|
Investor
Class |
Service
Class |
Access
Flex Bear High Yield ProFundSM
|
AFBIX |
AFBSX |
Access
Flex High Yield ProFundSM
|
FYAIX |
FYASX |
Banks
UltraSector ProFund |
BKPIX |
BKPSX |
Basic
Materials UltraSector ProFund |
BMPIX |
BMPSX |
Bear
ProFund |
BRPIX |
BRPSX |
Biotechnology
UltraSector ProFund |
BIPIX |
BIPSX |
Bull
ProFund |
BLPIX |
BLPSX |
Communication
Services UltraSector ProFund |
WCPIX |
WCPSX |
Consumer
Goods UltraSector ProFund |
CNPIX |
CNPSX |
Consumer
Services UltraSector ProFund |
CYPIX |
CYPSX |
Europe
30 ProFund |
UEPIX |
UEPSX |
Falling
U.S. Dollar ProFund |
FDPIX |
FDPSX |
Financials
UltraSector ProFund |
FNPIX |
FNPSX |
Health
Care UltraSector ProFund |
HCPIX |
HCPSX |
Industrials
UltraSector ProFund |
IDPIX |
IDPSX |
Internet
UltraSector ProFund |
INPIX |
INPSX |
Large-Cap
Growth ProFund |
LGPIX |
LGPSX |
Large-Cap
Value ProFund |
LVPIX |
LVPSX |
Mid-Cap
Growth ProFund |
MGPIX |
MGPSX |
Mid-Cap
ProFund |
MDPIX |
MDPSX |
Mid-Cap
Value ProFund |
MLPIX |
MLPSX |
Nasdaq-100
ProFund |
OTPIX |
OTPSX |
Oil
& Gas UltraSector ProFund |
ENPIX |
ENPSX |
Oil
Equipment & Services UltraSector ProFund |
OEPIX |
OEPSX |
Pharmaceuticals
UltraSector ProFund |
PHPIX |
PHPSX |
Precious
Metals UltraSector ProFund |
PMPIX |
PMPSX |
Real
Estate UltraSector ProFund |
REPIX |
REPSX |
Rising
Rates Opportunity ProFund |
RRPIX |
RRPSX |
Rising
Rates Opportunity 10 ProFund |
RTPIX |
RTPSX |
Rising
U.S. Dollar ProFund |
RDPIX |
RDPSX
|
|
Investor
Class |
Service
Class |
Semiconductor
UltraSector ProFund |
SMPIX |
SMPSX |
Short
Nasdaq-100 ProFund |
SOPIX |
SOPSX |
Short
Oil & Gas ProFund |
SNPIX |
SNPSX |
Short
Precious Metals ProFund |
SPPIX |
SPPSX |
Short
Real Estate ProFund |
SRPIX |
SRPSX |
Short
Small-Cap ProFund |
SHPIX |
SHPSX |
Small-Cap
Growth ProFund |
SGPIX |
SGPSX |
Small-Cap
ProFund |
SLPIX |
SLPSX |
Small-Cap
Value ProFund |
SVPIX |
SVPSX |
Technology
UltraSector ProFund |
TEPIX |
TEPSX |
Telecommunications
UltraSector ProFund |
TCPIX |
TCPSX |
UltraBear
ProFund |
URPIX |
URPSX |
UltraBull
ProFund |
ULPIX |
ULPSX |
UltraChina
ProFund |
UGPIX |
UGPSX |
UltraDow
30 ProFund |
UDPIX |
UDPSX |
UltraEmerging
Markets ProFund |
UUPIX |
UUPSX |
UltraInternational
ProFund |
UNPIX |
UNPSX |
UltraJapan
ProFund |
UJPIX |
UJPSX |
UltraLatin
America ProFund |
UBPIX |
UBPSX |
UltraMid-Cap
ProFund |
UMPIX |
UMPSX |
UltraNasdaq-100
ProFund |
UOPIX |
UOPSX |
UltraShort
China ProFund |
UHPIX |
UHPSX |
UltraShort
Dow 30 ProFund |
UWPIX |
UWPSX |
UltraShort
Emerging Markets ProFund |
UVPIX |
UVPSX |
UltraShort
International ProFund |
UXPIX |
UXPSX |
UltraShort
Japan ProFund |
UKPIX |
UKPSX |
UltraShort
Latin America ProFund |
UFPIX |
UFPSX |
UltraShort
Mid-Cap ProFund |
UIPIX |
UIPSX |
UltraShort
Nasdaq-100 ProFund |
USPIX |
USPSX |
UltraShort
Small-Cap ProFund |
UCPIX |
UCPSX |
UltraSmall-Cap
ProFund |
UAPIX |
UAPSX |
U.S.
Government Plus ProFund |
GVPIX |
GVPSX |
Utilities
UltraSector ProFund |
UTPIX |
UTPSX |
7 | |
8 | |
34 | |
42 | |
44 | |
50 | |
58 | |
61 | |
67 | |
70 | |
73 | |
77 | |
78 | |
80 | |
95 | |
100 | |
A-1 | |
B-1 | |
C-1 | |
D-1 |
Term |
Definition |
1933
Act |
Securities
Act of 1933, as amended |
1934
Act |
Securities
and Exchange Act of 1934, as amended |
1940
Act |
Investment
Company Act of 1940, as amended |
Actively
Managed ProFunds |
Access
Flex Bear High Yield ProFund and Access Flex
High
Yield ProFund |
Advisor |
ProFund
Advisors LLC |
Board
of Trustees or Board |
Board
of Trustees of the Trust |
CCO |
Chief
Compliance Officer |
CFTC |
U.S.
Commodity Futures Trading Commission |
Classic
ProFunds |
Bull
ProFund, Europe 30 ProFund, Large-Cap Growth
ProFund,
Large-Cap Value ProFund, Mid- Cap Growth
ProFund,
Mid-Cap ProFund, Mid-Cap Value ProFund,
Nasdaq-100
ProFund, Small-Cap ProFund, Small-Cap
Growth
ProFund, and Small- Cap Value ProFund |
Code |
Internal
Revenue Code of 1986, as amended |
Commodity
Pools |
UltraBear
ProFund, UltraJapan ProFund, UltraShort Dow
30
ProFund, UltraShort Japan ProFund, UltraShort
Mid-Cap
ProFund, UltraShort Nasdaq-100 ProFund, and
UltraShort
Small-Cap ProFund |
Distributor |
ProFunds
Distributors, Inc. |
Diversified
Funds |
Europe
30 ProFund, Large-Cap Growth ProFund,
Large-Cap
Value ProFund, Mid-Cap Growth ProFund,
Mid-Cap
Value ProFund, Small-Cap Growth ProFund and
Small-Cap
Value ProFund |
Excluded
Pools |
All
funds other than the Commodity Pools |
Fund(s) |
One
or more of the series of the Trust identified on the
front
cover of this SAI |
Fund
Complex |
All
operational registered investment companies that are
advised
by the Advisor or its affiliates |
Geared
Funds |
Each
of the Ultra ProFunds, Inverse ProFunds, UltraSector
ProFunds,
Inverse Sector ProFunds, and Non-Equity
ProFunds,
except Falling U.S. Dollar ProFund |
Independent
Trustee(s) |
Trustees
who are not “Interested Persons” of ProFund
Advisors
or Trust as defined under Section 2(a)(19) of the
1940
Act
|
Term |
Definition |
Inverse
ProFunds |
Bear
ProFund, Short Nasdaq-100 ProFund, Short
Small-Cap
ProFund, UltraBear ProFund, UltraShort China
ProFund,
UltraShort Dow 30 ProFund, UltraShort
Emerging
Markets ProFund, UltraShort International
ProFund,
UltraShort Japan ProFund, UltraShort Latin
America
ProFund, UltraShort Mid-Cap ProFund, UltraShort
Nasdaq-100
ProFund and UltraShort Small-Cap ProFund |
Inverse
Sector ProFunds |
Short
Oil & Gas ProFund, Short Precious Metals ProFund
and
Short Real Estate ProFund |
Non-Equity
ProFunds |
Falling
U.S. Dollar ProFund, Rising Rates Opportunity
ProFund,
Rising Rates Opportunity 10 ProFund, Rising
U.S.
Dollar ProFund, and U.S. Government Plus ProFund |
SAI |
This
Statement of Additional Information dated
November
30, 2022, as may be amended or supplemented. |
SEC |
U.S.
Securities and Exchange Commission |
Shares |
The
shares of a Fund |
Trust |
ProFunds |
Trustee(s) |
One
or more of the trustees of the Trust |
Ultra
ProFunds |
Ultra
Bull ProFund, UltraChina ProFund, UltraDow 30
ProFund,
UltraEmerging Markets ProFund,
UltraInternational
ProFund, UltraJapan ProFund, UltraLatin
America
ProFund, UltraMid-Cap ProFund,
UltraNasdaq-100
ProFund and UltraSmall-Cap ProFund |
UltraSector
ProFunds |
Banks
UltraSector ProFund, Basic Materials UltraSector
ProFund,
Biotechnology UltraSector ProFund,
Communication
Services UltraSector ProFund, Consumer
Goods
UltraSector ProFund, Consumer Services
UltraSector
ProFund, Financials UltraSector ProFund,
Health
Care UltraSector ProFund, Industrials UltraSector
ProFund,
Internet UltraSector ProFund, Oil & Gas
UltraSector
ProFund, Oil Equipment & Services
UltraSector
ProFund, Pharmaceuticals UltraSector ProFund,
Precious
Metals UltraSector ProFund, Real Estate
UltraSector
ProFund, Semiconductor UltraSector ProFund,
Technology
UltraSector ProFund, Telecommunications
UltraSector
ProFund and Utilities UltraSector
ProFund |
Prior
Fund Name |
Current
Fund Name |
Effective
Date of
Name
Change |
Oil
Equipment, Services & Distribution
UltraSector
ProFund |
Oil
Equipment & Services UltraSector ProFund |
August
29, 2018 |
Mobile
Telecommunications
UltraSector
ProFund |
Communication
Services UltraSector ProFund |
May
20, 2019 |
One
Year Index
Performance |
Inverse
(-1x) of
One
Year Index
Performance |
Index
Volatility | ||||||||||||
0% |
5% |
10% |
15% |
20% |
25% |
30% |
35% |
40% |
45% |
50% |
55% |
60% | ||
-60% |
60% |
150.0% |
149.4% |
147.5% |
144.4% |
140.2% |
134.9% |
128.5% |
121.2% |
113.0% |
104.2% |
94.7% |
84.7% |
74.4% |
-55% |
55% |
122.2% |
121.7% |
120.0% |
117.3% |
113.5% |
108.8% |
103.1% |
96.6% |
89.4% |
81.5% |
73.1% |
64.2% |
55.0% |
-50% |
50% |
100.0% |
99.5% |
98.0% |
95.6% |
92.2% |
87.9% |
82.8% |
76.9% |
70.4% |
63.3% |
55.8% |
47.8% |
39.5% |
-45% |
45% |
81.8% |
81.4% |
80.0% |
77.8% |
74.7% |
70.8% |
66.2% |
60.9% |
54.9% |
48.5% |
41.6% |
34.4% |
26.9% |
-40% |
40% |
66.7% |
66.3% |
65.0% |
63.0% |
60.1% |
56.6% |
52.3% |
47.5% |
42.0% |
36.1% |
29.8% |
23.2% |
16.3% |
-35% |
35% |
53.8% |
53.5% |
52.3% |
50.4% |
47.8% |
44.5% |
40.6% |
36.1% |
31.1% |
25.6% |
19.8% |
13.7% |
7.3% |
-30% |
30% |
42.9% |
42.5% |
41.4% |
39.7% |
37.3% |
34.2% |
30.6% |
26.4% |
21.7% |
16.7% |
11.3% |
5.6% |
-0.3% |
-25% |
25% |
33.3% |
33.0% |
32.0% |
30.4% |
28.1% |
25.3% |
21.9% |
18.0% |
13.6% |
8.9% |
3.8% |
-1.5% |
-7.0% |
-20% |
20% |
25.0% |
24.7% |
23.8% |
22.2% |
20.1% |
17.4% |
14.2% |
10.6% |
6.5% |
2.1% |
-2.6% |
-7.6% |
-12.8% |
-15% |
15% |
17.6% |
17.4% |
16.5% |
15.0% |
13.0% |
10.5% |
7.5% |
4.1% |
0.3% |
-3.9% |
-8.4% |
-13.1% |
-17.9% |
-10% |
10% |
11.1% |
10.8% |
10.0% |
8.6% |
6.8% |
4.4% |
1.5% |
-1.7% |
-5.3% |
-9.3% |
-13.5% |
-17.9% |
-22.5% |
-5% |
5% |
5.3% |
5.0% |
4.2% |
2.9% |
1.1% |
-1.1% |
-3.8% |
-6.9% |
-10.3% |
-14.0% |
-18.0% |
-22.2% |
-26.6% |
0% |
0% |
0.0% |
-0.2% |
-1.0% |
-2.2% |
-3.9% |
-6.1% |
-8.6% |
-11.5% |
-14.8% |
-18.3% |
-22.1% |
-26.1% |
-30.2% |
5% |
-5% |
-4.8% |
-5.0% |
-5.7% |
-6.9% |
-8.5% |
-10.5% |
-13.0% |
-15.7% |
-18.8% |
-22.2% |
-25.8% |
-29.6% |
-33.6% |
10% |
-10% |
-9.1% |
-9.3% |
-10.0% |
-11.1% |
-12.7% |
-14.6% |
-16.9% |
-19.6% |
-22.5% |
-25.8% |
-29.2% |
-32.8% |
-36.6% |
15% |
-15% |
-13.0% |
-13.3% |
-13.9% |
-15.0% |
-16.5% |
-18.3% |
-20.5% |
-23.1% |
-25.9% |
-29.0% |
-32.3% |
-35.7% |
-39.3% |
20% |
-20% |
-16.7% |
-16.9% |
-17.5% |
-18.5% |
-19.9% |
-21.7% |
-23.8% |
-26.3% |
-29.0% |
-31.9% |
-35.1% |
-38.4% |
-41.9% |
25% |
-25% |
-20.0% |
-20.2% |
-20.8% |
-21.8% |
-23.1% |
-24.8% |
-26.9% |
-29.2% |
-31.8% |
-34.7% |
-37.7% |
-40.9% |
-44.2% |
30% |
-30% |
-23.1% |
-23.3% |
-23.8% |
-24.8% |
-26.1% |
-27.7% |
-29.7% |
-31.9% |
-34.5% |
-37.2% |
-40.1% |
-43.2% |
-46.3% |
35% |
-35% |
-25.9% |
-26.1% |
-26.7% |
-27.6% |
-28.8% |
-30.4% |
-32.3% |
-34.5% |
-36.9% |
-39.5% |
-42.3% |
-45.3% |
-48.3% |
40% |
-40% |
-28.6% |
-28.7% |
-29.3% |
-30.2% |
-31.4% |
-32.9% |
-34.7% |
-36.8% |
-39.1% |
-41.7% |
-44.4% |
-47.2% |
-50.2% |
45% |
-45% |
-31.0% |
-31.2% |
-31.7% |
-32.6% |
-33.7% |
-35.2% |
-37.0% |
-39.0% |
-41.2% |
-43.7% |
-46.3% |
-49.0% |
-51.9% |
50% |
-50% |
-33.3% |
-33.5% |
-34.0% |
-34.8% |
-35.9% |
-37.4% |
-39.1% |
-41.0% |
-43.2% |
-45.6% |
-48.1% |
-50.7% |
-53.5% |
55% |
-55% |
-35.5% |
-35.6% |
-36.1% |
-36.9% |
-38.0% |
-39.4% |
-41.0% |
-42.9% |
-45.0% |
-47.3% |
-49.8% |
-52.3% |
-55.0% |
60% |
-60% |
-37.5% |
-37.7% |
-38.1% |
-38.9% |
-40.0% |
-41.3% |
-42.9% |
-44.7% |
-46.7% |
-49.0% |
-51.3% |
-53.8% |
-56.4% |
One
Year
Benchmark
Performance |
One
and
One-Quarter
(1.25x)
One
Year
Benchmark
Performance |
Benchmark
Volatility | ||||||||||||
0% |
5% |
10% |
15% |
20% |
25% |
30% |
35% |
40% |
45% |
50% |
55% |
60% | ||
-60% |
-75.00% |
-68.2% |
-68.2% |
-68.2% |
-68.3% |
-68.4% |
-68.5% |
-68.6% |
-68.8% |
-69.0% |
-69.2% |
-69.4% |
-69.7% |
-69.9% |
-55% |
-68.75% |
-63.1% |
-63.2% |
-63.2% |
-63.3% |
-63.4% |
-63.5% |
-63.7% |
-63.8% |
-64.1% |
-64.3% |
-64.6% |
-64.8% |
-65.2% |
-50% |
-62.50% |
-58.0% |
-58.0% |
-58.0% |
-58.1% |
-58.2% |
-58.4% |
-58.5% |
-58.8% |
-59.0% |
-59.3% |
-59.6% |
-59.9% |
-60.3% |
-45% |
-56.25% |
-52.6% |
-52.7% |
-52.7% |
-52.8% |
-52.9% |
-53.1% |
-53.3% |
-53.5% |
-53.8% |
-54.1% |
-54.4% |
-54.8% |
-55.2% |
-40% |
-50.00% |
-47.2% |
-47.2% |
-47.3% |
-47.4% |
-47.5% |
-47.7% |
-47.9% |
-48.2% |
-48.5% |
-48.8% |
-49.2% |
-49.6% |
-50.1% |
-35% |
-43.75% |
-41.6% |
-41.7% |
-41.7% |
-41.8% |
-42.0% |
-42.2% |
-42.5% |
-42.7% |
-43.1% |
-43.5% |
-43.9% |
-44.3% |
-44.8% |
-30% |
-37.50% |
-36.0% |
-36.0% |
-36.1% |
-36.2% |
-36.4% |
-36.6% |
-36.9% |
-37.2% |
-37.6% |
-38.0% |
-38.4% |
-38.9% |
-39.5% |
-25% |
-31.25% |
-30.2% |
-30.2% |
-30.3% |
-30.4% |
-30.6% |
-30.9% |
-31.2% |
-31.5% |
-31.9% |
-32.4% |
-32.9% |
-33.4% |
-34.0% |
-20% |
-25.00% |
-24.3% |
-24.4% |
-24.5% |
-24.6% |
-24.8% |
-25.1% |
-25.4% |
-25.8% |
-26.2% |
-26.7% |
-27.2% |
-27.8% |
-28.5% |
-15% |
-18.75% |
-18.4% |
-18.4% |
-18.5% |
-18.7% |
-18.9% |
-19.2% |
-19.5% |
-19.9% |
-20.4% |
-20.9% |
-21.5% |
-22.2% |
-22.8% |
-10% |
-12.50% |
-12.3% |
-12.4% |
-12.5% |
-12.6% |
-12.9% |
-13.2% |
-13.6% |
-14.0% |
-14.5% |
-15.1% |
-15.7% |
-16.4% |
-17.1% |
-5% |
-6.25% |
-6.2% |
-6.2% |
-6.4% |
-6.5% |
-6.8% |
-7.1% |
-7.5% |
-8.0% |
-8.5% |
-9.1% |
-9.8% |
-10.5% |
-11.3% |
0% |
0.00% |
0.0% |
0.0% |
-0.2% |
-0.4% |
-0.6% |
-1.0% |
-1.4% |
-1.9% |
-2.5% |
-3.1% |
-3.8% |
-4.6% |
-5.5% |
5% |
6.25% |
6.3% |
6.2% |
6.1% |
5.9% |
5.6% |
5.3% |
4.8% |
4.3% |
3.7% |
3.0% |
2.2% |
1.4% |
0.5% |
10% |
12.50% |
12.7% |
12.6% |
12.5% |
12.3% |
12.0% |
11.6% |
11.1% |
10.5% |
9.9% |
9.1% |
8.3% |
7.5% |
6.5% |
15% |
18.75% |
19.1% |
19.0% |
18.9% |
18.7% |
18.3% |
17.9% |
17.4% |
16.8% |
16.1% |
15.4% |
14.5% |
13.6% |
12.6% |
20% |
25.00% |
25.6% |
25.5% |
25.4% |
25.2% |
24.8% |
24.4% |
23.8% |
23.2% |
22.5% |
21.7% |
20.8% |
19.8% |
18.7% |
25% |
31.25% |
32.2% |
32.1% |
32.0% |
31.7% |
31.3% |
30.9% |
30.3% |
29.7% |
28.9% |
28.1% |
27.1% |
26.1% |
24.9% |
30% |
37.50% |
38.8% |
38.8% |
38.6% |
38.3% |
37.9% |
37.5% |
36.9% |
36.2% |
35.4% |
34.5% |
33.5% |
32.4% |
31.2% |
35% |
43.75% |
45.5% |
45.5% |
45.3% |
45.0% |
44.6% |
44.1% |
43.5% |
42.8% |
41.9% |
41.0% |
39.9% |
38.8% |
37.6% |
40% |
50.00% |
52.3% |
52.2% |
52.0% |
51.8% |
51.3% |
50.8% |
50.2% |
49.4% |
48.5% |
47.5% |
46.5% |
45.3% |
44.0% |
45% |
56.25% |
59.1% |
59.1% |
58.9% |
58.6% |
58.1% |
57.6% |
56.9% |
56.1% |
55.2% |
54.2% |
53.0% |
51.8% |
50.4% |
50% |
62.50% |
66.0% |
65.9% |
65.7% |
65.4% |
65.0% |
64.4% |
63.7% |
62.9% |
61.9% |
60.8% |
59.6% |
58.3% |
56.9% |
55% |
68.75% |
72.9% |
72.9% |
72.7% |
72.3% |
71.9% |
71.3% |
70.5% |
69.7% |
68.7% |
67.6% |
66.3% |
65.0% |
63.5% |
60% |
75.00% |
79.9% |
79.9% |
79.7% |
79.3% |
78.8% |
78.2% |
77.4% |
76.5% |
75.5% |
74.3% |
73.1% |
71.6% |
70.1%
|
One
Year
Benchmark |
One
and
One-Quarter
the
Inverse (-1.25x)
One
Year
Benchmark
Performance |
Benchmark
Volatility | ||||||||||||
0% |
5% |
10% |
15% |
20% |
25% |
30% |
35% |
40% |
45% |
50% |
55% |
60% | ||
-60% |
75.00% |
214.4% |
213.3% |
210.0% |
204.6% |
197.2% |
187.9% |
177.0% |
164.6% |
151.0% |
136.5% |
121.2% |
105.4% |
89.5% |
-55% |
68.75% |
171.3% |
170.4% |
167.5% |
162.9% |
156.5% |
148.5% |
139.1% |
128.4% |
116.7% |
104.1% |
90.9% |
77.3% |
63.5% |
-50% |
62.50% |
137.8% |
137.0% |
134.5% |
130.4% |
124.8% |
117.8% |
109.6% |
100.2% |
89.9% |
78.9% |
67.3% |
55.4% |
43.4% |
-45% |
56.25% |
111.1% |
110.4% |
108.2% |
104.6% |
99.6% |
93.4% |
86.0% |
77.7% |
68.6% |
58.8% |
48.5% |
38.0% |
27.3% |
-40% |
50.00% |
89.4% |
88.7% |
86.7% |
83.5% |
79.0% |
73.4% |
66.9% |
59.4% |
51.2% |
42.4% |
33.2% |
23.8% |
14.1% |
-35% |
43.75% |
71.3% |
70.7% |
68.9% |
66.0% |
62.0% |
56.9% |
51.0% |
44.2% |
36.8% |
28.9% |
20.6% |
12.0% |
3.3% |
-30% |
37.50% |
56.2% |
55.6% |
54.0% |
51.3% |
47.6% |
43.0% |
37.6% |
31.5% |
24.7% |
17.5% |
9.9% |
2.1% |
-5.9% |
-25% |
31.25% |
43.3% |
42.8% |
41.3% |
38.8% |
35.4% |
31.2% |
26.2% |
20.6% |
14.4% |
7.8% |
0.8% |
-6.4% |
-13.6% |
-20% |
25.00% |
32.2% |
31.7% |
30.3% |
28.1% |
24.9% |
21.1% |
16.5% |
11.3% |
5.5% |
-0.6% |
-7.0% |
-13.6% |
-20.3% |
-15% |
18.75% |
22.5% |
22.1% |
20.8% |
18.7% |
15.8% |
12.2% |
8.0% |
3.1% |
-2.2% |
-7.8% |
-13.8% |
-19.9% |
-26.1% |
-10% |
12.50% |
14.1% |
13.7% |
12.5% |
10.5% |
7.8% |
4.5% |
0.5% |
-4.0% |
-8.9% |
-14.2% |
-19.7% |
-25.4% |
-31.2% |
-5% |
6.25% |
6.6% |
6.2% |
5.1% |
3.3% |
0.8% |
-2.3% |
-6.1% |
-10.3% |
-14.9% |
-19.8% |
-25.0% |
-30.3% |
-35.7% |
0% |
0.00% |
0.0% |
-0.4% |
-1.4% |
-3.1% |
-5.5% |
-8.4% |
-11.9% |
-15.8% |
-20.1% |
-24.8% |
-29.6% |
-34.6% |
-39.7% |
5% |
