Contents
Top
Bond Issuers (% of Fund's net assets) | ||
(with
maturities greater than one year)
| ||
TransDigm,
Inc. |
3.7
|
|
Icahn
Enterprises LP/Icahn Enterprises Finance Corp. |
2.2
|
|
Occidental
Petroleum Corp. |
2.2
|
|
CCO
Holdings LLC/CCO Holdings Capital Corp. |
2.1
|
|
Ford
Motor Credit Co. LLC |
2.0
|
|
Royal
Caribbean Cruises Ltd. |
1.9
|
|
New
Fortress Energy, Inc. |
1.9
|
|
FMG
Resources Pty Ltd. |
1.6
|
|
Performance
Food Group, Inc. |
1.6
|
|
LPL
Holdings, Inc. |
1.5
|
|
20.7
|
||
Market
Sectors (% of Fund's net assets) | ||
Energy
|
17.2
|
|
Diversified
Financial Services |
11.7
|
|
Technology
|
4.6
|
|
Automotive
& Auto Parts |
4.4
|
|
Aerospace
|
4.3
|
|
Quality
Diversification (% of Fund's net assets)
|
![]() |
We
have used ratings from Moody's Investors Service, Inc. Where Moody's®
ratings are not available, we have used S&P® ratings. All ratings are
as of the date indicated and do not reflect subsequent changes.
|
Asset
Allocation (% of Fund's net assets)
|
![]() |
Foreign investments - 15.9%
|
Geographic
Diversification (% of Fund's net assets)
|
![]() |
*
Includes Short-Term investments and Net Other Assets
(Liabilities).
Percentages
are based on country or territory of incorporation and are adjusted for
the effect of derivatives, if applicable. |
Nonconvertible
Bonds - 96.6% | |||
Principal
Amount
(a)
|
Value
($)
| ||
Aerospace
- 4.3% |
|||
Bombardier,
Inc. 7.5% 2/1/29 (b) |
1,500,000
|
1,470,064
| |
Hexcel
Corp. 4.95% 8/15/25 |
269,000
|
262,376
| |
TransDigm,
Inc.: |
|||
4.875% 5/1/29 |
4,029,000
|
3,455,003
| |
6.25% 3/15/26 (b) |
3,054,000
|
3,013,522
| |
6.75% 8/15/28 (b)(c) |
3,630,000
|
3,611,850
| |
8% 12/15/25 (b) |
133,000
|
135,926
| |
TOTAL AEROSPACE |
11,948,741
| ||
Air
Transportation - 2.3% |
|||
Air
Canada 3.875% 8/15/26 (b) |
280,000
|
252,233
| |
Allegiant
Travel Co. 7.25% 8/15/27 (b) |
320,000
|
314,400
| |
American
Airlines, Inc.: |
|||
7.25% 2/15/28 (b) |
215,000
|
210,313
| |
11.75% 7/15/25 (b) |
534,900
|
586,668
| |
American
Airlines, Inc. / AAdvantage Loyalty IP Ltd. 5.5% 4/20/26 (b)
|
645,634
|
628,362
| |
Bristow
Group, Inc. 6.875% 3/1/28 (b) |
166,000
|
156,267
| |
Rand
Parent LLC 8.5% 2/15/30 (b) |
2,000,000
|
1,920,210
| |
Spirit
Loyalty Cayman Ltd. / Spirit IP Cayman Ltd. 8% 9/20/25 (b)
|
1,115,000
|
1,120,296
| |
United
Airlines, Inc. 4.375% 4/15/26 (b) |
762,900
|
718,026
| |
United
Continental Holdings, Inc. 4.875% 1/15/25 |
369,000
|
358,557
| |
TOTAL AIR TRANSPORTATION
|
6,265,332
| ||
Automotive
& Auto Parts - 4.4% |
|||
Adient
Global Holdings Ltd. 8.25% 4/15/31 (b)(c) |
2,000,000
|
2,000,000
| |
Allison
Transmission, Inc. 3.75% 1/30/31 (b) |
4,455,000
|
3,697,650
| |
Ford
Motor Credit Co. LLC: |
|||
3.37% 11/17/23 |
787,000
|
771,063
| |
4.687% 6/9/25 |
1,143,000
|
1,092,805
| |
4.95% 5/28/27 |
2,400,000
|
2,236,056
| |
6.95% 3/6/26 |
1,400,000
|
1,399,832
| |
Gates
Global LLC/Gates Global Co. 6.25% 1/15/26 (b) |
175,000
|
170,991
| |
Jaguar
Land Rover Automotive PLC 7.75% 10/15/25 (b) |
175,000
|
172,375
| |
LCM
Investments Holdings 4.875% 5/1/29 (b) |
276,000
|
224,331
| |
Thor
Industries, Inc. 4% 10/15/29 (b) |
443,000
|
356,910
| |
TOTAL AUTOMOTIVE & AUTO
PARTS |
12,122,013
| ||
Banks
& Thrifts - 0.6% |
|||
AG
TTMT Escrow Issuer LLC 8.625% 9/30/27 (b) |
500,000
|
506,158
| |
PennyMac
Financial Services, Inc. 5.75% 9/15/31 (b) |
600,000
|
478,046
| |
UniCredit
SpA 7.296% 4/2/34 (b)(d) |
289,693
|
272,986
| |
VistaJet
Malta Finance PLC / XO Management Holding, Inc. 7.875% 5/1/27 (b)
|
450,000
|
429,194
| |
TOTAL BANKS & THRIFTS
|
1,686,384
| ||
Broadcasting
- 2.3% |
|||
DISH
Network Corp. 11.75% 11/15/27 (b) |
2,000,000
|
2,026,450
| |
Nexstar
Broadcasting, Inc. 4.75% 11/1/28 (b) |
2,147,000
|
1,877,058
| |
Sirius
XM Radio, Inc. 3.125% 9/1/26 (b) |
1,970,000
|
1,741,652
| |
Univision
Communications, Inc. 7.375% 6/30/30 (b) |
505,000
|
478,943
| |
WMG
Acquisition Corp. 3.75% 12/1/29 (b) |
300,000
|
253,250
| |
TOTAL BROADCASTING |
6,377,353
| ||
Building
Materials - 1.0% |
|||
Builders
FirstSource, Inc. 4.25% 2/1/32 (b) |
1,880,000
|
1,578,307
| |
Jeld-Wen,
Inc. 4.625% 12/15/25 (b) |
471,000
|
423,268
| |
Standard
Industries, Inc./New Jersey 4.375% 7/15/30 (b) |
867,000
|
721,778
| |
TOTAL BUILDING MATERIALS
|
2,723,353
| ||
Cable/Satellite
TV - 3.4% |
|||
CCO
Holdings LLC/CCO Holdings Capital Corp.: |
|||
4.25% 1/15/34 (b) |
3,045,000
|
2,279,342
| |
4.5% 5/1/32 |
2,005,000
|
1,586,857
| |
6.375% 9/1/29 (b) |
1,640,000
|
1,529,029
| |
7.375% 3/1/31 (b) |
500,000
|
485,053
| |
CSC
Holdings LLC 4.5% 11/15/31 (b) |
1,550,000
|
1,100,467
| |
DIRECTV
Financing LLC / DIRECTV Financing Co-Obligor, Inc. 5.875% 8/15/27
(b) |
613,000
|
548,033
| |
DISH
DBS Corp. 5.125% 6/1/29 |
2,100,000
|
1,240,859
| |
Dolya
Holdco 18 DAC 5% 7/15/28 (b) |
650,000
|
564,205
| |
TOTAL CABLE/SATELLITE TV
|
9,333,845
| ||
Capital
Goods - 1.8% |
|||
ATS
Automation Tooling System, Inc. 4.125% 12/15/28 (b) |
480,000
|
419,055
| |
Chart
Industries, Inc.: |
|||
7.5% 1/1/30 (b) |
370,000
|
375,550
| |
9.5% 1/1/31 (b) |
1,000,000
|
1,045,000
| |
EnerSys
4.375% 12/15/27 (b) |
1,247,000
|
1,132,092
| |
Patrick
Industries, Inc. 4.75% 5/1/29 (b) |
897,000
|
762,549
| |
Resideo
Funding, Inc. 4% 9/1/29 (b) |
1,523,000
|
1,247,961
| |
TOTAL CAPITAL GOODS |
4,982,207
| ||
Chemicals
- 3.5% |
|||
Avient
Corp. 5.75% 5/15/25 (b) |
105,000
|
102,915
| |
CVR
Partners LP 6.125% 6/15/28 (b) |
320,000
|
284,248
| |
INEOS
Finance PLC 6.75% 5/15/28 (b) |
1,000,000
|
976,360
| |
INEOS
Quattro Finance 2 PLC 3.375% 1/15/26 (b) |
480,000
|
422,169
| |
Koppers,
Inc. 6% 2/15/25 (b) |
750,000
|
725,078
| |
NOVA
Chemicals Corp. 4.25% 5/15/29 (b) |
709,000
|
587,017
| |
Nufarm
Australia Ltd. 5% 1/27/30 (b) |
455,000
|
397,217
| |
Olin
Corp. 5% 2/1/30 |
2,170,300
|
1,974,874
| |
The
Chemours Co. LLC: |
|||
4.625% 11/15/29 (b) |
2,280,000
|
1,850,379
| |
5.75% 11/15/28 (b) |
2,000,000
|
1,756,565
| |
Trinseo
Materials Operating SCA/Trinseo Materials Finance, Inc. 5.125% 4/1/29
(b) |
400,000
|
266,285
| |
W.R.
