin America Index(1) |
5.49% |
-2.09% |
-3.04% |
N/A |
-10.00% |
-26.58% |
N/A |
MSCI EM
Latin America Index |
8.92% |
-1.08% |
-2.15% |
-2.77% |
-5.30% |
-19.53% |
-27.98% |
|
|
Average
Annual |
Cumulative | ||||
|
1
Year |
5
Years |
10
Years |
Inception
(2/14/2012) |
5
Years |
10
Years |
Inception
(2/14/2012) |
Fund
Performance |
|
|
|
|
|
|
|
Net Asset
Value |
-20.88% |
2.93% |
7.45% |
7.77% |
15.56% |
105.15% |
125.75% |
Market
Price |
-20.77% |
2.86% |
7.35% |
7.76% |
15.15% |
103.30% |
125.43% |
Index
Performance |
|
|
|
|
|
|
|
Nasdaq
AlphaDEX®
Switzerland Index(1) |
-20.98% |
3.36% |
N/A |
N/A |
17.95% |
N/A |
N/A |
Nasdaq
Switzerland Index(1) |
-18.21% |
5.03% |
6.67% |
N/A |
27.79% |
90.73% |
N/A |
MSCI
Switzerland Index |
-18.32% |
5.53% |
6.84% |
7.54% |
30.88% |
93.78% |
120.42% |
|
|
Average
Annual |
Cumulative | ||||
|
1
Year |
5
Years |
10
Years |
Inception
(2/14/2012) |
5
Years |
10
Years |
Inception
(2/14/2012) |
Fund
Performance |
|
|
|
|
|
|
|
Net Asset
Value |
-23.52% |
-0.86% |
2.61% |
3.81% |
-4.22% |
29.34% |
50.26% |
Market
Price |
-24.10% |
-0.73% |
2.57% |
3.79% |
-3.62% |
28.86% |
49.85% |
Index
Performance |
|
|
|
|
|
|
|
Nasdaq
AlphaDEX® United
Kingdom Index(1) |
-22.91% |
0.09% |
N/A |
N/A |
0.47% |
N/A |
N/A |
Nasdaq
United Kingdom Index(1) |
-9.02% |
0.41% |
3.18% |
N/A |
2.05% |
36.80% |
N/A |
MSCI
United Kingdom Index |
-4.84% |
0.96% |
3.07% |
3.54% |
4.91% |
35.27% |
45.98% |
|
Year
Ended December 31, | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net
asset value, beginning of period |
$31.57 |
$32.25 |
$28.57 |
$27.65 |
$35.73 |
Income
from investment operations: |
|
|
|
|
|
Net
investment income (loss) |
0.97 |
1.28 |
0.58 |
0.63 |
0.40 |
Net
realized and unrealized gain (loss) |
(5.88) |
(0.37) |
3.61 |
1.40 |
(7.72) |
Total
from investment operations |
(4.91) |
0.91 |
4.19 |
2.03 |
(7.32) |
Distributions
paid to shareholders from: |
|
|
|
|
|
Net
investment income |
(1.08) |
(1.59) |
(0.51) |
(1.09) |
(0.69) |
Return of
capital |
— |
— |
— |
(0.02) |
(0.07) |
Total
distributions |
(1.08) |
(1.59) |
(0.51) |
(1.11) |
(0.76) |
Net
asset value, end of period |
$25.58 |
$31.57 |
$32.25 |
$28.57 |
$27.65 |
Total
Return(a) |
(15.62)% |
2.75% |
14.89% |
7.35% |
(20.71)% |
Ratios/supplemental
data: |
|
|
|
|
|
Net
assets, end of period (in 000’s) |
$11,511 |
$25,258 |
$17,736 |
$19,997 |
$30,419 |
Ratios
to average net assets: |
|
|
|
|
|
Ratio of
total expenses to average net assets |
0.80% |
0.80% |
0.80% |
0.80% |
0.80% |
Ratio of
net investment income (loss) to average net assets |
3.63% |
4.03% |
2.33% |
2.64% |
1.68% |
Portfolio
turnover rate(b) |
82% |
102% |
103% |
101% |
88% |
|
Year
Ended December 31, | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net