-6.25% |
-5.9% |
-6.2% |
-7.2% |
-8.8% |
-11.1% |
-13.8% |
-17.1% |
-20.8% |
-24.9% |
-29.2% |
-33.8% |
-38.5% |
-43.3% |
10% |
-12.50% |
-11.2% |
-11.5% |
-12.5% |
-14.0% |
-16.1% |
-18.7% |
-21.8% |
-25.3% |
-29.1% |
-33.2% |
-37.5% |
-42.0% |
-46.5% |
15% |
-18.75% |
-16.0% |
-16.3% |
-17.2% |
-18.6% |
-20.6% |
-23.1% |
-26.0% |
-29.3% |
-32.9% |
-36.8% |
-40.9% |
-45.1% |
-49.4% |
20% |
-25.00% |
-20.4% |
-20.7% |
-21.5% |
-22.9% |
-24.7% |
-27.1% |
-29.8% |
-33.0% |
-36.4% |
-40.1% |
-44.0% |
-48.0% |
-52.0% |
25% |
-31.25% |
-24.3% |
-24.6% |
-25.4% |
-26.7% |
-28.5% |
-30.7% |
-33.3% |
-36.3% |
-39.6% |
-43.1% |
-46.8% |
-50.6% |
-54.4% |
30% |
-37.50% |
-28.0% |
-28.2% |
-29.0% |
-30.2% |
-31.9% |
-34.0% |
-36.5% |
-39.4% |
-42.5% |
-45.8% |
-49.3% |
-52.9% |
-56.6% |
35% |
-43.75% |
-31.3% |
-31.5% |
-32.2% |
-33.4% |
-35.0% |
-37.1% |
-39.4% |
-42.2% |
-45.1% |
-48.3% |
-51.6% |
-55.1% |
-58.6% |
40% |
-50.00% |
-34.3% |
-34.6% |
-35.3% |
-36.4% |
-37.9% |
-39.9% |
-42.1% |
-44.7% |
-47.6% |
-50.6% |
-53.8% |
-57.1% |
-60.4% |
45% |
-56.25% |
-37.2% |
-37.4% |
-38.0% |
-39.1% |
-40.6% |
-42.4% |
-44.6% |
-47.1% |
-49.8% |
-52.7% |
-55.8% |
-58.9% |
-62.1% |
50% |
-62.50% |
-39.8% |
-40.0% |
-40.6% |
-41.6% |
-43.1% |
-44.8% |
-46.9% |
-49.3% |
-51.9% |
-54.7% |
-57.6% |
-60.6% |
-63.7% |
55% |
-68.75% |
-42.2% |
-42.4% |
-43.0% |
-44.0% |
-45.3% |
-47.0% |
-49.1% |
-51.3% |
-53.8% |
-56.5% |
-59.3% |
-62.2% |
-65.1% |
60% |
-75.00% |
-44.4% |
-44.6% |
-45.2% |
-46.2% |
-47.5% |
-49.1% |
-51.0% |
-53.2% |
-55.6% |
-58.2% |
-60.9% |
-63.7% |
-66.5% |
One
Year
Benchmark
Performance |
One
and
One-Half
(1.5x)
One
Year
Benchmark
Performance |
Benchmark
Volatility | ||||||||||||
0% |
5% |
10% |
15% |
20% |
25% |
30% |
35% |
40% |
45% |
50% |
55% |
60% | ||
-60% |
-90.0% |
-74.7% |
-74.7% |
-74.8% |
-74.9% |
-75.1% |
-75.3% |
-75.5% |
-75.8% |
-76.2% |
-76.6% |
-77.0% |
-77.4% |
-77.9% |
-55% |
-82.5% |
-69.8% |
-69.8% |
-69.9% |
-70.1% |
-70.3% |
-70.5% |
-70.8% |
-71.2% |
-71.6% |
-72.0% |
-72.5% |
-73.1% |
-73.6% |
-50% |
-75.0% |
-64.6% |
-64.7% |
-64.8% |
-64.9% |
-65.2% |
-65.5% |
-65.8% |
-66.2% |
-66.7% |
-67.2% |
-67.8% |
-68.4% |
-69.1% |
-45% |
-67.5% |
-59.2% |
-59.2% |
-59.4% |
-59.6% |
-59.8% |
-60.2% |
-60.6% |
-61.0% |
-61.6% |
-62.2% |
-62.9% |
-63.6% |
-64.4% |
-40% |
-60.0% |
-53.5% |
-53.6% |
-53.7% |
-53.9% |
-54.2% |
-54.6% |
-55.1% |
-55.6% |
-56.2% |
-56.9% |
-57.7% |
-58.5% |
-59.4% |
-35% |
-52.5% |
-47.6% |
-47.6% |
-47.8% |
-48.0% |
-48.4% |
-48.8% |
-49.3% |
-49.9% |
-50.6% |
-51.4% |
-52.3% |
-53.2% |
-54.2% |
-30% |
-45.0% |
-41.4% |
-41.5% |
-41.7% |
-41.9% |
-42.3% |
-42.8% |
-43.4% |
-44.1% |
-44.8% |
-45.7% |
-46.7% |
-47.7% |
-48.8% |
-25% |
-37.5% |
-35.0% |
-35.1% |
-35.3% |
-35.6% |
-36.0% |
-36.6% |
-37.2% |
-38.0% |
-38.8% |
-39.8% |
-40.9% |
-42.0% |
-43.3% |
-20% |
-30.0% |
-28.4% |
-28.5% |
-28.7% |
-29.0% |
-29.5% |
-30.1% |
-30.8% |
-31.7% |
-32.6% |
-33.7% |
-34.8% |
-36.1% |
-37.5% |
-15% |
-22.5% |
-21.6% |
-21.7% |
-21.9% |
-22.3% |
-22.8% |
-23.4% |
-24.2% |
-25.2% |
-26.2% |
-27.4% |
-28.6% |
-30.0% |
-31.5% |
-10% |
-15.0% |
-14.6% |
-14.7% |
-14.9% |
-15.3% |
-15.9% |
-16.6% |
-17.5% |
-18.5% |
-19.6% |
-20.9% |
-22.3% |
-23.8% |
-25.4% |
-5% |
-7.5% |
-7.4% |
-7.5% |
-7.8% |
-8.2% |
-8.8% |
-9.6% |
-10.5% |
-11.6% |
-12.8% |
-14.2% |
-15.7% |
-17.3% |
-19.1% |
0% |
0.0% |
0.0% |
-0.1% |
-0.4% |
-0.8% |
-1.5% |
-2.3% |
-3.3% |
-4.5% |
-5.8% |
-7.3% |
-8.9% |
-10.7% |
-12.6% |
5% |
7.5% |
7.6% |
7.5% |
7.2% |
6.7% |
6.0% |
5.1% |
4.0% |
2.8% |
1.3% |
-0.3% |
-2.0% |
-3.9% |
-6.0% |
10% |
15.0% |
15.4% |
15.3% |
14.9% |
14.4% |
13.7% |
12.7% |
11.5% |
10.2% |
8.7% |
6.9% |
5.0% |
3.0% |
0.8% |
15% |
22.5% |
23.3% |
23.2% |
22.9% |
22.3% |
21.5% |
20.5% |
19.2% |
17.8% |
16.1% |
14.3% |
12.3% |
10.1% |
7.7% |
20% |
30.0% |
31.5% |
31.3% |
31.0% |
30.3% |
29.5% |
28.4% |
27.1% |
25.6% |
23.8% |
21.8% |
19.7% |
17.4% |
14.9% |
25% |
37.5% |
39.8% |
39.6% |
39.2% |
38.6% |
37.7% |
36.5% |
35.1% |
33.5% |
31.6% |
29.5% |
27.2% |
24.8% |
22.1% |
30% |
45.0% |
48.2% |
48.1% |
47.7% |
47.0% |
46.0% |
44.8% |
43.3% |
41.6% |
39.6% |
37.4% |
35.0% |
32.3% |
29.5% |
35% |
52.5% |
56.9% |
56.7% |
56.3% |
55.5% |
54.5% |
53.2% |
51.7% |
49.8% |
47.7% |
45.4% |
42.8% |
40.0% |
37.0% |
40% |
60.0% |
65.7% |
65.5% |
65.0% |
64.3% |
63.2% |
61.8% |
60.2% |
58.2% |
56.0% |
53.5% |
50.8% |
47.9% |
44.7% |
45% |
67.5% |
74.6% |
74.4% |
73.9% |
73.1% |
72.0% |
70.6% |
68.8% |
66.8% |
64.4% |
61.8% |
59.0% |
55.9% |
52.6% |
50% |
75.0% |
83.7% |
83.5% |
83.0% |
82.2% |
81.0% |
79.5% |
77.6% |
75.5% |
73.0% |
70.3% |
67.3% |
64.0% |
60.5% |
55% |
82.5% |
93.0% |
92.8% |
92.3% |
91.4% |
90.1% |
88.5% |
86.6% |
84.3% |
81.7% |
78.9% |
75.7% |
72.3% |
68.6% |
60% |
90.0% |
102.4% |
102.2% |
101.6% |
100.7% |
99.4% |
97.7% |
95.7% |
93.3% |
90.6% |
87.6% |
84.3% |
80.7% |
76.8% |
One
Year Index
Performance |
Two
Times (2x)
One
Year Index
Performance |
Index
Volatility | ||||||||||||
0% |
5% |
10% |
15% |
20% |
25% |
30% |
35% |
40% |
45% |
50% |
55% |
60% | ||
-60% |
-120% |
-84.0% |
-84.0% |
-84.2% |
-84.4% |
-84.6% |
-85.0% |
-85.4% |
-85.8% |
-86.4% |
-86.9% |
-87.5% |
-88.2% |
-88.8% |
-55% |
-110% |
-79.8% |
-79.8% |
-80.0% |
-80.2% |
-80.5% |
-81.0% |
-81.5% |
-82.1% |
-82.7% |
-83.5% |
-84.2% |
-85.0% |
-85.9% |
-50% |
-100% |
-75.0% |
-75.1% |
-75.2% |
-75.6% |
-76.0% |
-76.5% |
-77.2% |
-77.9% |
-78.7% |
-79.6% |
-80.5% |
-81.5% |
-82.6% |
-45% |
-90% |
-69.8% |
-69.8% |
-70.1% |
-70.4% |
-70.9% |
-71.6% |
-72.4% |
-73.2% |
-74.2% |
-75.3% |
-76.4% |
-77.6% |
-78.9% |
-40% |
-80% |
-64.0% |
-64.1% |
-64.4% |
-64.8% |
-65.4% |
-66.2% |
-67.1% |
-68.2% |
-69.3% |
-70.6% |
-72.0% |
-73.4% |
-74.9% |
-35% |
-70% |
-57.8% |
-57.9% |
-58.2% |
-58.7% |
-59.4% |
-60.3% |
-61.4% |
-62.6% |
-64.0% |
-65.5% |
-67.1% |
-68.8% |
-70.5% |
-30% |
-60% |
-51.0% |
-51.1% |
-51.5% |
-52.1% |
-52.9% |
-54.0% |
-55.2% |
-56.6% |
-58.2% |
-60.0% |
-61.8% |
-63.8% |
-65.8% |
-25% |
-50% |
-43.8% |
-43.9% |
-44.3% |
-45.0% |
-46.0% |
-47.2% |
-48.6% |
-50.2% |
-52.1% |
-54.1% |
-56.2% |
-58.4% |
-60.8% |
-20% |
-40% |
-36.0% |
-36.2% |
-36.6% |
-37.4% |
-38.5% |
-39.9% |
-41.5% |
-43.4% |
-45.5% |
-47.7% |
-50.2% |
-52.7% |
-55.3% |
-15% |
-30% |
-27.8% |
-27.9% |
-28.5% |
-29.4% |
-30.6% |
-32.1% |
-34.0% |
-36.1% |
-38.4% |
-41.0% |
-43.7% |
-46.6% |
-49.6% |
-10% |
-20% |
-19.0% |
-19.2% |
-19.8% |
-20.8% |
-22.2% |
-23.9% |
-26.0% |
-28.3% |
-31.0% |
-33.8% |
-36.9% |
-40.1% |
-43.5% |
-5% |
-10% |
-9.8% |
-10.0% |
-10.6% |
-11.8% |
-13.3% |
-15.2% |
-17.5% |
-20.2% |
-23.1% |
-26.3% |
-29.7% |
-33.3% |
-37.0% |
0% |
0% |
0.0% |
-0.2% |
-1.0% |
-2.2% |
-3.9% |
-6.1% |
-8.6% |
-11.5% |
-14.8% |
-18.3% |
-22.1% |
-26.1% |
-30.2% |
5% |
10% |
10.3% |
10.0% |
9.2% |
7.8% |
5.9% |
3.6% |
0.8% |
-2.5% |
-6.1% |
-10.0% |
-14.1% |
-18.5% |
-23.1% |
10% |
20% |
21.0% |
20.7% |
19.8% |
18.3% |
16.3% |
13.7% |
10.6% |
7.0% |
3.1% |
-1.2% |
-5.8% |
-10.6% |
-15.6% |
15% |
30% |
32.3% |
31.9% |
30.9% |
29.3% |
27.1% |
24.2% |
20.9% |
17.0% |
12.7% |
8.0% |
3.0% |
-2.3% |
-7.7% |
20% |
40% |
44.0% |
43.6% |
42.6% |
40.8% |
38.4% |
35.3% |
31.6% |
27.4% |
22.7% |
17.6% |
12.1% |
6.4% |
0.5% |
25% |
50% |
56.3% |
55.9% |
54.7% |
52.8% |
50.1% |
46.8% |
42.8% |
38.2% |
33.1% |
27.6% |
21.7% |
15.5% |
9.0% |
30% |
60% |
69.0% |
68.6% |
67.3% |
65.2% |
62.4% |
58.8% |
54.5% |
49.5% |
44.0% |
38.0% |
31.6% |
24.9% |
17.9% |
35% |
70% |
82.3% |
81.8% |
80.4% |
78.2% |
75.1% |
71.2% |
66.6% |
61.2% |
55.3% |
48.8% |
41.9% |
34.7% |
27.2% |
40% |
80% |
96.0% |
95.5% |
94.0% |
91.6% |
88.3% |
84.1% |
79.1% |
73.4% |
67.0% |
60.1% |
52.6% |
44.8% |
36.7% |
45% |
90% |
110.3% |
109.7% |
108.2% |
105.6% |
102.0% |
97.5% |
92.2% |
86.0% |
79.2% |
71.7% |
63.7% |
55.4% |
46.7% |
50% |
100% |
125.0% |
124.4% |
122.8% |
120.0% |
116.2% |
111.4% |
105.6% |
99.1% |
91.7% |
83.8% |
75.2% |
66.3% |
57.0% |
55% |
110% |
140.3% |
139.7% |
137.9% |
134.9% |
130.8% |
125.7% |
119.6% |
112.6% |
104.7% |
96.2% |
87.1% |
77.5% |
67.6% |
60% |
120% |
156.0% |
155.4% |
153.5% |
150.3% |
146.0% |
140.5% |
134.0% |
126.5% |
118.1% |
109.1% |
99.4% |
89.2% |
78.6%
|
One
Year Index
Performance |
Two
Times the
Inverse
(-2x) of
One
Year Index
Performance |
Index
Volatility | ||||||||||||
0% |
5% |
10% |
15% |
20% |
25% |
30% |
35% |
40% |
45% |
50% |
55% |
60% | ||
-60% |
120% |
525.0% |
520.3% |
506.5% |
484.2% |
454.3% |
418.1% |
377.1% |
332.8% |
286.7% |
240.4% |
195.2% |
152.2% |
112.2% |
-55% |
110% |
393.8% |
390.1% |
379.2% |
361.6% |
338.0% |
309.4% |
277.0% |
242.0% |
205.6% |
169.0% |
133.3% |
99.3% |
67.7% |
-50% |
100% |
300.0% |
297.0% |
288.2% |
273.9% |
254.8% |
231.6% |
205.4% |
177.0% |
147.5% |
117.9% |
88.9% |
61.4% |
35.8% |
-45% |
90% |
230.6% |
228.1% |
220.8% |
209.0% |
193.2% |
174.1% |
152.4% |
128.9% |
104.6% |
80.1% |
56.2% |
33.4% |
12.3% |
-40% |
80% |
177.8% |
175.7% |
169.6% |
159.6% |
146.4% |
130.3% |
112.0% |
92.4% |
71.9% |
51.3% |
31.2% |
12.1% |
-5.7% |
-35% |
70% |
136.7% |
134.9% |
129.7% |
121.2% |
109.9% |
96.2% |
80.7% |
63.9% |
46.5% |
28.9% |
11.8% |
-4.5% |
-19.6% |
-30% |
60% |
104.1% |
102.6% |
98.1% |
90.8% |
81.0% |
69.2% |
55.8% |
41.3% |
26.3% |
11.2% |
-3.6% |
-17.6% |
-30.7% |
-25% |
50% |
77.8% |
76.4% |
72.5% |
66.2% |
57.7% |
47.4% |
35.7% |
23.1% |
10.0% |
-3.2% |
-16.0% |
-28.3% |
-39.6% |
-20% |
40% |
56.3% |
55.1% |
51.6% |
46.1% |
38.6% |
29.5% |
19.3% |
8.2% |
-3.3% |
-14.9% |
-26.2% |
-36.9% |
-46.9% |
-15% |
30% |
38.4% |
37.4% |
34.3% |
29.4% |
22.8% |
14.7% |
5.7% |
-4.2% |
-14.4% |
-24.6% |
-34.6% |
-44.1% |
-53.0% |
-10% |
20% |
23.5% |
22.5% |
19.8% |
15.4% |
9.5% |
2.3% |
-5.8% |
-14.5% |
-23.6% |
-32.8% |
-41.7% |
-50.2% |
-58.1% |
-5% |
10% |
10.8% |
10.0% |
7.5% |
3.6% |
-1.7% |
-8.1% |
-15.4% |
-23.3% |
-31.4% |
-39.6% |
-47.7% |
-55.3% |
-62.4% |
0% |
0% |
0.0% |
-0.7% |
-3.0% |
-6.5% |
-11.3% |
-17.1% |
-23.7% |
-30.8% |
-38.1% |
-45.5% |
-52.8% |
-59.6% |
-66.0% |
5% |
-10% |
-9.3% |
-10.0% |
-12.0% |
-15.2% |
-19.6% |
-24.8% |
-30.8% |
-37.2% |
-43.9% |
-50.6% |
-57.2% |
-63.4% |
-69.2% |
10% |
-20% |
-17.4% |
-18.0% |
-19.8% |
-22.7% |
-26.7% |
-31.5% |
-36.9% |
-42.8% |
-48.9% |
-55.0% |
-61.0% |
-66.7% |
-71.9% |
15% |
-30% |
-24.4% |
-25.0% |
-26.6% |
-29.3% |
-32.9% |
-37.3% |
-42.3% |
-47.6% |
-53.2% |
-58.8% |
-64.3% |
-69.5% |
-74.3% |
20% |
-40% |
-30.6% |
-31.1% |
-32.6% |
-35.1% |
-38.4% |
-42.4% |
-47.0% |
-51.9% |
-57.0% |
-62.2% |
-67.2% |
-72.0% |
-76.4% |
25% |
-50% |
-36.0% |
-36.5% |
-37.9% |
-40.2% |
-43.2% |
-46.9% |
-51.1% |
-55.7% |
-60.4% |
-65.1% |
-69.8% |
-74.2% |
-78.3% |
30% |
-60% |
-40.8% |
-41.3% |
-42.6% |
-44.7% |
-47.5% |
-50.9% |
-54.8% |
-59.0% |
-63.4% |
-67.8% |
-72.0% |
-76.1% |
-79.9% |
35% |
-70% |
-45.1% |
-45.5% |
-46.8% |
-48.7% |
-51.3% |
-54.5% |
-58.1% |
-62.0% |
-66.0% |
-70.1% |
-74.1% |
-77.9% |
-81.4% |
40% |
-80% |
-49.0% |
-49.4% |
-50.5% |
-52.3% |
-54.7% |
-57.7% |
-61.1% |
-64.7% |
-68.4% |
-72.2% |
-75.9% |
-79.4% |
-82.7% |
45% |
-90% |
-52.4% |
-52.8% |
-53.8% |
-55.5% |
-57.8% |
-60.6% |
-63.7% |
-67.1% |
-70.6% |
-74.1% |
-77.5% |
-80.8% |
-83.8% |
50% |
-100% |
-55.6% |
-55.9% |
-56.9% |
-58.5% |
-60.6% |
-63.2% |
-66.1% |
-69.2% |
-72.5% |
-75.8% |
-79.0% |
-82.1% |
-84.9% |
55% |
-110% |
-58.4% |
-58.7% |
-59.6% |
-61.1% |
-63.1% |
-65.5% |
-68.2% |
-71.2% |
-74.2% |
-77.3% |
-80.3% |
-83.2% |
-85.9% |
60% |
-120% |
-60.9% |
-61.2% |
-62.1% |
-63.5% |
-65.4% |
-67.6% |
-70.2% |
-73.0% |
-75.8% |
-78.7% |
-81.5% |
-84.2% |
-86.7% |
Name
and Birth Date |
Term
of Office
and
Length of
Time
Served |
Principal
Occupation(s)
During
the
Past 5 Years |
Number
of
Operational
Portfolios
in
Fund
Complex*
Overseen
by Trustee |
Other
Directorships
Held
by Trustee
During
Past
5 Years |
Independent
Trustees |
|
|
| |
William
D. Fertig
Birth
Date: 9/56 |
Indefinite;
June
2011
to present |
Context
Capital
Management
(Alternative
Asset
Management):
Chief
Investment
Officer
(September
2002 to
present). |
ProShares
(120)
ProFunds
(117) |
Context
Capital |
Russell
S. Reynolds III
Birth
Date: 7/57 |
Indefinite;
October
1997
to present |
RSR
Partners, Inc.
(Retained
Executive
Recruitment
and
Corporate
Governance
Consulting):
Managing
Director
(February
1993 to
present). |
ProShares
(120)
ProFunds
(117) |
RSR
Partners, Inc. |
Michael
C. Wachs
Birth
Date: 10/61 |
Indefinite;
October
1997
to present |
Linden
Lane Capital
Partners
LLC (Real
Estate
Investment
and
Development):
Managing
Principal
(2010
to present). |
ProShares
(120)
ProFunds
(117) |
NAIOP
(the
Commercial
Real
Estate
Development
Association) |
Interested
Trustee and Chairman of the Board |
|
|
Name
and Birth Date |
Term
of Office
and
Length of
Time
Served |
Principal
Occupation(s)
During
the
Past 5 Years |
Number
of
Operational
Portfolios
in
Fund
Complex*
Overseen
by Trustee |
Other
Directorships
Held
by Trustee
During
Past
5 Years |
Michael
L. Sapir**
Birth
Date: 5/58 |
Indefinite;
April
1997
to present |
Chairman
and Chief
Executive
Officer of
ProFund
Advisors
LLC
(April
1997 to
present);
ProShare
Advisors
(November
2005 to
present);
and
ProShare
Capital
Management
LLC
(July
2008 to
present). |
ProShares
(120)
ProFunds
(117) |
None |
Name
of Trustee |
Dollar
Range
of
Equity
Securities
in
the
Trust |
Aggregate
Dollar
Range
of Equity
Securities
in All
Registered
Investment
Companies
Overseen
by
Trustee in Family of
Investment
Companies |
Independent
Trustees |
||
William
D. Fertig, Trustee |
None |
Over
$100,000 |
Russell
S. Reynolds, III, Trustee |
None |
$10,001-$50,000 |
Michael
C. Wachs, Trustee |
$10,001-$50,000 |
$10,001-$50,000 |
Interested
Trustee |
||
Michael
L. Sapir, Trustee and Chairman |
None |
Over
$100,000 |
Name |
Aggregate
Compensation
From
the Funds |
Pension
or
Retirement
Benefits
Accrued
as
Part
of
Trust
Expenses |
Estimated
Annual
Benefits
Upon
Retirement |
Total
Compensation
From
Trust and
Fund
Complex
Paid
to Trustees |
Independent
Trustees |
||||
William
D. Fertig, Trustee |
$13,554 |
$0 |
$0 |
$325,000 |
Russell
S. Reynolds, III, Trustee |
$13,554 |
$0 |
$0 |
$325,000 |
Michael
C. Wachs, Trustee |
$13,554 |
$0 |
$0 |
$325,000
|
Name |
Aggregate
Compensation
From
the Funds |
Pension
or
Retirement
Benefits
Accrued
as
Part
of
Trust
Expenses |
Estimated
Annual
Benefits
Upon
Retirement |
Total
Compensation
From
Trust and
Fund
Complex
Paid
to Trustees |
Interested
Trustee |
||||
Michael
L. Sapir, Trustee and Chairman |
$0 |
$0 |
$0 |
$0 |
Name
and Birth Date |
Position(s)
Held
with
Trust |
Term
of Office
and
Length of
Time
Served |
Principal
Occupation(s)
During
the Past
5
Years |
Todd
B. Johnson
Birth
Date: 1/64 |
President |
Indefinite;
January 2014 to
present |
Chief
Investment Officer of the Advisor
(December
2008 to present); ProShare
Advisors
LLC (December 2008 to present);
and
ProShare Capital Management LLC
(February
2009 to present). |
Denise
Lewis
Birth
Date: 10/63 |
Treasurer |
Indefinite; June
2022 to
present |
Senior
Vice President, Fund Administration,
Citi
Fund Services Ohio, Inc. (August 2020 to
present);
Senior Director, BNY Mellon
(September
2015 to October 2019). |
Victor
M. Frye, Esq.
Birth
Date: 10/58 |
Chief
Compliance
Officer and
Anti-Money
Laundering
Officer |
Indefinite;
September 2004
to
present |
Counsel
and Chief Compliance Officer of the
Advisor
(October 2002 to present) and
ProShare
Advisors LLC (December 2004 to
present);
Secretary of ProFunds Distributors,
Inc.
(April 2008 to present); Chief
Compliance
Officer of ProFunds Distributors,
Inc.