Grace Holding LLC 5.625% 8/15/29 (b) |
270,000
|
216,487
| |
TOTAL CHEMICALS |
9,559,594
| ||
Consumer
Products - 1.7% |
|||
BlueLinx
Corp. 6% 11/15/29 (b) |
425,000
|
362,954
| |
Evergreen
AcqCo./TVI, Inc. 9.75% 4/26/28 (b) |
500,000
|
494,455
| |
Ferrellgas
LP/Ferrellgas Finance Corp. 5.375% 4/1/26 (b) |
556,000
|
500,531
| |
Grubhub
Holdings, Inc. 5.5% 7/1/27 (b) |
286,000
|
225,940
| |
Prestige
Brands, Inc. 3.75% 4/1/31 (b) |
401,000
|
325,813
| |
Rakuten
Group, Inc. 10.25% 11/30/24 (b) |
1,000,000
|
1,000,049
| |
TripAdvisor,
Inc. 7% 7/15/25 (b) |
1,403,000
|
1,404,883
| |
Vista
Outdoor, Inc. 4.5% 3/15/29 (b) |
510,000
|
413,738
| |
TOTAL CONSUMER PRODUCTS
|
4,728,363
| ||
Containers
- 0.7% |
|||
Ball
Corp. 5.25% 7/1/25 |
263,000
|
258,775
| |
BWAY
Holding Co. 7.875% 8/15/26 (b) |
600,000
|
603,750
| |
Graphic
Packaging International, Inc. 3.75% 2/1/30 (b) |
273,000
|
232,651
| |
Sealed
Air Corp.: |
|||
5% 4/15/29 (b) |
400,000
|
365,273
| |
6.125% 2/1/28 (b) |
390,000
|
384,131
| |
TOTAL CONTAINERS |
1,844,580
| ||
Diversified
Financial Services - 11.7% |
|||
BrightSphere
Investment Group, Inc. 4.8% 7/27/26 |
1,707,000
|
1,566,173
| |
Burford
Capital Global Finance LLC 6.25% 4/15/28 (b) |
600,000
|
523,136
| |
Cargo
Aircraft Management, Inc. 4.75% 2/1/28 (b) |
810,000
|
700,650
| |
Castlelake
Aviation Finance 5% 4/15/27 (b) |
414,000
|
373,225
| |
Compass
Group Diversified Holdings LLC 5% 1/15/32 (b) |
500,000
|
395,084
| |
Credit
Acceptance Corp. 6.625% 3/15/26 |
1,479,000
|
1,384,802
| |
Enova
International, Inc. 8.5% 9/15/25 (b) |
525,000
|
503,891
| |
First
Cash Financial Services, Inc. 5.625% 1/1/30 (b) |
3,060,000
|
2,706,690
| |
goeasy
Ltd. 4.375% 5/1/26 (b) |
2,962,000
|
2,622,168
| |
Icahn
Enterprises LP/Icahn Enterprises Finance Corp.: |
|||
4.375% 2/1/29 |
2,300,000
|
1,986,516
| |
5.25% 5/15/27 |
4,520,000
|
4,203,600
| |
Jefferies
Finance LLC/JFIN Co-Issuer Corp. 5% 8/15/28 (b) |
345,000
|
291,356
| |
Ladder
Capital Finance Holdings LLLP/Ladder Capital Finance Corp. 4.75% 6/15/29
(b) |
598,000
|
486,278
| |
LPL
Holdings, Inc.: |
|||
4% 3/15/29 (b) |
3,000,000
|
2,639,428
| |
4.375% 5/15/31 (b) |
1,599,000
|
1,383,184
| |
MidCap
Financial Issuer Trust 5.625% 1/15/30 (b) |
250,000
|
196,447
| |
Nationstar
Mortgage Holdings, Inc.: |
|||
5.5% 8/15/28 (b) |
44,000
|
37,373
| |
6% 1/15/27 (b) |
500,000
|
460,000
| |
Navient
Corp. 4.875% 3/15/28 |
900,000
|
765,126
| |
OneMain
Finance Corp.: |
|||
3.875% 9/15/28 |
4,014,000
|
3,191,130
| |
6.625% 1/15/28 |
371,000
|
345,478
| |
Oxford
Finance LLC / Oxford Finance Co. 6.375% 2/1/27 (b) |
639,000
|
602,253
| |
PRA
Group, Inc.: |
|||
5% 10/1/29 (b) |
1,881,000
|
1,603,007
| |
7.375% 9/1/25 (b) |
1,171,000
|
1,167,143
| |
8.375% 2/1/28 (b) |
1,000,000
|
1,008,750
| |
StoneX
Group, Inc. 8.625% 6/15/25 (b) |
1,240,000
|
1,247,172
| |
TOTAL DIVERSIFIED FINANCIAL
SERVICES |
32,390,060
| ||
Diversified
Media - 0.6% |
|||
Lamar
Media Corp. 3.625% 1/15/31 |
2,069,000
|
1,704,090
| |
Energy
- 17.2% |
|||
Aethon
United BR LP / Aethon United Finance Corp. 8.25% 2/15/26 (b)
|
185,000
|
177,939
| |
Altus
Midstream LP 5.875% 6/15/30 (b) |
240,000
|
221,810
| |
Antero
Midstream Partners LP/Antero Midstream Finance Corp. 5.375% 6/15/29
(b) |
633,000
|
569,700
| |
Antero
Resources Corp. 8.375% 7/15/26 (b) |
275,000
|
284,297
| |
Archrock
Partners LP / Archrock Partners Finance Corp. 6.25% 4/1/28 (b)
|
102,000
|
96,827
| |
Baytex
Energy Corp. 8.75% 4/1/27 (b) |
145,000
|
147,538
| |
Buckeye
Partners LP 4.5% 3/1/28 (b) |
330,000
|
289,776
| |
California
Resources Corp. 7.125% 2/1/26 (b) |
140,000
|
141,057
| |
Chord
Energy Corp. 6.375% 6/1/26 (b) |
508,000
|
489,885
| |
Citgo
Petroleum Corp.: |
|||
6.375% 6/15/26 (b) |
715,000
|
690,322
| |
7% 6/15/25 (b) |
624,000
|
614,253
| |
Civitas
Resources, Inc. 5% 10/15/26 (b) |
1,088,000
|
1,005,849
| |
CNX
Midstream Partners LP 4.75% 4/15/30 (b) |
403,000
|
330,393
| |
CNX
Resources Corp. 6% 1/15/29 (b) |
105,000
|
95,196
| |
Comstock
Resources, Inc. 5.875% 1/15/30 (b) |
3,000,000
|
2,580,000
| |
Coronado
Finance Pty Ltd. 10.75% 5/15/26 (b) |
160,000
|
165,741
| |
Crestwood
Midstream Partners LP/Crestwood Midstream Finance Corp. 6% 2/1/29
(b) |
409,000
|
372,067
| |
CVR
Energy, Inc. 5.75% 2/15/28 (b) |
3,000,000
|
2,662,650
| |
Delek
Logistics Partners LP 7.125% 6/1/28 (b) |
2,263,000
|
1,991,440
| |
DT
Midstream, Inc. 4.125% 6/15/29 (b) |
800,000
|
686,000
| |
Energy
Ventures GoM LLC / EnVen Finance Corp. 11.75% 4/15/26 (b) |