asset value, beginning of period |
$11.47 |
$13.39 |
$17.24 |
$13.38 |
$15.51 |
Income
from investment operations: |
|
|
|
|
|
Net
investment income (loss) |
0.95 |
0.94 |
0.09 |
0.35 |
0.55 |
Net
realized and unrealized gain (loss) |
(0.82) |
(2.08) |
(3.60) |
5.08 |
(0.97) |
Total
from investment operations |
0.13 |
(1.14) |
(3.51) |
5.43 |
(0.42) |
Distributions
paid to shareholders from: |
|
|
|
|
|
Net
investment income |
(1.04) |
(0.78) |
(0.28) |
(1.57) |
(0.54) |
Net
realized gain |
— |
— |
— |
— |
(1.17) |
Return of
capital |
— |
— |
(0.06) |
— |
— |
Total
distributions |
(1.04) |
(0.78) |
(0.34) |
(1.57) |
(1.71) |
Net
asset value, end of period |
$10.56 |
$11.47 |
$13.39 |
$17.24 |
$13.38 |
Total
Return(a) |
1.45% |
(9.00)% |
(19.48)% |
41.06% |
(1.17)% |
Ratios/supplemental
data: |
|
|
|
|
|
Net
assets, end of period (in 000’s) |
$63,377 |
$12,039 |
$9,373 |
$116,374 |
$129,081 |
Ratios
to average net assets: |
|
|
|
|
|
Ratio of
total expenses to average net assets |
0.80% |
0.80% |
0.80% |
0.80% |
0.80% |
Ratio of
net investment income (loss) to average net assets |
8.88% |
7.36% |
0.72% |
2.15% |
6.84% |
Portfolio
turnover rate(b) |
95% |
225% |
154% |
90% |
128% |
|
Year
Ended December 31, | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net
asset value, beginning of period |
$27.57 |
$29.16 |
$26.87 |
$23.81 |
$29.77 |
Income
from investment operations: |
|
|
|
|
|
Net
investment income (loss) |
1.28 |
1.22 |
1.22 |
1.03 |
0.84 |
Net
realized and unrealized gain (loss) |
(5.97) |
(1.47) |
2.26 |
3.03 |
(6.07) |
Total
from investment operations |
(4.69) |
(0.25) |
3.48 |
4.06 |
(5.23) |
Distributions
paid to shareholders from: |
|
|
|
|
|
Net
investment income |
(1.28) |
(1.34) |
(1.19) |
(1.00) |
(0.73) |
Net
asset value, end of period |
$21.60 |
$27.57 |
$29.16 |
$26.87 |
$23.81 |
Total
Return(a) |
(17.10)% |
(1.18)% |
13.58% |
17.34% |
(17.87)% |
Ratios/supplemental
data: |
|
|
|
|
|
Net
assets, end of period (in 000’s) |
$7,560 |
$9,649 |
$13,121 |
$9,403 |
$7,142 |
Ratios
to average net assets: |
|
|
|
|
|
Ratio of
total expenses to average net assets |
0.80% |
0.80% |
0.80% |
0.80% |
0.80% |
Ratio of
net investment income (loss) to average net assets |
5.19% |
3.66% |
5.16% |
4.21% |
2.90% |
Portfolio
turnover rate(b) |
117% |
166% |
83% |
111% |
97% |
|
Year
Ended December 31, | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net
asset value, beginning of period |
$60.64 |
$56.88 |
$55.79 |
$49.24 |
$62.31 |
Income
from investment operations: |
|
|
|
|
|
Net
investment income (loss) |
1.67 |
1.52 |
0.68 |
1.19 |
1.04 |
Net
realized and unrealized gain (loss) |
(12.95) |
4.55 |
1.78 |
6.91 |
(13.06) |
Total
from investment operations |
(11.28) |
6.07 |
2.46 |
8.10 |
(12.02) |
Distributions