(July 2015 to present). |
Richard
F. Morris
Birth
Date: 8/67 |
Chief Legal
Officer and
Secretary |
Indefinite;
December 2015
to
present |
General
Counsel of ProShare Advisors,
ProFund
Advisors LLC, and ProShare Capital
Management
LLC (December 2015 to
present);
Chief Legal Officer of ProFunds
Distributors,
Inc. (December 2015 to present);
Partner
at Morgan Lewis & Bockius, LLP
(October
2012 to November 2015). |
|
ADVISORY
FEES | |||||
|
2020 |
2021 |
2022 | |||
|
Earned |
Waived |
Earned |
Waived |
Earned |
Waived |
Access
Flex Bear High Yield
ProFund |
$6,807 |
$6,807 |
$2,804 |
$2,804 |
$7,283 |
$7,283 |
Access
Flex High Yield ProFund |
165,790 |
36,753 |
110,432 |
23,273 |
85,746 |
— |
Banks
UltraSector ProFund |
137,723 |
— |
374,038 |
290 |
170,243 |
— |
Basic
Materials UltraSector
ProFund |
28,530 |
18,251 |
105,903 |
5,315 |
58,343 |
2,237 |
Bear
ProFund |
142,228 |
— |
105,446 |
— |
153,499 |
— |
Biotechnology
UltraSector
ProFund |
1,284,947 |
— |
1,228,370 |
— |
1,077,796 |
— |
Bull
ProFund |
524,133 |
— |
474,361 |
— |
384,461 |
— |
Communication
Services
UltraSector
ProFund |
51,169 |
14,467 |
62,419 |
6,086 |
60,261 |
10,570 |
Consumer
Goods UltraSector
ProFund |
45,527 |
15,269 |
65,245 |
7,573 |
57,311 |
6,041 |
Consumer
Services UltraSector
ProFund |
355,779 |
— |
555,057 |
— |
365,065 |
— |
Europe
30 ProFund |
34,918 |
15,981 |
29,645 |
12,381 |
29,597 |
17,766 |
Falling
U.S. Dollar ProFund |
8,298 |
8,298 |
17,737 |
17,737 |
7,909 |
7,909 |
Financials
UltraSector ProFund |
110,490 |
3,477 |
113,850 |
5,067 |
91,689 |
1,022
|
|
ADVISORY
FEES | |||||
|
2020 |
2021 |
2022 | |||
|
Earned |
Waived |
Earned |
Waived |
Earned |
Waived |
Health
Care UltraSector ProFund |
185,839 |
— |
154,805 |
— |
177,805 |
— |
Industrials
UltraSector ProFund |
60,454 |
16,915 |
101,113 |
8,924 |
82,038 |
11,832 |
Internet
UltraSector ProFund |
1,252,713 |
— |
1,637,718 |
— |
1,196,718 |
— |
Large-Cap
Growth ProFund |
240,055 |
— |
253,557 |
— |
180,935 |
— |
Large-Cap
Value ProFund |
118,493 |
— |
71,745 |
50 |
108,472 |
— |
Mid-Cap
Growth ProFund |
82,280 |
— |
149,269 |
— |
28,929 |
10,130 |
Mid-Cap
ProFund |
59,592 |
— |
61,111 |
— |
49,484 |
7,086 |
Mid-Cap
Value ProFund |
38,394 |
13,387 |
47,900 |
4,237 |
63,252 |
4,779 |
Nasdaq-100
ProFund |
736,739 |
— |
935,612 |
— |
877,143 |
— |
Oil
& Gas UltraSector ProFund |
90,008 |
— |
161,896 |
— |
307,846 |
— |
Oil
Equipment & Services
UltraSector
ProFund |
47,014 |
13,393 |
147,486 |
3,236 |
150,348 |
— |
Pharmaceuticals
UltraSector
ProFund |
32,274 |
17,136 |
30,388 |
16,546 |
36,934 |
14,520 |
Precious
Metals UltraSector
ProFund |
267,974 |
— |
271,734 |
— |
203,820 |
— |
Real
Estate UltraSector ProFund |
148,798 |
1,320 |
66,184 |
4,000 |
448,629 |
— |
Rising
Rates Opportunity
ProFund |
83,222 |
650 |
92,996 |
1,379 |
180,429 |
— |
Rising
Rates Opportunity 10
ProFund |
20,808 |
18,660 |
16,955 |
16,955 |
25,970 |
24,385 |
Rising
U.S. Dollar ProFund |
94,714 |
20,038 |
49,567 |
19,650 |
144,519 |
7,232 |
Semiconductor
UltraSector
ProFund |
757,185 |
— |
618,997 |
— |
703,194 |
— |
Short
Nasdaq-100 ProFund |
58,045 |
14,472 |
47,837 |
12,893 |
171,245 |
6,545 |
Short
Oil & Gas ProFund |
18,842 |
18,842 |
13,768 |
13,768 |
10,643 |
10,643 |
Short
Precious Metals ProFund |
20,585 |
20,585 |
16,562 |
16,562 |
23,433 |
23,433 |
Short
Real Estate ProFund |
9,504 |
9,504 |
7,531 |
7,531 |
5,390 |
5,390 |
Short
Small-Cap ProFund |
19,665 |
19,665 |
11,453 |
11,453 |
32,036 |
17,157 |
Small-Cap
Growth ProFund |
79,884 |
— |
108,123 |
— |
49,478 |
1,233 |
Small-Cap
ProFund |
35,850 |
14,163 |
55,096 |
13,716 |
44,298 |
19,792 |
Small-Cap
Value ProFund |
44,627 |
— |
111,568 |
270 |
121,336 |
— |
Technology
UltraSector ProFund |
483,710 |
— |
560,321 |
— |
611,362 |
— |
Telecommunications
UltraSector
ProFund |
9,023 |
9,023 |
7,397 |
7,397 |
7,466 |
7,466 |
UltraBear
ProFund |
87,874 |
25,579 |
62,345 |
20,750 |
76,775 |
16,245 |
UltraBull
ProFund |
865,215 |
— |
825,549 |
— |
907,753 |
— |
UltraChina
ProFund |
142,156 |
— |
160,566 |
— |
142,097 |
— |
UltraDow
30 ProFund |
228,435 |
— |
248,143 |
— |
274,922 |
— |
UltraEmerging
Markets ProFund |
86,348 |
8,145 |
116,137 |
2,223 |
55,043 |
4,302 |
UltraInternational
ProFund |
25,164 |
20,712 |
28,044 |
16,759 |
18,362 |
18,362 |
UltraJapan
ProFund |
121,690 |
9,355 |
143,917 |
3,485 |
124,687 |
3,238 |
UltraLatin
America ProFund |
167,273 |
— |
125,098 |
— |
98,051 |
— |
UltraMid-Cap
ProFund |
407,677 |
— |
381,321 |
— |
377,841 |
— |
UltraNasdaq-100
ProFund |
4,013,462 |
— |
6,462,925 |
— |
6,870,938 |
— |
UltraShort
China ProFund |
21,101 |
21,101 |
7,356 |
7,356 |
22,437 |
19,424 |
UltraShort
Dow 30 ProFund |
46,030 |
19,453 |
30,944 |
23,558 |
20,457 |
19,675 |
UltraShort
Emerging Markets
ProFund |
17,565 |
17,565 |
6,262 |
6,262 |
7,651 |
7,651 |
UltraShort
International ProFund |
22,648 |
22,648 |
13,865 |
13,865 |
15,543 |
14,193 |
UltraShort
Japan ProFund |
8,780 |
8,780 |
3,764 |
3,764 |
2,957 |
2,957 |
UltraShort
Latin America
ProFund |
34,778 |
20,361 |
14,534 |
14,534 |
8,870 |
8,870
|
|
ADVISORY
FEES | |||||
|
2020 |
2021 |
2022 | |||
|
Earned |
Waived |
Earned |
Waived |
Earned |
Waived |
UltraShort
Mid-Cap ProFund |
17,455 |
17,455 |
13,645 |
13,645 |
10,677 |
10,677 |
UltraShort
Nasdaq-100 ProFund |
139,924 |
— |
130,996 |
— |
230,680 |
— |
UltraShort
Small-Cap ProFund |
58,549 |
24,877 |
49,778 |
17,432 |
34,474 |
20,566 |
UltraSmall-Cap
ProFund |
296,738 |
— |
541,703 |
— |
600,834 |
— |
U.S.
Government Plus ProFund |
149,525 |
— |
76,339 |
— |
80,103 |
— |
Utilities
UltraSector ProFund |
310,295 |
— |
62,847 |
2,811 |
77,570 |
— |
|
REIMBURSEMENTS | ||
|
2020 |
2021 |
2022 |
Access
Flex Bear High Yield ProFund |
$26,231 |
$27,063 |
$4,526 |
Falling
U.S. Dollar ProFund |
32,898 |
12,335 |
23,867 |
Rising
Rates Opportunity 10 ProFund |
— |
220 |
— |
Short
Oil & Gas ProFund |
4,048 |
8,921 |
14,939 |
Short
Precious Metals ProFund |
7,842 |
4,066 |
3,605 |
Short
Real Estate ProFund |
17,224 |
20,275 |
22,508 |
Short
Small-Cap ProFund |
15,577 |
14,542 |
— |
Telecommunications
UltraSector ProFund |
29,418 |
18,398 |
18,751 |
UltraInternational
ProFund |
— |
— |
3,459 |
UltraShort
China ProFund |
4,077 |
18,342 |
— |
UltraShort
Emerging Markets ProFund |
5,081 |
22,613 |
10,753 |
UltraShort
International ProFund |
4,407 |
8,340 |
— |
UltraShort
Japan ProFund |
19,862 |
25,462 |
26,016 |
UltraShort
Latin America ProFund |
— |
11,512 |
17,194 |
UltraShort
Mid-Cap ProFund |
5,996 |
9,709 |
12,449 |
|
MANAGEMENT
SERVICES FEES | |||||
|
2020 |
2021 |
2022 | |||
|
Earned |
Waived |
Earned |
Waived |
Earned |
Waived |
Access
Flex Bear High Yield
ProFund |
$1,362 |
$1,352 |
$561 |
$561 |
$1,457 |
$1,457 |
Access
Flex High Yield ProFund |
33,158 |
7,350 |
22,086 |
4,654 |
17,149 |
— |
Banks
UltraSector ProFund |
27,545 |
— |
74,808 |
58 |
34,049 |
— |
Basic
Materials UltraSector
ProFund |
5,706 |
3,650 |
21,181 |
1,063 |
11,669 |
448 |
Bear
ProFund |
28,446 |
— |
21,090 |
— |
30,700 |
— |
Biotechnology
UltraSector
ProFund |
256,991 |
— |
245,676 |
— |
215,560 |
— |
Bull
ProFund |
104,827 |
— |
94,873 |
— |
76,893 |
— |
Communication
Services
UltraSector
ProFund |
10,234 |
2,894 |
12,484 |
1,217 |
12,052 |
2,114 |
Consumer
Goods UltraSector
ProFund |
9,106 |
3,054 |
13,049 |
1,514 |
11,462 |
1,208 |
Consumer
Services UltraSector
ProFund |
71,156 |
— |
111,012 |
— |
73,013 |
— |
Europe
30 ProFund |
6,984 |
3,196 |
5,929 |
2,476 |
5,919 |
3,553 |
Falling
U.S. Dollar ProFund |
1,660 |
1,660 |
3,547 |
3,547 |
1,582 |
1,582 |
Financials
UltraSector ProFund |
22,098 |
695 |
22,770 |
1,013 |
18,338 |
204 |
Health
Care UltraSector ProFund |
37,168 |
— |
30,961 |
— |
35,561 |
— |
Industrials
UltraSector ProFund |
12,091 |
3,383 |
20,223 |
1,785 |
16,408 |
2,366 |
Internet
UltraSector ProFund |
250,544 |
— |
327,546 |
— |
239,345 |
— |
Large-Cap
Growth ProFund |
48,011 |
— |
50,712 |
— |
36,187 |
— |
Large-Cap
Value ProFund |
23,699 |
— |
14,349 |
10 |
21,694 |
— |
Mid-Cap
Growth ProFund |
16,456 |
— |
29,854 |
— |
5,786 |
2,026 |
Mid-Cap
ProFund |
11,919 |
— |
12,222 |
— |
9,897 |
1,417 |
Mid-Cap
Value ProFund |
7,679 |
2,677 |
9,580 |
847 |
12,650 |
956 |
Nasdaq-100
ProFund |
157,874 |
— |
200,489 |
— |
187,960 |
— |
Oil
& Gas UltraSector ProFund |
18,002 |
— |
32,379 |
— |
61,569 |
— |
Oil
Equipment & Services
UltraSector
ProFund |
9,403 |
2,679 |
29,497 |
647 |
30,070 |
— |
Pharmaceuticals
UltraSector
ProFund |
6,455 |
3,427 |
6,078 |
3,310 |
7,387 |
2,904 |
Precious
Metals UltraSector
ProFund |
53,595 |
— |
54,347 |
— |
40,764 |
— |
Real
Estate UltraSector ProFund |
29,760 |
264 |
13,237 |
800 |
89,726 |
— |
Rising
Rates Opportunity
ProFund |
16,645 |
130 |
18,599 |
276 |
36,086 |
— |
Rising
Rates Opportunity 10
ProFund |
4,162 |
3,732 |
3,391 |
3,391 |
5,194 |
4,877 |
Rising
U.S. Dollar ProFund |
18,943 |
4,008 |
9,914 |
3,930 |
28,904 |
1,446 |
Semiconductor
UltraSector
ProFund |
151,438 |
— |
123,800 |
— |
140,639 |
— |
Short
Nasdaq-100 ProFund |
11,609 |
2,894 |
9,568 |
2,579 |
34,249 |
1,309 |
Short
Oil & Gas ProFund |
3,768 |
3,768 |
2,754 |
2,754 |
2,129 |
2,129 |
Short
Precious Metals ProFund |
4,117 |
4,117 |
3,312 |
3,312 |
4,687 |
4,687 |
Short
Real Estate ProFund |
1,901 |
1,901 |
1,506 |
1,506 |
1,078 |
1,078 |
Short
Small-Cap ProFund |
3,933 |
3,933 |
2,291 |
2,291 |
6,407 |
3,431 |
Small-Cap
Growth ProFund |
15,977 |
— |
21,624 |
— |
9,896 |
247 |
Small-Cap
ProFund |
7,170 |
2,833 |
11,019 |
2,743 |
8,860 |
3,959 |
Small-Cap
Value ProFund |
8,926 |
— |
22,314 |
54 |
24,267 |
— |
Technology
UltraSector ProFund |
96,743 |
— |
112,065 |
— |
122,273 |
—
|
|
MANAGEMENT
SERVICES FEES | |||||
|
2020 |
2021 |
2022 | |||
|
Earned |
Waived |
Earned |
Waived |
Earned |
Waived |
Telecommunications
UltraSector
ProFund |
1,805 |
1,805 |
1,479 |
1,479 |
1,493 |
1,493 |
UltraBear
ProFund |
17,575 |
5,116 |
12,469 |
4,150 |
15,355 |
3,249 |
UltraBull
ProFund |
173,044 |
— |
165,111 |
— |
181,552 |
— |
UltraChina
ProFund |
28,431 |
— |
32,113 |
— |
28,419 |
— |
UltraDow
30 ProFund |
45,687 |
— |
49,629 |
— |
54,984 |
— |
UltraEmerging
Markets ProFund |
17,270 |
1,629 |
23,228 |
445 |
11,009 |
860 |
UltraInternational
ProFund |
5,033 |
4,142 |
5,609 |
3,352 |
3,672 |
3,672 |
UltraJapan
ProFund |
20,282 |
1,559 |
23,986 |
581 |
20,781 |
540 |
UltraLatin
America ProFund |
33,455 |
— |
25,020 |
— |
19,610 |
— |
UltraMid-Cap
ProFund |
81,536 |
— |
76,265 |
— |
75,569 |
— |
UltraNasdaq-100
ProFund |
802,699 |
— |
1,292,594 |
— |
1,374,194 |
— |
UltraShort
China ProFund |
4,220 |
4,220 |
1,471 |
1,471 |
4,487 |
3,884 |
UltraShort
Dow 30 ProFund |
9,206 |
3,891 |
6,189 |
4,712 |
4,091 |
3,935 |
UltraShort
Emerging Markets
ProFund |
3,513 |
3,513 |
1,252 |
1,252 |
1,530 |
1,530 |
UltraShort
International ProFund |
4,530 |
4,530 |
2,773 |
2,773 |
3,109 |
2,839 |
UltraShort
Japan ProFund |
1,463 |
1,463 |
627 |
627 |
493 |
493 |
UltraShort
Latin America
ProFund |
6,955 |
4,072 |
2,907 |
2,907 |
1,774 |
1,774 |
UltraShort
Mid-Cap ProFund |
3,491 |
3,491 |
2,729 |
2,729 |
2,136 |
2,136 |
UltraShort
Nasdaq-100 ProFund |
27,985 |
— |
26,199 |
— |
46,136 |
— |
UltraShort
Small-Cap ProFund |
11,710 |
4,975 |
9,956 |
3,487 |
6,895 |
4,113 |
UltraSmall-Cap
ProFund |
59,348 |
— |
108,341 |
— |
120,167 |
— |
U.S.
Government Plus ProFund |
44,858 |
— |
22,902 |
— |
24,031 |
— |
Utilities
UltraSector ProFund |
62,059 |
— |
12,569 |
562 |
15,514 |
— |
|
EXPENSE
LIMIT | |
Investor
Class |
Service
Class | |
Access
Flex Bear High Yield ProFund |
1.78% |
2.78% |
Access
Flex High Yield ProFund |
1.95% |
2.95% |
Banks
UltraSector ProFund |
1.95% |
2.95% |
Basic
Materials UltraSector ProFund |
1.78% |
2.78% |
Bear
ProFund |
1.95% |
2.95%
|
|
EXPENSE
LIMIT | |
Investor
Class |
Service
Class | |
Biotechnology
UltraSector ProFund |
1.95% |
2.95% |
Bull
ProFund |
1.95% |
2.95% |
Communication
Services UltraSector ProFund |
1.78% |
2.78% |
Consumer
Goods UltraSector ProFund |
1.78% |
2.78% |
Consumer
Services UltraSector ProFund |
1.95% |
2.95% |
Europe
30 ProFund |
1.78% |
2.78% |
Falling
U.S. Dollar ProFund |
1.78% |
2.78% |
Financials
UltraSector ProFund |
1.95% |
2.95% |
Health
Care UltraSector ProFund |
1.95% |
2.95% |
Industrials
UltraSector ProFund |
1.78% |
2.78% |
Internet
UltraSector ProFund |
1.95% |
2.95% |
Large-Cap
Growth ProFund |
1.95% |
2.95% |
Large-Cap
Value ProFund |
1.95% |
2.95% |
Mid-Cap
Growth ProFund |
1.78% |
2.78% |
Mid-Cap
ProFund |
1.78% |
2.78% |
Mid-Cap
Value ProFund |
1.78% |
2.78% |
Nasdaq-100
ProFund |
1.95% |
2.95% |
Oil
& Gas UltraSector ProFund |
1.95% |
2.95% |
Oil
Equipment & Services UltraSector ProFund |
1.95% |
2.95% |
Pharmaceuticals
UltraSector ProFund |
1.78% |
2.78% |
Precious
Metals UltraSector ProFund |
1.95% |
2.95% |
Real
Estate UltraSector ProFund |
1.95% |
2.95% |
Rising
Rates Opportunity ProFund |
1.95% |
2.95% |
Rising
Rates Opportunity 10 ProFund |
1.78% |
2.78% |
Rising
U.S. Dollar ProFund |
1.78% |
2.78% |
Semiconductor
UltraSector ProFund |
1.95% |
2.95% |
Short
Nasdaq-100 ProFund |
1.78% |
2.78% |
Short
Oil & Gas ProFund |
1.78% |
2.78% |
Short
Precious Metals ProFund |
1.78% |
2.78% |
Short
Real Estate ProFund |
1.78% |
2.78% |
Short
Small-Cap ProFund |
1.78% |
2.78% |
Small-Cap
Growth ProFund |
1.78% |
2.78% |
Small-Cap
ProFund |
1.78% |
2.78% |
Small-Cap
Value ProFund |
1.95% |
2.95% |
Technology
UltraSector ProFund |
1.95% |
2.95% |
Telecommunications
UltraSector ProFund |
1.78% |
2.78% |
UltraBear
ProFund |
1.78% |
2.78% |
UltraBull
ProFund |
1.95% |
2.95% |
UltraChina
ProFund |
1.95% |
2.95% |
UltraDow
30 ProFund |
1.95% |
2.95% |
UltraEmerging
Markets ProFund |
1.78% |
2.78% |
UltraInternational
ProFund |
1.78% |
2.78% |
UltraJapan
ProFund |
1.78% |
2.78% |
UltraLatin
America ProFund |
1.95% |
2.95% |
UltraMid-Cap
ProFund |
1.95% |
2.95%
|
|
EXPENSE
LIMIT | |
Investor
Class |
Service
Class | |
UltraNasdaq-100
ProFund |
1.95% |
2.95% |
UltraShort
China ProFund |
1.78% |
2.78% |
UltraShort
Dow 30 ProFund |
1.78% |
2.78% |
UltraShort
Emerging Markets ProFund |
1.78% |
2.78% |
UltraShort
International ProFund |
1.78% |
2.78% |
UltraShort
Japan ProFund |
1.78% |
2.78% |
UltraShort
Latin America ProFund |
1.78% |
2.78% |
UltraShort
Mid-Cap ProFund |
1.78% |
2.78% |
UltraShort
Nasdaq-100 ProFund |
1.95% |
2.95% |
UltraShort
Small-Cap ProFund |
1.78% |
2.78% |
UltraSmall-Cap
ProFund |
1.95% |
2.95% |
U.S.
Government Plus ProFund |
1.70% |
2.70% |
Utilities
UltraSector ProFund |
1.95% |
2.95% |
|
FEE
WAIVERS/REIMBURSEMENTS
RECOUPED | ||
2020 |
2021 |
2022 | |
Access
Flex Bear High Yield ProFund |
$— |
$— |
$— |
Access
Flex High Yield ProFund |
— |
3,225 |
3,100 |
Banks
UltraSector ProFund |
— |
348 |
— |
Basic
Materials UltraSector ProFund |
— |
17,524 |
5,500 |
Bear
ProFund |
— |
— |
— |
Biotechnology
UltraSector ProFund |
— |
— |
— |
Bull
ProFund |
— |
— |
— |
Communication
Services UltraSector ProFund |
— |
— |
5,387 |
Consumer
Goods UltraSector ProFund |
— |
— |
— |
Consumer
Services UltraSector ProFund |
— |
— |
— |
Europe
30 ProFund |
— |
— |
— |
Falling
U.S. Dollar ProFund |
— |
— |
— |
Financials
UltraSector ProFund |
— |
10,252 |
— |
Health
Care UltraSector ProFund |
— |
— |
— |
Industrials
UltraSector ProFund |
— |
18,500 |
12,506 |
Internet
UltraSector ProFund |
— |
— |
— |
Large-Cap
Growth ProFund |
— |
— |
— |
Large-Cap
Value ProFund |
4,105 |
60 |
— |
Mid-Cap
Growth ProFund |
— |
— |
— |
Mid-Cap
ProFund |
— |
— |
— |
Mid-Cap
Value ProFund |
— |
— |
— |
Nasdaq-100
ProFund |
— |
— |
— |
Oil
& Gas UltraSector ProFund |
— |
— |
— |
Oil
Equipment & Services UltraSector ProFund |
— |
19,955 |
—
|
|
FEE
WAIVERS/REIMBURSEMENTS
RECOUPED | ||
2020 |
2021 |
2022 | |
Pharmaceuticals
UltraSector ProFund |
— |
— |
— |
Precious
Metals UltraSector ProFund |
— |
— |
— |
Real
Estate UltraSector ProFund |
— |
— |
729 |
Rising
Rates Opportunity ProFund |
— |
2,435 |
— |
Rising
Rates Opportunity 10 ProFund |
— |
— |
— |
Rising
U.S. Dollar ProFund |
— |
— |
29,000 |
Semiconductor
UltraSector ProFund |
— |
— |
— |
Short
Nasdaq-100 ProFund |
— |
— |
30,000 |
Short
Oil & Gas ProFund |
— |
— |
— |
Short
Precious Metals ProFund |
— |
— |
— |
Short
Real Estate ProFund |
— |
— |
— |
Short
Small-Cap ProFund |
— |
— |
— |
Small-Cap
Growth ProFund |
— |
— |
— |
Small-Cap
ProFund |
— |
— |
— |
Small-Cap
Value ProFund |
— |
324 |
— |
Technology
UltraSector ProFund |
— |
— |
— |
Telecommunications
UltraSector ProFund |
— |
— |
— |
UltraBear
ProFund |
— |
— |
— |
UltraBull
ProFund |
— |
— |
— |
UltraChina
ProFund |
— |
— |
— |
UltraDow
30 ProFund |
— |
— |
— |
UltraEmerging
Markets ProFund |
— |
12,443 |
— |
UltraInternational
ProFund |
— |
— |
— |
UltraJapan
ProFund |
— |
7,100 |
7,881 |
UltraLatin
America ProFund |
— |
— |
— |
UltraMid-Cap
ProFund |
— |
— |
— |
UltraNasdaq-100
ProFund |
— |
— |
— |
UltraShort
China ProFund |
— |
— |
— |
UltraShort
Dow 30 ProFund |
— |
— |
— |
UltraShort
Emerging Markets ProFund |
— |
— |
— |
UltraShort
International ProFund |
— |
— |
— |
UltraShort
Japan ProFund |
— |
— |
— |
UltraShort
Latin America ProFund |
— |
— |
— |
UltraShort
Mid-Cap ProFund |
— |
— |
— |
UltraShort
Nasdaq-100 ProFund |
— |
— |
— |
UltraShort
Small-Cap ProFund |
— |
— |
— |
UltraSmall-Cap
ProFund |
— |
— |
— |
U.S.