210,000
|
216,883
| |
Genesis
Energy LP/Genesis Energy Finance Corp. 8.875% 4/15/30 |
600,000
|
602,947
| |
Harvest
Midstream I LP 7.5% 9/1/28 (b) |
250,000
|
241,090
| |
Hess
Midstream Partners LP: |
|||
4.25% 2/15/30 (b) |
175,000
|
147,767
| |
5.5% 10/15/30 (b) |
125,000
|
112,500
| |
Hilcorp
Energy I LP/Hilcorp Finance Co. 6.25% 11/1/28 (b) |
500,000
|
464,544
| |
Holly
Energy Partners LP/Holly Energy Finance Corp. 5% 2/1/28 (b)
|
460,000
|
417,445
| |
Independence
Energy Finance LLC 7.25% 5/1/26 (b) |
552,000
|
510,600
| |
Leeward
Renewable Energy LLC 4.25% 7/1/29 (b) |
537,000
|
456,923
| |
Matador
Resources Co. 5.875% 9/15/26 |
165,300
|
159,383
| |
Moss
Creek Resources Holdings, Inc. 7.5% 1/15/26 (b) |
310,000
|
278,644
| |
Murphy
Oil Corp.: |
|||
5.75% 8/15/25 |
543,000
|
537,486
| |
6.375% 7/15/28 |
20,000
|
19,306
| |
Nabors
Industries, Inc. 7.375% 5/15/27 (b) |
200,000
|
192,756
| |
New
Fortress Energy, Inc. 6.5% 9/30/26 (b) |
5,873,000
|
5,373,783
| |
Northern
Oil & Gas, Inc. 8.125% 3/1/28 (b) |
306,000
|
295,290
| |
NuStar
Logistics LP 5.625% 4/28/27 |
160,000
|
148,941
| |
Occidental
Petroleum Corp.: |
|||
6.125% 1/1/31 |
3,410,000
|
3,434,245
| |
6.625% 9/1/30 |
2,201,000
|
2,261,528
| |
7.5% 5/1/31 |
260,000
|
278,200
| |
Oceaneering
International, Inc. 4.65% 11/15/24 |
301,000
|
289,736
| |
Patterson-UTI
Energy, Inc. 5.15% 11/15/29 |
270,000
|
239,974
| |
PBF
Holding Co. LLC/PBF Finance Corp. 6% 2/15/28 |
465,000
|
433,766
| |
PDC
Energy, Inc. 6.125% 9/15/24 |
433,000
|
428,645
| |
Perenti
Finance Pty Ltd. 6.5% 10/7/25 (b) |
530,000
|
515,955
| |
Range
Resources Corp. 8.25% 1/15/29 |
799,000
|
819,974
| |
Rockcliff
Energy II LLC 5.5% 10/15/29 (b) |
480,000
|
440,352
| |
Rockies
Express Pipeline LLC 4.8% 5/15/30 (b) |
704,000
|
608,704
| |
SM
Energy Co. 6.75% 9/15/26 |
450,000
|
434,157
| |
Summit
Midstream Holdings LLC 8.5% (b)(e) |
300,000
|
284,849
| |
Sunoco
LP/Sunoco Finance Corp.: |
|||
4.5% 5/15/29 |
1,728,000
|
1,516,517
| |
4.5% 4/30/30 |
1,600,000
|
1,386,400
| |
Tallgrass
Energy Partners LP / Tallgrass Energy Finance Corp.: |
|||
6% 9/1/31 (b) |
500,000
|
427,267
| |
7.5% 10/1/25 (b) |
105,000
|
104,507
| |
Talos
Production, Inc. 12% 1/15/26 |
105,000
|
110,814
| |
Tap
Rock Resources LLC 7% 10/1/26 (b) |
240,000
|
219,600
| |
Tervita
Corp. 11% 12/1/25 (b) |
510,000
|
548,250
| |
Transocean
Titan Finance Ltd. 8.375% 2/1/28 (b) |
222,000
|
226,595
| |
U.S.A.
Compression Partners LP: |
|||
6.875% 4/1/26 |
2,131,000
|
2,042,329
| |
6.875% 9/1/27 |
196,000
|
185,581
| |
Venture
Global Calcasieu Pass LLC: |
|||
4.125% 8/15/31 (b) |
248,000
|
213,280
| |
6.25% 1/15/30 (b) |
2,000,000
|
1,972,500
| |
Vital
Energy, Inc.: |
|||
7.75% 7/31/29 (b) |
114,000
|
98,725
| |
10.125% 1/15/28 |
76,000
|
74,688
| |
W&T
Offshore, Inc. 11.75% 2/1/26 (b) |
500,000
|
505,105
| |
Weatherford
International Ltd. 6.5% 9/15/28 (b) |
700,000
|
687,750
| |
Western
Gas Partners LP: |
|||
3.35% 2/1/25 |
2,276,000
|
2,157,111
| |
4.3% 2/1/30 |
110,000
|
97,454
| |
4.5% 3/1/28 |
92,000
|
84,816
| |
5.5% 2/1/50 |
715,000
|
583,721
| |
TOTAL ENERGY |
47,502,123
| ||
Entertainment/Film
- 0.5% |
|||
Live
Nation Entertainment, Inc. 4.875% 11/1/24 (b) |
1,364,000
|
1,323,080
| |
Environmental
- 1.0% |
|||
Clean
Harbors, Inc. 6.375% 2/1/31 (b) |
120,000
|
119,146
| |
Covanta
Holding Corp. 4.875% 12/1/29 (b) |
630,000
|
532,134
| |
GFL
Environmental, Inc. 4% 8/1/28 (b) |
2,426,000
|
2,111,129
| |
TOTAL ENVIRONMENTAL |
2,762,409
| ||
Food
& Drug Retail - 0.6% |
|||
Albertsons
Companies LLC/Safeway, Inc./New Albertson's, Inc./Albertson's LLC 6.5%
2/15/28 (b) |
1,000,000
|
994,350
| |
Parkland
Corp. 5.875% 7/15/27 (b) |
614,000
|
575,908
| |
TOTAL FOOD & DRUG RETAIL
|
1,570,258
| ||
Food/Beverage/Tobacco
- 2.9% |
|||
Chobani
LLC/Finance Corp., Inc. 7.5% 4/15/25 (b) |
82,000
|
79,890
| |
Lamb
Weston Holdings, Inc. 4.125% 1/31/30 (b) |
1,012,000
|
888,122
| |
Performance
Food Group, Inc. 4.25% 8/1/29 (b) |
5,160,000
|
4,505,351
| |
Turning
Point Brands, Inc. 5.625% 2/15/26 (b) |
1,420,000
|
1,285,196
| |
Vector
Group Ltd. 5.75% 2/1/29 (b) |
1,330,000
|
1,144,715
| |
TOTAL FOOD/BEVERAGE/TOBACCO
|
7,903,274
| ||
Gaming
- 1.5% |
|||
Caesars
Entertainment, Inc. 6.25% 7/1/25 (b) |
832,300
|
825,378
| |
CDI
Escrow Issuer, Inc. 5.75% 4/1/30 (b) |
1,721,000
|
1,598,379
| |
Churchill
Downs, Inc. 5.5% 4/1/27 (b) |
246,000
|
233,299
| |
International
Game Technology PLC 4.125% 4/15/26 (b) |
105,000
|
97,913
