First
Trust
Exchange-Traded
Fund IV |
Ticker
Symbol: |
LMBS |
Exchange: |
Nasdaq |
Maximum
Sales Charge (Load) Imposed on Purchases (as a percentage of offering
price) |
|
Management
Fees(1) |
|
Distribution
and Service (12b-1) Fees |
|
Other
Expenses |
|
Total Annual
Fund Operating Expenses |
|
1
Year |
3
Years |
5
Years |
10
Years |
$ |
$ |
$ |
$ |
|
|
|
|
|
|
|
|
|
|
1
Year |
5
Years |
Since
Inception |
Inception
Date |
Return Before
Taxes |
|
|
|
|
Return After
Taxes on Distributions |
|
|
|
|
Return After
Taxes on Distributions and Sale of Shares |
|
|
|
|
ICE BofA 1-5
Year US Treasury & Agency Index (reflects no
deduction
for fees, expenses or taxes) |
|
|
|
|
Bloomberg US
Aggregate Bond Index (reflects no deduction for
fees,
expenses or taxes) |
|
|
|
|
|
Year
Ended October 31, | ||||
|
2023 |
2022 |
2021 |
2020 |
2019 |
Net
asset value, beginning of period |
$46.97 |
$50.40 |
$51.45 |
$51.87 |
$50.78 |
Income
from investment operations: |
|
|
|
|
|
Net
investment income (loss) |
1.72
(a) |
0.85 |
0.39 |
0.87 |
1.24 |
Net
realized and unrealized gain (loss) |
(0.17
) |
(3.32
) |
(0.40
) |
(0.10
) |
1.21 |
Total
from investment operations |
1.55 |
(2.47
) |
(0.01
) |
0.77 |
2.45 |
Distributions
paid to shareholders from: |
|
|
|
|
|
Net
investment income |
(1.76
) |
(0.69
) |
(0.36
) |
(0.99
) |
(1.23
) |
Net
realized gain |
— |
(0.27
) |
— |
— |
(0.05
) |
Return of
capital |
— |
— |
(0.68
) |
(0.20
) |
(0.08
) |
Total
distributions |
(1.76
) |
(0.96
) |
(1.04
) |
(1.19
) |
(1.36
) |
Net
asset value, end of period |
$46.76 |
$46.97 |
$50.40 |
$51.45 |
$51.87 |
Total
Return (b) |
3.29
% |
(4.96
)% |
(0.02
)% |
1.50
% |
4.88
% |
Ratios/supplemental
data: |
|
|
|
|
|
Net
assets, end of period (in 000’s) |
$3,827,625 |
$4,863,247 |
$6,780,968 |
$6,389,742 |
$3,765,469 |
Ratios
to average net assets: |
|
|
|
|
|
Ratio of
total expenses to average net assets (c) |
0.64
% |
0.65
% |
0.65
% |
0.65
% |
0.65
% |
Ratio of
net investment income (loss) to average net
assets |
3.60
% |
1.66
% |
0.75
% |
1.57
% |
2.41
% |
Portfolio
turnover rate (d)(e) |
646
% |
831
% |
495
% |
434
% |
373
% |
First
Trust
Exchange-Traded
Fund IV |