Government Plus ProFund |
— |
— |
— |
Utilities
UltraSector ProFund |
— |
— |
3,373 |
Name
of Portfolio Manager |
Dollar
Range of
Equity
Securities
in
the Funds
Managed
by the
Portfolio
Manager |
Aggregate
Dollar Range
of
Equity Securities in
All
Registered
Investment
Companies in
the
Fund Complex |
Alexander
Ilyasov |
None |
$50,001-$100,000 |
James
Linneman |
None |
$10,001-$50,000 |
Devin
Sullivan |
None |
None |
Michael
Neches |
None |
$10,001-$50,000 |
Scott
Hanson |
None |
None |
Tarak
Davé |
None |
$1-$10,000 |
Name
of Portfolio
Manager |
Number
of All Registered
Investment
Companies
Managed/Total
Assets |
Number
of All
Other
Pooled
Investment
Vehicles
Managed/Total
Assets |
Number
of All
Other
Accounts
Managed/Total
Assets |
Michael
Neches |
161/$56,262,308,523 |
0/$0 |
1/$25,336,237 |
James
Linneman |
22/$3,269,701,251 |
4/$148,915,753 |
0/$0 |
Scott
Hanson |
47/$1,005,963,111 |
0/$0 |
0/$0 |
Devin
Sullivan |
84/$52,100,366,096 |
0/$0 |
1/$25,336,237 |
Tarak
Dave |
77/$4,161,942,428 |
0/$0 |
0/$0
|
Name
of Portfolio
Manager |
Number
of All Registered
Investment
Companies
Managed/Total
Assets |
Number
of All
Other
Pooled
Investment
Vehicles
Managed/Total
Assets |
Number
of All
Other
Accounts
Managed/Total
Assets |
Alexander
Ilyasov |
74/$5,258,175,929 |
16/$5,070,595,351 |
0/$0 |
|
ADMINISTRATION
FEES | ||
Fund |
2020 |
2021 |
2022 |
Access
Flex Bear High Yield ProFund |
$840 |
$309 |
$709 |
Access
Flex High Yield ProFund |
20,826 |
11,826 |
9,231 |
Banks
UltraSector ProFund |
17,164 |
32,999 |
17,474 |
Basic
Materials UltraSector ProFund |
3,578 |
10,917 |
6,374 |
Bear
ProFund |
18,459 |
11,755 |
16,460 |
Biotechnology
UltraSector ProFund |
159,051 |
135,485 |
115,257 |
Bull
ProFund |
66,090 |
52,723 |
40,896 |
Communication
Services UltraSector ProFund |
6,452 |
6,550 |
6,381 |
Consumer
Goods UltraSector ProFund |
5,511 |
7,363 |
6,078 |
Consumer
Services UltraSector ProFund |
44,161 |
59,392 |
39,426 |
Europe
30 ProFund |
4,693 |
3,133 |
3,146 |
Falling
U.S. Dollar ProFund |
988 |
1,889 |
868 |
Financials
UltraSector ProFund |
15,533 |
10,880 |
10,315 |
Health
Care UltraSector ProFund |
22,028 |
18,104 |
18,610 |
Industrials
UltraSector ProFund |
7,556 |
10,273 |
8,415 |
Internet
UltraSector ProFund |
156,261 |
177,448 |
126,856 |
Large-Cap
Growth ProFund |
30,934 |
29,227 |
18,805 |
Large-Cap
Value ProFund |
14,259 |
7,205 |
12,205 |
Mid-Cap
Growth ProFund |
9,872 |
17,821 |
3,227 |
Mid-Cap
ProFund |
7,595 |
6,358 |
5,304 |
Mid-Cap
Value ProFund |
4,827 |
4,967 |
6,992 |
Nasdaq-100
ProFund |
99,275 |
109,412 |
99,242 |
Oil
& Gas UltraSector ProFund |
11,335 |
16,282 |
32,850 |
Oil
Equipment & Services UltraSector ProFund |
5,826 |
14,255 |
16,838 |
Pharmaceuticals
UltraSector ProFund |
4,039 |
3,343 |
4,076
|
|
ADMINISTRATION
FEES | ||
Fund |
2020 |
2021 |
2022 |
Precious
Metals UltraSector ProFund |
33,635 |
30,466 |
22,021 |
Real
Estate UltraSector ProFund |
18,689 |
6,509 |
43,382 |
Rising
Rates Opportunity ProFund |
9,414 |
8,619 |
18,262 |
Rising
Rates Opportunity 10 ProFund |
2,363 |
1,617 |
2,609 |
Rising
U.S. Dollar ProFund |
11,990 |
5,526 |
16,749 |
Semiconductor
UltraSector ProFund |
86,883 |
66,605 |
74,199 |
Short
Nasdaq-100 ProFund |
7,100 |
5,439 |
20,420 |
Short
Oil & Gas ProFund |
2,096 |
1,483 |
1,091 |
Short
Precious Metals ProFund |
2,596 |
1,634 |
2,612 |
Short
Real Estate ProFund |
1,115 |
810 |
613 |
Short
Small-Cap ProFund |
2,534 |
1,311 |
3,382 |
Small-Cap
Growth ProFund |
10,334 |
11,535 |
5,797 |
Small-Cap
ProFund |
4,536 |
5,516 |
4,726 |
Small-Cap
Value ProFund |
5,582 |
11,209 |
13,160 |
Technology
UltraSector ProFund |
58,025 |
62,477 |
63,548 |
Telecommunications
UltraSector ProFund |
1,156 |
799 |
901 |
UltraBear
ProFund |
11,073 |
6,825 |
8,521 |
UltraBull
ProFund |
107,271 |
87,996 |
95,703 |
UltraChina
ProFund |
17,604 |
17,099 |
15,222 |
UltraDow
30 ProFund |
28,342 |
26,262 |
29,338 |
UltraEmerging
Markets ProFund |
10,092 |
12,417 |
6,122 |
UltraInternational
ProFund |
2,870 |
2,666 |
1,889 |
UltraJapan
ProFund |
12,571 |
12,645 |
11,255 |
UltraLatin
America ProFund |
20,790 |
13,185 |
10,772 |
UltraMid-Cap
ProFund |
50,819 |
39,221 |
40,535 |
UltraNasdaq-100
ProFund |
496,292 |
686,025 |
722,091 |
UltraShort
China ProFund |
2,465 |
721 |
2,150 |
UltraShort
Dow 30 ProFund |
5,404 |
3,502 |
2,208 |
UltraShort
Emerging Markets ProFund |
2,116 |
666 |
835 |
UltraShort
International ProFund |
2,663 |
1,412 |
1,638 |
UltraShort
Japan ProFund |
914 |
347 |
252 |
UltraShort
Latin America ProFund |
4,055 |
1,554 |
903 |
UltraShort
Mid-Cap ProFund |
2,151 |
1,598 |
1,088 |
UltraShort
Nasdaq-100 ProFund |
17,623 |
14,435 |
26,832 |
UltraShort
Small-Cap ProFund |
7,392 |
5,695 |
3,652 |
UltraSmall-Cap
ProFund |
36,873 |
56,014 |
63,359 |
U.S.
Government Plus ProFund |
28,365 |
13,017 |
12,515 |
Utilities
UltraSector ProFund |
41,401 |
6,961 |
8,310 |
|
FUND
ACCOUNTING FEES | ||
Fund |
2020 |
2021 |
2022 |
Access
Flex Bear High Yield ProFund |
$477 |
$162 |
$430 |
Access
Flex High Yield ProFund |
11,194 |
6,366 |
4,991 |
Banks
UltraSector ProFund |
9,251 |
20,982 |
7,805 |
Basic
Materials UltraSector ProFund |
2,096 |
6,448 |
3,641 |
Bear
ProFund |
10,055 |
6,315 |
9,981 |
Biotechnology
UltraSector ProFund |
87,921 |
73,294 |
64,111 |
Bull
ProFund |
38,132 |
30,258 |
24,484 |
Communication
Services UltraSector ProFund |
3,577 |
3,781 |
3,531 |
Consumer
Goods UltraSector ProFund |
3,489 |
4,362 |
3,745 |
Consumer
Services UltraSector ProFund |
24,770 |
33,688 |
21,742 |
Europe
30 ProFund |
2,484 |
1,825 |
1,933 |
Falling
U.S. Dollar ProFund |
580 |
1,035 |
480 |
Financials
UltraSector ProFund |
8,375 |
7,450 |
5,931 |
Health
Care UltraSector ProFund |
13,002 |
9,731 |
10,910 |
Industrials
UltraSector ProFund |
4,761 |
6,624 |
5,166 |
Internet
UltraSector ProFund |
85,941 |
97,494 |
68,019 |
Large-Cap
Growth ProFund |
18,043 |
16,351 |
11,224 |
Large-Cap
Value ProFund |
9,093 |
5,690 |
8,271 |
Mid-Cap
Growth ProFund |
6,123 |
10,122 |
2,637 |
Mid-Cap
ProFund |
5,399 |
4,950 |
4,307 |
Mid-Cap
Value ProFund |
3,556 |
3,827 |
5,091 |
Nasdaq-100
ProFund |
55,127 |
60,138 |
55,142 |
Oil
& Gas UltraSector ProFund |
6,333 |
9,533 |
19,364 |
Oil
Equipment & Services UltraSector ProFund |
3,325 |
8,584 |
9,150 |
Pharmaceuticals
UltraSector ProFund |
2,354 |
1,981 |
2,473 |
Precious
Metals UltraSector ProFund |
18,419 |
16,668 |
12,325 |
Real
Estate UltraSector ProFund |
10,387 |
4,061 |
23,796 |
Rising
Rates Opportunity ProFund |
5,646 |
5,298 |
12,105 |
Rising
Rates Opportunity 10 ProFund |
1,421 |
975 |
1,695 |
Rising
U.S. Dollar ProFund |
6,635 |
2,946 |
9,633 |
Semiconductor
UltraSector ProFund |
50,654 |
36,957 |
41,407 |
Short
Nasdaq-100 ProFund |
4,203 |
2,911 |
12,765 |
Short
Oil & Gas ProFund |
1,322 |
853 |
712 |
Short
Precious Metals ProFund |
1,512 |
988 |
1,645 |
Short
Real Estate ProFund |
658 |
464 |
394 |
Short
Small-Cap ProFund |
1,402 |
692 |
1,950 |
Small-Cap
Growth ProFund |
6,751 |
7,627 |
4,254 |
Small-Cap
ProFund |
6,481 |
10,256 |
9,537 |
Small-Cap
Value ProFund |
4,553 |
8,149 |
8,849 |
Technology
UltraSector ProFund |
33,150 |
34,321 |
35,616 |
Telecommunications
UltraSector ProFund |
766 |
601 |
662 |
UltraBear
ProFund |
6,137 |
3,706 |
4,952 |
UltraBull
ProFund |
60,023 |
50,458 |
54,906 |
UltraChina
ProFund |
9,791 |
9,605 |
8,722 |
UltraDow
30 ProFund |
15,666 |
14,685 |
16,427 |
UltraEmerging
Markets ProFund |
5,983 |
6,995 |
3,521 |
UltraInternational
ProFund |
1,684 |
1,635 |
1,085 |
UltraJapan
ProFund |
6,866 |
7,035 |
6,220 |
UltraLatin
America ProFund |
11,368 |
7,462 |
6,000 |
UltraMid-Cap
ProFund |
28,604 |
23,564 |
23,710 |
UltraNasdaq-100
ProFund |
274,541 |
381,709 |
396,571 |
UltraShort
China ProFund |
1,433 |
428 |
1,336 |
UltraShort
Dow 30 ProFund |
3,288 |
1,848 |
1,248 |
UltraShort
Emerging Markets ProFund |
1,196 |
384 |
527 |
UltraShort
International ProFund |
1,573 |
812 |
1,031
|
|
FUND
ACCOUNTING FEES | ||
Fund |
2020 |
2021 |
2022 |
UltraShort
Japan ProFund |
498 |
192 |
150 |
UltraShort
Latin America ProFund |
2,458 |
881 |
552 |
UltraShort
Mid-Cap ProFund |
1,231 |
841 |
623 |
UltraShort
Nasdaq-100 ProFund |
9,872 |
7,804 |
16,120 |
UltraShort
Small-Cap ProFund |
4,129 |
3,042 |
2,109 |
UltraSmall-Cap
ProFund |
23,974 |
38,909 |
42,220 |
U.S.
Government Plus ProFund |
15,552 |
6,935 |
6,995 |
Utilities
UltraSector ProFund |
20,781 |
3,964 |
5,015 |
Fund
Name |
Gross
Income
From
Securities
Lending
Activity |
Securities
Lending
Revenue
Paid
to
Agent
Borrower) |
Rebate
(Paid
to
Borrower) |
Aggregate
Fees
/
Compensation
for
Securities
Lending
Activities |
Net
Income
from
Securities
Lending
Activity |
Basic
Materials UltraSector
ProFund |
$5 |
$1 |
$4 |
$5 |
$— |
Biotechnology
UltraSector
ProFund |
$42 |
$— |
$42 |
$42 |
$— |
Bull
ProFund |
$14 |
$3 |
$— |
$3 |
$11 |
Communication
Services
UltraSector
ProFund |
$75 |
$17 |
$— |
$17 |
$58 |
Consumer
Goods UltraSector
ProFund |
$307 |
$102 |
$— |
$102 |
$205 |
Consumer
Services UltraSector
ProFund |
$1,357 |
$772 |
$— |
$772 |
$585
|
Fund
Name |
Gross
Income
From
Securities
Lending
Activity |
Securities
Lending
Revenue
Paid
to
Agent
Borrower) |
Rebate
(Paid
to
Borrower) |
Aggregate
Fees
/
Compensation
for
Securities
Lending
Activities |
Net
Income
from
Securities
Lending
Activity |
Europe
30 ProFund |
$854 |
$201 |
$264 |
$465 |
$389 |
Financials
UltraSector ProFund |
$22 |
$13 |
$— |
$13 |
$9 |
Health
Care UltraSector ProFund |
$37 |
$1 |
$35 |
$36 |
$1 |
Industrials
UltraSector ProFund |
$12 |
$4 |
$— |
$4 |
$8 |
Internet
UltraSector ProFund |
$570 |
$59 |
$261 |
$320 |
$250 |
Large-Cap
Growth ProFund |
$8 |
$— |
$8 |
$8 |
$— |
Large
Cap Value ProFund |
$6 |
$— |
$2 |
$2 |
$4 |
Mid-Cap
Growth ProFund |
$1,125 |
$225 |
$— |
$225 |
$900 |
Mid-Cap
ProFund |
$166 |
$110 |
$— |
$110 |
$56 |
Mid-Cap
Value ProFund |
$42 |
$1 |
$38 |
$39 |
$3 |
Nasdaq-100
ProFund |
$3,024 |
$1,110 |
$— |
$1,110 |
$1,914 |
Pharmaceuticals
UltraSector
ProFund |
$162 |
$125 |
$— |
$125 |
$37 |
Precious
Metals UltraSector
ProFund |
$1,806 |
$230 |
$1,062 |
$1,292 |
$514 |
Real
Estate UltraSector ProFund |
$47 |
$9 |
$— |
$9 |
$38 |
Semiconductor
UltraSector
ProFund |
$23 |
$3 |
$20 |
$23 |
$— |
Small-Cap
Growth ProFund |
$223 |
$49 |
$— |
$49 |
$174 |
Small-Cap
ProFund |
$298 |
$95 |
$— |
$95 |
$203 |
Small-Cap
Value ProFund |
$164 |
$50 |
$— |
$50 |
$114 |
Technology
UltraSector ProFund |
$653 |
$154 |
$— |
$154 |
$499 |
UltraBull
ProFund |
$54 |
$12 |
$— |
$12 |
$42 |
UltraChina
ProFund |
$4,697 |
$1,306 |
$— |
$1,306 |
$3,391 |
UltraEmerging
Markets ProFund |
$2,766 |
$557 |
$— |
$557 |
$2,209 |
UltraLatin
America ProFund |
$9,766 |
$2,087 |
$— |
$2,087 |
$7,679 |
UltraMid-Cap
ProFund |
$1,386 |
$1,083 |
$— |
$1,083 |
$303 |
UltraNasdaq-100
ProFund |
$33,957 |
$11,417 |
$— |
$11,417 |
$22,540 |
|
ADMINISTRATIVE
SERVICES FEES | ||
Fund |
2020 |
2021 |
2022 |
Access
Flex Bear High Yield ProFund |
$2,986 |
$1,067 |
$1,907 |
Access
Flex High Yield ProFund |
47,954 |
34,724 |
20,575 |
Banks
UltraSector ProFund |
54,841 |
150,473 |
56,854 |
Basic
Materials UltraSector ProFund |
10,582 |
41,199 |
17,871 |
Bear
ProFund |
54,899 |
40,546 |
47,740 |
Biotechnology
UltraSector ProFund |
601,304 |
562,037 |
383,165 |
Bull
ProFund |
195,870 |
159,155 |
89,237 |
Communication
Services UltraSector ProFund |
21,979 |
26,049 |
21,441 |
Consumer
Goods UltraSector ProFund |
17,657 |
26,394 |
19,143 |
Consumer
Services UltraSector ProFund |
165,694 |
248,208 |
134,894 |
Europe
30 ProFund |
5,681 |
5,535 |
7,462 |
Falling
U.S. Dollar ProFund |
2,945 |
7,438 |
2,826 |
Financials
UltraSector ProFund |
43,787 |
44,153 |
29,990 |
Health
Care UltraSector ProFund |
74,070 |
61,964 |
57,443 |
Industrials
UltraSector ProFund |
24,177 |
40,888 |
29,891 |
Internet
UltraSector ProFund |
546,891 |
687,305 |
396,305 |
Large-Cap
Growth ProFund |
90,657 |
93,286 |
54,380 |
Large-Cap
Value ProFund |
40,481 |
14,018 |
30,180 |
Mid-Cap
Growth ProFund |
23,436 |
61,583 |
7,773 |
Mid-Cap
ProFund |
22,481 |
20,552 |
14,644 |
Mid-Cap
Value ProFund |
7,290 |
11,119 |
21,283 |
Nasdaq-100
ProFund |
292,209 |
367,708 |
301,710 |
Oil
& Gas UltraSector ProFund |
38,454 |
66,607 |
89,666 |
Oil
Equipment & Services UltraSector ProFund |
20,137 |
55,993 |
43,553 |
Pharmaceuticals
UltraSector ProFund |
13,024 |
12,459 |
11,198 |
Precious
Metals UltraSector ProFund |
90,626 |
89,528 |
50,744 |
Real
Estate UltraSector ProFund |
61,264 |
22,979 |
178,554 |
Rising
Rates Opportunity ProFund |
33,056 |
29,878 |
50,285 |
Rising
Rates Opportunity 10 ProFund |
8,261 |
6,067 |
7,039 |
Rising
U.S. Dollar ProFund |
24,015 |
6,911 |
39,897 |
Semiconductor
UltraSector ProFund |
359,927 |
265,039 |
242,365 |
Short
Nasdaq-100 ProFund |
21,917 |
16,899 |
60,795 |
Short
Oil & Gas ProFund |
7,168 |
5,353 |
3,809 |
Short
Precious Metals ProFund |
8,021 |
6,089 |
7,713 |
Short
Real Estate ProFund |
3,647 |
3,802 |
1,646 |
Short
Small-Cap ProFund |
7,382 |
3,844 |
11,192 |
Small-Cap
Growth ProFund |
23,468 |
27,601 |
13,982 |
Small-Cap
ProFund |
9,793 |
15,194 |
9,948
|
|
ADMINISTRATIVE
SERVICES FEES | ||
Fund |
2020 |
2021 |
2022 |
Small-Cap
Value ProFund |
9,412 |
30,816 |
41,048 |
Technology
UltraSector ProFund |
188,630 |
215,050 |
192,964 |
Telecommunications
UltraSector ProFund |
3,962 |
2,717 |
2,185 |
UltraBear
ProFund |
34,217 |
24,817 |
24,559 |
UltraBull
ProFund |
342,045 |
290,838 |
244,228 |
UltraChina
ProFund |
54,516 |
55,053 |
41,463 |
UltraDow
30 ProFund |
89,966 |
92,808 |
83,138 |
UltraEmerging
Markets ProFund |
31,597 |
35,772 |
17,681 |
UltraInternational
ProFund |
9,425 |
9,623 |
5,301 |
UltraJapan
ProFund |
31,952 |
34,577 |
21,515 |
UltraLatin
America ProFund |
24,524 |
29,184 |
16,804 |
UltraMid-Cap
ProFund |
184,916 |
150,547 |
123,747 |
UltraNasdaq-100
ProFund |
1,542,311 |
2,423,889 |
2,107,752 |
UltraShort
China ProFund |
8,250 |
2,286 |
6,747 |
UltraShort
Dow 30 ProFund |
19,259 |
13,322 |
6,658 |
UltraShort
Emerging Markets ProFund |
6,522 |
2,173 |
2,290 |
UltraShort
International ProFund |
8,482 |
5,917 |
5,655 |
UltraShort
Japan ProFund |
2,420 |
1,194 |
743 |
UltraShort
Latin America ProFund |
13,287 |
5,917 |
2,960 |
UltraShort
Mid-Cap ProFund |
7,324 |
6,368 |
3,719 |
UltraShort
Nasdaq-100 ProFund |
47,236 |
46,971 |
76,924 |
UltraShort
Small-Cap ProFund |
19,453 |
16,570 |
9,018 |
UltraSmall-Cap
ProFund |
125,744 |
216,095 |
225,635 |
U.S.
Government Plus ProFund |
62,992 |
34,155 |
39,031 |
Utilities
UltraSector ProFund |
148,651 |
26,290 |
21,893 |
|
Service
Class
Paid |
Service
Class
Waived |
Access
Flex Bear High Yield ProFund |
$95 |
$— |
Access
Flex High Yield ProFund |
30,621 |
— |
Banks
UltraSector ProFund |
13,483 |
— |
Basic
Materials UltraSector ProFund |
6,658 |
—
|
|
Service
Class
Paid |
Service
Class
Waived |
Bear
ProFund |
6,434 |
— |
Biotechnology
UltraSector ProFund |
42,620 |
— |
Bull
ProFund |
72,391 |
— |
Communications
Services UltraSector ProFund |
1,825 |
— |
Consumer
Goods UltraSector ProFund |
4,464 |
— |
Consumer
Services UltraSector ProFund |
10,619 |
— |
Europe
30 ProFund |
2,651 |
— |
Falling
U.S. Dollar ProFund |
22 |
— |
Financials
UltraSector ProFund |
6,399 |
— |
Health
Care UltraSector ProFund |
11,484 |
— |
Industrials
UltraSector ProFund |
3,508 |
— |
Internet
UltraSector ProFund |
78,263 |
— |
Large-Cap
Growth ProFund |
16,208 |
— |
Large-Cap
Value ProFund |
18,569 |
— |
Mid-Cap
Growth ProFund |
6,680 |
— |
Mid-Cap
ProFund |
7,989 |
— |
Mid-Cap
Value ProFund |
6,569 |
— |
Nasdaq-100
ProFund |
74,077 |
— |
Oil
& Gas UltraSector ProFund |
25,747 |
— |
Oil
Equipment & Services UltraSector ProFund |
22,630 |
— |
Pharmaceuticals
UltraSector ProFund |
4,351 |
— |
Precious
Metals UltraSector ProFund |
18,047 |
— |
Real
Estate UltraSector ProFund |
7,988 |
— |
Rising
Rates Opportunity ProFund |
12,714 |
— |
Rising
Rates Opportunity 10 ProFund |
3,340 |
— |
Rising
U.S. Dollar ProFund |
2,360 |
— |
Semiconductor
UltraSector ProFund |
54,063 |
— |
Short
Nasdaq-100 ProFund |
2,873 |
— |
Short
Oil & Gas ProFund |
258 |
— |
Short
Precious Metals ProFund |
232 |
— |
Short
Real Estate ProFund |
141 |
— |
Short
Small-Cap ProFund |
732 |
— |
Small-Cap
Growth ProFund |
7,085 |
— |
Small-Cap
ProFund |
4,799 |
— |
Small-Cap
Value ProFund |
7,745 |
— |
Technology
UltraSector ProFund |
55,332 |
— |
Telecommunications
UltraSector ProFund |
462 |
— |
UltraBear
ProFund |
333 |
— |
UltraBull
ProFund |
30,253 |
— |
UltraChina
ProFund |
5,203 |
— |
UltraDow
30 ProFund |
9,296 |
— |
UltraEmerging
Markets ProFund |
1,804 |
— |
UltraInternational
ProFund |
546 |
— |
UltraJapan
ProFund |
1,488 |
— |
UltraLatin
America ProFund |
1,158 |
— |
UltraMid-Cap
ProFund |
10,669 |
—
|
|
Service
Class
Paid |
Service
Class
Waived |
UltraNasdaq-100
ProFund |
209,316 |
— |
UltraShort
China ProFund |
156 |
— |
UltraShort
Dow 30 ProFund |
1,185 |
— |
UltraShort
Emerging Markets ProFund |
514 |
— |
UltraShort
International ProFund |
110 |
— |
UltraShort
Japan ProFund |
59 |
— |
UltraShort
Latin America ProFund |
300 |
— |
UltraShort
Mid-Cap ProFund |
307 |
— |
UltraShort
Nasdaq-100 ProFund |
857 |
— |
UltraShort
Small-Cap ProFund |
1,770 |
— |
UltraSmall-Cap
ProFund |
8,475 |
— |
U.S.
Government Plus ProFund |
5,791 |
— |
Utilities
UltraSector ProFund |
8,622 |
— |
|
BROKERAGE
COMMISSIONS PAID | ||
2020 |
2021 |
2022 | |
Access
Flex Bear High Yield ProFund |
$681 |
$143 |
$729 |
Access
Flex High Yield ProFund |
6,278 |
1,500 |
2,847 |
Banks
UltraSector ProFund |
8,237 |
22,590 |
13,817 |
Basic
Materials UltraSector ProFund |
548 |
16,152 |
3,193 |
Bear
ProFund |
185 |
115 |
54 |
Biotechnology
UltraSector ProFund |
17,561 |
23,124 |
9,968 |
Bull
ProFund |
11,403 |
5,225 |
5,832 |
Communication
Services UltraSector ProFund |
1,474 |
2,303 |
1,260 |
Consumer
Goods UltraSector ProFund |
2,055 |
3,594 |
1,963 |
Consumer
Services UltraSector ProFund |
11,753 |
18,367 |
6,131 |
Europe
30 ProFund |
11,800 |
4,854 |
8,061 |
Falling
U.S. Dollar ProFund |
— |
— |
— |
Financials
UltraSector ProFund |
11,384 |
16,654 |
7,259 |
Health
Care UltraSector ProFund |
11,351 |
9,599 |
6,896 |
Industrials
UltraSector ProFund |
1,357 |
10,407 |
4,356 |
Internet
UltraSector ProFund |
22,385 |
23,599 |
14,967 |
Large-Cap
Growth ProFund |
33,084 |
28,572 |
47,978 |
Large-Cap
Value ProFund |
18,452 |
15,517 |
41,685 |
Mid-Cap
Growth ProFund |
14,672 |
16,430 |
1,906 |
Mid-Cap
ProFund |
3,113 |
1,392 |
594 |
Mid-Cap
Value ProFund |
4,160 |
11,749 |
14,769 |
Nasdaq-100
ProFund |
11,513 |
89,605 |
107,128 |
Oil
& Gas UltraSector ProFund |
1,284 |
10,022 |
8,676 |
Oil
Equipment & Services UltraSector ProFund |
5,143 |
22,371 |
7,897 |
Pharmaceuticals
UltraSector ProFund |
1,155 |
1,557 |
1,602 |
Precious
Metals UltraSector ProFund |
9,598 |
8,473 |
5,254
|
|
BROKERAGE
COMMISSIONS PAID | ||
2020 |
2021 |
2022 | |
Real
Estate UltraSector ProFund |
9,497 |
5,716 |
28,103 |
Rising
Rates Opportunity ProFund |
— |
40 |
262 |
Rising
Rates Opportunity 10 ProFund |
— |
26 |
6 |
Rising
U.S. Dollar ProFund |
— |
— |
— |
Semiconductor
UltraSector ProFund |
29,514 |
10,717 |
9,038 |
Short
Nasdaq-100 ProFund |
866 |
286 |
120 |
Short
Oil & Gas ProFund |
— |
— |
— |
Short
Precious Metals ProFund |
— |
— |
— |
Short
Real Estate ProFund |
— |
— |
— |
Short
Small-Cap ProFund |
142 |
23 |
76 |
Small-Cap
Growth ProFund |
11,614 |
22,562 |
7,790 |
Small-Cap
ProFund |
1,325 |
1,473 |
1,572 |
Small-Cap
Value ProFund |
9,978 |
18,466 |
23,609 |
Technology
UltraSector ProFund |
21,146 |
16,645 |
11,207 |
Telecommunications
UltraSector ProFund |
337 |
493 |
424 |
UltraBear
ProFund |
267 |
121 |
56 |
UltraBull
ProFund |
36,475 |
9,407 |
6,793 |
UltraChina
ProFund |
11,984 |
11,455 |
10,249 |
UltraDow
30 ProFund |
2,097 |
1,732 |
1,145 |
UltraEmerging
Markets ProFund |
5,609 |
7,093 |
4,049 |
UltraInternational
ProFund |
— |
— |
— |
UltraJapan
ProFund |
9,546 |
7,358 |
6,848 |
UltraLatin
America ProFund |
11,422 |
5,712 |
4,265 |
UltraMid-Cap
ProFund |
9,915 |
6,798 |
5,181 |
UltraNasdaq-100
ProFund |
32,331 |
83,477 |
125,805 |
UltraShort
China ProFund |
— |
— |
— |
UltraShort
Dow 30 ProFund |
218 |
72 |
2 |
UltraShort
Emerging Markets ProFund |
— |
— |
— |
UltraShort
International ProFund |
— |
— |
— |
UltraShort
Japan ProFund |
2,228 |
792 |
889 |
UltraShort
Latin America ProFund |
— |
— |
— |
UltraShort
Mid-Cap ProFund |
27 |
15 |
17 |
UltraShort
Nasdaq-100 ProFund |
1,561 |
710 |
141 |
UltraShort
Small-Cap ProFund |
403 |
89 |
84 |
UltraSmall-Cap
ProFund |
10,995 |
7,812 |
8,549 |
U.S.