| |
MGM
Resorts International 6.75% 5/1/25 |
151,000
|
151,373
| |
Raptor
Acquisition Corp. / Raptor Co-Issuer LLC 4.875% 11/1/26 (b)
|
677,000
|
626,225
| |
Wynn
Resorts Finance LLC / Wynn Resorts Capital Corp. 7.125% 2/15/31 (b)
|
600,000
|
598,800
| |
TOTAL GAMING |
4,131,367
| ||
Healthcare
- 3.5% |
|||
AMN
Healthcare 4% 4/15/29 (b) |
1,180,000
|
1,008,900
| |
Avantor
Funding, Inc. 3.875% 11/1/29 (b) |
1,394,000
|
1,205,810
| |
Bausch
Health Companies, Inc. 4.875% 6/1/28 (b) |
3,392,000
|
2,115,777
| |
Community
Health Systems, Inc. 4.75% 2/15/31 (b) |
2,000,000
|
1,545,000
| |
CTR
Partnership LP/CareTrust Capital Corp. 3.875% 6/30/28 (b) |
345,000
|
293,139
| |
DaVita
HealthCare Partners, Inc. 4.625% 6/1/30 (b) |
2,124,000
|
1,750,537
| |
Hologic,
Inc. 4.625% 2/1/28 (b) |
101,000
|
94,182
| |
Modivcare,
Inc. 5.875% 11/15/25 (b) |
895,000
|
845,220
| |
Mozart
Borrower LP 5.25% 10/1/29 (b) |
885,000
|
726,306
| |
Tenet
Healthcare Corp. 4.625% 7/15/24 |
204,000
|
200,685
| |
TOTAL HEALTHCARE |
9,785,556
| ||
Homebuilders/Real
Estate - 3.9% |
|||
American
Finance Trust, Inc./American Finance Operating Partnership LP 4.5% 9/30/28
(b) |
1,015,000
|
801,109
| |
Arcosa,
Inc. 4.375% 4/15/29 (b) |
270,000
|
235,920
| |
Brookfield
Property REIT, Inc./BPR Nimbus LLC/BPR Cumulus LLC/GGSI Sellco LLC 4.5%
4/1/27 (b) |
1,093,000
|
936,450
| |
HAT
Holdings I LLC/HAT Holdings II LLC: |
|||
3.375% 6/15/26 (b) |
1,667,000
|
1,446,123
| |
6% 4/15/25 (b) |
900,000
|
867,393
| |
iStar
Financial, Inc. 4.25% 8/1/25 |
365,000
|
363,160
| |
Kennedy-Wilson,
Inc.: |
|||
4.75% 2/1/30 |
290,000
|
222,874
| |
5% 3/1/31 |
3,000,000
|
2,295,459
| |
LGI
Homes, Inc. 4% 7/15/29 (b) |
860,000
|
673,445
| |
Office
Properties Income Trust 2.65% 6/15/26 |
153,000
|
121,135
| |
Service
Properties Trust: |
|||
4.65% 3/15/24 |
113,000
|
110,366
| |
4.75% 10/1/26 |
155,000
|
134,463
| |
5.25% 2/15/26 |
181,000
|
164,258
| |
7.5% 9/15/25 |
408,300
|
404,699
| |
Starwood
Property Trust, Inc.: |
|||
3.75% 12/31/24 (b) |
977,000
|
919,496
| |
4.375% 1/15/27 (b) |
502,000
|
435,210
| |
Uniti
Group LP / Uniti Group Finance, Inc. 10.5% 2/15/28 (b) |
650,000
|
650,130
| |
TOTAL HOMEBUILDERS/REAL ESTATE
|
10,781,690
| ||
Hotels
- 1.3% |
|||
Carnival
Holdings (Bermuda) Ltd. 10.375% 5/1/28 (b) |
625,000
|
668,750
| |
Hilton
Domestic Operating Co., Inc. 3.75% 5/1/29 (b) |
2,050,000
|
1,777,452
| |
Travel+Leisure
Co. 6.625% 7/31/26 (b) |
370,000
|
362,691
| |
Wyndham
Hotels & Resorts, Inc. 4.375% 8/15/28 (b) |
933,000
|
845,031
| |
TOTAL HOTELS |
3,653,924
| ||
Insurance
- 0.5% |
|||
MGIC
Investment Corp. 5.25% 8/15/28 |
645,000
|
603,075
| |
NMI
Holdings, Inc. 7.375% 6/1/25 (b) |
747,000
|
743,265
| |
TOTAL INSURANCE |
1,346,340
| ||
Leisure
- 3.3% |
|||
Carnival
Corp.: |
|||
4% 8/1/28 (b) |
2,520,000
|
2,128,972
| |
6% 5/1/29 (b) |
472,000
|
366,047
| |
7.625% 3/1/26 (b) |
102,000
|
91,863
| |
9.875% 8/1/27 (b) |
410,000
|
417,376
| |
NCL
Corp. Ltd. 8.375% 2/1/28 (b) |
500,000
|
509,395
| |
Royal
Caribbean Cruises Ltd.: |
|||
5.5% 8/31/26 (b) |
1,300,000
|
1,194,466
| |
11.625% 8/15/27 (b) |
4,000,000
|
4,268,200
| |
Viking
Ocean Cruises Ship VII Ltd. 5.625% 2/15/29 (b) |
235,000
|
201,738
| |
TOTAL LEISURE |
9,178,057
| ||
Metals/Mining
- 3.0% |
|||
Cleveland-Cliffs,
Inc. 5.875% 6/1/27 |
596,000
|
578,400
| |
Eldorado
Gold Corp. 6.25% 9/1/29 (b) |
300,000
|
263,796
| |
ERO
Copper Corp. 6.5% 2/15/30 (b) |
500,000
|
423,125
| |
First
Quantum Minerals Ltd. 6.875% 10/15/27 (b) |
390,000
|
364,894
| |
FMG
Resources Pty Ltd.: |
|||
4.375% 4/1/31 (b) |
127,000
|
107,332
| |
5.875% 4/15/30 (b) |
4,740,000
|
4,461,666
| |
HudBay
Minerals, Inc. 4.5% 4/1/26 (b) |
859,000
|
771,245
| |
Mineral
Resources Ltd.: |
|||
8% 11/1/27 (b) |
485,000
|
482,575
| |
8.125% 5/1/27 (b) |
883,000
|
881,465
| |
TOTAL METALS/MINING |
8,334,498
| ||
Paper
- 1.4% |
|||
Ardagh
Metal Packaging Finance U.S.A. LLC/Ardagh Metal Packaging Finance PLC 6%
6/15/27 (b) |
360,000
|
348,386
| |
Enviva
Partners LP / Enviva Partners Finance Corp. 6.5% 1/15/26 (b)
|
2,000,000
|
1,874,920
| |
Louisiana-Pacific
Corp. 3.625% 3/15/29 (b) |
700,000
|
584,871
| |
Resolute
Forest Products, Inc. 4.875% 3/1/26 (b) |
515,000
|
527,556
| |
Sylvamo
Corp. 7% 9/1/29 (b) |
600,000
|
593,990
| |
TOTAL PAPER |
3,929,723
| ||
Restaurants
- 1.8% |
|||
1011778
BC Unlimited Liability Co./New Red Finance, Inc.: |
|||
3.5% 2/15/29 (b) |
370,000
|
313,778
| |
4% 10/15/30 (b) |
3,015,000
|
2,490,149
| |
Yum!