paid to shareholders from: |
|
|
|
|
|
Net
investment income |
(1.09) |
(2.31) |
(1.37) |
(1.55) |
(1.01) |
Return of
capital |
— |
— |
— |
— |
(0.04) |
Total
distributions |
(1.09) |
(2.31) |
(1.37) |
(1.55) |
(1.05) |
Net
asset value, end of period |
$48.27 |
$60.64 |
$56.88 |
$55.79 |
$49.24 |
Total
Return(a) |
(18.57)% |
10.70% |
4.61% |
16.56% |
(19.52)% |
Ratios/supplemental
data: |
|
|
|
|
|
Net
assets, end of period (in 000’s) |
$419,333 |
$414,579 |
$360,418 |
$691,886 |
$940,633 |
Ratios
to average net assets: |
|
|
|
|
|
Ratio of
total expenses to average net assets |
0.80% |
0.80% |
0.80% |
0.80% |
0.80% |
Ratio of
net investment income (loss) to average net assets |
3.09% |
2.42% |
1.39% |
2.13% |
1.76% |
Portfolio
turnover rate(b) |
95% |
111% |
117% |
107% |
109% |
|
Year
Ended December 31, | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net
asset value, beginning of period |
$46.06 |
$42.72 |
$39.03 |
$33.54 |
$44.89 |
Income
from investment operations: |
|
|
|
|
|
Net
investment income (loss) |
1.09 |
0.74 |
0.46 |
0.61 |
0.58 |
Net
realized and unrealized gain (loss) |
(8.09) |
3.99 |
4.09 |
5.77 |
(11.28) |
Total
from investment operations |
(7.00) |
4.73 |
4.55 |
6.38 |
(10.70) |
Distributions
paid to shareholders from: |
|
|
|
|
|
Net
investment income |
(1.39) |
(1.39) |
(0.86) |
(0.89) |
(0.62) |
Return of
capital |
— |
— |
— |
— |
(0.03) |
Total
distributions |
(1.39) |
(1.39) |
(0.86) |
(0.89) |
(0.65) |
Net
asset value, end of period |
$37.67 |
$46.06 |
$42.72 |
$39.03 |
$33.54 |
Total
Return(a) |
(15.00)% |
11.09% |
12.18% |
19.13% |
(24.03)% |
Ratios/supplemental
data: |
|
|
|
|
|
Net
assets, end of period (in 000’s) |
$7,535 |
$13,817 |
$8,544 |
$9,758 |
$10,063 |
Ratios
to average net assets: |
|
|
|
|
|
Ratio of
total expenses to average net assets |
0.80% |
0.80% |
0.80% |
0.80% |
0.80% |
Ratio of
net investment income (loss) to average net assets |
2.88% |
1.46% |
1.35% |
1.66% |
1.30% |
Portfolio
turnover rate(b) |
109% |
116% |
127% |
119% |
142% |
|
Year
Ended December 31, | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net
asset value, beginning of period |
$26.24 |
$25.31 |
$26.36 |
$22.80 |
$27.84 |
Income
from investment operations: |
|
|
|
|
|
Net
investment income (loss) |
1.34 |
1.11 |
0.63 |
0.88 |
0.88 |
Net
realized and unrealized gain (loss) |
(5.19) |
0.90 |
(1.00) |
3.56 |
(5.12) |
Total
from investment operations |
(3.85) |
2.01 |
(0.37) |
4.44 |
(4.24) |
Distributions
paid to shareholders from: |
|
|
|
|
|
Net
investment income |
(1.29) |
(1.08) |
(0.68) |
(0.88) |
(0.80) |
Net
asset value, end of period |
$21.10 |
$26.24 |
$25.31 |
$26.36 |
$22.80 |
Total
Return(a) |
(14.33)% |
7.90% |
(0.92)% |
19.81% |
(15.48)% |
Ratios/supplemental
data: |