Government Plus ProFund |
— |
182 |
589 |
Utilities
UltraSector ProFund |
26,140 |
1,432 |
2,398 |
Fund |
Approximate
Aggregate
Value
of Issuer’s Securities
Owned
by the ProFund at
the
close of its fiscal year
ended
July 31, 2022 |
Name
of
Broker
or Dealer |
Banks
UltraSector ProFund |
$1,144,029 |
Bank of America
Corp. |
|
$481,009 |
Citigroup,
Inc. |
|
$18,553 |
UMB Financial
Corp. |
|
$793,564 |
Wells Fargo &
Co. |
Bull
ProFund |
$218,852 |
Bank of America
Corp. |
|
$92,123 |
Citigroup,
Inc. |
|
$104,684 |
The Goldman
Sachs Group,
Inc. |
|
$152,010 |
Wells Fargo &
Co. |
Europe
30 ProFund |
$217,288 |
HSBC Holdings
PLC |
Financials
UltraSector ProFund |
$156,980 |
Bank of America
Corp. |
|
$66,017 |
Citigroup,
Inc. |
|
$75,013 |
The Goldman
Sachs Group,
Inc. |
|
$2,534 |
UMB Financial
Corp. |
|
$108,885 |
Wells Fargo &
Co. |
Large-Cap
Growth ProFund |
$75,126 |
Bank of America
Corp. |
|
$81,347 |
The Goldman
Sachs Group,
Inc. |
Large-Cap
Value ProFund |
$152,889 |
Bank of America
Corp. |
|
$114,751 |
Citigroup,
Inc. |
|
$189,387 |
Wells Fargo &
Co. |
Mid-Cap
Growth ProFund |
$12,308 |
UMB Financial
Corp. |
Mid-Cap
ProFund |
$4,616 |
UMB Financial
Corp.
|
Fund |
Approximate
Aggregate
Value
of Issuer’s Securities
Owned
by the ProFund at
the
close of its fiscal year
ended
July 31, 2022 |
Name
of
Broker
or Dealer |
Small-Cap
ProFund |
$3,077 |
UMB Financial
Corp. |
UltraBull
ProFund |
$476,281 |
Bank of America
Corp. |
|
$200,542 |
Citigroup,
Inc. |
|
$227,039 |
The Goldman
Sachs Group,
Inc. |
|
$330,824 |
Wells Fargo &
Co. |
UltraDow
30 ProFund |
$1,559,265 |
The Goldman
Sachs Group,
Inc. |
UltraMid-Cap
ProFund |
$55,929 |
UMB Financial
Corp. |
UltraSmall-Cap
ProFund |
$56,744 |
UMB Financial
Corp. |
Fund/Class |
No.
of Shares |
Percent
of the
Class
Total
Assets
Held by
the
Shareholder | |
ACCESS
FLEX BEAR HIGH YIELD PROFUND-INV | |||
NATIONAL
FINANCIAL SERVICES LLC
NEWPORT
OFFICE CENTER III 5TH FLOOR
499
WASHINGTON BOULEVARD
JERSEY
CITY NJ 07310 |
48,202.976 |
67.22% | |
TD
AMERITRADE CLEARING, INC.
1005
NORTH AMERITRADE PLACE
BELLEVUE
NE 68005 |
8,299.714 |
11.57% | |
CHARLES
SCHWAB & CO., INC.
211
MAIN STREET
SAN
FRANCISCO CA 94105 |
6,165.165 |
8.60% | |
ACCESS
FLEX BEAR HIGH YIELD PROFUND-SVC | |||
JOYCE
L STOCKS
1
SHAFTSBURY LN
HILTON
HEAD SC 29926 |
2,269.423 |
17.75% | |
GIFT
OF LIFE HEART & LUNG TRANSPLANT
4371
MADISON AVENUE
SUPPORT
GROUP
TRUMBULL
CT 06611 |
1,625.735 |
12.71% | |
ACCESS
FLEX HIGH YIELD PROFUND-INV | |||
TD
AMERITRADE CLEARING, INC.
1005
NORTH AMERITRADE PLACE
BELLEVUE
NE 68005 |
240,731.307 |
48.12% | |
CHARLES
SCHWAB & CO., INC.
211
MAIN STREET
SAN
FRANCISCO CA 94105 |
148,589.021 |
29.70% | |
ACCESS
FLEX HIGH YIELD PROFUND-SVC
|
Fund/Class |
No.
of Shares |
Percent
of the
Class
Total
Assets
Held by
the
Shareholder | |
RENAISSANCE
CHARITABLE FOUNDATION INC
8910
PURDUE RD SUITE 555
INDIANAPOLIS
IN 46286 |
20,205.144 |
25.48% | |
DAVID
W VAN NESS
IRA
14196
CHARITY CHASE CIR
CARMEL
IN 46074 |
5,868.614 |
7.40% | |
MORGAN
STANLEY SMITH BARNEY LLC
2000
WESTCHESTER AVE LD
PURCHASE
NY 10577 |
4,291.885 |
5.41% | |
ELI
TARKOV
IRA
421
SWAN BLVD
DEERFIELD
IL 60015 |
4,233.317 |
5.34% | |
BANKS
ULTRASECTOR PROFUND-INV | |||
NATIONAL
FINANCIAL SERVICES LLC
NEWPORT
OFFICE CENTER III 5TH FLOOR
499
WASHINGTON BOULEVARD
JERSEY
CITY NJ 07310 |
57,698.895 |
35.35% | |
PERSHING
LLC
ONE
PERSHING PLAZA
PRODUCT
SUPPORT, 14TH FLOOR
JERSEY
CITY NJ 07399 |
11,377.359 |
6.97% | |
TD
AMERITRADE CLEARING, INC.
1005
NORTH AMERITRADE PLACE
BELLEVUE
NE 68005 |
41,518.845 |
25.44% | |
CHARLES
SCHWAB & CO., INC.
211
MAIN STREET
SAN
FRANCISCO CA 94105 |
24,619.327 |
15.08% | |
|
|
| |
BANKS
ULTRASECTOR PROFUND-SVC | |||
PERSHING
LLC
ONE
PERSHING PLAZA
PRODUCT
SUPPORT, 14TH FLOOR
JERSEY
CITY NJ 07399 |
1,395.419 |
15.42% | |
TD
AMERITRADE CLEARING, INC.
1005
NORTH AMERITRADE PLACE
BELLEVUE
NE 68005 |
4,423.217 |
48.89%
|
Fund/Class |
No.
of Shares |
Percent
of the
Class
Total
Assets
Held by
the
Shareholder | |
NATIONAL
FINANCIAL SERVICES LLC
NEWPORT
OFFICE CENTER III 5TH FLOOR
499
WASHINGTON BOULEVARD
JERSEY
CITY NJ 07310 |
929.313 |
10.27% | |
BASIC
MATERIALS ULTRASECTOR PROFUND-INV | |||
NATIONAL
FINANCIAL SERVICES LLC
NEWPORT
OFFICE CENTER III 5TH FLOOR
499
WASHINGTON BOULEVARD
JERSEY
CITY NJ 07310 |
16,448.608 |
39.56% | |
CHARLES
SCHWAB & CO., INC.
211
MAIN STREET
SAN
FRANCISCO CA 94105 |
8,287.135 |
19.93% | |
TD
AMERITRADE CLEARING, INC.
1005
NORTH AMERITRADE PLACE
BELLEVUE
NE 68005 |
3,882.943 |
9.34% | |
PERSHING
LLC
ONE
PERSHING PLAZA
PRODUCT
SUPPORT, 14TH FLOOR
JERSEY
CITY NJ 07399 |
2,120.903 |
5.10% | |
|
|
|
|
BASIC
MATERIALS ULTRASECTOR PROFUND-SVC | |||
PERSHING
LLC
ONE
PERSHING PLAZA
PRODUCT
SUPPORT, 14TH FLOOR
JERSEY
CITY NJ 07399 |
3,263.632 |
55.30% | |
TD
AMERITRADE CLEARING, INC.
1005
NORTH AMERITRADE PLACE
BELLEVUE
NE 68005 |
1,141.947 |
19.35% | |
BEAR
PROFUND-INV | |||
NATIONAL
FINANCIAL SERVICES LLC
NEWPORT
OFFICE CENTER III 5TH FLOOR
499
WASHINGTON BOULEVARD
JERSEY
CITY NJ 07310 |
243,027.764 |
24.22% | |
CHARLES
SCHWAB & CO., INC.
211
MAIN STREET
SAN
FRANCISCO CA 94105 |
268,808.004 |
26.79% | |
LPL
FINANCIAL CORPORATION
75
STATE STREET, 24TH FLOOR
BOSTON
MA 02109 |
131,492.867 |
13.10%
|
Fund/Class |
No.
of Shares |
Percent
of the
Class
Total
Assets
Held by
the
Shareholder | |
ETRADE
SAVINGS BANK
PO
BOX 6503
ENGLEWOOD
CO 801556503 |
100,970.525 |
10.06% | |
PAUL
F DONAHUE
IRA
8
ASHWOOD CIRCLE
ROCHESTER
NY 14624 |
74,068.614 |
7.38% | |
BEAR
PROFUND-SVC |
|
| |
UMA
SESHADRI
IRA
5
BASSEIN ROAD 02-01 BASSEIN CT
SINGAPORE
SINGAPORE 309836 |
9,480.703 |
8.95% | |
ANN
C WEAVER
ROTH
IRA
5026
WILLOUGHCROFT ROAD
WILLOUGHBY
OH 44094 |
8,164.244 |
7.71% | |
PETE
N MANIACI
IRA
2675
MCKELVEY RD
MARYLAND
HEIGHTS MO 63043 |
7,675.115 |
7.25% | |
SESHADRI
B SUBRAMANYAM
IRA
5
BASSEIN ROAD 02-01 BASSEIN CT
SINGAPORE
SINGAPORE 309836 |
5,358.369 |
5.06% | |
BIOTECHNOLOGY
ULTRASECTOR PROFUND-INV | |||
NATIONAL
FINANCIAL SERVICES LLC
NEWPORT
OFFICE CENTER III 5TH FLOOR
499
WASHINGTON BOULEVARD
JERSEY
CITY NJ 07310 |
823,011.736 |
40.98% | |
CHARLES
SCHWAB & CO., INC.
211
MAIN STREET
SAN
FRANCISCO CA 94105 |
395,664.688 |
19.70% | |
TD
AMERITRADE CLEARING, INC.
1005
NORTH AMERITRADE PLACE
BELLEVUE
NE 68005 |
449,872.636 |
22.40% | |
BIOTECHNOLOGY
ULTRASECTOR PROFUND-SVC | |||
TD
AMERITRADE CLEARING, INC.
1005
NORTH AMERITRADE PLACE
BELLEVUE
NE 68005 |
60,153.105 |
71.21%
|
Fund/Class |
No.
of Shares |
Percent
of the
Class
Total
Assets
Held by
the
Shareholder | |
PERSHING
LLC
ONE
PERSHING PLAZA
PRODUCT
SUPPORT, 14TH FLOOR
JERSEY
CITY NJ 07399 |
5,412.603 |
6.41% | |
MORGAN
STANLEY SMITH BARNEY LLC
2000
WESTCHESTER AVE LD
PURCHASE
NY 10577 |
4,749.684 |
5.62% | |
BULL
PROFUND-INV | |||
TD
AMERITRADE CLEARING, INC.
1005
NORTH AMERITRADE PLACE
BELLEVUE
NE 68005 |
241,311.779 |
35.13% | |
CHARLES
SCHWAB & CO., INC.
211
MAIN STREET
SAN
FRANCISCO CA 94105 |
42,192.878 |
6.14% | |
BULL
PROFUND-SVC | |||
FRANK
CARDILLO
IRA
27
RIVERA LN
WEST
SAYVILLE NY 117961523 |
5,851.785 |
5.48% | |
COMMUNICATION
SERVICES ULTRASECTOR PROFUND-INV | |||
CHARLES
SCHWAB & CO., INC.
211
MAIN STREET
SAN
FRANCISCO CA 94105 |
14,632.673 |
32.08% | |
NATIONAL
FINANCIAL SERVICES LLC
NEWPORT
OFFICE CENTER III 5TH FLOOR
499
WASHINGTON BOULEVARD
JERSEY
CITY NJ 07310 |
10,129.970 |
22.21% | |
TD
AMERITRADE CLEARING, INC.
1005
NORTH AMERITRADE PLACE
BELLEVUE
NE 68005 |
11,412.638 |
25.02% | |
MORGAN
STANLEY SMITH BARNEY LLC
2000
WESTCHESTER AVE LD
PURCHASE
NY 10577 |
2,531.845 |
5.55% | |
PERSHING
LLC
ONE
PERSHING PLAZA
PRODUCT
SUPPORT, 14TH FLOOR
JERSEY
CITY NJ 07399 |
2,491.764 |
5.46% | |
COMMUNICATION
SERVICES ULTRASECTOR PROFUND-SVC
|
Fund/Class |
No.
of Shares |
Percent
of the
Class
Total
Assets
Held by
the
Shareholder | |
TD
AMERITRADE CLEARING, INC.
1005
NORTH AMERITRADE PLACE
BELLEVUE
NE 68005 |
1,182.388 |
83.98% | |
PERSHING
LLC
ONE
PERSHING PLAZA PRODUCT SUPPORT, 14TH FLOOR
JERSEY
CITY NJ 07399 |
113.426 |
8.06% | |
CHARLES
SCHWAB & CO., INC.
211
MAIN STREET
SAN
FRANCISCO CA 94105 |
81.013 |
5.75% | |
CONSUMER
GOODS ULTRASECTOR PROFUND - INV | |||
NATIONAL
FINANCIAL SERVICES LLC
NEWPORT
OFFICE CENTER III 5TH FLOOR
499
WASHINGTON BOULEVARD
JERSEY
CITY NJ 07310 |
11,741.058 |
24.33% | |
CHARLES
SCHWAB & CO., INC.
211
MAIN STREET
SAN
FRANCISCO CA 94105 |
11,382.224 |
23.59% | |
TD
AMERITRADE CLEARING, INC.
1005
NORTH AMERITRADE PLACE
BELLEVUE
NE 68005 |
11,527.249 |
23.89% | |
MORGAN
STANLEY SMITH BARNEY LLC
2000
WESTCHESTER AVE LD
PURCHASE
NY 10577 |
3,529.960 |
7.32% | |
PERSHING
LLC
ONE
PERSHING PLAZA
PRODUCT
SUPPORT, 14TH FLOOR
JERSEY
CITY NJ 07399 |
2,746.496 |
5.69% | |
CONSUMER
GOODS ULTRASECTOR PROFUND - SVC | |||
TD
AMERITRADE CLEARING, INC.
1005
NORTH AMERITRADE PLACE
BELLEVUE
NE 68005 |
765.508 |
31.59% | |
LINDA
MAYA A SMITH
BENEFICIARY
FOR FREDERICK W SMITH
BENEFICIARY
IRA
42
SUNDOWNER TERRACE
HAYESVILLE
NC 28904 |
508.075 |
20.97% | |
SHARYN
L SMITH
BENEFICIARY
FOR FREDERICK W SMITH
BENEFICIARY
IRA
PO
BOX 566
DECATUR
GA 30031 |
477.894 |
19.72%
|
Fund/Class |
No.
of Shares |
Percent
of the
Class
Total
Assets
Held by
the
Shareholder | |
ANGELA
M KIYABU
IRA
1414
CLARK STREET
WAHIAWA
HI 96786 |
468.957 |
19.35% | |
CONSUMER
SERVICES ULTRASECTOR PROFUND – INV | |||
CHARLES
SCHWAB & CO., INC.
211
MAIN STREET
SAN
FRANCISCO CA 94105 |
264,629.626 |
40.19% | |
TD
AMERITRADE CLEARING, INC.
1005
NORTH AMERITRADE PLACE
BELLEVUE
NE 68005 |
137,092.683 |
20.82% | |
NATIONAL
FINANCIAL SERVICES LLC
NEWPORT
OFFICE CENTER III 5TH FLOOR
499
WASHINGTON BOULEVARD
JERSEY
CITY NJ 07310 |
124,537.994 |
18.91% | |
MORGAN
STANLEY SMITH BARNEY LLC
2000
WESTCHESTER AVE LD
PURCHASE
NY 10577 |
64,343.268 |
9.77% | |
CONSUMER
SERVICES ULTRASECTOR PROFUND - SVC | |||
TD
AMERITRADE CLEARING, INC.
1005
NORTH AMERITRADE PLACE
BELLEVUE
NE 68005 |
9,516.062 |
73.72% | |
PERSHING
LLC
ONE
PERSHING PLAZA
PRODUCT
SUPPORT, 14TH FLOOR
JERSEY
CITY NJ 07399 |
2,150.195 |
16.66% | |
EUROPE
30 PROFUND-INV | |||
CHARLES
SCHWAB & CO., INC.
211
MAIN STREET
SAN
FRANCISCO CA 94105 |
7,297.677 |
6.26% | |
NATIONAL
FINANCIAL SERVICES LLC
NEWPORT
OFFICE CENTER III 5TH FLOOR
499
WASHINGTON BOULEVARD
JERSEY
CITY NJ 07310 |
37,279.960 |
31.97% | |
VANGUARD
MARKETING CORPORATION
P.O.
BOX 982901
EL
PASO TX 799982901 |
34,732.973 |
29.79%
|
Fund/Class |
No.
of Shares |
Percent
of the
Class
Total
Assets
Held by
the
Shareholder | |
KANTABEN
H SHAH
ANUP
R SHAH
JTWROS
55
S HYDE AVE APT 347
ISELIN
NJ 08830 |
6,795.161 |
5.83% | |
ROBERT
C ROSEN
IRA
90
HUTCHINSON BLVD
SCARSDALE
NY 10583 |
6,238.076 |
5.35% | |
EUROPE
30 PROFUND-SVC | |||
PETER
W OBERG
IRA
132
MAIN ST
BRIDGTON
ME 04009 |
3,019.794 |
16.61% | |
TIMOTHY
P O’BRIEN
IRA
20
POND VIEW DR
SCARBOROUGH
ME 04074 |
2,460.771 |
13.54% | |
MATRIX
TRUST CO AS AGENT FOR
CRS
CO CUSTODIAN FBO CHANDLER W STOLP
PO
BOX 5508
DENVER
CO 80217 |
1,762.447 |
9.70% | |
JOSEPHINE
SADLER
IRA
6967
MERRICK
WEST
BLOOMFIELD MI 48322 |
1,288.792 |
7.09% | |
FALLING
U.S. DOLLAR PROFUND-INV | |||
CHARLES
SCHWAB & CO., INC.
211
MAIN STREET
SAN
FRANCISCO CA 94105 |
24,545.909 |
32.59% | |
NATIONAL
FINANCIAL SERVICES LLC
NEWPORT
OFFICE CENTER III 5TH FLOOR
499
WASHINGTON BOULEVARD
JERSEY
CITY NJ 07310 |
14,783.262 |
19.63% | |
J
VAN BUCHANAN
IRA
362
ROUP AVENUE
PITTSBURGH
PA 15232 |
12,998.068 |
17.26% | |
FALLING
U.S. DOLLAR PROFUND-SVC
|
Fund/Class |
No.
of Shares |
Percent
of the
Class
Total
Assets
Held by
the
Shareholder | |
KATHERINE
H BROOKS
5111
N BAY RIDGE AVE
WHITEFISH
BAY WI 53217 |
76.499 |
26.57% | |
TD
AMERITRADE CLEARING, INC.
1005
NORTH AMERITRADE PLACE
BELLEVUE
NE 68005 |
43.235 |
15.01% | |
MORGAN
STANLEY SMITH BARNEY LLC
2000
WESTCHESTER AVE LD
PURCHASE
NY 10577 |
114.719 |
39.84% | |
JUN
ZHU
ROTH
IRA
893
CAMINO RICARDO
MORAGA
CA 94556 |
24.332 |
8.45% | |
FINANCIALS
ULTRASECTOR PROFUND - INV | |||
PERSHING
LLC
ONE
PERSHING PLAZA
PRODUCT
SUPPORT, 14TH FLOOR
JERSEY
CITY NJ 07399 |
14,502.766 |
7.70% | |
CHARLES
SCHWAB & CO., INC.
211
MAIN STREET
SAN
FRANCISCO CA 94105 |
42,540.272 |
22.59% | |
TD
AMERITRADE CLEARING, INC.
1005
NORTH AMERITRADE PLACE
BELLEVUE
NE 68005 |
19,794.863 |
10.51% | |
NATIONAL
FINANCIAL SERVICES LLC
NEWPORT
OFFICE CENTER III 5TH FLOOR
499
WASHINGTON BOULEVARD
JERSEY
CITY NJ 07310 |
54,316.616 |
28.84% | |
FINANCIALS
ULTRASECTOR PROFUND-SVC | |||
TD
AMERITRADE CLEARING, INC.
1005
NORTH AMERITRADE PLACE
BELLEVUE
NE 68005 |
4,792.854 |
21.65% | |
CHARLES
PAULSON
SUSAN
PAULSON
JTWROS
W223
N7390 HAMILTON DR
SUSSEX
WI 53089 |
3,004.449 |
13.57% | |
PERSHING
LLC
ONE
PERSHING PLAZA
PRODUCT
SUPPORT, 14TH FLOOR
JERSEY
CITY NJ 07399 |
2,292.171 |
10.36%
|
Fund/Class |
No.
of Shares |
Percent
of the
Class
Total
Assets
Held by
the
Shareholder | |
FRANK
J SLEMBARSKI
ROSITA
M SLEMBARSKI
JTWROS
1256
PARADISE LN
MOSINEE
WI 54455 |
1,615.842 |
7.30% | |
MICHAEL
R HULTHEN
IRA
3372
OLD HICKORY LN
MEDINA
OH 442568285 |
1,178.949 |
5.33% | |
HEALTH
CARE ULTRASECTOR PROFUND - INV | |||
CHARLES
SCHWAB & CO., INC.
211
MAIN STREET
SAN
FRANCISCO CA 94105 |
27,109.585 |
17.87% | |
TD
AMERITRADE CLEARING, INC.
1005
NORTH AMERITRADE PLACE
BELLEVUE
NE 68005 |
39,075.254 |
25.75% | |
NATIONAL
FINANCIAL SERVICES LLC
NEWPORT
OFFICE CENTER III 5TH FLOOR
499
WASHINGTON BOULEVARD
JERSEY
CITY NJ 07310 |
33,372.894 |
21.99% | |
PERSHING
LLC
ONE
PERSHING PLAZA
PRODUCT
SUPPORT, 14TH FLOOR
JERSEY
CITY NJ 07399 |
12,980.263 |
8.55% | |
LPL
FINANCIAL CORPORATION
75
STATE STREET, 24TH FLOOR
BOSTON
MA 02109 |
9,450.122 |
6.23% | |
HEALTH
CARE ULTRASECTOR PROFUND-SVC | |||
TD
AMERITRADE CLEARING, INC.
1005
NORTH AMERITRADE PLACE
BELLEVUE
NE 68005 |
6,241.474 |
43.92% | |
PERSHING
LLC
ONE
PERSHING PLAZA
PRODUCT
SUPPORT, 14TH FLOOR
JERSEY
CITY NJ 07399 |
3,564.156 |
25.08% | |
CHARLES
SCHWAB & CO., INC.
211
MAIN STREET
SAN
FRANCISCO CA 94105 |
772.157 |
5.43% | |
INDUSTRIALS
ULTRASECTOR PROFUND - INV
|
Fund/Class |
No.
of Shares |
Percent
of the
Class
Total
Assets
Held by
the
Shareholder | |
TD
AMERITRADE CLEARING, INC.
1005
NORTH AMERITRADE PLACE
BELLEVUE
NE 68005 |
9,472.722 |
11.99% | |
PERSHING
LLC
ONE
PERSHING PLAZA
PRODUCT
SUPPORT, 14TH FLOOR
JERSEY
CITY NJ 07399 |
4,079.482 |
5.16% | |
NATIONAL
FINANCIAL SERVICES LLC
NEWPORT
OFFICE CENTER III 5TH FLOOR
499
WASHINGTON BOULEVARD
JERSEY
CITY NJ 07310 |
20,014.927 |
25.33% | |
CHARLES
SCHWAB & CO., INC.
211
MAIN STREET
SAN
FRANCISCO CA 94105 |
30,603.051 |
38.73% | |
INDUSTRIALS
ULTRASECTOR PROFUND-SVC | |||
TD
AMERITRADE CLEARING, INC.
1005
NORTH AMERITRADE PLACE
BELLEVUE
NE 68005 |
4,396.221 |
62.68% | |
PERSHING
LLC
ONE
PERSHING PLAZA
PRODUCT
SUPPORT, 14TH FLOOR
JERSEY
CITY NJ 07399 |
2,374.579 |
33.86% | |
INTERNET
ULTRASECTOR PROFUND-INV | |||
TD
AMERITRADE CLEARING, INC.
1005
NORTH AMERITRADE PLACE
BELLEVUE
NE 68005 |
855,952.816 |
32.53% | |
NATIONAL
FINANCIAL SERVICES LLC
NEWPORT
OFFICE CENTER III 5TH FLOOR
499
WASHINGTON BOULEVARD
JERSEY
CITY NJ 07310 |
634,740.985 |
24.12% | |
CHARLES
SCHWAB & CO., INC.