Brands, Inc.: |
|||
4.75% 1/15/30 (b) |
130,000
|
118,463
| |
5.375% 4/1/32 |
2,230,000
|
2,066,074
| |
6.875% 11/15/37 |
123,000
|
127,873
| |
TOTAL RESTAURANTS |
5,116,337
| ||
Services
- 3.9% |
|||
Allied
Universal Holdco LLC / Allied Universal Finance Corp. 6.625% 7/15/26
(b) |
723,000
|
686,676
| |
Aramark
Services, Inc. 5% 4/1/25 (b) |
150,000
|
145,504
| |
Avis
Budget Car Rental LLC/Avis Budget Finance, Inc. 5.75% 7/15/27 (b)
|
518,000
|
486,887
| |
Booz
Allen Hamilton, Inc. 4% 7/1/29 (b) |
502,000
|
440,390
| |
CoreCivic,
Inc. 8.25% 4/15/26 |
429,000
|
434,307
| |
Fair
Isaac Corp. 4% 6/15/28 (b) |
2,023,000
|
1,837,208
| |
Fluor
Corp. 4.25% 9/15/28 |
517,000
|
466,485
| |
Iron
Mountain, Inc.: |
|||
5% 7/15/28 (b) |
2,507,000
|
2,272,395
| |
5.25% 7/15/30 (b) |
711,000
|
619,949
| |
Neptune
BidCo U.S., Inc. 9.29% 4/15/29 (b) |
900,000
|
850,860
| |
TriNet
Group, Inc. 3.5% 3/1/29 (b) |
2,691,000
|
2,246,993
| |
WASH
Multifamily Acquisition, Inc. 5.75% 4/15/26 (b) |
270,000
|
251,162
| |
TOTAL SERVICES |
10,738,816
| ||
Steel
- 0.5% |
|||
Carpenter
Technology Corp.: |
|||
6.375% 7/15/28 |
36,000
|
34,491
| |
7.625% 3/15/30 |
500,000
|
498,529
| |
Commercial
Metals Co. 4.125% 1/15/30 |
1,000,000
|
871,932
| |
TOTAL STEEL |
1,404,952
| ||
Super
Retail - 2.2% |
|||
Asbury
Automotive Group, Inc.: |
|||
4.75% 3/1/30 |
1,614,000
|
1,398,289
| |
5% 2/15/32 (b) |
680,000
|
579,498
| |
Bath
& Body Works, Inc. 9.375% 7/1/25 (b) |
980,000
|
1,036,350
| |
Group
1 Automotive, Inc. 4% 8/15/28 (b) |
2,423,000
|
2,080,703
| |
Sally
Holdings LLC 5.625% 12/1/25 |
105,000
|
102,375
| |
Sonic
Automotive, Inc.: |
|||
4.625% 11/15/29 (b) |
500,000
|
412,500
| |
4.875% 11/15/31 (b) |
450,000
|
358,058
| |
TOTAL SUPER RETAIL |
5,967,773
| ||
Technology
- 4.6% |
|||
Atkore,
Inc. 4.25% 6/1/31 (b) |
892,000
|
776,540
| |
Consensus
Cloud Solutions, Inc. 6.5% 10/15/28 (b) |
988,000
|
862,030
| |
Gen
Digital, Inc.: |
|||
5% 4/15/25 (b) |
193,000
|
187,472
| |
6.75% 9/30/27 (b) |
3,000,000
|
2,948,843
| |
Go
Daddy Operating Co. LLC / GD Finance Co., Inc. 3.5% 3/1/29 (b)
|
480,000
|
402,134
| |
Iron
Mountain Information Management Services, Inc. 5% 7/15/32 (b)
|
3,065,000
|
2,527,828
| |
Match
Group Holdings II LLC 5.625% 2/15/29 (b) |
170,000
|
156,619
| |
MicroStrategy,
Inc. 6.125% 6/15/28 (b) |
195,000
|
161,850
| |
Open
Text Holdings, Inc. 4.125% 12/1/31 (b) |
2,100,000
|
1,671,075
| |
Picard
Midco, Inc. 6.5% 3/31/29 (b) |
1,149,000
|
995,333
| |
PTC,
Inc. 3.625% 2/15/25 (b) |
440,000
|
418,365
| |
Seagate
HDD Cayman 3.125% 7/15/29 |
203
|
163
| |
Uber
Technologies, Inc. 7.5% 5/15/25 (b) |
1,387,000
|
1,401,060
| |
Xerox
Corp. 4.8% 3/1/35 |
250,000
|
163,846
| |
Xerox
Holdings Corp. 5% 8/15/25 (b) |
105,000
|
97,730
| |
TOTAL TECHNOLOGY |
12,770,888
| ||
Telecommunications
- 3.0% |
|||
Altice
Financing SA 5.75% 8/15/29 (b) |
700,000
|
572,467
| |
Altice
France SA: |
|||
5.125% 7/15/29 (b) |
1,390,000
|
1,072,553
| |
5.5% 10/15/29 (b) |
410,000
|
319,672
| |
Cogent
Communications Group, Inc. 7% 6/15/27 (b) |
2,055,000
|
1,988,213
| |
Dycom
Industries, Inc. 4.5% 4/15/29 (b) |
1,155,000
|
1,012,386
| |
Frontier
Communications Holdings LLC: |
|||
5% 5/1/28 (b) |
1,163,000
|
1,020,533
| |
6% 1/15/30 (b) |
355,000
|
283,556
| |
8.75% 5/15/30 (b) |
305,000
|
308,431
| |
Lumen
Technologies, Inc. 4.5% 1/15/29 (b) |
755,000
|
399,018
| |
Sabre
GLBL, Inc. 9.25% 4/15/25 (b) |
254,900
|
250,909
| |
Telecom
Italia Capital SA 7.2% 7/18/36 |
1,031,000
|
905,610
| |
Windstream
Escrow LLC 7.75% 8/15/28 (b) |
251,000
|
205,117
| |
TOTAL TELECOMMUNICATIONS
|
8,338,465
| ||
Textiles/Apparel
- 0.1% |
|||
Foot
Locker, Inc. 4% 10/1/29 (b) |
127,000
|
104,407
| |
Kontoor
Brands, Inc. 4.125% 11/15/29 (b) |
250,000
|
211,875
| |
TOTAL TEXTILES/APPAREL |
316,282
| ||
Transportation
Ex Air/Rail - 0.7% |
|||
XPO
Escrow Sub LLC 7.5% 11/15/27 (b) |
2,000,000
|
2,029,115
| |
Utilities
- 0.9% |
|||
Calpine
Corp.: |
|||
3.75% 3/1/31 (b) |
1,176,000
|
954,713
| |
5.25% 6/1/26 (b) |
105,000
|
100,638
| |
Solaris
Midstream Holdings LLC 7.625% 4/1/26 (b) |
346,000
|
341,728
| |
TerraForm
Power Operating LLC 5% 1/31/28 (b) |
153,000
|
140,760
| |
Vistra
Operations Co. LLC 5.625% 2/15/27 (b) |
1,148,000
|
1,087,868
| |
TOTAL UTILITIES |
2,625,707
| ||
TOTAL
NONCONVERTIBLE BONDS
(Cost
$287,955,146) |
267,176,549
| ||
Money
Market Funds - 3.2% | |||
Shares
|
Value
($)
| ||
Fidelity
Cash Central Fund 4.63% (f)
(Cost
$8,906,567)
|
8,904,786
|
8,906,567
| |
TOTAL
INVESTMENT IN SECURITIES - 99.8%
(Cost
$296,861,713)
|
276,083,116
|
NET
OTHER ASSETS (LIABILITIES) - 0.2%
|
610,262
|
NET
ASSETS - 100.0% |
276,693,378
|
(a)
|
Amount
is stated in United States dollars unless otherwise noted.
|
(b)
|
Security
exempt from registration under Rule 144A of the Securities Act of
1933. These securities may be resold in transactions exempt from
registration, normally to qualified institutional buyers. At the end of
the period, the value of these securities amounted to $206,644,937 or
74.7% of net assets.
|
(c)
|
Security
or a portion of the security purchased on a delayed delivery or
when-issued basis.
|
(d)
|
Coupon
rates for floating and adjustable rate securities reflect the rates in
effect at period end.
|
(e)
|
Security
is perpetual in nature with no stated maturity date.
|
(f)
|
Affiliated
fund that is generally available only to investment companies and other
accounts managed by Fidelity Investments. The rate quoted is the
annualized seven-day yield of the fund at period end. A complete unaudited
listing of the fund's holdings as of its most recent quarter end is
available upon request. In addition, each Fidelity Central Fund's
financial statements are available on the SEC's website or upon
request.