|
|
|
|
|
Net
assets, end of period (in 000’s) |
$372,378 |
$436,915 |
$441,711 |
$644,615 |
$452,607 |
Ratios
to average net assets: |
|
|
|
|
|
Ratio of
total expenses to average net assets |
0.80% |
0.80% |
0.80% |
0.80% |
0.80% |
Ratio of
net investment income (loss) to average net assets |
5.90% |
4.03% |
2.53% |
3.61% |
3.37% |
Portfolio
turnover rate(b) |
106% |
119% |
111% |
122% |
103% |
|
Year
Ended December 31, | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net
asset value, beginning of period |
$40.29 |
$41.24 |
$39.28 |
$32.44 |
$43.02 |
Income
from investment operations: |
|
|
|
|
|
Net
investment income (loss) |
1.86 |
1.57 |
0.74 |
1.11 |
1.19 |
Net
realized and unrealized gain (loss) |
(1.60) |
(0.01) |
2.41 |
7.46 |
(10.26) |
Total
from investment operations |
0.26 |
1.56 |
3.15 |
8.57 |
(9.07) |
Distributions
paid to shareholders from: |
|
|
|
|
|
Net
investment income |
(1.77) |
(2.51) |
(1.19) |
(1.73) |
(1.44) |
Net
realized gain |
— |
— |
— |
— |
(0.07) |
Total
distributions |
(1.77) |
(2.51) |
(1.19) |
(1.73) |
(1.51) |
Net
asset value, end of period |
$38.78 |
$40.29 |
$41.24 |
$39.28 |
$32.44 |
Total
Return(a) |
1.36% |
3.68% |
8.73% |
26.90% |
(21.42)% |
Ratios/supplemental
data: |
|
|
|
|
|
Net
assets, end of period (in 000’s) |
$166,753 |
$143,030 |
$152,581 |
$163,004 |
$157,326 |
Ratios
to average net assets: |
|
|
|
|
|
Ratio of
total expenses to average net assets |
0.80% |
0.80% |
0.80% |
0.80% |
0.80% |
Ratio of
net investment income (loss) to average net assets |
4.60% |
3.65% |
2.38% |
2.88% |
3.02% |
Portfolio
turnover rate(b) |
117% |
127% |
123% |
127% |
126% |
|
Year
Ended December 31, | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net
asset value, beginning of period |
$43.31 |
$38.50 |
$37.64 |
$31.11 |
$39.07 |
Income
from investment operations: |
|
|
|
|
|
Net
investment income (loss) |
0.93 |
1.05 |
0.42 |
0.87 |
0.84 |
Net
realized and unrealized gain (loss) |
(10.90) |
5.26 |
1.32 |
6.65 |
(7.99) |
Total
from investment operations |
(9.97) |
6.31 |
1.74 |
7.52 |
(7.15) |
Distributions
paid to shareholders from: |
|
|
|
|
|
Net
investment income |
(0.96) |
(1.50) |
(0.88) |
(0.99) |
(0.81) |
Net
asset value, end of period |
$32.38 |
$43.31 |
$38.50 |
$37.64 |
$31.11 |
Total
Return(a) |
(22.87)% |
16.53% |
4.95% |
24.38% |
(18.67)% |
Ratios/supplemental
data: |
|
|
|
|
|
Net
assets, end of period (in 000’s) |
$254,167 |
$573,909 |
$442,765 |
$511,890 |
$592,586 |
Ratios
to average net assets: |
|
|
|
|
|
Ratio of
total expenses to average net assets |
0.80% |
0.80% |
0.80% |
0.80% |
0.80% |
Ratio of
net investment income (loss) to average net assets |
3.23% |
2.33% |
1.32% |
2.49% |
2.30% |
Portfolio
turnover rate(b) |
88% |
105% |
109% |
102% |
99% |