211
MAIN STREET
SAN
FRANCISCO CA 94105 |
477,949.339 |
18.16% | |
PERSHING
LLC
ONE
PERSHING PLAZA
PRODUCT
SUPPORT, 14TH FLOOR
JERSEY
CITY NJ 07399 |
184,910.815 |
7.03% | |
MORGAN
STANLEY SMITH BARNEY LLC
2000
WESTCHESTER AVE LD
PURCHASE
NY 10577 |
142,215.641 |
5.40% | |
INTERNET
ULTRASECTOR PROFUND-SVC
|
Fund/Class |
No.
of Shares |
Percent
of the
Class
Total
Assets
Held by
the
Shareholder | |
TD
AMERITRADE CLEARING, INC.
1005
NORTH AMERITRADE PLACE
BELLEVUE
NE 68005 |
119,622.731 |
65.13% | |
CHARLES
SCHWAB & CO., INC.
211
MAIN STREET
SAN
FRANCISCO CA 94105 |
14,372.598 |
7.83% | |
PERSHING
LLC
ONE
PERSHING PLAZA
PRODUCT
SUPPORT, 14TH FLOOR
JERSEY
CITY NJ 07399 |
30,252.401 |
16.47% | |
NATIONAL
FINANCIAL SERVICES LLC
NEWPORT
OFFICE CENTER III 5TH FLOOR
499
WASHINGTON BOULEVARD
JERSEY
CITY NJ 07310 |
9,198.358 |
5.01% | |
LARGE-CAP
GROWTH PROFUND-INV | |||
NATIONAL
FINANCIAL SERVICES LLC
NEWPORT
OFFICE CENTER III 5TH FLOOR
499
WASHINGTON BOULEVARD
JERSEY
CITY NJ 07310 |
18,411.743 |
26.85% | |
CHARLES
SCHWAB & CO., INC.
211
MAIN STREET
SAN
FRANCISCO CA 94105 |
16,155.996 |
23.56% | |
TD
AMERITRADE CLEARING, INC.
1005
NORTH AMERITRADE PLACE
BELLEVUE
NE 68005 |
10,708.465 |
15.62% | |
PERSHING
LLC
ONE
PERSHING PLAZA
PRODUCT
SUPPORT, 14TH FLOOR
JERSEY
CITY NJ 07399 |
5,125.111 |
7.47% | |
VANGUARD
MARKETING CORPORATION
P.O.
BOX 982901
EL
PASO TX 799982901 |
4,674.079 |
6.82% | |
LARGE-CAP
GROWTH PROFUND-SVC | |||
TD
AMERITRADE CLEARING, INC.
1005
NORTH AMERITRADE PLACE
BELLEVUE
NE 68005 |
3,096.433 |
20.91% | |
PERSHING
LLC
ONE
PERSHING PLAZA
PRODUCT
SUPPORT, 14TH FLOOR
JERSEY
CITY NJ 07399 |
1,623.071 |
10.96%
|
Fund/Class |
No.
of Shares |
Percent
of the
Class
Total
Assets
Held by
the
Shareholder | |
NATIONAL
FINANCIAL SERVICES LLC
NEWPORT
OFFICE CENTER III 5TH FLOOR
499
WASHINGTON BOULEVARD
JERSEY
CITY NJ 07310 |
1,369.475 |
9.25% | |
VICKY
D VENDEL
IRA
9429
W 1025 SOUTH
FORTVILLE
IN 46040 |
1,359.862 |
9.18% | |
JOHN
R SPILKER
IRA
632
SOUTH 400 EAST
GREENFIELD
IN 46140 |
1,285.822 |
8.68% | |
MATRIX
TRUST CO AS AGENT FOR
CRS
CO CUSOTDIAN FBO KEITH P JOHNSON
PO
BOX 5508
DENVER
CO 80217 |
856.943 |
5.79% | |
MARK
W THATCHER
IRA
6427
HARBRIDGE RD
INDIANAPOLIS
IN 46220 |
767.484 |
5.18% | |
LARGE-CAP
VALUE PROFUND-INV | |||
CHARLES
SCHWAB & CO., INC.
211
MAIN STREET
SAN
FRANCISCO CA 94105 |
43,619.100 |
25.96% | |
NATIONAL
FINANCIAL SERVICES LLC
NEWPORT
OFFICE CENTER III 5TH FLOOR
499
WASHINGTON BOULEVARD
JERSEY
CITY NJ 07310 |
14,752.267 |
8.78% | |
TD
AMERITRADE CLEARING, INC.
1005
NORTH AMERITRADE PLACE
BELLEVUE
NE 68005 |
58,622.027 |
34.89% | |
ETRADE
SAVINGS BANK
PO
BOX 6503
ENGLEWOOD
CO 801556503 |
9,964.751 |
5.93% | |
LARGE-CAP
VALUE PROFUND-SVC | |||
CHARLES
SCHWAB & CO., INC.
211
MAIN STREET
SAN
FRANCISCO CA 94105 |
7,351.425 |
25.56%
|
Fund/Class |
No.
of Shares |
Percent
of the
Class
Total
Assets
Held by
the
Shareholder | |
BETH
A FORD
SEP
IRA
6781
W MAY APPLE DR
MC
CORDSVILLE IN 460554403 |
1,718.736 |
5.98% | |
BRANDON
W CHAMPION
IRA
187
GRACE CHURCH RD
GUNTERSVILLE
AL 35976 |
1,578.462 |
5.49% | |
MID-CAP
PROFUND-INV | |||
NATIONAL
FINANCIAL SERVICES LLC
NEWPORT
OFFICE CENTER III 5TH FLOOR
499
WASHINGTON BOULEVARD
JERSEY
CITY NJ 07310 |
6,298.352 |
20.30% | |
PERSHING
LLC
ONE
PERSHING PLAZA
PRODUCT
SUPPORT, 14TH FLOOR
JERSEY
CITY NJ 07399 |
7,557.064 |
24.35% | |
CHARLES
SCHWAB & CO., INC.
211
MAIN STREET
SAN
FRANCISCO CA 94105 |
5,648.882 |
18.21% | |
TD
AMERITRADE CLEARING, INC.
1005
NORTH AMERITRADE PLACE
BELLEVUE
NE 68005 |
2,673.967 |
8.62% | |
JANET
NINA CHAIET
6106
HONEYCOMB GATE
COLUMBIA
MD 210452557 |
1,956.924 |
6.31% | |
MID-CAP
PROFUND-SVC | |||
TD
AMERITRADE CLEARING, INC.
1005
NORTH AMERITRADE PLACE
BELLEVUE
NE 68005 |
2,789.349 |
28.04% | |
LPL
FINANCIAL CORPORATION
75
STATE STREET, 24TH FLOOR
BOSTON
MA 02109 |
1,187.347 |
11.94% | |
MATRIX
TRUST CO AS AGENT FOR
CRS
CO CUSTODIAN FBO
KEITH
P JOHNSTON
PO
BOX 5508
DENVER
CO 80217 |
845.262 |
8.50% | |
MID-CAP
GROWTH PROFUND-INV
|
Fund/Class |
No.
of Shares |
Percent
of the
Class
Total
Assets
Held by
the
Shareholder | |
NATIONAL
FINANCIAL SERVICES LLC NEWPORT OFFICE CENTER III
5TH
FLOOR
499
WASHINGTON BOULEVARD
JERSEY
CITY NJ 07310 |
5,668.263 |
16.54% | |
CHARLES
SCHWAB & CO., INC.
211
MAIN STREET
SAN
FRANCISCO CA 94105 |
11,377.126 |
33.19% | |
TD
AMERITRADE CLEARING, INC.
1005
NORTH AMERITRADE PLACE
BELLEVUE
NE 68005 |
5,987.939 |
17.47% | |
PERSHING
LLC
ONE
PERSHING PLAZA
PRODUCT
SUPPORT, 14TH FLOOR
JERSEY
CITY NJ 07399 |
2,519.273 |
7.35% | |
MID-CAP
GROWTH PROFUND-SVC | |||
TD
AMERITRADE CLEARING, INC.
1005
NORTH AMERITRADE PLACE
BELLEVUE
NE 68005 |
1,645.837 |
22.19% | |
PERSHING
LLC
ONE
PERSHING PLAZA
PRODUCT
SUPPORT, 14TH FLOOR
JERSEY
CITY NJ 07399 |
739.742 |
9.97% | |
MATRIX
TRUST CO AS AGENT FOR
CRS
CO CUSOTDIAN FBO KEITH P JOHNSON
PO
BOX 5508
DENVER
CO 80217 |
547.897 |
7.39% | |
JOSEPHINE
SADLER
IRA
6967
MERRICK
WEST
BLOOMFIELD MI 48322 |
437.511 |
5.90% | |
SEAN
G ASP
IRA
2155
SUNSET DR
REEDSBURG
WI 539592263 |
412.908 |
5.57% | |
MID-CAP
VALUE PROFUND-INV | |||
NATIONAL
FINANCIAL SERVICES LLC
NEWPORT
OFFICE CENTER III 5TH FLOOR
499
WASHINGTON BOULEVARD
JERSEY
CITY NJ 07310 |
9,527.986 |
7.83%
|
Fund/Class |
No.
of Shares |
Percent
of the
Class
Total
Assets
Held by
the
Shareholder | |
CHARLES
SCHWAB & CO., INC.
211
MAIN STREET
SAN
FRANCISCO CA 94105 |
38,226.543 |
31.42% | |
TD
AMERITRADE CLEARING, INC.
NEWPORT
OFFICE CENTER III 5TH FLOOR
BELLEVUE
NE 68005 |
53,905.793 |
44.30% | |
ETRADE
SAVINGS BANK
PO
BOX 6503
ENGLEWOOD
CO 801556503 |
8,650.290 |
7.11% | |
MID-CAP
VALUE PROFUND-SVC | |||
TD
AMERITRADE CLEARING, INC.
1005
NORTH AMERITRADE PLACE
BELLEVUE
NE 68005 |
1,357.027 |
15.31% | |
CHARLES
SCHWAB & CO., INC.
211
MAIN STREET
SAN
FRANCISCO CA 94105 |
990.045 |
11.17% | |
PERSHING
LLC
ONE
PERSHING PLAZA
PRODUCT
SUPPORT, 14TH FLOOR
JERSEY
CITY NJ 07399 |
667.805 |
7.53% | |
TIMOTHY
P O’BRIEN
IRA
20
POND VIEW DR
SCARBOROUGH
ME 04074 |
613.241 |
6.92% | |
NASDAQ-100
PROFUND-INV | |||
ETRADE
SAVINGS BANK
PO
BOX 6503
ENGLEWOOD
CO 801556503 |
544,706.723 |
54.06% | |
CHARLES
SCHWAB & CO., INC.
211
MAIN STREET
SAN
FRANCISCO CA 94105 |
136,004.239 |
13.50% | |
NATIONAL
FINANCIAL SERVICES LLC
NEWPORT
OFFICE CENTER III 5TH FLOOR
499
WASHINGTON BOULEVARD
JERSEY
CITY NJ 07310 |
78,945.172 |
7.84% | |
NASDAQ-100
PROFUND-SVC | |||
CHARLES
SCHWAB & CO., INC.
211
MAIN STREET
SAN
FRANCISCO CA 94105 |
16,985.093 |
26.68%
|
Fund/Class |
No.
of Shares |
Percent
of the
Class
Total
Assets
Held by
the
Shareholder | |
PERSHING
LLC
ONE
PERSHING PLAZA
PRODUCT
SUPPORT, 14TH FLOOR
JERSEY
CITY NJ 07399 |
8,836.853 |
13.88% | |
TD
AMERITRADE CLEARING, INC.
1005
NORTH AMERITRADE PLACE
BELLEVUE
NE 68005 |
8,684.399 |
13.64% | |
PETER
W OBERG
IRA
132
MAIN ST
BRIDGTON
ME 04009 |
4,586.096 |
7.20% | |
NATIONAL
FINANCIAL SERVICES LLC
NEWPORT
OFFICE CENTER III 5TH FLOOR
499
WASHINGTON BOULEVARD
JERSEY
CITY NJ 07310 |
3,353.990 |
5.27% | |
OIL
& GAS ULTRASECTOR PROFUND-INV | |||
NATIONAL
FINANCIAL SERVICES LLC
NEWPORT
OFFICE CENTER III 5TH FLOOR
499
WASHINGTON BOULEVARD
JERSEY
CITY NJ 07310 |
377,440.448 |
30.74% | |
CHARLES
SCHWAB & CO., INC.
211
MAIN STREET
SAN
FRANCISCO CA 94105 |
332,786.491 |
27.10% | |
TD
AMERITRADE CLEARING, INC.
1005
NORTH AMERITRADE PLACE
BELLEVUE
NE 68005 |
127,021.971 |
10.35% | |
PERSHING
LLC
ONE
PERSHING PLAZA
PRODUCT
SUPPORT, 14TH FLOOR
JERSEY
CITY NJ 07399 |
101,552.101 |
8.27% | |
OIL
& GAS ULTRASECTOR PROFUND-SVC | |||
PERSHING
LLC
ONE
PERSHING PLAZA
PRODUCT
SUPPORT, 14TH FLOOR
JERSEY
CITY NJ 07399 |
20,555.588 |
27.21% | |
TD
AMERITRADE CLEARING, INC.
1005
NORTH AMERITRADE PLACE
BELLEVUE
NE 68005 |
11,398.586 |
15.09% | |
JOYCE
L SOCKS
1
SHAFTBURY LN
HILTON
HEAD SC 299262261 |
5,146.868 |
6.81%
|
Fund/Class |
No.
of Shares |
Percent
of the
Class
Total
Assets
Held by
the
Shareholder | |
OIL
EQUIPMENT & SERVICES ULTRASECTOR PROFUND-INV | |||
NATIONAL
FINANCIAL SERVICES LLC
NEWPORT
OFFICE CENTER III 5TH FLOOR
499
WASHINGTON BOULEVARD
JERSEY
CITY NJ 07310 |
43,461.411 |
23.83% | |
CHARLES
SCHWAB & CO., INC.
211
MAIN STREET
SAN
FRANCISCO CA 94105 |
19,733.864 |
10.82% | |
TD
AMERITRADE CLEARING, INC.
1005
NORTH AMERITRADE PLACE
BELLEVUE
NE 68005 |
11,966.709 |
6.56% | |
PERSHING
LLC
ONE
PERSHING PLAZA
PRODUCT
SUPPORT, 14TH FLOOR
JERSEY
CITY NJ 07399 |
46,528.156 |
25.51% | |
ETRADE
SAVINGS BANK
PO
BOX 6503
ENGLEWOOD
CO 801556503 |
16,581.450 |
9.09% | |
STEPHEN
FAFINSKI
3374
E CANYON CREEK DR
SALT
LAKE CITY UT 841216911 |
14,973.413 |
8.21% | |
OIL
EQUIPMENT & SERVICES ULTRASECTOR PROFUND-SVC | |||
PERSHING
LLC
ONE
PERSHING PLAZA
PRODUCT
SUPPORT, 14TH FLOOR
JERSEY
CITY NJ 07399 |
60,318.901 |
95.86% | |
PHARMACEUTICALS
ULTRASECTOR PROFUND-INV | |||
NATIONAL
FINANCIAL SERVICES LLC
NEWPORT
OFFICE CENTER III 5TH FLOOR
499
WASHINGTON BOULEVARD
JERSEY
CITY NJ 07310 |
54,548.510 |
39.60% | |
PERSHING
LLC
ONE
PERSHING PLAZA
PRODUCT
SUPPORT, 14TH FLOOR
JERSEY
CITY NJ 07399 |
8,374.969 |
6.08% | |
TD
AMERITRADE CLEARING, INC.
1005
NORTH AMERITRADE PLACE
BELLEVUE
NE 68005 |
29,337.909 |
21.30% | |
CHARLES
SCHWAB & CO., INC.
211
MAIN STREET
SAN
FRANCISCO CA 94105 |
14,265.071 |
10.35%
|
Fund/Class |
No.
of Shares |
Percent
of the
Class
Total
Assets
Held by
the
Shareholder | |
JOHN
JOANNIDES
IRA
8
DEER TRACK LN
NEWARK
DE 197112968 |
9,074.639 |
6.59% | |
PHARMACEUTICALS
ULTRASECTOR PROFUND-SVC | |||
TD
AMERITRADE CLEARING, INC.
1005
NORTH AMERITRADE PLACE
BELLEVUE
NE 68005 |
7,998.355 |
62.86% | |
PERSHING
LLC
ONE
PERSHING PLAZA
PRODUCT
SUPPORT, 14TH FLOOR
JERSEY
CITY NJ 07399 |
1,413.503 |
11.11% | |
CHARLES
SCHWAB & CO., INC.
211
MAIN STREET
SAN
FRANCISCO CA 94105 |
2,612.194 |
20.53% | |
PRECIOUS
METALS ULTRASECTOR PROFUND-INV | |||
NATIONAL
FINANCIAL SERVICES LLC
NEWPORT
OFFICE CENTER III 5TH FLOOR
499
WASHINGTON BOULEVARD
JERSEY
CITY NJ 07310 |
78,511.527 |
17.96% | |
CHARLES
SCHWAB & CO., INC.
211
MAIN STREET
SAN
FRANCISCO CA 94105 |
65,844.565 |
15.06% | |
TD
AMERITRADE CLEARING, INC.
1005
NORTH AMERITRADE PLACE
BELLEVUE
NE 68005 |
50,525.135 |
11.55% | |
J.P.
MORGAN SECURITIES LLC
570
WASHINGTON BLVD
JERSEY
CITY NJ 07310 |
35,477.888 |
8.11% | |
PERSHING
LLC
ONE
PERSHING PLAZA
PRODUCT
SUPPORT, 14TH FLOOR
JERSEY
CITY NJ 07399 |
53,375.157 |
12.21% | |
DOLORES
M CULLINANE
TOD
8900
2ND
AVE NE
SEATTLE
WA 98115 |
37,805.228 |
8.65% | |
PRECIOUS
METALS ULTRASECTOR PROFUND-SVC | |||
TD
AMERITRADE CLEARING, INC.
1005
NORTH AMERITRADE PLACE
BELLEVUE
NE 68005 |
4,914.358 |
13.79%
|
Fund/Class |
No.
of Shares |
Percent
of the
Class
Total
Assets
Held by
the
Shareholder | |
JAMES
C RUNYON
IRA
54
WOODRIDGE CT APT 4
ROCHESTER
NY 14622 |
3,330.719 |
9.35% | |
PERSHING
LLC
ONE
PERSHING PLAZA
PRODUCT
SUPPORT, 14TH FLOOR
JERSEY
CITY NJ 07399 |
1,869.063 |
5.25% | |
REAL
ESTATE ULTRASECTOR PROFUND-INV | |||
NATIONAL
FINANCIAL SERVICES LLC
NEWPORT
OFFICE CENTER III 5TH FLOOR
499
WASHINGTON BOULEVARD
JERSEY
CITY NJ 07310 |
37,262.965 |
27.98% | |
TD
AMERITRADE CLEARING, INC.
1005
NORTH AMERITRADE PLACE
BELLEVUE
NE 68005 |
23,990.720 |
18.01% | |
CHARLES
SCHWAB & CO., INC.
211
MAIN STREET
SAN
FRANCISCO CA 94105 |
32,826.867 |
24.65% | |
PERSHING
LLC
ONE
PERSHING PLAZA
PRODUCT
SUPPORT, 14TH FLOOR
JERSEY
CITY NJ 07399 |
7,812.542 |
5.87% | |
REAL
ESTATE ULTRASECTOR PROFUND-SVC | |||
TD
AMERITRADE CLEARING, INC.
1005
NORTH AMERITRADE PLACE
BELLEVUE
NE 68005 |
5,650.864 |
64.83% | |
PERSHING
LLC
ONE
PERSHING PLAZA
PRODUCT
SUPPORT, 14TH FLOOR
JERSEY
CITY NJ 07399 |
1,304.147 |
14.96% | |
RISING
RATES OPPORTUNITY PROFUND-INV | |||
NATIONAL
FINANCIAL SERVICES LLC
NEWPORT
OFFICE CENTER III 5TH FLOOR
499
WASHINGTON BOULEVARD
JERSEY
CITY NJ 07310 |
324,394.812 |
26.50% | |
ETRADE
SAVINGS BANK
PO
BOX 6503
CENTENNIAL
CO 80155 |
145,537.399 |
11.89%
|
Fund/Class |
No.
of Shares |
Percent
of the
Class
Total
Assets
Held by
the
Shareholder | |
WELLS
FARGO CLEARING SERVICES, LLC.
ONE
NORTH JEFFERSON AVENUE
MO
3740
ST.
LOUIS MO 63103 |
185,670.633 |
15.17% | |
CHARLES
SCHWAB & CO., INC.
211
MAIN STREET
SAN
FRANCISCO CA 94105 |
286,001.794 |
23.36% | |
TD
AMERITRADE CLEARING, INC.
1005
NORTH AMERITRADE PLACE
BELLEVUE
NE 68005 |
112,914.645 |
9.22% | |
RISING
RATES OPPORTUNITY PROFUND-SVC | |||
ANN
C WEAVER
TOD
5026
WILLOUGHCROFT RD
WILLOUGHBY
OH 44094 |
11,675.324 |
9.73% | |
PERSHING
LLC
ONE
PERSHING PLAZA
PRODUCT
SUPPORT, 14TH FLOOR
JERSEY
CITY NJ 07399 |
26,794.416 |
22.33% | |
RISING
RATES OPPORTUNITY 10 PROFUND-INV | |||
CHARLES
SCHWAB & CO., INC.
211
MAIN STREET
SAN
FRANCISCO CA 94105 |
44,067.154 |
7.96% | |
NATIONAL
FINANCIAL SERVICES LLC
NEWPORT
OFFICE CENTER III 5TH FLOOR
499
WASHINGTON BOULEVARD
JERSEY
CITY NJ 07310 |
194,688.808 |
35.17% | |
AXOS
CLEARING LLC
PO
BOX 6503
ENGLEWOOD
CO 80155 |
51,193.634 |
9.25% | |
ETRADE
SAVINGS BANK
PO
BOX 6503
CENTENNIAL
CO 80155 |
151,264.202 |
27.33% | |
PERSHING
LLC
ONE
PERSHING PLAZA
PRODUCT
SUPPORT, 14TH FLOOR
JERSEY
CITY NJ 07399 |
35,100.955 |
6.34% | |
RISING
RATES OPPORTUNITY 10 PROFUND-SVC
|
Fund/Class |
No.
of Shares |
Percent
of the
Class
Total
Assets
Held by
the
Shareholder | |
MATRIX
TRUST CO AS AGENT FOR
CRS
CO CUSTODIAN FBO
CHANDLER
W STOLP
PO
BOX 5508
DENVER
CO 80217 |
5,390.377 |
8.71% | |
PERSHING
LLC
ONE
PERSHING PLAZA
PRODUCT
SUPPORT, 14TH FLOOR
JERSEY
CITY NJ 07399 |
26,792.090 |
43.30% | |
NATIONAL
FINANCIAL SERVICES LLC
NEWPORT
OFFICE CENTER III 5TH FLOOR
499
WASHINGTON BOULEVARD
JERSEY
CITY NJ 07310 |
25,938.549 |
41.92% | |
RISING
U.S. DOLLAR PROFUND-INV | |||
SEI
PRIVATE TRUST COMPANY
C
O GWP US ADVISORS
1
FREEDOM VALLEY DRIVE
OAKS
PA 19456 |
172,822.778 |
17.68% | |
NATIONAL
FINANCIAL SERVICES LLC
NEWPORT
OFFICE CENTER III 5TH FLOOR
499
WASHINGTON BOULEVARD
JERSEY
CITY NJ 07310 |
308,319.907 |
31.55% | |
LPL
FINANCIAL CORPORATION
75
STATE STREET, 24TH FLOOR
BOSTON
MA 02109 |
430,730.283 |
44.07% | |
RISING
U.S. DOLLAR PROFUND-SVC | |||
JOYCE
L SOCKS
IRA
ONE
SHAFTSBURY LANE
HILTON
HEAD ISLAND SC 29926 |
2,336.179 |
12.86% | |
KAKUE
AU-YEUNG
IRA
10
RIVERVIEW TER
HILLSBOROUGH
NJ 08844 |
1,723.960 |
9.49% | |
A
GIFT OF LIFE HEART & LUNG TRANSPLANT
4371
MADISON AVENUE
SUPPORT
GROUP
TRUMBULL
CT 06611 |
1,673.460 |
9.21% | |
SEMICONDUCTOR
ULTRASECTOR PROFUND-INV
|
Fund/Class |
No.
of Shares |
Percent
of the
Class
Total
Assets
Held by
the
Shareholder | |
NATIONAL
FINANCIAL SERVICES LLC
NEWPORT
OFFICE CENTER III 5TH FLOOR
499
WASHINGTON BOULEVARD
JERSEY
CITY NJ 07310 |
214,503.042 |
33.24% | |
CHARLES
SCHWAB & CO., INC.
211
MAIN STREET
SAN
FRANCISCO CA 94105 |
134,073.083 |
20.78% | |
TD
AMERITRADE CLEARING, INC.
1005
NORTH AMERITRADE PLACE
BELLEVUE
NE 68005 |
150,060.510 |
23.25% | |
PERSHING
LLC
ONE
PERSHING PLAZA
PRODUCT
SUPPORT, 14TH FLOOR
JERSEY
CITY NJ 07399 |
51,109.139 |
7.92% | |
SEMICONDUCTOR
ULTRASECTOR PROFUND-SVC | |||
TD
AMERITRADE CLEARING, INC.
1005
NORTH AMERITRADE PLACE
BELLEVUE
NE 68005 |
26,315.246 |
54.36% | |
PERSHING
LLC
ONE
PERSHING PLAZA
PRODUCT
SUPPORT, 14TH FLOOR
JERSEY
CITY NJ 07399 |
11,554.191 |
23.87% | |
MORGAN
STANLEY SMITH BARNEY LLC
2000
WESTCHESTER AVE LD
PURCHASE
NY 10577 |
4,095.855 |
8.46% | |
SHORT
NASDAQ-100 PROFUND-INV | |||
NATIONAL
FINANCIAL SERVICES LLC
NEWPORT
OFFICE CENTER III 5TH FLOOR
499
WASHINGTON BOULEVARD
JERSEY
CITY NJ 07310 |
659,256.091 |
80.94% | |
PERSHING
LLC
ONE
PERSHING PLAZA
PRODUCT
SUPPORT, 14TH FLOOR
JERSEY
CITY NJ 07399 |
64,222.211 |
7.88% | |
CHARLES
SCHWAB & CO., INC.