|
Affiliate
|
Value,
beginning
of
period ($) |
Purchases
($) |
Sales
Proceeds
($) |
Dividend
Income
($) |
Realized
Gain
(loss) ($) |
Change
in
Unrealized
appreciation
(depreciation)
($) |
Value,
end
of
period ($) |
%
ownership,
end
of
period |
Fidelity
Cash Central Fund 4.63% |
7,518,427
|
46,180,313
|
44,792,173
|
164,276
|
-
|
-
|
8,906,567
|
0.0%
|
Total
|
7,518,427
|
46,180,313
|
44,792,173
|
164,276
|
-
|
-
|
8,906,567
|
|
Valuation
Inputs at Reporting Date: | ||||
Description
|
Total
($) |
Level
1 ($) |
Level
2 ($) |
Level
3 ($) |
Investments
in Securities: |
||||
Corporate Bonds |
267,176,549
|
-
|
267,176,549
|
-
|
Money Market Funds
|
8,906,567
|
8,906,567
|
-
|
-
|
Total Investments in Securities: |
276,083,116
|
8,906,567
|
267,176,549
|
-
|
Statement
of Assets and Liabilities | ||||
February
28, 2023
(Unaudited)
| ||||
Assets
|
||||
Investment
in securities, at value - See accompanying
schedule: |
||||
Unaffiliated issuers (cost
$287,955,146) |
$
|
267,176,549
|
||
Fidelity Central Funds (cost
$8,906,567) |
8,906,567
|
|||
Total
Investment in Securities (cost $296,861,713) |
$
|
276,083,116
| ||
Cash
|
35,751
| |||
Receivable
for investments sold |
2,803,912
| |||
Interest
receivable |
4,197,745
| |||
Distributions
receivable from Fidelity Central Funds |
20,303
| |||
Total
assets |
283,140,827
| |||
Liabilities
|
||||
Payable
for investments purchased on a delayed delivery basis |
$
|
4,970,000
|
||
Distributions
payable |
1,374,000
|
|||
Accrued
management fee |
103,449
|
|||
Total Liabilities
|
6,447,449
| |||
Net
Assets |
$
|
276,693,378
| ||
Net
Assets consist of: |
||||
Paid
in capital |
$
|
320,307,369
| ||
Total
accumulated earnings (loss) |
(43,613,991)
| |||
Net
Assets |
$
|
276,693,378
| ||
Net
Asset Value ,
offering price and redemption price per share ($276,693,378 ÷ 6,000,000
shares) |
$
|
46.12
|
Statement
of Operations | ||||
Six
months ended
February
28, 2023
(Unaudited)
| ||||
Investment
Income |
||||
Dividends
|
$
|
5,273
| ||
Interest
|
7,989,545
| |||
Income
from Fidelity Central Funds |
164,276
| |||
Total Income |
8,159,094
| |||
Expenses
|
||||
Management
fee |
$
|
600,477
|
||
Independent
trustees' fees and expenses |
409
|
|||
Total expenses before reductions |
600,886
|
|||
Expense reductions |
(1,147)
|
|||
Total expenses after reductions |
599,739
| |||
Net
Investment income (loss) |
7,559,355
| |||
Realized
and Unrealized Gain (Loss) |
||||
Net
realized gain (loss) on: |
||||
Investment Securities: |
||||
Unaffiliated issuers |
(5,558,715)
|
|||
Redemptions in-kind |
(1,920,614)
|
|||
Total
net realized gain (loss) |
(7,479,329)
| |||
Change
in net unrealized appreciation (depreciation) on investment securities
|
6,393,338
| |||
Net
gain (loss) |
(1,085,991)
| |||
Net
increase (decrease) in net assets resulting from operations
|
$
|
6,473,364
|
Statement
of Changes in Net Assets | ||||
Six
months ended
February
28, 2023
(Unaudited)
|
Year
ended
August
31, 2022 | |||
Increase
(Decrease) in Net Assets |
||||
Operations
|
||||
Net
investment income (loss) |
$
|
7,559,355
|
$
|
13,042,306
|
Net
realized gain (loss) |
(7,479,329)
|
(16,010,975)
| ||
Change
in net unrealized appreciation (depreciation) |
6,393,338
|
(32,513,552)
| ||
Net
increase (decrease) in net assets resulting from operations
|
6,473,364
|
(35,482,221)
| ||
Distributions
to shareholders |
(7,694,550)
|
(19,199,200)
| ||
Share
transactions |
||||
Proceeds
from sales of shares |
22,996,706
|
122,215,264
| ||
Cost
of shares redeemed |
(20,078,039)
|
(70,069,896)
| ||
Net
increase (decrease) in net assets resulting from share transactions
|
2,918,667
|
52,145,368
| ||
Total
increase (decrease) in net assets |
1,697,481
|
(2,536,053)
| ||
Net
Assets |
||||
Beginning
of period |
274,995,897
|
277,531,950
| ||
End
of period |
$
|
276,693,378
|
$
|
274,995,897
|
Other
Information |
||||
Shares
|
||||
Sold
|
500,000
|
2,350,000
| ||
Redeemed
|
(450,000)
|
(1,350,000)
| ||
Net
increase (decrease) |
50,000
|
1,000,000
| ||
Fidelity®
High Yield Factor ETF |
Six
months ended
(Unaudited)
February 28, 2023
|
Years
ended August 31, 2022
|
2021
|
2020
|
2019
|
2018
A
| |||||||
Selected Per-Share
Data
|
||||||||||||
Net asset value, beginning
of period |
$
|
46.22
|
$
|
56.07
|
$
|
54.49
|
$
|
52.32
|
$
|
50.21
|
$
|
50.00
|
Income from Investment
Operations |
||||||||||||
Net investment income (loss) B,C
|
1.305
|
2.383
|
2.250
|
2.518
|
2.589
|
.578
| ||||||
Net realized and unrealized gain (loss)
|
(.075)
|
(8.748)
|
2.335
|
2.323
|
2.006
|
.209
| ||||||
Total from investment
operations |
1.230
|
(6.365)
|
4.585
|
4.841
|
4.595
|
.787
| ||||||
Distributions from net
investment income |
(1.330)
|
(2.355)
|
(2.195)
|
(2.429)
|
(2.485)
|
(.577)
| ||||||
Distributions from net
realized gain |
-
|
(1.128)
|
(.808)
|
(.242)
|
-
|
-
| ||||||
Total distributions |
(1.330)
|
(3.483)
|
(3.003)
|
(2.671)
|
(2.485)
|
(.577)
| ||||||
Net asset value, end of
period |
$
|
46.12
|
$
|
46.22
|
$
|
56.07
|
$
|
54.49
|
$
|
52.32
|
$
|
50.21
|
Total Return
D,E,F
|
2.72%
|
(11.85)%
|
8.66%
|
9.61%
|
9.48%
|
1.59%
| ||||||
Ratios to Average Net Assets C,G,H
|
||||||||||||
Expenses before reductions
|
.45%
I
|
.45%
|
.45%
|
.45%
|
.44%
J
|
.45%
I
| ||||||
Expenses net of fee
waivers, if any |
.45%
I
|
.45%
|
.45%
|
.45%
|
.44%
J
|
.45%
I
| ||||||
Expenses net of all
reductions |
.45%
I
|
.45%
|
.45%
|
.45%
|
.44%
J
|
.45%
I
| ||||||
Net investment income
(loss) |
5.72%
I
|
4.64%
|
4.07%
|
4.84%
|
5.03%
|
5.21%
I
| ||||||
Supplemental Data |
||||||||||||
Net assets, end of period
(000 omitted) |
$
|
276,693
|
$
|
274,996
|
$
|
277,532
|
$
|
114,421
|
$
|
68,016
|
$
|
12,553
|
Portfolio turnover rate
K
|
54%
I,L
|
72%
L
|
177%
L
|
179%
L
|
76%
|
8%
M
|
Top
Holdings (% of Fund's net
assets) | ||
PNC
Financial Services Group, Inc. 5% |
4.7
|
|
Wells
Fargo & Co. 5.9% |
4.2
|
|
Truist
Financial Corp. 5.125% 12/31/99 |
3.1
|
|
JPMorgan
Chase & Co. 4.55% |
3.0
|
|
Bank
of America Corp. 5.875% |
2.6
|
|
Goldman
Sachs Group, Inc. 4.4% |
2.5
|
|
Morgan
Stanley 5.3% |
2.4
|
|
Citigroup,
Inc. 6.3% |
2.3
|
|
Charles
Schwab Corp. 4% |
2.2
|
|
Goldman
Sachs Group, Inc. 3 month U.S. LIBOR + 2.870% 7.7333% |
1.9
|
|
28.9
|
||
Market
Sectors (% of Fund's net assets) | ||
Financials
|
71.8
|
|
Utilities
|
10.1
|
|
Energy
|
7.6
|
|
Communication
Services |
3.4
|
|
Industrials
|
1.6
|
|
Real
Estate |
1.6
|
|
Consumer
Discretionary |
0.7
|
|
Quality
Diversification (% of Fund's net assets)
|
![]() |
We
have used ratings from Moody's Investors Service, Inc. Where Moody's®
ratings are not available, we have used S&P® ratings. All ratings are
as of the date indicated and do not reflect subsequent changes.