|
Year
Ended December 31, | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net
asset value, beginning of period |
$46.36 |
$42.10 |
$40.88 |
$34.43 |
$43.81 |
Income
from investment operations: |
|
|
|
|
|
Net
investment income (loss) |
0.85 |
1.10 |
0.50 |
0.73 |
0.80 |
Net
realized and unrealized gain (loss) |
(10.05) |
4.32 |
1.34 |
6.51 |
(9.34) |
Total
from investment operations |
(9.20) |
5.42 |
1.84 |
7.24 |
(8.54) |
Distributions
paid to shareholders from: |
|
|
|
|
|
Net
investment income |
(1.12) |
(1.16) |
(0.62) |
(0.79) |
(0.84) |
Net
asset value, end of period |
$36.04 |
$46.36 |
$42.10 |
$40.88 |
$34.43 |
Total
Return(a) |
(19.65)% |
12.90% |
4.69% |
21.15% |
(19.82)% |
Ratios/supplemental
data: |
|
|
|
|
|
Net
assets, end of period (in 000’s) |
$16,219 |
$81,135 |
$27,363 |
$53,145 |
$49,925 |
Ratios
to average net assets: |
|
|
|
|
|
Ratio of
total expenses to average net assets |
0.80% |
0.80% |
0.80% |
0.80% |
0.80% |
Ratio of
net investment income (loss) to average net assets |
2.09% |
2.27% |
1.26% |
1.96% |
2.10% |
Portfolio
turnover rate(b) |
56% |
59% |
93% |
87% |
90% |
|
Year
Ended December 31, | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net
asset value, beginning of period |
$53.78 |
$51.56 |
$44.39 |
$37.57 |
$51.26 |
Income
from investment operations: |
|
|
|
|
|
Net
investment income (loss) |
1.77 |
0.91 |
0.68 |
1.02 |
0.72 |
Net
realized and unrealized gain (loss) |
(18.27) |
2.08 |
7.17 |
6.82 |
(13.59) |
Total
from investment operations |
(16.50) |
2.99 |
7.85 |
7.84 |
(12.87) |
Distributions
paid to shareholders from: |
|
|
|
|
|
Net
investment income |
(1.92) |
(0.77) |
(0.68) |
(1.02) |
(0.82) |
Net
asset value, end of period |
$35.36 |
$53.78 |
$51.56 |
$44.39 |
$37.57 |
Total
Return(a) |
(30.39)% |
5.74% |
17.90% |
21.06% |
(25.40)% |
Ratios/supplemental
data: |
|
|
|
|
|
Net
assets, end of period (in 000’s) |
$14,144 |
$99,497 |
$95,381 |
$144,261 |
$139,022 |
Ratios
to average net assets: |
|
|
|
|
|
Ratio of
total expenses to average net assets |
0.80% |
0.80% |
0.80% |
0.80% |
0.80% |
Ratio of
net investment income (loss) to average net assets |
2.23% |
1.67% |
1.40% |
2.48% |
1.66% |
Portfolio
turnover rate(b) |
152% |
80% |
106% |
99% |
81% |
|
Year
Ended December 31, | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net
asset value, beginning of period |
$48.23 |
$38.83 |
$35.26 |
$35.35 |
$36.33 |
Income
from investment operations: |
|
|
|
|
|
Net
investment income (loss) |
0.22 |
0.48 |
0.30 |
0.26 |
0.23 |
Net
realized and unrealized gain (loss) |
(2.35) |
9.65 |
3.50 |
(0.01) |
(1.21) |
Total
from investment operations |
(2.13) |
10.13 |
3.80 |
0.25 |
(0.98) |
Distributions
paid to shareholders from: |
|
|
|
|
|
Net
investment income |
(0.05) |