211
MAIN STREET
SAN
FRANCISCO CA 94105 |
41,560.114 |
5.10% | |
SHORT
NASDAQ-100 PROFUND-SVC
|
Fund/Class |
No.
of Shares |
Percent
of the
Class
Total
Assets
Held by
the
Shareholder | |
PERSHING
LLC
ONE
PERSHING PLAZA
PRODUCT
SUPPORT, 14TH FLOOR
JERSEY
CITY NJ 07399 |
4,462.079 |
8.98% | |
ANN
C WEAVER
TOD
5026
WILLOUGHCROFT RD
WILLOUGHBY
OH 44094 |
8,775.362 |
17.66% | |
ANN
C WEAVER
ROTH
IRA
5026
WILLOUGHCROFT RD
WILLOUGHBY
OH 44094 |
5,505.885 |
11.08% | |
ANNE
PICONE
IRA
7761
HI VIEW DRIVE
NORTH
ROYALTON OH 44133 |
3,455.156 |
6.95% | |
MICHAEL
A GIAR
IRA
113
SOUTH ST
WELLINGTON
OH 440901233 |
2,835.923 |
5.71% | |
SHORT
OIL & GAS PROFUND-INV | |||
NATIONAL
FINANCIAL SERVICES LLC
NEWPORT
OFFICE CENTER III 5TH FLOOR
499
WASHINGTON BOULEVARD
JERSEY
CITY NJ 07310 |
25,005.905 |
35.25% | |
PERSHING
LLC
ONE
PERSHING PLAZA
PRODUCT
SUPPORT, 14TH FLOOR
JERSEY
CITY NJ 07399 |
18,115.911 |
25.54% | |
TD
AMERITRADE CLEARING, INC.
1005
NORTH AMERITRADE PLACE
BELLEVUE
NE 68005 |
11,529.573 |
16.25% | |
CHARLES
SCHWAB & CO., INC.
211
MAIN STREET
SAN
FRANCISCO CA 94105 |
8,983.836 |
12.67% | |
SHORT
OIL & GAS PROFUND-SVC | |||
TD
AMERITRADE CLEARING, INC.
1005
NORTH AMERITRADE PLACE
BELLEVUE
NE 68005 |
47.008 |
19.74%
|
Fund/Class |
No.
of Shares |
Percent
of the
Class
Total
Assets
Held by
the
Shareholder | |
MORGAN
STANLEY SMITH BARNEY LLC
2000
WESTCHESTER AVE LD
PURCHASE
NY 10577 |
142.929 |
60.02% | |
JUN
ZHU
ROTH
IRA
893
CAMINO RICARDO
MORAGA
CA 94556 |
20.955 |
8.80% | |
SHORT
PRECIOUS METALS PROFUND-INV | |||
E
TRADE SAVINGS BANK
PO
BOX 6503
CENTENNIAL
CO 80155 |
214,531.597 |
66.74% | |
NATIONAL
FINANCIAL SERVICES LLC
NEWPORT
OFFICE CENTER III 5TH FLOOR
499
WASHINGTON BOULEVARD
JERSEY
CITY NJ 07310 |
43,379.317 |
13.49% | |
CHARLES
SCHWAB & CO., INC.
211
MAIN STREET
SAN
FRANCISCO CA 94105 |
34,656.535 |
10.78% | |
SHORT
PRECIOUS METALS PROFUND-SVC | |||
TD
AMERITRADE CLEARING, INC.
1005
NORTH AMERITRADE PLACE
BELLEVUE
NE 68005 |
357.667 |
13.35% | |
PERSHING
LLC
ONE
PERSHING PLAZA
PRODUCT
SUPPORT, 14TH FLOOR
JERSEY
CITY NJ 07399 |
1,795.882 |
67.03% | |
ERIC
J WENHARDT
ROTH
IRA
281
N MESSNER ROAD
AKRON
OH 44319 |
190.376 |
7.11% | |
CYNTHIA
F TURNER
IRA
1996
LILY LN
STATHAM
GA 306666501 |
135.922 |
5.07% | |
SHORT
REAL ESTATE PROFUND-INV | |||
NATIONAL
FINANCIAL SERVICES LLC
NEWPORT
OFFICE CENTER III 5TH FLOOR
499
WASHINGTON BOULEVARD
JERSEY
CITY NJ 07310 |
75,836.239 |
31.83%
|
Fund/Class |
No.
of Shares |
Percent
of the
Class
Total
Assets
Held by
the
Shareholder | |
CHARLES
SCHWAB & CO., INC.
211
MAIN STREET
SAN
FRANCISCO CA 94105 |
56,329.187 |
23.64% | |
HARRISON
C H HSIAO
ROTH
IRA
1818
GRACE AVE
ARCADIA
CA 91006 |
22,474.932 |
9.43% | |
PERSHING
LLC
ONE
PERSHING PLAZA
PRODUCT
SUPPORT, 14TH FLOOR
JERSEY
CITY NJ 07399 |
49,036.446 |
20.58% | |
TD
AMERITRADE CLEARING, INC.
1005
NORTH AMERITRADE PLACE
BELLEVUE
NE 68005 |
12,126.696 |
5.09% | |
SHORT
REAL ESTATE PROFUND-SVC | |||
MATRIX
TRUST CO AS AGENT FOR
CRS
CO CUSOTDIAN FBO
CHANDLER
W STOLP
PO
BOX 5508
DENVER
CO 80217 |
844.959 |
36.53% | |
CYNTHIA
F TURNER
IRA
1996
LILY LN
STATHAM
GA 306666501 |
574.828 |
24.85% | |
CHARLES
ALVIN TURNER
IRA
1996
LILY LN
STATHAM
GA 306666501 |
349.710 |
15.12% | |
JAMES
E CLENDENING
IRA
6
FORESTRY ROAD
SHIPPENSBURG
PA 17257 |
541.866 |
24.43% | |
SHORT
SMALL-CAP PROFUND-INV | |||
CHARLES
SCHWAB & CO., INC.
211
MAIN STREET
SAN
FRANCISCO CA 94105 |
35,874.031 |
20.16% | |
NATIONAL
FINANCIAL SERVICES LLC
NEWPORT
OFFICE CENTER III 5TH FLOOR
499
WASHINGTON BOULEVARD
JERSEY
CITY NJ 07310 |
101,598.410 |
57.09%
|
Fund/Class |
No.
of Shares |
Percent
of the
Class
Total
Assets
Held by
the
Shareholder | |
PERSHING
LLC
ONE
PERSHING PLAZA
PRODUCT
SUPPORT, 14TH FLOOR
JERSEY
CITY NJ 07399 |
24,212.951 |
13.60% | |
SHORT
SMALL-CAP PROFUND-SVC | |||
PERSHING
LLC
ONE
PERSHING PLAZA
PRODUCT
SUPPORT, 14TH FLOOR
JERSEY
CITY NJ 07399 |
4,966.086 |
75.58% | |
CYNTHIA
F TURNER
IRA
1966
LILY LN
STATHAM
GA 306666501 |
556.067 |
8.46% | |
CHARLES
ALVIN TURNER
IRA
1966
LILY LN
STATHAM
GA 306666501 |
533.586 |
8.12% | |
SMALL-CAP
PROFUND-INV | |||
NATIONAL
FINANCIAL SERVICES LLC
NEWPORT
OFFICE CENTER III 5TH FLOOR
499
WASHINGTON BOULEVARD
JERSEY
CITY NJ 07310 |
8,785.940 |
18.77% | |
CHARLES
SCHWAB & CO., INC.
211
MAIN STREET
SAN
FRANCISCO CA 94105 |
2,972.402 |
6.35% | |
PERSHING
LLC
ONE
PERSHING PLAZA
PRODUCT
SUPPORT, 14TH FLOOR
JERSEY
CITY NJ 07399 |
3,004.243 |
6.42% | |
MEDIANT
CAPITAL PARTNERS
4814
NE 39TH
ST
SEATLLE
WA 98105 |
9,005.163 |
19.24% | |
MARK
E MUNSON
ROTH
IRA
PO
BOX 7365
LAKELAND
FL 338077365 |
4,410.857 |
9.42% | |
AXOS
CLEARING LLC
PO
BOX 6503
ENGLEWOOD
CO 801556503 |
2,412.009 |
5.15% | |
SMALL-CAP
PROFUND-SVC
|
Fund/Class |
No.
of Shares |
Percent
of the
Class
Total
Assets
Held by
the
Shareholder | |
TD
AMERITRADE CLEARING, INC.
1005
NORTH AMERITRADE PLACE
BELLEVUE
NE 68005 |
282.689 |
7.10% | |
LPL
FINANCIAL CORPORATION
75
STATE STREET, 24TH FLOOR
BOSTON
MA 02109 |
1,790.006 |
44.93% | |
MATRIX
TRUST CO AS AGENT FOR
CRS
CO CUSTODIAN FBO CHANDLER L STOLP
PO
BOX 5508
DENVER
CO 80217 |
578.741 |
14.53% | |
MARK
T MACIOLEK
IRA
1002
PLAT ROAD
HUBERTUS
WI 53033 |
346.560 |
8.70% | |
KAREN
L SWISHER
ROTH
IRA
343
EDGE AVE
VALLPARAISO
FL 325801068 |
199.227 |
5.00% | |
SMALL-CAP
GROWTH PROFUND-INV | |||
NATIONAL
FINANCIAL SERVICES LLC
NEWPORT
OFFICE CENTER III 5TH FLOOR
499
WASHINGTON BOULEVARD
JERSEY
CITY NJ 07310 |
10,024.174 |
24.24% | |
CHARLES
SCHWAB & CO., INC.
211
MAIN STREET
SAN
FRANCISCO CA 94105 |
8,317.953 |
20.11% | |
TD
AMERITRADE CLEARING, INC.
1005
NORTH AMERITRADE PLACE
BELLEVUE
NE 68005 |
6,925.019 |
16.74% | |
PERSHING
LLC
ONE
PERSHING PLAZA
PRODUCT
SUPPORT, 14TH FLOOR
JERSEY
CITY NJ 07399 |
3,155.558 |
7.63% | |
MORGAN
STANLEY SMITH BARNEY LLC
2000
WESTCHESTER AVE LD
PURCHASE
NY 10577 |
2,972.729 |
7.19% | |
TOSHA
L DANEAULT
IRA
2013
FILOLI COURT
BILOXI
MS 39531 |
2,674.781 |
6.47% | |
SMALL-CAP
GROWTH PROFUND-SVC
|
Fund/Class |
No.
of Shares |
Percent
of the
Class
Total
Assets
Held by
the
Shareholder | |
TD
AMERITRADE CLEARING, INC.
1005
NORTH AMERITRADE PLACE
BELLEVUE
NE 68005 |
978.789 |
16.85% | |
JOESPHINE
SADLER
SEP
IRA
6967
MERRICK
WEST
BLOOMFIELD MI 48322 |
385.448 |
6.64% | |
MATRIX
TRUST CO AS AGENT FOR
CRS
CO CUSTODIAN FBO CHANDLER L STOLP
PO
BOX 5508
DENVER
CO 80217 |
472.945 |
8.14% | |
PERSHING
LLC
ONE
PERSHING PLAZA
PRODUCT
SUPPORT, 14TH
FLOOR
JERSEY
CITY NJ 07399 |
317.135 |
5.46% | |
NATIONAL
FINANCIAL SERVICES LLC
NEWPORT
OFFICE CENTER III 5TH FLOOR
499
WASHINGTON BOULEVARD
JERSEY
CITY NJ 07310 |
377.326 |
6.50% | |
SMALL-CAP
VALUE PROFUND-INV | |||
ETRADE
SAVINGS BANK
PO
BOX 6503
ENGLEWOOD
CO 801556503 |
33,300.254 |
26.02% | |
CHARLES
SCHWAB & CO., INC.
211
MAIN STREET
SAN
FRANCISCO CA 94105 |
18,894.305 |
14.76% | |
SMALL-CAP
VALUE PROFUND-SVC | |||
PERSHING
LLC
ONE
PERSHING PLAZA
PRODUCT
SUPPORT, 14TH FLOOR
JERSEY
CITY NJ 07399 |
1,295.612 |
11.58% | |
TD
AMERITRADE CLEARING, INC.
1005
NORTH AMERITRADE PLACE
BELLEVUE
NE 68005 |
1,076.811 |
9.62% | |
CHARLES
SCHWAB & CO., INC.
211
MAIN STREET
SAN
FRANCISCO CA 94105 |
613.807 |
5.48% | |
TIMOTHY
P O’BRIEN
IRA
20
POND VIEW DR
SCARBOROUGH
ME 04074 |
619.792 |
5.54%
|
Fund/Class |
No.
of Shares |
Percent
of the
Class
Total
Assets
Held by
the
Shareholder | |
TECHNOLOGY
ULTRASECTOR PROFUND-INV | |||
NATIONAL
FINANCIAL SERVICES LLC
NEWPORT
OFFICE CENTER III 5TH FLOOR
499
WASHINGTON BOULEVARD
JERSEY
CITY NJ 07310 |
165,727.638 |
34.06% | |
CHARLES
SCHWAB & CO., INC.
211
MAIN STREET
SAN
FRANCISCO CA 94105 |
100,933.383 |
20.75% | |
TD
AMERITRADE CLEARING, INC.
1005
NORTH AMERITRADE PLACE
BELLEVUE
NE 68005 |
76,208.026 |
15.66% | |
MORGAN
STANLEY SMITH BARNEY LLC
2000
WESTCHESTER AVE LD
PURCHSE
NY 10577 |
30,277.484 |
6.22% | |
PERSHING
LLC
ONE
PERSHING PLAZA
PRODUCT
SUPPORT, 14TH FLOOR
JERSEY
CITY NJ 07399 |
44,915.656 |
9.23% | |
TECHNOLOGY
ULTRASECTOR PROFUND-SVC | |||
PERSHING
LLC
ONE
PERSHING PLAZA
PRODUCT
SUPPORT, 14TH FLOOR
JERSEY
CITY NJ 07399 |
19,342.451 |
42.91% | |
TD
AMERITRADE CLEARING, INC.
1005
NORTH AMERITRADE PLACE
BELLEVUE
NE 68005 |
14,553.241 |
32.29% | |
MARK
MOSKOWITZ
PO
BOX 576
WAINSCOTT
NY 11975 |
10,257.467 |
22.76% | |
TELECOMMUNICATIONS
ULTRASECTOR PROFUND-INV | |||
TD
AMERITRADE CLEARING, INC.
1005
NORTH AMERITRADE PLACE
BELLEVUE
NE 68005 |
13,063.197 |
32.20% | |
CHARLES
SCHWAB & CO., INC.
211
MAIN STREET
SAN
FRANCISCO CA 94105 |
9,451.376 |
23.30% | |
NATIONAL
FINANCIAL SERVICES LLC
NEWPORT
OFFICE CENTER III 5TH FLOOR
499
WASHINGTON BOULEVARD
JERSEY
CITY NJ 07310 |
2,764.161 |
6.81%
|
Fund/Class |
No.
of Shares |
Percent
of the
Class
Total
Assets
Held by
the
Shareholder | |
NIKOLAY
I PETRAKOV
116
BLOOMFIELD ST APT 3
HOBOKEN
NJ 070304603 |
2,913.435 |
7.18% | |
TELECOMMUNICATIONS
ULTRASECTOR PROFUND-SVC | |||
TD
AMERITRADE CLEARING, INC.
1005
NORTH AMERITRADE PLACE
BELLEVUE
NE 68005 |
1,165.695 |
77.57% | |
PERSHING
LLC
ONE
PERSHING PLAZA
PRODUCT
SUPPORT, 14TH FLOOR
JERSEY
CITY NJ 07399 |
265.766 |
17.68% | |
U.S.
GOVERNMENT PLUS PROFUND-INV | |||
E
TRADE SAVINGS BANK
PO
BOX 6503
ENGLEWOOD
CO 801556503 |
24,801.412 |
31.63% | |
CHARLES
SCHWAB & CO., INC.
211
MAIN STREET
SAN
FRANCISCO CA 94105 |
11,619.885 |
14.82% | |
NATIONAL
FINANCIAL SERVICES LLC
NEWPORT
OFFICE CENTER III 5TH FLOOR
499
WASHINGTON BOULEVARD
JERSEY
CITY NJ 07310 |
9,163.097 |
11.68% | |
MORGAN
STANLEY SMITH BARNEY LLC
2000
WETCHESTER AVE LTD
PURCHASE
NY 10577 |
4,429.241 |
5.65% | |
U.S.
GOVERNMENT PLUS PROFUND-SVC | |||
LYNN
BATTISTI
BENEFICARY
FOR WILLIAM J PIONTEK
BENEFICIARY
IRA
225
E WING ST UNIT 204
ARLINGTON
HEIGHTS IL 60004 |
294.468 |
9.22% | |
LYNNA
R. HEINEMAN
IRA
501
SLAUGHTER AVE
PENDER
NE 680475014 |
251.890 |
7.89% | |
DEBORAH
K. LADENDORF
IRA472
E PRAIRIE AVE
DES
PLAINES IL 60016 |
180.153 |
5.64%
|
Fund/Class |
No.
of Shares |
Percent
of the
Class
Total
Assets
Held by
the
Shareholder | |
PERSHING
LLC
ONE
PERSHING PLAZA
PRODUCT
SUPPORT, 14TH FLOOR
JERSEY
CITY NJ 07399 |
194.905 |
6.10% | |
TD
AMERITRADE CLEARING, INC.
1005
NORTH AMERITRADE PLACE
BELLEVUE
NE 68005 |
685.811 |
21.48% | |
ULTRABEAR
PROFUND-INV | |||
NATIONAL
FINANCIAL SERVICES LLC
NEWPORT
OFFICE CENTER III 5TH FLOOR
499
WASHINGTON BOULEVARD
JERSEY
CITY NJ 07310 |
134,489.756 |
21.22% | |
TD
AMERITRADE CLEARING, INC.
1005
NORTH AMERITRADE PLACE
BELLEVUE
NE 68005 |
212,439.159 |
33.52% | |
CHARLES
SCHWAB & CO., INC.
211
MAIN STREET
SAN
FRANCISCO CA 94105 |
107,492.291 |
16.96% | |
PERSHING
LLC
ONE
PERSHING PLAZA
PRODUCT
SUPPORT, 14TH FLOOR
JERSEY
CITY NJ 07399 |
43,894.617 |
6.93% | |
ULTRABEAR
PROFUND-SVC | |||
JOHN
TILERT
SIMPLE
IRA
175
CROWNVIEW TERRACE
HAMBURG
NY 14075 |
270.406 |
14.10% | |
PERSHING
LLC
ONE
PERSHING PLAZA
PRODUCT
SUPPORT, 14TH FLOOR
JERSEY
CITY NJ 07399 |
754.961 |
39.36% | |
TD
AMERITRADE CLEARING, INC.
1005
NORTH AMERITRADE PLACE
BELLEVUE
NE 68005 |
696.271 |
36.30% | |
AXOS
CLEARING LLC
PO
BOX 6503
ENGLEWOOD
CO 801556503 |
179.716 |
9.37% | |
ULTRABULL
PROFUND-INV | |||
CHARLES
SCHWAB & CO., INC..
211
MAIN STREET
SAN
FRANCISCO CA 94105 |
208,769.283 |
17.35%
|
Fund/Class |
No.
of Shares |
Percent
of the
Class
Total
Assets
Held by
the
Shareholder | |
NATIONAL
FINANCIAL SERVICES LLC
NEWPORT
OFFICE CENTER III 5TH FLOOR
499
WASHINGTON BOULEVARD
JERSEY
CITY NJ 07310 |
253,434.334 |
21.06% | |
TD
AMERITRADE CLEARING, INC.
1005
NORTH AMERITRADE PLACE
BELLEVUE
NE 68005 |
171,989.411 |
14.29% | |
VANGUARD
MARKETING CORPORATION
P.O.
BOX 982901
EL
PASO TX 799982901 |
135,663.462 |
11.27% | |
PERSHING
LLC
ONE
PERSHING PLAZA
PRODUCT
SUPPORT, 14TH
FLOOR
JERSEY
CITY NJ 07399 |
172,358.078 |
14.32% | |
ULTRABULL
PROFUND-SVC | |||
MARK
MOSKOWITZ
PO
BOX 576
WAINSCOTT
NY 11975 |
3,437.418 |
11.60% | |
TD
AMERITRADE CLEARING, INC.
1005
NORTH AMERITRADE PLACE
BELLEVUE
NE 68005 |
9,152.422 |
30.90% | |
PERSHING
LLC
ONE
PERSHING PLAZA
PRODUCT
SUPPORT, 14TH FLOOR
JERSEY
CITY NJ 07399 |
8,081.412 |
27.28% | |
CHARLES
SCHWAB & CO., INC.
211
MAIN STREET
SAN
FRANCISCO CA 94105 |
1,867.298 |
6.30% | |
ULTRACHINA
PROFUND-INV | |||
CHARLES
SCHWAB & CO., INC.
211
MAIN STREET
SAN
FRANCISCO CA 94105 |
2,030,596.084 |
36.31% | |
NATIONAL
FINANCIAL SERVICES LLC
NEWPORT
OFFICE CENTER III 5TH FLOOR
499
WASHINGTON BOULEVARD
JERSEY
CITY NJ 07310 |
1,222,948.283 |
21.87% | |
TD
AMERITRADE CLEARING, INC.
1005
NORTH AMERITRADE PLACE
BELLEVUE
NE 68005 |
898,515.289 |
16.07% | |
ULTRACHINA
PROFUND-SVC
|
Fund/Class |
No.
of Shares |
Percent
of the
Class
Total
Assets
Held by
the
Shareholder | |
PERSHING
LLC
ONE
PERSHING PLAZA
PRODUCT
SUPPORT, 14TH FLOOR
JERSEY
CITY NJ 07399 |
134,973.816 |
46.73% | |
TD
AMERITRADE CLEARING, INC.
1005
NORTH AMERITRADE PLACE
BELLEVUE
NE 68005 |
14,893.931 |
5.16% | |
MICHAEL
R HULTHEN
IRA
3372
OLD HICKORY LN
MEDINA
OH 442568285 |
121,114.475 |
41.93% | |
ULTRADOW
30 PROFUND-INV | |||
NATIONAL
FINANCIAL SERVICES LLC
NEWPORT
OFFICE CENTER III 5TH FLOOR
499
WASHINGTON BOULEVARD
JERSEY
CITY NJ 07310 |
153,600.114 |
22.65% | |
TD
AMERITRADE CLEARING, INC.
1005
NORTH AMERITRADE PLACE
BELLEVUE
NE 68005 |
170,993.797 |
25.21% | |
CHARLES
SCHWAB & CO., INC.
211
MAIN STREET
SAN
FRANCISCO CA 94105 |
94,112.410 |
13.88% | |
E
TRADE SAVINGS BANK
PO
BOX 6503
ENGLEWOOD
CO 801556503 |
55,978.488 |
8.25% | |
ULTRADOW
30 PROFUND-SVC | |||
TD
AMERITRADE CLEARING, INC.
1005
NORTH AMERITRADE PLACE
BELLEVUE
NE 68005 |
8,678.497 |
53.53% | |
GERALD
J BUSCHER
IRA
102
OAKWOOD BLVD W
SARASOTA
FL 342314322 |
3,240.832 |
19.99% | |
PERSHING
LLC
ONE
PERSHING PLAZA
PRODUCT
SUPPORT, 14TH FLOOR
JERSEY
CITY NJ 07399 |
2,997.671 |
18.49% | |
ULTRAEMERGING
MARKETS PROFUND-INV | |||
CHARLES
SCHWAB & CO., INC.
211
MAIN STREET
SAN
FRANCISCO CA 94105 |
34,202.454 |
22.84%
|
Fund/Class |
No.
of Shares |
Percent
of the
Class
Total
Assets
Held by
the
Shareholder | |
TD
AMERITRADE CLEARING, INC.
1005
NORTH AMERITRADE PLACE
BELLEVUE
NE 68005 |
20,735.380 |
13.85% | |
NATIONAL
FINANCIAL SERVICES LLC
NEWPORT
OFFICE CENTER III 5TH FLOOR
499
WASHINGTON BOULEVARD
JERSEY
CITY NJ 07310 |
19,637.602 |
13.11% | |
PERSHING
LLC
ONE
PERSHING PLAZA
PRODUCT
SUPPORT, 14TH FLOOR
JERSEY
CITY NJ 07399 |
38,981.317 |
26.03% | |
ULTRAEMERGING
MARKETS PROFUND-SVC | |||
TD
AMERITRADE CLEARING, INC.
1005
NORTH AMERITRADE PLACE
BELLEVUE
NE 68005 |
496.542 |
19.72% | |
NATIONAL
FINANCIAL SERVICES LLC
NEWPORT
OFFICE CENTER III 5TH FLOOR
499
WASHINGTON BOULEVARD
JERSEY
CITY NJ 07310 |
810.948 |
32.20% | |
CHARLES
SCHWAB & CO., INC.
211
MAIN STREET
SAN
FRANCISCO CA 94105 |
338.420 |
13.44% | |
MARK
T MACIOLEK
IRA
1002
PLAT ROAD
HUBERTUS
WI 53033 |
315.569 |
12.53% | |
JOHN
R BERG
IRA
2103
KABLE RD
PELICAN
LAKE WI 544639557 |
152.086 |
6.04% | |
ULTRAINTERNATIONAL
PROFUND-INV | |||
CHARLES
SCHWAB & CO., INC.
211
MAIN STREET
SAN
FRANCISCO CA 94105 |
16,586.666 |
10.21% | |
TD
AMERITRADE CLEARING, INC.
1005
NORTH AMERITRADE PLACE
BELLEVUE
NE 68005 |
22,491.582 |
13.85% | |
NATIONAL
FINANCIAL SERVICES LLC
NEWPORT
OFFICE CENTER III 5TH FLOOR
499
WASHINGTON BOULEVARD
JERSEY
CITY NJ 07310 |
16,313.439 |
10.04%
|
Fund/Class |
No.
of Shares |
Percent
of the
Class
Total
Assets
Held by
the
Shareholder | |
PERSHING
LLC
ONE
PERSHING PLAZA
PRODUCT
SUPPORT, 14TH FLOOR
JERSEY
CITY NJ 07399 |
70,252.043 |
43.25% | |
MORGAN
STANLEY SMITH BARNEY LLC
2000
WETCHESTER AVE LD
PURCHASE
NY 10577 |
8,291.619 |
5.10% | |
ULTRAINTERNATIONAL
PROFUND-SVC | |||
CARRIE
R PEARSON
ROTH
IRA
2716
4TH AVENUE WEST
HIBBING
MN 55746 |
1,095.451 |
57.22% | |
ROSANA
M BUDD
IRA
41179
RIMFIELD DR
PALMDALE
CA 935511212 |
168.140 |
8.78% | |
JAMES
J GALONSKI
ROTH
IRA
3131
OLD HWY 77
TOWER
MN 55790 |
234.119 |
12.23% | |
TD
AMERITRADE CLEARING, INC.