|
Asset
Allocation (% of Fund's net assets)
|
![]() |
Foreign investments - 7.5%
|
Nonconvertible
Bonds - 12.0% | |||
Principal
Amount
(a)
|
Value
($)
| ||
COMMUNICATION
SERVICES - 1.6% |
|||
Media
- 0.4% |
|||
Paramount
Global 6.25% 2/28/57 (b) |
153,000
|
126,225
| |
Wireless
Telecommunication Services - 1.2% |
|||
Vodafone
Group PLC 7% 4/4/79 (b) |
400,000
|
392,119
| |
TOTAL COMMUNICATION SERVICES
|
518,344
| ||
ENERGY
- 2.0% |
|||
Oil,
Gas & Consumable Fuels - 2.0% |
|||
Enterprise
Products Operating LP: |
|||
3 month U.S. LIBOR + 2.980% 7.8576% 8/16/77
(b)(c) |
33,000
|
31,565
| |
5.25% 8/16/77 (b) |
126,000
|
112,505
| |
5.375% 2/15/78 (b) |
67,000
|
55,945
| |
Transcanada
Trust: |
|||
5.3% 3/15/77 (b) |
161,000
|
142,083
| |
5.5% 9/15/79 (b) |
128,000
|
112,877
| |
5.625% 5/20/75 (b) |
95,000
|
90,497
| |
5.875% 8/15/76 (b) |
129,000
|
122,556
| |
668,028
| |||
FINANCIALS
- 6.2% |
|||
Diversified
Financial Services - 0.9% |
|||
Apollo
Management Holdings LP 4.95% 1/14/50 (b)(d) |
324,000
|
279,450
| |
Insurance
- 5.3% |
|||
American
International Group, Inc. 5.75% 4/1/48 (b) |
129,000
|
124,485
| |
Assurant,
Inc. 7% 3/27/48 (b) |
61,000
|
60,441
| |
Liberty
Mutual Group, Inc.: |
|||
4.125% 12/15/51 (b)(d) |
150,000
|
125,141
| |
4.3% 2/1/61 (d) |
125,000
|
75,927
| |
MetLife,
Inc.: |
|||
6.4% 12/15/66 (b) |
319,000
|
320,158
| |
10.75% 8/1/69 (b) |
128,000
|
171,520
| |
Nippon
Life Insurance Co. 3.4% 1/23/50 (b)(d) |
100,000
|
86,959
| |
PartnerRe
Finance B LLC 4.5% 10/1/50 (b) |
67,000
|
59,821
| |
Prudential
Financial, Inc.: |
|||
3.7% 10/1/50 (b) |
200,000
|
168,625
| |
5.125% 3/1/52 (b) |
150,000
|
137,078
| |
6% 9/1/52 (b) |
200,000
|
192,933
| |
6.75% 3/1/53 (b) |
200,000
|
201,000
| |
1,724,088
| |||
TOTAL FINANCIALS |
2,003,538
| ||
UTILITIES
- 2.2% |
|||
Electric
Utilities - 1.3% |
|||
Emera,
Inc. 6.75% 6/15/76 (b) |
125,000
|
119,934
| |
NextEra
Energy Capital Holdings, Inc. 5.65% 5/1/79 (b) |
329,000
|
304,325
| |
424,259
| |||
Multi-Utilities
- 0.9% |
|||
CMS
Energy Corp. 3.75% 12/1/50 (b) |
359,000
|
285,407
| |
TOTAL UTILITIES |
709,666
| ||
TOTAL
NONCONVERTIBLE BONDS
(Cost
$4,365,475) |
3,899,576
| ||
Nonconvertible
Preferred Stocks - 24.4% | |||
Shares
|
Value
($)
| ||
COMMUNICATION
SERVICES - 1.8% |
|||
Diversified
Telecommunication Services - 1.5% |
|||
AT&T,
Inc. 4.75% |
25,000
|
498,750
| |
Wireless
Telecommunication Services - 0.3% |
|||
U.S.
Cellular Corp. 5.50% |
6,000
|
98,940
| |
TOTAL COMMUNICATION SERVICES
|
597,690
| ||
ENERGY
- 1.1% |
|||
Oil,
Gas & Consumable Fuels - 1.1% |
|||
DCP
Midstream Partners LP: |
|||
7.95% (b) |
775
|
19,654
| |
Series B, 7.875% (b) |
775
|
19,422
| |
Energy
Transfer LP: |
|||
7.60% (b) |
6,755
|
164,147
| |
7.625% (b) |
2,960
|
71,810
| |
Series C, 7.375% (b) |
2,623
|
63,896
| |
338,929
| |||
FINANCIALS
- 16.2% |
|||
Banks
- 7.9% |
|||
Associated
Banc-Corp. 6.625% (b)(e) |
1,000
|
25,400
| |
Bank
of America Corp.: |
|||
4.25% |
4,750
|
88,398
| |
4.375% |
20,000
|
387,200
| |
Cadence
Bank 5.50% |
1,000
|
21,580
| |
Cullen/Frost
Bankers, Inc. Series B 4.45% |
3,000
|
59,640
| |
Fifth
Third Bancorp Series K 4.95% |
1,500
|
34,035
| |
First
Republic Bank: |
|||
4.125% |
10,000
|
175,600
| |
Series M, 4.00% |
10,000
|
171,100
| |
Huntington
Bancshares, Inc. Series H, 4.50% |
6,950
|
136,012
| |
JPMorgan
Chase & Co. 4.55% |
47,900
|
970,454
| |
KeyCorp
5.625% |
1,738
|
41,243
| |
Regions
Financial Corp.: |
|||
4.45% |
2,500
|
48,150
| |
5.75% (b) |
3,000
|
73,830
| |
Truist
Financial Corp. 4.75% |
3,025
|
63,011
| |
U.S.
Bancorp: |
|||
4.50% |
3,000
|
60,960
| |
Series L, 3.75% |
2,000
|
34,400
| |
Series M, 4.00% |
5,000
|
91,250
| |
Wells
Fargo & Co. Series Z, 4.75% |
5,000
|
100,150
| |
2,582,413
| |||
Capital
Markets - 3.6% |
|||
Affiliated
Managers Group, Inc. 4.75% |
3,000
|
58,740
| |
Charles
Schwab Corp. 4.45% |
27,500
|
571,175
| |
Morgan
Stanley: |
|||
Series K, 5.85% (b) |
11,275
|
282,439
| |
Series O, 4.50% |
2,300
|
43,332
| |
Northern
Trust Corp. Series E, 4.70% |
1,000
|
21,420
| |
Oaktree
Capital Group LLC 6.55% |
2,000
|
47,580
| |
SCE
Trust III 5.75% (b) |
1,550
|
36,193
| |
Stifel
Financial Corp. Series D, 4.50% |
5,000
|
94,750
| |
1,155,629
| |||
Consumer
Finance - 0.1% |
|||
Navient
Corp. 6.00% |
1,500
|
29,175
| |
Diversified
Financial Services - 1.1% |
|||
Equitable
Holdings, Inc.: |
|||
4.30% |
2,000
|
38,000
| |
Series A 5.25% |
3,000
|
66,150
| |
KKR
Group Finance Co. IX LLC 4.625% |
10,000
|
188,000
| |
Voya
Financial, Inc. Series B, 5.35% (b) |
2,550
|
61,430
| |
353,580
| |||
Insurance
- 3.5% |
|||
Aegon
Funding Co. LLC 5.10% |
3,950
|
81,844
| |
Allstate
Corp.: |
|||
5.10% |
12,000
|
273,000
| |
Series I, 4.75% |
2,000
|
44,480
| |
American
Financial Group, Inc.: |
|||
4.50% |
2,000
|
38,800
| |
5.125% |
1,000
|
21,680
| |
Athene
Holding Ltd.: |
|||
Series C, 6.375% (b) |
4,000
|
100,840
| |
Series D, 4.875% |
5,425
|
102,370
| |
Series E, 7.75% (b) |
1,000
|
26,050
| |
MetLife,
Inc. Series F 4.75% |
4,000
|
87,000
| |
PartnerRe
Ltd. 4.875% |
3,150
|
66,710
| |
Prudential
Financial, Inc. 4.125% |
3,000
|
58,650
| |
RenaissanceRe
Holdings Ltd. Series G, 4.20% |
1,550
|
26,784
| |
W.R.