(0.73) |
(0.23) |
(0.27) |
(0.01) |
Net
realized gain |
(2.52) |
— |
— |
— |
— |
Return of
capital |
— |
— |
— |
(0.07) |
— |
Total
distributions |
(2.57) |
(0.73) |
(0.23) |
(0.34) |
— |
Net
asset value, end of period |
$43.53 |
$48.23 |
$38.83 |
$35.26 |
$35.35 |
Total
Return(a) |
(4.45)% |
26.15% |
10.66% |
0.71% |
(2.67)%(b) |
Ratios/supplemental
data: |
|
|
|
|
|
Net
assets, end of period (in 000’s) |
$73,999 |
$62,703 |
$3,883 |
$3,526 |
$3,535 |
Ratios
to average net assets: |
|
|
|
|
|
Ratio of
total expenses to average net assets |
0.80% |
0.80% |
0.80% |
0.80% |
0.80% |
Ratio of
net investment income (loss) to average net assets |
0.68% |
0.95% |
0.98% |
0.74% |
0.77% |
Portfolio
turnover rate(c) |
56% |
57% |
38% |
24% |
156%(d) |
|
Year
Ended December 31, | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net
asset value, beginning of period |
$49.86 |
$51.42 |
$51.10 |
$48.55 |
$59.80 |
Income
from investment operations: |
|
|
|
|
|
Net
investment income (loss) |
1.19 |
0.81 |
0.49 |
1.12 |
0.79 |
Net
realized and unrealized gain (loss) |
(7.23) |
(1.16) |
0.34 |
2.84 |
(11.30) |
Total
from investment operations |
(6.04) |
(0.35) |
0.83 |
3.96 |
(10.51) |
Distributions
paid to shareholders from: |
|
|
|
|
|
Net
investment income |
(0.94) |
(1.21) |
(0.51) |
(1.41) |
(0.74) |
Net
asset value, end of period |
$42.88 |
$49.86 |
$51.42 |
$51.10 |
$48.55 |
Total
Return(a) |
(12.04)% |
(0.69)% |
1.71% |
8.27% |
(17.66)% |
Ratios/supplemental
data: |
|
|
|
|
|
Net
assets, end of period (in 000’s) |
$85,768 |
$34,901 |
$41,136 |
$76,647 |
$152,934 |
Ratios
to average net assets: |
|
|
|
|
|
Ratio of
total expenses to average net assets |
0.80% |
0.80% |
0.80% |
0.80% |
0.80% |
Ratio of
net investment income (loss) to average net assets |
2.92% |
1.53% |
1.13% |
1.90% |
1.34% |
Portfolio
turnover rate(b) |
79% |
126% |
136% |
127% |
90% |
|
Year
Ended December 31, | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net
asset value, beginning of period |
$17.35 |
$19.43 |
$22.67 |
$18.33 |
$20.43 |
Income
from investment operations: |
|
|
|
|
|
Net
investment income (loss) |
0.98 |
0.89 |
0.52 |
0.48 |
0.52 |
Net
realized and unrealized gain (loss) |
(0.65) |
(2.16) |
(3.44) |
4.29 |
(2.06) |
Total
from investment operations |
0.33 |
(1.27) |
(2.92) |
4.77 |
(1.54) |
Distributions
paid to shareholders from: |
|
|
|
|
|
Net
investment income |
(0.93) |
(0.81) |
(0.20) |
(0.43) |
(0.51) |
Return of
capital |
— |
— |
(0.12) |
— |
(0.05) |
Total
distributions |
(0.93) |
(0.81) |
(0.32) |
(0.43) |
(0.56) |
Net
asset value, end of period |
$16.75 |
$17.35 |
$19.43 |
$22.67 |
$18.33 |
Total
Return(a) |
2.17% |
(6.66)% |
(12.32)% |
26.26% |
(7.50)% |
Ratios/supplemental
data: |
|
|
|
|
|
Net
assets, end of period (in 000’s) |