1005
NORTH AMERITRADE PLACE
BELLEVUE
NE 68005 |
176.278 |
9.21% | |
ULTRAJAPAN
PROFUND-INV | |||
ROBERT
RONUS
133
SOUTH JUNE STREET
LOS
ANGELES CA 90004 |
155,724.197 |
34.74% | |
NATIONAL
FINANCIAL SERVICES LLC
NEWPORT
OFFICE CENTER III 5TH FLOOR
499
WASHINGTON BOULEVARD
JERSEY
CITY NJ 07310 |
87,288.330 |
19.47% | |
TD
AMERITRADE CLEARING, INC.
1005
NORTH AMERITRADE PLACE
BELLEVUE
NE 68005 |
63,705.132 |
14.21% | |
CHARLES
SCHWAB & CO., INC.
211
MAIN STREET
SAN
FRANCISCO CA 94105 |
45,534.129 |
10.16% | |
STEVEN
J MENDEL
IRA
9117
ROACH AVENUE
BROOKFEILD
IL 605131045 |
23,895.790 |
5.33%
|
Fund/Class |
No.
of Shares |
Percent
of the
Class
Total
Assets
Held by
the
Shareholder | |
ULTRAJAPAN
PROFUND-SVC | |||
TD
AMERITRADE CLEARING, INC.
1005
NORTH AMERITRADE PLACE
BELLEVUE
NE 68005 |
4,240.336 |
42.43% | |
NATIONAL
FINANCIAL SERVICES LLC
NEWPORT
OFFICE CENTER III 5TH FLOOR
499
WASHINGTON BOULEVARD
JERSEY
CITY NJ 07310 |
715.536 |
7.16% | |
TIMOTHY
P O’BRIEN
IRA
20
POND VIEW DR
SCARBOROUGH
ME 04074 |
2,240.862 |
22.42% | |
SUZANNE
E CARBONNEAU
IRA
317
AUSTON STREET #2
JERSEY
CITY NJ 07310 |
689.125 |
6.90% | |
ULTRALATIN
AMERICA PROFUND-INV | |||
WARREN
M MERGUERIAN
KAREN
A MERGUERIAN
TEN
COM
557
FISCHER BLVD
TOMS
RIVER NJ 08753 |
227,139.485 |
37.45% | |
CHARLES
SCHWAB & CO., INC.
211
MAIN STREET
SAN
FRANCISCO CA 94105 |
48,231.779 |
7.95% | |
TD
AMERITRADE CLEARING, INC.
1005
NORTH AMERITRADE PLACE
BELLEVUE
NE 68005 |
34,640.481 |
5.71% | |
WARREN
M MERGUERIAN D D S P A DEFINED
BENEFIT
PENSION PLAN
WARREN
M MERGUERIAN
KAREN
A MERGUERIAN
557
FISCHER BLVD
TOMS
RIVER NJ 08753 |
86,418.896 |
14.25% | |
NATIONAL
FINANCIAL SERVICES LLC
NEWPORT
OFFICE CENTER III 5TH FLOOR
499
WASHINGTON BOULEVARD
JERSEY
CITY NJ 07310 |
62,061.280 |
10.23% | |
KAREN
A MERGUERIAN
IRA
730
WOODCHUCK LN
TOMS
RIVER NJ 08753 |
32,452.304 |
5.35%
|
Fund/Class |
No.
of Shares |
Percent
of the
Class
Total
Assets
Held by
the
Shareholder | |
PERSHING
LLC
ONE
PERSHING PLAZA
PRODUCT
SUPPORT, 14TH FLOOR
JERSEY
CITY NJ 07399 |
32,429.247 |
5.35% | |
ULTRALATIN
AMERICA PROFUND-SVC | |||
TD
AMERITRADE CLEARING, INC.
1005
NORTH AMERITRADE PLACE
BELLEVUE
NE 68005 |
1,958.940 |
12.35% | |
PETER
W OBERG
IRA
132
MAIN ST
BRIDGETON
ME 04009 |
1,857.331 |
11.71% | |
AMY
J KEENAN
SEP
IRA
15
PIERCE DR
NAPLES
ME 04055 |
1,382.495 |
8.72% | |
PERSHING
LLC
ONE
PERSHING PLAZA
PRODUCT
SUPPORT, 14TH FLOOR
JERSEY
CITY NJ 07399 |
1,476.730 |
9.37% | |
SUZANNE
E CARBONNEAU
IRA
317
AUSTIN STREET #2
WESTBROOK
ME 04092 |
940.702 |
5.93% | |
TIMOTHY
P O’BRIEN
IRA
20
POND VIEW DR
SCARBOROUGH
ME 04074 |
3,058.943 |
19.29% | |
ULTRAMID-CAP
PROFUND-INV | |||
TD
AMERITRADE CLEARING, INC.
1005
NORTH AMERITRADE PLACE
BELLEVUE
NE 68005 |
223,372.734 |
26.64% | |
CHARLES
SCHWAB & CO., INC.
211
MAIN STREET
SAN
FRANCISCO CA 94105 |
194,086.987 |
23.14% | |
NATIONAL
FINANCIAL SERVICES LLC
NEWPORT
OFFICE CENTER III 5TH FLOOR
499
WASHINGTON BOULEVARD
JERSEY
CITY NJ 07310 |
149,107.275 |
17.78%
|
Fund/Class |
No.
of Shares |
Percent
of the
Class
Total
Assets
Held by
the
Shareholder | |
PERSHING
LLC
ONE
PERSHING PLAZA
PRODUCT
SUPPORT, 14TH FLOOR
JERSEY
CITY NJ 07399 |
125,046.633 |
14.91% | |
ULTRAMID-CAP
PROFUND-SVC | |||
TD
AMERITRADE CLEARING, INC.
1005
NORTH AMERITRADE PLACE
BELLEVUE
NE 68005 |
14,079.758 |
67.25% | |
PERSHING
LLC
ONE
PERSHING PLAZA
PRODUCT
SUPPORT, 14TH FLOOR
JERSEY
CITY NJ 07399 |
1,425.217 |
6.81% | |
LPL
FINANCIAL CORPORATION
75
STATE STREET, 24TH FLOOR
BOSTON
MA 02109 |
1,991.396 |
9.51% | |
AFFORD
A BAIL BAIL BONDS CORP
90
BRAINARD RD STE 203
HARTFORD
CT 06103 |
2,205.915 |
10.54% | |
ULTRANASDAQ-100
PROFUND-INV | |||
NATIONAL
FINANCIAL SERVICES LLC
NEWPORT
OFFICE CENTER III 5TH FLOOR
499
WASHINGTON BOULEVARD
JERSEY
CITY NJ 07310 |
2,999,759.851 |
27.63% | |
CHARLES
SCHWAB & CO., INC.
211
MAIN STREET
SAN
FRANCISCO CA 94105 |
1,891,181.456 |
17.42% | |
TD
AMERITRADE CLEARING, INC.
1005
NORTH AMERITRADE PLACE
BELLEVUE
NE 68005 |
1,639,349.610 |
15.10% | |
ETRADE
SAVINGS BANK
PO
BOX 6503
ENGLEWOOD
CO 80155 |
1,207,754.676 |
11.12% | |
PERSHING
LLC
ONE
PERSHING PLAZA
PRODUCT
SUPPORT, 14TH FLOOR
JERSEY
CITY NJ 07399 |
598,462.602 |
5.51% | |
ULTRANASDAQ-100
PROFUND-SVC | |||
TD
AMERITRADE CLEARING, INC.
1005
NORTH AMERITRADE PLACE
BELLEVUE
NE 68005 |
204,941.945 |
64.20%
|
Fund/Class |
No.
of Shares |
Percent
of the
Class
Total
Assets
Held by
the
Shareholder | |
NATIONAL
FINANCIAL SERVICES LLC
NEWPORT
OFFICE CENTER III 5TH FLOOR
499
WASHINGTON BOULEVARD
JERSEY
CITY NJ 07310 |
39,723.688 |
12.44% | |
PERSHING
LLC
ONE
PERSHING PLAZA
PRODUCT
SUPPORT, 14TH FLOOR
JERSEY
CITY NJ 07399 |
22,786.416 |
7.14% | |
ULTRASHORT
CHINA PROFUND-INV | |||
NATIONAL
FINANCIAL SERVICES LLC
NEWPORT
OFFICE CENTER III 5TH FLOOR
499
WASHINGTON BOULEVARD
JERSEY
CITY NJ 07310 |
51,215.938 |
37.39% | |
CHARLES
SCHWAB & CO., INC.
211
MAIN STREET
SAN
FRANCISCO CA 94105 |
27,969.696 |
20.42% | |
PERSHING
LLC
ONE
PERSHING PLAZA
PRODUCT
SUPPORT, 14TH FLOOR
JERSEY
CITY NJ 07399 |
27,109.710 |
19.79% | |
TD
AMERITRADE CLEARING, INC.
1005
NORTH AMERITRADE PLACE
BELLEVUE
NE 68005 |
7,797.253 |
5.69% | |
GARY
C HILLENGAS
ROTH
IRA
150
WOODCROFT DR
ROCHESTER
NY 14616 |
7,448.972 |
5.44% | |
ULTRASHORT
CHINA PROFUND-SVC | |||
PERSHING
LLC
ONE
PERSHING PLAZA
PRODUCT
SUPPORT, 14TH FLOOR
JERSEY
CITY NJ 07399 |
375.000 |
49.20% | |
MORGAN
STANLEY SMITH BARNEY LLC
2000
WESTCHESTER AVE LD
PURCHASE
NY 10577 |
65.915 |
8.65% | |
JUN
ZHU
IRA
893
CAMINO RICARDO
MORAGA
CA 94556 |
122.762 |
16.11%
|
Fund/Class |
No.
of Shares |
Percent
of the
Class
Total
Assets
Held by
the
Shareholder | |
LI
WANG
CHAOYANG
ECONOMIC DEV ZONE CHANGCHUN
NO
1516 RUIPENG ROAD
JILIN
CHINA 130103 |
88.347 |
11.59% | |
PEIYIN
WANG
ROTH
IRA
893
CAMINO RICARDO
MORAGA
CA 94556 |
62.445 |
8.19% | |
GRACE
ZHU
ROTH
IRA
893
CAMINO RICARDO
MORAGA
CA 94556 |
43.664 |
5.73% | |
ULTRASHORT
DOW 30 PROFUND-INV | |||
NATIONAL
FINANCIAL SERVICES LLC
NEWPORT
OFFICE CENTER III 5TH FLOOR
499
WASHINGTON BOULEVARD
JERSEY
CITY NJ 07310 |
58,776.857 |
34.70% | |
TD
AMERITRADE CLEARING, INC.
1005
NORTH AMERITRADE PLACE
BELLEVUE
NE 68005 |
31,578.299 |
18.64% | |
CHARLES
SCHWAB & CO., INC.
211
MAIN STREET
SAN
FRANCISCO CA 94105 |
37,173.437 |
21.95% | |
PERSHING
LLC
ONE
PERSHING PLAZA
PRODUCT
SUPPORT, 14TH FLOOR
JERSEY
CITY NJ 07399 |
22,971.421 |
13.56% | |
ULTRASHORT
DOW 30 PROFUND-SVC | |||
TD
AMERITRADE CLEARING, INC.
1005
NORTH AMERITRADE PLACE
BELLEVUE
NE 68005 |
674.300 |
5.68% | |
PERSHING
LLC
ONE
PERSHING PLAZA
PRODUCT
SUPPORT, 14TH FLOOR
JERSEY
CITY NJ 07399 |
1,399.471 |
11.78% | |
JEFFREY
M EVANS
IRA
402
S PAYNE ST
ALEXANDRIA
VA 22314 |
9,784.235 |
82.39% | |
ULTRASHORT
EMERGING MARKETS PROFUND-INV
|
Fund/Class |
No.
of Shares |
Percent
of the
Class
Total
Assets
Held by
the
Shareholder | |
CHARLES
SCHWAB & CO., INC.
211
MAIN STREET
SAN
FRANCISCO CA 94105 |
20,367.549 |
26.85% | |
NATIONAL
FINANCIAL SERVICES LLC
NEWPORT
OFFICE CENTER III 5TH FLOOR
499
WASHINGTON BOULEVARD
JERSEY
CITY NJ 07310 |
36,293.173 |
47.84% | |
TD
AMERITRADE CLEARING, INC.
1005
NORTH AMERITRADE PLACE
BELLEVUE
NE 68005 |
5,212.635 |
6.87% | |
ULTRASHORT
EMERGING MARKETS PROFUND-SVC | |||
TD
AMERITRADE CLEARING, INC.
1005
NORTH AMERITRADE PLACE
BELLEVUE
NE 68005 |
1,304.678 |
78.27% | |
NATIONAL
FINANCIAL SERVICES LLC
NEWPORT
OFFICE CENTER III 5TH FLOOR
499
WASHINGTON BOULEVARD
JERSEY
CITY NJ 07310 |
116.785 |
7.01% | |
PERSHING
LLC
ONE
PERSHING PLAZA
PRODUCT
SUPPORT, 14TH FLOOR
JERSEY
CITY NJ 07399 |
163.546 |
9.81% | |
ULTRASHORT
INTERNATIONAL PROFUND-INV | |||
E
TRADE BANK
75
PO
BOX 6503
ENGLEWOOD
CO 80155 |
17,016.022 |
11.39% | |
NATIONAL
FINANCIAL SERVICES LLC
NEWPORT
OFFICE CENTER III 5TH FLOOR
499
WASHINGTON BOULEVARD
JERSEY
CITY NJ 07310 |
64,615.226 |
43.25% | |
PERSHING
LLC
ONE
PERSHING PLAZA
PRODUCT
SUPPORT, 14TH FLOOR
JERSEY
CITY NJ 07399 |
7,515.834 |
5.03% | |
TD
AMERITRADE CLEARING, INC.
1005
NORTH AMERITRADE PLACE
BELLEVUE
NE 68005 |
11,808.975 |
7.90% | |
CHARLES
SCHWAB & CO., INC.
211
MAIN STREET
SAN
FRANSICO CA 94105 |
38,177.886 |
25.56%
|
Fund/Class |
No.
of Shares |
Percent
of the
Class
Total
Assets
Held by
the
Shareholder | |
ULTRASHORT
INTERNATIONAL PROFUND-SVC | |||
PERSHING
LLC
ONE
PERSHING PLAZA
PRODUCT
SUPPORT, 14TH FLOOR
JERSEY
CITY NJ 07399 |
581.565 |
98.86% | |
ULTRASHORT
JAPAN PROFUND-INV | |||
NATIONAL
FINANCIAL SERVICES LLC
NEWPORT
OFFICE CENTER III 5TH FLOOR
499
WASHINGTON BOULEVARD
JERSEY
CITY NJ 07310 |
14,818.433 |
56.10% | |
CHARLES
SCHWAB & CO., INC.
211
MAIN STREET
SAN
FRANCISCO CA 94105 |
5,354.741 |
20.26% | |
ERICA
Y LEE
CHUNG
H YOUNG
13711
32ND
AVENUE 7E
FLUSHING
NY 11354 |
1,531.344 |
5.79% | |
TD
AMERITRADE CLEARING, INC.
1005
NORTH AMERITRADE PLACE
BELLEVUE
NE 68005 |
1,978.812 |
7.49% | |
ULTRASHORT
JAPAN PROFUND-SVC | |||
TD
AMERITRADE CLEARING, INC.
1005
NORTH AMERITRADE PLACE
BELLEVUE
NE 68005 |
107.679 |
95.41% | |
ULTRASHORT
LATIN AMERICA PROFUND-INV | |||
NATIONAL
FINANCIAL SERVICES LLC
NEWPORT
OFFICE CENTER III 5TH FLOOR
499
WASHINGTON BOULEVARD
JERSEY
CITY NJ 07310 |
84,485.348 |
43.95% | |
TD
AMERITRADE CLEARING, INC.
1005
NORTH AMERITRADE PLACE
BELLEVUE
NE 68005 |
39,194.020 |
20.39% | |
CHARLES
SCHWAB & CO., INC.
211
MAIN STREET
SAN
FRANCISCO CA 94105 |
39,725.479 |
20.67% | |
ULTRASHORT
LATIN AMERICA PROFUND-SVC | |||
TD
AMERITRADE CLEARING, INC.
1005
NORTH AMERITRADE PLACE
BELLEVUE
NE 68005 |
666.239 |
15.48%
|
Fund/Class |
No.
of Shares |
Percent
of the
Class
Total
Assets
Held by
the
Shareholder | |
CHARLES
SCHWAB & CO., INC.
211
MAIN STREET
SAN
FRANCISCO CA 94105 |
268.146 |
6.23% | |
PERSHING
LLC
ONE
PERSHING PLAZA
PRODUCT
SUPPORT, 14TH
FLOOR
JERSEY
CITY NJ 07399 |
3,353.257 |
77.91% | |
ULTRASHORT
MID-CAP PROFUND-INV | |||
NATIONAL
FINANCIAL SERVICES LLC
NEWPORT
OFFICE CENTER III 5TH FLOOR
499
WASHINGTON BOULEVARD
JERSEY
CITY NJ 07310 |
203,587.468 |
69.42% | |
CHARLES
SCHWAB & CO., INC.
211
MAIN STREET
SAN
FRANCISCO CA 94105 |
56,389.048 |
19.23% | |
ULTRASHORT
MID-CAP PROFUND-SVC | |||
PERSHING
LLC
ONE
PERSHING PLAZA
PRODUCT
SUPPORT, 14TH FLOOR
JERSEY
CITY NJ 07399 |
11,826.938 |
99.99% | |
ULTRASHORT
NASDAQ-100 PROFUND-INV | |||
CHARLES
SCHWAB & CO., INC.
211
MAIN STREET
SAN
FRANCISCO CA 94105 |
232,488.777 |
22.45% | |
NATIONAL
FINANCIAL SERVICES LLC
NEWPORT
OFFICE CENTER III 5TH FLOOR
499
WASHINGTON BOULEVARD
JERSEY
CITY NJ 07310 |
451,791.348 |
43.63% | |
TD
AMERITRADE CLEARING, INC.
1005
NORTH AMERITRADE PLACE
BELLEVUE
NE 68005 |
106,613.487 |
10.30% | |
PERSHING
LLC
ONE
PERSHING PLAZA
PRODUCT
SUPPORT, 14TH FLOOR
JERSEY
CITY NJ 07399 |
116,252.841 |
11.23% | |
ULTRASHORT
NASDAQ-100 PROFUND-SVC | |||
PERSHING
LLC
ONE
PERSHING PLAZA
PRODUCT
SUPPORT, 14TH FLOOR
JERSEY
CITY NJ 07399 |
6,857.406 |
74.45%
|
Fund/Class |
No.
of Shares |
Percent
of the
Class
Total
Assets
Held by
the
Shareholder | |
TD
AMERITRADE CLEARING, INC.
1005
NORTH AMERITRADE PLACE
BELLEVUE
NE 68005 |
630.264 |
6.84% | |
MORGAN
STANLEY SMITH BARNEY LLC
2000
WESTCHESTER AVE LD
PURCHASE
NY 10577 |
1,648.662 |
17.90% | |
ULTRASHORT
SMALL-CAP PROFUND-INV | |||
DWAIN
L SKIPWORTH
DEANNA
L SKIPWORTH
JTWROS
PO
BOX 201629
ANCHORAGE
AK 99520 |
46,701.107 |
5.97% | |
NATIONAL
FINANCIAL SERVICES LLC
NEWPORT
OFFICE CENTER III 5TH FLOOR
499
WASHINGTON BOULEVARD
JERSEY
CITY NJ 07310 |
252,648.541 |
32.32% | |
TD
AMERITRADE CLEARING, INC.
1005
NORTH AMERITRADE PLACE
BELLEVUE
NE 68005 |
109,213.070 |
13.97% | |
CHARLES
SCHWAB & CO., INC.
211
MAIN STREET
SAN
FRANCISCO CA 94105 |
121,875.947 |
15.59% | |
PERSHING
LLC
ONE
PERSHING PLAZA
PRODUCT
SUPPORT, 14TH FLOOR
JERSEY
CITY NJ 07399 |
44,770.698 |
5.73% | |
ULTRASHORT
SMALL-CAP PROFUND-SVC | |||
PERSHING
LLC
ONE
PERSHING PLAZA
PRODUCT
SUPPORT, 14TH FLOOR
JERSEY
CITY NJ 07399 |
19,890.709 |
96.97% | |
ULTRASMALL-CAP
PROFUND-INV | |||
CHARLES
SCHWAB & CO., INC.
211
MAIN STREET
SAN
FRANCISCO CA 94105 |
294,522.488 |
28.83% | |
PERSHING
LLC
ONE
PERSHING PLAZA
PRODUCT
SUPPORT, 14TH FLOOR
JERSEY
CITY NJ 07399 |
373,389.544 |
36.55%
|
Fund/Class |
No.
of Shares |
Percent
of the
Class
Total
Assets
Held by
the
Shareholder | |
TD
AMERITRADE CLEARING, INC.
1005
NORTH AMERITRADE PLACE
BELLEVUE
NE 68005 |
96,822.750 |
9.48% | |
NATIONAL
FINANCIAL SERVICES LLC
NEWPORT
OFFICE CENTER III 5TH FLOOR
499
WASHINGTON BOULEVARD
JERSEY
CITY NJ 07310 |
65,369.343 |
6.40% | |
E
TRADE SAVINGS BANK
75
PO
BOX 6503
ENGLEWOOD
CO 80155 |
72,419.188 |
7.09% | |
ULTRASMALL-CAP
PROFUND-SVC | |||
TD
AMERITRADE CLEARING, INC.
1005
NORTH AMERITRADE PLACE
BELLEVUE
NE 68005 |
2,171.327 |
53.17% | |
BRIAN
L KENT
MICHELE
J KENT
JTWROS
604
EARL ST
PENDER
NE 68047 |
409.998 |
10.01% | |
CHARLES
SCHWAB & CO., INC.
211
MAIN STREET
SAN
FRANCISCO CA 94105 |
261.301 |
6.40% | |
NATIONAL
FINANCIAL SERVICES LLC
NEWPORT
OFFICE CENTER III 5TH FLOOR
499
WASHINGTON BOULEVARD
JERSEY
CITY NJ 07310 |
285.818 |
7.00% | |
PERSHING
LLC
ONE
PERSHING PLAZA
PRODUCT
SUPPORT, 14TH FLOOR
JERSEY
CITY NJ 07399 |
305.560 |
7.48% | |
UTILITIES
ULTRASECTOR PROFUND-INV | |||
CHARLES
SCHWAB & CO., INC.
211
MAIN STREET
SAN
FRANCISCO CA 94105 |
43,543.269 |
33.28% | |
TD
AMERITRADE CLEARING, INC.
1005
NORTH AMERITRADE PLACE
BELLEVUE
NE 68005 |
21,554.305 |
16.47%
|
Fund/Class |
No.
of Shares |
Percent
of the
Class
Total
Assets
Held by
the
Shareholder | |
NATIONAL
FINANCIAL SERVICES LLC
NEWPORT
OFFICE CENTER III 5TH FLOOR
499
WASHINGTON BOULEVARD
JERSEY
CITY NJ 07310 |
18,823.281 |
14.39% | |
PERSHING
LLC
ONE
PERSHING PLAZA
PRODUCT
SUPPORT, 14TH FLOOR
JERSEY
CITY NJ 07399 |
9,435.224 |
7.21% | |
MORGAN
STANLEY SMITH BARNEY
2000
WESTCHESTER AVE LD
PURCHASE
NY 10577 |
7,167.206 |
5.48% | |
UTILITIES
ULTRASECTOR PROFUND-SVC | |||
TD
AMERITRADE CLEARING, INC.
1005
NORTH AMERITRADE PLACE
BELLEVUE
NE 68005 |
1,529.667 |
8.60% | |
NATIONAL
FINANCIAL SERVICES LLC
NEWPORT
OFFICE CENTER III 5TH FLOOR
499
WASHINGTON BOULEVARD
JERSEY
CITY NJ 07310 |
1,668,660 |
9.38% | |
JOYCE
L SOCKS
IRA
ONE
SHAFTSBURY LANE
HILTON
HEAD ISLAND SC 29926 |
2,019.661 |
11.36% | |
A
GIFT OF LIFE HEART & LUNG TRANSPLANT
4371
MADISON AVENUE
SUPPORT
GROUP
TRUMBULL
CT 06611 |
1,445.174 |
8.13% | |
A
PERSHING LLC
ONE
PERSHING PLAZA
PRODUCT
SUPPORT, 14TH FLOOR
JERSEY
CITY NJ 07399 |
1,445.174 |
8.13% |
TITLE: |
Proxy
Voting Policies and Procedures |
FOR: |
ProShare
Advisors LLC ProFund Advisors LLC |
DATED: |
March
1, 2008 |
AS
REVISED: |
May
1, 2015
|
Company |
Percentage |
Argenx
SE |
5.51% |
ASML
Holding NV |
1.23% |
AstraZeneca
PLC |
3.98% |
Barclays
PLC |
2.60% |
BP
PLC |
5.68% |
British
American Tobacco PLC |
4.14% |
Anheuser-Busch
InBev SA/NV |
4.01% |
Endava
PLC |
1.47% |
Diageo
PLC |
4.24% |
Equinor
ASA |
4.71% |
Telefonaktiebolaget
LM Ericsso |
2.12% |
GlaxoSmithKline
PLC |
3.01% |
HSBC
Holdings PLC |
4.42% |
ING
Groep NV |
2.81% |
Jumia
Technologies AG |
3.56% |
ArcelorMittal
SA |
2.02% |
Natonal
Grid PLC |
2.48% |
Nokia
Oyj |
2.59% |
Novo
Nordisk A/S |
4.53% |
Oatly
Group AB |
1.29% |
RELX
PLC |
3.12% |
Rio
Tinto PLC |
4.11% |
Ryanair
Holdings PLC |
2.06% |
SAP
SE |
4.16% |
Shell
PLC |
4.53% |
Sanofi |
3.19% |
Tenaris
SA |
2.78% |
TotalEnergies
SE |
5.58% |
Ternium
SA |
1.66% |
Vodafone
Group PLC |
2.42% |