Berkley Corp. 4.25% |
11,000
|
212,850
| |
1,141,058
| |||
TOTAL FINANCIALS |
5,261,855
| ||
REAL
ESTATE - 1.6% |
|||
Equity
Real Estate Investment Trusts (REITs) - 1.5% |
|||
Digital
Realty Trust, Inc.: |
|||
5.25% |
750
|
16,823
| |
Series L, 5.20% |
3,000
|
66,930
| |
Public
Storage 4.00% |
20,000
|
368,600
| |
Summit
Hotel Properties, Inc. Series F, 5.875% |
775
|
14,795
| |
467,148
| |||
Real
Estate Management & Development - 0.1% |
|||
Brookfield
Property Partners LP: |
|||
5.75% |
1,550
|
27,141
| |
6.375% |
825
|
15,106
| |
42,247
| |||
TOTAL REAL ESTATE |
509,395
| ||
UTILITIES
- 3.7% |
|||
Electric
Utilities - 2.3% |
|||
Pacific
Gas & Electric Co. Series A |
8,000
|
177,600
| |
SCE
Trust II 5.10% |
705
|
14,678
| |
SCE
Trust V 5.45% (b) |
1,550
|
35,387
| |
Southern
Co.: |
|||
4.20% |
13,000
|
253,240
| |
Series A, 4.95% |
11,825
|
259,086
| |
739,991
| |||
Independent
Power and Renewable Electricity Producers - 0.1% |
|||
Brookfield
Renewable Partners LP 5.25% |
2,395
|
48,523
| |
Multi-Utilities
- 1.3% |
|||
Algonquin
Power & Utilities Corp. Series A, 6.20% (b) |
4,000
|
92,516
| |
Brookfield
Infrastructure Partners LP: |
|||
5.125% |
825
|
15,551
| |
Class A 5.00% |
825
|
15,205
| |
CMS
Energy Corp. 5.875% |
4,000
|
97,920
| |
DTE
Energy Co. 4.375% |
2,825
|
56,924
| |
NiSource,
Inc. 6.50% (b) |
4,000
|
100,400
| |
SCE
Trust VI |
2,375
|
47,666
| |
426,182
| |||
TOTAL UTILITIES |
1,214,696
| ||
TOTAL
NONCONVERTIBLE PREFERRED STOCKS
(Cost
$9,039,678) |
7,922,565
| ||
Preferred
Securities - 60.4% | |||
Principal
Amount
(a)
|
Value
($)
| ||
CONSUMER
DISCRETIONARY - 0.7% |
|||
Automobiles
- 0.7% |
|||
General
Motors Financial Co., Inc. 5.7% 12/31/99 (b)(f) |
227,000
|
210,486
| |
ENERGY
- 4.5% |
|||
Oil,
Gas & Consumable Fuels - 4.5% |
|||
BP
Capital Markets PLC: |
|||
4.375% (b)(f) |
125,000
|
121,591
| |
4.875% (b)(f) |
450,000
|
416,514
| |
Enbridge,
Inc.: |
|||
5.5% 7/15/77 (b) |
126,000
|
117,224
| |
5.75% 7/15/80 (b) |
126,000
|
119,072
| |
6% 1/15/77 (b) |
68,000
|
65,363
| |
6.25% 3/1/78 (b) |
123,000
|
117,701
| |
Energy
Transfer LP: |
|||
3 month U.S. LIBOR + 4.020% 8.8916% (b)(c)(f)
|
125,000
|
118,870
| |
7.125% (b)(f) |
300,000
|
272,959
| |
EnLink
Midstream Partners LP 3 month U.S. LIBOR + 4.110% 8.879% 12/31/99
(b)(c)(f) |
31,000
|
27,551
| |
Plains
All American Pipeline LP 3 month U.S. LIBOR + 4.110% 8.9736%
(b)(c)(f) |
95,000
|
87,727
| |
1,464,572
| |||
FINANCIALS
- 49.4% |
|||
Banks
- 32.4% |
|||
Bank
of America Corp.: |
|||
5.875% (b)(f) |
863,000
|
829,389
| |
6.1% (b)(f) |
100,000
|
101,780
| |
6.125% (b)(f) |
100,000
|
98,041
| |
Citigroup,
Inc.: |
|||
3.875% (b)(f) |
511,000
|
459,017
| |
4.15% (b)(f) |
89,000
|
76,574
| |
5.95% (b)(f) |
418,000
|
415,752
| |
6.3% (b)(f) |
745,000
|
741,050
| |
Citizens
Financial Group, Inc. 6% (b)(f) |
247,000
|
241,148
| |
Fifth
Third Bancorp 4.5% (b)(f) |
50,000
|
48,207
| |
Huntington
Bancshares, Inc.: |
|||
4.45% 12/31/99 (b)(f) |
574,000
|
535,894
| |
5.625% (b)(f) |
351,000
|
335,393
| |
5.7% (b)(f) |
184,000
|
183,931
| |
JPMorgan
Chase & Co.: |
|||
5% (b)(f) |
351,000
|
342,266
| |
6.1% (b)(f) |
321,000
|
327,317
| |
KeyCorp
5% (b)(f) |
75,000
|
71,576
| |
M&T
Bank Corp.: |
|||
3.5% (b)(f) |
30,000
|
24,301
| |
5.125% (b)(f) |
450,000
|
426,483
| |
PNC
Financial Services Group, Inc.: |
|||
5% (b)(f) |
1,592,000
|
1,510,119
| |
6% (b)(f) |
225,000
|
218,106
| |
Regions
Financial Corp. 5.75% 12/31/99 (b) |
75,000
|
74,611
| |
SVB
Financial Group: |
|||
4.25% 12/31/99 (b)(f) |
125,000
|
88,661
| |
4.7% 12/31/99 (b)(f) |
60,000
|
41,465
| |
Truist
Financial Corp.: |
|||
4.95% (b)(f) |
50,000
|
49,503
| |
5.1% (b)(f) |
478,000
|
468,583
| |
5.125% 12/31/99 (b)(f) |
1,130,000
|
1,007,342
| |
U.S.
Bancorp: |
|||
3.7% (b)(f) |
275,000
|
232,616
| |
5.3% (b)(f) |
100,000
|
92,169
| |
Wells
Fargo & Co.: |
|||
3.9% (b)(f) |
141,000
|
127,268
| |
5.9% (b)(f) |
1,371,000
|
1,358,316
| |
10,526,878
| |||
Capital
Markets - 13.5% |
|||
Bank
of New York Mellon Corp.: |
|||
3.7% (b)(f) |
425,000
|
390,058
| |
3.75% (b)(f) |
96,000
|
80,870
| |
4.625% (b)(f) |
200,000
|
186,137
| |
Charles
Schwab Corp.: |
|||
4% (b)(f) |
831,000
|
710,837
| |
5% (b)(f) |
75,000
|
71,438
| |
Goldman
Sachs Group, Inc.: |
|||
3 month U.S. LIBOR + 2.870% 7.7333% (b)(c)(f)
|
616,000
|
612,601
| |
4.125% (b)(f) |
29,000
|
25,271
| |
4.4% (b)(f) |
894,000
|
813,218
| |
5.3% (b)(f) |
279,000
|
275,973
| |
Morgan
Stanley: |
|||
5.3% (b)(f) |
765,000
|
774,891
| |
5.875% (b)(f) |
125,000
|
126,832
| |
Northern
Trust Corp. 4.6% (b)(f) |
50,000
|
47,138
| |
State
Street Corp. 5.625% (b)(f) |
263,000
|
256,884
| |
4,372,148
| |||
Consumer
Finance - 2.5% |
|||
Ally
Financial, Inc. 4.7% (b)(f) |
250,000
|
196,375
| |
American
Express Co. 3.55% (b)(f) |
232,000
|
198,684
| |
Capital
One Financial Corp. 3.95% (b)(f) |
400,000
|
341,510
| |
Discover
Financial Services 5.5% 12/31/99 (b)(f) |
100,000
|
87,095
| |
823,664
| |||
Diversified
Financial Services - 0.2% |
|||
Equitable
Holdings, Inc. 4.95% (b)(f) |
75,000
|
73,024
| |
Insurance
- 0.8% |
|||
Markel
Corp. 6% (b)(f) |
100,000
|
100,217
| |
MetLife,
Inc. 3.85% (b)(f) |
125,000
|
119,601
| |
SBL
Holdings, Inc. 6.5% 1 |