$70,358 |
$7,805 |
$13,599 |
$131,463 |
$17,418 |
Ratios
to average net assets: |
|
|
|
|
|
Ratio of
total expenses to average net assets |
0.80% |
0.80% |
0.80% |
0.80% |
0.80% |
Ratio of
net investment income (loss) to average net assets |
7.82% |
4.28% |
0.81% |
2.02% |
2.46% |
Portfolio
turnover rate(b) |
104% |
91% |
34% |
165% |
158% |
|
Year
Ended December 31, | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net
asset value, beginning of period |
$71.39 |
$60.85 |
$54.11 |
$43.89 |
$52.73 |
Income
from investment operations: |
|
|
|
|
|
Net
investment income (loss) |
1.98 |
0.78 |
0.88 |
1.07 |
0.82 |
Net
realized and unrealized gain (loss) |
(17.03) |
10.92 |
6.78 |
10.24 |
(8.66) |
Total
from investment operations |
(15.05) |
11.70 |
7.66 |
11.31 |
(7.84) |
Distributions
paid to shareholders from: |
|
|
|
|
|
Net
investment income |
(1.92) |
(1.16) |
(0.92) |
(1.09) |
(0.84) |
Return of
capital |
— |
— |
— |
— |
(0.16) |
Total
distributions |
(1.92) |
(1.16) |
(0.92) |
(1.09) |
(1.00) |
Net
asset value, end of period |
$54.42 |
$71.39 |
$60.85 |
$54.11 |
$43.89 |
Total
Return(a) |
(20.88)% |
19.34% |
14.50% |
25.91% |
(15.11)% |
Ratios/supplemental
data: |
|
|
|
|
|
Net
assets, end of period (in 000’s) |
$97,959 |
$99,943 |
$97,354 |
$148,811 |
$151,409 |
Ratios
to average net assets: |
|
|
|
|
|
Ratio of
total expenses to average net assets |
0.80% |
0.80% |
0.80% |
0.80% |
0.80% |
Ratio of
net investment income (loss) to average net assets |
2.30% |
1.25% |
1.59% |
2.24% |
1.79% |
Portfolio
turnover rate(b) |
64% |
66% |
86% |
77% |
65% |
|
Year
Ended December 31, | ||||
|
2022 |
2021 |
2020 |
2019 |
2018 |
Net
asset value, beginning of period |
$43.97 |
$38.06 |
$40.99 |
$32.11 |
$39.97 |
Income
from investment operations: |
|
|
|
|
|
Net
investment income (loss) |
1.54 |
1.29 |
0.58 |
1.34 |
1.13 |
Net
realized and unrealized gain (loss) |
(12.02) |
5.93 |
(2.95) |
8.91 |
(7.35) |
Total
from investment operations |
(10.48) |
7.22 |
(2.37) |
10.25 |
(6.22) |
Distributions
paid to shareholders from: |
|
|
|
|
|
Net
investment income |
(1.76) |
(1.31) |
(0.56) |
(1.37) |
(1.64) |
Net
asset value, end of period |
$31.73 |
$43.97 |
$38.06 |
$40.99 |
$32.11 |
Total
Return(a) |
(23.52)% |
19.10% |
(5.25)% |
32.36% |
(16.16)% |
Ratios/supplemental
data: |
|
|
|
|
|
Net
assets, end of period (in 000’s) |
$31,728 |
$98,943 |
$19,030 |
$18,444 |
$9,632 |
Ratios
to average net assets: |
|
|
|
|
|
Ratio of
total expenses to average net assets |
0.80% |
0.80% |
0.80% |
0.80% |
0.80% |
Ratio of
net investment income (loss) to average net assets |
4.29% |
3.34% |
1.72% |
3.58% |
2.81% |
Portfolio
turnover rate(b) |
98% |
45% |
109% |
73% |
107% |
First
Trust
Exchange-Traded
AlphaDEX®
Fund II |